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Exhibit 99.1
CERTIFICATION PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
(18 U.S.C. SECTION 1350)
Pursuant to 18 U.S.C. § 1350, the undersigned Chief Executive Officer of SWS Group, Inc. (the “Company”) hereby certifies:
(i) that the Company’s Annual Report on Form 10-K for the fiscal year ended June 28, 2002 (the “Report”) fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
(ii) that information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
/s/ DONALD W. HULTGREN |
Donald W. Hultgren Chief Executive Officer |
Dated: September 26, 2002