UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number (811-07168)
Hennessy Funds Trust
(Exact name of registrant as specified in charter)
7250 Redwood Blvd., Suite 200
Novato, CA 94945
(Address of principal executive offices) (Zip code)
Neil J. Hennessy
7250 Redwood Blvd., Suite 200
Novato, CA 94945
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-966-4354
Date of fiscal year end: October 31
Date of reporting period: July 1, 2011 – June 30, 2012
Item 1. Proxy Voting Record.
| Hennessy Cornerstone Growth II | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| Hennessy Cornerstone Growth II | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Consolidated Graphics | 8/25/2011 | 209 341 106 | CGX | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Compensation of named executive officers | Issuer | For | ||
| 3 years | 3. The frequency of ovte on executive compenstation | Issuer | 3 years | ||
| For | 4. Rat KPMG | Issuer | For | ||
| Hennessy Cornerstone Growth II | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| AAR Corporations | 10/12/2011 | 000 361 105 | AIR | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Advisory vote on executive ocmp | Issuer | For | ||
| 1 year | 3. Frequency of votes for executive comp | Issuer | 1 year | ||
| For | 4. Approval of ammendment to the stock benefit plan to add | Issuer | For | ||
| performance criteria | |||||
| For | 5. Rat KPMG | Issuer | For | ||
| Hennessy Cornerstone Growth II | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Education Management | 10/28/2011 | 281 40M 103 | EDMC | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Ernst & Young | Issuer | For | ||
| For | 3. Vote on Executive compensation | Issuer | For | ||
| 3 year | 4. Frequency of future votes on executive comp. | Issuer | 3 years | ||
| Hennessy Cornerstone Growth II | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Dycom Industries | 11/22/2011 | 267 475 101 | DY | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Deloitte & Touche | Issuer | For | ||
| For | 3. Approve vote on executive officers compensation | Issuer | For | ||
| 1 year | 4. Frequency of future votes on executive compensation | Issuer | 1 year | ||
| Hennessy Cornerstone Growth II | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| DFC Global Corp | 11/10/2011 | 233 24T 107 | DLLR | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve compensation of named executives | Issuer | For | ||
| 3 years | 3. Frequency of votes on future officer compensation | Issuer | 3 year | ||
| For | 4. Rat Ernst & Young | Issuer | For | ||
| Hennessy Cornerstone Growth II | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| IDT Corporation | 12/15/2011 | 448947 507 | IDT | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approval of 2005 stock option and incentive plan that | Issuer | For | ||
| will increase number of shs of class B common stk | |||||
| available for grant of awards. | |||||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| McKesson Corp | 7/27/2011 | 581 55Q 103 | MCK | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Deloitte & Touche | Issuer | For | ||
| For | 3. Advisory vote on executive compensation | Issuer | For | ||
| 1 year | 4. Frequency of vote on executive compensation | Issuer | 1 year | ||
| For | 5. Approval of amendment of certificate of Inc. | Issuer | For | ||
| For | 6. Approve to reduce the vote required to adopt, alter | Issuer | For | ||
| or repeal any by-law. | |||||
| For | 7. Approval to eliminate the supermajority voting | Issuer | For | ||
| requirements, and associated 'fair price' provision, | |||||
| applicable to certain business combinations | |||||
| For | 8. Approval to remove a transitional privison related | Issuer | For | ||
| to the classified board structure eliminated in 2007 | |||||
| For | 9. Approval to conform the 'interested transactions' | Issuer | For | ||
| provisions and the stockholder action provision to | |||||
| applicable law. | |||||
| Against | 10. Stockholder prop on significant executive stock | Issuer | Against | ||
| retention for two years beyond retirement. | |||||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Procter & Gamble | 10/11/2011 | 742 718 109 | PG | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat ind. Reg. public a/cing firm | Issuer | For | ||
| For | 3. Advisory vote on the company Say on Pay vote | Issuer | For | ||
| 1 year | 4. Frequency of future votes on executive comp. | Issuer | 1 year | ||
| For | 5. Amend the Companys articles of inc. | Issuer | For | ||
| Against | 6. Cumulative voting | shareholder | Against | ||
| Against | 7. Animal testing | shareholder | Against | ||
| Against | 8. Electioneering contributions | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| ACE Limited Spec. | 1/9/2012 | H0023R105 | ACE | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Approval of amendment to increase dividends from | Issuer | For | ||
| legal reserves | |||||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Johnson Controls | 1/25/2012 | 478 366 107 | JCI | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Pricewaterhousecoopers | Issuer | For | ||
| For | 3. Advisory vote on comp on executive officers | Issuer | For | ||
| Against | 4. Shareholder prop: to declassify the BOD | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Hewlett-Packard | 3/21/2012 | 428 236 103 | HPQ | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat ind reg pub a/cing firm | Issuer | For | ||
| For | 3. Advisory vote on executive compensation | Issuer | For | ||
| Against | 4. Entitled executives to retain significant stock | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Weyerhaeuser Co. | 4/12/2012 | 962 166 104 | WY | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approval of executive compensation | Issuer | For | ||
| For | 3. Appointment of auditors | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Eli Lilly Co. | 4/16/2012 | 532 457 108 | LLY | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Ernst & Young | Issuer | For | ||
| For | 3. Approve comp paid to executive officers | Issuer | For | ||
| For | 4 & 5. Approve amendments to the Articles of Incorp. | Issuer | For | ||
| Against | 6. Prop req company establish a maj vote committee | shareholder | Against | ||
| Against | 7. Prop on transparency in animal research | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Honeywell Intnl. | 4/23/2012 | 438 516 106 | HON | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approval of ind. Accountants | Issuer | For | ||
| For | 3. Advisory vote executive compensation | Issuer | For | ||
| Against | 4. Independent board chairman | shareholder | Against | ||
| Against | 5. Political contributions | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Citigroup, Inc. | 4/17/2012 | 172 967 424 | C | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat KPMG | Issuer | For | ||
| For | 3. Approve the 2009 stock incentive plan | Issuer | For | ||
| For | 4. Approve 2011 executive compensation | Issuer | For | ||
| Against | 5. Prop. Requesting a report on prior govt. service | shareholder | Against | ||
| of certain individuals. | |||||
| Against | 6. Prop. Requesting eport on lobbying and political | shareholder | Against | ||
| contributions | |||||
| Against | 7. Prop. Requesting the executives retain 25% fo their | shareholder | Against | ||
| stock for one year following termination. | |||||
| Against | 8. Prop. Requesting the audit committee conduct an | shareholder | Against | ||
| independent review and report on controls related to | |||||
| loans, foreclosures, and securitiations. | |||||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Humana Incorp | 4/26/2012 | 444 859 102 | HUM | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat PricewaterhouseCoopers | Issuer | For | ||
| For | 3. Approval of compensation of executive officers. | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| The Boeing Co. | 4/30/2012 | 097 023 105 | BA | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | for | ||
| For | 2. Approve named executive officer compensation | Issuer | for | ||
| For | 3. Rat Deloitte & Touche | Issuer | for | ||
| Against | 4. Report on political and trade assoc. contribtuons | shareholders | Against | ||
| Against | 5. Action by written consent | shareholders | Against | ||
| Against | 6. Retention of significant stock by former executives | shareholders | Against | ||
| Against | 7. Extraordinary retirement benefits | shareholders | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Pfizer Incorp. | 4/26/2012 | 717 081 103 | PFE | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat KPMG | Issuer | For | ||
| For | 3. Approval of executive compensation | Issuer | For | ||
| Against | 4. Re publication of political contributions | shareholder | Against | ||
| Against | 5. Re actions by written consent | shareholder | Against | ||
| Against | 6. Re special shareholder meetins | shareholder | Against | ||
| Against | 7. Re advisory vote on director pay | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| A T & T Incorp. | 4/27/2012 | 002 06R 102 | T | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat of independent auditors | Issuer | For | ||
| For | 3. Advisory approval of executive compensation | Issuer | For | ||
| For | 4. Amend Certificate of incorporation | Issuer | For | ||
| Against | 5. Political contirbutions report | Shareholder | Against | ||
| Against | 6. Limit wireless network manangement | Shareholder | Against | ||
| Against | 7. Independent Board Chairman | Shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Fifth Third Bancorp | 4/17/2012 | 316 773 100 | FITB | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat. Deloitte & Touche | Issuer | For | ||
| For | 3. Amend Articles of Incorporation | Issuer | For | ||
| For | 4. Approve the compensaton of executives | Issuer | For | ||
| 1 year | 5. Frequency of votes on executive compensation | Issuer | 1 year | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Baker Hughes Inc. | 4/26/2012 | 057 224 107 | BHI | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Deloitte & Touche | Issuer | For | ||
| For | 3. Approve resolution related to executive comp. | Issuer | For | ||
| Against | 4. Re a majority vote tandard for director elections | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Abbott Labs. | 4/27/2012 | 002 824 100 | ABT | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Deloitte & Touche | Issuer | For | ||
| For | 3. Say on pay | Issuer | For | ||
| Against | 4. Transparency in animal research | shareholder | against | ||
| Against | 5. lobbying disclosure | shareholder | against | ||
| Against | 6. independent board chair | shareholder | against | ||
| Against | 7. Tax gross-ups | shareholder | against | ||
| Against | 8. equity retention and hedging | shareholder | against | ||
| Against | 9. incentive compensation | shareholder | against | ||
| Against | 10. Ban accelerated vesting of awards upon a chge in | shareholder | against | ||
| control | |||||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| The PNC Fincl. | 4/24/2012 | 693 475 105 | PNC | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat. PricewaterhouseCoopers | Issuer | For | ||
| For | 3. Approve named executive officer compensation | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Marathon Oil | 4/25/2012 | 565 849 106 | MRO | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat PricewaterhouseCoopers | Issuer | For | ||
| For | 3. Approve vote on executive compensation | Issuer | For | ||
| For | 4. Approval of 2012 incentive compensation plan | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Torchmark Corp | 4/26/2012 | 891 027 104 | TMK | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat of auditors | Issuer | For | ||
| For | 3. Approval of 2011 executive compensaiton | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| General Electric | 4/25/2012 | 369 604 103 | GE | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat ind. Reg. public a/ting firm | Issuer | For | ||
| For | 3. Approval of amendment to GE 2007 l/t incentive plan | Issuer | For | ||
| For | 4. Approval of material terms of senior officer perf. Goals | Issuer | For | ||
| Against | 5. Cumulative voting | shareholder | Against | ||
| Against | 6. Nuclear activities | shareholder | Against | ||
| Against | 7. Independent Bard Chariman | shareholder | Against | ||
| Against | 8. Shareowner action b written consent | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Digital Realty | 4/23/2012 | 253 868 103 | DLR | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat KPMG | Issuer | For | ||
| For | 3. Approval of compensation of named exe. Officers | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Centerpoint Energy | 4/26/2012 | 151 89T 107 | CNP | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| 1. Directors | Issuer | ||||
| 2. Rat Deloitte & Touche | Issuer | ||||
| 3. Approve executive compensation | Issuer | ||||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Edison Internl. | 4/26/2012 | 281 020 107 | EIX | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat ind. Reg public a/cing firm | Issuer | For | ||
| For | 3. Approve the executive compensation | Issuer | For | ||
| Against | 4. Re an ind board chariman | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Ameriprise Fincl. | 4/25/2012 | 030 76C 106 | AMP | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approval of executive officers compensation | Issuer | For | ||
| For | 3. Rat PricewaterhouseCoopers | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Cigna Corp. | 4/25/2012 | 125 509 109 | CI | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approval of executive compensation | Issuer | For | ||
| For | 3. Rat PricewaterhouseCoopers | Issuer | For | ||
| For | 4. Approval of executive incentive plan-amended | Issuer | For | ||
| No Vote | 5. Amend by-laws to declassify board of directors | Issuer | Not Vote | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Nucor Corp. | 5/10/2012 | 670 346 105 | NUE | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Pricewaterhousecoopers | Issuer | For | ||
| Against | 3. Prop re majority vote | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Ebay Incorp. | 4/28/2012 | 278 642 103 | EBAY | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve compensation for executive officers | Issuer | For | ||
| For | 3. Approve, restate executive incentive award plan | Issuer | For | ||
| For | 4. Approve our employee stk purchase plan | Issuer | For | ||
| For | 5. Declassify our board of directors | Issuer | For | ||
| For | 6. prove stockholders with the right to call special meetings | Issuer | For | ||
| For | 7. Rat PricewaterhouseCoopers | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Wells Fargo | 4/24/2012 | 949 746 101 | WFC | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Compensation for executive officers | Issuer | For | ||
| For | 3. Rat KPMG | Issuer | For | ||
| against | 4. Re adoption of policy to require an ind. Chairman | shareholder | against | ||
| against | 5. Provede for cumulative voting in contested director | shareholder | against | ||
| elections | |||||
| against | 6. Allow stockholders to nominate director candidates | shareholder | against | ||
| against | 7. Re investigation and report on internal controls for | shareholder | against | ||
| mortgage servcing operations | |||||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Bank of America | 5/9/2012 | 060 505 104 | BAC | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Vote to approve executive compensation | Issuer | For | ||
| For | 3. Rat reg ind. Public accounting firm | Issuer | For | ||
| against | 4. Disclosure of government employment | shareholder | against | ||
| against | 5. Grassroos and other lobbying | shareholder | against | ||
| against | 6. executives to retain significant stock | shareholder | against | ||
| against | 7. Mortgage servicing operations | shareholder | against | ||
| against | 8. Prohibition on political spending | shareholder | against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| MetLife Inc. | 4/24/2012 | 591 56R 108 | MET | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Deloitte & Touche | Issuer | For | ||
| For | 3. Vote to approve executive compensation | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Owens Corning | 4/19/2012 | 690 742 101 | OC | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat PricewaterhouseCoopers | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Wells Fargo & Co. | 4/24/2012 | 9494 746 101 | WFC | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve executive compensation | Issuer | For | ||
| For | 3. Rat KMPG | Issuer | For | ||
| Against | 4. Re the adoption of a policy to require an ind chair. | shareholdwer | against | ||
| Against | 5. Re provide for cumulative voting in contested director | shareholdwer | against | ||
| elections | |||||
| Against | 6 To allow skhldrs to nominate director candidates | shareholdwer | against | ||
| Against | 7. re an investigation and report on internal controls | shareholdwer | against | ||
| for mortgage serviciing operations. | |||||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Invesco Limited | 5/17/2012 | G491bt108 | IVZ | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Vote on executive compensation | Issuer | For | ||
| For | 3. Approval of 2012 employee stok purchase plan | Issuer | For | ||
| For | 4. Rat Ernst & Young | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Simon Property Group | 5/17/2012 | 828 806 109 | SPG | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve executive compensation | Issuer | For | ||
| For | 3. Rat Ernst & Young | Issuer | For | ||
| For | 4. Approval of 1998 stock incentive plan | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Centurylink, Inc. | 5/23/2012 | 156 700 106 | CTL | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve charter to declassify the board | Issuer | For | ||
| For | 2. Approve charter to increase authorized shares. | Issuer | For | ||
| For | 3. Rat KPMG | Issuer | For | ||
| For | 4. Vote on executive compensation | Issuer | For | ||
| Against | 5. Bonus deferrals | Issuer | Against | ||
| Against | 6. Performance based restricted stock | Issuer | Against | ||
| Against | 7. Political Contributions reports | Issuer | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| The Timken Co. | 5/8/2012 | 887 389 104 | TKR | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Ernst & Young | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| CF Industries Hldg. | 5/10/2012 | 125 269 100 | CF | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Vote on executive compensation | Issuer | For | ||
| For | 3. Rat. KPMG | Issuer | For | ||
| Against | 4. Declassificaion of the board of directors | shareholder | Against | ||
| Against | 5. Majority voting standard for director elections | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Capital One Fincl | 5/8/2012 | 140 40H 105 | COF | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Ernst & Young | Issuer | For | ||
| For | 3. Approval of executive compensation | Issuer | For | ||
| For | 4. Amended stock purchase plan. | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Boston Scientific | 5/8/2012 | 101 137 107 | BSX | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve executive compensation | Issuer | For | ||
| For | 3. Rat Ernst & Young | Issuer | For | ||
| For | 4 Provde for a majority vote standard in uncontested | Issuer | For | ||
| elections | |||||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Baxter Internl | 5/8/2012 | 071 813 109 | BAX | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat ind reg public a/c ing firm | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| For | 4. Repeal classifed board | shareholder | For | ||
| For | 5. Adopt simple majority vote | shareholder | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Wyndham WW | 5/10/2012 | 983 10W 108 | WYN | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Provide for the annual election of directors | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| For | 4. Rat Deloitte & Touche | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Marsh & Mclennan | 5/17/2012 | 571 748 102 | MMC | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat ind reg public a/c ing firm | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Anadarko Petro | 5/15/2012 | 032 511 107 | APC | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat KPMG | Issuer | For | ||
| For | 3. Approve 2012 omnibus incentive compensation plan | Issuer | For | ||
| For | 4. Approve executive compensation | Issuer | For | ||
| Against | 5. Adooption of policy of ind. Director chairman | shareholder | Against | ||
| Against | 6. Gender identity non discrimination policy | shareholder | Against | ||
| Against | 7. Accelerated vesting of equity awards | shareholder | Against | ||
| Against | 8. Report on political contribution | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Lyondellbasell Ind. | 5/9/2012 | N53 745 100 | LYB | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Adoption of annual accounts for 2012 | Issuer | For | ||
| For | 3. Discharge from liability of sole members | Issuer | For | ||
| management board | |||||
| For | 4. Discharge from liability of member of the supervisory | Issuer | For | ||
| board | |||||
| For | 5. Rat PricewaterhouseCoopers | Issuer | For | ||
| For | 6. Appointment of PricewaterhouseCoopers | Issuer | For | ||
| For | 7. Approve compensation | Issuer | For | ||
| For | 8. Rat/approve dividends | Issuer | For | ||
| For | 9. Approve executive compensation | Issuer | For | ||
| For | 10. Approe 2010 long term incentive plan | Issuer | For | ||
| For | 11. Approve 2012 global employee stk purchase plan | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| CSX Corp. | 5/9/2012 | 126 408 103 | CSX | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Ernst & Young | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| For | 4. Transact such other business | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Kraft Foods, Inc. | 5/23/2012 | 500 75N 104 | KFT | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve executive compensation | Issuer | For | ||
| For | 3. Amendment of Articles of Incorporation | Issuer | For | ||
| For | 4. Rat independent auditors | Issuer | For | ||
| Against | 5. Sustainable forestry report | shareholder | Against | ||
| Against | 6. Producer responsibility for packaging | shareholder | Against | ||
| Against | 7. Report on lobbying | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Dow Chemical Co. | 5/10/2012 | 260 543 103 | DOW | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat ind. Reg public a/c ing firm | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| for | 4. Approval of 2012 stock incentive plan | Issuer | For | ||
| For | 5. Approval of 2012 employee stock purchase plan | Issuer | For | ||
| Against | 6. Shareholder action by written consent | shareholder | Against | ||
| Against | 7. Independent board chairman | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Occidental Petro | 5/4/2012 | 674 599 105 | OXY | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve executive compensation | Issuer | For | ||
| For | 3. Rat KPMG | Issuer | For | ||
| Against | 4. Required nomination of director w/enviornmental | shreholder | Against | ||
| expertise. | |||||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Union Pacific Corp | 5/10/2012 | 907 818 108 | UNP | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Deloitte & Touche | Issuer | For | ||
| For | 3. Advisory vote on executive compensation | Issuer | For | ||
| Against | 4. Lobbyingactivities | shareholder | Against | ||
| Against | 5. Executive stock ownership | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Union Pacific Corp | 5/10/2012 | 907 818 108 | UNP | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve executive compensation | Issuer | For | ||
| For | 3. Rat ind reg. public a/c ing firm | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Firstenergy Corp. | 5/15/2012 | 337 932 107 | FE | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat ind reg public a/c ing firm | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| For | 4. Approval of material terms of performanc goals | Issuer | For | ||
| Against | 5. Report on coal combustion waste | shareholder | Against | ||
| Against | 6. Report on coal related costs and risks | shareholder | Against | ||
| Against | 7. Adopt simple majority vote | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| CVS Caremark Corp | 5/10/2012 | 126 650 100 | CVS | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Ernst & Young | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| For | 4. Stockholder actions by written consent | Issuer | For | ||
| Against | 5. Political contributions and expenditures | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Philip Morris | 5/9/2012 | 718 172 109 | PM | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat ind auditors | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| For | 4. Approve 2012 performance incentive plan | Issuer | For | ||
| Against | 5. Independent board chair | shareholder | Against | ||
| Against | 6. Create an ind. Ethics committee | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Nextera Energy | 5/25/2012 | 653 39F 101 | NEE | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Deloitte & Touche | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Prudential Fincl | 5/8/2012 | 744 320 102 | PRU | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat PricewaterhouseCoopers | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| For | 4. Eliminate supermajority voting provisions | Issuer | For | ||
| Against | 5. independent board chair | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Ford Motor | 5/10/2012 | 345 370 860 | F | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat ind reg. public a/c ing firm | Issuer | For | ||
| For | 3. Approve on executive compensation | Issuer | For | ||
| Against | 4. Cumulative voting for election of directors | shareholder | Against | ||
| Against | 5. Consideration of a recaptialization plan to prove that all | shareholder | Against | ||
| the companys outstanding stock have one vote | |||||
| per share | |||||
| Against | 6. Allowing holders of 10% stock to call special | shareholder | Against | ||
| meeting of shareholders. | |||||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| ACE Limited | 5/16/2012 | H00 23R 105 | ACE | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approval of annual report | Issuer | For | ||
| For | 2.2 Apprval of statutory financial statements | Issuer | For | ||
| For | 2.3 Approval of consolidated financial statements | Issuer | For | ||
| For | 3 Allocation of disposable profit | Issuer | For | ||
| For | 4. Dischage of the board of Directors | Issuer | For | ||
| For | 5. Authroize share capital for general purposes | Issuer | For | ||
| For | 6. Election of PricewaterhouseCoopers | Issuer | For | ||
| For | 7. Rad ind reg. public a/c ing firm | Issuer | For | ||
| For | 8. Election of BDO AG as special auditing firm | Issuer | For | ||
| For | 9. Approval of the payment of a dividend | Issuer | For | ||
| For | 10. Approve executive compensation | Issuer | For | ||
| For | 11. Amended employee stock purchase plan | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Macy's Incorp. | 5/18/2012 | 556 16P 104 | M | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat KPMG | Issuer | For | ||
| For | 3. Approval of executive compensation | Issuer | For | ||
| For | 4. Approve of executive compensation plan | Issuer | For | ||
| Against | 5. Raccon dog fur | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Exxon Mobil Corp | 5/30/2012 | 302 31G 102 | XOM | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat ind auditors | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| Against | 4. Independent chairman | shareholder | Against | ||
| Against | 5. Majority vote for directors | shareholder | Against | ||
| Against | 6. report on political contributions | shareholder | Against | ||
| Against | 7. Amendment of EEO policy | shareholder | Against | ||
| Against | 8. Report on Natural Gas production | shareholder | Against | ||
| Against | 9. Greenhouse gas emissions goals | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Merck & Co. Inc. | 5/22/2012 | 589 33Y 105 | MRK | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat ind. Reg. public a/cing firm | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| Against | 4. Action by written consent | shareholder | Against | ||
| Against | 5. Special shareholder meetings | shareholder | Against | ||
| Against | 6. Report on charitable and poitical contribtuions | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Oil States Intl | 5/15/2012 | 678 026 105 | OIS | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Ernst & Young | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Wal-Mart Stores | 6/1/2012 | 931 142 103 | WMT | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Ernst & Young | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| Against | 4. Political contributions rport | shareholder | Against | ||
| Against | 5. Director nomination policy | shareholder | Against | ||
| Against | 6. Repor re incentive compensation programs | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Goldman Sach | 5/24/2012 | 381 41G 104 | GS | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve executive compensation | Issuer | For | ||
| For | 3. Rat PricewaterhouseCoopers | Issuer | For | ||
| Against | 4. Cumulative voting | shareholder | Against | ||
| Against | 5. Executive comp and l/t performance | shareholder | Against | ||
| Against | 6. Lobbying expenditures | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| JPMorgan | 5/15/2012 | 466 25H 100 | JPM | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Appt. of ind. Reg public a/cing firm | Issuer | For | ||
| For | 3. Approve executive cmpensation | Issuer | For | ||
| Against | 4. Political non partisanship | shareholder | Against | ||
| Against | 5. Ind. Director as chairman | shareholder | Against | ||
| Against | 6. Loan servicing | shareholder | Against | ||
| Against | 7. Corporate political contributions report | shareholder | Against | ||
| Against | 8. Genocide free investing | shareholder | Against | ||
| Against | 9. Action by written consent | shareholder | Against | ||
| Against | 10. Stock retention | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Computer Task | 5/9/2012 | 205 477 102 | CTGX | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve executive compensation | Issuer | For | ||
| For | 3. Rat an amendment to stock purchase plan to | Issuer | For | ||
| increase number of shs - common stock | |||||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Pultegroup Inc. | 5/9/2012 | 745 867 101 | PHM | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Advisory vote on executive compensation | Issuer | For | ||
| For | 3. Rat Ernst & Young | Issuer | For | ||
| Against | 4. Election of directors by majority | shareholder | Against | ||
| Against | 5. Performanc based | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Firstenergy Corp | 5/15/2012 | 337 932 107 | FE | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat ind. Reg public a/cing firm | Issuer | For | ||
| For | 3. Approve executive officer compensation | Issuer | For | ||
| For | 4. Approve of term of perf goals | Issuer | For | ||
| Against | 5. Coal combustion waste | shareholder | Against | ||
| Against | 6. Coal-related costs and risks | shareholder | Against | ||
| Against | 7. Adopt simple majority vote | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| KBR, Incorporated | 5/17/2012 | 482 42W 106 | KBR | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Eliminate classifed structure of BOD/provide for | Issuer | For | ||
| annual elections | |||||
| For | 3. Remove unnecessary and outdate provisions | Issuer | For | ||
| For | 4. Rat KPMG | Issuer | For | ||
| For | 5. Approve executive compensaton | Issuer | For | ||
| For | 6. Approve amended 2006 stock/incentive plan | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Chevron Corp | 5/30/2012 | 166 764 100 | CVS | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat reg public a/c ing firm | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| Against | 4. Exclusive forum provisions | shareholder | Against | ||
| Against | 5. Independent chairman | shareholder | Against | ||
| Against | 6. Lobbying disclosure | shareholder | Against | ||
| Against | 7. Country selection guidelines | shareholder | Against | ||
| Against | 8. Hydraulic fracturing | shareholder | Against | ||
| Against | 9. Accident risk oversight | shareholder | Against | ||
| 10. Special meetings | shareholder | Against | |||
| 11. Independent Director w/environamental expertise | shareholder | Against | |||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Affiliated Managers | 6/18/2012 | 008 252 108 | AMG | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve executive compensation | Issuer | For | ||
| For | 3. Rat PricewaterhouseCoopers | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Akamai Tech. | 5/16/2012 | 00971T 101 | AKAM | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve compensation of executives | Issuer | For | ||
| For | 3. Rat PricewaterhouseCoopers | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Target Corp. | 6/13/2012 | 87612E 106 | TGT | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Ernst & Young | Issuer | For | ||
| For | 3. Approve s/t incentive plan | Issuer | For | ||
| For | 4. Approve executive compensation | Issuer | For | ||
| Against | 5. Electronics recycling | shareholder | Against | ||
| Against | 6. Prohibiting use of corporate funds for political | shareholder | Against | ||
| elections or campaigns. | |||||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Comcast Corp. | 5/31/2012 | 200 30N 101 | CMCSA | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat ind auditors | Issuer | For | ||
| For | 3. Approval of 202 emplyee stock purchase plan | Issuer | For | ||
| For | 4. Approval of 2011 employee stock purchase plan | Issuer | For | ||
| Against | 5. Cumulative voting in the election of directors | shareholder | Against | ||
| Against | 6. Chairman of the board be an ind. Director | shareholder | Against | ||
| Against | 7. Share retnetion poicy for senior executives | shareholder | Against | ||
| Against | 8. Poison pills subject to shareholder vote | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Devon Energy | 6/6/2012 | 251 79M 103 | DVN | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve executive compensaton | Issuer | For | ||
| For | 3. Rat ind. Auditors 2012 | Issuer | For | ||
| For | 4. Grant stockholders the right to call a special meeting | Issuer | For | ||
| For | 5. Approve the 2012 incentive compensatio plan | Issuer | For | ||
| For | 6. Approve 2009 l/t incentive compensation plan | Issuer | For | ||
| Against | 7. Report on the disclosure of lobbying policies and practices | shareholder | Against | ||
| Against | 8. Other matters | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Caterpillar Inc. | 6/13/2012 | 149 123 101 | CAT | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat ind. Reg public a/cing firm | Issuer | For | ||
| For | 3. Advisory vote on executive comp | Issuer | For | ||
| For | 4. Amend restated certificate of inc/bylaws the right to call special meeting | Issuer | For | ||
| For | 5. Amend bylaw advance notice provisions | Issuer | For | ||
| Against | 6. report on political contributions and expenses | shareholder | Against | ||
| Against | 7. Director election majority vote standard | shareholder | Against | ||
| Against | 8. Review global corporate standards | shareholder | Against | ||
| Against | 9. Action by written consent | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Mastercard Incorp | 6/5/2012 | 573 36Q 104 | MA | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Advisory of executive compensation | Issuer | For | ||
| For | 3. Approval of amended 2006 non employee director equity comp | Issuer | For | ||
| For | 4. Approval of amended 2006 l/t incentive plan | Issuer | For | ||
| For | 5. Rat PricewaterhouseCoopers | Issuer | For | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Celgene Corp. | 6/13/2012 | 151 020 104 | CELG | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat KPMG | Issuer | For | ||
| For | 3. Approval of amended 2008 stock incentive plan | Issuer | For | ||
| For | 4. Approval of executive compensation | Issuer | For | ||
| Against | 5. Prop described in more detail in the proxy statement | shareholder | Against | ||
| Hennessy Select Large Value | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Krispy Kreme | 6/12/2012 | 501 014 104 | KKD | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve compensation executive | Issuer | For | ||
| For | 3. Approval 2012 incentive plan | Issuer | For | ||
| For | 4. Rat PricewaterhouseCoopers | Issuer | For | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Forest Laboratories | 8/18/2011 | 345 838 106 | FRX | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approval on compensation of executive officers | Issuer | For | ||
| 1 one | 3. Frequency of future vote on executive compensation | Issuer | 1 year | ||
| For | 4. Rat BBDO USA, LLP | Issuer | For | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| General Mills | 9/26/2011 | 370 334 104 | GIS | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve the 2011 Stock comp plan. | Issuer | For | ||
| For | 3. Approve the 2011 comp plan for ono-employee Dir. | Issuer | For | ||
| For | 4. Cast an adivsory vote on Executive comp | Issuer | For | ||
| 1 year | 5. Frequency of the vote on executive comp. | Issuer | 1 year | ||
| for | 6. Rat KPMG | Issuer | For | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Harris Corp | 10/28/2011 | 413 875 105 | HRS | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Vote on executive compensation | Issuer | For | ||
| 1 year | 3. Frequency of vote on future executive comp | Issuer | 1 year | ||
| For | 4. Rat of Ernst & Young | Issuer | For | ||
| Against | 5. Require an independent chairman of the board. | shareholder | Against | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Lam Research | 11/3/2011 | 512 807 108 | LRCX | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Vote on fiscal 2001 executive c ompensatin | Issuer | For | ||
| 1 year | 3. Frequency of vote on future executive comp | Issuer | For | ||
| For | 4. Rat ind reg public accounting firm | Issuer | For | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Sysco Corp. | 11/16/2011 | 871 829 107 | SYY | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1 Directors | Issuer | For | ||
| For | 2. Approve compensation for executive officers | Issuer | For | ||
| 1 year | 3. Frequency of future votes on executive comp. | Issuer | 1 year | ||
| For | 4. Approve a staggered declassification of board | Issuer | For | ||
| of directors over a 3 year period beginning with | |||||
| the election of the class II directors | |||||
| For | 5. Rat Ernst & Young | Issuer | For | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Campbell Soup | 11/17/2011 | 134 429 109 | CPB | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat. Of the ind reg public accounting firm. | Issuer | For | ||
| For | 3. Advisory vote on executive compensation | Issuer | For | ||
| 1 year | 4. Frequency of future votes on executive comp. | Issuer | 1 year | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Harris Corp. | 10/28/2011 | 413 875 105 | HRS | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Advisory vote on executive compensation | Issuer | For | ||
| 1 year | 3. Frequency of future votes on exe compensation | Issuer | 1 year | ||
| For | 4. Rat Ernst & Young | Issuer | For | ||
| Against | 5. Requesting approval to require an independent | Issuer | Against | ||
| chairman of the board. | |||||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Microsoft | 11/15/2011 | 594 918 104 | MSFT | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Advisory vote on executive compensation | Issuer | For | ||
| 1 year | 3. Frequency of future votes on executive comp. | Issuer | 1 year | ||
| For | 4. Rat Deloitte & Touche | Issuer | For | ||
| Against | 5. Establishment of a Board committee on | Issuer | For | ||
| enviornmental sustainability | |||||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Walgreens, Co. | 1/11/2012 | 931 422 109 | WAG | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Deloitte & Touche | Issuer | For | ||
| For | 3. Approval of 2011 cash based incentive plan | Issuer | For | ||
| For | 4. Advisory vote on the named executive compensation | Issuer | For | ||
| 1 year | 5. Frequency of future votes on executive comp. | Issuer | 1 year | ||
| Against | 6. Prop re an executive equity retnetion policy | Issuer | Against | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Applied Materials | 3/6/2012 | 038 222 105 | AMAT | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve employee stock incentive plan | Issuer | For | ||
| For | 3. Approve the restated senior exe. Bonus plan | Issuer | For | ||
| For | 4. Approve comp of named exe officers | Issuer | For | ||
| For | 5. Rat KPMG | Issuer | For | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Hewlett-Packard | 3/21/2012 | 428 236 103 | HPQ | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat ind reg pub a/cing firm | Issuer | For | ||
| For | 3. Advisory vote on executive compensation | Issuer | For | ||
| Against | 4. Entitled executives to retain significant stock | shareholder | Against | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Newmont Mining Corp | 4/24/2012 | 651 639 106 | NEM | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat PricewaterHouseCoopers | Issuer | For | ||
| For | 3. Advisory reold to approve exe. Compensation | Issuer | For | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Lockheed Martin | 4/26/2012 | 539 830 109 | LMT | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Ernst & Youngs | Issuer | For | ||
| For | 3. Approve compensation for executive officers | Issuer | For | ||
| Against | 4. Adopt a policy that requires the Board chariman | Shareholder | Against | ||
| to be independent director | |||||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Humana Incorp | 4/26/2012 | 444 859 102 | HUM | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat PricewaterhouseCoopers | Issuer | For | ||
| For | 3. Approval of compensation of executive officers. | Issuer | For | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| The Boeing Co. | 4/30/2012 | 097 023 105 | BA | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | for | ||
| For | 2. Approve named executive officer compensation | Issuer | for | ||
| For | 3. Rat Deloitte & Touche | Issuer | for | ||
| Against | 4. Report on political and trade assoc. contribtuons | shareholders | Against | ||
| Against | 5. Action by written consent | shareholders | Against | ||
| Against | 6. Retention of significant stock by former executives | shareholders | Against | ||
| Against | 7. Extraordinary retirement benefits | shareholders | Against | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| IBM Corporation | 4/24/2012 | 459 200 101 | IBM | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat ind. Reg public accounting firm | Issuer | For | ||
| For | 3. Advisory vote on executive compensatino | Issuer | For | ||
| Against | 4. Cumulative voting | shareholder | Against | ||
| Against | 5. Review political contributions trade assoc. policy | shareholder | Against | ||
| Against | 6. Lobbying policies and practices | shareholder | Against | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Progressive Corp | 4/20/2012 | 743 315 103 | PGR | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2/7. Approve various amended code regulations | Issuer | For | ||
| For | 8. Approve executive compensaion prgram | Issuer | For | ||
| For | 9. Performan criteria set forth in 2007 exec. | Issuer | For | ||
| bonus plan. | |||||
| For | 10. Approve amendment to the 2010 equity | Issuer | For | ||
| incentive plan | |||||
| For | 11. Approve amendment to 2003 Directors equity | Issuer | For | ||
| incentive plan | |||||
| For | 12. Rat PricewaterhouseCoopers | Issuer | For | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Texas Instruments | 4/19/2012 | 8582 508 104 | TXN | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approval of the company's executive compensatin | Issuer | For | ||
| For | 3. Rat Ernst & Young | Issuer | For | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Cigna Corp. | 4/25/2012 | 125 509 109 | CI | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approval of executive compensation | Issuer | For | ||
| For | 3. Rat PricewaterhouseCoopers | Issuer | For | ||
| For | 4. Approval of executive incentive plan-amended | Issuer | For | ||
| No Vote | 5. Amend by-laws to declassify board of directors | Issuer | Not Vote | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| HCA Holdings | 4/26/2012 | 404 12C 101 | HCA | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Ernst & Young | Issuer | For | ||
| For | 3. Approve executive officer compensation | Issuer | For | ||
| 1 year | 4. Frequency of future votes on executive comp. | Issuer | 1 years | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Direct TV | 5/3/2012 | 254 90A 101 | DTV | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Deloitte & Touche | Issuer | For | ||
| For | 3. Amende the second amended cert. of inc. | Issuer | For | ||
| For | 4. Approve compensation of named executive | Issuer | For | ||
| Against | 5. Prop to adopt policy that there would be no | Issuer | Against | ||
| acceleration of performance base equity awards upon | |||||
| change in control. | |||||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Nordstrom, Inc. | 5/9/2012 | 655 664 100 | JWN | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve executive management bonus plan | Issuer | For | ||
| For | 3. Rat idn. Reg. public a/c ing firm | Issuer | For | ||
| For | 4. Vote to approve executive compensation | Issuer | For | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| General Dynamics | 5/2/2012 | 369 550 108 | JWN | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Selection of ind auditors | Issuer | For | ||
| For | 3. Vote to approve executive compensation | Issuer | For | ||
| For | 4. Approval of the 2012 equity comp plan | Issuer | For | ||
| against | 5. re to a human rights policy | shareholder | against | ||
| against | 6. re to an independent board chairman | shareholder | against | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Imberly Clark Corp | 5/3/2012 | 494 368 103 | KMB | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat auditors | Issuer | For | ||
| For | 3. vote to approve executive compensation | Issuer | For | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Lam Research | 5/10/2012 | 512 807 108 | LRCX | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. The adjourunment of the special meeting. | Issuer | For | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Dish Network | 5/2/2012 | 254 70M 109 | DISH | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat KPMG | Issuer | For | ||
| For | 3. Transact such other business as may properly | Issuer | For | ||
| cmoe before the annual meeting | |||||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Gilead Sciences | 5/10/2012 | 375 558 103 | GILD | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Ernst & Young | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| against | 4. Requesting that the board take steps to permit | shareholder | Against | ||
| stokhlder action by written consent | |||||
| against | 5. Requesting that the board take steps to redeem | shareholder | Against | ||
| Gilead's poison pill unless the plan is subject to a | |||||
| stokhlder vote. | |||||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Cliff Natural Resources | 5/8/2012 | 186 83K 101 | CLF | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Add provision to allow the board to amend reg. w/o | Issuer | For | ||
| shareholder approval | |||||
| For | 3. Approve executive comensation | Issuer | For | ||
| For | 4. Approve 2012 incentive equity plan | Issuer | For | ||
| For | 5. Approve 2012 executive mgmnt performance plan | Issuer | For | ||
| For | 6. Rat Deloitte & Touche | Issuer | For | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Autoliv, Incorp. | 5/8/2012 | 052 800 109 | CLF | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve executive compensation | Issuer | For | ||
| For | 3. Approve amended 1997 stok incentive plan | Issuer | For | ||
| For | 4. Approve Ernst & Young | Issuer | For | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Cablevision systems | 5/18/2012 | 126 86C 109 | CVC | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat KPMG | Issuer | For | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| The Timken Co. | 5/8/2012 | 887 389 104 | TKR | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Ernst & Young | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Aetna, Incorp. | 5/18/2012 | 008 17Y 108 | AET | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve ind reg public a/cing firm | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| Against | 4. Cumulative voting | shareholder | Against | ||
| Against | 5. Political contribution | shareholder | Against | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Gap, Incorp. | 5/15/2012 | 364 760 108 | GPS | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Deloitte & Touche | Issuer | For | ||
| For | 3. Approval of executive compensation | Issuer | For | ||
| Against | 4. Ending trade partnerships with Sri Lanka | shareholder | Against | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| TRW Auto | 5/15/2012 | 872 64S 106 | TRW | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Ernst & Young | Issuer | For | ||
| For | 3. Approval of executive compensation | Issuer | For | ||
| For | 4. Approval of 2012 stock incentive plan | Issuer | For | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Exxon Mobil Corp | 5/30/2012 | 302 31G 102 | XOM | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat ind auditors | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| Against | 4. Independent chairman | shareholder | Against | ||
| Against | 5. Majority vote for directors | shareholder | Against | ||
| Against | 6. report on political contributions | shareholder | Against | ||
| Against | 7. Amendment of EEO policy | shareholder | Against | ||
| Against | 8. Report on Natural Gas production | shareholder | Against | ||
| Against | 9. Greenhouse gas emissions goals | shareholder | Against | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Limited Brands | 5/24/2012 | 532 716 107 | LTD | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat ind. Reg public a/c's | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| For | 4. Remove supermajority voting requirements | Issuer | For | ||
| Against | 5. Independent board chairman | shareholder | Against | ||
| Against | 6. Classified board | shareholder | Against | ||
| Against | 7. Special meetings of stockholders | shareholder | Against | ||
| Against | 8. share retention policy | shareholder | Against | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Limited Brands | 5/24/2012 | 532 716 107 | LTD | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Ernst & Youngs | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| Against | 4. Political contributions report | shareholder | Against | ||
| Against | 5. Director nomination plicy | shareholder | Against | ||
| Against | 6. Incentive compensation programs | shareholder | Against | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Advance Auto Parts | 5/15/2012 | 007 51Y 106 | AAP | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approve executive compensation | Issuer | For | ||
| For | 3. Reapprove performance objectives | Issuer | For | ||
| For | 4. Reapprove perf. Objectives in 2004 l/t inc plan | Issuer | For | ||
| For | 5. Approve 2002 employee stock purchase plan | Issuer | For | ||
| For | 6. Rat Deloitte & Touche | Issuer | For | ||
| Against | 7. Voting requirements | shareholder | Against | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Diamond offshore | 5/22/2012 | 252 71C 102 | DO | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat Deloitte & Touche | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| For | 4. Approve amended compensation plan for | ||||
| executives | |||||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Cimarex Energy | 5/16/2012 | 171 798 101 | XEC | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approval of executive compensation | Issuer | For | ||
| For | 3. Rat KPMG | Issuer | For | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Chevron Corp | 5/30/2012 | 166 764 100 | CVS | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat reg public a/c ing firm | Issuer | For | ||
| For | 3. Approve executive compensation | Issuer | For | ||
| Against | 4. Exclusive forum provisions | shareholder | Against | ||
| Against | 5. Independent chairman | shareholder | Against | ||
| Against | 6. Lobbying disclosure | shareholder | Against | ||
| Against | 7. Country selection guidelines | shareholder | Against | ||
| Against | 8. Hydraulic fracturing | shareholder | Against | ||
| Against | 9. Accident risk oversight | shareholder | Against | ||
| 10. Special meetings | shareholder | Against | |||
| 11. Independent Director w/environamental expertise | shareholder | Against | |||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Raytheon Co. | 5/31/2012 | 755 111 507 | RTN | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Advisory vote on executive compensation | Issuer | For | ||
| For | 3. Rat of independent auditors | Issuer | For | ||
| Against | 4. Executive stock retention | shareholder | Against | ||
| Against | 5. Supplemental executive retirement plans | shareholder | Against | ||
| Against | 6. Action by written consent | shareholder | Against | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| UnitedHealth Group | 6/4/2012 | 913 24P 102 | UNH | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Vote on executive compensation | Issuer | For | ||
| For | 3. Rat. Deloitte & Touche | Issuer | For | ||
| Against | 4.Consideration of proposal set forth in the proxy | shareholder | Against | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| Freeport-McMoran | 6/14/2012 | 356 71D 857 | FCX | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Approval of executive compensation | Issuer | For | ||
| For | 3. Rat Ernst & Young | Issuer | For | ||
| Against | 4. Selection of a condidate w/enviornmental | shareholder | Against | ||
| expertise to be recommended for election to the | |||||
| board. | |||||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| The TJX Cos. | 6/13/2012 | 872 540 109 | TJX | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat ind reg pubic a/cing firm | Issuer | For | ||
| For | 3. Aproval of terms of executive perf. Goals | Issuer | For | ||
| under cash incentive plans | |||||
| For | 4. Approval of executive compensation | Issuer | For | ||
| Hennessy Large Growth | |||||
| Period: | 7/1/2011 to 6/30/2012 | ||||
| Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |
| AMC Networks Inc. | 6/5/2012 | 001 64V 103 | AMCX | ||
| Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
| For | 1. Directors | Issuer | For | ||
| For | 2. Rat. KPMG | Issuer | For | ||
| For | 3. Amended 2011 employee stock plan | Issuer | For | ||
| For | 4. Approve amended 2011 cash incentive plan | Issuer | For | ||
| For | 5. Approve 2011 stock plan for non employee directors | Issuer | For | ||
| For | 6. Approve executive compensation | Issuer | For | ||
| For | 7. Advisory vote on frequency of compensation | Issuer | For | ||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Hennessy Funds Trust
By (Signature and Title)* /s/ Neil J. Hennessy
Neil J. Hennessy
Principal Executive Officer
Date 7/31/12