- USAK Dashboard
- Financials
- Filings
-
Holdings
- Transcripts
-
ETFs
- Insider
- Institutional
- Shorts
-
SC 13D/A Filing
USA Truck (USAK) SC 13D/AUSA Truck Inc
Filed: 12 Nov 15, 12:00am
CUSIP No. 902925106 | 13D | Page 2 of 7 Pages | |||||||
1. | NAMES OF REPORTING PERSONS Knight Capital Growth LLC | ||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☐ | ||||||||
3. | SEC USE ONLY | ||||||||
4. | SOURCE OF FUNDS (see instructions) AF | ||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Arizona | ||||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 | |||||||
8. | SHARED VOTING POWER 501,558 | ||||||||
9. | SOLE DISPOSITIVE POWER 0 | ||||||||
10. | SHARED DISPOSITIVE POWER 501,558 | ||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 501,558 | ||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ☐ | ||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.94% | ||||||||
14. | TYPE OF REPORTING PERSON (see instructions) OO |
CUSIP No. 902925106 | 13D | Page 3 of 7 Pages | |||||||
1. | NAMES OF REPORTING PERSONS Knight Transportation, Inc. | ||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☐ | ||||||||
3. | SEC USE ONLY | ||||||||
4. | SOURCE OF FUNDS (see instructions) WC | ||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Arizona | ||||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 | |||||||
8. | SHARED VOTING POWER 501,558 | ||||||||
9. | SOLE DISPOSITIVE POWER 0 | ||||||||
10. | SHARED DISPOSITIVE POWER 501,558 | ||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 501,558 | ||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ☐ | ||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.94% | ||||||||
14. | TYPE OF REPORTING PERSON (see instructions) CO, HC |
CUSIP No. 902925106 | 13D | Page 4 of 7 Pages | ||
Reporting Person | Amount Beneficially Owned (1) | Percent of Class (2) | Sole Power to Vote or Direct the Vote | Shared Power to Vote or to Direct the Vote | Sole Power to Dispose or to Direct the Disposition of | Shared Power to Dispose or to Direct the Disposition of |
Knight Transportation | 501,558 | 4.94% | 0 | 501,558 | 0 | 501,558 |
Knight Capital | 501,558 | 4.94% | 0 | 501,558 | 0 | 501,558 |
(1) | Knight Capital is the direct owner of 501,558 Shares and Knight Transportation is the sole member and owner of all of the outstanding equity interests of Knight Capital |
(2) | Based on 10,144,208 Shares outstanding as of October 30, 2015, as reported on USA Truck's Form 10-Q filed on November 4, 2015 |
CUSIP No. 902925106 | 13D | Page 5 of 7 Pages | ||
Name of Reporting Person | Date of Transaction | Type of Transaction | Amount of Shares Sold | Price Per Share (1) |
Knight Capital | 9/16/2015 | Open Market | 10,000 | $22.01 |
Knight Capital | 9/17/2015 | Open Market | 15,000 | $22.61 |
Knight Capital | 9/21/2015 | Open Market | 5,000 | $22.94 |
Knight Capital | 9/22/2015 | Open Market | 2,500 | $22.30 |
Knight Capital | 10/21/2015 | Open Market | 3,800 | $20.02 |
Knight Capital | 10/26/2015 | Open Market | 1,600 | $20.00 |
Knight Capital | 11/3/2015 | Open Market | 17,530 | $19.13 |
Knight Capital | 11/4/2015 | Open Market | 8,679 | $19.53 |
Knight Capital | 11/5/2015 | Open Market | 6,306 | $18.86 |
Knight Capital | 11/6/2015 | Open Market | 15,000 | $18.94 |
Knight Capital | 11/10/2015 | Open Market | 10,000 | $19.09 |
Knight Capital | 11/11/2015 | Open Market | 9,437 | $19.04 |
(1) | The aggregate of 10,000 Shares sold on September 16, 2015 were effected through multiple transactions each at different prices per Share ranging from $22.00 to $22.28. The indicated $22.01 price per Share represents the approximate weighted average price per Share for the aggregate of 10,000 Shares sold. |
(2) | The aggregate of 15,000 Shares sold on September 17, 2015 were effected through multiple transactions each at different prices per Share ranging from $22.40 to $22.84. The indicated $22.61 price per Share represents the approximate weighted average price per Share for the aggregate of 15,000 Shares sold. |
(3) | The aggregate of 5,000 Shares sold on September 21, 2015 were effected through multiple transactions each at different prices per Share ranging from $22.85 to $23.18. The indicated $22.94 price per Share represents the approximate weighted average price per Share for the aggregate of 5,000 Shares sold. |
(4) | The aggregate of 2,500 Shares sold on September 22, 2015 were effected through multiple transactions each at different prices per Share ranging from $22.25 to $22.40. The indicated $22.30 price per Share represents the approximate weighted average price per Share for the aggregate of 2,500 Shares sold. |
(5) | The aggregate of 3,800 Shares sold on October 21, 2015 were effected through multiple transactions each at different prices per Share ranging from $20.00 to $20.14. The indicated $20.02 price per Share represents the approximate weighted average price per Share for the aggregate of 3,800 Shares sold. |
(6) | The aggregate of 1,600 Shares sold on October 26, 2015 were effected through multiple transactions each at $20.00 per Share. |
(7) | The aggregate of 17,530 Shares sold on November 3, 2015 were effected through multiple transactions each at different prices per Share ranging from $19.00 to $19.30. The indicated $19.13 price per Share represents the approximate weighted average price per Share for the aggregate of 17,530 Shares sold. |
CUSIP No. 902925106 | 13D | Page 6 of 7 Pages |
(8) | The aggregate of 8,679 Shares sold on November 4, 2015 were effected through multiple transactions each at different prices per Share ranging from $19.50 to $19.78. The indicated $19.53 price per Share represents the approximate weighted average price per Share for the aggregate of 8,679 Shares sold. |
(9) | The aggregate of 6,306 Shares sold on November 5, 2015 were effected through multiple transactions each at different prices per Share ranging from $18.75 to $19.26. The indicated $18.86 price per Share represents the approximate weighted average price per Share for the aggregate of 6,306 Shares sold. |
(10) | The aggregate of 15,000 Shares sold on November 6, 2015 were effected through multiple transactions each at different prices per Share ranging from $18.76 to $19.04. The indicated $18.94 price per Share represents the approximate weighted average price per Share for the aggregate of 15,000 Shares sold. |
(11) | The aggregate of 10,000 Shares sold on November 10, 2015 were effected through multiple transactions each at different prices per Share ranging from $18.93 to $19.24. The indicated $19.09 price per Share represents the approximate weighted average price per Share for the aggregate of 10,000 Shares sold. |
(12) | The aggregate of 9,437 Shares sold on November 11, 2015 were effected through multiple transactions each at different prices per Share ranging from $19.00 to $19.13. The indicated $19.04 price per Share represents the approximate weighted average price per Share for the aggregate of 9,437 Shares sold. |
CUSIP No. 902925106 | 13D | Page 7 of 7 Pages | ||
KNIGHT TRANSPORTATION, INC. | |||
/s/ Kevin P. Knight | |||
Name: Kevin P. Knight | |||
Title: Executive Chairman |
KNIGHT CAPITAL GROWTH LLC | |||
/s/ Kevin P. Knight | |||
Name: Kevin P. Knight | |||
Title: Executive Chairman |