| | | | | | | | | | | | | | | | | | | | |
Name of Issuer of Portfolio Security | | Exchange
Ticker
Symbol | | | CUSIP # | | Shareholder
Meeting Date | | | Summary of Matter Voted On | | Who Proposed
Matter: Issuer /
Shareholder | | Whether
Fund Cast
Vote on
Matter | | Fund’s Vote
For or
Against
Proposal, or
Abstain; For
or Withhold
Regarding
Election of
Directors | | Whether
Vote Was For
or Against
Management |
CNOOC Ltd. | | | 883 | | | Y1662W117 | | | 11/27/2013 | | | Approve the Non-exempt Continuing Connected Transactions | | Management | | Yes | | For | | For |
CNOOC Ltd. | | | 883 | | | Y1662W117 | | | 11/27/2013 | | | Approve Proposed Caps for Each Category of the Non-exempt Continuing Connected Transactions | | Management | | Yes | | For | | For |
Yingde Gases Group Co., Ltd. | | | 2168 | | | G98430104 | | | 11/28/2013 | | | Approve Subscription Agreement and Supplemental Agreements in Relation to the Subscription of Non-Listed Warrants By Bubbly Brooke Holdings Ltd. | | Management | | Yes | | For | | For |
Yingde Gases Group Co., Ltd. | | | 2168 | | | G98430104 | | | 11/28/2013 | | | Approve Subscription Agreement and Supplemental Agreements in Relation to the Subscription of Non-Listed Warrants By Baslow Technology Ltd. | | Management | | Yes | | For | | For |
Yingde Gases Group Co., Ltd. | | | 2168 | | | G98430104 | | | 11/28/2013 | | | Approve Subscription Agreement and Supplemental Agreements in Relation to the Subscription of Non-Listed Warrants By Rongton Investments Ltd. | | Management | | Yes | | For | | For |
Yingde Gases Group Co., Ltd. | | | 2168 | | | G98430104 | | | 11/28/2013 | | | Approve Issue of Warrants in Accordance with the Subscription Agreements and Supplemental Agreements | | Management | | Yes | | For | | For |
Yingde Gases Group Co., Ltd. | | | 2168 | | | G98430104 | | | 11/28/2013 | | | Approve Issue of the Warrant Shares | | Management | | Yes | | For | | For |
Yingde Gases Group Co., Ltd. | | | 2168 | | | G98430104 | | | 11/28/2013 | | | Authorize Board to Do All Such Acts Necessary to Implement the Subscription Agreements and Supplemental Agreements | | Management | | Yes | | For | | For |
Hong Kong Aircraft Engineering Co. Ltd. | | | 44 | | | Y29790105 | | | 12/31/2013 | | | Approve Framework Agreement and Related Transactions | | Management | | Yes | | For | | For |
China Vanke Co., Ltd. | | | 2 | | | Y77421116 | | | 3/28/2014 | | | Approve 2013 Report of the Board of Directors | | Management | | Yes | | For | | For |
China Vanke Co., Ltd. | | | 2 | | | Y77421116 | | | 3/28/2014 | | | Approve 2013 Report of the Board of Supervisors | | Management | | Yes | | For | | For |
China Vanke Co., Ltd. | | | 2 | | | Y77421116 | | | 3/28/2014 | | | Approve 2013 Annual Report and Audit Report | | Management | | Yes | | For | | For |
China Vanke Co., Ltd. | | | 2 | | | Y77421116 | | | 3/28/2014 | | | Approve 2013 Profit and Dividend Distribution | | Management | | Yes | | For | | For |
China Vanke Co., Ltd. | | | 2 | | | Y77421116 | | | 3/28/2014 | | | Approve Re-appointment of 2014 External Auditor | | Management | | Yes | | For | | For |
China Vanke Co., Ltd. | | | 2 | | | Y77421116 | | | 3/28/2014 | | | Elect Non-independent Director Wang Shi | | Management | | Yes | | For | | For |
China Vanke Co., Ltd. | | | 2 | | | Y77421116 | | | 3/28/2014 | | | Elect Non-independent Director Qiao Shibo | | Management | | Yes | | For | | For |
China Vanke Co., Ltd. | | | 2 | | | Y77421116 | | | 3/28/2014 | | | Elect Non-independent Director Yu Liang | | Management | | Yes | | For | | For |
China Vanke Co., Ltd. | | | 2 | | | Y77421116 | | | 3/28/2014 | | | Elect Non-independent Director Sun Jianyi | | Management | | Yes | | For | | For |
China Vanke Co., Ltd. | | | 2 | | | Y77421116 | | | 3/28/2014 | | | Elect Non-independent Director Wei Bin | | Management | | Yes | | For | | For |
China Vanke Co., Ltd. | | | 2 | | | Y77421116 | | | 3/28/2014 | | | Elect Non-independent Director Chen Ying | | Management | | Yes | | For | | For |
China Vanke Co., Ltd. | | | 2 | | | Y77421116 | | | 3/28/2014 | | | Elect Non-independent Director Wang Wenjin | | Management | | Yes | | For | | For |
China Vanke Co., Ltd. | | | 2 | | | Y77421116 | | | 3/28/2014 | | | Elect Independent Director Zhang Liping | | Management | | Yes | | For | | For |
China Vanke Co., Ltd. | | | 2 | | | Y77421116 | | | 3/28/2014 | | | Elect Independent Director Hua Sheng | | Management | | Yes | | For | | For |
China Vanke Co., Ltd. | | | 2 | | | Y77421116 | | | 3/28/2014 | | | Elect Independent Director Luo Junmei | | Management | | Yes | | For | | For |
China Vanke Co., Ltd. | | | 2 | | | Y77421116 | | | 3/28/2014 | | | Elect Independent Director Hai Wen | | Management | | Yes | | For | | For |
China Vanke Co., Ltd. | | | 2 | | | Y77421116 | | | 3/28/2014 | | | Elect Supervisor Xie Dong | | Management | | Yes | | For | | For |
China Vanke Co., Ltd. | | | 2 | | | Y77421116 | | | 3/28/2014 | | | Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members | | Management | | Yes | | For | | For |
Dairy Farm International Holdings Ltd. | | | D01 | | | G2624N153 | | | 4/8/2014 | | | Approve Transfer of Listing Segment from Premium to Standard on the London Stock Exchange | | Management | | Yes | | Against | | Against |
Jardine Strategic Holdings Ltd. | | | J37 | | | G50764102 | | | 4/8/2014 | | | Approve Transfer of Listing Segment from Premium to Standard on the London Stock Exchange | | Management | | Yes | | Against | | Against |
Hong Kong Exchanges and Clearing Ltd | | | 388 | | | Y3506N139 | | | 4/16/2014 | | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
Hong Kong Exchanges and Clearing Ltd | | | 388 | | | Y3506N139 | | | 4/16/2014 | | | Declare Final Dividend | | Management | | Yes | | For | | For |
Hong Kong Exchanges and Clearing Ltd | | | 388 | | | Y3506N139 | | | 4/16/2014 | | | Elect Kwok Chi Piu, Bill as Director | | Management | | Yes | | For | | For |
Hong Kong Exchanges and Clearing Ltd | | | 388 | | | Y3506N139 | | | 4/16/2014 | | | Elect Lee Kwan Ho, Vincent Marshall as Director | | Management | | Yes | | For | | For |
Hong Kong Exchanges and Clearing Ltd | | | 388 | | | Y3506N139 | | | 4/16/2014 | | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
Hong Kong Exchanges and Clearing Ltd | | | 388 | | | Y3506N139 | | | 4/16/2014 | | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Yes | | For | | For |
Hong Kong Exchanges and Clearing Ltd | | | 388 | | | Y3506N139 | | | 4/16/2014 | | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | For | | For |
Hong Kong Exchanges and Clearing Ltd | | | 388 | | | Y3506N139 | | | 4/16/2014 | | | Approve Remuneration Payable to the Chairman and Other Non-executive Directors | | Management | | Yes | | For | | For |
Hong Kong Exchanges and Clearing Ltd | | | 388 | | | Y3506N139 | | | 4/16/2014 | | | Approve Remuneration Payable to the Chairman and Members of the Audit Committee, and Remuneration Payable to the Chairman and Members of Executive Committee, Investment Advisory Committee, and Remuneration Committee | | Management | | Yes | | For | | For |
Hong Kong Exchanges and Clearing Ltd | | | 388 | | | Y3506N139 | | | 4/16/2014 | | | Adopt New Articles of Association | | Management | | Yes | | For | | For |
Pacific Basin Shipping Ltd | | | 2343 | | | G68437139 | | | 4/16/2014 | | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
Pacific Basin Shipping Ltd | | | 2343 | | | G68437139 | | | 4/16/2014 | | | Approve Final Dividend | | Management | | Yes | | For | | For |
Pacific Basin Shipping Ltd | | | 2343 | | | G68437139 | | | 4/16/2014 | | | Elect David M. Turnbull as Director | | Management | | Yes | | For | | For |
Pacific Basin Shipping Ltd | | | 2343 | | | G68437139 | | | 4/16/2014 | | | Elect Jan Rindbo as Director | | Management | | Yes | | For | | For |
Pacific Basin Shipping Ltd | | | 2343 | | | G68437139 | | | 4/16/2014 | | | Elect Daniel R. Bradshaw as Director | | Management | | Yes | | For | | For |
Pacific Basin Shipping Ltd | | | 2343 | | | G68437139 | | | 4/16/2014 | | | Authorize Board to Fix Directors’ Remuneration | | Management | | Yes | | For | | For |
Pacific Basin Shipping Ltd | | | 2343 | | | G68437139 | | | 4/16/2014 | | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
Pacific Basin Shipping Ltd | | | 2343 | | | G68437139 | | | 4/16/2014 | | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | For | | For |
Pacific Basin Shipping Ltd | | | 2343 | | | G68437139 | | | 4/16/2014 | | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Yes | | For | | For |
Pacific Basin Shipping Ltd | | | 2343 | | | G68437139 | | | 4/16/2014 | | | Approve Issuance of Shares Pursuant to the 2013 Share Award Scheme | | Management | | Yes | | For | | For |
Hang Lung Properties Ltd. | | | 101 | | | Y30166105 | | | 4/24/2014 | | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
Hang Lung Properties Ltd. | | | 101 | | | Y30166105 | | | 4/24/2014 | | | Declare Final Dividend | | Management | | Yes | | For | | For |
Hang Lung Properties Ltd. | | | 101 | | | Y30166105 | | | 4/24/2014 | | | Elect Nelson Wai Leung Yuen as Director | | Management | | Yes | | For | | For |
Hang Lung Properties Ltd. | | | 101 | | | Y30166105 | | | 4/24/2014 | | | Elect Hon Kwan Cheng as Director | | Management | | Yes | | For | | For |
Hang Lung Properties Ltd. | | | 101 | | | Y30166105 | | | 4/24/2014 | | | Elect Laura Lok Yee Chen as Director | | Management | | Yes | | Against | | Against |
Hang Lung Properties Ltd. | | | 101 | | | Y30166105 | | | 4/24/2014 | | | Elect Pak Wai Liu as Director | | Management | | Yes | | For | | For |
Hang Lung Properties Ltd. | | | 101 | | | Y30166105 | | | 4/24/2014 | | | Approve Remuneration of Directors | | Management | | Yes | | For | | For |
Hang Lung Properties Ltd. | | | 101 | | | Y30166105 | | | 4/24/2014 | | | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
Hang Lung Properties Ltd. | | | 101 | | | Y30166105 | | | 4/24/2014 | | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Yes | | For | | For |
Hang Lung Properties Ltd. | | | 101 | | | Y30166105 | | | 4/24/2014 | | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | Against | | Against |
Hang Lung Properties Ltd. | | | 101 | | | Y30166105 | | | 4/24/2014 | | | Authorize Reissuance of Repurchased Shares | | Management | | Yes | | Against | | Against |
Hang Lung Properties Ltd. | | | 101 | | | Y30166105 | | | 4/24/2014 | | | Adopt New Articles of Association and Amend Memorandum of Association of the Company | | Management | | Yes | | For | | For |
ASM Pacific Technology Ltd. | | | 522 | | | G0535Q133 | | | 4/25/2014 | | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
ASM Pacific Technology Ltd. | | | 522 | | | G0535Q133 | | | 4/25/2014 | | | Declare Final Dividend | | Management | | Yes | | For | | For |
ASM Pacific Technology Ltd. | | | 522 | | | G0535Q133 | | | 4/25/2014 | | | Elect Arthur H. del Prado as Director | | Management | | Yes | | For | | For |
ASM Pacific Technology Ltd. | | | 522 | | | G0535Q133 | | | 4/25/2014 | | | Elect Lee Wai Kwong as Director | | Management | | Yes | | For | | For |
ASM Pacific Technology Ltd. | | | 522 | | | G0535Q133 | | | 4/25/2014 | | | Elect Chow Chuen, James as Director | | Management | | Yes | | For | | For |
ASM Pacific Technology Ltd. | | | 522 | | | G0535Q133 | | | 4/25/2014 | | | Elect Robin Gerard Ng Cher Tat as Director | | Management | | Yes | | For | | For |
ASM Pacific Technology Ltd. | | | 522 | | | G0535Q133 | | | 4/25/2014 | | | Authorize Board to Fix Directors’ Remuneration | | Management | | Yes | | For | | For |
ASM Pacific Technology Ltd. | | | 522 | | | G0535Q133 | | | 4/25/2014 | | | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
ASM Pacific Technology Ltd. | | | 522 | | | G0535Q133 | | | 4/25/2014 | | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | For | | For |
Yanlord Land Group Ltd | | | Z25 | | | Y9729A101 | | | 4/25/2014 | | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | Management | | Yes | | For | | For |
Yanlord Land Group Ltd | | | Z25 | | | Y9729A101 | | | 4/25/2014 | | | Declare First and Final Dividend | | Management | | Yes | | For | | For |
Yanlord Land Group Ltd | | | Z25 | | | Y9729A101 | | | 4/25/2014 | | | Approve Directors’ Fees | | Management | | Yes | | For | | For |
Yanlord Land Group Ltd | | | Z25 | | | Y9729A101 | | | 4/25/2014 | | | Elect Zhong Siliang as Director | | Management | | Yes | | For | | For |
Yanlord Land Group Ltd | | | Z25 | | | Y9729A101 | | | 4/25/2014 | | | Elect Ronald Seah Lim Siang as Director | | Management | | Yes | | For | | For |
Yanlord Land Group Ltd | | | Z25 | | | Y9729A101 | | | 4/25/2014 | | | Elect Ng Ser Miang as Director | | Management | | Yes | | For | | For |
Yanlord Land Group Ltd | | | Z25 | | | Y9729A101 | | | 4/25/2014 | | | Reappoint Deloitte & Touche LLP, Singapore as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
Yanlord Land Group Ltd | | | Z25 | | | Y9729A101 | | | 4/25/2014 | | | Authorize Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | Management | | Yes | | Against | | Against |
Yanlord Land Group Ltd | | | Z25 | | | Y9729A101 | | | 4/25/2014 | | | Authorize Issuance of Shares and Grant of Options Pursuant to Yanlord Land Group Share Option Scheme 2006 | | Management | | Yes | | Against | | Against |
Yanlord Land Group Ltd | | | Z25 | | | Y9729A101 | | | 4/25/2014 | | | Authorize Share Repurchase Program | | Management | | Yes | | For | | For |
Dairy Farm International Holdings Ltd. | | | D01 | | | G2624N153 | | | 5/7/2014 | | | Approve Financial Statements and Statutory Reports and Declare Final Dividend | | Management | | Yes | | For | | For |
Dairy Farm International Holdings Ltd. | | | D01 | | | G2624N153 | | | 5/7/2014 | | | Elect Neil Galloway as Director | | Management | | Yes | | For | | For |
Dairy Farm International Holdings Ltd. | | | D01 | | | G2624N153 | | | 5/7/2014 | | | Reelect Simon Keswick as Director | | Management | | Yes | | For | | For |
Dairy Farm International Holdings Ltd. | | | D01 | | | G2624N153 | | | 5/7/2014 | | | Reelect George Koo as Director | | Management | | Yes | | Abstain | | Against |
Dairy Farm International Holdings Ltd. | | | D01 | | | G2624N153 | | | 5/7/2014 | | | Reelect Lord Leach of Fairford as Director | | Management | | Yes | | For | | For |
Dairy Farm International Holdings Ltd. | | | D01 | | | G2624N153 | | | 5/7/2014 | | | Reelect James Riley as Director | | Management | | Yes | | For | | For |
Dairy Farm International Holdings Ltd. | | | D01 | | | G2624N153 | | | 5/7/2014 | | | Approve Auditors and Authorise Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
Dairy Farm International Holdings Ltd. | | | D01 | | | G2624N153 | | | 5/7/2014 | | | Approve Issuance of Equity or Equity Linked Securities with or without Preemptive Rights | | Management | | Yes | | For | | For |
Dairy Farm International Holdings Ltd. | | | D01 | | | G2624N153 | | | 5/7/2014 | | | Authorise Share Repurchase Program | | Management | | Yes | | For | | For |
Jardine Strategic Holdings Ltd. | | | J37 | | | G50764102 | | | 5/8/2014 | | | Approve Financial Statements and Statutory Reports and Declare Final Dividend | | Management | | Yes | | For | | For |
Jardine Strategic Holdings Ltd. | | | J37 | | | G50764102 | | | 5/8/2014 | | | Elect David Hsu as Director | | Management | | Yes | | For | | For |
Jardine Strategic Holdings Ltd. | | | J37 | | | G50764102 | | | 5/8/2014 | | | Reelect Simon Keswick as Director | | Management | | Yes | | For | | For |
Jardine Strategic Holdings Ltd. | | | J37 | | | G50764102 | | | 5/8/2014 | | | Reelect George Koo as Director | | Management | | Yes | | Abstain | | Against |
Jardine Strategic Holdings Ltd. | | | J37 | | | G50764102 | | | 5/8/2014 | | | Approve Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
Jardine Strategic Holdings Ltd. | | | J37 | | | G50764102 | | | 5/8/2014 | | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | Management | | Yes | | For | | For |
Jardine Strategic Holdings Ltd. | | | J37 | | | G50764102 | | | 5/8/2014 | | | Authorize Share Repurchase Program | | Management | | Yes | | For | | For |
Jardine Strategic Holdings Ltd. | | | J37 | | | G50764102 | | | 5/8/2014 | | | Authorise Purchase of Shares in Parent Company, Jardine Matheson Holdings Ltd. | | Management | | Yes | | Abstain | | Against |
MTR Corporation Ltd | | | 66 | | | Y6146T101 | | | 5/8/2014 | | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
MTR Corporation Ltd | | | 66 | | | Y6146T101 | | | 5/8/2014 | | | Declare Final Dividend | | Management | | Yes | | For | | For |
MTR Corporation Ltd | | | 66 | | | Y6146T101 | | | 5/8/2014 | | | Elect Alasdair George Morrison as Director | | Management | | Yes | | For | | For |
MTR Corporation Ltd | | | 66 | | | Y6146T101 | | | 5/8/2014 | | | Elect Ng Leung-sing as Director | | Management | | Yes | | For | | For |
MTR Corporation Ltd | | | 66 | | | Y6146T101 | | | 5/8/2014 | | | Elect Abraham Shek Lai-him as Director | | Management | | Yes | | For | | For |
MTR Corporation Ltd | | | 66 | | | Y6146T101 | | | 5/8/2014 | | | Elect Pamela Chan Wong Shui as Director | | Management | | Yes | | For | | For |
MTR Corporation Ltd | | | 66 | | | Y6146T101 | | | 5/8/2014 | | | Elect Dorothy Chan Yuen Tak-fai as Director | | Management | | Yes | | For | | For |
MTR Corporation Ltd | | | 66 | | | Y6146T101 | | | 5/8/2014 | | | Elect Frederick Ma Si-hang as Director | | Management | | Yes | | For | | For |
MTR Corporation Ltd | | | 66 | | | Y6146T101 | | | 5/8/2014 | | | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
MTR Corporation Ltd | | | 66 | | | Y6146T101 | | | 5/8/2014 | | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | Against | | Against |
MTR Corporation Ltd | | | 66 | | | Y6146T101 | | | 5/8/2014 | | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Yes | | For | | For |
MTR Corporation Ltd | | | 66 | | | Y6146T101 | | | 5/8/2014 | | | Authorize Reissuance of Repurchased Shares | | Management | | Yes | | Against | | Against |
MTR Corporation Ltd | | | 66 | | | Y6146T101 | | | 5/8/2014 | | | Authorize Board to Offer Scrip Dividend Alternative in Respect of Dividends Declared | | Management | | Yes | | For | | For |
MTR Corporation Ltd | | | 66 | | | Y6146T101 | | | 5/8/2014 | | | Adopt New Amended and Restated Articles of Association | | Management | | Yes | | For | | For |
AIA Group Ltd. | | | 1299 | | | | | | 5/9/2014 | | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
AIA Group Ltd. | | | 1299 | | | | | | 5/9/2014 | | | Declare Final Dividend | | Management | | Yes | | For | | For |
AIA Group Ltd. | | | 1299 | | | | | | 5/9/2014 | | | Elect Mohamed Azman Yahya as Director | | Management | | Yes | | For | | For |
AIA Group Ltd. | | | 1299 | | | | | | 5/9/2014 | | | Elect Edmund Sze-Wing Tse as Director | | Management | | Yes | | For | | For |
AIA Group Ltd. | | | 1299 | | | | | | 5/9/2014 | | | Elect Jack Chak-Kwong So as Director | | Management | | Yes | | For | | For |
AIA Group Ltd. | | | 1299 | | | | | | 5/9/2014 | | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
AIA Group Ltd. | | | 1299 | | | | | | 5/9/2014 | | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | For | | For |
AIA Group Ltd. | | | 1299 | | | | | | 5/9/2014 | | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Yes | | For | | For |
AIA Group Ltd. | | | 1299 | | | | | | 5/9/2014 | | | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | | Management | | Yes | | For | | For |
AIA Group Ltd. | | | 1299 | | | | | | 5/9/2014 | | | Adopt New Articles of Association | | Management | | Yes | | For | | For |
Hong Kong Aircraft Engineering Co. Ltd. | | | 44 | | | Y29790105 | | | 5/9/2014 | | | Elect Robert Ernest Adams as Director | | Management | | Yes | | For | | For |
Hong Kong Aircraft Engineering Co. Ltd. | | | 44 | | | Y29790105 | | | 5/9/2014 | | | Elect Mark Hayman as Director | | Management | | Yes | | For | | For |
Hong Kong Aircraft Engineering Co. Ltd. | | | 44 | | | Y29790105 | | | 5/9/2014 | | | Elect Fanny Lung Ngan Yee as Director | | Management | | Yes | | For | | For |
Hong Kong Aircraft Engineering Co. Ltd. | | | 44 | | | Y29790105 | | | 5/9/2014 | | | Elect John Robert Slosar as Director | | Management | | Yes | | For | | For |
Hong Kong Aircraft Engineering Co. Ltd. | | | 44 | | | Y29790105 | | | 5/9/2014 | | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
Hong Kong Aircraft Engineering Co. Ltd. | | | 44 | | | Y29790105 | | | 5/9/2014 | | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Yes | | For | | For |
Hong Kong Aircraft Engineering Co. Ltd. | | | 44 | | | Y29790105 | | | 5/9/2014 | | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | Against | | Against |
Yingde Gases Group Co., Ltd. | | | 2168 | | | G98430104 | | | 5/9/2014 | | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
Yingde Gases Group Co., Ltd. | | | 2168 | | | G98430104 | | | 5/9/2014 | | | Declare Final Dividend | | Management | | Yes | | For | | For |
Yingde Gases Group Co., Ltd. | | | 2168 | | | G98430104 | | | 5/9/2014 | | | Elect Trevor Raymond Strutt as Director | | Management | | Yes | | For | | For |
Yingde Gases Group Co., Ltd. | | | 2168 | | | G98430104 | | | 5/9/2014 | | | Elect Zheng Fuya as Director | | Management | | Yes | | For | | For |
Yingde Gases Group Co., Ltd. | | | 2168 | | | G98430104 | | | 5/9/2014 | | | Elect He Yuanping as Director | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Yingde Gases Group Co., Ltd. | | | 2168 | | | G98430104 | | | 5/9/2014 | | | Authorize Board to Fix Remuneration of Directors | | Management | | Yes | | For | | For |
Yingde Gases Group Co., Ltd. | | | 2168 | | | G98430104 | | | 5/9/2014 | | | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
Yingde Gases Group Co., Ltd. | | | 2168 | | | G98430104 | | | 5/9/2014 | | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | Against | | Against |
Yingde Gases Group Co., Ltd. | | | 2168 | | | G98430104 | | | 5/9/2014 | | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Yes | | For | | For |
Yingde Gases Group Co., Ltd. | | | 2168 | | | G98430104 | | | 5/9/2014 | | | Authorize Reissuance of Repurchased Shares | | Management | | Yes | | Against | | Against |
Yingde Gases Group Co., Ltd. | | | 2168 | | | G98430104 | | | 5/9/2014 | | | Approve Grant of Options to Zhongguo Sun Under the Share Option Scheme | | Management | | Yes | | For | | For |
Yingde Gases Group Co., Ltd. | | | 2168 | | | G98430104 | | | 5/9/2014 | | | Approve Grant of Options to Trevor Raymond Strutt Under the Share Option Scheme | | Management | | Yes | | For | | For |
Yingde Gases Group Co., Ltd. | | | 2168 | | | G98430104 | | | 5/9/2014 | | | Approve Grant of Options to Zhao Xiangti Under the Share Option Scheme | | Management | | Yes | | For | | For |
The Hongkong and Shanghai Hotels Ltd. | | | 45 | | | Y35518110 | | | 5/12/2014 | | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
The Hongkong and Shanghai Hotels Ltd. | | | 45 | | | Y35518110 | | | 5/12/2014 | | | Declare Final Dividend | | Management | | Yes | | For | | For |
The Hongkong and Shanghai Hotels Ltd. | | | 45 | | | Y35518110 | | | 5/12/2014 | | | Elect Clement King Man Kwok as Director | | Management | | Yes | | For | | For |
The Hongkong and Shanghai Hotels Ltd. | | | 45 | | | Y35518110 | | | 5/12/2014 | | | Elect William Elkin Mocatta as Director | | Management | | Yes | | For | | For |
The Hongkong and Shanghai Hotels Ltd. | | | 45 | | | Y35518110 | | | 5/12/2014 | | | Elect Pierre Roger Boppe as Director | | Management | | Yes | | For | | For |
The Hongkong and Shanghai Hotels Ltd. | | | 45 | | | Y35518110 | | | 5/12/2014 | | | Elect William Kwok Lun Fung as Director | | Management | | Yes | | For | | For |
The Hongkong and Shanghai Hotels Ltd. | | | 45 | | | Y35518110 | | | 5/12/2014 | | | Elect Alan Philip Clark as Director | | Management | | Yes | | For | | For |
The Hongkong and Shanghai Hotels Ltd. | | | 45 | | | Y35518110 | | | 5/12/2014 | | | Elect Andrew Clifford Winawer Brandler as Director | | Management | | Yes | | For | | For |
The Hongkong and Shanghai Hotels Ltd. | | | 45 | | | Y35518110 | | | 5/12/2014 | | | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
The Hongkong and Shanghai Hotels Ltd. | | | 45 | | | Y35518110 | | | 5/12/2014 | | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | Against | | Against |
The Hongkong and Shanghai Hotels Ltd. | | | 45 | | | Y35518110 | | | 5/12/2014 | | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Yes | | For | | For |
The Hongkong and Shanghai Hotels Ltd. | | | 45 | | | Y35518110 | | | 5/12/2014 | | | Authorize Reissuance of Repurchased Shares | | Management | | Yes | | Against | | Against |
The Hongkong and Shanghai Hotels Ltd. | | | 45 | | | Y35518110 | | | 5/12/2014 | | | Approve Remuneration of Directors | | Management | | Yes | | For | | For |
The Hongkong and Shanghai Hotels Ltd. | | | 45 | | | Y35518110 | | | 5/12/2014 | | | Delete Provisions of the Former Memorandum of Association and Amend Articles of Association | | Management | | Yes | | For | | For |
Swire Properties Ltd. | | | 1972 | | | | | | 5/13/2014 | | | Elect Low Mei Shuen Michelle as Director | | Management | | Yes | | For | | For |
Swire Properties Ltd. | | | 1972 | | | | | | 5/13/2014 | | | Elect John Robert Slosar as Director | | Management | | Yes | | For | | For |
Swire Properties Ltd. | | | 1972 | | | | | | 5/13/2014 | | | Elect Lim Siang Keat Raymond as Director | | Management | | Yes | | For | | For |
Swire Properties Ltd. | | | 1972 | | | | | | 5/13/2014 | | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
Swire Properties Ltd. | | | 1972 | | | | | | 5/13/2014 | | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Yes | | For | | For |
Swire Properties Ltd. | | | 1972 | | | | | | 5/13/2014 | | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | Against | | Against |
Li & Fung Limited | | | 494 | | | G5485F144 | | | 5/15/2014 | | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
Li & Fung Limited | | | 494 | | | G5485F144 | | | 5/15/2014 | | | Declare Final Dividend | | Management | | Yes | | For | | For |
Li & Fung Limited | | | 494 | | | G5485F144 | | | 5/15/2014 | | | Elect William Fung Kwok Lun as Director | | Management | | Yes | | For | | For |
Li & Fung Limited | | | 494 | | | G5485F144 | | | 5/15/2014 | | | Elect Allan Wong Chi Yun as Director | | Management | | Yes | | For | | For |
Li & Fung Limited | | | 494 | | | G5485F144 | | | 5/15/2014 | | | Elect Paul Edward Selway-Swift as Director | | Management | | Yes | | For | | For |
Li & Fung Limited | | | 494 | | | G5485F144 | | | 5/15/2014 | | | Authorize Board to Fix Directors’ Remuneration | | Management | | Yes | | For | | For |
Li & Fung Limited | | | 494 | | | G5485F144 | | | 5/15/2014 | | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
Li & Fung Limited | | | 494 | | | G5485F144 | | | 5/15/2014 | | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Yes | | For | | For |
Li & Fung Limited | | | 494 | | | G5485F144 | | | 5/15/2014 | | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | Against | | Against |
Li & Fung Limited | | | 494 | | | G5485F144 | | | 5/15/2014 | | | Adopt Share Option Scheme | | Management | | Yes | | For | | For |
Li & Fung Limited | | | 494 | | | G5485F144 | | | 5/15/2014 | | | Approve Share Premium Reduction | | Management | | Yes | | For | | For |
Swire Pacific Limited | | | 19 | | | Y83310105 | | | 5/15/2014 | | | Elect M Cubbon as Director | | Management | | Yes | | For | | For |
Swire Pacific Limited | | | 19 | | | Y83310105 | | | 5/15/2014 | | | Elect Baroness Dunn as Director | | Management | | Yes | | For | | For |
Swire Pacific Limited | | | 19 | | | Y83310105 | | | 5/15/2014 | | | Elect T G Freshwater as Director | | Management | | Yes | | For | | For |
Swire Pacific Limited | | | 19 | | | Y83310105 | | | 5/15/2014 | | | Elect C Lee as Director | | Management | | Yes | | For | | For |
Swire Pacific Limited | | | 19 | | | Y83310105 | | | 5/15/2014 | | | Elect I S C Shiu as Director | | Management | | Yes | | For | | For |
Swire Pacific Limited | | | 19 | | | Y83310105 | | | 5/15/2014 | | | Elect M C C Sze as Director | | Management | | Yes | | For | | For |
Swire Pacific Limited | | | 19 | | | Y83310105 | | | 5/15/2014 | | | Elect I K L Chu as Director | | Management | | Yes | | For | | For |
Swire Pacific Limited | | | 19 | | | Y83310105 | | | 5/15/2014 | | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
Swire Pacific Limited | | | 19 | | | Y83310105 | | | 5/15/2014 | | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Yes | | For | | For |
Swire Pacific Limited | | | 19 | | | Y83310105 | | | 5/15/2014 | | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | For | | For |
Swire Pacific Limited | | | 19 | | | Y83310105 | | | 5/15/2014 | | | Elect M Cubbon as Director | | Management | | Yes | | For | | For |
Swire Pacific Limited | | | 19 | | | Y83310105 | | | 5/15/2014 | | | Elect Baroness Dunn as Director | | Management | | Yes | | For | | For |
Swire Pacific Limited | | | 19 | | | Y83310105 | | | 5/15/2014 | | | Elect T G Freshwater as Director | | Management | | Yes | | For | | For |
Swire Pacific Limited | | | 19 | | | Y83310105 | | | 5/15/2014 | | | Elect C Lee as Director | | Management | | Yes | | For | | For |
Swire Pacific Limited | | | 19 | | | Y83310105 | | | 5/15/2014 | | | Elect I S C Shiu as Director | | Management | | Yes | | For | | For |
Swire Pacific Limited | | | 19 | | | Y83310105 | | | 5/15/2014 | | | Elect M C C Sze as Director | | Management | | Yes | | For | | For |
Swire Pacific Limited | | | 19 | | | Y83310105 | | | 5/15/2014 | | | Elect I K L Chu as Director | | Management | | Yes | | For | | For |
Swire Pacific Limited | | | 19 | | | Y83310105 | | | 5/15/2014 | | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
Swire Pacific Limited | | | 19 | | | Y83310105 | | | 5/15/2014 | | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Yes | | For | | For |
Swire Pacific Limited | | | 19 | | | Y83310105 | | | 5/15/2014 | | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | For | | For |
Giordano International Limited | | | 709 | | | G6901M101 | | | 5/16/2014 | | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
Giordano International Limited | | | 709 | | | G6901M101 | | | 5/16/2014 | | | Declare Final Dividend | | Management | | Yes | | For | | For |
Giordano International Limited | | | 709 | | | G6901M101 | | | 5/16/2014 | | | Elect Leung Kwok as Director | | Management | | Yes | | For | | For |
Giordano International Limited | | | 709 | | | G6901M101 | | | 5/16/2014 | | | Elect Simon Devilliers Rudolph as Director | | Management | | Yes | | For | | For |
Giordano International Limited | | | 709 | | | G6901M101 | | | 5/16/2014 | | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
Giordano International Limited | | | 709 | | | G6901M101 | | | 5/16/2014 | | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | For | | For |
Giordano International Limited | | | 709 | | | G6901M101 | | | 5/16/2014 | | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Yes | | For | | For |
China Mobile Limited | | | 941 | | | Y14965100 | | | 5/22/2014 | | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
China Mobile Limited | | | 941 | | | Y14965100 | | | 5/22/2014 | | | Declare Final Dividend | | Management | | Yes | | For | | For |
China Mobile Limited | | | 941 | | | Y14965100 | | | 5/22/2014 | | | Elect Xi Guohua as Director | | Management | | Yes | | For | | For |
China Mobile Limited | | | 941 | | | Y14965100 | | | 5/22/2014 | | | Elect Sha Yuejia as Director | | Management | | Yes | | For | | For |
China Mobile Limited | | | 941 | | | Y14965100 | | | 5/22/2014 | | | Elect Liu Aili as Director | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
China Mobile Limited | | | 941 | | | Y14965100 | | | 5/22/2014 | | | Elect Lo Ka Shui as Director | | Management | | Yes | | For | | For |
China Mobile Limited | | | 941 | | | Y14965100 | | | 5/22/2014 | | | Elect Paul Chow Man Yiu as Director | | Management | | Yes | | For | | For |
China Mobile Limited | | | 941 | | | Y14965100 | | | 5/22/2014 | | | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
China Mobile Limited | | | 941 | | | Y14965100 | | | 5/22/2014 | | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Yes | | For | | For |
China Mobile Limited | | | 941 | | | Y14965100 | | | 5/22/2014 | | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | Against | | Against |
China Mobile Limited | | | 941 | | | Y14965100 | | | 5/22/2014 | | | Authorize Reissuance of Repurchased Shares | | Management | | Yes | | Against | | Against |
China Mobile Limited | | | 941 | | | Y14965100 | | | 5/22/2014 | | | Amend Articles of Association | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Approve Report of the Board of Directors | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Approve Report of the Supervisory Committee | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Approve Audited Financial Statements | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Declare Final Dividend | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Authorize Board to Determine the Distribution of Interim Dividends for the Year 2014 | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Appoint KPMG Huazhen as Domestic Auditors and KPMG as International Auditors, and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Elect Zhou Jiping as Director | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Elect Liao Yongyuan as Director | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Elect Wang Dongjin as Director | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Elect Yu Baocai as Director | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Elect Shen Diancheng as Director | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Elect Liu Yuezhen as Director | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Elect Liu Hongbin as Director | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Elect Chen Zhiwu as Director | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Elect Richard H. Matzke as Director | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Elect Lin Boqiang as Director | | Share Holder | | Yes | | For | | |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Elect Wang Lixin as Supervisor | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Elect Guo Jinping as Supervisor | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Elect Li Qingyi as Supervisor | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Elect Jia Yimin as Supervisor | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Elect Zhang Fengshan as Supervisor | | Management | | Yes | | For | | For |
Petrochina Company Limited | | | 857 | | | Y6883Q138 | | | 5/22/2014 | | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | Against | | Against |
CNOOC Ltd. | | | 883 | | | Y1662W117 | | | 5/23/2014 | | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
CNOOC Ltd. | | | 883 | | | Y1662W117 | | | 5/23/2014 | | | Declare Final Dividend | | Management | | Yes | | For | | For |
CNOOC Ltd. | | | 883 | | | Y1662W117 | | | 5/23/2014 | | | Elect Li Fanrong as Director | | Management | | Yes | | For | | For |
CNOOC Ltd. | | | 883 | | | Y1662W117 | | | 5/23/2014 | | | Elect Wang Yilin as Director | | Management | | Yes | | For | | For |
CNOOC Ltd. | | | 883 | | | Y1662W117 | | | 5/23/2014 | | | Elect Lv Bo as Director | | Management | | Yes | | For | | For |
CNOOC Ltd. | | | 883 | | | Y1662W117 | | | 5/23/2014 | | | Elect Zhang Jianwei as Director | | Management | | Yes | | For | | For |
CNOOC Ltd. | | | 883 | | | Y1662W117 | | | 5/23/2014 | | | Elect Wang Jiaxiang as Director | | Management | | Yes | | For | | For |
CNOOC Ltd. | | | 883 | | | Y1662W117 | | | 5/23/2014 | | | Elect Lawrence J. Lau as Director | | Management | | Yes | | For | | For |
CNOOC Ltd. | | | 883 | | | Y1662W117 | | | 5/23/2014 | | | Elect Kevin G. Lynch as Director | | Management | | Yes | | For | | For |
CNOOC Ltd. | | | 883 | | | Y1662W117 | | | 5/23/2014 | | | Authorize Board to Fix Directors’ Remuneration | | Management | | Yes | | For | | For |
CNOOC Ltd. | | | 883 | | | Y1662W117 | | | 5/23/2014 | | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
CNOOC Ltd. | | | 883 | | | Y1662W117 | | | 5/23/2014 | | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Yes | | For | | For |
CNOOC Ltd. | | | 883 | | | Y1662W117 | | | 5/23/2014 | | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | Against | | Against |
CNOOC Ltd. | | | 883 | | | Y1662W117 | | | 5/23/2014 | | | Authorize Reissuance of Repurchased Shares | | Management | | Yes | | Against | | Against |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Approve Remuneration Policy | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Approve Remuneration Report | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Approve Variable Pay Cap | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Elect Kathleen Casey as Director | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Elect Sir Jonathan Evans as Director | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Elect Marc Moses as Director | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Elect Jonathan Symonds as Director | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Re-elect Safra Catz as Director | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Re-elect Laura Cha as Director | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Re-elect Marvin Cheung as Director | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Re-elect Joachim Faber as Director | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Re-elect Rona Fairhead as Director | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Re-elect Renato Fassbind as Director | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Re-elect Douglas Flint as Director | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Re-elect Stuart Gulliver as Director | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Re-elect Sam Laidlaw as Director | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Re-elect John Lipsky as Director | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Re-elect Rachel Lomax as Director | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Re-elect Iain Mackay as Director | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Re-elect Sir Simon Robertson as Director | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Reappoint KPMG Audit plc as Auditors | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Authorise the Group Audit Committee to Fix Remuneration of Auditors | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Authorise Issue of Equity with Pre-emptive Rights | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Authorise Issue of Equity without Pre-emptive Rights | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Authorise Directors to Allot Any Repurchased Shares | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Authorise Market Purchase of Ordinary Shares | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | | Management | | Yes | | For | | For |
HSBC Holdings plc | | | HSBA | | | G4634U169 | | | 5/23/2014 | | | Authorise the Company to Call EGM with Two Weeks’ Notice | | Management | | Yes | | For | | For |
Shangri-la Asia Ltd. | | | 69 | | | G8063F106 | | | 5/29/2014 | | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
Shangri-la Asia Ltd. | | | 69 | | | G8063F106 | | | 5/29/2014 | | | Declare Final Dividend | | Management | | Yes | | For | | For |
Shangri-la Asia Ltd. | | | 69 | | | G8063F106 | | | 5/29/2014 | | | Elect Kuok Khoon Chen as Director | | Management | | Yes | | For | | For |
Shangri-la Asia Ltd. | | | 69 | | | G8063F106 | | | 5/29/2014 | | | Elect Madhu Rama Chandra Rao as Director | | Management | | Yes | | For | | For |
Shangri-la Asia Ltd. | | | 69 | | | G8063F106 | | | 5/29/2014 | | | Elect Li Kwok Cheung Arthur as Director | | Management | | Yes | | For | | For |
Shangri-la Asia Ltd. | | | 69 | | | G8063F106 | | | 5/29/2014 | | | Authorize Board to Fix Directors’ Remuneration | | Management | | Yes | | For | | For |
Shangri-la Asia Ltd. | | | 69 | | | G8063F106 | | | 5/29/2014 | | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
Shangri-la Asia Ltd. | | | 69 | | | G8063F106 | | | 5/29/2014 | | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | Against | | Against |
Shangri-la Asia Ltd. | | | 69 | | | G8063F106 | | | 5/29/2014 | | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Yes | | For | | For |
Shangri-la Asia Ltd. | | | 69 | | | G8063F106 | | | 5/29/2014 | | | Authorize Reissuance of Repurchased Shares | | Management | | Yes | | Against | | Against |
China Resources Enterprises, Ltd. | | | 291 | | | Y15037107 | | | 5/30/2014 | | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
China Resources Enterprises, Ltd. | | | 291 | | | Y15037107 | | | 5/30/2014 | | | Declare Final Dividend | | Management | | Yes | | For | | For |
China Resources Enterprises, Ltd. | | | 291 | | | Y15037107 | | | 5/30/2014 | | | Elect Houang Tai Ninh as Director | | Management | | Yes | | For | | For |
China Resources Enterprises, Ltd. | | | 291 | | | Y15037107 | | | 5/30/2014 | | | Elect Li Ka Cheung, Eric as Director | | Management | | Yes | | For | | For |
China Resources Enterprises, Ltd. | | | 291 | | | Y15037107 | | | 5/30/2014 | | | Elect Cheng Mo Chi as Director | | Management | | Yes | | Abstain | | Against |
China Resources Enterprises, Ltd. | | | 291 | | | Y15037107 | | | 5/30/2014 | | | Elect Bernard Charnwut Chan as Director | | Management | | Yes | | For | | For |
China Resources Enterprises, Ltd. | | | 291 | | | Y15037107 | | | 5/30/2014 | | | Elect Siu Kwing Chue, Gordon as Director | | Management | | Yes | | For | | For |
China Resources Enterprises, Ltd. | | | 291 | | | Y15037107 | | | 5/30/2014 | | | Authorize Board to Fix Directors’ Remuneration | | Management | | Yes | | For | | For |
China Resources Enterprises, Ltd. | | | 291 | | | Y15037107 | | | 5/30/2014 | | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
China Resources Enterprises, Ltd. | | | 291 | | | Y15037107 | | | 5/30/2014 | | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Yes | | For | | For |
China Resources Enterprises, Ltd. | | | 291 | | | Y15037107 | | | 5/30/2014 | | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | Against | | Against |
China Resources Enterprises, Ltd. | | | 291 | | | Y15037107 | | | 5/30/2014 | | | Authorize Reissuance of Repurchased Shares | | Management | | Yes | | Against | | Against |
The Hong Kong and China Gas Co. Ltd. | | | 3 | | | Y33370100 | | | 6/4/2014 | | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
The Hong Kong and China Gas Co. Ltd. | | | 3 | | | Y33370100 | | | 6/4/2014 | | | Declare Final Dividend | | Management | | Yes | | For | | For |
The Hong Kong and China Gas Co. Ltd. | | | 3 | | | Y33370100 | | | 6/4/2014 | | | Elect David Li Kwok Po as Director | | Management | | Yes | | Against | | Against |
The Hong Kong and China Gas Co. Ltd. | | | 3 | | | Y33370100 | | | 6/4/2014 | | | Elect Lee Ka Kit as Director | | Management | | Yes | | For | | For |
The Hong Kong and China Gas Co. Ltd. | | | 3 | | | Y33370100 | | | 6/4/2014 | | | Elect Lee Ka Shing as Director | | Management | | Yes | | For | | For |
The Hong Kong and China Gas Co. Ltd. | | | 3 | | | Y33370100 | | | 6/4/2014 | | | Elect Peter Wong Wai Yee Director | | Management | | Yes | | For | | For |
The Hong Kong and China Gas Co. Ltd. | | | 3 | | | Y33370100 | | | 6/4/2014 | | | Approve Directors’ Fees, the Additional Fee for Chairman of the Board and Fees for Members of the Audit, Remuneration, and Nomination Committees | | Management | | Yes | | For | | For |
The Hong Kong and China Gas Co. Ltd. | | | 3 | | | Y33370100 | | | 6/4/2014 | | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
The Hong Kong and China Gas Co. Ltd. | | | 3 | | | Y33370100 | | | 6/4/2014 | | | Approve Bonus Issue | | Management | | Yes | | For | | For |
The Hong Kong and China Gas Co. Ltd. | | | 3 | | | Y33370100 | | | 6/4/2014 | | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Yes | | For | | For |
The Hong Kong and China Gas Co. Ltd. | | | 3 | | | Y33370100 | | | 6/4/2014 | | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | Against | | Against |
The Hong Kong and China Gas Co. Ltd. | | | 3 | | | Y33370100 | | | 6/4/2014 | | | Authorize Reissuance of Repurchased Shares | | Management | | Yes | | Against | | Against |
The Hong Kong and China Gas Co. Ltd. | | | 3 | | | Y33370100 | | | 6/4/2014 | | | Adopt New Articles of Association | | Management | | Yes | | For | | For |
Samsonite International S.A. | | | 1910 | | | | | | 6/5/2014 | | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
Samsonite International S.A. | | | 1910 | | | | | | 6/5/2014 | | | Approve Allocation of Results for the Year 2013 | | Management | | Yes | | For | | For |
Samsonite International S.A. | | | 1910 | | | | | | 6/5/2014 | | | Approve Cash Distribution | | Management | | Yes | | For | | For |
Samsonite International S.A. | | | 1910 | | | | | | 6/5/2014 | | | Elect Kyle Francis Gendreau as Director | | Management | | Yes | | For | | For |
Samsonite International S.A. | | | 1910 | | | | | | 6/5/2014 | | | Elect Ying Yeh as Director | | Management | | Yes | | For | | For |
Samsonite International S.A. | | | 1910 | | | | | | 6/5/2014 | | | Elect Tom Korbas as Director | | Management | | Yes | | For | | For |
Samsonite International S.A. | | | 1910 | | | | | | 6/5/2014 | | | Renew Mandate Granted to KPMG Luxembourg S.Ã .r.l. as Statutory Auditor | | Management | | Yes | | For | | For |
Samsonite International S.A. | | | 1910 | | | | | | 6/5/2014 | | | Approve Appointment of KPMG LLP as External Auditor | | Management | | Yes | | For | | For |
Samsonite International S.A. | | | 1910 | | | | | | 6/5/2014 | | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Yes | | For | | For |
Samsonite International S.A. | | | 1910 | | | | | | 6/5/2014 | | | Approve Repurchase of Up to 10 Percent of Issued Capital | | Management | | Yes | | For | | For |
Samsonite International S.A. | | | 1910 | | | | | | 6/5/2014 | | | Approve Discharge of Directors and Auditors | | Management | | Yes | | For | | For |
Samsonite International S.A. | | | 1910 | | | | | | 6/5/2014 | | | Approve Remuneration of Directors | | Management | | Yes | | For | | For |
Samsonite International S.A. | | | 1910 | | | | | | 6/5/2014 | | | Authorize Board to Fix the Remuneration of KPMG Luxembourg S.Ã r.l. | | Management | | Yes | | For | | For |
China Vanke Co., Ltd. | | | 2 | | | Y77421116 | | | 6/12/2014 | | | Elect Supervisor Liao Qiyun | | Management | | Yes | | For | | For |
MediaTek Inc. | | | 2454 | | | Y5945U103 | | | 6/12/2014 | | | Approve 2013 Business Operations Report and Financial Statements (Voting) | | Management | | Yes | | For | | For |
MediaTek Inc. | | | 2454 | | | Y5945U103 | | | 6/12/2014 | | | Approve 2013 Plan on Profit Distribution | | Management | | Yes | | For | | For |
MediaTek Inc. | | | 2454 | | | Y5945U103 | | | 6/12/2014 | | | Amend Procedures Governing the Acquisition or Disposal of Assets | | Management | | Yes | | For | | For |
MediaTek Inc. | | | 2454 | | | Y5945U103 | | | 6/12/2014 | | | Amend Procedures for Lending Funds to Other Parties | | Management | | Yes | | For | | For |
MediaTek Inc. | | | 2454 | | | Y5945U103 | | | 6/12/2014 | | | Transact Other Business (Non-Voting) | | Management | | No | | | | |
Taiwan Mobile Co., Ltd. | | | 3045 | | | Y84153215 | | | 6/12/2014 | | | Approve 2013 Business Operations Report and Financial Statements | | Management | | Yes | | For | | For |
Taiwan Mobile Co., Ltd. | | | 3045 | | | Y84153215 | | | 6/12/2014 | | | Approve Plan on 2013 Profit Distribution | | Management | | Yes | | For | | For |
Taiwan Mobile Co., Ltd. | | | 3045 | | | Y84153215 | | | 6/12/2014 | | | Amend Articles of Association | | Management | | Yes | | For | | For |
Taiwan Mobile Co., Ltd. | | | 3045 | | | Y84153215 | | | 6/12/2014 | | | Amend Procedures Governing the Acquisition or Disposal of Assets | | Management | | Yes | | For | | For |
Taiwan Mobile Co., Ltd. | | | 3045 | | | Y84153215 | | | 6/12/2014 | | | Elect Richard Tsai, a Representative of Fu-Chi Venture Corp. with Shareholder No. 8692****, as Non-Independent Director | | Management | | Yes | | For | | For |
Taiwan Mobile Co., Ltd. | | | 3045 | | | Y84153215 | | | 6/12/2014 | | | Elect Daniel Tsai, a Representative of Fu-Chi Venture Corp. with Shareholder No. 8692****, as Non-Independent Director | | Management | | Yes | | For | | For |
Taiwan Mobile Co., Ltd. | | | 3045 | | | Y84153215 | | | 6/12/2014 | | | Elect Vivien Hsu, a Representative of Fu-Chi Venture Corp. with Shareholder No. 8692****, as Non-Independent Director | | Management | | Yes | | For | | For |
Taiwan Mobile Co., Ltd. | | | 3045 | | | Y84153215 | | | 6/12/2014 | | | Elect James Jeng, a Representative of TCC Investment Co., Ltd. with Shareholder No. 2445****, as Non-Independent Director | | Management | | Yes | | For | | For |
Taiwan Mobile Co., Ltd. | | | 3045 | | | Y84153215 | | | 6/12/2014 | | | Elect Howard Lin, a Representative of TCC Investment Co., Ltd. with Shareholder No. 2445****, as Non-Independent Director | | Management | | Yes | | For | | For |
Taiwan Mobile Co., Ltd. | | | 3045 | | | Y84153215 | | | 6/12/2014 | | | Elect Jack J.T. Huang, with ID No.A10032****, as Independent Director | | Management | | Yes | | For | | For |
Taiwan Mobile Co., Ltd. | | | 3045 | | | Y84153215 | | | 6/12/2014 | | | Elect Tsung-Ming Chung, with ID No.J10253****, as Independent Director | | Management | | Yes | | For | | For |
Taiwan Mobile Co., Ltd. | | | 3045 | | | Y84153215 | | | 6/12/2014 | | | Elect Hsueh Jen Sung, with ID No.R10296****, as Independent Director | | Management | | Yes | | For | | For |
Taiwan Mobile Co., Ltd. | | | 3045 | | | Y84153215 | | | 6/12/2014 | | | Elect Guu-Chang Yang, with ID No.B12034****, as Independent Director | | Management | | Yes | | For | | For |
Taiwan Mobile Co., Ltd. | | | 3045 | | | Y84153215 | | | 6/12/2014 | | | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | | Management | | Yes | | For | | For |
Giant Manufacturing Co., Ltd. | | | 9921 | | | Y2708Z106 | | | 6/23/2014 | | | Approve 2013 Financial Statements | | Management | | Yes | | For | | For |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
