United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-06674
Greater China Fund, Inc.
(Exact name of registrant as specified in charter)
100 Mulberry Street
Gateway Center Three
4th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Deborah A. Docs, Esquire
100 Mulberry Street
Gateway Center Three
4th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-367-7521
Date of fiscal year end: December 31
Date of reporting period: 7/1/2012 through 6/30/2013
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-06674
Registrant Name: The Greater China Fund, Inc.
Reporting Period: 07/01/2012 - 06/30/2013
The Greater China Fund, Inc. - Sub-Adviser: Aberdeen Asset Management*
Aberdeen Asset Management took over sub-advisory responsibilities from Baring, effective January 8, 2013.
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AGRICULTURAL BANK OF CHINA
Meeting Date: OCT 29, 2012
Record Date: SEP 28, 2012
Meeting Type: SPECIAL | Ticker: 601288
Security ID: Y00289119
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Guo Haoda as Executive Director | Management | For | For |
| 2 | Elect Lou Wenlong as Executive Director | Management | For | For |
| 3 | Elect Francis Yuen Tin-fan as Independent Non-Executive Director | Management | For | For |
| 4 | Elect Dai Genyou as External Supervisor | Management | For | For |
| 5 | Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company and PricewaterhouseCoopers as Auditors | Management | For | For |
| 6 | Amend Articles of Association | Management | For | For |
| 7 | Approve Issuance of Subordinated Bonds of an Aggregate Principal Amount of Not More Than RMB 50 Billion | Management | For | For |
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AIA GROUP LTD.
Meeting Date: MAY 10, 2013
Record Date: MAY 06, 2013
Meeting Type: ANNUAL | Ticker: 01299
Security ID: Y002A1105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Barry Chun-Yuen Cheung as Director | Management | For | For |
| 4 | Elect George Yong-Boon Yeo as Director | Management | For | For |
| 5 | Elect Narongchai Akrasanee as Director | Management | For | For |
| 6 | Elect Qin Xiao as Director | Management | For | For |
| 7 | Elect Mark Edward Tucker as Director | Management | For | For |
| 8 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9c | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
| 10 | Amend Articles of Association of the Company | Management | For | For |
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ANHUI CONCH CEMENT COMPANY LTD
Meeting Date: AUG 21, 2012
Record Date: JUL 20, 2012
Meeting Type: SPECIAL | Ticker: 600585
Security ID: Y01373102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Approve Conditions of the Issue of Corporate Bonds | Management | For | For |
| 1b | Approve Issuing Amount in Relation to the Issuance of Corporate Bonds | Management | For | For |
| 1c | Approve Maturity of the Corporate Bonds | Management | For | For |
| 1d | Approve Interest Rate of the Corporate Bonds and its Determination | Management | For | For |
| 1e | Approve Issue Price of the Corporate Bonds | Management | For | For |
| 1f | Approve Use of Proceeds in Relation to the Issuance of Corporate Bonds | Management | For | For |
| 1g | Approve Target Offerees of the Corporate Bonds and Placing Arrangements for the Shareholders of the Company | Management | For | For |
| 1h | Approve Guarantee in Relation to the Issuance of Corporate Bonds | Management | For | For |
| 1i | Approve Validity Period of the Resolutions in Relation to the Issuance of Corporate Bonds | Management | For | For |
| 1j | Approve Safeguarding Measures for the Repayment of Principal and Interest in Relation to the Issuance of Corporate Bonds | Management | For | For |
| 1k | Approve Authorisation of the Issuance of Corporate Bonds | Management | For | For |
| 2 | Amend Articles Re: Profit Appropriation | Management | For | For |
| 3 | Amend Articles Re: Scope of Operations of the Company | Management | For | For |
| 4 | Approve the Guarantees for the Bank Borrowings of Certain Subsidiaries of the Company | Management | For | For |
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ASM PACIFIC TECHNOLOGY LTD.
Meeting Date: APR 26, 2013
Record Date: APR 23, 2013
Meeting Type: ANNUAL | Ticker: 00522
Security ID: G0535Q133
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Petrus Antonius Maria von Bommel as Director | Management | For | For |
| 4 | Elect Charles Dean del Prado as Director | Management | For | For |
| 5 | Elect Orasa Livasiri as Director | Management | For | For |
| 6 | Elect Wong Hon Yee as Director | Management | For | For |
| 7 | Elect Tang Koon Hung, Eric as an Independent Non-Executive Director | Management | For | Abstain |
| 8 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 9 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
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BANK OF CHINA LIMITED
Meeting Date: OCT 25, 2012
Record Date: SEP 24, 2012
Meeting Type: SPECIAL | Ticker: 03988
Security ID: Y0698A107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Remuneration Plan for the Chairman, Executive Directors, Chairman of the Board of Supervisors and Shareholder Representative Supervisors of 2011 | Management | For | For |
| 2 | Appoint Ernst & Young Hua Ming as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
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CHINA LIFE INSURANCE CO. LIMITED
Meeting Date: JUL 10, 2012
Record Date: JUN 08, 2012
Meeting Type: SPECIAL | Ticker: 02628
Security ID: Y1477R204
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Yang Mingsheng as Executive Director | Management | For | For |
| 2 | Elect Wan Feng as Executive Director | Management | For | For |
| 3 | Elect Lin Dairen as Executive Director | Management | For | For |
| 4 | Elect Liu Yingqi as Executive Director | Management | For | For |
| 5 | Elect Miao Jianmin as Non-Executive Director | Management | For | For |
| 6 | Elect Zhang Xiangxian as Non-Executive Director | Management | For | For |
| 7 | Elect Wang Sidong as Non-Executive Director | Management | For | For |
| 8 | Elect Sun Changji as Independent Non-Executive Director | Management | For | For |
| 9 | Elect Bruce Douglas Moore as Independent Non-Executive Director | Management | For | For |
| 10 | Elect Anthony Francis Neoh as Independent Non-Executive Director | Management | For | For |
| 11 | Elect Xia Zhihua as Shareholder Representative Supervisor | Management | For | For |
| 12 | Elect Shi Xiangming as Shareholder Representative Supervisor | Management | For | For |
| 13 | Elect Tang Jianbang as Independent Non-Executive Director | Shareholder | For | For |
| 14 | Elect Luo Zhongmin as External Supervisor | Shareholder | For | For |
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CHINA LIFE INSURANCE CO. LIMITED
Meeting Date: FEB 19, 2013
Record Date: JAN 18, 2013
Meeting Type: SPECIAL | Ticker: 02628
Security ID: Y1477R204
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Amend Articles of Association of the Company | Management | For | For |
| 3 | Amend Procedural Rules for the Board of Directors Meetings | Management | For | For |
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CHINA MERCHANTS BANK CO LTD
Meeting Date: SEP 07, 2012
Record Date: AUG 07, 2012
Meeting Type: SPECIAL | Ticker: 600036
Security ID: Y14896115
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Extension of the Validity Period in Respect of the A Share Rights Issue and H Share Rights Issue | Management | For | For |
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CHINA MERCHANTS BANK CO LTD
Meeting Date: SEP 07, 2012
Record Date: AUG 07, 2012
Meeting Type: SPECIAL | Ticker: 600036
Security ID: Y14896115
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Extension of the Validity Period of the Resolutions in Respect of the A Share Rights Issue and H Share Rights Issue | Management | For | For |
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CHINA MOBILE LIMITED
Meeting Date: MAY 30, 2013
Record Date: MAY 23, 2013
Meeting Type: ANNUAL | Ticker: 00941
Security ID: Y14965100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Li Yue as Director | Management | For | For |
| 3b | Elect Xue Taohai as Director | Management | For | For |
| 3c | Elect Huang Wenlin as Director | Management | For | For |
| 4 | Appoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited as Auditors of the Company and its Subsidiaries for Hong Kong Financial Reporting and U.S. Financial Reporting, Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
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CHINA PACIFIC INSURANCE (GROUP) CO., LTD
Meeting Date: OCT 25, 2012
Record Date: SEP 24, 2012
Meeting Type: SPECIAL | Ticker: 601601
Security ID: Y1505R101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Amend Articles of Association | Management | For | For |
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CHINA RAILWAY CONSTRUCTION CORPORATION LTD.
Meeting Date: DEC 28, 2012
Record Date: NOV 27, 2012
Meeting Type: SPECIAL | Ticker: 601186
Security ID: Y1508P110
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Amend Articles of Association of the Company | Management | For | For |
| 2 | Approve Shareholders' Return Plan of China Railway Construction Corporation Limited for the Coming Three Years of 2012-2014 | Management | For | For |
| 3 | Approve Issuance of Medium-term Notes and Short-term Financing Bonds | Management | For | For |
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CHINA RESOURCES ENTERPRISES, LTD.
Meeting Date: MAY 24, 2013
Record Date: MAY 16, 2013
Meeting Type: ANNUAL | Ticker: 00291
Security ID: Y15037107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Chen Lang as Director | Management | For | For |
| 3b | Elect Hong Jie as Director | Management | For | For |
| 3c | Elect Liu Hongji as Director | Management | For | For |
| 3d | Elect Lai Ni Hium, Frank as Director | Management | For | For |
| 3e | Elect Du Wenmin as Director | Management | For | For |
| 3f | Elect Yan Biao as Director | Management | For | For |
| 3g | Elect Wei Bin as Director | Management | For | For |
| 3h | Elect Huang Daoguo as Director | Management | For | For |
| 3i | Elect Chen Ying as Director | Management | For | For |
| 3j | Approve Remuneration of Directors | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
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CHINA SHENHUA ENERGY CO., LTD.
Meeting Date: SEP 14, 2012
Record Date: AUG 14, 2012
Meeting Type: SPECIAL | Ticker: 01088
Security ID: Y1504C113
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Issuance of Debt Financing Instruments of the Company | Management | For | Against |
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CHINA UNICOM (HONG KONG) LTD
Meeting Date: DEC 21, 2012
Record Date: DEC 18, 2012
Meeting Type: SPECIAL | Ticker: 00762
Security ID: Y1519S111
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Transfer Agreement and Related Transactions | Management | For | For |
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CNOOC LTD.
Meeting Date: AUG 21, 2012
Record Date: AUG 16, 2012
Meeting Type: SPECIAL | Ticker: 00883
Security ID: Y1662W117
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Coalbed Methane Resources Exploration and Development Cooperation Agreement and Related Transactions | Management | For | For |
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CNOOC LTD.
Meeting Date: NOV 21, 2012
Record Date: NOV 16, 2012
Meeting Type: SPECIAL | Ticker: 00883
Security ID: Y1662W117
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Non-exempt Revised Caps for Relevant Categories of the Continuing Connected Transactions in Respect of 2012 and 2013 | Management | For | For |
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CNOOC LTD.
Meeting Date: MAY 24, 2013
Record Date: MAY 16, 2013
Meeting Type: ANNUAL | Ticker: 00883
Security ID: Y1662W117
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Approve Audited Accounts with Director's Report and Auditors' Report | Management | For | For |
| 1b | Declare Final Dividend | Management | For | For |
| 1c | Elect Yang Hua as Director | Management | For | For |
| 1d | Elect Zhou Shouwei as Director | Management | For | For |
| 1e | Elect Chiu Sung Hong as Director | Management | For | For |
| 1f | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
| 1g | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 2b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 2c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
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DAIRY FARM INTERNATIONAL
Meeting Date: MAY 15, 2013
Record Date:
Meeting Type: ANNUAL | Ticker: D01
Security ID: G2624N153
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Financial Statements and Statutory Reports and Declare Final Dividend | Management | For | For |
| 2 | Elect Graham Allan as Director | Management | For | Abstain |
| 3 | Reelect George Ho as Director | Management | For | Abstain |
| 4 | Reelect Michael Kok as Director | Management | For | Abstain |
| 5 | Elect Lord Sassoon as Director | Management | For | Abstain |
| 6 | Reelect Alec Tong as Director | Management | For | Abstain |
| 7 | Reelect Giles White as Director | Management | For | Abstain |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Approve Auditors and Authorise Board to Fix Their Remuneration | Management | For | For |
| 10 | Approve Issuance of Equity or Equity Linked Securities with or without Preemptive Rights | Management | For | For |
| 11 | Authorise Share Repurchase Program | Management | For | For |
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GEELY AUTOMOBILE HOLDINGS LTD.
Meeting Date: DEC 24, 2012
Record Date:
Meeting Type: SPECIAL | Ticker: 00175
Security ID: G3777B103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Caps Under the Services Agreement | Management | For | For |
| 2 | Approve Loan Guarantee Agreement and Related Annual Caps | Management | For | For |
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GIANT MANUFACTURING CO., LTD.
Meeting Date: JUN 19, 2013
Record Date: APR 19, 2013
Meeting Type: ANNUAL | Ticker: 9921
Security ID: Y2708Z106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Business Operations Report and Financial Statements | Management | For | Did Not Vote |
| 2 | Approve Plan on Profit Distribution | Management | For | Did Not Vote |
| 3 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | Did Not Vote |
| 4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | Did Not Vote |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
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GIORDANO INTERNATIONAL LIMITED
Meeting Date: JUN 14, 2013
Record Date: JUN 07, 2013
Meeting Type: ANNUAL | Ticker: 00709
Security ID: G6901M101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Ishwar Bhagwandas Chugani as Director | Management | For | For |
| 3b | Elect Barry John Buttifant as Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
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HANG LUNG PROPERTIES LTD.
Meeting Date: APR 18, 2013
Record Date: APR 15, 2013
Meeting Type: ANNUAL | Ticker: 00101
Security ID: Y30166105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Shang Shing Yin as Director | Management | For | For |
| 3b | Reelect Dominic Chiu Fai Ho as Director | Management | For | For |
| 3c | Reelect Philip Nan Lok Chen as Director | Management | For | For |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
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HONG KONG AIRCRAFT ENGINEERING CO. LTD.
Meeting Date: MAY 07, 2013
Record Date: APR 30, 2013
Meeting Type: ANNUAL | Ticker: 00044
Security ID: Y29790105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Christopher Dale Pratt as Director | Management | For | For |
| 1b | Elect Christopher Patrick Gibbs as Director | Management | For | For |
| 1c | Elect Peter Andre Johansen as Director | Management | For | For |
| 1d | Elect David Tong Chi Leung as Director | Management | For | For |
| 1e | Elect Peter Tse Pak Wing as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5 | Approve Change of Company Name | Management | For | For |
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HONG KONG EXCHANGES AND CLEARING LTD
Meeting Date: APR 24, 2013
Record Date: APR 19, 2013
Meeting Type: ANNUAL | Ticker: 00388
Security ID: Y3506N139
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect John Estmond Strickland as Director | Management | For | For |
| 3b | Elect Wong Sai Hung, Oscar as Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
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HSBC HOLDINGS PLC
Meeting Date: MAY 24, 2013
Record Date: MAY 23, 2013
Meeting Type: ANNUAL | Ticker: HSBA
Security ID: G4634U169
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3(a) | Re-elect Safra Catz as Director | Management | For | For |
| 3(b) | Re-elect Laura Cha as Director | Management | For | For |
| 3(c) | Re-elect Marvin Cheung as Director | Management | For | For |
| 3(d) | Elect Jim Comey as Director | Management | For | For |
| 3(e) | Re-elect John Coombe as Director | Management | For | For |
| 3(f) | Re-elect Joachim Faber as Director | Management | For | For |
| 3(g) | Re-elect Rona Fairhead as Director | Management | For | For |
| 3(h) | Elect Renato Fassbind as Director | Management | For | For |
| 3(i) | Re-elect Douglas Flint as Director | Management | For | For |
| 3(j) | Re-elect Stuart Gulliver as Director | Management | For | For |
| 3(k) | Re-elect James Hughes-Hallett as Director | Management | For | For |
| 3(l) | Re-elect William Laidlaw as Director | Management | For | For |
| 3(m) | Re-elect John Lipsky as Director | Management | For | For |
| 3(n) | Re-elect Janis Lomax as Director | Management | For | For |
| 3(o) | Re-elect Iain Mackay as Director | Management | For | For |
| 3(p) | Re-elect Sir Simon Robertson as Director | Management | For | For |
| 3(q) | Re-elect John Thornton as Director | Management | For | For |
| 4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
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INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Meeting Date: NOV 05, 2012
Record Date: SEP 28, 2012
Meeting Type: SPECIAL | Ticker: 01398
Security ID: Y3990B112
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Association | Management | For | For |
| 2 | Approve Capital Planning for 2012-2014 | Management | For | For |
| 3 | Appoint KPMG Huazhen as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
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JARDINE STRATEGIC HOLDINGS LTD.
Meeting Date: MAY 16, 2013
Record Date:
Meeting Type: ANNUAL | Ticker: J37
Security ID: G50764102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports and Declare Final Dividend | Management | For | For |
| 2 | Reelect Charles Allen-Jones as Director | Management | For | Abstain |
| 3 | Reelect Percy Weatherall as Director | Management | For | Abstain |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Approve Auditors and Authorise Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 7 | Authorise Share Repurchase Program | Management | For | For |
| 8 | Authorise Purchase of Shares in Parent Company, Jardine Matheson Holdings Ltd. | Management | For | Abstain |
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LENOVO GROUP LIMITED (FORMERLY LEGEND GROUP LIMITED)
Meeting Date: JUL 03, 2012
Record Date: JUN 28, 2012
Meeting Type: ANNUAL | Ticker: 00992
Security ID: Y5257Y107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Zhao John Huan as Director | Management | For | For |
| 3b | Reelect Nobuyuki Idei as Director | Management | For | For |
| 3c | Reelect Zhu Linan as Director | Management | For | For |
| 3d | Reelect Ma Xuezheng as Director | Management | For | For |
| 3e | Reelect Ting Lee Sen as Director | Management | For | For |
| 3f | Reelect William O. Grabe as Director | Management | For | For |
| 3g | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
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LI & FUNG LIMITED
Meeting Date: MAY 14, 2013
Record Date: MAY 13, 2013
Meeting Type: ANNUAL | Ticker: 00494
Security ID: G5485F169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Victor Fung Kwok King as Director | Management | For | For |
| 3b | Elect Bruce Philip Rockowitz as Director | Management | For | For |
| 3c | Elect Paul Edward Selway-Swift as Director | Management | For | For |
| 3d | Elect Margaret Leung Ko May Yee as Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
MEDIATEK INC.
Meeting Date: OCT 12, 2012
Record Date: SEP 12, 2012
Meeting Type: SPECIAL | Ticker: 2454
Security ID: Y5945U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Issuance of New Shares for the Merger of Mstar Semiconductor, Inc. | Management | For | For |
| 2 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
MEDIATEK INC.
Meeting Date: JUN 21, 2013
Record Date: APR 22, 2013
Meeting Type: ANNUAL | Ticker: 2454
Security ID: Y5945U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 4 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
MSTAR SEMICONDUCTOR INC.
Meeting Date: OCT 12, 2012
Record Date: SEP 12, 2012
Meeting Type: SPECIAL | Ticker: 3697
Security ID: G6320A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement with MediaTek Inc. | Management | For | For |
| 2 | Approve the Cancelation of Public Issuance, Termination of Listing, and Disbanding Matters | Management | For | For |
| |
|---|
MTR CORPORATION LTD
Meeting Date: MAY 09, 2013
Record Date:
Meeting Type: ANNUAL | Ticker: 00066
Security ID: Y6146T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Vincent Cheng Hoi-chuen as Director | Management | For | For |
| 3b | Elect Christine Fang Meng-sang as Director | Management | For | For |
| 3c | Elect Edward Ho Sing-tin as Director | Management | For | For |
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
PACIFIC BASIN SHIPPING LTD
Meeting Date: APR 19, 2013
Record Date:
Meeting Type: ANNUAL | Ticker: 02343
Security ID: G68437139
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Mats H. Berglund as Executive Director | Management | For | For |
| 3b | Reelect Andrew T. Broomhead as Executive Director | Management | For | For |
| 3c | Reelect Chanakya Kocherla as Executive Director | Management | For | For |
| 3d | Reelect Robert C. Nicholson as Independent Non-Executive Director | Management | For | For |
| 3e | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Specific Mandate to Issue Shares Pursuant to the 2013 Share Award Scheme | Management | For | For |
| |
|---|
PETROCHINA COMPANY LIMITED
Meeting Date: MAY 23, 2013
Record Date: APR 22, 2013
Meeting Type: ANNUAL | Ticker: 601857
Security ID: Y6883Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Report of the Board of Directors | Management | For | For |
| 2 | Accept Report of the Supervisory Committee | Management | For | For |
| 3 | Accept Audited Financial Statements | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Authorize Board to Determine Distribution of Interim Dividends | Management | For | For |
| 6 | Appoint KPMG Huazhen and KPMG as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7a | Elect Li Qingyi as Supervisor | Management | For | For |
| 7b | Elect Fan Fuchun as Supervisor | Management | For | For |
| 8 | Amend Articles of Association of the Company | Management | For | For |
| 9 | Approve Issuance of Debt Financing Instruments of Up to RMB 100 Billion | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| |
|---|
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Meeting Date: SEP 20, 2012
Record Date: AUG 20, 2012
Meeting Type: SPECIAL | Ticker: 02318
Security ID: Y69790106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Distribution of Profit | Management | For | For |
| |
|---|
SAMSONITE INTERNATIONAL S.A.
Meeting Date: JUN 06, 2013
Record Date: JUN 03, 2013
Meeting Type: ANNUAL | Ticker: 01910
Security ID: L80308106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Results for the Year 2012 | Management | For | For |
| 3 | Approve Cash Distribution | Management | For | For |
| 4a | Elect Timothy Charles Parker as Director | Management | For | For |
| 4b | Elect Kyle Francis Gendreau as Director | Management | For | For |
| 4c | Elect Bruce Hardy McLain as Director | Management | For | For |
| 4d | Elect Paul Kenneth Etchells as Director | Management | For | For |
| 4e | Elect Ying Yeh as Director | Management | For | For |
| 5 | Approve Appointment of KPMG Luxembourg S.a.r.l. as Statutory Auditor | Management | For | For |
| 6 | Approve Appointment of KPMG LLP as External Auditor | Management | For | For |
| 7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 8 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| 9 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 10 | Approve Discharge of Directors and Auditors | Management | For | For |
| 11 | Approve Remuneration of Directors | Management | For | For |
| 12 | Authorize Board to Fix the Remuneration of KPMG Luxembourg S.a r.l. | Management | For | For |
| |
|---|
SUN HUNG KAI PROPERTIES LTD.
Meeting Date: NOV 15, 2012
Record Date: NOV 09, 2012
Meeting Type: ANNUAL | Ticker: 00016
Security ID: Y82594121
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Reelect Lui Ting, Victor as Director | Management | For | For |
| 3a2 | Reelect Leung Nai-pang, Norman as Director | Management | For | For |
| 3a3 | Reelect Leung Kui-king, Donald as Director | Management | For | For |
| 3a4 | Reelect Kwok Ping-kwong, Thomas as Director | Management | For | Against |
| 3a5 | Reelect Lee Shau-kee as Director | Management | For | For |
| 3a6 | Reelect Yip Dicky Peter as Director | Management | For | For |
| 3a7 | Reelect Wong Yue-chim, Richard as Director | Management | For | For |
| 3a8 | Reelect Fung Kwok-lun, William as Director | Management | For | For |
| 3a9 | Reelect Kwan Cheuk-yin, William as Director | Management | For | For |
| 3a10 | Reelect Wong Yick-kam, Michael as Director | Management | For | For |
| 3a11 | Reelect Chan Kwok-wai, Patrick as Director | Management | For | For |
| 3b | Approve Directors' Fees | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 8 | Adopt New Share Option Scheme of the Company and Terminate Its Existing Share Option Scheme | Management | For | Against |
| 9 | Adopt New Share Option Scheme of SUNeVision Holdings Ltd. and Terminate Its Existing Share Option Scheme | Management | For | For |
| |
|---|
SWIRE PACIFIC LIMITED
Meeting Date: MAY 09, 2013
Record Date: MAY 03, 2013
Meeting Type: ANNUAL | Ticker: 00019
Security ID: Y83310105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect P A Johansen as Director | Management | For | For |
| 1b | Elect J R Slosar as Director | Management | For | For |
| 1c | Elect R W M Lee as Director | Management | For | For |
| 1d | Elect J B Rae-Smith as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5 | Change Company Name | Management | For | For |
| |
|---|
SWIRE PACIFIC LIMITED
Meeting Date: MAY 09, 2013
Record Date: MAY 03, 2013
Meeting Type: ANNUAL | Ticker: 00019
Security ID: Y83310113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect P A Johansen as Director | Management | For | For |
| 1b | Elect J R Slosar as Director | Management | For | For |
| 1c | Elect R W M Lee as Director | Management | For | For |
| 1d | Elect J B Rae-Smith as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5 | Change Company Name | Management | For | For |
| |
|---|
SWIRE PROPERTIES LTD.
Meeting Date: MAY 07, 2013
Record Date: APR 30, 2013
Meeting Type: ANNUAL | Ticker: 01972
Security ID: Y83191109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Christopher Dale Pratt as Director | Management | For | For |
| 1b | Elect Martin Cubbon as Director | Management | For | For |
| 1c | Elect Guy Martin Coutts Bradley as Director | Management | For | For |
| 1d | Elect Stephen Edward Bradley as Director | Management | For | For |
| 1e | Elect Chan Cho Chak John as Director | Management | For | For |
| 1f | Elect Paul Kenneth Etchells as Director | Management | For | For |
| 1g | Elect Ho Cho Ying Davy as Director | Management | For | For |
| 1h | Elect James Wyndham John Hughes-Hallett as Director | Management | For | For |
| 1i | Elect Peter Alan Kilgour as Director | Management | For | For |
| 1j | Elect Liu Sing Cheong as Director | Management | For | For |
| 1k | Elect Gordon James Ongley as Director | Management | For | For |
| 1l | Elect Merlin Bingham Swire as Director | Management | For | For |
| 1m | Elect Spencer Theodore Fung as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| |
|---|
TAIWAN MOBILE CO., LTD.
Meeting Date: JUN 21, 2013
Record Date: APR 22, 2013
Meeting Type: ANNUAL | Ticker: 3045
Security ID: Y84153215
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
| 4 | Approve the Company to Consign Its Direct Store Related Operations to Taiwan Digital Service Co., Ltd. | Management | For | For |
| 5 | Approve Amendments to Articles of Association | Management | For | For |
| 6 | Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 7 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| |
|---|
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Meeting Date: JUN 11, 2013
Record Date: APR 12, 2013
Meeting Type: ANNUAL | Ticker: 2330
Security ID: Y84629107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets, Lending Funds to Other Parties, and Endorsement and Guarantees | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
THE HONGKONG AND SHANGHAI HOTELS LTD.
Meeting Date: MAY 03, 2013
Record Date: APR 29, 2013
Meeting Type: ANNUAL | Ticker: 00045
Security ID: Y35518110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Michael Kadoorie as Director | Management | For | For |
| 3b | Elect Ian Duncan Boyce as Director | Management | For | For |
| 3c | Elect Peter Camille Borer as Director | Management | For | For |
| 3d | Elect Patrick Blackwell Paul as Director | Management | For | For |
| 3e | Elect Rosanna Yick Ming Wong as Director | Management | For | For |
| 4 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
YANLORD LAND GROUP LTD
Meeting Date: APR 26, 2013
Record Date:
Meeting Type: ANNUAL | Ticker: Z25
Security ID: Y9729A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare First and Final Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4a | Elect Zhong Sheng Jian as Director | Management | For | For |
| 4b | Elect Chan Yiu Ling as Director | Management | For | For |
| 4c | Elect Ng Jui Ping as Director | Management | For | For |
| 5 | Reappoint Deloitte & Touche LLP, Singapore as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 7 | Approve Grant of Options and Issuance of Shares Pursuant to the Yanlord Land Group Share Option Scheme 2006 | Management | For | Against |
| 8 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
YINGDE GASES GROUP CO., LTD.
Meeting Date: JUN 21, 2013
Record Date: JUN 14, 2013
Meeting Type: ANNUAL | Ticker: 02168
Security ID: G98430104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Elect Zhongguo Sun as Director | Management | For | For |
| 3a2 | Elect Xu Zhao as Director | Management | For | For |
| 3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
ZHAOJIN MINING INDUSTRY CO., LTD.
Meeting Date: OCT 08, 2012
Record Date: SEP 07, 2012
Meeting Type: SPECIAL | Ticker: 01818
Security ID: Y988A6104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Proposed Issue of Short Term Bonds | Management | For | For |
| |
|---|
ZHAOJIN MINING INDUSTRY CO., LTD.
Meeting Date: FEB 26, 2013
Record Date: JAN 25, 2013
Meeting Type: SPECIAL | Ticker: 01818
Security ID: Y988A6104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Lu Dongshang as Executive Director | Shareholder | For | For |
| 1b | Elect Weng Zhanbin as Executive Director | Shareholder | For | For |
| 1c | Elect Li Xiuchen as Executive Director | Shareholder | For | For |
| 1d | Elect Liang Xinjun as Non-Executive Director | Shareholder | For | For |
| 1e | Elect Cong Jianmao as Non-Executive Director | Shareholder | For | For |
| 1f | Elect Ye Kai as Non-Executive Director | Shareholder | For | For |
| 1g | Elect Kong Fanhe as Non-Executive Director | Shareholder | For | For |
| 1h | Elect Xie Jiyuan as Independent Non-Executive Director | Shareholder | For | For |
| 1i | Elect Ye Tianzhu as Independent Non-Executive Director | Shareholder | For | For |
| 1j | Elect Chen Jinrong as Independent Non-Executive Director | Shareholder | For | For |
| 1k | Elect Choy Sze Chung Jojo as Independent Non-Executive Director | Shareholder | For | For |
| 2a | Elect Wang Xiaojie as Supervisor | Shareholder | For | For |
| 2b | Elect Jin Ting as Supervisor | Shareholder | For | For |
| 3 | Approve Remuneration Package For Directors of the Fourth Session of the Board and Supervisors of the Fourth Session of the Supervisory Committee | Management | For | For |
| |
|---|
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Meeting Date: AUG 30, 2012
Record Date: JUL 31, 2012
Meeting Type: SPECIAL | Ticker: 000157
Security ID: Y9895V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Association of the Company | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Greater China Fund, Inc.
By:Alan R. Goodson*
Alan R. Goodson, President
* By:/s/ Jonathan D. Shain
Attorney-in-Fact
Date: August 22, 2013
Power of Attorney
The undersigned Officer of The Greater China Fund, Inc. ( the "Fund"), hereby constitutes, appoints and authorizes each of, Deborah A. Docs, Andrew R. French, and Jonathan D. Shain, as true and lawful agents and attorneys-in-fact, to sign, execute and deliver on his behalf in the appropriate capacities indicated, any Registration Statement of the Fund on the appropriate forms, any and all amendments thereto (including pre- and post-effective amendments), and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5, as appropriate, to file the same, with all exhibits thereto, with the Securities and Exchange Commission (the "SEC") and the securities regulators of appropriate states and territories, and generally to do all such things in his name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to comply with the provisions of the Securities Act of 1933, section 16(a) of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, all related requirements of the SEC and all requirements of appropriate states and territories. The undersigned does hereby give to said agents and attorneys-in-fact full power and authority to act in these premises, including, but not limited to, the power to appoint a substitute or substitutes to act hereunder with the same power and authority as said agents and attorneys-in-fact would have if personally acting. The undersigned does hereby approve, ratify and confirm all that said agents and attorneys-in- fact, or any substitute or substitutes, may do by virtue hereof.
/s/ Alan R. Goodson
Alan R. Goodson
Date: August 15, 2013
