UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-06367
Gabelli Equity Series Funds, Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: September 30
Date of reporting period: July 1, 2020 – June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021
ProxyEdge Meeting Date Range: 07/01/2020 - 06/30/2021 The Gabelli Small Cap Growth Fund | Report Date: 07/01/2021 1 |
Investment Company Report
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AZZ INC. | ||||||||||||||
Security | 002474104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AZZ | Meeting Date | 08-Jul-2020 | |||||||||||
ISIN | US0024741045 | Agenda | 935219469 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Daniel E. Berce | For | For | |||||||||||
2 | Paul Eisman | For | For | |||||||||||
3 | Daniel R. Feehan | For | For | |||||||||||
4 | Thomas E. Ferguson | For | For | |||||||||||
5 | Kevern R. Joyce | For | For | |||||||||||
6 | Venita McCellon-Allen | For | For | |||||||||||
7 | Ed McGough | For | For | |||||||||||
8 | Steven R. Purvis | For | For | |||||||||||
2. | Approval of advisory vote on AZZ's executive compensation program. | Management | For | For | ||||||||||
3. | Ratification of appointment of Grant Thornton LLP to serve as AZZ's independent registered public accounting firm for the fiscal year ending February 28, 2021. | Management | For | For | ||||||||||
PETS AT HOME GROUP PLC | ||||||||||||||
Security | G7041J107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 09-Jul-2020 | ||||||||||||
ISIN | GB00BJ62K685 | Agenda | 712858995 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 432802 DUE TO WITHDRAWAL-OF RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
1 | TO RECEIVE THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 26 MARCH 2020, TOGETHER WITH THE DIRECTORS REPORTS AND THE AUDITORS' REPORTS SET OUT IN THE ANNUAL REPORT FOR THE YEAR ENDED 26 MARCH 2020 (2020 ANNUAL REPORT) | Management | For | For | ||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 26 MARCH 2020 AS SET OUT IN PAGES 121 TO 132 OF THE 2020 ANNUAL REPORT | Management | For | For | ||||||||||
3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY AS SET OUT IN PAGES 115 TO 120 OF THE 2020 ANNUAL REPORT | Management | Against | Against | ||||||||||
4 | TO DECLARE A FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 5 PENCE PER ORDINARY SHARE | Management | For | For | ||||||||||
5.A | TO RE-ELECT PETER PRITCHARD AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
5.B | TO RE-ELECT MIKE IDDON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
5.C | TO RE-ELECT DENNIS MILLARD AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
5.D | TO RE-ELECT SHARON FLOOD AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
5.E | TO RE-ELECT STANISLAS LAURENT AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
5.F | TO RE-ELECT SUSAN DAWSON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
6 | TO ELECT IAN BURKE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
7 | TO RE-APPOINT KPMG LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
8 | TO AUTHORISE THE DIRECTORS TO SET THE FEES PAID TO THE AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
9 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
10 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||
11 | TO APPROVE THE PETS AT HOME GROUP PLC RESTRICTED STOCK PLAN (THE 'RSP') | Non-Voting | ||||||||||||
12 | PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||
13 | ADDITIONAL PARTIAL DISAPPLICATION OF PRE- EMPTION RIGHTS | Management | For | For | ||||||||||
14 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||||
15 | THAT A GENERAL MEETING, OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
16 | THAT THE ARTICLES OF ASSOCIATION SET OUT IN THE DOCUMENT PRODUCED TO THIS MEETING (AND INITIALLED BY THE CHAIRMAN OF THE MEETING FOR THE PURPOSES OF IDENTIFICATION) BE AND ARE HEREBY APPROVED AND ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR AND TO THE EXCLUSION OF ALL EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||||
MVC CAPITAL, INC. | ||||||||||||||
Security | 553829102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MVC | Meeting Date | 15-Jul-2020 | |||||||||||
ISIN | US5538291023 | Agenda | 935237227 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ron Avni | For | For | |||||||||||
2 | John Chapman | For | For | |||||||||||
3 | Phillip Goldstein | For | For | |||||||||||
4 | Gerald Hellerman | For | For | |||||||||||
5 | Douglas Kass | For | For | |||||||||||
6 | Robert Knapp | For | For | |||||||||||
7 | Scott Krase | For | For | |||||||||||
8 | Arthur Lipson | For | For | |||||||||||
9 | Michael Tokarz | For | For | |||||||||||
2. | To ratify the selection of Grant Thornton LLP as the Fund's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
THOMASVILLE BANCSHARES, INC. | ||||||||||||||
Security | 884608100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | THVB | Meeting Date | 15-Jul-2020 | |||||||||||
ISIN | US8846081003 | Agenda | 935241024 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Charles A. Balfour, Jr. | For | For | |||||||||||
2 | Joel W. Barrett | For | For | |||||||||||
3 | Stephen H. Cheney | For | For | |||||||||||
4 | Richard L Singletary Jr | For | For | |||||||||||
5 | Van Champion | For | For | |||||||||||
2. | Proposal to ratify the appointment of Mauldin & Jenkins CPA, LLC as the Company's principal independent public accountant for the 2020 fiscal year. | Management | For | For | ||||||||||
RTI SURGICAL HOLDINGS, INC. | ||||||||||||||
Security | 74975N105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RTIX | Meeting Date | 15-Jul-2020 | |||||||||||
ISIN | US74975N1054 | Agenda | 935241795 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the Contemplated Transactions, as disclosed in the proxy statement. | Management | For | For | ||||||||||
2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to certain of RTI's named executive officers as a result of the consummation of the Contemplated Transactions, as disclosed in the proxy statement. | Management | For | For | ||||||||||
3. | DIRECTOR | Management | ||||||||||||
1 | Camille I. Farhat | For | For | |||||||||||
2 | Jeffrey C. Lightcap | For | For | |||||||||||
3 | Thomas A. McEachin | For | For | |||||||||||
4 | Mark D. Stolper | For | For | |||||||||||
5 | Paul G. Thomas | For | For | |||||||||||
6 | Nicholas J. Valeriani | For | For | |||||||||||
7 | Shirley A. Weis | For | For | |||||||||||
8 | Stuart F. Simpson | For | For | |||||||||||
4. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers for 2019, as disclosed in the proxy statement. | Management | For | For | ||||||||||
5. | To adjourn the Annual Meeting, if necessary or appropriate, including to permit further solicitation of proxies in favor of the Contemplated Transactions if there are insufficient votes at the time of the Annual Meeting to approve the Contemplated Transactions. | Management | For | For | ||||||||||
WORLD WRESTLING ENTERTAINMENT, INC. | ||||||||||||||
Security | 98156Q108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WWE | Meeting Date | 16-Jul-2020 | |||||||||||
ISIN | US98156Q1085 | Agenda | 935139623 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Vincent K. McMahon | For | For | |||||||||||
2 | Stephanie M. Levesque | For | For | |||||||||||
3 | Paul Levesque | For | For | |||||||||||
4 | Stuart U. Goldfarb | For | For | |||||||||||
5 | Laureen Ong | For | For | |||||||||||
6 | Robyn W. Peterson | For | For | |||||||||||
7 | Frank A. Riddick, III | For | For | |||||||||||
8 | Man Jit Singh | For | For | |||||||||||
9 | Jeffrey R. Speed | For | For | |||||||||||
10 | Alan M. Wexler | For | For | |||||||||||
2. | Ratification of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
3. | Advisory vote to approve Executive Compensation. | Management | For | For | ||||||||||
ENERGY RECOVERY, INC. | ||||||||||||||
Security | 29270J100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ERII | Meeting Date | 16-Jul-2020 | |||||||||||
ISIN | US29270J1007 | Agenda | 935232619 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Alexander J. Buehler | For | For | |||||||||||
2 | Robert Yu Lang Mao | For | For | |||||||||||
2. | To approve the Energy Recovery, Inc. 2020 Incentive Plan. | Management | Against | Against | ||||||||||
3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
4. | To approve, on an advisory basis, our executive compensation for the fiscal year ended December 31, 2019 as described in the Proxy Statement. | Management | For | For | ||||||||||
WILLAMETTE VALLEY VINEYARDS, INC. | ||||||||||||||
Security | 969136100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WVVI | Meeting Date | 17-Jul-2020 | |||||||||||
ISIN | US9691361003 | Agenda | 935232203 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | James W. Bernau | For | For | |||||||||||
2 | Sean M. Cary | For | For | |||||||||||
2. | Ratification of appointment of Moss-Adams, LLP as the independent registered public accounting firm of Willamette Valley Vineyards, Inc. for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Advisory (non-binding) approval of the Company's executive compensation. | Management | For | For | ||||||||||
4. | To recommend, by non-binding vote, the frequency of executive compensation votes. | Management | 3 Years | For | ||||||||||
SIEMENS GAMESA RENEWABLE ENERGY SA | ||||||||||||||
Security | E8T87A100 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 22-Jul-2020 | ||||||||||||
ISIN | ES0143416115 | Agenda | 712847764 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS | Management | For | For | ||||||||||
2 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED MANAGEMENT REPORTS | Management | For | For | ||||||||||
3 | APPROVAL OF THE NON FINANCIAL INFORMATION REPORT | Management | For | For | ||||||||||
4 | APPROVAL OF THE SOCIAL MANAGEMENT | Management | For | For | ||||||||||
5 | ALLOCATION OF RESULTS | Management | For | For | ||||||||||
6 | APPOINTMENT OF MR ANDREAS C. HOFFMANN AS DIRECTOR | Management | For | For | ||||||||||
7 | APPOINTMENT OF MR TIM OLIVER HOLT AS DIRECTOR | Management | For | For | ||||||||||
8 | APPOINTMENT OF MR HARALD VON HEYNITZ AS DIRECTOR | Management | For | For | ||||||||||
9 | APPOINTMENT OF MS MARIA FERRARO AS DIRECTOR | Management | For | For | ||||||||||
10 | APPOINTMENT OF MR ANDREAS NAUEN AS DIRECTOR | Management | For | For | ||||||||||
11 | NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
12 | REELECTION OF ERNST AND YOUNG AS AUDITORS | Management | For | For | ||||||||||
13 | AUTHORIZATION FOR THE ACQUISITION OF OWN SHARES | Management | For | For | ||||||||||
14 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL | Management | For | For | ||||||||||
15 | AUTHORISATION TO THE BOARD OF DIRECTORS, TO ISSUE SIMPLE DEBENTURE AND OTHER FIXED INCOME SECURITIES THAT ARE NEITHER EXCHANGEABLE FOR NOR CONVERTIBLE INTO SHARES | Management | For | For | ||||||||||
16 | AUHTORIZATION TO ISSUE DEBENTURE S OR BONDS THAT ARE EXCHANGEABLE FOR OR CONVERTIBLE INTO SHARES | Management | For | For | ||||||||||
17 | APPROVAL OF THE REMUNERATION POLICY | Management | For | For | ||||||||||
18.1 | AMEND ARTICLES RE RIGHT OF INFORMATION AND INTERVENTION AT GENERAL MEETINGS: AMENDMENT OF THE REGULATION OF THE GENERAL MEETING ARTICLES 9, 11, 17, 27, 28 AND 29 | Management | For | For | ||||||||||
18.2 | AMEND ARTICLE 15 RE PUBLIC REQUEST FOR REPRESENTATION | Management | For | For | ||||||||||
18.3 | AMEND ARTICLES RE TECHNICAL IMPROVEMENTS: ARTICLES 6, 7, 8, 23, 24, 31 AND 36 | Management | For | For | ||||||||||
18.4 | AMEND ARTICLE 20 AND ADD NEW PROVISION RE REMOTE ATTENDANCE AT GENERAL MEETINGS | Management | For | For | ||||||||||
19 | DELEGATION OF POWERS TO IMPLEMENT AGREEMENTS | Management | For | For | ||||||||||
20 | CONSULTIVE VOTE ON THE ANNUAL REPORT ON REMUNERATION OF DIRECTORS | Management | For | For | ||||||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 23 JUL 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | ||||||||||||
CMMT | 30 JUN 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE TEXT OF- RESOLUTIONS 18.1 TO 18.4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting | ||||||||||||
GYRODYNE, LLC | ||||||||||||||
Security | 403829104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GYRO | Meeting Date | 22-Jul-2020 | |||||||||||
ISIN | US4038291047 | Agenda | 935243989 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Philip F. Palmedo | For | For | |||||||||||
2 | Nader G.M. Salour | For | For | |||||||||||
2. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers, as disclosed in the accompanying proxy statement. | Management | For | For | ||||||||||
3. | To ratify the engagement of Baker Tilly Virchow Krause, LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
MODINE MANUFACTURING COMPANY | ||||||||||||||
Security | 607828100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MOD | Meeting Date | 23-Jul-2020 | |||||||||||
ISIN | US6078281002 | Agenda | 935242874 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mr. Eric D. Ashleman | Management | For | For | ||||||||||
1B. | Election of Director: Mr. Larry O. Moore | Management | For | For | ||||||||||
1C. | Election of Director: Ms. Marsha C. Williams | Management | For | For | ||||||||||
2. | Approval of the Modine Manufacturing Company 2020 Incentive Compensation Plan. | Management | Against | Against | ||||||||||
3. | Advisory vote to approve of the Company's named executive officer compensation. | Management | For | For | ||||||||||
4. | Ratification of the appointment of the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
STEEL CONNECT, INC. | ||||||||||||||
Security | 858098106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STCN | Meeting Date | 23-Jul-2020 | |||||||||||
ISIN | US8580981061 | Agenda | 935245402 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jack L. Howard | For | For | |||||||||||
2 | Maria U. Molland | For | For | |||||||||||
2. | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||
4. | To approve an amendment to the Company's Certificate of Incorporation to declassify the Board. | Management | For | For | ||||||||||
5. | To approve the 2020 Stock Incentive Compensation Plan. | Management | For | For | ||||||||||
TURQUOISE HILL RESOURCES LTD. | ||||||||||||||
Security | 900435108 | �� | Meeting Type | Contested-Annual and Special Meeting | ||||||||||
Ticker Symbol | TRQ | Meeting Date | 24-Jul-2020 | |||||||||||
ISIN | CA9004351081 | Agenda | 935243270 - Opposition | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | ELECTION OF DIRECTORS OF TURQUOISE HILL: PENTWATER NOMINEE - Pentwater recommends a vote FOR Matthew Halbower | Management | For | For | ||||||||||
1B | TURQUOISE HILL MANAGEMENT NOMINEE: Pentwater recommends a WITHHOLD vote George R. Burns | Management | For | Against | ||||||||||
1C | TURQUOISE HILL MANAGEMENT NOMINEE: Pentwater recommends a WITHHOLD vote Alan Chirgwin | Management | For | Against | ||||||||||
1D | TURQUOISE HILL MANAGEMENT NOMINEE: Pentwater recommends a WITHHOLD vote R. Peter Gillin | Management | For | Against | ||||||||||
1E | TURQUOISE HILL MANAGEMENT NOMINEE: Pentwater recommends a WITHHOLD vote Stephen Jones | Management | For | Against | ||||||||||
1F | TURQUOISE HILL MANAGEMENT NOMINEE: Pentwater recommends a WITHHOLD vote Ulf Quellmann | Management | For | Against | ||||||||||
1G | TURQUOISE HILL MANAGEMENT NOMINEE: Pentwater recommends a WITHHOLD vote Russel C. Robertson | Management | Withheld | For | ||||||||||
1H | TURQUOISE HILL MANAGEMENT NOMINEE: Pentwater recommends a WITHHOLD vote Maryse Saint-Laurent | Management | For | Against | ||||||||||
02 | Ordinary resolution to authorize the board of directors of Turquoise Hill to take steps to amend the articles of Turquoise Hill to provide a minority shareholder nomination right. | Management | Withheld | Against | ||||||||||
03 | To appoint KPMG LLP as auditors of Turquoise Hill at a remuneration to be fixed by the board of directors. | Management | For | For | ||||||||||
04 | Special resolution to authorize the consolidation of Turquoise Hill's issued and outstanding common shares. | Management | For | For | ||||||||||
05 | Non-binding advisory vote to accept the approach to executive compensation disclosed in Turquoise Hill's management information circular dated June 17, 2020. | Management | For | Against | ||||||||||
KLX ENERGY SERVICES HOLDINGS, INC. | ||||||||||||||
Security | 48253L106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KLXE | Meeting Date | 24-Jul-2020 | |||||||||||
ISIN | US48253L1061 | Agenda | 935246935 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the issuance of shares of KLXE's common stock, par value $0.01 per share (the "KLXE Common Stock"), to stockholders of QES in connection with the Merger Agreement (the "KLXE Share Issuance Proposal"). | Management | For | For | ||||||||||
2. | To approve an amendment to the amended and restated certificate of incorporation of KLXE to effect a reverse stock split of KLXE Common Stock at a ratio within a range of 1-for-5 and 1-for-10, as determined by the KLXE Board of Directors, in the form attached as Annex B to the joint proxy statement/prospectus (the "KLXE Reverse Stock Split Proposal"). | Management | For | For | ||||||||||
3. | To approve an amendment to KLXE's Long-Term Incentive Plan to increase the number of shares issuable thereunder, and to provide for an annual limit on the awards to non-employee directors (the "KLXE LTIP Amendment Proposal"). | Management | Against | Against | ||||||||||
4. | DIRECTOR | Management | ||||||||||||
1 | Benjamin A. Hardesty | For | For | |||||||||||
2 | Stephen M. Ward, Jr. | For | For | |||||||||||
5. | To approve an amendment to KLXE's Employee Stock Purchase Plan to increase the number of shares issuable thereunder (the "KLXE ESPP Amendment Proposal"). | Management | For | For | ||||||||||
6. | To approve the annual ratification of the appointment of Deloitte & Touche LLP to serve as KLXE's independent auditor for 2020 (the "KLXE Auditor Proposal"). | Management | For | For | ||||||||||
7. | To approve the adjournment of the KLXE Annual Meeting to solicit additional proxies if there are not sufficient votes at the time of the KLXE Annual Meeting to approve any of the KLXE Share Issuance Proposal, the KLXE Reverse Stock Split Proposal, the KLXE LTIP Amendment Proposal, the KLXE Director Election Proposal, the KLXE ESPP Amendment Proposal or the KLXE Auditor Proposal, or to ensure that any supplement or amendment to the joint proxy statement/prospectus is timely provided to KLXE stockholders (the "KLXE Adjournment Proposal"). | Management | For | For | ||||||||||
IRISH CONTINENTAL GROUP PLC | ||||||||||||||
Security | G49406179 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 28-Jul-2020 | ||||||||||||
ISIN | IE00BLP58571 | Agenda | 712913587 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE AND CONSIDER THE 2019 FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON AND A REVIEW OF THE AFFAIRS OF THE COMPANY | Management | For | For | ||||||||||
2.A | TO RE-APPOINT J. B. MCGUCKIAN AS A DIRECTOR | Management | For | For | ||||||||||
2.B | TO RE-APPOINT E. ROTHWELL AS A DIRECTOR | Management | For | For | ||||||||||
2.C | TO RE-APPOINT D. LEDWIDGE AS A DIRECTOR | Management | For | For | ||||||||||
2.D | TO RE-APPOINT C. DUFFY AS A DIRECTOR | Management | For | For | ||||||||||
2.E | TO RE-APPOINT B. O'KELLY AS A DIRECTOR | Management | For | For | ||||||||||
2.F | TO RE-APPOINT J. SHEEHAN AS A DIRECTOR | Management | For | For | ||||||||||
3 | TO AUTHORISE THE DIRECTORS TO FIX THE AUDITORS REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
4 | TO RECEIVE AND CONSIDER THE REPORT OF THE REMUNERATION COMMITTEE FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | Against | Against | ||||||||||
5 | GENERAL AUTHORITY TO ALLOT RELEVANT SECURITIES | Management | For | For | ||||||||||
6 | TO DISAPPLY STATUTORY PRE-EMPTION PROVISIONS IN SPECIFIED CIRCUMSTANCES FOR UP TO 5% OF THE ISSUED SHARE CAPITAL | Management | For | For | ||||||||||
7 | TO DISAPPLY STATUTORY PRE-EMPTION PROVISIONS FOR UP TO AN ADDITIONAL 5% OF THE ISSUED SHARE CAPITAL IN CONNECTION WITH SPECIFIED TRANSACTIONS | Management | For | For | ||||||||||
8 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | For | For | ||||||||||
9 | TO AUTHORISE THE COMPANY TO RE-ALLOT TREASURY SHARES | Management | For | For | ||||||||||
10 | AUTHORITY TO CONVENE CERTAIN GENERAL MEETINGS ON 14 DAYS NOTICE | Management | For | For | ||||||||||
ITO EN,LTD. | ||||||||||||||
Security | J25027103 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 28-Jul-2020 | ||||||||||||
ISIN | JP3143000002 | Agenda | 712915430 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Honjo, Hachiro | Management | Against | Against | ||||||||||
2.2 | Appoint a Director Honjo, Daisuke | Management | For | For | ||||||||||
2.3 | Appoint a Director Honjo, Shusuke | Management | For | For | ||||||||||
2.4 | Appoint a Director Hashimoto, Shunji | Management | For | For | ||||||||||
2.5 | Appoint a Director Watanabe, Minoru | Management | For | For | ||||||||||
2.6 | Appoint a Director Yashiro, Mitsuo | Management | For | For | ||||||||||
2.7 | Appoint a Director Nakano, Yoshihisa | Management | For | For | ||||||||||
2.8 | Appoint a Director Kamiya, Shigeru | Management | For | For | ||||||||||
2.9 | Appoint a Director Yosuke Jay Oceanbright Honjo | Management | For | For | ||||||||||
2.10 | Appoint a Director Hirata, Atsushi | Management | For | For | ||||||||||
2.11 | Appoint a Director Taguchi, Morikazu | Management | For | For | ||||||||||
2.12 | Appoint a Director Usui, Yuichi | Management | For | For | ||||||||||
2.13 | Appoint a Director Tanaka, Yutaka | Management | For | For | ||||||||||
2.14 | Appoint a Director Takano, Hideo | Management | For | For | ||||||||||
3 | Appoint a Corporate Auditor Takasawa, Yoshiaki | Management | For | For | ||||||||||
STERIS PLC | ||||||||||||||
Security | G8473T100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STE | Meeting Date | 28-Jul-2020 | |||||||||||
ISIN | IE00BFY8C754 | Agenda | 935236768 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Re-election of Director: Richard C. Breeden | Management | For | For | ||||||||||
1b. | Re-election of Director: Cynthia L. Feldmann | Management | For | For | ||||||||||
1c. | Re-election of Director: Dr. Jacqueline B. Kosecoff | Management | For | For | ||||||||||
1d. | Re-election of Director: David B. Lewis | Management | For | For | ||||||||||
1e. | Re-election of Director: Walter M Rosebrough, Jr. | Management | For | For | ||||||||||
1f. | Re-election of Director: Dr. Nirav R. Shah | Management | For | For | ||||||||||
1g. | Re-election of Director: Dr. Mohsen M. Sohi | Management | For | For | ||||||||||
1h. | Re-election of Director: Dr. Richard M. Steeves | Management | For | For | ||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending March 31, 2021. | Management | For | For | ||||||||||
3. | To appoint Ernst & Young Chartered Accountants as the Company's Irish statutory auditor under the Act to hold office until the conclusion of the Company's next Annual General Meeting. | Management | For | For | ||||||||||
4. | To authorize the Directors of the Company or the Audit Committee to determine the remuneration of Ernst & Young Chartered Accountants as the Company's Irish statutory auditor. | Management | For | For | ||||||||||
5. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed pursuant to the disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and the tabular and narrative disclosure contained in the Company's proxy statement dated June 12, 2020. | Management | For | For | ||||||||||
CAVCO INDUSTRIES, INC. | ||||||||||||||
Security | 149568107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVCO | Meeting Date | 28-Jul-2020 | |||||||||||
ISIN | US1495681074 | Agenda | 935239396 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Susan L. Blount | Management | For | For | ||||||||||
1B. | Election of Director: William C. Boor | Management | For | For | ||||||||||
2. | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of RSM US LLP as the independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
ROCK FIELD CO.,LTD. | ||||||||||||||
Security | J65275109 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 29-Jul-2020 | ||||||||||||
ISIN | JP3984200000 | Agenda | 712917775 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Iwata, Kozo | Management | For | For | ||||||||||
2.2 | Appoint a Director Furutsuka, Takashi | Management | For | For | ||||||||||
2.3 | Appoint a Director Hosomi, Toshihiro | Management | For | For | ||||||||||
2.4 | Appoint a Director Endo, Hiroshi | Management | For | For | ||||||||||
2.5 | Appoint a Director Nakano, Kanji | Management | For | For | ||||||||||
2.6 | Appoint a Director Kadokami, Takeshi | Management | For | For | ||||||||||
2.7 | Appoint a Director Matsumura, Harumi | Management | For | For | ||||||||||
SKYLINE CHAMPION | ||||||||||||||
Security | 830830105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SKY | Meeting Date | 29-Jul-2020 | |||||||||||
ISIN | US8308301055 | Agenda | 935239714 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Keith Anderson | For | For | |||||||||||
2 | Michael Berman | For | For | |||||||||||
3 | Timothy Bernlohr | For | For | |||||||||||
4 | Eddie Capel | For | For | |||||||||||
5 | John C. Firth | For | For | |||||||||||
6 | Michael Kaufman | For | For | |||||||||||
7 | Erin Mulligan Nelson | For | For | |||||||||||
8 | Gary E. Robinette | For | For | |||||||||||
9 | Mark Yost | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Skyline Champion's independent registered public accounting firm. | Management | For | For | ||||||||||
3. | To consider a non-binding advisory vote on fiscal 2020 compensation paid to Skyline Champion's named executive officers. | Management | For | For | ||||||||||
HC2 HOLDINGS, INC. | ||||||||||||||
Security | 404139107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HCHC | Meeting Date | 30-Jul-2020 | |||||||||||
ISIN | US4041391073 | Agenda | 935229775 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Avram A. Glazer | Management | For | For | ||||||||||
1.2 | Election of Director: Wayne Barr, Jr. | Management | For | For | ||||||||||
1.3 | Election of Director: Kenneth S. Courtis | Management | For | For | ||||||||||
1.4 | No longer up for re-election | Management | Abstain | Against | ||||||||||
1.5 | Election of Director: Warren H. Gfeller | Management | For | For | ||||||||||
1.6 | Election of Director: Michael Gorzynski | Management | For | For | ||||||||||
1.7 | Election of Director: Shelly C. Lombard | Management | For | For | ||||||||||
2. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
HAWKINS, INC. | ||||||||||||||
Security | 420261109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HWKN | Meeting Date | 30-Jul-2020 | |||||||||||
ISIN | US4202611095 | Agenda | 935242797 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | James A. Faulconbridge | For | For | |||||||||||
2 | Patrick H. Hawkins | For | For | |||||||||||
3 | John S. McKeon | For | For | |||||||||||
4 | Mary J. Schumacher | For | For | |||||||||||
5 | Daniel J. Stauber | For | For | |||||||||||
6 | James T. Thompson | For | For | |||||||||||
7 | Jeffrey L. Wright | For | For | |||||||||||
2. | Non-binding advisory vote to approve executive compensation ("say-on-pay"). | Management | For | For | ||||||||||
BROWN-FORMAN CORPORATION | ||||||||||||||
Security | 115637100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BFA | Meeting Date | 30-Jul-2020 | |||||||||||
ISIN | US1156371007 | Agenda | 935246606 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Patrick Bousquet-Chavanne | Management | For | For | ||||||||||
1B. | Election of Director: Campbell P. Brown | Management | For | For | ||||||||||
1C. | Election of Director: Geo. Garvin Brown IV | Management | For | For | ||||||||||
1D. | Election of Director: Stuart R. Brown | Management | For | For | ||||||||||
1E. | Election of Director: John D. Cook | Management | For | For | ||||||||||
1F. | Election of Director: Marshall B. Farrer | Management | For | For | ||||||||||
1G. | Election of Director: Laura L. Frazier | Management | For | For | ||||||||||
1H. | Election of Director: Kathleen M. Gutmann | Management | For | For | ||||||||||
1I. | Election of Director: Augusta Brown Holland | Management | For | For | ||||||||||
1J. | Election of Director: Michael J. Roney | Management | For | For | ||||||||||
1K. | Election of Director: Tracy L. Skeans | Management | For | For | ||||||||||
1L. | Election of Director: Michael A. Todman | Management | For | For | ||||||||||
1M. | Election of Director: Lawson E. Whiting | Management | For | For | ||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
CHINA AUTOMOTIVE SYSTEMS, INC. | ||||||||||||||
Security | 16936R105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CAAS | Meeting Date | 17-Aug-2020 | |||||||||||
ISIN | US16936R1059 | Agenda | 935245426 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Hanlin Chen | For | For | |||||||||||
2 | Qizhou Wu | For | For | |||||||||||
3 | Guangxun Xu | For | For | |||||||||||
4 | Heng Henry Lu | For | For | |||||||||||
5 | Tong Kooi Teo | For | For | |||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers Zhong Tian LLP as the Company's independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
VITASOY INTERNATIONAL HOLDINGS LTD | ||||||||||||||
Security | Y93794108 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 18-Aug-2020 | ||||||||||||
ISIN | HK0345001611 | Agenda | 712957248 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0716/2020071600526.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0716/2020071600542.pdf | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31ST MARCH, 2020 | Management | For | For | ||||||||||
2 | TO DECLARE A FINAL DIVIDEND: HK28.4 CENTS PER ORDINARY SHARE | Management | For | For | ||||||||||
3.A.I | TO RE-ELECT DR. ROY CHI-PING CHUNG AS AN INDEPENDENT NONEXECUTIVE DIRECTOR | Management | For | For | ||||||||||
3.AII | TO RE-ELECT MS. YVONNE MO-LING LO AS A NON- EXECUTIVE DIRECTOR | Management | Against | Against | ||||||||||
3AIII | TO RE-ELECT MR. PETER TAK-SHING LO AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
3.AIV | TO RE-ELECT MS. MAY LO AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
3.A.V | TO RE-ELECT MR. EUGENE LYE AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
3.B | TO DETERMINE THE REMUNERATION OF THE DIRECTORS | Management | For | For | ||||||||||
4 | TO APPOINT AUDITORS AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION: KPMG | Management | For | For | ||||||||||
5.A | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY, NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION | Management | Against | Against | ||||||||||
5.B | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES OF THE COMPANY, NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION | Management | For | For | ||||||||||
5.C | TO ADD THE NUMBER OF SHARES BOUGHT-BACK PURSUANT TO RESOLUTION 5B TO THE NUMBER OF SHARES AVAILABLE PURSUANT TO RESOLUTION 5A | Management | Against | Against | ||||||||||
MONRO, INC. | ||||||||||||||
Security | 610236101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MNRO | Meeting Date | 18-Aug-2020 | |||||||||||
ISIN | US6102361010 | Agenda | 935245705 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John L. Auerbach | For | For | |||||||||||
2 | Donald Glickman | For | For | |||||||||||
3 | Lindsay N. Hyde | For | For | |||||||||||
4 | Leah C. Johnson | For | For | |||||||||||
2. | To approve, on a non-binding, advisory basis, the compensation paid to the Company's Named Executive Officers. | Management | For | For | ||||||||||
3. | To ratify the re-appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the fiscal year ending March 27, 2021. | Management | For | For | ||||||||||
THE J. M. SMUCKER COMPANY | ||||||||||||||
Security | 832696405 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SJM | Meeting Date | 19-Aug-2020 | |||||||||||
ISIN | US8326964058 | Agenda | 935244599 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director whose term of office will expire in 2021: Susan E. Chapman-Hughes | Management | For | For | ||||||||||
1B. | Election of Director whose term of office will expire in 2021: Paul J. Dolan | Management | For | For | ||||||||||
1C. | Election of Director whose term of office will expire in 2021: Jay L. Henderson | Management | For | For | ||||||||||
1D. | Election of Director whose term of office will expire in 2021: Kirk L. Perry | Management | For | For | ||||||||||
1E. | Election of Director whose term of office will expire in 2021: Sandra Pianalto | Management | For | For | ||||||||||
1F. | Election of Director whose term of office will expire in 2021: Nancy Lopez Russell | Management | For | For | ||||||||||
1G. | Election of Director whose term of office will expire in 2021: Alex Shumate | Management | For | For | ||||||||||
1H. | Election of Director whose term of office will expire in 2021: Mark T. Smucker | Management | For | For | ||||||||||
1I. | Election of Director whose term of office will expire in 2021: Richard K. Smucker | Management | For | For | ||||||||||
1J. | Election of Director whose term of office will expire in 2021: Timothy P. Smucker | Management | For | For | ||||||||||
1K. | Election of Director whose term of office will expire in 2021: Jodi L. Taylor | Management | For | For | ||||||||||
1L. | Election of Director whose term of office will expire in 2021: Dawn C. Willoughby | Management | For | For | ||||||||||
2. | Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2021 fiscal year. | Management | For | For | ||||||||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
4. | Approval of The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan. | Management | For | For | ||||||||||
CRIMSON WINE GROUP, LTD. | ||||||||||||||
Security | 22662X100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CWGL | Meeting Date | 25-Aug-2020 | |||||||||||
ISIN | US22662X1000 | Agenda | 935245399 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John D. Cumming | For | For | |||||||||||
2 | Joseph S. Steinberg | For | For | |||||||||||
3 | Avraham M. Neikrug | For | For | |||||||||||
4 | Douglas M. Carlson | For | For | |||||||||||
5 | Craig D. Williams | For | For | |||||||||||
6 | Colby A. Rollins | For | For | |||||||||||
7 | Luanne D. Tierney | For | For | |||||||||||
2. | Ratification of the selection of BPM LLP as independent auditors of the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||
TOOTSIE ROLL INDUSTRIES, INC. | ||||||||||||||
Security | 890516107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TR | Meeting Date | 31-Aug-2020 | |||||||||||
ISIN | US8905161076 | Agenda | 935153267 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ellen R. Gordon | For | For | |||||||||||
2 | Lana Jane Lewis-brent | For | For | |||||||||||
3 | Barre A. Seibert | For | For | |||||||||||
4 | Paula M. Wardynski | For | For | |||||||||||
2. | Ratify the appointment of Grant Thornton LLP as the independent registered public accounting firm for the fiscal year 2020. | Management | For | For | ||||||||||
3. | Approval of non-binding resolution regarding named executive officer compensation for Fiscal 2019. | Management | For | For | ||||||||||
4. | Advisory vote on the frequency of named executive officer compensation advisory votes. | Management | 3 Years | For | ||||||||||
GSE SYSTEMS, INC. | ||||||||||||||
Security | 36227K106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GVP | Meeting Date | 31-Aug-2020 | |||||||||||
ISIN | US36227K1060 | Agenda | 935250249 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | William S. Corey, Jr. | For | For | |||||||||||
2. | A non-binding resolution to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment by the audit committee of Dixon Hughes Goodman LLP, an independent registered public accounting firm, as the Company's independent registered public accountants for the current fiscal year. | Management | For | For | ||||||||||
LA-Z-BOY INCORPORATED | ||||||||||||||
Security | 505336107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LZB | Meeting Date | 01-Sep-2020 | |||||||||||
ISIN | US5053361078 | Agenda | 935250489 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kurt L. Darrow | For | For | |||||||||||
2 | Sarah M. Gallagher | For | For | |||||||||||
3 | Janet E. Kerr | For | For | |||||||||||
4 | Michael T. Lawton | For | For | |||||||||||
5 | H. George Levy, MD | For | For | |||||||||||
6 | W. Alan McCollough | For | For | |||||||||||
7 | Rebecca L. O'Grady | For | For | |||||||||||
8 | Lauren B. Peters | For | For | |||||||||||
9 | Dr. Nido R. Qubein | For | For | |||||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
3. | To approve, through a non-binding advisory vote, the compensation of the company's named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
GP STRATEGIES CORPORATION | ||||||||||||||
Security | 36225V104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GPX | Meeting Date | 01-Sep-2020 | |||||||||||
ISIN | US36225V1044 | Agenda | 935250768 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Tamar Elkeles | Management | For | For | ||||||||||
1b. | Election of Director: Marshall S. Geller | Management | For | For | ||||||||||
1c. | Election of Director: Scott N. Greenberg | Management | For | For | ||||||||||
1d. | Election of Director: Steven E. Koonin | Management | For | For | ||||||||||
1e. | Election of Director: Jacques Manardo | Management | For | For | ||||||||||
1f. | Election of Director: Richard C. Pfenniger | Management | For | For | ||||||||||
1g. | Election of Director: Samuel D. Robinson | Management | For | For | ||||||||||
1h. | Election of Director: Adam H. Stedham | Management | For | For | ||||||||||
2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | To approve an amendment to the 2011 Stock Incentive Plan to increase the authorized number of shares available for future issuance under the plan, to prohibit stock awards under the plan from receiving dividends prior to vesting and to extend the life of the plan to 2024. | Management | Against | Against | ||||||||||
DAKTRONICS, INC. | ||||||||||||||
Security | 234264109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DAKT | Meeting Date | 02-Sep-2020 | |||||||||||
ISIN | US2342641097 | Agenda | 935247874 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert G. Dutcher | Withheld | Against | |||||||||||
2 | Dr José-Marie Griffiths | For | For | |||||||||||
2. | Advisory vote on the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche, LLP as our independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
4. | To approve the 2020 Stock Incentive Plan, including providing for 3,500,000 shares as available for issuance under the 2020 Stock Incentive Plan. | Management | Against | Against | ||||||||||
NUVASIVE, INC. | ||||||||||||||
Security | 670704105 | Meeting Type | Special | |||||||||||
Ticker Symbol | NUVA | Meeting Date | 10-Sep-2020 | |||||||||||
ISIN | US6707041058 | Agenda | 935253966 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve an amendment to the Company's Restated Certificate of Incorporation to increase the number of shares of our common stock authorized for issuance from 120,000,000 shares to 150,000,000 shares | Management | For | For | ||||||||||
2. | To approve the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt Proposal 1. | Management | For | For | ||||||||||
PATTERSON COMPANIES, INC. | ||||||||||||||
Security | 703395103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PDCO | Meeting Date | 14-Sep-2020 | |||||||||||
ISIN | US7033951036 | Agenda | 935253384 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: John D. Buck | Management | For | For | ||||||||||
1B. | Election of Director: Alex N. Blanco | Management | For | For | ||||||||||
1C. | Election of Director: Jody H. Feragen | Management | For | For | ||||||||||
1D. | Election of Director: Robert C. Frenzel | Management | For | For | ||||||||||
1E. | Election of Director: Francis J. Malecha | Management | For | For | ||||||||||
1F. | Election of Director: Ellen A. Rudnick | Management | For | For | ||||||||||
1G. | Election of Director: Neil A. Schrimsher | Management | For | For | ||||||||||
1H. | Election of Director: Mark S. Walchirk | Management | For | For | ||||||||||
2. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
3. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 24, 2021. | Management | For | For | ||||||||||
NATHAN'S FAMOUS, INC. | ||||||||||||||
Security | 632347100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NATH | Meeting Date | 15-Sep-2020 | |||||||||||
ISIN | US6323471002 | Agenda | 935253889 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert J. Eide | For | For | |||||||||||
2 | Eric Gatoff | For | For | |||||||||||
3 | Brian S. Genson | For | For | |||||||||||
4 | Barry Leistner | For | For | |||||||||||
5 | Andrew Levine | For | For | |||||||||||
6 | Howard M. Lorber | For | For | |||||||||||
7 | Wayne Norbitz | For | For | |||||||||||
8 | A.F. Petrocelli | For | For | |||||||||||
9 | Charles Raich | For | For | |||||||||||
2. | Adoption, on an advisory basis, of a resolution approving the compensation of the Company's Named Executive Officers, as described in the Proxy Statement under "Executive Compensation". | Management | For | For | ||||||||||
3. | Ratification of the appointment of Marcum LLP as the independent registered public accounting firm of Nathan's Famous, Inc. for fiscal 2021. | Management | For | For | ||||||||||
4. | Adoption of a non-binding stockholder proposal to request that the Board of Directors initiate the appropriate processes to amend Nathan's Famous, Inc.'s certificate of incorporation and/or by-laws to require a majority vote in uncontested elections of directors of Nathan's Famous, Inc. | Shareholder | For | Against | ||||||||||
TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||||||||||||
Security | 874054109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TTWO | Meeting Date | 16-Sep-2020 | |||||||||||
ISIN | US8740541094 | Agenda | 935256758 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Strauss Zelnick | Management | For | For | ||||||||||
1B. | Election of Director: Michael Dornemann | Management | For | For | ||||||||||
1C. | Election of Director: J. Moses | Management | For | For | ||||||||||
1D. | Election of Director: Michael Sheresky | Management | For | For | ||||||||||
1E. | Election of Director: LaVerne Srinivasan | Management | For | For | ||||||||||
1F. | Election of Director: Susan Tolson | Management | For | For | ||||||||||
1G. | Election of Director: Paul Viera | Management | For | For | ||||||||||
1H. | Election of Director: Roland Hernandez | Management | For | For | ||||||||||
2. | Approval, on a non-binding advisory basis, of the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
3. | Approval of the Amended and Restated Take-Two Interactive Software, Inc. 2017 Stock Incentive Plan. | Management | For | For | ||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as our Independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For | ||||||||||
ALITHYA GROUP INC. | ||||||||||||||
Security | 01643B106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ALYA | Meeting Date | 16-Sep-2020 | |||||||||||
ISIN | CA01643B1067 | Agenda | 935258865 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Dana Ades-Landy | For | For | |||||||||||
2 | Robert Comeau | For | For | |||||||||||
3 | Fredrick DiSanto | For | For | |||||||||||
4 | Lucie Martel | For | For | |||||||||||
5 | Paul Raymond | For | For | |||||||||||
6 | James B. Renacci | For | For | |||||||||||
7 | Ghyslain Rivard | For | For | |||||||||||
8 | C. Lee Thomas | For | For | |||||||||||
9 | Pierre Turcotte | For | For | |||||||||||
2 | To appoint Raymond Chabot Grant Thornton LLP as auditors of the Company and authorize the Board to fix their remuneration. | Management | For | For | ||||||||||
TRANS-LUX CORPORATION | ||||||||||||||
Security | 893247304 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TNLX | Meeting Date | 17-Sep-2020 | |||||||||||
ISIN | US8932473049 | Agenda | 935264971 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Approve the advisory resolution on executive compensation. | Management | For | For | ||||||||||
1B. | Approve the advisory resolution on the frequency of future advisory votes on executive compensation. | Management | 3 Years | For | ||||||||||
2. | DIRECTOR | Management | ||||||||||||
1 | Yang Liu | For | For | |||||||||||
3. | To ratify the appointment of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
DAVIDE CAMPARI-MILANO N.V. | ||||||||||||||
Security | N24565108 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 18-Sep-2020 | ||||||||||||
ISIN | NL0015435975 | Agenda | 713022452 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
1 | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
2 | CAPITAL REDUCTION AND AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||||||
3 | IMPLEMENTATION OF CLAUSE 13.11 AND CONSEQUENT AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||||||
4 | APPOINTMENT OF MR. FABIO FACCHINI AS NON- EXECUTIVE DIRECTOR | Management | Abstain | Against | ||||||||||
5 | APPROVAL OF REMUNERATION POLICY | Management | Abstain | Against | ||||||||||
6 | QUESTIONS | Non-Voting | ||||||||||||
7 | CLOSE | Non-Voting | ||||||||||||
JOHN WILEY & SONS, INC. | ||||||||||||||
Security | 968223305 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JWB | Meeting Date | 24-Sep-2020 | |||||||||||
ISIN | US9682233054 | Agenda | 935259780 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Brian A. Napack | For | For | |||||||||||
2 | Jesse C. Wiley | For | For | |||||||||||
3 | Mari J. Baker | For | For | |||||||||||
4 | George Bell | For | For | |||||||||||
5 | Laurie A. Leshin | For | For | |||||||||||
6 | Raymond W. McDaniel, Jr | For | For | |||||||||||
7 | William J. Pesce | For | For | |||||||||||
2. | Ratification of the appointment of KPMG LLP as independent accountants for the fiscal year ending April 30, 2021. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | For | For | ||||||||||
NATIONAL BEVERAGE CORP. | ||||||||||||||
Security | 635017106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FIZZ | Meeting Date | 02-Oct-2020 | |||||||||||
ISIN | US6350171061 | Agenda | 935270152 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Nick A. Caporella | Management | For | For | ||||||||||
2. | To approve executive compensation by a non-binding advisory vote. | Management | For | For | ||||||||||
STRATTEC SECURITY CORPORATION | ||||||||||||||
Security | 863111100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STRT | Meeting Date | 06-Oct-2020 | |||||||||||
ISIN | US8631111007 | Agenda | 935268020 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Michael J. Koss | For | For | |||||||||||
2 | David R. Zimmer | For | For | |||||||||||
2. | To approve the non-binding advisory proposal on executive compensation. | Management | For | For | ||||||||||
3. | To ratify and approve the Amended and Restated STRATTEC SECURITY CORPORATION Stock Incentive Plan. | Management | For | For | ||||||||||
AAR CORP. | ||||||||||||||
Security | 000361105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AIR | Meeting Date | 07-Oct-2020 | |||||||||||
ISIN | US0003611052 | Agenda | 935264058 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: H. John Gilbertson, Jr. | Management | For | For | ||||||||||
1B. | Election of Director: Robert F. Leduc | Management | For | For | ||||||||||
1C. | Election of Director: Duncan J. McNabb | Management | For | For | ||||||||||
1D. | Election of Director: Peter Pace | Management | For | For | ||||||||||
2. | Advisory proposal to approve our Fiscal 2020 executive compensation. | Management | For | For | ||||||||||
3. | Approve amendments to the AAR CORP. 2013 Stock Plan. | Management | Against | Against | ||||||||||
4. | The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending May 31, 2021. | Management | For | For | ||||||||||
NEOGEN CORPORATION | ||||||||||||||
Security | 640491106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NEOG | Meeting Date | 08-Oct-2020 | |||||||||||
ISIN | US6404911066 | Agenda | 935268032 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | G. Bruce Papesh | For | For | |||||||||||
2 | Ralph A. Rodriguez | For | For | |||||||||||
3 | Catherine E Woteki, PhD | For | For | |||||||||||
2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF EXECUTIVES. | Management | For | For | ||||||||||
3. | RATIFICATION OF APPOINTMENT OF BDO USA LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||
VALUE LINE, INC. | ||||||||||||||
Security | 920437100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VALU | Meeting Date | 09-Oct-2020 | |||||||||||
ISIN | US9204371002 | Agenda | 935264553 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | H.A. Brecher | For | For | |||||||||||
2 | S.R. Anastasio | For | For | |||||||||||
3 | M. Bernstein | For | For | |||||||||||
4 | A.R. Fiore | For | For | |||||||||||
5 | S.P. Davis | For | For | |||||||||||
6 | G.J. Muenzer | For | For | |||||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | For | ||||||||||
STANDEX INTERNATIONAL CORPORATION | ||||||||||||||
Security | 854231107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SXI | Meeting Date | 20-Oct-2020 | |||||||||||
ISIN | US8542311076 | Agenda | 935269387 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director for three year term expiring in 2023: David Dunbar | Management | For | For | ||||||||||
1.2 | Election of Director for three year term expiring in 2023: Michael A. Hickey | Management | For | For | ||||||||||
2. | To conduct an advisory vote on the total compensation paid to the executives of the Company. | Management | For | For | ||||||||||
3. | To ratify the appointment by the Audit Committee of Deloitte & Touche LLP as independent auditors. | Management | For | For | ||||||||||
KIMBALL INTERNATIONAL, INC. | ||||||||||||||
Security | 494274103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KBAL | Meeting Date | 27-Oct-2020 | |||||||||||
ISIN | US4942741038 | Agenda | 935268626 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | SUSAN B. FRAMPTON | For | For | |||||||||||
2 | SCOTT M. SETTERSTEN | For | For | |||||||||||
2. | APPROVE, BY A NON-BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2021. | Management | For | For | ||||||||||
KENNAMETAL INC. | ||||||||||||||
Security | 489170100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KMT | Meeting Date | 27-Oct-2020 | |||||||||||
ISIN | US4891701009 | Agenda | 935269844 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Joseph Alvarado | For | For | |||||||||||
2 | Cindy L. Davis | For | For | |||||||||||
3 | William J. Harvey | For | For | |||||||||||
4 | William M. Lambert | For | For | |||||||||||
5 | Lorraine M. Martin | �� | For | For | ||||||||||
6 | Sagar A. Patel | For | For | |||||||||||
7 | Christopher Rossi | For | For | |||||||||||
8 | Lawrence W Stranghoener | For | For | |||||||||||
9 | Steven H. Wunning | For | For | |||||||||||
2. | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the Fiscal Year Ending June 30, 2021. | Management | For | For | ||||||||||
3. | Non-Binding (Advisory) Vote to Approve the Compensation Paid to the Company's Named Executive Officers. | Management | For | For | ||||||||||
4. | Approval of the Kennametal Inc. 2020 Stock and Incentive Plan. | Management | Against | Against | ||||||||||
SOUTH STATE CORPORATION | ||||||||||||||
Security | 840441109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SSB | Meeting Date | 29-Oct-2020 | |||||||||||
ISIN | US8404411097 | Agenda | 935267054 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert R. Hill, Jr. | For | For | |||||||||||
2 | Jean E. Davis | For | For | |||||||||||
3 | Martin B. Davis | For | For | |||||||||||
4 | John H. Holcomb III | For | For | |||||||||||
5 | Charles. W. McPherson | For | For | |||||||||||
6 | Ernest S. Pinner | For | For | |||||||||||
7 | G. Ruffner Page, Jr. | For | For | |||||||||||
8 | Joshua A. Snively | For | For | |||||||||||
9 | John C. Corbett | For | For | |||||||||||
10 | William K. Pou, Jr. | For | For | |||||||||||
11 | David G. Salyers | For | For | |||||||||||
2. | Approval of an amendment to South State Corporation's Articles of Incorporation to eliminate the classified structure of the Board of Directors. | Management | For | For | ||||||||||
3. | Approval of the amendment and restatement of South State Corporation's Employee Stock Purchase Plan to increase the number of shares of our common stock that may be issued under the plan by up to 1,400,000 shares. | Management | For | For | ||||||||||
4. | Approval of the 2020 Omnibus Incentive Plan. | Management | For | For | ||||||||||
5. | Approval, as an advisory, non-binding vote, of the compensation of our named executive officers. | Management | For | For | ||||||||||
6. | Ratification, as an advisory, non-binding vote, of the appointment of Dixon Hughes Goodman LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
TWIN DISC, INCORPORATED | ||||||||||||||
Security | 901476101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TWIN | Meeting Date | 29-Oct-2020 | |||||||||||
ISIN | US9014761012 | Agenda | 935268652 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | MICHAEL DOAR | For | For | |||||||||||
2 | MICHAEL C. SMILEY | For | For | |||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
3. | RATIFY THE APPOINTMENT OF RSM US LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2021. | Management | For | For | ||||||||||
4. | APPROVAL OF THE TWIN DISC, INCORPORATED 2020 STOCK INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | Against | Against | ||||||||||
5. | APPROVAL OF AMENDMENT TO THE ARTICLES OF INCORPORATION REGARDING THE MINIMUM NUMBER OF DIRECTORS. | Management | For | For | ||||||||||
TELADOC HEALTH, INC. | ||||||||||||||
Security | 87918A105 | Meeting Type | Special | |||||||||||
Ticker Symbol | TDOC | Meeting Date | 29-Oct-2020 | |||||||||||
ISIN | US87918A1051 | Agenda | 935274794 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of Share Issuance. To approve the issuance of shares of Teladoc Health, Inc. ("Teladoc") common stock to the shareholders of Livongo Health, Inc. ("Livongo") pursuant to the Agreement and Plan of Merger, dated as of August 5, 2020, by and among Teladoc, Livongo, and Tempranillo Merger Sub, Inc., a wholly-owned subsidiary of Teladoc (the "Teladoc share issuance proposal"). | Management | For | For | ||||||||||
2. | Adoption of Charter Amendment. To adopt an amendment to the certificate of incorporation of Teladoc (the "Teladoc charter amendment proposal") | Management | For | For | ||||||||||
3. | Adjournment of Teladoc Shareholder Meeting. To approve the adjournment of the Teladoc shareholder meeting to solicit additional proxies if there are not sufficient votes at the time of the Teladoc shareholder meeting to approve the Teladoc share issuance proposal and the Teladoc charter amendment proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Teladoc shareholders. | Management | For | For | ||||||||||
THE L.S. STARRETT COMPANY | ||||||||||||||
Security | 855668109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SCX | Meeting Date | 02-Nov-2020 | |||||||||||
ISIN | US8556681091 | Agenda | 935281232 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Thomas J. Riordan* | No Action | ||||||||||||
2 | Russell D. Carreker@ | No Action | ||||||||||||
3 | Christopher C. Gahagan@ | No Action | ||||||||||||
2. | Advisory vote on executive compensation. | Management | No Action | |||||||||||
3. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | No Action | |||||||||||
MEREDITH CORPORATION | ||||||||||||||
Security | 589433101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MDP | Meeting Date | 11-Nov-2020 | |||||||||||
ISIN | US5894331017 | Agenda | 935277764 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Elizabeth E. Tallett# | For | For | |||||||||||
2 | Donald A. Baer* | For | For | |||||||||||
3 | Gregory G. Coleman* | For | For | |||||||||||
2. | To approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | For | For | ||||||||||
3. | To vote on a proposed amendment and restatement of the Meredith Corporation Employee Stock Purchase Plan of 2002. | Management | For | For | ||||||||||
4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending June 30, 2021. | Management | For | For | ||||||||||
5. | To approve an amendment to our Restated Articles of Incorporation to clarify our ability to make distributions to our shareholders in separate classes of stock of our subsidiaries comparable to the classes of common stock and Class B stock held by them. | Management | For | For | ||||||||||
ETHAN ALLEN INTERIORS INC. | ||||||||||||||
Security | 297602104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ETH | Meeting Date | 12-Nov-2020 | |||||||||||
ISIN | US2976021046 | Agenda | 935277675 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: M. Farooq Kathwari | Management | For | For | ||||||||||
1B. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: James B. Carlson | Management | For | For | ||||||||||
1C. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: John J. Dooner, Jr. | Management | For | For | ||||||||||
1D. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Domenick J. Esposito | Management | For | For | ||||||||||
1E. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Mary Garrett | Management | For | For | ||||||||||
1F. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: James W. Schmotter | Management | For | For | ||||||||||
1G. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Tara I. Stacom | Management | For | For | ||||||||||
2. | To approve by a non-binding advisory vote, executive compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2021 fiscal year | Management | For | For | ||||||||||
FARMERS & MERCHANTS BANK OF LONG BEACH | ||||||||||||||
Security | 308243104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FMBL | Meeting Date | 12-Nov-2020 | |||||||||||
ISIN | US3082431046 | Agenda | 935285874 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | JoAnn M. Bourne | For | For | |||||||||||
2 | Richard W. Darling | For | For | |||||||||||
3 | Walter M. Florie | For | For | |||||||||||
4 | Lawrence J. McLaughlin | For | For | |||||||||||
5 | Christine A. Scheuneman | For | For | |||||||||||
6 | Daniel K. Walker | For | For | |||||||||||
7 | Timothy M. Wilson | For | For | |||||||||||
2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE BANK'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | Management | For | For | ||||||||||
NAVIGATOR HOLDINGS LTD | ||||||||||||||
Security | Y62132108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NVGS | Meeting Date | 12-Nov-2020 | |||||||||||
ISIN | MHY621321089 | Agenda | 935286597 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David J Butters | For | For | |||||||||||
2 | Dr. Henry Deans | For | For | |||||||||||
3 | Dr. Heiko Fischer | For | For | |||||||||||
4 | David Kenwright | For | For | |||||||||||
5 | Harold Malone | For | For | |||||||||||
6 | Alexander Oetker | For | For | |||||||||||
7 | Florian Weidinger | For | For | |||||||||||
INTERPUMP GROUP SPA | ||||||||||||||
Security | T5513W107 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 16-Nov-2020 | ||||||||||||
ISIN | IT0001078911 | Agenda | 713234259 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
O.1 | TO AUTHORIZE, AS PER ARTICLES 2357 AND 2357- TER OF THE ITALIAN CIVIL CODE, THE PURCHASE OF OWN SHARES AND THE FURTHER POSSIBLE DISPOSAL OF OWN SHARES IN PORTFOLIO OR PURCHASED SHARES; RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
CMMT | 23 OCT 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF ALL RESOLUTIONS AND MEETING TYPE CHANGED FROM AGM TO OGM. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
COVETRUS, INC. | ||||||||||||||
Security | 22304C100 | Meeting Type | Special | |||||||||||
Ticker Symbol | CVET | Meeting Date | 17-Nov-2020 | |||||||||||
ISIN | US22304C1009 | Agenda | 935292994 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the conversion of the Series A Convertible Preferred Stock into shares of Common Stock pursuant to NASDAQ Listing Rule 5635(b) to provide for the elimination of the preferred dividends. | Management | For | For | ||||||||||
2. | To approve an adjournment of the Special Meeting, if necessary or appropriate, to permit solicitation of additional proxies in favor of the above proposal. | Management | For | For | ||||||||||
SANDY SPRING BANCORP, INC. | ||||||||||||||
Security | 800363103 | Meeting Type | Special | |||||||||||
Ticker Symbol | SASR | Meeting Date | 18-Nov-2020 | |||||||||||
ISIN | US8003631038 | Agenda | 935281167 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the Sandy Spring Bancorp, Inc. Employee Stock Purchase Plan as Amended and Restated. | Management | For | For | ||||||||||
CONSOLIDATED WATER CO. LTD. | ||||||||||||||
Security | G23773107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CWCO | Meeting Date | 18-Nov-2020 | |||||||||||
ISIN | KYG237731073 | Agenda | 935281991 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Carson K. Ebanks | For | For | |||||||||||
2 | Richard L. Finlay | For | For | |||||||||||
3 | Clarence B. Flowers, Jr | For | For | |||||||||||
4 | Frederick W. McTaggart | For | For | |||||||||||
2. | An advisory vote on executive compensation. | Management | For | For | ||||||||||
3. | The ratification of the selection of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020, at the remuneration to be determined by the Audit Committee of the Board of Directors. | Management | For | For | ||||||||||
DONALDSON COMPANY, INC. | ||||||||||||||
Security | 257651109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DCI | Meeting Date | 20-Nov-2020 | |||||||||||
ISIN | US2576511099 | Agenda | 935278994 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Tod E. Carpenter | For | For | |||||||||||
2 | Pilar Cruz | For | For | |||||||||||
3 | Ajita G. Rajendra | For | For | |||||||||||
2. | A non-binding advisory vote on the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Donaldson Company, Inc.'s independent registered public accounting firm for the fiscal year ending July 31, 2021. | Management | For | For | ||||||||||
HC2 HOLDINGS, INC. | ||||||||||||||
Security | 404139107 | Meeting Type | Special | |||||||||||
Ticker Symbol | HCHC | Meeting Date | 20-Nov-2020 | |||||||||||
ISIN | US4041391073 | Agenda | 935287943 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve an amendment to the Company's Second Amended and Restated Certificate of Incorporation, as amended, in substantially the form attached to the proxy statement as Appendix A, to increase the number of authorized shares of the Company's common stock, par value $0.001 per share (the "Common Stock") to 160,000,000 shares. | Management | For | For | ||||||||||
2. | To approve the conversion of up to 35,000 shares of the Series B Non-Voting Convertible Participating Preferred Stock, par value $0.001 per share (the "Series B Preferred Stock") into Common Stock in connection with the Rights Offering, to the extent that the issuance of Common Stock upon conversion of such shares of Series B Preferred Stock requires approval under the rules and regulations of the New York Stock Exchange. | Management | For | For | ||||||||||
LANDIS+GYR GROUP AG | ||||||||||||||
Security | H893NZ107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 24-Nov-2020 | ||||||||||||
ISIN | CH0371153492 | Agenda | 713313081 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
1 | DISTRIBUTION FROM STATUTORY CAPITAL RESERVES | Management | No Action | |||||||||||
CHR. HANSEN HOLDING A/S | ||||||||||||||
Security | K1830B107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 25-Nov-2020 | ||||||||||||
ISIN | DK0060227585 | Agenda | 713299635 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 7.A.A, 7.B.A TO 7.B.G AND 8.A. THANK YOU. | Non-Voting | ||||||||||||
1 | REPORT ON THE COMPANY'S ACTIVITIES (NOT TO BE PUT TO A VOTE) | Non-Voting | ||||||||||||
2 | APPROVAL OF THE 2019/20 ANNUAL REPORT | Management | No Action | |||||||||||
3 | RESOLUTION ON THE APPROPRIATION OF PROFIT | Management | No Action | |||||||||||
4 | PRESENTATION OF THE COMPANY'S 2019/20 REMUNERATION REPORT FOR AN ADVISORY VOTE | Management | No Action | |||||||||||
5 | RESOLUTION ON REMUNERATION OF MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.A | PROPOSALS FROM THE BOARD OF DIRECTORS: PROPOSED AMENDMENT TO ARTICLE 6.9 OF THE COMPANY'S ARTICLES OF ASSOCIATION; STANDARD AGENDA FOR THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
6.B | PROPOSALS FROM THE BOARD OF DIRECTORS: PROPOSED AMENDMENT TO ARTICLE 6.1 OF THE COMPANY'S ARTICLES OF ASSOCIATION; AUTHORISATION TO THE BOARD OF DIRECTORS TO RESOLVE TO HOLD PARTIAL OR FULL ELECTRONIC GENERAL MEETINGS | Management | No Action | |||||||||||
6.C | PROPOSED AMENDMENT TO ARTICLE 7.3 OF THE COMPANY'S ARTICLES OF ASSOCIATION; SHAREHOLDERS' NOTIFICATION OF ATTENDANCE | Management | No Action | |||||||||||
7.A.A | ELECTION OF A CHAIR OF THE BOARD OF DIRECTOR: DOMINIQUE REINICHE (RE-ELECTION) | Management | No Action | |||||||||||
7.B.A | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: JESPER BRANDGAARD (RE-ELECTION) | Management | No Action | |||||||||||
7.B.B | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LUIS CANTARELL (RE-ELECTION) | Management | No Action | |||||||||||
7.B.C | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: HEIDI KLEINBACH-SAUTER (RE- ELECTION) | Management | No Action | |||||||||||
7.B.D | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: MARK WILSON (RE-ELECTION) | Management | No Action | |||||||||||
7.B.E | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LISE KAAE (ELECTION) | Management | No Action | |||||||||||
7.B.F | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: KEVIN LANE (ELECTION) | Management | No Action | |||||||||||
7.B.G | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LILLIE LI VALEUR (ELECTION) | Management | No Action | |||||||||||
8.A | ELECTION OF A COMPANY AUDITOR: RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONS PARTNERSELSKAB | Management | No Action | |||||||||||
9.A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSALS FROM AKADEMIKER PENSION: GOING FORWARD AND STARTING FROM THE 2020/21 FINANCIAL YEAR, THE COMPANY MUST APPLY THE RECOMMENDATIONS OF THE TASK FORCE ON CLIMATE-RELATED FINANCIAL DISCLOSURES (TCFD) AS THE FRAMEWORK FOR CLIMATE-RELATED DISCLOSURE IN THE COMPANY'S ANNUAL REPORT | Shareholder | No Action | |||||||||||
9.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSALS FROM AKADEMIKER PENSION: THE BOARD OF DIRECTORS MUST COMPLETE AN ASSESSMENT OF THE ABILITY OF THE COMPANY TO PUBLISH COUNTRY-BY-COUNTRY TAX REPORTING IN LINE WITH THE GLOBAL REPORTING INITIATIVE'S STANDARD (GRI 207: TAX 2019) STARTING FROM THE FINANCIAL YEAR 2021/22. THE FINDINGS OF THE ASSESSMENT SHOULD BE MADE PUBLIC BEFORE THE AGM IN 2021 | Shareholder | No Action | |||||||||||
10 | AUTHORIZATION OF THE CHAIRMAN OF THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
STRATASYS LTD | ||||||||||||||
Security | M85548101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SSYS | Meeting Date | 30-Nov-2020 | |||||||||||
ISIN | IL0011267213 | Agenda | 935289670 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election or re-election of Director: Dov Ofer | Management | For | For | ||||||||||
1b. | Election or re-election of Director: Zeev Holtzman | Management | For | For | ||||||||||
1c. | Election or re-election of Director: John J. McEleney | Management | For | For | ||||||||||
1d. | Election or re-election of Director: Ziva Patir | Management | For | For | ||||||||||
1e. | Election or re-election of Director: David Reis | Management | For | For | ||||||||||
1f. | Election or re-election of Director: Michael Schoellhorn | Management | For | For | ||||||||||
1g. | Election or re-election of Director: Yair Seroussi | Management | For | For | ||||||||||
1h. | Election or re-election of Director: Adina Shorr | Management | For | For | ||||||||||
2. | Approval of the continuation of the payment of the current annual compensation packages (consisting of annual cash fees for Board and committee service, annual option grants and per meeting cash fees) to the non-employee directors of the Company in respect of their directorship services on the Company's Board of Directors (the "Board"). | Management | For | For | ||||||||||
3. | Approval of compensation for the Company's new Chairman of the Board, Dov Ofer. | Management | For | For | ||||||||||
4. | Approval of an increase by 500,000 in the number of ordinary shares available for issuance under the Company's 2012 Omnibus Equity Incentive Plan. | Management | Against | Against | ||||||||||
5. | Approval of amendment to Compensation Policy to amend D&O insurance coverage and premium/deductible parameters. | Management | For | For | ||||||||||
5a. | The undersigned hereby confirms that he, she or it is not a "controlling shareholder" (under the Israeli Companies Law, as described in the Proxy Statement) and does not have a conflict of interest (referred to as a "personal interest" under the Israeli Companies Law, as described in the Proxy Statement) in the approval of Proposal 5 [MUST COMPLETE]. | Management | For | |||||||||||
6. | Reappointment of Kesselman & Kesselman, a member of PricewaterhouseCoopers International Limited, as the Company's independent auditors for the year ending December 31, 2020 and until the Company's next annual general meeting of shareholders, and authorization of the Board (upon recommendation of the audit committee of the Board) to fix their remuneration. | Management | For | For | ||||||||||
GRIFFIN INDUSTRIAL REALTY INC. | ||||||||||||||
Security | 398231100 | Meeting Type | Consent | |||||||||||
Ticker Symbol | GRIF | Meeting Date | 01-Dec-2020 | |||||||||||
ISIN | US3982311009 | Agenda | 935294847 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | The undersigned, being the holder of record of shares of common stock of Griffin, par value $0.01 per share ("Common Stock"), as of October 26, 2020, hereby consents to and approves, by written consent without a meeting, the Reincorporation Proposal, including Griffin's entry into the Merger Agreement and completion of all transactions contemplated thereby, including the Merger. | Management | For | For | ||||||||||
LEGACY HOUSING CORPORATION | ||||||||||||||
Security | 52472M101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LEGH | Meeting Date | 02-Dec-2020 | |||||||||||
ISIN | US52472M1018 | Agenda | 935293910 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Curtis D. Hodgson | For | For | |||||||||||
2 | Kenneth E. Shipley | For | For | |||||||||||
3 | Robert D. Bates | For | For | |||||||||||
4 | Jeffrey K. Stonder | For | For | |||||||||||
5 | Stephen L. Crawford | For | For | |||||||||||
2. | Ratification of independent registered public accounting firm. | Management | For | For | ||||||||||
MSG NETWORKS INC. | ||||||||||||||
Security | 553573106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSGN | Meeting Date | 04-Dec-2020 | |||||||||||
ISIN | US5535731062 | Agenda | 935287068 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Joseph M. Cohen | For | For | |||||||||||
2 | Joseph J. Lhota | For | For | |||||||||||
3 | Joel M. Litvin | For | For | |||||||||||
4 | John L. Sykes | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
COPART, INC. | ||||||||||||||
Security | 217204106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CPRT | Meeting Date | 04-Dec-2020 | |||||||||||
ISIN | US2172041061 | Agenda | 935296512 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Willis J. Johnson | Management | For | For | ||||||||||
1.2 | Election of Director: A. Jayson Adair | Management | For | For | ||||||||||
1.3 | Election of Director: Matt Blunt | Management | For | For | ||||||||||
1.4 | Election of Director: Steven D. Cohan | Management | For | For | ||||||||||
1.5 | Election of Director: Daniel J. Englander | Management | For | For | ||||||||||
1.6 | Election of Director: James E. Meeks | Management | For | For | ||||||||||
1.7 | Election of Director: Thomas N. Tryforos | Management | For | For | ||||||||||
1.8 | Election of Director: Diane M. Morefield | Management | For | For | ||||||||||
1.9 | Election of Director: Stephen Fisher | Management | For | For | ||||||||||
2. | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers (say-on- pay vote). | Management | For | For | ||||||||||
3. | To approve an amendment to our Amended and Restated 2007 Equity Incentive Plan to increase the number of shares reserved under the plan from 32,000,000 shares to 36,000,000 shares. | Management | For | For | ||||||||||
4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2021. | Management | For | For | ||||||||||
OIL-DRI CORPORATION OF AMERICA | ||||||||||||||
Security | 677864100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ODC | Meeting Date | 08-Dec-2020 | |||||||||||
ISIN | US6778641000 | Agenda | 935288301 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Ellen-Blair Chube | For | For | |||||||||||
2 | Paul M. Hindsley | For | For | |||||||||||
3 | Daniel S. Jaffee | For | For | |||||||||||
4 | Michael A. Nemeroff | For | For | |||||||||||
5 | George C. Roeth | For | For | |||||||||||
6 | Allan H. Selig | For | For | |||||||||||
7 | Paul E. Suckow | For | For | |||||||||||
8 | Lawrence E. Washow | For | For | |||||||||||
2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent auditor for the fiscal year ending July 31, 2021. | Management | For | For | ||||||||||
3. | Approval on an advisory basis of the compensation of the named executive officers disclosed in the proxy statement. | Management | For | For | ||||||||||
WD-40 COMPANY | ||||||||||||||
Security | 929236107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WDFC | Meeting Date | 08-Dec-2020 | |||||||||||
ISIN | US9292361071 | Agenda | 935288957 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Daniel T. Carter | Management | For | For | ||||||||||
1B. | Election of Director: Melissa Claassen | Management | For | For | ||||||||||
1C. | Election of Director: Eric P. Etchart | Management | For | For | ||||||||||
1D. | Election of Director: Lara L. Lee | Management | For | For | ||||||||||
1E. | Election of Director: Trevor I. Mihalik | Management | For | For | ||||||||||
1F. | Election of Director: Graciela I. Monteagudo | Management | For | For | ||||||||||
1G. | Election of Director: David B. Pendarvis | Management | For | For | ||||||||||
1H. | Election of Director: Garry O. Ridge | Management | For | For | ||||||||||
1I. | Election of Director: Gregory A. Sandfort | Management | For | For | ||||||||||
1J. | Election of Director: Anne G. Saunders | Management | For | For | ||||||||||
2. | To hold an advisory vote to approve executive compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
4. | Shareholder proposal - policy to include non- management employees as prospective director candidates. | Shareholder | Against | For | ||||||||||
READING INTERNATIONAL, INC. | ||||||||||||||
Security | 755408200 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RDIB | Meeting Date | 08-Dec-2020 | |||||||||||
ISIN | US7554082005 | Agenda | 935290077 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ellen M. Cotter | For | For | |||||||||||
2 | Guy W. Adams | For | For | |||||||||||
3 | Dr. Judy Codding | For | For | |||||||||||
4 | Margaret Cotter | For | For | |||||||||||
5 | Edward L. Kane | For | For | |||||||||||
6 | Douglas J. McEachern | For | For | |||||||||||
7 | Michael Wrotniak | For | For | |||||||||||
2. | To approve the adoption of the Company's 2020 Stock Incentive Plan. | Management | Against | Against | ||||||||||
3. | To ratify the appointment of Grant Thornton LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
4. | To approve, on a non-binding, advisory basis, the executive compensation of our named executive officers. | Management | For | For | ||||||||||
FARMER BROS. CO. | ||||||||||||||
Security | 307675108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FARM | Meeting Date | 09-Dec-2020 | |||||||||||
ISIN | US3076751086 | Agenda | 935288402 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Allison M. Boersma | For | For | |||||||||||
2 | Alfred Poe | For | For | |||||||||||
2. | To ratify the selection of Deloitte & Touche LLP ("Deloitte") as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | ||||||||||
3. | To hold an advisory (non-binding) vote to approve the compensation paid to the Company's Named Executive Officers. | Management | For | For | ||||||||||
4. | To approve the Farmer Bros. Co. Amended and Restated 2017 Long-Term Incentive Plan (the "Amended and Restated 2017 Plan"), which includes an increase in the number of shares of stock authorized for issuance under the plan and certain technical and administrative updates. | Management | Against | Against | ||||||||||
1-800-FLOWERS.COM, INC. | ||||||||||||||
Security | 68243Q106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FLWS | Meeting Date | 09-Dec-2020 | |||||||||||
ISIN | US68243Q1067 | Agenda | 935288565 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Geralyn R. Breig | For | For | |||||||||||
2 | Celia R. Brown | For | For | |||||||||||
3 | James A. Cannavino | For | For | |||||||||||
4 | Eugene F. DeMark | For | For | |||||||||||
5 | Leonard J. Elmore | For | For | |||||||||||
6 | Adam Hanft | For | For | |||||||||||
7 | Stephanie R. Hofmann | For | For | |||||||||||
8 | Christopher G. McCann | For | For | |||||||||||
9 | James F. McCann | For | For | |||||||||||
10 | Katherine Oliver | For | For | |||||||||||
11 | Larry Zarin | For | For | |||||||||||
2. | To ratify the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending June 27, 2021. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
4. | To approve the 2003 Long Term Incentive and Share Award Plan, as Amended and Restated October 15, 2020. | Management | For | For | ||||||||||
LOOMIS AB | ||||||||||||||
Security | W5S50Y116 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 10-Dec-2020 | ||||||||||||
ISIN | SE0014504817 | Agenda | 713356904 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
1 | OPEN MEETING | Non-Voting | ||||||||||||
2 | ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||||
3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||
4 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||||
5 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||||
6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||||
7 | APPROVE DIVIDENDS OF SEK 5.50 PER SHARE | Management | No Action | |||||||||||
8 | CLOSE MEETING | Non-Voting | ||||||||||||
CMMT | 11 NOV 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT | Non-Voting | ||||||||||||
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
CMMT | 11 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
MADISON SQUARE GARDEN ENTERTAINMENT CORP | ||||||||||||||
Security | 55826T102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSGE | Meeting Date | 10-Dec-2020 | |||||||||||
ISIN | US55826T1025 | Agenda | 935288907 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Martin Bandier | For | For | |||||||||||
2 | Matthew C. Blank | For | For | |||||||||||
3 | Joseph J. Lhota | For | For | |||||||||||
4 | Frederic V. Salerno | For | For | |||||||||||
5 | John L. Sykes | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Approval of the Company's 2020 Employee Stock Plan. | Management | For | For | ||||||||||
4. | Approval of the Company's 2020 Stock Plan for Non- Employee Directors. | Management | For | For | ||||||||||
5. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
6. | An advisory vote on the frequency of future advisory votes on the compensation of our named executive officers. | Management | 3 Years | For | ||||||||||
COLLECTORS UNIVERSE, INC. | ||||||||||||||
Security | 19421R200 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CLCT | Meeting Date | 10-Dec-2020 | |||||||||||
ISIN | US19421R2004 | Agenda | 935288919 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | A. J. "Bert" Moyer | For | For | |||||||||||
2 | Joseph J. Orlando | For | For | |||||||||||
3 | Bruce A. Stevens | For | For | |||||||||||
4 | Kate W. Duchene | For | For | |||||||||||
5 | Vina M. Leite | For | For | |||||||||||
6 | Jon M. Sullivan | For | For | |||||||||||
7 | Lorraine G. Bardeen | For | For | |||||||||||
8 | Jennifer H. Leuer | For | For | |||||||||||
2. | Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers for fiscal year 2020. | Management | For | For | ||||||||||
VILLAGE SUPER MARKET, INC. | ||||||||||||||
Security | 927107409 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VLGEA | Meeting Date | 11-Dec-2020 | |||||||||||
ISIN | US9271074091 | Agenda | 935289618 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert Sumas | For | For | |||||||||||
2 | William Sumas | For | For | |||||||||||
3 | John P. Sumas | For | For | |||||||||||
4 | Nicholas Sumas | For | For | |||||||||||
5 | John J. Sumas | For | For | |||||||||||
6 | Kevin Begley | For | For | |||||||||||
7 | Steven Crystal | For | For | |||||||||||
8 | Peter R. Lavoy | For | For | |||||||||||
9 | Stephen F. Rooney | For | For | |||||||||||
2. | Ratification of KPMG LLP as the independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
3. | Advisory vote on Executive Compensation. | Management | For | For | ||||||||||
WINNEBAGO INDUSTRIES, INC. | ||||||||||||||
Security | 974637100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WGO | Meeting Date | 15-Dec-2020 | |||||||||||
ISIN | US9746371007 | Agenda | 935291396 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Sara E. Armbruster | For | For | |||||||||||
2 | William C. Fisher | For | For | |||||||||||
3 | Michael J. Happe | For | For | |||||||||||
2. | Approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accountant for Fiscal 2021. | Management | For | For | ||||||||||
4. | Amend the Company's Articles of Incorporation to increase the authorized common stock. | Management | For | For | ||||||||||
LIBERTY BROADBAND CORPORATION | ||||||||||||||
Security | 530307107 | Meeting Type | Special | |||||||||||
Ticker Symbol | LBRDA | Meeting Date | 15-Dec-2020 | |||||||||||
ISIN | US5303071071 | Agenda | 935295457 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | A proposal to approve the adoption of the Agreement and Plan of Merger, dated August 6, 2020 (as may be amended from time to time), by and among Liberty Broadband Corporation, GCI Liberty, Inc., Grizzly Merger Sub 1, LLC and Grizzly Merger Sub 2, Inc. | Management | For | For | ||||||||||
2. | A proposal to approve the issuance of Liberty Broadband Series C common stock, Liberty Broadband Series B common stock and Liberty Broadband Series A Cumulative Redeemable Preferred Stock to GCI Liberty, Inc. stockholders in connection with the combination contemplated by the merger agreement and Liberty Broadband Series C common stock and Liberty Broadband Series B common stock to John C. Malone, pursuant to an exchange agreement, dated August 6, 2020, by and among Mr. Malone, his revocable trust, and Liberty Broadband Corporation. | Management | For | For | ||||||||||
3. | A proposal to approve the adjournment of the Liberty Broadband Corporation special meeting from time to time to solicit additional proxies in favor of Proposal 1 or Proposal 2 if there are insufficient votes at the time of such adjournment to approve Proposal 1 or Proposal 2 or if otherwise determined by the chairperson of the meeting to be necessary or appropriate. | Management | For | For | ||||||||||
IDT CORPORATION | ||||||||||||||
Security | 448947507 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IDT | Meeting Date | 16-Dec-2020 | |||||||||||
ISIN | US4489475073 | Agenda | 935294114 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Michael Chenkin | Management | For | For | ||||||||||
1b. | Election of Director: Eric F. Cosentino | Management | For | For | ||||||||||
1c. | Election of Director: Bill Pereira | Management | For | For | ||||||||||
1d. | Election of Director: Judah Schorr | Management | For | For | ||||||||||
1e. | Election of Director: Liora Stein | Management | For | For | ||||||||||
CANTEL MEDICAL CORP. | ||||||||||||||
Security | 138098108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CMD | Meeting Date | 16-Dec-2020 | |||||||||||
ISIN | US1380981084 | Agenda | 935304903 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Charles M. Diker | Management | For | For | ||||||||||
1b. | Election of Director: Alan R. Batkin | Management | For | For | ||||||||||
1c. | Election of Director: Ann E. Berman | Management | For | For | ||||||||||
1d. | Election of Director: Mark N. Diker | Management | For | For | ||||||||||
1e. | Election of Director: Anthony B. Evnin | Management | For | For | ||||||||||
1f. | Election of Director: Laura L. Forese | Management | For | For | ||||||||||
1g. | Election of Director: George L. Fotiades | Management | For | For | ||||||||||
1h. | Election of Director: Ronnie Myers | Management | For | For | ||||||||||
1i. | Election of Director: Karen N. Prange | Management | For | For | ||||||||||
1j. | Election of Director: Peter J. Pronovost | Management | For | For | ||||||||||
2. | Advisory vote to approve Named Executive Officer compensation. | Management | For | For | ||||||||||
3. | Consider and approve the Cantel Medical Corp. 2020 Equity Incentive Plan. | Management | For | For | ||||||||||
4. | Ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending July 31, 2021. | Management | For | For | ||||||||||
T.HASEGAWA CO.,LTD. | ||||||||||||||
Security | J83238105 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 17-Dec-2020 | ||||||||||||
ISIN | JP3768500005 | Agenda | 713421244 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1.1 | Appoint a Director Hasegawa, Tokujiro | Management | For | For | ||||||||||
1.2 | Appoint a Director Umino, Takao | Management | For | For | ||||||||||
1.3 | Appoint a Director Chino, Yoshiaki | Management | For | For | ||||||||||
1.4 | Appoint a Director Nakamura, Minoru | Management | For | For | ||||||||||
1.5 | Appoint a Director Kato, Takumi | Management | For | For | ||||||||||
1.6 | Appoint a Director Okado, Shingo | Management | For | For | ||||||||||
1.7 | Appoint a Director Yuhara, Takao | Management | For | For | ||||||||||
MADISON SQUARE GARDEN SPORTS CORP. | ||||||||||||||
Security | 55825T103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSGS | Meeting Date | 18-Dec-2020 | |||||||||||
ISIN | US55825T1034 | Agenda | 935291423 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Joseph M. Cohen | For | For | |||||||||||
2 | Richard D. Parsons | For | For | |||||||||||
3 | Nelson Peltz | For | For | |||||||||||
4 | Ivan Seidenberg | For | For | |||||||||||
5 | Anthony J. Vinciquerra | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
THOR INDUSTRIES, INC. | ||||||||||||||
Security | 885160101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | THO | Meeting Date | 18-Dec-2020 | |||||||||||
ISIN | US8851601018 | Agenda | 935291447 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Andrew Graves | For | For | |||||||||||
2 | Amelia A. Huntington | For | For | |||||||||||
3 | Wilson Jones | For | For | |||||||||||
4 | Christopher Klein | For | For | |||||||||||
5 | J.Allen Kosowsky | For | For | |||||||||||
6 | Robert W. Martin | For | For | |||||||||||
7 | Peter B. Orthwein | For | For | |||||||||||
8 | Jan H. Suwinski | For | For | |||||||||||
9 | James L. Ziemer | For | For | |||||||||||
10 | William J. Kelley Jr. | For | For | |||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our Fiscal Year 2021. | Management | For | For | ||||||||||
3. | Non-binding advisory vote to approve the compensation of our named executive officers (NEOs). | Management | For | For | ||||||||||
MVC CAPITAL, INC. | ||||||||||||||
Security | 553829102 | Meeting Type | Special | |||||||||||
Ticker Symbol | MVC | Meeting Date | 23-Dec-2020 | |||||||||||
ISIN | US5538291023 | Agenda | 935310627 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Adoption of the Agreement and Plan of Merger, dated as of August 10, 2020 (the "Merger Agreement"), by and among Barings BDC, Inc., a Maryland corporation, Mustang Acquisition Sub, Inc., a Delaware corporation and a direct wholly-owned subsidiary of Barings BDC, Inc., MVC Capital, Inc. and Barings LLC, a Delaware limited liability company and the external investment adviser to Barings BDC, Inc., the Merger and the other transactions contemplated by the Merger Agreement (such proposal, the "Merger Proposal"). | Management | For | For | ||||||||||
2. | Approval of the adjournment of the MVC Special Meeting, if necessary or appropriate, to solicit additional proxies, in the event that there are insufficient votes at the time of the MVC Special Meeting to approve the Merger Proposal. | Management | For | For | ||||||||||
DYNASTY FINE WINES GROUP LTD | ||||||||||||||
Security | G2950W108 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 29-Dec-2020 | ||||||||||||
ISIN | KYG2950W1087 | Agenda | 713448175 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1210/2020121000925.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1210/2020121000921.pdf, | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
1 | TO CONSIDER AND APPROVE THE MASTER PURCHASE AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER (INCLUDING THE ANNUAL PURCHASE CAPS) | Management | For | For | ||||||||||
2 | TO RE-ELECT MR. WAN SHOUPENG AS AN EXECUTIVE DIRECTOR WITH IMMEDIATE EFFECT | Management | Against | Against | ||||||||||
3 | TO RE-ELECT MR. HUANG MANYOU AS AN EXECUTIVE DIRECTOR WITH IMMEDIATE EFFECT | Management | Against | Against | ||||||||||
CMMT | 22 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 28 DEC 2020 TO 23 DEC 2020 AND ADDITION OF URL LINK. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
LINDSAY CORPORATION | ||||||||||||||
Security | 535555106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LNN | Meeting Date | 05-Jan-2021 | |||||||||||
ISIN | US5355551061 | Agenda | 935307808 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert E. Brunner | For | For | |||||||||||
2 | Randy A. Wood | For | For | |||||||||||
2. | Approval of the 2021 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending August 31, 2021. | Management | For | For | ||||||||||
4. | Non-binding vote on resolution to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
THE GREENBRIER COMPANIES, INC. | ||||||||||||||
Security | 393657101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GBX | Meeting Date | 06-Jan-2021 | |||||||||||
ISIN | US3936571013 | Agenda | 935300486 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: William A. Furman | Management | For | For | ||||||||||
1b. | Election of Director: Charles J. Swindells | Management | For | For | ||||||||||
1c. | Election of Director: Kelly M. Williams | Management | For | For | ||||||||||
2. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | Approval of the Company's 2021 Stock Incentive Plan. | Management | For | For | ||||||||||
4. | Ratification of the appointment of KPMG LLP as the Company's independent auditors for 2021. | Management | For | For | ||||||||||
5. | A shareholder proposal entitled "Independent Board Chair". | Shareholder | Against | For | ||||||||||
ACUITY BRANDS, INC. | ||||||||||||||
Security | 00508Y102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AYI | Meeting Date | 06-Jan-2021 | |||||||||||
ISIN | US00508Y1029 | Agenda | 935304410 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Neil M. Ashe | Management | For | For | ||||||||||
1b. | Election of Director: W. Patrick Battle | Management | For | For | ||||||||||
1c. | Election of Director: Peter C. Browning | Management | For | For | ||||||||||
1d. | Election of Director: G. Douglas Dillard, Jr. | Management | For | For | ||||||||||
1e. | Election of Director: James H. Hance, Jr. | Management | For | For | ||||||||||
1f. | Election of Director: Maya Leibman | Management | For | For | ||||||||||
1g. | Election of Director: Laura G. O'Shaughnessy | Management | For | For | ||||||||||
1h. | Election of Director: Dominic J. Pileggi | Management | For | For | ||||||||||
1i. | Election of Director: Ray M. Robinson | Management | For | For | ||||||||||
1j. | Election of Director: Mary A. Winston | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||
3a. | Approval of an amendment to the Company's Amended & Restated Certificate of Incorporation to eliminate supermajority voting provisions to amend the Amended and Restated Certificate of Incorporation and the Amended and Restated Bylaws. | Management | For | For | ||||||||||
3b. | Approval of an amendment to the Company's Amended & Restated Certificate of Incorporation to eliminate supermajority voting provisions to remove directors. | Management | For | For | ||||||||||
4. | Approval of an amendment to the Company's Amended & Restated Certificate of Incorporation to grant stockholders the ability to call special meetings of stockholders. | Management | For | For | ||||||||||
5. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
D.R. HORTON, INC. | ||||||||||||||
Security | 23331A109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DHI | Meeting Date | 20-Jan-2021 | |||||||||||
ISIN | US23331A1097 | Agenda | 935320870 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of director: Donald R. Horton | Management | For | For | ||||||||||
1B. | Election of director: Barbara K. Allen | Management | For | For | ||||||||||
1C. | Election of director: Brad S. Anderson | Management | For | For | ||||||||||
1D. | Election of director: Michael R. Buchanan | Management | For | For | ||||||||||
1E. | Election of director: Michael W. Hewatt | Management | For | For | ||||||||||
1F. | Election of director: Maribess L. Miller | Management | For | For | ||||||||||
2. | Approval of the advisory resolution on executive compensation. | Management | For | For | ||||||||||
3. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
THE SCOTTS MIRACLE-GRO COMPANY | ||||||||||||||
Security | 810186106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SMG | Meeting Date | 25-Jan-2021 | |||||||||||
ISIN | US8101861065 | Agenda | 935315588 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Thomas N. Kelly Jr. | For | For | |||||||||||
2 | Peter E. Shumlin | For | For | |||||||||||
3 | John R. Vines | For | For | |||||||||||
2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
CAPITOL FEDERAL FINANCIAL, INC. | ||||||||||||||
Security | 14057J101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CFFN | Meeting Date | 26-Jan-2021 | |||||||||||
ISIN | US14057J1016 | Agenda | 935315627 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Election of Director: Morris J. Huey, II | Management | For | For | ||||||||||
1B | Election of Director: Carlton A. Ricketts | Management | For | For | ||||||||||
2 | Advisory vote on executive compensation. | Management | For | For | ||||||||||
3 | The ratification of the appointment of Deloitte & Touche LLP as Capitol Federal Financial, Inc.'s independent auditors for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
MERIDIAN BIOSCIENCE, INC. | ||||||||||||||
Security | 589584101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VIVO | Meeting Date | 27-Jan-2021 | |||||||||||
ISIN | US5895841014 | Agenda | 935316150 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | JAMES M. ANDERSON | For | For | |||||||||||
2 | ANTHONY P. BIHL III | For | For | |||||||||||
3 | DWIGHT E. ELLINGWOOD | For | For | |||||||||||
4 | JACK KENNY | For | For | |||||||||||
5 | JOHN C. MCILWRAITH | For | For | |||||||||||
6 | DAVID C. PHILLIPS | For | For | |||||||||||
7 | JOHN M. RICE, JR. | For | For | |||||||||||
8 | CATHERINE A. SAZDANOFF | For | For | |||||||||||
9 | FELICIA WILLIAMS | For | For | |||||||||||
2. | Ratification of the appointment of Grant Thornton LLP as Meridian's independent registered public accountants for fiscal year 2021. | Management | For | For | ||||||||||
3. | Approval of the 2021 Omnibus Award Plan. | Management | Against | Against | ||||||||||
4. | Approval on an advisory basis of the compensation of named executive officers, as disclosed in the Proxy Statement ("Say-on -Pay" Proposal). | Management | For | For | ||||||||||
WOODWARD, INC. | ||||||||||||||
Security | 980745103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WWD | Meeting Date | 27-Jan-2021 | |||||||||||
ISIN | US9807451037 | Agenda | 935317239 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Thomas A. Gendron | Management | For | For | ||||||||||
1.2 | Election of Director: Daniel G. Korte | Management | For | For | ||||||||||
1.3 | Election of Director: Ronald M. Sega | Management | For | For | ||||||||||
2. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
3. | Proposal for the advisory resolution regarding the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
4. | Proposal for the approval of an amendment to the amended and restated Woodward, Inc. 2017 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
5. | Stockholder proposal entitled "Proposal to Increase Diversity of Director Nominees". | Shareholder | Abstain | Against | ||||||||||
CRAZY WOMAN CREEK BANCORP INCORPORATED | ||||||||||||||
Security | 225233105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CRZY | Meeting Date | 27-Jan-2021 | |||||||||||
ISIN | US2252331051 | Agenda | 935320503 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Deane D. Bjerke | Withheld | Against | |||||||||||
2 | Thomas J. Berry | Withheld | Against | |||||||||||
2. | The ratification of the appointment of Anderson Zurmuehlen, CPA as independent auditors of Crazy Woman Creek Bancorp Incorporated for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
POST HOLDINGS, INC. | ||||||||||||||
Security | 737446104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | POST | Meeting Date | 28-Jan-2021 | |||||||||||
ISIN | US7374461041 | Agenda | 935310261 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Edwin H. Callison | For | For | |||||||||||
2 | William P. Stiritz | For | For | |||||||||||
2. | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
SPIRE INC. | ||||||||||||||
Security | 84857L101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SR | Meeting Date | 28-Jan-2021 | |||||||||||
ISIN | US84857L1017 | Agenda | 935312758 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Mark A. Borer | For | For | |||||||||||
2 | Maria V. Fogarty | For | For | |||||||||||
3 | Stephen S. Schwartz | For | For | |||||||||||
2. | Advisory nonbinding approval of resolution to approve compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accountant for the 2021 fiscal year. | Management | For | For | ||||||||||
SALLY BEAUTY HOLDINGS, INC. | ||||||||||||||
Security | 79546E104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SBH | Meeting Date | 28-Jan-2021 | |||||||||||
ISIN | US79546E1047 | Agenda | 935313332 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Timothy R. Baer | Management | For | For | ||||||||||
1B. | Election of Director: Christian A. Brickman | Management | For | For | ||||||||||
1C. | Election of Director: Marshall E. Eisenberg | Management | For | For | ||||||||||
1D. | Election of Director: Diana S. Ferguson | Management | For | For | ||||||||||
1E. | Election of Director: Dorlisa K. Flur | Management | For | For | ||||||||||
1F. | Election of Director: James M. Head | Management | For | For | ||||||||||
1G. | Election of Director: Linda Heasley | Management | For | For | ||||||||||
1H. | Election of Director: Robert R. McMaster | Management | For | For | ||||||||||
1I. | Election of Director: John A. Miller | Management | For | For | ||||||||||
1J. | Election of Director: Susan R. Mulder | Management | For | For | ||||||||||
1K. | Election of Director: Denise Paulonis | Management | For | For | ||||||||||
1L. | Election of Director: Edward W. Rabin | Management | For | For | ||||||||||
2. | Approval of the compensation of the Corporation's executive officers including the Corporation's compensation practices and principles and their implementation. | Management | For | For | ||||||||||
3. | Ratification of the selection of KPMG LLP as the Corporation's independent registered public accounting firm for the fiscal year 2021. | Management | For | For | ||||||||||
VALVOLINE INC. | ||||||||||||||
Security | 92047W101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VVV | Meeting Date | 28-Jan-2021 | |||||||||||
ISIN | US92047W1018 | Agenda | 935316097 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Gerald W. Evans, Jr | Management | For | For | ||||||||||
1B. | Election of Director: Richard J. Freeland | Management | For | For | ||||||||||
1C. | Election of Director: Stephen F. Kirk | Management | For | For | ||||||||||
1D. | Election of Director: Carol H. Kruse | Management | For | For | ||||||||||
1E. | Election of Director: Stephen E. Macadam | Management | For | For | ||||||||||
1F. | Election of Director: Vada O. Manager | Management | For | For | ||||||||||
1G. | Election of Director: Samuel J. Mitchell, Jr. | Management | For | For | ||||||||||
1H. | Election of Director: Charles M. Sonsteby | Management | For | For | ||||||||||
1I. | Election of Director: Mary J. Twinem | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Valvoline's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
3. | Non-binding advisory resolution approving our executive compensation. | Management | For | For | ||||||||||
ASHLAND GLOBAL HOLDINGS INC | ||||||||||||||
Security | 044186104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ASH | Meeting Date | 28-Jan-2021 | |||||||||||
ISIN | US0441861046 | Agenda | 935316768 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Brendan M. Cummins | For | For | |||||||||||
2 | William G. Dempsey | For | For | |||||||||||
3 | Jay V. Ihlenfeld | For | For | |||||||||||
4 | Wetteny Joseph | For | For | |||||||||||
5 | Susan L. Main | For | For | |||||||||||
6 | Guillermo Novo | For | For | |||||||||||
7 | Jerome A. Peribere | For | For | |||||||||||
8 | Ricky C. Sandler | For | For | |||||||||||
9 | Janice J. Teal | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as independent registered public accountants for fiscal 2021. | Management | For | For | ||||||||||
3. | To vote upon a non-binding advisory resolution approving the compensation paid to Ashland's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion. | Management | For | For | ||||||||||
4. | To approve the Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan. | Management | Against | Against | ||||||||||
GRIFFON CORPORATION | ||||||||||||||
Security | 398433102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GFF | Meeting Date | 28-Jan-2021 | |||||||||||
ISIN | US3984331021 | Agenda | 935317265 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Henry A. Alpert | For | For | |||||||||||
2 | Jerome L. Coben | For | For | |||||||||||
3 | Ronald J. Kramer | For | For | |||||||||||
4 | Victor Eugene Renuart | For | For | |||||||||||
5 | Kevin F. Sullivan | For | For | |||||||||||
2. | Approval of the resolution approving the compensation of our executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
3. | Ratification of the selection by our audit committee of Grant Thornton LLP to serve as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
ENERGIZER HOLDINGS, INC. | ||||||||||||||
Security | 29272W109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ENR | Meeting Date | 01-Feb-2021 | |||||||||||
ISIN | US29272W1099 | Agenda | 935317568 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Carlos Abrams-Rivera | Management | For | For | ||||||||||
1B. | Election of Director: Bill G. Armstrong | Management | For | For | ||||||||||
1C. | Election of Director: Cynthia J. Brinkley | Management | For | For | ||||||||||
1D. | Election of Director: Rebecca Frankiewicz | Management | For | For | ||||||||||
1E. | Election of Director: Alan R. Hoskins | Management | For | For | ||||||||||
1F. | Election of Director: Kevin J. Hunt | Management | For | For | ||||||||||
1G. | Election of Director: James C. Johnson | Management | For | For | ||||||||||
1H. | Election of Director: Mark S. LaVigne | Management | For | For | ||||||||||
1I. | Election of Director: Patrick J. Moore | Management | For | For | ||||||||||
1J. | Election of Director: Nneka L. Rimmer | Management | For | For | ||||||||||
1K. | Election of Director: Robert V. Vitale | Management | For | For | ||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
3. | Advisory, non-binding vote on executive compensation. | Management | For | For | ||||||||||
ROCKWELL AUTOMATION, INC. | ||||||||||||||
Security | 773903109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ROK | Meeting Date | 02-Feb-2021 | |||||||||||
ISIN | US7739031091 | Agenda | 935318534 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
A. | DIRECTOR | Management | ||||||||||||
1 | William P. Gipson | For | For | |||||||||||
2 | J. Phillip Holloman | For | For | |||||||||||
3 | Steven R. Kalmanson | For | For | |||||||||||
4 | Lawrence D. Kingsley | For | For | |||||||||||
5 | Lisa A. Payne | For | For | |||||||||||
B. | To approve, on an advisory basis, the compensation of the Corporation's named executive officers. | Management | For | For | ||||||||||
C. | To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm. | Management | For | For | ||||||||||
MUELLER WATER PRODUCTS, INC. | ||||||||||||||
Security | 624758108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MWA | Meeting Date | 09-Feb-2021 | |||||||||||
ISIN | US6247581084 | Agenda | 935318180 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Shirley C. Franklin | Management | For | For | ||||||||||
1B. | Election of Director: Scott Hall | Management | For | For | ||||||||||
1C. | Election of Director: Thomas J. Hansen | Management | For | For | ||||||||||
1D. | Election of Director: Jerry W. Kolb | Management | For | For | ||||||||||
1E. | Election of Director: Mark J. O'Brien | Management | For | For | ||||||||||
1F. | Election of Director: Christine Ortiz | Management | For | For | ||||||||||
1G. | Election of Director: Bernard G. Rethore | Management | For | For | ||||||||||
1H. | Election of Director: Lydia W. Thomas | Management | For | For | ||||||||||
1I. | Election of Director: Michael T. Tokarz | Management | For | For | ||||||||||
1J. | Election of Director: Stephen C. Van Arsdell | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
INGLES MARKETS, INCORPORATED | ||||||||||||||
Security | 457030104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IMKTA | Meeting Date | 09-Feb-2021 | |||||||||||
ISIN | US4570301048 | Agenda | 935320096 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ernest E. Ferguson | For | For | |||||||||||
2 | John R. Lowden | For | For | |||||||||||
2. | To approve, by non-binding vote, executive compensation, as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
3. | To recommend, by non-binding vote, the frequency of executive compensation votes. | Management | 1 Year | For | ||||||||||
4. | Stockholder proposal concerning equal voting rights for each share. | Shareholder | Against | For | ||||||||||
MOOG INC. | ||||||||||||||
Security | 615394202 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MOGA | Meeting Date | 09-Feb-2021 | |||||||||||
ISIN | US6153942023 | Agenda | 935320440 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Janet M. Coletti | For | For | |||||||||||
2. | Non-binding advisory approval of executive compensation. | Management | For | For | ||||||||||
3. | Ratification of Ernst & Young LLP as auditors for Moog Inc. for the 2021 fiscal year. | Management | For | For | ||||||||||
MOOG INC. | ||||||||||||||
Security | 615394301 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MOGB | Meeting Date | 09-Feb-2021 | |||||||||||
ISIN | US6153943013 | Agenda | 935320452 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Donald R. Fishback* | For | For | |||||||||||
2 | William G. Gisel, Jr.* | For | For | |||||||||||
3 | Brian J. Lipke# | For | For | |||||||||||
2. | Non-binding advisory approval of executive compensation. | Management | For | For | ||||||||||
3. | Ratification of Ernst & Young LLP as auditors for Moog Inc. for the 2021 fiscal year. | Management | For | For | ||||||||||
J & J SNACK FOODS CORP. | ||||||||||||||
Security | 466032109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JJSF | Meeting Date | 10-Feb-2021 | |||||||||||
ISIN | US4660321096 | Agenda | 935320490 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Peter G. Stanley | For | For | |||||||||||
2. | ADVISORY VOTE ON APPROVAL OF THE COMPENSATION OF EXECUTIVES. | Management | For | For | ||||||||||
3. | VOTE ON APPROVAL OF THE AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||||||||
SURMODICS, INC. | ||||||||||||||
Security | 868873100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SRDX | Meeting Date | 11-Feb-2021 | |||||||||||
ISIN | US8688731004 | Agenda | 935318508 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David R. Dantzker, M.D. | For | For | |||||||||||
2 | Lisa W. Heine | For | For | |||||||||||
3 | Gary R. Maharaj | For | For | |||||||||||
2. | Set the number of directors at six (6). | Management | For | For | ||||||||||
3. | Ratify the appointment of Deloitte & Touche LLP as Surmodics' independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
4. | Approve, in a non-binding advisory vote, the Company's executive compensation. | Management | For | For | ||||||||||
IRISH CONTINENTAL GROUP PLC | ||||||||||||||
Security | G49406179 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 12-Feb-2021 | ||||||||||||
ISIN | IE00BLP58571 | Agenda | 713532922 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
1 | TO APPROVE THE MIGRATION OF THE MIGRATING SHARES TO EUROCLEAR BANK'S CENTRAL SECURITIES DEPOSITORY | Management | No Action | |||||||||||
2 | TO APPROVE CHANGES ASSOCIATED WITH MIGRATION TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | No Action | |||||||||||
3 | TO AUTHORISE THE COMPANY TO TAKE ALL ACTIONS TO IMPLEMENT THE MIGRATION INCLUDING THE APPOINTMENT OF ATTORNEYS OR AGENTS | Management | No Action | |||||||||||
PNM RESOURCES, INC. | ||||||||||||||
Security | 69349H107 | Meeting Type | Special | |||||||||||
Ticker Symbol | PNM | Meeting Date | 12-Feb-2021 | |||||||||||
ISIN | US69349H1077 | Agenda | 935324397 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approve the Agreement and Plan of Merger, dated as of October 20, 2020, as it may be amended from time to time, or the merger agreement, by and among PNM Resources, Inc. (the Company), Avangrid, Inc. and NM Green Holdings, Inc. | Management | For | For | ||||||||||
2. | Approve, by non-binding, advisory vote, certain existing compensation arrangements for the Company's named executive officers in connection with the merger contemplated by the merger agreement. | Management | For | For | ||||||||||
3. | Approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the merger agreement. | Management | For | For | ||||||||||
MATTHEWS INTERNATIONAL CORPORATION | ||||||||||||||
Security | 577128101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MATW | Meeting Date | 18-Feb-2021 | |||||||||||
ISIN | US5771281012 | Agenda | 935328294 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Joseph C. Bartolacci | For | For | |||||||||||
2 | Katherine E. Dietze | For | For | |||||||||||
3 | Lillian D. Etzkorn | For | For | |||||||||||
4 | Morgan K. O'Brien | For | For | |||||||||||
2. | Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm to audit the records of the Company for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
3. | Provide an advisory (non-binding) vote on the executive compensation of the Company's named executive officers. | Management | For | For | ||||||||||
GREIF, INC. | ||||||||||||||
Security | 397624206 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GEFB | Meeting Date | 23-Feb-2021 | |||||||||||
ISIN | US3976242061 | Agenda | 935323977 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Michael J. Gasser | For | For | |||||||||||
2 | Peter G. Watson | For | For | |||||||||||
3 | Vicki L. Avril-Groves | For | For | |||||||||||
4 | Bruce A. Edwards | For | For | |||||||||||
5 | Mark A. Emkes | For | For | |||||||||||
6 | John F. Finn | For | For | |||||||||||
7 | Daniel J. Gunsett | For | For | |||||||||||
8 | Judith D. Hook | For | For | |||||||||||
9 | John W. McNamara | For | For | |||||||||||
10 | Robert M. Patterson | For | For | |||||||||||
TFS FINANCIAL CORPORATION | ||||||||||||||
Security | 87240R107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TFSL | Meeting Date | 25-Feb-2021 | |||||||||||
ISIN | US87240R1077 | Agenda | 935325058 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: BARBARA J. ANDERSON | Management | For | For | ||||||||||
1b. | Election of Director: ANTHONY J. ASHER | Management | For | For | ||||||||||
1c. | Election of Director: BEN S. STEFANSKI III | Management | For | For | ||||||||||
1d. | Election of Director: MEREDITH S. WEIL | Management | For | For | ||||||||||
2. | Advisory vote on compensation of named Executive Officers. | Management | For | For | ||||||||||
3. | To ratify the selection of Deloitte & Touche LLP as the Company's independent accountant for the Company's fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
NOBILITY HOMES, INC. | ||||||||||||||
Security | 654892108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NOBH | Meeting Date | 26-Feb-2021 | |||||||||||
ISIN | US6548921088 | Agenda | 935332279 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Terry E. Trexler | For | For | |||||||||||
2 | Thomas W. Trexler | For | For | |||||||||||
3 | Arthur L. Havener, Jr. | For | For | |||||||||||
4 | Robert P. Saltsman | For | For | |||||||||||
NORDSON CORPORATION | ||||||||||||||
Security | 655663102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NDSN | Meeting Date | 02-Mar-2021 | |||||||||||
ISIN | US6556631025 | Agenda | 935328232 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John A. DeFord | For | For | |||||||||||
2 | Arthur L. George, Jr. | For | For | |||||||||||
3 | Frank M. Jaehnert | For | For | |||||||||||
4 | Ginger M. Jones | For | For | |||||||||||
5 | Jennifer A. Parmentier | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending October 31, 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | To approve the Nordson Corporation 2021 Stock Incentive and Award Plan. | Management | For | For | ||||||||||
NAVISTAR INTERNATIONAL CORPORATION | ||||||||||||||
Security | 63934E108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NAV | Meeting Date | 02-Mar-2021 | |||||||||||
ISIN | US63934E1082 | Agenda | 935333081 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To adopt the Merger Agreement and transactions contemplated thereby. | Management | For | For | ||||||||||
2. | To approve certain compensation arrangements for the Company's named executive officers in connection with the Merger. | Management | For | For | ||||||||||
3. | DIRECTOR | Management | ||||||||||||
1 | Troy A. Clarke | For | For | |||||||||||
2 | José María Alapont | For | For | |||||||||||
3 | Stephen R. D'Arcy | For | For | |||||||||||
4 | Vincent J. Intrieri | For | For | |||||||||||
5 | Mark H. Rachesky, M.D. | For | For | |||||||||||
6 | Christian Schulz | For | For | |||||||||||
7 | Kevin M. Sheehan | For | For | |||||||||||
8 | Dennis A. Suskind | For | For | |||||||||||
9 | Janet T. Yeung | For | For | |||||||||||
4. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
5. | Vote to ratify the selection of KPMG LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
6. | To approve the adjournment or postponement of the Annual Meeting, if necessary, to continue to solicit votes for the Merger Proposal. | Management | For | For | ||||||||||
THE WALT DISNEY COMPANY | ||||||||||||||
Security | 254687106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DIS | Meeting Date | 09-Mar-2021 | |||||||||||
ISIN | US2546871060 | Agenda | 935328206 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Susan E. Arnold | Management | For | For | ||||||||||
1B. | Election of Director: Mary T. Barra | Management | For | For | ||||||||||
1C. | Election of Director: Safra A. Catz | Management | For | For | ||||||||||
1D. | Election of Director: Robert A. Chapek | Management | For | For | ||||||||||
1E. | Election of Director: Francis A. deSouza | Management | For | For | ||||||||||
1F. | Election of Director: Michael B.G. Froman | Management | For | For | ||||||||||
1G. | Election of Director: Robert A. Iger | Management | For | For | ||||||||||
1H. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||||
1I. | Election of Director: Mark G. Parker | Management | For | For | ||||||||||
1J. | Election of Director: Derica W. Rice | Management | For | For | ||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. | Management | For | For | ||||||||||
3. | To approve the advisory resolution on executive compensation. | Management | For | For | ||||||||||
4. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | Abstain | Against | ||||||||||
5. | Shareholder proposal requesting non-management employees on director nominee candidate lists. | Shareholder | Against | For | ||||||||||
TOLL BROTHERS, INC. | ||||||||||||||
Security | 889478103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TOL | Meeting Date | 09-Mar-2021 | |||||||||||
ISIN | US8894781033 | Agenda | 935333435 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Robert I. Toll | Management | For | For | ||||||||||
1B. | Election of Director: Douglas C. Yearley, Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Richard J. Braemer | Management | For | For | ||||||||||
1D. | Election of Director: Stephen F. East | Management | For | For | ||||||||||
1E. | Election of Director: Christine N. Garvey | Management | For | For | ||||||||||
1F. | Election of Director: Karen H. Grimes | Management | For | For | ||||||||||
1G. | Election of Director: Carl B. Marbach | Management | For | For | ||||||||||
1H. | Election of Director: John A. McLean | Management | For | For | ||||||||||
1I. | Election of Director: Wendell E. Pritchett | Management | For | For | ||||||||||
1J. | Election of Director: Paul E. Shapiro | Management | For | For | ||||||||||
2. | The ratification of the re-appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
3. | The approval, in an advisory and non-binding vote, of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||||
Security | 007800105 | Meeting Type | Special | |||||||||||
Ticker Symbol | AJRD | Meeting Date | 09-Mar-2021 | |||||||||||
ISIN | US0078001056 | Agenda | 935333966 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Adoption of the Merger Agreement and the transactions contemplated thereby. | Management | For | For | ||||||||||
2. | Adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and the transactions contemplated thereby at the time of the Special Meeting. | Management | For | For | ||||||||||
3. | Adoption of a non-binding, advisory proposal to approve certain compensation payable to Aerojet Rocketdyne's named executive officers in connection with the Merger. | Management | For | For | ||||||||||
BASSETT FURNITURE INDUSTRIES, INC. | ||||||||||||||
Security | 070203104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BSET | Meeting Date | 10-Mar-2021 | |||||||||||
ISIN | US0702031040 | Agenda | 935334158 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Emma S. Battle | For | For | |||||||||||
2 | John R. Belk | For | For | |||||||||||
3 | Kristina Cashman | For | For | |||||||||||
4 | Virginia W. Hamlet | For | For | |||||||||||
5 | J. Walter McDowell | For | For | |||||||||||
6 | Robert H. Spilman, Jr. | For | For | |||||||||||
7 | William C. Wampler, Jr. | For | For | |||||||||||
8 | William C. Warden, Jr. | For | For | |||||||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP as the Company's independent registered public accounting firm for the fiscal year ending November 27, 2021. | Management | For | For | ||||||||||
3. | PROPOSAL to consider and act on an advisory vote regarding the approval of compensation paid to certain executive officers. | Management | For | For | ||||||||||
4. | PROPOSAL to approve the Company's 2021 Stock Incentive Plan. | Management | For | For | ||||||||||
THE TORO COMPANY | ||||||||||||||
Security | 891092108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TTC | Meeting Date | 16-Mar-2021 | |||||||||||
ISIN | US8910921084 | Agenda | 935330528 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Janet K. Cooper | For | For | |||||||||||
2 | Gary L. Ellis | For | For | |||||||||||
3 | Michael G. Vale | For | For | |||||||||||
2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for our fiscal year ending October 31, 2021. | Management | For | For | ||||||||||
3. | Approval of, on an advisory basis, our executive compensation. | Management | For | For | ||||||||||
SIEMENS GAMESA RENEWABLE ENERGY SA | ||||||||||||||
Security | E8T87A100 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 17-Mar-2021 | ||||||||||||
ISIN | ES0143416115 | Agenda | 713602058 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 18 MAR 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||||||
1 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE INDIVIDUAL ANNUAL ACCOUNTS (BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF CHANGES IN SHAREHOLDERS EQUITY, STATEMENT OF CASH FLOWS AND NOTES OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA, AS WELL AS OF THE CONSOLIDATED ANNUAL ACCOUNTS OF THE COMPANY AND ITS SUBSIDIARIES BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF CHANGES IN SHAREHOLDERS EQUITY, STATEMENT OF CASH FLOWS AND NOTES, FOR THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2020 | Management | No Action | |||||||||||
2 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE INDIVIDUAL MANAGEMENT REPORT OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA AND OF THE CONSOLIDATED MANAGEMENT REPORT OF THE COMPANY AND ITS SUBSIDIARIES FOR THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2020 | Management | No Action | |||||||||||
3 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE CONSOLIDATED STATEMENT OF NON FINANCIAL INFORMATION OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2020 | Management | No Action | |||||||||||
4 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE CORPORATE MANAGEMENT AND THE ACTIVITIES OF THE BOARD OF DIRECTORS DURING THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2020 | Management | No Action | |||||||||||
5 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE PROPOSED ALLOCATION OF PROFITS LOSSES OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2020 | Management | No Action | |||||||||||
6 | RATIFICATION OF THE APPOINTMENT BY CO OPTION AND RE ELECTION OF MR TIM DAWIDOWSKY AS A DIRECTOR OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA, WITH THE CLASSIFICATION OF PROPRIETARY NON EXECUTIVE DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR TERM | Management | No Action | |||||||||||
7 | RE ELECTION OF MS MARIEL VON SCHUMANN AS A DIRECTOR OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA, WITH THE CLASSIFICATION OF PROPRIETARY NON EXECUTIVE DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR TERM | Management | No Action | |||||||||||
8 | RE ELECTION OF MR KLAUS ROSENFELD AS A DIRECTOR OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA, WITH THE CLASSIFICATION OF INDEPENDENT NON EXECUTIVE DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR TERM | Management | No Action | |||||||||||
9 | RE ELECTION OF ERNST AND YOUNG, SOCIEDAD LIMITADA AS STATUTORY AUDITOR OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA AND OF ITS CONSOLIDATED GROUP FOR FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
10 | APPROVAL OF A NEW POLICY OF REMUNERATION OF DIRECTORS OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR FINANCIAL YEARS 2022, 2023 AND 2024 | Management | No Action | |||||||||||
11 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF A LONG TERM INCENTIVE PLAN FOR THE PERIOD FROM FISCAL YEAR 2021 THROUGH 2023, INVOLVING THE DELIVERY OF SHARES OF THE COMPANY AND TIED TO THE ACHIEVEMENT OF CERTAIN STRATEGIC OBJECTIVES, ADDRESSED TO THE CEO, TOP MANAGEMENT, CERTAIN SENIOR MANAGERS AND EMPLOYEES OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA AND, IF APPROPRIATE, OF THE SUBSIDIARIES, AND DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WITH EXPRESS POWER OF SUBSTITUTION, TO IMPLEMENT, ELABORATE ON, FORMALISE AND CARRY OUT SUCH REMUNERATION SYSTEM | Management | No Action | |||||||||||
12 | DELEGATION OF POWERS FOR THE FORMALISATION AND IMPLEMENTATION OF ALL THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL MEETING OF SHAREHOLDERS, FOR THE CONVERSION THEREOF INTO A PUBLIC INSTRUMENT AND FOR THE INTERPRETATION, CORRECTION, SUPPLEMENTATION OR FURTHER DEVELOPMENT THEREOF UNTIL ALL REQUIRED REGISTRATIONS ARE ACCOMPLISHED | Management | No Action | |||||||||||
13 | CONSULTATIVE VOTE ON THE ANNUAL REPORT ON REMUNERATION OF DIRECTORS OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
CMMT | 03 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
CMMT | 03 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
THE COOPER COMPANIES, INC. | ||||||||||||||
Security | 216648402 | Meeting Type | Annual | |||||||||||
Ticker Symbol | COO | Meeting Date | 17-Mar-2021 | |||||||||||
ISIN | US2166484020 | Agenda | 935329715 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Colleen E. Jay | Management | For | For | ||||||||||
1B. | Election of Director: William A. Kozy | Management | For | For | ||||||||||
1C. | Election of Director: Jody S. Lindell | Management | For | For | ||||||||||
1D. | Election of Director: Teresa S. Madden | Management | For | For | ||||||||||
1E. | Election of Director: Gary S. Petersmeyer | Management | For | For | ||||||||||
1F. | Election of Director: Robert S. Weiss | Management | For | For | ||||||||||
1G. | Election of Director: Albert G. White III | Management | For | For | ||||||||||
2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for The Cooper Companies, Inc. for the fiscal year ending October 31, 2021. | Management | For | For | ||||||||||
3. | An advisory vote on the compensation of our named executive officers as presented in the Proxy Statement. | Management | For | For | ||||||||||
SIGNATURE AVIATION PLC | ||||||||||||||
Security | G8127H114 | Meeting Type | Court Meeting | |||||||||||
Ticker Symbol | Meeting Date | 18-Mar-2021 | ||||||||||||
ISIN | GB00BKDM7X41 | Agenda | 713620828 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | ||||||||||||
1 | FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) A SCHEME OF ARRANGEMENT PROPOSED TO BE MADE PURSUANT TO PART 26 OF THE COMPANIES ACT 2006 BETWEEN SIGNATURE AVIATION PLC (THE "COMPANY") AND THE HOLDERS OF SCHEME SHARES (THE "SCHEME") | Management | For | For | ||||||||||
SIGNATURE AVIATION PLC | ||||||||||||||
Security | G8127H114 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 18-Mar-2021 | ||||||||||||
ISIN | GB00BKDM7X41 | Agenda | 713620830 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | THAT: (A) FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT DATED 22 FEBRUARY 2021 (THE "SCHEME") BETWEEN THE COMPANY AND THE HOLDERS OF SCHEME SHARES (AS DEFINED IN THE SCHEME), A COPY OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND FOR THE PURPOSES OF IDENTIFICATION SIGNED BY THE CHAIR OF THIS MEETING, IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION, OR CONDITION AGREED BY THE COMPANY AND BIDCO AND APPROVED OR IMPOSED BY THE HIGH COURT OF JUSTICE OF ENGLAND AND WALES, THE DIRECTORS OF THE COMPANY (OR A DULY AUTHORISED COMMITTEE THEREOF) BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND (B) WITH EFFECT FROM THE PASSING OF THIS RESOLUTION, THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AND ARE HEREBY AMENDED BY THE ADOPTION AND INCLUSION OF THE FOLLOWING NEW ARTICLE 132. 132. SCHEME OF ARRANGEMENT 132.1 IN THIS ARTICLE 132, REFERENCES TO THE "SCHEME" ARE TO THE SCHEME OF ARRANGEMENT UNDER PART 26 OF THE COMPANIES ACT 2006 BETWEEN THE COMPANY AND THE HOLDERS OF SCHEME SHARES (AS DEFINED IN THE SCHEME) DATED 22 FEBRUARY 2021 (WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION APPROVED OR IMPOSED BY THE COURT AND AGREED BY THE COMPANY AND BROWN BIDCO LIMITED ("BIDCO")) AND (SAVE AS DEFINED IN THIS ARTICLE) TERMS DEFINED IN THE SCHEME SHALL HAVE THE SAME MEANINGS IN THIS ARTICLE. 132.2 NOTWITHSTANDING ANY OTHER PROVISIONS IN THESE ARTICLES, IF THE COMPANY ISSUES OR TRANSFERS OUT OF TREASURY ANY SIGNATURE SHARES (OTHER THAN TO BIDCO, ANY SUBSIDIARY OF BIDCO, ANY PARENT UNDERTAKING OF BIDCO OR ANY SUBSIDIARY OF SUCH PARENT UNDERTAKING, OR ANY NOMINEE OF BIDCO (EACH A "BIDCO COMPANY")) ON OR AFTER THE DATE OF THE ADOPTION OF THIS ARTICLE 132 AND PRIOR TO THE SCHEME RECORD TIME, SUCH SIGNATURE SHARES SHALL BE ISSUED OR TRANSFERRED SUBJECT TO THE TERMS OF THE SCHEME (AND SHALL BE SCHEME SHARES FOR THE PURPOSES | Management | For | For | ||||||||||
THEREOF) AND THE ORIGINAL OR SUBSEQUENT HOLDER OR HOLDERS OF SUCH SIGNATURE SHARES SHALL BE BOUND BY THE SCHEME ACCORDINGLY. 132.3 NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, SUBJECT TO THE SCHEME BECOMING EFFECTIVE, ANY SHARES ISSUED, TRANSFERRED OUT OF TREASURY OR TRANSFERRED PURSUANT TO ARTICLE 132.4 BELOW, TO ANY PERSON (OTHER THAN A BIDCO COMPANY) AFTER THE SCHEME RECORD TIME (A "NEW MEMBER") (EACH A "POST- SCHEME SHARE") SHALL BE ISSUED OR TRANSFERRED ON TERMS THAT THEY SHALL (ON THE EFFECTIVE DATE (AS DEFINED IN THE SCHEME) OR, IF LATER, ON ISSUE OR TRANSFER (BUT SUBJECT TO THE TERMS OF ARTICLES 132.4 AND 132.5 BELOW)), BE IMMEDIATELY TRANSFERRED TO BIDCO (OR SUCH PERSON AS IT MAY DIRECT) (THE "PURCHASER"), WHO SHALL BE OBLIGED TO ACQUIRE EACH POST-SCHEME SHARE IN CONSIDERATION OF AND CONDITIONAL UPON THE PAYMENT BY OR ON BEHALF OF BIDCO TO THE NEW MEMBER OF AN AMOUNT IN CASH FOR EACH POST-SCHEME SHARE EQUAL TO THE CONSIDERATION TO WHICH A NEW MEMBER WOULD HAVE BEEN ENTITLED UNDER THE SCHEME HAD SUCH POST-SCHEME SHARE BEEN A SCHEME SHARE. 132.4 ANY PERSON WHO IS BENEFICIALLY ENTITLED TO SHARES ISSUED OR TRANSFERRED TO A NEW MEMBER (OTHER THAN, FOR THE AVOIDANCE OF DOUBT, A PERSON WHO BECOMES BENEFICIALLY ENTITLED TO SHARES BY VIRTUE OF A TRANSFER PURSUANT TO THIS ARTICLE 132.4) MAY, PRIOR TO THE ISSUE OR TRANSFER OF POST-SCHEME SHARES TO THE NEW MEMBER PURSUANT TO THE EXERCISE OF AN OPTION OR SATISFACTION OF AN AWARD UNDER ONE OF THE SIGNATURE SHARE PLANS (AS DEFINED IN THE SCHEME), GIVE NOT LESS THAN TWO BUSINESS DAYS' WRITTEN NOTICE TO THE COMPANY IN SUCH MANNER AS THE BOARD SHALL PRESCRIBE OF HIS OR HER INTENTION TO TRANSFER THE BENEFICIAL OWNERSHIP OF SOME OR ALL OF SUCH POST- SCHEME SHARES TO HIS OR HER SPOUSE OR CIVIL PARTNER AND MAY, IF SUCH NOTICE HAS BEEN VALIDLY GIVEN, ON OR BEFORE SUCH POST- SCHEME SHARES BEING ISSUED OR TRANSFERRED TO THE NEW MEMBER, IMMEDIATELY TRANSFER TO HIS OR HER SPOUSE OR CIVIL PARTNER BENEFICIAL OWNERSHIP OF ANY SUCH POST-SCHEME SHARES, PROVIDED THAT SUCH POST-SCHEME SHARES (INCLUDING BOTH LEGAL AND BENEFICIAL OWNERSHIP THEREOF) WILL THEN BE IMMEDIATELY TRANSFERRED TO THE PURCHASER PURSUANT TO ARTICLE 132.3 ABOVE. IF NOTICE HAS BEEN VALIDLY GIVEN PURSUANT TO THIS ARTICLE 132.4 | ||||||||||||||
BUT THE BENEFICIAL OWNER DOES NOT IMMEDIATELY TRANSFER TO HIS OR HER SPOUSE OR CIVIL PARTNER BOTH THE LEGAL AND BENEFICIAL OWNERSHIP OF THE POST-SCHEME SHARES IN RESPECT OF WHICH NOTICE WAS GIVEN, SUCH LEGAL AND BENEFICIAL OWNERSHIP WILL BE TRANSFERRED TO THE PURCHASER PURSUANT TO ARTICLE 132.3 ABOVE. IF NOTICE IS NOT GIVEN PURSUANT TO THIS ARTICLE 132.4, BOTH THE LEGAL AND BENEFICIAL OWNERSHIP OF THE POST-SCHEME SHARES WILL BE IMMEDIATELY TRANSFERRED TO THE PURCHASER PURSUANT TO ARTICLE 132.3 ABOVE. 132.5 ON ANY REORGANISATION OF, OR MATERIAL ALTERATION TO, THE SHARE CAPITAL OF THE COMPANY (INCLUDING, WITHOUT LIMITATION, ANY SUBDIVISION AND/OR CONSOLIDATION) CARRIED OUT AFTER THE EFFECTIVE DATE (AS DEFINED IN THE SCHEME), THE VALUE OF THE CONSIDERATION PER POST-SCHEME SHARE TO BE PAID UNDER ARTICLE 132.3 SHALL BE ADJUSTED BY THE COMPANY IN SUCH MANNER AS THE AUDITORS OF THE COMPANY MAY DETERMINE TO BE APPROPRIATE TO REFLECT SUCH REORGANISATION OR ALTERATION. REFERENCES IN THIS ARTICLE 132 TO SUCH SHARES SHALL, FOLLOWING SUCH ADJUSTMENT, BE CONSTRUED ACCORDINGLY. 132.6 TO GIVE EFFECT TO ANY TRANSFER OF POST-SCHEME SHARES REQUIRED PURSUANT TO ARTICLE 132.3, THE COMPANY MAY APPOINT ANY PERSON AS ATTORNEY AND/OR AGENT FOR THE NEW MEMBER TO TRANSFER THE POST-SCHEME SHARES TO THE PURCHASER AND DO ALL SUCH OTHER THINGS AND EXECUTE AND DELIVER ALL SUCH DOCUMENTS OR DEEDS AS MAY IN THE OPINION OF SUCH ATTORNEY OR AGENT BE NECESSARY OR DESIRABLE TO VEST THE POST-SCHEME SHARES IN THE PURCHASER AND PENDING SUCH VESTING TO EXERCISE ALL SUCH RIGHTS ATTACHING TO THE POST-SCHEME SHARES AS THE PURCHASER MAY DIRECT. IF AN ATTORNEY OR AGENT IS SO APPOINTED, THE NEW MEMBER SHALL NOT THEREAFTER (EXCEPT TO THE EXTENT THAT THE ATTORNEY OR AGENT FAILS TO ACT IN ACCORDANCE WITH THE DIRECTIONS OF THE PURCHASER) BE ENTITLED TO EXERCISE ANY RIGHTS ATTACHING TO THE POST- SCHEME SHARES UNLESS SO AGREED IN WRITING BY THE PURCHASER. THE ATTORNEY OR AGENT SHALL BE EMPOWERED TO EXECUTE AND DELIVER AS TRANSFEROR A FORM OF TRANSFER OR INSTRUCTIONS OF TRANSFER ON BEHALF OF THE NEW MEMBER (OR ANY SUBSEQUENT HOLDER) IN FAVOUR OF THE PURCHASER AND THE COMPANY MAY GIVE A GOOD RECEIPT FOR THE CONSIDERATION FOR THE POST-SCHEME SHARES AND MAY REGISTER THE PURCHASER AS HOLDER | ||||||||||||||
THEREOF AND ISSUE TO IT CERTIFICATE(S) FOR THE SAME. THE COMPANY SHALL NOT BE OBLIGED TO ISSUE A CERTIFICATE TO THE NEW MEMBER FOR THE POST-SCHEME SHARES. THE PURCHASER SHALL SETTLE THE CONSIDERATION DUE TO THE NEW MEMBER PURSUANT TO ARTICLE 132.3 ABOVE BY SENDING A CHEQUE DRAWN ON A UK CLEARING BANK IN FAVOUR OF THE NEW MEMBER (OR ANY SUBSEQUENT HOLDER), OR BY ANY ALTERNATIVE METHOD COMMUNICATED BY THE PURCHASER TO THE NEW MEMBER, FOR THE PURCHASE PRICE OF SUCH POST-SCHEME SHARES NO LATER THAN 14 DAYS AFTER THE DATE ON WHICH THE POST- SCHEME SHARES ARE ISSUED TO THE NEW MEMBER. 132.7 IF THE SCHEME SHALL NOT HAVE BECOME EFFECTIVE BY THE APPLICABLE DATE REFERRED TO IN (OR OTHERWISE SET IN ACCORDANCE WITH) SECTION 6(B) OF THE SCHEME, THIS ARTICLE 132 SHALL CEASE TO BE OF ANY EFFECT. 132.8 NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, BOTH THE COMPANY AND THE BOARD SHALL REFUSE TO REGISTER THE TRANSFER OF ANY SCHEME SHARES EFFECTED BETWEEN THE SCHEME RECORD TIME AND THE EFFECTIVE DATE OTHER THAN TO THE PURCHASER PURSUANT TO THE SCHEME | ||||||||||||||
LIMONEIRA COMPANY | ||||||||||||||
Security | 532746104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LMNR | Meeting Date | 23-Mar-2021 | |||||||||||
ISIN | US5327461043 | Agenda | 935335794 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Harold S. Edwards | For | For | |||||||||||
2 | John W.H. Merriman | For | For | |||||||||||
3 | Edgar A. Terry | For | For | |||||||||||
2. | To vote on a proposal to ratify the selection of Deloitte & Touche LLP to serve as the independent auditor for Limoneira Company for the fiscal year ending October 31, 2021 ("Proposal 2"). | Management | For | For | ||||||||||
3. | To hold an advisory vote to approve the compensation of the Named Executive Officers as disclosed in this proxy statement ("Proposal 3"). | Management | For | For | ||||||||||
HUNTINGTON BANCSHARES INCORPORATED | ||||||||||||||
Security | 446150104 | Meeting Type | Special | |||||||||||
Ticker Symbol | HBAN | Meeting Date | 25-Mar-2021 | |||||||||||
ISIN | US4461501045 | Agenda | 935338649 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the merger of TCF Financial Corporation ("TCF") with and into Huntington Bancshares Incorporated ("Huntington"), as contemplated by the Agreement and Plan of Merger, dated as of December 13, 2020 (as it may be amended from time to time), by and between Huntington and TCF, with Huntington as the surviving corporation (the "Huntington merger proposal"). | Management | For | For | ||||||||||
2. | Approval of an amendment to Huntington's charter to increase the number of authorized shares of Huntington common stock from one billion five hundred million shares (1,500,000,000) to two billion two hundred fifty million shares (2,250,000,000) (the "Huntington authorized share count proposal"). | Management | For | For | ||||||||||
3. | Approval of the adjournment of special meeting of Huntington shareholders, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes at the time of the Huntington special meeting to approve the Huntington merger proposal or the Huntington authorized share count proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of Huntington common stock (the "Huntington adjournment proposal"). | Management | For | For | ||||||||||
KOBAYASHI PHARMACEUTICAL CO.,LTD. | ||||||||||||||
Security | J3430E103 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 26-Mar-2021 | ||||||||||||
ISIN | JP3301100008 | Agenda | 713633659 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Reduction of Capital Reserve | Management | For | For | ||||||||||
2.1 | Appoint a Director Kobayashi, Kazumasa | Management | For | For | ||||||||||
2.2 | Appoint a Director Kobayashi, Akihiro | Management | For | For | ||||||||||
2.3 | Appoint a Director Yamane, Satoshi | Management | For | For | ||||||||||
2.4 | Appoint a Director Miyanishi, Kazuhito | Management | For | For | ||||||||||
2.5 | Appoint a Director Tsuji, Haruo | Management | For | For | ||||||||||
2.6 | Appoint a Director Ito, Kunio | Management | For | For | ||||||||||
2.7 | Appoint a Director Sasaki, Kaori | Management | For | For | ||||||||||
3 | Appoint a Corporate Auditor Kawanishi, Takashi | Management | Against | Against | ||||||||||
CHOFU SEISAKUSHO CO.,LTD. | ||||||||||||||
Security | J06384101 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 26-Mar-2021 | ||||||||||||
ISIN | JP3527800001 | Agenda | 713654778 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Kawakami, Yasuo | Management | Against | Against | ||||||||||
2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Taneda, Kiyotaka | Management | For | For | ||||||||||
2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Nakamura, Shuichi | Management | For | For | ||||||||||
2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Wada, Takeshi | Management | For | For | ||||||||||
2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Egawa, Yoshiaki | Management | For | For | ||||||||||
2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Hayashi, Tetsuro | Management | For | For | ||||||||||
2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Kawakami, Yasuhiro | Management | For | For | ||||||||||
2.8 | Appoint a Director who is not Audit and Supervisory Committee Member Mikubo, Tadatoshi | Management | Against | Against | ||||||||||
2.9 | Appoint a Director who is not Audit and Supervisory Committee Member Nishijima, Kazuyuki | Management | Against | Against | ||||||||||
SAMICK MUSICAL INSTRUMENTS CO. LTD, EUMSEONG | ||||||||||||||
Security | Y7469K107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 30-Mar-2021 | ||||||||||||
ISIN | KR7002450005 | Agenda | 713626488 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | APPROVAL OF FINANCIAL STATEMENTS | Management | Against | Against | ||||||||||
2 | AMENDMENT OF ARTICLES OF INCORPORATION | Management | For | For | ||||||||||
3.1 | ELECTION OF INSIDE DIRECTOR: GIM JONG SEOP | Management | Against | Against | ||||||||||
3.2 | ELECTION OF OUTSIDE DIRECTOR: I GYEONG HYEONG | Management | For | For | ||||||||||
4 | ELECTION OF AUDITOR: CHOE HYEONG UK | Management | Against | Against | ||||||||||
5 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | ||||||||||
6 | APPROVAL OF REMUNERATION FOR AUDITOR | Management | For | For | ||||||||||
SHIMANO INC. | ||||||||||||||
Security | J72262108 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 30-Mar-2021 | ||||||||||||
ISIN | JP3358000002 | Agenda | 713662511 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Chia Chin Seng | Management | For | For | ||||||||||
2.2 | Appoint a Director Otsu, Tomohiro | Management | Against | Against | ||||||||||
2.3 | Appoint a Director Yoshida, Tamotsu | Management | Against | Against | ||||||||||
2.4 | Appoint a Director Ichijo, Kazuo | Management | For | For | ||||||||||
2.5 | Appoint a Director Katsumaru, Mitsuhiro | Management | For | For | ||||||||||
2.6 | Appoint a Director Sakakibara, Sadayuki | Management | For | For | ||||||||||
UNIVERSAL ENTERTAINMENT CORPORATION | ||||||||||||||
Security | J94303104 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 30-Mar-2021 | ||||||||||||
ISIN | JP3126130008 | Agenda | 713684252 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | Amend Articles to: Establish the Articles Related to Class Shares | Management | For | For | ||||||||||
2.1 | Appoint a Director Fujimoto, Jun | Management | For | For | ||||||||||
2.2 | Appoint a Director Tokuda, Hajime | Management | For | For | ||||||||||
2.3 | Appoint a Director Okada, Takako | Management | For | For | ||||||||||
2.4 | Appoint a Director Asano, Kenshi | Management | For | For | ||||||||||
2.5 | Appoint a Director Otani, Yoshio | Management | For | For | ||||||||||
2.6 | Appoint a Director Miyanaga, Masayoshi | Management | For | For | ||||||||||
RENESAS ELECTRONICS CORPORATION | ||||||||||||||
Security | J4881V107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 31-Mar-2021 | ||||||||||||
ISIN | JP3164720009 | Agenda | 713633762 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1.1 | Appoint a Director Shibata, Hidetoshi | Management | For | For | ||||||||||
1.2 | Appoint a Director Toyoda, Tetsuro | Management | For | For | ||||||||||
1.3 | Appoint a Director Iwasaki, Jiro | Management | For | For | ||||||||||
1.4 | Appoint a Director Selena Loh Lacroix | Management | For | For | ||||||||||
1.5 | Appoint a Director Arunjai Mittal | Management | For | For | ||||||||||
1.6 | Appoint a Director Yamamoto, Noboru | Management | For | For | ||||||||||
2.1 | Appoint a Corporate Auditor Sekine, Takeshi | Management | Against | Against | ||||||||||
2.2 | Appoint a Corporate Auditor Mizuno, Tomoko | Management | For | For | ||||||||||
3 | Approve Details of the Stock Compensation to be received by Directors | Management | Against | Against | ||||||||||
LENNAR CORPORATION | ||||||||||||||
Security | 526057302 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LENB | Meeting Date | 07-Apr-2021 | |||||||||||
ISIN | US5260573028 | Agenda | 935339300 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to serve until the 2022 Annual Meeting: Amy Banse | Management | For | For | ||||||||||
1B. | Election of Director to serve until the 2022 Annual Meeting: Rick Beckwitt | Management | For | For | ||||||||||
1C. | Election of Director to serve until the 2022 Annual Meeting: Steven L. Gerard | Management | For | For | ||||||||||
1D. | Election of Director to serve until the 2022 Annual Meeting: Tig Gilliam | Management | For | For | ||||||||||
1E. | Election of Director to serve until the 2022 Annual Meeting: Sherrill W. Hudson | Management | For | For | ||||||||||
1F. | Election of Director to serve until the 2022 Annual Meeting: Jonathan M. Jaffe | Management | For | For | ||||||||||
1G. | Election of Director to serve until the 2022 Annual Meeting: Sidney Lapidus | Management | For | For | ||||||||||
1H. | Election of Director to serve until the 2022 Annual Meeting: Teri P. McClure | Management | For | For | ||||||||||
1I. | Election of Director to serve until the 2022 Annual Meeting: Stuart Miller | Management | For | For | ||||||||||
1J. | Election of Director to serve until the 2022 Annual Meeting: Armando Olivera | Management | For | For | ||||||||||
1K. | Election of Director to serve until the 2022 Annual Meeting: Jeffrey Sonnenfeld | Management | For | For | ||||||||||
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2021. | Management | For | For | ||||||||||
4. | Approval of a stockholder proposal regarding our common stock voting structure. | Shareholder | Against | For | ||||||||||
VESTAS WIND SYSTEMS A/S | ||||||||||||||
Security | K9773J128 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 08-Apr-2021 | ||||||||||||
ISIN | DK0010268606 | Agenda | 713663208 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 6.A TO 6.H AND 7. THANK YOU | Non-Voting | ||||||||||||
1 | THE BOARD OF DIRECTORS' REPORT | Non-Voting | ||||||||||||
2 | PRESENTATION AND ADOPTION OF THE ANNUAL REPORT | Management | No Action | |||||||||||
3 | RESOLUTION FOR THE ALLOCATION OF THE RESULT OF THE YEAR: DKK 8.45 PER SHARE | Management | No Action | |||||||||||
4 | PRESENTATION AND ADVISORY VOTE ON THE REMUNERATION REPORT | Management | No Action | |||||||||||
5 | APPROVAL OF THE BOARD OF DIRECTORS' REMUNERATION | Management | No Action | |||||||||||
6.a | RE-ELECTION OF ANDERS RUNEVAD AS A MEMBER TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.b | RE-ELECTION OF BERT NORDBERG AS A MEMBER TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.c | RE-ELECTION OF BRUCE GRANT AS A MEMBER TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.d | RE-ELECTION OF EVA MERETE SOFELDE BERNEKE AS A MEMBER TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.e | RE-ELECTION OF HELLE THORNING-SCHMIDT AS A MEMBER TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.f | RE-ELECTION OF KARL-HENRIK SUNDSTROM AS A MEMBER TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.g | RE-ELECTION OF LARS JOSEFSSON AS A MEMBER TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.h | ELECTION OF KENTARO HOSOMI AS A MEMBER TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
7 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | Management | No Action | |||||||||||
8.1 | PROPOSAL FROM THE BOARD OF DIRECTORS: AMENDMENT OF THE COMPANY'S REMUNERATION POLICY: AMENDMENTS TO THE REMUNERATION POLICY CONCERNING THE VARIABLE REMUNERATION TO THE EXECUTIVE MANAGEMENT, IN SECTION 3.1 "ANNUAL FIXED SALARY" AND SECTION 3.4 "VARIABLE COMPONENTS" TO SIMPLIFY THE LONG-TERM INCENTIVE PROGRAMMES | Management | No Action | |||||||||||
8.2 | PROPOSAL FROM THE BOARD OF DIRECTORS: AMENDMENT OF THE DENOMINATION OF SHARES: AMENDMENT OF ARTICLES 2(1), 3, AND 6(1) OF THE ARTICLES OF ASSOCIATION. THE DENOMINATION PER SHARE BE CHANGED FROM DKK 1.00 TO DKK 0.01 OR MULTIPLES THEREOF, ENTAILING THAT THE BOARD OF DIRECTORS MAY AT A LATER STAGE UNDERTAKE A SHARE SPLIT | Management | No Action | |||||||||||
8.3 | PROPOSAL FROM THE BOARD OF DIRECTORS: RENEWAL AND AMENDMENT OF THE AUTHORISATIONS TO INCREASE THE SHARE CAPITAL: AMENDMENT OF ARTICLE 3 OF THE ARTICLES OF ASSOCIATION. AUTHORISATIONS TO INCREASE THE COMPANY'S SHARE CAPITAL IS RENEWED SO THEY ARE VALID UNTIL 1 APRIL 2026 WITH A MAXIMUM ISSUANCE OF DKK 20,197,345 | Management | No Action | |||||||||||
8.4 | PROPOSAL FROM THE BOARD OF DIRECTORS: AUTHORISATION TO HOLD GENERAL MEETINGS ELECTRONICALLY: NEW ARTICLE 4(3) OF THE ARTICLES OF ASSOCIATION TO CREATE THE GREATEST POSSIBLE FLEXIBILITY FOR THE COMPANY WHEN PREPARING AND HOLDING GENERAL MEETINGS AND IN ACCORDANCE WITH SECTION 77(2) OF THE DANISH COMPANIES ACT | Management | No Action | |||||||||||
8.5 | PROPOSAL FROM THE BOARD OF DIRECTORS: RESOLUTION TO GRANT AUTHORISATION TO ADOPT ELECTRONIC COMMUNICATION: NEW ARTICLE 13 OF THE ARTICLES OF ASSOCIATION TO CREATE THE GREATEST POSSIBLE FLEXIBILITY FOR THE COMPANY IN THE FUTURE IN TERMS OF COMMUNICATING WITH ITS SHAREHOLDERS IN ACCORDANCE WITH SECTION 92 OF THE DANISH COMPANIES ACT | Management | No Action | |||||||||||
8.6 | PROPOSAL FROM THE BOARD OF DIRECTORS: AUTHORISATION TO THE BOARD OF DIRECTORS TO DISTRIBUTE EXTRAORDINARY DIVIDEND: TO CREATE THE GREATEST POSSIBLE FLEXIBILITY FOR PAYING OUT DIVIDENDS BY THE COMPANY | Management | No Action | |||||||||||
8.7 | PROPOSAL FROM THE BOARD OF DIRECTORS: RENEWAL OF THE AUTHORISATION TO ACQUIRE TREASURY SHARES: AUTHORISATION TO ACQUIRE TREASURY SHARES ON AN ONGOING BASIS UNTIL 31 DECEMBER 2022 | Management | No Action | |||||||||||
9 | AUTHORISATION OF THE CHAIRMAN OF THE GENERAL MEETING: THE BOARD OF DIRECTORS PROPOSES THAT THE GENERAL MEETING AUTHORISES THE CHAIRMAN OF THE GENERAL MEETING (WITH A RIGHT OF SUBSTITUTION) TO FILE AND REGISTER THE ADOPTED RESOLUTIONS | Management | No Action | |||||||||||
WITH THE DANISH BUSINESS AUTHORITY AND TO MAKE SUCH AMENDMENTS TO THE DOCUMENTS FILED WITH THE DANISH BUSINESS AUTHORITY, AS THE DANISH BUSINESS AUTHORITY MAY REQUEST OR FIND APPROPRIATE IN CONNECTION WITH THE REGISTRATION OF THE ADOPTED RESOLUTIONS | ||||||||||||||
10 | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
CMMT | 22 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO DUE CHANGE IN-NUMBERING FOR RESOLUTIONS 6 AND 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO-MID 529134, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
KB HOME | ||||||||||||||
Security | 48666K109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KBH | Meeting Date | 08-Apr-2021 | |||||||||||
ISIN | US48666K1097 | Agenda | 935334641 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Arthur R. Collins | Management | For | For | ||||||||||
1B. | Election of Director: Dorene C. Dominguez | Management | For | For | ||||||||||
1C. | Election of Director: Kevin P. Eltife | Management | For | For | ||||||||||
1D. | Election of Director: Timothy W. Finchem | Management | For | For | ||||||||||
1E. | Election of Director: Dr. Stuart A. Gabriel | Management | For | For | ||||||||||
1F. | Election of Director: Dr. Thomas W. Gilligan | Management | For | For | ||||||||||
1G. | Election of Director: Jodeen A. Kozlak | Management | For | For | ||||||||||
1H. | Election of Director: Robert L. Johnson | Management | For | For | ||||||||||
1I. | Election of Director: Melissa Lora | Management | For | For | ||||||||||
1J. | Election of Director: Jeffrey T. Mezger | Management | For | For | ||||||||||
1K. | Election of Director: James C. Weaver | Management | For | For | ||||||||||
1L. | Election of Director: Michael M. Wood | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratify Ernst & Young LLP's appointment as KB Home's independent registered public accounting firm for the fiscal year ending November 30, 2021. | Management | For | For | ||||||||||
4. | Approve the Amended Rights Agreement. | Management | For | For | ||||||||||
H.B. FULLER COMPANY | ||||||||||||||
Security | 359694106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FUL | Meeting Date | 08-Apr-2021 | |||||||||||
ISIN | US3596941068 | Agenda | 935336772 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Thomas W. Handley | For | For | |||||||||||
2 | Maria Teresa Hilado | For | For | |||||||||||
3 | Ruth S. Kimmelshue | For | For | |||||||||||
2. | A non-binding advisory vote to approve the compensation of our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
3. | The ratification of the appointment of Ernst & Young LLP as H.B. Fuller's independent registered public accounting firm for the fiscal year ending November 27, 2021. | Management | For | For | ||||||||||
4. | The approval of the amendment and restatement of the H.B. Fuller Company 2020 Master Incentive Plan to increase shares and adopt certain other amendments. | Management | Against | Against | ||||||||||
STRAUMANN HOLDING AG | ||||||||||||||
Security | H8300N119 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 09-Apr-2021 | ||||||||||||
ISIN | CH0012280076 | Agenda | 713661862 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
1.1 | APPROVAL OF THE MANAGEMENT REPORT, THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2020 BUSINESS YEAR | Management | No Action | |||||||||||
1.2 | CONSULTATIVE VOTE ON THE COMPENSATION REPORT FOR THE 2020 BUSINESS YEAR | Management | No Action | |||||||||||
2 | APPROPRIATION OF EARNINGS AND DIVIDEND PAYMENT FOR THE 2020 BUSINESS YEAR: CHF 5.75 PER SHARE | Management | No Action | |||||||||||
3 | DISCHARGE OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
4 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM | Management | No Action | |||||||||||
5.1 | APPROVAL OF THE FIXED COMPENSATION OF THE EXECUTIVE MANAGEMENT FOR THE PERIOD FROM 1 APRIL 2021 TO 31 MARCH 2022 | Management | No Action | |||||||||||
5.2 | APPROVAL OF THE LONG-TERM VARIABLE COMPENSATION OF THE EXECUTIVE MANAGEMENT FOR THE CURRENT BUSINESS YEAR | Management | No Action | |||||||||||
5.3 | APPROVAL OF THE SHORT-TERM VARIABLE COMPENSATION OF THE EXECUTIVE MANAGEMENT FOR THE 2020 BUSINESS YEAR | Management | No Action | |||||||||||
6.1 | RE-ELECTION OF GILBERT ACHERMANN AS A MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.2 | RE-ELECTION OF DR SEBASTIAN BURCKHARDT AS A MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.3 | RE-ELECTION OF MARCO GADOLA AS A MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.4 | RE-ELECTION OF JUAN JOSE GONZALEZ AS A MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.5 | RE-ELECTION OF DR BEAT LUETHI AS A MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.6 | RE-ELECTION OF DR H.C. THOMAS STRAUMANN AS A MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.7 | RE-ELECTION OF REGULA WALLIMANN AS A MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.8 | ELECTION OF PETRA RUMPF AS A MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
7.1 | ELECTION OF DR BEAT LUETHI AS A MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
7.2 | ELECTION OF REGULA WALLIMANN AS A MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
7.3 | ELECTION OF JUAN JOSE GONZALEZ AS A MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
8 | ELECTION OF NEOVIUS AG, BASEL, AS THE INDEPENDENT VOTING REPRESENTATIVE | Management | No Action | |||||||||||
9 | ELECTION OF ERNST AND YOUNG AG, BASEL, AS THE AUDITOR | Management | No Action | |||||||||||
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | ||||||||||||||
Security | G50764102 | Meeting Type | Special General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 12-Apr-2021 | ||||||||||||
ISIN | BMG507641022 | Agenda | 713724044 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 534087 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS | Non-Voting | ||||||||||||
1 | APPROVE THE AMALGAMATION AGREEMENT | Management | No Action | |||||||||||
OTTER TAIL CORPORATION | ||||||||||||||
Security | 689648103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OTTR | Meeting Date | 12-Apr-2021 | |||||||||||
ISIN | US6896481032 | Agenda | 935339069 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Karen M. Bohn | For | For | |||||||||||
2 | Charles S. MacFarlane | For | For | |||||||||||
3 | Thomas J. Webb | For | For | |||||||||||
2. | Amend and restate the Articles of Incorporation to increase the maximum number of Directors from nine (9) to eleven (11). | Management | For | For | ||||||||||
3. | Advisory vote approving the compensation provided to executive officers. | Management | For | For | ||||||||||
4. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year 2021. | Management | For | For | ||||||||||
SWEDISH MATCH AB | ||||||||||||||
Security | W92277115 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 13-Apr-2021 | ||||||||||||
ISIN | SE0000310336 | Agenda | 713666242 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 526921 DUE TO CHANGE IN-VOTING STATUS FOR RESOLUTION 6. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | ||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
1 | ELECTION OF THE CHAIRMAN OF THE MEETING | Non-Voting | ||||||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
3 | ELECTION OF TWO PERSONS TO VERIFY THE MINUTES: PETER LUNDKVIST AND FILIPPA- GERSTADT | Non-Voting | ||||||||||||
4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
6 | RESOLUTION ON THE REMUNERATION REPORT | Management | No Action | |||||||||||
7 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||||
8 | RESOLUTION REGARDING ALLOCATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND RESOLUTION ON A RECORD DAY FOR DIVIDEND | Management | No Action | |||||||||||
9.A | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: CHARLES A. BLIXT | Management | No Action | |||||||||||
9.B | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: ANDREW CRIPPS | Management | No Action | |||||||||||
9.C | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: JACQUELINE HOOGERBRUGGE | Management | No Action | |||||||||||
9.D | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: CONNY CARLSSON | Management | No Action | |||||||||||
9.E | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: ALEXANDER LACIK | Management | No Action | |||||||||||
9.F | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: PAULINE LINDWALL | Management | No Action | |||||||||||
9.G | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: WENCHE ROLFSEN | Management | No Action | |||||||||||
9.H | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: JOAKIM WESTH | Management | No Action | |||||||||||
9.I | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: PATRIK ENGELBREKTSSON | Management | No Action | |||||||||||
9.J | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: PAR-OLA OLAUSSON | Management | No Action | |||||||||||
9.K | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: DRAGAN POPOVIC | Management | No Action | |||||||||||
9.L | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE PRESIDENT FOR 2020: LARS DAHLGREN (AS THE PRESIDENT) | Management | No Action | |||||||||||
10 | RESOLUTION REGARDING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE MEETING: EIGHT | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 11 TO 14 ARE PROPOSED BY NOMINATING COMMITTEE-AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
11 | RESOLUTION REGARDING REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
12.A | RE- ELECTION OF BOARD MEMBER: CHARLES A. BLIXT | Management | No Action | |||||||||||
12.B | RE- ELECTION OF BOARD MEMBER: ANDREW CRIPPS | Management | No Action | |||||||||||
12.C | RE- ELECTION OF BOARD MEMBER: JACQUELINE HOOGERBRUGGE | Management | No Action | |||||||||||
12.D | RE- ELECTION OF BOARD MEMBER: CONNY CARLSSON | Management | No Action | |||||||||||
12.E | RE- ELECTION OF BOARD MEMBER: ALEXANDER LACIK | Management | No Action | |||||||||||
12.F | RE- ELECTION OF BOARD MEMBER: PAULINE LINDWALL | Management | No Action | |||||||||||
12.G | RE- ELECTION OF BOARD MEMBER: WENCHE ROLFSEN | Management | No Action | |||||||||||
12.H | RE- ELECTION OF BOARD MEMBER: JOAKIM WESTH | Management | No Action | |||||||||||
12.I | RE-ELECTION OF THE CHAIRMAN OF THE BOARD: CONNY KARLSSON | Management | No Action | |||||||||||
12.J | RE-ELECTION OF THE DEPUTY CHAIRMAN OF THE BOARD: ANDREW CRIPPS | Management | No Action | |||||||||||
13 | RESOLUTION REGARDING THE NUMBER OF AUDITORS | Management | No Action | |||||||||||
14 | RESOLUTION REGARDING REMUNERATION TO THE AUDITOR | Management | No Action | |||||||||||
15 | ELECTION OF AUDITOR: THE NOMINATING COMMITTEE PROPOSES THAT THE NUMBER OF AUDITORS SHALL BE ONE WITH NO DEPUTY AUDITOR AND THAT THE AUDITOR COMPANY DELOITTE AB SHALL BE ELECTED AS AUDITOR FOR THE PERIOD AS OF THE END OF THE ANNUAL GENERAL MEETING 2021 UNTIL THE END OF THE ANNUAL GENERAL MEETING 2022 | Management | No Action | |||||||||||
16.A | RESOLUTION REGARDING: THE REDUCTION OF THE SHARE CAPITAL BY MEANS OF WITHDRAWAL OF REPURCHASED SHARES | Management | No Action | |||||||||||
16.B | RESOLUTION REGARDING: BONUS ISSUE | Management | No Action | |||||||||||
17 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITIONS OF SHARES IN THE COMPANY | Management | No Action | |||||||||||
18 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON TRANSFER OF SHARES IN THE COMPANY | Management | No Action | |||||||||||
19 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE NEW SHARES | Management | No Action | |||||||||||
20.A | RESOLUTION ON: AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
20.B | RESOLUTION ON: A SPLIT OF THE COMPANY'S SHARES (SHARE SPLIT) | Management | No Action | |||||||||||
21 | RESOLUTION ON AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
A.O. SMITH CORPORATION | ||||||||||||||
Security | 831865209 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AOS | Meeting Date | 13-Apr-2021 | |||||||||||
ISIN | US8318652091 | Agenda | 935340529 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ronald D. Brown | For | For | |||||||||||
2 | Dr. Ilham Kadri | For | For | |||||||||||
3 | Idelle K. Wolf | For | For | |||||||||||
4 | Gene C. Wulf | For | For | |||||||||||
2. | Proposal to approve, by nonbinding advisory vote, the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the corporation. | Management | For | For | ||||||||||
KAMAN CORPORATION | ||||||||||||||
Security | 483548103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KAMN | Meeting Date | 14-Apr-2021 | |||||||||||
ISIN | US4835481031 | Agenda | 935337837 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Election of Director: Aisha M. Barry | Management | For | For | ||||||||||
1B | Election of Director: E. Reeves Callaway III | Management | For | For | ||||||||||
1C | Election of Director: A. William Higgins | Management | For | For | ||||||||||
1D | Election of Director: Michelle J. Lohmeier | Management | For | For | ||||||||||
1E | Election of Director: George E. Minnich | Management | For | For | ||||||||||
1F | Election of Director: Ian K. Walsh | Management | For | For | ||||||||||
2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
4. | Advisory vote on a shareholder proposal seeking to change the threshold percentage of shares needed to call a special meeting. | Shareholder | Abstain | Against | ||||||||||
ARCA CONTINENTAL SAB DE CV | ||||||||||||||
Security | P0448R103 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||
ISIN | MX01AC100006 | Agenda | 713673019 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
I | SUBMISSION AND, AS THE CASE MAY BE, APPROVAL. I OF THE CHIEF EXECUTIVE OFFICERS REPORT PREPARED PURSUANT TO ARTICLE 44, SECTION XI OF THE SECURITIES MARKET LAW, IN RESPECT TO THE COMPANY'S TRANSACTIONS AND RESULTS FOR THE FISCAL YEAR ENDED AS OF DECEMBER 31, 2020, TOGETHER WITH THE EXTERNAL AUDITORS REPORT, AS WELL AS THE BOARD OF DIRECTORS OPINION ON THE CONTENT OF SUCH REPORT, II OF THE BOARD OF DIRECTORS REPORT ON THE TRANSACTIONS AND ACTIVITIES IN WHICH THE SAME PARTICIPATED, PURSUANT TO THE PROVISIONS SET FORTH IN THE SECURITIES MARKET LAW, AS WELL AS IN RESPECT SO SECTION B OF ARTICLE 172 OF THE GENERAL CORPORATION AND PARTNERSHIP LAW, AND III OF THE ANNUAL REPORT OF THE CHAIRMAN OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE. READING OF THE REPORT ON THE COMPLIANCE WITH THE TAX OBLIGATIONS | Management | Abstain | Against | ||||||||||
II | PROPOSAL ON THE ALLOCATION OF THE PROFIT AND LOSS ACCOUNT OF FISCAL YEAR 2020, WHICH INCLUDES TO DECLARE AND PAY A DIVIDEND IN CASH, IN MEXICAN CURRENCY, AT A RATIO OF 2.94 TWO PESOS AND NINETY FOUR CENTS, MEXICAN CURRENCY PER EACH OF THE SHARES OUTSTANDING | Management | For | For | ||||||||||
III | PROPOSAL IN RESPECT TO THE MAXIMUM AMOUNT OF FUNDS THAT MAY BE USED FOR THE PURCHASE OF OWN SHARES | Management | Abstain | Against | ||||||||||
IV | ELECTION OF THE MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS, ASSESSMENT OF THE INDEPENDENCE THEREOF, UNDER THE TERMS OF ARTICLE 26 OF THE SECURITIES MARKET LAW, DETERMINATION OF COMPENSATIONS THERETO AND RESOLUTIONS IN CONNECTION THEREWITH. ELECTION OF SECRETARIES | Management | Abstain | Against | ||||||||||
V | DETERMINATION OF COMPENSATIONS TO THE MEMBERS OF THE DIFFERENT COMMITTEES OF THE BOARD OF DIRECTORS, AS WELL AS APPOINTMENT OF THE CHAIRMAN OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE | Management | Abstain | Against | ||||||||||
VI | APPOINTMENT OF REPRESENTATIVES | Management | For | For | ||||||||||
VII | READING AND, AS THE CASE MAY BE, APPROVAL OF THE MEETINGS MINUTE | Management | For | For | ||||||||||
CMMT | 16 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 07 APR 2021 TO 09 APR 2021 AND FURTHER CHANGE IN RECORD DATE FROM 09 APR-2021 TO 31 MAR 2021. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
GENTING SINGAPORE LIMITED | ||||||||||||||
Security | Y2692C139 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||
ISIN | SGXE21576413 | Agenda | 713722999 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE AND ADOPT THE DIRECTORS' STATEMENT AND AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND THE AUDITOR'S REPORT THEREON | Management | For | For | ||||||||||
2 | TO DECLARE A FINAL ONE-TIER TAX EXEMPT DIVIDEND OF SGD0.01 PER ORDINARY SHARE | Management | For | For | ||||||||||
3 | TO RE-ELECT MR JONATHAN ASHERSON | Management | Abstain | Against | ||||||||||
4 | TO RE-ELECT MR TAN WAH YEOW | Management | Abstain | Against | ||||||||||
5 | TO RE-ELECT MR HAUW SZE SHIUNG WINSTON | Management | For | For | ||||||||||
6 | TO APPROVE DIRECTORS' FEES OF UP TO SGD1,981,000 FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2021 | Management | For | For | ||||||||||
7 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
8 | PROPOSED RENEWAL OF THE GENERAL MANDATE FOR INTERESTED PERSON TRANSACTIONS | Management | For | For | ||||||||||
9 | PROPOSED RENEWAL OF THE SHARE BUY-BACK MANDATE | Management | For | For | ||||||||||
INNOVATIVE SOLUTIONS AND SUPPORT,INC. | ||||||||||||||
Security | 45769N105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ISSC | Meeting Date | 15-Apr-2021 | |||||||||||
ISIN | US45769N1054 | Agenda | 935338992 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Geoffrey S. M. Hedrick | Management | For | For | ||||||||||
1B. | Election of Director: Winston J. Churchill | Management | For | For | ||||||||||
1C. | Election of Director: Roger A. Carolin | Management | For | For | ||||||||||
1D. | Election of Director: Robert E. Mittelstaedt, Jr. | Management | For | For | ||||||||||
1E. | Election of Director: Glen R. Bressner | Management | For | For | ||||||||||
2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ended September 30, 2021. | Management | For | For | ||||||||||
CNH INDUSTRIAL N V | ||||||||||||||
Security | N20944109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CNHI | Meeting Date | 15-Apr-2021 | |||||||||||
ISIN | NL0010545661 | Agenda | 935345656 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2b. | Adoption of the 2020 Annual Financial Statements. | Management | For | For | ||||||||||
2c. | Determination and distribution of dividend. | Management | For | For | ||||||||||
2d. | Release from liability of the executive directors and the non-executive directors of the Board. | Management | For | For | ||||||||||
3. | Advisory vote on application of the remuneration policy in 2020. | Management | For | For | ||||||||||
4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||||
4b. | Appointment of Scott W. Wine | Management | For | For | ||||||||||
4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||||
4d. | Re-appointment of Tufan Erginbilgic | Management | For | For | ||||||||||
4e. | Re-appointment of Léo W. Houle | Management | For | For | ||||||||||
4f. | Re-appointment of John B. Lanaway | Management | For | For | ||||||||||
4g. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||||
4h. | Re-appointment of Lorenzo Simonelli | Management | For | For | ||||||||||
4i. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||||
5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | ||||||||||
6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For | ||||||||||
CNH INDUSTRIAL N V | ||||||||||||||
Security | N20944109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CNHI | Meeting Date | 15-Apr-2021 | |||||||||||
ISIN | NL0010545661 | Agenda | 935363349 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2b. | Adoption of the 2020 Annual Financial Statements. | Management | For | For | ||||||||||
2c. | Determination and distribution of dividend. | Management | For | For | ||||||||||
2d. | Release from liability of the executive directors and the non-executive directors of the Board. | Management | For | For | ||||||||||
3. | Advisory vote on application of the remuneration policy in 2020. | Management | For | For | ||||||||||
4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||||
4b. | Appointment of Scott W. Wine | Management | For | For | ||||||||||
4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||||
4d. | Re-appointment of Tufan Erginbilgic | Management | For | For | ||||||||||
4e. | Re-appointment of Léo W. Houle | Management | For | For | ||||||||||
4f. | Re-appointment of John B. Lanaway | Management | For | For | ||||||||||
4g. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||||
4h. | Re-appointment of Lorenzo Simonelli | Management | For | For | ||||||||||
4i. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||||
5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | ||||||||||
6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For | ||||||||||
VALLEY NATIONAL BANCORP | ||||||||||||||
Security | 919794107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VLY | Meeting Date | 19-Apr-2021 | |||||||||||
ISIN | US9197941076 | Agenda | 935341266 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Andrew B. Abramson | Management | For | For | ||||||||||
1B. | Election of Director: Peter J. Baum | Management | For | For | ||||||||||
1C. | Election of Director: Eric P. Edelstein | Management | For | For | ||||||||||
1D. | Election of Director: Marc J. Lenner | Management | For | For | ||||||||||
1E. | Election of Director: Peter V. Maio | Management | For | For | ||||||||||
1F. | Election of Director: Ira Robbins | Management | For | For | ||||||||||
1G. | Election of Director: Suresh L. Sani | Management | For | For | ||||||||||
1H. | Election of Director: Lisa J. Schultz | Management | For | For | ||||||||||
1I. | Election of Director: Jennifer W. Steans | Management | For | For | ||||||||||
1J. | Election of Director: Jeffrey S. Wilks | Management | For | For | ||||||||||
1K. | Election of Director: Dr. Sidney S. Williams, Jr. | Management | For | For | ||||||||||
2. | An advisory vote on named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of KPMG LLP as Valley's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
4. | Adoption of the Valley National Bancorp 2021 Incentive Compensation Plan. | Management | For | For | ||||||||||
5. | A shareholder proposal if properly presented at the Annual Meeting. | Shareholder | Against | For | ||||||||||
LYDALL, INC. | ||||||||||||||
Security | 550819106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LDL | Meeting Date | 20-Apr-2021 | |||||||||||
ISIN | US5508191062 | Agenda | 935341406 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: David G. Bills | Management | For | For | ||||||||||
1B. | Election of Director: James J. Cannon | Management | For | For | ||||||||||
1C. | Election of Director: Marc T. Giles | Management | For | For | ||||||||||
1D. | Election of Director: Paul Graves | Management | For | For | ||||||||||
1E. | Election of Director: Sara A. Greenstein | Management | For | For | ||||||||||
1F. | Election of Director: Suzanne Hammett | Management | For | For | ||||||||||
1G. | Election of Director: Katherine Harper | Management | For | For | ||||||||||
2. | Approving an advisory vote on executive compensation. | Management | For | For | ||||||||||
3. | Ratifying the appointment of PricewaterhouseCoopers LLP as independent auditor for fiscal year 2021. | Management | For | For | ||||||||||
SHENANDOAH TELECOMMUNICATIONS COMPANY | ||||||||||||||
Security | 82312B106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SHEN | Meeting Date | 20-Apr-2021 | |||||||||||
ISIN | US82312B1061 | Agenda | 935341836 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Thomas A. Beckett | Management | For | For | ||||||||||
1B. | Election of Director: Richard L. Koontz, Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Leigh Ann Schultz | Management | For | For | ||||||||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | To consider and approve, in a non-binding vote, the Company's named executive officer compensation. | Management | For | For | ||||||||||
CHURCHILL DOWNS INCORPORATED | ||||||||||||||
Security | 171484108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CHDN | Meeting Date | 20-Apr-2021 | |||||||||||
ISIN | US1714841087 | Agenda | 935343400 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Willam C. Carstanjen | For | For | |||||||||||
2 | Karole F. Lloyd | For | For | |||||||||||
3 | Paul C. Varga | For | For | |||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
3. | To approve, on a non-binding advisory basis, the Company's executive compensation as disclosed in the proxy statement. | Management | For | For | ||||||||||
SYNOVUS FINANCIAL CORP. | ||||||||||||||
Security | 87161C501 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SNV | Meeting Date | 21-Apr-2021 | |||||||||||
ISIN | US87161C5013 | Agenda | 935341367 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Tim E. Bentsen | Management | For | For | ||||||||||
1B. | Election of Director: Kevin S. Blair | Management | For | For | ||||||||||
1C. | Election of Director: F. Dixon Brooke, Jr | Management | For | For | ||||||||||
1D. | Election of Director: Stephen T. Butler | Management | For | For | ||||||||||
1E. | Election of Director: Elizabeth W. Camp | Management | For | For | ||||||||||
1F. | Election of Director: Pedro Cherry | Management | For | For | ||||||||||
1G. | Election of Director: Diana M. Murphy | Management | For | For | ||||||||||
1H. | Election of Director: Harris Pastides | Management | For | For | ||||||||||
1I. | Election of Director: Joseph J. Prochaska, Jr | Management | For | For | ||||||||||
1J. | Election of Director: John L. Stallworth | Management | For | For | ||||||||||
1K. | Election of Director: Kessel D. Stelling | Management | For | For | ||||||||||
1L. | Election of Director: Barry L. Storey | Management | For | For | ||||||||||
1M. | Election of Director: Teresa White | Management | For | For | ||||||||||
2. | To approve the Synovus Financial Corp. 2021 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
3. | To approve the Synovus Financial Corp. 2021 Director Stock Purchase Plan. | Management | For | For | ||||||||||
4. | To approve the Synovus Financial Corp. 2021 Omnibus Plan. | Management | For | For | ||||||||||
5. | To approve, on an advisory basis, the compensation of Synovus' named executive officers as determined by the Compensation Committee. | Management | For | For | ||||||||||
6. | To ratify the appointment of KPMG LLP as Synovus' independent auditor for the year 2021. | Management | For | For | ||||||||||
DANA INCORPORATED | ||||||||||||||
Security | 235825205 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DAN | Meeting Date | 21-Apr-2021 | |||||||||||
ISIN | US2358252052 | Agenda | 935342268 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Rachel A. Gonzalez | For | For | |||||||||||
2 | James K. Kamsickas | For | For | |||||||||||
3 | Virginia A. Kamsky | For | For | |||||||||||
4 | Bridget E. Karlin | For | For | |||||||||||
5 | Raymond E. Mabus, Jr. | For | For | |||||||||||
6 | Michael J. Mack, Jr. | For | For | |||||||||||
7 | R. Bruce McDonald | For | For | |||||||||||
8 | Diarmuid B. O'Connell | For | For | |||||||||||
9 | Keith E. Wandell | For | For | |||||||||||
2. | Approval of a non-binding advisory proposal approving executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||
4. | Approval of the Dana Incorporated 2021 Omnibus Incentive Plan. | Management | For | For | ||||||||||
DUCOMMUN INCORPORATED | ||||||||||||||
Security | 264147109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DCO | Meeting Date | 21-Apr-2021 | |||||||||||
ISIN | US2641471097 | Agenda | 935344250 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Shirley G. Drazba | For | For | |||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
HUNTINGTON BANCSHARES INCORPORATED | ||||||||||||||
Security | 446150104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HBAN | Meeting Date | 21-Apr-2021 | |||||||||||
ISIN | US4461501045 | Agenda | 935345252 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Lizabeth Ardisana | For | For | |||||||||||
2 | Alanna Y. Cotton | For | For | |||||||||||
3 | Ann B. Crane | For | For | |||||||||||
4 | Robert S. Cubbin | For | For | |||||||||||
5 | Steven G. Elliott | For | For | |||||||||||
6 | Gina D. France | For | For | |||||||||||
7 | J Michael Hochschwender | For | For | |||||||||||
8 | John C. Inglis | For | For | |||||||||||
9 | Katherine M. A. Kline | For | For | |||||||||||
10 | Richard W. Neu | For | For | |||||||||||
11 | Kenneth J. Phelan | For | For | |||||||||||
12 | David L. Porteous | For | For | |||||||||||
13 | Stephen D. Steinour | For | For | |||||||||||
2. | An advisory resolution to approve, on a non-binding basis, the compensation of executives as disclosed in the accompanying proxy statement. | Management | For | For | ||||||||||
3. | The ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
4. | Approval of the Amended and Restated 2018 Long-Term Incentive Plan. | Management | For | For | ||||||||||
SONOCO PRODUCTS COMPANY | ||||||||||||||
Security | 835495102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SON | Meeting Date | 21-Apr-2021 | |||||||||||
ISIN | US8354951027 | Agenda | 935355760 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | R. H. Coker | For | For | |||||||||||
2 | P. L. Davies | For | For | |||||||||||
3 | T. J. Drew | For | For | |||||||||||
4 | P. Guillemot | For | For | |||||||||||
5 | J. R. Haley | For | For | |||||||||||
6 | R. R. Hill, Jr. | For | For | |||||||||||
7 | E. Istravidis | For | For | |||||||||||
8 | R. G. Kyle | For | For | |||||||||||
9 | B. J. McGarvie | For | For | |||||||||||
10 | J. M. Micali | For | For | |||||||||||
11 | S. Nagarajan | For | For | |||||||||||
12 | M. D. Oken | For | For | |||||||||||
13 | T. E. Whiddon | For | For | |||||||||||
14 | L. M. Yates | For | For | |||||||||||
2. | To ratify the selection of PricewaterhouseCoopers, LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve the advisory (non-binding) resolution to approve Executive Compensation. | Management | For | For | ||||||||||
4. | Board of Directors' proposal to amend the Articles of Incorporation to give shareholders the right to request that the Company call a special meeting of shareholders. | Management | For | For | ||||||||||
5. | Advisory (non-binding) shareholder proposal regarding a majority voting standard for the election of directors. | Shareholder | Against | For | ||||||||||
BREMBO SPA | ||||||||||||||
Security | T2204N116 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||||
ISIN | IT0005252728 | Agenda | 713660670 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
O.1 | TO APPROVE THE COMPANY BALANCE SHEET AS OF 31 DECEMBER 2020 TOGETHER WITH BOARD OF DIRECTORS, INTERNAL AND EXTERNAL AUDITORS REPORTS AND THE CERTIFICATE OF THE EXECUTIVE OFFICER. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
O.2 | TO ALLOCATE THE NET INCOME. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
O.5 | TO AUTHORIZE THE PURCHASE AND DISPOSAL OF OWN SHARES. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
O.6.1 | REPORT ON THE REMUNERATION POLICY FOR FINANCIAL YEAR 2021 AND ON THE EMOLUMENT PAID ON 2020: TO ANALYZE SECTION I OF THE 2021 REWARDING POLICY, AS PER ART. 123 TER OF THE D. LGS. 24 FEBRUARY 1998, N. 58, ITEM 3. RESOLUTIONS AS PER ART. 123-TER OF THE D. LGS. 24 FEBRUARY 1998, N. 58., ITEM 3 BIS AND 3 TER | Management | No Action | |||||||||||
O.6.2 | REPORT ON THE REMUNERATION POLICY FOR FINANCIAL YEAR 2021 AND ON THE EMOLUMENT PAID ON 2020: TO ANALYZE SECTION II, AS PER ART. 123 TER OF THE D. LGS. 24 FEBRUARY 1998, N. 58., ITEM 4. RESOLUTIONS AS PER ART. 123-TER OF THE D. LGS. 24 FEBRUARY 1998, N. 58., ITEM 6 | Management | No Action | |||||||||||
O.7 | TO APPOINT EXTERNAL AUDITORS FOR THE PERIOD 2022 2030 AND TO STATE THEIR EMOLUMENT. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
E.1.1 | TO AMEND ART. 1 AND 4 OF THE COMPANY BYLAW: TO AMEND THE CORPORATE PURPOSE (ART. 4) | Management | No Action | |||||||||||
E.1.2 | TO AMEND ART. 1 AND 4 OF THE COMPANY BYLAW: TO AMEND THE COMPANY NAME (ART. 1) | Management | No Action | |||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | 12 APR 2021: PLEASE REFER TO THE AGENDA TEAM WITH THE NOTICE TO ESTABLISH IF-WE CAN PROCESS THIS EVENT BY SIMPLY ADDING A NOTE AROUND 'DISSENTERS RIGHTS'-OR IF WE NEED TO CLOSE THIS EVENT AS A NON-PROXY EVENT / CORPORATE ACTION.-THE AGENDA TEAM WILL DETERMINE THIS FROM THE NOTICE | Non-Voting | ||||||||||||
CMMT | 12 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
VINA DE CONCHA Y TORO SA CONCHATORO | ||||||||||||||
Security | P9796J100 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||||
ISIN | CLP9796J1008 | Agenda | 713736429 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET, FINANCIAL STATEMENTS AND REPORTS FROM THE OUTSIDE AUDITORS FOR THE FISCAL YEAR THAT RAN FROM JANUARY 1 TO DECEMBER 31, 2020 | Management | For | For | ||||||||||
2 | DISTRIBUTION OF PROFIT | Management | For | For | ||||||||||
3 | APPROVAL OF THE DIVIDEND POLICY | Management | For | For | ||||||||||
4 | ESTABLISHMENT OF THE COMPENSATION OF THE BOARD OF DIRECTORS FOR THE 2021 FISCAL YEAR | Management | Abstain | Against | ||||||||||
5 | INFORMATION IN REGARD TO THE EXPENSES OF THE BOARD OF DIRECTORS DURING THE 2020 FISCAL YEAR | Management | For | For | ||||||||||
6 | INFORMATION IN REGARD TO THE ACTIVITIES THAT WERE CONDUCTED BY THE COMMITTEE OF DIRECTORS DURING THE 2020 FISCAL YEAR, IN REGARD TO ITS ANNUAL MANAGEMENT REPORT AND THE EXPENSES THAT WERE INCURRED BY THE COMMITTEE DURING THE MENTIONED PERIOD | Management | For | For | ||||||||||
7 | TO ESTABLISH THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS WHO ARE MEMBERS OF THE COMMITTEE THAT IS REFERRED TO IN ARTICLE 50 BIS OF LAW 18,046, AND TO ESTABLISH THE EXPENSE BUDGET FOR THE FUNCTIONING OF THE SAME COMMITTEE DURING THE 2021 FISCAL YEAR | Management | For | For | ||||||||||
8 | DESIGNATION OF OUTSIDE AUDITORS FOR THE 2021 FISCAL YEAR | Management | For | For | ||||||||||
9 | DESIGNATION OF RISK RATING AGENCIES FOR THE 2021 FISCAL YEAR | Management | For | For | ||||||||||
10 | DETERMINATION OF THE NEWSPAPER IN WHICH THE LEGAL NOTICES WILL BE PUBLISHED | Management | For | For | ||||||||||
11 | TO GIVE AN ACCOUNTING OF THE TRANSACTIONS THAT WERE CARRIED OUT BY THE COMPANY THAT ARE COVERED BY ARTICLE 146, ET SEQ., OF LAW 18,046 | Management | For | For | ||||||||||
12 | OTHER MATTERS THAT ARE WITHIN THE AUTHORITY OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS | Management | Abstain | For | ||||||||||
VINA DE CONCHA Y TORO SA CONCHATORO | ||||||||||||||
Security | P9796J100 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||||
ISIN | CLP9796J1008 | Agenda | 713736481 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | WITHIN THE FRAMEWORK OF THE PROCESS OF THE CERTIFICATION OF THE COMPANY AS AN EMPRESA B, TO VOTE IN REGARD TO THE AMENDMENT OF THE CORPORATE BYLAWS BY MEANS OF THE INCLUSION OF A NEW ARTICLE 2 BIS AND OF A NEW PARAGRAPH IN ARTICLE 4, IN REGARD TO THE COMPANY BEING OBLIGED TO REASONABLY SEEK TO HAVE A POSITIVE IMPACT ON THE COMMUNITY, THE PERSONS CONNECTED TO IT AND THE ENVIRONMENT | Management | For | For | ||||||||||
2 | TO VOTE IN REGARD TO THE CREATION OF A PROGRAM FOR SHARE BUYBACKS IN ACCORDANCE WITH THAT WHICH IS PROVIDED FOR IN ARTICLES 27 A AND 27 C AND OTHER PERTINENT RULES OF LAW NUMBER 18,046 | Management | For | For | ||||||||||
3 | TO VOTE IN REGARD TO THE MAXIMUM AMOUNT OR PERCENTAGE TO BE ACQUIRED, THE OBJECTIVE AND THE DURATION OF THE SHARE BUYBACK PROGRAM, TO ESTABLISH THE MINIMUM AND MAXIMUM PRICE THAT IS TO BE PAID FOR THE SHARES OR TO DELEGATE THE ESTABLISHMENT OF THE MENTIONED PRICE TO THE BOARD OF DIRECTORS, TO DELEGATE TO THE BOARD OF DIRECTORS THE POWER TO ACQUIRE SHARES DIRECTLY ON THE STOCK EXCHANGE, WITHOUT THE NEED TO APPLY THE PRO RATA PROCEDURE, UNDER THE CONDITIONS THAT ARE PROVIDED FOR IN ARTICLE 27 B OF LAW NUMBER 18,046, AND TO DELEGATE TO THE BOARD OF DIRECTORS THE POWER TO DISPOSE OF THE ACQUIRED SHARES WITHOUT HAVING TO GO THROUGH A PREEMPTIVE OFFERING PROCESS WITH THE SHAREHOLDERS, ALWAYS IN COMPLIANCE WITH THE CONDITIONS THAT ARE PROVIDED FOR IN ARTICLE 27 C OF LAW NUMBER 18,046 | Management | For | For | ||||||||||
4 | TO ADOPT, IN TURN, THE OTHER RESOLUTIONS THAT ARE DEEMED TO BE NECESSARY IN ORDER TO IMPLEMENT THE SHARE BUYBACK PROGRAM REFERRED TO ABOVE | Management | For | For | ||||||||||
5 | TO ADOPT ALL THE OTHER RESOLUTIONS THAT ARE NECESSARY FOR THE IMPLEMENTATION OF THE RESOLUTIONS THAT ARE PASSED ON THE BASIS OF THE FOREGOING | Management | For | For | ||||||||||
SALVATORE FERRAGAMO S.P.A. | ||||||||||||||
Security | T80736100 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||||
ISIN | IT0004712375 | Agenda | 713746569 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 529071 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
O.1 | BALANCE SHEET OF SALVATORE FERRAGAMO S.P.A. AS OF DECEMBER 31, 2020, TOGETHER WITH THE DIRECTORS' REPORT ON MANAGEMENT FOR THE YEAR 2020 INCLUDING THE CONSOLIDATED STATEMENT CONTAINING NON-FINANCIAL INFORMATION PURSUANT TO LEGISLATIVE DECREE NO. 254 OF DECEMBER 30, 2016 RELATING TO THE YEAR 2020, THE REPORT OF THE BOARD OF INTERNAL AND EXTERNAL AUDITORS. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF DECEMBER 31, 2020. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
O.2.1 | RESOLUTIONS REGARDING THE COMPANY'S REMUNERATION POLICY REFERRED TO THE FIRST SECTION OF THE REPORT PURSUANT TO ARTICLE 123-TER, PARAGRAPHS 3-BIS AND 3-TER OF LEGISLATIVE DECREE NO. 58 OF 24 FEBRUARY 1998 | Management | No Action | |||||||||||
O.2.2 | RESOLUTIONS RELATING TO THE SECOND SECTION OF THE REPORT ON THE REMUNERATION AND EMOLUMENT PAID PURSUANT TO ART. 123- TER, PARAGRAPH 6 OF LEGISLATIVE DECREE NO. 58 OF 24 FEBRUARY 1998 | Management | No Action | |||||||||||
O.3 | TO STATE THE BOARD OF DIRECTORS MEMBERS' NUMBER | Management | No Action | |||||||||||
O.4 | TO STATE DIRECTORS' TERM OF OFFICE | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS BOARD OF- DIRECTORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE-STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF BOARD-OF DIRECTORS SINGLE SLATE | Non-Voting | ||||||||||||
O.5.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE DIRECTORS: LIST PRESENTED BY FERRAGAMO FINANZIARIA S.P.A, REPRESENTING 54.28 PCT OF THE SHARE CAPITAL: LEONARDO FERRAGAMO, MICHELE NORSA, MICAELA LE DIVETEC LEMMI, GIACOMO FERRAGAMO, ANGELICA VISCONTI, PETER K.C.WOO, UMBERTO TOMBARI, PATRIZIA MICHELA GIANGUALANO, MARINELLA SOLDI AND FREDERIC BIOUSSE | Shareholder | No Action | |||||||||||
O.5.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE DIRECTORS: LIST PRESENTED BY AMUNDI ASSET MANAGEMENT SGR S.P.A., ARCA FONDI SGR S.P.A., BANCOPOSTA FONDI S.P.A. SGR, EURIZON CAPITAL S.A., EURIZON CAPITAL SGR S.P.A, FIDELITY FUNDS - CONSUMER INDUSTRIES, FIDEURAM ASSET MANAGEMENT IRELAND, FIDEURAM INTESA SANPAOLO PRIVATE BANKING ASSET MANAGEMENT SGR S.P.A., INTERFUND SICAV - INTERFUND EQUITY ITALY, MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY, MEDIOLANUM GESTIONE FONDI SGR S.P.A., PRAMERICA SGR S.P.A., REPRESENTING TOGETHER 1.77651 PCT OF THE SHARE CAPITAL: ANNA ZANARDI AND ARMANDO BRANCHINI | Shareholder | No Action | |||||||||||
O.6 | TO STATE THE BOARD OF DIRECTORS MEMBERS' EMOLUMENT | Management | No Action | |||||||||||
O.7 | TO AUTHORIZE SHARES BUYBACK AND DISPOSAL PURSUANT TO ARTICLE 2357 OF THE ITALIAN CIVIL CODE, AND RELATED MODIFICATIONS, AS WELL AS TO THE ARTICLE 132 OF THE LEGISLATIVE DECREE NO. 58 OF FEBRUARY 24, 1998 AND TO THE ARTICLE 144-BIS OF CONSOB REGULATION ADOPTED BY RESOLUTION NO. 11971/1999 AND SUBSEQUENT MODIFICATIONS, UPON REVOCATION OF THE AUTHORIZATION GRANTED BY THE ANNUAL GENERAL MEETING HELD ON MAY 8, 2020 IN RELATION TO THE PART NOT EXECUTED. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
E.1 | TO AMEND ARTICLE 6 OF THE BYLAWS CONCERNING DOUBLE VOTING. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
NORTHWESTERN CORPORATION | ||||||||||||||
Security | 668074305 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NWE | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US6680743050 | Agenda | 935340858 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Anthony T. Clark | For | For | |||||||||||
2 | Dana J. Dykhouse | For | For | |||||||||||
3 | Jan R. Horsfall | For | For | |||||||||||
4 | Britt E. Ide | For | For | |||||||||||
5 | Linda G. Sullivan | For | For | |||||||||||
6 | Robert C. Rowe | For | For | |||||||||||
7 | Mahvash Yazdi | For | For | |||||||||||
8 | Jeffrey W. Yingling | For | For | |||||||||||
2. | Ratification of Deloitte & Touche LLP as the independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Approval of the Equity Compensation Plan. | Management | For | For | ||||||||||
4. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
5. | Transaction of any other matters and business as may properly come before the annual meeting or any postponement or adjournment of the annual meeting. | Management | Against | Against | ||||||||||
OLIN CORPORATION | ||||||||||||||
Security | 680665205 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OLN | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US6806652052 | Agenda | 935342422 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Heidi S. Alderman | Management | For | For | ||||||||||
1B. | Election of Director: Beverley A. Babcock | Management | For | For | ||||||||||
1C. | Election of Director: Gray G. Benoist | Management | For | For | ||||||||||
1D. | Election of Director: C. Robert Bunch | Management | For | For | ||||||||||
1E. | Election of Director: Scott D. Ferguson | Management | For | For | ||||||||||
1F. | Election of Director: W. Barnes Hauptfuhrer | Management | For | For | ||||||||||
1G. | Election of Director: John M. B. O'Connor | Management | For | For | ||||||||||
1H. | Election of Director: Earl L. Shipp | Management | For | For | ||||||||||
1I. | Election of Director: Scott M. Sutton | Management | For | For | ||||||||||
1J. | Election of Director: William H. Weideman | Management | For | For | ||||||||||
1K. | Election of Director: Carol A. Williams | Management | For | For | ||||||||||
2. | Approval of the Olin Corporation 2021 Long Term Incentive Plan. | Management | Against | Against | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
4. | Ratification of the appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
SENSIENT TECHNOLOGIES CORPORATION | ||||||||||||||
Security | 81725T100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SXT | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US81725T1007 | Agenda | 935342458 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Joseph Carleone | Management | For | For | ||||||||||
1B. | Election of Director: Edward H. Cichurski | Management | For | For | ||||||||||
1C. | Election of Director: Mario Ferruzzi | Management | For | For | ||||||||||
1D. | Election of Director: Carol R. Jackson | Management | For | For | ||||||||||
1E. | Election of Director: Donald W. Landry | Management | For | For | ||||||||||
1F. | Election of Director: Paul Manning | Management | For | For | ||||||||||
1G. | Election of Director: Deborah McKeithan-Gebhardt | Management | For | For | ||||||||||
1H. | Election of Director: Scott C. Morrison | Management | For | For | ||||||||||
1I. | Election of Director: Elaine R. Wedral | Management | For | For | ||||||||||
1J. | Election of Director: Essie Whitelaw | Management | For | For | ||||||||||
2. | Proposal to approve the compensation paid to Sensient's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables, and narrative discussion in the accompanying proxy statement. | Management | For | For | ||||||||||
3. | Proposal to ratify the appointment of Ernst & Young LLP, certified public accountants, as the independent auditors of Sensient for 2021. | Management | For | For | ||||||||||
AUTONATION, INC. | ||||||||||||||
Security | 05329W102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AN | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US05329W1027 | Agenda | 935342814 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mike Jackson | Management | For | For | ||||||||||
1B. | Election of Director: Rick L. Burdick | Management | For | For | ||||||||||
1C. | Election of Director: David B. Edelson | Management | For | For | ||||||||||
1D. | Election of Director: Steven L. Gerard | Management | For | For | ||||||||||
1E. | Election of Director: Robert R. Grusky | Management | For | For | ||||||||||
1F. | Election of Director: Norman K. Jenkins | Management | For | For | ||||||||||
1G. | Election of Director: Lisa Lutoff-Perlo | Management | For | For | ||||||||||
1H. | Election of Director: G. Mike Mikan | Management | For | For | ||||||||||
1I. | Election of Director: Jacqueline A. Travisano | Management | For | For | ||||||||||
2. | Ratification of the selection of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Adoption of stockholder proposal regarding special meetings. | Shareholder | Against | For | ||||||||||
LITTELFUSE, INC. | ||||||||||||||
Security | 537008104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LFUS | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US5370081045 | Agenda | 935344337 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kristina Cerniglia | Management | For | For | ||||||||||
1B. | Election of Director: Tzau-Jin Chung | Management | For | For | ||||||||||
1C. | Election of Director: Cary Fu | Management | For | For | ||||||||||
1D. | Election of Director: Maria Green | Management | For | For | ||||||||||
1E. | Election of Director: Anthony Grillo | Management | For | For | ||||||||||
1F. | Election of Director: David Heinzmann | Management | For | For | ||||||||||
1G. | Election of Director: Gordon Hunter | Management | For | For | ||||||||||
1H. | Election of Director: William Noglows | Management | For | For | ||||||||||
1I. | Election of Director: Nathan Zommer | Management | For | For | ||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
3. | Approve and ratify the appointment of Grant Thornton LLP as the Company's independent auditors for 2021. | Management | For | For | ||||||||||
NEWMARKET CORPORATION | ||||||||||||||
Security | 651587107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NEU | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US6515871076 | Agenda | 935347307 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Phyllis L. Cothran | Management | For | For | ||||||||||
1.2 | Election of Director: Mark M. Gambill | Management | For | For | ||||||||||
1.3 | Election of Director: Bruce C. Gottwald | Management | For | For | ||||||||||
1.4 | Election of Director: Thomas E. Gottwald | Management | For | For | ||||||||||
1.5 | Election of Director: Patrick D. Hanley | Management | For | For | ||||||||||
1.6 | Election of Director: H. Hiter Harris, III | Management | For | For | ||||||||||
1.7 | Election of Director: James E. Rogers | Management | For | For | ||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Corporation for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the compensation of the named executive officers of NewMarket Corporation. | Management | For | For | ||||||||||
CROWN HOLDINGS, INC. | ||||||||||||||
Security | 228368106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CCK | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US2283681060 | Agenda | 935352601 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John W. Conway | For | For | |||||||||||
2 | Timothy J. Donahue | For | For | |||||||||||
3 | Richard H. Fearon | For | For | |||||||||||
4 | Andrea J. Funk | For | For | |||||||||||
5 | Stephen J. Hagge | For | For | |||||||||||
6 | Rose Lee | For | For | |||||||||||
7 | James H. Miller | For | For | |||||||||||
8 | Josef M. Müller | For | For | |||||||||||
9 | B. Craig Owens | For | For | |||||||||||
10 | Caesar F. Sweitzer | For | For | |||||||||||
11 | Jim L. Turner | For | For | |||||||||||
12 | William S. Urkiel | For | For | |||||||||||
13 | Dwayne A. Wilson | For | For | |||||||||||
2. | Ratification of the appointment of independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Approval by advisory vote of the resolution on executive compensation as described in the Proxy Statement. | Management | For | For | ||||||||||
LINCOLN ELECTRIC HOLDINGS, INC. | ||||||||||||||
Security | 533900106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LECO | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US5339001068 | Agenda | 935359237 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Curtis E. Espeland | For | For | |||||||||||
2 | Patrick P. Goris | For | For | |||||||||||
3 | Stephen G. Hanks | For | For | |||||||||||
4 | Michael F. Hilton | For | For | |||||||||||
5 | G. Russell Lincoln | For | For | |||||||||||
6 | Kathryn Jo Lincoln | For | For | |||||||||||
7 | William E MacDonald III | For | For | |||||||||||
8 | Christopher L. Mapes | For | For | |||||||||||
9 | Phillip J. Mason | For | For | |||||||||||
10 | Ben P. Patel | For | For | |||||||||||
11 | Hellene S. Runtagh | For | For | |||||||||||
12 | Kellye L. Walker | For | For | |||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
THE GORMAN-RUPP COMPANY | ||||||||||||||
Security | 383082104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GRC | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US3830821043 | Agenda | 935362854 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Donald H. Bullock, Jr. | For | For | |||||||||||
2 | Jeffrey S. Gorman | For | For | |||||||||||
3 | M. Ann Harlan | For | For | |||||||||||
4 | Scott A. King | For | For | |||||||||||
5 | Christopher H. Lake | For | For | |||||||||||
6 | Sonja K. McClelland | For | For | |||||||||||
7 | Vincent K. Petrella | For | For | |||||||||||
8 | Kenneth R. Reynolds | For | For | |||||||||||
9 | Rick R. Taylor | For | For | |||||||||||
2. | Approve, on an advisory basis, the compensation of the Company's named Executive Officers. | Management | For | For | ||||||||||
3. | Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Management | For | For | ||||||||||
WELBILT, INC. | ||||||||||||||
Security | 949090104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WBT | Meeting Date | 23-Apr-2021 | |||||||||||
ISIN | US9490901041 | Agenda | 935344325 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to serve for a one-year term expiring in 2022 Annual Meeting: Cynthia M. Egnotovich | Management | For | For | ||||||||||
1B. | Election of Director to serve for a one-year term expiring in 2022 Annual Meeting: Dino J. Bianco | Management | For | For | ||||||||||
1C. | Election of Director to serve for a one-year term expiring in 2022 Annual Meeting: Joan K. Chow | Management | For | For | ||||||||||
1D. | Election of Director to serve for a one-year term expiring in 2022 Annual Meeting: Janice L. Fields | Management | For | For | ||||||||||
1E. | Election of Director to serve for a one-year term expiring in 2022 Annual Meeting: Brian R. Gamache | Management | For | For | ||||||||||
1F. | Election of Director to serve for a one-year term expiring in 2022 Annual Meeting: Andrew Langham | Management | For | For | ||||||||||
1G. | Election of Director to serve for a one-year term expiring in 2022 Annual Meeting: William C. Johnson | Management | For | For | ||||||||||
2. | The approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | The ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
4. | The approval of an amendment of the Welbilt, Inc. 2016 Omnibus Incentive Plan to authorize an additional 5,000,000 shares to be reserved for issuance. | Management | For | For | ||||||||||
GRACO INC. | ||||||||||||||
Security | 384109104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GGG | Meeting Date | 23-Apr-2021 | |||||||||||
ISIN | US3841091040 | Agenda | 935344488 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A) | Election of Director: Brett C. Carter | Management | For | For | ||||||||||
1B) | Election of Director: R. William Van Sant | Management | For | For | ||||||||||
1C) | Election of Director: Emily C. White | Management | For | For | ||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as the Company's independent registered accounting firm. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the compensation paid to our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
GATX CORPORATION | ||||||||||||||
Security | 361448103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GATX | Meeting Date | 23-Apr-2021 | |||||||||||
ISIN | US3614481030 | Agenda | 935348397 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Diane M. Aigotti | Management | For | For | ||||||||||
1.2 | Election of Director: Anne L. Arvia | Management | For | For | ||||||||||
1.3 | Election of Director: Brian A. Kenney | Management | For | For | ||||||||||
1.4 | Election of Director: James B. Ream | Management | For | For | ||||||||||
1.5 | Election of Director: Adam L. Stanley | Management | For | For | ||||||||||
1.6 | Election of Director: David S. Sutherland | Management | For | For | ||||||||||
1.7 | Election of Director: Stephen R. Wilson | Management | For | For | ||||||||||
1.8 | Election of Director: Paul G. Yovovich | Management | For | For | ||||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||||||||
ALLEGHANY CORPORATION | ||||||||||||||
Security | 017175100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | Y | Meeting Date | 23-Apr-2021 | |||||||||||
ISIN | US0171751003 | Agenda | 935352827 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director for term expiring in 2024: Phillip M. Martineau | Management | For | For | ||||||||||
1.2 | Election of Director for term expiring in 2024: Raymond L.M. Wong | Management | For | For | ||||||||||
2. | To hold an advisory, non-binding vote to approve the compensation of the named executive officers of Alleghany Corporation. | Management | For | For | ||||||||||
3. | To ratify the selection of Ernst & Young LLP as Alleghany Corporation's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
M.D.C. HOLDINGS, INC. | ||||||||||||||
Security | 552676108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MDC | Meeting Date | 26-Apr-2021 | |||||||||||
ISIN | US5526761086 | Agenda | 935342321 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Raymond T. Baker | For | For | |||||||||||
2 | David E. Blackford | For | For | |||||||||||
3 | Courtney L. Mizel | For | For | |||||||||||
2. | To approve an advisory proposal regarding the compensation of the Company's named executive officers (Say on Pay). | Management | For | For | ||||||||||
3. | To approve the M.D.C. Holdings, Inc. 2021 Equity Incentive Plan. | Management | Against | Against | ||||||||||
4. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
CONSOLIDATED COMMUNICATIONS HLDGS, INC. | ||||||||||||||
Security | 209034107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CNSL | Meeting Date | 26-Apr-2021 | |||||||||||
ISIN | US2090341072 | Agenda | 935344426 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David G. Fuller | For | For | |||||||||||
2. | Approval of Ernst & Young LLP, as the independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Executive Compensation - An advisory vote on the approval of compensation of our named executive officers. | Management | For | For | ||||||||||
4. | Approval of an amendment to our Certificate of Incorporation to increase the number of authorized shares of common stock to 150,000,000 shares. | Management | For | For | ||||||||||
5. | Approval of an amendment to our Certificate of Incorporation to eliminate our classified Board structure. | Management | For | For | ||||||||||
6. | Approval of the issuance to Searchlight Capital Partners of additional shares of our common stock equal to 20% or more of the Company's outstanding common stock. | Management | For | For | ||||||||||
7. | Approval of a share increase under the Consolidated Communications Holdings, Inc. Long - Term Incentive Plan, as amended. | Management | For | For | ||||||||||
CRANE CO. | ||||||||||||||
Security | 224399105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CR | Meeting Date | 26-Apr-2021 | |||||||||||
ISIN | US2243991054 | Agenda | 935346557 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Martin R. Benante | Management | For | For | ||||||||||
1B. | Election of Director: Donald G. Cook | Management | For | For | ||||||||||
1C. | Election of Director: Michael Dinkins | Management | For | For | ||||||||||
1D. | Election of Director: Ronald C. Lindsay | Management | For | For | ||||||||||
1E. | Election of Director: Ellen McClain | Management | For | For | ||||||||||
1F. | Election of Director: Charles G. McClure, Jr. | Management | For | For | ||||||||||
1G. | Election of Director: Max H. Mitchell | Management | For | For | ||||||||||
1H. | Election of Director: Jennifer M. Pollino | Management | For | For | ||||||||||
1I. | Election of Director: John S. Stroup | Management | For | For | ||||||||||
1J. | Election of Director: James L.L. Tullis | Management | For | For | ||||||||||
2. | Ratification of selection of Deloitte & Touche LLP as independent auditors for the Company for 2021. | Management | For | For | ||||||||||
3. | Say on Pay - An advisory vote to approve the compensation paid to certain executive officers. | Management | For | For | ||||||||||
4. | Proposal to approve the 2018 Amended & Restated Stock Incentive Plan. | Management | Abstain | Against | ||||||||||
BURNHAM HOLDINGS, INC. | ||||||||||||||
Security | 122295108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BURCA | Meeting Date | 26-Apr-2021 | |||||||||||
ISIN | US1222951089 | Agenda | 935363793 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Douglas S. Brossman | For | For | |||||||||||
2 | Christopher R. Drew | For | For | |||||||||||
3 | Laura T. Wand | For | For | |||||||||||
2. | Proposal to approve the appointment of Baker Tilly Virchow Krause, LLP, or other auditing firm as the Board may select, as independent auditors for the ensuing year. | Management | For | For | ||||||||||
FEDERAL SIGNAL CORPORATION | ||||||||||||||
Security | 313855108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FSS | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US3138551086 | Agenda | 935346026 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Eugene J. Lowe, III | For | For | |||||||||||
2 | Dennis J. Martin | For | For | |||||||||||
3 | William F. Owens | For | For | |||||||||||
4 | Brenda L. Reichelderfer | For | For | |||||||||||
5 | Jennifer L. Sherman | For | For | |||||||||||
6 | John L. Workman | For | For | |||||||||||
2. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Approve the Second Amendment to the Federal Signal Corporation 2015 Executive Incentive Compensation Plan. | Management | Against | Against | ||||||||||
4. | Ratify the appointment of Deloitte & Touche LLP as Federal Signal Corporation's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
ASTEC INDUSTRIES, INC. | ||||||||||||||
Security | 046224101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ASTE | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US0462241011 | Agenda | 935348258 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | James B. Baker | For | For | |||||||||||
2 | Glen E. Tellock | For | For | |||||||||||
2. | To approve, on an advisory basis, the Compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | To approve the Company's 2021 Equity Incentive Plan. | Management | For | For | ||||||||||
4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for calendar year 2021. | Management | For | For | ||||||||||
MARINE PRODUCTS CORPORATION | ||||||||||||||
Security | 568427108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MPX | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US5684271084 | Agenda | 935348676 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gary W. Rollins | For | For | |||||||||||
2 | Richard A. Hubbell | For | For | |||||||||||
3 | Harry J. Cynkus | For | For | |||||||||||
2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
RPC, INC. | ||||||||||||||
Security | 749660106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RES | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US7496601060 | Agenda | 935348688 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gary W. Rollins | For | For | |||||||||||
2 | Richard A. Hubbell | For | For | |||||||||||
3 | Harry J. Cynkus | For | For | |||||||||||
2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
ROLLINS, INC. | ||||||||||||||
Security | 775711104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ROL | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US7757111049 | Agenda | 935349921 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gary W. Rollins | For | For | |||||||||||
2 | Harry J. Cynkus | For | For | |||||||||||
3 | Pamela R. Rollins | For | For | |||||||||||
2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To amend the Restated Certificate of Incorporation of the Company to increase the total number of authorized shares of capital stock from 550,500,000 shares to 800,500,000 shares, such that authorized shares of common stock would be increased from 550,000,000 to 800,000,000 and authorized shares of preferred stock would remain 500,000. | Management | For | For | ||||||||||
VALMONT INDUSTRIES, INC. | ||||||||||||||
Security | 920253101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VMI | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US9202531011 | Agenda | 935351065 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Daniel P. Neary | For | For | |||||||||||
2 | Theo W. Freye | For | For | |||||||||||
3 | Stephen Kaniewski | For | For | |||||||||||
4 | Joan Robinson-Berry | For | For | |||||||||||
2. | Advisory approval of the company's executive compensation. | Management | For | For | ||||||||||
3. | Ratifying the appointment of Deloitte & Touche LLP as independent auditors for fiscal 2021. | Management | For | For | ||||||||||
PACCAR INC | ||||||||||||||
Security | 693718108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PCAR | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US6937181088 | Agenda | 935351457 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mark C. Pigott | Management | For | For | ||||||||||
1B. | Election of Director: Dame Alison J. Carnwath | Management | For | For | ||||||||||
1C. | Election of Director: Franklin L. Feder | Management | For | For | ||||||||||
1D. | Election of Director: R. Preston Feight | Management | For | For | ||||||||||
1E. | Election of Director: Beth E. Ford | Management | For | For | ||||||||||
1F. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||||
1G. | Election of Director: Roderick C. McGeary | Management | For | For | ||||||||||
1H. | Election of Director: John M. Pigott | Management | For | For | ||||||||||
1I. | Election of Director: Ganesh Ramaswamy | Management | For | For | ||||||||||
1J. | Election of Director: Mark A. Schulz | Management | For | For | ||||||||||
1K. | Election of Director: Gregory M. E. Spierkel | Management | For | For | ||||||||||
2. | Stockholder proposal regarding supermajority voting provisions if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
BIO-RAD LABORATORIES, INC. | ||||||||||||||
Security | 090572207 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BIO | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US0905722072 | Agenda | 935380686 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Nominee: Melinda Litherland | Management | For | For | ||||||||||
1.2 | Election of Nominee: Arnold A. Pinkston | Management | For | For | ||||||||||
2. | PROPOSAL to ratify the selection of KPMG LLP to serve as the Company's independent auditors. | Management | For | For | ||||||||||
TEXTRON INC. | ||||||||||||||
Security | 883203101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TXT | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US8832031012 | Agenda | 935343323 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||||
1B. | Election of Director: Kathleen M. Bader | Management | For | For | ||||||||||
1C. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||||
1D. | Election of Director: James T. Conway | Management | For | For | ||||||||||
1E. | Election of Director: Paul E. Gagné | Management | For | For | ||||||||||
1F. | Election of Director: Ralph D. Heath | Management | For | For | ||||||||||
1G. | Election of Director: Deborah Lee James | Management | For | For | ||||||||||
1H. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||
1I. | Election of Director: James L. Ziemer | Management | For | For | ||||||||||
1J. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||
2. | Approval of the advisory (non-binding) resolution to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
4. | Shareholder proposal regarding shareholder action by written consent. | Shareholder | Against | For | ||||||||||
SOUTH STATE CORPORATION | ||||||||||||||
Security | 840441109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SSB | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US8404411097 | Agenda | 935347294 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: John C. Corbett | Management | For | For | ||||||||||
1B. | Election of Director: Jean E. Davis | Management | For | For | ||||||||||
1C. | Election of Director: Martin B. Davis | Management | For | For | ||||||||||
1D. | Election of Director: Robert H. Demere, Jr. | Management | For | For | ||||||||||
1E. | Election of Director: Cynthia A. Hartley | Management | For | For | ||||||||||
1F. | Election of Director: Robert R. Hill, Jr. | Management | For | For | ||||||||||
1G. | Election of Director: John H. Holcomb III | Management | For | For | ||||||||||
1H. | Election of Director: Robert R. Horger | Management | For | For | ||||||||||
1I. | Election of Director: Charles W. McPherson | Management | For | For | ||||||||||
1J. | Election of Director: G. Ruffner Page, Jr. | Management | For | For | ||||||||||
1K. | Election of Director: Ernest S. Pinner | Management | For | For | ||||||||||
1L. | Election of Director: John C. Pollok | Management | For | For | ||||||||||
1M. | Election of Director: William Knox Pou, Jr. | Management | For | For | ||||||||||
1N. | Election of Director: David G. Salyers | Management | For | For | ||||||||||
1O. | Election of Director: Joshua A. Snively | Management | For | For | ||||||||||
1P. | Election of Director: Kevin P. Walker | Management | For | For | ||||||||||
2. | Approval, as an advisory, non-binding vote, of the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratification, as an advisory, non-binding vote, of the appointment of Dixon Hughes Goodman LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
SANDY SPRING BANCORP, INC. | ||||||||||||||
Security | 800363103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SASR | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US8003631038 | Agenda | 935348412 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ralph F. Boyd, Jr. | For | For | |||||||||||
2 | Walter C. Martz II | For | For | |||||||||||
3 | Mark C. Michael | For | For | |||||||||||
4 | Robert L. Orndorff | For | For | |||||||||||
5 | Daniel J. Schrider | For | For | |||||||||||
2. | A non-binding resolution to approve the compensation for the named executive officers. | Management | For | For | ||||||||||
3. | The ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the year 2021. | Management | For | For | ||||||||||
MARATHON PETROLEUM CORPORATION | ||||||||||||||
Security | 56585A102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MPC | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US56585A1025 | Agenda | 935349868 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class I Director: Abdulaziz F. Alkhayyal | Management | For | For | ||||||||||
1B. | Election of Class I Director: Jonathan Z. Cohen | Management | For | For | ||||||||||
1C. | Election of Class I Director: Michael J. Hennigan | Management | For | For | ||||||||||
1D. | Election of Class I Director: Frank M. Semple | Management | For | For | ||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2021. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the company's named executive officer compensation. | Management | For | For | ||||||||||
4. | Approval of the Marathon Petroleum Corporation 2021 Incentive Compensation Plan. | Management | For | For | ||||||||||
5. | Approval of an amendment to the company's Restated Certificate of Incorporation to eliminate the supermajority provisions. | Management | For | For | ||||||||||
6. | Approval of an amendment to the company's Restated Certificate of Incorporation to declassify the Board of Directors. | Management | For | For | ||||||||||
7. | Shareholder proposal seeking to prohibit accelerated vesting of equity awards in connection with a change in control. | Shareholder | Against | For | ||||||||||
BORGWARNER INC. | ||||||||||||||
Security | 099724106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BWA | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US0997241064 | Agenda | 935350190 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Nelda J. Connors | Management | For | For | ||||||||||
1B. | Election of Director: Dennis C. Cuneo | Management | For | For | ||||||||||
1C. | Election of Director: David S. Haffner | Management | For | For | ||||||||||
1D. | Election of Director: Michael S. Hanley | Management | For | For | ||||||||||
1E. | Election of Director: Frederic B. Lissalde | Management | For | For | ||||||||||
1F. | Election of Director: Paul A. Mascarenas | Management | For | For | ||||||||||
1G. | Election of Director: Shaun E. McAlmont | Management | For | For | ||||||||||
1H. | Election of Director: Deborah D. McWhinney | Management | For | For | ||||||||||
1I. | Election of Director: Alexis P. Michas | Management | For | For | ||||||||||
2. | Advisory approval of the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratify the selection of PricewaterhouseCoopers LLP as independent registered public accounting firm for the Company for 2021. | Management | For | For | ||||||||||
4. | Stockholder proposal to enable 10% of shares to request a record date to initiate stockholder written consent. | Shareholder | Against | For | ||||||||||
TENNANT COMPANY | ||||||||||||||
Security | 880345103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TNC | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US8803451033 | Agenda | 935350811 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Azita Arvani | Management | For | For | ||||||||||
1B. | Election of Director: Timothy R. Morse | Management | For | For | ||||||||||
1C. | Election of Director: Steven A. Sonnenberg | Management | For | For | ||||||||||
1D. | Election of Director: David W. Huml | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
SJW GROUP | ||||||||||||||
Security | 784305104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SJW | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US7843051043 | Agenda | 935351116 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: K. Armstrong | Management | For | For | ||||||||||
1B. | Election of Director: W. J. Bishop | Management | For | For | ||||||||||
1C. | Election of Director: C. Guardino | Management | For | For | ||||||||||
1D. | Election of Director: M. Hanley | Management | For | For | ||||||||||
1E. | Election of Director: H. Hunt | Management | For | For | ||||||||||
1F. | Election of Director: G. P. Landis | Management | For | For | ||||||||||
1G. | Election of Director: D. C. Man | Management | For | For | ||||||||||
1H. | Election of Director: D. B. More | Management | For | For | ||||||||||
1I. | Election of Director: E. W. Thornburg | Management | For | For | ||||||||||
1J. | Election of Director: C. P. Wallace | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the accompanying proxy statement. | Management | For | For | ||||||||||
3. | Ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for fiscal year 2021. | Management | For | For | ||||||||||
HUNTSMAN CORPORATION | ||||||||||||||
Security | 447011107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HUN | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US4470111075 | Agenda | 935351318 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Peter R. Huntsman | Management | For | For | ||||||||||
1B. | Election of Director: Nolan D. Archibald | Management | For | For | ||||||||||
1C. | Election of Director: Mary C. Beckerle | Management | For | For | ||||||||||
1D. | Election of Director: M. Anthony Burns | Management | For | For | ||||||||||
1E. | Election of Director: Sonia Dulá | Management | For | For | ||||||||||
1F. | Election of Director: Cynthia L. Egan | Management | For | For | ||||||||||
1G. | Election of Director: Daniele Ferrari | Management | For | For | ||||||||||
1H. | Election of Director: Sir Robert J. Margetts | Management | For | For | ||||||||||
1I. | Election of Director: Jeanne McGovern | Management | For | For | ||||||||||
1J. | Election of Director: Wayne A. Reaud | Management | For | For | ||||||||||
1K. | Election of Director: Jan E. Tighe | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as Huntsman Corporation's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
4. | Stockholder proposal regarding stockholder right to act by written consent. | Shareholder | Against | For | ||||||||||
THE EASTERN COMPANY | ||||||||||||||
Security | 276317104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EML | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US2763171046 | Agenda | 935353069 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Fredrick D. DiSanto | For | For | |||||||||||
2 | John W. Everets | For | For | |||||||||||
3 | Charles W. Henry | For | For | |||||||||||
4 | Michael A. McManus, Jr. | For | For | |||||||||||
5 | James A. Mitarotonda | For | For | |||||||||||
6 | Peggy B. Scott | For | For | |||||||||||
7 | August M. Vlak | For | For | |||||||||||
2. | Advisory vote to approve the compensation of the named executive officers. | Management | For | For | ||||||||||
3. | Ratify the appointment of the independent registered public accounting firm (Fiondella, Milone & LaSaracina LLP) for fiscal year 2021. | Management | For | For | ||||||||||
WINMARK CORPORATION | ||||||||||||||
Security | 974250102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WINA | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US9742501029 | Agenda | 935368717 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Set the number of directors at seven (7). | Management | For | For | ||||||||||
2. | DIRECTOR | Management | ||||||||||||
1 | Brett D. Heffes | For | For | |||||||||||
2 | Lawrence A. Barbetta | For | For | |||||||||||
3 | Jenele C. Grassle | For | For | |||||||||||
4 | Kirk A. MacKenzie | For | For | |||||||||||
5 | Paul C. Reyelts | For | For | |||||||||||
6 | Gina D. Sprenger | For | For | |||||||||||
7 | Mark L. Wilson | For | For | |||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
4. | Ratify the appointment of GRANT THORNTON LLP as independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
CAPITAL PROPERTIES, INC. | ||||||||||||||
Security | 140430109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CPTP | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US1404301095 | Agenda | 935375609 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert H. Eder | For | For | |||||||||||
2 | Daniel T. Noreck | For | For | |||||||||||
3 | Steven G. Triedman | For | For | |||||||||||
ITV PLC | ||||||||||||||
Security | G4984A110 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
ISIN | GB0033986497 | Agenda | 713724020 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE AND ADOPT THE ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||||||
2 | TO RECEIVE AND ADOPT THE ANNUAL REPORT ON REMUNERATION | Management | For | For | ||||||||||
3 | TO APPROVE THE REMUNERATION POLICY | Management | For | For | ||||||||||
4 | TO RE-ELECT SALMAN AMIN | Management | For | For | ||||||||||
5 | TO RE-ELECT PETER BAZALGETTE | Management | For | For | ||||||||||
6 | TO RE-ELECT EDWARD BONHAM CARTER | Management | For | For | ||||||||||
7 | TO ELECT GRAHAM COOKE | Management | For | For | ||||||||||
8 | TO RE-ELECT MARGARET EWING | Management | For | For | ||||||||||
9 | TO RE-ELECT MARY HARRIS | Management | For | For | ||||||||||
10 | TO RE-ELECT CHRIS KENNEDY | Management | For | For | ||||||||||
11 | TO RE-ELECT ANNA MANZ | Management | For | For | ||||||||||
12 | TO RE-ELECT CAROLYN MCCALL | Management | For | For | ||||||||||
13 | TO ELECT SHARMILA NEBHRAJANI | Management | For | For | ||||||||||
14 | TO RE-ELECT DUNCAN PAINTER | Management | For | For | ||||||||||
15 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | ||||||||||
16 | AUTHORITY TO DETERMINE THE AUDITORS' REMUNERATION | Management | For | For | ||||||||||
17 | POLITICAL DONATIONS | Management | For | For | ||||||||||
18 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
19 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||
20 | ADDITIONAL DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||
21 | PURCHASE OF OWN SHARES | Management | For | For | ||||||||||
22 | LENGTH OF NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||||
23 | TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
24 | TO APPROVE THE RULES OF THE ITV PLC EXECUTIVE SHARE SCHEME | Management | For | For | ||||||||||
GAM HOLDING AG | ||||||||||||||
Security | H2878E106 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
ISIN | CH0102659627 | Agenda | 713837827 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
1 | ELECTION OF AD HOC CHAIRMAN OF THE ANNUAL GENERAL MEETING | Management | For | For | ||||||||||
2.1 | APPROVAL OF MANAGEMENT REPORT, PARENT COMPANY'S AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020, NOTICE OF THE REPORTS OF THE STATUTORY AUDITORS | Management | For | For | ||||||||||
2.2 | CONSULTATIVE VOTE ON THE COMPENSATION REPORT 2020 | Management | For | For | ||||||||||
3 | APPROPRIATION OF FINANCIAL RESULT | Management | For | For | ||||||||||
4 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP MANAGEMENT BOARD | Management | For | For | ||||||||||
5.1 | RE-ELECTION OF MR DAVID JACOB AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
5.2 | RE-ELECTION OF MS KATIA COUDRAY AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
5.3 | RE-ELECTION OF MS JACQUI IRVINE AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
5.4 | RE-ELECTION OF MS MONIKA MACHON AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
5.5 | RE-ELECTION OF MR BENJAMIN MEULI AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
5.6 | RE-ELECTION OF MS NANCY MISTRETTA AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
5.7 | RE-ELECTION OF MR THOMAS SCHNEIDER AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
6.1 | RE-ELECTION OF MS KATIA COUDRAY TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
6.2 | RE-ELECTION OF MS JACQUI IRVINE TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
6.3 | RE-ELECTION OF MS NANCY MISTRETTA TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
7.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
7.2 | APPROVAL OF THE FIXED COMPENSATION OF THE GROUP MANAGEMENT BOARD FOR THE 2021 FINANCIAL YEAR | Management | For | For | ||||||||||
8 | RE-ELECTION OF THE STATUTORY AUDITORS: KPMG AG, ZURICH | Management | For | For | ||||||||||
9 | RE-ELECTION OF THE INDEPENDENT REPRESENTATIVE: MR TOBIAS ROHNER, ATTORNEY AT LAW, HOLBEINSTRASSE 30, 8034 ZURICH | Management | For | For | ||||||||||
10 | EXTENSION OF AUTHORIZED CAPITAL | Management | For | For | ||||||||||
CHURCH & DWIGHT CO., INC. | ||||||||||||||
Security | 171340102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CHD | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US1713401024 | Agenda | 935348753 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director for a term of one year: James R. Craigie | Management | For | For | ||||||||||
1B. | Election of Director for a term of one year: Matthew T. Farrell | Management | For | For | ||||||||||
1C. | Election of Director for a term of one year: Bradley C. Irwin | Management | For | For | ||||||||||
1D. | Election of Director for a term of one year: Penry W. Price | Management | For | For | ||||||||||
1E. | Election of Director for a term of one year: Susan G. Saideman | Management | For | For | ||||||||||
1F. | Election of Director for a term of one year: Ravichandra K. Saligram | Management | For | For | ||||||||||
1G. | Election of Director for a term of one year: Robert K. Shearer | Management | For | For | ||||||||||
1H. | Election of Director for a term of one year: Janet S. Vergis | Management | For | For | ||||||||||
1I. | Election of Director for a term of one year: Arthur B. Winkleblack | Management | For | For | ||||||||||
1J. | Election of Director for a term of one year: Laurie J. Yoler | Management | For | For | ||||||||||
2. | An advisory vote to approve compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation to remove the requirement for holders of two- thirds of our outstanding stock to fill vacancies on the Board of Directors. | Management | For | For | ||||||||||
4. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation to remove the requirement to have holders of two-thirds of our outstanding stock approve certain mergers, consolidations or dispositions of substantial assets. | Management | For | For | ||||||||||
5. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation to remove certain procedural provisions that will no longer be required once the Board is fully declassified. | Management | For | For | ||||||||||
6. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
ECHOSTAR CORPORATION | ||||||||||||||
Security | 278768106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SATS | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US2787681061 | Agenda | 935349426 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | R. Stanton Dodge | For | For | |||||||||||
2 | Michael T. Dugan | For | For | |||||||||||
3 | Charles W. Ergen | For | For | |||||||||||
4 | Lisa W. Hershman | For | For | |||||||||||
5 | Pradman P. Kaul | For | For | |||||||||||
6 | C. Michael Schroeder | For | For | |||||||||||
7 | Jeffrey R. Tarr | For | For | |||||||||||
8 | William D. Wade | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as EchoStar Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve an amendment to the EchoStar Corporation 2017 Non-Employee Director Stock Incentive Plan as presented in the proxy statement. | Management | Against | Against | ||||||||||
MYERS INDUSTRIES, INC. | ||||||||||||||
Security | 628464109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MYE | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US6284641098 | Agenda | 935349539 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | YVETTE DAPREMONT BRIGHT | For | For | |||||||||||
2 | SARAH R. COFFIN | For | For | |||||||||||
3 | RONALD M. DE FEO | For | For | |||||||||||
4 | WILLIAM A. FOLEY | For | For | |||||||||||
5 | JEFFREY KRAMER | For | For | |||||||||||
6 | F. JACK LIEBAU, JR. | For | For | |||||||||||
7 | BRUCE M. LISMAN | For | For | |||||||||||
8 | LORI LUTEY | For | For | |||||||||||
9 | MICHAEL MCGAUGH | For | For | |||||||||||
10 | WILLIAM SANDBROOK | Withheld | Against | |||||||||||
11 | ROBERT A. STEFANKO | For | For | |||||||||||
2. | Amend Article VII of the Articles to provide for majority voting for directors in uncontested elections. | Management | For | For | ||||||||||
3. | Amend Article VII of the Articles to provide for majority voting on all matters subject to shareholder approval. | Management | For | For | ||||||||||
4. | Adopt the Myers Industries, Inc. 2021 Long-Term Incentive Plan. | Management | For | For | ||||||||||
5. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
6. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
WEIS MARKETS, INC. | ||||||||||||||
Security | 948849104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WMK | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US9488491047 | Agenda | 935353160 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jonathan H. Weis | For | For | |||||||||||
2 | Harold G. Graber | For | For | |||||||||||
3 | Dennis G. Hatchell | For | For | |||||||||||
4 | Edward J. Lauth III | For | For | |||||||||||
5 | Gerrald B. Silverman | For | For | |||||||||||
2. | Proposal to ratify the appointment of RSM US LLP as the independent registered public accounting firm of the corporation. | Management | For | For | ||||||||||
3. | Shareholder proposal to amend the Company's articles of incorporation and/or bylaws to provide that directors shall be elected by the affirmative vote of the majority of votes cast at an annual meeting of shareholders in uncontested elections. | Shareholder | Against | For | ||||||||||
4. | Shareholder proposal to adopt a policy, and amend the bylaws as necessary, to require the Board Chair to be an independent director. | Shareholder | Against | For | ||||||||||
ENTEGRIS, INC. | ||||||||||||||
Security | 29362U104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ENTG | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US29362U1043 | Agenda | 935357930 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Michael A. Bradley | Management | For | For | ||||||||||
1B. | Election of Director: R. Nicholas Burns | Management | For | For | ||||||||||
1C. | Election of Director: Rodney Clark | Management | For | For | ||||||||||
1D. | Election of Director: James F. Gentilcore | Management | For | For | ||||||||||
1E. | Election of Director: Yvette Kanouff | Management | For | For | ||||||||||
1F. | Election of Director: James P. Lederer | Management | For | For | ||||||||||
1G. | Election of Director: Bertrand Loy | Management | For | For | ||||||||||
1H. | Election of Director: Paul L. H. Olson | Management | For | For | ||||||||||
1I. | Election of Director: Azita Saleki-Gerhardt | Management | For | For | ||||||||||
1J. | Election of Director: Brian F. Sullivan | Management | For | For | ||||||||||
2. | Approval, by non-binding vote, of the compensation paid to Entegris, Inc.'s named executive officers (advisory vote). | Management | For | For | ||||||||||
3. | Ratify the appointment of KPMG LLP as Entegris, Inc.'s Independent Registered Public Firm for 2021. | Management | For | For | ||||||||||
FERRO CORPORATION | ||||||||||||||
Security | 315405100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FOE | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US3154051003 | Agenda | 935367664 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David A. Lorber | For | For | |||||||||||
2 | Marran H. Ogilvie | For | For | |||||||||||
3 | Andrew M. Ross | For | For | |||||||||||
4 | Allen A. Spizzo | For | For | |||||||||||
5 | Peter T. Thomas | For | For | |||||||||||
6 | Ronald P. Vargo | For | For | |||||||||||
2. | Advisory vote on the compensation for named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Accounting Firm. | Management | For | For | ||||||||||
4. | Shareholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
CANTEL MEDICAL CORP. | ||||||||||||||
Security | 138098108 | Meeting Type | Special | |||||||||||
Ticker Symbol | CMD | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US1380981084 | Agenda | 935389280 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Proposal No. 1: Cantel Merger Proposal. To adopt the Agreement and Plan of Merger, dated as of January 12, 2021, as such agreement may be amended from time to time, among Cantel, and STERIS plc, Solar New US Holding Co, LLC, which is referred to as US Holdco, and Crystal Merger Sub 1, LLC, which is referred to as Crystal Merger Sub, as amended on March 1, 2021. | Management | For | For | ||||||||||
2. | Proposal No. 2: Compensation Proposal. To approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Cantel's named executive officers that is based on or otherwise relates to the Mergers. | Management | For | For | ||||||||||
INTERPUMP GROUP SPA | ||||||||||||||
Security | T5513W107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 30-Apr-2021 | ||||||||||||
ISIN | IT0001078911 | Agenda | 713837889 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 539542 DUE TO RECEIPT OF-CHANGE IN VOTING STATUS FOR RESOLUTION O.2. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE-CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
O.1 | TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2020, TOGETHER WITH THE BOARD OF DIRECTORS' REPORT ON MANAGEMENT, THE INTERNAL AUDITORS' REPORT AND THE ADDITIONAL ACCOMPANYING DOCUMENTATION REQUIRED BY LAW; TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020, TOGETHER WITH THE BOARD OF DIRECTORS' REPORT AND THE ADDITIONAL ACCOMPANYING DOCUMENTATION REQUIRED BY LAW; RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
O.2 | TO PRESENT THE NON-FINANCIAL STATEMENT ACCORDING TO THE LEGISLATIVE DECREE-254 OF 30 DECEMBER 2016 | Non-Voting | ||||||||||||
O.3 | NET INCOME ALLOCATION; RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
O.4.1 | TO APPROVE THE FIRST SECTION OF THE REWARDING POLICY AND EMOLUMENTS PAID REPORT ACCORDING TO THE EX ART. 123-TER, ITEM 3, OF THE LEGISLATIVE DECREE NO. 58 OF 1998 | Management | No Action | |||||||||||
O.4.2 | TO VOTE THE SECOND SECTION OF THE REWARDING POLICY AND EMOLUMENTS PAID REPORT ACCORDING TO THE EX ART. 123-TER, ITEM 4, OF THE LEGISLATIVE DECREE NO. 58 OF 1998 | Management | No Action | |||||||||||
O.5 | TO STATE DIRECTORS' EMOLUMENTS FOR THE YEAR 2021 AND THE TOTAL AMOUNT OF EMOLUMENT OF DIRECTORS EMPOWERED WITH SPECIFIC DUTIES; RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
O.6 | TO APPOINT THE EXTERNAL AUDITORS FOR THE YEARS 2023-2031; RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
O.7 | AUTHORIZATION, ACCORDING TO THE ARTICLES 2357 AND 2357-TER OF THE CIVIL CODE, TO THE PURCHASE OF OWN SHARES AND THE EVENTUALLY SUBSEQUENT DISPOSAL OF OWN SHARES HOLD OR PURCHASED; RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
DIEBOLD NIXDORF, INCORPORATED | ||||||||||||||
Security | 253651103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DBD | Meeting Date | 30-Apr-2021 | |||||||||||
ISIN | US2536511031 | Agenda | 935346343 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Arthur F. Anton | Management | For | For | ||||||||||
1B. | Election of Director: Bruce H. Besanko | Management | For | For | ||||||||||
1C. | Election of Director: Reynolds C. Bish | Management | For | For | ||||||||||
1D. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||||
1E. | Election of Director: Phillip R. Cox | Management | For | For | ||||||||||
1F. | Election of Director: Dr. Alexander Dibelius | Management | For | For | ||||||||||
1G. | Election of Director: Matthew Goldfarb | Management | For | For | ||||||||||
1H. | Election of Director: Gary G. Greenfield | Management | For | For | ||||||||||
1I. | Election of Director: Gerrard B. Schmid | Management | For | For | ||||||||||
1J. | Election of Director: Kent M. Stahl | Management | For | For | ||||||||||
1K. | Election of Director: Lauren C. States | Management | For | For | ||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | ||||||||||
4. | To approve an amendment to the Diebold Nixdorf, Incorporated 2017 Equity and Performance Incentive Plan. | Management | For | For | ||||||||||
DISH NETWORK CORPORATION | ||||||||||||||
Security | 25470M109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DISH | Meeting Date | 30-Apr-2021 | |||||||||||
ISIN | US25470M1099 | Agenda | 935354605 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kathleen Q. Abernathy | For | For | |||||||||||
2 | George R. Brokaw | For | For | |||||||||||
3 | James DeFranco | For | For | |||||||||||
4 | Cantey M. Ergen | For | For | |||||||||||
5 | Charles W. Ergen | For | For | |||||||||||
6 | Afshin Mohebbi | For | For | |||||||||||
7 | Tom A. Ortolf | For | For | |||||||||||
8 | Joseph T. Proietti | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To amend and restate our 2001 Nonemployee Director Stock Option Plan. | Management | For | For | ||||||||||
BADGER METER, INC. | ||||||||||||||
Security | 056525108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BMI | Meeting Date | 30-Apr-2021 | |||||||||||
ISIN | US0565251081 | Agenda | 935355520 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Todd A. Adams | For | For | |||||||||||
2 | Kenneth C. Bockhorst | For | For | |||||||||||
3 | Gale E. Klappa | For | For | |||||||||||
4 | Gail A. Lione | For | For | |||||||||||
5 | James W. McGill | For | For | |||||||||||
6 | Tessa M. Myers | For | For | |||||||||||
7 | James F. Stern | For | For | |||||||||||
8 | Glen E. Tellock | For | For | |||||||||||
2. | ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2021. | Management | For | For | ||||||||||
4. | APPROVE BADGER METER, INC. 2021 OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||||||||
5. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON BOARD DIVERSITY. | Shareholder | Abstain | Against | ||||||||||
TELEFLEX INCORPORATED | ||||||||||||||
Security | 879369106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TFX | Meeting Date | 30-Apr-2021 | |||||||||||
ISIN | US8793691069 | Agenda | 935371194 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Candace H. Duncan | Management | For | For | ||||||||||
1B. | Election of Director: Stephen K. Klasko, M.D. | Management | For | For | ||||||||||
1C. | Election of Director: Stuart A. Randle | Management | For | For | ||||||||||
2. | Approval, on an advisory basis, of named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
4. | Stockholder proposal, if properly presented at the Annual Meeting, to declassify our Board of Directors. | Shareholder | Abstain | |||||||||||
THE YORK WATER COMPANY | ||||||||||||||
Security | 987184108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | YORW | Meeting Date | 03-May-2021 | |||||||||||
ISIN | US9871841089 | Agenda | 935345151 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Michael W. Gang, Esq. | For | For | |||||||||||
2 | Jeffrey R. Hines, P.E. | For | For | |||||||||||
3 | George W. Hodges | For | For | |||||||||||
4 | George Hay Kain III | For | For | |||||||||||
2. | To ratify the appointment of Baker Tilly US, LLP as auditors. | Management | For | For | ||||||||||
THE E.W. SCRIPPS COMPANY | ||||||||||||||
Security | 811054402 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SSP | Meeting Date | 03-May-2021 | |||||||||||
ISIN | US8110544025 | Agenda | 935355607 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Lauren Rich Fine | Management | For | For | ||||||||||
1b. | Election of Director: Wonya Y. Lucas | Management | For | For | ||||||||||
1c. | Election of Director: Kim Williams | Management | For | For | ||||||||||
TOOTSIE ROLL INDUSTRIES, INC. | ||||||||||||||
Security | 890516107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TR | Meeting Date | 03-May-2021 | |||||||||||
ISIN | US8905161076 | Agenda | 935360850 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ellen R. Gordon | For | For | |||||||||||
2 | Virginia L. Gordon | For | For | |||||||||||
3 | Lana Jane Lewis-Brent | For | For | |||||||||||
4 | Barre A. Seibert | For | For | |||||||||||
5 | Paula M. Wardynski | For | For | |||||||||||
2. | Ratify the appointment of Grant Thornton LLP as the independent registered public accounting firm for the fiscal year 2021. | Management | For | For | ||||||||||
TRINITY INDUSTRIES, INC. | ||||||||||||||
Security | 896522109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TRN | Meeting Date | 03-May-2021 | |||||||||||
ISIN | US8965221091 | Agenda | 935387654 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | William P. Ainsworth | For | For | |||||||||||
2 | Brandon B. Boze | For | For | |||||||||||
3 | John J. Diez | For | For | |||||||||||
4 | Leldon E. Echols | For | For | |||||||||||
5 | Tyrone M. Jordan | For | For | |||||||||||
6 | S. Todd Maclin | For | For | |||||||||||
7 | E. Jean Savage | For | For | |||||||||||
8 | Dunia A. Shive | For | For | |||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
THE MANITOWOC COMPANY, INC. | ||||||||||||||
Security | 563571405 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MTW | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US5635714059 | Agenda | 935345149 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Anne E. Bélec | For | For | |||||||||||
2 | Robert G. Bohn | For | For | |||||||||||
3 | Donald M. Condon, Jr. | For | For | |||||||||||
4 | Anne M. Cooney | For | For | |||||||||||
5 | Kenneth W. Krueger | For | For | |||||||||||
6 | C. David Myers | For | For | |||||||||||
7 | John C. Pfeifer | For | For | |||||||||||
8 | Aaron H. Ravenscroft | For | For | |||||||||||
2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | An advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
PENTAIR PLC | ||||||||||||||
Security | G7S00T104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PNR | Meeting Date | 04-May-2021 | |||||||||||
ISIN | IE00BLS09M33 | Agenda | 935355378 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Re-election of Director: Mona Abutaleb Stephenson | Management | For | For | ||||||||||
1B. | Re-election of Director: Glynis A. Bryan | Management | For | For | ||||||||||
1C. | Re-election of Director: T. Michael Glenn | Management | For | For | ||||||||||
1D. | Re-election of Director: Theodore L. Harris | Management | For | For | ||||||||||
1E. | Re-election of Director: Gregory E. Knight | Management | For | For | ||||||||||
1F. | Re-election of Director: David A. Jones | Management | For | For | ||||||||||
1G. | Re-election of Director: Michael T. Speetzen | Management | For | For | ||||||||||
1H. | Re-election of Director: John L. Stauch | Management | For | For | ||||||||||
1I. | Re-election of Director: Billie I. Williamson | Management | For | For | ||||||||||
2. | To approve, by nonbinding, advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
3. | To ratify, by nonbinding, advisory vote, the appointment of Deloitte & Touche LLP as the independent auditor of Pentair plc and to authorize, by binding vote, the Audit and Finance Committee of the Board of Directors to set the auditor's remuneration. | Management | For | For | ||||||||||
4. | To approve the Pentair plc Employee Stock Purchase and Bonus Plan, as amended and restated. | Management | For | For | ||||||||||
5. | To authorize the Board of Directors to allot new shares under Irish law. | Management | For | For | ||||||||||
6. | To authorize the Board of Directors to opt-out of statutory preemption rights under Irish law (Special Resolution). | Management | Abstain | Against | ||||||||||
7. | To authorize the price range at which Pentair plc can re- allot shares it holds as treasury shares under Irish law (Special Resolution). | Management | For | For | ||||||||||
PRIMO WATER CORPORATION | ||||||||||||||
Security | 74167P108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PRMW | Meeting Date | 04-May-2021 | |||||||||||
ISIN | CA74167P1080 | Agenda | 935355481 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Britta Bomhard | For | For | |||||||||||
2 | Susan E. Cates | For | For | |||||||||||
3 | Jerry Fowden | For | For | |||||||||||
4 | Stephen H. Halperin | For | For | |||||||||||
5 | Thomas J. Harrington | For | For | |||||||||||
6 | Betty Jane Hess | For | For | |||||||||||
7 | Gregory Monahan | For | For | |||||||||||
8 | Mario Pilozzi | For | For | |||||||||||
9 | Billy D. Prim | For | For | |||||||||||
10 | Eric Rosenfeld | For | For | |||||||||||
11 | Graham W. Savage | For | For | |||||||||||
12 | Steven P. Stanbrook | For | For | |||||||||||
2. | Appointment of Independent Registered Certified Public Accounting Firm. Appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Non-Binding Advisory Vote on Executive Compensation. Approval, on a non-binding advisory basis, of the compensation of Primo Water Corporation's named executive officers. | Management | For | For | ||||||||||
4. | Approval of Primo's Shareholder Rights Plan. Confirmation, ratification and approval of Primo's Shareholder Rights Plan. | Management | Against | Against | ||||||||||
5. | Approval of the Continuance. Approval of the continuance of Primo under the Business Corporations Act (Ontario). | Management | Against | Against | ||||||||||
ALBEMARLE CORPORATION | ||||||||||||||
Security | 012653101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ALB | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US0126531013 | Agenda | 935355936 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the non-binding advisory resolution approving the compensation of our named executive officers. | Management | For | For | ||||||||||
2A. | Elect nominee to the Board of Director: Mary Lauren Brlas | Management | For | For | ||||||||||
2B. | Elect nominee to the Board of Director: J. Kent Masters, Jr. | Management | For | For | ||||||||||
2C. | Elect nominee to the Board of Director: Glenda J. Minor | Management | For | For | ||||||||||
2D. | Elect nominee to the Board of Director: James J. O'Brien | Management | For | For | ||||||||||
2E. | Elect nominee to the Board of Director: Diarmuid B. O'Connell | Management | For | For | ||||||||||
2F. | Elect nominee to the Board of Director: Dean L. Seavers | Management | For | For | ||||||||||
2G. | Elect nominee to the Board of Director: Gerald A. Steiner | Management | For | For | ||||||||||
2H. | Elect nominee to the Board of Director: Holly A. Van Deursen | Management | For | For | ||||||||||
2I. | Elect nominee to the Board of Director: Alejandro D. Wolff | Management | For | For | ||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as Albemarle's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
ARCOSA, INC. | ||||||||||||||
Security | 039653100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ACA | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US0396531008 | Agenda | 935357500 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class II Director: Joseph Alvarado | Management | For | For | ||||||||||
1B. | Election of Class II Director: Jeffrey A. Craig | Management | For | For | ||||||||||
1C. | Election of Class II Director: John W. Lindsay | Management | For | For | ||||||||||
1D. | Election of Class III Director: Rhys J. Best | Management | For | For | ||||||||||
1E. | Election of Class III Director: David W. Biegler | Management | For | For | ||||||||||
1F. | Election of Class III Director: Antonio Carrillo | Management | For | For | ||||||||||
2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||||||
3. | Ratify the Appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
ENPRO INDUSTRIES, INC. | ||||||||||||||
Security | 29355X107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NPO | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US29355X1072 | Agenda | 935365317 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Marvin A. Riley | For | For | |||||||||||
2 | Thomas M. Botts | For | For | |||||||||||
3 | Felix M. Brueck | For | For | |||||||||||
4 | B. Bernard Burns, Jr. | For | For | |||||||||||
5 | Diane C. Creel | For | For | |||||||||||
6 | Adele M. Gulfo | For | For | |||||||||||
7 | David L. Hauser | For | For | |||||||||||
8 | John Humphrey | For | For | |||||||||||
9 | Kees van der Graaf | For | For | |||||||||||
2. | On an advisory basis, to approve the compensation to our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
SURGALIGN HOLDINGS, INC. | ||||||||||||||
Security | 86882C105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SRGA | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US86882C1053 | Agenda | 935385737 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Sheryl L. Conley | For | For | |||||||||||
2 | Paul Lewicki | For | For | |||||||||||
3 | Jeffrey C. Lightcap | For | For | |||||||||||
4 | Thomas A. McEachin | For | For | |||||||||||
5 | Terry M. Rich | For | For | |||||||||||
6 | Stuart F. Simpson | For | For | |||||||||||
7 | Mark D. Stolper | For | For | |||||||||||
8 | Paul G. Thomas | For | For | |||||||||||
9 | Nicholas J. Valeriani | For | For | |||||||||||
2. | To approve an amendment to Surgalign's Amended and Restated Certificate of Incorporation, as amended, to increase the total number of shares authorized for issuance from 150,000,000 shares of common stock to 300,000,000 shares of common stock. | Management | For | For | ||||||||||
3. | To approve and adopt the Surgalign Holdings, Inc. Employee Stock Purchase Plan. | Management | For | For | ||||||||||
4. | To approve and adopt the Surgalign Holdings, Inc. 2021 Incentive Compensation Plan. | Management | For | For | ||||||||||
5. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers for 2020, as disclosed in the proxy statement. | Management | For | For | ||||||||||
6. | To ratify the appointment of Deloitte & Touche LLP as Surgalign's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Abstain | Against | ||||||||||
MANDARIN ORIENTAL INTERNATIONAL LTD | ||||||||||||||
Security | G57848106 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 05-May-2021 | ||||||||||||
ISIN | BMG578481068 | Agenda | 713870017 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE FINANCIAL STATEMENTS FOR 2020 | Management | For | For | ||||||||||
2 | TO RE-ELECT ANTHONY NIGHTINGALE AS A DIRECTOR | Management | For | For | ||||||||||
3 | TO RE-ELECT Y.K. PANG AS A DIRECTOR | Management | For | For | ||||||||||
4 | TO RE-ELECT PERCY WEATHERALL AS A DIRECTOR | Management | For | For | ||||||||||
5 | TO RE-ELECT JOHN WITT AS A DIRECTOR | Management | For | For | ||||||||||
6 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
7 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | For | For | ||||||||||
BRUNSWICK CORPORATION | ||||||||||||||
Security | 117043109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BC | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US1170431092 | Agenda | 935350722 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Nancy E. Cooper | Management | For | For | ||||||||||
1B. | Election of Director: David C. Everitt | Management | For | For | ||||||||||
1C. | Election of Director: Reginald Fils-Aimé | Management | For | For | ||||||||||
1D. | Election of Director: Lauren P. Flaherty | Management | For | For | ||||||||||
1E. | Election of Director: David M. Foulkes | Management | For | For | ||||||||||
1F. | Election of Director: Joseph W. McClanathan | Management | For | For | ||||||||||
1G. | Election of Director: David V. Singer | Management | For | For | ||||||||||
1H. | Election of Director: Jane L. Warner | Management | For | For | ||||||||||
1I. | Election of Director: J. Steven Whisler | Management | For | For | ||||||||||
1J. | Election of Director: Roger J. Wood | Management | For | For | ||||||||||
2. | Advisory vote to approve the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
3. | The ratification of the Audit and Finance Committee's appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||||
Security | 007800105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AJRD | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US0078001056 | Agenda | 935353780 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Gen Kevin P. Chilton | For | For | |||||||||||
2 | Thomas A. Corcoran | For | For | |||||||||||
3 | Eileen P. Drake | For | For | |||||||||||
4 | James R. Henderson | For | For | |||||||||||
5 | Warren G. Lichtenstein | For | For | |||||||||||
6 | Gen Lance W. Lord | For | For | |||||||||||
7 | Audrey A. McNiff | For | For | |||||||||||
8 | Martin Turchin | For | For | |||||||||||
2. | Advisory vote to approve Aerojet Rocketdyne's executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as independent auditors of the Company for the year ending December 31, 2021. | Management | For | For | ||||||||||
NVR, INC. | ||||||||||||||
Security | 62944T105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NVR | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US62944T1051 | Agenda | 935356130 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Dwight C. Schar | Management | For | For | ||||||||||
1B. | Election of Director: C.E. Andrews | Management | For | For | ||||||||||
1C. | Election of Director: Sallie B. Bailey | Management | For | For | ||||||||||
1D. | Election of Director: Thomas D. Eckert | Management | For | For | ||||||||||
1E. | Election of Director: Alfred E. Festa | Management | For | For | ||||||||||
1F. | Election of Director: Manuel H. Johnson | Management | For | For | ||||||||||
1G. | Election of Director: Alexandra A. Jung | Management | For | For | ||||||||||
1H. | Election of Director: Mel Martinez | Management | For | For | ||||||||||
1I. | Election of Director: William A. Moran | Management | For | For | ||||||||||
1J. | Election of Director: David A. Preiser | Management | For | For | ||||||||||
1K. | Election of Director: W. Grady Rosier | Management | For | For | ||||||||||
1L. | Election of Director: Susan Williamson Ross | Management | For | For | ||||||||||
2. | Ratification of appointment of KPMG LLP as independent auditor for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
GRAY TELEVISION, INC. | ||||||||||||||
Security | 389375205 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GTNA | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US3893752051 | Agenda | 935356217 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Hilton H. Howell, Jr. | For | For | |||||||||||
2 | Howell W. Newton | For | For | |||||||||||
3 | Richard L. Boger | For | For | |||||||||||
4 | T. L. Elder | For | For | |||||||||||
5 | Luis A. Garcia | For | For | |||||||||||
6 | Richard B. Hare | For | For | |||||||||||
7 | Robin R. Howell | For | For | |||||||||||
8 | Donald P. LaPlatney | For | For | |||||||||||
9 | Paul H. McTear | For | For | |||||||||||
10 | Sterling A Spainhour Jr | For | For | |||||||||||
2. | The ratification of the appointment of RSM US LLP as Gray Television, Inc.'s independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
GRAY TELEVISION, INC. | ||||||||||||||
Security | 389375106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GTN | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US3893751061 | Agenda | 935356217 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Hilton H. Howell, Jr. | For | For | |||||||||||
2 | Howell W. Newton | For | For | |||||||||||
3 | Richard L. Boger | For | For | |||||||||||
4 | T. L. Elder | For | For | |||||||||||
5 | Luis A. Garcia | For | For | |||||||||||
6 | Richard B. Hare | For | For | |||||||||||
7 | Robin R. Howell | For | For | |||||||||||
8 | Donald P. LaPlatney | For | For | |||||||||||
9 | Paul H. McTear | For | For | |||||||||||
10 | Sterling A Spainhour Jr | For | For | |||||||||||
2. | The ratification of the appointment of RSM US LLP as Gray Television, Inc.'s independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
CLEAR CHANNEL OUTDOOR HOLDINGS, INC. | ||||||||||||||
Security | 18453H106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CCO | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US18453H1068 | Agenda | 935359871 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | C. William Eccleshare | Withheld | Against | |||||||||||
2 | Lisa Hammitt | Withheld | Against | |||||||||||
3 | Mary Teresa Rainey | Withheld | Against | |||||||||||
2. | Approval of the advisory (non-binding) resolution on executive compensation. | Management | For | For | ||||||||||
3. | Approval of the adoption of the 2012 second amended and restated equity incentive plan. | Management | Against | Against | ||||||||||
4. | Ratification of Ernst & Young LLP as the independent accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
STRYKER CORPORATION | ||||||||||||||
Security | 863667101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SYK | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US8636671013 | Agenda | 935359972 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A) | Election of Director: Mary K. Brainerd | Management | For | For | ||||||||||
1B) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | ||||||||||
1C) | Election of Director: Srikant M. Datar, Ph.D. | Management | For | For | ||||||||||
1D) | Election of Director: Allan C. Golston (Lead Independent Director) | Management | For | For | ||||||||||
1E) | Election of Director: Kevin A. Lobo (Chair of the Board and Chief Executive Officer) | Management | For | For | ||||||||||
1F) | Election of Director: Sherilyn S. McCoy | Management | For | For | ||||||||||
1G) | Election of Director: Andrew K. Silvernail | Management | For | For | ||||||||||
1H) | Election of Director: Lisa M. Skeete Tatum | Management | For | For | ||||||||||
1I) | Election of Director: Ronda E. Stryker | Management | For | For | ||||||||||
1J) | Election of Director: Rajeev Suri | Management | For | For | ||||||||||
2. | Ratification of Appointment of our Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
4. | Shareholder Proposal Regarding Workforce Involvement in Corporate Governance. | Shareholder | Abstain | Against | ||||||||||
5. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For | ||||||||||
DANAHER CORPORATION | ||||||||||||||
Security | 235851102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DHR | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US2358511028 | Agenda | 935360292 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to hold office until the 2022 Annual Meeting: Rainer M. Blair | Management | For | For | ||||||||||
1B. | Election of Director to hold office until the 2022 Annual Meeting: Linda Hefner Filler | Management | For | For | ||||||||||
1C. | Election of Director to hold office until the 2022 Annual Meeting: Teri List | Management | For | For | ||||||||||
1D. | Election of Director to hold office until the 2022 Annual Meeting: Walter G. Lohr, Jr. | Management | For | For | ||||||||||
1E. | Election of Director to hold office until the 2022 Annual Meeting: Jessica L. Mega, MD | Management | For | For | ||||||||||
1F. | Election of Director to hold office until the 2022 Annual Meeting: Mitchell P. Rales | Management | For | For | ||||||||||
1G. | Election of Director to hold office until the 2022 Annual Meeting: Steven M. Rales | Management | For | For | ||||||||||
1H. | Election of Director to hold office until the 2022 Annual Meeting: Pardis C. Sabeti, MD | Management | For | For | ||||||||||
1I. | Election of Director to hold office until the 2022 Annual Meeting: John T. Schwieters | Management | For | For | ||||||||||
1J. | Election of Director to hold office until the 2022 Annual Meeting: Alan G. Spoon | Management | For | For | ||||||||||
1K. | Election of Director to hold office until the 2022 Annual Meeting: Raymond C. Stevens, Ph.D | Management | For | For | ||||||||||
1L. | Election of Director to hold office until the 2022 Annual Meeting: Elias A. Zerhouni, MD | Management | For | For | ||||||||||
2. | To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve on an advisory basis the Company's named executive officer compensation. | Management | For | For | ||||||||||
4. | To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10%. | Shareholder | Against | For | ||||||||||
WYNN RESORTS, LIMITED | ||||||||||||||
Security | 983134107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WYNN | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US9831341071 | Agenda | 935362335 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Betsy S. Atkins | For | For | |||||||||||
2 | Matthew O. Maddox | For | For | |||||||||||
3 | Philip G. Satre | For | For | |||||||||||
4 | Darnell O. Strom | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers as described in the proxy statement. | Management | For | For | ||||||||||
CHESAPEAKE UTILITIES CORPORATION | ||||||||||||||
Security | 165303108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CPK | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US1653031088 | Agenda | 935362842 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director for three-years term: Thomas P. Hill, Jr. | Management | For | For | ||||||||||
1B. | Election of Director for three-years term: Dennis S. Hudson, III | Management | For | For | ||||||||||
1C. | Election of Director for two-years term: Calvert A. Morgan, Jr. | Management | For | For | ||||||||||
2. | Cast a non-binding advisory vote to approve the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
3. | Cast a non-binding advisory vote to ratify the appointment of the Company's independent registered public accounting firm, Baker Tilly US, LLP. | Management | For | For | ||||||||||
SALEM MEDIA GROUP, INC. | ||||||||||||||
Security | 794093104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SALM | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US7940931048 | Agenda | 935363022 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Stuart W. Epperson | Management | For | For | ||||||||||
1B. | Election of Director: Edward G. Atsinger III | Management | For | For | ||||||||||
1C. | Election of Director: Richard A. Riddle (Independent Director) | Management | For | For | ||||||||||
1D. | Election of Director: Eric H. Halvorson (Independent Director) | Management | For | For | ||||||||||
1E. | Election of Director: Heather W. Grizzle | Management | For | For | ||||||||||
2. | Proposal to ratify the appointment of Crowe LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
GIBRALTAR INDUSTRIES, INC. | ||||||||||||||
Security | 374689107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ROCK | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US3746891072 | Agenda | 935382539 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mark G. Barberio | Management | For | For | ||||||||||
1B. | Election of Director: William T. Bosway | Management | For | For | ||||||||||
1C. | Election of Director: Craig A. Hindman | Management | For | For | ||||||||||
1D. | Election of Director: Gwendolyn G. Mizell | Management | For | For | ||||||||||
1E. | Election of Director: William P. Montague | Management | For | For | ||||||||||
1F. | Election of Director: Linda K. Myers | Management | For | For | ||||||||||
1G. | Election of Director: James B. Nish | Management | For | For | ||||||||||
1H. | Election of Director: Atlee Valentine Pope | Management | For | For | ||||||||||
1I. | Election of Director: Manish H. Shah | Management | For | For | ||||||||||
2. | Approval of an Amendment to the Company's Certificate of Incorporation of Gibraltar Industries, Inc. to increase the number of authorized shares of common stock from 50,000,000 to 100,000,000, and to correspondingly increase the total authorized shares of stock from 60,000,000 to 110,000,000. | Management | For | For | ||||||||||
3. | Advisory approval on the Company's executive compensation (Say- On-Pay). | Management | For | For | ||||||||||
4. | Ratification of Ernst & Young LLP as our Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
ALLIED MOTION TECHNOLOGIES INC. | ||||||||||||||
Security | 019330109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMOT | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US0193301092 | Agenda | 935387767 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: R. B. Engel | Management | For | For | ||||||||||
1B. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: R. D. Federico | Management | For | For | ||||||||||
1C. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: S. C. Finch | Management | For | For | ||||||||||
1D. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: J. J. Tanous | Management | For | For | ||||||||||
1E. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: N. R. Tzetzo | Management | For | For | ||||||||||
1F. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: R. S. Warzala | Management | For | For | ||||||||||
1G. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: M. R. Winter | Management | For | For | ||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2021. | Management | For | For | ||||||||||
LOOMIS AB | ||||||||||||||
Security | W5S50Y116 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||
ISIN | SE0014504817 | Agenda | 713747509 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 473175 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
1 | ELECTION OF CHAIRMAN OF THE MEETING: ALF GORANSSON | Non-Voting | ||||||||||||
2.A | ELECTION OF ONE OR TWO PERSON(S) TO APPROVE THE MINUTES: ELECTION OF ONE OR- TWO PERSON(S) TO APPROVE THE MINUTES | Non-Voting | ||||||||||||
2.B | ELECTION OF ONE OR TWO PERSON(S) TO APPROVE THE MINUTES: JACOB LUNDGREN- (SECOND SWEDISH NATIONAL PENSION FUND) | Non-Voting | ||||||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST: THE VOTING LIST PROPOSED TO BE- APPROVED IS THE VOTING LIST PREPARED BY EUROCLEAR SWEDEN AB ON BEHALF OF THE- COMPANY | Non-Voting | ||||||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
5 | DETERMINATION OF COMPLIANCE WITH THE RULES OF CONVOCATION | Non-Voting | ||||||||||||
6.A | PRESENTATION OF: THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND THE-CONSOLIDATED FINANCIAL STATEMENTS AND THE GROUP AUDITOR'S REPORT | Non-Voting | ||||||||||||
6.B | PRESENTATION OF: THE STATEMENT BY THE AUDITOR ON THE COMPLIANCE WITH THE- GUIDELINES FOR REMUNERATION TO GROUP MANAGEMENT APPLICABLE SINCE THE LAST- ANNUAL GENERAL MEETING | Non-Voting | ||||||||||||
7.A | RESOLUTIONS ON: RESOLUTION REGARDING ADOPTION OF THE STATEMENT OF INCOME AND THE BALANCE SHEET AND THE CONSOLIDATED STATEMENT OF INCOME AND THE CONSOLIDATED BALANCE SHEET AS PER DECEMBER 31, 2020 | Management | No Action | |||||||||||
7.B | RESOLUTION REGARDING APPROPRIATION OF THE COMPANY'S PROFIT ACCORDING TO THE ADOPTED BALANCE SHEET: SEK 6 PER SHARE | Management | No Action | |||||||||||
7.C | RESOLUTION REGARDING RECORD DATE FOR DIVIDEND | Management | No Action | |||||||||||
7.D.1 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: ALF GORANSSON (CHAIRMAN OF THE BOARD) | Management | No Action | |||||||||||
7.D.2 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: JEANETTE ALMBERG (BOARD MEMBER) | Management | No Action | |||||||||||
7.D.3 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: LARS BLECKO (BOARD MEMBER) | Management | No Action | |||||||||||
7.D.4 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: CECILIA DAUN WENNBORG (BOARD MEMBER) | Management | No Action | |||||||||||
7.D.5 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: JOHAN LUNDBERG (BOARD MEMBER) | Management | No Action | |||||||||||
7.D.6 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: JAN SVENSSON (BOARD MEMBER) | Management | No Action | |||||||||||
7.D.7 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: SOFIE NORDEN (BOARD MEMBER, EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||||
7.D.8 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: JASMINA PETROVIC (DEPUTY BOARD MEMBER, EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||||
7.D.9 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: INGRID BONDE (FORMER BOARD MEMBER, LEFT HER BOARD ASSIGNMENT IN CONNECTION WITH THE AGM 2020) | Management | No Action | |||||||||||
7D.10 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: JANNA ASTROM (FORMER DEPUTY BOARD MEMBER, EMPLOYEE REPRESENTATIVE, LEFT HER BOARD ASSIGNMENT IN MARCH 2020) | Management | No Action | |||||||||||
7D.11 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: PATRIK ANDERSSON (PRESIDENT AND FORMER BOARD MEMBER, LEFT HIS BOARD ASSIGNMENT IN CONNECTION WITH THE AGM 2020) | Management | No Action | |||||||||||
8 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS: SIX | Management | No Action | |||||||||||
9 | DETERMINATION OF FEES TO BOARD MEMBERS AND AUDITOR | Management | No Action | |||||||||||
10 | ELECTION OF BOARD MEMBERS AND CHAIRMAN OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF THE BOARD MEMBERS ALF GORANSSON, JEANETTE ALMBERG, LARS BLECKO, CECILIA DAUN WENNBORG AND JOHAN LUNDBERG, AND NEW ELECTION OF LIV FORHAUG, ALL FOR THE PERIOD UP TO AND INCLUDING THE ANNUAL GENERAL MEETING 2022, WITH ALF GORANSSON AS CHAIRMAN OF THE BOARD. JAN SVENSSON HAS DECLINED RE- ELECTION | Management | No Action | |||||||||||
11 | ELECTION OF AUDITOR: DELOITTE AB | Management | No Action | |||||||||||
12 | RESOLUTION ON APPROVAL OF REMUNERATION REPORT | Management | No Action | |||||||||||
13 | RESOLUTION ON GUIDELINES FOR REMUNERATION TO GROUP MANAGEMENT | Management | No Action | |||||||||||
14 | RESOLUTION ON THE IMPLEMENTATION OF A LONG-TERM SHARE-BASED INCENTIVE PROGRAM, INCLUDING HEDGING MEASURES THROUGH THE CONCLUSION OF A SHARE SWAP AGREEMENT | Management | No Action | |||||||||||
15 | RESOLUTION ON AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON REPURCHASE AND TRANSFER OF OWN SHARES | Management | No Action | |||||||||||
16 | RESOLUTION ON AMENDMENTS OF THE ARTICLES OF ASSOCIATION: NEW SECTION 11 BEING INCLUDED, THE ARTICLES OF ASSOCIATION SHALL ALSO BE RENUMBERED SO THAT THE CURRENT SECTION 11 BECOMES SECTION 12 AND THE CURRENT SECTION 12 BECOMES SECTION 13 | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
WOLVERINE WORLD WIDE, INC. | ||||||||||||||
Security | 978097103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WWW | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US9780971035 | Agenda | 935349743 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Roxane Divol | Management | For | For | ||||||||||
1B. | Election of Director: Brenda J. Lauderback | Management | For | For | ||||||||||
1C. | Election of Director: David W. McCreight | Management | For | For | ||||||||||
2. | An advisory resolution approving compensation for the Company's named executive officers. | Management | For | For | ||||||||||
3. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
4. | Proposal to approve of the Stock Incentive Plan of 2016 (as amended and restated). | Management | Against | Against | ||||||||||
THE MARCUS CORPORATION | ||||||||||||||
Security | 566330106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MCS | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US5663301068 | Agenda | 935351091 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Stephen H. Marcus | For | For | |||||||||||
2 | Gregory S. Marcus | For | For | |||||||||||
3 | Diane Marcus Gershowitz | For | For | |||||||||||
4 | Allan H. Selig | For | For | |||||||||||
5 | Timothy E. Hoeksema | For | For | |||||||||||
6 | Bruce J. Olson | For | For | |||||||||||
7 | Philip L. Milstein | For | For | |||||||||||
8 | Brian J. Stark | For | For | |||||||||||
9 | Katherine M. Gehl | For | For | |||||||||||
10 | David M. Baum | For | For | |||||||||||
2. | To approve the amendment and restatement of our 2004 Equity and Incentive Awards Plan. | Management | Against | Against | ||||||||||
3. | To approve, by advisory vote, the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | To ratify the selection of Deloitte & Touche LLP as our independent auditor for our fiscal year ending December 30, 2021. | Management | For | For | ||||||||||
AMETEK INC. | ||||||||||||||
Security | 031100100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AME | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US0311001004 | Agenda | 935352586 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director for three years term: Tod E. Carpenter | Management | For | For | ||||||||||
1B. | Election of Director for three years term: Karleen M. Oberton | Management | For | For | ||||||||||
2. | Approval, by advisory vote, of the compensation of AMETEK, Inc.'s named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
WIDEOPENWEST, INC. | ||||||||||||||
Security | 96758W101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WOW | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US96758W1018 | Agenda | 935355758 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Teresa Elder | Management | For | For | ||||||||||
1B. | Election of Director: Jeffrey Marcus | Management | For | For | ||||||||||
1C. | Election of Director: Phil Seskin | Management | For | For | ||||||||||
2. | Ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Approve, by non-binding advisory vote, the Company's executive compensation. | Management | For | For | ||||||||||
TREDEGAR CORPORATION | ||||||||||||||
Security | 894650100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TG | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US8946501009 | Agenda | 935356332 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: George C. Freeman, III | Management | For | For | ||||||||||
1.2 | Election of Director: John D. Gottwald | Management | For | For | ||||||||||
1.3 | Election of Director: William M. Gottwald | Management | For | For | ||||||||||
1.4 | Election of Director: Kenneth R. Newsome | Management | For | For | ||||||||||
1.5 | Election of Director: Gregory A. Pratt | Management | For | For | ||||||||||
1.6 | Election of Director: Thomas G. Snead, Jr. | Management | For | For | ||||||||||
1.7 | Election of Director: John M. Steitz | Management | For | For | ||||||||||
1.8 | Election of Director: Carl E. Tack, III | Management | For | For | ||||||||||
1.9 | Election of Director: Anne G. Waleski | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
3. | Advisory Vote on the Frequency of the Vote on Executive Compensation. | Management | 1 Year | For | ||||||||||
4. | Approval of the Tredegar Corporation Amended and Restated 2018 Equity Incentive Plan. | Management | Against | Against | ||||||||||
5. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
UNITED RENTALS, INC. | ||||||||||||||
Security | 911363109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | URI | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US9113631090 | Agenda | 935359782 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: José B. Alvarez | Management | For | For | ||||||||||
1B. | Election of Director: Marc A. Bruno | Management | For | For | ||||||||||
1C. | Election of Director: Matthew J. Flannery | Management | For | For | ||||||||||
1D. | Election of Director: Bobby J. Griffin | Management | For | For | ||||||||||
1E. | Election of Director: Kim Harris Jones | Management | For | For | ||||||||||
1F. | Election of Director: Terri L. Kelly | Management | For | For | ||||||||||
1G. | Election of Director: Michael J. Kneeland | Management | For | For | ||||||||||
1H. | Election of Director: Gracia C. Martore | Management | For | For | ||||||||||
1I. | Election of Director: Filippo Passerini | Management | For | For | ||||||||||
1J. | Election of Director: Donald C. Roof | Management | For | For | ||||||||||
1K. | Election of Director: Shiv Singh | Management | For | For | ||||||||||
2. | Ratification of Appointment of Public Accounting Firm. | Management | For | For | ||||||||||
3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||||
4. | Stockholder Proposal to Improve Shareholder Written Consent. | Shareholder | Against | For | ||||||||||
BOYD GAMING CORPORATION | ||||||||||||||
Security | 103304101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BYD | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US1033041013 | Agenda | 935359869 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John R. Bailey | For | For | |||||||||||
2 | Robert L. Boughner | For | For | |||||||||||
3 | William R. Boyd | For | For | |||||||||||
4 | William S. Boyd | For | For | |||||||||||
5 | Marianne Boyd Johnson | For | For | |||||||||||
6 | Keith E. Smith | For | For | |||||||||||
7 | Christine J. Spadafor | For | For | |||||||||||
8 | A. Randall Thoman | For | For | |||||||||||
9 | Peter M. Thomas | For | For | |||||||||||
10 | Paul W. Whetsell | For | For | |||||||||||
11 | Veronica J. Wilson | For | For | |||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
TEREX CORPORATION | ||||||||||||||
Security | 880779103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TEX | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US8807791038 | Agenda | 935361814 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | ELECTION OF DIRECTOR: Paula H.J. Cholmondeley | Management | For | For | ||||||||||
1B. | ELECTION OF DIRECTOR: Don DeFosset | Management | For | For | ||||||||||
1C. | ELECTION OF DIRECTOR: John L. Garrison Jr. | Management | For | For | ||||||||||
1D. | ELECTION OF DIRECTOR: Thomas J. Hansen | Management | For | For | ||||||||||
1E. | ELECTION OF DIRECTOR: Sandie O'Connor | Management | For | For | ||||||||||
1F. | ELECTION OF DIRECTOR: Christopher Rossi | Management | For | For | ||||||||||
1G. | ELECTION OF DIRECTOR: Andra Rush | Management | For | For | ||||||||||
1H. | ELECTION OF DIRECTOR: David A. Sachs | Management | For | For | ||||||||||
2. | To approve the compensation of the company's named executive officers. | Management | For | For | ||||||||||
3. | To approve an amendment to the Terex Corporation 2018 Omnibus Incentive Plan. | Management | Abstain | Against | ||||||||||
4. | To ratify the selection of KPMG LLP as the independent registered public accounting firm for the Company for 2021. | Management | For | For | ||||||||||
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. | ||||||||||||||
Security | G0464B107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ARGO | Meeting Date | 06-May-2021 | |||||||||||
ISIN | BMG0464B1072 | Agenda | 935361826 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director for a one-year term: Bernard C. Bailey | Management | For | For | ||||||||||
1B. | Election of Director for a one-year term: Thomas A. Bradley | Management | For | For | ||||||||||
1C. | Election of Director for a one-year term: Fred R. Donner | Management | For | For | ||||||||||
1D. | Election of Director for a one-year term: Anthony P. Latham | Management | For | For | ||||||||||
1E. | Election of Director for a one-year term: Dymphna A. Lehane | Management | For | For | ||||||||||
1F. | Election of Director for a one-year term: Samuel G. Liss | Management | For | For | ||||||||||
1G. | Election of Director for a one-year term: Carol A. McFate | Management | For | For | ||||||||||
1H. | Election of Director for a one-year term: Al-Noor Ramji | Management | For | For | ||||||||||
1I. | Election of Director for a one-year term: Kevin J. Rehnberg | Management | For | For | ||||||||||
2. | Approve, on an advisory, non-binding basis, the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
3. | Approve Ernst & Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2021 and refer the determination of its remuneration to the Audit Committee of the Board of Directors. | Management | For | For | ||||||||||
GCP APPLIED TECHNOLOGIES INC | ||||||||||||||
Security | 36164Y101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GCP | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US36164Y1010 | Agenda | 935362169 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Simon M. Bates | Management | For | For | ||||||||||
1.2 | Election of Director: Peter A. Feld | Management | For | For | ||||||||||
1.3 | Election of Director: Janet Plaut Giesselman | Management | For | For | ||||||||||
1.4 | Election of Director: Clay H. Kiefaber | Management | For | For | ||||||||||
1.5 | Election of Director: Armand F. Lauzon | Management | For | For | ||||||||||
1.6 | Election of Director: Marran H. Ogilvie | Management | For | For | ||||||||||
1.7 | Election of Director: Andrew M. Ross | Management | For | For | ||||||||||
1.8 | Election of Director: Linda J. Welty | Management | For | For | ||||||||||
1.9 | Election of Director: Robert H. Yanker | Management | For | For | ||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as GCP's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | To approve, on an advisory, non-binding basis, the compensation of GCP's named executive officers, as described in the accompanying proxy statement. | Management | For | For | ||||||||||
SOUTHWEST GAS HOLDINGS, INC. | ||||||||||||||
Security | 844895102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SWX | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US8448951025 | Agenda | 935363680 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert L. Boughner | For | For | |||||||||||
2 | José A. Cárdenas | For | For | |||||||||||
3 | Stephen C. Comer | For | For | |||||||||||
4 | John P. Hester | For | For | |||||||||||
5 | Jane Lewis-Raymond | For | For | |||||||||||
6 | Anne L. Mariucci | For | For | |||||||||||
7 | Michael J. Melarkey | For | For | |||||||||||
8 | A. Randall Thoman | For | For | |||||||||||
9 | Thomas A. Thomas | For | For | |||||||||||
10 | Leslie T. Thornton | For | For | |||||||||||
2. | To APPROVE, on a non-binding, advisory basis, the Company's Executive Compensation. | Management | For | For | ||||||||||
3. | To RATIFY the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2021. | Management | For | For | ||||||||||
TRACTOR SUPPLY COMPANY | ||||||||||||||
Security | 892356106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TSCO | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US8923561067 | Agenda | 935363731 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Cynthia T. Jamison | For | For | |||||||||||
2 | Joy Brown | For | For | |||||||||||
3 | Ricardo Cardenas | For | For | |||||||||||
4 | Denise L. Jackson | For | For | |||||||||||
5 | Thomas A. Kingsbury | For | For | |||||||||||
6 | Ramkumar Krishnan | For | For | |||||||||||
7 | Edna K. Morris | For | For | |||||||||||
8 | Mark J. Weikel | For | For | |||||||||||
9 | Harry A. Lawton III | For | For | |||||||||||
2. | To ratify the re-appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 25, 2021. | Management | For | For | ||||||||||
3. | Say on Pay - An advisory vote to approve executive compensation. | Management | For | For | ||||||||||
4. | Stockholder Proposal titled "Transition to Public Benefit Corporation". | Shareholder | Against | For | ||||||||||
GRAHAM HOLDINGS COMPANY | ||||||||||||||
Security | 384637104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GHC | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US3846371041 | Agenda | 935367614 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Tony Allen | For | For | |||||||||||
2 | Christopher C. Davis | For | For | |||||||||||
3 | Anne M. Mulcahy | For | For | |||||||||||
MUELLER INDUSTRIES, INC. | ||||||||||||||
Security | 624756102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MLI | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US6247561029 | Agenda | 935392845 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gregory L. Christopher | For | For | |||||||||||
2 | Elizabeth Donovan | For | For | |||||||||||
3 | Gennaro J. Fulvio | For | For | |||||||||||
4 | Gary S. Gladstein | For | For | |||||||||||
5 | Scott J. Goldman | For | For | |||||||||||
6 | John B. Hansen | For | For | |||||||||||
7 | Terry Hermanson | For | For | |||||||||||
8 | Charles P. Herzog, Jr. | For | For | |||||||||||
2. | Approve the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis by non-binding vote, executive compensation. | Management | For | For | ||||||||||
MACQUARIE INFRASTRUCTURE CORPORATION | ||||||||||||||
Security | 55608B105 | Meeting Type | Special | |||||||||||
Ticker Symbol | MIC | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US55608B1052 | Agenda | 935394407 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Merger Proposal: To adopt the agreement and plan of merger, dated as of March 30, 2021 (as it may be amended from time to time), by and among Macquarie Infrastructure Corporation, Macquarie Infrastructure Holdings, LLC, and Plum Merger Sub, Inc. | Management | For | For | ||||||||||
2. | Adjournment Proposal: To adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Proposal. | Management | For | For | ||||||||||
THE TIMKEN COMPANY | ||||||||||||||
Security | 887389104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TKR | Meeting Date | 07-May-2021 | |||||||||||
ISIN | US8873891043 | Agenda | 935346379 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Maria A. Crowe | For | For | |||||||||||
2 | Elizabeth A. Harrell | For | For | |||||||||||
3 | Richard G. Kyle | For | For | |||||||||||
4 | Sarah C. Lauber | For | For | |||||||||||
5 | John A. Luke, Jr. | For | For | |||||||||||
6 | Christopher L. Mapes | For | For | |||||||||||
7 | James F. Palmer | For | For | |||||||||||
8 | Ajita G. Rajendra | For | For | |||||||||||
9 | Frank C. Sullivan | For | For | |||||||||||
10 | John M. Timken, Jr. | For | For | |||||||||||
11 | Ward J. Timken, Jr. | For | For | |||||||||||
12 | Jacqueline F. Woods | For | For | |||||||||||
2. | Approval, on an advisory basis, of our named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
4. | Consideration of a shareholder proposal asking our Board of Directors to take the steps necessary to give holders in the aggregate of 10% of our outstanding common shares the power to call a special meeting of shareholders, if properly presented. | Shareholder | Against | For | ||||||||||
FRANKLIN ELECTRIC CO., INC. | ||||||||||||||
Security | 353514102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FELE | Meeting Date | 07-May-2021 | |||||||||||
ISIN | US3535141028 | Agenda | 935359314 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Elect the Director for term expiring at the 2024 Annual Meeting of Shareholders: Gregg C. Sengstack | Management | For | For | ||||||||||
1B. | Elect the Director for term expiring at the 2024 Annual Meeting of Shareholders: David M. Wathen | Management | For | For | ||||||||||
2. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
3. | Approve, on an advisory basis, the executive compensation of the Named Executive Officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
CMS ENERGY CORPORATION | ||||||||||||||
Security | 125896100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CMS | Meeting Date | 07-May-2021 | |||||||||||
ISIN | US1258961002 | Agenda | 935361597 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Jon E. Barfield | Management | For | For | ||||||||||
1b. | Election of Director: Deborah H. Butler | Management | For | For | ||||||||||
1c. | Election of Director: Kurt L. Darrow | Management | For | For | ||||||||||
1d. | Election of Director: William D. Harvey | Management | For | For | ||||||||||
1e. | Election of Director: Garrick J. Rochow | Management | For | For | ||||||||||
1f. | Election of Director: John G. Russell | Management | For | For | ||||||||||
1g. | Election of Director: Suzanne F. Shank | Management | For | For | ||||||||||
1h. | Election of Director: Myrna M. Soto | Management | For | For | ||||||||||
1i. | Election of Director: John G. Sznewajs | Management | For | For | ||||||||||
1j. | Election of Director: Ronald J. Tanski | Management | For | For | ||||||||||
1k. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||
2. | Approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
3. | Ratify the appointment of independent registered public accounting firm (PricewaterhouseCoopers LLP). | Management | For | For | ||||||||||
4. | Shareholder Proposal - Greenwashing Audit. | Shareholder | Abstain | Against | ||||||||||
CHINA TONTINE WINES GROUP LTD | ||||||||||||||
Security | G215A4107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 10-May-2021 | ||||||||||||
ISIN | BMG215A41075 | Agenda | 713856409 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0408/2021040801819.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0408/2021040801821.pdf | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
1 | TO RECEIVE AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS (THE ''DIRECTORS'') AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
2.A | TO RE-ELECT MR ZHANG HEBIN AS EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
2.B | TO RE-ELECT MR LAI CHI KEUNG, ALBERT AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
2.C | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | ||||||||||
3 | TO RE-APPOINT ZHONGHUI ANDA CPA LIMITED AS THE AUDITOR OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2021 AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
4 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH UNISSUED SHARES OF HKD 0.01 EACH IN THE SHARE CAPITAL OF THE COMPANY, THE AGGREGATE NUMBER OF WHICH SHALL NOT EXCEED 20% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE IN THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | Abstain | Against | ||||||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK THE COMPANY'S SHARES UP TO 10% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE IN THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | ||||||||||
6 | TO ADD THE NUMBER OF SHARES IN THE COMPANY BOUGHT BACK BY THE COMPANY UNDER RESOLUTION NO. 5 ABOVE TO THE GENERAL MANDATE GRANTED TO THE DIRECTORS UNDER RESOLUTION NO. 4 ABOVE | Management | Abstain | Against | ||||||||||
THE MIDDLEBY CORPORATION | ||||||||||||||
Security | 596278101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MIDD | Meeting Date | 10-May-2021 | |||||||||||
ISIN | US5962781010 | Agenda | 935367866 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Sarah Palisi Chapin | For | For | |||||||||||
2 | Timothy J. FitzGerald | For | For | |||||||||||
3 | Cathy L. McCarthy | For | For | |||||||||||
4 | John R. Miller III | For | For | |||||||||||
5 | Robert A. Nerbonne | For | For | |||||||||||
6 | Gordon O'Brien | For | For | |||||||||||
7 | Nassem Ziyad | For | For | |||||||||||
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Approval of the adoption of the Company's 2021 Long- Term Incentive Plan. | Management | For | For | ||||||||||
4. | Ratification of the selection of Ernst & Young LLP as the Company's independent public accountants for the current fiscal year ending January 1, 2022. | Management | For | For | ||||||||||
F.N.B. CORPORATION | ||||||||||||||
Security | 302520101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FNB | Meeting Date | 11-May-2021 | |||||||||||
ISIN | US3025201019 | Agenda | 935359302 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Pamela A. Bena | For | For | |||||||||||
2 | William B. Campbell | For | For | |||||||||||
3 | James D. Chiafullo | For | For | |||||||||||
4 | Vincent J. Delie, Jr. | For | For | |||||||||||
5 | Mary Jo Dively | For | For | |||||||||||
6 | Robert A. Hormell | For | For | |||||||||||
7 | David J. Malone | For | For | |||||||||||
8 | Frank C. Mencini | For | For | |||||||||||
9 | David L. Motley | For | For | |||||||||||
10 | Heidi A. Nicholas | For | For | |||||||||||
11 | John S. Stanik | For | For | |||||||||||
12 | William J. Strimbu | For | For | |||||||||||
2. | Advisory approval of the 2020 named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of appointment of Ernst & Young LLP as F.N.B.'s independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
STONERIDGE, INC. | ||||||||||||||
Security | 86183P102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SRI | Meeting Date | 11-May-2021 | |||||||||||
ISIN | US86183P1021 | Agenda | 935366674 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jonathan B. DeGaynor | For | For | |||||||||||
2 | Jeffrey P. Draime | For | For | |||||||||||
3 | Douglas C. Jacobs | For | For | |||||||||||
4 | Ira C. Kaplan | For | For | |||||||||||
5 | Kim Korth | For | For | |||||||||||
6 | William M. Lasky | For | For | |||||||||||
7 | George S. Mayes, Jr. | For | For | |||||||||||
8 | Paul J. Schlather | For | For | |||||||||||
9 | Frank S. Sklarsky | For | For | |||||||||||
2. | Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Approval, on advisory basis, of the 2020 compensation of the Company's named executive officers. | Management | For | For | ||||||||||
4. | Approval of the Company's Annual Incentive Plan. | Management | For | For | ||||||||||
LAWSON PRODUCTS, INC. | ||||||||||||||
Security | 520776105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LAWS | Meeting Date | 11-May-2021 | |||||||||||
ISIN | US5207761058 | Agenda | 935368010 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Andrew B. Albert | For | For | |||||||||||
2 | I. Steven Edelson | For | For | |||||||||||
3 | J. Bryan King | For | For | |||||||||||
4 | Bianca A. Rhodes | For | For | |||||||||||
2. | Ratification of the Appointment of BDO USA, LLP. | Management | For | For | ||||||||||
3. | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | For | For | ||||||||||
PNM RESOURCES, INC. | ||||||||||||||
Security | 69349H107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PNM | Meeting Date | 11-May-2021 | |||||||||||
ISIN | US69349H1077 | Agenda | 935369719 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Vicky A. Bailey | Management | For | For | ||||||||||
1B. | Election of Director: Norman P. Becker | Management | For | For | ||||||||||
1C. | Election of Director: Patricia K. Collawn | Management | For | For | ||||||||||
1D. | Election of Director: E. Renae Conley | Management | For | For | ||||||||||
1E. | Election of Director: Alan J. Fohrer | Management | For | For | ||||||||||
1F. | Election of Director: Sidney M. Gutierrez | Management | For | For | ||||||||||
1G. | Election of Director: James A. Hughes | Management | For | For | ||||||||||
1H. | Election of Director: Maureen T. Mullarkey | Management | For | For | ||||||||||
1I. | Election of Director: Donald K. Schwanz | Management | For | For | ||||||||||
2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Approve, on an advisory basis, the compensation of our named executive officers as disclosed in the 2021 proxy statement. | Management | For | For | ||||||||||
4. | Publish a report on costs and benefits of voluntary climate- related activities. | Shareholder | Abstain | Against | ||||||||||
MKS INSTRUMENTS, INC. | ||||||||||||||
Security | 55306N104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MKSI | Meeting Date | 11-May-2021 | |||||||||||
ISIN | US55306N1046 | Agenda | 935369846 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Rajeev Batra | For | For | |||||||||||
2 | Gerald G. Colella | For | For | |||||||||||
3 | Elizabeth A. Mora | For | For | |||||||||||
2. | The approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||||
3. | The ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
ICU MEDICAL, INC. | ||||||||||||||
Security | 44930G107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ICUI | Meeting Date | 11-May-2021 | |||||||||||
ISIN | US44930G1076 | Agenda | 935383276 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Vivek Jain | For | For | |||||||||||
2 | George A. Lopez, M.D. | For | For | |||||||||||
3 | Robert S. Swinney, M.D. | For | For | |||||||||||
4 | David C. Greenberg | For | For | |||||||||||
5 | Elisha W. Finney | For | For | |||||||||||
6 | David F. Hoffmeister | For | For | |||||||||||
7 | Donald M. Abbey | For | For | |||||||||||
2. | To ratify the selection of Deloitte & Touche LLP as auditors for the Company for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve named executive officer compensation on an advisory basis. | Management | For | For | ||||||||||
TYLER TECHNOLOGIES, INC. | ||||||||||||||
Security | 902252105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TYL | Meeting Date | 11-May-2021 | |||||||||||
ISIN | US9022521051 | Agenda | 935397388 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Glenn A. Carter | Management | For | For | ||||||||||
1B. | Election of Director: Brenda A. Cline | Management | For | For | ||||||||||
1C. | Election of Director: Ronnie D. Hawkins, Jr. | Management | For | For | ||||||||||
1D. | Election of Director: Mary L. Landrieu | Management | For | For | ||||||||||
1E. | Election of Director: John S. Marr, Jr. | Management | For | For | ||||||||||
1F. | Election of Director: H. Lynn Moore, Jr. | Management | For | For | ||||||||||
1G. | Election of Director: Daniel M. Pope | Management | For | For | ||||||||||
1H. | Election of Director: Dustin R. Womble | Management | For | For | ||||||||||
2. | Ratification of Ernst & Young LLP as independent auditors. | Management | For | For | ||||||||||
3. | Approval of an advisory resolution on executive compensation. | Management | For | For | ||||||||||
INSPIRED ENTERTAINMENT, INC. | ||||||||||||||
Security | 45782N108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | INSE | Meeting Date | 11-May-2021 | |||||||||||
ISIN | US45782N1081 | Agenda | 935403547 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | A. Lorne Weil | For | For | |||||||||||
2 | Michael R. Chambrello | For | For | |||||||||||
3 | Ira H. Raphaelson | For | For | |||||||||||
4 | Desirée G. Rogers | For | For | |||||||||||
5 | Steven M. Saferin | For | For | |||||||||||
6 | Katja Tautscher | For | For | |||||||||||
7 | John M. Vandemore | For | For | |||||||||||
2. | To approve the adoption of the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
3. | To ratify the appointment of Marcum LLP as the independent auditor of the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
IRISH CONTINENTAL GROUP PLC | ||||||||||||||
Security | G49406179 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||||
ISIN | IE00BLP58571 | Agenda | 713926876 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
1 | TO RECEIVE AND CONSIDER THE 2020 FI NANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON AND A REVIEW OF THE AFFAIRS OF THE COMPANY | Management | No Action | |||||||||||
2A | TO RE-APPOINT J. B. MCGUCKIAN AS A DIRECTOR | Management | No Action | |||||||||||
2B | TO RE-APPOINT E. ROTHWELL AS A DIRECTOR | Management | No Action | |||||||||||
2C | TO RE-APPOINT D. LEDWIDGE AS A DIRECTOR | Management | No Action | |||||||||||
2D | TO RE-APPOINT B O'KELLY AS A DIRECTOR | Management | No Action | |||||||||||
2E | TO RE-APPOINT J. SHEEHAN AS A DIRECTOR | Management | No Action | |||||||||||
2F | TO RE-APPOINT L. WILLIAMS AS A DIRECTOR | Management | No Action | |||||||||||
3 | TO APPROVE THE APPOINTMENT OF KPMG AS STATUTORY AUDITOR OF THE COMPANY | Management | No Action | |||||||||||
4 | TO AUTHORISE THE DIRECTORS TO FI X THE AUDITORS REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2021 | Management | No Action | |||||||||||
5 | TO RECEIVE AND CONSIDER THE REPORT OF THE REMUNERATION COMMITTEE FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
6 | TO RECEIVE AND CONSIDER THE REMUNERATION POLICY | Management | No Action | |||||||||||
7 | GENERAL AUTHORITY TO ALLOT RELEVANT SECURITIES | Management | No Action | |||||||||||
8 | TO DISAPPLY STATUTORY PRE-EMPTION PROVISIONS IN SPECIFI ED CIRCUMSTANCES FOR UP TO 5% OF THE ISSUED SHARE CAPITAL | Management | No Action | |||||||||||
9 | TO DISAPPLY STATUTORY PRE-EMPTION PROVISIONS FOR UP TO AN ADDITIONAL 5% OF THE ISSUED SHARE CAPITAL IN CONNECTION WITH SPECIFI ED TRANSACTIONS | Management | No Action | |||||||||||
10 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | No Action | |||||||||||
11 | TO AUTHORISE THE COMPANY TO RE-ALLOT TREASURY SHARES | Management | No Action | |||||||||||
12 | AUTHORITY TO CONVENE CERTAIN GENERAL MEETINGS ON 14 DAYS NOTICE | Management | No Action | |||||||||||
CMMT | 26 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 2.F AND CHANGE IN RECORD DATE FROM 10 MAY 2021 TO 07 MAY-2021 AND ADDITION OF COMMENT AND DUE CHANGE IN NUMBERING FOR RESOLUTION 2.A-TO 2.F. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
CMMT | 19 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
ULTRA ELECTRONICS HOLDINGS PLC | ||||||||||||||
Security | G9187G103 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||||
ISIN | GB0009123323 | Agenda | 713932653 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE COMPANY'S ACCOUNTS, THE STRATEGIC REPORT AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
2 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE SUMMARY OF THE DIRECTORS' REMUNERATION POLICY) AS SET OUT ON PAGES 88 TO 101 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
3 | TO DECLARE A FINAL DIVIDEND FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 OF 41.5P PER ORDINARY SHARE, AS RECOMMENDED BY THE DIRECTORS, PAYABLE ON 14 MAY 2021 TO SHAREHOLDERS ON THE REGISTER OF MEMBERS OF THE COMPANY AT THE CLOSE OF BUSINESS ON 9 APRIL 2021 | Management | For | For | ||||||||||
4 | TO ELECT LT GEN (RET) K W HUNZEKER AS A DIRECTOR OF THE COMPANY, WHO HAVING BEEN APPOINTED SINCE THE LAST AGM, OFFERS HIMSELF FOR ELECTION IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
5 | TO RE-ELECT MR. M. BROADHURST AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
6 | TO RE-ELECT MS. G. GOPALAN AS DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
7 | TO RE-ELECT MS. V. HULL AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
8 | TO RE-ELECT MR. S. PRYCE AS DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
9 | TO RE-ELECT MR. W. A. RICE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
10 | TO RE-ELECT MR. M. J. SCLATER AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
11 | TO RE-ELECT MR. D. J. SHOOK AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
12 | TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S AUDITOR TO HOLD OFFICE FROM THE CONCLUSION OF THE AGM UNTIL THE CONCLUSION OF THE NEXT AGM AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||||
13 | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||
14 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
15 | AUTHORITY TO DIS-APPLY PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||||
16 | ADDITIONAL AUTHORITY TO DIS-APPLY PRE- EMPTION RIGHTS | Management | Abstain | Against | ||||||||||
17 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||||
18 | THAT A GENERAL MEETING, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
PENSKE AUTOMOTIVE GROUP, INC. | ||||||||||||||
Security | 70959W103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PAG | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US70959W1036 | Agenda | 935359249 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: John D. Barr | Management | For | For | ||||||||||
1B. | Election of Director: Lisa Davis | Management | For | For | ||||||||||
1C. | Election of Director: Wolfgang Dürheimer | Management | For | For | ||||||||||
1D. | Election of Director: Michael R. Eisenson | Management | For | For | ||||||||||
1E. | Election of Director: Robert H. Kurnick, Jr. | Management | For | For | ||||||||||
1F. | Election of Director: Kimberly J. McWaters | Management | For | For | ||||||||||
1G. | Election of Director: Greg Penske | Management | For | For | ||||||||||
1H. | Election of Director: Roger S. Penske | Management | For | For | ||||||||||
1I. | Election of Director: Sandra E. Pierce | Management | For | For | ||||||||||
1J. | Election of Director: Greg C. Smith | Management | For | For | ||||||||||
1K. | Election of Director: Ronald G. Steinhart | Management | For | For | ||||||||||
1L. | Election of Director: H. Brian Thompson | Management | For | For | ||||||||||
1M. | Election of Director: Masashi Yamanaka | Management | For | For | ||||||||||
2. | Ratification of the selection of Deloitte & Touche LLP as the Company's independent auditing firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Approval, by non-binding vote, of executive compensation. | Management | For | For | ||||||||||
IDEX CORPORATION | ||||||||||||||
Security | 45167R104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IEX | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US45167R1041 | Agenda | 935361484 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director for a term of three years: WILLIAM M. COOK | Management | For | For | ||||||||||
1B. | Election of Director for a term of three years: MARK A. BUTHMAN | Management | For | For | ||||||||||
1C. | Election of Director for a term of three years: LAKECIA N. GUNTER | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered accounting firm for 2021. | Management | For | For | ||||||||||
HYSTER-YALE MATERIALS HANDLING,INC. | ||||||||||||||
Security | 449172105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HY | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US4491721050 | Agenda | 935365610 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: James B. Bemowski | Management | For | For | ||||||||||
1B. | Election of Director: J.C. Butler, Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Carolyn Corvi | Management | For | For | ||||||||||
1D. | Election of Director: Edward T. Eliopoulos | Management | For | For | ||||||||||
1E. | Election of Director: John P. Jumper | Management | For | For | ||||||||||
1F. | Election of Director: Dennis W. LaBarre | Management | For | For | ||||||||||
1G. | Election of Director: H. Vincent Poor | Management | For | For | ||||||||||
1H. | Election of Director: Alfred M. Rankin, Jr. | Management | For | For | ||||||||||
1I. | Election of Director: Claiborne R. Rankin | Management | For | For | ||||||||||
1J. | Election of Director: Britton T. Taplin | Management | For | For | ||||||||||
1K. | Election of Director: David B.H. Williams | Management | For | For | ||||||||||
1L. | Election of Director: Eugene Wong | Management | For | For | ||||||||||
2. | To approve on an advisory basis the Company's Named Executive Officer compensation. | Management | For | For | ||||||||||
3. | To confirm the appointment of Ernst & Young LLP, as the independent registered public accounting firm for the Company. | Management | For | For | ||||||||||
PULTEGROUP, INC. | ||||||||||||||
Security | 745867101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PHM | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US7458671010 | Agenda | 935365646 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Brian P. Anderson | Management | For | For | ||||||||||
1B. | Election of Director: Bryce Blair | Management | For | For | ||||||||||
1C. | Election of Director: Richard W. Dreiling | Management | For | For | ||||||||||
1D. | Election of Director: Thomas J. Folliard | Management | For | For | ||||||||||
1E. | Election of Director: Cheryl W. Grisé | Management | For | For | ||||||||||
1F. | Election of Director: André J. Hawaux | Management | For | For | ||||||||||
1G. | Election of Director: J. Phillip Holloman | Management | For | For | ||||||||||
1H. | Election of Director: Ryan R. Marshall | Management | For | For | ||||||||||
1I. | Election of Director: John R. Peshkin | Management | For | For | ||||||||||
1J. | Election of Director: Scott F. Powers | Management | For | For | ||||||||||
1K. | Election of Director: Lila Snyder | Management | For | For | ||||||||||
2. | Ratification of appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Say-on-pay: Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
MACQUARIE INFRASTRUCTURE CORPORATION | ||||||||||||||
Security | 55608B105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MIC | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US55608B1052 | Agenda | 935366509 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Amanda Brock | Management | For | For | ||||||||||
1B. | Election of Director: Norman H. Brown, Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Christopher Frost | Management | For | For | ||||||||||
1D. | Election of Director: Maria Jelescu-Dreyfus | Management | For | For | ||||||||||
1E. | Election of Director: Ronald Kirk | Management | For | For | ||||||||||
1F. | Election of Director: H.E. (Jack) Lentz | Management | For | For | ||||||||||
1G. | Election of Director: Ouma Sananikone | Management | For | For | ||||||||||
2. | The ratification of the selection of KPMG LLP as our independent auditor for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | The approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||||
DRIL-QUIP, INC. | ||||||||||||||
Security | 262037104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DRQ | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US2620371045 | Agenda | 935367652 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Steven L. Newman | Management | For | For | ||||||||||
1.2 | Election of Director: Amy B. Schwetz | Management | For | For | ||||||||||
2. | Approval of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve compensation of the Company's named executive officers. | Management | For | For | ||||||||||
4. | Amendment of 2017 Omnibus Incentive Plan of Dril-Quip, Inc. to increase the number of shares authorized for issuance. | Management | For | For | ||||||||||
IRIDIUM COMMUNICATIONS INC. | ||||||||||||||
Security | 46269C102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IRDM | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US46269C1027 | Agenda | 935368971 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert H. Niehaus | For | For | |||||||||||
2 | Thomas C. Canfield | For | For | |||||||||||
3 | Matthew J. Desch | For | For | |||||||||||
4 | Thomas J. Fitzpatrick | For | For | |||||||||||
5 | L. Anthony Frazier | For | For | |||||||||||
6 | Jane L. Harman | For | For | |||||||||||
7 | Alvin B. Krongard | For | For | |||||||||||
8 | Suzanne E. McBride | For | For | |||||||||||
9 | Admiral Eric T. Olson | For | For | |||||||||||
10 | Steven B. Pfeiffer | For | For | |||||||||||
11 | Parker W. Rush | For | For | |||||||||||
12 | Henrik O. Schliemann | For | For | |||||||||||
13 | Barry J. West | For | For | |||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | To ratify the selection by the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
WATTS WATER TECHNOLOGIES, INC. | ||||||||||||||
Security | 942749102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WTS | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US9427491025 | Agenda | 935370281 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Christopher L. Conway | For | For | |||||||||||
2 | Michael J. Dubose | For | For | |||||||||||
3 | David A. Dunbar | For | For | |||||||||||
4 | Louise K. Goeser | For | For | |||||||||||
5 | Jes Munk Hansen | For | For | |||||||||||
6 | W. Craig Kissel | For | For | |||||||||||
7 | Joseph T. Noonan | For | For | |||||||||||
8 | Robert J. Pagano, Jr. | For | For | |||||||||||
9 | Merilee Raines | For | For | |||||||||||
10 | Joseph W. Reitmeier | For | For | |||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
COVETRUS, INC. | ||||||||||||||
Security | 22304C100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVET | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US22304C1009 | Agenda | 935373605 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Mark J. Manoff | For | For | |||||||||||
2 | Edward M. McNamara | For | For | |||||||||||
3 | Steven Paladino | For | For | |||||||||||
4 | Sandra Peterson | For | For | |||||||||||
2. | Ratification of the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve an amendment to our amended and restated certificate of incorporation to eliminate supermajority voting requirements. | Management | For | For | ||||||||||
4. | To approve, by a non-binding, advisory vote, the 2020 compensation paid to our named executive officers. | Management | For | For | ||||||||||
QUAKER HOUGHTON | ||||||||||||||
Security | 747316107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KWR | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US7473161070 | Agenda | 935374897 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Michael F. Barry | Management | For | For | ||||||||||
1B. | Election of Director: Charlotte C. Decker | Management | For | For | ||||||||||
1C. | Election of Director: Jeffry D. Frisby | Management | For | For | ||||||||||
1D. | Election of Director: Michael J. Shannon | Management | For | For | ||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
KINROSS GOLD CORPORATION | ||||||||||||||
Security | 496902404 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KGC | Meeting Date | 12-May-2021 | |||||||||||
ISIN | CA4969024047 | Agenda | 935378516 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Ian Atkinson | For | For | |||||||||||
2 | Kerry D. Dyte | For | For | |||||||||||
3 | Glenn A. Ives | For | For | |||||||||||
4 | Ave G. Lethbridge | For | For | |||||||||||
5 | Elizabeth D. McGregor | For | For | |||||||||||
6 | C. McLeod-Seltzer | For | For | |||||||||||
7 | Kelly J. Osborne | For | For | |||||||||||
8 | J. Paul Rollinson | For | For | |||||||||||
9 | David A. Scott | For | For | |||||||||||
2 | To approve the appointment of KPMG LLP, Chartered Accountants, as auditors of the Company for the ensuing year and to authorize the directors to fix their remuneration. | Management | For | For | ||||||||||
3 | To consider and, if thought fit, to pass, an ordinary resolution reconfirming the Shareholder Rights Plan. | Management | Against | Against | ||||||||||
4 | To consider, and, if deemed appropriate, to pass an advisory resolution on Kinross' approach to executive compensation. | Management | For | For | ||||||||||
TURQUOISE HILL RESOURCES LTD. | ||||||||||||||
Security | 900435207 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TRQ | Meeting Date | 12-May-2021 | |||||||||||
ISIN | CA9004352071 | Agenda | 935398328 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | George Burns | For | For | |||||||||||
2 | R. Peter Gillin | For | For | |||||||||||
3 | Alfred P. Grigg | For | For | |||||||||||
4 | Stephen Jones | For | For | |||||||||||
5 | Russel C. Robertson | For | For | |||||||||||
6 | Maryse Saint-Laurent | For | For | |||||||||||
7 | Steve Thibeault | For | For | |||||||||||
2 | To appoint KPMG LLP as auditors of the Corporation at a remuneration to be fixed by the board of directors. | Management | For | For | ||||||||||
3 | Non-binding advisory vote to accept the approach to executive compensation disclosed in the accompanying information circular. | Management | For | For | ||||||||||
HERC HOLDINGS INC. | ||||||||||||||
Security | 42704L104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HRI | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US42704L1044 | Agenda | 935355493 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to serve until the next Annual Meeting: Patrick D. Campbell | Management | For | For | ||||||||||
1B. | Election of Director to serve until the next Annual Meeting: Lawrence H. Silber | Management | For | For | ||||||||||
1C. | Election of Director to serve until the next Annual Meeting: James H. Browning | Management | For | For | ||||||||||
1D. | Election of Director to serve until the next Annual Meeting: Shari L. Burgess | Management | For | For | ||||||||||
1E. | Election of Director to serve until the next Annual Meeting: Jonathan Frates | Management | For | For | ||||||||||
1F. | Election of Director to serve until the next Annual Meeting: Jean K. Holley | Management | For | For | ||||||||||
1G. | Election of Director to serve until the next Annual Meeting: Jacob M. Katz | Management | For | For | ||||||||||
1H. | Election of Director to serve until the next Annual Meeting: Michael A. Kelly | Management | For | For | ||||||||||
�� | 1I. | Election of Director to serve until the next Annual Meeting: Andrew N. Langham | Management | For | For | |||||||||
1J. | Election of Director to serve until the next Annual Meeting: Mary Pat Salomone | Management | For | For | ||||||||||
1K. | Election of Director to serve until the next Annual Meeting: Andrew J. Teno | Management | For | For | ||||||||||
2. | Approval, by a non-binding advisory vote, of the named executive officers' compensation. | Management | For | For | ||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
O'REILLY AUTOMOTIVE, INC. | ||||||||||||||
Security | 67103H107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ORLY | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US67103H1077 | Agenda | 935362121 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: David O'Reilly | Management | For | For | ||||||||||
1B. | Election of Director: Larry O'Reilly | Management | For | For | ||||||||||
1C. | Election of Director: Greg Henslee | Management | For | For | ||||||||||
1D. | Election of Director: Jay D. Burchfield | Management | For | For | ||||||||||
1E. | Election of Director: Thomas T. Hendrickson | Management | For | For | ||||||||||
1F. | Election of Director: John R. Murphy | Management | For | For | ||||||||||
1G. | Election of Director: Dana M. Perlman | Management | For | For | ||||||||||
1H. | Election of Director: Maria A. Sastre | Management | For | For | ||||||||||
1I. | Election of Director: Andrea M. Weiss | Management | For | For | ||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification of appointment of Ernst & Young LLP, as independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
4. | Shareholder proposal entitled "Improve Our Catch-22 Proxy Access." | Shareholder | Abstain | Against | ||||||||||
COVANTA HOLDING CORPORATION | ||||||||||||||
Security | 22282E102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVA | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US22282E1029 | Agenda | 935363262 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David M. Barse | For | For | |||||||||||
2 | Ronald J. Broglio | For | For | |||||||||||
3 | Peter C.B. Bynoe | For | For | |||||||||||
4 | Linda J. Fisher | For | For | |||||||||||
5 | Joseph M. Holsten | For | For | |||||||||||
6 | Owen Michaelson | For | For | |||||||||||
7 | Danielle Pletka | For | For | |||||||||||
8 | Michael W. Ranger | For | For | |||||||||||
9 | Robert S. Silberman | For | For | |||||||||||
10 | Jean Smith | For | For | |||||||||||
11 | Samuel Zell | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Covanta Holding Corporation's independent registered public accountants for the 2021 fiscal year. | Management | For | For | ||||||||||
3. | An advisory vote on executive compensation. | Management | For | For | ||||||||||
ALBANY INTERNATIONAL CORP. | ||||||||||||||
Security | 012348108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AIN | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US0123481089 | Agenda | 935364000 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Christine L. Standish | For | For | |||||||||||
2 | Erland E. Kailbourne | For | For | |||||||||||
3 | John R. Scannell | For | For | |||||||||||
4 | Katharine L. Plourde | For | For | |||||||||||
5 | A. William Higgins | For | For | |||||||||||
6 | Kenneth W Krueger | For | For | |||||||||||
7 | Lee C. Wortham | For | For | |||||||||||
8 | Mark J. Murphy | For | For | |||||||||||
9 | J. Michael McQuade | For | For | |||||||||||
2. | Ratify the Appointment of KPMG LLP as our independent auditor. | Management | For | For | ||||||||||
3. | To approve, by non-binding vote, executive compensation. | Management | For | For | ||||||||||
VERIZON COMMUNICATIONS INC. | ||||||||||||||
Security | 92343V104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VZ | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US92343V1044 | Agenda | 935364846 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Shellye L. Archambeau | Management | For | For | ||||||||||
1b. | Election of Director: Roxanne S. Austin | Management | For | For | ||||||||||
1c. | Election of Director: Mark T. Bertolini | Management | For | For | ||||||||||
1d. | Election of Director: Melanie L. Healey | Management | For | For | ||||||||||
1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | ||||||||||
1f. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||||
1g. | Election of Director: Rodney E. Slater | Management | For | For | ||||||||||
1h. | Election of Director: Hans E. Vestberg | Management | For | For | ||||||||||
1i. | Election of Director: Gregory G. Weaver | Management | For | For | ||||||||||
2 | Advisory Vote to Approve Executive Compensation | Management | For | For | ||||||||||
3 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||||||
4 | Shareholder Action by Written Consent | Shareholder | Against | For | ||||||||||
5 | Amend Clawback Policy | Shareholder | Abstain | Against | ||||||||||
6 | Shareholder Ratification of Annual Equity Awards | Shareholder | Abstain | Against | ||||||||||
CTS CORPORATION | ||||||||||||||
Security | 126501105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CTS | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US1265011056 | Agenda | 935366903 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | D. M. Costello | For | For | |||||||||||
2 | G. Hunter | For | For | |||||||||||
3 | W. S. Johnson | For | For | |||||||||||
4 | Y.J. Li | For | For | |||||||||||
5 | K. O'Sullivan | For | For | |||||||||||
6 | R. A. Profusek | For | For | |||||||||||
7 | A. G. Zulueta | For | For | |||||||||||
2. | Approval, on an advisory basis, of the compensation of CTS' named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Grant Thornton LLP as CTS' independent auditor for 2021. | Management | For | For | ||||||||||
HENRY SCHEIN, INC. | ||||||||||||||
Security | 806407102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HSIC | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US8064071025 | Agenda | 935367044 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mohamad Ali | Management | For | For | ||||||||||
1B. | Election of Director: Barry J. Alperin | Management | For | For | ||||||||||
1C. | Election of Director: Gerald A. Benjamin | Management | For | For | ||||||||||
1D. | Election of Director: Stanley M. Bergman | Management | For | For | ||||||||||
1E. | Election of Director: James P. Breslawski | Management | For | For | ||||||||||
1F. | Election of Director: Deborah Derby | Management | For | For | ||||||||||
1G. | Election of Director: Joseph L. Herring | Management | For | For | ||||||||||
1H. | Election of Director: Kurt P. Kuehn | Management | For | For | ||||||||||
1I. | Election of Director: Philip A. Laskawy | Management | For | For | ||||||||||
1J. | Election of Director: Anne H. Margulies | Management | For | For | ||||||||||
1K. | Election of Director: Mark E. Mlotek | Management | For | For | ||||||||||
1L. | Election of Director: Steven Paladino | Management | For | For | ||||||||||
1M. | Election of Director: Carol Raphael | Management | For | For | ||||||||||
1N. | Election of Director: E. Dianne Rekow, DDS, Ph.D. | Management | For | For | ||||||||||
1O. | Election of Director: Bradley T. Sheares, Ph.D. | Management | For | For | ||||||||||
1P. | Election of Director: Reed V. Tuckson, M.D., FACP | Management | For | For | ||||||||||
2. | Proposal to approve, by non-binding vote, the 2020 compensation paid to the Company's Named Executive Officers. | Management | For | For | ||||||||||
3. | Proposal to ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 25, 2021. | Management | For | For | ||||||||||
LANDS' END, INC. | ||||||||||||||
Security | 51509F105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LE | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US51509F1057 | Agenda | 935367400 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert Galvin | For | For | |||||||||||
2 | Jerome Griffith | For | For | |||||||||||
3 | Elizabeth Leykum | For | For | |||||||||||
4 | Josephine Linden | For | For | |||||||||||
5 | John T. McClain | For | For | |||||||||||
6 | Maureen Mullen Murphy | For | For | |||||||||||
7 | Jignesh Patel | For | For | |||||||||||
8 | Jonah Staw | For | For | |||||||||||
2. | Advisory vote to approve the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
3. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
CHART INDUSTRIES, INC. | ||||||||||||||
Security | 16115Q308 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GTLS | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US16115Q3083 | Agenda | 935370469 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Carey Chen | For | For | |||||||||||
2 | Jillian C. Evanko | For | For | |||||||||||
3 | Steven W. Krablin | For | For | |||||||||||
4 | Singleton B. McAllister | For | For | |||||||||||
5 | Michael L. Molinini | For | For | |||||||||||
6 | David M. Sagehorn | For | For | |||||||||||
2. | To ratify the selection of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Advisory vote on compensation of named executive officers. | Management | For | For | ||||||||||
AMPCO-PITTSBURGH CORPORATION | ||||||||||||||
Security | 032037103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AP | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US0320371034 | Agenda | 935377386 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Michael I. German | For | For | |||||||||||
2 | J. Brett McBrayer | For | For | |||||||||||
3 | Carl H Pforzheimer, III | For | For | |||||||||||
2. | To approve, in a non-binding, advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
3. | To approve the amendment and restatement of the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
4. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
RYMAN HOSPITALITY PROPERTIES, INC. | ||||||||||||||
Security | 78377T107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RHP | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US78377T1079 | Agenda | 935389812 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Rachna Bhasin | Management | For | For | ||||||||||
1B. | Election of Director: Alvin Bowles Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Christian Brickman | Management | For | For | ||||||||||
1D. | Election of Director: Fazal Merchant | Management | For | For | ||||||||||
1E. | Election of Director: Patrick Moore | Management | For | For | ||||||||||
1F. | Election of Director: Christine Pantoya | Management | For | For | ||||||||||
1G. | Election of Director: Robert Prather, Jr. | Management | For | For | ||||||||||
1H. | Election of Director: Colin Reed | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
TEAM, INC. | ||||||||||||||
Security | 878155100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TISI | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US8781551002 | Agenda | 935400793 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Amerino Gatti | For | For | |||||||||||
2 | Brian K. Ferraioli | For | For | |||||||||||
3 | Michael A. Lucas | For | For | |||||||||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Advisory vote on Named Executive Officer compensation. | Management | For | For | ||||||||||
4. | Approval of an amendment and restatement to the Team, Inc. 2018 Equity Incentive Plan. | Management | Against | Against | ||||||||||
CORE MOLDING TECHNOLOGIES, INC. | ||||||||||||||
Security | 218683100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CMT | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US2186831002 | Agenda | 935401567 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David L. Duvall | For | For | |||||||||||
2 | Thomas R. Cellitti | For | For | |||||||||||
3 | James F. Crowley | For | For | |||||||||||
4 | Ralph O. Hellmold | For | For | |||||||||||
5 | Matthew E. Jauchius | For | For | |||||||||||
6 | Sandra L. Kowaleski | For | For | |||||||||||
7 | Andrew O. Smith | For | For | |||||||||||
2. | To approve the Long-Term Equity Incentive Plan of Core Molding Technologies, Inc. | Management | For | For | ||||||||||
3. | An advisory vote on the compensation of the named executive officers. | Management | For | For | ||||||||||
4. | To ratify the appointment of Crowe, LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Management | For | For | ||||||||||
H&E EQUIPMENT SERVICES, INC. | ||||||||||||||
Security | 404030108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HEES | Meeting Date | 14-May-2021 | |||||||||||
ISIN | US4040301081 | Agenda | 935365898 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John M. Engquist | For | For | |||||||||||
2 | Bradley W. Barber | For | For | |||||||||||
3 | Paul N. Arnold | For | For | |||||||||||
4 | Gary W. Bagley | For | For | |||||||||||
5 | Bruce C. Bruckmann | For | For | |||||||||||
6 | Patrick L. Edsell | For | For | |||||||||||
7 | Thomas J. Galligan III | For | For | |||||||||||
8 | Lawrence C. Karlson | For | For | |||||||||||
9 | John T. Sawyer | For | For | |||||||||||
2. | Ratification of appointment of BDO USA, LLP as independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Advisory vote on Named Executive Officer compensation as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
STATE AUTO FINANCIAL CORPORATION | ||||||||||||||
Security | 855707105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STFC | Meeting Date | 14-May-2021 | |||||||||||
ISIN | US8557071052 | Agenda | 935369048 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Michael J. Fiorile | For | For | |||||||||||
2 | Michael E. LaRocco | For | For | |||||||||||
2. | Proposal to amend the Company's 1991 Employee Stock Purchase and Dividend Reinvestment Plan to add additional shares. | Management | For | For | ||||||||||
3. | Proposal to amend the Company's 2016 Outside Directors Restated Share Unit Plan to set the number of shares subject to the plan. | Management | For | For | ||||||||||
4. | Ratification of the selection of PricewaterhouseCoopers LLP as State Auto Financial Corporation's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
5. | Non-binding and advisory vote on the compensation of State Auto Financial Corporation's Named Executive Officers as disclosed in the Proxy Statement for the 2021 Annual Meeting of Shareholders. | Management | For | For | ||||||||||
TENNECO INC. | ||||||||||||||
Security | 880349105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TEN | Meeting Date | 14-May-2021 | |||||||||||
ISIN | US8803491054 | Agenda | 935372437 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Roy V. Armes | Management | For | For | ||||||||||
1B. | Election of Director: Thomas C. Freyman | Management | For | For | ||||||||||
1C. | Election of Director: Denise Gray | Management | For | For | ||||||||||
1D. | Election of Director: Brian J. Kesseler | Management | For | For | ||||||||||
1E. | Election of Director: Dennis J. Letham | Management | For | For | ||||||||||
1F. | Election of Director: James S. Metcalf | Management | For | For | ||||||||||
1G. | Election of Director: Aleksandra A. Miziolek | Management | For | For | ||||||||||
1H. | Election of Director: Charles K. Stevens, III | Management | For | For | ||||||||||
1I. | Election of Director: John S. Stroup | Management | For | For | ||||||||||
1J. | Election of Director: Jane L. Warner | Management | For | For | ||||||||||
2. | Ratify appointment of PricewaterhouseCoopers LLP as independent public accountants for 2021. | Management | For | For | ||||||||||
3. | Approve executive compensation in an advisory vote. | Management | For | For | ||||||||||
4. | Approve the Tenneco Inc. 2021 Long-Term Incentive Plan. | Management | For | For | ||||||||||
5. | Ratify the Section 382 Rights Agreement, dated as of April 15, 2020, between the Company and Equiniti Trust Company, as rights agent. | Management | For | For | ||||||||||
CALLON PETROLEUM COMPANY | ||||||||||||||
Security | 13123X508 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CPE | Meeting Date | 14-May-2021 | |||||||||||
ISIN | US13123X5086 | Agenda | 935388074 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Barbara J. Faulkenberry | For | For | |||||||||||
2 | L. Richard Flury | For | For | |||||||||||
3 | Joseph C. Gatto, Jr | For | For | |||||||||||
4 | F.A. Sevilla-Sacasa | For | For | |||||||||||
2. | The approval, by non-binding advisory vote, of the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | The ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
4. | The approval of an amendment to the Company's certificate of incorporation in the form attached to the accompanying Proxy Statement as Appendix B to increase the number of authorized shares of our common stock. | Management | For | For | ||||||||||
IAC/INTERACTIVECORP | ||||||||||||||
Security | 44891N109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IAC | Meeting Date | 14-May-2021 | |||||||||||
ISIN | US44891N1090 | Agenda | 935399495 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve amendments to the IAC restated certificate of incorporation that will effect the separation of IAC's Vimeo business from the remaining businesses of IAC through a series of transaction (referred to as the "Spin- off") by: Reclassifying each share of IAC par value $0.001 common stock into (i) one share of IAC par value $0.0001 common stock and (ii) 1/100th of a share of IAC par value $0.01 Series 1 mandatorily exchangeable preferred stock that will automatically exchange into a number of shares. | Management | For | For | ||||||||||
2. | To approve amendments to the IAC restated certificate of incorporation pursuant to which, following the Spin-off, IAC would renounce any interest or expectancy in certain corporate opportunities, which generally would have the effect that no officer or director of IAC who is also an officer or director of SpinCo will be liable to IAC or its stockholders for breach of any fiduciary duty by reason of the fact that any such individual directs a corporate opportunity to SpinCo instead of IAC. | Management | For | For | ||||||||||
3. | To approve one or more adjournments or postponements of the annual meeting, if necessary or appropriate, including to solicit additional proxies if there are not sufficient votes to approve the foregoing proposals. | Management | For | For | ||||||||||
4a. | Election of Director: Chelsea Clinton | Management | For | For | ||||||||||
4b. | Election of Director: Barry Diller | Management | For | For | ||||||||||
4c. | Election of Director: Michael D. Eisner | Management | For | For | ||||||||||
4d. | Election of Director: Bonnie S. Hammer | Management | For | For | ||||||||||
4e. | Election of Director: Victor A. Kaufman | Management | For | For | ||||||||||
4f. | Election of Director: Joseph Levin | Management | For | For | ||||||||||
4g. | Election of Director: Bryan Lourd (To be voted upon by the holders of Common Stock voting as a separate class) | Management | For | For | ||||||||||
4h. | Election of Director: Westley Moore | Management | For | For | ||||||||||
4i. | Election of Director: David Rosenblatt | Management | For | For | ||||||||||
4j. | Election of Director: Alan G. Spoon (To be voted upon by the holders of Common Stock voting as a separate class) | Management | For | For | ||||||||||
4k. | Election of Director: Alexander von Furstenberg | Management | For | For | ||||||||||
4l. | Election of Director: Richard F. Zannino (To be voted upon by the holders of Common Stock voting as a separate class) | Management | For | For | ||||||||||
5. | To ratify the appointment of Ernst & Young LLP as IAC's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
6. | To hold a non-binding advisory vote on IAC's executive compensation. | Management | For | For | ||||||||||
7. | To hold a non-binding advisory vote on the frequency of holding the advisory vote on executive compensation in the future. | Management | 3 Years | For | ||||||||||
AVID TECHNOLOGY, INC. | ||||||||||||||
Security | 05367P100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AVID | Meeting Date | 17-May-2021 | |||||||||||
ISIN | US05367P1003 | Agenda | 935372552 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to serve until the 2022 Annual Meeting: Christian A. Asmar | Management | For | For | ||||||||||
1B. | Election of Director to serve until the 2022 Annual Meeting: Elizabeth M. Daley | Management | For | For | ||||||||||
1C. | Election of Director to serve until the 2022 Annual Meeting: Nancy Hawthorne | Management | For | For | ||||||||||
1D. | Election of Director to serve until the 2022 Annual Meeting: Michelle Munson | Management | For | For | ||||||||||
1E. | Election of Director to serve until the 2022 Annual Meeting: Daniel B. Silvers | Management | For | For | ||||||||||
1F. | Election of Director to serve until the 2022 Annual Meeting: John P. Wallace | Management | For | For | ||||||||||
1G. | Election of Director to serve until the 2022 Annual Meeting: Peter M. Westley | Management | For | For | ||||||||||
2. | To ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||
3. | To approve an amendment to the Company's 2014 Stock Incentive Plan. | Management | Against | Against | ||||||||||
4. | To approve, by non-binding vote, executive compensation. | Management | For | For | ||||||||||
TELADOC HEALTH, INC. | ||||||||||||||
Security | 87918A105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TDOC | Meeting Date | 17-May-2021 | |||||||||||
ISIN | US87918A1051 | Agenda | 935377437 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director for a term of one year: Christopher Bischoff | Management | For | For | ||||||||||
1B. | Election of Director for a term of one year: Karen L. Daniel | Management | For | For | ||||||||||
1C. | Election of Director for a term of one year: Sandra L. Fenwick | Management | For | For | ||||||||||
1D. | Election of Director for a term of one year: William H. Frist, MD | Management | For | For | ||||||||||
1E. | Election of Director for a term of one year: Jason Gorevic | Management | For | For | ||||||||||
1F. | Election of Director for a term of one year: Catherine A. Jacobson | Management | For | For | ||||||||||
1G. | Election of Director for a term of one year: Thomas G. McKinley | Management | For | For | ||||||||||
1H. | Election of Director for a term of one year: Kenneth H. Paulus | Management | For | For | ||||||||||
1I. | Election of Director for a term of one year: David Shedlarz | Management | For | For | ||||||||||
1J. | Election of Director for a term of one year: Mark Douglas Smith, MD | Management | For | For | ||||||||||
1K. | Election of Director for a term of one year: David B. Snow, Jr. | Management | For | For | ||||||||||
2. | Approve, on an advisory basis, the compensation of Teladoc Health's named executive officers. | Management | For | For | ||||||||||
3. | Ratify the appointment of Ernst & Young LLP as Teladoc Health's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
CHEMED CORPORATION | ||||||||||||||
Security | 16359R103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CHE | Meeting Date | 17-May-2021 | |||||||||||
ISIN | US16359R1032 | Agenda | 935393481 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kevin J. McNamara | Management | For | For | ||||||||||
1B. | Election of Director: Ron DeLyons | Management | For | For | ||||||||||
1C. | Election of Director: Joel F. Gemunder | Management | For | For | ||||||||||
1D. | Election of Director: Patrick P. Grace | Management | For | For | ||||||||||
1E. | Election of Director: Christopher J. Heaney | Management | For | For | ||||||||||
1F. | Election of Director: Thomas C. Hutton | Management | For | For | ||||||||||
1G. | Election of Director: Andrea R. Lindell | Management | For | For | ||||||||||
1H. | Election of Director: Thomas P. Rice | Management | For | For | ||||||||||
1I. | Election of Director: Donald E. Saunders | Management | For | For | ||||||||||
1J. | Election of Director: George J. Walsh III | Management | For | For | ||||||||||
2. | Ratification of Audit Committee's selection of PricewaterhouseCoopers LLP as independent accountants for 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
4. | Stockholder proposal requesting a semi-annual report on (a) the Company's policies on political spending, and (b) political contributions made. | Shareholder | Abstain | Against | ||||||||||
FLUSHING FINANCIAL CORPORATION | ||||||||||||||
Security | 343873105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FFIC | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US3438731057 | Agenda | 935373922 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class B Director for a term expiring in 2024: Michael A. Azarian | Management | For | For | ||||||||||
1B. | Election of Class B Director for a term expiring in 2024: Steven J. D'Iorio | Management | For | For | ||||||||||
1C. | Election of Class B Director for a term expiring in 2024: Louis C. Grassi | Management | For | For | ||||||||||
1D. | Election of Class B Director for a term expiring in 2024: Sam S. Han | Management | For | For | ||||||||||
2. | Approve an amendment to the 2014 Omnibus Incentive Plan. | Management | For | For | ||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
4. | Ratification of appointment of BDO USA, LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
UNITED STATES CELLULAR CORPORATION | ||||||||||||||
Security | 911684108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | USM | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US9116841084 | Agenda | 935375027 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | J. S. Crowley | For | For | |||||||||||
2 | G. P. Josefowicz | For | For | |||||||||||
3 | C. D. Stewart | For | For | |||||||||||
2. | Ratify accountants for 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
SEALED AIR CORPORATION | ||||||||||||||
Security | 81211K100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SEE | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US81211K1007 | Agenda | 935377247 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Zubaid Ahmad | Management | For | For | ||||||||||
1B. | Election of Director: Françoise Colpron | Management | For | For | ||||||||||
1C. | Election of Director: Edward L. Doheny II | Management | For | For | ||||||||||
1D. | Election of Director: Michael P. Doss | Management | For | For | ||||||||||
1E. | Election of Director: Henry R. Keizer | Management | For | For | ||||||||||
1F. | Election of Director: Harry A. Lawton III | Management | For | For | ||||||||||
1G. | Election of Director: Neil Lustig | Management | For | For | ||||||||||
1H. | Election of Director: Suzanne B. Rowland | Management | For | For | ||||||||||
1I. | Election of Director: Jerry R. Whitaker | Management | For | For | ||||||||||
2. | Amendment and restatement of 2014 Omnibus Incentive Plan. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Sealed Air's independent auditor for the year ending December 31, 2021. | Management | For | For | ||||||||||
4. | Approval, as an advisory vote, of Sealed Air's 2020 executive compensation. | Management | For | For | ||||||||||
NUVASIVE, INC. | ||||||||||||||
Security | 670704105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NUVA | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US6707041058 | Agenda | 935377704 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Class II Director: Vickie L. Capps | Management | For | For | ||||||||||
1.2 | Election of Class II Director: John A. DeFord, Ph.D | Management | For | For | ||||||||||
1.3 | Election of Class II Director: R. Scott Huennekens | Management | For | For | ||||||||||
1.4 | Election of Class II Director: Siddhartha C. Kadia, Ph.D. | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Approval of a non-binding advisory resolution regarding the compensation of the Company's named executive officers for the fiscal year ended December 31, 2020. | Management | For | For | ||||||||||
ACCO BRANDS CORPORATION | ||||||||||||||
Security | 00081T108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ACCO | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US00081T1088 | Agenda | 935382399 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: James A. Buzzard | Management | For | For | ||||||||||
1B. | Election of Director: Kathleen S. Dvorak | Management | For | For | ||||||||||
1C. | Election of Director: Boris Elisman | Management | For | For | ||||||||||
1D. | Election of Director: Pradeep Jotwani | Management | For | For | ||||||||||
1E. | Election of Director: Robert J. Keller | Management | For | For | ||||||||||
1F. | Election of Director: Thomas Kroeger | Management | For | For | ||||||||||
1G. | Election of Director: Ron Lombardi | Management | For | For | ||||||||||
1H. | Election of Director: Graciela I. Monteagudo | Management | For | For | ||||||||||
1I. | Election of Director: E. Mark Rajkowski | Management | For | For | ||||||||||
2. | The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | The approval, by non-binding advisory vote, of the compensation of our named executive officers. | Management | For | For | ||||||||||
THE ST. JOE COMPANY | ||||||||||||||
Security | 790148100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JOE | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US7901481009 | Agenda | 935382705 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director for a one-year term of expiring at the 2022 Annual Meeting: Cesar L. Alvarez | Management | For | For | ||||||||||
1B. | Election of Director for a one-year term of expiring at the 2022 Annual Meeting: Bruce R. Berkowitz | Management | For | For | ||||||||||
1C. | Election of Director for a one-year term of expiring at the 2022 Annual Meeting: Howard S. Frank | Management | For | For | ||||||||||
1D. | Election of Director for a one-year term of expiring at the 2022 Annual Meeting: Jorge L. Gonzalez | Management | For | For | ||||||||||
1E. | Election of Director for a one-year term of expiring at the 2022 Annual Meeting: Thomas P. Murphy, Jr. | Management | For | For | ||||||||||
2. | Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
RUSH ENTERPRISES, INC. | ||||||||||||||
Security | 781846308 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RUSHB | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US7818463082 | Agenda | 935385698 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | W.M. Rusty Rush | For | For | |||||||||||
2 | Thomas A. Akin | For | For | |||||||||||
3 | James C. Underwood | For | For | |||||||||||
4 | Raymond J. Chess | For | For | |||||||||||
5 | William H. Cary | For | For | |||||||||||
6 | Dr. Kennon H. Guglielmo | For | For | |||||||||||
7 | Elaine Mendoza | For | For | |||||||||||
2. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting firm for the 2021 Fiscal Year. | Management | For | For | ||||||||||
BEL FUSE INC. | ||||||||||||||
Security | 077347201 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BELFA | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US0773472016 | Agenda | 935386208 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John F. Tweedy | No Action | ||||||||||||
2 | Mark B. Segall | No Action | ||||||||||||
3 | Eric Nowling | No Action | ||||||||||||
2. | With respect to the ratification of the designation of Grant Thornton LLP to audit Bel's books and accounts for 2021. | Management | No Action | |||||||||||
3. | With respect to the approval, on an advisory basis, of the executive compensation of Bel's named executive officers as described in the proxy statement. | Management | No Action | |||||||||||
NATIONAL PRESTO INDUSTRIES, INC. | ||||||||||||||
Security | 637215104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NPK | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US6372151042 | Agenda | 935400870 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Maryjo Cohen | For | For | |||||||||||
2. | To ratify the appointment of RSM US LLP as National Presto's independent registered public accounting firm for the fiscal year ending December 31, 2021 | Management | For | For | ||||||||||
UNITED-GUARDIAN, INC. | ||||||||||||||
Security | 910571108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UG | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US9105711082 | Agenda | 935401668 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ken Globus | For | For | |||||||||||
2 | Lawrence F. Maietta | For | For | |||||||||||
3 | Arthur M. Dresner | For | For | |||||||||||
4 | Andrew A. Boccone | For | For | |||||||||||
5 | S. Ari Papoulias | For | For | |||||||||||
2. | APPROVAL ON AN ADVISORY BASIS TO HOLD A VOTE EVERY YEAR ON THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
3. | APPROVAL ON AN ADVISORY BASIS, OF THE COMPENSATlON OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF BAKER TILLY US, LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||||||||
THOMASVILLE BANCSHARES, INC. | ||||||||||||||
Security | 884608100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | THVB | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US8846081003 | Agenda | 935410972 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Mills Herndon | For | For | |||||||||||
2 | Charles H. Hodges, III | For | For | |||||||||||
3 | Haile Parker McCollum | For | For | |||||||||||
4 | Dale R. Powell, Jr. | For | For | |||||||||||
2. | Proposal to ratify the appointment of Mauldin & Jenkins CPA, LLC as the Company's principal independent public accountant for the 2021 fiscal year. | Management | For | For | ||||||||||
QUIDEL CORPORATION | ||||||||||||||
Security | 74838J101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | QDEL | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US74838J1016 | Agenda | 935412750 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Douglas C. Bryant | For | For | |||||||||||
2 | Kenneth F. Buechler | For | For | |||||||||||
3 | Edward L. Michael | For | For | |||||||||||
4 | Kathy P. Ordoñez | For | For | |||||||||||
5 | Mary Lake Polan | For | For | |||||||||||
6 | Ann D. Rhoads | For | For | |||||||||||
7 | Charles P. Slacik | For | For | |||||||||||
8 | Matthew W. Strobeck | For | For | |||||||||||
9 | Kenneth J. Widder | For | For | |||||||||||
10 | Joseph D. Wilkins Jr. | For | For | |||||||||||
2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
MSA SAFETY INCORPORATED | ||||||||||||||
Security | 553498106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSA | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US5534981064 | Agenda | 935352663 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Sandra Phillips Rogers | For | For | |||||||||||
2 | John T. Ryan III | For | For | |||||||||||
2. | Selection of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
3. | To provide an advisory vote to approve the executive compensation of the Company's named executive officers. | Management | For | For | ||||||||||
MINERALS TECHNOLOGIES INC. | ||||||||||||||
Security | 603158106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MTX | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US6031581068 | Agenda | 935366698 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: John J. Carmola | Management | For | For | ||||||||||
1B. | Election of Director: Robert L. Clark, Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Marc E. Robinson | Management | For | For | ||||||||||
2. | Ratify the appointment of KPMG LLP as the independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
3. | Advisory vote to approve 2020 named executive officer compensation. | Management | For | For | ||||||||||
PZENA INVESTMENT MANAGEMENT, INC. | ||||||||||||||
Security | 74731Q103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PZN | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US74731Q1031 | Agenda | 935367133 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Richard S. Pzena | For | For | |||||||||||
2 | John P. Goetz | For | For | |||||||||||
3 | William L. Lipsey | For | For | |||||||||||
4 | Steven M. Galbraith | For | For | |||||||||||
5 | Joel M. Greenblatt | For | For | |||||||||||
6 | Richard P. Meyerowich | For | For | |||||||||||
7 | Charles D. Johnston | For | For | |||||||||||
8 | Shavar D. Jeffries | For | For | |||||||||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent auditors for our Company for our fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
ALIGN TECHNOLOGY, INC. | ||||||||||||||
Security | 016255101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ALGN | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US0162551016 | Agenda | 935371132 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kevin J. Dallas | Management | For | For | ||||||||||
1B. | Election of Director: Joseph M. Hogan | Management | For | For | ||||||||||
1C. | Election of Director: Joseph Lacob | Management | For | For | ||||||||||
1D. | Election of Director: C. Raymond Larkin, Jr. | Management | For | For | ||||||||||
1E. | Election of Director: George J. Morrow | Management | For | For | ||||||||||
1F. | Election of Director: Anne M. Myong | Management | For | For | ||||||||||
1G. | Election of Director: Andrea L. Saia | Management | For | For | ||||||||||
1H. | Election of Director: Greg J. Santora | Management | For | For | ||||||||||
1I. | Election of Director: Susan E. Siegel | Management | For | For | ||||||||||
1J. | Election of Director: Warren S. Thaler | Management | For | For | ||||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS: Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | BYLAW AMENDMENT: Ratify an Amendment of our Bylaws to designate Delaware and the District Courts of the United States as the Exclusive Forums for adjudication of certain disputes. | Management | For | For | ||||||||||
4. | APPROVAL OF AMENDED STOCK PLAN: Approve the Amendment and Restatement of our 2010 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
5. | ADVISORY VOTE ON NAMED EXECUTIVES COMPENSATION: Consider an Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | ||||||||||
TEJON RANCH CO. | ||||||||||||||
Security | 879080109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TRC | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US8790801091 | Agenda | 935373390 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Jean Fuller | Management | For | For | ||||||||||
1B. | Election of Director: Geoffrey L. Stack | Management | For | For | ||||||||||
1C. | Election of Director: Michael H. Winer | Management | For | For | ||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as the Company's Independent Registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
4. | Amendment to Restated Certificate of Incorporation to increase the number of authorized shares of our Common Stock. | Management | For | For | ||||||||||
THE BOSTON BEER COMPANY, INC. | ||||||||||||||
Security | 100557107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SAM | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US1005571070 | Agenda | 935375750 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Meghan V. Joyce | For | For | |||||||||||
2 | Michael Spillane | For | For | |||||||||||
3 | Jean-Michel Valette | For | For | |||||||||||
2. | Advisory vote to approve our Named Executive Officers' executive compensation. | Management | For | For | ||||||||||
DENNY'S CORPORATION | ||||||||||||||
Security | 24869P104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DENN | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US24869P1049 | Agenda | 935377425 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Bernadette S. Aulestia | Management | For | For | ||||||||||
1B. | Election of Director: Olu Beck | Management | For | For | ||||||||||
1C. | Election of Director: Gregg R. Dedrick | Management | For | For | ||||||||||
1D. | Election of Director: José M. Gutiérrez | Management | For | For | ||||||||||
1E. | Election of Director: Brenda J. Lauderback | Management | For | For | ||||||||||
1F. | Election of Director: John C. Miller | Management | For | For | ||||||||||
1G. | Election of Director: Donald C. Robinson | Management | For | For | ||||||||||
1H. | Election of Director: Laysha Ward | Management | For | For | ||||||||||
1I. | Election of Director: F. Mark Wolfinger | Management | For | For | ||||||||||
2. | A proposal to ratify the selection of KPMG LLP as the independent registered public accounting firm of Denny's Corporation and its subsidiaries for the fiscal year ending December 29, 2021. | Management | For | For | ||||||||||
3. | An advisory resolution to approve the executive compensation of the Company. | Management | For | For | ||||||||||
4. | A proposal to approve the Denny's Corporation 2021 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
THE SHYFT GROUP INC | ||||||||||||||
Security | 825698103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SHYF | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US8256981031 | Agenda | 935377817 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Daryl M. Adams | For | For | |||||||||||
2 | Thomas R. Clevinger | For | For | |||||||||||
3 | Paul A. Mascarenas | For | For | |||||||||||
2. | Vote on the ratification of the appointment of BDO USA, LLP as The Shyft Group's independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||
3. | Participate in an advisory vote to approve the compensation of our executives. | Management | For | For | ||||||||||
CONMED CORPORATION | ||||||||||||||
Security | 207410101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CNMD | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US2074101013 | Agenda | 935384002 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David Bronson | For | For | |||||||||||
2 | Brian P. Concannon | For | For | |||||||||||
3 | LaVerne Council | For | For | |||||||||||
4 | Charles M. Farkas | For | For | |||||||||||
5 | Martha Goldberg Aronson | For | For | |||||||||||
6 | Curt R. Hartman | For | For | |||||||||||
7 | Jerome J. Lande | For | For | |||||||||||
8 | B.J. Schwarzentraub | For | For | |||||||||||
9 | Mark E. Tryniski | For | For | |||||||||||
10 | Dr. John L. Workman | For | For | |||||||||||
2. | Ratification of appointment of Pricewaterhouse Coopers, LLP as the Company's Independent registered accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Advisory Vote on Named Executive Officer Compensation. | Management | For | For | ||||||||||
FULL HOUSE RESORTS, INC. | ||||||||||||||
Security | 359678109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FLL | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US3596781092 | Agenda | 935404828 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kenneth R. Adams | Management | For | For | ||||||||||
1B. | Election of Director: Carl G. Braunlich | Management | For | For | ||||||||||
1C. | Election of Director: Lewis A. Fanger | Management | For | For | ||||||||||
1D. | Election of Director: Eric J. Green | Management | For | For | ||||||||||
1E. | Election of Director: Michael A. Hartmeier | Management | For | For | ||||||||||
1F. | Election of Director: Daniel R. Lee | Management | For | For | ||||||||||
1G. | Election of Director: Kathleen Marshall | Management | For | For | ||||||||||
1H. | Election of Director: Michael P. Shaunnessy | Management | For | For | ||||||||||
2. | Approval of an amendment to our 2015 Equity Incentive Plan (the "2015 Plan") to increase the number of shares available for issuance under the 2015 Plan. | Management | Abstain | Against | ||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
4. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
BARINGS BDC, INC. | ||||||||||||||
Security | 06759L103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BBDC | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US06759L1035 | Agenda | 935375104 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class III Director to serve until the 2024 Annual Meeting: David Mihalick | Management | For | For | ||||||||||
1B. | Election of Class III Director to serve until the 2024 Annual Meeting: Thomas W. Okel | Management | For | For | ||||||||||
1C. | Election of Class III Director to serve until the 2024 Annual Meeting: Jill Olmstead | Management | For | For | ||||||||||
2. | To authorize the Company, with subsequent approval of its Board of Directors, to issue and sell shares of its common stock at a price below its then current net asset value per share in one or more offerings, subject to certain limitations (including, without limitation, that the number of shares does not exceed 30% of its then outstanding common stock immediately prior to each such offering). | Management | For | For | ||||||||||
LCI INDUSTRIES | ||||||||||||||
Security | 50189K103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LCII | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US50189K1034 | Agenda | 935375229 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to serve until the next Annual Meeting: James F. Gero | Management | For | For | ||||||||||
1B. | Election of Director to serve until the next Annual Meeting: Frank J. Crespo | Management | For | For | ||||||||||
1C. | Election of Director to serve until the next Annual Meeting: Brendan J. Deely | Management | For | For | ||||||||||
1D. | Election of Director to serve until the next Annual Meeting: Ronald J. Fenech | Management | For | For | ||||||||||
1E. | Election of Director to serve until the next Annual Meeting: Tracy D. Graham | Management | For | For | ||||||||||
1F. | Election of Director to serve until the next Annual Meeting: Virginia L. Henkels | Management | For | For | ||||||||||
1G. | Election of Director to serve until the next Annual Meeting: Jason D. Lippert | Management | For | For | ||||||||||
1H. | Election of Director to serve until the next Annual Meeting: Stephanie K. Mains | Management | For | For | ||||||||||
1I. | Election of Director to serve until the next Annual Meeting: Kieran M. O'Sullivan | Management | For | For | ||||||||||
1J. | Election of Director to serve until the next Annual Meeting: David A. Reed | Management | For | For | ||||||||||
1K. | Election of Director to serve until the next Annual Meeting: John A. Sirpilla | Management | For | For | ||||||||||
2. | To approve, in a non-binding advisory vote, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of KPMG LLP as independent auditor for the Company for the year ending December 31, 2021. | Management | For | For | ||||||||||
GENTEX CORPORATION | ||||||||||||||
Security | 371901109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GNTX | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US3719011096 | Agenda | 935380028 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ms. Leslie Brown | For | For | |||||||||||
2 | Mr. Steve Downing | For | For | |||||||||||
3 | Mr. Gary Goode | For | For | |||||||||||
4 | Mr. James Hollars | For | For | |||||||||||
5 | Mr. Richard Schaum | For | For | |||||||||||
6 | Ms. Kathleen Starkoff | For | For | |||||||||||
7 | Mr. Brian Walker | For | For | |||||||||||
8 | Mr. James Wallace | For | For | |||||||||||
9 | Dr. Ling Zang | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the Company's auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, compensation of the Company's named executive officers. | Management | For | For | ||||||||||
HARLEY-DAVIDSON, INC. | ||||||||||||||
Security | 412822108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HOG | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US4128221086 | Agenda | 935380484 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Troy Alstead | For | For | |||||||||||
2 | R. John Anderson | For | For | |||||||||||
3 | Michael J. Cave | For | For | |||||||||||
4 | James Farley, Jr. | For | For | |||||||||||
5 | Allan Golston | For | For | |||||||||||
6 | Sara L. Levinson | For | For | |||||||||||
7 | N. Thomas Linebarger | For | For | |||||||||||
8 | Maryrose T. Sylvester | For | For | |||||||||||
9 | Jochen Zeitz | For | For | |||||||||||
2. | To approve, by advisory vote, the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
3. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
FLOWSERVE CORPORATION | ||||||||||||||
Security | 34354P105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FLS | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US34354P1057 | Agenda | 935382589 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: R. Scott Rowe | Management | For | For | ||||||||||
1B. | Election of Director: Sujeet Chand | Management | For | For | ||||||||||
1C. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||||||
1D. | Election of Director: Gayla J. Delly | Management | For | For | ||||||||||
1E. | Election of Director: Roger L. Fix | Management | For | For | ||||||||||
1F. | Election of Director: John R. Friedery | Management | For | For | ||||||||||
1G. | Election of Director: John L. Garrison | Management | For | For | ||||||||||
1H. | Election of Director: Michael C. McMurray | Management | For | For | ||||||||||
1I. | Election of Director: David E. Roberts | Management | For | For | ||||||||||
1J. | Election of Director: Carlyn R. Taylor | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent auditor for 2021. | Management | For | For | ||||||||||
4. | Management proposal to amend the Company's Restated Certificate of Incorporation to delete Article Tenth regarding supermajority approval of business combinations with certain interested parties. | Management | For | For | ||||||||||
DEXCOM, INC. | ||||||||||||||
Security | 252131107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DXCM | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US2521311074 | Agenda | 935383430 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Class I Director to hold office until 2024 Annual Meeting: Kevin R. Sayer | Management | For | For | ||||||||||
1.2 | Election of Class I Director to hold office until 2024 Annual Meeting: Nicholas Augustinos | Management | For | For | ||||||||||
1.3 | Election of Class I Director to hold office until 2024 Annual Meeting: Bridgette P. Heller | Management | For | For | ||||||||||
2. | To ratify the selection by the Audit Committee of our Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To hold a non-binding vote on an advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
4. | To approve the amendment and restatement of our Certificate of Incorporation to declassify our Board of Directors. | Management | For | For | ||||||||||
LAMAR ADVERTISING COMPANY | ||||||||||||||
Security | 512816109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LAMR | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US5128161099 | Agenda | 935383567 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Nancy Fletcher | For | For | |||||||||||
2 | John E. Koerner, III | For | For | |||||||||||
3 | Marshall A. Loeb | For | For | |||||||||||
4 | Stephen P. Mumblow | For | For | |||||||||||
5 | Thomas V. Reifenheiser | For | For | |||||||||||
6 | Anna Reilly | For | For | |||||||||||
7 | Kevin P. Reilly, Jr. | For | For | |||||||||||
8 | Wendell Reilly | For | For | |||||||||||
9 | Elizabeth Thompson | For | For | |||||||||||
2. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
SERITAGE GROWTH PROPERTIES | ||||||||||||||
Security | 81752R100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SRG | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US81752R1005 | Agenda | 935383947 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Class III Director to serve until the 2024 annual meeting: Edward S. Lampert | Management | For | For | ||||||||||
1.2 | Election of Class III Director to serve until the 2024 annual meeting: John T. McClain | Management | For | For | ||||||||||
1.3 | Election of Class III Director to serve until the 2024 annual meeting: Allison L. Thrush | Management | For | For | ||||||||||
2. | The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
3. | An advisory, non-binding resolution to approve the Company's executive compensation program for our named executive officers. | Management | For | For | ||||||||||
HOPE BANCORP INC | ||||||||||||||
Security | 43940T109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HOPE | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US43940T1097 | Agenda | 935418839 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kevin S. Kim | For | For | |||||||||||
2 | Scott Yoon-Suk Whang | For | For | |||||||||||
3 | Steven S. Koh | For | For | |||||||||||
4 | Donald D. Byun | For | For | |||||||||||
5 | Jinho Doo | For | For | |||||||||||
6 | Daisy Y. Ha | For | For | |||||||||||
7 | Joon Kyung Kim | For | For | |||||||||||
8 | William J. Lewis | For | For | |||||||||||
9 | David P. Malone | For | For | |||||||||||
10 | Dale S. Zuehls | For | For | |||||||||||
2. | Ratification of the appointment of Crowe LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Approval, on an advisory and nonbinding basis, of the compensation paid to the Company's 2020 Named Executive Officers (as identified in the Company's 2021 proxy statement). | Management | For | For | ||||||||||
THE HONGKONG AND SHANGHAI HOTELS, LTD | ||||||||||||||
Security | Y35518110 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 21-May-2021 | ||||||||||||
ISIN | HK0045000319 | Agenda | 713895134 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL- LINKS:https://www1.hkexnews.hk/listedco/listconews/seh k/2021/0413/202104130032-2.pdf AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0413/2021041300336.pdf | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||
1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
2.A | TO RE-ELECT DR THE HON. SIR DAVID KWOK PO LI AS DIRECTOR | Management | Abstain | Against | ||||||||||
2.B | TO RE-ELECT MR JOHN ANDREW HARRY LEIGH AS DIRECTOR | Management | For | For | ||||||||||
2.C | TO RE-ELECT MR NICHOLAS TIMOTHY JAMES COLFER AS DIRECTOR | Management | For | For | ||||||||||
2.D | TO RE-ELECT MS ADA KOON HANG TSE AS DIRECTOR | Management | For | For | ||||||||||
2.E | TO RE-ELECT MR JAMES LINDSAY LEWIS AS DIRECTOR | Management | For | For | ||||||||||
2.F | TO RE-ELECT MR PHILIP LAWRENCE KADOORIE AS DIRECTOR | Management | For | For | ||||||||||
2.G | TO RE-ELECT MR CHRISTOPHER SHIH MING IP AS DIRECTOR | Management | For | For | ||||||||||
3 | TO RE-APPOINT KPMG AS INDEPENDENT AUDITOR OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | ||||||||||
4 | TO GRANT A GENERAL MANDATE TO ISSUE NEW SHARES | Management | Abstain | Against | ||||||||||
5 | TO GRANT A GENERAL MANDATE FOR SHARE BUY- BACK | Management | For | For | ||||||||||
6 | TO ADD SHARES BOUGHT BACK TO THE GENERAL MANDATE TO ISSUE NEW SHARES IN RESOLUTION (4) | Management | Abstain | Against | ||||||||||
7 | TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN APPENDIX III TO THE CIRCULAR OF THE COMPANY DATED 14 APRIL 2021 AND THE ADOPTION OF THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||||
REPUBLIC SERVICES, INC. | ||||||||||||||
Security | 760759100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RSG | Meeting Date | 21-May-2021 | |||||||||||
ISIN | US7607591002 | Agenda | 935380775 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Manuel Kadre | Management | For | For | ||||||||||
1B. | Election of Director: Tomago Collins | Management | For | For | ||||||||||
1C. | Election of Director: Michael A. Duffy | Management | For | For | ||||||||||
1D. | Election of Director: Thomas W. Handley | Management | For | For | ||||||||||
1E. | Election of Director: Jennifer M. Kirk | Management | For | For | ||||||||||
1F. | Election of Director: Michael Larson | Management | For | For | ||||||||||
1G. | Election of Director: Kim S. Pegula | Management | For | For | ||||||||||
1H. | Election of Director: James P. Snee | Management | For | For | ||||||||||
1I. | Election of Director: Brian S. Tyler | Management | For | For | ||||||||||
1J. | Election of Director: Sandra M. Volpe | Management | For | For | ||||||||||
1K. | Election of Director: Katharine B. Weymouth | Management | For | For | ||||||||||
2. | Advisory vote to approve our named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
4. | Shareholder Proposal to incorporate ESG metrics into executive compensation. | Shareholder | Abstain | Against | ||||||||||
STANDARD MOTOR PRODUCTS, INC. | ||||||||||||||
Security | 853666105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SMP | Meeting Date | 21-May-2021 | |||||||||||
ISIN | US8536661056 | Agenda | 935408802 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John P. Gethin | For | For | |||||||||||
2 | Pamela Forbes Lieberman | For | For | |||||||||||
3 | Patrick S. McClymont | For | For | |||||||||||
4 | Joseph W. McDonnell | For | For | |||||||||||
5 | Alisa C. Norris | For | For | |||||||||||
6 | Eric P. Sills | For | For | |||||||||||
7 | Lawrence I. Sills | For | For | |||||||||||
8 | William H. Turner | For | For | |||||||||||
9 | Richard S. Ward | For | For | |||||||||||
2. | Approval of the Standard Motor Products, Inc. Amended & Restated 2016 Omnibus Incentive Plan. | Management | For | For | ||||||||||
3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
4. | Approval of non-binding, advisory resolution on the compensation of our named executive officers. | Management | For | For | ||||||||||
CONSOLIDATED WATER CO. LTD. | ||||||||||||||
Security | G23773107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CWCO | Meeting Date | 24-May-2021 | |||||||||||
ISIN | KYG237731073 | Agenda | 935385472 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Wilmer F. Pergande | For | For | |||||||||||
2 | Leonard J. Sokolow | For | For | |||||||||||
3 | Raymond Whittaker | For | For | |||||||||||
2. | An advisory vote on executive compensation. | Management | For | For | ||||||||||
3. | The ratification of the selection of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021, at the remuneration to be determined by the Audit Committee of the Board of Directors. | Management | For | For | ||||||||||
RAVEN INDUSTRIES, INC. | ||||||||||||||
Security | 754212108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RAVN | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US7542121089 | Agenda | 935388098 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Jason M. Andringa | Management | For | For | ||||||||||
1.2 | Election of Director: Thomas S. Everist | Management | For | For | ||||||||||
1.3 | Election of Director: Janet M. Holloway | Management | For | For | ||||||||||
1.4 | Election of Director: Kevin T. Kirby | Management | For | For | ||||||||||
1.5 | Election of Director: Marc E. LeBaron | Management | For | For | ||||||||||
1.6 | Election of Director: Lois M. Martin | Management | For | For | ||||||||||
1.7 | Election of Director: Richard W. Parod | Management | For | For | ||||||||||
1.8 | Election of Director: Daniel A. Rykhus | Management | For | For | ||||||||||
2. | To approve, by a non-binding advisory vote, the compensation of our executive officers disclosed in the proxy statement. | Management | For | For | ||||||||||
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending January 31, 2022. | Management | For | For | ||||||||||
MIDDLESEX WATER COMPANY | ||||||||||||||
Security | 596680108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSEX | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US5966801087 | Agenda | 935390310 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Dennis W. Doll | For | For | |||||||||||
2 | Kim C. Hanemann | For | For | |||||||||||
3 | Ann L. Noble | For | For | |||||||||||
4 | Joshua Bershad, M.D. | For | For | |||||||||||
2. | To provide a non-binding advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of Baker Tilly US, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
CIRCOR INTERNATIONAL, INC. | ||||||||||||||
Security | 17273K109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CIR | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US17273K1097 | Agenda | 935391526 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Scott Buckhout | Management | For | For | ||||||||||
1B | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Samuel R. Chapin | Management | For | For | ||||||||||
1C | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: David F. Dietz | Management | For | For | ||||||||||
1D | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Tina M. Donikowski | Management | For | For | ||||||||||
1E | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Bruce Lisman | Management | For | For | ||||||||||
1F | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: John (Andy) O'Donnell | Management | For | For | ||||||||||
2. | To ratify the selection by the Audit Committee of the Board of Directors of the Company of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To consider an advisory vote approving the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
4. | To approve an amendment to the Company's 2019 Stock Option and Incentive Plan to increase the number of shares available for issuance thereunder by 1,000,000. | Management | For | For | ||||||||||
ASTRONICS CORPORATION | ||||||||||||||
Security | 046433108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ATRO | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US0464331083 | Agenda | 935395221 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Raymond W. Boushie | For | For | |||||||||||
2 | Robert T. Brady | For | For | |||||||||||
3 | Tonit M. Calaway | For | For | |||||||||||
4 | Jeffry D. Frisby | For | For | |||||||||||
5 | Peter J. Gundermann | For | For | |||||||||||
6 | Warren C. Johnson | For | For | |||||||||||
7 | Robert S. Keane | For | For | |||||||||||
8 | Neil Y. Kim | For | For | |||||||||||
9 | Mark Moran | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve an amendment and restatement of the Astronics Corporation 2017 Long Term Incentive Plan. | Management | Against | Against | ||||||||||
ASTRONICS CORPORATION | ||||||||||||||
Security | 046433207 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ATROB | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US0464332073 | Agenda | 935395221 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Raymond W. Boushie | For | For | |||||||||||
2 | Robert T. Brady | For | For | |||||||||||
3 | Tonit M. Calaway | For | For | |||||||||||
4 | Jeffry D. Frisby | For | For | |||||||||||
5 | Peter J. Gundermann | For | For | |||||||||||
6 | Warren C. Johnson | For | For | |||||||||||
7 | Robert S. Keane | For | For | |||||||||||
8 | Neil Y. Kim | For | For | |||||||||||
9 | Mark Moran | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve an amendment and restatement of the Astronics Corporation 2017 Long Term Incentive Plan. | Management | Against | Against | ||||||||||
LIBERTY MEDIA CORPORATION | ||||||||||||||
Security | 531229409 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LSXMA | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US5312294094 | Agenda | 935395233 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Brian M. Deevy | For | For | |||||||||||
2 | Gregory B. Maffei | For | For | |||||||||||
3 | Andrea L. Wong | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Compensation." | Management | For | For | ||||||||||
LIBERTY MEDIA CORPORATION | ||||||||||||||
Security | 531229706 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BATRA | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US5312297063 | Agenda | 935395233 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Brian M. Deevy | For | For | |||||||||||
2 | Gregory B. Maffei | For | For | |||||||||||
3 | Andrea L. Wong | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Compensation." | Management | For | For | ||||||||||
LIBERTY MEDIA CORPORATION | ||||||||||||||
Security | 531229870 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FWONA | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US5312298707 | Agenda | 935395233 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Brian M. Deevy | For | For | |||||||||||
2 | Gregory B. Maffei | For | For | |||||||||||
3 | Andrea L. Wong | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Compensation." | Management | For | For | ||||||||||
TRANSACT TECHNOLOGIES INCORPORATED | ||||||||||||||
Security | 892918103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TACT | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US8929181035 | Agenda | 935396538 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: John M. Dillon | Management | For | For | ||||||||||
1B. | Election of Director: Randall S. Friedman | Management | For | For | ||||||||||
2. | RATIFICATION OF THE SELECTION OF MARCUM LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2021. | Management | For | For | ||||||||||
3. | APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
4. | ADVISORY PROPOSAL REGARDING WHETHER TO AMEND THE CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS OF THE COMPANY. | Management | Abstain | |||||||||||
STEVEN MADDEN, LTD. | ||||||||||||||
Security | 556269108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SHOO | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US5562691080 | Agenda | 935392794 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Edward R. Rosenfeld | For | For | |||||||||||
2 | Al Ferrara | For | For | |||||||||||
3 | Mitchell S. Klipper | For | For | |||||||||||
4 | Maria Teresa Kumar | For | For | |||||||||||
5 | Rose Peabody Lynch | For | For | |||||||||||
6 | Peter Migliorini | For | For | |||||||||||
7 | Ravi Sachdev | For | For | |||||||||||
8 | Robert Smith | For | For | |||||||||||
9 | Amelia Newton Varela | For | For | |||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||||||||
3. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE EXECUTIVE COMPENSATION DESCRIBED IN THE STEVEN MADDEN, LTD. PROXY STATEMENT. | Management | For | For | ||||||||||
KRATOS DEFENSE & SEC SOLUTIONS, INC. | ||||||||||||||
Security | 50077B207 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KTOS | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US50077B2079 | Agenda | 935395067 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Scott Anderson | For | For | |||||||||||
2 | Eric DeMarco | For | For | |||||||||||
3 | William Hoglund | For | For | |||||||||||
4 | Scot Jarvis | For | For | |||||||||||
5 | Jane Judd | For | For | |||||||||||
6 | Samuel Liberatore | For | For | |||||||||||
7 | Amy Zegart | For | For | |||||||||||
2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 26, 2021. | Management | For | For | ||||||||||
3. | An advisory vote to approve the compensation of the Company's named executive officers, as presented in the proxy statement. | Management | For | For | ||||||||||
STERLING BANCORP | ||||||||||||||
Security | 85917A100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STL | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US85917A1007 | Agenda | 935397376 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John P. Cahill | For | For | |||||||||||
2 | Navy E. Djonovic | For | For | |||||||||||
3 | Fernando Ferrer | For | For | |||||||||||
4 | Robert Giambrone | For | For | |||||||||||
5 | Mona Aboelnaga Kanaan | For | For | |||||||||||
6 | Jack Kopnisky | For | For | |||||||||||
7 | James J. Landy | For | For | |||||||||||
8 | Maureen Mitchell | For | For | |||||||||||
9 | Patricia M. Nazemetz | For | For | |||||||||||
10 | Richard O'Toole | For | For | |||||||||||
11 | Ralph F. Palleschi | For | For | |||||||||||
12 | William E. Whiston | For | For | |||||||||||
2. | Approval of Amendment to the Sterling Bancorp Amended and Restated 2015 Omnibus Equity and Incentive Plan to increase the number of shares reserved for issuance thereunder by 3,500,000 shares (for an aggregate 10,500,000 shares). | Management | For | For | ||||||||||
3. | Approval, by advisory, non-binding vote, of the compensation of the Named Executive Officers (Say-on- Pay). | Management | For | For | ||||||||||
4. | Ratification of the appointment of Crowe LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
LIBERTY BROADBAND CORPORATION | ||||||||||||||
Security | 530307107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LBRDA | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US5303071071 | Agenda | 935397857 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Julie D. Frist | For | For | |||||||||||
2 | J. David Wargo | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Compensation." | Management | For | For | ||||||||||
4. | The say-on-frequency proposal, to approve, on an advisory basis, the frequency at which future say-on-pay votes will be held. | Management | 3 Years | For | ||||||||||
5. | The stockholder proposal, requesting that our board of directors provides for a majority vote standard in uncontested director elections, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
COMMERCIAL VEHICLE GROUP, INC. | ||||||||||||||
Security | 202608105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVGI | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US2026081057 | Agenda | 935430417 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to hold office until the 2022 Annual Meeting: Harold C. Bevis | Management | For | For | ||||||||||
1B. | Election of Director to hold office until the 2022 Annual Meeting: Roger L. Fix | Management | For | For | ||||||||||
1C. | Election of Director to hold office until the 2022 Annual Meeting: Robert C. Griffin | Management | For | For | ||||||||||
1D. | Election of Director to hold office until the 2022 Annual Meeting: Wayne M. Rancourt | Management | For | For | ||||||||||
1E. | Election of Director to hold office until the 2022 Annual Meeting: James R. Ray | Management | For | For | ||||||||||
1F. | Election of Director to hold office until the 2022 Annual Meeting: Janice E. Stipp | Management | For | For | ||||||||||
2. | Adoption and approval of an amendment to the Company's Amended and Restated By-Laws to add a provision to designate Delaware Chancery Court as the exclusive forum for certain legal actions. | Management | For | For | ||||||||||
3. | A proposal to ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company, for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
4. | A non-binding advisory vote on the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
BEASLEY BROADCAST GROUP, INC. | ||||||||||||||
Security | 074014101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BBGI | Meeting Date | 27-May-2021 | |||||||||||
ISIN | US0740141017 | Agenda | 935379203 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Michael J. Fiorile | For | For | |||||||||||
2 | Allen B. Shaw | For | For | |||||||||||
3 | Brian E. Beasley | For | For | |||||||||||
4 | Bruce G. Beasley | For | For | |||||||||||
5 | Caroline Beasley | For | For | |||||||||||
6 | George G. Beasley | For | For | |||||||||||
7 | Peter A. Bordes, Jr. | For | For | |||||||||||
8 | Leslie V. Godridge | For | For | |||||||||||
9 | Charles M. Warfield, Jr | For | For | |||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
FLOWERS FOODS, INC. | ||||||||||||||
Security | 343498101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FLO | Meeting Date | 27-May-2021 | |||||||||||
ISIN | US3434981011 | Agenda | 935383719 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to serve for a term of one year: George E. Deese | Management | For | For | ||||||||||
1B. | Election of Director to serve for a term of one year: Edward J. Casey, Jr. | Management | For | For | ||||||||||
1C. | Election of Director to serve for a term of one year: Thomas C. Chubb, III | Management | For | For | ||||||||||
1D. | Election of Director to serve for a term of one year: Rhonda Gass | Management | For | For | ||||||||||
1E. | Election of Director to serve for a term of one year: Benjamin H. Griswold, IV | Management | For | For | ||||||||||
1F. | Election of Director to serve for a term of one year: Margaret G. Lewis | Management | For | For | ||||||||||
1G. | Election of Director to serve for a term of one year: W. Jameson McFadden | Management | For | For | ||||||||||
1H. | Election of Director to serve for a term of one year: A. Ryals McMullian | Management | For | For | ||||||||||
1I. | Election of Director to serve for a term of one year: James T. Spear | Management | For | For | ||||||||||
1J. | Election of Director to serve for a term of one year: Melvin T. Stith, Ph.D. | Management | For | For | ||||||||||
1K. | Election of Director to serve for a term of one year: Terry S. Thomas | Management | For | For | ||||||||||
1L. | Election of Director to serve for a term of one year: C. Martin Wood III | Management | For | For | ||||||||||
2. | To approve by advisory vote the compensation of the company's named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Flowers Foods, Inc. for the fiscal year ending January 1, 2022. | Management | For | For | ||||||||||
4. | A shareholder proposal regarding political contribution disclosure, if properly presented at the annual meeting. | Shareholder | Abstain | Against | ||||||||||
MERITAGE HOMES CORPORATION | ||||||||||||||
Security | 59001A102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MTH | Meeting Date | 27-May-2021 | |||||||||||
ISIN | US59001A1025 | Agenda | 935385131 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Class II Director: Peter L. Ax | Management | For | For | ||||||||||
1b. | Election of Class II Director: Gerald Haddock | Management | For | For | ||||||||||
1c. | Election of Class II Director: Joseph Keough | Management | For | For | ||||||||||
1d. | Election of Class II Director: Michael R. Odell | Management | For | For | ||||||||||
1e. | Election of Class II Director: Phillippe Lord | Management | For | For | ||||||||||
2. | Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
3. | Advisory vote to approve compensation of our Named Executive Officers ("Say on Pay"). | Management | For | For | ||||||||||
NUVERA COMMUNICATIONS INC | ||||||||||||||
Security | 67075V100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NUVR | Meeting Date | 27-May-2021 | |||||||||||
ISIN | US67075V1008 | Agenda | 935387527 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Dennis Miller | For | For | |||||||||||
2 | Wesley Schultz | For | For | |||||||||||
3 | Suzanne Spellacy | For | For | |||||||||||
2. | To ratify the selection of Olsen Thielen & Co., Ltd. as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
L.B. FOSTER COMPANY | ||||||||||||||
Security | 350060109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FSTR | Meeting Date | 27-May-2021 | |||||||||||
ISIN | US3500601097 | Agenda | 935389951 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert P. Bauer | For | For | |||||||||||
2 | Lee B. Foster II | For | For | |||||||||||
3 | Dirk Jungé | For | For | |||||||||||
4 | Diane B. Owen | For | For | |||||||||||
5 | Robert S. Purgason | For | For | |||||||||||
6 | William H. Rackoff | For | For | |||||||||||
7 | Suzanne B. Rowland | For | For | |||||||||||
8 | Bradley S. Vizi | For | For | |||||||||||
9 | Raymond T. Betler | For | For | |||||||||||
2. | Ratify appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Advisory approval of the compensation paid to the Company's named executive officers for 2020. | Management | For | For | ||||||||||
NEURONETICS, INC. | ||||||||||||||
Security | 64131A105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STIM | Meeting Date | 27-May-2021 | |||||||||||
ISIN | US64131A1051 | Agenda | 935390043 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John Bakewell | For | For | |||||||||||
2 | Robert Cascella | For | For | |||||||||||
3 | Sheryl Conley | For | For | |||||||||||
4 | Wilfred Jaeger | For | For | |||||||||||
5 | Glenn Muir | For | For | |||||||||||
6 | Bruce Shook | For | For | |||||||||||
7 | Keith J. Sullivan | For | For | |||||||||||
2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
THE CHEESECAKE FACTORY INCORPORATED | ||||||||||||||
Security | 163072101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CAKE | Meeting Date | 27-May-2021 | |||||||||||
ISIN | US1630721017 | Agenda | 935393227 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: David Overton | Management | For | For | ||||||||||
1B. | Election of Director: Edie A. Ames | Management | For | For | ||||||||||
1C. | Election of Director: Alexander L. Cappello | Management | For | For | ||||||||||
1D. | Election of Director: Jerome I. Kransdorf | Management | For | For | ||||||||||
1E. | Election of Director: Janice L. Meyer | Management | For | For | ||||||||||
1F. | Election of Director: Laurence B. Mindel | Management | For | For | ||||||||||
1G. | Election of Director: David B. Pittaway | Management | For | For | ||||||||||
1H. | Election of Director: Herbert Simon | Management | For | For | ||||||||||
2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021, ending December 28, 2021. | Management | For | For | ||||||||||
3. | To approve, on a non-binding, advisory basis, the compensation of the Company's Named Executive Officers as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission. | Management | For | For | ||||||||||
4. | To approve, in accordance with Nasdaq Listing Rule 5635, the issuance of shares of common stock in excess of the applicable ownership limitation upon the conversion of our Series A preferred stock. | Management | For | For | ||||||||||
GOGO INC. | ||||||||||||||
Security | 38046C109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GOGO | Meeting Date | 27-May-2021 | |||||||||||
ISIN | US38046C1099 | Agenda | 935395269 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Michele Coleman Mayes | For | For | |||||||||||
2 | Robert H. Mundheim | For | For | |||||||||||
3 | Harris N. Williams | For | For | |||||||||||
2. | Advisory vote approving executive compensation. | Management | For | For | ||||||||||
3. | Advisory vote on the frequency of the advisory vote approving executive compensation. | Management | 1 Year | For | ||||||||||
4. | Approval of the Section 382 Rights Plan. | Management | For | For | ||||||||||
5. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
THE INTERPUBLIC GROUP OF COMPANIES, INC. | ||||||||||||||
Security | 460690100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IPG | Meeting Date | 27-May-2021 | |||||||||||
ISIN | US4606901001 | Agenda | 935395372 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Jocelyn Carter-Miller | Management | For | For | ||||||||||
1B. | Election of Director: Mary J. Steele Guilfoile | Management | For | For | ||||||||||
1C. | Election of Director: Dawn Hudson | Management | For | For | ||||||||||
1D. | Election of Director: Philippe Krakowsky | Management | For | For | ||||||||||
1E. | Election of Director: Jonathan F. Miller | Management | For | For | ||||||||||
1F. | Election of Director: Patrick Q. Moore | Management | For | For | ||||||||||
1G. | Election of Director: Michael I. Roth | Management | For | For | ||||||||||
1H. | Election of Director: Linda S. Sanford | Management | For | For | ||||||||||
1I. | Election of Director: David M. Thomas | Management | For | For | ||||||||||
1J. | Election of Director: E. Lee Wyatt Jr. | Management | For | For | ||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Interpublic's independent registered public accounting firm for the year 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
4. | Stockholder proposal entitled "Special Stockholder Meetings." | Shareholder | Against | For | ||||||||||
WORLD WRESTLING ENTERTAINMENT, INC. | ||||||||||||||
Security | 98156Q108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WWE | Meeting Date | 27-May-2021 | |||||||||||
ISIN | US98156Q1085 | Agenda | 935395803 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Vincent K. McMahon | For | For | |||||||||||
2 | Nick Khan | For | For | |||||||||||
3 | Stephanie M. Levesque | For | For | |||||||||||
4 | Paul Levesque | For | For | |||||||||||
5 | Steve Koonin | For | For | |||||||||||
6 | Erika Nardini | For | For | |||||||||||
7 | Laureen Ong | For | For | |||||||||||
8 | Steve Pamon | For | For | |||||||||||
9 | Frank A. Riddick, III | For | For | |||||||||||
10 | Connor Schell | For | For | |||||||||||
11 | Man Jit Singh | For | For | |||||||||||
12 | Jeffrey R. Speed | For | For | |||||||||||
13 | Alan M. Wexler | For | For | |||||||||||
2. | Ratification of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
3. | Advisory vote to approve Executive Compensation. | Management | For | For | ||||||||||
MASIMO CORPORATION | ||||||||||||||
Security | 574795100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MASI | Meeting Date | 27-May-2021 | |||||||||||
ISIN | US5747951003 | Agenda | 935399534 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Class II Director: Mr. Joe Kiani | Management | For | For | ||||||||||
2. | To ratify the selection of Grant Thornton as the Company's independent registered public accounting firm for fiscal year ended January 1, 2022. | Management | For | For | ||||||||||
3. | To provide an advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
NORTHWEST NATURAL HOLDING COMPANY | ||||||||||||||
Security | 66765N105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NWN | Meeting Date | 27-May-2021 | |||||||||||
ISIN | US66765N1054 | Agenda | 935400123 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Timothy P. Boyle* | For | For | |||||||||||
2 | Monica Enand* | For | For | |||||||||||
3 | Hon. Dave McCurdy* | For | For | |||||||||||
4 | Malia H. Wasson* | For | For | |||||||||||
5 | Karen Lee** | For | For | |||||||||||
6 | Nathan I. Partain** | For | For | |||||||||||
2. | Advisory vote to approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
3. | The ratification of the appointment of PricewaterhouseCoopers LLP as Northwest Natural Holding Company's independent registered public accountants for the fiscal year 2021. | Management | For | For | ||||||||||
PARK-OHIO HOLDINGS CORP. | ||||||||||||||
Security | 700666100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PKOH | Meeting Date | 27-May-2021 | |||||||||||
ISIN | US7006661000 | Agenda | 935418877 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Matthew V. Crawford | For | For | |||||||||||
2 | Ronna Romney | For | For | |||||||||||
3 | James W. Wert | For | For | |||||||||||
2. | To approve the Park-Ohio Holdings Corp. 2021 Equity and Incentive Compensation Plan, the terms of which are described in the accompanying Proxy. | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent auditors for fiscal year 2021. | Management | For | For | ||||||||||
BIGLARI HOLDINGS INC. | ||||||||||||||
Security | 08986R408 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BHA | Meeting Date | 27-May-2021 | |||||||||||
ISIN | US08986R4083 | Agenda | 935433792 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Sardar Biglari | Withheld | Against | |||||||||||
2 | Philip L. Cooley | Withheld | Against | |||||||||||
3 | Kenneth R. Cooper | Withheld | Against | |||||||||||
4 | John G. Cardwell | Withheld | Against | |||||||||||
5 | Ruth J. Person | Withheld | Against | |||||||||||
6 | Edmund B. Campbell, III | Withheld | Against | |||||||||||
2. | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
AVANGRID, INC. | ||||||||||||||
Security | 05351W103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AGR | Meeting Date | 01-Jun-2021 | |||||||||||
ISIN | US05351W1036 | Agenda | 935402355 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ignacio S. Galán | For | For | |||||||||||
2 | John Baldacci | For | For | |||||||||||
3 | Daniel Alcain Lopéz | For | For | |||||||||||
4 | Dennis V. Arriola | For | For | |||||||||||
5 | Pedro Azagra Blázquez | For | For | |||||||||||
6 | Robert Duffy | For | For | |||||||||||
7 | Teresa Herbert | For | For | |||||||||||
8 | Patricia Jacobs | For | For | |||||||||||
9 | John Lahey | For | For | |||||||||||
10 | José Á. Marra Rodríguez | For | For | |||||||||||
11 | Santiago M. Garrido | For | For | |||||||||||
12 | José Sáinz Armada | For | For | |||||||||||
13 | Alan Solomont | For | For | |||||||||||
14 | Elizabeth Timm | For | For | |||||||||||
2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||||||||
3. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
4. | APPROVAL OF AN AMENDMENT TO THE AVANGRID, INC. AMENDED AND RESTATED OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||||||||
HUNTER DOUGLAS NV | ||||||||||||||
Security | N4327C122 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||||
ISIN | ANN4327C1220 | Agenda | 714169441 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | OTHER BUSINESS | Management | No Action | |||||||||||
HUNTER DOUGLAS NV | ||||||||||||||
Security | N4327C122 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||||
ISIN | ANN4327C1220 | Agenda | 714169465 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | REPORT TO THE SHAREHOLDERS | Management | No Action | |||||||||||
2 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
3 | APPROVE DISCHARGE OF BOARD OF DIRECTORS | Management | No Action | |||||||||||
4 | REELECT A. NUHN, A. RUYS, R. SONNENBERG, F. WAGENER AS DIRECTORS | Management | No Action | |||||||||||
5 | RATIFY ERNST YOUNG ACCOUNTANTS LLP AS AUDITORS | Management | No Action | |||||||||||
6 | OTHER BUSINESS | Management | No Action | |||||||||||
CMMT | 17 MAY 2021: PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS-MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE-REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | 17 MAY 2021: PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT-THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY-CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | 17 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
MANCHESTER UNITED PLC | ||||||||||||||
Security | G5784H106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MANU | Meeting Date | 03-Jun-2021 | |||||||||||
ISIN | KYG5784H1065 | Agenda | 935395675 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Avram Glazer | Management | For | For | ||||||||||
1B. | Election of Director: Joel Glazer | Management | For | For | ||||||||||
1C. | Election of Director: Edward Woodward | Management | For | For | ||||||||||
1D. | Election of Director: Richard Arnold | Management | For | For | ||||||||||
1E. | Election of Director: Cliff Baty | Management | For | For | ||||||||||
1F. | Election of Director: Kevin Glazer | Management | For | For | ||||||||||
1G. | Election of Director: Bryan Glazer | Management | For | For | ||||||||||
1H. | Election of Director: Darcie Glazer Kassewitz | Management | For | For | ||||||||||
1I. | Election of Director: Edward Glazer | Management | For | For | ||||||||||
1J. | Election of Director: Robert Leitâo | Management | For | For | ||||||||||
1K. | Election of Director: Manu Sawhney | Management | For | For | ||||||||||
1L. | Election of Director: John Hooks | Management | For | For | ||||||||||
CANTERBURY PARK HOLDING CORPORATION | ||||||||||||||
Security | 13811E101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CPHC | Meeting Date | 03-Jun-2021 | |||||||||||
ISIN | US13811E1010 | Agenda | 935403927 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Maureen H. Bausch | For | For | |||||||||||
2 | Mark Chronister | For | For | |||||||||||
3 | John S. Himle | For | For | |||||||||||
4 | Carin J. Offerman | For | For | |||||||||||
5 | Randall D. Sampson | For | For | |||||||||||
6 | Dale H. Schenian | For | For | |||||||||||
2. | To approve an amendment to the Canterbury Park Holding Corporation Employee Stock Purchase Plan to increase the number of shares authorized for issuance by 100,000 shares. | Management | For | For | ||||||||||
3. | To ratify the appointment of Wipfli LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
SIRIUS XM HOLDINGS INC. | ||||||||||||||
Security | 82968B103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SIRI | Meeting Date | 03-Jun-2021 | |||||||||||
ISIN | US82968B1035 | Agenda | 935405995 - Management | |||||||||||
�� | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David A. Blau | For | For | |||||||||||
2 | Eddy W. Hartenstein | For | For | |||||||||||
3 | Robin P. Hickenlooper | For | For | |||||||||||
4 | James P. Holden | For | For | |||||||||||
5 | Gregory B. Maffei | For | For | |||||||||||
6 | Evan D. Malone | For | For | |||||||||||
7 | James E. Meyer | For | For | |||||||||||
8 | Jonelle Procope | For | For | |||||||||||
9 | Michael Rapino | For | For | |||||||||||
10 | Kristina M. Salen | For | For | |||||||||||
11 | Carl E. Vogel | For | For | |||||||||||
12 | Jennifer C. Witz | For | For | |||||||||||
13 | David M. Zaslav | For | For | |||||||||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accountants for 2021. | Management | For | For | ||||||||||
DIAMONDBACK ENERGY, INC. | ||||||||||||||
Security | 25278X109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FANG | Meeting Date | 03-Jun-2021 | |||||||||||
ISIN | US25278X1090 | Agenda | 935407444 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Steven E. West | Management | For | For | ||||||||||
1.2 | Election of Director: Travis D. Stice | Management | For | For | ||||||||||
1.3 | Election of Director: Vincent K. Brooks | Management | For | For | ||||||||||
1.4 | Election of Director: Michael P. Cross | Management | For | For | ||||||||||
1.5 | Election of Director: David L. Houston | Management | For | For | ||||||||||
1.6 | Election of Director: Stephanie K. Mains | Management | For | For | ||||||||||
1.7 | Election of Director: Mark L. Plaumann | Management | For | For | ||||||||||
1.8 | Election of Director: Melanie M. Trent | Management | For | For | ||||||||||
2. | Proposal to approve, on an advisory basis, the compensation paid to the Company's named executive officers. | Management | For | For | ||||||||||
3. | Proposal to approve an amendment to the Company's amended and restated certificate of incorporation to increase the total number of authorized shares of common stock from 200,000,000 shares to 400,000,000 shares. | Management | For | For | ||||||||||
4. | Proposal to approve the Company's 2021 Amended and Restated Equity Incentive Plan. | Management | Against | Against | ||||||||||
5. | Proposal to ratify the appointment of Grant Thornton LLP as the Company's independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
GLOBUS MEDICAL, INC. | ||||||||||||||
Security | 379577208 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GMED | Meeting Date | 03-Jun-2021 | |||||||||||
ISIN | US3795772082 | Agenda | 935413156 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: David D. Davidar | Management | For | For | ||||||||||
1b. | Election of Director: James R. Tobin | Management | For | For | ||||||||||
1c. | Election of Director: Stephen T. Zarrilli | Management | For | For | ||||||||||
2. | The approval of the 2021 Equity Incentive Plan. | Management | Against | Against | ||||||||||
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
4. | To approve, in an advisory vote, the compensation of the Company's named executive officers (the Say-on-Pay Vote). | Management | For | For | ||||||||||
GOLDEN ENTERTAINMENT, INC. | ||||||||||||||
Security | 381013101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GDEN | Meeting Date | 04-Jun-2021 | |||||||||||
ISIN | US3810131017 | Agenda | 935400159 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Blake L. Sartini | For | For | |||||||||||
2 | Lyle A. Berman | For | For | |||||||||||
3 | Ann Dozier | For | For | |||||||||||
4 | Mark A. Lipparelli | For | For | |||||||||||
5 | Anthony A. Marnell III | For | For | |||||||||||
6 | Robert L. Miodunski | For | For | |||||||||||
7 | Terrence L. Wright | For | For | |||||||||||
2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers as disclosed in the accompanying proxy statement. | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
BRUKER CORPORATION | ||||||||||||||
Security | 116794108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BRKR | Meeting Date | 04-Jun-2021 | |||||||||||
ISIN | US1167941087 | Agenda | 935403004 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | William A. Linton Ph.D. | For | For | |||||||||||
2 | Adelene Q. Perkins | For | For | |||||||||||
3 | Robert Rosenthal, Ph.D. | For | For | |||||||||||
2. | Approval on an advisory basis of the 2020 compensation of our named executive officers, as discussed in the Proxy Statement. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
KAR AUCTION SERVICES, INC. | ||||||||||||||
Security | 48238T109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KAR | Meeting Date | 04-Jun-2021 | |||||||||||
ISIN | US48238T1097 | Agenda | 935410869 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2A. | Election of Director: Carmel Galvin | Management | For | For | ||||||||||
2B. | Election of Director: James P. Hallett | Management | For | For | ||||||||||
2C. | Election of Director: Mark E. Hill | Management | For | For | ||||||||||
2D. | Election of Director: J. Mark Howell | Management | For | For | ||||||||||
2E. | Election of Director: Stefan Jacoby | Management | For | For | ||||||||||
2F. | Election of Director: Peter Kelly | Management | For | For | ||||||||||
2G. | Election of Director: Michael T. Kestner | Management | For | For | ||||||||||
2H. | Election of Director: Mary Ellen Smith | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, executive compensation. | Management | For | For | ||||||||||
4. | To approve an amendment and restatement of the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan, as amended. | Management | For | For | ||||||||||
5. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
ARMSTRONG FLOORING, INC. | ||||||||||||||
Security | 04238R106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AFI | Meeting Date | 04-Jun-2021 | |||||||||||
ISIN | US04238R1068 | Agenda | 935426468 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Michael F. Johnston | For | For | |||||||||||
2 | Kathleen S. Lane | For | For | |||||||||||
3 | Jeffrey Liaw | For | For | |||||||||||
4 | Michael W. Malone | For | For | |||||||||||
5 | Larry S. McWilliams | For | For | |||||||||||
6 | James C. Melville | For | For | |||||||||||
7 | Michel S. Vermette | For | For | |||||||||||
2. | To approve of an amendment to the Company's Amended and Restated Certificate of Incorporation to reduce the minimum and maximum number of directors that constitute our Board. | Management | For | For | ||||||||||
3. | To approve the Amended and Restated Armstrong Flooring, Inc. Directors Stock Unit Plan. | Management | For | For | ||||||||||
4. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
5. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
TINGYI (CAYMAN ISLANDS) HOLDING CORP | ||||||||||||||
Security | G8878S103 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 07-Jun-2021 | ||||||||||||
ISIN | KYG8878S1030 | Agenda | 713931930 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0416/2021041600229.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0416/2021041600215.pdf | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
2 | TO APPROVE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
3 | TO APPROVE THE PAYMENT OF A SPECIAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
4 | TO RE-ELECT MR. WEI HONG-CHEN AS AN EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION | Management | For | For | ||||||||||
5 | TO RE-ELECT MR. KOJI SHINOHARA AS AN EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION | Management | For | For | ||||||||||
6 | TO RE-ELECT MR. LEE TIONG-HOCK AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION | Management | Against | Against | ||||||||||
7 | TO RE-APPOINT AUDITORS OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION: MAZARS CPA LIMITED | Management | For | For | ||||||||||
8 | TO CONSIDER AND APPROVE THE GENERAL MANDATE TO ISSUE SHARES | Management | Against | Against | ||||||||||
9 | TO CONSIDER AND APPROVE THE GENERAL MANDATE TO BUY BACK SHARES OF THE COMPANY | Management | For | For | ||||||||||
10 | TO CONSIDER AND APPROVE THAT THE TOTAL NUMBER OF SHARES WHICH ARE BOUGHT BACK BY THE COMPANY SHALL BE ADDED TO THE TOTAL NUMBER OF SHARES WHICH MAY BE ALLOTED PURSUANT TO THE GENERAL MANDATE FOR ISSUE OF SHARES | Management | Against | Against | ||||||||||
CMMT | 20 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
TITAN MACHINERY INC. | ||||||||||||||
Security | 88830R101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TITN | Meeting Date | 07-Jun-2021 | |||||||||||
ISIN | US88830R1014 | Agenda | 935412774 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Stan Erickson | For | For | |||||||||||
2 | Jody Horner | For | For | |||||||||||
3 | Richard Mack | For | For | |||||||||||
2. | To approve, by non-binding vote, the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for the fiscal year ending January 31, 2022. | Management | For | For | ||||||||||
WATSCO, INC. | ||||||||||||||
Security | 942622101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WSOB | Meeting Date | 07-Jun-2021 | |||||||||||
ISIN | US9426221019 | Agenda | 935424717 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Aaron J. Nahmad | For | For | |||||||||||
2 | Albert H. Nahmad | For | For | |||||||||||
2. | To approve the Watsco, Inc. 2021 Incentive Compensation Plan. | Management | For | For | ||||||||||
3. | To approve the advisory resolution regarding the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
ELEMENT SOLUTIONS INC | ||||||||||||||
Security | 28618M106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ESI | Meeting Date | 08-Jun-2021 | |||||||||||
ISIN | US28618M1062 | Agenda | 935412851 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Sir Martin E. Franklin | Management | For | For | ||||||||||
1B. | Election of Director: Benjamin Gliklich | Management | For | For | ||||||||||
1C. | Election of Director: Ian G.H. Ashken | Management | For | For | ||||||||||
1D. | Election of Director: Elyse Napoli Filon | Management | For | For | ||||||||||
1E. | Election of Director: Christopher T. Fraser | Management | For | For | ||||||||||
1F. | Election of Director: Michael F. Goss | Management | For | For | ||||||||||
1G. | Election of Director: Nichelle Maynard-Elliott | Management | For | For | ||||||||||
1H. | Election of Director: E. Stanley O'Neal | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
PENN NATIONAL GAMING, INC. | ||||||||||||||
Security | 707569109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PENN | Meeting Date | 09-Jun-2021 | |||||||||||
ISIN | US7075691094 | Agenda | 935411291 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David A. Handler | For | For | |||||||||||
2 | John M. Jacquemin | For | For | |||||||||||
2. | Approval of the Company's Second Amended and Restated Articles of Incorporation to increase the number of authorized shares of common stock from 200,000,000 to 400,000,000. | Management | For | For | ||||||||||
3. | Approval of the Company's Amended and Restated 2018 Long Term Incentive Compensation Plan. | Management | For | For | ||||||||||
4. | Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
5. | Approval, on an advisory basis, of the compensation paid to the Company's named executive officers. | Management | For | For | ||||||||||
STEEL PARTNERS HOLDINGS L.P. | ||||||||||||||
Security | 85814R107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SPLP | Meeting Date | 09-Jun-2021 | |||||||||||
ISIN | US85814R1077 | Agenda | 935414108 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John P. McNiff | For | For | |||||||||||
2 | General Richard I. Neal | For | For | |||||||||||
3 | Lon Rosen | For | For | |||||||||||
4 | Eric P. Karros | For | For | |||||||||||
5 | James Benenson III | For | For | |||||||||||
6 | Rory H. Tahari | For | For | |||||||||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
4. | To approve the amendment and restatement of the Amended & Restated 2018 Incentive Award Plan to increase the number of LP Units reserved for issuance by 1,000,000. | Management | For | For | ||||||||||
MCGRATH RENTCORP | ||||||||||||||
Security | 580589109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MGRC | Meeting Date | 09-Jun-2021 | |||||||||||
ISIN | US5805891091 | Agenda | 935424440 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kimberly A. Box | For | For | |||||||||||
2 | Smita Conjeevaram | For | For | |||||||||||
3 | William J. Dawson | For | For | |||||||||||
4 | Elizabeth A. Fetter | For | For | |||||||||||
5 | Joseph F. Hanna | For | For | |||||||||||
6 | Bradley M. Shuster | For | For | |||||||||||
7 | M. Richard Smith | For | For | |||||||||||
8 | Dennis P. Stradford | For | For | |||||||||||
2. | To ratify the appointment of Grant Thornton LLP as the independent auditors for the Company for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve, by non-binding advisory vote, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
IMAX CORPORATION | ||||||||||||||
Security | 45245E109 | Meeting Type | Annual and Special Meeting | |||||||||||
Ticker Symbol | IMAX | Meeting Date | 09-Jun-2021 | |||||||||||
ISIN | CA45245E1097 | Agenda | 935424919 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Eric A. Demirian | For | For | |||||||||||
2 | Kevin Douglas | For | For | |||||||||||
3 | Richard L. Gelfond | For | For | |||||||||||
4 | David W. Leebron | For | For | |||||||||||
5 | Michael MacMillan | For | For | |||||||||||
6 | Steve Pamon | For | For | |||||||||||
7 | Dana Settle | For | For | |||||||||||
8 | Darren Throop | For | For | |||||||||||
2 | Note: Voting Withhold is the equivalent to voting Abstain. In respect of the appointment of PricewaterhouseCoopers LLP as auditors of the Company and authorizing the directors to fix their remuneration. | Management | For | For | ||||||||||
3 | Advisory resolution to approve the compensation of the Company's Named Executive Officers as set forth in the accompanying Proxy Circular and Proxy Statement. | Management | For | For | ||||||||||
4 | In respect of the confirmation of amendments to By-Law No. 1 of the Company as set forth in Appendix "A" to the Proxy Circular and Proxy Statement. | Management | Abstain | Against | ||||||||||
STAMPS.COM INC. | ||||||||||||||
Security | 852857200 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STMP | Meeting Date | 09-Jun-2021 | |||||||||||
ISIN | US8528572006 | Agenda | 935433641 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | G. Bradford Jones | For | For | |||||||||||
2 | Kate Ann May | For | For | |||||||||||
2. | To approve, on a non-binding advisory basis, the fiscal year 2020 compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as independent auditors of the Company for 2021. | Management | For | For | ||||||||||
NEXSTAR MEDIA GROUP, INC. | ||||||||||||||
Security | 65336K103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NXST | Meeting Date | 09-Jun-2021 | |||||||||||
ISIN | US65336K1034 | Agenda | 935434946 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Perry A. Sook | For | For | |||||||||||
2 | Geoffrey D. Armstrong | For | For | |||||||||||
3 | Jay M. Grossman | For | For | |||||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Approval, by an advisory vote, of executive compensation. | Management | For | For | ||||||||||
ENERGY RECOVERY, INC. | ||||||||||||||
Security | 29270J100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ERII | Meeting Date | 10-Jun-2021 | |||||||||||
ISIN | US29270J1007 | Agenda | 935408585 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to declassify our Board over a three-year phase out period, which when completed will allow for the election of all directors on an annual basis, beginning with the 2023 annual meeting of stockholders. | Management | For | For | ||||||||||
2. | DIRECTOR | Management | ||||||||||||
1 | Olav Fjell | For | For | |||||||||||
3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
4. | To approve, on an advisory basis, our executive compensation for the fiscal year ended December 31, 2020 as described in the Proxy Statement. | Management | For | For | ||||||||||
AMERIS BANCORP | ||||||||||||||
Security | 03076K108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ABCB | Meeting Date | 10-Jun-2021 | |||||||||||
ISIN | US03076K1088 | Agenda | 935411138 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of director to serve until the Company 2022 Annual Meeting: William I. Bowen, Jr. | Management | For | For | ||||||||||
1B. | Election of director to serve until the Company 2022 Annual Meeting: Rodney D. Bullard | Management | For | For | ||||||||||
1C. | Election of director to serve until the Company 2022 Annual Meeting: Wm. Millard Choate | Management | For | For | ||||||||||
1D. | Election of director to serve until the Company 2022 Annual Meeting: R. Dale Ezzell | Management | For | For | ||||||||||
1E. | Election of director to serve until the Company 2022 Annual Meeting: Leo J. Hill | Management | For | For | ||||||||||
1F. | Election of director to serve until the Company 2022 Annual Meeting: Daniel B. Jeter | Management | For | For | ||||||||||
1G. | Election of director to serve until the Company 2022 Annual Meeting: Robert P. Lynch | Management | For | For | ||||||||||
1H. | Election of director to serve until the Company 2022 Annual Meeting: Elizabeth A. McCague | Management | For | For | ||||||||||
1I. | Election of director to serve until the Company 2022 Annual Meeting: James B. Miller, Jr. | Management | For | For | ||||||||||
1J. | Election of director to serve until the Company 2022 Annual Meeting: Gloria A. O'Neal | Management | For | For | ||||||||||
1K. | Election of director to serve until the Company 2022 Annual Meeting: H. Palmer Proctor, Jr. | Management | For | For | ||||||||||
1L. | Election of director to serve until the Company 2022 Annual Meeting: William H. Stern | Management | For | For | ||||||||||
1M. | Election of director to serve until the Company 2022 Annual Meeting: Jimmy D. Veal | Management | For | For | ||||||||||
2. | Ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
4. | Approval of the Ameris Bancorp 2021 Omnibus Equity Incentive Plan. | Management | For | For | ||||||||||
LIVE NATION ENTERTAINMENT, INC. | ||||||||||||||
Security | 538034109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LYV | Meeting Date | 10-Jun-2021 | |||||||||||
ISIN | US5380341090 | Agenda | 935413411 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Maverick Carter | Management | For | For | ||||||||||
1B. | Election of Director: Ariel Emanuel | Management | For | For | ||||||||||
1C. | Election of Director: Ping Fu | Management | For | For | ||||||||||
1D. | Election of Director: Jeffrey T. Hinson | Management | For | For | ||||||||||
1E. | Election of Director: Chad Hollingsworth | Management | For | For | ||||||||||
1F. | Election of Director: James Iovine | Management | For | For | ||||||||||
1G. | Election of Director: James S. Kahan | Management | For | For | ||||||||||
1H. | Election of Director: Gregory B. Maffei | Management | For | For | ||||||||||
1I. | Election of Director: Randall T. Mays | Management | For | For | ||||||||||
1J. | Election of Director: Michael Rapino | Management | For | For | ||||||||||
1K. | Election of Director: Mark S. Shapiro | Management | For | For | ||||||||||
1L. | Election of Director: Dana Walden | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Live Nation Entertainment's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
GAMING AND LEISURE PROPERTIES, INC. | ||||||||||||||
Security | 36467J108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GLPI | Meeting Date | 10-Jun-2021 | |||||||||||
ISIN | US36467J1088 | Agenda | 935417065 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Peter M. Carlino | Management | For | For | ||||||||||
1B. | Election of Director: Carol ("Lili") Lynton | Management | For | For | ||||||||||
1C. | Election of Director: Joseph W. Marshall, III | Management | For | For | ||||||||||
1D. | Election of Director: James B. Perry | Management | For | For | ||||||||||
1E. | Election of Director: Barry F. Schwartz | Management | For | For | ||||||||||
1F. | Election of Director: Earl C. Shanks | Management | For | For | ||||||||||
1G. | Election of Director: E. Scott Urdang | Management | For | For | ||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||
3. | To approve, on a non-binding advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
DISCOVERY, INC. | ||||||||||||||
Security | 25470F104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DISCA | Meeting Date | 10-Jun-2021 | |||||||||||
ISIN | US25470F1049 | Agenda | 935417902 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert R. Beck | For | For | |||||||||||
2 | Robert L. Johnson | For | For | |||||||||||
3 | J. David Wargo | For | For | |||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Discovery, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
EVOLENT HEALTH, INC. | ||||||||||||||
Security | 30050B101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EVH | Meeting Date | 10-Jun-2021 | |||||||||||
ISIN | US30050B1017 | Agenda | 935420834 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Proposal to approve amendments to the Company's Restated Certificate of Incorporation to declassify the Board. | Management | For | For | ||||||||||
2. | Proposal to approve amendments to the Company's Restated Certificate of Incorporation to eliminate supermajority voting requirements. | Management | For | For | ||||||||||
3A. | Election of Class III Director: Craig Barbarosh | Management | For | For | ||||||||||
3B. | Election of Class III Director: Kim Keck | Management | For | For | ||||||||||
3C. | Election of Class III Director: Cheryl Scott | Management | For | For | ||||||||||
3D. | Election of Class III Director: Frank Williams | Management | For | For | ||||||||||
4. | Proposal to ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
5. | Proposal to approve the compensation of our named executive officers for 2020 on an advisory basis. | Management | For | For | ||||||||||
6. | Proposal to approve the Amended and Restated 2015 Omnibus Incentive Compensation Plan. | Management | Against | Against | ||||||||||
BIG 5 SPORTING GOODS CORPORATION | ||||||||||||||
Security | 08915P101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BGFV | Meeting Date | 10-Jun-2021 | |||||||||||
ISIN | US08915P1012 | Agenda | 935428323 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class A Director: Colleen B. Brown | Management | For | For | ||||||||||
1B. | Election of Class A Director: Stephen E. Carley | Management | For | For | ||||||||||
1C. | Election of Class A Director: David R. Jessick | Management | For | For | ||||||||||
2. | Approval of the compensation of the Company's named executive officers as described in the proxy statement. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
VEON LTD | ||||||||||||||
Security | 91822M106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VEON | Meeting Date | 10-Jun-2021 | |||||||||||
ISIN | US91822M1062 | Agenda | 935441814 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To re-appoint PricewaterhouseCoopers Accountants N.V. ("PwC") as auditor of the Company for a term expiring at the conclusion of the 2022 Annual General Meeting of Shareholders of the Company and to authorize the Board to determine the remuneration of the auditor. | Management | For | For | ||||||||||
2. | To adopt further amended and restated bye-laws ("New Bye-laws") in the form annexed to the Notice of 2021 AGM marked as Annexure A, in substitution for and to the exclusion of the existing bye- laws of the Company. | Management | For | For | ||||||||||
3A. | That Hans-Holger Albrecht be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
3B. | That Leonid Boguslavsky be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
3C. | That Mikhail Fridman be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
3D. | That Gennady Gazin be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
3E. | That Amos Genish be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
3F. | That Yaroslav Glazunov be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
3G. | That Andrei Gusev be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
3H. | That Sergi Herrero be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
3I. | That Gunnar Holt be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
3J. | That Stephen Pusey be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
3K. | That Irene Shvakman be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
3L. | That Robert Jan van de Kraats be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
3M. | That Vasily Sidorov be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
4. | As a shareholder, if you are beneficially holding less than 87,836,556 shares (5% of the company total issued and outstanding shares) of VEON Ltd. (the combined total of the common shares represented by the American Depositary Shares evidenced by the American Depositary Receipts you beneficially hold and any other common shares you beneficially hold), mark the box captioned "Yes"; otherwise mark the box captioned "No". ("To vote Yes, please select FOR. To vote NO, please select AGAINST"). | Management | For | |||||||||||
ROPER TECHNOLOGIES, INC. | ||||||||||||||
Security | 776696106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ROP | Meeting Date | 14-Jun-2021 | |||||||||||
ISIN | US7766961061 | Agenda | 935422775 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Shellye L. Archambeau | Management | For | For | ||||||||||
1.2 | Election of Director: Amy Woods Brinkley | Management | For | For | ||||||||||
1.3 | Election of Director: John F. Fort III | Management | For | For | ||||||||||
1.4 | Election of Director: L. Neil Hunn | Management | For | For | ||||||||||
1.5 | Election of Director: Robert D. Johnson | Management | For | For | ||||||||||
1.6 | Election of Director: Laura G. Thatcher | Management | For | For | ||||||||||
1.7 | Election of Director: Richard F. Wallman | Management | For | For | ||||||||||
1.8 | Election of Director: Christopher Wright | Management | For | For | ||||||||||
2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
4. | Approval of the Roper Technologies, Inc. 2021 Incentive Plan. | Management | Against | Against | ||||||||||
CUTERA, INC. | ||||||||||||||
Security | 232109108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CUTR | Meeting Date | 15-Jun-2021 | |||||||||||
ISIN | US2321091082 | Agenda | 935414778 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gregory A. Barrett | For | For | |||||||||||
2 | David H. Mowry | For | For | |||||||||||
3 | Timothy J. O'Shea | For | For | |||||||||||
4 | J. Daniel Plants | For | For | |||||||||||
5 | Joseph E. Whitters | For | For | |||||||||||
6 | Katherine S. Zanotti | For | For | |||||||||||
2. | Ratify the selection of BDO USA, LLP as the independent registered public accounting firm of the Company (the "Independent Registered Public Accounting Firm") for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Hold a non-binding advisory vote on the compensation of Named Executive Officers. | Management | For | For | ||||||||||
4. | Approval of the amendment and restatement of our 2019 Equity Incentive Plan to increase the total number of shares available for issuance under the 2019 Equity Incentive Plan by 600,000 shares of common stock. | Management | For | For | ||||||||||
5. | Elect Sheila A. Hopkins to serve a one-year term that expires at the 2022 Annual Meeting of Stockholders and until her successor has been duly elected and qualified. | Management | For | For | ||||||||||
GSE SYSTEMS, INC. | ||||||||||||||
Security | 36227K106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GVP | Meeting Date | 15-Jun-2021 | |||||||||||
ISIN | US36227K1060 | Agenda | 935423575 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Suresh Sundaram, Ph.D. | Management | For | For | ||||||||||
2. | A non-binding resolution to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of Dixon Hughes Goodman LLP, an independent registered public accounting firm, as the Company's independent registered public accountants for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
DYNASTY FINE WINES GROUP LTD | ||||||||||||||
Security | G2950W108 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 16-Jun-2021 | ||||||||||||
ISIN | KYG2950W1087 | Agenda | 714033189 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0428/2021042802674.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0428/2021042802672.pdf | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
2.A | TO RE-ELECT MR. HERIARD-DUBREUIL FRANCOIS AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
2.B | TO RE-ELECT MR. WONG CHING CHUNG AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
2.C | TO RE-ELECT MR. ROBERT LUC AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
2.D | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||
3 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | ||||||||||
4 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH SHARES OF THE COMPANY | Management | Against | Against | ||||||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO PURCHASE SHARES OF THE COMPANY | Management | For | For | ||||||||||
6 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH SHARES OF THE COMPANY BY THE NUMBER OF SHARES PURCHASED BY THE COMPANY | Management | Against | Against | ||||||||||
KAMEDA SEIKA CO.,LTD. | ||||||||||||||
Security | J29352101 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 16-Jun-2021 | ||||||||||||
ISIN | JP3219800004 | Agenda | 714219638 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2 | Approve Payment of Bonuses to Directors | Management | For | For | ||||||||||
IAA, INC | ||||||||||||||
Security | 449253103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IAA | Meeting Date | 16-Jun-2021 | |||||||||||
ISIN | US4492531037 | Agenda | 935412596 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to serve until our 2022 annual meeting: Bill Breslin | Management | For | For | ||||||||||
1B. | Election of Director to serve until our 2022 annual meeting: Brian Bales | Management | For | For | ||||||||||
1C. | Election of Director to serve until our 2022 annual meeting: Olaf Kastner | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2022. | Management | For | For | ||||||||||
AMC NETWORKS INC | ||||||||||||||
Security | 00164V103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMCX | Meeting Date | 16-Jun-2021 | |||||||||||
ISIN | US00164V1035 | Agenda | 935422939 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Leonard Tow | For | For | |||||||||||
2 | David E. Van Zandt | For | For | |||||||||||
3 | Carl E. Vogel | For | For | |||||||||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Advisory vote on Named Executive Officer compensation. | Management | For | For | ||||||||||
4. | Vote on stockholder proposal regarding voting standards for director elections. | Shareholder | Against | For | ||||||||||
5. | Vote on stockholder proposal regarding a policy on our dual class structure. | Shareholder | Against | For | ||||||||||
LIBERTY GLOBAL PLC | ||||||||||||||
Security | G5480U104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LBTYA | Meeting Date | 16-Jun-2021 | |||||||||||
ISIN | GB00B8W67662 | Agenda | 935425442 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | Elect Michael T. Fries as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||||
O2 | Elect Paul A. Gould as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||||
O3 | Elect John C. Malone as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||||
O4 | Elect Larry E. Romrell as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||||
O5 | Approve, on an advisory basis, the annual report on the implementation of the directors' compensation policy for the year ended December 31, 2020, contained in Appendix A of the proxy statement (in accordance with requirements applicable to U.K. companies). | Management | For | For | ||||||||||
O6 | Ratify the appointment of KPMG LLP (U.S.) as Liberty Global's independent auditor for the year ending December 31, 2021. | Management | For | For | ||||||||||
O7 | Appoint KPMG LLP (U.K.) as Liberty Global's U.K. statutory auditor under the U.K. Companies Act 2006 (the Companies Act) (to hold office until the conclusion of the next annual general meeting at which accounts are laid before Liberty Global). | Management | For | For | ||||||||||
O8 | Authorize the audit committee of Liberty Global's board of directors to determine the U.K. statutory auditor's compensation. | Management | For | For | ||||||||||
S9 | Authorize Liberty Global's board of directors in accordance with Section 570 of the Companies Act to allot equity securities (as defined in Section 560 of the Companies Act) for cash pursuant to the authority conferred under section 551 of the Companies Act by resolution 10 passed at the Annual General Meeting of Liberty Global held on June 11, 2019, without the rights of preemption provided by Section 561 of the Companies Act. | Management | For | For | ||||||||||
O10 | Authorize Liberty Global and its subsidiaries to make political donations to political parties, independent election candidates and/or political organizations other than political parties and/or incur political expenditures of up to $1,000,000 under the Companies Act. | Management | For | For | ||||||||||
O11 | Approve the form agreements and counterparties pursuant to which Liberty Global may conduct the purchase of its ordinary shares in the capital of Liberty Global and authorize all or any of Liberty Global's directors and senior officers to enter into, complete and make purchases of ordinary shares in the capital of Liberty Global pursuant to the form of agreements and with any of the approved counterparties, which approvals will expire on the fifth anniversary of the 2021 AGM. | Management | For | For | ||||||||||
INDUS REALTY TRUST INC | ||||||||||||||
Security | 45580R103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | INDT | Meeting Date | 16-Jun-2021 | |||||||||||
ISIN | US45580R1032 | Agenda | 935433805 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: David R. Bechtel | Management | For | For | ||||||||||
1B. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Frederick M. Danziger | Management | For | For | ||||||||||
1C. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Gordon F. DuGan | Management | For | For | ||||||||||
1D. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Michael S. Gamzon | Management | For | For | ||||||||||
1E. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Jonathan P. May | Management | For | For | ||||||||||
1F. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Molly North | Management | For | For | ||||||||||
1G. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Amy Rose Silverman | Management | For | For | ||||||||||
1H. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Albert H. Small, Jr. | Management | For | For | ||||||||||
1I. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Ardevan Yaghoubi | Management | For | For | ||||||||||
2. | The ratification of the selection of RSM US LLP as INDUS's independent registered public accountants for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | The approval, on an advisory (non-binding) basis, of the compensation of INDUS's named executive officers as presented in INDUS's Proxy Statement. | Management | For | For | ||||||||||
FORMOSA INTERNATIONAL HOTELS CORP | ||||||||||||||
Security | Y2603W109 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 17-Jun-2021 | ||||||||||||
ISIN | TW0002707007 | Agenda | 714177032 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | ACKNOWLEDGMENT OF THE 2020 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | For | For | ||||||||||
2 | ACKNOWLEDGMENT OF THE 2020 EARNINGS DISTRIBUTION.PROPOSED CASH DIVIDEND :TWD 4.38912 PER SHARE. | Management | For | For | ||||||||||
3 | DISCUSSION OF AMENDMENTS TO THE COMPANYS ARTICLES OF INCORPORATION. | Management | For | For | ||||||||||
4 | DISCUSSION OF AMENDMENTS TO THE COMPANYS RULES OF PROCEDURE FOR SHAREHOLDERS MEETINGS. | Management | For | For | ||||||||||
5 | DISCUSSION OF AMENDMENTS TO THE COMPANYS OPERATING PROCEDURES OF FUND LENDING AND PROCEDURES FOR ENDORSEMENTS AND GUARANTEES. | Management | For | For | ||||||||||
6 | DISCUSSION OF AMENDMENTS TO THE COMPANYS PROCEDURES FOR ASSET ACQUISITION AND DISPOSAL. | Management | For | For | ||||||||||
7 | DISCUSSION OF AMENDMENTS TO THE COMPANYS PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS AND RENAMED AS PROCEDURES FOR ELECTION OF DIRECTORS. | Management | For | For | ||||||||||
8.1 | THE ELECTION OF THE DIRECTOR.:QING CHENG CORPORATION,SHAREHOLDER NO.00026774,PAN, SY-LIAN AS REPRESENTATIVE | Management | For | For | ||||||||||
8.2 | THE ELECTION OF THE DIRECTOR.:QING CHENG CORPORATION,SHAREHOLDER NO.00026774,CHIANG, CONSTANCE AS REPRESENTATIVE | Management | For | For | ||||||||||
8.3 | THE ELECTION OF THE DIRECTOR.:QING CHENG CORPORATION,SHAREHOLDER NO.00026774,WANG, RONG-WEI AS REPRESENTATIVE | Management | For | For | ||||||||||
8.4 | THE ELECTION OF THE DIRECTOR.:QING CHENG CORPORATION,SHAREHOLDER NO.00026774,LIN, MING-YUEA AS REPRESENTATIVE | Management | For | For | ||||||||||
8.5 | THE ELECTION OF THE DIRECTOR.:FORMOSA INTERNATIONAL DEVELOPMENT CORPORATION,SHAREHOLDER NO.00026175,LEE, KUNG-WEN AS REPRESENTATIVE | Management | For | For | ||||||||||
8.6 | THE ELECTION OF THE DIRECTOR.:FORMOSA INTERNATIONAL DEVELOPMENT CORPORATION,SHAREHOLDER NO.00026175,KAO, CHIH-SHANG AS REPRESENTATIVE | Management | For | For | ||||||||||
8.7 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:LAI, SEH-JEN,SHAREHOLDER NO.N201297XXX | Management | For | For | ||||||||||
8.8 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:CHANG, KUO-CHUN,SHAREHOLDER NO.A110805XXX | Management | For | For | ||||||||||
8.9 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:WANG, WEN-JEH,SHAREHOLDER NO.X100029XXX | Management | For | For | ||||||||||
CMMT | 19 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS 8.1 TO 8.9. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
MGP INGREDIENTS INC | ||||||||||||||
Security | 55303J106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MGPI | Meeting Date | 17-Jun-2021 | |||||||||||
ISIN | US55303J1060 | Agenda | 935413310 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Neha J. Clark | Management | For | For | ||||||||||
1B. | Election of Director: Thomas A. Gerke | Management | For | For | ||||||||||
1C. | Election of Director: Donn Lux | Management | For | For | ||||||||||
1D. | Election of Director: Kevin S. Rauckman | Management | For | For | ||||||||||
2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
3. | To adopt an advisory resolution to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
MEDALLION FINANCIAL CORP. | ||||||||||||||
Security | 583928106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MFIN | Meeting Date | 17-Jun-2021 | |||||||||||
ISIN | US5839281061 | Agenda | 935413776 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Frederick A. Menowitz | For | For | |||||||||||
2 | David L. Rudnick | For | For | |||||||||||
2. | Proposal to ratify the appointment of Mazars USA LLP as Medallion Financial Corp.'s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Proposal to approve a non-binding advisory resolution to approve the 2020 compensation of Medallion Financial Corp.'s named executive officers, as described in the proxy statement. | Management | For | For | ||||||||||
GLOBAL BLOOD THERAPEUTICS, INC. | ||||||||||||||
Security | 37890U108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GBT | Meeting Date | 17-Jun-2021 | |||||||||||
ISIN | US37890U1088 | Agenda | 935418550 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Scott W. Morrison | For | For | |||||||||||
2 | Deval L. Patrick | For | For | |||||||||||
3 | Mark L. Perry | For | For | |||||||||||
2. | Approval, on a non-binding, advisory basis, of the compensation of the Company's named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
3. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
HC2 HOLDINGS, INC. | ||||||||||||||
Security | 404139107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HCHC | Meeting Date | 17-Jun-2021 | |||||||||||
ISIN | US4041391073 | Agenda | 935424452 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Avram A. Glazer | Management | For | For | ||||||||||
1.2 | Election of Director: Wayne Barr, Jr. | Management | For | For | ||||||||||
1.3 | Election of Director: Kenneth S. Courtis | Management | For | For | ||||||||||
1.4 | Election of Director: Warren H. Gfeller | Management | For | For | ||||||||||
1.5 | Election of Director: Michael Gorzynski | Management | For | For | ||||||||||
1.6 | Election of Director: Shelly C. Lombard | Management | For | For | ||||||||||
2. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers (the "Say on Pay Vote"). | Management | For | For | ||||||||||
3. | To ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
CADIZ INC. | ||||||||||||||
Security | 127537207 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CDZI | Meeting Date | 17-Jun-2021 | |||||||||||
ISIN | US1275372076 | Agenda | 935429476 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Keith Brackpool | For | For | |||||||||||
2 | Stephen E. Courter | For | For | |||||||||||
3 | Maria Echaveste | For | For | |||||||||||
4 | Geoffrey Grant | For | For | |||||||||||
5 | Winston Hickox | For | For | |||||||||||
6 | Susan P. Kennedy | For | For | |||||||||||
7 | Scott S. Slater | For | For | |||||||||||
8 | Carolyn Webb de Macías | For | For | |||||||||||
2. | Ratification of PricewaterhouseCoopers LLP as independent auditor. | Management | For | For | ||||||||||
3. | Advisory vote on executive compensation as disclosed in the proxy materials. | Management | For | For | ||||||||||
LORAL SPACE & COMMUNICATIONS INC. | ||||||||||||||
Security | 543881106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LORL | Meeting Date | 17-Jun-2021 | |||||||||||
ISIN | US5438811060 | Agenda | 935441028 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John D. Harkey, Jr. | Withheld | Against | |||||||||||
2 | Michael B. Targoff | For | For | |||||||||||
2. | Acting upon a proposal to ratify the appointment of Deloitte & Touche LLP as Loral's independent registered public accounting firm for the year ending December 31, 2020 (the "Accounting Firm Proposal"). | Management | For | For | ||||||||||
3. | Acting upon a proposal to approve, by non-binding, advisory vote, the compensation of Loral's named executive officers as described in the proxy statement/prospectus (the "Say-On-Pay Proposal"). | Management | For | For | ||||||||||
ORTHOFIX MEDICAL INC. | ||||||||||||||
Security | 68752M108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OFIX | Meeting Date | 21-Jun-2021 | |||||||||||
ISIN | US68752M1080 | Agenda | 935424286 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Catherine M. Burzik | Management | For | For | ||||||||||
1.2 | Election of Director: Jason M. Hannon | Management | For | For | ||||||||||
1.3 | Election of Director: James F. Hinrichs | Management | For | For | ||||||||||
1.4 | Election of Director: Alexis V. Lukianov | Management | For | For | ||||||||||
1.5 | Election of Director: Lilly Marks | Management | For | For | ||||||||||
1.6 | Election of Director: Michael E. Paolucci | Management | For | For | ||||||||||
1.7 | Election of Director: Jon C. Serbousek | Management | For | For | ||||||||||
1.8 | Election of Director: John E. Sicard | Management | For | For | ||||||||||
2. | Advisory vote on compensation of named executive officers. | Management | For | For | ||||||||||
3. | Approval of Amendment No. 2 to the Amended and Restated 2012 Long-Term Incentive Plan. | Management | Against | Against | ||||||||||
4. | Approval of Amendment No. 2 to the Second Amended and Restated Stock Purchase Plan. | Management | For | For | ||||||||||
5. | Ratification of the selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
ACTIVISION BLIZZARD, INC. | ||||||||||||||
Security | 00507V109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ATVI | Meeting Date | 21-Jun-2021 | |||||||||||
ISIN | US00507V1098 | Agenda | 935427749 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Reveta Bowers | Management | For | For | ||||||||||
1B. | Election of Director: Robert Corti | Management | For | For | ||||||||||
1C. | Election of Director: Hendrik Hartong III | Management | For | For | ||||||||||
1D. | Election of Director: Brian Kelly | Management | For | For | ||||||||||
1E. | Election of Director: Robert Kotick | Management | For | For | ||||||||||
1F. | Election of Director: Barry Meyer | Management | For | For | ||||||||||
1G. | Election of Director: Robert Morgado | Management | For | For | ||||||||||
1H. | Election of Director: Peter Nolan | Management | For | For | ||||||||||
1I. | Election of Director: Dawn Ostroff | Management | For | For | ||||||||||
1J. | Election of Director: Casey Wasserman | Management | For | For | ||||||||||
2. | To provide advisory approval of our executive compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
SEIKAGAKU CORPORATION | ||||||||||||||
Security | J75584102 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 22-Jun-2021 | ||||||||||||
ISIN | JP3414000004 | Agenda | 714203712 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Mizutani, Ken | Management | For | For | ||||||||||
2.2 | Appoint a Director Okada, Toshiyuki | Management | For | For | ||||||||||
2.3 | Appoint a Director Funakoshi, Yosuke | Management | For | For | ||||||||||
2.4 | Appoint a Director Akita, Takayuki | Management | For | For | ||||||||||
2.5 | Appoint a Director Minaki, Mio | Management | For | For | ||||||||||
2.6 | Appoint a Director Sugiura, Yasuyuki | Management | For | For | ||||||||||
KIKKOMAN CORPORATION | ||||||||||||||
Security | J32620106 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 22-Jun-2021 | ||||||||||||
ISIN | JP3240400006 | Agenda | 714226443 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Mogi, Yuzaburo | Management | Against | Against | ||||||||||
2.2 | Appoint a Director Horikiri, Noriaki | Management | For | For | ||||||||||
2.3 | Appoint a Director Yamazaki, Koichi | Management | For | For | ||||||||||
2.4 | Appoint a Director Nakano, Shozaburo | Management | For | For | ||||||||||
2.5 | Appoint a Director Shimada, Masanao | Management | For | For | ||||||||||
2.6 | Appoint a Director Mogi, Osamu | Management | For | For | ||||||||||
2.7 | Appoint a Director Matsuyama, Asahi | Management | For | For | ||||||||||
2.8 | Appoint a Director Kamiyama, Takao | Management | For | For | ||||||||||
2.9 | Appoint a Director Fukui, Toshihiko | Management | For | For | ||||||||||
2.10 | Appoint a Director Ozaki, Mamoru | Management | For | For | ||||||||||
2.11 | Appoint a Director Inokuchi, Takeo | Management | For | For | ||||||||||
2.12 | Appoint a Director Iino, Masako | Management | For | For | ||||||||||
3.1 | Appoint a Corporate Auditor Fukasawa, Haruhiko | Management | Against | Against | ||||||||||
3.2 | Appoint a Corporate Auditor Kogo, Motohiko | Management | For | For | ||||||||||
4 | Appoint a Substitute Corporate Auditor Endo, Kazuyoshi | Management | For | For | ||||||||||
GTY TECHNOLOGY HOLDINGS INC. | ||||||||||||||
Security | 362409104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GTYH | Meeting Date | 22-Jun-2021 | |||||||||||
ISIN | US3624091043 | Agenda | 935406757 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class III Director for three-year term: William D. Green | Management | For | For | ||||||||||
1B. | Election of Class III Director for three-year term: Charles Wert | Management | For | For | ||||||||||
2. | To ratify the appointment by the Company's audit committee of WithumSmith+Brown, PC to serve as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
PROG HOLDINGS, INC. | ||||||||||||||
Security | 74319R101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PRG | Meeting Date | 22-Jun-2021 | |||||||||||
ISIN | US74319R1014 | Agenda | 935433691 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kathy T. Betty | Management | For | For | ||||||||||
1B. | Election of Director: Douglas C. Curling | Management | For | For | ||||||||||
1C. | Election of Director: Cynthia N. Day | Management | For | For | ||||||||||
1D. | Election of Director: Curtis L. Doman | Management | For | For | ||||||||||
1E. | Election of Director: Steven A. Michaels | Management | For | For | ||||||||||
1F. | Election of Director: Ray M. Robinson | Management | For | For | ||||||||||
1G. | Election of Director: James Smith | Management | For | For | ||||||||||
2. | Approval of a non-binding advisory resolution to approve the Company's executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
4. | Amendment to the PROG Holdings, Inc. Employee Stock Purchase Plan. | Management | For | For | ||||||||||
YAKULT HONSHA CO.,LTD. | ||||||||||||||
Security | J95468120 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2021 | ||||||||||||
ISIN | JP3931600005 | Agenda | 714250026 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1.1 | Appoint a Director Narita, Hiroshi | Management | For | For | ||||||||||
1.2 | Appoint a Director Wakabayashi, Hiroshi | Management | For | For | ||||||||||
1.3 | Appoint a Director Ishikawa, Fumiyasu | Management | For | For | ||||||||||
1.4 | Appoint a Director Ito, Masanori | Management | For | For | ||||||||||
1.5 | Appoint a Director Doi, Akifumi | Management | For | For | ||||||||||
1.6 | Appoint a Director Hayashida, Tetsuya | Management | For | For | ||||||||||
1.7 | Appoint a Director Hirano, Susumu | Management | For | For | ||||||||||
1.8 | Appoint a Director Imada, Masao | Management | For | For | ||||||||||
1.9 | Appoint a Director Yasuda, Ryuji | Management | For | For | ||||||||||
1.10 | Appoint a Director Fukuoka, Masayuki | Management | For | For | ||||||||||
1.11 | Appoint a Director Maeda, Norihito | Management | For | For | ||||||||||
1.12 | Appoint a Director Tobe, Naoko | Management | For | For | ||||||||||
1.13 | Appoint a Director Hirano, Koichi | Management | For | For | ||||||||||
1.14 | Appoint a Director Shimbo, Katsuyoshi | Management | For | For | ||||||||||
1.15 | Appoint a Director Nagasawa, Yumiko | Management | For | For | ||||||||||
SOHGO SECURITY SERVICES CO.,LTD. | ||||||||||||||
Security | J7607Z104 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 24-Jun-2021 | ||||||||||||
ISIN | JP3431900004 | Agenda | 714243300 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Murai, Atsushi | Management | Against | Against | ||||||||||
2.2 | Appoint a Director Aoyama, Yukiyasu | Management | For | For | ||||||||||
2.3 | Appoint a Director Kayaki, Ikuji | Management | For | For | ||||||||||
2.4 | Appoint a Director Hokari, Hirohisa | Management | For | For | ||||||||||
2.5 | Appoint a Director Murai, Tsuyoshi | Management | For | For | ||||||||||
2.6 | Appoint a Director Nomura, Shigeki | Management | For | For | ||||||||||
2.7 | Appoint a Director Suzuki, Motohisa | Management | For | For | ||||||||||
2.8 | Appoint a Director Kishimoto, Koji | Management | For | For | ||||||||||
2.9 | Appoint a Director Kadowaki, Hideharu | Management | For | For | ||||||||||
2.10 | Appoint a Director Ando, Toyoaki | Management | For | For | ||||||||||
2.11 | Appoint a Director Suetsugu, Hirotomo | Management | Against | Against | ||||||||||
2.12 | Appoint a Director Ikenaga, Toshie | Management | For | For | ||||||||||
3 | Appoint a Corporate Auditor Nakagawa, Yoshiaki | Management | Against | Against | ||||||||||
LANDIS+GYR GROUP AG | ||||||||||||||
Security | H893NZ107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 24-Jun-2021 | ||||||||||||
ISIN | CH0371153492 | Agenda | 714248019 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
1 | 2020 ANNUAL REPORT AND FINANCIAL STATEMENTS | Management | No Action | |||||||||||
2.1 | APPROPRIATION OF RESULTS: APPROPRIATION OF ACCUMULATED DEFICIT | Management | No Action | |||||||||||
2.2 | APPROPRIATION OF RESULTS: DISTRIBUTION FROM STATUTORY CAPITAL RESERVES | Management | No Action | |||||||||||
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE GROUP EXECUTIVE MANAGEMENT | Management | No Action | |||||||||||
4.1 | REMUNERATION: 2020 REMUNERATION REPORT (CONSULTATIVE VOTE) | Management | No Action | |||||||||||
4.2 | REMUNERATION: MAXIMUM AGGREGATE REMUNERATION FOR THE BOARD OF DIRECTORS FOR THE TERM OF OFFICE UNTIL THE 2022 GENERAL MEETING (BINDING VOTE) | Management | No Action | |||||||||||
4.3 | REMUNERATION: MAXIMUM AGGREGATE REMUNERATION FOR THE GROUP EXECUTIVE MANAGEMENT FOR THE FINANCIAL YEAR STARTING APRIL 1, 2022 AND ENDING MARCH 31, 2023 (BINDING VOTE) | Management | No Action | |||||||||||
5.1.1 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ANDREAS UMBACH | Management | No Action | |||||||||||
5.1.2 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ERIC ELZVIK | Management | No Action | |||||||||||
5.1.3 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: DAVE GEARY | Management | No Action | |||||||||||
5.1.4 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: PETER MAINZ | Management | No Action | |||||||||||
5.1.5 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: SOREN THORUP SORENSEN | Management | No Action | |||||||||||
5.1.6 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ANDREAS SPREITER | Management | No Action | |||||||||||
5.1.7 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: CHRISTINA STERCKEN | Management | No Action | |||||||||||
5.2 | ELECTION OF LAUREEN TOLSON AS NEW MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
5.3 | RE-ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: ANDREAS UMBACH | Management | No Action | |||||||||||
5.4.1 | RE-ELECTION AND ELECTION, RESPECTIVELY, OF THE MEMBER OF THE REMUNERATION COMMITTEE: ERIC ELZVIK | Management | No Action | |||||||||||
5.4.2 | RE-ELECTION AND ELECTION, RESPECTIVELY, OF THE MEMBER OF THE REMUNERATION COMMITTEE: DAVE GEARY | Management | No Action | |||||||||||
5.4.3 | RE-ELECTION AND ELECTION, RESPECTIVELY, OF THE MEMBER OF THE REMUNERATION COMMITTEE: PETER MAINZ | Management | No Action | |||||||||||
5.5 | RE-ELECTION OF THE STATUTORY AUDITORS: PRICEWATERHOUSECOOPERS AG, ZUG | Management | No Action | |||||||||||
5.6 | RE-ELECTION OF THE INDEPENDENT PROXY: MR. ROGER FOEHN, ATTORNEY-AT-LAW, OF THE LAW FIRM ADROIT, ZURICH | Management | No Action | |||||||||||
TAKASAGO INTERNATIONAL CORPORATION | ||||||||||||||
Security | J80937113 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 24-Jun-2021 | ||||||||||||
ISIN | JP3454400007 | Agenda | 714250191 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Masumura, Satoshi | Management | Against | Against | ||||||||||
2.2 | Appoint a Director Noyori, Ryoji | Management | For | For | ||||||||||
2.3 | Appoint a Director Fujiwara, Hisaya | Management | For | For | ||||||||||
2.4 | Appoint a Director Yamagata, Tatsuya | Management | For | For | ||||||||||
2.5 | Appoint a Director Somekawa, Kenichi | Management | For | For | ||||||||||
2.6 | Appoint a Director Yanaka, Fumihiro | Management | For | For | ||||||||||
2.7 | Appoint a Director Matsuda, Komei | Management | For | For | ||||||||||
2.8 | Appoint a Director Mizuno, Naoki | Management | For | For | ||||||||||
2.9 | Appoint a Director Isono, Hirokazu | Management | For | For | ||||||||||
2.10 | Appoint a Director Kawabata, Shigeki | Management | For | For | ||||||||||
3 | Appoint a Corporate Auditor Kawakami, Yukihiro | Management | For | For | ||||||||||
SCULPTOR CAPITAL MANAGEMENT, INC. | ||||||||||||||
Security | 811246107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SCU | Meeting Date | 24-Jun-2021 | |||||||||||
ISIN | US8112461079 | Agenda | 935424262 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Marcy Engel | For | For | |||||||||||
2 | Bharath Srikrishnan | For | For | |||||||||||
3 | Meghna Desai | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
OPKO HEALTH, INC. | ||||||||||||||
Security | 68375N103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OPK | Meeting Date | 24-Jun-2021 | |||||||||||
ISIN | US68375N1037 | Agenda | 935428397 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Phillip Frost, M.D. | For | For | |||||||||||
2 | Jane H. Hsiao, PhD, MBA | For | For | |||||||||||
3 | Steven D. Rubin | For | For | |||||||||||
4 | Jon R. Cohen, M.D. | For | For | |||||||||||
5 | Robert S. Fishel, M.D. | For | For | |||||||||||
6 | Richard M. Krasno, Ph.D | For | For | |||||||||||
7 | Prem A. Lachman, M.D. | For | For | |||||||||||
8 | Richard A. Lerner, M.D. | For | For | |||||||||||
9 | Roger J. Medel, M.D. | For | For | |||||||||||
10 | John A. Paganelli | For | For | |||||||||||
11 | Richard C Pfenniger, Jr | For | For | |||||||||||
12 | A. Lin-Tsing Yu, MD PhD | For | For | |||||||||||
2. | A non-binding advisory vote to approve the compensation paid to named executive officers of the Company ("Say on Pay"). | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
MOVADO GROUP, INC. | ||||||||||||||
Security | 624580106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MOV | Meeting Date | 24-Jun-2021 | |||||||||||
ISIN | US6245801062 | Agenda | 935430342 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Peter A. Bridgman | For | For | |||||||||||
2 | Alex Grinberg | For | For | |||||||||||
3 | Efraim Grinberg | For | For | |||||||||||
4 | Alan H. Howard | For | For | |||||||||||
5 | Richard Isserman | For | For | |||||||||||
6 | Ann Kirschner | For | For | |||||||||||
7 | Stephen Sadove | For | For | |||||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 31, 2022. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Proxy Statement under "Executive Compensation". | Management | For | For | ||||||||||
VROOM, INC. | ||||||||||||||
Security | 92918V109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VRM | Meeting Date | 24-Jun-2021 | |||||||||||
ISIN | US92918V1098 | Agenda | 935431433 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert J. Mylod | For | For | |||||||||||
2 | Scott A. Dahnke | For | For | |||||||||||
3 | Michael J. Farello | For | For | |||||||||||
4 | Paul J. Hennessy | For | For | |||||||||||
5 | Laura W. Lang | For | For | |||||||||||
6 | Laura G. O'Shaughnessy | For | For | |||||||||||
7 | Paula B. Pretlow | For | For | |||||||||||
8 | Frederick O. Terrell | For | For | |||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve on an advisory (non-binding) basis the frequency of future advisory votes on the compensation of the Company's named executive officers. | Management | 1 Year | For | ||||||||||
CENTRAL EUROPE, RUSSIA & TURKEY FD COM | ||||||||||||||
Security | 153436100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CEE | Meeting Date | 24-Jun-2021 | |||||||||||
ISIN | US1534361001 | Agenda | 935441078 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Mr Christian H Strenger | For | For | |||||||||||
2 | Dr. Wolfgang Leoni | For | For | |||||||||||
3 | Dr. Holger Hatje | For | For | |||||||||||
2. | To ratify the appointment by the Audit Committee and the Board of Directors of Ernst & Young LLP, an independent public accounting firm, as independent auditors for the fiscal year ending October 31, 2021. | Management | For | For | ||||||||||
THE NEW GERMANY FUND | ||||||||||||||
Security | 644465106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GF | Meeting Date | 24-Jun-2021 | |||||||||||
ISIN | US6444651060 | Agenda | 935441080 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Richard R. Burt | For | For | |||||||||||
2 | Dr. Wolfgang Leoni | For | For | |||||||||||
3 | Ms. Hepsen Uzcan | For | For | |||||||||||
2. | To ratify the appointment by the Audit Committee and the Board of Directors of Ernst & Young LLP, an independent public accounting firm, as independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
THE EUROPEAN EQUITY FUND | ||||||||||||||
Security | 298768102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EEA | Meeting Date | 24-Jun-2021 | |||||||||||
ISIN | US2987681028 | Agenda | 935441092 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Mr. Walter C. Dostmann | For | For | |||||||||||
2 | Mr. Christian M. Zügel | For | For | |||||||||||
3 | Ms. Hepsen Uzcan | For | For | |||||||||||
2. | To ratify the appointment by the Audit Committee and the Board of Directors of Ernst & Young LLP, an independent public accounting firm, as independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve a stockholder proposal asking the Fund to take steps to declassify the Board of Directors of the Fund. | Shareholder | Against | For | ||||||||||
GINKO INTERNATIONAL CO LTD | ||||||||||||||
Security | G39010106 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||
ISIN | KYG390101064 | Agenda | 714226380 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | RATIFICATION OF 2020 BUSINESS REPORT AND CONSOLIDATED FINANCIAL STATEMENTS. | Management | For | For | ||||||||||
2 | RATIFICATION OF 2020 PROFIT DISTRIBUTION TABLE. PROPOSED CASH DIVIDEND: TWD 6.0 PER SHARE | Management | For | For | ||||||||||
3 | PROPOSED AMENDMENTS TO THE ARTICLES OF PROCEDURES FOR LENDING FUNDS TO OTHER PARTIES. | Management | For | For | ||||||||||
4 | PROPOSED AMENDMENTS TO THE ARTICLES OF PROCEDURES FOR ENDORSEMENT AND GUARANTEE. | Management | For | For | ||||||||||
5 | PROPOSED AMENDMENTS TO THE NAME AND SOME ARTICLES OF RULES FOR DIRECTOR AND SUPERVISOR ELECTIONS. | Management | For | For | ||||||||||
6 | PROPOSED ABROGATION OF RULES GOVERNING THE SCOPE OF POWERS OF SUPERVISORS. | Management | For | For | ||||||||||
7.1 | THE ELECTION OF THE DIRECTOR:KUO-CHOU TSAI,SHAREHOLDER NO.48 | Management | For | For | ||||||||||
7.2 | THE ELECTION OF THE DIRECTOR:KUO-YUAN TSAI,SHAREHOLDER NO.14 | Management | For | For | ||||||||||
7.3 | THE ELECTION OF THE DIRECTOR:NEW PATH INTERNATIONAL CO., LTD.,SHAREHOLDER NO.1 | Management | Abstain | Against | ||||||||||
7.4 | THE ELECTION OF THE DIRECTOR:HYDRON INTERNATIONAL CO., LTD.,SHAREHOLDER NO.2 | Management | Abstain | Against | ||||||||||
7.5 | THE ELECTION OF THE DIRECTOR:OCEAN HEART INTERNATIONAL LIMITED,SHAREHOLDER NO.5 | Management | Abstain | Against | ||||||||||
7.6 | THE ELECTION OF THE DIRECTOR:MIGHTY STAR INVESTMENT LIMITED.,SHAREHOLDER NO.12 | Management | Abstain | Against | ||||||||||
7.7 | THE ELECTION OF THE INDEPENDENT DIRECTOR:KEN-CHENG WU,SHAREHOLDER NO.G120325XXX | Management | For | For | ||||||||||
7.8 | THE ELECTION OF THE INDEPENDENT DIRECTOR:JUI-LUNG TUNG,SHAREHOLDER NO.L101232XXX | Management | For | For | ||||||||||
7.9 | THE ELECTION OF THE INDEPENDENT DIRECTOR:CHIA-CHUNG CHAN,SHAREHOLDER NO.K120410XXX | Management | For | For | ||||||||||
8 | TO RELEASE THE NON-COMPETITION RESTRICTION ON NEWLY-APPOINTED DIRECTORS AND REPRESENTATIVES. | Management | For | For | ||||||||||
BULL-DOG SAUCE CO.,LTD. | ||||||||||||||
Security | J04746103 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||
ISIN | JP3831200005 | Agenda | 714233664 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Ishigaki, Hisatoshi | Management | Against | Against | ||||||||||
2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Sato, Koichi | Management | For | For | ||||||||||
2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Suzuki, Satoko | Management | For | For | ||||||||||
3 | Appoint a Substitute Director who is Audit and Supervisory Committee Member Kunori, Kazuo | Management | For | For | ||||||||||
NISSIN FOODS HOLDINGS CO.,LTD. | ||||||||||||||
Security | J58063124 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||
ISIN | JP3675600005 | Agenda | 714242310 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Ando, Koki | Management | For | For | ||||||||||
2.2 | Appoint a Director Ando, Noritaka | Management | For | For | ||||||||||
2.3 | Appoint a Director Yokoyama, Yukio | Management | For | For | ||||||||||
2.4 | Appoint a Director Kobayashi, Ken | Management | For | For | ||||||||||
2.5 | Appoint a Director Okafuji, Masahiro | Management | For | For | ||||||||||
2.6 | Appoint a Director Mizuno, Masato | Management | For | For | ||||||||||
2.7 | Appoint a Director Nakagawa, Yukiko | Management | For | For | ||||||||||
2.8 | Appoint a Director Sakuraba, Eietsu | Management | For | For | ||||||||||
3 | Appoint a Substitute Corporate Auditor Sugiura, Tetsuro | Management | For | For | ||||||||||
4 | Approve Details of Compensation as Stock-Linked Compensation Type Stock Options for Directors | Management | For | For | ||||||||||
MAEZAWA KYUSO INDUSTRIES CO.,LTD. | ||||||||||||||
Security | J39466107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||
ISIN | JP3860300007 | Agenda | 714250379 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Taniai, Yuichi | Management | For | For | ||||||||||
2.2 | Appoint a Director Murata, Hideaki | Management | For | For | ||||||||||
2.3 | Appoint a Director Sugimoto, Hiroshi | Management | For | For | ||||||||||
2.4 | Appoint a Director Taniguchi, Yoichiro | Management | For | For | ||||||||||
2.5 | Appoint a Director Yoshikawa, Akihiro | Management | For | For | ||||||||||
2.6 | Appoint a Director Iijima, Yasuo | Management | For | For | ||||||||||
3 | Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Outside Directors) | Management | For | For | ||||||||||
IWATSUKA CONFECTIONERY CO.,LTD. | ||||||||||||||
Security | J25575101 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||
ISIN | JP3152200006 | Agenda | 714322536 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Maki, Haruo | Management | Against | Against | ||||||||||
2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Hoshino, Tadahiko | Management | For | For | ||||||||||
2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Maki, Daisuke | Management | For | For | ||||||||||
2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Abe, Masaei | Management | For | For | ||||||||||
2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Kobayashi, Haruhito | Management | For | For | ||||||||||
3.1 | Appoint a Director who is Audit and Supervisory Committee Member Ishikawa, Yutaka | Management | For | For | ||||||||||
3.2 | Appoint a Director who is Audit and Supervisory Committee Member Sano, Yoshihide | Management | For | For | ||||||||||
3.3 | Appoint a Director who is Audit and Supervisory Committee Member Fukai, Kazuo | Management | For | For | ||||||||||
4 | Appoint a Substitute Director who is Audit and Supervisory Committee Member Hosokai, Iwao | Management | For | For | ||||||||||
VICOR CORPORATION | ||||||||||||||
Security | 925815102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VICR | Meeting Date | 25-Jun-2021 | |||||||||||
ISIN | US9258151029 | Agenda | 935432005 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Samuel J. Anderson | For | For | |||||||||||
2 | M. Michael Ansour | For | For | |||||||||||
3 | Jason L. Carlson | For | For | |||||||||||
4 | Philip D. Davies | For | For | |||||||||||
5 | Andrew T. D'Amico | For | For | |||||||||||
6 | Estia J. Eichten | For | For | |||||||||||
7 | Michael S. McNamara | For | For | |||||||||||
8 | Claudio Tuozzolo | For | For | |||||||||||
9 | Patrizio Vinciarelli | For | For | |||||||||||
SINCLAIR BROADCAST GROUP, INC. | ||||||||||||||
Security | 829226109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SBGI | Meeting Date | 28-Jun-2021 | |||||||||||
ISIN | US8292261091 | Agenda | 935426672 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David D. Smith* | For | For | |||||||||||
2 | Frederick G. Smith* | For | For | |||||||||||
3 | J. Duncan Smith* | For | For | |||||||||||
4 | Robert E. Smith* | For | For | |||||||||||
5 | Laurie R. Beyer* | For | For | |||||||||||
6 | Howard E. Friedman* | For | For | |||||||||||
7 | Lawrence E. McCanna* | For | For | |||||||||||
8 | Daniel C. Keith* | For | For | |||||||||||
9 | Martin R. Leader* | For | For | |||||||||||
10 | Benson E. Legg* | For | For | |||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Approval of amended and restated Employee Stock Purchase Plan. | Management | For | For | ||||||||||
4. | Approval of an amendment to the Company's 1996 Long- Term Incentive Plan to increase the number of shares authorized for issuance thereunder. | Management | Abstain | Against | ||||||||||
MORINAGA MILK INDUSTRY CO.,LTD. | ||||||||||||||
Security | J46410114 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 29-Jun-2021 | ||||||||||||
ISIN | JP3926800008 | Agenda | 714243285 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Miyahara, Michio | Management | For | For | ||||||||||
2.2 | Appoint a Director Onuki, Yoichi | Management | For | For | ||||||||||
2.3 | Appoint a Director Okawa, Teiichiro | Management | For | For | ||||||||||
2.4 | Appoint a Director Minato, Tsuyoshi | Management | For | For | ||||||||||
2.5 | Appoint a Director Yanagida, Yasuhiko | Management | For | For | ||||||||||
2.6 | Appoint a Director Hyodo, Hitoshi | Management | For | For | ||||||||||
2.7 | Appoint a Director Kawakami, Shoji | Management | For | For | ||||||||||
2.8 | Appoint a Director Yoneda, Takatomo | Management | For | For | ||||||||||
2.9 | Appoint a Director Tominaga, Yukari | Management | For | For | ||||||||||
3 | Appoint a Substitute Corporate Auditor Suzuki, Michio | Management | For | For | ||||||||||
MEIJI HOLDINGS CO.,LTD. | ||||||||||||||
Security | J41729104 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 29-Jun-2021 | ||||||||||||
ISIN | JP3918000005 | Agenda | 714250038 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1.1 | Appoint a Director Kawamura, Kazuo | Management | For | For | ||||||||||
1.2 | Appoint a Director Kobayashi, Daikichiro | Management | For | For | ||||||||||
1.3 | Appoint a Director Matsuda, Katsunari | Management | For | For | ||||||||||
1.4 | Appoint a Director Shiozaki, Koichiro | Management | For | For | ||||||||||
1.5 | Appoint a Director Furuta, Jun | Management | For | For | ||||||||||
1.6 | Appoint a Director Matsumura, Mariko | Management | For | For | ||||||||||
1.7 | Appoint a Director Kawata, Masaya | Management | Against | Against | ||||||||||
1.8 | Appoint a Director Kuboyama, Michiko | Management | For | For | ||||||||||
2.1 | Appoint a Corporate Auditor Chida, Hiroaki | Management | For | For | ||||||||||
2.2 | Appoint a Corporate Auditor Ono, Takayoshi | Management | Against | Against | ||||||||||
2.3 | Appoint a Corporate Auditor Watanabe, Hajime | Management | For | For | ||||||||||
2.4 | Appoint a Corporate Auditor Ando, Makoto | Management | For | For | ||||||||||
3 | Appoint a Substitute Corporate Auditor Imamura, Makoto | Management | For | For | ||||||||||
JSP CORPORATION | ||||||||||||||
Security | J28562106 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 29-Jun-2021 | ||||||||||||
ISIN | JP3386000008 | Agenda | 714303865 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Appoint a Director Sakai, Yukio | Management | For | For | ||||||||||
1.2 | Appoint a Director Okubo, Tomohiko | Management | For | For | ||||||||||
1.3 | Appoint a Director Wakabayashi, Koichi | Management | For | For | ||||||||||
1.4 | Appoint a Director Oikawa, Yasuo | Management | For | For | ||||||||||
1.5 | Appoint a Director Tokoro, Hisao | Management | For | For | ||||||||||
1.6 | Appoint a Director Uchida, Kosuke | Management | For | For | ||||||||||
1.7 | Appoint a Director Komori, Yasushi | Management | For | For | ||||||||||
1.8 | Appoint a Director Shima, Yoshikazu | Management | For | For | ||||||||||
1.9 | Appoint a Director Yanaga, Kazufumi | Management | For | For | ||||||||||
1.10 | Appoint a Director Shinozuka, Hisashi | Management | For | For | ||||||||||
1.11 | Appoint a Director Ikeda, Takayuki | Management | For | For | ||||||||||
2.1 | Appoint a Corporate Auditor Ogawa, Makoto | Management | For | For | ||||||||||
2.2 | Appoint a Corporate Auditor Honda, Hideki | Management | Against | Against | ||||||||||
TRINITY PLACE HOLDINGS INC. | ||||||||||||||
Security | 89656D101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TPHS | Meeting Date | 29-Jun-2021 | |||||||||||
ISIN | US89656D1019 | Agenda | 935430948 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Alan Cohen | Management | For | For | ||||||||||
1B. | Election of Director: Matthew Messinger | Management | For | For | ||||||||||
1C. | Election of Director: Keith Pattiz | Management | For | For | ||||||||||
2. | Ratification of the appointment of BDO USA, LLP as the independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Approval of an amendment to the company's 2015 Stock Incentive Plan to increase the number of shares available for awards by 1,500,000 shares. | Management | For | For | ||||||||||
4. | Approval, on an advisory basis, of the compensation of the company's named executive officers. | Management | For | For | ||||||||||
5. | Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of the company's named executive officers. | Management | 3 Years | For |
ProxyEdge Meeting Date Range: 07/01/2020 - 06/30/2021 The Gabelli Equity Income Fund | Report Date: 07/01/2021 1 |
Investment Company Report
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SEVERN TRENT PLC | ||||||||||||||
Security | G8056D159 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 15-Jul-2020 | ||||||||||||
ISIN | GB00B1FH8J72 | Agenda | 712819347 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||||
2 | APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||||
3 | DECLARE A FINAL ORDINARY DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||||
4 | REAPPOINT KEVIN BEESTON | Management | For | For | ||||||||||
5 | REAPPOINT JAMES BOWLING | Management | For | For | ||||||||||
6 | REAPPOINT JOHN COGHLAN | Management | For | For | ||||||||||
7 | REAPPOINT OLIVIA GARFIELD | Management | For | For | ||||||||||
8 | APPOINT CHRISTINE HODGSON | Management | For | For | ||||||||||
9 | APPOINT SHARMILA NEBHRAJANI | Management | For | For | ||||||||||
10 | REAPPOINT DOMINIQUE REINICHE | Management | For | For | ||||||||||
11 | REAPPOINT PHILIP REMNANT | Management | For | For | ||||||||||
12 | REAPPOINT ANGELA STRANK | Management | For | For | ||||||||||
13 | REAPPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
14 | AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||
15 | AUTHORISE THE COMPANY AND ALL COMPANIES WHICH ARE SUBSIDIARIES OF THE COMPANY TO MAKE POLITICAL DONATIONS NOT EXCEEDING GBP 50,000 IN TOTAL | Management | For | For | ||||||||||
16 | RENEW THE COMPANY'S AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
17 | DISAPPLY PRE-EMPTION RIGHTS ON UP TO 5% OF THE ISSUED SHARE CAPITAL | Management | For | For | ||||||||||
18 | DISAPPLY PRE-EMPTION RIGHTS ON UP TO AN ADDITIONAL 5% OF THE ISSUED SHARE CAPITAL IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | For | For | ||||||||||
19 | AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS ORDINARY SHARES | Management | For | For | ||||||||||
20 | AUTHORISE GENERAL MEETINGS OF THE COMPANY, OTHER THAN ANNUAL GENERAL MEETINGS, TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
BT GROUP PLC | ||||||||||||||
Security | G16612106 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 16-Jul-2020 | ||||||||||||
ISIN | GB0030913577 | Agenda | 712792743 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | ANNUAL REPORT AND ACCOUNTS: THAT THE ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 MARCH 2020 BE RECEIVED | Management | For | For | ||||||||||
2 | ANNUAL REMUNERATION REPORT: THAT THE ANNUAL DIRECTORS' REMUNERATION REPORT AS SET OUT ON PAGES 84 TO 89 AND 98 TO 109 OF THE ANNUAL REPORT FOR THE YEAR ENDED 31 MARCH 2020 BE RECEIVED AND APPROVED | Management | For | For | ||||||||||
3 | DIRECTORS' REMUNERATION POLICY: THAT THE DIRECTORS' REMUNERATION POLICY AS SET OUT ON PAGES 90 TO 97 OF THE ANNUAL REPORT 2020 BE RECEIVED AND APPROVED | Management | For | For | ||||||||||
4 | THAT JAN DU PLESSIS BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
5 | THAT PHILIP JANSEN BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
6 | THAT SIMON LOWTH BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
7 | THAT IAIN CONN BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
8 | THAT ISABEL HUDSON BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
9 | THAT MIKE INGLIS BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
10 | THAT MATTHEW KEY BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
11 | THAT ALLISON KIRKBY BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
12 | THAT ADEL AL-SALEH BE ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
13 | THAT SIR IAN CHESHIRE BE ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
14 | THAT LEENA NAIR BE ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
15 | THAT SARA WELLER BE ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
16 | AUDITORS' RE-APPOINTMENT : THAT KPMG LLP BE RE-APPOINTED AS AUDITORS OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||||
17 | AUDITORS' REMUNERATION: THAT THE AUDIT & RISK COMMITTEE OF THE BOARD OF DIRECTORS BE AUTHORISED TO DECIDE THE AUDITORS' REMUNERATION | Management | For | For | ||||||||||
18 | AUTHORITY TO ALLOT SHARES: THAT: (A) THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO, AND IN ACCORDANCE WITH, SECTION 551 OF THE COMPANIES ACT 2006 (2006 ACT) TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES IN THE COMPANY: (I) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 163M; AND (II) COMPRISING EQUITY SECURITIES, AS DEFINED IN SECTION 560 OF THE 2006 ACT, UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 163M (INCLUDING WITHIN SUCH LIMIT ANY SHARES ISSUED OR RIGHTS GRANTED UNDER PARAGRAPH (I) ABOVE) IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE TO: A. HOLDERS OF ORDINARY SHARES IN THE COMPANY IN PROPORTION, AS NEARLY AS MAY BE PRACTICABLE, TO THEIR EXISTING HOLDINGS; AND B. HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES; AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, SHARES REPRESENTED BY DEPOSITARY RECEIPTS, LEGAL, REGULATORY OR PRACTICAL PROBLEMS UNDER THE LAWS OF, OR THE REQUIREMENTS OF, ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY OR ANY OTHER MATTER WHATSOEVER. THIS AUTHORITY SHALL HEREBY TAKE EFFECT FROM THE DATE OF THE PASSING OF THIS RESOLUTION UNTIL THE CONCLUSION OF THE COMPANY'S AGM IN 2021, OR THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2021, WHICHEVER IS THE EARLIER, PROVIDED THAT, IN EACH CASE, THE COMPANY MAY, BEFORE THIS AUTHORITY EXPIRES, MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES IN THE COMPANY TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES TO BE GRANTED AFTER THIS AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT SHARES IN THE COMPANY OR GRANT RIGHTS UNDER ANY SUCH OFFER OR AGREEMENT AS IF THIS AUTHORITY HAD NOT EXPIRED; (B) SUBJECT TO PARAGRAPH (C) BELOW, ALL EXISTING AUTHORITIES GIVEN TO THE DIRECTORS | Management | For | For | ||||||||||
PURSUANT TO SECTION 551 OF THE 2006 ACT BY WAY OF THE ORDINARY RESOLUTION OF THE COMPANY PASSED ON 10 JULY 2019 BE REVOKED BY THIS RESOLUTION; AND (C) PARAGRAPH (B) ABOVE SHALL BE WITHOUT PREJUDICE TO THE CONTINUING AUTHORITY OF THE DIRECTORS TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES PURSUANT TO AN OFFER OR AGREEMENT MADE BY THE COMPANY BEFORE THE EXPIRY OF THE AUTHORITY PURSUANT TO WHICH SUCH OFFER OR AGREEMENT WAS MADE | ||||||||||||||
19 | DISAPPLICATION OF PRE-EMPTION RIGHTS: THAT, SUBJECT TO THE PASSING OF RESOLUTION 18 ABOVE, AND IN PLACE OF THE POWER GIVEN TO THEM PURSUANT TO THE SPECIAL RESOLUTION OF THE COMPANY PASSED ON 10 JULY 2019, THE BOARD BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE 2006 ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 18 AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH AN OFFER OF EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER RESOLUTION 18(A)(II), BY WAY OF A RIGHTS ISSUE ONLY) TO OR IN FAVOUR OF: NOTICE (I) HOLDERS OF ORDINARY SHARES IN THE COMPANY IN PROPORTION, AS NEARLY AS MAY BE PRACTICABLE, TO THEIR EXISTING HOLDINGS; AND (II) HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES; AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, SHARES REPRESENTED BY DEPOSITARY RECEIPTS, LEGAL, REGULATORY OR PRACTICAL PROBLEMS UNDER THE LAWS OF, OR THE REQUIREMENTS OF, ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY OR ANY OTHER MATTER WHATSOEVER; AND (B) TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 24.8M, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT AGM OF THE COMPANY (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2021), BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY | Management | For | For | ||||||||||
MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | ||||||||||||||
20 | FURTHER DISAPPLICATION OF PREEMPTION RIGHTS: THAT SUBJECT TO THE PASSING OF RESOLUTION 18, THE BOARD BE AUTHORISED, IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 19, TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE 2006 ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: (A) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 24.8M; AND (B) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD OF THE COMPANY DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PREEMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE OF MEETING, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT AGM OF THE COMPANY (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2021), BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | Management | For | For | ||||||||||
21 | AUTHORITY TO PURCHASE OWN SHARES: THAT THE COMPANY HAS GENERAL AND UNCONDITIONAL AUTHORITY TO MAKE MARKET PURCHASES (AS DEFINED IN SECTION 693(4) OF THE 2006 ACT) OF SHARES OF 5P EACH IN THE COMPANY, SUBJECT TO THE FOLLOWING CONDITIONS: (A) THE MAXIMUM NUMBER OF SHARES WHICH MAY BE PURCHASED IS 988 MILLION SHARES; (B) THE MINIMUM PRICE (EXCLUDING EXPENSES) WHICH MAY BE PAID FOR EACH SHARE IS 5P; (C) THE MAXIMUM PRICE (EXCLUDING EXPENSES) WHICH THE COMPANY | Management | For | For | ||||||||||
MAY PAY FOR EACH SHARE CANNOT BE MORE THAN THE HIGHER OF: (I) 105% OF THE AVERAGE MARKET VALUE OF A SHARE IN THE COMPANY FOR THE FIVE BUSINESS DAYS PRIOR TO THE DAY THE PURCHASE IS MADE; OR (II) THE VALUE OF A SHARE IN THE COMPANY CALCULATED ON THE BASIS OF THE HIGHER OF THE PRICE QUOTED FOR: (A) THE LAST INDEPENDENT TRADE OF; OR (B) THE HIGHEST CURRENT INDEPENDENT BID FOR, IN EACH INSTANCE ANY NUMBER OF SHARES IN THE COMPANY ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT; AND (D) THIS AUTHORITY EXPIRES AT THE END OF THE NEXT AGM (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2021), EXCEPT IN RELATION TO THE PURCHASE OF SHARES, THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE EXPIRY OF THIS AUTHORITY AND WHICH MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER THAT EXPIRY | ||||||||||||||
22 | AUTHORITY TO CALL A GENERAL MEETING ON 14 DAYS' NOTICE: THAT THE COMPANY MAY CALL A GENERAL MEETING (BUT NOT AN AGM) ON AT LEAST 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
23 | AUTHORITY FOR POLITICAL DONATIONS: THAT BRITISH TELECOMMUNICATIONS PLC, A WHOLLY- OWNED SUBSIDIARY OF THE COMPANY, BE AUTHORISED TO MAKE POLITICAL DONATIONS TO POLITICAL: (A) PARTIES AND/OR INDEPENDENT ELECTION CANDIDATES NOT EXCEEDING GBP 75,000 IN TOTAL; AND (B) ORGANISATIONS OTHER THAN POLITICAL PARTIES NOT EXCEEDING GBP 25,000 IN TOTAL DURING THE PERIOD BEGINNING WITH THE DATE OF THE 2020 AGM AND ENDING AT THE END OF THE DAY ON WHICH THE 2021 AGM IS HELD. THE TERMS 'POLITICAL DONATION', 'POLITICAL PARTIES', 'INDEPENDENT ELECTION CANDIDATES' AND 'POLITICAL ORGANISATION' HAVE THE MEANINGS GIVEN BY SECTIONS 363 TO 365 OF THE 2006 ACT | Management | For | For | ||||||||||
24 | EMPLOYEE SAVESHARE PLAN RULES: THAT THE RULES OF THE BT GROUP PLC SAVESHARE PLAN (THE SAVESHARE), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED AT APPENDIX 1 TO THIS NOTICE OF MEETING, BE APPROVED AND THE DIRECTORS OF THE COMPANY BE AUTHORISED TO DO ALL ACTS AND THINGS THEY CONSIDER NECESSARY OR EXPEDIENT TO IMPLEMENT AND GIVE EFFECT TO THE SAVESHARE | Management | For | For | ||||||||||
25 | INTERNATIONAL EMPLOYEE SAVESHARE PLAN RULES: THAT THE RULES OF THE BT GROUP PLC INTERNATIONAL SAVESHARE PLAN (THE INTERNATIONAL SAVESHARE), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED AT APPENDIX 1 TO THIS NOTICE OF MEETING, BE APPROVED AND THE DIRECTORS OF THE COMPANY BE AUTHORISED TO DO ALL ACTS AND THINGS THEY | Management | For | For | ||||||||||
CONSIDER NECESSARY OR EXPEDIENT TO IMPLEMENT AND GIVE EFFECT TO THE INTERNATIONAL SAVESHARE, AND TO ESTABLISH FURTHER PLANS BASED ON THE INTERNATIONAL SAVESHARE BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT ANY SHARES MADE AVAILABLE UNDER ANY FURTHER SUCH PLANS WILL COUNT AGAINST ANY LIMITS ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE INTERNATIONAL SAVESHARE | ||||||||||||||
26 | EMPLOYEE STOCK PURCHASE PLAN RULES: THAT THE RULES OF THE BT GROUP PLC EMPLOYEE STOCK PURCHASE PLAN (THE ESPP), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED AT APPENDIX 1 TO THIS NOTICE OF MEETING, BE APPROVED AND THE DIRECTORS OF THE COMPANY BE AUTHORISED TO DO ALL ACTS AND THINGS THEY CONSIDER NECESSARY OR EXPEDIENT TO IMPLEMENT AND GIVE EFFECT TO THE ESPP | Management | For | For | ||||||||||
27 | RESTRICTED SHARE PLAN RULES: THAT THE RULES OF THE BT GROUP PLC RESTRICTED SHARE PLAN (THE RSP), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED AT APPENDIX 1 TO THIS NOTICE OF MEETING, BE APPROVED AND THE DIRECTORS OF THE COMPANY BE AUTHORISED TO DO ALL ACTS AND THINGS THEY CONSIDER NECESSARY OR EXPEDIENT TO IMPLEMENT AND GIVE EFFECT TO THE RSP, AND TO ESTABLISH FURTHER PLANS BASED ON THE RSP BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT ANY SHARES MADE AVAILABLE UNDER ANY FURTHER SUCH PLANS WILL COUNT AGAINST ANY LIMITS ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE RSP | Management | For | For | ||||||||||
28 | DEFERRED BONUS PLAN RULES: THAT THE RULES OF THE BT GROUP PLC DEFERRED BONUS PLAN (THE DBP), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED AT APPENDIX 1 TO THIS NOTICE OF MEETING, BE APPROVED AND THE DIRECTORS OF THE COMPANY BE AUTHORISED TO DO ALL ACTS AND THINGS THEY CONSIDER NECESSARY OR EXPEDIENT TO IMPLEMENT AND GIVE EFFECT TO THE DBP, AND TO ESTABLISH FURTHER PLANS BASED ON THE DBP BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT ANY SHARES MADE AVAILABLE UNDER ANY FURTHER SUCH PLANS WILL COUNT AGAINST ANY LIMITS ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE DBP | Management | For | For | ||||||||||
29 | ARTICLES OF ASSOCIATION: THAT, WITH EFFECT FROM THE CONCLUSION OF THE AGM, THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY, PRODUCED TO THE AGM AND INITIALED BY THE CHAIR OF THE AGM FOR THE PURPOSE OF IDENTIFICATION, BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY, IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
CONSTELLATION BRANDS, INC. | ||||||||||||||
Security | 21036P108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STZ | Meeting Date | 21-Jul-2020 | |||||||||||
ISIN | US21036P1084 | Agenda | 935230754 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Christy Clark | For | For | |||||||||||
2 | Jennifer M. Daniels | For | For | |||||||||||
3 | Jerry Fowden | For | For | |||||||||||
4 | Ernesto M. Hernandez | For | For | |||||||||||
5 | S. Somersille Johnson | For | For | |||||||||||
6 | James A. Locke III | For | For | |||||||||||
7 | J. Manuel Madero Garza | For | For | |||||||||||
8 | Daniel J. McCarthy | For | For | |||||||||||
9 | William A. Newlands | For | For | |||||||||||
10 | Richard Sands | For | For | |||||||||||
11 | Robert Sands | For | For | |||||||||||
12 | Judy A. Schmeling | For | For | |||||||||||
2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending February 28, 2021. | Management | For | For | ||||||||||
3. | To approve, by an advisory vote, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
REMY COINTREAU SA | ||||||||||||||
Security | F7725A100 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 23-Jul-2020 | ||||||||||||
ISIN | FR0000130395 | Agenda | 712845948 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
CMMT | 03 JUL 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202006172002625-73 AND-https://www.journal- officiel.gouv.fr/balo/document/202007032003017-80; PLEASE-NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE ALREADY- SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR- ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019/2020 | Management | No Action | |||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019/2020 | Management | No Action | |||||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
O.4 | OPTION FOR THE PAYMENT OF THE DIVIDEND IN SHARES | Management | No Action | |||||||||||
O.5 | AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE AUTHORIZED DURING THE PREVIOUS FINANCIAL YEARS AND THE EXECUTION OF WHICH CONTINUED DURING THE FINANCIAL YEAR 2019/2020 | Management | No Action | |||||||||||
O.6 | APPROVAL OF THE REGULATED COMMITMENTS " SEVERANCE PAY ", " NON-COMPETITION INDEMNITY ", " DEFINED CONTRIBUTION PENSION COMMITMENTS, DEFINED BENEFIT PENSION COMMITMENTS AND DEATH, INCAPACITY FOR WORK, DISABILITY AND HEALTH INSURANCE COMMITMENTS " IN FAVOUR OF MR. ERIC VALLAT, CHIEF EXECUTIVE OFFICER OF THE COMPANY, PURSUANT TO ARTICLES L.225-42-1 AND L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE AND THE CONDITIONS OF ALLOCATION | Management | No Action | |||||||||||
O.7 | RENEWAL OF THE TERM OF OFFICE OF MRS. DOMINIQUE HERIARD DUBREUIL AS DIRECTOR | Management | No Action | |||||||||||
O.8 | RENEWAL OF THE TERM OF OFFICE OF MRS. LAURE HERIARD DUBREUIL AS DIRECTOR | Management | No Action | |||||||||||
O.9 | RENEWAL OF THE TERM OF OFFICE OF MR. EMMANUEL DE GEUSER AS DIRECTOR | Management | No Action | |||||||||||
O.10 | APPOINTMENT OF MAZARS FIRM, REPRESENTED BY MR. JEROME DE PASTORS, AS PRINCIPAL STATUTORY AUDITOR AS A REPLACEMENT FOR AUDITEURS ET CONSEILS ASSOCIES FIRM AND NON-RENEWAL AND NON-REPLACEMENT OF PIMPANEAU ET ASSOCIES COMPANY AS DEPUTY STATUTORY AUDITOR | Management | No Action | |||||||||||
O.11 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.12 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.13 | APPROVAL OF THE COMPENSATION POLICY OF DIRECTORS FOR THE FINANCIAL YEAR 2020/2021 | Management | No Action | |||||||||||
O.14 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION FOR THE FINANCIAL YEAR 2019/2020 OF THE CORPORATE OFFICERS MENTIONED IN ARTICLE L.225-37-3 I OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.15 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED, FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020, TO MR. MARC HERIARD DUBREUIL, CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.16 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED TO MRS. VALERIE CHAPOULAUD-FLOQUET, CHIEF EXECUTIVE OFFICER, IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2020, PURSUANT TO ARTICLE L.225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.17 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED TO MR. ERIC VALLAT, CHIEF EXECUTIVE OFFICER, IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2020, PURSUANT TO ARTICLE L.225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.18 | COMPENSATION OF DIRECTORS | Management | No Action | |||||||||||
O.19 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES UNDER THE PROVISIONS OF ARTICLES L. 225-209 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
E.20 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES HELD BY THE COMPANY | Management | No Action | |||||||||||
E.21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
E.22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC OFFERING | Management | No Action | |||||||||||
E.23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF PRIVATE PLACEMENTS AS REFERRED TO IN SECTION 1DECREE OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||||
E.24 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF OVERSUBSCRIPTION, WITHIN THE LIMIT OF 15% OF THE INITIAL ISSUE, WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
E.25 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO SET THE ISSUE PRICE OF SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC OFFERING OR PRIVATE PLACEMENT, WITHIN THE LIMIT OF 10% OF THE CAPITAL PER YEAR | Management | No Action | |||||||||||
E.26 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||||
E.27 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY, WITHIN THE LIMIT OF 10% OF THE CAPITAL | Management | No Action | |||||||||||
E.28 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY CAPITALIZATION OF RESERVES, PROFITS OR PREMIUMS | Management | No Action | |||||||||||
E.29 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH A CAPITAL INCREASE RESERVED FOR EMPLOYEES OF THE COMPANY OR ITS RELATED COMPANIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
E.30 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
ITO EN,LTD. | ||||||||||||||
Security | J25027103 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 28-Jul-2020 | ||||||||||||
ISIN | JP3143000002 | Agenda | 712915430 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Honjo, Hachiro | Management | Against | Against | ||||||||||
2.2 | Appoint a Director Honjo, Daisuke | Management | For | For | ||||||||||
2.3 | Appoint a Director Honjo, Shusuke | Management | For | For | ||||||||||
2.4 | Appoint a Director Hashimoto, Shunji | Management | For | For | ||||||||||
2.5 | Appoint a Director Watanabe, Minoru | Management | For | For | ||||||||||
2.6 | Appoint a Director Yashiro, Mitsuo | Management | For | For | ||||||||||
2.7 | Appoint a Director Nakano, Yoshihisa | Management | For | For | ||||||||||
2.8 | Appoint a Director Kamiya, Shigeru | Management | For | For | ||||||||||
2.9 | Appoint a Director Yosuke Jay Oceanbright Honjo | Management | For | For | ||||||||||
2.10 | Appoint a Director Hirata, Atsushi | Management | For | For | ||||||||||
2.11 | Appoint a Director Taguchi, Morikazu | Management | For | For | ||||||||||
2.12 | Appoint a Director Usui, Yuichi | Management | For | For | ||||||||||
2.13 | Appoint a Director Tanaka, Yutaka | Management | For | For | ||||||||||
2.14 | Appoint a Director Takano, Hideo | Management | For | For | ||||||||||
3 | Appoint a Corporate Auditor Takasawa, Yoshiaki | Management | For | For | ||||||||||
BROWN-FORMAN CORPORATION | ||||||||||||||
Security | 115637100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BFA | Meeting Date | 30-Jul-2020 | |||||||||||
ISIN | US1156371007 | Agenda | 935246606 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Patrick Bousquet-Chavanne | Management | For | For | ||||||||||
1B. | Election of Director: Campbell P. Brown | Management | For | For | ||||||||||
1C. | Election of Director: Geo. Garvin Brown IV | Management | For | For | ||||||||||
1D. | Election of Director: Stuart R. Brown | Management | For | For | ||||||||||
1E. | Election of Director: John D. Cook | Management | For | For | ||||||||||
1F. | Election of Director: Marshall B. Farrer | Management | For | For | ||||||||||
1G. | Election of Director: Laura L. Frazier | Management | For | For | ||||||||||
1H. | Election of Director: Kathleen M. Gutmann | Management | For | For | ||||||||||
1I. | Election of Director: Augusta Brown Holland | Management | For | For | ||||||||||
1J. | Election of Director: Michael J. Roney | Management | For | For | ||||||||||
1K. | Election of Director: Tracy L. Skeans | Management | For | For | ||||||||||
1L. | Election of Director: Michael A. Todman | Management | For | For | ||||||||||
1M. | Election of Director: Lawson E. Whiting | Management | For | For | ||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
KINNEVIK AB | ||||||||||||||
Security | W5139V257 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 19-Aug-2020 | ||||||||||||
ISIN | SE0013256674 | Agenda | 712941839 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | OPENING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||||
2 | ELECTION OF CHAIRMAN AT THE EXTRAORDINARY GENERAL MEETING: WILHELM LUNING | Non-Voting | ||||||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | ||||||||||||
6 | DETERMINATION OF WHETHER THE EXTRAORDINARY GENERAL MEETING HAS BEEN DULY-CONVENED | Non-Voting | ||||||||||||
7.A | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE SHARE SPLIT 2:1 | Management | No Action | |||||||||||
7.B | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: SHARE SPLIT 2:1 | Management | No Action | |||||||||||
7.C | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||||
7.D | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||||
7.E | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES | Management | No Action | |||||||||||
8 | CLOSING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||||
TOOTSIE ROLL INDUSTRIES, INC. | ||||||||||||||
Security | 890516107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TR | Meeting Date | 31-Aug-2020 | |||||||||||
ISIN | US8905161076 | Agenda | 935153267 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ellen R. Gordon | For | For | |||||||||||
2 | Lana Jane Lewis-brent | For | For | |||||||||||
3 | Barre A. Seibert | For | For | |||||||||||
4 | Paula M. Wardynski | For | For | |||||||||||
2. | Ratify the appointment of Grant Thornton LLP as the independent registered public accounting firm for the fiscal year 2020. | Management | For | For | ||||||||||
3. | Approval of non-binding resolution regarding named executive officer compensation for Fiscal 2019. | Management | For | For | ||||||||||
4. | Advisory vote on the frequency of named executive officer compensation advisory votes. | Management | 3 Years | For | ||||||||||
COMPAGNIE FINANCIERE RICHEMONT SA | ||||||||||||||
Security | H25662182 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 09-Sep-2020 | ||||||||||||
ISIN | CH0210483332 | Agenda | 713030396 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 1.00 PER REGISTERED A SHARE AND CHF 0.10 PER REGISTERED B SHARE | Management | No Action | |||||||||||
3 | APPROVE CREATION OF CHF 24.2 MILLION POOL OF CONDITIONAL CAPITAL TO COVER EXERCISE OF WARRANTS | Management | No Action | |||||||||||
4 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | No Action | |||||||||||
5.1 | REELECT JOHANN RUPERT AS DIRECTOR AND BOARD CHAIRMAN | Management | No Action | |||||||||||
5.2 | REELECT JOSUA MALHERBE AS DIRECTOR | Management | No Action | |||||||||||
5.3 | REELECT NIKESH ARORA AS DIRECTOR | Management | No Action | |||||||||||
5.4 | REELECT NICOLAS BOS AS DIRECTOR | Management | No Action | |||||||||||
5.5 | REELECT CLAY BRENDISH AS DIRECTOR | Management | No Action | |||||||||||
5.6 | REELECT JEAN-BLAISE ECKERT AS DIRECTOR | Management | No Action | |||||||||||
5.7 | REELECT BURKHART GRUND AS DIRECTOR | Management | No Action | |||||||||||
5.8 | REELECT KEYU JIN AS DIRECTOR | Management | No Action | |||||||||||
5.9 | REELECT JEROME LAMBERT AS DIRECTOR | Management | No Action | |||||||||||
5.10 | REELECT RUGGERO MAGNONI AS DIRECTOR | Management | No Action | |||||||||||
5.11 | REELECT JEFF MOSS AS DIRECTOR | Management | No Action | |||||||||||
5.12 | REELECT VESNA NEVISTIC AS DIRECTOR | Management | No Action | |||||||||||
5.13 | REELECT GUILLAUME PICTET AS DIRECTOR | Management | No Action | |||||||||||
5.14 | REELECT ALAN QUASHA AS DIRECTOR | Management | No Action | |||||||||||
5.15 | REELECT MARIA RAMOS AS DIRECTOR | Management | No Action | |||||||||||
5.16 | REELECT ANTON RUPERT AS DIRECTOR | Management | No Action | |||||||||||
5.17 | REELECT JAN RUPERT AS DIRECTOR | Management | No Action | |||||||||||
5.18 | REELECT GARY SAAGE AS DIRECTOR | Management | No Action | |||||||||||
5.19 | REELECT CYRILLE VIGNERON AS DIRECTOR | Management | No Action | |||||||||||
5.20 | ELECT WENDY LUHABE AS DIRECTOR | Management | No Action | |||||||||||
6.1 | REAPPOINT CLAY BRENDISH AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
6.2 | REPPOINT KEYU JIN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
6.3 | REAPPOINT GUILLAUME PICTET AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
6.4 | REAPPOINT MARIA RAMOS AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
7 | RATIFY PRICEWATERHOUSECOOPERS SA AS AUDITORS | Management | No Action | |||||||||||
8 | DESIGNATE ETUDE GAMPERT DEMIERRE MORENO AS INDEPENDENT PROXY | Management | No Action | |||||||||||
9.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 6.7 MILLION | Management | No Action | |||||||||||
9.2 | APPROVE FIXED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 15.8 MILLION | Management | No Action | |||||||||||
9.3 | APPROVE VARIABLE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 38.3 MILLION | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
KOREA ELECTRIC POWER CORPORATION | ||||||||||||||
Security | 500631106 | Meeting Type | Special | |||||||||||
Ticker Symbol | KEP | Meeting Date | 14-Sep-2020 | |||||||||||
ISIN | US5006311063 | Agenda | 935269488 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
4A1 | Election of Standing Director: Park, Hyung-Duck | Management | For | For | ||||||||||
4A2 | Election of Standing Director: Lim, Hyun-Seung | Management | For | For | ||||||||||
4A3 | Election of Standing Director: Lee, Heyn-Bin | Management | For | For | ||||||||||
4B1 | Election of Non-Standing Director as Member of the Audit Committee: Noh, Geum-Sun | Management | For | For | ||||||||||
4B2 | Election of Non-Standing Director as Member of the Audit Committee: Jung, Yeon-Gil | Management | For | For | ||||||||||
DAVIDE CAMPARI-MILANO N.V. | ||||||||||||||
Security | N24565108 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 18-Sep-2020 | ||||||||||||
ISIN | NL0015435975 | Agenda | 713022452 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
1 | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
2 | CAPITAL REDUCTION AND AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||||||
3 | IMPLEMENTATION OF CLAUSE 13.11 AND CONSEQUENT AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||||||
4 | APPOINTMENT OF MR. FABIO FACCHINI AS NON- EXECUTIVE DIRECTOR | Management | Abstain | Against | ||||||||||
5 | APPROVAL OF REMUNERATION POLICY | Management | Abstain | Against | ||||||||||
6 | QUESTIONS | Non-Voting | ||||||||||||
7 | CLOSE | Non-Voting | ||||||||||||
UNILEVER N.V. | ||||||||||||||
Security | 904784709 | Meeting Type | Special | |||||||||||
Ticker Symbol | UN | Meeting Date | 21-Sep-2020 | |||||||||||
ISIN | US9047847093 | Agenda | 935261038 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To amend NV's articles of association in connection with Unification (proposed under agenda item 2). | Management | For | |||||||||||
2. | To approve Unification. | Management | For | |||||||||||
3. | To discharge executive directors. | Management | For | |||||||||||
4. | To discharge non-executive directors. | Management | For | |||||||||||
UNILEVER N.V. | ||||||||||||||
Security | 904784709 | Meeting Type | Special | |||||||||||
Ticker Symbol | UN | Meeting Date | 21-Sep-2020 | |||||||||||
ISIN | US9047847093 | Agenda | 935266723 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To amend NV's articles of association in connection with Unification (proposed under agenda item 2). | Management | For | |||||||||||
2. | To approve Unification. | Management | For | |||||||||||
3. | To discharge executive directors. | Management | For | |||||||||||
4. | To discharge non-executive directors. | Management | For | |||||||||||
GENERAL MILLS, INC. | ||||||||||||||
Security | 370334104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GIS | Meeting Date | 22-Sep-2020 | |||||||||||
ISIN | US3703341046 | Agenda | 935257976 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||||
1B. | Election of Director: David M. Cordani | Management | For | For | ||||||||||
1C. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | ||||||||||
1D. | Election of Director: Jeffrey L. Harmening | Management | For | For | ||||||||||
1E. | Election of Director: Maria G. Henry | Management | For | For | ||||||||||
1F. | Election of Director: Jo Ann Jenkins | Management | For | For | ||||||||||
1G. | Election of Director: Elizabeth C. Lempres | Management | For | For | ||||||||||
1H. | Election of Director: Diane L. Neal | Management | For | For | ||||||||||
1I. | Election of Director: Steve Odland | Management | For | For | ||||||||||
1J. | Election of Director: Maria A. Sastre | Management | For | For | ||||||||||
1K. | Election of Director: Eric D. Sprunk | Management | For | For | ||||||||||
1L. | Election of Director: Jorge A. Uribe | Management | For | For | ||||||||||
2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
3. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
DIAGEO PLC | ||||||||||||||
Security | 25243Q205 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DEO | Meeting Date | 28-Sep-2020 | |||||||||||
ISIN | US25243Q2057 | Agenda | 935266292 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | Report and accounts 2020. | Management | For | For | ||||||||||
O2 | Directors' remuneration report 2020. | Management | For | For | ||||||||||
O3 | Directors' remuneration policy 2020. | Management | For | For | ||||||||||
O4 | Declaration of final dividend. | Management | For | For | ||||||||||
O5 | Election of Melissa Bethell (1,3,4) as a director. | Management | For | For | ||||||||||
O6 | Re-election of Javier Ferrán (3*) as a director. | Management | For | For | ||||||||||
O7 | Re-election of Susan Kilsby (1,3,4*) as a director. | Management | For | For | ||||||||||
O8 | Re-election of Lady Mendelsohn (1,3,4) as a director. | Management | For | For | ||||||||||
O9 | Re-election of Ivan Menezes (2*) as a director. | Management | For | For | ||||||||||
O10 | Re-election of Kathryn Mikells (2) as a director. | Management | For | For | ||||||||||
O11 | Re-election of Alan Stewart (1*,3,4) as a director. | Management | For | For | ||||||||||
O12 | Re-appointment of auditor. | Management | For | For | ||||||||||
013 | Remuneration of auditor. | Management | For | For | ||||||||||
O14 | Authority to make political donations and/or to incur political expenditure. | Management | For | For | ||||||||||
O15 | Authority to allot shares. | Management | For | For | ||||||||||
O16 | Amendment of the Diageo 2001 Share Incentive Plan. | Management | For | For | ||||||||||
O17 | Adoption of the Diageo 2020 Sharesave Plan. | Management | For | For | ||||||||||
O18 | Adoption of the Diageo Deferred Bonus Share Plan. | Management | For | For | ||||||||||
O19 | Authority to establish international share plans. | Management | For | For | ||||||||||
S20 | Disapplication of pre-emption rights. | Management | For | For | ||||||||||
S21 | Authority to purchase own shares. | Management | For | For | ||||||||||
S22 | Reduced notice of a general meeting other than an AGM. | Management | For | For | ||||||||||
S23 | Approval and adoption of new articles of association. | Management | For | For | ||||||||||
S24 | 2019 Share buy-backs and employee benefit and share ownership trust transactions. | Management | For | |||||||||||
VALUE LINE, INC. | ||||||||||||||
Security | 920437100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VALU | Meeting Date | 09-Oct-2020 | |||||||||||
ISIN | US9204371002 | Agenda | 935264553 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | H.A. Brecher | For | For | |||||||||||
2 | S.R. Anastasio | For | For | |||||||||||
3 | M. Bernstein | For | For | |||||||||||
4 | A.R. Fiore | For | For | |||||||||||
5 | S.P. Davis | For | For | |||||||||||
6 | G.J. Muenzer | For | For | |||||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | For | ||||||||||
GRUPO BIMBO SAB DE CV | ||||||||||||||
Security | P4949B104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 19-Oct-2020 | ||||||||||||
ISIN | MXP495211262 | Agenda | 713164363 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 469879 DUE TO CHANGE IN-MEETING DATE FROM 5 OCT 2020 TO 19 OCT 2020 AND CHANGE IN RECORD DATE FROM 25-SEP 2020 TO 9 OCT 2020. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
I | PRESENTATION, DISCUSSION AND, WHERE APPROPRIATE, ADOPTION OF RESOLUTIONS IN RELATION TO THE RATIFICATION OF THE CAPITAL REDUCTION OF THE COMPANY AND THE CONSEQUENT CANCELLATION OF THE 169,441,413, ONE HUNDRED SIXTY NINE MILLION, FOUR HUNDRED AND FORTY ONE THOUSAND FOUR HUNDRED AND THIRTEEN, ORDINARY SHARES A SERIES, REGISTERED, WITHOUT EXPRESSION OF PAR VALUE, BELONGING TO THE COMPANY DEPOSITED IN THE TREASURY, ACQUIRED BY THE COMPANY'S REPURCHASE FUND | Management | For | For | ||||||||||
II | PRESENTATION, DISCUSSION AND, WHERE APPROPRIATE, ADOPTION OF RESOLUTIONS IN RELATION TO THE AMENDMENT TO ARTICLE SIX OF THE COMPANY'S BYLAWS AS A RESULT OF THE RESOLUTIONS TAKEN IN THE IMMEDIATELY PRECEDING POINT | Management | For | For | ||||||||||
III | APPOINTMENT OF SPECIAL DELEGATES | Management | For | For | ||||||||||
TURKCELL ILETISIM HIZMETLERI A.S. | ||||||||||||||
Security | 900111204 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TKC | Meeting Date | 21-Oct-2020 | |||||||||||
ISIN | US9001112047 | Agenda | 935283286 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Authorizing the Presiding Committee to sign the minutes of the meeting. | Management | For | |||||||||||
3. | Discussion of and decision on the amendments of Articles 3, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 21, 22, 25 and 26 of the Articles of Association of the Company in accordance with the amendment text annexed to the agenda, as approved by the Ministry of Trade of the Republic of Turkey and Capital Markets Board. | Management | For | |||||||||||
6. | Reading, discussion and approval of the consolidated balance sheets and profits/loss statements prepared pursuant to the Turkish Commercial Code and Capital Markets Board legislation relating to fiscal year 2019, separately. | Management | For | |||||||||||
7. | Discussion of and decision on the release of the Board Members individually from the activities and operations of the Company pertaining to the fiscal year 2019. | Management | For | |||||||||||
8. | Informing the General Assembly on the donation and contributions made in the fiscal year 2019; discussion of and decision on Board of Directors' proposal concerning determination of the limit on donations that shall be made by our Company during the period commencing 1 January 2020 and ending on the date of the Company's general assembly meeting relating to the 2020 fiscal year. | Management | For | |||||||||||
9. | Submission of the board members, who were elected as per Article 363 of the Turkish Commercial Code due to the vacancies in the memberships of the Board of Directors, to the approval of General Assembly. | Management | For | |||||||||||
10. | Determination of the remuneration of the Board Members. | Management | Against | |||||||||||
11. | Discussion of and approval of the election of the independent audit firm suggested by the Board of Directors pursuant to Turkish Commercial Code and the capital markets legislation for auditing of the accounts and transactions of the fiscal year 2020. | Management | For | |||||||||||
12. | Discussion of and decision on the distribution of dividend as well as on the dividend distribution date for the fiscal year 2019. | Management | For | |||||||||||
13. | Decision permitting the Board Members to, directly or on behalf of others, be active in areas falling within or outside the scope of the Company's operations and to participate in companies operating in the same business and to perform other acts in compliance with Articles 395 and 396 of the Turkish Commercial Code. | Management | Against | |||||||||||
ESSITY AB | ||||||||||||||
Security | W3R06F118 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 28-Oct-2020 | ||||||||||||
ISIN | SE0009922156 | Agenda | 713159172 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | ELECTION OF CHAIRMAN OF THE MEETING | Non-Voting | ||||||||||||
2 | SELECTION OF TWO PERSONS TO VERIFY THE MEETING | Non-Voting | ||||||||||||
3 | ESTABLISHMENT AND APPROVAL OF THE BALLOT PAPER | Non-Voting | ||||||||||||
4 | EXAMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
5 | APPROVAL OF AGENDA | Non-Voting | ||||||||||||
6 | RESOLUTION ON DISPOSITIONS REGARDING THE COMPANY'S PROFIT AND RECORD DATE FOR DIVIDENDS | Management | No Action | |||||||||||
PARKER-HANNIFIN CORPORATION | ||||||||||||||
Security | 701094104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PH | Meeting Date | 28-Oct-2020 | |||||||||||
ISIN | US7010941042 | Agenda | 935278487 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Lee C. Banks | Management | For | For | ||||||||||
1B. | Election of Director: Robert G. Bohn | Management | For | For | ||||||||||
1C. | Election of Director: Linda A. Harty | Management | For | For | ||||||||||
1D. | Election of Director: Kevin A. Lobo | Management | For | For | ||||||||||
1E. | Election of Director: Candy M. Obourn | Management | For | For | ||||||||||
1F. | Election of Director: Joseph Scaminace | Management | For | For | ||||||||||
1G. | Election of Director: Åke Svensson | Management | For | For | ||||||||||
1H. | Election of Director: Laura K. Thompson | Management | For | For | ||||||||||
1I. | Election of Director: James R. Verrier | Management | For | For | ||||||||||
1J. | Election of Director: James L. Wainscott | Management | For | For | ||||||||||
1K. | Election of Director: Thomas L. Williams | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | ||||||||||
3. | Approval of, on a non-binding, advisory basis, the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
JULIUS BAER GRUPPE AG | ||||||||||||||
Security | H4414N103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 02-Nov-2020 | ||||||||||||
ISIN | CH0102484968 | Agenda | 713180331 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
1 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 0.75 PER SHARE | Management | No Action | |||||||||||
KOREA ELECTRIC POWER CORPORATION | ||||||||||||||
Security | 500631106 | Meeting Type | Special | |||||||||||
Ticker Symbol | KEP | Meeting Date | 09-Nov-2020 | |||||||||||
ISIN | US5006311063 | Agenda | 935290180 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
4A1 | Election of Standing Director: Lee, Jong-Hwan | Management | For | For | ||||||||||
4A2 | Election of Standing Director: Choi, Young-Ho | Management | For | For | ||||||||||
4B1 | Election of a Standing Director as a Member of the Audit Committee: Choi, Young-Ho | Management | For | For | ||||||||||
AUTOMATIC DATA PROCESSING, INC. | ||||||||||||||
Security | 053015103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ADP | Meeting Date | 11-Nov-2020 | |||||||||||
ISIN | US0530151036 | Agenda | 935276130 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Peter Bisson | Management | For | For | ||||||||||
1B. | Election of Director: Richard T. Clark | Management | For | For | ||||||||||
1C. | Election of Director: Linnie M. Haynesworth | Management | For | For | ||||||||||
1D. | Election of Director: John P. Jones | Management | For | For | ||||||||||
1E. | Election of Director: Francine S. Katsoudas | Management | For | For | ||||||||||
1F. | Election of Director: Nazzic S. Keene | Management | For | For | ||||||||||
1G. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||
1H. | Election of Director: Scott F. Powers | Management | For | For | ||||||||||
1I. | Election of Director: William J. Ready | Management | For | For | ||||||||||
1J. | Election of Director: Carlos A. Rodriguez | Management | For | For | ||||||||||
1K. | Election of Director: Sandra S. Wijnberg | Management | For | For | ||||||||||
2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
3. | Ratification of the Appointment of Auditors. | Management | For | For | ||||||||||
4. | Stockholder proposal, if properly presented at the meeting, to prepare a Report on Employee Representation on the Board of Directors. | Shareholder | Abstain | Against | ||||||||||
COMPAGNIE FINANCIERE RICHEMONT SA | ||||||||||||||
Security | H25662182 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 17-Nov-2020 | ||||||||||||
ISIN | CH0210483332 | Agenda | 713248979 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
1 | APPROVE CREATION OF CHF 24.2 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
CMMT | 27 OCT 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 03 NOV 2020 TO 09 NOV 2020. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
CAMPBELL SOUP COMPANY | ||||||||||||||
Security | 134429109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CPB | Meeting Date | 18-Nov-2020 | |||||||||||
ISIN | US1344291091 | Agenda | 935279528 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
01 | Election of Director: Fabiola R. Arredondo | Management | For | For | ||||||||||
02 | Election of Director: Howard M. Averill | Management | For | For | ||||||||||
03 | Election of Director: John P. (JP) Bilbrey | Management | For | For | ||||||||||
04 | Election of Director: Mark A. Clouse | Management | For | For | ||||||||||
05 | Election of Director: Bennett Dorrance | Management | For | For | ||||||||||
06 | Election of Director: Maria Teresa (Tessa) Hilado | Management | For | For | ||||||||||
07 | Election of Director: Sarah Hofstetter | Management | For | For | ||||||||||
08 | Election of Director: Marc B. Lautenbach | Management | For | For | ||||||||||
09 | Election of Director: Mary Alice D. Malone | Management | For | For | ||||||||||
10 | Election of Director: Keith R. McLoughlin | Management | For | For | ||||||||||
11 | Election of Director: Kurt T. Schmidt | Management | For | For | ||||||||||
12 | Election of Director: Archbold D. van Beuren | Management | For | For | ||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our Independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
3. | To vote on an advisory resolution to approve the fiscal 2020 compensation of our named executive officers, commonly referred to as "say on pay" vote. | Management | For | For | ||||||||||
BANCO SANTANDER CHILE | ||||||||||||||
Security | 05965X109 | Meeting Type | Special | |||||||||||
Ticker Symbol | BSAC | Meeting Date | 26-Nov-2020 | |||||||||||
ISIN | US05965X1090 | Agenda | 935295471 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approve the proposed payment of a dividend of Ch$0.87891310 per share, which amounts to a total payment of Ch$165,627,770,083. This amount is currently in retained earnings and corresponds to 30% of 2019 net income attributable to shareholders. This will be paid in Chile the next bank business day following the Meeting. For more information regarding the fundamentals for paying this dividend please see https://santandercl.gcs-web.com/investors/shareholders- meetings | Management | For | |||||||||||
2. | Approve the appointment of ICR credit rating agency. A vote for this resolution will be a vote for including ICR as a local rating agency. For more information regarding the fundamentals please see https://santandercl.gcs- web.com/investors/shareholders-meetings | Management | For | |||||||||||
PERNOD RICARD SA | ||||||||||||||
Security | F72027109 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 27-Nov-2020 | ||||||||||||
ISIN | FR0000120693 | Agenda | 713260583 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | 09 NOV 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202010232004301-128 AND-https://www.journal- officiel.gouv.fr/balo/document/202011092004473-135;- PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK IN COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
1 | MODIFICATION OF ARTICLES 35 AND 36 OF THE BYLAWS ON THE INCLUSION OF ABSTENTION, BLANK AND NULL VOTES FOR THE CALCULATION OF THE MAJORITY AT GENERAL MEETINGS IN ACCORDANCE WITH THE SOILIHI LAW | Management | No Action | |||||||||||
2 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 - ACKNOWLEDGEMENT OF THE TOTAL AMOUNT OF EXPENSES AND CHARGES REFERRED TO IN PARAGRAPH 4 OF ARTICLE 39 OF THE FRENCH GENERAL TAX CODE | Management | No Action | |||||||||||
3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 | Management | No Action | |||||||||||
4 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
5 | RENEWAL OF THE TERM OF OFFICE OF MR. ALEXANDRE RICARD AS DIRECTOR | Management | No Action | |||||||||||
6 | RENEWAL OF THE TERM OF OFFICE OF MR. CESAR GIRON AS DIRECTOR | Management | No Action | |||||||||||
7 | RENEWAL OF THE TERM OF OFFICE OF MR. WOLFGANG COLBERG AS DIRECTOR | Management | No Action | |||||||||||
8 | APPOINTMENT OF MRS. VIRGINIE FAUVEL AS DIRECTOR | Management | No Action | |||||||||||
9 | SETTING OF THE ANNUAL AMOUNT OF COMPENSATION ALLOCATED TO MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED DURING THE FINANCIAL YEAR 2019/20 TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
11 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED DURING THE FINANCIAL YEAR 2019/20 TO THE CORPORATE OFFICERS | Management | No Action | |||||||||||
12 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY APPLICABLE TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
13 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY APPLICABLE TO CORPORATE OFFICERS | Management | No Action | |||||||||||
14 | APPROVAL OF THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE COMPANY'S SHARES | Management | No Action | |||||||||||
16 | RATIFICATION OF THE DECISION OF THE BOARD OF DIRECTORS TO TRANSFER THE REGISTERED OFFICE OF THE COMPANY AND OF THE AMENDMENT TO ARTICLE 4 "REGISTERED OFFICE" OF THE BYLAWS RELATING THERETO | Management | No Action | |||||||||||
17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER | Management | No Action | |||||||||||
18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IN FAVOUR OF CATEGORY S OF DESIGNATED BENEFICIARIES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE LATTER | Management | No Action | |||||||||||
19 | AMENDMENT TO ARTICLE 21 OF THE BYLAWS "MEETINGS" IN ORDER TO INTRODUCE THE POSSIBILITY FOR THE BOARD OF DIRECTORS TO TAKE DECISIONS BY WRITTEN CONSULTATION UNDER THE CONDITIONS SET BY LAW SOILIHI LAW | Management | No Action | |||||||||||
20 | MODIFICATION OF ARTICLES 25 "REMUNERATION OF BOARD MEMBERS", 28 "CENSORS" AND 35 "ORDINARY GENERAL MEETINGS" OF THE BYLAWS IN ORDER TO REPLACE THE TERM "ATTENDANCE FEES" BY THAT OF "REMUNERATION" IN ACCORDANCE WITH THE PACTE LAW | Management | No Action | |||||||||||
21 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | No Action | |||||||||||
CMMT | 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS ("CDIs")-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- | Non-Voting | ||||||||||||
TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU. | ||||||||||||||
GRIFFIN INDUSTRIAL REALTY INC. | ||||||||||||||
Security | 398231100 | Meeting Type | Consent | |||||||||||
Ticker Symbol | GRIF | Meeting Date | 01-Dec-2020 | |||||||||||
ISIN | US3982311009 | Agenda | 935294847 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | The undersigned, being the holder of record of shares of common stock of Griffin, par value $0.01 per share ("Common Stock"), as of October 26, 2020, hereby consents to and approves, by written consent without a meeting, the Reincorporation Proposal, including Griffin's entry into the Merger Agreement and completion of all transactions contemplated thereby, including the Merger. | Management | For | For | ||||||||||
MICROSOFT CORPORATION | ||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSFT | Meeting Date | 02-Dec-2020 | |||||||||||
ISIN | US5949181045 | Agenda | 935284478 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||||||
1B. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||||
1C. | Election of Director: Teri L. List-Stoll | Management | For | For | ||||||||||
1D. | Election of Director: Satya Nadella | Management | For | For | ||||||||||
1E. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||||||
1F. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||||||
1G. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||
1H. | Election of Director: Arne M. Sorenson | Management | For | For | ||||||||||
1I. | Election of Director: John W. Stanton | Management | For | For | ||||||||||
1J. | Election of Director: John W. Thompson | Management | For | For | ||||||||||
1K. | Election of Director: Emma N. Walmsley | Management | For | For | ||||||||||
1L. | Election of Director: Padmasree Warrior | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | For | For | ||||||||||
4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | Against | For | ||||||||||
MSG NETWORKS INC. | ||||||||||||||
Security | 553573106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSGN | Meeting Date | 04-Dec-2020 | |||||||||||
ISIN | US5535731062 | Agenda | 935287068 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Joseph M. Cohen | For | For | |||||||||||
2 | Joseph J. Lhota | For | For | |||||||||||
3 | Joel M. Litvin | For | For | |||||||||||
4 | John L. Sykes | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
COPART, INC. | ||||||||||||||
Security | 217204106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CPRT | Meeting Date | 04-Dec-2020 | |||||||||||
ISIN | US2172041061 | Agenda | 935296512 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Willis J. Johnson | Management | For | For | ||||||||||
1.2 | Election of Director: A. Jayson Adair | Management | For | For | ||||||||||
1.3 | Election of Director: Matt Blunt | Management | For | For | ||||||||||
1.4 | Election of Director: Steven D. Cohan | Management | For | For | ||||||||||
1.5 | Election of Director: Daniel J. Englander | Management | For | For | ||||||||||
1.6 | Election of Director: James E. Meeks | Management | For | For | ||||||||||
1.7 | Election of Director: Thomas N. Tryforos | Management | For | For | ||||||||||
1.8 | Election of Director: Diane M. Morefield | Management | For | For | ||||||||||
1.9 | Election of Director: Stephen Fisher | Management | For | For | ||||||||||
2. | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers (say-on- pay vote). | Management | For | For | ||||||||||
3. | To approve an amendment to our Amended and Restated 2007 Equity Incentive Plan to increase the number of shares reserved under the plan from 32,000,000 shares to 36,000,000 shares. | Management | For | For | ||||||||||
4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2021. | Management | For | For | ||||||||||
MADISON SQUARE GARDEN ENTERTAINMENT CORP | ||||||||||||||
Security | 55826T102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSGE | Meeting Date | 10-Dec-2020 | |||||||||||
ISIN | US55826T1025 | Agenda | 935288907 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Martin Bandier | For | For | |||||||||||
2 | Matthew C. Blank | For | For | |||||||||||
3 | Joseph J. Lhota | For | For | |||||||||||
4 | Frederic V. Salerno | For | For | |||||||||||
5 | John L. Sykes | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Approval of the Company's 2020 Employee Stock Plan. | Management | For | For | ||||||||||
4. | Approval of the Company's 2020 Stock Plan for Non- Employee Directors. | Management | For | For | ||||||||||
5. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
6. | An advisory vote on the frequency of future advisory votes on the compensation of our named executive officers. | Management | 3 Years | For | ||||||||||
MADISON SQUARE GARDEN SPORTS CORP. | ||||||||||||||
Security | 55825T103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSGS | Meeting Date | 18-Dec-2020 | |||||||||||
ISIN | US55825T1034 | Agenda | 935291423 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Joseph M. Cohen | For | For | |||||||||||
2 | Richard D. Parsons | For | For | |||||||||||
3 | Nelson Peltz | For | For | |||||||||||
4 | Ivan Seidenberg | For | For | |||||||||||
5 | Anthony J. Vinciquerra | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
WPX ENERGY, INC. | ||||||||||||||
Security | 98212B103 | Meeting Type | Special | |||||||||||
Ticker Symbol | WPX | Meeting Date | 30-Dec-2020 | |||||||||||
ISIN | US98212B1035 | Agenda | 935310615 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Merger Proposal - To vote on a proposal to adopt the Agreement and Plan of Merger, dated as of September 26, 2020, by and among Devon Energy Corporation, WPX and East Merger Sub, Inc., a Delaware corporation and a wholly-owned, direct subsidiary of Devon and WPX (the "Merger Proposal"). | Management | For | For | ||||||||||
2. | Advisory Compensation Proposal - To vote on a proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to WPX's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | ||||||||||
3. | Adjournment Proposal - To vote on a proposal to approve the adjournment of the special meeting to solicit additional proxies if there are not sufficient votes cast at the special meeting to approve the Merger Proposal. | Management | For | For | ||||||||||
CONOCOPHILLIPS | ||||||||||||||
Security | 20825C104 | Meeting Type | Special | |||||||||||
Ticker Symbol | COP | Meeting Date | 15-Jan-2021 | |||||||||||
ISIN | US20825C1045 | Agenda | 935317962 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the issuance of shares of common stock, par value $0.01 per share, of ConocoPhillips to the stockholders of Concho Resources Inc. ("Concho") in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of October 18, 2020 (as it may be amended from time to time), among ConocoPhillips, Falcon Merger Sub Corp. and Concho. | Management | For | For | ||||||||||
COSTCO WHOLESALE CORPORATION | ||||||||||||||
Security | 22160K105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | COST | Meeting Date | 21-Jan-2021 | |||||||||||
ISIN | US22160K1051 | Agenda | 935312796 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Susan L. Decker | For | For | |||||||||||
2 | Kenneth D. Denman | For | For | |||||||||||
3 | Richard A. Galanti | For | For | |||||||||||
4 | W. Craig Jelinek | For | For | |||||||||||
5 | Sally Jewell | For | For | |||||||||||
6 | Charles T. Munger | For | For | |||||||||||
7 | Jeffrey S. Raikes | For | For | |||||||||||
2. | Ratification of selection of independent auditors. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||||
MSC INDUSTRIAL DIRECT CO., INC. | ||||||||||||||
Security | 553530106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSM | Meeting Date | 27-Jan-2021 | |||||||||||
ISIN | US5535301064 | Agenda | 935317227 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Mitchell Jacobson | For | For | |||||||||||
2 | Erik Gershwind | For | For | |||||||||||
3 | Louise Goeser | For | For | |||||||||||
4 | Michael Kaufmann | For | For | |||||||||||
5 | Steven Paladino | For | For | |||||||||||
6 | Philip Peller | For | For | |||||||||||
7 | Rudina Seseri | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | To approve the amendment and restatement of our associate stock purchase plan. | Management | For | For | ||||||||||
WALGREENS BOOTS ALLIANCE, INC. | ||||||||||||||
Security | 931427108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WBA | Meeting Date | 28-Jan-2021 | |||||||||||
ISIN | US9314271084 | Agenda | 935315071 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: José E. Almeida | Management | For | For | ||||||||||
1B. | Election of Director: Janice M. Babiak | Management | For | For | ||||||||||
1C. | Election of Director: David J. Brailer | Management | For | For | ||||||||||
1D. | Election of Director: William C. Foote | Management | For | For | ||||||||||
1E. | Election of Director: Ginger L. Graham | Management | For | For | ||||||||||
1F. | Election of Director: Valerie B. Jarrett | Management | For | For | ||||||||||
1G. | Election of Director: John A. Lederer | Management | For | For | ||||||||||
1H. | Election of Director: Dominic P. Murphy | Management | For | For | ||||||||||
1I. | Election of Director: Stefano Pessina | Management | For | For | ||||||||||
1J. | Election of Director: Nancy M. Schlichting | Management | For | For | ||||||||||
1K. | Election of Director: James A. Skinner | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
4. | Approval of the 2021 Walgreens Boots Alliance, Inc. Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
5. | Stockholder proposal requesting an independent Board Chairman. | Shareholder | Against | For | ||||||||||
6. | Stockholder proposal requesting report on how health risks from COVID-19 impact the Company's tobacco sales decision-making. | Shareholder | Abstain | Against | ||||||||||
ASHLAND GLOBAL HOLDINGS INC | ||||||||||||||
Security | 044186104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ASH | Meeting Date | 28-Jan-2021 | |||||||||||
ISIN | US0441861046 | Agenda | 935316768 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Brendan M. Cummins | For | For | |||||||||||
2 | William G. Dempsey | For | For | |||||||||||
3 | Jay V. Ihlenfeld | For | For | |||||||||||
4 | Wetteny Joseph | For | For | |||||||||||
5 | Susan L. Main | For | For | |||||||||||
6 | Guillermo Novo | For | For | |||||||||||
7 | Jerome A. Peribere | For | For | |||||||||||
8 | Ricky C. Sandler | For | For | |||||||||||
9 | Janice J. Teal | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as independent registered public accountants for fiscal 2021. | Management | For | For | ||||||||||
3. | To vote upon a non-binding advisory resolution approving the compensation paid to Ashland's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion. | Management | For | For | ||||||||||
4. | To approve the Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan. | Management | Against | Against | ||||||||||
ENERGIZER HOLDINGS, INC. | ||||||||||||||
Security | 29272W109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ENR | Meeting Date | 01-Feb-2021 | |||||||||||
ISIN | US29272W1099 | Agenda | 935317568 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Carlos Abrams-Rivera | Management | For | For | ||||||||||
1B. | Election of Director: Bill G. Armstrong | Management | For | For | ||||||||||
1C. | Election of Director: Cynthia J. Brinkley | Management | For | For | ||||||||||
1D. | Election of Director: Rebecca Frankiewicz | Management | For | For | ||||||||||
1E. | Election of Director: Alan R. Hoskins | Management | For | For | ||||||||||
1F. | Election of Director: Kevin J. Hunt | Management | For | For | ||||||||||
1G. | Election of Director: James C. Johnson | Management | For | For | ||||||||||
1H. | Election of Director: Mark S. LaVigne | Management | For | For | ||||||||||
1I. | Election of Director: Patrick J. Moore | Management | For | For | ||||||||||
1J. | Election of Director: Nneka L. Rimmer | Management | For | For | ||||||||||
1K. | Election of Director: Robert V. Vitale | Management | For | For | ||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
3. | Advisory, non-binding vote on executive compensation. | Management | For | For | ||||||||||
ROCKWELL AUTOMATION, INC. | ||||||||||||||
Security | 773903109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ROK | Meeting Date | 02-Feb-2021 | |||||||||||
ISIN | US7739031091 | Agenda | 935318534 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
A. | DIRECTOR | Management | ||||||||||||
1 | William P. Gipson | For | For | |||||||||||
2 | J. Phillip Holloman | For | For | |||||||||||
3 | Steven R. Kalmanson | For | For | |||||||||||
4 | Lawrence D. Kingsley | For | For | |||||||||||
5 | Lisa A. Payne | For | For | |||||||||||
B. | To approve, on an advisory basis, the compensation of the Corporation's named executive officers. | Management | For | For | ||||||||||
C. | To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm. | Management | For | For | ||||||||||
EDGEWELL PERSONAL CARE COMPANY | ||||||||||||||
Security | 28035Q102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EPC | Meeting Date | 04-Feb-2021 | |||||||||||
ISIN | US28035Q1022 | Agenda | 935313813 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Robert W. Black | Management | For | For | ||||||||||
1B. | Election of Director: George R. Corbin | Management | For | For | ||||||||||
1C. | Election of Director: Daniel J. Heinrich | Management | For | For | ||||||||||
1D. | Election of Director: Carla C. Hendra | Management | For | For | ||||||||||
1E. | Election of Director: John C. Hunter, III | Management | For | For | ||||||||||
1F. | Election of Director: James C. Johnson | Management | For | For | ||||||||||
1G. | Election of Director: Rod R. Little | Management | For | For | ||||||||||
1H. | Election of Director: Joseph D. O'Leary | Management | For | For | ||||||||||
1I. | Election of Director: Rakesh Sachdev | Management | For | For | ||||||||||
1J. | Election of Director: Swan Sit | Management | For | For | ||||||||||
1K. | Election of Director: Gary K. Waring | Management | For | For | ||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
3. | To cast a non-binding advisory vote on executive compensation. | Management | For | For | ||||||||||
INGLES MARKETS, INCORPORATED | ||||||||||||||
Security | 457030104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IMKTA | Meeting Date | 09-Feb-2021 | |||||||||||
ISIN | US4570301048 | Agenda | 935320096 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ernest E. Ferguson | For | For | |||||||||||
2 | John R. Lowden | For | For | |||||||||||
2. | To approve, by non-binding vote, executive compensation, as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
3. | To recommend, by non-binding vote, the frequency of executive compensation votes. | Management | 1 Year | For | ||||||||||
4. | Stockholder proposal concerning equal voting rights for each share. | Shareholder | Against | For | ||||||||||
PNM RESOURCES, INC. | ||||||||||||||
Security | 69349H107 | Meeting Type | Special | |||||||||||
Ticker Symbol | PNM | Meeting Date | 12-Feb-2021 | |||||||||||
ISIN | US69349H1077 | Agenda | 935324397 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approve the Agreement and Plan of Merger, dated as of October 20, 2020, as it may be amended from time to time, or the merger agreement, by and among PNM Resources, Inc. (the Company), Avangrid, Inc. and NM Green Holdings, Inc. | Management | For | For | ||||||||||
2. | Approve, by non-binding, advisory vote, certain existing compensation arrangements for the Company's named executive officers in connection with the merger contemplated by the merger agreement. | Management | For | For | ||||||||||
3. | Approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the merger agreement. | Management | For | For | ||||||||||
APPLE INC. | ||||||||||||||
Security | 037833100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AAPL | Meeting Date | 23-Feb-2021 | |||||||||||
ISIN | US0378331005 | Agenda | 935323167 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: James Bell | Management | For | For | ||||||||||
1B. | Election of Director: Tim Cook | Management | For | For | ||||||||||
1C. | Election of Director: Al Gore | Management | For | For | ||||||||||
1D. | Election of Director: Andrea Jung | Management | For | For | ||||||||||
1E. | Election of Director: Art Levinson | Management | For | For | ||||||||||
1F. | Election of Director: Monica Lozano | Management | For | For | ||||||||||
1G. | Election of Director: Ron Sugar | Management | For | For | ||||||||||
1H. | Election of Director: Sue Wagner | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments". | Shareholder | Against | For | ||||||||||
5. | A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". | Shareholder | Against | For | ||||||||||
DEERE & COMPANY | ||||||||||||||
Security | 244199105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DE | Meeting Date | 24-Feb-2021 | |||||||||||
ISIN | US2441991054 | Agenda | 935323143 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Tamra A. Erwin | Management | For | For | ||||||||||
1B. | Election of Director: Alan C. Heuberger | Management | For | For | ||||||||||
1C. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | ||||||||||
1D. | Election of Director: Dipak C. Jain | Management | For | For | ||||||||||
1E. | Election of Director: Michael O. Johanns | Management | For | For | ||||||||||
1F. | Election of Director: Clayton M. Jones | Management | For | For | ||||||||||
1G. | Election of Director: John C. May | Management | For | For | ||||||||||
1H. | Election of Director: Gregory R. Page | Management | For | For | ||||||||||
1I. | Election of Director: Sherry M. Smith | Management | For | For | ||||||||||
1J. | Election of Director: Dmitri L. Stockton | Management | For | For | ||||||||||
1K. | Election of Director: Sheila G. Talton | Management | For | For | ||||||||||
2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
NOVARTIS AG | ||||||||||||||
Security | 66987V109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NVS | Meeting Date | 02-Mar-2021 | |||||||||||
ISIN | US66987V1098 | Agenda | 935332584 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2020 Financial Year. | Management | For | For | ||||||||||
2. | Discharge from Liability of the Members of the Board of Directors and the Executive Committee. | Management | For | For | ||||||||||
3. | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2020. | Management | For | For | ||||||||||
4. | Reduction of Share Capital. | Management | For | For | ||||||||||
5. | Further Share Repurchases. | Management | For | For | ||||||||||
6A. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2021 Annual General Meeting to the 2022 Annual General Meeting. | Management | For | For | ||||||||||
6B. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the Financial Year 2022. | Management | For | For | ||||||||||
6C. | Advisory Vote on the 2020 Compensation Report. | Management | For | For | ||||||||||
7A. | Re-election of Joerg Reinhardt as Member and Chairman. | Management | For | For | ||||||||||
7B. | Re-election of Nancy C. Andrews | Management | For | For | ||||||||||
7C. | Re-election of Ton Buechner | Management | For | For | ||||||||||
7D. | Re-election of Patrice Bula | Management | For | For | ||||||||||
7E. | Re-election of Elizabeth Doherty | Management | For | For | ||||||||||
7F. | Re-election of Ann Fudge | Management | For | For | ||||||||||
7G. | Re-election of Bridgette Heller | Management | For | For | ||||||||||
7H. | Re-election of Frans van Houten | Management | For | For | ||||||||||
7I. | Re-election of Simon Moroney | Management | For | For | ||||||||||
7J. | Re-election of Andreas von Planta | Management | For | For | ||||||||||
7K. | Re-election of Charles L. Sawyers | Management | For | For | ||||||||||
7L. | Re-election of Enrico Vanni | Management | For | For | ||||||||||
7M. | Re-election of William T. Winters | Management | For | For | ||||||||||
8A. | Re-election of Patrice Bula to the Compensation Committee. | Management | For | For | ||||||||||
8B. | Re-election of Bridgette Heller to the Compensation Committee. | Management | For | For | ||||||||||
8C. | Re-election of Enrico Vanni to the Compensation Committee. | Management | For | For | ||||||||||
8D. | Re-Election of William T. Winters to the Compensation Committee. | Management | For | For | ||||||||||
8E. | Election of Simon Moroney to the Compensation Committee. | Management | For | For | ||||||||||
9. | Re-election of the Statutory Auditor. | Management | For | For | ||||||||||
10. | Re-election of the Independent Proxy. | Management | For | For | ||||||||||
11. | Amendment to Article 20 Paragraph 3 of the Articles of Incorporation. | Management | For | For | ||||||||||
12. | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. | Management | Against | Against | ||||||||||
DEMANT A/S | ||||||||||||||
Security | K3008M105 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 05-Mar-2021 | ||||||||||||
ISIN | DK0060738599 | Agenda | 713597625 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS "6.A TO 6.E AND 7". THANK YOU | Non-Voting | ||||||||||||
1 | THE BOARD OF DIRECTORS' REPORT ON THE COMPANY'S ACTIVITIES IN THE PAST YEAR | Non-Voting | ||||||||||||
2 | PRESENTATION FOR APPROVAL OF THE AUDITED ANNUAL REPORT 2020, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENT | Management | No Action | |||||||||||
3 | RESOLUTION ON THE APPROPRIATION OF PROFIT OR PAYMENT OF LOSS ACCORDING TO THE APPROVED ANNUAL REPORT 2020. THE BOARD OF DIRECTORS PROPOSES THAT THE PROFIT OF DKK 789 MILLION BE TRANSFERRED TO THE COMPANY'S RESERVES TO THE EFFECT THAT NO DIVIDEND BE PAID | Management | No Action | |||||||||||
4 | PRESENTATION OF AND INDICATIVE VOTE ON THE REMUNERATION REPORT FOR 2020 | Management | No Action | |||||||||||
5 | APPROVAL OF REMUNERATION FOR THE BOARD OF DIRECTORS FOR THE CURRENT FINANCIAL YEAR | Management | No Action | |||||||||||
6.A | ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS: RE-ELECTION OF NIELS B. CHRISTIANSEN | Management | No Action | |||||||||||
6.B | ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS: RE-ELECTION OF NIELS JACOBSEN | Management | No Action | |||||||||||
6.C | ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS: RE-ELECTION OF ANJA MADSEN | Management | No Action | |||||||||||
6.D | ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS: ELECTION OF SISSE FJELSTED RASMUSSEN | Management | No Action | |||||||||||
6.E | ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS: ELECTION OF KRISTIAN VILLUMSEN | Management | No Action | |||||||||||
7 | ELECTION OF AUDITOR: RE-ELECTION OF DELOITTE STATSAUTORISERET REVISIONSPARTNERSELSKAB | Management | No Action | |||||||||||
8.A | THE BOARD OF DIRECTORS HAS SUBMITTED THE FOLLOWING PROPOSALS: REDUCTION OF THE COMPANY'S SHARE CAPITAL | Management | No Action | |||||||||||
8.B | THE BOARD OF DIRECTORS HAS SUBMITTED THE FOLLOWING PROPOSALS: AUTHORISATION TO THE BOARD OF DIRECTORS TO LET THE COMPANY ACQUIRE OWN SHARES | Management | No Action | |||||||||||
8.C | THE BOARD OF DIRECTORS HAS SUBMITTED THE FOLLOWING PROPOSALS: PROPOSAL TO ADD A NEW ITEM TO THE AGENDA FOR THE ANNUAL GENERAL MEETING IN ARTICLE 8.2 OF THE ARTICLES OF ASSOCIATION REGARDING PRESENTATION OF AND INDICATIVE VOTE ON THE REMUNERATION REPORT | Management | No Action | |||||||||||
8.D | THE BOARD OF DIRECTORS HAS SUBMITTED THE FOLLOWING PROPOSALS: PROPOSAL THAT THE PUBLICATION OF INFORMATION IN ACCORDANCE WITH THE APPLICABLE STOCK EXCHANGE LEGISLATION, INCLUDING COMPANY ANNOUNCEMENTS, SHALL BE MADE IN ENGLISH AND AMENDING THE ARTICLES OF ASSOCIATION ACCORDINGLY | Management | No Action | |||||||||||
8.E | THE BOARD OF DIRECTORS HAS SUBMITTED THE FOLLOWING PROPOSALS: AUTHORISATION TO HOLD FULLY ELECTRONIC GENERAL MEETINGS | Management | No Action | |||||||||||
8.F | THE BOARD OF DIRECTORS HAS SUBMITTED THE FOLLOWING PROPOSALS: AUTHORISATION FOR INCREASE OF SHARE CAPITAL | Management | No Action | |||||||||||
8.G | THE BOARD OF DIRECTORS HAS SUBMITTED THE FOLLOWING PROPOSALS: AUTHORITY TO THE CHAIRMAN OF THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
9 | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU. | Non-Voting | ||||||||||||
AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||||
Security | 007800105 | Meeting Type | Special | |||||||||||
Ticker Symbol | AJRD | Meeting Date | 09-Mar-2021 | |||||||||||
ISIN | US0078001056 | Agenda | 935333966 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Adoption of the Merger Agreement and the transactions contemplated thereby. | Management | For | For | ||||||||||
2. | Adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and the transactions contemplated thereby at the time of the Special Meeting. | Management | For | For | ||||||||||
3. | Adoption of a non-binding, advisory proposal to approve certain compensation payable to Aerojet Rocketdyne's named executive officers in connection with the Merger. | Management | For | For | ||||||||||
TE CONNECTIVITY LTD | ||||||||||||||
Security | H84989104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TEL | Meeting Date | 10-Mar-2021 | |||||||||||
ISIN | CH0102993182 | Agenda | 935327571 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Pierre R. Brondeau | Management | For | For | ||||||||||
1B. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||||
1C. | Election of Director: Carol A. ("John") Davidson | Management | For | For | ||||||||||
1D. | Election of Director: Lynn A. Dugle | Management | For | For | ||||||||||
1E. | Election of Director: William A. Jeffrey | Management | For | For | ||||||||||
1F. | Election of Director: David M. Kerko | Management | Abstain | Against | ||||||||||
1G. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||
1H. | Election of Director: Heath A. Mitts | Management | For | For | ||||||||||
1I. | Election of Director: Yong Nam | Management | For | For | ||||||||||
1J. | Election of Director: Daniel J. Phelan | Management | For | For | ||||||||||
1K. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||||||||
1L. | Election of Director: Mark C. Trudeau | Management | For | For | ||||||||||
1M. | Election of Director: Dawn C. Willoughby | Management | For | For | ||||||||||
1N. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors | Management | For | For | ||||||||||
3A. | To elect the member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | ||||||||||
3B. | To elect the member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | ||||||||||
3C. | To elect the member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | ||||||||||
3D. | To elect the member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | For | For | ||||||||||
4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2022 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting | Management | For | For | ||||||||||
5.1 | To approve the 2020 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 25, 2020, the consolidated financial statements for the fiscal year ended September 25, 2020 and the Swiss Compensation Report for the fiscal year ended September 25, 2020) | Management | For | For | ||||||||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | For | For | ||||||||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | For | For | ||||||||||
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 25, 2020 | Management | For | For | ||||||||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2021 | Management | For | For | ||||||||||
7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity | Management | For | For | ||||||||||
7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity | Management | For | For | ||||||||||
8. | An advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||
9. | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for executive management | Management | For | For | ||||||||||
10. | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for the Board of Directors | Management | For | For | ||||||||||
11. | To approve the carryforward of unappropriated accumulated earnings at September 25, 2020 | Management | For | For | ||||||||||
12. | To approve a dividend payment to shareholders equal to $2.00 per issued share to be paid in four equal quarterly installments of $0.50 starting with the third fiscal quarter of 2021 and ending in the second fiscal quarter of 2022 pursuant to the terms of the dividend resolution | Management | For | For | ||||||||||
13. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | ||||||||||
14. | To approve the authorization of additional shares under the TE Connectivity Ltd. Employee Stock Purchase Plan | Management | For | For | ||||||||||
15. | To approve the Amended and Restated TE Connectivity Ltd. 2007 Stock Incentive Plan for purposes of Section 162(m) of the Internal Revenue Code | Management | For | For | ||||||||||
16. | To approve any adjournments or postponements of the meeting | Management | For | For | ||||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||||||
Security | G51502105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JCI | Meeting Date | 10-Mar-2021 | |||||||||||
ISIN | IE00BY7QL619 | Agenda | 935328244 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Jean Blackwell | Management | For | For | ||||||||||
1B. | Election of Director: Pierre Cohade | Management | For | For | ||||||||||
1C. | Election of Director: Michael E. Daniels | Management | For | For | ||||||||||
1D. | Election of Director: Juan Pablo del Valle Perochena | Management | For | For | ||||||||||
1E. | Election of Director: W. Roy Dunbar | Management | For | For | ||||||||||
1F. | Election of Director: Gretchen R. Haggerty | Management | For | For | ||||||||||
1G. | Election of Director: Simone Menne | Management | For | For | ||||||||||
1H. | Election of Director: George R. Oliver | Management | For | For | ||||||||||
1I. | Election of Director: Jürgen Tinggren | Management | For | For | ||||||||||
1J. | Election of Director: Mark Vergnano | Management | For | For | ||||||||||
1K. | Election of Director: R. David Yost | Management | For | For | ||||||||||
1L. | Election of Director: John D. Young | Management | For | For | ||||||||||
2.A | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | ||||||||||
2.B | To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | ||||||||||
3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | ||||||||||
4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | ||||||||||
5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
6. | To approve the Johnson Controls International plc 2021 Equity and Incentive Plan. | Management | For | For | ||||||||||
7. | To approve the Directors' authority to allot shares up to approximately 33% of issued share capital. | Management | For | For | ||||||||||
8. | To approve the waiver of statutory pre-emption rights with respect to up to 5% of issued share capital (Special Resolution). | Management | Against | Against | ||||||||||
TE CONNECTIVITY LTD | ||||||||||||||
Security | H84989104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TEL | Meeting Date | 10-Mar-2021 | |||||||||||
ISIN | CH0102993182 | Agenda | 935338144 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Pierre R. Brondeau | Management | For | For | ||||||||||
1B. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||||
1C. | Election of Director: Carol A. ("John") Davidson | Management | For | For | ||||||||||
1D. | Election of Director: Lynn A. Dugle | Management | For | For | ||||||||||
1E. | Election of Director: William A. Jeffrey | Management | For | For | ||||||||||
1F. | Election of Director: David M. Kerko | Management | Abstain | Against | ||||||||||
1G. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||
1H. | Election of Director: Heath A. Mitts | Management | For | For | ||||||||||
1I. | Election of Director: Yong Nam | Management | For | For | ||||||||||
1J. | Election of Director: Daniel J. Phelan | Management | For | For | ||||||||||
1K. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||||||||
1L. | Election of Director: Mark C. Trudeau | Management | For | For | ||||||||||
1M. | Election of Director: Dawn C. Willoughby | Management | For | For | ||||||||||
1N. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors | Management | For | For | ||||||||||
3A. | To elect the member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | ||||||||||
3B. | To elect the member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | ||||||||||
3C. | To elect the member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | ||||||||||
3D. | To elect the member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | For | For | ||||||||||
4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2022 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting | Management | For | For | ||||||||||
5.1 | To approve the 2020 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 25, 2020, the consolidated financial statements for the fiscal year ended September 25, 2020 and the Swiss Compensation Report for the fiscal year ended September 25, 2020) | Management | For | For | ||||||||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | For | For | ||||||||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | For | For | ||||||||||
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 25, 2020 | Management | For | For | ||||||||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2021 | Management | For | For | ||||||||||
7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity | Management | For | For | ||||||||||
7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity | Management | For | For | ||||||||||
8. | An advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||
9. | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for executive management | Management | For | For | ||||||||||
10. | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for the Board of Directors | Management | For | For | ||||||||||
11. | To approve the carryforward of unappropriated accumulated earnings at September 25, 2020 | Management | For | For | ||||||||||
12. | To approve a dividend payment to shareholders equal to $2.00 per issued share to be paid in four equal quarterly installments of $0.50 starting with the third fiscal quarter of 2021 and ending in the second fiscal quarter of 2022 pursuant to the terms of the dividend resolution | Management | For | For | ||||||||||
13. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | ||||||||||
14. | To approve the authorization of additional shares under the TE Connectivity Ltd. Employee Stock Purchase Plan | Management | For | For | ||||||||||
15. | To approve the Amended and Restated TE Connectivity Ltd. 2007 Stock Incentive Plan for purposes of Section 162(m) of the Internal Revenue Code | Management | For | For | ||||||||||
16. | To approve any adjournments or postponements of the meeting | Management | For | For | ||||||||||
NATIONAL FUEL GAS COMPANY | ||||||||||||||
Security | 636180101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NFG | Meeting Date | 11-Mar-2021 | |||||||||||
ISIN | US6361801011 | Agenda | 935329626 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David H. Anderson | For | For | |||||||||||
2 | David P. Bauer | For | For | |||||||||||
3 | Barbara M. Baumann | For | For | |||||||||||
4 | Rebecca Ranich | Withheld | Against | |||||||||||
2. | Advisory approval of named executive officer compensation | Management | For | For | ||||||||||
3. | Approval of an amendment of the Restated Certificate of Incorporation to declassify the Board of Directors | Management | For | For | ||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021 | Management | For | For | ||||||||||
S&P GLOBAL INC. | ||||||||||||||
Security | 78409V104 | Meeting Type | Special | |||||||||||
Ticker Symbol | SPGI | Meeting Date | 11-Mar-2021 | |||||||||||
ISIN | US78409V1044 | Agenda | 935329816 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the S&P Global Share Issuance. To vote on a proposal to approve the issuance of S&P Global Inc. common stock, par value $1.00 per share, to the shareholders of IHS Markit Ltd. in connection with the merger contemplated by Agreement and Plan of Merger dated Nov. 29, 2020, as amended by Amendment No. 1, dated as of January 20, 2021, and as it may further be amended from time to time, by and among S&P Global Inc., Sapphire Subsidiary, Ltd. and IHS Markit Ltd. | Management | For | For | ||||||||||
COCA-COLA FEMSA, S.A.B DE C.V. | ||||||||||||||
Security | 191241108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KOF | Meeting Date | 19-Mar-2021 | |||||||||||
ISIN | US1912411089 | Agenda | 935342890 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
I | Report of the chief executive officer of the Company, which includes the financial statements of the Company for the 2020 fiscal year; the opinion of the Board of Directors of the Company regarding the content of the report of the chief executive officer; report of the Board of Directors of the Company regarding the main policies and accounting and information criteria applied during the preparation of the Company's financial information, including report of the ...(due to space limits, see proxy material for full proposal). | Management | Abstain | |||||||||||
II | Application of the results for the 2020 fiscal year of the Company, and a dividend declaration and payment in cash, in Mexican pesos. | Management | Abstain | |||||||||||
III | Determination of the maximum amount to be allocated for the Company's stock repurchase fund kept pursuant to article 56 subsection IV of the Law. | Management | Abstain | |||||||||||
IV | Election of the members of the Board of Directors and secretaries of the Board of Directors of the Company, qualification of independence in accordance with the Law, and resolution with respect to their remuneration. | Management | Abstain | |||||||||||
V | Election of members of the following Committees: (i) Planning and Finance, (ii) Audit, and (iii) Corporate Practices of the Company; appointment of each of their respective chairman, and resolution with respect to their remuneration. | Management | Abstain | |||||||||||
VI | Appointment of delegates for the formalization of the Meeting's resolutions. | Management | For | |||||||||||
VII | Reading and, if applicable, approval of the Meeting's minute. | Management | For | |||||||||||
WADDELL & REED FINANCIAL, INC. | ||||||||||||||
Security | 930059100 | Meeting Type | Special | |||||||||||
Ticker Symbol | WDR | Meeting Date | 23-Mar-2021 | |||||||||||
ISIN | US9300591008 | Agenda | 935337988 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | A proposal to adopt the Agreement and Plan of Merger (as amended or supplemented from time to time, the "merger agreement"), by and among Waddell & Reed Financial, Inc. (the "Company"), Macquarie Management Holdings, Inc. ("Macquarie"), Merry Merger Sub, Inc., and (solely for limited purposes) Macquarie Financial Holdings Pty Ltd, pursuant to which, among other things, Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger as a wholly-owned subsidiary of Macquarie. | Management | For | For | ||||||||||
2. | A proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's principal executive officer, principal financial officer and three most highly compensated executive officers other than the principal executive officer and principal financial officer that is based on or otherwise relates to the merger and the other transactions contemplated by the merger agreement. | Management | For | For | ||||||||||
3. | A proposal to adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For | ||||||||||
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV | ||||||||||||||
Security | 344419106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FMX | Meeting Date | 24-Mar-2021 | |||||||||||
ISIN | US3444191064 | Agenda | 935341785 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
I | Report of the chief executive officer of the Company, which includes the financial statements of the Company for the 2020 fiscal year; opinion of the Board of Directors of the Company regarding the content of the report of the chief executive officer; reports of the Board of Directors of the Company regarding the main policies and accounting and information criteria applied during the preparation of the Company's financial information, including the report of the ..(Due to space limits, see proxy material for full proposal). | Management | Abstain | |||||||||||
II | Application of the results for the 2020 fiscal year of the Company, which will include a dividend declaration and payment in cash, in Mexican pesos. | Management | For | |||||||||||
III | Determination of the maximum amount to be allocated for the Company's stock repurchase fund kept pursuant to article 56 subsection IV of the Law. | Management | For | |||||||||||
IV | Election of the members of the Board of Directors and secretaries of the Company, qualification of their independence, in accordance with the Law, and resolution with respect to their remuneration. | Management | For | |||||||||||
V | Election of members of the following Committees: (i) Strategy and Finance, (ii) Audit, and (iii) Corporate Practices of the Company; appointment of each of their respective chairman, and resolution with respect to their remuneration. | Management | For | |||||||||||
VI | Appointment of delegates for the formalization of the Meeting's resolutions. | Management | For | |||||||||||
VII | Reading and, if applicable, approval of the Meeting's minute. | Management | For | |||||||||||
ESSITY AB | ||||||||||||||
Security | W3R06F118 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 25-Mar-2021 | ||||||||||||
ISIN | SE0009922156 | Agenda | 713618657 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
1 | ELECTION OF CHAIRMAN OF THE MEETING: EVA HAGG | Non-Voting | ||||||||||||
2 | ELECTION OF TWO PERSONS TO CHECK THE MINUTES: MADELEINE WALLMARK AND ANDERS- OSCARSSON | Non-Voting | ||||||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND THE-CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT ON THE-CONSOLIDATED FINANCIAL STATEMENTS | Non-Voting | ||||||||||||
7.A | RESOLUTION ON: ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET, AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||||
7.B | RESOLUTION ON: APPROPRIATIONS OF THE COMPANY'S EARNINGS UNDER THE ADOPTED BALANCE SHEET AND RECORD DATE FOR DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND FOR THE FINANCIAL YEAR 2020 OF SEK 6.75 PER SHARE. AS RECORD DATE FOR THE DIVIDEND, THE BOARD OF DIRECTORS PROPOSES MONDAY, 29 MARCH 2021. IF THE MEETING RESOLVES IN ACCORDANCE WITH THIS PROPOSAL, THE DIVIDEND IS EXPECTED TO BE DISTRIBUTED BY EUROCLEAR SWEDEN AB ON THURSDAY, 1 APRIL 2021 | Management | No Action | |||||||||||
7.C1 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: EWA BJORLING | Management | No Action | |||||||||||
7.C2 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: PAR BOMAN | Management | No Action | |||||||||||
7.C3 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: MAIJA-LIISA FRIMAN | Management | No Action | |||||||||||
7.C4 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: ANNEMARIE GARDSHOL | Management | No Action | |||||||||||
7.C5 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: MAGNUS GROTH | Management | No Action | |||||||||||
7.C6 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: SUSANNA LIND | Management | No Action | |||||||||||
7.C7 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: BERT NORDBERG | Management | No Action | |||||||||||
7.C8 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: LOUISE SVANBERG | Management | No Action | |||||||||||
7.C9 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: ORJAN SVENSSON | Management | No Action | |||||||||||
7.C10 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: LARS REBIEN SORENSEN | Management | No Action | |||||||||||
7.C11 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: BARBARA MILIAN THORALFSSON | Management | No Action | |||||||||||
7.C12 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: NICLAS THULIN | Management | No Action | |||||||||||
7.C13 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: MAGNUS GROTH (AS PRESIDENT) | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 8 TO 13 ARE PROPOSED BY NOMINATION COMMITTEE AND- BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
8 | RESOLUTION ON THE NUMBER OF DIRECTORS AND DEPUTY DIRECTORS: NINE WITH NO DEPUTY DIRECTORS | Management | No Action | |||||||||||
9 | RESOLUTION ON THE NUMBER OF AUDITORS AND DEPUTY AUDITORS: ONE WITH NO DEPUTY AUDITOR | Management | No Action | |||||||||||
10.1 | REMUNERATION TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
10.2 | REMUNERATION TO THE AUDITOR | Management | No Action | |||||||||||
11.1 | RE-ELECTION OF DIRECTOR: EWA BJORLING | Management | No Action | |||||||||||
11.2 | RE-ELECTION OF DIRECTOR: PAR BOMAN | Management | No Action | |||||||||||
11.3 | RE-ELECTION OF DIRECTOR: ANNEMARIE GARDSHOL | Management | No Action | |||||||||||
11.4 | RE-ELECTION OF DIRECTOR: MAGNUS GROTH | Management | No Action | |||||||||||
11.5 | RE-ELECTION OF DIRECTOR: BERT NORDBERG | Management | No Action | |||||||||||
11.6 | RE-ELECTION OF DIRECTOR: LOUISE SVANBERG | Management | No Action | |||||||||||
11.7 | RE-ELECTION OF DIRECTOR: LARS REBIEN SORENSEN | Management | No Action | |||||||||||
11.8 | RE-ELECTION OF DIRECTOR: BARBARA MILIAN THORALFSSON | Management | No Action | |||||||||||
11.9 | NEW ELECTION OF DIRECTOR: TORBJORN LOOF | Management | No Action | |||||||||||
12 | ELECTION OF PAR BOMAN AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
13 | ELECTION OF AUDITORS AND DEPUTY AUDITORS: RE-ELECTION OF THE REGISTERED ACCOUNTING FIRM ERNST & YOUNG AB, IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION, FOR THE PERIOD UNTIL THE END OF THE ANNUAL GENERAL MEETING 2022. IF ELECTED, ERNST & YOUNG AB HAS ANNOUNCED ITS APPOINTMENT OF HAMISH MABON AS AUDITOR IN CHARGE | Management | No Action | |||||||||||
14 | RESOLUTION ON GUIDELINES FOR REMUNERATION FOR THE SENIOR MANAGEMENT | Management | No Action | |||||||||||
15 | RESOLUTION ON APPROVAL OF THE BOARD'S REPORT ON REMUNERATION FOR THE SENIOR MANAGEMENT | Management | No Action | |||||||||||
16.A | RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITION OF OWN SHARES | Management | No Action | |||||||||||
16.B | RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON TRANSFER OF OWN SHARES ON ACCOUNT OF COMPANY ACQUISITIONS | Management | No Action | |||||||||||
17 | RESOLUTION ON AMENDMENTS TO THE ARTICLES OF ASSOCIATION: SECTION 1 NAME, SECTION 11 NOTICE | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 522051 DUE TO RECEIPT OF-SPLITTING OF RESOLUTION 10. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU | Non-Voting | ||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||
JEFFERIES FINANCIAL GROUP INC. | ||||||||||||||
Security | 47233W109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JEF | Meeting Date | 25-Mar-2021 | |||||||||||
ISIN | US47233W1099 | Agenda | 935333699 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Linda L. Adamany | Management | For | For | ||||||||||
1B. | Election of Director: Barry J. Alperin | Management | For | For | ||||||||||
1C. | Election of Director: Robert D. Beyer | Management | For | For | ||||||||||
1D. | Election of Director: Francisco L. Borges | Management | For | For | ||||||||||
1E. | Election of Director: Brian P. Friedman | Management | For | For | ||||||||||
1F. | Election of Director: MaryAnne Gilmartin | Management | For | For | ||||||||||
1G. | Election of Director: Richard B. Handler | Management | For | For | ||||||||||
1H. | Election of Director: Jacob M. Katz | Management | For | For | ||||||||||
1I. | Election of Director: Michael T. O'Kane | Management | For | For | ||||||||||
1J. | Election of Director: Joseph S. Steinberg | Management | For | For | ||||||||||
2. | Approve named executive officer compensation on an advisory basis. | Management | For | For | ||||||||||
3. | Approval of Jefferies' New Equity Compensation Plan. | Management | Against | Against | ||||||||||
4. | Ratify Deloitte & Touche LLP as independent auditors for the fiscal year-ending November 30, 2021. | Management | For | For | ||||||||||
KOREA ELECTRIC POWER CORPORATION | ||||||||||||||
Security | 500631106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KEP | Meeting Date | 25-Mar-2021 | |||||||||||
ISIN | US5006311063 | Agenda | 935347989 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
4.1 | Approval of financial statements for the fiscal year 2020. | Management | For | For | ||||||||||
4.2 | Approval of the ceiling amount of remuneration for directors in 2021. | Management | For | For | ||||||||||
4.3 | Election of Standing Director: Kim, Tae-Ok | Management | For | For | ||||||||||
4.4 | Amendments on Articles of Incorporation of KEPCO. | Management | For | For | ||||||||||
SAPPORO HOLDINGS LIMITED | ||||||||||||||
Security | J69413193 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 30-Mar-2021 | ||||||||||||
ISIN | JP3320800000 | Agenda | 713625791 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Oga, Masaki | Management | For | For | ||||||||||
2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Iwata, Yoshihiro | Management | For | For | ||||||||||
2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Fukuhara, Mayumi | Management | For | For | ||||||||||
2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Ohira, Yasuyuki | Management | For | For | ||||||||||
2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Mackenzie Clugston | Management | For | For | ||||||||||
2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Fukuda, Shuji | Management | For | For | ||||||||||
2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Shoji, Tetsuya | Management | For | For | ||||||||||
3 | Appoint a Substitute Director who is Audit and Supervisory Committee Member Iizuka, Takanori | Management | For | For | ||||||||||
MCCORMICK & COMPANY, INCORPORATED | ||||||||||||||
Security | 579780107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MKCV | Meeting Date | 31-Mar-2021 | |||||||||||
ISIN | US5797801074 | Agenda | 935336760 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: A. L. Bramman | Management | For | For | ||||||||||
1B. | Election of Director: M. A. Conway | Management | For | For | ||||||||||
1C. | Election of Director: F. A. Hrabowski, III | Management | For | For | ||||||||||
1D. | Election of Director: L. E. Kurzius | Management | For | For | ||||||||||
1E. | Election of Director: P. Little | Management | For | For | ||||||||||
1F. | Election of Director: M. D. Mangan | Management | For | For | ||||||||||
1G. | Election of Director: M. G. Montiel | Management | For | For | ||||||||||
1H. | Election of Director: M. M. V. Preston | Management | For | For | ||||||||||
1I. | Election of Director: G. M. Rodkin | Management | For | For | ||||||||||
1J. | Election of Director: J. Tapiero | Management | For | For | ||||||||||
1K. | Election of Director: W. A. Vernon | Management | For | For | ||||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
4. | AMENDMENT TO THE COMPANY'S CHARTER TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF EACH CLASS OF COMMON STOCK AND ESTABLISH A PAR VALUE FOR EACH CLASS OF COMMON STOCK. | Management | For | For | ||||||||||
DEUTSCHE TELEKOM AG | ||||||||||||||
Security | 251566105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DTEGY | Meeting Date | 01-Apr-2021 | |||||||||||
ISIN | US2515661054 | Agenda | 935350417 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Resolution on the appropriation of net income. | Management | For | |||||||||||
3. | Resolution on the approval of the actions of the members of the Board of Management for the 2020 financial year. | Management | For | |||||||||||
4. | Resolution on the approval of the actions of the members of the Supervisory Board for the 2020 financial year. | Management | For | |||||||||||
5a. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall be appointed independent auditor and Group auditor for the 2021 financial year. | Management | For | |||||||||||
5b. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall, in addition, be appointed independent auditor to review the condensed financial statements and the interim management report (Section 115 (5) German Securities Trading Act (Wertpapierhandelsgesetz - WpHG) in the 2021 financial year. | Management | For | |||||||||||
5c. | The appointment of Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft, Stuttgart, resolved by the shareholders meeting on June 19, 2020 under agenda item 8, as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the first quarter of the 2021 financial year is repealed; instead, PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is appointed ...(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
5d. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is also appointed as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the third quarter of the 2021 financial year and the first quarter of the 2022 financial year. | Management | For | |||||||||||
6. | Election of a Supervisory Board member. | Management | For | |||||||||||
7. | Resolution on the authorization to acquire and use own shares with possible exclusion of subscription rights and any right to tender shares as well as of the option to redeem own shares, reducing the capital stock. | Management | For | |||||||||||
8. | Resolution on the authorization to use equity derivatives to acquire own shares with possible exclusion of any right to tender shares. | Management | For | |||||||||||
9. | Resolution on the approval of the compensation system for the Board of Management members. | Management | For | |||||||||||
10. | Resolution on the compensation of Supervisory Board members. | Management | For | |||||||||||
11. | Additional item on the agenda at the request of a shareholder: Resolution on the amendment of Section 16 (3) of the Articles of Incorporation of Deutsche Telekom AG. | Shareholder | For | |||||||||||
DEUTSCHE TELEKOM AG | ||||||||||||||
Security | 251566105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DTEGY | Meeting Date | 01-Apr-2021 | |||||||||||
ISIN | US2515661054 | Agenda | 935353449 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Resolution on the appropriation of net income. | Management | No Action | |||||||||||
3. | Resolution on the approval of the actions of the members of the Board of Management for the 2020 financial year. | Management | No Action | |||||||||||
4. | Resolution on the approval of the actions of the members of the Supervisory Board for the 2020 financial year. | Management | No Action | |||||||||||
5a. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall be appointed independent auditor and Group auditor for the 2021 financial year. | Management | No Action | |||||||||||
5b. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall, in addition, be appointed independent auditor to review the condensed financial statements and the interim management report (Section 115 (5) German Securities Trading Act (Wertpapierhandelsgesetz - WpHG) in the 2021 financial year. | Management | No Action | |||||||||||
5c. | The appointment of Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft, Stuttgart, resolved by the shareholders meeting on June 19, 2020 under agenda item 8, as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the first quarter of the 2021 financial year is repealed; instead, PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is appointed ...(due to space limits, see proxy statement for full proposal). | Management | No Action | |||||||||||
5d. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is also appointed as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the third quarter of the 2021 financial year and the first quarter of the 2022 financial year. | Management | No Action | |||||||||||
6. | Election of a Supervisory Board member. | Management | No Action | |||||||||||
7. | Resolution on the authorization to acquire and use own shares with possible exclusion of subscription rights and any right to tender shares as well as of the option to redeem own shares, reducing the capital stock. | Management | No Action | |||||||||||
8. | Resolution on the authorization to use equity derivatives to acquire own shares with possible exclusion of any right to tender shares. | Management | No Action | |||||||||||
9. | Resolution on the approval of the compensation system for the Board of Management members. | Management | No Action | |||||||||||
10. | Resolution on the compensation of Supervisory Board members. | Management | No Action | |||||||||||
11. | Additional item on the agenda at the request of a shareholder: Resolution on the amendment of Section 16 (3) of the Articles of Incorporation of Deutsche Telekom AG. | Shareholder | No Action | |||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||||
Security | 806857108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SLB | Meeting Date | 07-Apr-2021 | |||||||||||
ISIN | AN8068571086 | Agenda | 935338170 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Patrick de La Chevardière | Management | For | For | ||||||||||
1.2 | Election of Director: Miguel M. Galuccio | Management | For | For | ||||||||||
1.3 | Election of Director: Olivier Le Peuch | Management | For | For | ||||||||||
1.4 | Election of Director: Tatiana A. Mitrova | Management | For | For | ||||||||||
1.5 | Election of Director: Maria M. Hanssen | Management | For | For | ||||||||||
1.6 | Election of Director: Mark G. Papa | Management | For | For | ||||||||||
1.7 | Election of Director: Henri Seydoux | Management | For | For | ||||||||||
1.8 | Election of Director: Jeff W. Sheets | Management | For | For | ||||||||||
2. | Approval of the advisory resolution to approve our executive compensation. | Management | For | For | ||||||||||
3. | Approval of our consolidated balance sheet as of December 31, 2020; our consolidated statement of income for the year ended December 31, 2020; and our Board of Directors' declarations of dividends in 2020, as reflected in our 2020 Annual Report to Stockholders. | Management | For | For | ||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2021. | Management | For | For | ||||||||||
5. | Approval of an amendment and restatement of the 2017 Schlumberger Omnibus Stock Incentive Plan. | Management | For | For | ||||||||||
6. | Approval of an amendment and restatement of the Schlumberger Discounted Stock Purchase Plan. | Management | For | For | ||||||||||
7. | Approval of an amendment and restatement of the 2004 Stock and Deferral Plan for Non-Employee Directors. | Management | For | For | ||||||||||
DAVIDE CAMPARI-MILANO N.V. | ||||||||||||||
Security | N24565108 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 08-Apr-2021 | ||||||||||||
ISIN | NL0015435975 | Agenda | 713632013 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
O.1 | OPENING | Non-Voting | ||||||||||||
O.2.a | 2020 ANNUAL REPORT | Non-Voting | ||||||||||||
O.2.b | REMUNERATION REPORT | Management | No Action | |||||||||||
O.2.c | SUBSTANTIAL CHANGE IN THE CORPORATE GOVERNANCE | Non-Voting | ||||||||||||
O.2.d | TO APPROVE THE ADOPTION OF 2020 ANNUAL ACCOUNTS | Management | No Action | |||||||||||
O.3.a | POLICY ON ADDITIONS TO RESERVES AND DIVIDENDS | Non-Voting | ||||||||||||
O.3.b | TO DETERMINE AND TO DISTRIBUTE DIVIDEND | Management | No Action | |||||||||||
O.4.a | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
O.4.b | RELEASE FROM LIABILITY OF NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
O.5 | TO APPROVE A STOCK OPTION PLAN FOR EMPLOYEES | Management | No Action | |||||||||||
O.6 | TO APPROVE AN EXTRA MILE BONUS PLAN | Management | No Action | |||||||||||
O.7 | TO APPROVE A STOCK OPTION PLAN PURSUANT TO ART.114-BIS OF ITALIAN LEGISLATIVE DECREE NO. 58/98 | Management | No Action | |||||||||||
O.8 | TO AUTHORIZE THE BOARD OF DIRECTORS TO REPURCHASE OWN SHARES OF THE COMPANY | Management | No Action | |||||||||||
O.9 | TO CONFIRM THE APPOINTMENT OF ERNST & YOUNG ACCOUNTANTS LLP AS INDEPENDENT EXTERNAL AUDITOR ENTRUSTED WITH THE AUDIT OF THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
CMMT | 01 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | 03 MAR 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM AGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
H.B. FULLER COMPANY | ||||||||||||||
Security | 359694106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FUL | Meeting Date | 08-Apr-2021 | |||||||||||
ISIN | US3596941068 | Agenda | 935336772 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Thomas W. Handley | For | For | |||||||||||
2 | Maria Teresa Hilado | For | For | |||||||||||
3 | Ruth S. Kimmelshue | For | For | |||||||||||
2. | A non-binding advisory vote to approve the compensation of our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
3. | The ratification of the appointment of Ernst & Young LLP as H.B. Fuller's independent registered public accounting firm for the fiscal year ending November 27, 2021. | Management | For | For | ||||||||||
4. | The approval of the amendment and restatement of the H.B. Fuller Company 2020 Master Incentive Plan to increase shares and adopt certain other amendments. | Management | Against | Against | ||||||||||
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | ||||||||||||||
Security | G50764102 | Meeting Type | Special General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 12-Apr-2021 | ||||||||||||
ISIN | BMG507641022 | Agenda | 713724044 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 534087 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS | Non-Voting | ||||||||||||
1 | APPROVE THE AMALGAMATION AGREEMENT | Management | No Action | |||||||||||
SWEDISH MATCH AB | ||||||||||||||
Security | W92277115 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 13-Apr-2021 | ||||||||||||
ISIN | SE0000310336 | Agenda | 713666242 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 526921 DUE TO CHANGE IN-VOTING STATUS FOR RESOLUTION 6. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | ||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
1 | ELECTION OF THE CHAIRMAN OF THE MEETING | Non-Voting | ||||||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
3 | ELECTION OF TWO PERSONS TO VERIFY THE MINUTES: PETER LUNDKVIST AND FILIPPA- GERSTADT | Non-Voting | ||||||||||||
4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
6 | RESOLUTION ON THE REMUNERATION REPORT | Management | No Action | |||||||||||
7 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||||
8 | RESOLUTION REGARDING ALLOCATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND RESOLUTION ON A RECORD DAY FOR DIVIDEND | Management | No Action | |||||||||||
9.A | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: CHARLES A. BLIXT | Management | No Action | |||||||||||
9.B | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: ANDREW CRIPPS | Management | No Action | |||||||||||
9.C | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: JACQUELINE HOOGERBRUGGE | Management | No Action | |||||||||||
9.D | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: CONNY CARLSSON | Management | No Action | |||||||||||
9.E | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: ALEXANDER LACIK | Management | No Action | |||||||||||
9.F | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: PAULINE LINDWALL | Management | No Action | |||||||||||
9.G | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: WENCHE ROLFSEN | Management | No Action | |||||||||||
9.H | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: JOAKIM WESTH | Management | No Action | |||||||||||
9.I | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: PATRIK ENGELBREKTSSON | Management | No Action | |||||||||||
9.J | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: PAR-OLA OLAUSSON | Management | No Action | |||||||||||
9.K | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: DRAGAN POPOVIC | Management | No Action | |||||||||||
9.L | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE PRESIDENT FOR 2020: LARS DAHLGREN (AS THE PRESIDENT) | Management | No Action | |||||||||||
10 | RESOLUTION REGARDING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE MEETING: EIGHT | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 11 TO 14 ARE PROPOSED BY NOMINATING COMMITTEE-AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
11 | RESOLUTION REGARDING REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
12.A | RE- ELECTION OF BOARD MEMBER: CHARLES A. BLIXT | Management | No Action | |||||||||||
12.B | RE- ELECTION OF BOARD MEMBER: ANDREW CRIPPS | Management | No Action | |||||||||||
12.C | RE- ELECTION OF BOARD MEMBER: JACQUELINE HOOGERBRUGGE | Management | No Action | |||||||||||
12.D | RE- ELECTION OF BOARD MEMBER: CONNY CARLSSON | Management | No Action | |||||||||||
12.E | RE- ELECTION OF BOARD MEMBER: ALEXANDER LACIK | Management | No Action | |||||||||||
12.F | RE- ELECTION OF BOARD MEMBER: PAULINE LINDWALL | Management | No Action | |||||||||||
12.G | RE- ELECTION OF BOARD MEMBER: WENCHE ROLFSEN | Management | No Action | |||||||||||
12.H | RE- ELECTION OF BOARD MEMBER: JOAKIM WESTH | Management | No Action | |||||||||||
12.I | RE-ELECTION OF THE CHAIRMAN OF THE BOARD: CONNY KARLSSON | Management | No Action | |||||||||||
12.J | RE-ELECTION OF THE DEPUTY CHAIRMAN OF THE BOARD: ANDREW CRIPPS | Management | No Action | |||||||||||
13 | RESOLUTION REGARDING THE NUMBER OF AUDITORS | Management | No Action | |||||||||||
14 | RESOLUTION REGARDING REMUNERATION TO THE AUDITOR | Management | No Action | |||||||||||
15 | ELECTION OF AUDITOR: THE NOMINATING COMMITTEE PROPOSES THAT THE NUMBER OF AUDITORS SHALL BE ONE WITH NO DEPUTY AUDITOR AND THAT THE AUDITOR COMPANY DELOITTE AB SHALL BE ELECTED AS AUDITOR FOR THE PERIOD AS OF THE END OF THE ANNUAL GENERAL MEETING 2021 UNTIL THE END OF THE ANNUAL GENERAL MEETING 2022 | Management | No Action | |||||||||||
16.A | RESOLUTION REGARDING: THE REDUCTION OF THE SHARE CAPITAL BY MEANS OF WITHDRAWAL OF REPURCHASED SHARES | Management | No Action | |||||||||||
16.B | RESOLUTION REGARDING: BONUS ISSUE | Management | No Action | |||||||||||
17 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITIONS OF SHARES IN THE COMPANY | Management | No Action | |||||||||||
18 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON TRANSFER OF SHARES IN THE COMPANY | Management | No Action | |||||||||||
19 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE NEW SHARES | Management | No Action | |||||||||||
20.A | RESOLUTION ON: AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
20.B | RESOLUTION ON: A SPLIT OF THE COMPANY'S SHARES (SHARE SPLIT) | Management | No Action | |||||||||||
21 | RESOLUTION ON AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||||
Security | 064058100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BK | Meeting Date | 13-Apr-2021 | |||||||||||
ISIN | US0640581007 | Agenda | 935338132 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Linda Z. Cook | Management | For | For | ||||||||||
1B. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||
1C. | Election of Director: Thomas P. "Todd" Gibbons | Management | For | For | ||||||||||
1D. | Election of Director: M. Amy Gilliland | Management | For | For | ||||||||||
1E. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||||
1F. | Election of Director: K. Guru Gowrappan | Management | For | For | ||||||||||
1G. | Election of Director: Ralph Izzo | Management | For | For | ||||||||||
1H. | Election of Director: Edmund F. "Ted" Kelly | Management | For | For | ||||||||||
1I. | Election of Director: Elizabeth E. Robinson | Management | For | For | ||||||||||
1J. | Election of Director: Samuel C. Scott III | Management | For | For | ||||||||||
1K. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||||
1L. | Election of Director: Alfred W. "Al" Zollar | Management | For | For | ||||||||||
2. | Advisory resolution to approve the 2020 compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratification of KPMG LLP as our independent auditor for 2021. | Management | For | For | ||||||||||
4. | Stockholder proposal regarding stockholder requests for a record date to initiate written consent. | Shareholder | Against | For | ||||||||||
A.O. SMITH CORPORATION | ||||||||||||||
Security | 831865209 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AOS | Meeting Date | 13-Apr-2021 | |||||||||||
ISIN | US8318652091 | Agenda | 935340529 - Management | |||||||||||
�� | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ronald D. Brown | For | For | |||||||||||
2 | Dr. Ilham Kadri | For | For | |||||||||||
3 | Idelle K. Wolf | For | For | |||||||||||
4 | Gene C. Wulf | For | For | |||||||||||
2. | Proposal to approve, by nonbinding advisory vote, the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the corporation. | Management | For | For | ||||||||||
JULIUS BAER GRUPPE AG | ||||||||||||||
Security | H4414N103 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||||
ISIN | CH0102484968 | Agenda | 713719891 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
1.1 | FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2020 | Management | No Action | |||||||||||
1.2 | CONSULTATIVE VOTE ON THE REMUNERATION REPORT 2020 | Management | No Action | |||||||||||
2 | APPROPRIATION OF DISPOSABLE PROFIT: DISSOLUTION AND DISTRIBUTION OF STATUTORY CAPITAL RESERVE | Management | No Action | |||||||||||
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
4.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS: MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE COMING TERM OF OFFICE (AGM 2021 TO AGM 2022) | Management | No Action | |||||||||||
4.2.1 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD: AGGREGATE AMOUNT OF VARIABLE CASH-BASED COMPENSATION ELEMENTS FOR THE COMPLETED FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
4.2.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD: AGGREGATE AMOUNT OF VARIABLE SHARE-BASED COMPENSATION ELEMENTS THAT ARE ALLOCATED IN THE CURRENT FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
4.2.3 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD: MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION FOR THE NEXT FINANCIAL YEAR 2022 | Management | No Action | |||||||||||
5.1.1 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. ROMEO LACHER | Management | No Action | |||||||||||
5.1.2 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. GILBERT ACHERMANN | Management | No Action | |||||||||||
5.1.3 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. HEINRICH BAUMANN | Management | No Action | |||||||||||
5.1.4 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. RICHARD CAMPBELL-BREEDEN | Management | No Action | |||||||||||
5.1.5 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. IVO FURRER | Management | No Action | |||||||||||
5.1.6 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MRS. CLAIRE GIRAUT | Management | No Action | |||||||||||
5.1.7 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MRS. KATHRYN SHIH | Management | No Action | |||||||||||
5.1.8 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MS. EUNICE ZEHNDER-LAI | Management | No Action | |||||||||||
5.1.9 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MS. OLGA ZOUTENDIJK | Management | No Action | |||||||||||
5.2.1 | NEW ELECTIONS TO THE BOARD OF DIRECTOR: MR. DAVID NICOL | Management | No Action | |||||||||||
5.3 | RE-ELECTION OF MR. ROMEO LACHER AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
5.4.1 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: MR. GILBERT ACHERMANN | Management | No Action | |||||||||||
5.4.2 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: MR. RICHARD CAMPBELL-BREEDEN | Management | No Action | |||||||||||
5.4.3 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: MRS. KATHRYN SHIH | Management | No Action | |||||||||||
5.4.4 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: MRS. EUNICE ZEHNDER-LAI | Management | No Action | |||||||||||
6 | ELECTION OF THE STATUTORY AUDITOR: KPMG AG, ZURICH | Management | No Action | |||||||||||
7 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: MR. MARC NATER | Management | No Action | |||||||||||
8 | CAPITAL REDUCTION (WITH AMENDMENTS OF THE ARTICLES OF INCORPORATION) | Management | No Action | |||||||||||
9 | AMENDMENTS OF THE ARTICLES OF INCORPORATION | Management | No Action | |||||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | ||||||||||||||
Security | 42824C109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HPE | Meeting Date | 14-Apr-2021 | |||||||||||
ISIN | US42824C1099 | Agenda | 935339045 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Daniel Ammann | Management | For | For | ||||||||||
1B. | Election of Director: Pamela L. Carter | Management | For | For | ||||||||||
1C. | Election of Director: Jean M. Hobby | Management | For | For | ||||||||||
1D. | Election of Director: George R. Kurtz | Management | For | For | ||||||||||
1E. | Election of Director: Raymond J. Lane | Management | For | For | ||||||||||
1F. | Election of Director: Ann M. Livermore | Management | For | For | ||||||||||
1G. | Election of Director: Antonio F. Neri | Management | For | For | ||||||||||
1H. | Election of Director: Charles H. Noski | Management | For | For | ||||||||||
1I. | Election of Director: Raymond E. Ozzie | Management | For | For | ||||||||||
1J. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||||
1K. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||||
1L. | Election of Director: Mary Agnes Wilderotter | Management | For | For | ||||||||||
2. | Ratification of the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2021. | Management | For | For | ||||||||||
3. | Approval of the Hewlett Packard Enterprise 2021 Stock Incentive Plan. | Management | For | For | ||||||||||
4. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
5. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
SVENSKA CELLULOSA SCA AB | ||||||||||||||
Security | W21376137 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||
ISIN | SE0000171886 | Agenda | 713675099 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
1 | ELECTION OF A CHAIRMAN OF THE MEETING: ATTORNEY-AT-LAW EVA HAGG | Non-Voting | ||||||||||||
2 | ELECTION OF TWO PERSONS TO VERIFY THE MINUTES OF THE MEETING: MADELEINE- WALLMARK, ANDERS OSCARSSON | Non-Voting | ||||||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
6 | SUBMISSION OF THE ANNUAL REPORT AND THE AUDITORS' REPORT, AND THE-CONSOLIDATED FINANCIAL REPORT AND AUDITORS' REPORT ON THE CONSOLIDATED-FINANCIAL REPORT, AS WELL AS THE AUDITOR'S STATEMENT REGARDING COMPLIANCE-WITH GUIDELINES FOR REMUNERATION OF SENIOR EXECUTIVES THAT HAVE APPLIED SINCE-THE PRECEDING AGM | Non-Voting | ||||||||||||
7.A | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET, AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||||
7.B | RESOLUTION ON APPROPRIATIONS OF THE COMPANY'S EARNINGS UNDER THE ADOPTED BALANCE SHEET AND RECORD DATE FOR DIVIDEND: SEK 2.0 PER SHARE | Management | No Action | |||||||||||
7.C.1 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: CHARLOTTE BENGTSSON | Management | No Action | |||||||||||
7.C.2 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: PAR BOMAN | Management | No Action | |||||||||||
7.C.3 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: LENNART EVRELL | Management | No Action | |||||||||||
7.C.4 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: ANNEMARIE GARDSHOL | Management | No Action | |||||||||||
7.C.5 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: ULF LARSSON (IN HIS CAPACITY AS BOARD MEMBER) | Management | No Action | |||||||||||
7.C.6 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: MARTIN LINDQVIST | Management | No Action | |||||||||||
7.C.7 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: LOTTA LYRA (FOR THE PERIOD JAN 1, 2020-MAY 6, 2020) | Management | No Action | |||||||||||
7.C.8 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: BERT NORDBERG | Management | No Action | |||||||||||
7.C.9 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: ANDERS SUNDSTROM | Management | No Action | |||||||||||
7.C10 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: BARBARA M. THORALFSSON | Management | No Action | |||||||||||
7.C11 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: ROGER BOSTROM (EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||||
7.C12 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: HANS WENTJARV (EMPLOYEE REPRESENTATIVE, FOR THE PERIOD JAN 1, 2020-MAY 30, 2020) | Management | No Action | |||||||||||
7.C13 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: JOHANNA VIKLUND LINDEN (EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||||
7.C14 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: PER ANDERSSON (DEPUTY EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||||
7.C15 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: MARIA JONSSON (DEPUTY EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||||
7.C16 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: STEFAN LUNDKVIST (DEPUTY EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||||
7.C17 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: ULF LARSSON (IN HIS CAPACITY AS PRESIDENT) | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 8 TO 13 ARE PROPOSED BY NOMINATION COMMITTEE AND- BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
8 | RESOLUTION ON THE NUMBER OF MEMBERS AND DEPUTY MEMBERS OF THE BOARD OF DIRECTORS: THE NUMBER OF BOARD MEMBERS SHALL BE TEN WITH NO DEPUTIES | Management | No Action | |||||||||||
9 | RESOLUTION ON THE NUMBER OF AUDITORS AND DEPUTY AUDITORS: THE NUMBER OF AUDITORS SHALL BE ONE WITH NO DEPUTY | Management | No Action | |||||||||||
10.1 | RESOLUTION ON THE FEES TO BE PAID TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
10.2 | RESOLUTION ON THE FEES TO BE PAID TO AUDITORS | Management | No Action | |||||||||||
11.1 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: CHARLOTTE BENGTSSON (RE-ELECTION) | Management | No Action | |||||||||||
11.2 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: PAR BOMAN (RE- ELECTION) | Management | No Action | |||||||||||
11.3 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: LENNART EVRELL (RE- ELECTION) | Management | No Action | |||||||||||
11.4 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: ANNEMARIE GARDSHOL (RE-ELECTION) | Management | No Action | |||||||||||
11.5 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: ULF LARSSON (RE- ELECTION) | Management | No Action | |||||||||||
11.6 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: MARTIN LINDQVIST (RE-ELECTION) | Management | No Action | |||||||||||
11.7 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: BERT NORDBERG (RE- ELECTION) | Management | No Action | |||||||||||
11.8 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: ANDERS SUNDSTROM (RE-ELECTION) | Management | No Action | |||||||||||
11.9 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: BARBARA M. THORALFSSON (RE-ELECTION) | Management | No Action | |||||||||||
11.10 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: CARINA HAKANSSON (NEW ELECTION) | Management | No Action | |||||||||||
12 | ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS PAR BOMAN (RE-ELECTION) | Management | No Action | |||||||||||
13 | ELECTION OF AUDITORS AND DEPUTY AUDITORS: RE-ELECTION OF THE REGISTERED FIRM OF ACCOUNTANTS EY AB IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION, FOR THE PERIOD UP UNTIL THE END OF THE 2022 AGM. IF ELECTED, EY AB HAS ANNOUNCED ITS APPOINTMENT OF AUTHORIZED PUBLIC ACCOUNTANT FREDRIK NORRMAN AS SENIOR AUDITOR | Management | No Action | |||||||||||
14 | RESOLUTION ON APPROVAL OF REMUNERATION REPORT | Management | No Action | |||||||||||
15 | RESOLUTION ON AMENDMENTS OF THE ARTICLES OF ASSOCIATION: ARTICLE 15, ARTICLE 1, ARTICLE 16, ARTICLE 17 | Management | No Action | |||||||||||
NESTLE S.A. | ||||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||
ISIN | CH0038863350 | Agenda | 713713469 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 508495 DUE TO RECEIPT OF-CHANGE IN VOTING STAUS FOR RESOLUTON 8. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE- CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2020 | Management | No Action | |||||||||||
1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2020 (ADVISORY VOTE) | Management | No Action | |||||||||||
2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | No Action | |||||||||||
3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: PAUL BULCKE | Management | No Action | |||||||||||
4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF MARK SCHNEIDER | Management | No Action | |||||||||||
4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI DE CASTRIES | Management | No Action | |||||||||||
4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: RENATO FASSBIND | Management | No Action | |||||||||||
4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO ISLA | Management | No Action | |||||||||||
4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ANN M. VENEMAN | Management | No Action | |||||||||||
4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: EVA CHENG | Management | No Action | |||||||||||
4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PATRICK AEBISCHER | Management | No Action | |||||||||||
4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KASPER RORSTED | Management | No Action | |||||||||||
4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KIMBERLY A. ROSS | Management | No Action | |||||||||||
4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK BOER | Management | No Action | |||||||||||
4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DINESH PALIWAL | Management | No Action | |||||||||||
4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE JIMENEZ DE MORA | Management | No Action | |||||||||||
4.2 | ELECTION TO THE BOARD OF DIRECTORS: LINDIWE MAJELE SIBANDA | Management | No Action | |||||||||||
4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PABLO ISLA | Management | No Action | |||||||||||
4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICK AEBISCHER | Management | No Action | |||||||||||
4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK BOER | Management | No Action | |||||||||||
4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: KASPER RORSTED | Management | No Action | |||||||||||
4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, LAUSANNE BRANCH | Management | No Action | |||||||||||
4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | No Action | |||||||||||
5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | No Action | |||||||||||
7 | SUPPORT OF NESTLE'S CLIMATE ROADMAP (ADVISORY VOTE) | Management | No Action | |||||||||||
8 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | No Action | |||||||||||
TURKCELL ILETISIM HIZMETLERI A.S. | ||||||||||||||
Security | 900111204 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TKC | Meeting Date | 15-Apr-2021 | |||||||||||
ISIN | US9001112047 | Agenda | 935379607 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Authorizing the Presiding Committee to sign the minutes of the meeting. | Management | For | |||||||||||
5. | Reading, discussion and approval of the consolidated balance sheets and profits/loss statements prepared pursuant to the Turkish Commercial Code and Capital Markets Board legislation relating to fiscal year 2020, separately. | Management | For | |||||||||||
6. | Discussion of and decision on the release of the Board Members individually from the activities and operations of the Company pertaining to the fiscal year 2020. | Management | For | |||||||||||
7. | Informing the General Assembly on the donation and contributions made in the fiscal year 2020; discussion of and decision on Board of Directors' proposal concerning determination of the limit on donations that shall be made by our Company during the period commencing 1 January 2021 and ending on the date of the Company's general assembly meeting relating to the 2021 fiscal year. | Management | For | |||||||||||
8. | Submission of the board members, who were elected as per Article 363 of the Turkish Commercial Code due to the vacancies in the memberships of the Board of Directors, to the approval of General Assembly; discussion of and decision on the election for board memberships in accordance with related legislation and determination of term of office. | Management | Against | |||||||||||
9. | Determination of the remuneration of the Board Members. | Management | Against | |||||||||||
10. | Discussion of and approval of the election of the independent audit firm suggested by the Board of Directors pursuant to Turkish Commercial Code and the capital markets legislation for auditing of the accounts and transactions of the fiscal year 2021. | Management | For | |||||||||||
11. | Discussion of and decision on the distribution of dividend as well as on the dividend distribution date for the fiscal year 2020. | Management | For | |||||||||||
12. | Decision permitting the Board Members to, directly or on behalf of others, be active in areas falling within or outside the scope of the Company's operations and to participate in companies operating in the same business and to perform other acts in compliance with Articles 395 and 396 of the Turkish Commercial Code. | Management | Against | |||||||||||
CARRIER GLOBAL CORPORATION | ||||||||||||||
Security | 14448C104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CARR | Meeting Date | 19-Apr-2021 | |||||||||||
ISIN | US14448C1045 | Agenda | 935340404 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: John V. Faraci | Management | For | For | ||||||||||
1B. | Election of Director: Jean-Pierre Garnier | Management | For | For | ||||||||||
1C. | Election of Director: David Gitlin | Management | For | For | ||||||||||
1D. | Election of Director: John J. Greisch | Management | For | For | ||||||||||
1E. | Election of Director: Charles M. Holley, Jr. | Management | For | For | ||||||||||
1F. | Election of Director: Michael M. McNamara | Management | For | For | ||||||||||
1G. | Election of Director: Michael A. Todman | Management | For | For | ||||||||||
1H. | Election of Director: Virginia M. Wilson | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2021. | Management | For | For | ||||||||||
4. | Advisory Vote on the Frequency of Future Shareowner Votes to Approve Named Executive Officer Compensation. | Management | 1 Year | For | ||||||||||
VALLEY NATIONAL BANCORP | ||||||||||||||
Security | 919794107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VLY | Meeting Date | 19-Apr-2021 | |||||||||||
ISIN | US9197941076 | Agenda | 935341266 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Andrew B. Abramson | Management | For | For | ||||||||||
1B. | Election of Director: Peter J. Baum | Management | For | For | ||||||||||
1C. | Election of Director: Eric P. Edelstein | Management | For | For | ||||||||||
1D. | Election of Director: Marc J. Lenner | Management | For | For | ||||||||||
1E. | Election of Director: Peter V. Maio | Management | For | For | ||||||||||
1F. | Election of Director: Ira Robbins | Management | For | For | ||||||||||
1G. | Election of Director: Suresh L. Sani | Management | For | For | ||||||||||
1H. | Election of Director: Lisa J. Schultz | Management | For | For | ||||||||||
1I. | Election of Director: Jennifer W. Steans | Management | For | For | ||||||||||
1J. | Election of Director: Jeffrey S. Wilks | Management | For | For | ||||||||||
1K. | Election of Director: Dr. Sidney S. Williams, Jr. | Management | For | For | ||||||||||
2. | An advisory vote on named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of KPMG LLP as Valley's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
4. | Adoption of the Valley National Bancorp 2021 Incentive Compensation Plan. | Management | For | For | ||||||||||
5. | A shareholder proposal if properly presented at the Annual Meeting. | Shareholder | Against | For | ||||||||||
THE COCA-COLA COMPANY | ||||||||||||||
Security | 191216100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KO | Meeting Date | 20-Apr-2021 | |||||||||||
ISIN | US1912161007 | Agenda | 935342547 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Herbert A. Allen | Management | For | For | ||||||||||
1B. | Election of Director: Marc Bolland | Management | For | For | ||||||||||
1C. | Election of Director: Ana Botín | Management | For | For | ||||||||||
1D. | Election of Director: Christopher C. Davis | Management | For | For | ||||||||||
1E. | Election of Director: Barry Diller | Management | For | For | ||||||||||
1F. | Election of Director: Helene D. Gayle | Management | For | For | ||||||||||
1G. | Election of Director: Alexis M. Herman | Management | For | For | ||||||||||
1H. | Election of Director: Robert A. Kotick | Management | For | For | ||||||||||
1I. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||||
1J. | Election of Director: James Quincey | Management | For | For | ||||||||||
1K. | Election of Director: Caroline J. Tsay | Management | For | For | ||||||||||
1L. | Election of Director: David B. Weinberg | Management | For | For | ||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as Independent Auditors. | Management | For | For | ||||||||||
4. | Shareowner proposal on sugar and public health. | Shareholder | Against | For | ||||||||||
BANK OF AMERICA CORPORATION | ||||||||||||||
Security | 060505104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BAC | Meeting Date | 20-Apr-2021 | |||||||||||
ISIN | US0605051046 | Agenda | 935345670 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||||
1B. | Election of Director: Susan S. Bies | Management | For | For | ||||||||||
1C. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||||
1D. | Election of Director: Pierre J.P. de Weck | Management | For | For | ||||||||||
1E. | Election of Director: Arnold W. Donald | Management | For | For | ||||||||||
1F. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||||
1G. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||||
1H. | Election of Director: Thomas J. May | Management | For | For | ||||||||||
1I. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||||
1J. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||
1K. | Election of Director: Denise L. Ramos | Management | For | For | ||||||||||
1L. | Election of Director: Clayton S. Rose | Management | For | For | ||||||||||
1M. | Election of Director: Michael D. White | Management | For | For | ||||||||||
1N. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||||
1O. | Election of Director: R. David Yost | Management | For | For | ||||||||||
1P. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||
2. | Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution). | Management | For | For | ||||||||||
3. | Ratifying the appointment of our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
4. | Amending and restating the Bank of America Corporation Key Employee Equity Plan. | Management | For | For | ||||||||||
5. | Shareholder proposal requesting amendments to our proxy access by law. | Shareholder | Abstain | Against | ||||||||||
6. | Shareholder proposal requesting amendments to allow shareholders to act by written consent. | Shareholder | Against | For | ||||||||||
7. | Shareholder proposal requesting a change in organizational form. | Shareholder | Abstain | Against | ||||||||||
8. | Shareholder proposal requesting a racial equity audit. | Shareholder | Abstain | Against | ||||||||||
M&T BANK CORPORATION | ||||||||||||||
Security | 55261F104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MTB | Meeting Date | 20-Apr-2021 | |||||||||||
ISIN | US55261F1049 | Agenda | 935345733 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | C. Angela Bontempo | For | For | |||||||||||
2 | Robert T. Brady | For | For | |||||||||||
3 | Calvin G. Butler, Jr. | For | For | |||||||||||
4 | T. J. Cunningham III | For | For | |||||||||||
5 | Gary N. Geisel | For | For | |||||||||||
6 | Leslie V. Godridge | For | For | |||||||||||
7 | Richard S. Gold | For | For | |||||||||||
8 | Richard A. Grossi | For | For | |||||||||||
9 | René F. Jones | For | For | |||||||||||
10 | Richard H. Ledgett, Jr. | For | For | |||||||||||
11 | Newton P.S. Merrill | For | For | |||||||||||
12 | Kevin J. Pearson | For | For | |||||||||||
13 | Melinda R. Rich | For | For | |||||||||||
14 | Robert E. Sadler, Jr. | For | For | |||||||||||
15 | Denis J. Salamone | For | For | |||||||||||
16 | John R. Scannell | For | For | |||||||||||
17 | David S. Scharfstein | For | For | |||||||||||
18 | Rudina Seseri | For | For | |||||||||||
19 | Herbert L. Washington | For | For | |||||||||||
2. | TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||||||||
PROXIMUS SA | ||||||||||||||
Security | B6951K109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 21-Apr-2021 | ||||||||||||
ISIN | BE0003810273 | Agenda | 713712304 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
1 | PROPOSAL TO RENEW THE POWERS OF THE BOARD OF DIRECTORS, FOR A FIVE-YEAR TERM AS FROM THE DATE OF NOTIFICATION OF THE AMENDMENT TO THESE BYLAWS BY THE GENERAL MEETING OF 21 APRIL 2021, TO INCREASE THE COMPANY'S SHARE CAPITAL IN ONE OR MORE TRANSACTIONS WITH A MAXIMUM OF EUR 200,000,000.00, PURSUANT TO SECTION 1 OF ARTICLE 5 OF THE BYLAWS. PURSUANT TO THIS DECISION, PROPOSAL TO AMEND ARTICLE 5, SECTION 2 OF THE BYLAWS AS FOLLOWS: REPLACE "20 APRIL 2016" BY "21 APRIL 2021" | Management | No Action | |||||||||||
2 | PROPOSAL TO RENEW THE POWERS OF THE BOARD OF DIRECTORS TO ACQUIRE, WITHIN THE LIMITS SET BY LAW, THE MAXIMUM NUMBER OF SHARES PERMITTED BY LAW, WITHIN A FIVE-YEAR PERIOD, STARTING ON 21 APRIL 2021. THE PRICE OF SUCH SHARES MUST NOT BE HIGHER THAN 5% ABOVE THE HIGHEST CLOSING PRICE IN THE 30- DAY TRADING PERIOD PRECEDING THE | Management | No Action | |||||||||||
TRANSACTION, AND NOT BE LOWER THAN 10% BELOW THE LOWEST CLOSING PRICE IN THE SAME 30-DAY TRADING PERIOD. PURSUANT TO THIS DECISION, PROPOSAL TO AMEND ARTICLE 13, SUBSECTION 2 OF THE BYLAWS AS FOLLOWS: REPLACE "20 APRIL 2016" BY "21 APRIL 2021" | ||||||||||||||
3 | PROPOSAL TO GRANT A POWER OF ATTORNEY TO EACH EMPLOYEE OF THE COOPERATIVE COMPANY WITH LIMITED LIABILITY "BERQUIN NOTARIES", AT 1000 BRUSSELS, LLOYD GEORGELAAN 11, TO DRAW UP, SIGN AND FILE THE COORDINATED TEXT OF THE BYLAWS OF THE COMPANY WITH THE CLERK'S OFFICE OF THE COMPETENT COURT | Management | No Action | |||||||||||
PROXIMUS SA | ||||||||||||||
Security | B6951K109 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 21-Apr-2021 | ||||||||||||
ISIN | BE0003810273 | Agenda | 713721531 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 534410 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTION 14. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | ||||||||||||
1 | EXAMINATION OF THE ANNUAL REPORTS OF THE BOARD OF DIRECTORS OF PROXIMUS SA-UNDER PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND THE CONSOLIDATED-ANNUAL ACCOUNTS AT 31 DECEMBER 2020 | Non-Voting | ||||||||||||
2 | EXAMINATION OF THE REPORTS OF THE BOARD OF AUDITORS OF PROXIMUS SA UNDER-PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND OF THE INDEPENDENT AUDITOR-WITH REGARD TO THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2020 | Non-Voting | ||||||||||||
3 | EXAMINATION OF THE INFORMATION PROVIDED BY THE JOINT COMMITTEE | Non-Voting | ||||||||||||
4 | EXAMINATION OF THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2020 | Non-Voting | ||||||||||||
5 | APPROVAL OF THE ANNUAL ACCOUNTS OF PROXIMUS SA UNDER PUBLIC LAW AT 31 DECEMBER 2020. MOTION FOR A RESOLUTION: APPROVAL OF THE ANNUAL ACCOUNTS WITH REGARD TO THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020, INCLUDING THE FOLLOWING ALLOCATION OF THE RESULTS: (AS SPECIFIED) FOR 2020, THE GROSS DIVIDEND AMOUNTS TO EUR 1.20 PER SHARE, ENTITLING SHAREHOLDERS TO A DIVIDEND NET OF WITHHOLDING TAX OF EUR 0.84 PER SHARE, OF WHICH AN INTERIM DIVIDEND OF EUR 0.50 PER SHARE (EUR 0.35 PER SHARE NET OF WITHHOLDING TAX) WAS ALREADY PAID OUT ON 11 DECEMBER 2020; THIS MEANS THAT A GROSS DIVIDEND OF EUR 0.70 PER SHARE (EUR 0.49 PER SHARE NET OF WITHHOLDING TAX) WILL BE PAID ON 30 APRIL 2021. THE EX-DIVIDEND DATE IS FIXED ON 28 APRIL 2021, THE RECORD DATE IS 29 APRIL 2021 | Management | No Action | |||||||||||
6 | APPROVAL OF THE REMUNERATION POLICY | Management | No Action | |||||||||||
7 | APPROVAL OF THE REMUNERATION REPORT | Management | No Action | |||||||||||
8 | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020 | Management | No Action | |||||||||||
9 | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF AUDITORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020 | Management | No Action | |||||||||||
10 | GRANTING OF A DISCHARGE TO THE INDEPENDENT AUDITORS DELOITTE STATUTORY AUDITORS SCRL, REPRESENTED BY MR. GEERT VERSTRAETEN AND CDP PETIT & CO SRL, REPRESENTED BY MR. DAMIEN PETIT, FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020 | Management | No Action | |||||||||||
11 | REAPPOINTMENT OF A BOARD MEMBER: TO REAPPOINT MR. PIERRE DEMUELENAERE UPON PROPOSAL BY THE BOARD OF DIRECTORS AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, AS INDEPENDENT BOARD MEMBER FOR A PERIOD WHICH WILL EXPIRE AT THE ANNUAL GENERAL MEETING OF 2023. THIS BOARD MEMBER RETAINS HIS CAPACITY OF INDEPENDENT MEMBER AS HE MEETS THE CRITERIA LAID DOWN IN ARTICLE 7:87 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS AND IN THE BELGIAN CORPORATE GOVERNANCE CODE 2020 | Management | No Action | |||||||||||
12 | REAPPOINTMENT OF A BOARD MEMBER IN ACCORDANCE WITH THE RIGHT OF NOMINATION OF THE BELGIAN STATE: IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, TO REAPPOINT MR. KAREL DE GUCHT AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2025 | Management | No Action | |||||||||||
13 | APPOINTMENT OF A NEW BOARD MEMBER IN ACCORDANCE WITH THE RIGHT OF NOMINATION OF THE BELGIAN STATE: IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, TO APPOINT MR. IBRAHIM OUASSARI AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2025 | Management | No Action | |||||||||||
14 | ACKNOWLEDGMENT APPOINTMENT AND REAPPOINTMENT OF MEMBERS OF THE BOARD OF- AUDITORS: THE ANNUAL GENERAL MEETING ACKNOWLEDGES THE DECISION OF THE GENERAL- MEETING OF THE "COUR DES COMPTES" HELD ON 3 FEBRUARY 2021, TO APPOINT MR-DOMINIQUE GUIDE, COUNCILLOR, TO REPLACE THE OUTGOING COUNCILLOR PIERRE RION-AND TO REAPPOINT MR JAN DEBUCQUOY, COUNCILLOR, AS MEMBERS OF THE BOARD OF-AUDITORS OF PROXIMUS SA OF PUBLIC LAW FOR A RENEWABLE TERM OF SIX YEARS | Non-Voting | ||||||||||||
15 | MISCELLANEOUS | Non-Voting | ||||||||||||
DANA INCORPORATED | ||||||||||||||
Security | 235825205 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DAN | Meeting Date | 21-Apr-2021 | |||||||||||
ISIN | US2358252052 | Agenda | 935342268 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Rachel A. Gonzalez | For | For | |||||||||||
2 | James K. Kamsickas | For | For | |||||||||||
3 | Virginia A. Kamsky | For | For | |||||||||||
4 | Bridget E. Karlin | For | For | |||||||||||
5 | Raymond E. Mabus, Jr. | For | For | |||||||||||
6 | Michael J. Mack, Jr. | For | For | |||||||||||
7 | R. Bruce McDonald | For | For | |||||||||||
8 | Diarmuid B. O'Connell | For | For | |||||||||||
9 | Keith E. Wandell | For | For | |||||||||||
2. | Approval of a non-binding advisory proposal approving executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||
4. | Approval of the Dana Incorporated 2021 Omnibus Incentive Plan. | Management | For | For | ||||||||||
HEINEKEN NV | ||||||||||||||
Security | N39427211 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||||
ISIN | NL0000009165 | Agenda | 713673196 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
1. | OPENING | Non-Voting | ||||||||||||
1a. | REPORT OF THE EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2020 | Non-Voting | ||||||||||||
1b. | ADVISORY VOTE ON THE 2020 REMUNERATION REPORT | Management | No Action | |||||||||||
1c. | ADOPTION OF THE 2020 FINANCIAL STATEMENTS OF THE COMPANY | Management | No Action | |||||||||||
1d. | EXPLANATION OF THE DIVIDEND POLICY | Non-Voting | ||||||||||||
1e. | ADOPTION OF THE DIVIDEND PROPOSAL FOR 2020: EUR 0.70 PER SHARE | Management | No Action | |||||||||||
1f. | DISCHARGE OF THE MEMBERS OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
1g. | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
2. | AUTHORISATIONS | Non-Voting | ||||||||||||
2a. | AUTHORISATION OF THE EXECUTIVE BOARD TO ACQUIRE OWN SHARES | Management | No Action | |||||||||||
2b. | AUTHORISATION OF THE EXECUTIVE BOARD TO ISSUE (RIGHTS TO) SHARES | Management | No Action | |||||||||||
2c. | AUTHORISATION OF THE EXECUTIVE BOARD TO RESTRICT OR EXCLUDE SHAREHOLDERS PRE- EMPTIVE RIGHTS | Management | No Action | |||||||||||
3. | COMPOSITION EXECUTIVE BOARD APPOINTMENT OF MR. H.P.J. VAN DEN BROEK AS MEMBER OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
4. | COMPOSITION SUPERVISORY BOARD | Non-Voting | ||||||||||||
4a. | RE-APPOINTMENT OF MR. M. DAS AS MEMBER (AND DELEGATED MEMBER) OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
4b. | APPOINTMENT OF MR. N. PARANJPE AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
5. | RE-APPOINTMENT OF THE EXTERNAL AUDITOR FOR A PERIOD OF ONE YEAR: DELOITTE ACCOUNTANTS B.V | Management | No Action | |||||||||||
6. | CLOSING | Non-Voting | ||||||||||||
CMMT | 22 Mar 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTIONS 6 AND 1e. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting | ||||||||||||
TEXAS INSTRUMENTS INCORPORATED | ||||||||||||||
Security | 882508104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TXN | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US8825081040 | Agenda | 935341709 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mark A. Blinn | Management | For | For | ||||||||||
1B. | Election of Director: Todd M. Bluedorn | Management | For | For | ||||||||||
1C. | Election of Director: Janet F. Clark | Management | For | For | ||||||||||
1D. | Election of Director: Carrie S. Cox | Management | For | For | ||||||||||
1E. | Election of Director: Martin S. Craighead | Management | For | For | ||||||||||
1F. | Election of Director: Jean M. Hobby | Management | For | For | ||||||||||
1G. | Election of Director: Michael D. Hsu | Management | For | For | ||||||||||
1H. | Election of Director: Ronald Kirk | Management | For | For | ||||||||||
1I. | Election of Director: Pamela H. Patsley | Management | For | For | ||||||||||
1J. | Election of Director: Robert E. Sanchez | Management | For | For | ||||||||||
1K. | Election of Director: Richard K. Templeton | Management | For | For | ||||||||||
2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
4. | Stockholder proposal to permit shareholder action by written consent. | Shareholder | Against | For | ||||||||||
THE AES CORPORATION | ||||||||||||||
Security | 00130H105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AES | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US00130H1059 | Agenda | 935343397 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Janet G. Davidson | Management | For | For | ||||||||||
1B. | Election of Director: Andrés R. Gluski | Management | For | For | ||||||||||
1C. | Election of Director: Tarun Khanna | Management | For | For | ||||||||||
1D. | Election of Director: Holly K. Koeppel | Management | For | For | ||||||||||
1E. | Election of Director: Julia M. Laulis | Management | For | For | ||||||||||
1F. | Election of Director: James H. Miller | Management | For | For | ||||||||||
1G. | Election of Director: Alain Monié | Management | For | For | ||||||||||
1H. | Election of Director: John B. Morse, Jr. | Management | For | For | ||||||||||
1I. | Election of Director: Moisés Naím | Management | For | For | ||||||||||
1J. | Election of Director: Teresa M. Sebastian | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the independent auditor of the Company for fiscal year 2021. | Management | For | For | ||||||||||
4. | To vote on a non-binding Stockholder proposal seeking to adopt a by-law to subject any by-law or charter amendments to a Stockholder vote. | Shareholder | Against | For | ||||||||||
PFIZER INC. | ||||||||||||||
Security | 717081103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PFE | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US7170811035 | Agenda | 935344503 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Ronald E. Blaylock | Management | For | For | ||||||||||
1B. | Election of Director: Albert Bourla | Management | For | For | ||||||||||
1C. | Election of Director: Susan Desmond-Hellmann | Management | For | For | ||||||||||
1D. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||
1E. | Election of Director: Scott Gottlieb | Management | For | For | ||||||||||
1F. | Election of Director: Helen H. Hobbs | Management | For | For | ||||||||||
1G. | Election of Director: Susan Hockfield | Management | For | For | ||||||||||
1H. | Election of Director: Dan R. Littman | Management | For | For | ||||||||||
1I. | Election of Director: Shantanu Narayen | Management | For | For | ||||||||||
1J. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||||
1K. | Election of Director: James Quincey | Management | For | For | ||||||||||
1L. | Election of Director: James C. Smith | Management | For | For | ||||||||||
2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | 2021 advisory approval of executive compensation. | Management | For | For | ||||||||||
4. | Shareholder proposal regarding independent chair policy. | Shareholder | Against | For | ||||||||||
5. | Shareholder proposal regarding political spending report. | Shareholder | Abstain | Against | ||||||||||
6. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Abstain | Against | ||||||||||
INTERACTIVE BROKERS GROUP, INC. | ||||||||||||||
Security | 45841N107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IBKR | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US45841N1072 | Agenda | 935346002 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Thomas Peterffy | Management | For | For | ||||||||||
1B. | Election of Director: Earl H. Nemser | Management | For | For | ||||||||||
1C. | Election of Director: Milan Galik | Management | For | For | ||||||||||
1D. | Election of Director: Paul J. Brody | Management | For | For | ||||||||||
1E. | Election of Director: Lawrence E. Harris | Management | For | For | ||||||||||
1F. | Election of Director: Gary Katz | Management | For | For | ||||||||||
1G. | Election of Director: John M. Damgard | Management | For | For | ||||||||||
1H. | Election of Director: Philip Uhde | Management | For | For | ||||||||||
1I. | Election of Director: William Peterffy | Management | For | For | ||||||||||
1J. | Election of Director: Nicole Yuen | Management | For | For | ||||||||||
2. | To approve, by non-binding vote, executive compensation. | Management | For | For | ||||||||||
3. | Ratification of appointment of independent registered public accounting firm of Deloitte & Touche LLP. | Management | For | For | ||||||||||
NEWMARKET CORPORATION | ||||||||||||||
Security | 651587107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NEU | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US6515871076 | Agenda | 935347307 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Phyllis L. Cothran | Management | For | For | ||||||||||
1.2 | Election of Director: Mark M. Gambill | Management | For | For | ||||||||||
1.3 | Election of Director: Bruce C. Gottwald | Management | For | For | ||||||||||
1.4 | Election of Director: Thomas E. Gottwald | Management | For | For | ||||||||||
1.5 | Election of Director: Patrick D. Hanley | Management | For | For | ||||||||||
1.6 | Election of Director: H. Hiter Harris, III | Management | For | For | ||||||||||
1.7 | Election of Director: James E. Rogers | Management | For | For | ||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Corporation for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the compensation of the named executive officers of NewMarket Corporation. | Management | For | For | ||||||||||
LOCKHEED MARTIN CORPORATION | ||||||||||||||
Security | 539830109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LMT | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US5398301094 | Agenda | 935349933 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Daniel F. Akerson | Management | For | For | ||||||||||
1B. | Election of Director: David B. Burritt | Management | For | For | ||||||||||
1C. | Election of Director: Bruce A. Carlson | Management | For | For | ||||||||||
1D. | Election of Director: Joseph F. Dunford, Jr. | Management | For | For | ||||||||||
1E. | Election of Director: James O. Ellis, Jr. | Management | For | For | ||||||||||
1F. | Election of Director: Thomas J. Falk | Management | For | For | ||||||||||
1G. | Election of Director: Ilene S. Gordon | Management | For | For | ||||||||||
1H. | Election of Director: Vicki A. Hollub | Management | For | For | ||||||||||
1I. | Election of Director: Jeh C. Johnson | Management | For | For | ||||||||||
1J. | Election of Director: Debra L. Reed-Klages | Management | For | For | ||||||||||
1K. | Election of Director: James D. Taiclet | Management | For | For | ||||||||||
2. | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2021. | Management | For | For | ||||||||||
3. | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay). | Management | For | For | ||||||||||
4. | Stockholder Proposal to Adopt Stockholder Action By Written Consent. | Shareholder | Against | For | ||||||||||
5. | Stockholder Proposal to issue a Report on Human Rights Due Diligence. | Shareholder | Abstain | Against | ||||||||||
TELEFONICA, S.A. | ||||||||||||||
Security | 879382208 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TEF | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US8793822086 | Agenda | 935374669 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Approval of the Annual Accounts and of the Management Report of both Telefónica, S.A. and its Consolidated Group of Companies for fiscal year 2020. | Management | For | |||||||||||
1.2 | Approval of the Statement of Non-Financial Information of the Consolidated Group of Companies led by Telefónica, S.A. for fiscal year 2020 included in the Consolidated Management Report of Telefónica, S.A. and of its Group of Companies for such fiscal year. | Management | For | |||||||||||
1.3 | Approval of the management of the Board of Directors of Telefónica, S.A. during fiscal year 2020. | Management | For | |||||||||||
2. | Approval of the Proposed Allocation of the Profits/Losses of Telefónica, S.A. for fiscal year 2020. | Management | For | |||||||||||
3. | Re-election of the Statutory Auditor for fiscal year 2021. | Management | For | |||||||||||
4.1 | Re-election of Mr. José María Álvarez-Pallete López as executive Director. | Management | For | |||||||||||
4.2 | Re-election of Ms. Carmen García de Andrés as independent Director. | Management | For | |||||||||||
4.3 | Re-election of Mr. Ignacio Moreno Martínez as proprietary Director. | Management | For | |||||||||||
4.4 | Re-election of Mr. Francisco José Riberas Mera as independent Director. | Management | For | |||||||||||
5. | Reduction of share capital through the cancellation of own shares, excluding the right of creditors to object, amending the text of Article 6 of the By-Laws relating to share capital. | Management | For | |||||||||||
6.1 | First scrip dividend resolution. Approval of an increase in share capital with a charge to reserves by such amount as may be ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
6.2 | Second scrip dividend resolution. Approval of an increase in share capital with a charge to reserves by such amount as may be ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
7.1 | Amendment of the By-Laws to enable the General Shareholders' Meeting to be held exclusively by telematic means: articles 17 ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
7.2 | Amendment of the By-Laws to expressly regulate the possibility of granting proxies and casting votes prior to the General ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
8.1 | Amendment of the Regulations for the General Shareholders' Meeting to enable the General Shareholders' Meeting to be held ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
8.2 | Amendment of the Regulations for the General Shareholders' Meeting to expressly regulate the possibility of granting ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
9. | Approval of the Director Remuneration Policy of Telefónica, S.A. | Management | For | |||||||||||
10. | Approval of a Long-Term Incentive Plan consisting of the delivery of shares of Telefónica, S.A. allocated to Senior Executive Officers of the Telefónica Group. | Management | For | |||||||||||
11. | Delegation of powers to formalize, interpret, remedy and carry out the resolutions adopted by the shareholders at the General Shareholders' Meeting. | Management | For | |||||||||||
12. | Consultative vote on the 2020 Annual Report on Directors' Remuneration. | Management | For | |||||||||||
GRACO INC. | ||||||||||||||
Security | 384109104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GGG | Meeting Date | 23-Apr-2021 | |||||||||||
ISIN | US3841091040 | Agenda | 935344488 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A) | Election of Director: Brett C. Carter | Management | For | For | ||||||||||
1B) | Election of Director: R. William Van Sant | Management | For | For | ||||||||||
1C) | Election of Director: Emily C. White | Management | For | For | ||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as the Company's independent registered accounting firm. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the compensation paid to our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
ABBOTT LABORATORIES | ||||||||||||||
Security | 002824100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ABT | Meeting Date | 23-Apr-2021 | |||||||||||
ISIN | US0028241000 | Agenda | 935345125 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | R.J. Alpern | For | For | |||||||||||
2 | R.S. Austin | For | For | |||||||||||
3 | S.E. Blount | For | For | |||||||||||
4 | R.B. Ford | For | For | |||||||||||
5 | M.A. Kumbier | For | For | |||||||||||
6 | D.W. McDew | For | For | |||||||||||
7 | N. McKinstry | For | For | |||||||||||
8 | W.A. Osborn | For | For | |||||||||||
9 | M.F. Roman | For | For | |||||||||||
10 | D.J. Starks | For | For | |||||||||||
11 | J.G. Stratton | For | For | |||||||||||
12 | G.F. Tilton | For | For | |||||||||||
13 | M.D. White | For | For | |||||||||||
2. | Ratification of Ernst & Young LLP as Auditors. | Management | For | For | ||||||||||
3. | Say on Pay - An Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
4A. | Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Amendments to the Articles of Incorporation. | Management | For | For | ||||||||||
4B. | Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Approval of Certain Extraordinary Transactions. | Management | For | For | ||||||||||
5. | Shareholder Proposal - Lobbying Disclosure. | Shareholder | Abstain | Against | ||||||||||
6. | Shareholder Proposal - Report on Racial Justice. | Shareholder | Abstain | Against | ||||||||||
7. | Shareholder Proposal - Independent Board Chairman. | Shareholder | Against | For | ||||||||||
GATX CORPORATION | ||||||||||||||
Security | 361448103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GATX | Meeting Date | 23-Apr-2021 | |||||||||||
ISIN | US3614481030 | Agenda | 935348397 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Diane M. Aigotti | Management | For | For | ||||||||||
1.2 | Election of Director: Anne L. Arvia | Management | For | For | ||||||||||
1.3 | Election of Director: Brian A. Kenney | Management | For | For | ||||||||||
1.4 | Election of Director: James B. Ream | Management | For | For | ||||||||||
1.5 | Election of Director: Adam L. Stanley | Management | For | For | ||||||||||
1.6 | Election of Director: David S. Sutherland | Management | For | For | ||||||||||
1.7 | Election of Director: Stephen R. Wilson | Management | For | For | ||||||||||
1.8 | Election of Director: Paul G. Yovovich | Management | For | For | ||||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||||||||
ALLEGHANY CORPORATION | ||||||||||||||
Security | 017175100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | Y | Meeting Date | 23-Apr-2021 | |||||||||||
ISIN | US0171751003 | Agenda | 935352827 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director for term expiring in 2024: Phillip M. Martineau | Management | For | For | ||||||||||
1.2 | Election of Director for term expiring in 2024: Raymond L.M. Wong | Management | For | For | ||||||||||
2. | To hold an advisory, non-binding vote to approve the compensation of the named executive officers of Alleghany Corporation. | Management | For | For | ||||||||||
3. | To ratify the selection of Ernst & Young LLP as Alleghany Corporation's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
CRANE CO. | ||||||||||||||
Security | 224399105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CR | Meeting Date | 26-Apr-2021 | |||||||||||
ISIN | US2243991054 | Agenda | 935346557 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Martin R. Benante | Management | For | For | ||||||||||
1B. | Election of Director: Donald G. Cook | Management | For | For | ||||||||||
1C. | Election of Director: Michael Dinkins | Management | For | For | ||||||||||
1D. | Election of Director: Ronald C. Lindsay | Management | For | For | ||||||||||
1E. | Election of Director: Ellen McClain | Management | For | For | ||||||||||
1F. | Election of Director: Charles G. McClure, Jr. | Management | For | For | ||||||||||
1G. | Election of Director: Max H. Mitchell | Management | For | For | ||||||||||
1H. | Election of Director: Jennifer M. Pollino | Management | For | For | ||||||||||
1I. | Election of Director: John S. Stroup | Management | For | For | ||||||||||
1J. | Election of Director: James L.L. Tullis | Management | For | For | ||||||||||
2. | Ratification of selection of Deloitte & Touche LLP as independent auditors for the Company for 2021. | Management | For | For | ||||||||||
3. | Say on Pay - An advisory vote to approve the compensation paid to certain executive officers. | Management | For | For | ||||||||||
4. | Proposal to approve the 2018 Amended & Restated Stock Incentive Plan. | Management | Abstain | Against | ||||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||||||
Security | 693475105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PNC | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US6934751057 | Agenda | 935343208 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Joseph Alvarado | Management | For | For | ||||||||||
1B. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||||
1C. | Election of Director: Debra A. Cafaro | Management | For | For | ||||||||||
1D. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | ||||||||||
1E. | Election of Director: David L. Cohen | Management | For | For | ||||||||||
1F. | Election of Director: William S. Demchak | Management | For | For | ||||||||||
1G. | Election of Director: Andrew T. Feldstein | Management | For | For | ||||||||||
1H. | Election of Director: Richard J. Harshman | Management | For | For | ||||||||||
1I. | Election of Director: Daniel R. Hesse | Management | For | For | ||||||||||
1J. | Election of Director: Linda R. Medler | Management | For | For | ||||||||||
1K. | Election of Director: Martin Pfinsgraff | Management | For | For | ||||||||||
1L. | Election of Director: Toni Townes-Whitley | Management | For | For | ||||||||||
1M. | Election of Director: Michael J. Ward | Management | For | For | ||||||||||
2. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
4. | Shareholder proposal regarding report on risk management and the nuclear weapons industry. | Shareholder | Abstain | Against | ||||||||||
OTIS WORLDWIDE CORPORATION | ||||||||||||||
Security | 68902V107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OTIS | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US68902V1070 | Agenda | 935346127 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Jeffrey H. Black | Management | For | For | ||||||||||
1B. | Election of Director: Kathy Hopinkah Hannan | Management | For | For | ||||||||||
1C. | Election of Director: Shailesh G. Jejurikar | Management | For | For | ||||||||||
1D. | Election of Director: Christopher J. Kearney | Management | For | For | ||||||||||
1E. | Election of Director: Judith F. Marks | Management | For | For | ||||||||||
1F. | Election of Director: Harold W. McGraw III | Management | For | For | ||||||||||
1G. | Election of Director: Margaret M. V. Preston | Management | For | For | ||||||||||
1H. | Election of Director: Shelley Stewart, Jr. | Management | For | For | ||||||||||
1I. | Election of Director: John H. Walker | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
3. | Advisory Vote on Frequency of Advisory Vote to Approve Executive Compensation. | Management | 1 Year | For | ||||||||||
4. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2021. | Management | For | For | ||||||||||
International Business Machines Corporation | ||||||||||||||
Security | 459200101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IBM | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US4592001014 | Agenda | 935346949 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director for one year term: Thomas Buberl | Management | For | For | ||||||||||
1B. | Election of Director for one year term: Michael L. Eskew | Management | For | For | ||||||||||
1C. | Election of Director for one year term: David N. Farr | Management | For | For | ||||||||||
1D. | Election of Director for one year term: Alex Gorsky | Management | For | For | ||||||||||
1E. | Election of Director for one year term: Michelle J. Howard | Management | For | For | ||||||||||
1F. | Election of Director for one year term: Arvind Krishna | Management | For | For | ||||||||||
1G. | Election of Director for one year term: Andrew N. Liveris | Management | For | For | ||||||||||
1H. | Election of Director for one year term: F. William McNabb III | Management | For | For | ||||||||||
1I. | Election of Director for one year term: Martha E. Pollack | Management | For | For | ||||||||||
1J. | Election of Director for one year term: Joseph R. Swedish | Management | For | For | ||||||||||
1K. | Election of Director for one year term: Peter R. Voser | Management | For | For | ||||||||||
1L. | Election of Director for one year term: Frederick H. Waddell | Management | For | For | ||||||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
4. | Stockholder Proposal to Have an Independent Board Chairman. | Shareholder | Against | For | ||||||||||
5. | Stockholder Proposal on the Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
6. | Stockholder Proposal Requesting the Company Publish Annually a Report Assessing its Diversity, Equity and Inclusion Efforts. | Shareholder | For | For | ||||||||||
FMC CORPORATION | ||||||||||||||
Security | 302491303 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FMC | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US3024913036 | Agenda | 935346999 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to serve for a one-year term expiring in 2022: Pierre Brondeau | Management | For | For | ||||||||||
1B. | Election of Director to serve for a one-year term expiring in 2022: Eduardo E. Cordeiro | Management | For | For | ||||||||||
1C. | Election of Director to serve for a one-year term expiring in 2022: Carol Anthony ("John") Davidson | Management | For | For | ||||||||||
1D. | Election of Director to serve for a one-year term expiring in 2022: Mark Douglas | Management | For | For | ||||||||||
1E. | Election of Director to serve for a one-year term expiring in 2022: C. Scott Greer | Management | For | For | ||||||||||
1F. | Election of Director to serve for a one-year term expiring in 2022: K'Lynne Johnson | Management | For | For | ||||||||||
1G. | Election of Director to serve for a one-year term expiring in 2022: Dirk A. Kempthorne | Management | For | For | ||||||||||
1H. | Election of Director to serve for a one-year term expiring in 2022: Paul J. Norris | Management | For | For | ||||||||||
1I. | Election of Director to serve for a one-year term expiring in 2022: Margareth Øvrum | Management | For | For | ||||||||||
1J. | Election of Director to serve for a one-year term expiring in 2022: Robert C. Pallash | Management | For | For | ||||||||||
1K. | Election of Director to serve for a one-year term expiring in 2022: Vincent R. Volpe, Jr. | Management | For | For | ||||||||||
2. | Ratification of the appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Approval, by non-binding vote, of executive compensation. | Management | For | For | ||||||||||
WELLS FARGO & COMPANY | ||||||||||||||
Security | 949746101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WFC | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US9497461015 | Agenda | 935349363 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Steven D. Black | Management | For | For | ||||||||||
1B. | Election of Director: Mark A. Chancy | Management | For | For | ||||||||||
1C. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||||
1D. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | ||||||||||
1E. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||||
1F. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||
1G. | Election of Director: Charles H. Noski | Management | For | For | ||||||||||
1H. | Election of Director: Richard B. Payne, Jr. | Management | For | For | ||||||||||
1I. | Election of Director: Juan A. Pujadas | Management | For | For | ||||||||||
1J. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||||
1K. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||
1L. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
4. | Shareholder Proposal - Make Shareholder Proxy Access More Accessible. | Shareholder | Abstain | Against | ||||||||||
5. | Shareholder Proposal - Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation. | Shareholder | Against | For | ||||||||||
6. | Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses. | Shareholder | Against | For | ||||||||||
7. | Shareholder Proposal - Conduct a Racial Equity Audit. | Shareholder | Abstain | Against | ||||||||||
ROLLINS, INC. | ||||||||||||||
Security | 775711104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ROL | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US7757111049 | Agenda | 935349921 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gary W. Rollins | For | For | |||||||||||
2 | Harry J. Cynkus | For | For | |||||||||||
3 | Pamela R. Rollins | For | For | |||||||||||
2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To amend the Restated Certificate of Incorporation of the Company to increase the total number of authorized shares of capital stock from 550,500,000 shares to 800,500,000 shares, such that authorized shares of common stock would be increased from 550,000,000 to 800,000,000 and authorized shares of preferred stock would remain 500,000. | Management | For | For | ||||||||||
PACCAR INC | ||||||||||||||
Security | 693718108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PCAR | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US6937181088 | Agenda | 935351457 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mark C. Pigott | Management | For | For | ||||||||||
1B. | Election of Director: Dame Alison J. Carnwath | Management | For | For | ||||||||||
1C. | Election of Director: Franklin L. Feder | Management | For | For | ||||||||||
1D. | Election of Director: R. Preston Feight | Management | For | For | ||||||||||
1E. | Election of Director: Beth E. Ford | Management | For | For | ||||||||||
1F. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||||
1G. | Election of Director: Roderick C. McGeary | Management | For | For | ||||||||||
1H. | Election of Director: John M. Pigott | Management | For | For | ||||||||||
1I. | Election of Director: Ganesh Ramaswamy | Management | For | For | ||||||||||
1J. | Election of Director: Mark A. Schulz | Management | For | For | ||||||||||
1K. | Election of Director: Gregory M. E. Spierkel | Management | For | For | ||||||||||
2. | Stockholder proposal regarding supermajority voting provisions if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
BIO-RAD LABORATORIES, INC. | ||||||||||||||
Security | 090572207 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BIO | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US0905722072 | Agenda | 935380686 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Nominee: Melinda Litherland | Management | For | For | ||||||||||
1.2 | Election of Nominee: Arnold A. Pinkston | Management | For | For | ||||||||||
2. | PROPOSAL to ratify the selection of KPMG LLP to serve as the Company's independent auditors. | Management | For | For | ||||||||||
ANHEUSER-BUSCH INBEV SA/NV | ||||||||||||||
Security | B639CJ108 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||||
ISIN | BE0974293251 | Agenda | 713738625 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
A.1 | RENEWAL OF THE POWERS OF THE BOARD OF DIRECTORS RELATING TO THE ACQUISITION BY THE COMPANY OF ITS OWN SHARES AND AMENDMENTS TO ARTICLE 15 OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
B.2 | MANAGEMENT REPORT BY THE BOARD OF DIRECTORS ON THE ACCOUNTING YEAR ENDED ON-31 DECEMBER 2020 | Non-Voting | ||||||||||||
B.3 | REPORT BY THE STATUTORY AUDITOR ON THE ACCOUNTING YEAR ENDED ON 31 DECEMBER-2020 | Non-Voting | ||||||||||||
B.4 | COMMUNICATION OF THE CONSOLIDATED ANNUAL ACCOUNTS RELATING TO THE ACCOUNTING-YEAR ENDED ON 31 DECEMBER 2020, AS WELL AS THE MANAGEMENT REPORT BY THE BOARD-OF DIRECTORS AND THE REPORT BY THE STATUTORY AUDITOR ON THE CONSOLIDATED-ANNUAL ACCOUNTS | Non-Voting | ||||||||||||
B.5 | APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS: DIVIDEND FOR 2020 OF EUR 0.50 PER SHARE | Management | No Action | |||||||||||
B.6 | DISCHARGE TO THE DIRECTORS: GRANTING DISCHARGE TO THE DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING THE ACCOUNTING YEAR ENDED ON 31 DECEMBER 2020 | Management | No Action | |||||||||||
B.7 | DISCHARGE TO THE STATUTORY AUDITOR: GRANTING DISCHARGE TO THE STATUTORY AUDITOR FOR THE PERFORMANCE OF HIS DUTIES DURING THE ACCOUNTING YEAR ENDED ON 31 DECEMBER 2020 | Management | No Action | |||||||||||
B.8.A | APPOINTMENT OF DIRECTOR: UPON PROPOSAL FROM THE RESTRICTED SHAREHOLDERS, RENEWING THE APPOINTMENT AS RESTRICTED SHARE DIRECTOR OF MR. MARTIN J. BARRINGTON, FOR A PERIOD OF ONE YEAR ENDING AT THE END OF THE SHAREHOLDERS' MEETING WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR 2021 | Management | No Action | |||||||||||
B.8.B | APPOINTMENT OF DIRECTOR: UPON PROPOSAL FROM THE RESTRICTED SHAREHOLDERS, RENEWING THE APPOINTMENT AS RESTRICTED SHARE DIRECTOR OF MR. WILLIAM F. GIFFORD, JR., FOR A PERIOD OF ONE YEAR ENDING AT THE END OF THE SHAREHOLDERS' MEETING WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR 2021 | Management | No Action | |||||||||||
B.8.C | APPOINTMENT OF DIRECTOR: UPON PROPOSAL FROM THE RESTRICTED SHAREHOLDERS, RENEWING THE APPOINTMENT AS RESTRICTED SHARE DIRECTOR OF MR. ALEJANDRO SANTO DOMINGO DAVILA, FOR A PERIOD OF ONE YEAR ENDING AT THE END OF THE SHAREHOLDERS' MEETING WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR 202 | Management | No Action | |||||||||||
B.9 | REMUNERATION POLICY: APPROVING THE REMUNERATION POLICY DRAFTED IN ACCORDANCE WITH ARTICLE 7:89/1 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS. THE 2020 ANNUAL REPORT CONTAINING THE REMUNERATION POLICY IS AVAILABLE ON THE COMPANY'S WEBSITE AS INDICATED IN THIS NOTICE | Management | No Action | |||||||||||
B.10 | REMUNERATION REPORT: APPROVING THE REMUNERATION REPORT FOR THE FINANCIAL YEAR 2020. THE 2020 ANNUAL REPORT CONTAINING THE REMUNERATION REPORT IS AVAILABLE ON THE COMPANY'S WEBSITE AS INDICATED IN THIS NOTICE | Management | No Action | |||||||||||
B.11 | APPROVAL OF A CHANGE OF CONTROL PROVISION: APPROVING, IN ACCORDANCE WITH ARTICLE 7:151 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, (I) CLAUSE 17 (MANDATORY PREPAYMENT) OF THE (CURRENTLY) USD 10,100,000,000 REVOLVING CREDIT AND SWINGLINE FACILITIES AGREEMENT ORIGINALLY DATED 26 | Management | No Action | |||||||||||
FEBRUARY 2010 AND AS AMENDED FROM TIME TO TIME AND FOR THE LAST TIME PURSUANT TO AN AMENDMENT AND RESTATEMENT AGREEMENT DATED 16 FEBRUARY 2021 (THE "RESTATED FACILITIES AGREEMENT") AND (II) ANY OTHER PROVISION OF THE RESTATED FACILITIES AGREEMENT GRANTING RIGHTS TO THIRD PARTIES WHICH COULD MATERIALLY AFFECT THE COMPANY'S ASSETS OR COULD IMPOSE A MATERIAL LIABILITY OR OBLIGATION ON THE COMPANY WHERE IN EACH CASE THE EXERCISE OF THOSE RIGHTS IS DEPENDENT ON THE LAUNCH OF A PUBLIC TAKE-OVER BID OVER THE SHARES OF THE COMPANY OR ON A "CHANGE OF CONTROL" (AS DEFINED IN THE RESTATED FACILITIES AGREEMENT) (*).(*) PURSUANT TO THE RESTATED FACILITIES AGREEMENT, (A) "CHANGE OF CONTROL" MEANS "ANY PERSON OR GROUP OF PERSONS ACTING IN CONCERT (IN EACH CASE OTHER THAN STICHTING ANHEUSER-BUSCH INBEV OR ANY EXISTING DIRECT OR INDIRECT CERTIFICATE HOLDER OR CERTIFICATE HOLDERS OF STICHTING ANHEUSER-BUSCH INBEV OR ANY PERSON OR GROUP OF PERSONS ACTING IN CONCERT WITH ANY SUCH PERSONS) GAINING CONTROL OF THE COMPANY, (B) "ACTING IN CONCERT" MEANS "A GROUP OF PERSONS WHO, PURSUANT TO AN AGREEMENT OR UNDERSTANDING (WHETHER FORMAL OR INFORMAL), ACTIVELY CO-OPERATE, THROUGH THE ACQUISITION DIRECTLY OR INDIRECTLY OF SHARES IN THE COMPANY BY ANY OF THEM, EITHER DIRECTLY OR INDIRECTLY, TO OBTAIN CONTROL OF THE COMPANY" AND (C) "CONTROL" MEANS, IN RESPECT OF THE COMPANY, "THE DIRECT OR INDIRECT OWNERSHIP OF MORE THAN 50 PER CENT OF THE SHARE CAPITAL OR SIMILAR RIGHTS OF OWNERSHIP OF THE COMPANY OR THE POWER TO DIRECT THE MANAGEMENT AND THE POLICIES OF THE COMPANY WHETHER THROUGH THE OWNERSHIP OF SHARE CAPITAL, CONTRACT OR OTHERWISE OR (B) THE POWER (WHETHER BY WAY OF OWNERSHIP OF SHARES, PROXY, CONTRACT, AGENCY OR OTHERWISE) TO: (I) CAST, OR CONTROL THE CASTING OF, MORE THAN 50 PER CENT. OF THE MAXIMUM NUMBER OF VOTES THAT MIGHT BE CAST AT A GENERAL MEETING; OR (II) APPOINT OR REMOVE ALL, OR THE MAJORITY, OF THE DIRECTORS OR OTHER EQUIVALENT OFFICERS; OR (III) GIVE DIRECTIONS TO MANAGEMENT WITH RESPECT TO THE OPERATING AND FINANCIAL POLICIES OF THE ENTITY WITH WHICH THE DIRECTORS OR OTHER EQUIVALENT OFFICERS OF THE COMPANY ARE OBLIGED TO COMPLY". CLAUSE 17 OF THE RESTATED FACILITIES AGREEMENT GRANTS, IN ESSENCE, TO ANY LENDER UNDER THE RESTATED FACILITIES | ||||||||||||||
AGREEMENT, UPON A CHANGE OF CONTROL OVER THE COMPANY, THE RIGHT (I) NOT TO FUND ANY LOAN OR LETTER OF CREDIT (OTHER THAN A ROLLOVER LOAN MEETING CERTAIN CONDITIONS) AND (II) (BY NOT LESS THAN 30 DAYS WRITTEN NOTICE) TO CANCEL ITS UNDRAWN COMMITMENTS AND REQUIRE REPAYMENT OF ITS PARTICIPATIONS IN THE LOANS OR LETTERS OF CREDIT, TOGETHER WITH ACCRUED INTEREST THEREON, AND ALL OTHER AMOUNTS OWED TO SUCH LENDER UNDER THE RESTATED FACILITIES AGREEMENT (AND CERTAIN RELATED DOCUMENTS) | ||||||||||||||
C.12 | FILINGS: WITHOUT PREJUDICE TO OTHER DELEGATIONS OF POWERS TO THE EXTENT APPLICABLE, GRANTING POWERS TO JAN VANDERMEERSCH, GLOBAL LEGAL DIRECTOR CORPORATE, WITH POWER TO SUBSTITUTE, TO PROCEED TO (I) THE SIGNING OF THE RESTATED ARTICLES OF ASSOCIATION AND THEIR FILINGS WITH THE CLERK'S OFFICE OF THE ENTERPRISE COURT OF BRUSSELS AS A RESULT OF THE APPROVAL OF THE RESOLUTIONS REFERRED TO IN ITEM 1 ABOVE, (II) THE FILING OF THE RESOLUTION REFERRED TO IN ITEM 11 ABOVE WITH THE CLERK'S OFFICE OF THE ENTERPRISE COURT OF BRUSSELS, AND (III) ANY OTHER FILINGS AND PUBLICATION FORMALITIES IN RELATION TO THE ABOVE RESOLUTIONS | Management | No Action | |||||||||||
CMMT | 09 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETINFG-TYPE FROM MIX TO OGM AND MODIFICATION OF THE TEXT OF RESOLUTION B.5. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
TEXTRON INC. | ||||||||||||||
Security | 883203101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TXT | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US8832031012 | Agenda | 935343323 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||||
1B. | Election of Director: Kathleen M. Bader | Management | For | For | ||||||||||
1C. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||||
1D. | Election of Director: James T. Conway | Management | For | For | ||||||||||
1E. | Election of Director: Paul E. Gagné | Management | For | For | ||||||||||
1F. | Election of Director: Ralph D. Heath | Management | For | For | ||||||||||
1G. | Election of Director: Deborah Lee James | Management | For | For | ||||||||||
1H. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||
1I. | Election of Director: James L. Ziemer | Management | For | For | ||||||||||
1J. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||
2. | Approval of the advisory (non-binding) resolution to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
4. | Shareholder proposal regarding shareholder action by written consent. | Shareholder | Against | For | ||||||||||
PORTLAND GENERAL ELECTRIC CO | ||||||||||||||
Security | 736508847 | Meeting Type | Annual | |||||||||||
Ticker Symbol | POR | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US7365088472 | Agenda | 935346963 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Rodney Brown | Management | For | For | ||||||||||
1B. | Election of Director: Jack Davis | Management | For | For | ||||||||||
1C. | Election of Director: Kirby Dyess | Management | For | For | ||||||||||
1D. | Election of Director: Mark Ganz | Management | For | For | ||||||||||
1E. | Election of Director: Marie Oh Huber | Management | For | For | ||||||||||
1F. | Election of Director: Kathryn Jackson, PhD | Management | For | For | ||||||||||
1G. | Election of Director: Michael Lewis | Management | For | For | ||||||||||
1H. | Election of Director: Michael Millegan | Management | For | For | ||||||||||
1I. | Election of Director: Neil Nelson | Management | For | For | ||||||||||
1J. | Election of Director: Lee Pelton, PhD | Management | For | For | ||||||||||
1K. | Election of Director: Maria Pope | Management | For | For | ||||||||||
1L. | Election of Director: James Torgerson | Management | For | For | ||||||||||
2. | To approve, by a non-binding vote, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of Deloitte and Touche LLP as the Company's independent registered public accounting firm for the fiscal year 2021. | Management | For | For | ||||||||||
NEWMONT CORPORATION | ||||||||||||||
Security | 651639106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NEM | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US6516391066 | Agenda | 935348183 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Patrick Awuah. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
1B. | Election of Director: Gregory Boyce. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
1C. | Election of Director: Bruce Brook. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
1D. | Election of Director: Maura Clark. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
1E. | Election of Director: Matthew Coon Come. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
1F. | Election of Director: José Manuel Madero. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
1G. | Election of Director: René Médori. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
1H. | Election of Director: Jane Nelson. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
1I. | Election of Director: Thomas Palmer. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
1J. | Election of Director: Julio Quintana. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
1K. | Election of Director: Susan Story. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||||||
3. | Ratify Appointment of Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
EATON CORPORATION PLC | ||||||||||||||
Security | G29183103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ETN | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | IE00B8KQN827 | Agenda | 935349692 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Craig Arnold | Management | For | For | ||||||||||
1B. | Election of Director: Christopher M. Connor | Management | For | For | ||||||||||
1C. | Election of Director: Olivier Leonetti | Management | For | For | ||||||||||
1D. | Election of Director: Deborah L. McCoy | Management | For | For | ||||||||||
1E. | Election of Director: Silvio Napoli | Management | For | For | ||||||||||
1F. | Election of Director: Gregory R. Page | Management | For | For | ||||||||||
1G. | Election of Director: Sandra Pianalto | Management | For | For | ||||||||||
1H. | Election of Director: Lori J. Ryerkerk | Management | For | For | ||||||||||
1I. | Election of Director: Gerald B. Smith | Management | For | For | ||||||||||
1J. | Election of Director: Dorothy C. Thompson | Management | For | For | ||||||||||
2. | Approving the appointment of Ernst & Young as independent auditor for 2021 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | For | For | ||||||||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
4. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | ||||||||||
5. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | Against | Against | ||||||||||
6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | For | For | ||||||||||
MARATHON PETROLEUM CORPORATION | ||||||||||||||
Security | 56585A102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MPC | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US56585A1025 | Agenda | 935349868 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class I Director: Abdulaziz F. Alkhayyal | Management | For | For | ||||||||||
1B. | Election of Class I Director: Jonathan Z. Cohen | Management | For | For | ||||||||||
1C. | Election of Class I Director: Michael J. Hennigan | Management | For | For | ||||||||||
1D. | Election of Class I Director: Frank M. Semple | Management | For | For | ||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2021. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the company's named executive officer compensation. | Management | For | For | ||||||||||
4. | Approval of the Marathon Petroleum Corporation 2021 Incentive Compensation Plan. | Management | For | For | ||||||||||
5. | Approval of an amendment to the company's Restated Certificate of Incorporation to eliminate the supermajority provisions. | Management | For | For | ||||||||||
6. | Approval of an amendment to the company's Restated Certificate of Incorporation to declassify the Board of Directors. | Management | For | For | ||||||||||
7. | Shareholder proposal seeking to prohibit accelerated vesting of equity awards in connection with a change in control. | Shareholder | Against | For | ||||||||||
ALCON INC. | ||||||||||||||
Security | H01301128 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ALC | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | CH0432492467 | Agenda | 935364923 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the operating and financial review of Alcon Inc., the annual financial statements of Alcon Inc. and the consolidated financial statements for 2020. | Management | For | For | ||||||||||
2. | Discharge of the Members of the Board of Directors and the Members of the Executive Committee. | Management | For | For | ||||||||||
3. | Appropriation of earnings and declaration of dividend as per the balance sheet of Alcon Inc. of December 31, 2020. | Management | For | For | ||||||||||
4A. | Consultative vote on the 2020 Compensation Report. | Management | Abstain | Against | ||||||||||
4B. | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2021 Annual General Meeting to the 2022 Annual General Meeting. | Management | For | For | ||||||||||
4C. | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2022. | Management | For | For | ||||||||||
5A. | Re-election of the Member of the Board of Director: F. Michael Ball (as Member and Chair) | Management | For | For | ||||||||||
5B. | Re-election of the Member of the Board of Director: Lynn D. Bleil (as Member) | Management | For | For | ||||||||||
5C. | Re-election of the Member of the Board of Director: Arthur Cummings (as Member) | Management | For | For | ||||||||||
5D. | Re-election of the Member of the Board of Director: David J. Endicott (as Member) | Management | For | For | ||||||||||
5E. | Re-election of the Member of the Board of Director: Thomas Glanzmann (as Member) | Management | For | For | ||||||||||
5F. | Re-election of the Member of the Board of Director: D. Keith Grossman (as Member) | Management | Abstain | Against | ||||||||||
5G. | Re-election of the Member of the Board of Director: Scott Maw (as Member) | Management | For | For | ||||||||||
5H. | Re-election of the Member of the Board of Director: Karen May (as Member) | Management | For | For | ||||||||||
5I. | Re-election of the Member of the Board of Director: Ines Pöschel (as Member) | Management | For | For | ||||||||||
5J. | Re-election of the Member of the Board of Director: Dieter Spälti (as Member) | Management | For | For | ||||||||||
6A. | Re-election of the Member of the Compensation Committee: Thomas Glanzmann | Management | For | For | ||||||||||
6B. | Re-election of the Member of the Compensation Committee: D. Keith Grossman | Management | Abstain | Against | ||||||||||
6C. | Re-election of the Member of the Compensation Committee: Karen May | Management | For | For | ||||||||||
6D. | Re-election of the Member of the Compensation Committee: Ines Pöschel | Management | For | For | ||||||||||
7. | Re-election of the independent representative, Hartmann Dreyer Attorneys-at-Law. | Management | For | For | ||||||||||
8. | Re-election of the statutory auditors, PricewaterhouseCoopers SA, Geneva. | Management | For | For | ||||||||||
9. | NOTE: General instruction in case of new agenda items or proposals during the Annual General Meeting (please check one box only) * If you vote FOR, you will be voting in accordance with the recommendation of the Board of Directors. ** If you vote ABSTAIN, you will ABSTAIN from voting. | Management | Abstain | |||||||||||
GRUPO TELEVISA, S.A.B. | ||||||||||||||
Security | 40049J206 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TV | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US40049J2069 | Agenda | 935409993 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
L1 | Resolution 1. | Management | For | |||||||||||
L2 | Resolution 2. | Management | For | |||||||||||
LA1 | Resolution 1. | Management | For | |||||||||||
L3 | Resolution II. | Management | For | |||||||||||
D1 | Resolution 1 | Management | For | |||||||||||
D2 | Resolution 2 | Management | For | |||||||||||
D1A | Resolution 1 | Management | For | |||||||||||
D1B | Resolution 2 | Management | For | |||||||||||
D3 | Resolution II | Management | For | |||||||||||
A | Resolution I | Management | For | |||||||||||
B | Resolution II | Management | Abstain | |||||||||||
C | Resolution III | Management | Abstain | |||||||||||
D | Resolution IV | Management | For | |||||||||||
E | Resolution V | Management | For | |||||||||||
F | Resolution VI | Management | Abstain | |||||||||||
G | Resolution VII | Management | For | |||||||||||
H | Resolution VIII | Management | For | |||||||||||
A1 | Resolution 1 | Management | For | |||||||||||
A2 | Resolution 2 | Management | For | |||||||||||
A3 | Resolution 3 | Management | For | |||||||||||
A4 | Resolution 4 | Management | For | |||||||||||
A5 | Resolution 5 | Management | For | |||||||||||
A6 | Resolution 6 | Management | For | |||||||||||
A7 | Resolution 7 | Management | For | |||||||||||
A8 | Resolution 8 | Management | Abstain | |||||||||||
A9 | Resolution 9 | Management | For | |||||||||||
A10 | Resolution 10 | Management | Abstain | |||||||||||
A11 | Resolution 11 | Management | For | |||||||||||
B1 | Resolution 1 | Management | For | |||||||||||
B2 | Resolution 2 | Management | For | |||||||||||
B3 | Resolution 3 | Management | For | |||||||||||
B4 | Resolution 4 | Management | For | |||||||||||
B5 | Resolution 5 | Management | For | |||||||||||
BA1 | Resolution 1 | Management | For | |||||||||||
BA2 | Resolution 2 | Management | For | |||||||||||
BA3 | Resolution 3 | Management | Abstain | |||||||||||
BA4 | Resolution 4 | Management | For | |||||||||||
BA5 | Resolution 5 | Management | For | |||||||||||
A12 | Resolution X | Management | For | |||||||||||
A13 | Resolution XI | Management | For | |||||||||||
A14 | Resolution XII | Management | Abstain | |||||||||||
A15 | Resolution XIII | Management | For | |||||||||||
A16 | Resolution XIV | Management | For | |||||||||||
AB1 | Resolution I | Management | For | |||||||||||
AB2 | Resolution II | Management | For | |||||||||||
DANONE SA | ||||||||||||||
Security | F12033134 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
ISIN | FR0000120644 | Agenda | 713755657 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
CMMT | 14 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104142100917-45 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND CHANGE-IN | Non-Voting | ||||||||||||
NUMBERING OF ALL RESOLUTIONS AND CHANGE IN TEXT OF COMMENT AND RECEIPT OF-UPDATED BALO. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 541236, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS | ||||||||||||||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE-REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED,-YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | 07 APR 2021: PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 535348 DUE-TO RECEIPT OF ADDITIONAL RESOLUTIONS 27 AND 28. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE-CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | ||||||||||||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND SETTING OF THE DIVIDEND AT 1.94 EUROS PER SHARE | Management | No Action | |||||||||||
4 | RENEWAL OF THE TERM OF OFFICE OF MR. GUIDO BARILLA AS DIRECTOR | Management | No Action | |||||||||||
5 | RENEWAL OF THE TERM OF OFFICE OF MRS. CECILE CABANIS AS DIRECTOR | Management | No Action | |||||||||||
6 | RENEWAL OF THE TERM OF OFFICE OF MR. MICHEL LANDEL AS DIRECTOR PURSUANT TO PARAGRAPH 2 OF ARTICLE 15-II OF THE BY-LAWS | Management | No Action | |||||||||||
7 | RENEWAL OF THE TERM OF OFFICE OF MRS. SERPIL TIMURAY AS DIRECTOR | Management | No Action | |||||||||||
8 | RATIFICATION OF THE CO-OPTATION OF MR. GILLES SCHNEPP AS DIRECTOR, AS A REPLACEMENT FOR MR. GREGG L. ENGLES, WHO RESIGNED | Management | No Action | |||||||||||
9 | APPROVAL OF THE AGREEMENTS SUBJECT TO THE PROVISIONS OF ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE CONCLUDED BY THE COMPANY WITH THE SICAV DANONE COMMUNITIES | Management | No Action | |||||||||||
10 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
11 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. EMMANUEL FABER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
12 | APPROVAL OF THE REMUNERATION POLICY FOR EXECUTIVE CORPORATE OFFICERS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
13 | SETTING OF THE OVERALL ANNUAL REMUNERATION AMOUNT OF DIRECTORS | Management | No Action | |||||||||||
14 | APPROVAL OF THE REMUNERATION POLICY FOR THE DIRECTORS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PURCHASE, RETAIN OR TRANSFER SHARES OF THE COMPANY | Management | No Action | |||||||||||
16 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
17 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, BUT WITH THE OBLIGATION TO GRANT A PRIORITY RIGHT | Management | No Action | |||||||||||
18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN CASE OF A CAPITAL INCREASE WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED | Management | No Action | |||||||||||
19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||||
20 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSTITUTED OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | No Action | |||||||||||
21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE COMPANY'S CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS WHOSE CAPITALISATION WOULD BE ALLOWED | Management | No Action | |||||||||||
22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN AND/OR FOR TRANSFERS OF RESERVED SECURITIES, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR CATEGORIES OF BENEFICIARIES CONSISTING OF EMPLOYEES WORKING IN FOREIGN COMPANIES OF THE DANONE GROUP, OR IN A SITUATION OF INTERNATIONAL MOBILITY, IN THE CONTEXT OF EMPLOYEE SHAREHOLDING OPERATIONS | Management | No Action | |||||||||||
24 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED OF THE COMPANY, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
25 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO REDUCE THE CAPITAL BY CANCELLING SHARES | Management | No Action | |||||||||||
26 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
27 | APPROVAL OF THE COMPENSATION POLICY FOR EXECUTIVE CORPORATE OFFICERS ON AN INTERIM BASIS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
28 | APPROVAL OF THE ELEMENTS OF COMPENSATION PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR 2021 TO MR. EMMANUEL FABER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, UNTIL HIS DEPARTURE | Management | No Action | |||||||||||
KINNEVIK AB | ||||||||||||||
Security | W5139V448 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
ISIN | SE0014684510 | Agenda | 713793986 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 540142 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
1 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING | Non-Voting | ||||||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
3 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
4 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | ||||||||||||
5 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
6 | PRESENTATION OF THE PARENT COMPANY'S ANNUAL REPORT AND THE AUDITOR'S REPORT-AS WELL AS OF THE GROUP ANNUAL REPORT AND THE GROUP AUDITOR'S REPORT | Non-Voting | ||||||||||||
7 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AS WELL AS OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | No Action | |||||||||||
8 | RESOLUTION ON THE PROPOSED TREATMENT OF KINNEVIK'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET | Management | No Action | |||||||||||
9.A | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: SUSANNA CAMPBELL | Management | No Action | |||||||||||
9.B | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: DAME AMELIA FAWCETT | Management | No Action | |||||||||||
9.C | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: WILHELM KLINGSPOR | Management | No Action | |||||||||||
9.D | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: BRIAN MCBRIDE | Management | No Action | |||||||||||
9.E | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: HENRIK POULSEN | Management | No Action | |||||||||||
9.F | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CECILIA QVIST | Management | No Action | |||||||||||
9.G | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CHARLOTTE STROMBERG | Management | No Action | |||||||||||
9.H | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: GEORGI GANEV | Management | No Action | |||||||||||
10 | PRESENTATION AND RESOLUTION ON THE ADOPTION OF THE REMUNERATION REPORT | Management | No Action | |||||||||||
11 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: SIX | Management | No Action | |||||||||||
12.A | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR: REMUNERATION TO THE BOARD | Management | No Action | |||||||||||
12.B | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR: REMUNERATION TO THE AUDITOR | Management | No Action | |||||||||||
13.A | ELECTION OF BOARD MEMBER: SUSANNA CAMPBELL (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
13.B | ELECTION OF BOARD MEMBER: BRIAN MCBRIDE (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
13.C | ELECTION OF BOARD MEMBER: CECILIA QVIST (RE- ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
13.D | ELECTION OF BOARD MEMBER: CHARLOTTE STROMBERG (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
13.E | ELECTION OF BOARD MEMBER: JAMES ANDERSON (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
13.F | ELECTION OF BOARD MEMBER: HARALD MIX (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
14 | ELECTION OF THE CHAIRMAN OF THE BOARD: JAMES ANDERSON | Management | No Action | |||||||||||
15.A | RESOLUTION ON: AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
15.B | RESOLUTION ON: DETERMINATION OF THE NUMBER OF AUDITORS AND ELECTION OF AUDITOR: THE NOMINATION COMMITTEE PROPOSES THAT KINNEVIK SHALL HAVE ONE REGISTERED ACCOUNTING FIRM AS AUDITOR, AND THAT THE REGISTERED ACCOUNTING FIRM KPMG AB SHALL BE ELECTED AS NEW AUDITOR UNTIL THE END OF THE 2022 ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
16.A | RESOLUTION ON: APPROVAL OF INSTRUCTION FOR THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
16.B | RESOLUTION ON: ELECTION OF MEMBERS OF THE NOMINATION COMMITTEE: THE NOMINATION COMMITTEE PROPOSES THAT, FOR THE PERIOD UNTIL A NEW NOMINATION COMMITTEE HAS BEEN ELECTED AT A SUBSEQUENT GENERAL MEETING ANDERS OSCARSSON, NOMINATED BY AMF, HUGO STENBECK, NOMINATED BY ALCES MAXIMUS LLC, MARIE KLINGSPOR, AND LAWRENCE BURNS, NOMINATED BY BAILLIE GIFFORD, SHALL BE ELECTED AS MEMBERS OF THE NOMINATION COMMITTEE. THE NOMINATION COMMITTEE PROPOSES THAT ANDERS OSCARSSON SHALL BE ELECTED CHAIRMAN OF THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
17.A | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE SHARE SPLIT 2:1 | Management | No Action | |||||||||||
17.B | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: SHARE SPLIT 2:1 | Management | No Action | |||||||||||
17.C | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE A REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||||
17.D | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||||
17.E | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES | Management | No Action | |||||||||||
17.F | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: REDUCTION OF THE SHARE CAPITAL WITHOUT CANCELLATION OF SHARES | Management | No Action | |||||||||||
18 | RESOLUTION REGARDING DIVIDEND AS COMPENSATION TO PARTICIPANTS IN KINNEVIK'S LONG-TERM INCENTIVE PLAN 2018 FOR PAID DIVIDENDS AND OTHER VALUE TRANSFERS SINCE 2018 | Management | No Action | |||||||||||
19 | RESOLUTION REGARDING TRANSFER OF OWN CLASS B SHARES TO COVER COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS AND TO EFFECTIVELY REALISE THE VALUE OF CLASS B SHARES HELD IN TREASURY | Management | No Action | |||||||||||
20.A | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTIONS REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
20.B | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTIONS REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE ON A NEW ISSUE OF CLASS X SHARES | Management | No Action | |||||||||||
20.C | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTIONS REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE TO REPURCHASE CLASS X SHARES | Management | No Action | |||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
GRUPO BIMBO SAB DE CV | ||||||||||||||
Security | P4949B104 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
ISIN | MXP495211262 | Agenda | 713906812 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
I | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORT FROM THE BOARD OF DIRECTORS THAT IS REFERRED TO IN THE MAIN PART OF ARTICLE 172 OF THE GENERAL MERCANTILE COMPANIES LAW, INCLUDING THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY, FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2020, AFTER THE READING OF THE FOLLOWING REPORTS, THE ONE FROM THE CHAIRPERSON OF THE BOARD OF DIRECTORS AND GENERAL DIRECTOR, THE ONE FROM THE OUTSIDE AUDITOR AND THE ONE FROM THE CHAIRPERSON OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE OF THE COMPANY. RESOLUTIONS IN THIS REGARD | Management | For | For | ||||||||||
II | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE ALLOCATION OF THE RESULTS FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2020. RESOLUTIONS IN THIS REGARD | Management | For | For | ||||||||||
III | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE PAYMENT OF A DIVIDEND, IN A PAYMENT AT THE RATE OF MXN 1.00 FOR EACH ONE OF THE SHARES THAT ARE REPRESENTATIVE OF THE SHARE CAPITAL OF THE COMPANY THAT ARE IN CIRCULATION AT THE TIME OF THE PAYMENT. RESOLUTIONS IN THIS REGARD | Management | For | For | ||||||||||
IV | DESIGNATION OR, IF DEEMED APPROPRIATE, RATIFICATION OF THE APPOINTMENTS OF THE GENERAL DIRECTOR AND OF EACH ONE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE DETERMINATION OF THEIR COMPENSATION. RESOLUTIONS IN THIS REGARD | Management | For | For | ||||||||||
V | DESIGNATION OR, IF DEEMED APPROPRIATE, RATIFICATION OF THE APPOINTMENTS OF THE CHAIRPERSON AND THE MEMBERS OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE OF THE COMPANY, AS WELL AS THE DETERMINATION OF THEIR COMPENSATION. RESOLUTIONS IN THIS REGARD | Management | For | For | ||||||||||
VI | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORT IN REGARD TO SHARE BUYBACKS, AS WELL AS THE DETERMINATION OF THE MAXIMUM AMOUNT OF FUNDS THAT THE COMPANY CAN ALLOCATE TO SHARE BUYBACKS, UNDER THE TERMS OF ARTICLE 56 OF THE SECURITIES MARKET LAW. RESOLUTIONS IN THIS REGARD | Management | Abstain | Against | ||||||||||
VII | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, THE PASSAGE OF RESOLUTIONS WITH RELATION TO THE RATIFICATION OF THE REDUCTION OF THE AUTHORIZED CAPITAL OF THE COMPANY AND THE CONSEQUENT CANCELLATION OF THE INSTRUMENTS OF THE 17,428,926 SERIES A, COMMON, NOMINATIVE SHARES, WITHOUT A STATED PAR VALUE FOR EACH OF THEM, OF THE COMPANY AND WHICH ARE HELD IN TREASURY. RESOLUTIONS IN THIS REGARD | Management | For | For | ||||||||||
VIII | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, PASSAGE OF RESOLUTIONS WITH RELATION TO THE AMENDMENT OF THE CORPORATE BYLAWS OF THE COMPANY. RESOLUTIONS IN THIS REGARD | Management | Abstain | Against | ||||||||||
IX | DESIGNATION OF SPECIAL DELEGATES. RESOLUTIONS IN THIS REGARD | Management | For | For | ||||||||||
CMMT | 19 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO DUE MODIFICATION OF- NUMBERING FOR ALL RESOLUTIONS AND CHANGE IN MEETING TYPE TO OGM AND-MODIFICATION OF THE TEXT OF ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
GENUINE PARTS COMPANY | ||||||||||||||
Security | 372460105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GPC | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US3724601055 | Agenda | 935340478 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Elizabeth W. Camp | For | For | |||||||||||
2 | Richard Cox, Jr. | For | For | |||||||||||
3 | Paul D. Donahue | For | For | |||||||||||
4 | Gary P. Fayard | For | For | |||||||||||
5 | P. Russell Hardin | For | For | |||||||||||
6 | John R. Holder | For | For | |||||||||||
7 | Donna W. Hyland | For | For | |||||||||||
8 | John D. Johns | For | For | |||||||||||
9 | Jean-Jacques Lafont | For | For | |||||||||||
10 | Robert C Loudermilk Jr. | For | For | |||||||||||
11 | Wendy B. Needham | For | For | |||||||||||
12 | Juliette W. Pryor | For | For | |||||||||||
13 | E. Jenner Wood III | For | For | |||||||||||
2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
3. | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Auditor for the Fiscal Year Ending December 31, 2021. | Management | For | For | ||||||||||
CORNING INCORPORATED | ||||||||||||||
Security | 219350105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GLW | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US2193501051 | Agenda | 935346975 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Donald W. Blair | Management | For | For | ||||||||||
1B. | Election of Director: Leslie A. Brun | Management | For | For | ||||||||||
1C. | Election of Director: Stephanie A. Burns | Management | For | For | ||||||||||
1D. | Election of Director: Richard T. Clark | Management | For | For | ||||||||||
1E. | Election of Director: Robert F. Cummings, Jr. | Management | For | For | ||||||||||
1F. | Election of Director: Roger W. Ferguson, Jr. | Management | For | For | ||||||||||
1G. | Election of Director: Deborah A. Henretta | Management | For | For | ||||||||||
1H. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||||||
1I. | Election of Director: Kurt M. Landgraf | Management | For | For | ||||||||||
1J. | Election of Director: Kevin J. Martin | Management | For | For | ||||||||||
1K. | Election of Director: Deborah D. Rieman | Management | For | For | ||||||||||
1L. | Election of Director: Hansel E. Tookes, II | Management | For | For | ||||||||||
1M. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||||
1N. | Election of Director: Mark S. Wrighton | Management | For | For | ||||||||||
2. | Advisory approval of our executive compensation (Say on Pay). | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
4. | Approval of our 2021 Long-Term Incentive Plan. | Management | For | For | ||||||||||
THE GOLDMAN SACHS GROUP, INC. | ||||||||||||||
Security | 38141G104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GS | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US38141G1040 | Agenda | 935349351 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: M. Michele Burns | Management | For | For | ||||||||||
1B. | Election of Director: Drew G. Faust | Management | For | For | ||||||||||
1C. | Election of Director: Mark A. Flaherty | Management | For | For | ||||||||||
1D. | Election of Director: Ellen J. Kullman | Management | For | For | ||||||||||
1E. | Election of Director: Lakshmi N. Mittal | Management | For | For | ||||||||||
1F. | Election of Director: Adebayo O. Ogunlesi | Management | For | For | ||||||||||
1G. | Election of Director: Peter Oppenheimer | Management | For | For | ||||||||||
1H. | Election of Director: David M. Solomon | Management | For | For | ||||||||||
1I. | Election of Director: Jan E. Tighe | Management | For | For | ||||||||||
1J. | Election of Director: Jessica R. Uhl | Management | For | For | ||||||||||
1K. | Election of Director: David A. Viniar | Management | For | For | ||||||||||
1L. | Election of Director: Mark O. Winkelman | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation (Say on Pay). | Management | For | For | ||||||||||
3. | Approval of The Goldman Sachs Amended and Restated Stock Incentive Plan (2021). | Management | Against | Against | ||||||||||
4. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
5. | Shareholder Proposal Regarding Shareholder Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
6. | Shareholder Proposal Regarding a Report on the Effects of the Use of Mandatory Arbitration. | Shareholder | Abstain | Against | ||||||||||
7. | Shareholder Proposal Regarding Conversion to a Public Benefit Corporation. | Shareholder | Against | For | ||||||||||
8. | Shareholder Proposal Regarding a Racial Equity Audit | Shareholder | Abstain | Against | ||||||||||
ECHOSTAR CORPORATION | ||||||||||||||
Security | 278768106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SATS | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US2787681061 | Agenda | 935349426 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | R. Stanton Dodge | For | For | |||||||||||
2 | Michael T. Dugan | For | For | |||||||||||
3 | Charles W. Ergen | For | For | |||||||||||
4 | Lisa W. Hershman | For | For | |||||||||||
5 | Pradman P. Kaul | For | For | |||||||||||
6 | C. Michael Schroeder | For | For | |||||||||||
7 | Jeffrey R. Tarr | For | For | |||||||||||
8 | William D. Wade | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as EchoStar Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve an amendment to the EchoStar Corporation 2017 Non-Employee Director Stock Incentive Plan as presented in the proxy statement. | Management | Against | Against | ||||||||||
WEIS MARKETS, INC. | ||||||||||||||
Security | 948849104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WMK | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US9488491047 | Agenda | 935353160 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jonathan H. Weis | For | For | |||||||||||
2 | Harold G. Graber | For | For | |||||||||||
3 | Dennis G. Hatchell | For | For | |||||||||||
4 | Edward J. Lauth III | For | For | |||||||||||
5 | Gerrald B. Silverman | For | For | |||||||||||
2. | Proposal to ratify the appointment of RSM US LLP as the independent registered public accounting firm of the corporation. | Management | For | For | ||||||||||
3. | Shareholder proposal to amend the Company's articles of incorporation and/or bylaws to provide that directors shall be elected by the affirmative vote of the majority of votes cast at an annual meeting of shareholders in uncontested elections. | Shareholder | Against | For | ||||||||||
4. | Shareholder proposal to adopt a policy, and amend the bylaws as necessary, to require the Board Chair to be an independent director. | Shareholder | Against | For | ||||||||||
BCE INC. | ||||||||||||||
Security | 05534B760 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BCE | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | CA05534B7604 | Agenda | 935362272 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
01 | DIRECTOR | Management | ||||||||||||
1 | Mirko Bibic | For | For | |||||||||||
2 | David F. Denison | For | For | |||||||||||
3 | Robert P. Dexter | For | For | |||||||||||
4 | Ian Greenberg | For | For | |||||||||||
5 | Katherine Lee | For | For | |||||||||||
6 | Monique F. Leroux | For | For | |||||||||||
7 | Sheila A. Murray | For | For | |||||||||||
8 | Gordon M. Nixon | For | For | |||||||||||
9 | Louis P. Pagnutti | For | For | |||||||||||
10 | Calin Rovinescu | For | For | |||||||||||
11 | Karen Sheriff | For | For | |||||||||||
12 | Robert C. Simmonds | For | For | |||||||||||
13 | Jennifer Tory | For | For | |||||||||||
14 | Cornell Wright | For | For | |||||||||||
02 | Appointment of Deloitte LLP as auditors | Management | For | For | ||||||||||
03 | Advisory resolution on executive compensation as described in the management proxy circular. | Management | For | For | ||||||||||
FERRO CORPORATION | ||||||||||||||
Security | 315405100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FOE | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US3154051003 | Agenda | 935367664 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David A. Lorber | For | For | |||||||||||
2 | Marran H. Ogilvie | For | For | |||||||||||
3 | Andrew M. Ross | For | For | |||||||||||
4 | Allen A. Spizzo | For | For | |||||||||||
5 | Peter T. Thomas | For | For | |||||||||||
6 | Ronald P. Vargo | For | For | |||||||||||
2. | Advisory vote on the compensation for named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Accounting Firm. | Management | For | For | ||||||||||
4. | Shareholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
BANCO SANTANDER CHILE | ||||||||||||||
Security | 05965X109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BSAC | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US05965X1090 | Agenda | 935403597 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the Annual Report, Balance Sheet and Consolidated Financial Statements of the Bank and its subsidiaries, the Independent Report of the External Auditors, and the Notes corresponding to the financial year ending December 31st of 2020. These can be viewed in English and Spanish at the following link: https://santandercl.gcs-web.com/investors/shareholders- meetings | Management | For | |||||||||||
2. | Vote on the distribution of 2020 net income attributable to shareholders: Approve the proposed payment of a dividend of Ch$1.64751729 per share or 60% of 2020 net income attributable to shareholders, which will be paid in Chile the next bank business day following the Meeting and the allocation of 40% of the 2020 net income attributable to shareholders to increase the capital reserves of the Bank. | Management | For | |||||||||||
3. | Board Remuneration: The proposal is to maintain current remunerations approved by shareholders at the Ordinary Shareholders Meeting held on April 30, 2020. Remuneration are stated in Unidades de Fomento (UF), which are Chilean pesos adjusted for inflation. The proposal consists of a monthly fee of 250 UF to each director of the Bank. In the case of the Chairman of the Board, this fee is twice ...Due to space limits, see proxy material for full proposal. | Management | For | |||||||||||
4. | Appointment of External Auditors for the year 2021: The Bank proposes PricewaterhouseCoopers Consultores, Auditores y Compañía SpA. Therefore, a vote for this resolution will be a vote for PricewaterhouseCoopers Consultores, Auditores y Compañía SpA. | Management | For | |||||||||||
5. | Approval of local rating agencies: The Bank's Board is recommending Feller Rate and ICR Chile. Therefore, a vote for this resolution will be a vote for Feller Rate and ICR Chile. | Management | For | |||||||||||
6. | Approval of the Audit Committee's 2021 budget and remuneration for its members: The proposal consists of maintaining the same amount agreed for last year, equivalent to UF 7,200. This proposal considers the part of the remuneration that the law requires to pay the members of the committee for their performance in it. | Management | For | |||||||||||
KELLOGG COMPANY | ||||||||||||||
Security | 487836108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | K | Meeting Date | 30-Apr-2021 | |||||||||||
ISIN | US4878361082 | Agenda | 935348359 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director (term expires 2024): Carter Cast | Management | For | For | ||||||||||
1B. | Election of Director (term expires 2024): Zack Gund | Management | For | For | ||||||||||
1C. | Election of Director (term expires 2024): Don Knauss | Management | For | For | ||||||||||
1D. | Election of Director (term expires 2024): Mike Schlotman | Management | For | For | ||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Kellogg's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
4. | Management proposal to reduce supermajority vote requirements. | Management | For | For | ||||||||||
5. | Shareowner proposal, if properly presented at the meeting, to adopt shareowner right to call a special meeting. | Shareholder | For | |||||||||||
DISH NETWORK CORPORATION | ||||||||||||||
Security | 25470M109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DISH | Meeting Date | 30-Apr-2021 | |||||||||||
ISIN | US25470M1099 | Agenda | 935354605 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kathleen Q. Abernathy | For | For | |||||||||||
2 | George R. Brokaw | For | For | |||||||||||
3 | James DeFranco | For | For | |||||||||||
4 | Cantey M. Ergen | For | For | |||||||||||
5 | Charles W. Ergen | For | For | |||||||||||
6 | Afshin Mohebbi | For | For | |||||||||||
7 | Tom A. Ortolf | For | For | |||||||||||
8 | Joseph T. Proietti | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To amend and restate our 2001 Nonemployee Director Stock Option Plan. | Management | For | For | ||||||||||
TRINITY INDUSTRIES, INC. | ||||||||||||||
Security | 896522109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TRN | Meeting Date | 03-May-2021 | |||||||||||
ISIN | US8965221091 | Agenda | 935387654 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | William P. Ainsworth | For | For | |||||||||||
2 | Brandon B. Boze | For | For | |||||||||||
3 | John J. Diez | For | For | |||||||||||
4 | Leldon E. Echols | For | For | |||||||||||
5 | Tyrone M. Jordan | For | For | |||||||||||
6 | S. Todd Maclin | For | For | |||||||||||
7 | E. Jean Savage | For | For | |||||||||||
8 | Dunia A. Shive | For | For | |||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
BAXTER INTERNATIONAL INC. | ||||||||||||||
Security | 071813109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BAX | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US0718131099 | Agenda | 935352459 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: José (Joe) Almeida | Management | For | For | ||||||||||
1B. | Election of Director: Thomas F. Chen | Management | For | For | ||||||||||
1C. | Election of Director: John D. Forsyth | Management | For | For | ||||||||||
1D. | Election of Director: Peter S. Hellman | Management | For | For | ||||||||||
1E. | Election of Director: Michael F. Mahoney | Management | For | For | ||||||||||
1F. | Election of Director: Patricia B. Morrison | Management | For | For | ||||||||||
1G. | Election of Director: Stephen N. Oesterle | Management | For | For | ||||||||||
1H. | Election of Director: Cathy R. Smith | Management | For | For | ||||||||||
1I. | Election of Director: Thomas T. Stallkamp | Management | For | For | ||||||||||
1J. | Election of Director: Albert P.L. Stroucken | Management | For | For | ||||||||||
1K. | Election of Director: Amy A. Wendell | Management | For | For | ||||||||||
1L. | Election of Director: David S. Wilkes | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
4. | Vote to Approve the Omnibus Plan. | Management | Abstain | Against | ||||||||||
5. | Vote to Approve the ESPP Amendment. | Management | For | For | ||||||||||
6. | Stockholder Proposal - Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
7. | Stockholder Proposal - Independent Board Chairman. | Shareholder | Against | For | ||||||||||
FORTUNE BRANDS HOME & SECURITY, INC. | ||||||||||||||
Security | 34964C106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FBHS �� | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US34964C1062 | Agenda | 935352473 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class I Director: Ann F. Hackett | Management | For | For | ||||||||||
1B. | Election of Class I Director: John G. Morikis | Management | For | For | ||||||||||
1C. | Election of Class I Director: Jeffery S. Perry | Management | For | For | ||||||||||
1D. | Election of Class I Director: Ronald V. Waters, III | Management | For | For | ||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
PENTAIR PLC | ||||||||||||||
Security | G7S00T104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PNR | Meeting Date | 04-May-2021 | |||||||||||
ISIN | IE00BLS09M33 | Agenda | 935355378 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Re-election of Director: Mona Abutaleb Stephenson | Management | For | For | ||||||||||
1B. | Re-election of Director: Glynis A. Bryan | Management | For | For | ||||||||||
1C. | Re-election of Director: T. Michael Glenn | Management | For | For | ||||||||||
1D. | Re-election of Director: Theodore L. Harris | Management | For | For | ||||||||||
1E. | Re-election of Director: Gregory E. Knight | Management | For | For | ||||||||||
1F. | Re-election of Director: David A. Jones | Management | For | For | ||||||||||
1G. | Re-election of Director: Michael T. Speetzen | Management | For | For | ||||||||||
1H. | Re-election of Director: John L. Stauch | Management | For | For | ||||||||||
1I. | Re-election of Director: Billie I. Williamson | Management | For | For | ||||||||||
2. | To approve, by nonbinding, advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
3. | To ratify, by nonbinding, advisory vote, the appointment of Deloitte & Touche LLP as the independent auditor of Pentair plc and to authorize, by binding vote, the Audit and Finance Committee of the Board of Directors to set the auditor's remuneration. | Management | For | For | ||||||||||
4. | To approve the Pentair plc Employee Stock Purchase and Bonus Plan, as amended and restated. | Management | For | For | ||||||||||
5. | To authorize the Board of Directors to allot new shares under Irish law. | Management | For | For | ||||||||||
6. | To authorize the Board of Directors to opt-out of statutory preemption rights under Irish law (Special Resolution). | Management | Abstain | Against | ||||||||||
7. | To authorize the price range at which Pentair plc can re- allot shares it holds as treasury shares under Irish law (Special Resolution). | Management | For | For | ||||||||||
ALBEMARLE CORPORATION | ||||||||||||||
Security | 012653101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ALB | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US0126531013 | Agenda | 935355936 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the non-binding advisory resolution approving the compensation of our named executive officers. | Management | For | For | ||||||||||
2A. | Elect nominee to the Board of Director: Mary Lauren Brlas | Management | For | For | ||||||||||
2B. | Elect nominee to the Board of Director: J. Kent Masters, Jr. | Management | For | For | ||||||||||
2C. | Elect nominee to the Board of Director: Glenda J. Minor | Management | For | For | ||||||||||
2D. | Elect nominee to the Board of Director: James J. O'Brien | Management | For | For | ||||||||||
2E. | Elect nominee to the Board of Director: Diarmuid B. O'Connell | Management | For | For | ||||||||||
2F. | Elect nominee to the Board of Director: Dean L. Seavers | Management | For | For | ||||||||||
2G. | Elect nominee to the Board of Director: Gerald A. Steiner | Management | For | For | ||||||||||
2H. | Elect nominee to the Board of Director: Holly A. Van Deursen | Management | For | For | ||||||||||
2I. | Elect nominee to the Board of Director: Alejandro D. Wolff | Management | For | For | ||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as Albemarle's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
AMERICAN EXPRESS COMPANY | ||||||||||||||
Security | 025816109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AXP | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US0258161092 | Agenda | 935357358 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director for a term of one year: Thomas J. Baltimore | Management | For | For | ||||||||||
1B. | Election of Director for a term of one year: Charlene Barshefsky | Management | For | For | ||||||||||
1C. | Election of Director for a term of one year: John J. Brennan | Management | For | For | ||||||||||
1D. | Election of Director for a term of one year: Peter Chernin | Management | For | For | ||||||||||
1E. | Election of Director for a term of one year: Ralph de la Vega | Management | For | For | ||||||||||
1F. | Election of Director for a term of one year: Michael O. Leavitt | Management | For | For | ||||||||||
1G. | Election of Director for a term of one year: Theodore J. Leonsis | Management | For | For | ||||||||||
1H. | Election of Director for a term of one year: Karen L. Parkhill | Management | For | For | ||||||||||
1I. | Election of Director for a term of one year: Charles E. Phillips | Management | For | For | ||||||||||
1J. | Election of Director for a term of one year: Lynn A. Pike | Management | For | For | ||||||||||
1K. | Election of Director for a term of one year: Stephen J. Squeri | Management | For | For | ||||||||||
1L. | Election of Director for a term of one year: Daniel L. Vasella | Management | For | For | ||||||||||
1M. | Election of Director for a term of one year: Lisa W. Wardell | Management | For | For | ||||||||||
1N. | Election of Director for a term of one year: Ronald A. Williams | Management | For | For | ||||||||||
1O. | Election of Director for a term of one year: Christopher D. Young | Management | For | For | ||||||||||
2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | ||||||||||
4. | Shareholder proposal relating to action by written consent. | Shareholder | Against | For | ||||||||||
5. | Shareholder proposal relating to annual report on diversity. | Shareholder | Abstain | Against | ||||||||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||||
Security | 110122108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BMY | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US1101221083 | Agenda | 935359643 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A) | Election of Director: Peter J. Arduini | Management | For | For | ||||||||||
1B) | Election of Director: Michael W. Bonney | Management | For | For | ||||||||||
1C) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | ||||||||||
1D) | Election of Director: Julia A. Haller, M.D. | Management | For | For | ||||||||||
1E) | Election of Director: Paula A. Price | Management | For | For | ||||||||||
1F) | Election of Director: Derica W. Rice | Management | For | For | ||||||||||
1G) | Election of Director: Theodore R. Samuels | Management | For | For | ||||||||||
1H) | Election of Director: Gerald L. Storch | Management | For | For | ||||||||||
1I) | Election of Director: Karen Vousden, Ph.D. | Management | For | For | ||||||||||
1J) | Election of Director: Phyllis R. Yale | Management | For | For | ||||||||||
2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | ||||||||||
3. | Approval of the Company's 2021 Stock Award and Incentive Plan. | Management | For | For | ||||||||||
4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
5. | Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. | Management | For | For | ||||||||||
6. | Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Against | For | ||||||||||
7. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
8. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Against | For | ||||||||||
PEPSICO, INC. | ||||||||||||||
Security | 713448108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PEP | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US7134481081 | Agenda | 935355342 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Segun Agbaje | Management | For | For | ||||||||||
1B. | Election of Director: Shona L. Brown | Management | For | For | ||||||||||
1C. | Election of Director: Cesar Conde | Management | For | For | ||||||||||
1D. | Election of Director: Ian Cook | Management | For | For | ||||||||||
1E. | Election of Director: Dina Dublon | Management | For | For | ||||||||||
1F. | Election of Director: Michelle Gass | Management | For | For | ||||||||||
1G. | Election of Director: Ramon L. Laguarta | Management | For | For | ||||||||||
1H. | Election of Director: Dave Lewis | Management | For | For | ||||||||||
1I. | Election of Director: David C. Page | Management | For | For | ||||||||||
1J. | Election of Director: Robert C. Pohlad | Management | For | For | ||||||||||
1K. | Election of Director: Daniel Vasella | Management | For | For | ||||||||||
1L. | Election of Director: Darren Walker | Management | For | For | ||||||||||
1M. | Election of Director: Alberto Weisser | Management | For | For | ||||||||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
4. | Shareholder Proposal - Special Shareholder Meeting Vote Threshold. | Shareholder | Against | For | ||||||||||
5. | Shareholder Proposal - Report on Sugar and Public Health. | Shareholder | Against | For | ||||||||||
6. | Shareholder Proposal - Report on External Public Health Costs. | Shareholder | Against | For | ||||||||||
UNILEVER PLC | ||||||||||||||
Security | 904767704 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UL | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US9047677045 | Agenda | 935356659 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To receive the Report and Accounts for the year ended 31 December 2020. | Management | For | For | ||||||||||
2. | To approve the Directors' Remuneration Report. | Management | For | For | ||||||||||
3. | To approve the Directors' Remuneration Policy. | Management | For | For | ||||||||||
4. | To approve the Climate Transition Action Plan. | Management | Abstain | Against | ||||||||||
5. | To re-elect Mr N Andersen as a Non-Executive Director. | Management | For | For | ||||||||||
6. | To re-elect Mrs L Cha as a Non-Executive Director. | Management | For | For | ||||||||||
7. | To re-elect Dr J Hartmann as a Non-Executive Director. | Management | For | For | ||||||||||
8. | To re-elect Mr A Jope as an Executive Director. | Management | For | For | ||||||||||
9. | To re-elect Ms A Jung as a Non-Executive Director. | Management | For | For | ||||||||||
10. | To re-elect Ms S Kilsby as a Non-Executive Director. | Management | For | For | ||||||||||
11. | To re-elect Mr S Masiyiwa as a Non-Executive Director. | Management | For | For | ||||||||||
12. | To re-elect Professor Y Moon as a Non-Executive Director. | Management | For | For | ||||||||||
13. | To re-elect Mr G Pitkethly as an Executive Director. | Management | For | For | ||||||||||
14. | To re-elect Mr J Rishton as a Non-Executive Director. | Management | For | For | ||||||||||
15. | To re-elect Mr F Sijbesma as a Non-Executive Director. | Management | For | For | ||||||||||
16. | To reappoint KPMG LLP as Auditors of the Company. | Management | For | For | ||||||||||
17. | To authorise the Directors to fix the remuneration of the Auditors. | Management | For | For | ||||||||||
18. | To authorise Political Donations and expenditure. | Management | For | For | ||||||||||
19. | To approve the SHARES Plan. | Management | For | For | ||||||||||
20. | To renew the authority to Directors to issue shares. | Management | For | For | ||||||||||
21. | To renew the authority to Directors to disapply pre- emption rights. | Management | Abstain | Against | ||||||||||
22. | To renew the authority to Directors to disapply pre- emption rights for the purposes of acquisitions or capital investments. | Management | For | For | ||||||||||
23. | To renew the authority to the Company to purchase its own shares. | Management | For | For | ||||||||||
24. | To shorten the notice period for General Meetings. | Management | For | For | ||||||||||
25. | To adopt new Articles of Association. | Management | For | For | ||||||||||
26. | To reduce the share premium account. | Management | For | For | ||||||||||
ESSENTIAL UTILITIES INC | ||||||||||||||
Security | 29670G102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WTRG | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US29670G1022 | Agenda | 935359186 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Elizabeth B. Amato | For | For | |||||||||||
2 | Christopher H. Franklin | For | For | |||||||||||
3 | Daniel J. Hilferty | For | For | |||||||||||
4 | Francis O. Idehen | For | For | |||||||||||
5 | Edwina Kelly | For | For | |||||||||||
6 | Ellen T. Ruff | For | For | |||||||||||
7 | Lee C. Stewart | For | For | |||||||||||
8 | Christopher C. Womack | For | For | |||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2021 fiscal year. | Management | For | For | ||||||||||
3. | To approve an advisory vote on the compensation paid to the Company's named executive officers for 2020. | Management | For | For | ||||||||||
4. | To ratify the Amendment to the Company's Bylaws to permit shareholder access to future proxy statements. | Management | For | For | ||||||||||
MGM RESORTS INTERNATIONAL | ||||||||||||||
Security | 552953101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MGM | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US5529531015 | Agenda | 935359491 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Barry Diller | Management | For | For | ||||||||||
1B. | Election of Director: William W. Grounds | Management | For | For | ||||||||||
1C. | Election of Director: Alexis M. Herman | Management | For | For | ||||||||||
1D. | Election of Director: William J. Hornbuckle | Management | For | For | ||||||||||
1E. | Election of Director: Mary Chris Jammet | Management | For | For | ||||||||||
1F. | Election of Director: John Kilroy | Management | For | For | ||||||||||
1G. | Election of Director: Joey Levin | Management | For | For | ||||||||||
1H. | Election of Director: Rose McKinney-James | Management | For | For | ||||||||||
1I. | Election of Director: Keith A. Meister | Management | For | For | ||||||||||
1J. | Election of Director: Paul Salem | Management | For | For | ||||||||||
1K. | Election of Director: Gregory M. Spierkel | Management | For | For | ||||||||||
1L. | Election of Director: Jan G. Swartz | Management | For | For | ||||||||||
1M. | Election of Director: Daniel J. Taylor | Management | For | For | ||||||||||
2. | To ratify the selection of Deloitte & Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | To approve and adopt the amendment to our charter. | Management | Against | Against | ||||||||||
DANAHER CORPORATION | ||||||||||||||
Security | 235851102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DHR | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US2358511028 | Agenda | 935360292 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to hold office until the 2022 Annual Meeting: Rainer M. Blair | Management | For | For | ||||||||||
1B. | Election of Director to hold office until the 2022 Annual Meeting: Linda Hefner Filler | Management | For | For | ||||||||||
1C. | Election of Director to hold office until the 2022 Annual Meeting: Teri List | Management | For | For | ||||||||||
1D. | Election of Director to hold office until the 2022 Annual Meeting: Walter G. Lohr, Jr. | Management | For | For | ||||||||||
1E. | Election of Director to hold office until the 2022 Annual Meeting: Jessica L. Mega, MD | Management | For | For | ||||||||||
1F. | Election of Director to hold office until the 2022 Annual Meeting: Mitchell P. Rales | Management | For | For | ||||||||||
1G. | Election of Director to hold office until the 2022 Annual Meeting: Steven M. Rales | Management | For | For | ||||||||||
1H. | Election of Director to hold office until the 2022 Annual Meeting: Pardis C. Sabeti, MD | Management | For | For | ||||||||||
1I. | Election of Director to hold office until the 2022 Annual Meeting: John T. Schwieters | Management | For | For | ||||||||||
1J. | Election of Director to hold office until the 2022 Annual Meeting: Alan G. Spoon | Management | For | For | ||||||||||
1K. | Election of Director to hold office until the 2022 Annual Meeting: Raymond C. Stevens, Ph.D | Management | For | For | ||||||||||
1L. | Election of Director to hold office until the 2022 Annual Meeting: Elias A. Zerhouni, MD | Management | For | For | ||||||||||
2. | To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve on an advisory basis the Company's named executive officer compensation. | Management | For | For | ||||||||||
4. | To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10%. | Shareholder | Against | For | ||||||||||
WYNN RESORTS, LIMITED | ||||||||||||||
Security | 983134107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WYNN | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US9831341071 | Agenda | 935362335 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Betsy S. Atkins | For | For | |||||||||||
2 | Matthew O. Maddox | For | For | |||||||||||
3 | Philip G. Satre | For | For | |||||||||||
4 | Darnell O. Strom | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers as described in the proxy statement. | Management | For | For | ||||||||||
GLAXOSMITHKLINE PLC | ||||||||||||||
Security | 37733W105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GSK | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US37733W1053 | Agenda | 935376562 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To receive and adopt the 2020 Annual Report | Management | For | For | ||||||||||
2. | To approve the Annual report on remuneration | Management | For | For | ||||||||||
3. | To re-elect Sir Jonathan Symonds as a Director | Management | For | For | ||||||||||
4. | To re-elect Emma Walmsley as a Director | Management | For | For | ||||||||||
5. | To re-elect Charles Bancroft as a Director | Management | For | For | ||||||||||
6. | To re-elect Vindi Banga as a Director | Management | For | For | ||||||||||
7. | To re-elect Dr Hal Barron as a Director | Management | For | For | ||||||||||
8. | To re-elect Dr Vivienne Cox as a Director | Management | For | For | ||||||||||
9. | To re-elect Lynn Elsenhans as a Director | Management | For | For | ||||||||||
10. | To re-elect Dr Laurie Glimcher as a Director | Management | For | For | ||||||||||
11. | To re-elect Dr Jesse Goodman as a Director | Management | For | For | ||||||||||
12. | To re-elect Iain Mackay as a Director | Management | For | For | ||||||||||
13. | To re-elect Urs Rohner as a Director | Management | For | For | ||||||||||
14. | To re-appoint the auditor | Management | For | For | ||||||||||
15. | To determine remuneration of the auditor | Management | For | For | ||||||||||
16. | To authorise the Company and its subsidiaries to make donations to political organisations and incur political expenditure | Management | For | For | ||||||||||
17. | To authorise allotment of shares | Management | For | For | ||||||||||
18. | To disapply pre-emption rights - general power (Special resolution) | Management | Abstain | Against | ||||||||||
19. | To disapply pre-emption rights - in connection with an acquisition or specified capital investment (Special resolution) | Management | For | For | ||||||||||
20. | To authorise the Company to purchase its own shares (Special resolution) | Management | For | For | ||||||||||
21. | To authorise exemption from statement of name of senior statutory auditor | Management | For | For | ||||||||||
22. | To authorise reduced notice of a general meeting other than an AGM (Special resolution) | Management | For | For | ||||||||||
S&P GLOBAL INC. | ||||||||||||||
Security | 78409V104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SPGI | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US78409V1044 | Agenda | 935381462 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Marco Alverà | Management | For | For | ||||||||||
1b. | Election of Director: William J. Amelio | Management | For | For | ||||||||||
1c. | Election of Director: William D. Green | Management | For | For | ||||||||||
1d. | Election of Director: Stephanie C. Hill | Management | For | For | ||||||||||
1e. | Election of Director: Rebecca Jacoby | Management | For | For | ||||||||||
1f. | Election of Director: Monique F. Leroux | Management | For | For | ||||||||||
1g. | Election of Director: Ian P. Livingston | Management | For | For | ||||||||||
1h. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||
1i. | Election of Director: Douglas L. Peterson | Management | For | For | ||||||||||
1j. | Election of Director: Edward B. Rust, Jr. | Management | For | For | ||||||||||
1k. | Election of Director: Kurt L. Schmoke | Management | For | For | ||||||||||
1l. | Election of Director: Richard E. Thornburgh | Management | For | For | ||||||||||
2. | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | For | For | ||||||||||
3. | Ratify the selection of Ernst & Young LLP as our independent auditor for 2021. | Management | For | For | ||||||||||
4. | Approve, on an advisory basis, the Company's Greenhouse Gas (GHG) Emissions Reduction Plan. | Management | Abstain | Against | ||||||||||
5. | Shareholder proposal to transition to a Public Benefit Corporation. | Shareholder | Against | For | ||||||||||
JARDINE MATHESON HOLDINGS LTD | ||||||||||||||
Security | G50736100 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||
ISIN | BMG507361001 | Agenda | 713869420 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE INDEPENDENT AUDITORS' REPORT FOR THE YEAR ENDED 31ST DECEMBER 2020 | Management | No Action | |||||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31ST DECEMBER 2020 | Management | No Action | |||||||||||
3 | TO RE-ELECT GRAHAM BAKER AS A DIRECTOR | Management | No Action | |||||||||||
4 | TO RE-ELECT ALEX NEWBIGGING AS A DIRECTOR | Management | No Action | |||||||||||
5 | TO RE-ELECT Y.K. PANG AS A DIRECTOR | Management | No Action | |||||||||||
6 | TO RE-ELECT PERCY WEATHERALL AS A DIRECTOR | Management | No Action | |||||||||||
7 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | No Action | |||||||||||
8 | THAT: (A) THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (FOR THE PURPOSES OF THIS RESOLUTION, 'RELEVANT PERIOD' BEING THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL THE EARLIER OF THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, OR THE EXPIRATION OF THE PERIOD WITHIN WHICH SUCH MEETING IS REQUIRED BY LAW TO BE HELD, OR THE REVOCATION OR VARIATION OF THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING) OF ALL POWERS OF THE COMPANY TO ALLOT OR ISSUE SHARES AND TO MAKE AND GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED, ISSUED OR DISPOSED OF DURING OR AFTER THE END OF THE RELEVANT PERIOD UP TO AN AGGREGATE NOMINAL AMOUNT OF USD 60.0 MILLION, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; AND (B) THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED WHOLLY FOR CASH (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A), OTHERWISE THAN PURSUANT TO A RIGHTS ISSUE (FOR THE PURPOSES OF THIS RESOLUTION, 'RIGHTS ISSUE' BEING AN OFFER OF SHARES OR OTHER SECURITIES TO HOLDERS OF SHARES OR OTHER SECURITIES ON THE REGISTER | Management | No Action | |||||||||||
ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR OTHER SECURITIES OR OTHERWISE IN ACCORDANCE WITH THE RIGHTS ATTACHING THERETO (SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OF, OR THE REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN, ANY TERRITORY)), OR THE ISSUE OF SHARES PURSUANT TO THE COMPANY'S SHARE-BASED LONG-TERM INCENTIVE PLANS, SHALL NOT EXCEED USD 8.9 MILLION, AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY | ||||||||||||||
POPULAR, INC. | ||||||||||||||
Security | 733174700 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BPOP | Meeting Date | 06-May-2021 | |||||||||||
ISIN | PR7331747001 | Agenda | 935355506 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a) | Election of Class 1 Director for a one-year term: Alejandro M. Ballester | Management | For | For | ||||||||||
1b) | Election of Class 1 Director for a one-year term: Richard L. Carrión | Management | For | For | ||||||||||
1c) | Election of Class 1 Director for a one-year term: Carlos A. Unanue | Management | For | For | ||||||||||
2) | Approve, on an advisory basis, the Corporation's executive compensation. | Management | For | For | ||||||||||
3) | Approve, on an advisory basis, the frequency of future advisory votes on the Corporation's executive compensation. | Management | 1 Year | For | ||||||||||
4) | Ratify the appointment of PricewaterhouseCoopers LLP as Popular, Inc.'s independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
THE KRAFT HEINZ COMPANY | ||||||||||||||
Security | 500754106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KHC | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US5007541064 | Agenda | 935357396 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Gregory E. Abel | Management | For | For | ||||||||||
1B. | Election of Director: Alexandre Behring | Management | For | For | ||||||||||
1C. | Election of Director: John T. Cahill | Management | For | For | ||||||||||
1D. | Election of Director: João M. Castro-Neves | Management | For | For | ||||||||||
1E. | Election of Director: Lori Dickerson Fouché | Management | For | For | ||||||||||
1F. | Election of Director: Timothy Kenesey | Management | For | For | ||||||||||
1G. | Election of Director: Elio Leoni Sceti | Management | For | For | ||||||||||
1H. | Election of Director: Susan Mulder | Management | For | For | ||||||||||
1I. | Election of Director: Miguel Patricio | Management | For | For | ||||||||||
1J. | Election of Director: John C. Pope | Management | For | For | ||||||||||
1K. | Election of Director: Alexandre Van Damme | Management | For | For | ||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent auditors for 2021. | Management | For | For | ||||||||||
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. | ||||||||||||||
Security | G0464B107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ARGO | Meeting Date | 06-May-2021 | |||||||||||
ISIN | BMG0464B1072 | Agenda | 935361826 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director for a one-year term: Bernard C. Bailey | Management | For | For | ||||||||||
1B. | Election of Director for a one-year term: Thomas A. Bradley | Management | For | For | ||||||||||
1C. | Election of Director for a one-year term: Fred R. Donner | Management | For | For | ||||||||||
1D. | Election of Director for a one-year term: Anthony P. Latham | Management | For | For | ||||||||||
1E. | Election of Director for a one-year term: Dymphna A. Lehane | Management | For | For | ||||||||||
1F. | Election of Director for a one-year term: Samuel G. Liss | Management | For | For | ||||||||||
1G. | Election of Director for a one-year term: Carol A. McFate | Management | For | For | ||||||||||
1H. | Election of Director for a one-year term: Al-Noor Ramji | Management | For | For | ||||||||||
1I. | Election of Director for a one-year term: Kevin J. Rehnberg | Management | For | For | ||||||||||
2. | Approve, on an advisory, non-binding basis, the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
3. | Approve Ernst & Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2021 and refer the determination of its remuneration to the Audit Committee of the Board of Directors. | Management | For | For | ||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ||||||||||||||
Security | 039483102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ADM | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US0394831020 | Agenda | 935362400 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: M.S. Burke | Management | For | For | ||||||||||
1B. | Election of Director: T. Colbert | Management | For | For | ||||||||||
1C. | Election of Director: T.K. Crews | Management | For | For | ||||||||||
1D. | Election of Director: P. Dufour | Management | For | For | ||||||||||
1E. | Election of Director: D.E. Felsinger | Management | For | For | ||||||||||
1F. | Election of Director: S.F. Harrison | Management | For | For | ||||||||||
1G. | Election of Director: J.R. Luciano | Management | For | For | ||||||||||
1H. | Election of Director: P.J. Moore | Management | For | For | ||||||||||
1I. | Election of Director: F.J. Sanchez | Management | For | For | ||||||||||
1J. | Election of Director: D.A. Sandler | Management | For | For | ||||||||||
1K. | Election of Director: L.Z. Schlitz | Management | For | For | ||||||||||
1L. | Election of Director: K.R. Westbrook | Management | For | For | ||||||||||
2. | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
4. | Stockholder Proposal Regarding Shareholder Aggregation for Proxy Access. | Shareholder | Abstain | Against | ||||||||||
SOUTHWEST GAS HOLDINGS, INC. | ||||||||||||||
Security | 844895102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SWX | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US8448951025 | Agenda | 935363680 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert L. Boughner | For | For | |||||||||||
2 | José A. Cárdenas | For | For | |||||||||||
3 | Stephen C. Comer | For | For | |||||||||||
4 | John P. Hester | For | For | |||||||||||
5 | Jane Lewis-Raymond | For | For | |||||||||||
6 | Anne L. Mariucci | For | For | |||||||||||
7 | Michael J. Melarkey | For | For | |||||||||||
8 | A. Randall Thoman | For | For | |||||||||||
9 | Thomas A. Thomas | For | For | |||||||||||
10 | Leslie T. Thornton | For | For | |||||||||||
2. | To APPROVE, on a non-binding, advisory basis, the Company's Executive Compensation. | Management | For | For | ||||||||||
3. | To RATIFY the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2021. | Management | For | For | ||||||||||
MUELLER INDUSTRIES, INC. | ||||||||||||||
Security | 624756102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MLI | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US6247561029 | Agenda | 935392845 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gregory L. Christopher | For | For | |||||||||||
2 | Elizabeth Donovan | For | For | |||||||||||
3 | Gennaro J. Fulvio | For | For | |||||||||||
4 | Gary S. Gladstein | For | For | |||||||||||
5 | Scott J. Goldman | For | For | |||||||||||
6 | John B. Hansen | For | For | |||||||||||
7 | Terry Hermanson | For | For | |||||||||||
8 | Charles P. Herzog, Jr. | For | For | |||||||||||
2. | Approve the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis by non-binding vote, executive compensation. | Management | For | For | ||||||||||
ABBVIE INC. | ||||||||||||||
Security | 00287Y109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ABBV | Meeting Date | 07-May-2021 | |||||||||||
ISIN | US00287Y1091 | Agenda | 935357891 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Roxanne S. Austin | For | For | |||||||||||
2 | Richard A. Gonzalez | For | For | |||||||||||
3 | Rebecca B. Roberts | For | For | |||||||||||
4 | Glenn F. Tilton | For | For | |||||||||||
2. | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Say on Pay-An advisory vote on the approval of executive compensation. | Management | For | For | ||||||||||
4. | Approval of the Amended and Restated 2013 Incentive Stock Program. | Management | For | For | ||||||||||
5. | Approval of the Amended and Restated 2013 Employee Stock Purchase Plan for non-U.S. employees. | Management | For | For | ||||||||||
6. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting. | Management | For | For | ||||||||||
7. | Stockholder Proposal - to Issue an Annual Report on Lobbying. | Shareholder | Abstain | Against | ||||||||||
8. | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman. | Shareholder | Against | For | ||||||||||
TELUS CORPORATION | ||||||||||||||
Security | 87971M103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TU | Meeting Date | 07-May-2021 | |||||||||||
ISIN | CA87971M1032 | Agenda | 935367361 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | R. H. (Dick) Auchinleck | For | For | |||||||||||
2 | Raymond T. Chan | For | For | |||||||||||
3 | Hazel Claxton | For | For | |||||||||||
4 | Lisa de Wilde | For | For | |||||||||||
5 | Darren Entwistle | For | For | |||||||||||
6 | Thomas E. Flynn | For | For | |||||||||||
7 | Mary Jo Haddad | For | For | |||||||||||
8 | Kathy Kinloch | For | For | |||||||||||
9 | Christine Magee | For | For | |||||||||||
10 | John Manley | For | For | |||||||||||
11 | David Mowat | For | For | |||||||||||
12 | Marc Parent | For | For | |||||||||||
13 | Denise Pickett | For | For | |||||||||||
14 | W. Sean Willy | For | For | |||||||||||
2 | Appoint Deloitte LLP as auditors for the ensuing year and authorize directors to fix their remuneration. | Management | For | For | ||||||||||
3 | Approve the Company's approach to executive compensation. | Management | For | For | ||||||||||
4 | Approve the TELUS Directors Deferred Share Unit Plan. | Management | For | For | ||||||||||
T. ROWE PRICE GROUP, INC. | ||||||||||||||
Security | 74144T108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TROW | Meeting Date | 11-May-2021 | |||||||||||
ISIN | US74144T1088 | Agenda | 935357586 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mark S. Bartlett | Management | For | For | ||||||||||
1B. | Election of Director: Mary K. Bush | Management | For | For | ||||||||||
1C. | Election of Director: Dina Dublon | Management | For | For | ||||||||||
1D. | Election of Director: Dr. Freeman A. Hrabowski, III | Management | For | For | ||||||||||
1E. | Election of Director: Robert F. MacLellan | Management | For | For | ||||||||||
1F. | Election of Director: Olympia J. Snowe | Management | For | For | ||||||||||
1G. | Election of Director: Robert J. Stevens | Management | For | For | ||||||||||
1H. | Election of Director: William J. Stromberg | Management | For | For | ||||||||||
1I. | Election of Director: Richard R. Verma | Management | For | For | ||||||||||
1J. | Election of Director: Sandra S. Wijnberg | Management | For | For | ||||||||||
1K. | Election of Director: Alan D. Wilson | Management | For | For | ||||||||||
2. | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
4. | Stockholder proposal for a report on voting by our funds and portfolios on matters related to climate change. | Shareholder | Against | For | ||||||||||
LOEWS CORPORATION | ||||||||||||||
Security | 540424108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | L | Meeting Date | 11-May-2021 | |||||||||||
ISIN | US5404241086 | Agenda | 935359198 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Ann E. Berman | Management | For | For | ||||||||||
1B. | Election of Director: Joseph L. Bower | Management | For | For | ||||||||||
1C. | Election of Director: Charles D. Davidson | Management | For | For | ||||||||||
1D. | Election of Director: Charles M. Diker | Management | For | For | ||||||||||
1E. | Election of Director: Paul J. Fribourg | Management | For | For | ||||||||||
1F. | Election of Director: Walter L. Harris | Management | For | For | ||||||||||
1G. | Election of Director: Philip A. Laskawy | Management | For | For | ||||||||||
1H. | Election of Director: Susan P. Peters | Management | For | For | ||||||||||
1I. | Election of Director: Andrew H. Tisch | Management | For | For | ||||||||||
1J. | Election of Director: James S. Tisch | Management | For | For | ||||||||||
1K. | Election of Director: Jonathan M. Tisch | Management | For | For | ||||||||||
1L. | Election of Director: Anthony Welters | Management | For | For | ||||||||||
2. | Approve, on an advisory basis, executive compensation. | Management | For | For | ||||||||||
3. | Ratify Deloitte & Touche LLP as independent auditors. | Management | For | For | ||||||||||
4. | Shareholder proposal requesting certain disclosures regarding political contributions, if presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
CONOCOPHILLIPS | ||||||||||||||
Security | 20825C104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | COP | Meeting Date | 11-May-2021 | |||||||||||
ISIN | US20825C1045 | Agenda | 935367602 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | ELECTION OF DIRECTOR: Charles E. Bunch | Management | For | For | ||||||||||
1B. | ELECTION OF DIRECTOR: Caroline Maury Devine | Management | For | For | ||||||||||
1C. | ELECTION OF DIRECTOR: John V. Faraci | Management | For | For | ||||||||||
1D. | ELECTION OF DIRECTOR: Jody Freeman | Management | For | For | ||||||||||
1E. | ELECTION OF DIRECTOR: Gay Huey Evans | Management | For | For | ||||||||||
1F. | ELECTION OF DIRECTOR: Jeffrey A. Joerres | Management | For | For | ||||||||||
1G. | ELECTION OF DIRECTOR: Ryan M. Lance | Management | For | For | ||||||||||
1H. | ELECTION OF DIRECTOR: Timothy A. Leach | Management | For | For | ||||||||||
1I. | ELECTION OF DIRECTOR: William H. McRaven | Management | For | For | ||||||||||
1J. | ELECTION OF DIRECTOR: Sharmila Mulligan | Management | For | For | ||||||||||
1K. | ELECTION OF DIRECTOR: Eric D. Mullins | Management | For | For | ||||||||||
1L. | ELECTION OF DIRECTOR: Arjun N. Murti | Management | For | For | ||||||||||
1M. | ELECTION OF DIRECTOR: Robert A. Niblock | Management | For | For | ||||||||||
1N. | ELECTION OF DIRECTOR: David T. Seaton | Management | For | For | ||||||||||
1O. | ELECTION OF DIRECTOR: R.A. Walker | Management | For | For | ||||||||||
2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||||
4. | Simple Majority Vote Standard. | Management | For | For | ||||||||||
5. | Emission Reduction Targets. | Shareholder | Abstain | Against | ||||||||||
WASTE MANAGEMENT, INC. | ||||||||||||||
Security | 94106L109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WM | Meeting Date | 11-May-2021 | |||||||||||
ISIN | US94106L1098 | Agenda | 935369199 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: James C. Fish, Jr. | Management | For | For | ||||||||||
1B. | Election of Director: Andrés R. Gluski | Management | For | For | ||||||||||
1C. | Election of Director: Victoria M. Holt | Management | For | For | ||||||||||
1D. | Election of Director: Kathleen M. Mazzarella | Management | For | For | ||||||||||
1E. | Election of Director: Sean E. Menke | Management | For | For | ||||||||||
1F. | Election of Director: William B. Plummer | Management | For | For | ||||||||||
1G. | Election of Director: John C. Pope | Management | For | For | ||||||||||
1H. | Election of Director: Maryrose T. Sylvester | Management | For | For | ||||||||||
1I. | Election of Director: Thomas H. Weidemeyer | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Non-binding, advisory proposal to approve our executive compensation. | Management | For | For | ||||||||||
ENI S.P.A. | ||||||||||||||
Security | T3643A145 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||||
ISIN | IT0003132476 | Agenda | 713815314 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
O.1 | BALANCE SHEET AS OF 31 DECEMBER 2020 OF ENI S.P.A. RESOLUTIONS RELATED THERETO. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020. BOARD OF DIRECTORS' REPORT, INTERNAL AUDITORS' AND EXTERNAL AUDITORS' REPORTS | Management | No Action | |||||||||||
O.2 | PROFIT ALLOCATION | Management | No Action | |||||||||||
O.3 | PAYMENT OF THE 2021 INTERIM DIVIDEND BY DISTRIBUTION OF AVAILABLE RESERVES | Management | No Action | |||||||||||
O.4 | TO INTEGRATE THE INTERNAL AUDITORS: TO APPOINT ONE EFFECTIVE AUDITOR | Management | No Action | |||||||||||
O.5 | TO INTEGRATE THE INTERNAL AUDITORS: TO APPOINT ONE ALTERNATE AUDITOR | Management | No Action | |||||||||||
O.6 | TO AUTHORIZE THE PURCHASE OF OWN SHARES; RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
O.7 | REPORT ON EMOLUMENT PAID | Management | No Action | |||||||||||
CMMT | 8 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | 8 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITIONAL OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
XYLEM INC. | ||||||||||||||
Security | 98419M100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | XYL | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US98419M1009 | Agenda | 935365658 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | ||||||||||
1B. | Election of Director: Patrick K. Decker | Management | For | For | ||||||||||
1C. | Election of Director: Robert F. Friel | Management | For | For | ||||||||||
1D. | Election of Director: Jorge M. Gomez | Management | For | For | ||||||||||
1E. | Election of Director: Victoria D. Harker | Management | For | For | ||||||||||
1F. | Election of Director: Steven R. Loranger | Management | For | For | ||||||||||
1G. | Election of Director: Surya N. Mohapatra, Ph.D. | Management | For | For | ||||||||||
1H. | Election of Director: Jerome A. Peribere | Management | For | For | ||||||||||
1I. | Election of Director: Markos I. Tambakeras | Management | For | For | ||||||||||
1J. | Election of Director: Lila Tretikov | Management | For | For | ||||||||||
1K. | Election of Director: Uday Yadav | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | Shareholder proposal requesting amendments to our proxy access by-law, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
QUAKER HOUGHTON | ||||||||||||||
Security | 747316107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KWR | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US7473161070 | Agenda | 935374897 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Michael F. Barry | Management | For | For | ||||||||||
1B. | Election of Director: Charlotte C. Decker | Management | For | For | ||||||||||
1C. | Election of Director: Jeffry D. Frisby | Management | For | For | ||||||||||
1D. | Election of Director: Michael J. Shannon | Management | For | For | ||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
HERC HOLDINGS INC. | ||||||||||||||
Security | 42704L104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HRI | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US42704L1044 | Agenda | 935355493 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to serve until the next Annual Meeting: Patrick D. Campbell | Management | For | For | ||||||||||
1B. | Election of Director to serve until the next Annual Meeting: Lawrence H. Silber | Management | For | For | ||||||||||
1C. | Election of Director to serve until the next Annual Meeting: James H. Browning | Management | For | For | ||||||||||
1D. | Election of Director to serve until the next Annual Meeting: Shari L. Burgess | Management | For | For | ||||||||||
1E. | Election of Director to serve until the next Annual Meeting: Jonathan Frates | Management | For | For | ||||||||||
1F. | Election of Director to serve until the next Annual Meeting: Jean K. Holley | Management | For | For | ||||||||||
1G. | Election of Director to serve until the next Annual Meeting: Jacob M. Katz | Management | For | For | ||||||||||
1H. | Election of Director to serve until the next Annual Meeting: Michael A. Kelly | Management | For | For | ||||||||||
1I. | Election of Director to serve until the next Annual Meeting: Andrew N. Langham | Management | For | For | ||||||||||
1J. | Election of Director to serve until the next Annual Meeting: Mary Pat Salomone | Management | For | For | ||||||||||
1K. | Election of Director to serve until the next Annual Meeting: Andrew J. Teno | Management | For | For | ||||||||||
2. | Approval, by a non-binding advisory vote, of the named executive officers' compensation. | Management | For | For | ||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
VERIZON COMMUNICATIONS INC. | ||||||||||||||
Security | 92343V104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VZ | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US92343V1044 | Agenda | 935364846 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Shellye L. Archambeau | Management | For | For | ||||||||||
1b. | Election of Director: Roxanne S. Austin | Management | For | For | ||||||||||
1c. | Election of Director: Mark T. Bertolini | Management | For | For | ||||||||||
1d. | Election of Director: Melanie L. Healey | Management | For | For | ||||||||||
1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | ||||||||||
1f. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||||
1g. | Election of Director: Rodney E. Slater | Management | For | For | ||||||||||
1h. | Election of Director: Hans E. Vestberg | Management | For | For | ||||||||||
1i. | Election of Director: Gregory G. Weaver | Management | For | For | ||||||||||
2 | Advisory Vote to Approve Executive Compensation | Management | For | For | ||||||||||
3 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||||||
4 | Shareholder Action by Written Consent | Shareholder | Against | For | ||||||||||
5 | Amend Clawback Policy | Shareholder | Abstain | Against | ||||||||||
6 | Shareholder Ratification of Annual Equity Awards | Shareholder | Abstain | Against | ||||||||||
CVS HEALTH CORPORATION | ||||||||||||||
Security | 126650100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVS | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US1266501006 | Agenda | 935366927 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Fernando Aguirre | Management | For | For | ||||||||||
1B. | Election of Director: C. David Brown II | Management | For | For | ||||||||||
1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||||||||
1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||||||||
1E. | Election of Director: David W. Dorman | Management | For | For | ||||||||||
1F. | Election of Director: Roger N. Farah | Management | For | For | ||||||||||
1G. | Election of Director: Anne M. Finucane | Management | For | For | ||||||||||
1H. | Election of Director: Edward J. Ludwig | Management | For | For | ||||||||||
1I. | Election of Director: Karen S. Lynch | Management | For | For | ||||||||||
1J. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||||||||
1K. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||
1L. | Election of Director: William C. Weldon | Management | For | For | ||||||||||
1M. | Election of Director: Tony L. White | Management | For | For | ||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
4. | Stockholder proposal for reducing the threshold for our stockholder right to act by written consent. | Shareholder | Against | For | ||||||||||
5. | Stockholder proposal regarding our independent Board Chair. | Shareholder | Against | For | ||||||||||
HENRY SCHEIN, INC. | ||||||||||||||
Security | 806407102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HSIC | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US8064071025 | Agenda | 935367044 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mohamad Ali | Management | For | For | ||||||||||
1B. | Election of Director: Barry J. Alperin | Management | For | For | ||||||||||
1C. | Election of Director: Gerald A. Benjamin | Management | For | For | ||||||||||
1D. | Election of Director: Stanley M. Bergman | Management | For | For | ||||||||||
1E. | Election of Director: James P. Breslawski | Management | For | For | ||||||||||
1F. | Election of Director: Deborah Derby | Management | For | For | ||||||||||
1G. | Election of Director: Joseph L. Herring | Management | For | For | ||||||||||
1H. | Election of Director: Kurt P. Kuehn | Management | For | For | ||||||||||
1I. | Election of Director: Philip A. Laskawy | Management | For | For | ||||||||||
1J. | Election of Director: Anne H. Margulies | Management | For | For | ||||||||||
1K. | Election of Director: Mark E. Mlotek | Management | For | For | ||||||||||
1L. | Election of Director: Steven Paladino | Management | For | For | ||||||||||
1M. | Election of Director: Carol Raphael | Management | For | For | ||||||||||
1N. | Election of Director: E. Dianne Rekow, DDS, Ph.D. | Management | For | For | ||||||||||
1O. | Election of Director: Bradley T. Sheares, Ph.D. | Management | For | For | ||||||||||
1P. | Election of Director: Reed V. Tuckson, M.D., FACP | Management | For | For | ||||||||||
2. | Proposal to approve, by non-binding vote, the 2020 compensation paid to the Company's Named Executive Officers. | Management | For | For | ||||||||||
3. | Proposal to ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 25, 2021. | Management | For | For | ||||||||||
ZIMMER BIOMET HOLDINGS, INC. | ||||||||||||||
Security | 98956P102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ZBH | Meeting Date | 14-May-2021 | |||||||||||
ISIN | US98956P1021 | Agenda | 935362892 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Christopher B. Begley | Management | For | For | ||||||||||
1B. | Election of Director: Betsy J. Bernard | Management | For | For | ||||||||||
1C. | Election of Director: Michael J. Farrell | Management | For | For | ||||||||||
1D. | Election of Director: Robert A. Hagemann | Management | For | For | ||||||||||
1E. | Election of Director: Bryan C. Hanson | Management | For | For | ||||||||||
1F. | Election of Director: Arthur J. Higgins | Management | For | For | ||||||||||
1G. | Election of Director: Maria Teresa Hilado | Management | For | For | ||||||||||
1H. | Election of Director: Syed Jafry | Management | For | For | ||||||||||
1I. | Election of Director: Sreelakshmi Kolli | Management | For | For | ||||||||||
1J. | Election of Director: Michael W. Michelson | Management | For | For | ||||||||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Approve, on a non-binding advisory basis, named executive officer compensation ("Say on Pay"). | Management | For | For | ||||||||||
4. | Approve the amended 2009 Stock Incentive Plan. | Management | For | For | ||||||||||
5. | Approve the amended Stock Plan for Non-Employee Directors. | Management | For | For | ||||||||||
6. | Approve the amended Deferred Compensation Plan for Non-Employee Directors. | Management | For | For | ||||||||||
7. | Approve amendments to our Restated Certificate of Incorporation to permit shareholders to call a special meeting. | Management | For | For | ||||||||||
NVENT ELECTRIC PLC | ||||||||||||||
Security | G6700G107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NVT | Meeting Date | 14-May-2021 | |||||||||||
ISIN | IE00BDVJJQ56 | Agenda | 935369492 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Jerry W. Burris | Management | For | For | ||||||||||
1B. | Election of Director: Susan M. Cameron | Management | For | For | ||||||||||
1C. | Election of Director: Michael L. Ducker | Management | For | For | ||||||||||
1D. | Election of Director: Randall J. Hogan | Management | For | For | ||||||||||
1E. | Election of Director: Ronald L. Merriman | Management | For | For | ||||||||||
1F. | Election of Director: Nicola Palmer | Management | For | For | ||||||||||
1G. | Election of Director: Herbert K. Parker | Management | For | For | ||||||||||
1H. | Election of Director: Greg Scheu | Management | For | For | ||||||||||
1I. | Election of Director: Beth A. Wozniak | Management | For | For | ||||||||||
1J. | Election of Director: Jacqueline Wright | Management | For | For | ||||||||||
2. | Approve, by Non-Binding Advisory Vote, the Compensation of the Named Executive Officers. | Management | For | For | ||||||||||
3. | Ratify, by Non-Binding Advisory Vote, the Appointment of Deloitte & Touche LLP as the Independent Auditor and Authorize, by Binding Vote, the Audit and Finance Committee to Set the Auditor's Remuneration. | Management | For | For | ||||||||||
4. | Authorize the Price Range at which nVent Electric plc can Re- Allot Treasury Shares. | Management | For | For | ||||||||||
WEYERHAEUSER COMPANY | ||||||||||||||
Security | 962166104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WY | Meeting Date | 14-May-2021 | |||||||||||
ISIN | US9621661043 | Agenda | 935372297 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mark A. Emmert | Management | For | For | ||||||||||
1B. | Election of Director: Rick R. Holley | Management | For | For | ||||||||||
1C. | Election of Director: Sara Grootwassink Lewis | Management | For | For | ||||||||||
1D. | Election of Director: Deidra C. Merriwether | Management | For | For | ||||||||||
1E. | Election of Director: Al Monaco | Management | For | For | ||||||||||
1F. | Election of Director: Nicole W. Piasecki | Management | For | For | ||||||||||
1G. | Election of Director: Lawrence A. Selzer | Management | For | For | ||||||||||
1H. | Election of Director: Devin W. Stockfish | Management | For | For | ||||||||||
1I. | Election of Director: Kim Williams | Management | For | For | ||||||||||
2. | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | For | For | ||||||||||
3. | Ratification of selection of independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
THE HERSHEY COMPANY | ||||||||||||||
Security | 427866108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HSY | Meeting Date | 17-May-2021 | |||||||||||
ISIN | US4278661081 | Agenda | 935377300 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | P. M. Arway | For | For | |||||||||||
2 | J. W. Brown | For | For | |||||||||||
3 | M. G. Buck | For | For | |||||||||||
4 | V. L. Crawford | For | For | |||||||||||
5 | R. M. Dutkowsky | For | For | |||||||||||
6 | M. K. Haben | For | For | |||||||||||
7 | J. C. Katzman | For | For | |||||||||||
8 | M. D. Koken | For | For | |||||||||||
9 | R. M. Malcolm | For | For | |||||||||||
10 | A. J. Palmer | For | For | |||||||||||
11 | J. R. Perez | For | For | |||||||||||
12 | W. L. Schoppert | For | For | |||||||||||
2. | Ratify the appointment of Ernst & Young LLP as independent auditors for 2021. | Management | For | For | ||||||||||
3. | Approve named executive officer compensation on a non-binding advisory basis. | Management | For | For | ||||||||||
BNP PARIBAS SA | ||||||||||||||
Security | F1058Q238 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 18-May-2021 | ||||||||||||
ISIN | FR0000131104 | Agenda | 713666418 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
CMMT | 05 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202102262100347-25 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING FOR-RESOLUTIONS 1 TO 21. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 528360,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020 - APPROVAL OF THE OVERALL AMOUNT OF THE EXPENSES AND COSTS REFERRED TO IN ARTICLE 39-4 OF THE FRENCH GENERAL TAX CODE | Management | No Action | |||||||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND DISTRIBUTION OF THE DIVIDEND | Management | No Action | |||||||||||
4 | STATUTORY AUDITORS' SPECIAL REPORT ON THE AGREEMENTS AND COMMITMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
5 | AUTHORIZATION FOR BNP PARIBAS TO REPURCHASE ITS OWN SHARES | Management | No Action | |||||||||||
6 | RENEWAL OF THE TERM OF OFFICE OF MR. PIERRE ANDRE AS DIRECTOR | Management | No Action | |||||||||||
7 | RENEWAL OF THE TERM OF OFFICE OF MRS. RAJNA GIBSON BRANDON AS DIRECTOR | Management | No Action | |||||||||||
8 | APPOINTMENT OF MR. CHRISTIAN NOYER AS DIRECTOR, AS A REPLACEMENT FOR MR. DENIS KESSLER | Management | No Action | |||||||||||
9 | RESOLUTION PROPOSED BY THE SUPERVISORY BOARD OF THE "BNP PARIBAS ACTIONNARIAT MONDE" CORPORATE MUTUAL FUND (FCPE) AND AGREED BY THE BOARD OF DIRECTORS: APPOINTMENT OF MRS. JULIETTE BRISAC AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH ARTICLE 7 OF THE BY-LAWS) | Management | No Action | |||||||||||
10 | VOTE ON THE ELEMENTS OF THE COMPENSATION POLICY ATTRIBUTABLE TO DIRECTORS | Management | No Action | |||||||||||
11 | VOTE ON THE ELEMENTS OF THE COMPENSATION POLICY ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
12 | VOTE ON THE ELEMENTS OF THE COMPENSATION POLICY ATTRIBUTABLE TO THE CHIEF EXECUTIVE OFFICER AND THE DEPUTY CHIEF EXECUTIVE OFFICERS | Management | No Action | |||||||||||
13 | VOTE ON THE INFORMATION RELATING TO THE COMPENSATION PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO ALL CORPORATE OFFICERS | Management | No Action | |||||||||||
14 | VOTE ON THE ELEMENTS OF THE COMPENSATION PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. JEAN LEMIERRE, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
15 | VOTE ON THE ELEMENTS OF THE COMPENSATION PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. JEAN-LAURENT BONNAFE, CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
16 | VOTE ON THE ELEMENTS OF THE COMPENSATION PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. PHILIPPE BORDENAVE, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
17 | CONSULTATIVE VOTE ON THE TOTAL COMPENSATION PACKAGE OF ANY KIND PAID DURING THE FINANCIAL YEAR 2020 TO THE ACTUAL MANAGERS AND CERTAIN CATEGORIES OF PERSONNEL | Management | No Action | |||||||||||
18 | SETTING OF THE ANNUAL AMOUNT OF COMPENSATIONS PAID TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
19 | SETTING OF A CEILING FOR THE VARIABLE PORTION OF THE COMPENSATION OF ACTUAL MANAGERS AND CERTAIN CATEGORIES OF PERSONNEL | Management | No Action | |||||||||||
20 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES | Management | No Action | |||||||||||
21 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED BY THE SUPERVISORY BOARD OF THE "BNP PARIBAS ACTIONNARIAT MONDE" CORPORATE MUTUAL FUND (FCPE) AND NON- AGREED BY THE BOARD OF DIRECTORS: (APPOINTMENT OF MRS. ISABELLE CORON AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH ARTICLE 7 OF THE BY-LAWS) | Shareholder | No Action | |||||||||||
B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTIONS PROPOSED BY EMPLOYEE SHAREHOLDERS AND NON-AGREED BY THE BOARD OF DIRECTORS: (APPOINTMENT OF MRS. CECILE BESSE AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH ARTICLE 7 OF THE BY-LAWS) | Shareholder | No Action | |||||||||||
C | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTIONS PROPOSED BY EMPLOYEE SHAREHOLDERS AND NON-AGREED BY THE BOARD OF DIRECTORS: (APPOINTMENT OF MRS. DOMINIQUE POTIER AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH ARTICLE 7 OF THE BY-LAWS) | Shareholder | No Action | |||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 524609 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | ||||||||||||
JPMORGAN CHASE & CO. | ||||||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JPM | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US46625H1005 | Agenda | 935372285 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||||
1B. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||||
1C. | Election of Director: Todd A. Combs | Management | For | For | ||||||||||
1D. | Election of Director: James S. Crown | Management | For | For | ||||||||||
1E. | Election of Director: James Dimon | Management | For | For | ||||||||||
1F. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||
1G. | Election of Director: Mellody Hobson | Management | For | For | ||||||||||
1H. | Election of Director: Michael A. Neal | Management | For | For | ||||||||||
1I. | Election of Director: Phebe N. Novakovic | Management | For | For | ||||||||||
1J. | Election of Director: Virginia M. Rometty | Management | For | For | ||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
3. | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. | Management | For | For | ||||||||||
4. | Ratification of independent registered public accounting firm. | Management | For | For | ||||||||||
5. | Improve shareholder written consent. | Shareholder | Against | For | ||||||||||
6. | Racial equity audit and report. | Shareholder | Abstain | Against | ||||||||||
7. | Independent board chairman. | Shareholder | Against | For | ||||||||||
8. | Political and electioneering expenditure congruency report. | Shareholder | Abstain | Against | ||||||||||
ROYAL DUTCH SHELL PLC | ||||||||||||||
Security | 780259206 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RDSA | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US7802592060 | Agenda | 935396653 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Receipt of Annual Report & Accounts. | Management | For | For | ||||||||||
2. | Approval of Directors' Remuneration Report. | Management | For | For | ||||||||||
3. | Appointment of Jane Holl Lute as a Director of the Company. | Management | For | For | ||||||||||
4. | Reappointment of Ben van Beurden as a Director of the Company. | Management | For | For | ||||||||||
5. | Reappointment of Dick Boer as a Director of the Company. | Management | For | For | ||||||||||
6. | Reappointment of Neil Carson as a Director of the Company. | Management | For | For | ||||||||||
7. | Reappointment of Ann Godbehere as a Director of the Company. | Management | For | For | ||||||||||
8. | Reappointment of Euleen Goh as a Director of the Company. | Management | For | For | ||||||||||
9. | Reappointment of Catherine Hughes as a Director of the Company. | Management | For | For | ||||||||||
10. | Reappointment of Martina Hund-Mejean as a Director of the Company. | Management | For | For | ||||||||||
11. | Reappointment of Sir Andrew Mackenzie as a Director of the Company. | Management | For | For | ||||||||||
12. | Reappointment of Abraham (Bram) Schot as a Director of the Company. | Management | For | For | ||||||||||
13. | Reappointment of Jessica Uhl as a Director of the Company. | Management | For | For | ||||||||||
14. | Reappointment of Gerrit Zalm as a Director of the Company. | Management | For | For | ||||||||||
15. | Reappointment of Auditors. | Management | For | For | ||||||||||
16. | Remuneration of Auditors. | Management | For | For | ||||||||||
17. | Authority to allot shares. | Management | For | For | ||||||||||
18. | Disapplication of pre-emption rights. | Management | Abstain | Against | ||||||||||
19. | Authority to purchase own shares. | Management | For | For | ||||||||||
20. | Shell's Energy Transition Strategy. | Management | Abstain | Against | ||||||||||
21. | Shareholder resolution. | Shareholder | Abstain | Against | ||||||||||
NATIONAL PRESTO INDUSTRIES, INC. | ||||||||||||||
Security | 637215104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NPK | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US6372151042 | Agenda | 935400870 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Maryjo Cohen | For | For | |||||||||||
2. | To ratify the appointment of RSM US LLP as National Presto's independent registered public accounting firm for the fiscal year ending December 31, 2021 | Management | For | For | ||||||||||
ORANGE | ||||||||||||||
Security | 684060106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ORAN | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US6840601065 | Agenda | 935415441 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the statutory financial statements for the fiscal year ended December 31, 2020. | Management | For | For | ||||||||||
2. | Approval of the consolidated financial statements for the fiscal year ended December 31, 2020. | Management | For | For | ||||||||||
3. | Allocation of income for the fiscal year ended December 31, 2020 as stated in the Company's annual financial statements. | Management | For | For | ||||||||||
4. | Agreements provided for in Article L. 225-38 of the French Commercial Code. | Management | For | For | ||||||||||
5. | Renewal of the term of office of Bpifrance Participations. | Management | For | For | ||||||||||
6. | Renewal of the term of office of KPMG as statutory auditor. | Management | For | For | ||||||||||
7. | Renewal of the term of office of Salustro Reydel as alternate statutory auditor. | Management | For | For | ||||||||||
8. | Appointment of Deloitte as statutory auditor. | Management | For | For | ||||||||||
9. | Appointment of BEAS as alternate statutory auditor. | Management | For | For | ||||||||||
10. | Ratification of the transfer of the corporate head office. | Management | For | For | ||||||||||
11. | Approval of the information referred to in Article L. 225- 37-3 I. of the French Commercial Code, pursuant to Article L. 225-100 II. of the French Commercial Code. | Management | For | For | ||||||||||
12. | Approval of the elements of compensation paid during the fiscal year ended December 31, 2020 or allocated for the same fiscal year to Mr. Stéphane Richard, Chairman and Chief Executive Officer, pursuant to article L. 225- 100 III of the French Commercial Code. | Management | For | For | ||||||||||
13. | Approval of the elements of compensation paid during the fiscal year ended December 31, 2020 or allocated for the same fiscal year to Mr. Ramon Fernandez, Deputy Chief Executive Officer Delegate, pursuant to article L. 225-100 III of the French Commercial Code. | Management | For | For | ||||||||||
14. | Approval of the elements of compensation paid during the fiscal year ended December 31, 2020 or allocated for the same fiscal year to Mr. Gervais Pellissier, Deputy Chief Executive Officer Delegate, pursuant to article L. 225-100 III of the French Commercial Code. | Management | For | For | ||||||||||
15. | Approval of the compensation policy for the Chairman and Chief Executive Officer, pursuant to Article L. 225- 37-2 of the French Commercial Code. | Management | For | For | ||||||||||
16. | Approval of the compensation policy for the Deputy Chief Executive Officer Delegates, pursuant to Article L. 225- 37-2 of the French Commercial Code. | Management | For | For | ||||||||||
17. | Approval of the compensation policy for non-executive directors, pursuant to Article L. 225-37-2 of the French Commercial Code. | Management | For | For | ||||||||||
18. | Authorization to be granted to the Board of Directors to purchase or transfer shares of the Company. | Management | For | For | ||||||||||
19. | Delegation of authority to the Board of Directors to issue shares of the Company and complex securities, with shareholder preferential subscription rights (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Management | Abstain | Against | ||||||||||
20. | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the nineteenth resolution during a takeover offer period for the Company's securities. | Management | Abstain | Against | ||||||||||
21. | Delegation of authority to the Board of Directors to issue shares of the Company and complex securities, without shareholder preferential subscription rights as part of a public offering (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Management | Abstain | Against | ||||||||||
22. | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the twenty- first resolution during a takeover offer period for the Company's securities. | Management | Abstain | Against | ||||||||||
23. | Delegation of authority to the Board of Directors to issue shares of the Company and complex securities, without shareholder preferential subscription rights, as part of an offer provided for in section II of Article L. 411-2 of the French Monetary and Financial Code (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Management | Abstain | Against | ||||||||||
24. | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the twenty- third resolution during a takeover offer period for the Company's securities. | Management | Abstain | Against | ||||||||||
25. | Authorization to the Board of Directors to increase the number of issuable securities, in the event of securities to be issued. | Management | For | For | ||||||||||
26. | Delegation of authority to the Board of Directors to issue shares and complex, without shareholder preferential subscription rights, in the event of a public exchange offer initiated by the Company (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Management | For | For | ||||||||||
27. | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the twenty- sixth resolution during a takeover offer period for the Company's securities. | Management | Abstain | Against | ||||||||||
28. | Delegation of powers to the Board of Directors to issue shares and complex securities, without shareholder preferential subscription rights, as consideration for contributions in kind granted to the Company and comprised of equity securities or securities giving access to share capital (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Management | For | For | ||||||||||
29. | Authorization given to the Board of Directors to make use of the delegation of powers granted in the twenty-eighth resolution during a takeover offer period for the Company's securities. | Management | For | For | ||||||||||
30. | Overall limit of authorizations. | Management | For | For | ||||||||||
31. | Authorization given to the Board of Directors to allocate free shares of the Company to Corporate Officers and certain Orange group employees without shareholder preferential subscription rights. | Management | For | For | ||||||||||
32. | Delegation of authority to the Board of Directors to issue shares or complex securities reserved for members of savings plans without shareholder preferential subscription rights. | Management | For | For | ||||||||||
33. | Delegation of authority to the Board of Directors to increase the Company's capital by capitalization of reserves, profits or premiums. | Management | For | For | ||||||||||
34. | Authorization to the Board of Directors to reduce the share capital through the cancellation of shares. | Management | For | For | ||||||||||
35. | Powers for formalities. | Management | For | For | ||||||||||
A. | Amendment to the thirty-first resolution - Authorization given to the Board of Directors to allocate free shares of the Company to all Group employees, with the same regularity as the allocation of LTIP for the benefit of Corporate Officers and certain Orange group employees without shareholder preferential subscription rights (extraordinary). | Shareholder | Abstain | Against | ||||||||||
B. | Amendment to Article 13 of the Bylaws - Plurality of directorships (extraordinary). | Shareholder | Abstain | Against | ||||||||||
MONDELĒZ INTERNATIONAL, INC. | ||||||||||||||
Security | 609207105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MDLZ | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US6092071058 | Agenda | 935357360 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Lewis W.K. Booth | Management | For | For | ||||||||||
1B. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||||
1C. | Election of Director: Lois D. Juliber | Management | For | For | ||||||||||
1D. | Election of Director: Peter W. May | Management | For | For | ||||||||||
1E. | Election of Director: Jorge S. Mesquita | Management | For | For | ||||||||||
1F. | Election of Director: Jane H. Nielsen | Management | For | For | ||||||||||
1G. | Election of Director: Fredric G. Reynolds | Management | For | For | ||||||||||
1H. | Election of Director: Christiana S. Shi | Management | For | For | ||||||||||
1I. | Election of Director: Patrick T. Siewert | Management | For | For | ||||||||||
1J. | Election of Director: Michael A. Todman | Management | For | For | ||||||||||
1K. | Election of Director: Jean-François M. L. van Boxmeer | Management | For | For | ||||||||||
1L. | Election of Director: Dirk Van de Put | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2021. | Management | For | For | ||||||||||
4. | Consider Employee Pay in Setting Chief Executive Officer Pay. | Shareholder | Abstain | Against | ||||||||||
MINERALS TECHNOLOGIES INC. | ||||||||||||||
Security | 603158106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MTX | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US6031581068 | Agenda | 935366698 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: John J. Carmola | Management | For | For | ||||||||||
1B. | Election of Director: Robert L. Clark, Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Marc E. Robinson | Management | For | For | ||||||||||
2. | Ratify the appointment of KPMG LLP as the independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
3. | Advisory vote to approve 2020 named executive officer compensation. | Management | For | For | ||||||||||
HALLIBURTON COMPANY | ||||||||||||||
Security | 406216101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HAL | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US4062161017 | Agenda | 935372829 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Abdulaziz F. Al Khayyal | Management | For | For | ||||||||||
1B. | Election of Director: William E. Albrecht | Management | For | For | ||||||||||
1C. | Election of Director: M. Katherine Banks | Management | For | For | ||||||||||
1D. | Election of Director: Alan M. Bennett | Management | For | For | ||||||||||
1E. | Election of Director: Milton Carroll | Management | For | For | ||||||||||
1F. | Election of Director: Murry S. Gerber | Management | For | For | ||||||||||
1G. | Election of Director: Patricia Hemingway Hall | Management | For | For | ||||||||||
1H. | Election of Director: Robert A. Malone | Management | For | For | ||||||||||
1I. | Election of Director: Jeffrey A. Miller | Management | For | For | ||||||||||
1J. | Election of Director: Bhavesh V. Patel | Management | For | For | ||||||||||
2. | Ratification of Selection of Principal Independent Public Accountants. | Management | For | For | ||||||||||
3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||||
4. | Proposal to Amend and Restate the Halliburton Company Stock and Incentive Plan. | Management | For | For | ||||||||||
5. | Proposal to Amend and Restate the Halliburton Company Employee Stock Purchase Plan. | Management | For | For | ||||||||||
ITT INC. | ||||||||||||||
Security | 45073V108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ITT | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US45073V1089 | Agenda | 935380357 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Orlando D. Ashford | Management | For | For | ||||||||||
1B. | Election of Director: Geraud Darnis | Management | For | For | ||||||||||
1C. | Election of Director: Donald DeFosset, Jr. | Management | For | For | ||||||||||
1D. | Election of Director: Nicholas C. Fanandakis | Management | For | For | ||||||||||
1E. | Election of Director: Richard P. Lavin | Management | For | For | ||||||||||
1F. | Election of Director: Mario Longhi | Management | Abstain | Against | ||||||||||
1G. | Election of Director: Rebecca A. McDonald | Management | For | For | ||||||||||
1H. | Election of Director: Timothy H. Powers | Management | For | For | ||||||||||
1I. | Election of Director: Luca Savi | Management | For | For | ||||||||||
1J. | Election of Director: Cheryl L. Shavers | Management | For | For | ||||||||||
1K. | Election of Director: Sabrina Soussan | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the 2021 fiscal year. | Management | For | For | ||||||||||
3. | Approval of an advisory vote on executive compensation. | Management | For | For | ||||||||||
4. | A shareholder proposal regarding special shareholder meetings. | Shareholder | Against | For | ||||||||||
STATE STREET CORPORATION | ||||||||||||||
Security | 857477103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STT | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US8574771031 | Agenda | 935380408 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: P. de Saint-Aignan | Management | For | For | ||||||||||
1B. | Election of Director: M. Chandoha | Management | For | For | ||||||||||
1C. | Election of Director: A. Fawcett | Management | For | For | ||||||||||
1D. | Election of Director: W. Freda | Management | For | For | ||||||||||
1E. | Election of Director: S. Mathew | Management | For | For | ||||||||||
1F. | Election of Director: W. Meaney | Management | For | For | ||||||||||
1G. | Election of Director: R. O'Hanley | Management | For | For | ||||||||||
1H. | Election of Director: S. O'Sullivan | Management | For | For | ||||||||||
1I. | Election of Director: J. Portalatin | Management | For | For | ||||||||||
1J. | Election of Director: J. Rhea | Management | For | For | ||||||||||
1K. | Election of Director: R. Sergel | Management | For | For | ||||||||||
1L. | Election of Director: G. Summe | Management | For | For | ||||||||||
2. | To approve an advisory proposal on executive compensation. | Management | For | For | ||||||||||
3. | To ratify the selection of Ernst & Young LLP as State Street's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
4. | Shareholder proposal requesting that the board oversee a racial equity audit. | Shareholder | Abstain | Against | ||||||||||
THE HOME DEPOT, INC. | ||||||||||||||
Security | 437076102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HD | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US4370761029 | Agenda | 935365874 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Gerard J. Arpey | Management | For | For | ||||||||||
1B. | Election of Director: Ari Bousbib | Management | For | For | ||||||||||
1C. | Election of Director: Jeffery H. Boyd | Management | For | For | ||||||||||
1D. | Election of Director: Gregory D. Brenneman | Management | For | For | ||||||||||
1E. | Election of Director: J. Frank Brown | Management | For | For | ||||||||||
1F. | Election of Director: Albert P. Carey | Management | For | For | ||||||||||
1G. | Election of Director: Helena B. Foulkes | Management | For | For | ||||||||||
1H. | Election of Director: Linda R. Gooden | Management | For | For | ||||||||||
1I. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||||
1J. | Election of Director: Manuel Kadre | Management | For | For | ||||||||||
1K. | Election of Director: Stephanie C. Linnartz | Management | For | For | ||||||||||
1L. | Election of Director: Craig A. Menear | Management | For | For | ||||||||||
2. | Ratification of the Appointment of KPMG LLP. | Management | For | For | ||||||||||
3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay"). | Management | For | For | ||||||||||
4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right. | Shareholder | Against | For | ||||||||||
5. | Shareholder Proposal Regarding Political Contributions Congruency Analysis. | Shareholder | Abstain | Against | ||||||||||
6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain. | Shareholder | Abstain | Against | ||||||||||
MORGAN STANLEY | ||||||||||||||
Security | 617446448 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MS | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US6174464486 | Agenda | 935372312 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Elizabeth Corley | Management | For | For | ||||||||||
1B. | Election of Director: Alistair Darling | Management | For | For | ||||||||||
1C. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||||
1D. | Election of Director: James P. Gorman | Management | For | For | ||||||||||
1E. | Election of Director: Robert H. Herz | Management | For | For | ||||||||||
1F. | Election of Director: Nobuyuki Hirano | Management | For | For | ||||||||||
1G. | Election of Director: Hironori Kamezawa | Management | For | For | ||||||||||
1H. | Election of Director: Shelley B. Leibowitz | Management | For | For | ||||||||||
1I. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||||
1J. | Election of Director: Jami Miscik | Management | For | For | ||||||||||
1K. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||||
1L. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||
1M. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||||
1N. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor. | Management | For | For | ||||||||||
3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote). | Management | For | For | ||||||||||
4. | To approve the amended and restated Equity Incentive Compensation Plan. | Management | Against | Against | ||||||||||
MARSH & MCLENNAN COMPANIES, INC. | ||||||||||||||
Security | 571748102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MMC | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US5717481023 | Agenda | 935372817 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Anthony K. Anderson | Management | For | For | ||||||||||
1B. | Election of Director: Oscar Fanjul | Management | For | For | ||||||||||
1C. | Election of Director: Daniel S. Glaser | Management | For | For | ||||||||||
1D. | Election of Director: H. Edward Hanway | Management | For | For | ||||||||||
1E. | Election of Director: Deborah C. Hopkins | Management | For | For | ||||||||||
1F. | Election of Director: Tamara Ingram | Management | For | For | ||||||||||
1G. | Election of Director: Jane H. Lute | Management | For | For | ||||||||||
1H. | Election of Director: Steven A. Mills | Management | For | For | ||||||||||
1I. | Election of Director: Bruce P. Nolop | Management | For | For | ||||||||||
1J. | Election of Director: Marc D. Oken | Management | For | For | ||||||||||
1K. | Election of Director: Morton O. Schapiro | Management | For | For | ||||||||||
1L. | Election of Director: Lloyd M. Yates | Management | For | For | ||||||||||
1M. | Election of Director: R. David Yost | Management | For | For | ||||||||||
2. | Advisory (Nonbinding) Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
3. | Ratification of Selection of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
OGE ENERGY CORP. | ||||||||||||||
Security | 670837103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OGE | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US6708371033 | Agenda | 935372944 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Frank A. Bozich | Management | For | For | ||||||||||
1B. | Election of Director: Peter D. Clarke | Management | For | For | ||||||||||
1C. | Election of Director: Luke R. Corbett | Management | For | For | ||||||||||
1D. | Election of Director: David L. Hauser | Management | For | For | ||||||||||
1E. | Election of Director: Luther C. Kissam, IV | Management | For | For | ||||||||||
1F. | Election of Director: Judy R. McReynolds | Management | For | For | ||||||||||
1G. | Election of Director: David E. Rainbolt | Management | For | For | ||||||||||
1H. | Election of Director: J. Michael Sanner | Management | For | For | ||||||||||
1I. | Election of Director: Sheila G. Talton | Management | For | For | ||||||||||
1J. | Election of Director: Sean Trauschke | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the Company's principal independent accountants for 2021. | Management | For | For | ||||||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
4. | Amendment of the Restated Certificate of Incorporation and By- laws to Permit Shareholders to Act by Written Consent. | Management | For | For | ||||||||||
5. | Shareholder Proposal Regarding Simple Majority Vote. | Shareholder | Against | For | ||||||||||
THE MOSAIC COMPANY | ||||||||||||||
Security | 61945C103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MOS | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US61945C1036 | Agenda | 935377348 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Cheryl K. Beebe | Management | For | For | ||||||||||
1B. | Election of Director: Oscar P. Bernardes | Management | For | For | ||||||||||
1C. | Election of Director: Gregory L. Ebel | Management | For | For | ||||||||||
1D. | Election of Director: Timothy S. Gitzel | Management | For | For | ||||||||||
1E. | Election of Director: Denise C. Johnson | Management | For | For | ||||||||||
1F. | Election of Director: Emery N. Koenig | Management | For | For | ||||||||||
1G. | Election of Director: James ("Joc") C. O'Rourke | Management | For | For | ||||||||||
1H. | Election of Director: David T. Seaton | Management | For | For | ||||||||||
1I. | Election of Director: Steven M. Seibert | Management | For | For | ||||||||||
1J. | Election of Director: Luciano Siani Pires | Management | For | For | ||||||||||
1K. | Election of Director: Gretchen H. Watkins | Management | For | For | ||||||||||
1L. | Election of Director: Kelvin R. Westbrook | Management | For | For | ||||||||||
2. | Ratification of the appointment of KPMG LLP as Mosaic's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | An advisory vote to approve the compensation of our named executive officers as disclosed in the accompanying Proxy Statement. | Management | For | For | ||||||||||
4. | Stockholder proposal relating to adoption of written consent right. | Shareholder | Against | For | ||||||||||
TELEPHONE AND DATA SYSTEMS, INC. | ||||||||||||||
Security | 879433829 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TDS | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US8794338298 | Agenda | 935377487 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | C. A. Davis | Withheld | Against | |||||||||||
2 | G. W. Off | Withheld | Against | |||||||||||
3 | W. Oosterman | Withheld | Against | |||||||||||
4 | G. L. Sugarman | Withheld | Against | |||||||||||
2. | Ratify Accountants for 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
4. | Shareholder proposal to recapitalize TDS' outstanding stock to have an equal vote per share. | Shareholder | For | Against | ||||||||||
ALTRIA GROUP, INC. | ||||||||||||||
Security | 02209S103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MO | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US02209S1033 | Agenda | 935381640 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: John T. Casteen III | Management | For | For | ||||||||||
1B. | Election of Director: Dinyar S. Devitre | Management | For | For | ||||||||||
1C. | Election of Director: William F. Gifford, Jr. | Management | For | For | ||||||||||
1D. | Election of Director: Debra J. Kelly-Ennis | Management | For | For | ||||||||||
1E. | Election of Director: W. Leo Kiely III | Management | For | For | ||||||||||
1F. | Election of Director: Kathryn B. McQuade | Management | For | For | ||||||||||
1G. | Election of Director: George Muñoz | Management | For | For | ||||||||||
1H. | Election of Director: Mark E. Newman | Management | For | For | ||||||||||
1I. | Election of Director: Nabil Y. Sakkab | Management | For | For | ||||||||||
1J. | Election of Director: Virginia E. Shanks | Management | For | For | ||||||||||
1K. | Election of Director: Ellen R. Strahlman | Management | For | For | ||||||||||
2. | Ratification of the Selection of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
3. | Non-Binding Advisory Vote to Approve the Compensation of Altria's Named Executive Officers. | Management | For | For | ||||||||||
4. | Shareholder Proposal - Review and Report on Underage Tobacco Prevention Policies and Marketing Practices. | Shareholder | Abstain | Against | ||||||||||
5. | Shareholder Proposal - Disclosure of Lobbying Policies and Practices. | Shareholder | Abstain | Against | ||||||||||
FLOWSERVE CORPORATION | ||||||||||||||
Security | 34354P105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FLS | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US34354P1057 | Agenda | 935382589 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: R. Scott Rowe | Management | For | For | ||||||||||
1B. | Election of Director: Sujeet Chand | Management | For | For | ||||||||||
1C. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||||||
1D. | Election of Director: Gayla J. Delly | Management | For | For | ||||||||||
1E. | Election of Director: Roger L. Fix | Management | For | For | ||||||||||
1F. | Election of Director: John R. Friedery | Management | For | For | ||||||||||
1G. | Election of Director: John L. Garrison | Management | For | For | ||||||||||
1H. | Election of Director: Michael C. McMurray | Management | For | For | ||||||||||
1I. | Election of Director: David E. Roberts | Management | For | For | ||||||||||
1J. | Election of Director: Carlyn R. Taylor | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent auditor for 2021. | Management | For | For | ||||||||||
4. | Management proposal to amend the Company's Restated Certificate of Incorporation to delete Article Tenth regarding supermajority approval of business combinations with certain interested parties. | Management | For | For | ||||||||||
HONEYWELL INTERNATIONAL INC. | ||||||||||||||
Security | 438516106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HON | Meeting Date | 21-May-2021 | |||||||||||
ISIN | US4385161066 | Agenda | 935374861 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||||
1B. | Election of Director: Duncan B. Angove | Management | For | For | ||||||||||
1C. | Election of Director: William S. Ayer | Management | For | For | ||||||||||
1D. | Election of Director: Kevin Burke | Management | For | For | ||||||||||
1E. | Election of Director: D. Scott Davis | Management | For | For | ||||||||||
1F. | Election of Director: Deborah Flint | Management | For | For | ||||||||||
1G. | Election of Director: Judd Gregg | Management | For | For | ||||||||||
1H. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||||
1I. | Election of Director: Raymond T. Odierno | Management | For | For | ||||||||||
1J. | Election of Director: George Paz | Management | For | For | ||||||||||
1K. | Election of Director: Robin L. Washington | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
3. | Approval of Independent Accountants. | Management | For | For | ||||||||||
4. | Shareholder Right To Act By Written Consent. | Shareholder | Against | For | ||||||||||
REPUBLIC SERVICES, INC. | ||||||||||||||
Security | 760759100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RSG | Meeting Date | 21-May-2021 | |||||||||||
ISIN | US7607591002 | Agenda | 935380775 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Manuel Kadre | Management | For | For | ||||||||||
1B. | Election of Director: Tomago Collins | Management | For | For | ||||||||||
1C. | Election of Director: Michael A. Duffy | Management | For | For | ||||||||||
1D. | Election of Director: Thomas W. Handley | Management | For | For | ||||||||||
1E. | Election of Director: Jennifer M. Kirk | Management | For | For | ||||||||||
1F. | Election of Director: Michael Larson | Management | For | For | ||||||||||
1G. | Election of Director: Kim S. Pegula | Management | For | For | ||||||||||
1H. | Election of Director: James P. Snee | Management | For | For | ||||||||||
1I. | Election of Director: Brian S. Tyler | Management | For | For | ||||||||||
1J. | Election of Director: Sandra M. Volpe | Management | For | For | ||||||||||
1K. | Election of Director: Katharine B. Weymouth | Management | For | For | ||||||||||
2. | Advisory vote to approve our named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
4. | Shareholder Proposal to incorporate ESG metrics into executive compensation. | Shareholder | Abstain | Against | ||||||||||
GRUPO TELEVISA, S.A.B. | ||||||||||||||
Security | 40049J206 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TV | Meeting Date | 24-May-2021 | |||||||||||
ISIN | US40049J2069 | Agenda | 935431027 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
I | Presentation and, in its case, approval for the Company and its controlled entities to carry out certain actions to combine its content segment with Univision Holdings, Inc. or its successors, including the other related acts that may be necessary or convenient in connection with the above. | Management | For | |||||||||||
II | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | |||||||||||
MERCK & CO., INC. | ||||||||||||||
Security | 58933Y105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MRK | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US58933Y1055 | Agenda | 935381044 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Leslie A. Brun | Management | For | For | ||||||||||
1B. | Election of Director: Mary Ellen Coe | Management | For | For | ||||||||||
1C. | Election of Director: Pamela J. Craig | Management | For | For | ||||||||||
1D. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||||||||
1E. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||||
1F. | Election of Director: Risa J. Lavizzo-Mourey | Management | For | For | ||||||||||
1G. | Election of Director: Stephen L. Mayo | Management | For | For | ||||||||||
1H. | Election of Director: Paul B. Rothman | Management | For | For | ||||||||||
1I. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||||
1J. | Election of Director: Christine E. Seidman | Management | For | For | ||||||||||
1K. | Election of Director: Inge G. Thulin | Management | For | For | ||||||||||
1L. | Election of Director: Kathy J. Warden | Management | For | For | ||||||||||
1M. | Election of Director: Peter C. Wendell | Management | For | For | ||||||||||
2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
4. | Shareholder proposal concerning a shareholder right to act by written consent. | Shareholder | Against | For | ||||||||||
5. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Abstain | Against | ||||||||||
VIACOMCBS INC. | ||||||||||||||
Security | 92556H107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VIACA | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US92556H1077 | Agenda | 935387868 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Robert M. Bakish | Management | For | For | ||||||||||
1B. | Election of Director: Candace K. Beinecke | Management | For | For | ||||||||||
1C. | Election of Director: Barbara M. Byrne | Management | For | For | ||||||||||
1D. | Election of Director: Brian Goldner | Management | For | For | ||||||||||
1E. | Election of Director: Linda M. Griego | Management | For | For | ||||||||||
1F. | Election of Director: Robert N. Klieger | Management | For | For | ||||||||||
1G. | Election of Director: Judith A. McHale | Management | For | For | ||||||||||
1H. | Election of Director: Ronald L. Nelson | Management | For | For | ||||||||||
1I. | Election of Director: Charles E. Phillips, Jr. | Management | For | For | ||||||||||
1J. | Election of Director: Shari E. Redstone | Management | For | For | ||||||||||
1K. | Election of Director: Susan Schuman | Management | For | For | ||||||||||
1L. | Election of Director: Nicole Seligman | Management | For | For | ||||||||||
1M. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
3. | Approval of an amendment and restatement of the Company's 2009 Long-Term Incentive Plan. | Management | For | For | ||||||||||
4. | Stockholder proposal requesting that the Company's Board of Directors take steps to enable stockholder proxy access. | Shareholder | Abstain | Against | ||||||||||
M&T BANK CORPORATION | ||||||||||||||
Security | 55261F104 | Meeting Type | Special | |||||||||||
Ticker Symbol | MTB | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US55261F1049 | Agenda | 935420238 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | TO APPROVE THE AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION OF M&T BANK CORPORATION ("M&T") TO EFFECT AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF M&T'S CAPITAL STOCK FROM 251,000,000 TO 270,000,000 AND TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF M&T'S PREFERRED STOCK FROM 1,000,000 TO 20,000,000 (THE "M&T CHARTER AMENDMENT PROPOSAL"). | Management | For | For | ||||||||||
2. | TO APPROVE THE ISSUANCE OF M&T COMMON STOCK TO HOLDERS OF PEOPLE'S UNITED FINANCIAL, INC. ("PEOPLE'S UNITED") COMMON STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 21, 2021 (AS IT MAY BE AMENDED FROM TIME TO TIME), BY AND AMONG M&T, BRIDGE MERGER CORP. AND PEOPLE'S UNITED (THE "M&T SHARE ISSUANCE PROPOSAL"). | Management | For | For | ||||||||||
3. | TO ADJOURN THE M&T SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF, IMMEDIATELY PRIOR TO SUCH ADJOURNMENT, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE M&T CHARTER AMENDMENT PROPOSAL AND/OR THE M&T SHARE ISSUANCE PROPOSAL, OR TO ENSURE THAT ANY SUPPLEMENT OR AMENDMENT TO THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS IS TIMELY PROVIDED TO HOLDERS OF M&T COMMON STOCK. | Management | For | For | ||||||||||
EXXON MOBIL CORPORATION | ||||||||||||||
Security | 30231G102 | Meeting Type | Contested-Annual | |||||||||||
Ticker Symbol | XOM | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US30231G1022 | Agenda | 935378338 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Michael J. Angelakis | For | For | |||||||||||
2 | Susan K. Avery | For | For | |||||||||||
3 | Angela F. Braly | For | For | |||||||||||
4 | Ursula M. Burns | For | For | |||||||||||
5 | Kenneth C. Frazier | For | For | |||||||||||
6 | Joseph L. Hooley | For | For | |||||||||||
7 | Steven A. Kandarian | For | For | |||||||||||
8 | Douglas R. Oberhelman | For | For | |||||||||||
9 | Samuel J. Palmisano | For | For | |||||||||||
10 | Jeffrey W. Ubben | For | For | |||||||||||
11 | Darren W. Woods | For | For | |||||||||||
12 | Wan Zulkiflee | For | For | |||||||||||
2. | Ratification of Independent Auditors. | Management | For | For | ||||||||||
3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
4. | Independent Chairman. | Shareholder | Against | For | ||||||||||
5. | Special Shareholder Meetings. | Shareholder | Against | For | ||||||||||
6. | Report on Scenario Analysis. | Shareholder | Abstain | Against | ||||||||||
7. | Report on Environmental Expenditures. | Shareholder | Abstain | Against | ||||||||||
8. | Report on Political Contributions. | Shareholder | Abstain | Against | ||||||||||
9. | Report on Lobbying. | Shareholder | Abstain | Against | ||||||||||
10. | Report on Climate Lobbying. | Shareholder | Abstain | Against | ||||||||||
CHEVRON CORPORATION | ||||||||||||||
Security | 166764100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVX | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US1667641005 | Agenda | 935390132 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Wanda M. Austin | Management | For | For | ||||||||||
1B. | Election of Director: John B. Frank | Management | For | For | ||||||||||
1C. | Election of Director: Alice P. Gast | Management | For | For | ||||||||||
1D. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | �� | |||||||||
1E. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||||
1F. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | ||||||||||
1G. | Election of Director: Charles W. Moorman IV | Management | For | For | ||||||||||
1H. | Election of Director: Dambisa F. Moyo | Management | For | For | ||||||||||
1I. | Election of Director: Debra Reed-Klages | Management | For | For | ||||||||||
1J. | Election of Director: Ronald D. Sugar | Management | For | For | ||||||||||
1K. | Election of Director: D. James Umpleby III | Management | For | For | ||||||||||
1L. | Election of Director: Michael K. Wirth | Management | For | For | ||||||||||
2. | Ratification of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
4. | Reduce Scope 3 Emissions. | Shareholder | Abstain | Against | ||||||||||
5. | Report on Impacts of Net Zero 2050 Scenario. | Shareholder | Abstain | Against | ||||||||||
6. | Shift to Public Benefit Corporation. | Shareholder | Against | For | ||||||||||
7. | Report on Lobbying. | Shareholder | Abstain | Against | ||||||||||
8. | Independent Chair. | Shareholder | Against | For | ||||||||||
9. | Special Meetings. | Shareholder | Against | For | ||||||||||
ONEOK, INC. | ||||||||||||||
Security | 682680103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OKE | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US6826801036 | Agenda | 935390726 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Brian L. Derksen | Management | For | For | ||||||||||
1B. | Election of Director: Julie H. Edwards | Management | For | For | ||||||||||
1C. | Election of Director: John W. Gibson | Management | For | For | ||||||||||
1D. | Election of Director: Mark W. Helderman | Management | For | For | ||||||||||
1E. | Election of Director: Randall J. Larson | Management | For | For | ||||||||||
1F. | Election of Director: Steven J. Malcolm | Management | For | For | ||||||||||
1G. | Election of Director: Jim W. Mogg | Management | For | For | ||||||||||
1H. | Election of Director: Pattye L. Moore | Management | For | For | ||||||||||
1I. | Election of Director: Eduardo A. Rodriguez | Management | For | For | ||||||||||
1J. | Election of Director: Gerald B. Smith | Management | For | For | ||||||||||
1K. | Election of Director: Terry K. Spencer | Management | For | For | ||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | An advisory vote to approve ONEOK, Inc.'s executive compensation. | Management | For | For | ||||||||||
STERLING BANCORP | ||||||||||||||
Security | 85917A100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STL | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US85917A1007 | Agenda | 935397376 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John P. Cahill | For | For | |||||||||||
2 | Navy E. Djonovic | For | For | |||||||||||
3 | Fernando Ferrer | For | For | |||||||||||
4 | Robert Giambrone | For | For | |||||||||||
5 | Mona Aboelnaga Kanaan | For | For | |||||||||||
6 | Jack Kopnisky | For | For | |||||||||||
7 | James J. Landy | For | For | |||||||||||
8 | Maureen Mitchell | For | For | |||||||||||
9 | Patricia M. Nazemetz | For | For | |||||||||||
10 | Richard O'Toole | For | For | |||||||||||
11 | Ralph F. Palleschi | For | For | |||||||||||
12 | William E. Whiston | For | For | |||||||||||
2. | Approval of Amendment to the Sterling Bancorp Amended and Restated 2015 Omnibus Equity and Incentive Plan to increase the number of shares reserved for issuance thereunder by 3,500,000 shares (for an aggregate 10,500,000 shares). | Management | For | For | ||||||||||
3. | Approval, by advisory, non-binding vote, of the compensation of the Named Executive Officers (Say-on- Pay). | Management | For | For | ||||||||||
4. | Ratification of the appointment of Crowe LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
COCA-COLA EUROPEAN PARTNERS | ||||||||||||||
Security | G25839104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CCEP | Meeting Date | 26-May-2021 | |||||||||||
ISIN | GB00BDCPN049 | Agenda | 935401163 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | Receipt of the Report and Accounts. | Management | For | For | ||||||||||
O2 | Approval of the Directors' Remuneration Report. | Management | Abstain | Against | ||||||||||
O3 | Election of Manolo Arroyo | Management | For | For | ||||||||||
O4 | Election of John Bryant | Management | For | For | ||||||||||
O5 | Election of Christine Cross | Management | For | For | ||||||||||
O6 | Election of Brian Smith | Management | For | For | ||||||||||
O7 | Election of Garry Watts | Management | For | For | ||||||||||
O8 | Re-election of Jan Bennink | Management | For | For | ||||||||||
O9 | Re-election of José Ignacio Comenge | Management | For | For | ||||||||||
O10 | Re-election of Damian Gammell | Management | For | For | ||||||||||
O11 | Re-election of Nathalie Gaveau | Management | For | For | ||||||||||
O12 | Re-election of Álvaro Gómez-Trénor Aguilar | Management | For | For | ||||||||||
O13 | Re-election of Thomas Johnson | Management | For | For | ||||||||||
O14 | Re-election of Dagmar Kollmann | Management | For | For | ||||||||||
O15 | Re-election of Alfonso Líbano Daurella | Management | For | For | ||||||||||
O16 | Re-election of Mark Price | Management | For | For | ||||||||||
O17 | Re-election of Mario Rotllant Solá | Management | For | For | ||||||||||
O18 | Re-election of Dessi Temperley | Management | For | For | ||||||||||
O19 | Reappointment of the Auditor. | Management | For | For | ||||||||||
O20 | Remuneration of the Auditor. | Management | For | For | ||||||||||
O21 | Political Donations. | Management | For | For | ||||||||||
O22 | Authority to allot new shares. | Management | For | For | ||||||||||
O23 | Waiver of mandatory offer provisions set out in Rule 9 of the Takeover Code. | Management | For | |||||||||||
S24 | General authority to disapply pre-emption rights. | Management | Abstain | Against | ||||||||||
S25 | General authority to disapply pre-emption rights in connection with an acquisition or specified capital investment. | Management | For | For | ||||||||||
S26 | Authority to purchase own shares on market. | Management | For | For | ||||||||||
S27 | Authority to purchase own shares off market. | Management | For | For | ||||||||||
S28 | Notice period for general meetings other than AGMs. | Management | For | For | ||||||||||
SEVEN & I HOLDINGS CO.,LTD. | ||||||||||||||
Security | J7165H108 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 27-May-2021 | ||||||||||||
ISIN | JP3422950000 | Agenda | 713987569 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Isaka, Ryuichi | Management | For | For | ||||||||||
2.2 | Appoint a Director Goto, Katsuhiro | Management | For | For | ||||||||||
2.3 | Appoint a Director Ito, Junro | Management | For | For | ||||||||||
2.4 | Appoint a Director Yamaguchi, Kimiyoshi | Management | For | For | ||||||||||
2.5 | Appoint a Director Maruyama, Yoshimichi | Management | For | For | ||||||||||
2.6 | Appoint a Director Nagamatsu, Fumihiko | Management | For | For | ||||||||||
2.7 | Appoint a Director Kimura, Shigeki | Management | For | For | ||||||||||
2.8 | Appoint a Director Joseph Michael DePinto | Management | For | For | ||||||||||
2.9 | Appoint a Director Tsukio, Yoshio | Management | For | For | ||||||||||
2.10 | Appoint a Director Ito, Kunio | Management | For | For | ||||||||||
2.11 | Appoint a Director Yonemura, Toshiro | Management | For | For | ||||||||||
2.12 | Appoint a Director Higashi, Tetsuro | Management | For | For | ||||||||||
2.13 | Appoint a Director Kazuko Rudy | Management | For | For | ||||||||||
3 | Appoint a Corporate Auditor Habano, Noriyuki | Management | For | For | ||||||||||
ONE GAS, INC | ||||||||||||||
Security | 68235P108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OGS | Meeting Date | 27-May-2021 | |||||||||||
ISIN | US68235P1084 | Agenda | 935388478 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Robert B. Evans | Management | For | For | ||||||||||
1.2 | Election of Director: John W. Gibson | Management | For | For | ||||||||||
1.3 | Election of Director: Tracy E. Hart | Management | For | For | ||||||||||
1.4 | Election of Director: Michael G. Hutchinson | Management | For | For | ||||||||||
1.5 | Election of Director: Pattye L. Moore | Management | For | For | ||||||||||
1.6 | Election of Director: Pierce H. Norton II | Management | For | For | ||||||||||
1.7 | Election of Director: Eduardo A. Rodriguez | Management | For | For | ||||||||||
1.8 | Election of Director: Douglas H. Yaeger | Management | For | For | ||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONE Gas, Inc. for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Amendment and restatement of the ESP Plan to authorize an additional 550,000 shares of ONE Gas, Inc. common stock for issuance under the plan and to introduce new holding requirements and transfer restrictions for plan participants. | Management | For | For | ||||||||||
4. | Advisory vote to approve the Company's executive compensation. | Management | For | For | ||||||||||
5. | Advisory vote to approve the frequency of advisory votes on the Company's executive compensation. | Management | 1 Year | For | ||||||||||
RECKITT BENCKISER GROUP PLC | ||||||||||||||
Security | G74079107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 28-May-2021 | ||||||||||||
ISIN | GB00B24CGK77 | Agenda | 713857211 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE AND ADOPT THE 2020 REPORT AND FINANCIAL STATEMENTS | Management | For | For | ||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||||
3 | TO DECLARE A FINAL DIVIDEND OF 101.6P PER ORDINARY SHARE | Management | For | For | ||||||||||
4 | TO RE-ELECT ANDREW BONFIELD AS A DIRECTOR | Management | For | For | ||||||||||
5 | TO RE-ELECT JEFF CARR AS A DIRECTOR | Management | For | For | ||||||||||
6 | TO RE-ELECT NICANDRO DURANTE AS A DIRECTOR | Management | For | For | ||||||||||
7 | TO RE-ELECT MARY HARRIS AS A DIRECTOR | Management | For | For | ||||||||||
8 | TO RE-ELECT MEHMOOD KHAN AS A DIRECTOR | Management | For | For | ||||||||||
9 | TO RE-ELECT PAM KIRBY AS A DIRECTOR | Management | For | For | ||||||||||
10 | TO RE-ELECT SARA MATHEW AS A DIRECTOR | Management | For | For | ||||||||||
11 | TO RE-ELECT LAXMAN NARASIMHAN AS A DIRECTOR | Management | For | For | ||||||||||
12 | TO RE-ELECT CHRIS SINCLAIR AS A DIRECTOR | Management | For | For | ||||||||||
13 | TO RE-ELECT ELANE STOCK AS A DIRECTOR | Management | For | For | ||||||||||
14 | TO ELECT OLIVIER BOHUON AS A DIRECTOR | Management | For | For | ||||||||||
15 | TO ELECT MARGHERITA DELLA VALLE AS A DIRECTOR | Management | For | For | ||||||||||
16 | TO REAPPOINT KPMG LLP AS THE EXTERNAL AUDITOR | Management | For | For | ||||||||||
17 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE EXTERNAL AUDITOR'S REMUNERATION | Management | For | For | ||||||||||
18 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Management | For | For | ||||||||||
19 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
20 | TO RENEW THE DIRECTORS' POWER TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF UP TO 5 PER CENT OF ISSUED SHARE CAPITAL | Management | Abstain | Against | ||||||||||
21 | TO AUTHORISE THE DIRECTORS' POWER TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF UP TO AN ADDITIONAL 5 PER CENT OF ISSUED SHARE CAPITAL | Management | Abstain | Against | ||||||||||
22 | TO RENEW THE COMPANY'S AUTHORITY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||
23 | TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
24 | TO AUTHORISE THE DIRECTORS TO CALL A GENERAL MEETING ON 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
TOTAL SE | ||||||||||||||
Security | 89151E109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TOT | Meeting Date | 28-May-2021 | |||||||||||
ISIN | US89151E1091 | Agenda | 935430936 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | Approval of the statutory financial statements for the fiscal year ended December 31, 2020. | Management | For | For | ||||||||||
O2 | Approval of the consolidated financial statements for the fiscal year ended December 31, 2020. | Management | For | For | ||||||||||
O3 | Allocation of earnings and declaration of dividend for the fiscal year ended December 31, 2020. | Management | For | For | ||||||||||
O4 | Authorization granted to the Board of Directors, for a period of eighteen months, for the purpose of trading in the Company shares. | Management | For | For | ||||||||||
O5 | Agreements covered by Articles L. 225-38 et seq. of the French Commercial Code. | Management | For | For | ||||||||||
O6 | Renewal of Mr. Patrick Pouyanné's term as director. | Management | For | For | ||||||||||
O7 | Renewal of Ms. Anne-Marie Idrac's term as director. | Management | For | For | ||||||||||
O8 | Appointment of Mr. Jacques Aschenbroich as a director. | Management | For | For | ||||||||||
O9 | Appointment of Mr. Glenn Hubbard as a director. | Management | For | For | ||||||||||
O10 | Approval of the information relating to the compensation of executive and non-executive directors ("mandataires sociaux") mentioned in paragraph I of Article L. 22-10-9 of the French Commercial Code. | Management | For | For | ||||||||||
O11 | Approval of the compensation policy applicable to directors. | Management | For | For | ||||||||||
O12 | Approval of the fixed, variable and extraordinary components making up the total compensation and the in-kind benefits paid during the fiscal year 2020 or allocated for that year to Mr. Patrick Pouyanné, Chairman and Chief Executive Officer. | Management | For | For | ||||||||||
O13 | Approval of the compensation policy applicable to the Chairman and Chief Executive Officer. | Management | For | For | ||||||||||
O14 | Opinion on the Company's ambition with respect to sustainable development and energy transition towards carbon neutrality and its related targets by 2030. | Management | Abstain | Against | ||||||||||
E15 | Amendment of the corporate name to TotalEnergies SE and of Article 2 of the Articles of Association. | Management | For | For | ||||||||||
E16 | Delegation of authority to the Board of Directors, for a period of thirty-eight months, to grant Company free shares, existing or to be issued, for the benefit of the Group employees and executive directors, or some of them, which imply the waiver by shareholders of their pre-emptive subscription right for shares to be issued. | Management | Abstain | Against | ||||||||||
E17 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of carrying out, in accordance with the terms and conditions set out in Articles L. 3332-18 et seq. of the French Labor Code, capital increases, with removal of shareholders' pre-emptive subscription rights, reserved for members of a company or group savings plan. | Management | For | For | ||||||||||
KOREA ELECTRIC POWER CORPORATION | ||||||||||||||
Security | 500631106 | Meeting Type | Special | |||||||||||
Ticker Symbol | KEP | Meeting Date | 28-May-2021 | |||||||||||
ISIN | US5006311063 | Agenda | 935441737 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
4.1 | Election of the President & CEO: Cheong, Seung-Il | Management | For | For | ||||||||||
4.2 | Election of a Standing Director: Park, Heon-Gyu | Management | For | For | ||||||||||
4.3 | Election of a Non-Standing Director as a Member of the Audit Committee: Park, Hyo-Sung | Management | For | For | ||||||||||
AVANGRID, INC. | ||||||||||||||
Security | 05351W103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AGR | Meeting Date | 01-Jun-2021 | |||||||||||
ISIN | US05351W1036 | Agenda | 935402355 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ignacio S. Galán | For | For | |||||||||||
2 | John Baldacci | For | For | |||||||||||
3 | Daniel Alcain Lopéz | For | For | |||||||||||
4 | Dennis V. Arriola | For | For | |||||||||||
5 | Pedro Azagra Blázquez | For | For | |||||||||||
6 | Robert Duffy | For | For | |||||||||||
7 | Teresa Herbert | For | For | |||||||||||
8 | Patricia Jacobs | For | For | |||||||||||
9 | John Lahey | For | For | |||||||||||
10 | José Á. Marra Rodríguez | For | For | |||||||||||
11 | Santiago M. Garrido | For | For | |||||||||||
12 | José Sáinz Armada | For | For | |||||||||||
13 | Alan Solomont | For | For | |||||||||||
14 | Elizabeth Timm | For | For | |||||||||||
2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||||||||
3. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
4. | APPROVAL OF AN AMENDMENT TO THE AVANGRID, INC. AMENDED AND RESTATED OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||||||||
WALMART INC. | ||||||||||||||
Security | 931142103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WMT | Meeting Date | 02-Jun-2021 | |||||||||||
ISIN | US9311421039 | Agenda | 935404866 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Cesar Conde | Management | For | For | ||||||||||
1B. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||
1C. | Election of Director: Sarah J. Friar | Management | For | For | ||||||||||
1D. | Election of Director: Carla A. Harris | Management | For | For | ||||||||||
1E. | Election of Director: Thomas W. Horton | Management | For | For | ||||||||||
1F. | Election of Director: Marissa A. Mayer | Management | For | For | ||||||||||
1G. | Election of Director: C. Douglas McMillon | Management | For | For | ||||||||||
1H. | Election of Director: Gregory B. Penner | Management | For | For | ||||||||||
1I. | Election of Director: Steven S Reinemund | Management | For | For | ||||||||||
1J. | Election of Director: Randall L. Stephenson | Management | For | For | ||||||||||
1K. | Election of Director: S. Robson Walton | Management | For | For | ||||||||||
1L. | Election of Director: Steuart L. Walton | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
3. | Ratification of Ernst & Young LLP as Independent Accountants. | Management | For | For | ||||||||||
4. | Report on Refrigerants Released from Operations. | Shareholder | Abstain | Against | ||||||||||
5. | Report on Lobbying Disclosures. | Shareholder | Abstain | Against | ||||||||||
6. | Report on Alignment of Racial Justice Goals and Starting Wages. | Shareholder | Abstain | Against | ||||||||||
7. | Create a Pandemic Workforce Advisory Council. | Shareholder | Abstain | Against | ||||||||||
8. | Report on Statement of the Purpose of a Corporation. | Shareholder | Against | For | ||||||||||
HESS CORPORATION | ||||||||||||||
Security | 42809H107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HES | Meeting Date | 02-Jun-2021 | |||||||||||
ISIN | US42809H1077 | Agenda | 935406872 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to serve for a one-year term expiring in 2022: T.J. CHECKI | Management | For | For | ||||||||||
1B. | Election of Director to serve for a one-year term expiring in 2022: L.S. COLEMAN, JR. | Management | For | For | ||||||||||
1C. | Election of Director to serve for a one-year term expiring in 2022: J. DUATO | Management | For | For | ||||||||||
1D. | Election of Director to serve for a one-year term expiring in 2022: J.B. HESS | Management | For | For | ||||||||||
1E. | Election of Director to serve for a one-year term expiring in 2022: E.E. HOLIDAY | Management | For | For | ||||||||||
1F. | Election of Director to serve for a one-year term expiring in 2022: M.S. LIPSCHULTZ | Management | For | For | ||||||||||
1G. | Election of Director to serve for a one-year term expiring in 2022: D. MCMANUS | Management | For | For | ||||||||||
1H. | Election of Director to serve for a one-year term expiring in 2022: K.O. MEYERS | Management | For | For | ||||||||||
1I. | Election of Director to serve for a one-year term expiring in 2022: K.F. OVELMEN | Management | For | For | ||||||||||
1J. | Election of Director to serve for a one-year term expiring in 2022: J.H. QUIGLEY | Management | For | For | ||||||||||
1K. | Election of Director to serve for a one-year term expiring in 2022: W.G. SCHRADER | Management | For | For | ||||||||||
2. | Advisory approval of the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the selection of Ernst & Young LLP as our independent registered public accountants for the year ending December 31, 2021. | Management | For | For | ||||||||||
4. | Approval of amendment no. 1 to our 2017 long term incentive plan. | Management | For | For | ||||||||||
ALLEGION PLC | ||||||||||||||
Security | G0176J109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ALLE | Meeting Date | 03-Jun-2021 | |||||||||||
ISIN | IE00BFRT3W74 | Agenda | 935404133 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||||
1B. | Election of Director: Steven C. Mizell | Management | For | For | ||||||||||
1C. | Election of Director: Nicole Parent Haughey | Management | For | For | ||||||||||
1D. | Election of Director: David D. Petratis | Management | For | For | ||||||||||
1E. | Election of Director: Dean I. Schaffer | Management | For | For | ||||||||||
1F. | Election of Director: Charles L. Szews | Management | For | For | ||||||||||
1G. | Election of Director: Dev Vardhan | Management | For | For | ||||||||||
1H. | Election of Director: Martin E. Welch III | Management | For | For | ||||||||||
2. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | Approval of the appointment of PricewaterhouseCoopers as independent auditors of the Company and authorize the Audit and Finance Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | ||||||||||
4. | Approval of renewal of the Board of Directors' existing authority to issue shares. | Management | For | For | ||||||||||
5. | Approval of renewal of the Board of Directors' existing authority to issue shares for cash without first offering shares to existing shareholders (Special Resolution). | Management | Against | Against | ||||||||||
TRANE TECHNOLOGIES PLC | ||||||||||||||
Security | G8994E103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TT | Meeting Date | 03-Jun-2021 | |||||||||||
ISIN | IE00BK9ZQ967 | Agenda | 935408927 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kirk E. Arnold | Management | For | For | ||||||||||
1B. | Election of Director: Ann C. Berzin | Management | For | For | ||||||||||
1C. | Election of Director: John Bruton | Management | For | For | ||||||||||
1D. | Election of Director: Jared L. Cohon | Management | For | For | ||||||||||
1E. | Election of Director: Gary D. Forsee | Management | For | For | ||||||||||
1F. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||||
1G. | Election of Director: Michael W. Lamach | Management | For | For | ||||||||||
1H. | Election of Director: Myles P. Lee | Management | For | For | ||||||||||
1I. | Election of Director: April Miller Boise | Management | For | For | ||||||||||
1J. | Election of Director: Karen B. Peetz | Management | For | For | ||||||||||
1K. | Election of Director: John P. Surma | Management | For | For | ||||||||||
1L. | Election of Director: Tony L. White | Management | For | For | ||||||||||
2. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | Approval of the appointment of independent auditors of the Company and authorization of the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | ||||||||||
4. | Approval of the renewal of the Directors' existing authority to issue shares. | Management | For | For | ||||||||||
5. | Approval of the renewal of the Directors' existing authority to issue shares for cash without first offering shares to existing shareholders. (Special Resolution) | Management | Against | Against | ||||||||||
6. | Determination of the price range at which the Company can re-allot shares that it holds as treasury shares. (Special Resolution) | Management | For | For | ||||||||||
SLM CORPORATION | ||||||||||||||
Security | 78442P106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SLM | Meeting Date | 08-Jun-2021 | |||||||||||
ISIN | US78442P1066 | Agenda | 935406668 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Paul G. Child | Management | For | For | ||||||||||
1B. | Election of Director: Mary Carter Warren Franke | Management | For | For | ||||||||||
1C. | Election of Director: Marianne M. Keler | Management | For | For | ||||||||||
1D. | Election of Director: Mark L. Lavelle | Management | For | For | ||||||||||
1E. | Election of Director: Ted Manvitz | Management | For | For | ||||||||||
1F. | Election of Director: Jim Matheson | Management | For | For | ||||||||||
1G. | Election of Director: Frank C. Puleo | Management | For | For | ||||||||||
1H. | Election of Director: Vivian C. Schneck-Last | Management | For | For | ||||||||||
1I. | Election of Director: William N. Shiebler | Management | For | For | ||||||||||
1J. | Election of Director: Robert S. Strong | Management | For | For | ||||||||||
1K. | Election of Director: Jonathan W. Witter | Management | For | For | ||||||||||
1L. | Election of Director: Kirsten O. Wolberg | Management | For | For | ||||||||||
2. | Approval of the 2021 Omnibus Incentive Plan, including the number of shares of Common Stock authorized for issuance under the 2021 Omnibus Incentive Plan. | Management | For | For | ||||||||||
3. | Advisory approval of SLM Corporation's executive compensation. | Management | For | For | ||||||||||
4. | Ratification of the appointment of KPMG LLP as SLM Corporation's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
FREEPORT-MCMORAN INC. | ||||||||||||||
Security | 35671D857 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FCX | Meeting Date | 08-Jun-2021 | |||||||||||
ISIN | US35671D8570 | Agenda | 935412762 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: David P. Abney | Management | For | For | ||||||||||
1.2 | Election of Director: Richard C. Adkerson | Management | For | For | ||||||||||
1.3 | Election of Director: Robert W. Dudley | Management | For | For | ||||||||||
1.4 | Election of Director: Lydia H. Kennard | Management | For | For | ||||||||||
1.5 | Election of Director: Dustan E. McCoy | Management | For | For | ||||||||||
1.6 | Election of Director: John J. Stephens | Management | For | For | ||||||||||
1.7 | Election of Director: Frances Fragos Townsend | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
DEVON ENERGY CORPORATION | ||||||||||||||
Security | 25179M103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DVN | Meeting Date | 09-Jun-2021 | |||||||||||
ISIN | US25179M1036 | Agenda | 935408446 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Barbara M. Baumann | For | For | |||||||||||
2 | John E. Bethancourt | For | For | |||||||||||
3 | Ann G. Fox | For | For | |||||||||||
4 | David A. Hager | For | For | |||||||||||
5 | Kelt Kindick | For | For | |||||||||||
6 | John Krenicki Jr. | For | For | |||||||||||
7 | Karl F. Kurz | For | For | |||||||||||
8 | Robert A. Mosbacher Jr. | For | For | |||||||||||
9 | Richard E. Muncrief | For | For | |||||||||||
10 | Duane C. Radtke | For | For | |||||||||||
11 | Valerie M. Williams | For | For | |||||||||||
2. | Ratify the appointment of the Company's Independent Auditors for 2021. | Management | For | For | ||||||||||
3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
CATERPILLAR INC. | ||||||||||||||
Security | 149123101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CAT | Meeting Date | 09-Jun-2021 | |||||||||||
ISIN | US1491231015 | Agenda | 935415617 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kelly A. Ayotte | Management | For | For | ||||||||||
1B. | Election of Director: David L. Calhoun | Management | For | For | ||||||||||
1C. | Election of Director: Daniel M. Dickinson | Management | For | For | ||||||||||
1D. | Election of Director: Gerald Johnson | Management | For | For | ||||||||||
1E. | Election of Director: David W. MacLennan | Management | For | For | ||||||||||
1F. | Election of Director: Debra L. Reed-Klages | Management | For | For | ||||||||||
1G. | Election of Director: Edward B. Rust, Jr. | Management | For | For | ||||||||||
1H. | Election of Director: Susan C. Schwab | Management | For | For | ||||||||||
1I. | Election of Director: D. James Umpleby III | Management | For | For | ||||||||||
1J. | Election of Director: Miles D. White | Management | For | For | ||||||||||
1K. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||||
2. | Ratification of our Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
4. | Shareholder Proposal - Report on Climate Policy. | Shareholder | Abstain | Against | ||||||||||
5. | Shareholder Proposal - Report on Diversity and Inclusion. | Shareholder | Abstain | Against | ||||||||||
6. | Shareholder Proposal - Transition to a Public Benefit Corporation. | Shareholder | Against | For | ||||||||||
7. | Shareholder Proposal - Shareholder Action by Written Consent. | Shareholder | Against | For | ||||||||||
AMERIS BANCORP | ||||||||||||||
Security | 03076K108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ABCB | Meeting Date | 10-Jun-2021 | |||||||||||
ISIN | US03076K1088 | Agenda | 935411138 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of director to serve until the Company 2022 Annual Meeting: William I. Bowen, Jr. | Management | For | For | ||||||||||
1B. | Election of director to serve until the Company 2022 Annual Meeting: Rodney D. Bullard | Management | For | For | ||||||||||
1C. | Election of director to serve until the Company 2022 Annual Meeting: Wm. Millard Choate | Management | For | For | ||||||||||
1D. | Election of director to serve until the Company 2022 Annual Meeting: R. Dale Ezzell | Management | For | For | ||||||||||
1E. | Election of director to serve until the Company 2022 Annual Meeting: Leo J. Hill | Management | For | For | ||||||||||
1F. | Election of director to serve until the Company 2022 Annual Meeting: Daniel B. Jeter | Management | For | For | ||||||||||
1G. | Election of director to serve until the Company 2022 Annual Meeting: Robert P. Lynch | Management | For | For | ||||||||||
1H. | Election of director to serve until the Company 2022 Annual Meeting: Elizabeth A. McCague | Management | For | For | ||||||||||
1I. | Election of director to serve until the Company 2022 Annual Meeting: James B. Miller, Jr. | Management | For | For | ||||||||||
1J. | Election of director to serve until the Company 2022 Annual Meeting: Gloria A. O'Neal | Management | For | For | ||||||||||
1K. | Election of director to serve until the Company 2022 Annual Meeting: H. Palmer Proctor, Jr. | Management | For | For | ||||||||||
1L. | Election of director to serve until the Company 2022 Annual Meeting: William H. Stern | Management | For | For | ||||||||||
1M. | Election of director to serve until the Company 2022 Annual Meeting: Jimmy D. Veal | Management | For | For | ||||||||||
2. | Ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
4. | Approval of the Ameris Bancorp 2021 Omnibus Equity Incentive Plan. | Management | For | For | ||||||||||
INGERSOLL RAND INC. | ||||||||||||||
Security | 45687V106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IR | Meeting Date | 16-Jun-2021 | |||||||||||
ISIN | US45687V1061 | Agenda | 935424490 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the amendment of Article VI of the Amended and Restated Certificate of Ingersoll Rand Inc., as amended (the "Certificate of Incorporation"), to declassify the board of directors and to provide for the immediate election of all directors. | Management | For | For | ||||||||||
2. | To approve the amendment of Article V of the Certificate of Incorporation to eliminate the supermajority stockholder vote required to amend, alter, repeal or rescind provisions of the Certificate of Incorporation and to make a corresponding change to the title of such Article V. | Management | For | For | ||||||||||
3. | To approve the amendment of Article V of the Certificate of Incorporation to eliminate the supermajority stockholder vote required for stockholders to amend, alter, repeal or rescind, in whole or in part, any provision of the Bylaws of the Company or to adopt any provision inconsistent therewith. | Management | For | For | ||||||||||
4. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
5. | To approve, in a non-binding advisory vote, the compensation paid to our named executive officers. | Management | For | For | ||||||||||
6. | DIRECTOR | Management | ||||||||||||
1 | Peter M. Stavros* | For | For | |||||||||||
2 | Kirk E. Arnold* | For | For | |||||||||||
3 | Elizabeth Centoni* | For | For | |||||||||||
4 | William P. Donnelly* | For | For | |||||||||||
5 | Gary D. Forsee* | For | For | |||||||||||
6 | John Humphrey* | For | For | |||||||||||
7 | Marc E. Jones* | For | For | |||||||||||
8 | Vicente Reynal* | For | For | |||||||||||
9 | Joshua T. Weisenbeck* | For | For | |||||||||||
10 | Tony L. White* | For | For | |||||||||||
11 | Peter M. Stavros# | For | For | |||||||||||
12 | Elizabeth Centoni# | For | For | |||||||||||
13 | Gary D. Forsee# | For | For | |||||||||||
14 | Tony L. White# | For | For | |||||||||||
LIBERTY GLOBAL PLC | ||||||||||||||
Security | G5480U104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LBTYA | Meeting Date | 16-Jun-2021 | |||||||||||
ISIN | GB00B8W67662 | Agenda | 935425442 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | Elect Michael T. Fries as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||||
O2 | Elect Paul A. Gould as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||||
O3 | Elect John C. Malone as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||||
O4 | Elect Larry E. Romrell as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||||
O5 | Approve, on an advisory basis, the annual report on the implementation of the directors' compensation policy for the year ended December 31, 2020, contained in Appendix A of the proxy statement (in accordance with requirements applicable to U.K. companies). | Management | For | For | ||||||||||
O6 | Ratify the appointment of KPMG LLP (U.S.) as Liberty Global's independent auditor for the year ending December 31, 2021. | Management | For | For | ||||||||||
O7 | Appoint KPMG LLP (U.K.) as Liberty Global's U.K. statutory auditor under the U.K. Companies Act 2006 (the Companies Act) (to hold office until the conclusion of the next annual general meeting at which accounts are laid before Liberty Global). | Management | For | For | ||||||||||
O8 | Authorize the audit committee of Liberty Global's board of directors to determine the U.K. statutory auditor's compensation. | Management | For | For | ||||||||||
S9 | Authorize Liberty Global's board of directors in accordance with Section 570 of the Companies Act to allot equity securities (as defined in Section 560 of the Companies Act) for cash pursuant to the authority conferred under section 551 of the Companies Act by resolution 10 passed at the Annual General Meeting of Liberty Global held on June 11, 2019, without the rights of preemption provided by Section 561 of the Companies Act. | Management | For | For | ||||||||||
O10 | Authorize Liberty Global and its subsidiaries to make political donations to political parties, independent election candidates and/or political organizations other than political parties and/or incur political expenditures of up to $1,000,000 under the Companies Act. | Management | For | For | ||||||||||
O11 | Approve the form agreements and counterparties pursuant to which Liberty Global may conduct the purchase of its ordinary shares in the capital of Liberty Global and authorize all or any of Liberty Global's directors and senior officers to enter into, complete and make purchases of ordinary shares in the capital of Liberty Global pursuant to the form of agreements and with any of the approved counterparties, which approvals will expire on the fifth anniversary of the 2021 AGM. | Management | For | For | ||||||||||
INDUS REALTY TRUST INC | ||||||||||||||
Security | 45580R103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | INDT | Meeting Date | 16-Jun-2021 | |||||||||||
ISIN | US45580R1032 | Agenda | 935433805 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: David R. Bechtel | Management | For | For | ||||||||||
1B. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Frederick M. Danziger | Management | For | For | ||||||||||
1C. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Gordon F. DuGan | Management | For | For | ||||||||||
1D. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Michael S. Gamzon | Management | For | For | ||||||||||
1E. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Jonathan P. May | Management | For | For | ||||||||||
1F. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Molly North | Management | For | For | ||||||||||
1G. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Amy Rose Silverman | Management | For | For | ||||||||||
1H. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Albert H. Small, Jr. | Management | For | For | ||||||||||
1I. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Ardevan Yaghoubi | Management | For | For | ||||||||||
2. | The ratification of the selection of RSM US LLP as INDUS's independent registered public accountants for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | The approval, on an advisory (non-binding) basis, of the compensation of INDUS's named executive officers as presented in INDUS's Proxy Statement. | Management | For | For | ||||||||||
LORAL SPACE & COMMUNICATIONS INC. | ||||||||||||||
Security | 543881106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LORL | Meeting Date | 17-Jun-2021 | |||||||||||
ISIN | US5438811060 | Agenda | 935441028 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John D. Harkey, Jr. | Withheld | Against | |||||||||||
2 | Michael B. Targoff | For | For | |||||||||||
2. | Acting upon a proposal to ratify the appointment of Deloitte & Touche LLP as Loral's independent registered public accounting firm for the year ending December 31, 2020 (the "Accounting Firm Proposal"). | Management | For | For | ||||||||||
3. | Acting upon a proposal to approve, by non-binding, advisory vote, the compensation of Loral's named executive officers as described in the proxy statement/prospectus (the "Say-On-Pay Proposal"). | Management | For | For | ||||||||||
IBERDROLA SA | ||||||||||||||
Security | 450737101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IBDRY | Meeting Date | 17-Jun-2021 | |||||||||||
ISIN | US4507371015 | Agenda | 935442981 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
2. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
3. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
4. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
5. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
6. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
7. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
8. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
9. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | Abstain | Against | ||||||||||
10. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
11. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
12. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
13. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
14. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
15. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
16. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
17. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
18. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
19. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
20. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
21. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
22. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
23. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
24. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
25. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
26. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
27. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | Abstain | Against | ||||||||||
SONY GROUP CORPORATION | ||||||||||||||
Security | J76379106 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 22-Jun-2021 | ||||||||||||
ISIN | JP3435000009 | Agenda | 714196462 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1.1 | Appoint a Director Yoshida, Kenichiro | Management | For | For | ||||||||||
1.2 | Appoint a Director Totoki, Hiroki | Management | For | For | ||||||||||
1.3 | Appoint a Director Sumi, Shuzo | Management | For | For | ||||||||||
1.4 | Appoint a Director Tim Schaaff | Management | For | For | ||||||||||
1.5 | Appoint a Director Oka, Toshiko | Management | For | For | ||||||||||
1.6 | Appoint a Director Akiyama, Sakie | Management | For | For | ||||||||||
1.7 | Appoint a Director Wendy Becker | Management | For | For | ||||||||||
1.8 | Appoint a Director Hatanaka, Yoshihiko | Management | For | For | ||||||||||
1.9 | Appoint a Director Adam Crozier | Management | For | For | ||||||||||
1.10 | Appoint a Director Kishigami, Keiko | Management | For | For | ||||||||||
1.11 | Appoint a Director Joseph A. Kraft Jr. | Management | For | For | ||||||||||
2 | Approve Issuance of Share Acquisition Rights as Stock Options | Management | For | For | ||||||||||
TORAY INDUSTRIES,INC. | ||||||||||||||
Security | J89494116 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 22-Jun-2021 | ||||||||||||
ISIN | JP3621000003 | Agenda | 714212153 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2 | Appoint a Director Suga, Yasuo | Management | For | For | ||||||||||
3 | Appoint a Corporate Auditor Tanaka, Yoshiyuki | Management | For | For | ||||||||||
4 | Approve Payment of Bonuses to Corporate Officers | Management | For | For | ||||||||||
MASTERCARD INCORPORATED | ||||||||||||||
Security | 57636Q104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MA | Meeting Date | 22-Jun-2021 | |||||||||||
ISIN | US57636Q1040 | Agenda | 935420644 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Ajay Banga | Management | For | For | ||||||||||
1B. | Election of Director: Merit E. Janow | Management | For | For | ||||||||||
1C. | Election of Director: Richard K. Davis | Management | For | For | ||||||||||
1D. | Election of Director: Steven J. Freiberg | Management | For | For | ||||||||||
1E. | Election of Director: Julius Genachowski | Management | For | For | ||||||||||
1F. | Election of Director: Choon Phong Goh | Management | For | For | ||||||||||
1G. | Election of Director: Oki Matsumoto | Management | For | For | ||||||||||
1H. | Election of Director: Michael Miebach | Management | For | For | ||||||||||
1I. | Election of Director: Youngme Moon | Management | For | For | ||||||||||
1J. | Election of Director: Rima Qureshi | Management | For | For | ||||||||||
1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | ||||||||||
1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | ||||||||||
1M. | Election of Director: Jackson Tai | Management | For | For | ||||||||||
1N. | Election of Director: Lance Uggla | Management | For | For | ||||||||||
2. | Advisory approval of Mastercard's executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Management | For | For | ||||||||||
4. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Management | For | For | ||||||||||
5. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non-Employee Director Equity Compensation Plan. | Management | For | For | ||||||||||
6. | Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements. | Management | For | For | ||||||||||
SONY GROUP CORPORATION | ||||||||||||||
Security | 835699307 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SONY | Meeting Date | 22-Jun-2021 | |||||||||||
ISIN | US8356993076 | Agenda | 935442234 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kenichiro Yoshida | Management | For | For | ||||||||||
1B. | Election of Director: Hiroki Totoki | Management | For | For | ||||||||||
1C. | Election of Director: Shuzo Sumi | Management | For | For | ||||||||||
1D. | Election of Director: Tim Schaaff | Management | For | For | ||||||||||
1E. | Election of Director: Toshiko Oka | Management | For | For | ||||||||||
1F. | Election of Director: Sakie Akiyama | Management | For | For | ||||||||||
1G. | Election of Director: Wendy Becker | Management | For | For | ||||||||||
1H. | Election of Director: Yoshihiko Hatanaka | Management | For | For | ||||||||||
1I. | Election of Director: Adam Crozier | Management | For | For | ||||||||||
1J. | Election of Director: Keiko Kishigami | Management | For | For | ||||||||||
1K. | Election of Director: Joseph A. Kraft, Jr. | Management | For | For | ||||||||||
2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For | ||||||||||
YAKULT HONSHA CO.,LTD. | ||||||||||||||
Security | J95468120 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2021 | ||||||||||||
ISIN | JP3931600005 | Agenda | 714250026 - Management | |||||||||||
�� | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1.1 | Appoint a Director Narita, Hiroshi | Management | For | For | ||||||||||
1.2 | Appoint a Director Wakabayashi, Hiroshi | Management | For | For | ||||||||||
1.3 | Appoint a Director Ishikawa, Fumiyasu | Management | For | For | ||||||||||
1.4 | Appoint a Director Ito, Masanori | Management | For | For | ||||||||||
1.5 | Appoint a Director Doi, Akifumi | Management | For | For | ||||||||||
1.6 | Appoint a Director Hayashida, Tetsuya | Management | For | For | ||||||||||
1.7 | Appoint a Director Hirano, Susumu | Management | For | For | ||||||||||
1.8 | Appoint a Director Imada, Masao | Management | For | For | ||||||||||
1.9 | Appoint a Director Yasuda, Ryuji | Management | For | For | ||||||||||
1.10 | Appoint a Director Fukuoka, Masayuki | Management | For | For | ||||||||||
1.11 | Appoint a Director Maeda, Norihito | Management | For | For | ||||||||||
1.12 | Appoint a Director Tobe, Naoko | Management | For | For | ||||||||||
1.13 | Appoint a Director Hirano, Koichi | Management | For | For | ||||||||||
1.14 | Appoint a Director Shimbo, Katsuyoshi | Management | For | For | ||||||||||
1.15 | Appoint a Director Nagasawa, Yumiko | Management | For | For | ||||||||||
NISSIN FOODS HOLDINGS CO.,LTD. | ||||||||||||||
Security | J58063124 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||
ISIN | JP3675600005 | Agenda | 714242310 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Ando, Koki | Management | For | For | ||||||||||
2.2 | Appoint a Director Ando, Noritaka | Management | For | For | ||||||||||
2.3 | Appoint a Director Yokoyama, Yukio | Management | For | For | ||||||||||
2.4 | Appoint a Director Kobayashi, Ken | Management | For | For | ||||||||||
2.5 | Appoint a Director Okafuji, Masahiro | Management | For | For | ||||||||||
2.6 | Appoint a Director Mizuno, Masato | Management | For | For | ||||||||||
2.7 | Appoint a Director Nakagawa, Yukiko | Management | For | For | ||||||||||
2.8 | Appoint a Director Sakuraba, Eietsu | Management | For | For | ||||||||||
3 | Appoint a Substitute Corporate Auditor Sugiura, Tetsuro | Management | For | For | ||||||||||
4 | Approve Details of Compensation as Stock-Linked Compensation Type Stock Options for Directors | Management | For | For |
ProxyEdge Meeting Date Range: 07/01/2020 - 06/30/2021 The Gabelli Focused Growth & Income Fund | Report Date: 07/01/2021 1 |
Investment Company Report
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E*TRADE FINANCIAL CORPORATION | ||||||||||||||
Security | 269246401 | Meeting Type | Special | |||||||||||
Ticker Symbol | ETFC | Meeting Date | 17-Jul-2020 | |||||||||||
ISIN | US2692464017 | Agenda | 935240298 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Proposal to adopt the Agreement and Plan of Merger, dated as of February 20, 2020 (as it may be amended from time to time, the "merger agreement"), by and among Morgan Stanley, Moon-Eagle Merger Sub, Inc. and E*TRADE Financial Corporation ("E*TRADE"). | Management | For | For | ||||||||||
2. | Proposal to approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to E*TRADE's named executive officers in connection with the merger. | Management | For | For | ||||||||||
3. | Proposal to adjourn the E*TRADE special meeting, if necessary or appropriate, to solicit additional proxies in favor of the merger agreement proposal if there are not sufficient votes at the time of such adjournment to adopt the merger agreement. | Management | For | For | ||||||||||
APOLLO GLOBAL MANAGEMENT, INC. | ||||||||||||||
Security | 03768E105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | APO | Meeting Date | 01-Oct-2020 | |||||||||||
ISIN | US03768E1055 | Agenda | 935262333 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Leon Black | For | For | |||||||||||
2 | Joshua Harris | For | For | |||||||||||
3 | Marc Rowan | For | For | |||||||||||
4 | Michael Ducey | For | For | |||||||||||
5 | Robert Kraft | For | For | |||||||||||
6 | A.B. Krongard | For | For | |||||||||||
7 | Pauline Richards | For | For | |||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 3 Years | For | ||||||||||
4. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | Management | For | For | ||||||||||
GCI LIBERTY, INC. | ||||||||||||||
Security | 36164V305 | Meeting Type | Special | |||||||||||
Ticker Symbol | GLIBA | Meeting Date | 15-Dec-2020 | |||||||||||
ISIN | US36164V3050 | Agenda | 935296194 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | A proposal to approve the adoption of the Agreement and Plan of Merger, dated August 6, 2020 (as may be amended from time to time), by and among Liberty Broadband Corporation, GCI Liberty, Inc., Grizzly Merger Sub 1, LLC and Grizzly Merger Sub 2, Inc. | Management | For | For | ||||||||||
2. | A proposal to approve the adjournment of the GCI Liberty, Inc. special meeting from time to time to solicit additional proxies in favor of Proposal 1 if there are insufficient votes at the time of such adjournment to approve that proposal or if otherwise determined by the chairperson of the meeting to be necessary or appropriate. | Management | For | For | ||||||||||
FIAT CHRYSLER AUTOMOBILES N.V. | ||||||||||||||
Security | N31738102 | Meeting Type | Special | |||||||||||
Ticker Symbol | FCAU | Meeting Date | 04-Jan-2021 | |||||||||||
ISIN | NL0010877643 | Agenda | 935314601 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | PROPOSAL TO APPROVE THE MERGER AND ALL RELATED PROPOSALS IN CONNECTION WITH THE COMBINATION WITH PSA Implementation of the Merger: (a) To approve that FCA will merge with PSA, in accordance with the Merger Proposal, by means of a cross-border legal merger in which PSA will be the disappearing entity and FCA will be the surviving entity. (b) To waive the setting up of and negotiation with the special negotiating body as referred to in Section 2:333k subsection 12 of the DCC and to be subject ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
3. | PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION TO INCREASE AND, SUBSEQUENTLY, DECREASE THE COMBINED COMPANY'S ISSUED SHARE CAPITAL: Capital increase (a) To amend the Articles of Association to increase the nominal value of the FCA Common Shares. Capital decrease (b) To amend the Articles of Association to decrease the nominal value of the FCA Common Shares. | Management | For | For | ||||||||||
FIAT CHRYSLER AUTOMOBILES N.V. | ||||||||||||||
Security | N31738102 | Meeting Type | Special | |||||||||||
Ticker Symbol | FCAU | Meeting Date | 04-Jan-2021 | |||||||||||
ISIN | NL0010877643 | Agenda | 935316453 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | PROPOSAL TO APPROVE THE MERGER AND ALL RELATED PROPOSALS IN CONNECTION WITH THE COMBINATION WITH PSA Implementation of the Merger: (a) To approve that FCA will merge with PSA, in accordance with the Merger Proposal, by means of a cross-border legal merger in which PSA will be the disappearing entity and FCA will be the surviving entity. (b) To waive the setting up of and negotiation with the special negotiating body as referred to in Section 2:333k subsection 12 of the DCC and to be subject ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
3. | PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION TO INCREASE AND, SUBSEQUENTLY, DECREASE THE COMBINED COMPANY'S ISSUED SHARE CAPITAL: Capital increase (a) To amend the Articles of Association to increase the nominal value of the FCA Common Shares. Capital decrease (b) To amend the Articles of Association to decrease the nominal value of the FCA Common Shares. | Management | For | For | ||||||||||
POST HOLDINGS, INC. | ||||||||||||||
Security | 737446104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | POST | Meeting Date | 28-Jan-2021 | |||||||||||
ISIN | US7374461041 | Agenda | 935310261 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Edwin H. Callison | For | For | |||||||||||
2 | William P. Stiritz | For | For | |||||||||||
2. | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
STELLANTIS N.V. | ||||||||||||||
Security | N82405106 | Meeting Type | Special | |||||||||||
Ticker Symbol | STLA | Meeting Date | 08-Mar-2021 | |||||||||||
ISIN | NL00150001Q9 | Agenda | 935331506 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Proposal to approve the Faurecia Distribution. | Management | For | For | ||||||||||
STELLANTIS N.V. | ||||||||||||||
Security | N82405106 | Meeting Type | Special | |||||||||||
Ticker Symbol | STLA | Meeting Date | 08-Mar-2021 | |||||||||||
ISIN | NL00150001Q9 | Agenda | 935335148 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Proposal to approve the Faurecia Distribution. | Management | For | For | ||||||||||
AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||||
Security | 007800105 | Meeting Type | Special | |||||||||||
Ticker Symbol | AJRD | Meeting Date | 09-Mar-2021 | |||||||||||
ISIN | US0078001056 | Agenda | 935333966 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Adoption of the Merger Agreement and the transactions contemplated thereby. | Management | For | For | ||||||||||
2. | Adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and the transactions contemplated thereby at the time of the Special Meeting. | Management | For | For | ||||||||||
3. | Adoption of a non-binding, advisory proposal to approve certain compensation payable to Aerojet Rocketdyne's named executive officers in connection with the Merger. | Management | For | For | ||||||||||
STELLANTIS N.V. | ||||||||||||||
Security | N82405106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STLA | Meeting Date | 15-Apr-2021 | |||||||||||
ISIN | NL00150001Q9 | Agenda | 935346862 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2.c | Remuneration Report 2020 (advisory voting). | Management | Abstain | Against | ||||||||||
2.d | Adoption of the Annual Accounts 2020. | Management | For | For | ||||||||||
2.e | Extraordinary distribution. | Management | For | For | ||||||||||
2.f | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2020. | Management | Abstain | Against | ||||||||||
3. | Proposal to appoint Ernst & Young Accountants LLP as the Company's independent auditor. | Management | For | For | ||||||||||
4.a | Proposal to amend the remuneration policy of the Board of Directors. | Management | For | For | ||||||||||
4.b | Proposal to adopt the Equity Incentive Plan and authorization to the Board of Directors (i) to issue shares or grant rights to subscribe for shares and (ii) to exclude pre-emptive rights in connection with the Equity Incentive Plan. | Management | Abstain | Against | ||||||||||
5. | Proposal to authorize the Board of Directors to acquire fully paid-up common shares in the Company's own share capital in accordance with article 9 of the Company's articles of association. | Management | For | For | ||||||||||
6. | Proposal to cancel all class B special voting shares held by the Company in its own share capital in accordance with article 10 of the Company's articles of association. | Management | For | For | ||||||||||
STELLANTIS N.V. | ||||||||||||||
Security | N82405106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STLA | Meeting Date | 15-Apr-2021 | |||||||||||
ISIN | NL00150001Q9 | Agenda | 935362525 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2.c | Remuneration Report 2020 (advisory voting). | Management | Abstain | Against | ||||||||||
2.d | Adoption of the Annual Accounts 2020. | Management | For | For | ||||||||||
2.e | Extraordinary distribution. | Management | For | For | ||||||||||
2.f | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2020. | Management | Abstain | Against | ||||||||||
3. | Proposal to appoint Ernst & Young Accountants LLP as the Company's independent auditor. | Management | For | For | ||||||||||
4.a | Proposal to amend the remuneration policy of the Board of Directors. | Management | For | For | ||||||||||
4.b | Proposal to adopt the Equity Incentive Plan and authorization to the Board of Directors (i) to issue shares or grant rights to subscribe for shares and (ii) to exclude pre-emptive rights in connection with the Equity Incentive Plan. | Management | Abstain | Against | ||||||||||
5. | Proposal to authorize the Board of Directors to acquire fully paid-up common shares in the Company's own share capital in accordance with article 9 of the Company's articles of association. | Management | For | For | ||||||||||
6. | Proposal to cancel all class B special voting shares held by the Company in its own share capital in accordance with article 10 of the Company's articles of association. | Management | For | For | ||||||||||
NEXTERA ENERGY PARTNERS, LP | ||||||||||||||
Security | 65341B106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NEP | Meeting Date | 20-Apr-2021 | |||||||||||
ISIN | US65341B1061 | Agenda | 935341622 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Susan D. Austin | Management | For | For | ||||||||||
1B. | Election of Director: Robert J. Byrne | Management | For | For | ||||||||||
1C. | Election of Director: Peter H. Kind | Management | For | For | ||||||||||
1D. | Election of Director: James L. Robo | Management | For | For | ||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners' independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Approval, by non-binding advisory vote, of the compensation of NextEra Energy Partners' named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
HEALTHPEAK PROPERTIES, INC | ||||||||||||||
Security | 42250P103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PEAK | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US42250P1030 | Agenda | 935346280 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Brian G. Cartwright | Management | For | For | ||||||||||
1B. | Election of Director: Christine N. Garvey | Management | For | For | ||||||||||
1C. | Election of Director: R. Kent Griffin, Jr. | Management | For | For | ||||||||||
1D. | Election of Director: David B. Henry | Management | For | For | ||||||||||
1E. | Election of Director: Thomas M. Herzog | Management | For | For | ||||||||||
1F. | Election of Director: Lydia H. Kennard | Management | For | For | ||||||||||
1G. | Election of Director: Sara G. Lewis | Management | For | For | ||||||||||
1H. | Election of Director: Katherine M. Sandstrom | Management | For | For | ||||||||||
2. | Approval of 2020 executive compensation on an advisory basis. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as Healthpeak Properties, Inc.'s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
APTIV PLC | ||||||||||||||
Security | G6095L109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | APTV | Meeting Date | 30-Apr-2021 | |||||||||||
ISIN | JE00B783TY65 | Agenda | 935344349 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kevin P. Clark | Management | For | For | ||||||||||
1B. | Election of Director: Richard L. Clemmer | Management | For | For | ||||||||||
1C. | Election of Director: Nancy E. Cooper | Management | For | For | ||||||||||
1D. | Election of Director: Nicholas M. Donofrio | Management | For | For | ||||||||||
1E. | Election of Director: Rajiv L. Gupta | Management | For | For | ||||||||||
1F. | Election of Director: Joseph L. Hooley | Management | For | For | ||||||||||
1G. | Election of Director: Merit E. Janow | Management | For | For | ||||||||||
1H. | Election of Director: Sean O. Mahoney | Management | For | For | ||||||||||
1I. | Election of Director: Paul M. Meister | Management | For | For | ||||||||||
1J. | Election of Director: Robert K. Ortberg | Management | For | For | ||||||||||
1K. | Election of Director: Colin J. Parris | Management | For | For | ||||||||||
1L. | Election of Director: Ana G. Pinczuk | Management | For | For | ||||||||||
2. | Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors. | Management | For | For | ||||||||||
3. | Say-on-Pay - To approve, by advisory vote, executive compensation. | Management | For | For | ||||||||||
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | ||||||||||||||
Security | G0751N103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AY | Meeting Date | 04-May-2021 | |||||||||||
ISIN | GB00BLP5YB54 | Agenda | 935363921 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To receive the accounts and reports of the directors and the auditors for the year ended 31 December 2020. | Management | For | For | ||||||||||
2. | To approve the directors' remuneration report, excluding the directors' remuneration policy, for the year ended 31 December 2020. | Management | For | For | ||||||||||
3. | To approve the directors' remuneration policy. | Management | For | For | ||||||||||
4. | Election of Michael Woollcombe as director of the Company. | Management | For | For | ||||||||||
5. | Election of Michael Forsayeth as director of the Company. | Management | For | For | ||||||||||
6. | Election of William Aziz as director of the Company. | Management | For | For | ||||||||||
7. | Election of Brenda Eprile as director of the Company. | Management | For | For | ||||||||||
8. | Election of Debora Del Favero as director of the Company. | Management | For | For | ||||||||||
9. | Election of Arun Banskota as director of the Company. | Management | For | For | ||||||||||
10. | Election of George Trisic as director of the Company. | Management | For | For | ||||||||||
11. | Re-election of Santiago Seage as director of the Company. | Management | For | For | ||||||||||
12. | To re-appoint Ernst & Young LLP and Ernst & Young S.L. as auditors of the Company to hold office until December 31, 2022. | Management | For | For | ||||||||||
13. | To authorize the Company's audit committee to determine the remuneration of the auditors. | Management | For | For | ||||||||||
14. | Authorization to issue shares. | Management | For | For | ||||||||||
15. | Disapplication of pre-emptive rights. | Management | Abstain | Against | ||||||||||
16. | Disapplication of pre-emptive rights. | Management | Abstain | Against | ||||||||||
17. | Redemption of the share premium account. | Management | For | For | ||||||||||
AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||||
Security | 007800105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AJRD | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US0078001056 | Agenda | 935353780 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Gen Kevin P. Chilton | For | For | |||||||||||
2 | Thomas A. Corcoran | For | For | |||||||||||
3 | Eileen P. Drake | For | For | |||||||||||
4 | James R. Henderson | For | For | |||||||||||
5 | Warren G. Lichtenstein | For | For | |||||||||||
6 | Gen Lance W. Lord | For | For | |||||||||||
7 | Audrey A. McNiff | For | For | |||||||||||
8 | Martin Turchin | For | For | |||||||||||
2. | Advisory vote to approve Aerojet Rocketdyne's executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as independent auditors of the Company for the year ending December 31, 2021. | Management | For | For | ||||||||||
MGM GROWTH PROPERTIES LLC | ||||||||||||||
Security | 55303A105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MGP | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US55303A1051 | Agenda | 935359504 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kathryn Coleman | Management | For | For | ||||||||||
1B. | Election of Director: Charles Irving | Management | For | For | ||||||||||
1C. | Election of Director: Paul Salem | Management | For | For | ||||||||||
1D. | Election of Director: Thomas Roberts | Management | For | For | ||||||||||
1E. | Election of Director: Daniel J. Taylor | Management | For | For | ||||||||||
1F. | Election of Director: Corey Sanders | Management | For | For | ||||||||||
1G. | Election of Director: John M. McManus | Management | For | For | ||||||||||
2. | To ratify the selection of Deloitte & Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
SOUTHWEST GAS HOLDINGS, INC. | ||||||||||||||
Security | 844895102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SWX | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US8448951025 | Agenda | 935363680 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert L. Boughner | For | For | |||||||||||
2 | José A. Cárdenas | For | For | |||||||||||
3 | Stephen C. Comer | For | For | |||||||||||
4 | John P. Hester | For | For | |||||||||||
5 | Jane Lewis-Raymond | For | For | |||||||||||
6 | Anne L. Mariucci | For | For | |||||||||||
7 | Michael J. Melarkey | For | For | |||||||||||
8 | A. Randall Thoman | For | For | |||||||||||
9 | Thomas A. Thomas | For | For | |||||||||||
10 | Leslie T. Thornton | For | For | |||||||||||
2. | To APPROVE, on a non-binding, advisory basis, the Company's Executive Compensation. | Management | For | For | ||||||||||
3. | To RATIFY the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2021. | Management | For | For | ||||||||||
ABBVIE INC. | ||||||||||||||
Security | 00287Y109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ABBV | Meeting Date | 07-May-2021 | |||||||||||
ISIN | US00287Y1091 | Agenda | 935357891 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Roxanne S. Austin | For | For | |||||||||||
2 | Richard A. Gonzalez | For | For | |||||||||||
3 | Rebecca B. Roberts | For | For | |||||||||||
4 | Glenn F. Tilton | For | For | |||||||||||
2. | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Say on Pay-An advisory vote on the approval of executive compensation. | Management | For | For | ||||||||||
4. | Approval of the Amended and Restated 2013 Incentive Stock Program. | Management | For | For | ||||||||||
5. | Approval of the Amended and Restated 2013 Employee Stock Purchase Plan for non-U.S. employees. | Management | For | For | ||||||||||
6. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting. | Management | For | For | ||||||||||
7. | Stockholder Proposal - to Issue an Annual Report on Lobbying. | Shareholder | Abstain | Against | ||||||||||
8. | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman. | Shareholder | Against | For | ||||||||||
KINDER MORGAN, INC. | ||||||||||||||
Security | 49456B101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KMI | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US49456B1017 | Agenda | 935365420 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director for a one year term expiring in 2022: Richard D. Kinder | Management | For | For | ||||||||||
1B. | Election of Director for a one year term expiring in 2022: Steven J. Kean | Management | For | For | ||||||||||
1C. | Election of Director for a one year term expiring in 2022: Kimberly A. Dang | Management | For | For | ||||||||||
1D. | Election of Director for a one year term expiring in 2022: Ted A. Gardner | Management | For | For | ||||||||||
1E. | Election of Director for a one year term expiring in 2022: Anthony W. Hall, Jr. | Management | For | For | ||||||||||
1F. | Election of Director for a one year term expiring in 2022: Gary L. Hultquist | Management | For | For | ||||||||||
1G. | Election of Director for a one year term expiring in 2022: Ronald L. Kuehn, Jr. | Management | For | For | ||||||||||
1H. | Election of Director for a one year term expiring in 2022: Deborah A. Macdonald | Management | For | For | ||||||||||
1I. | Election of Director for a one year term expiring in 2022: Michael C. Morgan | Management | For | For | ||||||||||
1J. | Election of Director for a one year term expiring in 2022: Arthur C. Reichstetter | Management | For | For | ||||||||||
1K. | Election of Director for a one year term expiring in 2022: C. Park Shaper | Management | For | For | ||||||||||
1L. | Election of Director for a one year term expiring in 2022: William A. Smith | Management | For | For | ||||||||||
1M. | Election of Director for a one year term expiring in 2022: Joel V. Staff | Management | For | For | ||||||||||
1N. | Election of Director for a one year term expiring in 2022: Robert F. Vagt | Management | For | For | ||||||||||
1O. | Election of Director for a one year term expiring in 2022: Perry M. Waughtal | Management | For | For | ||||||||||
2. | Approval of the Kinder Morgan, Inc. 2021 Amended and Restated Stock Incentive Plan. | Management | For | For | ||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
4. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
HERC HOLDINGS INC. | ||||||||||||||
Security | 42704L104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HRI | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US42704L1044 | Agenda | 935355493 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to serve until the next Annual Meeting: Patrick D. Campbell | Management | For | For | ||||||||||
1B. | Election of Director to serve until the next Annual Meeting: Lawrence H. Silber | Management | For | For | ||||||||||
1C. | Election of Director to serve until the next Annual Meeting: James H. Browning | Management | For | For | ||||||||||
1D. | Election of Director to serve until the next Annual Meeting: Shari L. Burgess | Management | For | For | ||||||||||
1E. | Election of Director to serve until the next Annual Meeting: Jonathan Frates | Management | For | For | ||||||||||
1F. | Election of Director to serve until the next Annual Meeting: Jean K. Holley | Management | For | For | ||||||||||
1G. | Election of Director to serve until the next Annual Meeting: Jacob M. Katz | Management | For | For | ||||||||||
1H. | Election of Director to serve until the next Annual Meeting: Michael A. Kelly | Management | For | For | ||||||||||
1I. | Election of Director to serve until the next Annual Meeting: Andrew N. Langham | Management | For | For | ||||||||||
1J. | Election of Director to serve until the next Annual Meeting: Mary Pat Salomone | Management | For | For | ||||||||||
1K. | Election of Director to serve until the next Annual Meeting: Andrew J. Teno | Management | For | For | ||||||||||
2. | Approval, by a non-binding advisory vote, of the named executive officers' compensation. | Management | For | For | ||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
TERMINIX GLOBAL HOLDINGS INC | ||||||||||||||
Security | 88087E100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TMX | Meeting Date | 17-May-2021 | |||||||||||
ISIN | US88087E1001 | Agenda | 935397720 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class I Director to serve until the 2024 Annual Meeting: David J. Frear | Management | For | For | ||||||||||
1B. | Election of Class I Director to serve until the 2024 Annual Meeting: Brett T. Ponton | Management | For | For | ||||||||||
1C. | Election of Class I Director to serve until the 2024 Annual Meeting: Stephen J. Sedita | Management | For | For | ||||||||||
2. | To hold a non-binding advisory vote approving executive compensation. | Management | For | For | ||||||||||
3. | To hold a non-binding advisory vote on the frequency of future advisory votes approving executive compensation. | Management | 1 Year | For | ||||||||||
4. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
MONDELĒZ INTERNATIONAL, INC. | ||||||||||||||
Security | 609207105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MDLZ | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US6092071058 | Agenda | 935357360 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Lewis W.K. Booth | Management | For | For | ||||||||||
1B. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||||
1C. | Election of Director: Lois D. Juliber | Management | For | For | ||||||||||
1D. | Election of Director: Peter W. May | Management | For | For | ||||||||||
1E. | Election of Director: Jorge S. Mesquita | Management | For | For | ||||||||||
1F. | Election of Director: Jane H. Nielsen | Management | For | For | ||||||||||
1G. | Election of Director: Fredric G. Reynolds | Management | For | For | ||||||||||
1H. | Election of Director: Christiana S. Shi | Management | For | For | ||||||||||
1I. | Election of Director: Patrick T. Siewert | Management | For | For | ||||||||||
1J. | Election of Director: Michael A. Todman | Management | For | For | ||||||||||
1K. | Election of Director: Jean-François M. L. van Boxmeer | Management | For | For | ||||||||||
1L. | Election of Director: Dirk Van de Put | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2021. | Management | For | For | ||||||||||
4. | Consider Employee Pay in Setting Chief Executive Officer Pay. | Shareholder | Abstain | Against | ||||||||||
OPTION CARE HEALTH, INC. | ||||||||||||||
Security | 68404L201 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OPCH | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US68404L2016 | Agenda | 935367157 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John J. Arlotta | For | For | |||||||||||
2 | Elizabeth Q. Betten | For | For | |||||||||||
3 | David W. Golding | For | For | |||||||||||
4 | Harry M.J. Kraemer, Jr. | For | For | |||||||||||
5 | Alan Nielsen | For | For | |||||||||||
6 | R. Carter Pate | For | For | |||||||||||
7 | John C. Rademacher | For | For | |||||||||||
8 | Nitin Sahney | For | For | |||||||||||
9 | Timothy Sullivan | For | For | |||||||||||
10 | Mark Vainisi | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve, on a non-binding advisory basis, our executive compensation. | Management | For | For | ||||||||||
4. | To approve an amendment to the Option Care Health, Inc. 2018 Equity Incentive Plan for the reservation of an additional 5,000,000 shares of Common Stock for future issuance under such plan. | Management | For | For | ||||||||||
LUMEN TECHNOLOGIES, INC. | ||||||||||||||
Security | 550241103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LUMN | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US5502411037 | Agenda | 935382832 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Quincy L. Allen | Management | For | For | ||||||||||
1B. | Election of Director: Martha Helena Bejar | Management | For | For | ||||||||||
1C. | Election of Director: Peter C. Brown | Management | For | For | ||||||||||
1D. | Election of Director: Kevin P. Chilton | Management | For | For | ||||||||||
1E. | Election of Director: Steven T. "Terry" Clontz | Management | For | For | ||||||||||
1F. | Election of Director: T. Michael Glenn | Management | For | For | ||||||||||
1G. | Election of Director: W. Bruce Hanks | Management | For | For | ||||||||||
1H. | Election of Director: Hal Stanley Jones | Management | For | For | ||||||||||
1I. | Election of Director: Michael Roberts | Management | For | For | ||||||||||
1J. | Election of Director: Laurie Siegel | Management | For | For | ||||||||||
1K. | Election of Director: Jeffrey K. Storey | Management | For | For | ||||||||||
2. | Ratify the appointment of KPMG LLP as our independent auditor for 2021. | Management | For | For | ||||||||||
3. | Ratify the amendment to our Amended and Restated NOL Rights Plan. | Management | For | For | ||||||||||
4. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||||
MORGAN STANLEY | ||||||||||||||
Security | 617446448 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MS | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US6174464486 | Agenda | 935372312 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Elizabeth Corley | Management | For | For | ||||||||||
1B. | Election of Director: Alistair Darling | Management | For | For | ||||||||||
1C. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||||
1D. | Election of Director: James P. Gorman | Management | For | For | ||||||||||
1E. | Election of Director: Robert H. Herz | Management | For | For | ||||||||||
1F. | Election of Director: Nobuyuki Hirano | Management | For | For | ||||||||||
1G. | Election of Director: Hironori Kamezawa | Management | For | For | ||||||||||
1H. | Election of Director: Shelley B. Leibowitz | Management | For | For | ||||||||||
1I. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||||
1J. | Election of Director: Jami Miscik | Management | For | For | ||||||||||
1K. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||||
1L. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||
1M. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||||
1N. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor. | Management | For | For | ||||||||||
3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote). | Management | For | For | ||||||||||
4. | To approve the amended and restated Equity Incentive Compensation Plan. | Management | Against | Against | ||||||||||
LIBERTY MEDIA CORPORATION | ||||||||||||||
Security | 531229870 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FWONA | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US5312298707 | Agenda | 935395233 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Brian M. Deevy | For | For | |||||||||||
2 | Gregory B. Maffei | For | For | |||||||||||
3 | Andrea L. Wong | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Compensation." | Management | For | For | ||||||||||
QURATE RETAIL, INC. | ||||||||||||||
Security | 74915M308 | Meeting Type | Annual | |||||||||||
Ticker Symbol | QRTEP | �� | Meeting Date | 25-May-2021 | ||||||||||
ISIN | US74915M3088 | Agenda | 935395245 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Richard N. Barton | For | For | |||||||||||
2 | Michael A. George | For | For | |||||||||||
3 | Gregory B. Maffei | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
PAYPAL HOLDINGS, INC. | ||||||||||||||
Security | 70450Y103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PYPL | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US70450Y1038 | Agenda | 935392617 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||||
1B. | Election of Director: Jonathan Christodoro | Management | For | For | ||||||||||
1C. | Election of Director: John J. Donahoe | Management | For | For | ||||||||||
1D. | Election of Director: David W. Dorman | Management | For | For | ||||||||||
1E. | Election of Director: Belinda J. Johnson | Management | For | For | ||||||||||
1F. | Election of Director: Gail J. McGovern | Management | For | For | ||||||||||
1G. | Election of Director: Deborah M. Messemer | Management | For | For | ||||||||||
1H. | Election of Director: David M. Moffett | Management | For | For | ||||||||||
1I. | Election of Director: Ann M. Sarnoff | Management | For | For | ||||||||||
1J. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||||
1K. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. | Management | For | For | ||||||||||
4. | Stockholder proposal - Stockholder right to act by written consent. | Shareholder | Against | For | ||||||||||
5. | Stockholder Proposal - Assessing Inclusion in the Workplace. | Shareholder | Abstain | Against | ||||||||||
NEW YORK COMMUNITY BANCORP, INC. | ||||||||||||||
Security | 649445103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NYCB | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US6494451031 | Agenda | 935400286 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Thomas R. Cangemi | Management | For | For | ||||||||||
1B. | Election of Director: Hanif "Wally" Dahya | Management | For | For | ||||||||||
1C. | Election of Director: James J. O'Donovan | Management | For | For | ||||||||||
2. | The ratification of the appointment of KPMG LLP as the independent registered public accounting firm of New York Community Bancorp, Inc. for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | An advisory vote to approve compensation for our executive officers disclosed in the accompanying Proxy Statement. | Management | For | For | ||||||||||
4. | A proposal to amend the Amended and Restated Certificate of Incorporation of the Company in order to phase out the classification of the board of directors and provide instead for the annual election of directors. | Management | For | For | ||||||||||
5. | A shareholder proposal requesting board action to provide shareholders with the right to act by written consent. | Shareholder | Against | For | ||||||||||
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL | ||||||||||||||
Security | 41068X100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HASI | Meeting Date | 03-Jun-2021 | |||||||||||
ISIN | US41068X1000 | Agenda | 935400363 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jeffrey W. Eckel | For | For | |||||||||||
2 | Clarence D. Armbrister | For | For | |||||||||||
3 | Teresa M. Brenner | For | For | |||||||||||
4 | Michael T. Eckhart | For | For | |||||||||||
5 | Nancy C. Floyd | For | For | |||||||||||
6 | Simone F. Lagomarsino | For | For | |||||||||||
7 | Charles M. O'Neil | For | For | |||||||||||
8 | Richard J. Osborne | For | For | |||||||||||
9 | Steven G. Osgood | For | For | |||||||||||
2. | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | The advisory approval of the compensation of the Named Executive Officers as described in the Compensation Discussion and Analysis, the compensation tables and other narrative disclosure in the proxy statement. | Management | For | For | ||||||||||
T-MOBILE US, INC. | ||||||||||||||
Security | 872590104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TMUS | Meeting Date | 03-Jun-2021 | |||||||||||
ISIN | US8725901040 | Agenda | 935400921 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Marcelo Claure | For | For | |||||||||||
2 | Srikant M. Datar | For | For | |||||||||||
3 | Bavan M. Holloway | For | For | |||||||||||
4 | Timotheus Höttges | For | For | |||||||||||
5 | Christian P. Illek | For | For | |||||||||||
6 | Raphael Kübler | For | For | |||||||||||
7 | Thorsten Langheim | For | For | |||||||||||
8 | Dominique Leroy | For | For | |||||||||||
9 | G. Michael Sievert | For | For | |||||||||||
10 | Teresa A. Taylor | For | For | |||||||||||
11 | Omar Tazi | For | For | |||||||||||
12 | Kelvin R. Westbrook | For | For | |||||||||||
13 | Michael Wilkens | For | For | |||||||||||
2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | For | For | ||||||||||
SIRIUS XM HOLDINGS INC. | ||||||||||||||
Security | 82968B103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SIRI | Meeting Date | 03-Jun-2021 | |||||||||||
ISIN | US82968B1035 | Agenda | 935405995 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David A. Blau | For | For | |||||||||||
2 | Eddy W. Hartenstein | For | For | |||||||||||
3 | Robin P. Hickenlooper | For | For | |||||||||||
4 | James P. Holden | For | For | |||||||||||
5 | Gregory B. Maffei | For | For | |||||||||||
6 | Evan D. Malone | For | For | |||||||||||
7 | James E. Meyer | For | For | |||||||||||
8 | Jonelle Procope | For | For | |||||||||||
9 | Michael Rapino | For | For | |||||||||||
10 | Kristina M. Salen | For | For | |||||||||||
11 | Carl E. Vogel | For | For | |||||||||||
12 | Jennifer C. Witz | For | For | |||||||||||
13 | David M. Zaslav | For | For | |||||||||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accountants for 2021. | Management | For | For | ||||||||||
ROPER TECHNOLOGIES, INC. | ||||||||||||||
Security | 776696106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ROP | Meeting Date | 14-Jun-2021 | |||||||||||
ISIN | US7766961061 | Agenda | 935422775 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Shellye L. Archambeau | Management | For | For | ||||||||||
1.2 | Election of Director: Amy Woods Brinkley | Management | For | For | ||||||||||
1.3 | Election of Director: John F. Fort III | Management | For | For | ||||||||||
1.4 | Election of Director: L. Neil Hunn | Management | For | For | ||||||||||
1.5 | Election of Director: Robert D. Johnson | Management | For | For | ||||||||||
1.6 | Election of Director: Laura G. Thatcher | Management | For | For | ||||||||||
1.7 | Election of Director: Richard F. Wallman | Management | For | For | ||||||||||
1.8 | Election of Director: Christopher Wright | Management | For | For | ||||||||||
2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
4. | Approval of the Roper Technologies, Inc. 2021 Incentive Plan. | Management | Against | Against |
ProxyEdge Meeting Date Range: 07/01/2020 - 06/30/2021 Gabelli Global Financial Services Fund | Report Date: 07/01/2021 1 |
Investment Company Report
DAIMLER AG | ||||||||||||||
Security | D1668R123 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 08-Jul-2020 | ||||||||||||
ISIN | DE0007100000 | Agenda | 712846407 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | ||||||||||||
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||||
CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
2 | ALLOCATION OF DISTRIBUTABLE PROFIT: IN THE EVENT THAT THE COMPANY DIRECTLY OR INDIRECTLY HOLDS ANY TREASURY SHARES AT THE DATE OF THE ANNUAL MEETING, THAT ARE NOT ENTITLED TO A DIVIDEND PURSUANT TO SECTION 71B OF THE GERMAN STOCK CORPORATION ACT (AKTIENGESETZ), IT IS RECOMMENDED TO THE ANNUAL MEETING THAT WITH AN UNCHANGED DIVIDEND OF EUR 0.90 PER NO-PAR VALUE SHARE ENTITLED TO DIVIDENDS THE PORTION OF THE DISTRIBUTABLE PROFIT ATTRIBUTABLE TO NO-PAR VALUE SHARES NOT ENTITLED TO DIVIDENDS SHALL BE TRANSFERRED TO RETAINED EARNINGS | Management | No Action | |||||||||||
3 | RATIFICATION OF BOARD OF MANAGEMENT MEMBERS' ACTIONS IN THE 2019 FINANCIAL YEAR | Management | No Action | |||||||||||
4 | RATIFICATION OF SUPERVISORY BOARD MEMBERS' ACTIONS IN THE 2019 FINANCIAL YEAR | Management | No Action | |||||||||||
5.A | APPOINTMENT OF AUDITORS FOR THE COMPANY AND FOR THE GROUP: 2020 FINANCIAL YEAR INCLUDING INTERIM FINANCIAL REPORTS: BASED ON THE RECOMMENDATION OF THE AUDIT COMMITTEE (PRUFUNGSAUSSCHUSS), THE SUPERVISORY BOARD PROPOSES THAT KPMG AG WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT, BERLIN, BE APPOINTED AS THE AUDITOR FOR THE ANNUAL FINANCIAL STATEMENTS, THE AUDITOR FOR THE CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITOR FOR THE REVIEW OF THE INTERIM FINANCIAL REPORTS FOR THE 2020 FINANCIAL YEAR | Management | No Action | |||||||||||
5.B | APPOINTMENT OF AUDITORS FOR THE COMPANY AND FOR THE GROUP: INTERIM FINANCIAL REPORTS FOR THE 2021 FINANCIAL YEAR UNTIL ANNUAL MEETING 2021: BASED ON THE RECOMMENDATION OF THE AUDIT COMMITTEE (PRUFUNGSAUSSCHUSS), THE SUPERVISORY BOARD PROPOSES THAT KPMG AG | Management | No Action | |||||||||||
WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT, BERLIN, BE APPOINTED AS THE AUDITOR FOR THE REVIEW OF THE INTERIM FINANCIAL REPORTS FOR THE 2021 FINANCIAL YEAR IN THE PERIOD UNTIL THE NEXT ANNUAL MEETING OF THE SHAREHOLDERS IN THE 2021 FINANCIAL YEAR | ||||||||||||||
6 | APPROVAL OF THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MANAGEMENT | Management | No Action | |||||||||||
7 | ELECTION OF TIMOTHEUS HOETTGES TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
8 | AUTHORIZATION TO ACQUIRE AND USE OWN SHARES AND TO EXCLUDE SHAREHOLDERS' SUBSCRIPTION RIGHTS AND RIGHTS TO SELL SHARES TO THE COMPANY | Management | No Action | |||||||||||
9 | AUTHORIZATION TO USE DERIVATIVE FINANCIAL INSTRUMENTS IN THE CONTEXT OF ACQUIRING OWN SHARES AND TO EXCLUDE SHAREHOLDERS' SUBSCRIPTION RIGHTS AND RIGHTS TO SELL SHARES TO THE COMPANY | Management | No Action | |||||||||||
10 | AUTHORIZATION TO ISSUE CONVERTIBLE BONDS AND/OR BONDS WITH WARRANTS AND TO EXCLUDE SHAREHOLDERS' SUBSCRIPTION RIGHTS; CREATION OF CONDITIONAL CAPITAL 2020 AND AMENDMENT TO THE ARTICLES OF INCORPORATION | Management | No Action | |||||||||||
11.A | AMENDMENT OF THE ARTICLES OF INCORPORATION BY NEW ARTICLE 11A AND NEW SECTION 5 TO ARTICLE 13: AMENDMENT BY NEW ARTICLE 11A (ANNUAL MEETING - VIDEO AND AUDIO TRANSMISSION) | Management | No Action | |||||||||||
11.B | AMENDMENT OF THE ARTICLES OF INCORPORATION BY NEW ARTICLE 11A AND NEW SECTION 5 TO ARTICLE 13: AMENDMENT BY NEW SECTION 5 TO ARTICLE 13 (ANNUAL MEETING - ELECTRONIC PARTICIPATION OF SHAREHOLDERS) | Management | No Action | |||||||||||
12.A | AMENDMENT TO ARTICLE 16 OF THE ARTICLES OF INCORPORATION (ANNUAL MEETING - RESOLUTION): DELETION OF ARTICLE 16 SEC. 2 | Management | No Action | |||||||||||
12.B | AMENDMENT TO ARTICLE 16 OF THE ARTICLES OF INCORPORATION (ANNUAL MEETING - RESOLUTION): AMENDMENT AND REVISION OF ARTICLE 16 SEC. 1 | Management | No Action | |||||||||||
13 | APPROVAL OF THE CONCLUSION OF A PROFIT TRANSFER AGREEMENT BETWEEN DAIMLER AG AND MERCEDES-BENZ BANK AG | Management | No Action | |||||||||||
CAVCO INDUSTRIES, INC. | ||||||||||||||
Security | 149568107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVCO | Meeting Date | 28-Jul-2020 | |||||||||||
ISIN | US1495681074 | Agenda | 935239396 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Susan L. Blount | Management | For | For | ||||||||||
1B. | Election of Director: William C. Boor | Management | For | For | ||||||||||
2. | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of RSM US LLP as the independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
CREDIT SUISSE GROUP | ||||||||||||||
Security | 225401108 | Meeting Type | Special | |||||||||||
Ticker Symbol | CS | Meeting Date | 27-Nov-2020 | |||||||||||
ISIN | US2254011081 | Agenda | 935294366 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Distribution of dividends payable out of retained earnings and capital contribution reserves | Management | For | For | ||||||||||
2. | Proposals of Shareholders | Management | Abstain | Against | ||||||||||
3. | Proposals of the Board of Directors | Management | Against | Against | ||||||||||
LEGACY HOUSING CORPORATION | ||||||||||||||
Security | 52472M101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LEGH | Meeting Date | 02-Dec-2020 | |||||||||||
ISIN | US52472M1018 | Agenda | 935293910 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Curtis D. Hodgson | For | For | |||||||||||
2 | Kenneth E. Shipley | For | For | |||||||||||
3 | Robert D. Bates | For | For | |||||||||||
4 | Jeffrey K. Stonder | For | For | |||||||||||
5 | Stephen L. Crawford | For | For | |||||||||||
2. | Ratification of independent registered public accounting firm. | Management | For | For | ||||||||||
FRANKLIN RESOURCES, INC. | ||||||||||||||
Security | 354613101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BEN | Meeting Date | 09-Feb-2021 | |||||||||||
ISIN | US3546131018 | Agenda | 935320034 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mariann Byerwalter | Management | For | For | ||||||||||
1B. | Election of Director: Alexander S. Friedman | Management | For | For | ||||||||||
1C. | Election of Director: Gregory E. Johnson | Management | For | For | ||||||||||
1D. | Election of Director: Jennifer M. Johnson | Management | For | For | ||||||||||
1E. | Election of Director: Rupert H. Johnson, Jr. | Management | For | For | ||||||||||
1F. | Election of Director: John Y. Kim | Management | For | For | ||||||||||
1G. | Election of Director: Anthony J. Noto | Management | For | For | ||||||||||
1H. | Election of Director: John W. Thiel | Management | For | For | ||||||||||
1I. | Election of Director: Seth H. Waugh | Management | For | For | ||||||||||
1J. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
3. | To approve an amendment and restatement of the Franklin Resources, Inc. 2002 Universal Stock Incentive Plan. | Management | Against | Against | ||||||||||
CIT GROUP INC. | ||||||||||||||
Security | 125581801 | Meeting Type | Special | |||||||||||
Ticker Symbol | CIT | Meeting Date | 09-Feb-2021 | |||||||||||
ISIN | US1255818015 | Agenda | 935323030 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | The CIT merger proposal: The Board of Directors recommends you vote FOR the proposal to adopt the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc., First-Citizens Bank & Trust Company and FC Merger Subsidiary IX, Inc. | Management | For | For | ||||||||||
2. | The CIT compensation proposal: The Board of Directors recommends that you vote FOR the proposal to approve, on an advisory (non- binding) basis, the executive officer compensation that will or may be paid to CIT's named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | For | For | ||||||||||
3. | The CIT adjournment proposal: The Board of Directors recommends that you vote FOR the proposal to adjourn the CIT special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the CIT merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of CIT common stock. | Management | For | For | ||||||||||
WADDELL & REED FINANCIAL, INC. | ||||||||||||||
Security | 930059100 | Meeting Type | Special | |||||||||||
Ticker Symbol | WDR | Meeting Date | 23-Mar-2021 | |||||||||||
ISIN | US9300591008 | Agenda | 935337988 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | A proposal to adopt the Agreement and Plan of Merger (as amended or supplemented from time to time, the "merger agreement"), by and among Waddell & Reed Financial, Inc. (the "Company"), Macquarie Management Holdings, Inc. ("Macquarie"), Merry Merger Sub, Inc., and (solely for limited purposes) Macquarie Financial Holdings Pty Ltd, pursuant to which, among other things, Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger as a wholly-owned subsidiary of Macquarie. | Management | For | For | ||||||||||
2. | A proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's principal executive officer, principal financial officer and three most highly compensated executive officers other than the principal executive officer and principal financial officer that is based on or otherwise relates to the merger and the other transactions contemplated by the merger agreement. | Management | For | For | ||||||||||
3. | A proposal to adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For | ||||||||||
JEFFERIES FINANCIAL GROUP INC. | ||||||||||||||
Security | 47233W109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JEF | Meeting Date | 25-Mar-2021 | |||||||||||
ISIN | US47233W1099 | Agenda | 935333699 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Linda L. Adamany | Management | For | For | ||||||||||
1B. | Election of Director: Barry J. Alperin | Management | For | For | ||||||||||
1C. | Election of Director: Robert D. Beyer | Management | For | For | ||||||||||
1D. | Election of Director: Francisco L. Borges | Management | For | For | ||||||||||
1E. | Election of Director: Brian P. Friedman | Management | For | For | ||||||||||
1F. | Election of Director: MaryAnne Gilmartin | Management | For | For | ||||||||||
1G. | Election of Director: Richard B. Handler | Management | For | For | ||||||||||
1H. | Election of Director: Jacob M. Katz | Management | For | For | ||||||||||
1I. | Election of Director: Michael T. O'Kane | Management | For | For | ||||||||||
1J. | Election of Director: Joseph S. Steinberg | Management | For | For | ||||||||||
2. | Approve named executive officer compensation on an advisory basis. | Management | For | For | ||||||||||
3. | Approval of Jefferies' New Equity Compensation Plan. | Management | Against | Against | ||||||||||
4. | Ratify Deloitte & Touche LLP as independent auditors for the fiscal year-ending November 30, 2021. | Management | For | For | ||||||||||
SHINHAN FINANCIAL GROUP | ||||||||||||||
Security | 824596100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SHG | Meeting Date | 25-Mar-2021 | |||||||||||
ISIN | US8245961003 | Agenda | 935346076 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of Financial Statements and Annual Dividends for fiscal year 2020 (January 1, 2020 - December 31, 2020). | Management | For | For | ||||||||||
2. | Approval of Revision to Articles of Incorporation. | Management | For | For | ||||||||||
3A. | Election of Non-Executive Director: Mr. Jin Ok-dong | Management | For | For | ||||||||||
3B. | Election of Independent Director: Mr. Park Ansoon | Management | For | For | ||||||||||
3C. | Election of Independent Director: Mr. Bae Hoon | Management | For | For | ||||||||||
3D. | Election of Independent Director: Mr. Byeon Yang-ho | Management | For | For | ||||||||||
3E. | Election of Independent Director: Mr. Sung Jae-ho | Management | For | For | ||||||||||
3F. | Election of Independent Director: Mr. Lee Yong Guk | Management | For | For | ||||||||||
3G. | Election of Independent Director: Mr. Lee Yoon-jae | Management | For | For | ||||||||||
3H. | Election of Independent Director: Mr. Choi Kyong-rok | Management | For | For | ||||||||||
3I. | Election of Independent Director: Mr. Choi Jae Boong | Management | For | For | ||||||||||
3J. | Election of Independent Director: Mr. Huh Yong-hak | Management | For | For | ||||||||||
4. | Election of Audit Committee Member who will serve as Independent Director: Mr. Kwak Su Keun | Management | For | For | ||||||||||
5.1 | Election of Audit Committee Member: Mr. Sung Jae-ho | Management | For | For | ||||||||||
5.2 | Election of Audit Committee Member: Mr. Lee Yoon-jae | Management | For | For | ||||||||||
6. | Approval of the Director Remuneration Limit. | Management | For | For | ||||||||||
DAIMLER AG | ||||||||||||||
Security | D1668R123 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 31-Mar-2021 | ||||||||||||
ISIN | DE0007100000 | Agenda | 713616324 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE | Non-Voting | ||||||||||||
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||||
CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.35 PER SHARE | Management | No Action | |||||||||||
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
5.1 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
5.2 | RATIFY KPMG AG AS AUDITORS FOR THE 2022 INTERIM FINANCIAL STATEMENTS UNTIL THE 2022 AGM | Management | No Action | |||||||||||
5.3 | RATIFY KPMG AG AS AUDITORS OF THE FINAL BALANCE SHEETS REQUIRED UNDER THE GERMAN REORGANIZATION ACT | Management | No Action | |||||||||||
6.1 | ELECT ELIZABETH CENTONI TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.2 | ELECT BEN VAN BEURDEN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.3 | ELECT MARTIN BRUDERMUELLER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
8 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | No Action | |||||||||||
9 | AMEND ARTICLES RE: PLACE OF JURISDICTION | Management | No Action | |||||||||||
CMMT | 24 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
CMMT | 22 FEB 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||||
Security | 064058100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BK | Meeting Date | 13-Apr-2021 | |||||||||||
ISIN | US0640581007 | Agenda | 935338132 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Linda Z. Cook | Management | For | For | ||||||||||
1B. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||
1C. | Election of Director: Thomas P. "Todd" Gibbons | Management | For | For | ||||||||||
1D. | Election of Director: M. Amy Gilliland | Management | For | For | ||||||||||
1E. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||||
1F. | Election of Director: K. Guru Gowrappan | Management | For | For | ||||||||||
1G. | Election of Director: Ralph Izzo | Management | For | For | ||||||||||
1H. | Election of Director: Edmund F. "Ted" Kelly | Management | For | For | �� | |||||||||
1I. | Election of Director: Elizabeth E. Robinson | Management | For | For | ||||||||||
1J. | Election of Director: Samuel C. Scott III | Management | For | For | ||||||||||
1K. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||||
1L. | Election of Director: Alfred W. "Al" Zollar | Management | For | For | ||||||||||
2. | Advisory resolution to approve the 2020 compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratification of KPMG LLP as our independent auditor for 2021. | Management | For | For | ||||||||||
4. | Stockholder proposal regarding stockholder requests for a record date to initiate written consent. | Shareholder | Against | For | ||||||||||
BANCO BILBAO VIZCAYA ARGENTARIA SA | ||||||||||||||
Security | E11805103 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 19-Apr-2021 | ||||||||||||
ISIN | ES0113211835 | Agenda | 713706933 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 20 APR 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||||||
CMMT | SHAREHOLDERS HOLDING LESS THAN "500" SHARES (MINIMUM AMOUNT TO ATTEND THE- MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL-ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION-TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO-ATTEND THE MEETING | Non-Voting | ||||||||||||
1.1 | APPROVAL OF THE ANNUAL ACCOUNTS AND MANAGEMENT REPORTS OF BBVA, S.A. AND ITS CONSOLIDATED GROUP CORRESPONDING TO THE YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
1.2 | APPROVAL OF THE NON FINANCIAL INFORMATION STATEMENT OF BBVA, S.A. AND THAT OF ITS CONSOLIDATED GROUP CORRESPONDING TO THE YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
1.3 | APPROVAL OF THE APPLICATION OF THE RESULTS OF THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
1.4 | APPROVAL OF THE CORPORATE MANAGEMENT DURING THE 2020 FINANCIAL YEAR | Management | No Action | |||||||||||
2.1 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MR. JOSE MIGUEL ANDRES TORRECILLAS | Management | No Action | |||||||||||
2.2 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MR. JAIME FELIX CARUANA LACORTE | Management | No Action | |||||||||||
2.3 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MRS. BELEN GARIJO LOPEZ | Management | No Action | |||||||||||
2.4 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MR. JOSE MALDONADO RAMOS | Management | No Action | |||||||||||
2.5 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MRS. ANA CRISTINA PERALTA MORENO | Management | No Action | |||||||||||
2.6 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JUAN PI LLORENS | Management | No Action | |||||||||||
2.7 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MR. JAN PAUL MARIE FRANCIS VERPLANCKE | Management | No Action | |||||||||||
3 | APPROVAL OF A DISTRIBUTION OF EUR 0.059 PER SHARE CHARGED TO THE SHARE PREMIUM ACCOUNT | Management | No Action | |||||||||||
4 | APPROVAL OF A DISTRIBUTION CHARGED TO THE BANK'S DISTRIBUTABLE ITEMS FOR A MAXIMUM AMOUNT EQUIVALENT TO 35PCT OF THE CONSOLIDATED PROFIT CORRESPONDING TO THE FIRST HALF OF 2021, EXCLUDING AMOUNTS AND EXTRAORDINARY ITEMS, SUBJECT TO CERTAIN CONDITIONS AND LIMITATIONS | Management | No Action | |||||||||||
5 | DELEGATION TO THE BOARD OF DIRECTORS, WITH EXPRESS SUB DELEGATION POWERS, OF THE POWER TO ISSUE SECURITIES EVENTUALLY CONVERTIBLE INTO COMPANY SHARES (COCOS), FOR A PERIOD OF FIVE YEARS, UP TO A MAXIMUM AMOUNT OF EUR 8,000,000,000 DELEGATING IN TURN THE POWER TO EXCLUDE THE PRE EMPTIVE SUBSCRIPTION RIGHT IN SAID SECURITIES ISSUES, AS WELL AS THE POWER TO INCREASE THE SHARE CAPITAL BY THE NECESSARY AMOUNT AND TO MODIFY THE CORRESPONDING ARTICLE OF THE COMPANY BYLAWS | Management | No Action | |||||||||||
6 | APPROVAL OF THE REDUCTION OF THE BANK'S SHARE CAPITAL UP TO A MAXIMUM AMOUNT CORRESPONDING TO 10PCT OF THE SAME ON THE DATE OF THE AGREEMENT, THROUGH THE AMORTIZATION OF TREASURY SHARES THAT HAVE BEEN ACQUIRED THROUGH ANY MECHANISM WITH THE AIM OF BEING AMORTIZED, DELEGATING TO THE BOARD OF DIRECTORS THE POSSIBILITY OF EXECUTING THE REDUCTION ONE OR MORE TIMES | Management | No Action | |||||||||||
7 | APPROVAL OF THE REMUNERATION POLICY FOR THE DIRECTORS OF BBVA, S.A., AND THE MAXIMUM NUMBER OF SHARES TO BE DELIVERED, AS THE CASE MAY BE, AS A RESULT OF ITS EXECUTION | Management | No Action | |||||||||||
8 | APPROVAL OF A MAXIMUM LEVEL OF VARIABLE REMUNERATION OF UP TO 200PCT OF THE FIXED COMPONENT OF TOTAL REMUNERATION FOR A SPECIFIC GROUP OF EMPLOYEES WHOSE PROFESSIONAL ACTIVITIES SIGNIFICANTLY AFFECT THE GROUP'S RISK PROFILE | Management | No Action | |||||||||||
9 | RE ELECTION OF THE ACCOUNT AUDITORS OF BBVA, S.A. AND ITS CONSOLIDATED GROUP FOR FISCAL YEAR 2021: KPMG AUDITORES | Management | No Action | |||||||||||
10 | MODIFICATION OF ARTICLE 21 (FORM AND CONTENT OF THE CALL) OF THE BYLAWS OF BBVA, S.A | Management | No Action | |||||||||||
11 | MODIFICATION OF ARTICLE 5 (PUBLICATION OF THE CALL) OF THE REGULATIONS OF THE GENERAL MEETING OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A | Management | No Action | |||||||||||
12 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WITH THE POWER OF SUBSTITUTION, TO FORMALIZE, CORRECT, INTERPRET AND EXECUTE THE RESOLUTIONS ADOPTED BY THE GENERAL MEETING | Management | No Action | |||||||||||
13 | CONSULTATIVE VOTE ON THE ANNUAL REPORT ON REMUNERATION OF THE DIRECTORS OF BBVA, S.A | Management | No Action | |||||||||||
CMMT | 18 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
CMMT | 18 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.- FURTHER TO CHANGE IN RECORD DATE FROM 14 APR 2021 TO 15 APR 2021 AND-MODIFICATION OF TEXT IN RESOLUTION 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
WEBSTER FINANCIAL CORPORATION | ||||||||||||||
Security | 947890109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WBS | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US9478901096 | Agenda | 935355467 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director for one year term: William L. Atwell | Management | For | For | ||||||||||
1B. | Election of Director for one year term: John R. Ciulla | Management | For | For | ||||||||||
1C. | Election of Director for one year term: Elizabeth E. Flynn | Management | For | For | ||||||||||
1D. | Election of Director for one year term: E. Carol Hayles | Management | For | For | ||||||||||
1E. | Election of Director for one year term: Linda H. Ianieri | Management | For | For | ||||||||||
1F. | Election of Director for one year term: Laurence C. Morse | Management | For | For | ||||||||||
1G. | Election of Director for one year term: Karen R. Osar | Management | For | For | ||||||||||
1H. | Election of Director for one year term: Mark Pettie | Management | For | For | ||||||||||
1I. | Election of Director for one year term: Lauren C. States | Management | For | For | ||||||||||
2. | To approve, on a non-binding, advisory basis, the compensation of the named executive officers of the Company (Proposal 2). | Management | For | For | ||||||||||
3. | To ratify the appointment by the Board of Directors of KPMG LLP as the independent registered public accounting firm of Webster Financial Corporation for the year ending December 31, 2021 (Proposal 3). | Management | For | For | ||||||||||
4. | To approve the Webster Financial Corporation 2021 Stock Incentive Plan, which amends and restates the Webster Financial Corporation 1992 Stock Option Plan (Proposal 4). | Management | For | For | ||||||||||
ING GROUP NV | ||||||||||||||
Security | N4578E595 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 26-Apr-2021 | ||||||||||||
ISIN | NL0011821202 | Agenda | 713687068 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
1. | OPENING REMARKS AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
2a. | REPORT OF THE EXECUTIVE BOARD FOR 2020 | Non-Voting | ||||||||||||
2b. | SUSTAINABILITY | Non-Voting | ||||||||||||
2c. | REPORT OF THE SUPERVISORY BOARD FOR 2020 | Non-Voting | ||||||||||||
2d. | REMUNERATION REPORT FOR 2020 | Management | No Action | |||||||||||
2e. | FINANCIAL STATEMENTS (ANNUAL ACCOUNTS) FOR 2020 | Management | No Action | |||||||||||
3a. | PROFIT RETENTION AND DISTRIBUTION POLICY | Non-Voting | ||||||||||||
3b. | DIVIDEND FOR 2020: EUR 0.12 PER SHARE | Management | No Action | |||||||||||
4a. | DISCHARGE OF THE MEMBERS AND FORMER MEMBERS OF THE EXECUTIVE BOARD IN RESPECT OF THEIR DUTIES PERFORMED DURING THE YEAR 2020 | Management | No Action | |||||||||||
4b. | DISCHARGE OF THE MEMBERS AND FORMER MEMBERS OF THE SUPERVISORY BOARD IN RESPECT OF THEIR DUTIES PERFORMED DURING THE YEAR 2020 | Management | No Action | |||||||||||
5. | VARIABLE REMUNERATION CAP FOR SELECTED GLOBAL STAFF | Management | No Action | |||||||||||
6. | AMENDMENTS OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
7a. | COMPOSITION OF THE EXECUTIVE BOARD: REAPPOINTMENT OF STEVEN VAN RIJSWIJK | Management | No Action | |||||||||||
7b. | COMPOSITION OF THE EXECUTIVE BOARD: APPOINTMENT OF LJILJANA CORTAN | Management | No Action | |||||||||||
8a. | COMPOSITION OF THE SUPERVISORY BOARD: REAPPOINTMENT OF HANS WIJERS | Management | No Action | |||||||||||
8b. | COMPOSITION OF THE SUPERVISORY BOARD: REAPPOINTMENT OF MARGARETE HAASE | Management | No Action | |||||||||||
8c. | COMPOSITION OF THE SUPERVISORY BOARD: APPOINTMENT OF LODEWIJK HIJMANS VAN DEN BERGH | Management | No Action | |||||||||||
9a. | AUTHORISATION TO ISSUE ORDINARY SHARES | Management | No Action | |||||||||||
9b. | AUTHORISATION TO ISSUE ORDINARY SHARES, WITH OR WITHOUT PRE-EMPTIVE RIGHTS OF EXISTING SHAREHOLDERS | Management | No Action | |||||||||||
10. | AUTHORISATION TO ACQUIRE ORDINARY SHARES IN THE COMPANY'S OWN CAPITAL | Management | No Action | |||||||||||
CMMT | 18 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | 30 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT,- MODIFICATION OF TEXT IN RESOLUTION 3b. AND CHANGE IN NUMBERING OF ALL-RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
CITIGROUP INC. | ||||||||||||||
Security | 172967424 | Meeting Type | Annual | |||||||||||
Ticker Symbol | C | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US1729674242 | Agenda | 935349515 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||||
1B. | Election of Director: Grace E. Dailey | Management | For | For | ||||||||||
1C. | Election of Director: Barbara J. Desoer | Management | For | For | ||||||||||
1D. | Election of Director: John C. Dugan | Management | For | For | ||||||||||
1E. | Election of Director: Jane N. Fraser | Management | For | For | ||||||||||
1F. | Election of Director: Duncan P. Hennes | Management | For | For | ||||||||||
1G. | Election of Director: Peter B. Henry | Management | For | For | ||||||||||
1H. | Election of Director: S. Leslie Ireland | Management | For | For | ||||||||||
1I. | Election of Director: Lew W. (Jay) Jacobs, IV | Management | For | For | ||||||||||
1J. | Election of Director: Renée J. James | Management | For | For | ||||||||||
1K. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||||
1L. | Election of Director: Diana L. Taylor | Management | For | For | ||||||||||
1M. | Election of Director: James S. Turley | Management | For | For | ||||||||||
1N. | Election of Director: Deborah C. Wright | Management | For | For | ||||||||||
1O. | Election of Director: Alexander R. Wynaendts | Management | For | For | ||||||||||
1P. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | For | For | ||||||||||
2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve Citi's 2020 Executive Compensation. | Management | For | For | ||||||||||
4. | Approval of additional authorized shares under the Citigroup 2019 Stock Incentive Plan. | Management | For | For | ||||||||||
5. | Stockholder proposal requesting an amendment to Citi's proxy access by-law provisions pertaining to the aggregation limit. | Shareholder | Abstain | Against | ||||||||||
6. | Stockholder proposal requesting an Independent Board Chairman. | Shareholder | Against | For | ||||||||||
7. | Stockholder proposal requesting non-management employees on director nominee candidate lists. | Shareholder | Against | For | ||||||||||
8. | Stockholder proposal requesting a report disclosing information regarding Citi's lobbying payments, policies and activities. | Shareholder | Abstain | Against | ||||||||||
9. | Stockholder proposal requesting a racial equity audit analyzing Citi's adverse impacts on nonwhite stakeholders and communities of color. | Shareholder | Abstain | Against | ||||||||||
10. | Stockholder proposal requesting that the Board approve an amendment to Citi's Certificate of Incorporation to become a Public Benefit Corporation and to submit the proposed amendment to stockholders for approval. | Shareholder | Against | For | ||||||||||
NATWEST GROUP PLC | ||||||||||||||
Security | G6422B105 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||||
ISIN | GB00B7T77214 | Agenda | 713722759 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||
3 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||||
4 | RE-ELECT HOWARD DAVIES AS DIRECTOR | Management | For | For | ||||||||||
5 | RE-ELECT ALISON ROSE-SLADE AS DIRECTOR | Management | For | For | ||||||||||
6 | RE-ELECT KATIE MURRAY AS DIRECTOR | Management | For | For | ||||||||||
7 | RE-ELECT FRANK DANGEARD AS DIRECTOR | Management | For | For | ||||||||||
8 | RE-ELECT PATRICK FLYNN AS DIRECTOR | Management | For | For | ||||||||||
9 | RE-ELECT MORTEN FRIIS AS DIRECTOR | Management | For | For | ||||||||||
10 | RE-ELECT ROBERT GILLESPIE AS DIRECTOR | Management | For | For | ||||||||||
11 | RE-ELECT YASMIN JETHA AS DIRECTOR | Management | For | For | ||||||||||
12 | RE-ELECT MIKE ROGERS AS DIRECTOR | Management | For | For | ||||||||||
13 | RE-ELECT MARK SELIGMAN AS DIRECTOR | Management | For | For | ||||||||||
14 | RE-ELECT LENA WILSON AS DIRECTOR | Management | For | For | ||||||||||
15 | REAPPOINT ERNST & YOUNG LLP AS AUDITORS | Management | For | For | ||||||||||
16 | AUTHORISE THE GROUP AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
17 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
18 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | ||||||||||
19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||
20 | AUTHORISE ISSUE OF EQUITY IN CONNECTION WITH EQUITY CONVERTIBLE NOTES | Management | For | For | ||||||||||
21 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH EQUITY CONVERTIBLE NOTES | Management | For | For | ||||||||||
22 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | ||||||||||
23 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||
24 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
25 | AUTHORISE OFF-MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
26 | AUTHORISE OFF-MARKET PURCHASE OF PREFERENCE SHARES | Management | For | For | ||||||||||
27 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
28 | AUTHORISE BOARD TO OFFER SCRIP DIVIDEND | Management | For | For | ||||||||||
CMMT | 08 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL OF RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
WESTWOOD HOLDINGS GROUP, INC. | ||||||||||||||
Security | 961765104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WHG | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US9617651040 | Agenda | 935353879 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Brian O. Casey | For | For | |||||||||||
2 | Richard M. Frank | For | For | |||||||||||
3 | Susan M. Byrne | For | For | |||||||||||
4 | Ellen H. Masterson | For | For | |||||||||||
5 | Geoffrey R. Norman | For | For | |||||||||||
6 | Raymond E. Wooldridge | For | For | |||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as Westwood's independent auditors for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve the Eighth Amended and Restated Westwood Holdings Group, Inc. Stock Incentive Plan. | Management | Against | Against | ||||||||||
4. | To cast a non-binding, advisory vote on Westwood's executive compensation. | Management | For | For | ||||||||||
JANUS HENDERSON GROUP PLC | ||||||||||||||
Security | G4474Y214 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JHG | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | JE00BYPZJM29 | Agenda | 935353285 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To receive the 2020 Annual Report and Accounts. | Management | For | For | ||||||||||
2. | To reappoint Ms. A Davis as a Director. | Management | For | For | ||||||||||
3. | To reappoint Ms. K Desai as a Director. | Management | For | For | ||||||||||
4. | To reappoint Mr. J Diermeier as a Director. | Management | For | For | ||||||||||
5. | To reappoint Mr. K Dolan as a Director. | Management | For | For | ||||||||||
6. | To reappoint Mr. E Flood Jr as a Director. | Management | For | For | ||||||||||
7. | To reappoint Mr. R Gillingwater as a Director. | Management | For | For | ||||||||||
8. | To reappoint Mr. L Kochard as a Director. | Management | For | For | ||||||||||
9. | To reappoint Mr. G Schafer as a Director. | Management | For | For | ||||||||||
10. | To reappoint Ms. A Seymour-Jackson as a Director. | Management | For | For | ||||||||||
11. | To reappoint Mr. R Weil as a Director. | Management | For | For | ||||||||||
12. | To reappoint PricewaterhouseCoopers LLP as Auditors and to authorize the Audit Committee to agree to their remuneration. | Management | For | For | ||||||||||
13. | To authorize the Company to purchase its own shares to a limited extent. | Management | For | For | ||||||||||
14. | To authorize the Company to purchase its own CDIs to a limited extent. | Management | For | For | ||||||||||
CREDIT SUISSE GROUP | ||||||||||||||
Security | 225401108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CS | Meeting Date | 30-Apr-2021 | |||||||||||
ISIN | US2254011081 | Agenda | 935367929 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Consultative vote on the 2020 compensation report. | Management | For | For | ||||||||||
1B | Approval of the 2020 management report, the 2020 parent company financial statements, and the 2020 Group consolidated financial statements. | Management | For | For | ||||||||||
2 | This proposal has been withdrawn | Management | Abstain | |||||||||||
3 | Appropriation of retained earnings and ordinary distribution of dividends payable out of retained earnings and capital contribution reserves. | Management | For | For | ||||||||||
4 | Increase and extension of the authorized capital. | Management | For | For | ||||||||||
5AA | Election of António Horta-Osório as member and Chairman of the Board of Directors. | Management | For | For | ||||||||||
5AB | Re-election of Iris Bohnet as member of the Board of Director. | Management | For | For | ||||||||||
5AC | Re-election of Christian Gellerstad as member of the Board of Director. | Management | For | For | ||||||||||
5AD | Re-election of Andreas Gottschling as member of the Board of Director. | Management | For | For | ||||||||||
5AE | Re-election of Michael Klein as member of the Board of Director. | Management | For | For | ||||||||||
5AF | Re-election of Shan Li as member of the Board of Director. | Management | For | For | ||||||||||
5AG | Re-election of Seraina Macia as member of the Board of Director. | Management | For | For | ||||||||||
5AH | Re-election of Richard Meddings as member of the Board of Director. | Management | For | For | ||||||||||
5AI | Re-election of Kai S. Nargolwala as member of the Board of Director. | Management | For | For | ||||||||||
5AJ | Re-election of Ana Paula Pessoa as member of the Board of Director. | Management | For | For | ||||||||||
5AK | Re-election of Severin Schwan as member of the Board of Director. | Management | For | For | ||||||||||
5AL | Election of Clare Brady as member of the Board of Director. | Management | For | For | ||||||||||
5AM | Election of Blythe Masters as member of the Board of Director. | Management | For | For | ||||||||||
5BA | Re-election of Iris Bohnet as the member of the Compensation Committee. | Management | For | For | ||||||||||
5BB | Re-election of Christian Gellerstad as the member of the Compensation Committee. | Management | For | For | ||||||||||
5BC | Re-election of Michael Klein as the member of the Compensation Committee. | Management | For | For | ||||||||||
5BD | Re-election of Kai S. Nargolwala as the member of the Compensation Committee. | Management | For | For | ||||||||||
5BE | Election of Blythe Masters as the member of the Compensation Committee. | Management | For | For | ||||||||||
6A | Approval of the compensation of the Board of Directors. | Management | For | For | ||||||||||
6BA | This proposal has been withdrawn | Management | Abstain | |||||||||||
6BB | Fixed compensation. | Management | For | For | ||||||||||
6BC | This proposal has been withdrawn | Management | Abstain | |||||||||||
7A | Election of the independent auditors. | Management | For | For | ||||||||||
7B | Election of the special auditors | Management | For | For | ||||||||||
7C | Election of the independent proxy. | Management | For | For | ||||||||||
8 | Proposals of Shareholders. | Shareholder | Abstain | Against | ||||||||||
9 | Proposals of the Board of Directors. | Management | Against | Against | ||||||||||
ALLY FINANCIAL INC. | ||||||||||||||
Security | 02005N100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ALLY | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US02005N1000 | Agenda | 935348070 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Franklin W. Hobbs | Management | For | For | ||||||||||
1B. | Election of Director: Kenneth J. Bacon | Management | For | For | ||||||||||
1C. | Election of Director: Katryn (Trynka) Shineman Blake | Management | For | For | ||||||||||
1D. | Election of Director: Maureen A. Breakiron-Evans | Management | For | For | ||||||||||
1E. | Election of Director: William H. Cary | Management | For | For | ||||||||||
1F. | Election of Director: Mayree C. Clark | Management | For | For | ||||||||||
1G. | Election of Director: Kim S. Fennebresque | Management | For | For | ||||||||||
1H. | Election of Director: Marjorie Magner | Management | For | For | ||||||||||
1I. | Election of Director: Brian H. Sharples | Management | For | For | ||||||||||
1J. | Election of Director: John J. Stack | Management | For | For | ||||||||||
1K. | Election of Director: Michael F. Steib | Management | For | For | ||||||||||
1L. | Election of Director: Jeffrey J. Brown | Management | For | For | ||||||||||
2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
3. | Advisory vote on the frequency of the stockholder advisory vote on executive compensation. | Management | 1 Year | For | ||||||||||
4. �� | Approval of the Ally Financial Inc. Incentive Compensation Plan, amended and restated effective as of May 4, 2021. | Management | For | For | ||||||||||
5. | Approval of the Ally Financial Inc. Non-Employee Directors Equity Compensation Plan, amended and restated effective as of May 4, 2021. | Management | For | For | ||||||||||
6. | Approval of the Ally Financial Inc. Employee Stock Purchase Plan, amended and restated effective as of May 4, 2021. | Management | For | For | ||||||||||
7. | Ratification of the Audit Committee's engagement of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
BARCLAYS PLC | ||||||||||||||
Security | G08036124 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 05-May-2021 | ||||||||||||
ISIN | GB0031348658 | Agenda | 713749894 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||
3 | ELECT JULIA WILSON AS DIRECTOR | Management | For | For | ||||||||||
4 | RE-ELECT MIKE ASHLEY AS DIRECTOR | Management | For | For | ||||||||||
5 | RE-ELECT TIM BREEDON AS DIRECTOR | Management | For | For | ||||||||||
6 | RE-ELECT MOHAMED A. EL-ERIAN AS DIRECTOR | Management | For | For | ||||||||||
7 | RE-ELECT DAWN FITZPATRICK AS DIRECTOR | Management | For | For | ||||||||||
8 | RE-ELECT MARY FRANCIS AS DIRECTOR | Management | For | For | ||||||||||
9 | RE-ELECT CRAWFORD GILLIES AS DIRECTOR | Management | For | For | ||||||||||
10 | RE-ELECT BRIAN GILVARY AS DIRECTOR | Management | For | For | ||||||||||
11 | RE-ELECT NIGEL HIGGINS AS DIRECTOR | Management | For | For | ||||||||||
12 | RE-ELECT TUSHAR MORZARIA AS DIRECTOR | Management | For | For | ||||||||||
13 | RE-ELECT DIANE SCHUENEMAN AS DIRECTOR | Management | For | For | ||||||||||
14 | RE-ELECT JAMES STALEY AS DIRECTOR | Management | For | For | ||||||||||
15 | REAPPOINT KPMG LLP AS AUDITORS | Management | For | For | ||||||||||
16 | AUTHORISE THE BOARD AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
17 | AUTHORISE UK POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||
18 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||||
20 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||
21 | AUTHORISE ISSUE OF EQUITY IN RELATION TO THE ISSUANCE OF CONTINGENT EQUITY CONVERSION NOTES | Management | For | For | ||||||||||
22 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN RELATION TO THE ISSUANCE OF CONTINGENT EQUITY CONVERSION NOTES | Management | For | For | ||||||||||
23 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
24 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | ||||||||||
25 | APPROVE LONG TERM INCENTIVE PLAN | Management | For | For | ||||||||||
26 | AMEND SHARE VALUE PLAN | Management | For | For | ||||||||||
27 | APPROVE SCRIP DIVIDEND PROGRAM | Management | For | For | ||||||||||
28 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
29 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: APPROVE MARKET FORCES REQUISITIONED RESOLUTION | Shareholder | Abstain | Against | ||||||||||
CAPITAL ONE FINANCIAL CORPORATION | ||||||||||||||
Security | 14040H105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | COF | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US14040H1059 | Agenda | 935353730 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Richard D. Fairbank | Management | For | For | ||||||||||
1B. | Election of Director: Ime Archibong | Management | For | For | ||||||||||
1C. | Election of Director: Ann Fritz Hackett | Management | For | For | ||||||||||
1D. | Election of Director: Peter Thomas Killalea | Management | For | For | ||||||||||
1E. | Election of Director: Cornelis "Eli" Leenaars | Management | For | For | ||||||||||
1F. | Election of Director: François Locoh-Donou | Management | For | For | ||||||||||
1G. | Election of Director: Peter E. Raskind | Management | For | For | ||||||||||
1H. | Election of Director: Eileen Serra | Management | For | For | ||||||||||
1I. | Election of Director: Mayo A. Shattuck III | Management | For | For | ||||||||||
1J. | Election of Director: Bradford H. Warner | Management | For | For | ||||||||||
1K. | Election of Director: Catherine G. West | Management | For | For | ||||||||||
1L. | Election of Director: Craig Anthony Williams | Management | For | For | ||||||||||
2. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2021. | Management | For | For | ||||||||||
3. | Advisory approval of Capital One's 2020 Named Executive Officer compensation. | Management | For | For | ||||||||||
4. | Approval and adoption of the Capital One Financial Corporation Sixth Amended and Restated 2004 Stock Incentive Plan. | Management | For | For | ||||||||||
AXIS CAPITAL HOLDINGS LIMITED | ||||||||||||||
Security | G0692U109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AXS | Meeting Date | 07-May-2021 | |||||||||||
ISIN | BMG0692U1099 | Agenda | 935363616 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Charles A. Davis | Management | For | For | ||||||||||
1.2 | Election of Director: Elanor R. Hardwick | Management | For | For | ||||||||||
1.3 | Election of Director: Axel Theis | Management | For | For | ||||||||||
1.4 | Election of Director: Barbara A. Yastine | Management | For | For | ||||||||||
2. | To approve, by non-binding vote, the compensation paid to our named executive officers. | Management | For | For | ||||||||||
3. | To approve an amendment to our 2017 Long-Term Equity Compensation Plan, increasing the aggregate number of shares of common stock authorized for issuance. | Management | For | For | ||||||||||
4. | To appoint Deloitte Ltd., Hamilton, Bermuda, to act as our independent registered public accounting firm for the fiscal year ending December 31, 2021 and to authorize the Board of Directors, acting through the Audit Committee, to set the fees for the independent registered public accounting firm. | Management | For | For | ||||||||||
CREDIT AGRICOLE SA | ||||||||||||||
Security | F22797108 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||||
ISIN | FR0000045072 | Agenda | 713725185 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
CMMT | 26 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD-CREST DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE AT THIS MEETING, YOU (OR-YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A-TRANSFER OF THE RELEVANT CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE-ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE-COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS-SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIs WILL BE-RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS | Non-Voting | ||||||||||||
MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE- REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED,-YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | ||||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
CMMT | 26 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU AND-PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202104262100066-50 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF ALL-RESOLUTIONS AND MODIFICATION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
1 | AMENDMENTS TO THE COMPANY'S BYLAWS TO ALLOW THE PAYMENT OF THE DIVIDEND IN SHARES | Management | No Action | |||||||||||
2 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - APPROVAL OF THE OVERALL AMOUNT OF NON-DEDUCTIBLE EXPENSES AND COSTS | Management | No Action | |||||||||||
3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
4 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
5 | OPTION FOR THE PAYMENT OF THE DIVIDEND IN SHARES | Management | No Action | |||||||||||
6 | APPROVAL OF THE LOAN AGREEMENT BETWEEN CREDIT AGRICOLE S.A. AND CREDIT DU MAROC, TO RESPOND TO THE REQUEST OF THE MOROCCAN SUPERVISOR THAT THE INSTITUTIONS UNDER ITS SUPERVISION RETAIN THE 2019 DIVIDEND, ISSUED AFTER THE GENERAL MEETING, IN ACCORDANCE WITH ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
7 | APPROVAL OF THE AMENDMENT TO THE ASSOCIATES' PACT, SIGNED ON 8 JUNE 2018, SPECIFYING THE RULES OF GOVERNANCE OF CAGIP, IN ACCORDANCE WITH ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
8 | APPROVAL OF THE AMENDMENT TO THE AGREEMENT FOR THE TRANSFER OF CREDIT AGRICOLE S.A.'S DSB ACTIVITY TO CACIB, RELATING TO THE MODIFICATION OF THE SCOPE OF THE TRANSFER OF GOODWILL BETWEEN CREDIT AGRICOLE SA AND CA-CIB ON 1 JANUARY 2018, IN ACCORDANCE WITH ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
9 | APPROVAL OF THE FOUR TAX CONSOLIDATION AGREEMENTS RENEWED BY THE BOARD ON 10 FEBRUARY 2021, IN ACCORDANCE WITH ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
10 | APPROVAL OF THE AMENDMENT TO THE AMENDING LOAN AGREEMENT DATED 10 OCTOBER 2017, CONCLUDED BETWEEN CREDIT AGRICOLE SA AND CAISSE REGIONALE DE NORMANDIE, IN ACCORDANCE WITH ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
11 | APPOINTMENT OF MRS. AGNES AUDIER AS DIRECTOR, AS A REPLACEMENT FOR MRS. LAURENCE DORS | Management | No Action | |||||||||||
12 | APPOINTMENT OF MRS. MARIANNE LAIGNEAU AS DIRECTOR, AS A REPLACEMENT FOR MRS. MONICA MONDARDINI | Management | No Action | |||||||||||
13 | APPOINTMENT OF MRS. ALESSIA MOSCA AS DIRECTOR, AS A REPLACEMENT FOR MRS. CAROLINE CATOIRE | Management | No Action | |||||||||||
14 | APPOINTMENT OF MR. OLIVIER AUFFRAY AS DIRECTOR, AS A REPLACEMENT FOR MR. PHILIPPE DE WAAL | Management | No Action | |||||||||||
15 | APPOINTMENT OF MR. CHRISTOPHE LESUR AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS AND MRS. CAROLINE CORBIERE AS HIS DEPUTY, AS A REPLACEMENT FOR THE POSITION OF DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS OF REGIONAL FUNDS (CAISSES REGIONALES) OCCUPIED BY MRS. PASCALE BERGER | Management | No Action | |||||||||||
16 | RENEWAL OF THE TERM OF OFFICE OF MR. LOUIS TERCINIER AS DIRECTOR | Management | No Action | |||||||||||
17 | RENEWAL OF THE TERM OF OFFICE OF SAS, RUE DE LA BOETIE AS DIRECTOR | Management | No Action | |||||||||||
18 | RATIFICATION OF THE CO-OPTATION OF MRS. NICOLE GOURMELON AS DIRECTOR, AS A REPLACEMENT FOR MRS. RENE TALAMONA, WHO RESIGNED | Management | No Action | |||||||||||
19 | RENEWAL OF THE TERM OF OFFICE OF MRS. NICOLE GOURMELON AS DIRECTOR | Management | No Action | |||||||||||
20 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
21 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
22 | APPROVAL OF THE COMPENSATION POLICY FOR THE DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
23 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | No Action | |||||||||||
24 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 OR GRANTED FOR THE SAME FINANCIAL YEAR TO MR. DOMINIQUE LEFEBVRE, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
25 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. PHILIPPE BRASSAC, CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
26 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. XAVIER MUSCA, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
27 | APPROVAL OF THE COMPENSATION REPORT | Management | No Action | |||||||||||
28 | OPINION ON THE TOTAL AMOUNT OF COMPENSATION PAID DURING THE PAST FINANCIAL YEAR TO CATEGORIES OF EMPLOYEES WHOSE PROFESSIONAL ACTIVITIES HAVE A SIGNIFICANT IMPACT ON THE RISK PROFILE OF THE COMPANY OR GROUP, AS REFERRED TO IN ARTICLE L.511-71 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||||
29 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR ARRANGE FOR THE PURCHASE OF THE COMPANY'S SHARES | Management | No Action | |||||||||||
30 | AMENDMENTS TO THE BYLAWS TO TAKE NOTE OF THE RENUMBERING OF THE FRENCH COMMERCIAL CODE RESULTING FROM ORDER NO. 2020-1142 OF 16 SEPTEMBER 2020 CREATING, WITHIN THE FRENCH COMMERCIAL CODE, A CHAPTER RELATING TO COMPANIES WHOSE SECURITIES ARE ADMITTED TO TRADING ON A REGULATED MARKET OR ON A MULTILATERAL TRADING FACILITY | Management | No Action | |||||||||||
31 | AMENDMENT TO ARTICLE 11 OF THE BYLAWS TO DETERMINE THE PROCEDURES FOR APPOINTING DIRECTORS REPRESENTING EMPLOYEES IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE L. 225-27-1 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
32 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR EMPLOYEES OF THE COMPANIES OF THE CREDIT AGRICOLE GROUP WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN | Management | No Action | |||||||||||
33 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE CAPITAL, RESERVED FOR A CATEGORY OF BENEFICIARIES, IN THE CONTEXT OF AN EMPLOYEE SHAREHOLDING OPERATION | Management | No Action | |||||||||||
34 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
STANDARD CHARTERED PLC | ||||||||||||||
Security | G84228157 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||||
ISIN | GB0004082847 | Agenda | 713838766 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS | Management | For | For | ||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF USD 0.09 PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
3 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION CONTAINED IN THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
4 | TO ELECT MARIA RAMOS, AN INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
5 | TO RE-ELECT DAVID CONNER, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
6 | TO RE-ELECT BYRON GROTE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
7 | TO RE-ELECT ANDY HALFORD, AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
8 | TO RE-ELECT CHRISTINE HODGSON, CBE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
9 | TO RE-ELECT GAY HUEY EVANS, OBE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
10 | TO RE-ELECT NAGUIB KHERAJ, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
11 | TO RE-ELECT PHIL RIVETT, AN INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
12 | TO RE-ELECT DAVID TANG, AN INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
13 | TO RE-ELECT CARLSON TONG, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
14 | TO RE-ELECT JOSE VINALS, AS GROUP CHAIRMAN | Management | For | For | ||||||||||
15 | TO RE-ELECT JASMINE WHITBREAD, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
16 | TO RE-ELECT BILL WINTERS, CBE, AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
17 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR TO THE COMPANY FROM THE END OF THE AGM UNTIL THE END OF NEXT YEAR'S AGM | Management | For | For | ||||||||||
18 | TO AUTHORISE THE AUDIT COMMITTEE, ACTING FOR AND ON BEHALF OF THE BOARD, TO SET THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||
19 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE WITHIN THE LIMITS PRESCRIBED IN THE RESOLUTION | Management | For | For | ||||||||||
20 | TO APPROVE THE 2021 STANDARD CHARTERED SHARE PLAN AND AUTHORISE THE BOARD TO DO ANYTHING IT CONSIDERS NECESSARY OR DESIRABLE FOR ITS IMPLEMENTATION AND OPERATION | Management | For | For | ||||||||||
21 | TO AUTHORISE THE BOARD TO ALLOT ORDINARY SHARES | Management | For | For | ||||||||||
22 | TO EXTEND THE AUTHORITY TO ALLOT ORDINARY SHARES GRANTED PURSUANT TO RESOLUTION 21 BY SUCH NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 27 | Management | For | For | ||||||||||
23 | TO AUTHORISE THE BOARD TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN RELATION TO ANY ISSUES BY THE COMPANY OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES | Management | For | For | ||||||||||
24 | TO AUTHORISE THE BOARD TO DISAPPLY PRE- EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 21 | Management | Abstain | Against | ||||||||||
25 | IN ADDITION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 24, TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 21 FOR THE PURPOSES OF ACQUISITIONS AND OTHER CAPITAL INVESTMENTS | Management | For | For | ||||||||||
26 | IN ADDITION TO THE AUTHORITIES GRANTED PURSUANT TO RESOLUTIONS 24 AND 25, TO AUTHORISE THE BOARD TO DISAPPLY PRE- EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED, IN RESPECT OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES, PURSUANT TO RESOLUTION 23 | Management | For | For | ||||||||||
27 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Management | For | For | ||||||||||
28 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN PREFERENCE SHARES | Management | For | For | ||||||||||
29 | TO ENABLE THE COMPANY TO CALL A GENERAL MEETING OTHER THAN AN AGM ON NO LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
CMMT | 12 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MEETING NEED TO BE- COMPLETED WITHOUT RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | ||||||||||||
SOCIETE GENERALE SA | ||||||||||||||
Security | F8591M517 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 18-May-2021 | ||||||||||||
ISIN | FR0000130809 | Agenda | 713683046 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
CMMT | 15 MAR 2021: PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT-THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY-CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU AND INTERMEDIARY CLIENTS-ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER-THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING-SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON-HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE-SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND- PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE | Non-Voting | ||||||||||||
BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
CMMT | 28 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104282101196-51 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AND RECEIPT OF- UPDATED BALO LINK AND CHANGE IN MEETING TYPE FROM AGM TO OGM. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
1 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENT FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
2 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENT FOR THE FINANCIAL YEAR 2020 - APPROVAL OF THE TOTAL AMOUNT OF NON- DEDUCTIBLE EXPENSES AND COSTS | Management | No Action | |||||||||||
3 | ALLOCATION OF INCOME AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
4 | APPROVAL OF THE STATUTORY AUDITORS' REPORT ON THE REGULATED AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
5 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
6 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER AND THE DEPUTY CHIEF EXECUTIVE OFFICERS, PURSUANT TO ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
7 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS, PURSUANT TO ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
8 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF EACH OF THE CORPORATE OFFICERS REQUIRED BY ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
9 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2020 TO MR. LORENZO BINI SMAGHI, CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L. 22-10-34 II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
10 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2020 TO MR. FREDERIC OUDEA, CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L.22-10-34 II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
11 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2020 TO MR. PHILIPPE AYMERICH, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L. 22-10-34 II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
12 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2020 TO MR. SEVERIN CABANNES, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L.22-10-34 II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
13 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2020 TO MR. PHILIPPE HEIM, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L. 22-10-34 II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
14 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2020 TO MRS. DIONY LEBOT, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L. 22-10-34 II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
15 | ADVISORY OPINION ON THE COMPENSATION PAID IN 2020 TO THE REGULATED PERSONS REFERRED TO IN ARTICLE L.511-71 OF THE MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||||
16 | RENEWAL OF THE TERM OF OFFICE OF MR. WILLIAM CONNELLY AS DIRECTOR | Management | No Action | |||||||||||
17 | RENEWAL OF THE TERM OF OFFICE OF MRS. LUBOMIRA ROCHET AS DIRECTOR | Management | No Action | |||||||||||
18 | RENEWAL OF THE TERM OF OFFICE OF MRS. ALEXANDRA SCHAAPVELD AS DIRECTOR | Management | No Action | |||||||||||
19 | APPOINTMENT OF MR. HENRI POUPART-LAFARGE AS DIRECTOR AS A REPLACEMENT FOR MR. JEAN- BERNARD LEVY | Management | No Action | |||||||||||
20 | ELECTION OF MRS. HELENE CRINQUANT AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Management | No Action | |||||||||||
21 | ELECTION OF MR. SEBASTIEN WETTER AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Management | No Action | |||||||||||
22 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE COMMON SHARES OF THE COMPANY WITHIN THE LIMIT OF 5% OF THE CAPITAL | Management | No Action | |||||||||||
23 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
COMMERZBANK AG | ||||||||||||||
Security | D172W1279 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 18-May-2021 | ||||||||||||
ISIN | DE000CBK1001 | Agenda | 713868909 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
2 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
3 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
4 | RATIFY ERNST YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
5 | RATIFY ERNST YOUNG GMBH AS AUDITORS FOR THE 2022 INTERIM FINANCIAL STATEMENTS UNTIL THE 2022 AGM | Management | No Action | |||||||||||
6.1 | ELECT HELMUT GOTTSCHALK TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.2 | ELECT BURKHARD KEESE TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.3 | ELECT DANIELA MATTHEUS TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.4 | ELECT CAROLINE SEIFERT TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.5 | ELECT FRANK WESTHOFF TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
7 | APPROVE AFFILIATION AGREEMENT WITH COMMERZVENTURES GMBH | Management | No Action | |||||||||||
CMMT | 30 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | 30 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
STATE STREET CORPORATION | ||||||||||||||
Security | 857477103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STT | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US8574771031 | Agenda | 935380408 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: P. de Saint-Aignan | Management | For | For | ||||||||||
1B. | Election of Director: M. Chandoha | Management | For | For | ||||||||||
1C. | Election of Director: A. Fawcett | Management | For | For | ||||||||||
1D. | Election of Director: W. Freda | Management | For | For | ||||||||||
1E. | Election of Director: S. Mathew | Management | For | For | ||||||||||
1F. | Election of Director: W. Meaney | Management | For | For | ||||||||||
1G. | Election of Director: R. O'Hanley | Management | For | For | ||||||||||
1H. | Election of Director: S. O'Sullivan | Management | For | For | ||||||||||
1I. | Election of Director: J. Portalatin | Management | For | For | ||||||||||
1J. | Election of Director: J. Rhea | Management | For | For | ||||||||||
1K. | Election of Director: R. Sergel | Management | For | For | ||||||||||
1L. | Election of Director: G. Summe | Management | For | For | ||||||||||
2. | To approve an advisory proposal on executive compensation. | Management | For | For | ||||||||||
3. | To ratify the selection of Ernst & Young LLP as State Street's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
4. | Shareholder proposal requesting that the board oversee a racial equity audit. | Shareholder | Abstain | Against | ||||||||||
NN GROUP N.V. | ||||||||||||||
Security | N64038107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||
ISIN | NL0010773842 | Agenda | 713836407 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
1. | OPENING | Non-Voting | ||||||||||||
2. | 2020 ANNUAL REPORT | Non-Voting | ||||||||||||
3. | PROPOSAL TO GIVE A POSITIVE ADVICE ON THE 2020 REMUNERATION REPORT | Management | No Action | |||||||||||
4.A. | PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
4.B. | EXPLANATION OF THE DIVIDEND POLICY | Non-Voting | ||||||||||||
4.C. | PROPOSAL TO PAY OUT DIVIDEND: THE EXECUTIVE BOARD PROPOSES, WHICH PROPOSAL IS APPROVED BY THE SUPERVISORY BOARD, TO PAY OUT A FINAL DIVIDEND OF EUR 1.47 PER ORDINARY SHARE, OR APPROXIMATELY EUR 456 MILLION IN TOTAL | Management | No Action | |||||||||||
5.A. | PROPOSAL TO RELEASE THE MEMBERS OF THE EXECUTIVE BOARD FROM LIABILITY FOR THEIR RESPECTIVE DUTIES PERFORMED DURING THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
5.B. | PROPOSAL TO RELEASE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR RESPECTIVE DUTIES PERFORMED DURING THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
6.A. | PROPOSAL TO APPOINT CECILIA REYES AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.B. | PROPOSAL TO APPOINT ROB LELIEVELD AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.C. | PROPOSAL TO APPOINT INGA BEALE AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
7. | PROPOSAL TO APPROVE AN INCREASE OF VARIABLE REMUNERATION CAPS IN SPECIAL CIRCUMSTANCES | Management | No Action | |||||||||||
8.A.i | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO ISSUE ORDINARY SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES | Management | No Action | |||||||||||
8A.ii | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO LIMIT OR EXCLUDE PREEMPTIVE RIGHTS OF EXISTING SHAREHOLDERS WHEN ISSUING ORDINARY SHARES AND GRANTING RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES PURSUANT TO AGENDA ITEM 8.A.(I) | Management | No Action | |||||||||||
8.B. | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO ISSUE ORDINARY SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES BY WAY OF A RIGHTS ISSUE | Management | No Action | |||||||||||
9. | PROPOSAL TO AUTHORISE THE EXECUTIVE BOARD TO ACQUIRE ORDINARY SHARES IN THE COMPANY'S SHARE CAPITAL | Management | No Action | |||||||||||
10. | PROPOSAL TO REDUCE THE ISSUED SHARE CAPITAL BY CANCELLATION OF ORDINARY SHARES HELD BY THE COMPANY | Management | No Action | |||||||||||
11. | ANY OTHER BUSINESS AND CLOSING | Non-Voting | ||||||||||||
CMMT | 09 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | 03 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND CHANGE IN NUMBERING FOR RESOLUTIONS 8A.i and 8A.ii. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
DAH SING FINANCIAL HOLDINGS LTD | ||||||||||||||
Security | Y19182107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||||
ISIN | HK0440001847 | Agenda | 713975300 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0422/2021042200931.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0422/2021042200885.pdf | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||
1 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR 2020 | Management | For | For | ||||||||||
3.A | TO RE-ELECT MR. HON-HING WONG (DEREK WONG) AS A DIRECTOR | Management | For | For | ||||||||||
3.B | TO RE-ELECT MR. ROBERT TSAI-TO SZE AS A DIRECTOR | Management | Against | Against | ||||||||||
3.C | TO RE-ELECT MR. ANDREW KWAN-YUEN LEUNG AS A DIRECTOR | Management | For | For | ||||||||||
4 | TO FIX THE FEES OF THE DIRECTORS | Management | For | For | ||||||||||
5 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
6 | TO APPROVE A GENERAL MANDATE TO ISSUE SHARES | Management | Against | Against | ||||||||||
7 | TO APPROVE A GENERAL MANDATE TO BUY BACK SHARES | Management | For | For | ||||||||||
8 | TO EXTEND THE GENERAL MANDATE TO ISSUE SHARES BY ADDING BUY-BACK SHARES THERETO | Management | Against | Against | ||||||||||
9 | TO APPROVE A MANDATE TO GRANT OPTIONS UNDER THE SHARE OPTION SCHEME ADOPTED ON 27 MAY 2015 AND TO ALLOT AND ISSUE SHARES AS AND WHEN ANY OPTIONS WHICH HAVE BEEN GRANTED UNDER THE SHARE OPTION SCHEME ARE EXERCISED IN ACCORDANCE WITH THEIR TERMS OF ISSUE | Management | Against | Against | ||||||||||
DAH SING BANKING GROUP LTD | ||||||||||||||
Security | Y1923F101 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||||
ISIN | HK2356013600 | Agenda | 713975312 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0422/2021042201017.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0422/2021042201101.pdf | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||
1 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF DIRECTORS AND INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR 2020 | Management | For | For | ||||||||||
3.A | TO RE-ELECT MR. HON-HING WONG (DEREK WONG) AS A DIRECTOR | Management | For | For | ||||||||||
3.B | TO RE-ELECT MR. BLAIR CHILTON PICKERELL AS A DIRECTOR | Management | For | For | ||||||||||
4 | TO FIX THE FEES OF THE DIRECTORS | Management | For | For | ||||||||||
5 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
6 | TO APPROVE A GENERAL MANDATE TO ISSUE SHARES | Management | Against | Against | ||||||||||
7 | TO APPROVE A MANDATE TO GRANT OPTIONS UNDER THE SHARE OPTION SCHEME ADOPTED ON 27 MAY 2014 AND TO ALLOT AND ISSUE SHARES AS AND WHEN ANY OPTIONS WHICH HAVE BEEN GRANTED UNDER THE SHARE OPTION SCHEME ARE EXERCISED IN ACCORDANCE WITH THEIR TERMS OF ISSUE | Management | Against | Against | ||||||||||
AEGON NV | ||||||||||||||
Security | N00927298 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 03-Jun-2021 | ||||||||||||
ISIN | NL0000303709 | Agenda | 713987090 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
1. | OPENING | Non-Voting | ||||||||||||
2. | 2020 BUSINESS OVERVIEW | Non-Voting | ||||||||||||
3. | ANNUAL REPORT AND ANNUAL ACCOUNTS 2020 | Non-Voting | ||||||||||||
3.1 | REPORTS OF THE BOARDS FOR 2020 | Non-Voting | ||||||||||||
3.2 | ANNUAL ACCOUNTS 2020 AND REPORT OF THE INDEPENDENT AUDITOR | Non-Voting | ||||||||||||
3.3 | REMUNERATION REPORT 2020 (ADVISORY VOTE) | Management | No Action | |||||||||||
3.4 | ADOPTION OF THE ANNUAL ACCOUNTS 2020 | Management | No Action | |||||||||||
3.5 | APPROVAL OF THE FINAL DIVIDEND 2020: DIVIDENDS OF EUR 0.06 PER COMMON SHARE AND EUR 0.0015 PER COMMON SHARE B | Management | No Action | |||||||||||
4. | APPOINTMENT OF PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS INDEPENDENT AUDITOR FOR THE ANNUAL ACCOUNTS 2021, 2022, AND 2023 | Management | No Action | |||||||||||
5. | RELEASE FROM LIABILITY | Non-Voting | ||||||||||||
5.1 | RELEASE FROM LIABILITY FOR THE MEMBERS OF THE EXECUTIVE BOARD FOR THEIR DUTIES PERFORMED DURING 2020 | Management | No Action | |||||||||||
5.2 | RELEASE FROM LIABILITY FOR THE MEMBERS OF THE SUPERVISORY BOARD FOR THEIR DUTIES PERFORMED DURING 2020 | Management | No Action | |||||||||||
6. | COMPOSITION OF THE SUPERVISORY BOARD | Non-Voting | ||||||||||||
6.1 | REAPPOINTMENT OF MS. DONA YOUNG AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.2 | REAPPOINTMENT OF MR. WILLIAM CONNELLY AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.3 | REAPPOINTMENT OF MR. MARK ELLMAN AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.4 | APPOINTMENT OF MR. JACK MCGARRY AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
7. | COMPOSITION OF THE EXECUTIVE BOARD | Non-Voting | ||||||||||||
7.1 | REAPPOINTMENT OF MR. MATTHEW RIDER AS MEMBER OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
8. | CANCELLATION, ISSUANCE, AND ACQUISITION OF SHARES | Non-Voting | ||||||||||||
8.1 | PROPOSAL TO CANCEL COMMON SHARES AND COMMON SHARES B | Management | No Action | |||||||||||
8.2 | AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE COMMON SHARES WITH OR WITHOUT PRE- EMPTIVE RIGHTS | Management | No Action | |||||||||||
8.3 | AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE SHARES IN CONNECTION WITH A RIGHTS ISSUE | Management | No Action | |||||||||||
8.4 | AUTHORIZATION OF THE EXECUTIVE BOARD TO ACQUIRE SHARES IN THE COMPANY | Management | No Action | |||||||||||
9. | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
10. | CLOSING | Non-Voting | ||||||||||||
TOYOTA MOTOR CORPORATION | ||||||||||||||
Security | 892331307 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TM | Meeting Date | 16-Jun-2021 | |||||||||||
ISIN | US8923313071 | Agenda | 935446597 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Member of the Board of Directors: Takeshi Uchiyamada | Management | For | |||||||||||
1B. | Election of Member of the Board of Directors: Shigeru Hayakawa | Management | For | |||||||||||
1C. | Election of Member of the Board of Directors: Akio Toyoda | Management | For | |||||||||||
1D. | Election of Member of the Board of Directors: Koji Kobayashi | Management | For | |||||||||||
1E. | Election of Member of the Board of Directors: James Kuffner | Management | For | |||||||||||
1F. | Election of Member of the Board of Directors: Kenta Kon | Management | For | |||||||||||
1G. | Election of Member of the Board of Directors: Ikuro Sugawara | Management | For | |||||||||||
1H. | Election of Member of the Board of Directors: Sir Philip Craven | Management | For | |||||||||||
1I. | Election of Member of the Board of Directors: Teiko Kudo | Management | For | |||||||||||
2. | Election of Substitute Audit & Supervisory Board Member: Ryuji Sakai | Management | For | |||||||||||
3. | Partial Amendments to the Articles of Incorporation. | Management | For | |||||||||||
JAPAN POST BANK CO.,LTD. | ||||||||||||||
Security | J2800C101 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 17-Jun-2021 | ||||||||||||
ISIN | JP3946750001 | Agenda | 714204067 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1.1 | Appoint a Director Ikeda, Norito | Management | For | For | ||||||||||
1.2 | Appoint a Director Tanaka, Susumu | Management | For | For | ||||||||||
1.3 | Appoint a Director Masuda, Hiroya | Management | For | For | ||||||||||
1.4 | Appoint a Director Onodera, Atsuko | Management | For | For | ||||||||||
1.5 | Appoint a Director Ikeda, Katsuaki | Management | For | For | ||||||||||
1.6 | Appoint a Director Chubachi, Ryoji | Management | For | For | ||||||||||
1.7 | Appoint a Director Takeuchi, Keisuke | Management | For | For | ||||||||||
1.8 | Appoint a Director Kaiwa, Makoto | Management | For | For | ||||||||||
1.9 | Appoint a Director Aihara, Risa | Management | For | For | ||||||||||
1.10 | Appoint a Director Kawamura, Hiroshi | Management | For | For | ||||||||||
1.11 | Appoint a Director Yamamoto, Kenzo | Management | For | For | ||||||||||
1.12 | Appoint a Director Urushi, Shihoko | Management | For | For | ||||||||||
DAIWA SECURITIES GROUP INC. | ||||||||||||||
Security | J11718111 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2021 | ||||||||||||
ISIN | JP3502200003 | Agenda | 714196551 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1.1 | Appoint a Director Hibino, Takashi | Management | For | For | ||||||||||
1.2 | Appoint a Director Nakata, Seiji | Management | For | For | ||||||||||
1.3 | Appoint a Director Matsui, Toshihiro | Management | For | For | ||||||||||
1.4 | Appoint a Director Tashiro, Keiko | Management | For | For | ||||||||||
1.5 | Appoint a Director Ogino, Akihiko | Management | For | For | ||||||||||
1.6 | Appoint a Director Hanaoka, Sachiko | Management | For | For | ||||||||||
1.7 | Appoint a Director Kawashima, Hiromasa | Management | For | For | ||||||||||
1.8 | Appoint a Director Ogasawara, Michiaki | Management | For | For | ||||||||||
1.9 | Appoint a Director Takeuchi, Hirotaka | Management | For | For | ||||||||||
1.10 | Appoint a Director Nishikawa, Ikuo | Management | For | For | ||||||||||
1.11 | Appoint a Director Kawai, Eriko | Management | For | For | ||||||||||
1.12 | Appoint a Director Nishikawa, Katsuyuki | Management | For | For | ||||||||||
1.13 | Appoint a Director Iwamoto, Toshio | Management | For | For | ||||||||||
1.14 | Appoint a Director Murakami, Yumiko | Management | For | For | ||||||||||
SHINSEI BANK,LIMITED | ||||||||||||||
Security | J7385L129 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2021 | ||||||||||||
ISIN | JP3729000004 | Agenda | 714212583 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1.1 | Appoint a Director Kudo, Hideyuki | Management | For | For | ||||||||||
1.2 | Appoint a Director Hirasawa, Akira | Management | For | For | ||||||||||
1.3 | Appoint a Director Ernest M. Higa | Management | For | For | ||||||||||
1.4 | Appoint a Director Makihara, Jun | Management | For | For | ||||||||||
1.5 | Appoint a Director Murayama, Rie | Management | For | For | ||||||||||
1.6 | Appoint a Director Sasaki, Hiroko | Management | For | For | ||||||||||
1.7 | Appoint a Director Tomimura, Ryuichi | Management | Against | Against | ||||||||||
2 | Approve Details of Compensation as Stock-Linked Compensation Type Stock Options for Full-time Directors | Management | For | For | ||||||||||
3 | Approve Details of the Restricted-Share Compensation to be received by Directors | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | Gabelli Equity Series Funds, Inc. |
By (Signature and Title)* | /s/ Bruce N. Alpert |
Bruce N. Alpert, President and Principal Executive Officer |
Date | 8/20/2021 |
*Print the name and title of each signing officer under his or her signature.