UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-07170
TCW FUNDS, INC.
(Exact name of registrant as specified in charter)
865 South Figueroa Street, Los Angeles, CA 90017
(Address of principal executive offices)
Philip K. Holl, Secretary, 865 South Figueroa Street, Los Angeles, CA 90017
(Name and address of agent for service)
Registrant’s telephone number, including area code: (213) 244-0000
Date of Fiscal year-end: 10/31/2011
Date of reporting period: 7/1/2010 - 6/30/2011
List of Funds
TCW Balanced Fund
TCW Concentrated Value Fund
TCW Core Fixed Income Fund
TCW Dividend Focused Fund
TCW Emerging Markets Equities Fund
TCW Emerging Markets Income Fund
TCW Emerging Markets Local Currency Income Fund
TCW Enhanced Commodity Strategy Fund
TCW Global Conservative Allocation Fund
TCW Global Flexible Allocation Fund
TCW Global Moderate Allocation Fund
TCW Growth Equities Fund
TCW Growth Fund
TCW High Yield Bond Fund
TCW International Small Cap Fund
TCW Large Cap Growth Fund
TCW Money Market Fund
TCW Relative Value Large Cap Fund
TCW Relative Value Small Cap Fund
TCW Select Equities Fund
TCW Short Term Bond Fund
TCW Small Cap Growth
TCW SMID Cap Growth
TCW Total Return Bond Fund
TCW Value Opportunities Fund
Item 1. | Proxy Voting Record |
TCW BALANCED FUND
CA, INC.
Ticker: | CA | Security ID: | 12673P105 | |||
Meeting Date: | JUL 27, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Raymond J. Bromark | For | For | Management | ||||
2 | Elect Director Gary J. Fernandes | For | For | Management | ||||
3 | Elect Director Kay Koplovitz | For | For | Management | ||||
4 | Elect Director Christopher B. Lofgren | For | For | Management | ||||
5 | Elect Director William E. McCracken | For | For | Management | ||||
6 | Elect Director Richard Sulpizio | For | For | Management | ||||
7 | Elect Director Laura S. Unger | For | For | Management | ||||
8 | Elect Director Arthur F. Weinbach | For | For | Management | ||||
9 | Elect Director Renato (Ron) Zambonini | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Amend Shareholder Rights Plan (Poison Pill) | For | Against | Management | ||||
12 | Adopt Policy on Bonus Banking | Against | Against | Shareholder |
DELL INC.
Ticker: | DELL | Security ID: | 24702R101 | |||
Meeting Date: | AUG 12, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James W. Breyer | For | For | Management |
1.2 | Elect Director Donald J. Carty | For | For | Management | ||||
1.3 | Elect Director Michael S. Dell | For | For | Management | ||||
1.4 | Elect Director William H. Gray, III | For | For | Management | ||||
1.5 | Elect Director Judy C. Lewent | For | For | Management | ||||
1.6 | Elect Director Thomas W. Luce, III | For | For | Management | ||||
1.7 | Elect Director Klaus S. Luft | For | For | Management | ||||
1.8 | Elect Director Alex J. Mandl | For | For | Management | ||||
1.9 | Elect Director Shantanu Narayen | For | For | Management | ||||
1.10 | Elect Director Sam Nunn | For | For | Management | ||||
1.11 | Elect Director H. Ross Perot, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
4 | Reimburse Proxy Contest Expenses | Against | Against | Shareholder | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Shareholder |
FLEXTRONICS INTERNATIONAL LTD.
Ticker: | FLEX | Security ID: | Y2573F102 | |||
Meeting Date: | JUL 23, 2010 | Meeting Type: | Annual/Special | |||
Record Date: | JUN 10, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Reelect H. Raymond Bingham as a Director | For | For | Management | ||||
2 | Reelect Willy C. Shih as a Director | For | For | Management | ||||
3 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Issuance of Shares without Preemptive Rights | For | For | Management | ||||
5 | Approve the Adoption of the Flextronics International Ltd. 2010 Equity Incentive Plan | For | For | Management | ||||
6 | Authorize Share Repurchase Program | For | For | Management |
QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: | Q | Security ID: | 749121109 |
Meeting Date: | AUG 24, 2010 | Meeting Type: | Special | |||
Record Date: | JUL 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
SARA LEE CORPORATION
Ticker: | SLE | Security ID: | 803111103 | |||
Meeting Date: | OCT 28, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Christopher B. Begley | For | For | Management | ||||
2 | Elect Director Crandall C. Bowles | For | For | Management | ||||
3 | Elect Director Virgis W. Colbert | For | For | Management | ||||
4 | Elect Director James S. Crown | For | For | Management | ||||
5 | Elect Director Laurette T. Koellner | For | For | Management | ||||
6 | Elect Director Cornelis J.A. Van Lede | For | For | Management | ||||
7 | Elect Director Dr. John Mcadam | For | For | Management | ||||
8 | Elect Director Sir Ian Prosser | For | For | Management | ||||
9 | Elect Director Norman R. Sorensen | For | For | Management | ||||
10 | Elect Director Jeffrey W. Ubben | For | For | Management | ||||
11 | Elect Director Jonathan P. Ward | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
SYMANTEC CORPORATION
Ticker: | SYMC | Security ID: | 871503108 | |||
Meeting Date: | SEP 20, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 26, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Stephen M. Bennett | For | For | Management | ||||
2 | Elect Director Michael A. Brown | For | For | Management | ||||
3 | Elect Director William T. Coleman, III | For | For | Management | ||||
4 | Elect Director Frank E. Dangeard | For | For | Management | ||||
5 | Elect Director Geraldine B. Laybourne | For | For | Management |
6 | Elect Director David L. Mahoney | For | For | Management | ||||
7 | Elect Director Robert S. Miller | For | For | Management | ||||
8 | Elect Director Enrique Salem | For | For | Management | ||||
9 | Elect Director Daniel H. Schulman | For | For | Management | ||||
10 | Elect Director John W. Thompson | For | For | Management | ||||
11 | Elect Director V. Paul Unruh | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||
14 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
TCW CONCENTRATED VALUE FUND
ACE LIMITED
Ticker: | ACE | Security ID: | H0023R105 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Evan G. Greenberg as Director | For | For | Management | ||||
1.2 | Elect Leo F. Mullin as Director | For | For | Management | ||||
1.3 | Elect Olivier Steimer as Director | For | For | Management | ||||
1.4 | Elect Michael P. Connors as Director | For | For | Management | ||||
1.5 | Elect Eugene B. Shanks, Jr as Director | For | For | Management | ||||
1.6 | Elect John A. Krol as Director | For | For | Management | ||||
2.1 | Approve Annual Report | For | For | Management | ||||
2.2 | Accept Statutory Financial Statements | For | For | Management | ||||
2.3 | Accept Consolidated Financial Statements | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends | For | For | Management | ||||
4 | Approve Discharge of Board and Senior Management | For | For | Management |
5.1 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Management | ||||
5.2 | Ratify Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm as Auditors | For | For | Management | ||||
5.3 | Ratify BDO AG as Special Auditors | For | For | Management | ||||
6 | Approve Dividend Distribution from Legal Reserves | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
AGNICO-EAGLE MINES LIMITED
Ticker: | AEM | Security ID: | 008474108 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Leanne M. Baker as Director | For | For | Management | ||||
1.2 | Elect Douglas R. Beaumont as Director | For | For | Management | ||||
1.3 | Elect Sean Boyd as Director | For | For | Management | ||||
1.4 | Elect Martine A. Celej as Director | For | For | Management | ||||
1.5 | Elect Clifford J. Davis as Director | For | For | Management | ||||
1.6 | Elect Robert J. Gemmell as Director | For | For | Management | ||||
1.7 | Elect Bernard Kraft as Director | For | For | Management | ||||
1.8 | Elect Mel Leiderman as Director | For | For | Management | ||||
1.9 | Elect James D.Nasso as Director | For | For | Management | ||||
1.10 | Elect Sean Riley as Director | For | For | Management | ||||
1.11 | Elect J. Merfyn Roberts as Director | For | For | Management | ||||
1.12 | Elect Eberhard Scherkus as Director | For | For | Management | ||||
1.13 | Elect Howard R. Stockford as Director | For | For | Management | ||||
1.14 | Elect Pertti Voutilainen as Director | For | For | Management | ||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Re-approve Stock Option Plan | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation Approach | For | For | Management |
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: | APD | Security ID: | 009158106 | |||
Meeting Date: | JAN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 30, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Chadwick C. Deaton | For | For | Management | ||||
1.2 | Elect Director Michael J. Donahue | For | For | Management | ||||
1.3 | Elect Director Ursula O. Fairbairn | For | For | Management | ||||
1.4 | Elect Director Lawrence S. Smith | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management |
ALLERGAN, INC.
Ticker: | AGN | Security ID: | 018490102 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Deborah Dunsire | For | For | Management | ||||
2 | Elect Director Trevor M. Jones | For | For | Management | ||||
3 | Elect Director Louis J. Lavigne, Jr. | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
7 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
8 | Approve Omnibus Stock Plan | For | For | Management | ||||
9 | Declassify the Board of Directors | For | For | Management |
APACHE CORPORATION
Ticker: | APA | Security ID: | 037411105 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director G. Steven Farris | For | For | Management | ||||
2 | Elect Director Randolph M. Ferlic | For | For | Management | ||||
3 | Elect Director A.D. Frazier, Jr. | For | For | Management | ||||
4 | Elect Director John A. Kocur | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
8 | Increase Authorized Common Stock | For | For | Management | ||||
9 | Increase Authorized Preferred Stock | For | For | Management | ||||
10 | Approve Omnibus Stock Plan | For | For | Management |
APPLE INC.
Ticker: | AAPL | Security ID: | 037833100 | |||
Meeting Date: | FEB 23, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William V. Campbell | For | For | Management | ||||
1.2 | Elect Director Millard S. Drexler | For | For | Management | ||||
1.3 | Elect Director Albert A. Gore, Jr. | For | For | Management | ||||
1.4 | Elect Director Steven P. Jobs | For | For | Management | ||||
1.5 | Elect Director Andrea Jung | For | For | Management | ||||
1.6 | Elect Director Arthur D. Levinson | For | For | Management | ||||
1.7 | Elect Director Ronald D. Sugar | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Adopt Policy on Succession Planning | Against | Against | Shareholder | ||||
6 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
C.H. ROBINSON WORLDWIDE, INC.
Ticker: | CHRW | Security ID: | 12541W209 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert Ezrilov | For | For | Management | ||||
2 | Elect Director Wayne M. Fortun | For | For | Management | ||||
3 | Elect Director Brian P. Short | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Declassify the Board of Directors | Against | For | Shareholder |
CAMERON INTERNATIONAL CORPORATION
Ticker: | CAM | Security ID: | 13342B105 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Peter J. Fluor | For | For | Management | ||||
2 | Elect Director Jack B. Moore | For | For | Management | ||||
3 | Elect Director David Ross | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Amend Omnibus Stock Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alain J.P. Belda | For | For | Management | ||||
2 | Elect Director Timothy C. Collins | For | For | Management | ||||
3 | Elect Director Jerry A. Grundhofer | For | For | Management | ||||
4 | Elect Director Robert L. Joss | For | For | Management | ||||
5 | Elect Director Michael E. O’Neill | For | For | Management | ||||
6 | Elect Director Vikram S. Pandit | For | For | Management | ||||
7 | Elect Director Richard D. Parsons | For | For | Management | ||||
8 | Elect Director Lawrence R. Ricciardi | For | For | Management | ||||
9 | Elect Director Judith Rodin | For | For | Management | ||||
10 | Elect Director Robert L. Ryan | For | For | Management | ||||
11 | Elect Director Anthony M. Santomero | For | For | Management | ||||
12 | Elect Director Diana L. Taylor | For | For | Management | ||||
13 | Elect Director William S. Thompson, Jr. | For | For | Management | ||||
14 | Elect Director Ernesto Zedillo | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Amend Omnibus Stock Plan | For | For | Management | ||||
17 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
19 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
20 | Approve Reverse Stock Split | For | For | Management | ||||
21 | Affirm Political Non-Partisanship | Against | Against | Shareholder | ||||
22 | Report on Political Contributions | Against | For | Shareholder | ||||
23 | Report on Restoring Trust and Confidence in the Financial System | Against | Against | Shareholder | ||||
24 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Against | Against | Shareholder |
CVS CAREMARK CORPORATION
Ticker: | CVS | Security ID: | 126650100 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Edwin M. Banks | For | For | Management | ||||
2 | Elect Director C. David Brown II | For | For | Management |
3 | Elect Director David W. Dorman | For | For | Management | ||||
4 | Elect Director Anne M. Finucane | For | For | Management | ||||
5 | Elect Director Kristen Gibney Williams | For | For | Management | ||||
6 | Elect Director Marian L. Heard | For | For | Management | ||||
7 | Elect Director Larry J. Merlo | For | For | Management | ||||
8 | Elect Director Jean-Pierre Millon | For | For | Management | ||||
9 | Elect Director Terrence Murray | For | For | Management | ||||
10 | Elect Director C.A. Lance Piccolo | For | For | Management | ||||
11 | Elect Director Richard J. Swift | For | For | Management | ||||
12 | Elect Director Tony L. White | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Report on Political Contributions | Against | For | Shareholder | ||||
17 | Provide Right to Act by Written Consent | Against | For | Shareholder |
DANAHER CORPORATION
Ticker: | DHR | Security ID: | 235851102 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director H. Lawrence Culp, Jr. | For | For | Management | ||||
1.2 | Elect Director Mitchell P. Rales | For | For | Management | ||||
1.3 | Elect Director Elias A. Zerhouni | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Provide Right to Call Special Meeting | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
DELTA AIR LINES, INC.
Ticker: | DAL | Security ID: | 247361702 | |||
Meeting Date: | JUN 30, 2011 | Meeting Type: | Annual |
Record Date: | MAY 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard H. Anderson | For | For | Management | ||||
2 | Elect Director Edward H. Bastian | For | For | Management | ||||
3 | Elect Director Roy J. Bostock | For | For | Management | ||||
4 | Elect Director John S. Brinzo | For | For | Management | ||||
5 | Elect Director Daniel A. Carp | For | For | Management | ||||
6 | Elect Director John M. Engler | For | For | Management | ||||
7 | Elect Director Mickey P. Foret | For | For | Management | ||||
8 | Elect Director David R. Goode | For | For | Management | ||||
9 | Elect Director Paula Rosput Reynolds | For | For | Management | ||||
10 | Elect Director Kenneth C. Rogers | For | For | Management | ||||
11 | Elect Director Kenneth B. Woodrow | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Provide for Cumulative Voting | Against | For | Shareholder |
DENBURY RESOURCES INC.
Ticker: | DNR | Security ID: | 247916208 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Wieland F. Wettstein | For | For | Management | ||||
1.2 | Elect Director Michael L. Beatty | For | For | Management | ||||
1.3 | Elect Director Michael B. Decker | For | For | Management | ||||
1.4 | Elect Director Ronald G. Greene | For | For | Management | ||||
1.5 | Elect Director David I. Heather | For | For | Management | ||||
1.6 | Elect Director Gregory L. McMichael | For | For | Management | ||||
1.7 | Elect Director Gareth Roberts | For | For | Management | ||||
1.8 | Elect Director Phil Rykhoek | For | For | Management | ||||
1.9 | Elect Director Randy Stein | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Nonqualified Employee Stock Purchase Plan | For | Against | Management | ||||
5 | Ratify Auditors | For | For | Management |
ECOLAB INC.
Ticker: | ECL | Security ID: | 278865100 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Douglas M. Baker, Jr. | For | For | Management | ||||
2 | Elect Director Barbara J. Beck | For | For | Management | ||||
3 | Elect Director Jerry W. Levin | For | For | Management | ||||
4 | Elect Director Robert L. Lumpkins | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Amend Nonqualified Employee Stock Purchase Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Adopt Policy on Human Right to Water | Against | Against | Shareholder | ||||
10 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
HALLIBURTON COMPANY
Ticker: | HAL | Security ID: | 406216101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alan M. Bennett | For | For | Management | ||||
2 | Elect Director James R. Boyd | For | For | Management | ||||
3 | Elect Director Milton Carroll | For | For | Management | ||||
4 | Elect Director Nance K. Dicciani | For | For | Management | ||||
5 | Elect Director S. Malcolm Gillis | For | For | Management | ||||
6 | Elect Director Abdallah S. Jum’ah | For | For | Management | ||||
7 | Elect Director David J. Lesar | For | For | Management | ||||
8 | Elect Director Robert A. Malone | For | For | Management | ||||
9 | Elect Director J Landis Martin | For | For | Management | ||||
10 | Elect Director Debra L. Reed | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management |
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Review and Assess Human Rights Policies | Against | Against | Shareholder | ||||
15 | Report on Political Contributions | Against | For | Shareholder |
HEWLETT-PACKARD COMPANY
Ticker: | HPQ | Security ID: | 428236103 | |||
Meeting Date: | MAR 23, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director M. L. Andreessen | For | For | Management | ||||
2 | Elect Director L. Apotheker | For | For | Management | ||||
3 | Elect Director L.T. Babbio, Jr. | For | For | Management | ||||
4 | Elect Director S.M. Baldauf | For | For | Management | ||||
5 | Elect Director S. Banerji | For | For | Management | ||||
6 | Elect Director R.L. Gupta | For | For | Management | ||||
7 | Elect Director J.H. Hammergren | For | For | Management | ||||
8 | Elect Director R.J. Lane | For | For | Management | ||||
9 | Elect Director G.M. Reiner | For | For | Management | ||||
10 | Elect Director P.F. Russo | For | For | Management | ||||
11 | Elect Director D. Senequier | For | For | Management | ||||
12 | Elect Director G.K. Thompson | For | For | Management | ||||
13 | Elect Director M.C. Whitman | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
17 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
18 | Amend Executive Incentive Bonus Plan | For | For | Management |
HONEYWELL INTERNATIONAL INC.
Ticker: | HON | Security ID: | 438516106 | |||
Meeting Date: | APR 25, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Gordon M. Bethune | For | For | Management | ||||
2 | Elect Director Kevin Burke | For | For | Management | ||||
3 | Elect Director Jaime Chico Pardo | For | For | Management | ||||
4 | Elect Director David M. Cote | For | For | Management | ||||
5 | Elect Director D. Scott Davis | For | For | Management | ||||
6 | Elect Director Linnet F. Deily | For | For | Management | ||||
7 | Elect Director Judd Gregg | For | For | Management | ||||
8 | Elect Director Clive R. Hollick | For | For | Management | ||||
9 | Elect Director George Paz | For | For | Management | ||||
10 | Elect Director Bradley T. Sheares | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Approve Omnibus Stock Plan | For | For | Management | ||||
15 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
16 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
17 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
JPMORGAN CHASE & CO.
Ticker: | JPM | Security ID: | 46625H100 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Crandall C. Bowles | For | For | Management | ||||
2 | Elect Director Stephen B. Burke | For | For | Management | ||||
3 | Elect Director David M. Cote | For | For | Management | ||||
4 | Elect Director James S. Crown | For | For | Management | ||||
5 | Elect Director James Dimon | For | For | Management | ||||
6 | Elect Director Ellen V. Futter | For | For | Management | ||||
7 | Elect Director William H. Gray, III | For | For | Management | ||||
8 | Elect Director Laban P. Jackson, Jr. | For | For | Management | ||||
9 | Elect Director David C. Novak | For | For | Management | ||||
10 | Elect Director Lee R. Raymond | For | For | Management | ||||
11 | Elect Director William C. Weldon | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive | For | For | Management |
Officers’ Compensation | ||||||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Amend Omnibus Stock Plan | For | For | Management | ||||
16 | Affirm Political Non-Partisanship | Against | Against | Shareholder | ||||
17 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
18 | Report on Loan Modifications | Against | Against | Shareholder | ||||
19 | Report on Political Contributions | Against | For | Shareholder | ||||
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Against | Against | Shareholder | ||||
21 | Require Independent Board Chairman | Against | Against | Shareholder |
KOHL’S CORPORATION
Ticker: | KSS | Security ID: | 500255104 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Peter Boneparth | For | For | Management | ||||
2 | Elect Director Steven A. Burd | For | For | Management | ||||
3 | Elect Director John F. Herma | For | For | Management | ||||
4 | Elect Director Dale E. Jones | For | For | Management | ||||
5 | Elect Director William S. Kellogg | For | For | Management | ||||
6 | Elect Director Kevin Mansell | For | For | Management | ||||
7 | Elect Director Frank V. Sica | For | For | Management | ||||
8 | Elect Director Peter M. Sommerhauser | For | For | Management | ||||
9 | Elect Director Stephanie A. Streeter | For | For | Management | ||||
10 | Elect Director Nina G. Vaca | For | For | Management | ||||
11 | Elect Director Stephen E. Watson | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
Relating to Director Elections | ||||||||
14 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
15 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
17 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
18 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
19 | Adopt Policy on Succession Planning | Against | Against | Shareholder |
KRAFT FOODS INC.
Ticker: | KFT | Security ID: | 50075N104 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ajaypal S. Banga | For | For | Management | ||||
2 | Elect Director Myra M. Hart | For | For | Management | ||||
3 | Elect Director Peter B. Henry | For | For | Management | ||||
4 | Elect Director Lois D. Juliber | For | For | Management | ||||
5 | Elect Director Mark D. Ketchum | For | For | Management | ||||
6 | Elect Director Richard A. Lerner | For | For | Management | ||||
7 | Elect Director Mackey J. McDonald | For | For | Management | ||||
8 | Elect Director John C. Pope | For | For | Management | ||||
9 | Elect Director Fredric G. Reynolds | For | For | Management | ||||
10 | Elect Director Irene B. Rosenfeld | For | For | Management | ||||
11 | Elect Director J.F. Van Boxmeer | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management |
MASTERCARD INCORPORATED
Ticker: | MA | Security ID: | 57636Q104 | |||
Meeting Date: | SEP 21, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 26, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
3 | Amend Board Qualifications | For | For | Management | ||||
4 | Amend Stock Ownership Limitations | For | For | Management | ||||
5 | Adjourn Meeting | For | For | Management | ||||
6.1 | Elect Director Nancy J. Karch | For | For | Management | ||||
6.2 | Elect Director Jose Octavio Reyes | For | For | Management |
Lagunes | ||||||||
6.3 | Elect Director Edward Suning Tian | For | For | Management | ||||
6.4 | Elect Director Silvio Barzi | For | For | Management | ||||
7 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
MOTOROLA MOBILITY HOLDINGS, INC.
Ticker: | MMI | Security ID: | 620097105 | |||
Meeting Date: | MAY 09, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Sanjay K. Jha | For | For | Management | ||||
2 | Elect Director Jon E. Barfield | For | For | Management | ||||
3 | Elect Director William R. Hambrecht | For | For | Management | ||||
4 | Elect Director Jeanne P. Jackson | For | For | Management | ||||
5 | Elect Director Keith A. Meister | For | For | Management | ||||
6 | Elect Director Thomas J. Meredith | For | For | Management | ||||
7 | Elect Director Daniel A. Ninivaggi | For | For | Management | ||||
8 | Elect Director James R. Stengel | For | For | Management | ||||
9 | Elect Director Anthony J. Vinciquerra | For | For | Management | ||||
10 | Elect Director Andrew J. Viterbi | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management |
MOTOROLA SOLUTIONS, INC.
Ticker: | MSI | Security ID: | 620076307 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Gregory Q. Brown | For | For | Management | ||||
2 | Elect Director William J. Bratton | For | For | Management | ||||
3 | Elect Director David W. Dorman | For | For | Management | ||||
4 | Elect Director Michael V. Hayden | For | For | Management |
5 | Elect Director Vincent J. Intrieri | For | For | Management | ||||
6 | Elect Director Judy C. Lewent | For | For | Management | ||||
7 | Elect Director Samuel C. Scott III | For | For | Management | ||||
8 | Elect Director John A. White | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
11 | Amend Omnibus Stock Plan | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Amend Human Rights Policies | Against | Against | Shareholder |
MOTOROLA, INC.
Ticker: | MSI | Security ID: | 620076109 | |||
Meeting Date: | NOV 29, 2010 | Meeting Type: | Special | |||
Record Date: | OCT 08, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Reverse Stock Split | For | For | Management | ||||
2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | For | For | Management |
NATIONAL OILWELL VARCO, INC.
Ticker: | NOV | Security ID: | 637071101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert E. Beauchamp | For | For | Management | ||||
2 | Elect Director Jeffery A. Smisek | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Declassify the Board of Directors | For | For | Management | ||||
7 | Increase Authorized Common Stock | For | For | Management |
8 | Report on Political Contributions | Against | For | Shareholder |
OCCIDENTAL PETROLEUM CORPORATION
Ticker: | OXY | Security ID: | 674599105 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Spencer Abraham | For | For | Management | ||||
2 | Elect Director Howard I. Atkins | For | For | Management | ||||
3 | Elect Director Stephen I. Chazen | For | For | Management | ||||
4 | Elect Director Edward P. Djerejian | For | For | Management | ||||
5 | Elect Director John E. Feick | For | For | Management | ||||
6 | Elect Director Margaret M. Foran | For | For | Management | ||||
7 | Elect Director Carlos M. Gutierrez | For | For | Management | ||||
8 | Elect Director Ray R. Irani | For | For | Management | ||||
9 | Elect Director Avedick B. Poladian | For | For | Management | ||||
10 | Elect Director Rodolfo Segovia | For | For | Management | ||||
11 | Elect Director Aziz D. Syriani | For | For | Management | ||||
12 | Elect Director Rosemary Tomich | For | For | Management | ||||
13 | Elect Director Walter L. Weisman | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
17 | Review Political Expenditures and Processes | Against | For | Shareholder | ||||
18 | Request Director Nominee with Environmental Qualifications | Against | Against | Shareholder |
PRAXAIR, INC.
Ticker: | PX | Security ID: | 74005P104 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stephen F. Angel | For | For | Management |
1.2 | Elect Director Oscar Bernardes | For | For | Management | ||||
1.3 | Elect Director Nance K. Dicciani | For | For | Management | ||||
1.4 | Elect Director Edward G. Galante | For | For | Management | ||||
1.5 | Elect Director Claire W. Gargalli | For | For | Management | ||||
1.6 | Elect Director Ira D. Hall | For | For | Management | ||||
1.7 | Elect Director Raymond W. LeBoeuf | For | For | Management | ||||
1.8 | Elect Director Larry D. McVay | For | For | Management | ||||
1.9 | Elect Director Wayne T. Smith | For | For | Management | ||||
1.10 | Elect Director Robert L. Wood | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management |
ROCKWELL AUTOMATION, INC.
Ticker: | ROK | Security ID: | 773903109 | |||
Meeting Date: | FEB 01, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 06, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Donald R. Parfet | For | For | Management | ||||
1.2 | Elect Director Steven R. Kalmanson | For | For | Management | ||||
1.3 | Elect Director James P. Keane | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
SCHLUMBERGER LIMITED
Ticker: | SLB | Security ID: | 806857108 | |||
Meeting Date: | APR 06, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 16, 2011 |
1.1 | Elect Director Philippe Camus | For | For | Management | ||||
1.2 | Elect Director Peter L.S. Currie | For | For | Management | ||||
1.3 | Elect Director Andrew Gould | For | For | Management | ||||
1.4 | Elect Director Tony Isaac | For | For | Management | ||||
1.5 | Elect Director K. Vaman Kamath | For | For | Management | ||||
1.6 | Elect Director Nikolay Kudryavtsev | For | For | Management | ||||
1.7 | Elect Director Adrian Lajous | For | For | Management | ||||
1.8 | Elect Director Michael E. Marks | For | For | Management | ||||
1.9 | Elect Director Elizabeth Moler | For | For | Management | ||||
1.10 | Elect Director Leo Rafael Reif | For | For | Management | ||||
1.11 | Elect Director Tore I. Sandvold | For | For | Management | ||||
1.12 | Elect Director Henri Seydoux | For | For | Management | ||||
1.13 | Elect Director Paal Kibsgaard | For | For | Management | ||||
1.14 | Elect Director Lubna S. Olayan | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Two Years | Two Years | Management | ||||
4 | Increase Authorized Common Stock | For | For | Management | ||||
5 | Adopt Plurality Voting for Contested Election of Directors | For | For | Management | ||||
6 | Adopt and Approve Financials and Dividends | For | For | Management | ||||
7 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
SPX CORPORATION
Ticker: | SPW | Security ID: | 784635104 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director J. Kermit Campbell | For | For | Management | ||||
2 | Elect Director Emerson U. Fullwood | For | For | Management | ||||
3 | Elect Director Michael J. Mancuso | For | For | Management | ||||
4 | Elect Director Terry S. Lisenby | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Ratify Auditors | For | For | Management |
STANLEY BLACK & DECKER, INC.
Ticker: | SWK | Security ID: | 854502101 | |||
Meeting Date: | APR 19, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George W. Buckley | For | For | Management | ||||
1.2 | Elect Director Carlos M. Cardoso | For | For | Management | ||||
1.3 | Elect Director Robert B. Coutts | For | For | Management | ||||
1.4 | Elect Director Manuel A. Fernandez | For | For | Management | ||||
1.5 | Elect Director Marianne M. Parrs | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
T. ROWE PRICE GROUP, INC.
Ticker: | TROW | Security ID: | 74144T108 | |||
Meeting Date: | APR 14, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Edward C. Bernard | For | For | Management | ||||
2 | Elect Director James T. Brady | For | For | Management | ||||
3 | Elect Director J. Alfred Broaddus, Jr. | For | For | Management | ||||
4 | Elect Director Donald B. Hebb, Jr. | For | For | Management | ||||
5 | Elect Director James A.C. Kennedy | For | For | Management | ||||
6 | Elect Director Robert F. MacLellan | For | For | Management | ||||
7 | Elect Director Brian C. Rogers | For | For | Management | ||||
8 | Elect Director Alfred Sommer | For | For | Management | ||||
9 | Elect Director Dwight S. Taylor | For | For | Management | ||||
10 | Elect Director Anne Marie Whittemore | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
13 | Ratify Auditors | For | For | Management |
THE DOW CHEMICAL COMPANY
Ticker: | DOW | Security ID: | 260543103 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Arnold A. Allemang | For | For | Management | ||||
2 | Elect Director Jacqueline K. Barton | For | For | Management | ||||
3 | Elect Director James A. Bell | For | For | Management | ||||
4 | Elect Director Jeff M. Fettig | For | For | Management | ||||
5 | Elect Director Barbara H. Franklin | For | For | Management | ||||
6 | Elect Director Jennifer M. Granholm | For | For | Management | ||||
7 | Elect Director John B. Hess | For | For | Management | ||||
8 | Elect Director Andrew N. Liveris | For | For | Management | ||||
9 | Elect Director Paul Polman | For | For | Management | ||||
10 | Elect Director Dennis H. Reilley | For | For | Management | ||||
11 | Elect Director James M. Ringler | For | For | Management | ||||
12 | Elect Director Ruth G. Shaw | For | For | Management | ||||
13 | Elect Director Paul G. Stern | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
17 | Provide Right to Act by Written Consent | Against | For | Shareholder |
THE GOLDMAN SACHS GROUP, INC.
Ticker: | GS | Security ID: | 38141G104 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Lloyd C. Blankfein | For | For | Management | ||||
2 | Elect Director John H. Bryan | For | For | Management | ||||
3 | Elect Director Gary D. Cohn | For | For | Management |
4 | Elect Director Claes Dahlback | For | For | Management | ||||
5 | Elect Director Stephen Friedman | For | For | Management | ||||
6 | Elect Director William W. George | For | For | Management | ||||
7 | Elect Director James A. Johnson | For | For | Management | ||||
8 | Elect Director Lois D. Juliber | For | For | Management | ||||
9 | Elect Director Lakshmi N. Mittal | For | For | Management | ||||
10 | Elect Director James J. Schiro | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
15 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||
16 | Stock Retention/Holding Period | Against | Against | Shareholder | ||||
17 | Review Executive Compensation | Against | Against | Shareholder | ||||
18 | Report on Climate Change Business Risks | Against | Against | Shareholder | ||||
19 | Report on Political Contributions | Against | For | Shareholder |
THE HOME DEPOT, INC.
Ticker: | HD | Security ID: | 437076102 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director F. Duane Ackerman | For | For | Management | ||||
2 | Elect Director Francis S. Blake | For | For | Management | ||||
3 | Elect Director Ari Bousbib | For | For | Management | ||||
4 | Elect Director Gregory D. Brenneman | For | For | Management | ||||
5 | Elect Director J. Frank Brown | For | For | Management | ||||
6 | Elect Director Albert P. Carey | For | For | Management | ||||
7 | Elect Director Armando Codina | For | For | Management | ||||
8 | Elect Director Bonnie G. Hill | For | For | Management | ||||
9 | Elect Director Karen L. Katen | For | For | Management | ||||
10 | Elect Director Ronald L. Sargent | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Provide Right to Act by Written Consent | For | For | Management | ||||
15 | Restore or Provide for Cumulative | Against | For | Shareholder | ||||
Voting |
16 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
17 | Prepare Employment Diversity Report | Against | Against | Shareholder | ||||
18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Against | For | Shareholder |
THERMO FISHER SCIENTIFIC INC.
Ticker: | TMO | Security ID: | 883556102 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Thomas J. Lynch | For | For | Management | ||||
2 | Elect Director William G. Parrett | For | For | Management | ||||
3 | Elect Director Michael E. Porter | For | For | Management | ||||
4 | Elect Director Scott M. Sperling | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Two Years | Two Years | Management | ||||
7 | Ratify Auditors | For | For | Management | ||||
8 | Declassify the Board of Directors | Against | For | Shareholder |
UNION PACIFIC CORPORATION
Ticker: | UNP | Security ID: | 907818108 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Andrew H. Card, Jr. | For | For | Management | ||||
1.2 | Elect Director Erroll B. Davis, Jr. | For | For | Management | ||||
1.3 | Elect Director Thomas J. Donohue | For | For | Management | ||||
1.4 | Elect Director Archie W. Dunham | For | For | Management | ||||
1.5 | Elect Director Judith Richards Hope | For | For | Management | ||||
1.6 | Elect Director Charles C. Krulak | For | For | Management | ||||
1.7 | Elect Director Michael R. McCarthy | For | For | Management | ||||
1.8 | Elect Director Michael W. McConnell | For | For | Management |
1.9 | Elect Director Thomas F. McLarty III | For | For | Management | ||||
1.10 | Elect Director Steven R. Rogel | For | For | Management | ||||
1.11 | Elect Director Jose H. Villarreal | For | For | Management | ||||
1.12 | Elect Director James R. Young | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | For | For | Management | ||||
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | For | For | Management | ||||
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | For | For | Management | ||||
6 | Require Independent Board Chairman | Against | Against | Shareholder |
WELLS FARGO & COMPANY
Ticker: | WFC | Security ID: | 949746101 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Election Director John D. Baker II | For | For | Management | ||||
2 | Election Director John S. Chen | For | For | Management | ||||
3 | Election Director Lloyd H. Dean | For | For | Management | ||||
4 | Election Director Susan E. Engel | For | For | Management | ||||
5 | Election Director Enrique Hernandez, Jr. | For | For | Management | ||||
6 | Election Director Donald M. James | For | For | Management | ||||
7 | Election Director Mackey J. McDonald | For | For | Management | ||||
8 | Election Director Cynthia H. Milligan | For | For | Management | ||||
9 | Elect Director Nicholas G. Moore | For | For | Management | ||||
10 | Elect Director Philip J. Quigley | For | For | Management | ||||
11 | Elect Director Judith M. Runstad | For | For | Management | ||||
12 | Elect Director Stephen W. Sanger | For | For | Management | ||||
13 | Elect Director John G. Stumpf | For | For | Management | ||||
14 | Elect Director an G. Swenson | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
17 | Ratify Auditors | For | For | Management | ||||
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | Shareholder | ||||
19 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
20 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
21 | Advisory Vote to Ratify Directors’ Compensation | Against | Against | Shareholder | ||||
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Against | Against | Shareholder |
TCW CORE FIXED INCOME FUND
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
TCW DIVIDEND FOCUSED FUND
ALCOA INC.
Ticker: | AA | Security ID: | 013817101 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Klaus Kleinfeld | For | For | Management | ||||
1.2 | Elect Director James W. Owens | For | For | Management | ||||
1.3 | Elect Director Ratan N. Tata | For | For | Management | ||||
2 | Ratify Auditor | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | For | For | Management | ||||
7 | Reduce Supermajority Vote Requirement Relating to Director Elections | For | For | Management |
8 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
Relating to the Removal of Directors | ||||||||
9 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
10 | Declassify the Board of Directors | Against | For | Shareholder |
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: | AEP | Security ID: | 025537101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director David J. Anderson | For | For | Management | ||||
2 | Elect Director James F. Cordes | For | For | Management | ||||
3 | Elect Director Ralph D. Crosby, Jr. | For | For | Management | ||||
4 | Elect Director Linda A. Goodspeed | For | For | Management | ||||
5 | Elect Director Thomas E. Hoaglin | For | For | Management | ||||
6 | Elect Director Lester A. Hudson, Jr. | For | For | Management | ||||
7 | Elect Director Michael G. Morris | For | For | Management | ||||
8 | Elect Director Richard C. Notebaert | For | For | Management | ||||
9 | Elect Director Lionel L. Nowell III | For | For | Management | ||||
10 | Elect Director Richard L. Sandor | For | For | Management | ||||
11 | Elect Director Kathryn D. Sullivan | For | For | Management | ||||
12 | Elect Director Sara Martinez Tucker | For | For | Management | ||||
13 | Elect Director John F. Turner | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
AMERICAN EXPRESS COMPANY
Ticker: | AXP | Security ID: | 025816109 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Daniel F. Akerson | For | For | Management | ||||
1.2 | Elect Director Charlene Barshefsky | For | For | Management |
1.3 | Elect Director Ursula M. Burns | For | For | Management | ||||
1.4 | Elect Director Kenneth I. Chenault | For | For | Management | ||||
1.5 | Elect Director Peter Chernin | For | For | Management | ||||
1.6 | Elect Director Theodore J. Leonsis | For | For | Management | ||||
1.7 | Director Jan Leschly | For | For | Management | ||||
1.8 | Director Richard C. Levin | For | For | Management | ||||
1.9 | Director Richard A. McGinn | For | For | Management | ||||
1.10 | Director Edward D. Miller | For | For | Management | ||||
1.11 | Director Steven S. Reinemund | For | For | Management | ||||
1.12 | Director Robert D. Walter | For | For | Management | ||||
1.13 | Director Ronald A. Williams | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
6 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder |
AMERIPRISE FINANCIAL, INC.
Ticker: | AMP | Security ID: | 03076C106 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Siri S. Marshall | For | For | Management | ||||
2 | Elect Director W. Walker Lewis | For | For | Management | ||||
3 | Elect Director William H. Turner | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
ANADARKO PETROLEUM CORPORATION
Ticker: | APC | Security ID: | 032511107 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John R. Butler, Jr. | For | For | Management | ||||
2 | Elect Director Kevin P. Chilton | For | For | Management | ||||
3 | Elect Director Luke R. Corbett | For | For | Management | ||||
4 | Elect Director H. Paulett Eberhart | For | For | Management | ||||
5 | Elect Director Preston M. Geren, III | For | For | Management | ||||
6 | Elect Director John R. Gordon | For | For | Management | ||||
7 | Elect Director James T. Hackett | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
11 | Amend EEO Policy to Prohibit | Against | Against | Shareholder | ||||
Discrimination based on Gender Identity | ||||||||
12 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
13 | Pro-rata Vesting of Equity Plans | Against | Against | Shareholder | ||||
14 | Report on Political Contributions | Against | For | Shareholder |
AT&T INC.
Ticker: | T | Security ID: | 00206R102 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Randall L. Stephenson | For | For | Management | ||||
2 | Elect Director Gilbert F. Amelio | For | For | Management | ||||
3 | Elect Director Reuben V. Anderson | For | For | Management | ||||
4 | Elect Director James H. Blanchard | For | For | Management | ||||
5 | Elect Director Jaime Chico Pardo | For | For | Management | ||||
6 | Elect Director James P. Kelly | For | For | Management | ||||
7 | Elect Director Jon C. Madonna | For | For | Management | ||||
8 | Elect Director Lynn M. Martin | For | For | Management | ||||
9 | Elect Director John B. McCoy | For | For | Management | ||||
10 | Elect Director Joyce M. Roche | For | For | Management | ||||
11 | Elect Director Matthew K. Rose | For | For | Management | ||||
12 | Elect Director Laura D Andrea Tyson | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Approve Omnibus Stock Plan | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
16 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
17 | Report on Political Contributions | Against | For | Shareholder | ||||
18 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | Against | Shareholder | ||||
19 | Provide Right to Act by Written Consent | Against | For | Shareholder |
AVERY DENNISON CORPORATION
Ticker: | AVY | Security ID: | 053611109 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Peter K. Barker | For | For | Management | ||||
2 | Elect Director Ken C. Hicks | For | For | Management | ||||
3 | Elect Director Debra L. Reed | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Declassify the Board of Directors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | Two Years | Two Years | Management |
BAKER HUGHES INCORPORATED
Ticker: | BHI | Security ID: | 057224107 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry D. Brady | For | For | Management | ||||
1.2 | Elect Director Clarence P. Cazalot, Jr. | For | For | Management | ||||
1.3 | Elect Director Chad C. Deaton | For | For | Management | ||||
1.4 | Elect Director Anthony G. Fernandes | For | For | Management | ||||
1.5 | Elect Director Claire W. Gargalli | For | For | Management | ||||
1.6 | Elect Director Pierre H. Jungels | For | For | Management | ||||
1.7 | Elect Director James A. Lash | For | For | Management | ||||
1.8 | Elect Director J. Larry Nichols | For | Withhold | Management | ||||
1.9 | Elect Director H. John Riley, Jr. | For | For | Management |
1.10 | Elect Director J. W. Stewart | For | For | Management | ||||
1.11 | Elect Director Charles L. Watson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
6 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
BRINKER INTERNATIONAL, INC.
Ticker: | EAT | Security ID: | 109641100 | |||
Meeting Date: | NOV 10, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Douglas H. Brooks | For | For | Management | ||||
1.2 | Elect Director Joseph M. Depinto | For | For | Management | ||||
1.3 | Elect Director Harriet Edelman | For | For | Management | ||||
1.4 | Elect Director Marvin J. Girouard | For | For | Management | ||||
1.5 | Elect Director John W. Mims | For | For | Management | ||||
1.6 | Elect Director George R. Mrkonic | For | For | Management | ||||
1.7 | Elect Director Erle Nye | For | For | Management | ||||
1.8 | Elect Director Rosendo G. Parra | For | For | Management | ||||
1.9 | Elect Director Cece Smith | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Profit Sharing Plan | For | For | Management |
CA, INC.
Ticker: | CA | Security ID: | 12673P105 | |||
Meeting Date: | JUL 27, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Raymond J. Bromark | For | For | Management | ||||
2 | Elect Director Gary J. Fernandes | For | For | Management | ||||
3 | Elect Director Kay Koplovitz | For | For | Management |
4 | Elect Director Christopher B. Lofgren | For | For | Management | ||||
5 | Elect Director William E. McCracken | For | For | Management | ||||
6 | Elect Director Richard Sulpizio | For | For | Management | ||||
7 | Elect Director Laura S. Unger | For | For | Management | ||||
8 | Elect Director Arthur F. Weinbach | For | For | Management | ||||
9 | Elect Director Renato (Ron) Zambonini | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Amend Shareholder Rights Plan (Poison Pill) | For | Against | Management | ||||
12 | Adopt Policy on Bonus Banking | Against | Against | Shareholder |
CHEVRON CORPORATION
Ticker: | CVX | Security ID: | 166764100 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director L.F. Deily | For | For | Management | ||||
2 | Elect Director R.E. Denham | For | For | Management | ||||
3 | Elect Director R.J. Eaton | For | For | Management | ||||
4 | Elect Director C. Hagel | For | For | Management | ||||
5 | Elect Director E. Hernandez | For | For | Management | ||||
6 | Elect Director G.L. Kirkland | For | For | Management | ||||
7 | Elect Director D.B. Rice | For | For | Management | ||||
8 | Elect Director K.W. Sharer | For | For | Management | ||||
9 | Elect Director C.R. Shoemate | For | For | Management | ||||
10 | Elect Director J.G. Stumpf | For | For | Management | ||||
11 | Elect Director R.D. Sugar | For | For | Management | ||||
12 | Elect Director C. Ware | For | For | Management | ||||
13 | Elect Director J.S. Watson | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
17 | Request Director Nominee with Environmental Qualifications | Against | Against | Shareholder | ||||
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Against | Against | Shareholder |
20 | Adopt Guidelines for Country Selection | Against | For | Shareholder | ||||
21 | Report on Financial Risks of Climate Change | Against | Against | Shareholder | ||||
22 | Report on Environmental Impacts of Natural Gas Fracturing | Against | For | Shareholder | ||||
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Against | Against | Shareholder |
COMCAST CORPORATION
Ticker: | CMCSA | Security ID: | 20030N101 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director S. Decker Anstrom | For | For | Management | ||||
1.2 | Elect Director Kenneth J. Bacon | For | For | Management | ||||
1.3 | Elect Director Sheldon M. Bonovitz | For | For | Management | ||||
1.4 | Elect Director Edward D. Breen | For | For | Management | ||||
1.5 | Elect Director Joseph J. Collins | For | For | Management | ||||
1.6 | Elect Director J. Michael Cook | For | For | Management | ||||
1.7 | Elect Director Gerald L. Hassell | For | For | Management | ||||
1.8 | Elect Director Jeffrey A. Honickman | For | For | Management | ||||
1.9 | Elect Director Eduardo G. Mestre | For | For | Management | ||||
1.10 | Elect Director Brian L. Roberts | For | For | Management | ||||
1.11 | Elect Director Ralph J. Roberts | For | For | Management | ||||
1.12 | Elect Director Judith Rodin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Nonqualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Amend Restricted Stock Plan | For | For | Management | ||||
5 | Amend Stock Option Plan | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
8 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
9 | Require Independent Board Chairman | Against | Against | Shareholder |
CVS CAREMARK CORPORATION
Ticker: | CVS | Security ID: | 126650100 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Edwin M. Banks | For | For | Management | ||||
2 | Elect Director C. David Brown II | For | For | Management | ||||
3 | Elect Director David W. Dorman | For | For | Management | ||||
4 | Elect Director Anne M. Finucane | For | For | Management | ||||
5 | Elect Director Kristen Gibney Williams | For | For | Management | ||||
6 | Elect Director Marian L. Heard | For | For | Management | ||||
7 | Elect Director Larry J. Merlo | For | For | Management | ||||
8 | Elect Director Jean-Pierre Millon | For | For | Management | ||||
9 | Elect Director Terrence Murray | For | For | Management | ||||
10 | Elect Director C.A. Lance Piccolo | For | For | Management | ||||
11 | Elect Director Richard J. Swift | For | For | Management | ||||
12 | Elect Director Tony L. White | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Report on Political Contributions | Against | For | Shareholder | ||||
17 | Provide Right to Act by Written Consent Against | For | Shareholder |
DELL INC.
Ticker: | DELL | Security ID: | 24702R101 | |||
Meeting Date: | AUG 12, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James W. Breyer | For | For | Management | ||||
1.2 | Elect Director Donald J. Carty | For | For | Management | ||||
1.3 | Elect Director Michael S. Dell | For | For | Management | ||||
1.4 | Elect Director William H. Gray, III | For | For | Management | ||||
1.5 | Elect Director Judy C. Lewent | For | For | Management | ||||
1.6 | Elect Director Thomas W. Luce, III | For | For | Management | ||||
1.7 | Elect Director Klaus S. Luft | For | For | Management | ||||
1.8 | Elect Director Alex J. Mandl | For | For | Management | ||||
1.9 | Elect Director Shantanu Narayen | For | For | Management |
1.10 | Elect Director Sam Nunn | For | For | Management | ||||
1.11 | Elect Director H. Ross Perot, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
4 | Reimburse Proxy Contest Expenses | Against | Against | Shareholder | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Shareholder |
DEVON ENERGY CORPORATION
Ticker: | DVN | Security ID: | 25179M103 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert H. Henry | For | For | Management | ||||
1.2 | Elect Director John A. Hill | For | For | Management | ||||
1.3 | Elect Director Michael M. Kanovsky | For | For | Management | ||||
1.4 | Elect Director Robert A. Mosbacher, Jr | For | For | Management | ||||
1.5 | Elect Director J. Larry Nichols | For | For | Management | ||||
1.6 | Elect Director Duane C. Radtke | For | For | Management | ||||
1.7 | Elect Director Mary P. Ricciardello | For | For | Management | ||||
1.8 | Elect Director John Richels | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
5 | Amend Certificate of Incorporation | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Provide Right to Act by Written Consent | Against | For | Shareholder |
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: | DD | Security ID: | 263534109 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard H. Brown | For | For | Management |
2 | Elect Director Robert A. Brown | For | For | Management | ||||
3 | Elect Director Bertrand P. Collomb | For | For | Management | ||||
4 | Elect Director Curtis J. Crawford | For | For | Management | ||||
5 | Elect Director Alexander M. Cutler | For | For | Management | ||||
6 | Elect Director Eleuthere I. du Pont | For | For | Management | ||||
7 | Elect Director Marillyn A. Hewson | For | For | Management | ||||
8 | Elect Director Lois D. Juliber | For | For | Management | ||||
9 | Elect Director Ellen J. Kullman | For | For | Management | ||||
10 | Elect Director William K. Reilly | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
16 | Report on Genetically Engineered Seed | Against | For | Shareholder | ||||
17 | Report on Pay Disparity | Against | Against | Shareholder |
ENSCO PLC
Ticker: | ESV | Security ID: | 29358Q109 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Re-elect J. Roderick Clark as Director | For | For | Management | ||||
2 | Re-elect Daniel W. Rabun as Director | For | For | Management | ||||
3 | Re-elect Keith O. Rattie as Director | For | For | Management | ||||
4 | Appoint KPMG LLP as Independent | For | For | Management | ||||
Registered Auditors of the Company | ||||||||
5 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Management | ||||
6 | Authorize Board to Fix Remuneration of Auditors | For | For | Management | ||||
7 | Approve Special Dividends | For | For | Management | ||||
8 | Authorize Associated Deed of Release for Historic Dividends | For | For | Management | ||||
9 | Authorize Release All Claims Against Directors for Historic Dividends | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
11 | Advisory Vote on Say on Pay Frequency One Year One Year | Management |
ENSCO PLC
Ticker: | ESV | Security ID: | 29358Q109 | |||
Meeting Date: | MAY 31, 2011 | Meeting Type | : Special | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with Acquisition | For | For | Management |
FOOT LOCKER, INC.
Ticker: | FL | Security ID: | 344849104 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Nicholas DiPaolo | For | For | Management | ||||
1.2 | Elect Director Matthew M. McKenna | For | For | Management | ||||
1.3 | Elect Director Allen Questrom | For | For | Management | ||||
1.4 | Elect Director Cheryl Nido Turpin | For | For | Management | ||||
1.5 | Elect Director Guillermo Marmol | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
GENERAL ELECTRIC COMPANY
Ticker: | GE | Security ID: | 369604103 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director W. Geoffrey Beattie | For | For | Management | ||||
2 | Elect Director James I. Cash, Jr. | For | For | Management | ||||
3 | Elect Director Ann M. Fudge | For | For | Management | ||||
4 | Elect Director Susan Hockfield | For | For | Management | ||||
5 | Elect Director Jeffrey R. Immelt | For | For | Management | ||||
6 | Elect Director Andrea Jung | For | For | Management | ||||
7 | Elect Director Alan G. Lafley | For | For | Management | ||||
8 | Elect Director Robert W. Lane | For | For | Management | ||||
9 | Elect Director Ralph S. Larsen | For | For | Management | ||||
10 | Elect Director Rochelle B. Lazarus | For | For | Management | ||||
11 | Elect Director James J. Mulva | For | For | Management | ||||
12 | Elect Director Sam Nunn | For | For | Management | ||||
13 | Elect Director Roger S. Penske | For | For | Management | ||||
14 | Elect Director Robert J. Swieringa | For | For | Management | ||||
15 | Elect Director James S. Tisch | For | For | Management | ||||
16 | Elect Director Douglas A. Warner III | For | For | Management | ||||
17 | Ratify Auditors | For | For | Management | ||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
19 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
20 | Provide for Cumulative Voting | Against | Against | Shareholder | ||||
21 | Performance-Based Equity Awards | Against | Against | Shareholder | ||||
22 | Withdraw Stock Options Granted to Executive Officers | Against | Against | Shareholder | ||||
23 | Report on Climate Change Business Risk | Against | Against | Shareholder | ||||
24 | Report on Animal Testing and Plans for Reduction | Against | Against | Shareholder |
HARLEY-DAVIDSON, INC.
Ticker: | HOG | Security ID: | 412822108 | |||
Meeting Date: | APR 30, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Barry K. Allen | For | For | Management | ||||
1.2 | Elect Director R. John Anderson | For | For | Management | ||||
1.3 | Elect Director Richard I. Beattie | For | For | Management | ||||
1.4 | Elect Director George H. Conrades | For | For | Management | ||||
1.5 | Elect Director Judson C. Green | For | For | Management |
1.6 | Elect Director Sara L. Levinson | For | For | Management | ||||
1.7 | Elect Director N. Thomas Linebarger | For | For | Management | ||||
1.8 | Elect Director George L. Miles, Jr. | For | For | Management | ||||
1.9 | Elect Director Jochen Zeitz | For | For | Management | ||||
2 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
3 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
4 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives without Shareholder Approval | Against | Against | Shareholder |
HONEYWELL INTERNATIONAL INC.
Ticker: | HON | Security ID: | 438516106 | |||
Meeting Date: | APR 25, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Gordon M. Bethune | For | For | Management | ||||
2 | Elect Director Kevin Burke | For | For | Management | ||||
3 | Elect Director Jaime Chico Pardo | For | For | Management | ||||
4 | Elect Director David M. Cote | For | For | Management | ||||
5 | Elect Director D. Scott Davis | For | For | Management | ||||
6 | Elect Director Linnet F. Deily | For | For | Management | ||||
7 | Elect Director Judd Gregg | For | For | Management | ||||
8 | Elect Director Clive R. Hollick | For | For | Management | ||||
9 | Elect Director George Paz | For | For | Management | ||||
10 | Elect Director Bradley T. Sheares | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Approve Omnibus Stock Plan | For | For | Management | ||||
15 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
16 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
17 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
INTEL CORPORATION
Ticker: | INTC | Security ID: | 458140100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Charlene Barshefsky | For | For | Management | ||||
2 | Elect Director Susan L. Decker | For | For | Management | ||||
3 | Elect Director John J. Donahoe | For | For | Management | ||||
4 | Elect Director Reed E. Hundt | For | For | Management | ||||
5 | Elect Director Paul S. Otellini | For | For | Management | ||||
6 | Elect Director James D. Plummer | For | For | Management | ||||
7 | Elect Director David S. Pottruck | For | For | Management | ||||
8 | Elect Director Jane E. Shaw | For | For | Management | ||||
9 | Elect Director Frank D. Yeary | For | For | Management | ||||
10 | Elect Director David B. Yoffie | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||
13 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: | IBM | Security ID: | 459200101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director A. J. P. Belda | For | For | Management | ||||
2 | Elect Director W. R. Brody | For | For | Management | ||||
3 | Elect Director K. I. Chenault | For | For | Management | ||||
4 | Elect Director M. L. Eskew | For | For | Management | ||||
5 | Elect Director S. A. Jackson | For | For | Management |
6 | Elect Director A. N. Liveris | For | For | Management | ||||
7 | Elect Director W. J. McNerney, Jr. | For | For | Management | ||||
8 | Elect Director J. W. Owens | For | For | Management | ||||
9 | Elect Director S. J. Palmisano | For | For | Management | ||||
10 | Elect Director J. E. Spero | For | For | Management | ||||
11 | Elect Director S. Taurel | For | For | Management | ||||
12 | Elect Director L. H. Zambrano | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
16 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
17 | Report on Political Contributions | Against | For | Shareholder | ||||
18 | Report on Lobbying Expenses | Against | For | Shareholder |
JPMORGAN CHASE & CO.
Ticker: | JPM | Security ID: | 46625H100 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Crandall C. Bowles | For | For | Management | ||||
2 | Elect Director Stephen B. Burke | For | For | Management | ||||
3 | Elect Director David M. Cote | For | For | Management | ||||
4 | Elect Director James S. Crown | For | For | Management | ||||
5 | Elect Director James Dimon | For | For | Management | ||||
6 | Elect Director Ellen V. Futter | For | For | Management | ||||
7 | Elect Director William H. Gray, III | For | For | Management | ||||
8 | Elect Director Laban P. Jackson, Jr. | For | For | Management | ||||
9 | Elect Director David C. Novak | For | For | Management | ||||
10 | Elect Director Lee R. Raymond | For | For | Management | ||||
11 | Elect Director William C. Weldon | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Amend Omnibus Stock Plan | For | For | Management | ||||
16 | Affirm Political Non-Partisanship | Against | Against | Shareholder | ||||
17 | Provide Right to Act by Written Consent Against | For | Shareholder | |||||
18 | Report on Loan Modifications | Against | Against | Shareholder |
19 | Report on Political Contributions | Against | For | Shareholder | ||||
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Against | Against | Shareholder | ||||
21 | Require Independent Board Chairman | Against | Against | Shareholder |
KIMBERLY-CLARK CORPORATION
Ticker: | KMB | Security ID: | 494368103 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John R. Alm | For | For | Management | ||||
2 | Elect Director John F. Bergstrom | For | For | Management | ||||
3 | Elect Director Abelardo E. Bru | For | For | Management | ||||
4 | Elect Director Robert W. Decherd | For | For | Management | ||||
5 | Elect Director Thomas J. Falk | For | For | Management | ||||
6 | Elect Director Mae C. Jemison | For | For | Management | ||||
7 | Elect Director James M. Jenness | For | For | Management | ||||
8 | Elect Director Nancy J. Karch | For | For | Management | ||||
9 | Elect Director Ian C. Read | For | For | Management | ||||
10 | Elect Director Linda Johnson Rice | For | For | Management | ||||
11 | Elect Director Marc J. Shapiro | For | For | Management | ||||
12 | Elect Director G. Craig Sullivan | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||
15 | Approve Omnibus Stock Plan | For | For | Management | ||||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
17 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
KIMCO REALTY CORPORATION
Ticker: | KIM | Security ID: | 49446R109 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director M. Cooper | For | For | Management | ||||
1.2 | Elect Director P. Coviello | For | For | Management | ||||
1.3 | Elect Director R. Dooley | For | For | Management | ||||
1.4 | Elect Director J. Grills | For | For | Management | ||||
1.5 | Elect Director D. Henry | For | For | Management | ||||
1.6 | Elect Director F. P. Hughes | For | For | Management | ||||
1.7 | Elect Director F. Lourenso | For | For | Management | ||||
1.8 | Elect Director C. Nicholas | For | For | Management | ||||
1.9 | Elect Director R. Saltzman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
KRAFT FOODS INC.
Ticker: | KFT | Security ID: | 50075N104 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ajaypal S. Banga | For | For | Management | ||||
2 | Elect Director Myra M. Hart | For | For | Management | ||||
3 | Elect Director Peter B. Henry | For | For | Management | ||||
4 | Elect Director Lois D. Juliber | For | For | Management | ||||
5 | Elect Director Mark D. Ketchum | For | For | Management | ||||
6 | Elect Director Richard A. Lerner | For | For | Management | ||||
7 | Elect Director Mackey J. McDonald | For | For | Management | ||||
8 | Elect Director John C. Pope | For | For | Management | ||||
9 | Elect Director Fredric G. Reynolds | For | For | Management | ||||
10 | Elect Director Irene B. Rosenfeld | For | For | Management | ||||
11 | Elect Director J.F. Van Boxmeer | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management |
LENNAR CORPORATION
Ticker: | LEN | Security ID: | 526057104 | |||
Meeting Date: | APR 13, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Irving Bolotin | For | For | Management | ||||
1.2 | Elect Director Steven L. Gerard | For | For | Management | ||||
1.3 | Elect Director Theron I. Gilliam | For | For | Management | ||||
1.4 | Elect Director Sherrill W. Hudson | For | For | Management | ||||
1.5 | Elect Director R. Kirk Landon | For | For | Management | ||||
1.6 | Elect Director Sidney Lapidus | For | For | Management | ||||
1.7 | Elect Director Stuart A. Miller | For | For | Management | ||||
1.8 | Elect Director Donna E. Shalala | For | For | Management | ||||
1.9 | Elect Director Jeffrey Sonnenfeld | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Bylaw Provisions Dealing with Officers and Positions Held | For | For | Management | ||||
5 | Amend Bylaws | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Adopt Quantitative GHG Goals for Products and Operations | Against | Against | Shareholder |
MBIA INC.
Ticker: | MBI | Security ID: | 55262C100 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Joseph W. Brown | For | For | Management | ||||
2 | Elect Director David A. Coulter | For | For | Management | ||||
3 | Elect Director Claire L. Gaudiani | For | For | Management | ||||
4 | Elect Director Steven J. Gilbert | For | For | Management | ||||
5 | Elect Director Daniel P. Kearney | For | For | Management | ||||
6 | Elect Director Kewsong Lee | For | For | Management | ||||
7 | Elect Director Charles R. Rinehart | For | For | Management |
8 | Elect Director Theodore Shasta | For | For | Management | ||||
9 | Elect Director Richard C. Vaughan | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
12 | Ratify Auditors | For | For | Management |
MEADWESTVACO CORPORATION
Ticker: | MWV | Security ID: | 583334107 | |||
Meeting Date: | APR 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Michael E. Campbell | For | For | Management | ||||
2 | Elect Director Thomas W. Cole, Jr. | For | For | Management | ||||
3 | Elect Director James G. Kaiser | For | For | Management | ||||
4 | Elect Director Richard B. Kelson | For | For | Management | ||||
5 | Elect Director James M. Kilts | For | For | Management | ||||
6 | Elect Director Susan J. Kropf | For | For | Management | ||||
7 | Elect Director Douglas S. Luke | For | For | Management | ||||
8 | Elect Director John A. Luke, Jr. | For | For | Management | ||||
9 | Elect Director Robert C. McCormack | For | For | Management | ||||
10 | Elect Director Timothy H. Powers | For | For | Management | ||||
11 | Elect Director Jane L. Warner | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MORGAN STANLEY
Ticker: | MS | Security ID: | 617446448 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Roy J. Bostock | For | For | Management |
2 | Elect Director Erskine B. Bowles | For | For | Management | ||||
3 | Elect Director Howard J. Davies | For | For | Management | ||||
4 | Elect Director James P. Gorman | For | For | Management | ||||
5 | Elect Director James H. Hance Jr. | For | For | Management | ||||
6 | Elect Director C. Robert Kidder | For | For | Management | ||||
7 | Elect Director John J. Mack | For | For | Management | ||||
8 | Elect Director Donald T. Nicolaisen | For | For | Management | ||||
9 | Elect Director Hutham S. Olayan | For | For | Management | ||||
10 | Elect Director James. W. Owens | For | For | Management | ||||
11 | Elect Director O. Griffith Sexton | For | For | Management | ||||
12 | Elect Director Masaaki Tanaka | For | For | Management | ||||
13 | Elect Director Laura D. Tyson | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Amend Omnibus Stock Plan | For | For | Management | ||||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
17 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MOTOROLA MOBILITY HOLDINGS, INC.
Ticker: | MMI | Security ID: | 620097105 | |||
Meeting Date: | MAY 09, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Sanjay K. Jha | For | For | Management | ||||
2 | Elect Director Jon E. Barfield | For | For | Management | ||||
3 | Elect Director William R. Hambrecht | For | For | Management | ||||
4 | Elect Director Jeanne P. Jackson | For | For | Management | ||||
5 | Elect Director Keith A. Meister | For | For | Management | ||||
6 | Elect Director Thomas J. Meredith | For | For | Management | ||||
7 | Elect Director Daniel A. Ninivaggi | For | For | Management | ||||
8 | Elect Director James R. Stengel | For | For | Management | ||||
9 | Elect Director Anthony J. Vinciquerra | For | For | Management | ||||
10 | Elect Director Andrew J. Viterbi | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management |
MOTOROLA SOLUTIONS, INC.
Ticker: | MSI | Security ID: | 620076307 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Gregory Q. Brown | For | For | Management | ||||
2 | Elect Director William J. Bratton | For | For | Management | ||||
3 | Elect Director David W. Dorman | For | For | Management | ||||
4 | Elect Director Michael V. Hayden | For | For | Management | ||||
5 | Elect Director Vincent J. Intrieri | For | For | Management | ||||
6 | Elect Director Judy C. Lewent | For | For | Management | ||||
7 | Elect Director Samuel C. Scott III | For | For | Management | ||||
8 | Elect Director John A. White | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
11 | Amend Omnibus Stock Plan | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Amend Human Rights Policies | Against | Against | Shareholder |
MOTOROLA, INC.
| ||||||
Ticker: | MSI | Security ID: | 620076109 | |||
Meeting Date: | NOV 29, 2010 | Meeting Type: | Special | |||
Record Date: | OCT 08, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Reverse Stock Split | For | For | Management | ||||
2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | For | For | Management |
NABORS INDUSTRIES LTD.
Ticker: | NBR | Security ID: | G6359F103 |
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Anthony G. Petrello as Director | For | For | Management | ||||
1.2 | Elect Myron M. Sheinfeld as Director | For | For | Management | ||||
2 | Approve Pricewaterhouse Coopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder | ||||
6 | Declassify the Board of Directors | Against | For | Shareholder |
NEW YORK COMMUNITY BANCORP, INC.
Ticker: | NYB | Security ID: | 649445103 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dominick Ciampa | For | For | Management | ||||
1.2 | Elect Director W.c. Frederick | For | For | Management | ||||
1.3 | Elect Director Max L. Kupferberg | For | For | Management | ||||
1.4 | Elect Director Spiros J. Voutsinas | For | For | Management | ||||
1.5 | Elect Director Robert Wann | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three | Three Years | Management | ||||
Years |
OLD REPUBLIC INTERNATIONAL CORPORATION
Ticker: | ORI | Security ID: | 680223104 | |||
Meeting Date: | MAY 27, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James C. Hellauer | For | For | Management | ||||
1.2 | Elect Director Arnold L. Steiner | For | For | Management | ||||
1.3 | Elect Director Fredricka Taubitz | For | For | Management | ||||
1.4 | Elect Director Aldo C. Zucaro | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three | Three Years | Management | ||||
Years |
PACKAGING CORPORATION OF AMERICA
Ticker: | PKG | Security ID: | 695156109 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Cheryl K. Beebe | For | For | Management | ||||
1.2 | Elect Director Henry F. Frigon | For | For | Management | ||||
1.3 | Elect Director Hasan Jameel | For | For | Management | ||||
1.4 | Elect Director Mark W. Kowlzan | For | For | Management | ||||
1.5 | Elect Director Samuel M. Mencoff | For | For | Management | ||||
1.6 | Elect Director Roger B. Porter | For | For | Management | ||||
1.7 | Elect Director Thomas S. Souleles | For | For | Management | ||||
1.8 | Elect Director Paul T. Stecko | For | For | Management | ||||
1.9 | Elect Director James D. Woodrum | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
PFIZER INC.
Ticker: | PFE | Security ID: | 717081103 |
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Dennis A. Ausiello | For | For | Management | ||||
2 | Elect Director Michael S. Brown | For | For | Management | ||||
3 | Elect Director M. Anthony Burns | For | For | Management | ||||
4 | Elect Director W. Don Cornwell | For | For | Management | ||||
5 | Elect Director Frances D. Fergusson | For | For | Management | ||||
6 | Elect Director William H. Gray III | For | For | Management | ||||
7 | Elect Director Constance J. Horner | For | For | Management | ||||
8 | Elect Director James M. Kilts | For | For | Management | ||||
9 | Elect Director George A. Lorch | For | For | Management | ||||
10 | Elect Director John P. Mascotte | For | For | Management | ||||
11 | Elect Director Suzanne Nora Johnson | For | For | Management | ||||
12 | Elect Director Ian C. Read | For | For | Management | ||||
13 | Elect Director Stephen W. Sanger | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | Two Years | Two Years | Management | ||||
17 | Publish Political Contributions | Against | For | Shareholder | ||||
18 | Report on Public Policy Advocacy Process | Against | Against | Shareholder | ||||
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Against | Against | Shareholder | ||||
20 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
21 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | Against | Shareholder | ||||
22 | Report on Animal Testing and Plans for | Against | Against | Shareholder | ||||
Reduction |
QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: | Q | Security ID: | 749121109 | |||
Meeting Date: | AUG 24, 2010 | Meeting Type: | Special | |||
Record Date: | JUL 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
REGAL ENTERTAINMENT GROUP
Ticker: | RGC | Security ID: | 758766109 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stephen A. Kaplan | For | For | Management | ||||
1.2 | Elect Director Jack Tyrrell | For | For | Management | ||||
1.3 | Elect Director Nestor R. Weigand, Jr. | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
SARA LEE CORPORATION
Ticker: | SLE | Security ID: | 803111103 | |||
Meeting Date: | OCT 28, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Christopher B. Begley | For | For | Management | ||||
2 | Elect Director Crandall C. Bowles | For | For | Management | ||||
3 | Elect Director Virgis W. Colbert | For | For | Management | ||||
4 | Elect Director James S. Crown | For | For | Management | ||||
5 | Elect Director Laurette T. Koellner | For | For | Management | ||||
6 | Elect Director Cornelis J.A. Van Lede | For | For | Management | ||||
7 | Elect Director Dr. John Mcadam | For | For | Management | ||||
8 | Elect Director Sir Ian Prosser | For | For | Management | ||||
9 | Elect Director Norman R. Sorensen | For | For | Management | ||||
10 | Elect Director Jeffrey W. Ubben | For | For | Management | ||||
11 | Elect Director Jonathan P. Ward | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
SPRINT NEXTEL CORPORATION
Ticker: | S | Security ID: | 852061100 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Election Director Robert R. Bennett | For | For | Management | ||||
2 | Election Director Gordon M. Bethune | For | For | Management | ||||
3 | Election Director Larry C. Glasscock | For | For | Management | ||||
4 | Election Director James H. Hance, Jr. | For | For | Management | ||||
5 | Election Director Daniel R. Hesse | For | For | Management | ||||
6 | Election Director V. Janet Hill | For | For | Management | ||||
7 | Election Director Frank Ianna | For | For | Management | ||||
8 | Election Director Sven-Christer Nilsson | For | For | Management | ||||
9 | Election Director William R. Nuti | For | For | Management | ||||
10 | Election Director Rodney O’ Neal | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Report on Political Contributions | Against | For | Shareholder | ||||
15 | Stock Retention/Holding Period | Against | Against | Shareholder | ||||
16 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
STATE STREET CORPORATION
Ticker: | STT | Security ID: | 857477103 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director K. Burnes | For | For | Management | ||||
2 | Elect Director P. Coym | For | For | Management | ||||
3 | Elect Director P. De Saint-Aignan | For | For | Management | ||||
4 | Elect Director A. Fawcett | For | For | Management | ||||
5 | Elect Director D. Gruber | For | For | Management | ||||
6 | Elect Director L. Hill | For | For | Management | ||||
7 | Elect Director J. Hooley | For | For | Management | ||||
8 | Elect Director R. Kaplan | For | For | Management | ||||
9 | Elect Director C. LaMantia | For | For | Management | ||||
10 | Elect Director R. Sergel | For | For | Management | ||||
11 | Elect Director R. Skates | For | For | Management |
12 | Elect Director G. Summe | For | For | Management | ||||
13 | Elect Director R. Weissman | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
17 | Ratify Auditors | For | For | Management | ||||
18 | Report on Political Contributions | Against | For | Shareholder |
SYMANTEC CORPORATION
Ticker: | SYMC | Security ID: | 871503108 | |||
Meeting Date: | SEP 20, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 26, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Stephen M. Bennett | For | For | Management | ||||
2 | Elect Director Michael A. Brown | For | For | Management | ||||
3 | Elect Director William T. Coleman, III | For | For | Management | ||||
4 | Elect Director Frank E. Dangeard | For | For | Management | ||||
5 | Elect Director Geraldine B. Laybourne | For | For | Management | ||||
6 | Elect Director David L. Mahoney | For | For | Management | ||||
7 | Elect Director Robert S. Miller | For | For | Management | ||||
8 | Elect Director Enrique Salem | For | For | Management | ||||
9 | Elect Director Daniel H. Schulman | For | For | Management | ||||
10 | Elect Director John W. Thompson | For | For | Management | ||||
11 | Elect Director V. Paul Unruh | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||
14 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
TEXTRON INC.
Ticker: | TXT | Security ID: | 883203101 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director James T. Conway | For | For | Management | ||||
2 | Elect Director Paul E. Gagne | For | For | Management | ||||
3 | Elect Director Dain M. Hancock | For | For | Management | ||||
4 | Elect Director Lloyd G. Trotter | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Provide Right to Call Special Meeting | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
THE ALLSTATE CORPORATION
Ticker: | ALL | Security ID: | 020002101 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director F. Duane Ackerman | For | For | Management | ||||
2 | Elect Director Robert D. Beyer | For | For | Management | ||||
3 | Elect Director W. James Farrell | For | For | Management | ||||
4 | Elect Director Jack M. Greenberg | For | For | Management | ||||
5 | Elect Director Ronald T. Lemay | For | For | Management | ||||
6 | Elect Director Andrea Redmond | For | For | Management | ||||
7 | Elect Director H. John Riley, Jr. | For | For | Management | ||||
8 | Elect Director Joshua I. Smith | For | For | Management | ||||
9 | Elect Director Judith A. Sprieser | For | For | Management | ||||
10 | Elect Director Mary Alice Taylor | For | For | Management | ||||
11 | Elect Director Thomas J. Wilson | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Provide Right to Call Special Meeting | For | For | Management | ||||
14 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | For | Against | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
17 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
18 | Report on Political Contributions | Against | For | Shareholder |
THE GAP, INC.
Ticker: | GPS | Security ID: | 364760108 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Adrian D.P. Bellamy | For | For | Management | ||||
1.2 | Elect Director Domenico De Sole | For | For | Management | ||||
1.3 | Elect Director Robert J. Fisher | For | For | Management | ||||
1.4 | Elect Director William S. Fisher | For | For | Management | ||||
1.5 | Elect Director Bob L. Martin | For | For | Management | ||||
1.6 | Elect Director Jorge P. Montoya | For | For | Management | ||||
1.7 | Elect Director Glenn K. Murphy | For | For | Management | ||||
1.8 | Elect Director Mayo A. Shattuck III | For | For | Management | ||||
1.9 | Elect Director Katherine Tsang | For | For | Management | ||||
1.10 | Elect Director Kneeland C. Youngblood | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
THE HOME DEPOT, INC.
Ticker: | HD | Security ID: | 437076102 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director F. Duane Ackerman | For | For | Management | ||||
2 | Elect Director Francis S. Blake | For | For | Management | ||||
3 | Elect Director Ari Bousbib | For | For | Management | ||||
4 | Elect Director Gregory D. Brenneman | For | For | Management | ||||
5 | Elect Director J. Frank Brown | For | For | Management | ||||
6 | Elect Director Albert P. Carey | For | For | Management | ||||
7 | Elect Director Armando Codina | For | For | Management | ||||
8 | Elect Director Bonnie G. Hill | For | For | Management | ||||
9 | Elect Director Karen L. Katen | For | For | Management | ||||
10 | Elect Director Ronald L. Sargent | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management |
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Provide Right to Act by Written Consent | For | For | Management | ||||
15 | Restore or Provide for Cumulative Voting | Against | For | Shareholder | ||||
16 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
17 | Prepare Employment Diversity Report | Against | Against | Shareholder | ||||
18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Against | For | Shareholder |
THE TRAVELERS COMPANIES, INC.
Ticker: | TRV | Security ID: | 89417E109 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alan L. Beller | For | For | Management | ||||
2 | Elect Director John H. Dasburg | For | For | Management | ||||
3 | Elect Director Janet M. Dolan | For | For | Management | ||||
4 | Elect Director Kenneth M. Duberstein | For | For | Management | ||||
5 | Elect Director Jay S. Fishman | For | For | Management | ||||
6 | Elect Director Lawrence G. Graev | For | For | Management | ||||
7 | Elect Director Patricia L. Higgins | For | For | Management | ||||
8 | Elect Director Thomas R. Hodgson | For | For | Management | ||||
9 | Elect Director Cleve L. Killingsworth, Jr. | For | For | Management | ||||
10 | Elect Director Donald J. Shepard | For | For | Management | ||||
11 | Elect Director Laurie J. Thomsen | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
THERMO FISHER SCIENTIFIC INC.
Ticker: | TMO | Security ID: | 883556102 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Thomas J. Lynch | For | For | Management | ||||
2 | Elect Director William G. Parrett | For | For | Management | ||||
3 | Elect Director Michael E. Porter | For | For | Management | ||||
4 | Elect Director Scott M. Sperling | For | �� | For | Management | |||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Two Years | Two Years | Management | ||||
7 | Ratify Auditors | For | For | Management | ||||
8 | Declassify the Board of Directors | Against | For | Shareholder |
TYCO ELECTRONICS LTD.
Ticker: | TEL | Security ID: | H8912P106 | |||
Meeting Date: | MAR 09, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Reelect Pierre Brondeau as Director | For | For | Management | ||||
2 | Reelect Juergen Gromer as Director | For | For | Management | ||||
3 | Reelect Robert Hernandez as Director | For | For | Management | ||||
4 | Reelect Thomas Lynch as Director | For | For | Management | ||||
5 | Reelect Daniel Phelan as Director | For | For | Management | ||||
6 | Reelect Frederic Poses as Director | For | For | Management | ||||
7 | Reelect Lawrence Smith as Director | For | For | Management | ||||
8 | Reelect Paula Sneed as Director | For | For | Management | ||||
9 | Reelect David Steiner as Director | For | For | Management | ||||
10 | Reelect John Van Scoter as Director | For | For | Management | ||||
11 | Accept Annual Report for Fiscal 2009/2010 | For | For | Management | ||||
12 | Accept Statutory Financial Statements for Fiscal 2010/2011 | For | For | Management | ||||
13 | Accept Consolidated Financial Statements for Fiscal 2010/2011 | For | For | Management | ||||
14 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
15 | Ratify Deloitte & Touche LLP as | For | For | Management |
Independent Registered Public Accounting Firm for Fiscal 2010/2011 | ||||||||
16 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2010/2011 | For | For | Management | ||||
17 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2010/2011 | For | For | Management | ||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
19 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
20 | Approve Ordinary Cash Dividend | For | For | Management | ||||
21 | Change Company Name to TE Connectivity Ltd | For | For | Management | ||||
22 | Amend Articles to Renew Authorized Share Capital | For | For | Management | ||||
23 | Approve Reduction in Share Capital | For | For | Management | ||||
24 | Authorize Repurchase of up to USD 800 million of Share Capital | For | For | Management | ||||
25 | Adjourn Meeting | For | For | Management |
TYCO INTERNATIONAL, LTD.
Ticker: | TYC | Security ID: | H89128104 | |||
Meeting Date: | MAR 09, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal 2009/2010 | For | For | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
3.1 | Elect Edward D. Breen as Director | For | For | Management | ||||
3.2 | Elect Michael Daniels as Director | For | For | Management | ||||
3.3 | Reelect Timothy Donahue as Director | For | For | Management | ||||
3.4 | Reelect Brian Duperreault as Director | For | For | Management | ||||
3.5 | Reelect Bruce Gordon as Director | For | For | Management | ||||
3.6 | Reelect Rajiv L. Gupta as Director | For | For | Management | ||||
3.7 | Reelect John Krol as Director | For | For | Management | ||||
3.8 | Reelect Brendan O’Neill as Director | For | For | Management | ||||
3.9 | Reelect Dinesh Paliwal as Director | For | For | Management | ||||
3.10 | Reelect William Stavropoulos as Director | For | For | Management | ||||
3.11 | Reelect Sandra Wijnberg as Director | For | For | Management |
3.12 | Reelect R. David Yost as Director | For | For | Management | ||||
4a | Ratify Deloitte AG as Auditors | For | For | Management | ||||
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | For | For | Management | ||||
4c | Ratify PricewaterhouseCoopers AG as Special Auditors | For | For | Management | ||||
5a | Approve Carrying Forward of Net Loss | For | For | Management | ||||
5b | Approve Ordinary Cash Dividend | For | For | Management | ||||
6 | Amend Articles to Renew Authorized Share Capital | For | For | Management | ||||
7 | Approve CHF 188,190,276.70 Reduction in Share Capital | For | For | Management | ||||
8a | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8b | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
UNITED STATES STEEL CORPORATION
Ticker: | X | Security ID: | 912909108 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard A. Gephardt | For | For | Management | ||||
1.2 | Elect Director Glenda G. McNeal | For | For | Management | ||||
1.3 | Elect Director Graham B. Spanier | For | For | Management | ||||
1.4 | Elect Director Patricia A. Tracey | For | For | Management | ||||
1.5 | Elect Director John J. Engel | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
VALERO ENERGY CORPORATION
Ticker: | VLO | Security ID: | 91913Y100 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual |
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ronald K. Calgaard | For | For | Management | ||||
2 | Elect Director Stephen M. Waters | For | For | Management | ||||
3 | Elect Director Randall J. Weisenburger | For | For | Management | ||||
4 | Elect Director Rayford Wilkins, Jr. | For | For | Management | ||||
5 | Declassify the Board of Directors | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Approve Omnibus Stock Plan | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
10 | Report on Political Contributions | Against | For | Shareholder | ||||
11 | Review Political Expenditures and Processes | Against | For | Shareholder | ||||
12 | Report on Accident Risk Reduction Efforts | Against | For | Shareholder |
WASTE MANAGEMENT, INC.
Ticker: | WM | Security ID: | 94106L109 | |||
Meeting Date: | MAY 13, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Pastora San Juan Cafferty | For | For | Management | ||||
2 | Elect Director Frank M. Clark, Jr. | For | For | Management | ||||
3 | Elect Director Patrick W. Gross | For | Against | Management | ||||
4 | Elect Director John C. Pope | For | For | Management | ||||
5 | Elect Director W. Robert Reum | For | For | Management | ||||
6 | Elect Director Steven G. Rothmeier | For | For | Management | ||||
7 | Elect Director David P. Steiner | For | For | Management | ||||
8 | Elect Director Thomas H. Weidemeyer | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
12 | Provide Right to Call Special Meeting | For | Against | Management |
WATSON PHARMACEUTICALS, INC.
Ticker: | WPI | Security ID: | 942683103 | |||
Meeting Date: | MAY 13, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Michael J. Fedida | For | For | Management | ||||
2 | Elect Director Albert F. Hummel | For | For | Management | ||||
3 | Elect Director Catherine M. Klema | For | For | Management | ||||
4 | Elect Director Anthony Selwyn Tabatznik | For | For | Management | ||||
5 | Declassify the Board of Directors | For | For | Management | ||||
6 | Amend Omnibus Stock Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Ratify Auditors | For | For | Management |
WINDSTREAM CORP.
Ticker: | WIN | Security ID: | 97381W104 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carol B. Armitage | For | For | Management | ||||
2 | Elect Director Samuel E. Beall, III | For | For | Management | ||||
3 | Elect Director Dennis E. Foster | For | For | Management | ||||
4 | Elect Director Francis X. Frantz | For | For | Management | ||||
5 | Elect Director Jeffery R. Gardner | For | For | Management | ||||
6 | Elect Director Jeffrey T. Hinson | For | For | Management | ||||
7 | Elect Director Judy K. Jones | For | For | Management | ||||
8 | Elect Director William A. Montgomery | For | For | Management | ||||
9 | Elect Director Alan L. Wells | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
14 | Report on Political Contributions | Against | For | Shareholder |
TCW EMERGING MARKETS EQUITIES FUND
361 DEGREES INTERNATIONAL LTD.
Ticker: | 01361 | Security ID: | G88493104 | |||
Meeting Date: | OCT 14, 2010 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports (Voting) | For | For | Management | ||||
2 | Declare Final Dividend of | For | For | Management | ||||
3Ai | Reelect Ding Huirong as Director | For | For | Management | ||||
3Aii | Reelect Wang Jiabi as Director | For | For | Management | ||||
3Aiii | Reelect Liu Jianxing as Director | For | For | Management | ||||
3B | Approve Remuneration of Directors | For | For | Management | ||||
4 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
5 | Authorize Share Repurchase Program | For | For | Management | ||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
7 | Authorize Reissuance of Repurchased Shares | For | Against | Management |
ALIANSCE SHOPPING CENTERS S.A
Ticker: | ALSC3 | Security ID: | P0161M109 | |||
Meeting Date: | MAR 03, 2011 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Two New Directors | For | For | Management |
ALIANSCE SHOPPING CENTERS SA
Ticker: | ALSC3 | Security ID: | P0161M109 | |||
Meeting Date: | NOV 19, 2010 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Acquisition Agreement between the Company and CDG Centro Comercial Ltda. | For | For | Management |
AMERICA MOVIL S.A.B. DE C.V.
Ticker: | AMXL | Security ID: | 02364W105 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Special | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Directors for Class L Shares | For | For | Management | ||||
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | Management |
ANGLO PLATINUM LTD
Ticker: | AMS | Security ID: | S9122P108 | |||
Meeting Date: | MAR 28, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010 | For | For | Management | ||||
2.1 | Re-elect Cynthia Carroll as Director | For | For | Management | ||||
2.2 | Re-elect Valli Moosa as Director | For | For | Management | ||||
2.3 | Re-elect Sonja Sebotsa as Director | For | For | Management | ||||
2.4 | Elect Brian Beamish as Director | For | For | Management | ||||
2.5 | Elect Godfrey Gomwe as Director | For | For | Management | ||||
3 | Appoint Members of the Audit Committee | For | For | Management | ||||
4 | Reappoint Deloitte & Touche as Auditors | For | For | Management |
of the Company and James Welch as the Individual Registered Auditor | ||||||||
5 | Approve Non-executive Directors Fees with Effect from 1 April 2011 | For | For | Management | ||||
6 | Approve Remuneration Policy | For | Against | Management | ||||
7.1 | Amend Share Option Scheme | For | Against | Management | ||||
7.2 | Amend Long Term Incentive Plan 2003 | For | Against | Management | ||||
7.3 | Amend Share Option Scheme 2003 | For | Against | Management | ||||
7.4 | Amend Bonus Share Plan | For | Against | Management | ||||
8 | Place Authorised but Unissued Shares under Control of Directors | For | Against | Management | ||||
1 | Approve Change in Company Name to Anglo American Platinum Limited | For | For | Management | ||||
2 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | For | For | Management |
ANHUI CONCH CEMENT COMPANY LTD
Ticker: | 600585 | Security ID: | Y01373102 | |||
Meeting Date: | MAY 31, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 29, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Report of the Board of Directors | For | For | Management | ||||
2 | Accept Report of the Supervisory Committee | For | For | Management | ||||
3 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
4 | Elect Zhang Mingjing as Executive Director | For | For | Management | ||||
5 | Reappoint KPMG Huazhen Certified Public Accountants and KPMG Certified Public Accountants as the PRC Auditors and International Auditors, Respectively, and Authorize the Board to Fix Their Remuneration | For | For | Management | ||||
6 | Approve Profit Distribution Proposal for the Year 2010 | For | For | Management | ||||
7 | Approve Extension of Validity Period of Corporate Bonds | For | For | Management | ||||
8 | Approve Issuance of Equity or Equity-Linked Securities without | For | Against | Management |
Preemptive Rights |
AVENG LTD
Ticker: | AEG | Security ID: | S0805F129 | |||
Meeting Date: | OCT 22, 2010 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | For | For | Management | ||||
2 | Reappoint Ernst & Young Inc as Auditors of the Company and WK Kinnear as the Individual Registered Auditor | For | For | Management | ||||
3 | Re-elect RogerJardine as Director | For | For | Management | ||||
4 | Re-elect Juba Mashaba as Director | For | For | Management | ||||
5 | Re-elect Myles Ruck as Director | For | For | Management | ||||
6 | Re-elect Peter Ward as Director | For | For | Management | ||||
7 | Elect May Hermanus as Director | For | For | Management | ||||
8 | Elect Keith Rumble as Director | For | For | Management | ||||
9 | Elect Kobus Verster as Director | For | For | Management | ||||
10 | Approve Non-executive Director Fees with Effect From 1 October 2010 | For | For | Management | ||||
11 | Adopt the Remuneration Policy by Way of a Non-binding Advisory Vote | For | For | Management | ||||
12 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | For | For | Management |
AVENG LTD
Ticker: | AEG | Security ID: | S0805F129 | |||
Meeting Date: | JUN 30, 2011 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Provision of Financial Assistance | For | For | Management | ||||
2 | Authorise Board to Ratify and Execute | For | For | Management |
Approved Resolutions |
BANCO DO BRASIL S.A. | ||||||
Ticker: | BBAS3 | Security ID: | P11427112 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | For | Management | ||||
2 | Approve Allocation of Income and Dividends | For | For | Management | ||||
3 | Elect Fiscal Council | For | For | Management | ||||
4 | Approve Remuneration for Fiscal Council | For | For | Management | ||||
5 | Elect Directors | For | For | Management | ||||
6 | Approve Remuneration of Executive | For | For | Management | ||||
Officers, Non-Executive Directors, and | ||||||||
Fiscal Council Members |
BANCO DO BRASIL S.A.
Ticker: | BBAS3 | Security ID: | P11427112 | |||
Meeting Date: | MAY 31, 2011 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Acquisition of EuroBank | For | For | Management | ||||
2 | Ratify Contract to Acquire 100 Percent | For | For | Management | ||||
of Shares of EuroBank and Appoint | ||||||||
Independent Firm to Appraise Proposed | ||||||||
Acquisition |
BANGKOK BANK PUBLIC CO. LTD
Ticker: | BBL | Security ID: | Y0606R119 | |||
Meeting Date: | APR 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Minutes of Previous AGM | For | For | Management | ||||
2 | Acknowledge 2010 Operating Results | None | None | Management | ||||
3 | Acknowledge 2010 Audit Committee’s Report | None | None | Management | ||||
4 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
5 | Approve Allocation of Income and Payment of Dividend of THB 5.00 Per Share | For | For | Management | ||||
6.1 | Elect Prachet Siridej as Director | For | For | Management | ||||
6.2 | Elect Kovit Poshyananda as Director | For | For | Management | ||||
6.3 | Elect Singh Tangtatswas as Director | For | For | Management | ||||
6.4 | Elect Charn Sophonpanich as Director | For | For | Management | ||||
6.5 | Elect Kanung Luchai as Director | For | For | Management | ||||
6.6 | Elect Thaweelap Rittapirom as Director | For | For | Management | ||||
7 | Acknowledge Remuneration of Directors | None | None | Management | ||||
8 | Approve Deloitte Touche Tohmatsu Jaiyos Audit Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
9 | Other Business | For | For | Management |
BANPU PCL
Ticker: | BANPU | Security ID: | Y0697Z111 | |||
Meeting Date: | APR 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Minutes of Previous EGM | For | For | Management | ||||
2 | Acknowledge 2010 Operating Results and Accept 2010 Directors’ Report | For | For | Management | ||||
3 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
4 | Approve Allocation of Income and Payment of Dividend of THB 21 Per Share | For | For | Management | ||||
5.1a | Elect Krirk-Krai Jirapaet as Director | For | For | Management |
5.1b | Elect Montri Mongkolswat as Director | For | For | Management | ||||
5.1c | Elect Rutt Phanijphand as Director | For | For | Management | ||||
5.1d | Elect Chanin Vongkusolkit as Director | For | For | Management | ||||
5.1e | Elect Metee Auapinyakul as Director | For | For | Management | ||||
5.2 | Approve Remuneration of Directors | For | For | Management | ||||
6 | Appoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
BANPU PUBLIC COMPANY LTD.
Ticker: | BANPU | Security ID: | Y0697Z111 | |||
Meeting Date: | AUG 10, 2010 | Meeting Type: | Special | |||
Record Date: | JUL 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Minutes of Previous EGM | For | For | Management | ||||
2 | Approve Offer by Banpu Minerals (Singapore) Pte. Ltd. (BMS) to Purchase the Remaining 80.1 Percent of Shares in Centennial Coal Co. Ltd. (Centennial) and Ratify Acquisition by BMS of 19.9 Percent of Shares in Centennial Made in May and June 2010 | For | For | Management | ||||
3 | Authorize Issuance of Debentures Not Exceeding THB 20 Billion | For | For | Management | ||||
4 | Other Business (Voting) | For | For | Management |
BHARAT HEAVY ELECTRICALS LTD.
Ticker: | 500103 | Security ID: | Y0882L117 | |||
Meeting Date: | SEP 17, 2010 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend of INR 12.30 Per Share | For | For | Management | ||||
3 | Reappoint S. Ravi as Director | For | For | Management |
4 | Reappoint A.K. Basu as Director | For | For | Management | ||||
5 | Reappoint M.A. Pathan as Director | For | For | Management | ||||
6 | Authorize Board to Fix Remuneration of Auditors | For | For | Management | ||||
7 | Appoint A. Saraya as Director | For | For | Management | ||||
8 | Appoint V.K. Jairath as Director | For | For | Management | ||||
9 | Appoint O.P. Bhutani as Director | For | For | Management |
BRASIL BROKERS PARTICIPACOES S.A.
Ticker: | BBRK3 | Security ID: | P1630V100 | |||
Meeting Date: | APR 25, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | For | Management | ||||
2 | Approve Allocation of Income and Dividends | For | For | Management | ||||
3 | Designate Newspapers to Publish Company Announcements | For | For | Management | ||||
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | Against | Management |
BRASIL BROKERS PARTICIPACOES S.A.
Ticker: | BBRK3 | Security ID: | P1630V100 | |||
Meeting Date: | MAY 23, 2011 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Ratify Increases in Share Capital | For | For | Management | ||||
2 | Ratify Acquisition of Galvao Vendas de Imoveis Ltda. | For | For | Management | ||||
3 | Elect Director | For | For | Management | ||||
4 | Consolidate Bylaws | For | For | Management |
CHINA CITIC BANK CORPORATION LTD.
Ticker: | 601998 | Security ID: | Y1434M116 | |||
Meeting Date: | SEP 30, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 30, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Approve Class and Par Value of Shares to be Issued Under the Proposed Rights Issue | For | For | Management | ||||
1b | Approve Proportion and Number of the Rights Shares to be Issued | For | For | Management | ||||
1c | Approve Subscription Price for the Rights Shares | For | For | Management | ||||
1d | Approve Target Subscribers for the Rights Issue | For | For | Management | ||||
1e | Approve Use of Proceeds Under the Proposed Rights Issue | For | For | Management | ||||
1f | Approve Authorization for the Rights Issue | For | For | Management | ||||
1g | Approve Validity of Rights Issue | For | For | Management | ||||
2 | Approve Proposal in Relation to Undistributed Profits Prior to the Completion of the A Share Rights Issue and/or the H Share Rights Issue | For | For | Management | ||||
3 | Approve Proposal in Relation to the Feasibility Study Report on the Use of Proceeds of the A Share Rights and H Share Rights Issue | For | For | Management | ||||
4 | Approve Proposal in Relation to the Report on the Use of Proceeds from the Previous Fund Raising | For | For | Management | ||||
5 | Approve Mid-Term Plan of Capital Management Plan | For | For | Management | ||||
6 | Approve Connected Transaction with a Related Party and Proposed Annual Caps | For | For | Management |
CHINA CITIC BANK CORPORATION LTD.
Ticker: | 601998 | Security ID: | Y1434M116 | |||
Meeting Date: | SEP 30, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 30, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Approve Class and Par Value of Shares to be Issued Under the Proposed Rights Issue | For | For | Management | ||||
1b | Approve Proportion and Number of the Rights Shares to be Issued | For | For | Management | ||||
1c | Approve Subscription Price for the Rights Shares | For | For | Management | ||||
1d | Approve Target Subscribers for the Rights Issue | For | For | Management | ||||
1e | Approve Use of Proceeds from Fund Raising Activities | For | For | Management | ||||
1f | Approve Authorization for the Rights Issue | For | For | Management | ||||
1g | Approve Validity of Rights Issue | For | For | Management |
CHINA CITIC BANK CORPORATION LTD.
Ticker: | 601998 | Security ID: | Y1434M116 | |||
Meeting Date: | APR 07, 2011 | Meeting Type: | Special | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Report on the Use of Proceeds from the Previous Fund Raising | For | For | Management |
CHINA COAL ENERGY COMPANY LIMITED
Ticker: | 01898 | Security ID: | Y1434L100 | |||
Meeting Date: | SEP 03, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Change in Investment Projects Using Part of the Proceeds from the A | For | For | Management |
Share issuance |
CHINA CONSTRUCTION BANK CORPORATION
Ticker: | 00939 | Security ID: | Y1397N101 | |||
Meeting Date: | SEP 15, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Zhang Furong as Shareholder Representative Supervisor | For | For | Shareholder |
CHINA CONSTRUCTION BANK CORPORATION
Ticker: | 00939 | Security ID: | Y1397N101 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Report of Board of Directors | For | For | Management | ||||
2 | Approve Report of Board of Supervisors | For | For | Management | ||||
3 | Approve Final Financial Accounts | For | For | Management | ||||
4 | Approve Fixed Assets Investment Budget for the Year 2011 | For | For | Management | ||||
5 | Approve Profit Distribution Plan for 2010 | For | For | Management | ||||
6 | Appoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
7 | Elect Dong Shi as Non-Executive Director | For | For | Management | ||||
8 | Approve Purchase of Head Office Business Processing Centre | For | For | Management | ||||
9 | Approve 2010 Final Emolument Distribution Plan for Directors and Supervisors | None | Against | Shareholder |
CHINA LIFE INSURANCE CO. LIMITED
Ticker: | 02628 | Security ID: | Y1477R204 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 29, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Report of the Board of Directors | For | For | Management | ||||
2 | Approve Report of Supervisory Committee | For | For | Management | ||||
3 | Accept Financial Statements and Auditors’ Report | For | For | Management | ||||
4 | Approve Profit Distribution and Cash Dividend Distribution Plan | For | For | Management | ||||
5 | Approve Remuneration of Directors and Supervisors | For | For | Management | ||||
6 | Approve PricewaterhouseCoopers Zhong Tian Certified Public Accountants Ltd. Co. as PRC Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
7 | Approve Continued Donations to the China Life Charity Fund | For | For | Management | ||||
8 | Amend Articles of Association | For | Against | Management | ||||
9 | Elect Yuan Li as Executive Director | For | Against | Shareholder |
CHINA MOBILE LIMITED
Ticker: | 00941 | Security ID: | 16941M109 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Directors’ and Auditors’ Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3a | Reelect Xue Taohai as Director | For | For | Management | ||||
3b | Reelect Huang Wenlin as Director | For | For | Management | ||||
3c | Reelect Xu Long as Director | For | For | Management | ||||
3d | Reelect Lo Ka Shui as Director | For | For | Management | ||||
4 | Reappoint KPMG as Auditors and | For | For | Management |
Authorize Board to Fix Their Remuneration | ||||||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Management |
CHINA NATIONAL BUILDING MATERIAL CO., LTD.
Ticker: | 03323 | Security ID: | Y15045100 | |||
Meeting Date: | DEC 30, 2010 | Meeting Type: | Special | |||
Record Date: | NOV 29, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Appoint Baker Tilly Hong Kong Limited as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
2 | Amend Articles of Association Re: Business Scope of the Company | For | For | Management |
CHINA NATIONAL BUILDING MATERIAL CO., LTD.
Ticker: | 03323 | Security ID: | Y15045100 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Report of Board of Directors | For | For | Management | ||||
2 | Approve Report of Supervisory Committee | For | For | Management | ||||
3 | Approve Report of Auditors and Audited Financial Statements | For | For | Management | ||||
4 | Approve Profit Distribution Plan and Distribution of Final Dividend | For | For | Management | ||||
5 | Authorize Board to Deal with Matters in Relation to the Distribution of Interim Dividend for the Year 2011 | For | For | Management |
6 | Reappoint Vocation International Certified Public Accountants Co., Ltd. as PRC Auditors and Baker Tilly Hong Kong Limited as International Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
7 | Approve Bonus Issue on the Basis of Ten Bonus Shares for Every Ten Existing Shares Held | For | For | Management | ||||
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
9 | Approve Issuance of Debt Financing Instruments in Aggregate Amount Not Exceeding 40 Percent of Total Audited Net Assets | For | Against | Management |
CHINA NATIONAL BUILDING MATERIAL CO., LTD.
Ticker: | 03323 | Security ID: | Y15045100 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Special | |||
Record Date: | MAY 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Bonus Issue on the Basis of Ten Bonus Shares for Every Ten Shares Held | For | For | Management |
CNOOC LTD.
Ticker: | 00883 | Security ID: | 126132109 | |||
Meeting Date: | NOV 24, 2010 | Meeting Type: | Special | |||
Record Date: | OCT 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Non-Exempt Continuing Connected Transactions | For | For | Management | ||||
2 | Approve Proposed Caps for Each Category of Non-Exempt Continuing Connected Transactions | For | For | Management |
CNOOC LTD.
Ticker: | 00883 | Security ID: | 126132109 | |||
Meeting Date: | MAY 27, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
1b | Declare Final Dividend | For | For | Management | ||||
1c1 | Reelect Wang Yilin as Non-Executive Director | For | For | Management | ||||
1c2 | Reelect Li Fanrong as Executive Director | For | For | Management | ||||
1c3 | Reelect Lawrence J. Lau as Independent Non-Executive Director | For | For | Management | ||||
1c4 | Reelect Wang Tao as Independent Non-Executive Director | For | For | Management | ||||
1c5 | Authorize Board to Fix Remuneration of Directors | For | For | Management | ||||
1d | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
2a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
2b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
2c | Authorize Reissuance of Repurchased Shares | For | Against | Management |
CORPORACION GEO S.A.B. DE C.V.
Ticker: | GEOB | Security ID: | P3142C117 | |||
Meeting Date: | MAR 30, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Individual and Consolidated | For | For | Management |
Financial Statements and Statutory Reports, including Board Reports and Tax Report on Fiscal Obligations for Fiscal Year Ended Dec. 31, 2010 | ||||||||
2 | Present CEO’s and External Auditor Report; Accept Board’s Opinion on CEO’s Report | For | For | Management | ||||
3 | Approve Annual Reports of Audit and Corporate Practices Committees | For | For | Management | ||||
4 | Approve Allocation of Income for Fiscal Year Ended Dec. 31, 2010 | For | For | Management | ||||
5 | Fix Maximum Amount for Share Repurchase Reserve | For | For | Management | ||||
6 | Elect and/or Ratify Directors and Board Secretary and Deputy Secretary | For | For | Management | ||||
7 | Elect Members of Audit Committee and Corporate Practices Committee; Appoint Chairman of Each Committee | For | For | Management | ||||
8 | Approve Remuneration of Directors and Members of the Audit and Corporate Practices Committees | For | For | Management | ||||
9 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | Management |
CTC MEDIA, INC.
Ticker: | CTCM | Security ID: | 12642X106 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Tamjid Basunia | For | For | Management | ||||
1.2 | Elect Director Irina Gofman | For | For | Management | ||||
1.3 | Elect Director Oleg Sysuev | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
DONGFANG ELECTRIC CORP. LTD.
Ticker: | 01072 | Security ID: | Y20958107 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Report of the Board of Directors | For | For | Management | ||||
2 | Accept Report of the Supervisory Committee | For | For | Management | ||||
3 | Approve Proposal for Profit Distribution and Final Dividends | For | For | Management | ||||
4 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
5 | Reappoint ShineWing Certified Public Accountants as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management |
EURASIA DRILLING COMPANY LTD.
Ticker: | EDCL | Security ID: | 29843U202 | |||
Meeting Date: | SEP 16, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 30, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Amend Articles Re: Declaration of Dividends | For | Against | Management | ||||
2a | Elect Rene Huck as Director | For | For | Management | ||||
2b | Elect Richard Matzke as Director | For | For | Management | ||||
3 | Ratify KPMG as Auditors | For | For | Management |
EVERGRANDE REAL ESTATE GROUP LTD.
Ticker: | 03333 | Security ID: | G3225A103 | |||
Meeting Date: | MAY 27, 2011 | Meeting Type: | Annual |
Record Date: | MAY 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Declare Final Dividend of RMB 0.1268 Per Share | For | For | Management | ||||
3a | Reelect Hui Kai Yan as Executive Director | For | For | Management | ||||
3b | Reelect Xia Haijun as Executive Director | For | For | Management | ||||
3c | Reelect Lai Lixin as Executive Director | For | For | Management | ||||
3d | Reelect He Miaoling as Executive Director | For | For | Management | ||||
4 | Authorize Board to Fix Remuneration of Directors | For | For | Management | ||||
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
8 | Authorize Reissuance of Repurchased Shares | For | Against | Management |
FIBRIA CELULOSE SA
Ticker: | FIBR3 | Security ID: | 31573A109 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | For | Management | ||||
1b | Approve Allocation of Income and Dividends | For | For | Management | ||||
1c | Approve Capital Budget for Upcoming Fiscal Year | For | For | Management | ||||
1d | Elect Directors | For | For | Management |
1e | Elect Fiscal Council Members | For | For | Management | ||||
1f | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | For | Management | ||||
2a | Amend Articles to Reflect Changes in Capital | For | For | Management | ||||
2b | Consolidate Bylaws | For | For | Management |
FLEURY S.A.
Ticker: | FLRY3 | Security ID: | P418BW104 | |||
Meeting Date: | MAR 25, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | For | Management | ||||
2 | Approve Allocation of Income and Dividends and Approve Capital Budget | For | For | Management | ||||
3 | Elect Directors | For | For | Management | ||||
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | For | Management |
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. (FEMSA)
Ticker: | FEMSAUBD | Security ID: | 344419106 | |||
Meeting Date: | MAR 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Report of Board of Directors on Financial Statements and Statutory Reports for Fiscal Year 2010, Receive CEO’s Report and Audit and Corporate Practices Committees Chairmen Report | For | For | Management | ||||
2 | Approve Tax Report on Fiscal Obligations | For | For | Management |
3 | Approve Allocation of Income and Distribution of Dividends of MXN 0.22 per Series B Shares; MXN 0.28 per Series D Shares; Corresponding to a Total of MXN 1.14 per B Unit and MXN 1.37 per BD Unit | For | For | Management | ||||
4 | Set Aggregate Nominal Share Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion | For | For | Management | ||||
5 | Elect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration | For | For | Management | ||||
6 | Elect Members and Chairmen of Finance and Planning Committee, Audit Committee and Corporate Practices Committee; Approve Their Remuneration | For | For | Management | ||||
7 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | Management | ||||
8 | Approve Minutes of Meeting | For | For | Management |
GAZPROM NEFT JSC
Ticker: | SIBN | Security ID: | 36829G107 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Annual Report | For | For | Management | ||||
2 | Approve Financial Statements | For | For | Management | ||||
3 | Approve Allocation of Income | For | For | Management | ||||
4 | Approve Dividends of RUB 4.44 per Share | For | For | Management | ||||
5.1 | Elect Vladimir Alisov as Director | None | For | Management | ||||
5.2 | Elect Marat Garayev as Director | None | For | Management | ||||
5.3 | Elect Valery Golubev as Director | None | For | Management | ||||
5.4 | Elect Nikolay Dubik as Director | None | For | Management | ||||
5.5 | Elect Aleksandr Dyukov as Director | None | For | Management | ||||
5.6 | Elect Aleksandr Kalinkin as Director | None | For | Management | ||||
5.7 | Elect Andrey Kruglov as Director | None | For | Management | ||||
5.8 | Elect Aleksey Miller as Director | None | For | Management | ||||
5.9 | Elect Aleksandr Mikheyev as Director | None | For | Management | ||||
5.10 | Elect Olga Pavlova as Director | None | For | Management | ||||
5.11 | Elect Kirill Seleznev as Director | None | For | Management |
5.12 | Elect Vsevolod Cherepanov as Director | None | For | Management | ||||
6.1 | Elect Dmitry Arkhipov as Member of Audit Commission | For | For | Management | ||||
6.2 | Elect Galina Delvig as Member of Audit Commission | For | For | Management | ||||
6.3 | Elect Vitaly Kovalev as Member of Audit Commission | For | For | Management | ||||
7 | Ratify ZAO PricewaterhouseCoopers as Auditor | For | For | Management | ||||
8 | Approve Remuneration of Directors | For | For | Management | ||||
9 | Approve Remuneration of Members of Audit Commission | For | For | Management | ||||
10 | Approve New Edition of Company’s Corporate Ethics Regulations | For | For | Management |
GERDAU S.A.
Ticker: | GGBR4 | Security ID: | P2867P113 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual/Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | For | Management | ||||
2 | Approve Allocation of Income and Dividends | For | For | Management | ||||
3 | Elect Directors and Approve the Remuneration of Administrators | For | For | Management | ||||
4 | Elect Fiscal Council Members and Approve Their Remuneration | For | For | Management | ||||
5 | Amend Conditions of Third Debenture Issuance, Series A and B | For | For | Management |
GLOBE TELECOM, INC.
Ticker: | GLO | Security ID: | Y27257149 | |||
Meeting Date: | APR 12, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Minutes of Previous Shareholder Meeting | For | For | Management | ||||
2 | Approve Annual Report of Officers | For | For | Management | ||||
3 | Ratify All Acts and Resolutions of the Board of Directors and Management Adopted in the Ordinary Course of Business During the Preceding Year | For | For | Management | ||||
4.1 | Elect Jaime Augusto Zobel de Ayala as a Director | For | For | Management | ||||
4.2 | Elect Gerardo C. Ablaza, Jr. as a Director | For | For | Management | ||||
4.3 | Elect Hui Weng Cheong as a Director | For | For | Management | ||||
4.4 | Elect Romeo L. Bernardo as a Director | For | For | Management | ||||
4.5 | Elect Ernest Lawrence L. Cu as a Director | For | For | Management | ||||
4.6 | Elect Tay Soo Meng as a Director | For | For | Management | ||||
4.7 | Elect Delfin L. Lazaro as a Director | For | For | Management | ||||
4.8 | Elect Xavier P. Loinaz as a Director | For | For | Management | ||||
4.9 | Elect Fernando Zobel de Ayala as a Director | For | For | Management | ||||
4.10 | Elect Guillermo D. Luchangco as a Director | For | For | Management | ||||
4.11 | Elect Manuel A. Pacis as a Director | For | For | Management | ||||
5 | Elect External Auditors and Authorize the Board to Fix Their Remuneration | For | For | Management | ||||
6 | Other Business | For | For | Management |
GLOVIS CO.
Ticker: | 086280 | Security ID: | Y27294100 | |||
Meeting Date: | MAR 11, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 31, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Appropriation of Income and Dividend of KRW 700 per Share | For | For | Management | ||||
2 | Amend Articles of Incorporation | For | For | Management | ||||
3 | Reelect Three Inside Directors (Bundled) | For | For | Management | ||||
4 | Reappoint Steinar Forberg as Internal | For | For | Management |
Auditor | ||||||||
5 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Management | ||||
6 | Authorize Board to Fix Remuneration of Internal Auditor | For | For | Management |
GRUPO MEXICO S.A.B. DE C.V.
Ticker: | GMEXICOB | Security ID: | P49538112 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports; Accept CEO, Board and Board Committee Reports for Fiscal Year Ended Dec. 31, 2010 | For | For | Management | ||||
2 | Approve Report on Tax Obligations in Accordance with Article 86 of Tax Law | For | For | Management | ||||
3 | Approve Allocation of Income for Fiscal Year 2010 | For | For | Management | ||||
4 | Approve Policy Related to Acquisition of Own Shares; Set Aggregate Nominal Amount of Share Repurchase Reserve for 2011 | For | For | Management | ||||
5 | Elect or Ratify Directors; Verify Independence of Board Members; Elect or Ratify Chairmen and Members of the Board Committees | For | For | Management | ||||
6 | Approve Remuneration of Directors and Members of Board Committees | For | For | Management | ||||
7 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | Management |
GRUPO TELEVISA S.A.
Ticker: | TLEVISACPO | Security ID: | 40049J206 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect or Ratify Directors Representing Series L Shareholders | For | For | Management | ||||
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | Management | ||||
1 | Approve Financial Statements and Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements for Fiscal Year Ended Dec. 31, 2010; Approve Discharge of Directors, CEO and Board Committees | For | Abstain | Management | ||||
2 | Present Report on Compliance with Fiscal Obligations | For | Abstain | Management | ||||
3 | Approve Allocation of Income for Fiscal Year 2010 | For | Abstain | Management | ||||
4 | Aggregate Nominal Amount for Share Repurchase and Receive Report on Board’s Decision on Share Repurchase and Sale of Treasury Shares | For | Abstain | Management | ||||
5 | Elect or Ratify Members of the Board, Secretary and Other Officers | For | Abstain | Management | ||||
6 | Elect or Ratify Members of the Executive Committee | For | Abstain | Management | ||||
7 | Elect or Ratify Chairman of Audit Committee and Corporate Practices Committee | For | Abstain | Management | ||||
8 | Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretary | For | Abstain | Management | ||||
9 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Abstain | Management | ||||
1 | Elect or Ratify Directors Representing Series D Shareholders | For | Abstain | Management | ||||
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Abstain | Management | ||||
1 | Approve Merger Balance Sheet and Financial Statements as of March 31, 2011 | For | Abstain | Management | ||||
2 | Approve Merger of Grupo Televisa SAB de CV and Cablemas SA de CV; Approve Terms and Conditions of Merger | For | Abstain | Management | ||||
3 | Approve Increase in Share Capital; Issuance of Class A, B, D and L Shares | For | Abstain | Management |
in Connection with Merger in Item 2 | ||||||||
4 | Amend Company Bylaws to Reflect Resolutions in Previous Items | For | Abstain | Management | ||||
5 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Abstain | Management |
HON HAI PRECISION INDUSTRY CO., LTD.
Ticker: | 2317 | Security ID: | Y36861105 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve 2010 Business Operations Report and Financial Statements | For | For | Management | ||||
2 | Approve 2010 Allocation of Income and Dividends | For | For | Management | ||||
3 | Approve Capitalization of Income and Dividends and Issuance of New Shares | For | For | Management | ||||
4 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | For | For | Management | ||||
5 | Amend Articles of Association | For | For | Management | ||||
6 | Transact Other Business | None | None | Management |
HTC CORPORATION
Ticker: | 2498 | Security ID: | Y3732M103 | |||
Meeting Date: | JUN 15, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve 2010 Business Operations Report and Financial Statements | For | For | Management | ||||
2 | Approve 2010 Allocation of Income and Dividends | For | For | Management | ||||
3 | Approve Capitalization of 2010 Dividends and Employee Profit Sharing | For | For | Management |
4 | Amend Articles of Association | For | For | Management | ||||
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | Management | ||||
6.1 | Elect David Bruce Yoffie with Shareholder Number 19540707DA as Director | For | For | Management | ||||
6.2 | Elect Jerry H.C. Chu with ID Number A121108388 as Supervisor | For | For | Management | ||||
7 | Approve Release of Restrictions of Competitive Activities of Directors | For | For | Management | ||||
8 | Transact Other Business (Non-Voting) | None | None | Management |
HYUNDAI MOBIS CO.
Ticker: | 012330 | Security ID: | Y3849A109 | |||
Meeting Date: | MAR 11, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 31, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Appropriation of Income and Dividends of KRW 1,500 per Common Share and KRW 1,550 per Preferred Share | For | For | Management | ||||
2 | Elect Two Inside Directors and Three Outside Directors (Bundled) | For | For | Management | ||||
3 | Elect Three Outside Directors as Members of Audit Committee (Bundled) | For | For | Management | ||||
4 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Management |
IMPALA PLATINUM HOLDINGS LTD
Ticker: | IMP | Security ID: | S37840113 | |||
Meeting Date: | OCT 19, 2010 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | For | For | Management |
2 | Appoint PricewaterhouseCoopers Inc as Auditors of the Company and Jean-Pierre van Staden as the Designated Partner | For | For | Management | ||||
3.1 | Re-elect Michael McMahon as Director | For | For | Management | ||||
3.2 | Elect Paul Dunne as Director | For | For | Management | ||||
3.3 | Elect Terence Goodlace as Director | For | For | Management | ||||
3.4 | Elect Mpueleng Pooe as Director | For | For | Management | ||||
4 | Approve Remuneration of Directors | For | For | Management | ||||
5 | Place Authorised but Unissued Shares under Control of Directors | For | For | Management | ||||
6 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: | 01398 | Security ID: | ADPV10686 | |||
Meeting Date: | SEP 21, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Approve Type and Nominal Value of the Rights Shares | For | For | Management | ||||
1b | Approve Proportion and Number of the Rights Shares to be Issued | For | For | Management | ||||
1c | Approve Subscription Price for the Rights Shares | For | For | Management | ||||
1d | Approve Target Subscribers for the Rights Issue | For | For | Management | ||||
1e | Approve Use of Proceeds | For | For | Management | ||||
1f | Approve Effective Period of the Resolution | For | For | Management | ||||
1g | Approve Authorization for the Rights Issue | For | For | Management | ||||
2 | Approve Arrangements for the Accumulated Undistributed Profits Prior to the Completion of the Rights Issue of A Shares and H Shares | For | For | Management | ||||
3 | Approve Feasibility Analysis Report on Use of Proceeds from the Rights Issue of A Shares and H Shares | For | For | Management | ||||
4 | Approve Report on Utilization of Proceeds from Previous Issuances | For | For | Management |
5 | Authorize Board to Fix Remuneration of Directors and Supervisors | For | For | Management | ||||
6 | Elect Xu Shanda as Independent Non-Executive Director | For | For | Management | ||||
7 | Elect Li Xiaopeng as Executive Director | None | Against | Shareholder | ||||
8 | Approve Utilization of Proceeds from the Previous Issuance of A Share Convertible Bonds | None | For | Shareholder |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: | 01398 | Security ID: | ADPV10686 | |||
Meeting Date: | SEP 21, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Approve Types and Nominal Value of Securities to be Issued in Relation to the Rights Issue of A Shares and H Shares | For | For | Management | ||||
1b | Approve Proportion and Number of Shares to be Issued in Relation to the Rights Issue of A Shares and H Shares | For | For | Management | ||||
1c | Approve Subscription Price and Basis for Price Determination in Relation to the Rights Issue of A Shares and H Shares | For | For | Management | ||||
1d | Approve Target Subscribers in Relation to the Rights Issue of A Shares and H Shares | For | For | Management | ||||
1e | Approve Amount and Use of Proceeds in Relation to the Rights Issue of A Shares and H Shares | For | For | Management | ||||
1f | Approve Effective Period of the Resolutions in Relation to the Rights Issue of A Shares and H Shares | For | For | Management | ||||
1g | Approve Authorization for the Rights Issue in Relation to the Rights Issue of A Shares and H Shares | For | For | Management |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: | 01398 | Security ID: | ADPV10686 | |||
Meeting Date: | MAY 31, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 29, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve 2010 Work Report of Board of Directors | For | For | Management | ||||
2 | Approve 2010 Work Report of Board of Supervisors | For | For | Management | ||||
3 | Approve 2010 Audited Accounts | For | For | Management | ||||
4 | Approve 2010 Profit Distribution Plan | For | For | Management | ||||
5 | Approve Purchase of Office Premises by Shanghai Branch | For | For | Management | ||||
6 | Approve 2011 Fixed Assets Investment Budget | For | For | Management | ||||
7 | Reappoint Ernst & Young and Ernst & Young Hua Ming as External Auditors and Fix Aggregate Audit Fees for 2011 at RMB 159.6 Million | For | For | Management | ||||
8 | Elect Zhao Lin as Shareholder Supervisor | None | Against | Shareholder | ||||
9 | Approve Payment of Remuneration to Directors and Supervisors | None | Against | Shareholder |
INFOSYS TECHNOLOGIES LTD.
Ticker: | 500209 | Security ID: | 456788108 | |||
Meeting Date: | JUN 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend of INR 20 Per Share | For | For | Management | ||||
3 | Reappoint S. Batni as Director | For | For | Management | ||||
4 | Reappoint S.A. Iyengar as Director | For | For | Management | ||||
5 | Reappoint D.M. Satwalekar as Director | For | For | Management | ||||
6 | Reappoint O. Goswami as Director | For | For | Management |
7 | Approve Vacancy on the Board of Directors Resulting from Retirement of K. Dinesh | For | For | Management | ||||
8 | Approve B.S.R. & Co. as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
9 | Appoint R. Seshasayee as Director | For | For | Management | ||||
10 | Appoint R. Venkatesan as Director | For | For | Management | ||||
11 | Approve Appointment and Remuneration of S. Gopalakrishnan as Executive Director | For | For | Management | ||||
12 | Approve Appointment and Remuneration of S.D. Shibulal as CEO and Managing Director | For | For | Management | ||||
13 | Change Company Name to Infosys Ltd. | For | For | Management |
KAZKOMMERTSBANK JSC
Ticker: | Security ID: | 48666E608 | ||||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Meeting Agenda | For | For | Management | ||||
2 | Approve Management Board Report on Company’s Operations in Fiscal 2010 | For | For | Management | ||||
3 | Approve Financial Statements | For | For | Management | ||||
4 | Approve Date of Dividend Payment on Preferred Shares | For | For | Management | ||||
5.1 | Approve Omission of Dividends on Ordinary Shares | For | For | Management | ||||
5.2 | Authorize KZT 10.4 Million Increase in Reserves; Approve Aggregate Size of Reserves | For | For | Management | ||||
5.3 | Approve Allocation of Income | For | For | Management | ||||
6 | Ratify Deloitte as Auditor | For | For | Management | ||||
7 | Approve Remuneration of Directors | For | For | Management | ||||
8 | Approve Information on Remuneration of Directors and Executives | For | For | Management | ||||
9 | Review Shareholder Appeals Regarding Company’s 2010 Operations | For | For | Management |
KIA MOTORS
Ticker: | 000270 | Security ID: | Y47601102 | |||
Meeting Date: | MAR 18, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 31, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Appropriation of Income and Dividend of KRW 500 per Share | For | For | Management | ||||
2 | Elect Two Inside Directors and Three Outside Directors (Bundled) | For | For | Management | ||||
3 | Reelect Two Outside Directors as Members of Audit Committee (Bundled) | For | For | Management | ||||
4 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Management |
KONGZHONG CORPORATION
Ticker: | KONG | Security ID: | 50047P104 | |||
Meeting Date: | DEC 02, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Leilei Wang as Director | For | For | Management | ||||
2 | Elect Xiaoxin Chen as Director | For | For | Management | ||||
3 | Ratify Deloitte Touche Tohmatsu as Auditors | For | For | Management |
KOREA EXCHANGE BANK
Ticker: | 004940 | Security ID: | Y48585106 | |||
Meeting Date: | MAR 31, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 31, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Appropriation of Income and Year-End Dividend of KRW 580 per Share | For | For | Management |
2 | Amend Articles of Incorporation | For | For | Management | ||||
3 | Elect Directors (Bundled) | For | For | Management | ||||
4 | Elect Members of Audit Committee (Bundled) | For | For | Management | ||||
5 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Management | ||||
6 | Approve Stock Options Previously Granted by Board | For | For | Management |
KT CORP
Ticker: | 030200 | Security ID: | Y49915104 | |||
Meeting Date: | MAR 11, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 31, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Appropriation of Income and Dividend of KRW 2,410 per Share | For | For | Management | ||||
2 | Amend Articles of Incorporation | For | For | Management | ||||
3.1 | Reelect Lee Sang-Hoon as Inside Director | For | For | Management | ||||
3.2 | Reelect Pyo Hyun-Myung as Inside Director | For | For | Management | ||||
3.3 | Elect Lee Hyun-Rak as Outside Director | For | For | Management | ||||
3.4 | Elect Park Byung-Won as Outside Director | For | For | Management | ||||
4.1 | Elect Lee Hyun-Rak as Member of Audit Committee | For | For | Management | ||||
4.2 | Elect Park Byung-Won as Member of Audit Committee | For | For | Management | ||||
5 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Management | ||||
6 | Amend Terms of Severance Payments to Executives | For | For | Management |
LG UPLUS CORP.
Ticker: | 032640 | Security ID: | Y5276R125 | |||||
Meeting Date: | MAR 18, 2011 | Meeting Type: | Annual |
Record Date: | DEC 31, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Appropriation of Income and Dividend of KRW 350 per Share | For | For | Management | ||||
2 | Amend Articles of Incorporation | For | For | Management | ||||
3 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Management |
LSR GROUP
Ticker: | LSRG | Security ID: | X32441101 | |||
Meeting Date: | APR 07, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Annual Report | For | For | Management | ||||
2 | Approve Financial Statements | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of 15 RUB per Ordinary Share | For | For | Management | ||||
4 | Fix Number of Directors at Nine | For | For | Management | ||||
5.1 | Elect Kirill Androsov as Director | For | For | Management | ||||
5.2 | Elect Ilgiz Valitov as Director | For | For | Management | ||||
5.3 | Elect Dmitry Goncharov as Director | For | For | Management | ||||
5.4 | Elect Vladislav Inozemtsev as Director | For | For | Management | ||||
5.5 | Elect Igor Levit as Director | For | For | Management | ||||
5.6 | Elect Mikhail Romanov as Director | For | For | Management | ||||
5.7 | Elect Sergey Skatershchikov as Director | For | For | Management | ||||
5.8 | Elect Elena Tumanova as Director | For | For | Management | ||||
5.9 | Elect Olga Sheikina as Director | For | For | Management | ||||
6.1 | Elect Nataliya Klevtsova as Member of Audit Commission | For | For | Management | ||||
6.2 | Elect Dmitry Kutuzov as Member of Audit Commission | For | For | Management | ||||
6.3 | Elect Yury Terentyev as Member of Audit Commission | For | For | Management | ||||
7.1 | Ratify Audit-Service as RAS Auditor | For | For | Management | ||||
7.2 | Ratify ZAO KPMG as IFRS Auditor | For | For | Management | ||||
8 | Approve New Edition of Charter | For | For | Management | ||||
9 | Approve New Edition of Regulations on Board of Directors | For | For | Management | ||||
10.1 | Approve Related-Party Transaction Re: | For | For | Management |
Collateral Agreement with Vneshekonombank | ||||||||
10.2 | Approve Related-Party Transaction Re: Collateral Agreement with Vneshekonombank | For | For | Management | ||||
10.3 | Approve Related-Party Transaction Re: Supplements to Loan Agreement with Vneshekonombank | For | For | Management | ||||
10.4 | Preapprove Future Related-Party Transaction | For | For | Management |
LSR GROUP
Ticker: | LSRG | Security ID: | 50218G206 | |||
Meeting Date: | APR 07, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Annual Report | For | For | Management | ||||
2 | Approve Financial Statements | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of 15 RUB per Ordinary Share | For | For | Management | ||||
4 | Fix Number of Directors at Nine Directors | For | For | Management | ||||
5.1 | Elect Kirill Androsov as Director | For | For | Management | ||||
5.2 | Elect Ilgiz Valitov as Director | For | For | Management | ||||
5.3 | Elect Dmitry Goncharov as Director | For | For | Management | ||||
5.4 | Elect Vladislav Inozemtsev as Director | For | For | Management | ||||
5.5 | Elect Igor Levit as Director | For | For | Management | ||||
5.6 | Elect Mikhail Romanov as Director | For | For | Management | ||||
5.7 | Elect Sergey Skatershchikov as Director | For | For | Management | ||||
5.8 | Elect Elena Tumanova as Director | For | For | Management | ||||
5.9 | Elect Olga Sheikina as Director | For | For | Management | ||||
6.1 | Elect Natalya Klevtsova as Member of Audit Commission | For | For | Management | ||||
6.2 | Elect Dmitry Kutuzov as Member of Audit Commission | For | For | Management | ||||
6.3 | Elect Yury Terentyev as Member of Audit Commission | For | For | Management | ||||
7.1 | Ratify Audit-Service as RAS Auditor | For | For | Management | ||||
7.2 | Ratify ZAO KPMG as IFRS Auditor | For | For | Management | ||||
8 | Approve New Edition of Charter | For | For | Management |
9 | Approve New Edition of Regulations on Board of Directors | For | For | Management | ||||
10.1 | Approve Related-Party Transaction Re: Collateral Agreement with Vneshekonombank | For | For | Management | ||||
10.2 | Approve Related-Party Transaction Re: Collateral Agreement with Vneshekonombank | For | For | Management | ||||
10.3 | Approve Related-Party Transaction Re: Supplements to Loan Agreement with Vneshekonombank | For | For | Management | ||||
10.4 | Preapprove Future Related-Party Transaction | For | For | Management |
M VIDEO COMPANY JSC
Ticker: | MVID | Security ID: | X5596G107 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Annual Report and Financial Statements | For | For | Management | ||||
2 | Approve Allocation of Income and Dividends of RUB 3.90 per Share | For | For | Management | ||||
3.1 | Elect Pavel Breyev as Director | None | For | Management | ||||
3.2 | Elect Peter Gyoerffy as Director | None | For | Management | ||||
3.3 | Elect Walter Koch as Director | None | For | Management | ||||
3.4 | Elect Utho Creusen as Director | None | For | Management | ||||
3.5 | Elect Mkhail Kuchment as Director | None | For | Management | ||||
3.6 | Elect Stuart Leighton as Director | None | For | Management | ||||
3.7 | Elect Christopher Parks as Director | None | For | Management | ||||
3.8 | Elect Aleksandr Tynkovan as Director | None | For | Management | ||||
3.9 | Elect Mikhail Tynkovan as Director | None | For | Management | ||||
3.10 | Elect David Hamid as Director | None | For | Management | ||||
3.11 | Elect Aleksey Krivoshapko as Director | None | For | Management | ||||
3.12 | Elect Aleksandr Prisyazhnyuk as Director | None | For | Management | ||||
3.13 | Elect Denis Kulikov as Director | None | For | Management | ||||
3.14 | Elect Denis Spirin as Director | None | For | Management | ||||
3.15 | Elect Igor Repin as Director | None | For | Management | ||||
3.16 | Elect Aleksandr Shevchuk as Director | None | For | Management |
4.1 | Elect Irina Bolyakin as Member of Audit For Commission | For | Management | |||||
4.2 | Elect Andreya Shestukhina as Member of Audit Commission | For | For | Management | ||||
4.3 | Elect Yuliya Karikh as Member of Audit Commission | For | For | Management | ||||
5 | Ratify ZAO Deloitte and Touche CIS as Auditor | For | For | Management | ||||
6 | Approve Remuneration and Expenses of Directors | For | For | Management | ||||
7 | Determine Cost of Liability Insurance for Directors and Officers of Company and Its Subsidiaries | For | For | Management | ||||
8 | Approve Related-Party Transaction Re: Lability Insurance for Directors and Officers of Company and Its Subsidiaries | For | For | Management |
MONGOLIAN MINING CORP
Ticker: | 00975 | Security ID: | G6264V102 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | JUN 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Consolidated Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2010 | For | For | Management | ||||
2a | Reelect Odjargal Jambaljamts as an Executive Director | For | For | Management | ||||
2b | Reelect Battsengel Gotov as an Executive Director | For | For | Management | ||||
2c | Reelect Batsaikhan Purev as a Non-Executive Director | For | For | Management | ||||
2d | Reelect Enkh-Amgalan Luvsantseren as a Non-Executive Director | For | For | Management | ||||
2e | Reelect Gantumur Lingov as a Non-Executive Director | For | For | Management | ||||
2f | Approve Remuneration of Directors | For | For | Management | ||||
3 | Reappoint KPMG as Auditor and Authorize Board to Fix Its Remuneration | For | For | Management | ||||
4 | Approve Issuance of Equity or | For | Against | Management |
Equity-Linked Securities without Preemptive Rights | ||||||||
5 | Authorize Share Repurchase Program | For | For | Management | ||||
6 | Authorize Reissuance of Repurchased Shares | For | Against | Management |
NASPERS LTD
Ticker: | NPN | Security ID: | S53435103 | |||
Meeting Date: | AUG 27, 2010 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2010 | For | For | Management | ||||
2 | Approve Dividends for N Ordinary and A Ordinary Shares | For | For | Management | ||||
3 | Approve Remuneration of Non-executive Directors for the Year Ended 31 March 2010 and for the Year Ending 31 March 2011 | For | For | Management | ||||
4 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Anton Wentzel as the Individual Registered Auditor | For | For | Management | ||||
5 | Elect Debra Meyer as Director | For | For | Management | ||||
6.1 | Re-elect Ton Vosloo as Director | For | For | Management | ||||
6.2 | Re-elect Neil van Heerden as Director | For | For | Management | ||||
6.3 | Re-elect Hein Willemse as Director | For | For | Management | ||||
6.4 | Re-elect Lourens Jonker as Director | For | For | Management | ||||
7 | Place Authorised but Unissued Shares under Control of Directors | For | Against | Management | ||||
8 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | For | For | Management | ||||
9 | Amend the Trust Deed of the Naspers Share Incentive Scheme | For | For | Management | ||||
10 | Authorise Board to Allot, Issue and Make Application to the JSE for the Listing of up to 40,588,541 Naspers N Ordinary Shares to the Naspers Group | For | Against | Management |
Share-Based Incentive Schemes | ||||||||
1 | Authorise Repurchase of Up to 20 Percent of N Ordinary Issued Share Capital | For | For | Management | ||||
2 | Authorise Repurchase of A Ordinary Issued Shares | For | Against | Management | ||||
11 | Authorise Board to Ratify and Execute Approved Resolutions | For | Against | Management |
NOVOROSSIYSK COMMERCIAL SEA PORT OJSC
Ticker: | NMTP | Security ID: | 67011U208 | |||||
Meeting Date: | DEC 16, 2010 | Meeting Type: | Special | |||||
Record Date: | NOV 08, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Large-Scale Related-Party Transaction Re: Acquisition of 100-Percent Interest in Primorsk Trade Port LLC | For | For | Management |
NOVOROSSIYSK COMMERCIAL SEA PORT OJSC
Ticker: | NMTP | Security ID: | 67011U208 | |||
Meeting Date: | MAR 25, 2011 | Meeting Type: | Special | |||
Record Date: | DEC 30, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Early Termination of Powers of Board of Directors | For | For | Management | ||||
2.1 | Elect Mikhail Arustamov as Director | None | For | Management | ||||
2.2 | Elect Mikhail Barkov as Director | None | For | Management | ||||
2.3 | Elect Aleksandr Davydenko as Director | None | For | Management | ||||
2.4 | Elect Vitaly Kisenko as Director | None | For | Management | ||||
2.5 | Elect Ziyavudin Magomedov as Director | None | For | Management | ||||
2.6 | Elect Gennady Moshkovich as Director | None | For | Management | ||||
2.7 | Elect Viktor Olersky as Director | None | For | Management | ||||
2.8 | Elect Pavel Potapov as Director | None | For | Management | ||||
2.9 | Elect Yury Solovyov as Director | None | For | Management |
2.10 | Elect Boris Tikhonenko as Director | None | For | Management | ||||
3 | Approve Early Termination of Powers of Audit Commission | For | For | Management | ||||
4.1 | Elect Galina Baturina as Member of Audit Commission | For | Against | Management | ||||
4.2 | Elect Ekaterina Vlasova as Member of Audit Commission | For | Against | Management | ||||
4.3 | Elect Irina Ievleva as Member of Audit Commission | For | Against | Management | ||||
4.4 | Elect Tatiana Nesmeyanova as Member of Audit Commission | For | Against | Management | ||||
4.5 | Elect Margarita Russkikh as Member of Audit Commission | For | Against | Management | ||||
4.6 | Elect Elena Serdyuk as Member of Audit Commission | For | Against | Management | ||||
4.7 | Elect Tamara Stretovich as Member of Audit Commission | For | For | Management | ||||
4.8 | Elect Artur Shamkut as Member of Audit Commission | For | Against | Management |
PACIFIC RUBIALES ENERGY CORP.
Ticker: | PRE | Security ID: | 69480U206 | |||||||
Meeting Date: | MAY 31, 2011 | Meeting Type: | Annual/Special | |||||||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Twelve | For | For | Management | ||||
2.1 | Elect Director Serafino Iacono | For | For | Management | ||||
2.2 | Elect Director Miguel de la Campa | For | For | Management | ||||
2.3 | Elect Director Ronald Pantin | For | For | Management | ||||
2.4 | Elect Director Jose Francisco Arata | For | For | Management | ||||
2.5 | Elect Director German Efromovich | For | For | Management | ||||
2.6 | Elect Director Neil Woodyer | For | For | Management | ||||
2.7 | Elect Director Augusto Lopez | For | For | Management | ||||
2.8 | Elect Director Miguel Rodriguez | For | For | Management | ||||
2.9 | Elect Director Donald Ford | For | For | Management | ||||
2.10 | Elect Director John Zaozirny | For | For | Management | ||||
2.11 | Elect Director Victor Rivera | For | For | Management | ||||
2.12 | Elect Director Hernan Martinez | For | For | Management | ||||
3 | Approve Ernst and Young LLP as Auditors and Authorize Board to Fix Their | For | For | Management |
Remuneration | ||||||||
4 | Re-approve Stock Option Plan | For | For | Management |
PDG REALTY S.A EMPREENDIMENTOS E PARTICIPACOES
Ticker: | PDGR3 | Security ID: | P7649U108 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | For | Management | ||||
2 | Designate Newspapers to Publish Company Announcements | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends | For | For | Management | ||||
4 | Elect Directors | For | For | Management | ||||
5 | Approve Remuneration of Executive Officers, Non-Executive Directors | For | For | Management | ||||
6 | Elect Fiscal Council Members and Their Alternates | For | For | Management |
PDG REALTY SA EMPREENDIMENTOS E PARTICIPACOES
Ticker: | PDGR3 | Security ID: | P7649U108 | |||
Meeting Date: | NOV 04, 2010 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Stock Split | For | For | Management | ||||
2 | Amend Articles to Reflect Changes in Capital | For | For | Management | ||||
3 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
PETROCHINA COMPANY LIMITED
Ticker: | 601857 | Security ID: | 71646E100 | |||||||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||||||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Report of the Board of Directors | For | For | Management | ||||
2 | Accept Report of the Supervisory Committee | For | For | Management | ||||
3 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
4 | Approve Final Dividends | For | For | Management | ||||
5 | Authorize Board to Determine the Distribution of Interim Dividends for the Year 2011 | For | For | Management | ||||
6 | Reappoint PricewaterhouseCoopers, Certified Public Accountants and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
7a | Elect Jiang Jiemin as Director | For | For | Management | ||||
7b | Elect Zhou Jiping as Director | For | For | Management | ||||
7c | Elect Wang Yilin as Director | None | None | Management | ||||
7d | Elect Li Xinhua as Director | For | For | Management | ||||
7e | Elect Liao Yongyuan as Director | For | For | Management | ||||
7f | Elect Wang Guoliang as Director | For | For | Management | ||||
7g | Elect Wang Dongjin as Director | For | For | Management | ||||
7h | Elect Yu Baocai as Director | For | For | Management | ||||
7i | Elect Ran Xinquan as Director | For | For | Management | ||||
7j | Elect Liu Hongru as Independent Director | For | For | Management | ||||
7k | Elect Franco Bernabe as Independent Director | For | For | Management | ||||
7l | Elect Li Yongwu as Independent Director | For | For | Management | ||||
7m | Elect Cui Junhui as Independent Director | For | For | Management | ||||
7n | Elect Chen Zhiwu as Independent Director | For | For | Management | ||||
8a | Elect Chen Ming as Supervisor | For | For | Management | ||||
8b | Elect Guo Jinping as Supervisor | For | For | Management | ||||
8c | Elect Wen Qingshan as Supervisor | For | For | Management |
8d | Elect Sun Xianfeng as Supervisor | For | For | Management | ||||
8e | Elect Li Yuan as Independent Supervisor | For | For | Management | ||||
8f | Elect Wang Daocheng as Independent Supervisor | For | For | Management | ||||
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
10 | Approve Issuance of Debt Financing Instruments in the Aggregate Principal Amount of up to RMB 100 Billion | For | For | Management |
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: | PETR4 | Security ID: | 71654V101 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | For | Management | ||||
2 | Approve Capital Budget for Upcoming Fiscal Year | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends | For | For | Management | ||||
4 | Elect Directors | For | For | Management | ||||
5 | Elect Board Chairman | For | For | Management | ||||
6 | Elect Fiscal Council Members | For | For | Management | ||||
7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | For | Management | ||||
1 | Authorize Capitalization of Reserves without Issuance of New Shares | For | For | Management |
PIK GROUP
Ticker: | PIKK | Security ID: | 69338N206 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Annual Report and Financial Statements | For | For | Management | ||||
2 | Approve Allocation of Income and Omission of Dividends | For | For | Management | ||||
3 | Fix Number of Directors at Nine | For | For | Management | ||||
4.1 | Elect Pavel Grachev as Director | None | For | Management | ||||
4.2 | Elect Anna Kolonchina as Director | None | For | Management | ||||
4.3 | Elect Vladislav Mamulkin as Director | None | For | Management | ||||
4.4 | Elect Pavel Poselenov as Director | None | For | Management | ||||
4.5 | Elect Oleg Lipatov as Director | None | For | Management | ||||
4.6 | Elect Anton Averin as Director | None | Abstain | Management | ||||
4.7 | Elect Lee Timmins as Director | None | For | Management | ||||
4.8 | Elect Zumrud Rustamova as Director | None | For | Management | ||||
4.9 | Elect Sergey Shibayev as Director | None | For | Management | ||||
5.1 | Elect Pavel Grachev as Director | None | For | Management | ||||
5.2 | Elect Anna Kolonchina as Director | None | For | Management | ||||
5.3 | Elect Vladislav Mamulkin as Director | None | For | Management | ||||
5.4 | Elect Pavel Poselenov as Director | None | For | Management | ||||
5.5 | Elect Oleg Lipatov as Director | None | For | Management | ||||
5.6 | Elect Anton Averin as Director | None | For | Management | ||||
5.7 | Elect Lee Timmins as Director | None | For | Management | ||||
5.8 | Elect Zumrud Rustamova as Director | None | For | Management | ||||
5.9 | Elect Sergey Shibayev as Director | None | For | Management | ||||
6 | Approve Remuneration of Directors | For | For | Management | ||||
7.1 | Elect Lyudmila Monetova as Member of Audit Commission | For | For | Management | ||||
7.2 | Elect Yelena Ivanova as Member of Audit Commission | For | For | Management | ||||
7.3 | Elect Olga Boytsova as Member of Audit Commission | For | For | Management | ||||
8 | Ratify ZAO BDO as Auditor | For | For | Management | ||||
9.1 | Approve Related-Party Transaction Re: Loan Agreement with ZAP PIK-Region | For | Against | Management | ||||
9.2 | Approve Potential Future Related-Party Transactions Re: Guarantee Agreements | For | Against | Management |
POSCO
Ticker: | 5490 | Security ID: | Y70750115 | |||
Meeting Date: | FEB 25, 2011 | Meeting Type: | Annual |
Record Date: | DEC 31, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Appropriation of Income and Annual Dividend of KRW 10,000 per Share | For | For | Management | ||||
2 | Amend Articles of Incorporation | For | For | Management | ||||
3.1.1 | Elect Nam Yong as Outside Director | For | For | Management | ||||
3.1.2 | Elect Byun Dae-Gyu as Outside Director | For | For | Management | ||||
3.1.3 | Elect Park Sang-Kil as Outside Director | For | For | Management | ||||
3.2.1 | Elect Kim Byung-Ki as Member of Audit Committee | For | For | Management | ||||
3.2.2 | Elect Park Sang-Kil as Member of Audit Committee | For | For | Management | ||||
3.3.1 | Reelect Choi Jong-Tae as Inside Director | For | For | Management | ||||
4 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Management |
PT ASTRA INTERNATIONAL TBK
Ticker: | ASII | Security ID: | Y7117N149 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Annual Report and Ratification of Financial Statements | For | For | Management | ||||
2 | Approve Allocation of Income | For | For | Management | ||||
3 | Elect Directors and Approve Remuneration of Directors and Commissioners | For | For | Management | ||||
4 | Appoint Auditors | For | For | Management |
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Ticker: | BBRI | Security ID: | Y0697U104 | |||
Meeting Date: | NOV 24, 2010 | Meeting Type: | Special | |||
Record Date: | NOV 08, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Acquisition of Shares Owned by Plantation Pension Fund (Dapenbun) of at Least 76 Percent in PT Bank Agroniaga Tbk | For | For | Management | ||||||
2 | Approve Stock Split and Amend Article 4 of the Articles of Association in Relation to the Stock Split | For | For | Management |
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Ticker: | BBRI | Security ID: | Y0697U112 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Annual Report, Financial Statements, and Commissioners’ Report | For | For | Management | ||||
2 | Approve Report on the Partnership and Community Development Program (PCDP) | For | For | Management | ||||
3 | Approve Allocation of Income | For | For | Management | ||||
4 | Approve Remuneration of Directors and Commissioners | For | For | Management | ||||
5a | Appoint Auditors to Audit the Company’s Financial Statements | For | For | Management | ||||
5b | Appoint Auditors to Audit the PCDP’s Financial Statements | For | For | Management | ||||
6 | Approve Acquisition of Shares in BRIngin Remittance Co. Ltd. from PT AJ BRIngin Jiwa Sejahtera | For | For | Management | ||||
7 | Elect Commissioners and/or Directors | For | For | Management |
PT PERUSAHAAN GAS NEGARA TBK
Ticker: | PGAS | Security ID: | Y7136Y118 | |||
Meeting Date: | APR 06, 2011 | Meeting Type: | Special | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Amend Articles of Association | For | For | Management | ||||
2 | Elect Directors and Commissioners | For | For | Management |
PT UNITED TRACTORS TBK
Ticker: | UNTR | Security ID: | Y7146Y140 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Annual Report and Financial Statements | For | For | Management | ||||
2 | Approve Allocation of Income | For | For | Management | ||||
3 | Elect Directors and Commissioners and Approve Their Remuneration | For | For | Management | ||||
4 | Appoint Auditors | For | For | Management | ||||
5 | Authorize Issuance of Equity Shares with Preemptive Rights (Rights Issue IV) | For | For | Management | ||||
6 | Authorize Directors to Execute All Matters Pertaining to the Rights Issue IV | For | For | Management |
PTT EXPLORATION & PRODUCTION PCL
Ticker: | PTTEP | Security ID: | Y7145P165 | |||
Meeting Date: | MAR 30, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Acknowledge 2010 Performance Result and 2011 Work Plan | None | None | Management | ||||
2 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Dividend of THB 5.03 Per Share | For | For | Management | ||||
4 | Approve Office of the Auditor General as Auditors and Authorize Board to Fix Their Remuneration | For | Against | Management | ||||
5.1 | Elect Prasert Bunsumpun as Director | For | For | Management |
5.2 | Elect Tevin Vongvanich as Director | For | For | Management | ||||
5.3 | Elect Naris Chaiyasoot as Director | For | For | Management | ||||
5.4 | Elect Ampon Kittiampon as Director | For | For | Management | ||||
5.5 | Elect Norkun Sitthiphong as Director | For | For | Management | ||||
6 | Approve Remuneration of Directors and Sub-Committees | For | For | Management | ||||
7 | Authorize Issuance of Debentures Not Exceeding THB 100 Billion | For | For | Management |
RASPADSKAYA OAO
Ticker: | RASP | Security ID: | ADPV10266 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Omission of Dividends | For | For | Management | ||||
2 | Elect Dmitriy Sergeev as Company’s Internal Auditor | For | For | Management | ||||
3 | Ratify OOO RosExpertiza as Auditor | For | For | Management | ||||
4.1 | Elect Aleksandr Abramov as Director | None | For | Management | ||||
4.2 | Elect Aleksandr Vagin as Director | None | For | Management | ||||
4.3 | Elect Gennady Kozovoy as Director | None | For | Management | ||||
4.4 | Elect Ilya Lifshits as Director | None | For | Management | ||||
4.5 | Elect Jeffrey Townsend as Director | None | For | Management | ||||
4.6 | Elect Aleksandr Frolov as Director | None | For | Management | ||||
4.7 | Elect Christian Shafalitsky De Macadel as Director | None | For | Management |
RENHE COMMERCIAL HOLDINGS COMPANY LTD.
Ticker: | 01387 | Security ID: | G75004104 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and | For | For | Management |
Statutory Reports | ||||||||
2 | Declare Final Dividend | For | For | Management | ||||
3a | Reelect Zhang Dabin as Director | For | For | Management | ||||
3b | Reelect Wang Luding as Director | For | For | Management | ||||
3c | Reelect Wang Chunrong as Director | For | For | Management | ||||
3d | Reelect Fan Ren-Da, Anthony as Director | For | For | Management | ||||
3e | Reelect Wang Yifu as Director | For | For | Management | ||||
4 | Authorize Board to Fix the Remuneration of Directors | For | For | Management | ||||
5 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
8 | Authorize Reissuance of Repurchased Shares | For | Against | Management |
SAMSUNG C&T CORP.
Ticker: | 000830 | Security ID: | Y7470R109 | |||
Meeting Date: | MAR 18, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 31, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Appropriation of Income and Dividends of KRW 500 per Common Share and KRW 550 per Preferred Share | For | For | Management | ||||
2 | Amend Articles of Incorporation | For | For | Management | ||||
3 | Elect Kim Shin as Inside Director | For | For | Management | ||||
4 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Management |
SAMSUNG ELECTRONICS CO. LTD.
Ticker: | 005930 | Security ID: | Y74718100 | |||
Meeting Date: | MAR 18, 2011 | Meeting Type: | Annual |
Record Date: | DEC 31, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Appropriation of Income and Dividends of KRW 5,000 per Common Share and KRW 5,050 per Preferred Share | For | For | Management | ||||
2 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Management |
SARE HOLDING S.A.B. DE C.V.
Ticker: | SAREB | Security ID: | P85184102 | |||
Meeting Date: | APR 14, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010, Including Report on Tax Obligations in Accordance with Article 86 of the Mexican Income Tax Law | For | For | Management | ||||
2 | Approve CEO’s Report, Including the External Auditor’s Report and the Board’s Opinion on the CEO’s Report | For | For | Management | ||||
3 | Approve Audit Committee and Corporate Practices Committees’ Reports | For | For | Management | ||||
4 | Approve Allocation of Income for the Period Ending Dec. 31, 2010 | For | For | Management | ||||
5 | Set Aggregate Nominal Amount of Share Repurchase Reserve | For | For | Management | ||||
6 | Present Board of Directors’ Report on Repurchased Shares | For | For | Management | ||||
7 | Elect Directors and Executive Chairman; Elect Board Secretary and Alternate, and Present Opinion of the Nomination and Remuneration Committee | For | For | Management | ||||
8 | Elect Chairmen and Members of Audit, Corporate Practices, and Nomination and Remuneration Committees | For | For | Management | ||||
9 | Approve Remuneration of Directors and Their Respective Alternates, Board | For | For | Management |
Secretary, and Members of the Audit and Corporate Practices Committees; Present Opinion of Nomination and Remuneration Committee | ||||||||
10 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | Management |
SBERBANK OF RUSSIA
Ticker: | SBER | Security ID: | X76318108 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Annual Report | For | For | Management | ||||
2 | Approve Financial Statements | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of RUB 0.92 per Common Share and RUB 1.15 per Preferred Share | For | For | Management | ||||
4 | Ratify ZAO Ernst & Young Vneshaudit as Auditor | For | For | Management | ||||
5.1 | Elect German Gref as Director | None | For | Management | ||||
5.2 | Elect Sergey Guriyev as Director | None | For | Management | ||||
5.3 | Elect Mikhail Dmitriev as Director | None | For | Management | ||||
5.4 | Elect Bella Zlatkis as Director | None | For | Management | ||||
5.5 | Elect Nadezhda Ivanova as Director | None | For | Management | ||||
5.6 | Elect Sergey Ignatyev as Director | None | For | Management | ||||
5.7 | Elect Georgy Luntovsky as Director | None | For | Management | ||||
5.8 | Elect Mikhail Matovnikov as Director | None | For | Management | ||||
5.9 | Elect Vladimir Mau as Director | None | For | Management | ||||
5.10 | Elect Anna Popova as Director | None | For | Management | ||||
5.11 | Elect Alessandro Profumo as Director | None | For | Management | ||||
5.12 | Elect Aleksey Savatuygin as Director | None | For | Management | ||||
5.13 | Elect Rair Simonyan as Director | None | For | Management | ||||
5.14 | Elect Sergey Sinelnikov-Murylev as Director | None | For | Management | ||||
5.15 | Elect Valery Tkachenko as Director | None | For | Management | ||||
5.16 | Elect Aleksey Ulyukaev as Director | None | For | Management | ||||
5.17 | Elect Sergey Shvetsov as Director | None | For | Management | ||||
6.1 | Elect Vladimir Volkov as Member of Audit Commission | For | For | Management | ||||
6.2 | Elect Maksim Dolzhnikov as Member of | For | For | Management |
Audit Commission | ||||||||
6.3 | Elect Ludmila Zinina as Member of Audit Commission | For | For | Management | ||||
6.4 | Elect Yuliya Isakhanova as Member of Audit Commission | For | For | Management | ||||
6.5 | Elect Dmitry Kondratenko as Member of Audit Commission | For | For | Management | ||||
6.6 | Elect Aleksey Minenko as Member of Audit Commission | For | For | Management | ||||
6.7 | Elect Olga Polyakova as Member of Audit Commission | For | For | Management | ||||
7 | Reelect German Gref as President and Chairman of Management Board (General Director) for New Term of Office | For | For | Management | ||||
8 | Approve Remuneration of Directors and Members of Audit Commission | For | For | Management | ||||
9 | Approve Charter in New Edition | For | For | Management |
SHANGHAI ELECTRIC GROUP CO., LTD.
Ticker: | 02727 | Security ID: | Y76824104 | |||
Meeting Date: | DEC 15, 2010 | Meeting Type: | Special | |||
Record Date: | NOV 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Xu Jianguo as Director | For | For | Management | ||||
2 | Elect Huang Dinan as Director | For | For | Management | ||||
3 | Elect Zhang Suxin as Director | For | For | Management | ||||
4 | Elect Yu Yingui as Director | For | For | Management | ||||
5 | Elect Zhu Kelin as Director | For | For | Management | ||||
6 | Elect Yao Minfang as Director | For | For | Management | ||||
7 | Elect Zhu Sendi as Independent Non-Executive Director | For | For | Management | ||||
8 | Elect Cheung Wai Bun, Charles as Independent Non-Executive Director | For | For | Management | ||||
9 | Elect Lui Sun Wing as Independent Non-Executive Director | For | For | Management | ||||
10 | Elect Dong Jianhua as Supervisor | For | For | Management | ||||
11 | Elect Zhou Changsheng as Supervisor | For | For | Management | ||||
12 | Elect Zheng Weijian as Supervisor | For | For | Management | ||||
13 | Approve SEC Framework Purchase Agreement and Related Annual Caps | For | For | Management |
14 | Approve SEC Framework Sales Agreement and Related Annual Caps | For | For | Management | ||||
15 | Approve SEC Framework Deposit Agreement and Related Annual Caps | For | For | Management | ||||
16 | Approve SEC Framework Loan Agreement and Related Annual Caps | For | For | Management |
SHANGHAI ELECTRIC GROUP CO., LTD.
Ticker: | 02727 | Security ID: | Y76824104 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Xu Ziying as Executive Director | For | For | Management | ||||
2 | Approve 2010 Annual Report | For | For | Management | ||||
3 | Approve Report of the Board of Directors | For | For | Management | ||||
4 | Approve Report of the Supervisory Committee | For | For | Management | ||||
5 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
6 | Approve Profit Distribution Plan for the Year Ended Dec. 31, 2010 | For | For | Management | ||||
7 | Reappoint Ernst & Young Hua Ming as PRC Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
8 | Approve Remuneration of Directors and Supervisors | For | For | Management | ||||
9 | Approve Renewal of Liability Insurance for the Directors, Supervisors, and Senior Management | For | For | Management | ||||
10a | Approve Provision of Guarantee for the Loan of Shanghai Electric Import & Export Co., Ltd. with Maximum Limit of RMB 63 Million | For | Against | Management | ||||
10b | Approve Provision of Guarantee for the Loan of Shanghai Relay Co., Ltd. with Maximum Limit of RMB 10 Million | For | Against | Management | ||||
10c | Approve Provision of Guarantee by Shanghai Electric Wind Power Equipment | For | Against | Management |
Co., Ltd. for the Loan of Shanghai Electric Wind Power Equipment Dongtai Co., Ltd. with Maximum Limit of RMB 200 Million | ||||||||
10d | Approve Letter of Guarantee and Guarantee for Electronic Commercial Draft of RMB 420 Million by Shanghai Electric Group Finance Co., Ltd. in Respect of Loans to be Granted to Subsidiaries of Shanghai Electric (Group) Corporation | For | Against | Management | ||||
11 | Approve Connected Transaction with a Related Party | For | Against | Management | ||||
12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management |
SHINHAN FINANCIAL GROUP CO. LTD.
Ticker: | 055550 | Security ID: | Y7749X101 | |||
Meeting Date: | MAR 23, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 31, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Appropriation of Income and Dividend of KRW 750 per Common Share | For | For | Management | ||||
2 | Amend Articles of Incorporation | For | For | Management | ||||
3 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Management | ||||
4.1 | Elect Han Dong-Woo as Inside Director | For | For | Management | ||||
4.2 | Elect Seo Jin-Won as Inside Director | For | For | Management | ||||
4.3 | Elect Kwon Tae-Eun as Outside Director | For | For | Management | ||||
4.4 | Elect Kim Ki-Young as Outside Director | For | For | Management | ||||
4.5 | Elect Kim Suk-Won as Outside Director | For | For | Management | ||||
4.6 | Elect Namgoong Hoon as Outside Director | For | For | Management | ||||
4.7 | Elect Yoo Jae-Keun as Outside Director | For | For | Management | ||||
4.8 | Reelect Yun Ke-Sup as Outside Director | For | For | Management | ||||
4.9 | Elect Lee Jung-Il as Outside Director | For | For | Management | ||||
4.10 | Elect Hwang Sun-Tae as Outside Director | For | For | Management | ||||
4.11 | Elect Hirakawa Haruki as Outside Director | For | For | Management | ||||
4.12 | Reelect Philippe Aguignier as Outside | For | For | Management |
Director | ||||||||
5.1 | Elect Kwon Tae-Eun as Member of Audit Committee | For | For | Management | ||||
5.2 | Elect Kim Suk-Won as Member of Audit Committee | For | For | Management | ||||
5.3 | Reelect Yun Ke-Sup as Member of Audit Committee | For | For | Management | ||||
5.4 | Elect Hwang Sun-Tae as Member of Audit Committee | For | For | Management |
SHINSEGAE CO.
Ticker: | 004170 | Security ID: | Y77538109 | |||
Meeting Date: | MAR 18, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 31, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Appropriation of Income and Dividend of KRW 2,500 per Share | For | For | Management | ||||
2 | Approve Spinoff Agreement | For | For | Management | ||||
3 | Amend Articles of Incorporation | For | For | Management | ||||
4 | Elect One Inside Director and Three Outside Directors (Bundled) | For | For | Management | ||||
5 | Elect Two Outside Directors as Members of Audit Committee (Bundled) | For | For | Management | ||||
6 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Management |
SKYWORTH DIGITAL HOLDINGS LTD
Ticker: | 00751 | Security ID: | G8181C100 | |||
Meeting Date: | SEP 07, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 25, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve and Declare Final Dividend with Scrip Option | For | For | Management |
3a | Reelect Leung Chi Ching, Frederick as an Executive Director | For | For | Management | ||||
3b | Reelect Yang Dongwen as an Executive Director | For | For | Management | ||||
3c | Reeect Lu Rongchang as an Executive Director | For | For | Management | ||||
3d | Relect So Hon Cheung, Stephen as an Independent Non-Executive Director | For | For | Management | ||||
3e | Reelect Chan Wai Kay, Katherine as an Independent Non-Executive Director | For | For | Management | ||||
4 | Authorize Board to Fix the Remuneration of Directors | For | For | Management | ||||
5 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
6 | Approve the Refreshment of Limit on Grant of Options under the Share Option Scheme | For | For | Management | ||||
7 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
SPREADTRUM COMMUNICATIONS, INC.
Ticker: | SPRD | Security ID: | 849415203 | |||
Meeting Date: | JUN 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Reelect Hao Chen as Director | For | For | Management | ||||
2 | Reappoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | For | For | Management |
STANDARD BANK GROUP LTD
Ticker: | SBK | Security ID: | S80605140 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and | For | For | Management |
Statutory Reports for Year Ended 31 December 2010 | ||||||||
2.1 | Re-elect Doug Band as Director | For | For | Management | ||||
2.2 | Re-elect Koosum Kalyan as Director | For | For | Management | ||||
2.3 | Re-elect Yagan Liu as Director | For | For | Management | ||||
2.4 | Re-elect Chris Nissen as Director | For | For | Management | ||||
2.5 | Re-elect Cyril Ramaphosa as Director | For | For | Management | ||||
2.6 | Re-elect Ted Woods as Director | For | For | Management | ||||
2.7 | Elect Hongli Zhang as Director | For | For | Management | ||||
3 | Reappoint KPMG Inc and PricewaterhouseCoopers Inc as Auditors of the Company | For | For | Management | ||||
4 | Place Authorised but Unissued Ordinary Shares under Control of Directors | For | For | Management | ||||
5 | Place Authorised but Unissued Preference Shares under Control of Directors | For | For | Management | ||||
6 | Approve Payments to Shareholders | For | For | Management | ||||
7 | Approve Remuneration Policy | For | For | Management | ||||
8.1 | Approve Remuneration of Chairman | For | For | Management | ||||
8.2 | Approve Remuneration of Directors | For | For | Management | ||||
8.3 | Approve Remuneration of International Directors | For | For | Management | ||||
8.4.1 | Approve Remuneration of Director’s Affairs Committee Chairman | For | For | Management | ||||
8.4.2 | Approve Remuneration of Director’s Affairs Committee Member | For | For | Management | ||||
8.5.1 | Approve Remuneration of Group Risk and Capital Management Committee Chairman | For | For | Management | ||||
8.5.2 | Approve Remuneration of Group Risk and Capital Management Committee Member | For | For | Management | ||||
8.6.1 | Approve Remuneration of Remuneration Committee Chairman | For | For | Management | ||||
8.6.2 | Approve Remuneration of Remuneration Committee Member | For | For | Management | ||||
8.7.1 | Approve Remuneration of Group Transformation Committee Chairman | For | For | Management | ||||
8.7.2 | Approve Remuneration of Group Transformation Committee Member | For | For | Management | ||||
8.8.1 | Approve Remuneration of Audit Committee Chairman | For | For | Management | ||||
8.8.2 | Approve Remuneration of Audit Committee Member | For | For | Management | ||||
8.9 | Approve Ad hoc Meeting Attendance Fees | For | For | Management | ||||
8.10 | Approve Consultation Fee Per Hour | For | Against | Management |
9.1 | Place Authorised but Unissued Shares under Control of Directors for the Purposes of the Equity Growth Scheme | For | For | Management | ||||
9.2 | Place Authorised but Unissued Shares under Control of Directors for the Purposes of the Equity Growth Scheme in Terms of the Companies Act, 2008 | For | For | Management | ||||
10.1 | Place Authorised but Unissued Shares under Control of Directors for the Purposes of the Share Incentive Scheme | For | For | Management | ||||
10.2 | Place Authorised but Unissued Shares under Control of Directors for the Purposes of the Share Incentive Scheme in Terms of the Companies Act, 2008 | For | For | Management | ||||
11 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management | ||||
12 | Approve Financial Assistance to Any Company or Corporation That is Related or Inter-related to the Company | For | For | Management |
STATE BANK OF INDIA
Ticker: | 500112 | Security ID: | Y8161Z129 | |||
Meeting Date: | JUN 20, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
STATE BANK OF INDIA
Ticker: | 500112 | Security ID: | Y8161Z129 | |||
Meeting Date: | JUN 24, 2011 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect D. Sundaram as Director | For | For | Management | ||||
2 | Elect D.C. Choksi as Director | For | For | Management |
3 | Elect S. Venkatachalam as Director | For | For | Management | ||||
4 | Elect P. Iyengar as Director | For | For | Management | ||||
5 | Elect U.N. Kapur as Director | For | Did Not Vote | Management |
T. GARANTI BANKASI A.S.
| ||||||
Ticker: | GARAN | Security ID: | M4752S106 | |||
Meeting Date: | MAR 31, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting and Elect Presiding Council of Meeting | For | For | Management | ||||
2 | Authorize Presiding Council to Sign Minutes of Meeting | For | For | Management | ||||
3 | Receive Statutory Reports | None | None | Management | ||||
4 | Approve Financial Statements and Income Allocation | For | For | Management | ||||
5 | Amend Company Articles | For | For | Management | ||||
6 | Approve Discharge of Board and Auditors | For | For | Management | ||||
7 | Approve Remuneration of Directors and Internal Auditors | For | For | Management | ||||
8 | Receive Information on Charitable Donations | None | None | Management | ||||
9 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | For | For | Management |
TENCENT HOLDINGS LTD.
Ticker: | 00700 | Security ID: | G87572148 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Declare Final Dividend | For | For | Management |
3a1 | Reelect Lau Chi Ping Martin as Director | For | For | Management | ||||
3a2 | Reelect Antonie Andries Roux as Director | For | For | Management | ||||
3b | Authorize Board to Fix the Remuneration of Directors | For | For | Management | ||||
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
7 | Authorize Reissuance of Repurchased Shares | For | Against | Management | ||||
8 | Authorize Board to Establish Further Employee Incentive Schemes | For | Against | Management |
TURK EKONOMI BANKASI A.S.
Ticker: | TEBNK | Security ID: | M8926B105 | |||
Meeting Date: | JAN 25, 2011 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting and Elect Presiding Council of Meeting | For | For | Management | ||||
2 | Authorize Presiding Council to Sign Minutes of Meeting | For | For | Management | ||||
3 | Accept Financial Statements as of June 30, 2010 | For | For | Management | ||||
4 | Approve Merger | For | For | Management | ||||
5 | Approve Merger Agreement | For | For | Management | ||||
6 | Amend Articles Re: Merger Agreement | For | For | Management | ||||
7 | Authorize Ayse Asardag to Complete Formalities in Connection with Merger | For | For | Management | ||||
8 | Elect Director | For | For | Management |
USINAS SIDERURGICAS DE MINAS GERAIS S.A. – USIMINAS
Ticker: | USIM5 | Security ID: | P9632E117 | |||
Meeting Date: | APR 14, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | For | Management | ||||
2 | Approve Allocation of Income, Capital Budget | For | For | Management | ||||
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | For | For | Management | ||||
4 | Elect Fiscal Council Members and Approve Their Remuneration | For | For | Management |
VALE S.A.
Ticker: | VALE5 | Security ID: | 91912E204 | |||
Meeting Date: | APR 19, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | For | Management | ||||
2 | Approve Allocation of Income and Dividends and the Capital Budget for Fiscal 2011 | For | For | Management | ||||
3 | Elect Directors | For | Abstain | Management | ||||
4 | Elect Fiscal Council Members | For | Abstain | Management | ||||
5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | For | Management | ||||
1 | Authorize Capitalization of Reserves Without Share Issuance and Amend Article 5 | For | For | Management |
VSMPO
Ticker: | VSMO | Security ID: | X98053105 | |||
Meeting Date: | JUN 13, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Annual Report and Financial Statements | For | For | Management | ||||
2 | Approve Allocation of Income and Dividends; Approve Remuneration of Directors and Audit Commission | For | For | Management | ||||
3 | Elect Directors via Cumulative Voting | None | For | Management | ||||
4 | Elect Members of Audit Commission | For | For | Management | ||||
5 | Ratify Auditor | For | For | Management |
X5 RETAIL GROUP NV
Ticker: | FIVE | Security ID: | 98387E205 | |||
Meeting Date: | FEB 22, 2011 | Meeting Type: | Special | |||
Record Date: | JAN 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting | None | None | Management | ||||
2 | Elect Kieran Balfe as CFO | For | For | Management | ||||
3 | Other Business (Non-Voting) | None | None | Management |
X5 RETAIL GROUP NV
Ticker: | FIVE | Security ID: | 98387E205 | |||
Meeting Date: | JUN 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting | None | None | Management | ||||
2 | Receive Report of Management Board (Non-Voting) | None | None | Management | ||||
3 | Discussion on Company’s Corporate Governance Structure | None | None | Management | ||||
4 | Receive Explanation on Company’s Reserves and Dividend Policy | None | None | Management |
5 | Approve Financial Statements | For | For | Management | ||||
6 | Approve Allocation of Income and | For | For | Management | ||||
Omission of Dividends | ||||||||
7 | Approve Discharge of Management Board | For | For | Management | ||||
8 | Approve Discharge of Supervisory Board | For | For | Management | ||||
9 | Elect A. Gusev to Management Board | For | For | Management | ||||
10 | Reelect F. Lhoest to Management Board | For | For | Management | ||||
11 | Approve Remuneration Policy for Management and Executive Board Members | For | Against | Management | ||||
12 | Approve Remuneration of Supervisory Board | For | Against | Management | ||||
13 | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital | For | For | Management | ||||
14 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13 | For | For | Management | ||||
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
16 | Amend Articles Re: Legislative Changes | For | For | Management | ||||
17 | Ratify PricewaterhouseCoopers as Auditors | For | For | Management | ||||
18 | Other Business (Non-Voting) | None | None | Management |
YANZHOU COAL MINING COMPANY LIMITED
Ticker: | 01171 | Security ID: | Y97417102 | |||
Meeting Date: | FEB 18, 2011 | Meeting Type: | Special | |||
Record Date: | JAN 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Appoint Grant Thornton Jingdu Tianhua as International Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
2 | Amend Articles of Association of the Company | For | For | Management | ||||
3 | Amend Rules of Procedures for the Shareholders’ Meeting | For | For | Management | ||||
4 | Amend Rules of Procedures for the Board of Directors | For | For | Management |
YANZHOU COAL MINING COMPANY LIMITED
Ticker: | 01171 | Security ID: | Y97417102 | |||
Meeting Date: | MAY 20, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Report of the Board of Directors | For | For | Management | ||||
2 | Accept Report of the Supervisory Committee | For | For | Management | ||||
3 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
4 | Approve Proposed Profit Distribution Plan and Authorize Board to Distribute an Aggregate Cash Dividend of RMB 2.9 Billion | For | For | Management | ||||
5a | Reelect Li Weimin as Director | For | For | Management | ||||
5b | Reelect Wang Xin as Director | For | For | Management | ||||
5c | Elect Zhang Yingmin as Director | For | For | Management | ||||
5d | Reelect Shi Xuerang as Director | For | For | Management | ||||
5e | Reelect Wu Yuxiang as Director | For | For | Management | ||||
5f | Reelect Zhang Baocai as Director | For | For | Management | ||||
6a | Elect Wang Xianzheng as Independent Non-Executive Director | For | For | Management | ||||
6b | Elect Cheng Faguang as Independent Non-Executive Director | For | For | Management | ||||
6c | Elect Wang Xiaojun as Independent Non-Executive Director | For | For | Management | ||||
6d | Elect Xue Youzhi as Independent Non-Executive Director | For | For | Management | ||||
7a | Reelect Song Guo as Non-Worker Representative Supervisors | For | For | Management | ||||
7b | Reelect Zhou Shoucheng as Non-Worker Representative Supervisors | For | For | Management | ||||
7c | Reelect Zhang Shengdong as Non-Worker Representative Supervisors | For | For | Management | ||||
7d | Reelect Zhen Ailan as Non-Worker Representative Supervisors | For | For | Management | ||||
8 | Approve Remuneration of Directors and Supervisors | For | For | Management | ||||
9 | Approve Purchase of Liability Insurance for Directors | For | For | Management | ||||
10 | Approve Bidding by the Company for the Mining Rights of Zhuan Longwan Coal Mine Field in Inner Mongolia | For | For | Management |
11 | Appoint Grant Thornton Jingdu Tianhua and Shine Wing Certified Public Accountants as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
12 | Authorize Company to Handle Matters in Relation to Financing Activities at Fixed Interest Rate | None | Against | Shareholder | ||||
13 | Amend Articles of Association, Rules of Procedure for Shareholders’ Meetings, and Rules of Procedures for the Board | For | For | Management | ||||
14 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management |
YANZHOU COAL MINING COMPANY LIMITED
Ticker: | 01171 | Security ID: | Y97417102 | |||
Meeting Date: | MAY 20, 2011 | Meeting Type: | Special | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management |
TCW EMERGING MARKETS INCOME FUND
KAZKOMMERTS FINANCE 2 BV
Ticker: | Security ID: | N49548AC9 | ||||
Meeting Date: | AUG 04, 2010 | Meeting Type: | Bondholder | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Extraordinary Resolution Re: | For | For | Management |
2017 Notes Agency Agreement
TCW EMERGING MARKETS LOCAL CURRENCY INCOME FUND
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
TCW ENHANCED COMMODITY STRATEGY FUND
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
TCW GLOBAL CONSERVATIVE ALLOCATION FUND
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
TCW GLOBAL FLEXIBLE ALLOCATION FUND
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
TCW GLOBAL MODERATE ALLOCATION FUND
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
TCW GROWTH EQUITIES FUND
ACE LIMITED
Ticker: | ACE | Security ID: | H0023R105 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Evan G. Greenberg as Director | For | For | Management | ||||
1.2 | Elect Leo F. Mullin as Director | For | For | Management | ||||
1.3 | Elect Olivier Steimer as Director | For | For | Management | ||||
1.4 | Elect Michael P. Connors as Director | For | For | Management | ||||
1.5 | Elect Eugene B. Shanks, Jr as Director | For | For | Management | ||||
1.6 | Elect John A. Krol as Director | For | For | Management | ||||
2.1 | Approve Annual Report | For | For | Management | ||||
2.2 | Accept Statutory Financial Statements | For | For | Management | ||||
2.3 | Accept Consolidated Financial Statements | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends | For | For | Management | ||||
4 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
5.1 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Management | ||||
5.2 | Ratify Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm as Auditors | For | For | Management | ||||
5.3 | Ratify BDO AG as Special Auditors | For | For | Management | ||||
6 | Approve Dividend Distribution from Legal Reserves | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
AEROVIRONMENT, INC.
Ticker: | AVAV | Security ID: | 008073108 | |||
Meeting Date: | SEP 29, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 06, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kenneth R. Baker | For | For | Management | ||||
1.2 | Elect Director Murray Gell-Mann | For | For | Management | ||||
1.3 | Elect Director Charles R. Holland | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: | ADS | Security ID: | 018581108 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bruce K. Anderson | For | For | Management | ||||
1.2 | Elect Director Roger H. Ballou | For | For | Management | ||||
1.3 | Elect Director E. Linn Draper, Jr. | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
ANSYS, INC.
Ticker: | ANSS | Security ID: | 03662Q105 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James E. Cashman III | For | For | Management | ||||
1.2 | Elect Director William R. McDermott | For | For | Management | ||||
1.3 | Elect Director Ajei S. Gopal | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
ARM HOLDINGS PLC
Ticker: | ARM | Security ID: | 042068106 |
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4 | Elect Larry Hirst as Director | For | For | Management | ||||
5 | Elect Janice Roberts as Director | For | For | Management | ||||
6 | Elect Andy Green as Director | For | For | Management | ||||
7 | Re-elect Doug Dunn as Director | For | For | Management | ||||
8 | Re-elect Warren East as Director | For | For | Management | ||||
9 | Re-elect Tudor Brown as Director | For | For | Management | ||||
10 | Re-elect Mike Inglis as Director | For | For | Management | ||||
11 | Re-elect Mike Muller as Director | For | For | Management | ||||
12 | Re-elect Kathleen O’Donovan as Director | For | For | Management | ||||
13 | Re-elect Philip Rowley as Director | For | For | Management | ||||
14 | Re-elect Tim Score as Director | For | For | Management | ||||
15 | Re-elect Simon Segars as Director | For | For | Management | ||||
16 | Re-elect Young Sohn as Director | For | For | Management | ||||
17 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management | ||||
18 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
19 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
21 | Authorise Market Purchase | For | For | Management | ||||
22 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | Against | Management |
ARUBA NETWORKS, INC.
Ticker: | ARUN | Security ID: | 043176106 | |||
Meeting Date: | DEC 10, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dominic P. Orr | For | For | Management | ||||
1.2 | Elect Director Keerti G. Melkote | For | For | Management |
1.3 | Elect Director Bernard Guidon | For | For | Management | ||||
1.4 | Elect Director Emmanuel Hernandez | For | For | Management | ||||
1.5 | Elect Director Michael R. Kourey | For | For | Management | ||||
1.6 | Elect Director Douglas Leone | For | For | Management | ||||
1.7 | Elect Director Willem P. Roelandts | For | For | Management | ||||
1.8 | Elect Director Daniel Warmenhoven | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
ATHENAHEALTH, INC.
Ticker: | ATHN | Security ID: | 04685W103 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jonathan Bush | For | For | Management | ||||
1.2 | Elect Director Brandon H. Hull | For | For | Management | ||||
1.3 | Elect Director William Winkenwerder, Jr | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
BRIGHAM EXPLORATION COMPANY
Ticker: | BEXP | Security ID: | 109178103 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ben M. Brigham | For | For | Management | ||||
1.2 | Elect Director David T. Brigham | For | For | Management | ||||
1.3 | Elect Director Harold D. Carter | For | For | Management | ||||
1.4 | Elect Director Stephen C. Hurley | For | For | Management | ||||
1.5 | Elect Director Stephen P. Reynolds | For | For | Management | ||||
1.6 | Elect Director Hobart A. Smith | For | For | Management | ||||
1.7 | Elect Director Scott W. Tinker | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Amend Non-Employee Director Stock Option Plan | For | For | Management | ||||
6 | Approve Stock Grant to Non-Employee Directors | For | Against | Management |
C.H. ROBINSON WORLDWIDE, INC.
Ticker: | CHRW | Security ID: | 12541W209 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert Ezrilov | For | For | Management | ||||
2 | Elect Director Wayne M. Fortun | For | For | Management | ||||
3 | Elect Director Brian P. Short | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Declassify the Board of Directors | Against | For | Shareholder |
CAPELLA EDUCATION COMPANY
Ticker: | CPLA | Security ID: | 139594105 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Kevin Gilligan | For | For | Management | ||||
1.2 | Elect Director Mark N. Greene | For | For | Management | ||||
1.3 | Elect Director Michael A. Linton | For | For | Management | ||||
1.4 | Elect Director Michael L. Lomax | For | For | Management | ||||
1.5 | Elect Director Jody G. Miller | For | For | Management | ||||
1.6 | Elect Director Stephen G. Shank | For | For | Management | ||||
1.7 | Elect Director Andrew M. Slavitt | For | For | Management |
1.8 | Elect Director David W. Smith | For | For | Management | ||||
1.9 | Elect Director Jeffrey W. Taylor | For | For | Management | ||||
1.10 | Elect Director Sandra E. Taylor | For | For | Management | ||||
1.11 | Elect Director Darrell R. Tukua | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management |
CARBO CERAMICS INC.
Ticker: | CRR | Security ID: | 140781105 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sigmund L. Cornelius | For | For | Management | ||||
1.2 | Elect Director James B. Jennings | For | For | Management | ||||
1.3 | Elect Director Gary A. Kolstad | For | For | Management | ||||
1.4 | Elect Director H. E. Lentz, Jr. | For | For | Management | ||||
1.5 | Elect Director Randy L. Limbacher | For | For | Management | ||||
1.6 | Elect Director William C. Morris | For | For | Management | ||||
1.7 | Elect Director Robert S. Rubin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CARMAX, INC.
Ticker: | KMX | Security ID: | 143130102 | |||
Meeting Date: | JUN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas J. Folliard | For | For | Management | ||||
1.2 | Elect Director Rakesh Gangwal | For | For | Management | ||||
1.3 | Elect Director Shira Goodman | For | For | Management |
1.4 | Elect Director W. Robert Grafton | For | For | Management | ||||
1.5 | Elect Director Edgar H. Grubb | For | For | Management | ||||
1.6 | Elect Director Mitchell D. Steenrod | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CAVIUM NETWORKS, INC.
Ticker: | CAVM | Security ID: | 14965A101 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anthony J. Pantuso | For | For | Management | ||||
1.2 | Elect Director C.N. Reddy | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CF INDUSTRIES HOLDINGS, INC.
Ticker: | CF | Security ID: | 125269100 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stephen R. Wilson | For | For | Management | ||||
1.2 | Elect Director Wallace W. Creek | For | For | Management | ||||
1.3 | Elect Director William Davisson | For | For | Management | ||||
1.4 | Elect Director Robert G. Kuhbach | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Declassify the Board of Directors | Against | For | Shareholder |
CONTANGO OIL & GAS COMPANY
Ticker: | MCF | Security ID: | 21075N204 | |||
Meeting Date: | DEC 01, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Kenneth R. Peak | For | For | Management | ||||
2 | Elect Director B.A. Berilgen | For | For | Management | ||||
3 | Elect Director Jay D. Brehmer | For | For | Management | ||||
4 | Elect Director Charles M. Reimer | For | For | Management | ||||
5 | Elect Director Steven L. Schoonover | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management |
CORE LABORATORIES NV
Ticker: | CEI | Security ID: | N22717107 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David M. Demshur | For | For | Management | ||||
1.2 | Elect Director Rene R. Joyce | For | For | Management | ||||
1.3 | Elect Director Michael C. Kearney | For | For | Management | ||||
1.4 | Elect Director Jan Willem Sodderland | For | For | Management | ||||
2 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Cancellation of Repurchased Shares | For | For | Management | ||||
4 | Authorize Repurchase of Up to 25.6 | For | For | Management | ||||
Percent of Issued Share Capital | ||||||||
5 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 20 Percent of Issued Capital | For | For | Management | ||||
6 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5 | For | For | Management | ||||
7 | Ratify PricewaterhouseCoopers as Auditors | For | For | Management |
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
DENDREON CORPORATION
Ticker: | DNDN | Security ID: | 24823Q107 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard B. Brewer | For | For | Management | ||||
1.2 | Elect Director Mitchell H. Gold | For | For | Management | ||||
1.3 | Elect Director Pedro Granadillo | For | For | Management | ||||
1.4 | Elect Director David C. Stump | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Ticker: | EXPD | Security ID: | 302130109 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Mark A. Emmert | For | For | Management | ||||
2 | Elect Director R. Jordan Gates | For | For | Management | ||||
3 | Elect Director Dan P. Kourkoumelis | For | For | Management | ||||
4 | Elect Director Michael J. Malone | For | For | Management | ||||
5 | Elect Director John W. Meisenbach | For | For | Management | ||||
6 | Elect Director Peter J. Rose | For | For | Management | ||||
7 | Elect Director James L.k. Wang | For | For | Management | ||||
8 | Elect Director Robert R. Wright | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
11 | Approve Stock Option Plan | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
FMC TECHNOLOGIES, INC.
Ticker: | FTI | Security ID: | 30249U101 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director C. Maury Devine | For | For | Management | ||||
2 | Elect Director John T. Gremp | For | For | Management | ||||
3 | Elect Director Thomas M. Hamilton | For | For | Management | ||||
4 | Elect Director Richard A. Pattarozzi | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
8 | Increase Authorized Common Stock | For | For | Management |
FOSSIL, INC.
Ticker: | FOSL | Security ID: | 349882100 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Elaine Agather | For | For | Management | ||||
1.2 | Elect Director Jeffrey N. Boyer | For | For | Management | ||||
1.3 | Elect Director Kosta N. Kartsotis | For | For | Management | ||||
1.4 | Elect Director Elysia Holt Ragusa | For | For | Management | ||||
1.5 | Elect Director Jal S. Shroff | For | For | Management | ||||
1.6 | Elect Director James E. Skinner | For | For | Management | ||||
1.7 | Elect Director Michael Steinberg | For | For | Management | ||||
1.8 | Elect Director Donald J. Stone | For | For | Management | ||||
1.9 | Elect Director James M. Zimmerman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
GILDAN ACTIVEWEAR INC.
Ticker: | GIL | Security ID: | 375916103 | |||
Meeting Date: | FEB 09, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | DEC 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William D. Anderson | For | For | Management | ||||
1.2 | Elect Director Robert M. Baylis | For | For | Management | ||||
1.3 | Elect Director Glenn J. Chamandy | For | For | Management | ||||
1.4 | Elect Director Russell Goodman | For | For | Management | ||||
1.5 | Elect Director George Heller | For | For | Management | ||||
1.6 | Elect Director Sheila O’Brien | For | For | Management | ||||
1.7 | Elect Director Pierre Robitaille | For | For | Management | ||||
1.8 | Elect Director James R. Scarborough | For | For | Management | ||||
1.9 | Elect Director Richard P. Strubel | For | For | Management | ||||
1.10 | Elect Director Gonzalo F. Valdes-Fauli | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Approve Shareholder Rights Plan | For | Against | Management | ||||
4 | Approve Increase in Size of Board from Ten to Twelve | For | For | Management |
GREEN DOT CORPORATION
Ticker: | GDOT | Security ID: | 39304D102 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ross E. Kendell | For | For | Management | ||||
1.2 | Elect Director William H. Ott, Jr. | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
4 | Ratify Auditors | For | For | Management |
GREEN MOUNTAIN COFFEE ROASTERS, INC.
Ticker: | GMCR | Security ID: | 393122106 | |||
Meeting Date: | MAR 10, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lawrence J. Blanford | For | For | Management | ||||
1.2 | Elect Director Michael J. Mardy | For | For | Management | ||||
1.3 | Elect Director David E. Moran | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
HUMAN GENOME SCIENCES, INC.
Ticker: | HGSI | Security ID: | 444903108 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard J. Danzig | For | For | Management | ||||
1.2 | Elect Director Colin Goddard | For | For | Management | ||||
1.3 | Elect Director Maxine Gowen | For | For | Management | ||||
1.4 | Elect Director Tuan Ha-Ngoc | For | For | Management | ||||
1.5 | Elect Director A. N. ‘Jerry’ Karabelas | For | For | Management | ||||
1.6 | Elect Director John L. LaMattina | For | For | Management | ||||
1.7 | Elect Director Augustine Lawlor | For | For | Management | ||||
1.8 | Elect Director George J. Morrow | For | For | Management | ||||
1.9 | Elect Director Gregory Norden | For | For | Management | ||||
1.10 | Elect Director H. Thomas Watkins | For | For | Management | ||||
1.11 | Elect Director Robert C. Young | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive | For | For | Management |
Officers’ Compensation | ||||||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
IHS INC.
Ticker: | IHS | Security ID: | 451734107 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jerre L. Stead | For | For | Management | ||||
1.2 | Elect Director C. Michael Armstrong | For | For | Management | ||||
1.3 | Elect Director Balakrishnan S. Iyer | For | For | Management | ||||
1.4 | Elect Director Brian H. Hall | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
INTUITIVE SURGICAL, INC.
Ticker: | ISRG | Security ID: | 46120E602 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Floyd D. Loop | For | For | Management | ||||
2 | Elect Director George Stalk Jr. | For | For | Management | ||||
3 | Elect Director Craig H. Barratt | For | For | Management | ||||
4 | Amend Stock Option Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
7 | Ratify Auditors | For | For | Management |
IRONWOOD PHARMACEUTICALS, INC.
Ticker: | IRWD | Security ID: | 46333X108 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bryan E. Roberts, Ph.D. | For | For | Management | ||||
1.2 | Elect Director Peter M. Hecht, Ph.D. | For | For | Management | ||||
1.3 | Elect Director David E. Shaw | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
JANUS CAPITAL GROUP INC.
Ticker: | JNS | Security ID: | 47102X105 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Paul F. Balser | For | For | Management | ||||
2 | Elect Director Jeffrey J. Diermeier | For | For | Management | ||||
3 | Elect Director Glenn S. Schafer | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
LPL INVESTMENT HOLDINGS, INC.
Ticker: | LPLA | Security ID: | 50213H100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual |
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mark S. Casady | For | For | Management | ||||
1.2 | Elect Director James S. Putnam | For | For | Management | ||||
1.3 | Elect Director Richard W. Boyce | For | For | Management | ||||
1.4 | Elect Director John J. Brennan | For | For | Management | ||||
1.5 | Elect Director Erik D. Ragatz | For | For | Management | ||||
1.6 | Elect Director James S. Riepe | For | For | Management | ||||
1.7 | Elect Director Richard P. Schifter | For | For | Management | ||||
1.8 | Elect Director Jeffrey E. Stiefler | For | For | Management | ||||
1.9 | Elect Director Allen R. Thorpe | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
MARVELL TECHNOLOGY GROUP LTD
Ticker: | MRVL | Security ID: | G5876H105 | |||
Meeting Date: | JUL 08, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Ta-lin Hsu as Director | For | For | Management | ||||
1b | Elect John G. Kassakian as Director | For | For | Management | ||||
2 | Declassify the Board of Directors | For | For | Management | ||||
3 | Adopt Simple Majority Vote for Election of Directors | For | For | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
MSCI INC.
Ticker: | MSCI | Security ID: | 55354G100 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual |
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Benjamin F. duPont | For | For | Management | ||||
2 | Elect Director Henry A. Fernandez | For | For | Management | ||||
3 | Elect Director Alice W. Handy | For | For | Management | ||||
4 | Elect Director Catherine R. Kinney | For | For | Management | ||||
5 | Elect Director Linda H. Riefler | For | For | Management | ||||
6 | Elect Director George W. Siguler | For | For | Management | ||||
7 | Elect Director Scott M. Sipprelle | For | For | Management | ||||
8 | Elect Director Patrick Tierney | For | For | Management | ||||
9 | Elect Director Rodolphe M. Vallee | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
12 | Ratify Auditors | For | For | Management |
MYLAN INC.
Ticker: | MYL | Security ID: | 628530107 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert J. Coury | For | For | Management | ||||
1.2 | Elect Director Rodney L. Piatt | For | For | Management | ||||
1.3 | Elect Director Heather Bresch | For | For | Management | ||||
1.4 | Elect Director Wendy Cameron | For | For | Management | ||||
1.5 | Elect Director Robert J. Cindrich | For | For | Management | ||||
1.6 | Elect Director Neil Dimick | For | For | Management | ||||
1.7 | Elect Director Douglas J. Leech | For | For | Management | ||||
1.8 | Elect Director Joseph C. Maroon | For | For | Management | ||||
1.9 | Elect Director Mark W. Parrish | For | For | Management | ||||
1.10 | Elect Director C.B. Todd | For | For | Management | ||||
1.11 | Elect Director Randall L. Vanderveen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
OCEANEERING INTERNATIONAL, INC.
Ticker: | OII | Security ID: | 675232102 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director T. Jay Collins | For | For | Management | ||||
1.2 | Elect Director D. Michael Hughes | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
PLAINS EXPLORATION & PRODUCTION COMPANY
Ticker: | PXP | Security ID: | 726505100 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director James C. Flores | For | For | Management | ||||
2 | Elect Director Isaac Arnold, Jr. | For | For | Management | ||||
3 | Elect Director Alan R. Buckwalter, III | For | For | Management | ||||
4 | Elect Director Jerry L. Dees | For | For | Management | ||||
5 | Elect Director Tom H. Delimitros | For | For | Management | ||||
6 | Elect Director Thomas A. Fry, III | For | For | Management | ||||
7 | Elect Director Charles G. Groat | For | For | Management | ||||
8 | Elect Director John H. Lollar | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
QLIK TECHNOLOGIES INC.
Ticker: | QLIK | Security ID: | 74733T105 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lars Bjork | For | For | Management | ||||
1.2 | Elect Director Bruce Golden | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
RESOURCES CONNECTION, INC.
Ticker: | RECN | Security ID: | 76122Q105 | |||
Meeting Date: | OCT 28, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 02, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Neil F. Dimick | For | For | Management | ||||
1.2 | Elect Director Anthony Cherbak | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
ROBERT HALF INTERNATIONAL INC.
Ticker: | RHI | Security ID: | 770323103 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Andrew S. Berwick, Jr. | For | For | Management | ||||
1.2 | Elect Director Edward W. Gibbons | For | For | Management | ||||
1.3 | Elect Director Harold M. Messmer, Jr. | For | For | Management | ||||
1.4 | Elect Director Barbara J. Novogradac | For | For | Management | ||||
1.5 | Elect Director Robert J. Pace | For | For | Management | ||||
1.6 | Elect Director Frederick A. Richman | For | For | Management | ||||
1.7 | Elect Director M. Keith Waddell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ROCKWELL AUTOMATION, INC.
Ticker: | ROK | Security ID: | 773903109 | |||
Meeting Date: | FEB 01, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 06, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Donald R. Parfet | For | For | Management | ||||
1.2 | Elect Director Steven R. Kalmanson | For | For | Management | ||||
1.3 | Elect Director James P. Keane | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
RUE21, INC.
Ticker: | RUE | Security ID: | 781295100 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Alex Pellegrini | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
SALESFORCE.COM, INC.
Ticker: | CRM | Security ID: | 79466L302 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Marc Benioff | For | For | Management | ||||
2 | Elect Director Craig Conway | For | For | Management | ||||
3 | Elect Director Alan Hassenfeld | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Declassify the Board of Directors | Against | For | Shareholder |
SEI INVESTMENTS COMPANY
Ticker: | SEIC | Security ID: | 784117103 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kathryn M. McCarthy | For | For | Management | ||||
1.2 | Elect Director Sarah W. Blumenstein | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
STRAYER EDUCATION, INC.
Ticker: | STRA | Security ID: | 863236105 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert S. Silberman | For | For | Management | ||||
2 | Elect Director David A. Coulter | For | For | Management | ||||
3 | Elect Director Charlotte F. Beason | For | For | Management | ||||
4 | ElectElect Director William E. Brock | For | For | Management |
5 | Elect Director John T. Casteen III | For | For | Management | ||||
6 | Elect Director Robert R. Grusky | For | For | Management | ||||
7 | Elect Director Robert L. Johnson | For | For | Management | ||||
8 | Elect Director Todd A. Milano | For | For | Management | ||||
9 | Elect Director G Thomas Waite, III | For | For | Management | ||||
10 | Elect Director J. David Wargo | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Approve Omnibus Stock Plan | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
SUCCESSFACTORS, INC.
Ticker: | SFSF | Security ID: | 864596101 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William H. Harris, Jr. | For | For | Management | ||||
2 | Elect Director William E. McGlashan, Jr. | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
T. ROWE PRICE GROUP, INC.
Ticker: | TROW | Security ID: | 74144T108 | |||
Meeting Date: | APR 14, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Edward C. Bernard | For | For | Management | ||||
2 | Elect Director James T. Brady | For | For | Management | ||||
3 | Elect Director J. Alfred Broaddus, Jr. | For | For | Management | ||||
4 | Elect Director Donald B. Hebb, Jr. | For | For | Management | ||||
5 | Elect Director James A.C. Kennedy | For | For | Management |
6 | Elect Director Robert F. MacLellan | For | For | Management | ||||
7 | Elect Director Brian C. Rogers | For | For | Management | ||||
8 | Elect Director Alfred Sommer | For | For | Management | ||||
9 | Elect Director Dwight S. Taylor | For | For | Management | ||||
10 | Elect Director Anne Marie Whittemore | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management |
ULTRA PETROLEUM CORP.
Ticker: | UPL | Security ID: | 903914109 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Michael D. Watford as Director | For | For | Management | ||||
1.2 | Elect W. Charles Helton as Director | For | For | Management | ||||
1.3 | Elect Robert E. Rigney as Director | For | For | Management | ||||
1.4 | Elect Stephen J. McDaniel as Director | For | For | Management | ||||
1.5 | Elect Roger A. Brown as Director | For | For | Management | ||||
2 | Ratify Ernst & Young, LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Report on Environmental Impacts of Natural Gas Fracturing | Against | Against | Shareholder |
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: | VRTX | Security ID: | 92532F100 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Matthew W. Emmens | For | For | Management | ||||
1.2 | Elect Director Magaret G. McGlynn | For | For | Management |
1.3 | Elect Director Wayne J. Riley | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
VMWARE, INC.
Ticker: | VMW | Security ID: | 928563402 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Renee J. James | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
VOLCANO CORPORATION
Ticker: | VOLC | Security ID: | 928645100 | |||
Meeting Date: | JUL 29, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kieran T. Gallahue | For | For | Management | ||||
1.2 | Elect Director Alexis V. Lukianov | For | For | Management | ||||
1.3 | Elect Director John Onopchenko | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
VOLCANO CORPORATION
Ticker: | VOLC | Security ID: | 928645100 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael J. Coyle | For | For | Management | ||||
1.2 | Elect Director Roy T. Tanaka | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
TCW GROWTH FUND
3PAR INC.
Ticker: | PAR | Security ID: | 88580F109 | |||
Meeting Date: | SEP 09, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mark A. Jung | For | For | Management | ||||
1.2 | Elect Director David C. Scott | For | For | Management | ||||
1.3 | Elect Director Michael J. Sheridan | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
7 | DAYS GROUP HOLDINGS LTD. |
Ticker: | SVN | Security ID: | 81783J101 | |||
Meeting Date: | NOV 05, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 24, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Re-elect Boquan He, Minjian Shi, Miao | For | For | Management | ||||
Chi, Meng Ann Lim, Wee Seng Tan and Bin | ||||||||
Dai as Directors | ||||||||
2 | Ratify KPMG as Auditors | For | For | Management |
AFLAC INCORPORATED
Ticker: | AFL | Security ID: | 001055102 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Daniel P. Amos | For | For | Management | ||||
2 | Elect Director John Shelby Amos II | For | For | Management | ||||
3 | Elect Director Paul S. Amos II | For | For | Management | ||||
4 | Elect Director Michael H. Armacost | For | For | Management | ||||
5 | Elect Director Kriss Cloninger III | For | For | Management | ||||
6 | Elect Director Elizabeth J. Hudson | For | For | Management | ||||
7 | Elect Director Douglas W. Johnson | For | For | Management | ||||
8 | Elect Director Robert B. Johnson | For | For | Management | ||||
9 | Elect Director Charles B. Knapp | For | For | Management | ||||
10 | Elect Director E. Stephen Purdom | For | For | Management | ||||
11 | Elect Director Barbara K. Rimer | For | For | Management | ||||
12 | Elect Director Marvin R. Schuster | For | For | Management | ||||
13 | Elect Director David Gary Thompson | For | For | Management | ||||
14 | Elect Director Robert L. Wright | For | For | Management | ||||
15 | Elect Director Takuro Yoshida | For | For | Management | ||||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
17 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
18 | Ratify Auditors | For | For | Management |
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: | APD | Security ID: | 009158106 | |||
Meeting Date: | JAN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 30, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Chadwick C. Deaton | For | For | Management | ||||
1.2 | Elect Director Michael J. Donahue | For | For | Management | ||||
1.3 | Elect Director Ursula O. Fairbairn | For | For | Management | ||||
1.4 | Elect Director Lawrence S. Smith | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation |
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management |
ALLERGAN, INC.
Ticker: | AGN | Security ID: | 018490102 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Deborah Dunsire | For | For | Management | ||||
2 | Elect Director Trevor M. Jones | For | For | Management | ||||
3 | Elect Director Louis J. Lavigne, Jr. | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
7 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
8 | Approve Omnibus Stock Plan | For | For | Management | ||||
9 | Declassify the Board of Directors | For | For | Management |
AMERICAN TOWER CORPORATION
Ticker: | AMT | Security ID: | 029912201 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Raymond P. Dolan | For | For | Management | ||||
2 | Elect Director Ronald M. Dykes | For | For | Management | ||||
3 | Elect Director Carolyn F. Katz | For | For | Management | ||||
4 | Elect Director Gustavo Lara Cantu | For | For | Management | ||||
5 | Elect Director Joann A. Reed | For | For | Management | ||||
6 | Elect Director Pamela D.A. Reeve | For | For | Management | ||||
7 | Elect Director David E. Sharbutt | For | For | Management | ||||
8 | Elect Director James D. Taiclet, Jr. | For | For | Management | ||||
9 | Elect Director Samme L. Thompson | For | For | Management |
10 | Ratify Auditors | For | For | Management | ||||
11 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ANSYS, INC.
Ticker: | ANSS | Security ID: | 03662Q105 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James E. Cashman III | For | For | Management | ||||
1.2 | Elect Director William R. McDermott | For | For | Management | ||||
1.3 | Elect Director Ajei S. Gopal | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
APPLE INC.
Ticker: | AAPL | Security ID: | 037833100 | |||
Meeting Date: | FEB 23, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William V. Campbell | For | For | Management | ||||
1.2 | Elect Director Millard S. Drexler | For | For | Management | ||||
1.3 | Elect Director Albert A. Gore, Jr. | For | For | Management | ||||
1.4 | Elect Director Steven P. Jobs | For | For | Management | ||||
1.5 | Elect Director Andrea Jung | For | For | Management | ||||
1.6 | Elect Director Arthur D. Levinson | For | For | Management | ||||
1.7 | Elect Director Ronald D. Sugar | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive | For | For | Management |
Officers’ Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Adopt Policy on Succession Planning | Against | Against | Shareholder | ||||
6 | Require a Majority Vote for the | Against | Against | Shareholder | ||||
Election of Directors |
ARM HOLDINGS PLC
Ticker: | ARM | Security ID: | 042068106 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4 | Elect Larry Hirst as Director | For | For | Management | ||||
5 | Elect Janice Roberts as Director | For | For | Management | ||||
6 | Elect Andy Green as Director | For | For | Management | ||||
7 | Re-elect Doug Dunn as Director | For | For | Management | ||||
8 | Re-elect Warren East as Director | For | For | Management | ||||
9 | Re-elect Tudor Brown as Director | For | For | Management | ||||
10 | Re-elect Mike Inglis as Director | For | For | Management | ||||
11 | Re-elect Mike Muller as Director | For | For | Management | ||||
12 | Re-elect Kathleen O’Donovan as Director | For | For | Management | ||||
13 | Re-elect Philip Rowley as Director | For | For | Management | ||||
14 | Re-elect Tim Score as Director | For | For | Management | ||||
15 | Re-elect Simon Segars as Director | For | For | Management | ||||
16 | Re-elect Young Sohn as Director | For | For | Management | ||||
17 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management | ||||
18 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
19 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
21 | Authorise Market Purchase | For | For | Management | ||||
22 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | Against | Management |
ARUBA NETWORKS, INC.
Ticker: | ARUN | Security ID: | 043176106 | |||
Meeting Date: | DEC 10, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dominic P. Orr | For | For | Management | ||||
1.2 | Elect Director Keerti G. Melkote | For | For | Management | ||||
1.3 | Elect Director Bernard Guidon | For | For | Management | ||||
1.4 | Elect Director Emmanuel Hernandez | For | For | Management | ||||
1.5 | Elect Director Michael R. Kourey | For | For | Management | ||||
1.6 | Elect Director Douglas Leone | For | For | Management | ||||
1.7 | Elect Director Willem P. Roelandts | For | For | Management | ||||
1.8 | Elect Director Daniel Warmenhoven | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
ATHENAHEALTH, INC.
Ticker: | ATHN | Security ID: | 04685W103 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jonathan Bush | For | For | Management | ||||
1.2 | Elect Director Brandon H. Hull | For | For | Management | ||||
1.3 | Elect Director William Winkenwerder, Jr | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
AVAGO TECHNOLOGIES LIMITED
Ticker: | AVGO | Security ID: | Y0486S104 |
Meeting Date: | MAR 30, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Reelect Hock E. Tan as Director | For | For | Management | ||||
1.2 | Reelect Adam H. Clammer as Director | For | For | Management | ||||
1.3 | Reelect James A. Davidson as Director | For | For | Management | ||||
1.4 | Reelect James V. Diller as Director | For | For | Management | ||||
1.5 | Reelect Kenneth Y. Hao as Director | For | For | Management | ||||
1.6 | Reelect John M. Hsuan as Director | For | For | Management | ||||
1.7 | Reelect David Kerko as Director | For | For | Management | ||||
1.8 | Reelect Justine F. Lien as Director | For | For | Management | ||||
1.9 | Reelect Donald Macleod as Director | For | For | Management | ||||
1.10 | Reelect Bock Seng Tan as Director | For | For | Management | ||||
2 | Reappoint PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors and Authorize Board to Fix | ||||||||
Their Remuneration | ||||||||
3 | Approve Cash Compensation to Directors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
6 | Approve Issuance of Equity or | For | For | Management | ||||
Equity-Linked Securities with or | ||||||||
without Preemptive Rights | ||||||||
7 | Approve Repurchase of Up to 10 Percent | For | For | Management | ||||
of Issued Capital |
BRIGHAM EXPLORATION COMPANY
Ticker: | BEXP | Security ID: | 109178103 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ben M. Brigham | For | For | Management | ||||
1.2 | Elect Director David T. Brigham | For | For | Management | ||||
1.3 | Elect Director Harold D. Carter | For | For | Management | ||||
1.4 | Elect Director Stephen C. Hurley | For | For | Management | ||||
1.5 | Elect Director Stephen P. Reynolds | For | For | Management | ||||
1.6 | Elect Director Hobart A. Smith | For | For | Management | ||||
1.7 | Elect Director Scott W. Tinker | For | For | Management |
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Amend Non-Employee Director Stock | For | For | Management | ||||
Option Plan | ||||||||
6 | Approve Stock Grant to Non-Employee | For | Against | Management | ||||
Directors |
CAMERON INTERNATIONAL CORPORATION
Ticker: | CAM | Security ID: | 13342B105 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Peter J. Fluor | For | For | Management | ||||
2 | Elect Director Jack B. Moore | For | For | Management | ||||
3 | Elect Director David Ross | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Amend Omnibus Stock Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
8 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
CARBO CERAMICS INC.
Ticker: | CRR | Security ID: | 140781105 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sigmund L. Cornelius | For | For | Management | ||||
1.2 | Elect Director James B. Jennings | For | For | Management | ||||
1.3 | Elect Director Gary A. Kolstad | For | For | Management | ||||
1.4 | Elect Director H. E. Lentz, Jr. | For | For | Management | ||||
1.5 | Elect Director Randy L. Limbacher | For | For | Management |
1.6 | Elect Director William C. Morris | For | For | Management | ||||
1.7 | Elect Director Robert S. Rubin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CARMAX, INC.
Ticker: | KMX | Security ID: | 143130102 | |||
Meeting Date: | JUN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas J. Folliard | For | For | Management | ||||
1.2 | Elect Director Rakesh Gangwal | For | For | Management | ||||
1.3 | Elect Director Shira Goodman | For | For | Management | ||||
1.4 | Elect Director W. Robert Grafton | For | For | Management | ||||
1.5 | Elect Director Edgar H. Grubb | For | For | Management | ||||
1.6 | Elect Director Mitchell D. Steenrod | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CARNIVAL CORPORATION
Ticker: | CCL | Security ID: | 143658300 | |||
Meeting Date: | APR 13, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Reelect Micky Arison As A Director Of | For | For | Management | ||||
Carnival Corporation And As A Director | ||||||||
Of Carnival Plc | ||||||||
2 | Reelect Sir Jonathon Band As A Director | For | For | Management | ||||
Of Carnival Corporation And As A | ||||||||
Director Of Carnival Plc | ||||||||
3 | Reelect Robert H. Dickinson As A | For | For | Management |
Director Of Carnival Corporation And As A Director Of Carnival Plc | ||||||||
4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc | For | For | Management | ||||
5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc | For | For | Management | ||||
6 | Reelect Howard S. Frank As A Director | For | For | Management | ||||
Of Carnival Corporation And As A | ||||||||
Director Of Carnival Plc | ||||||||
7 | Reelect Richard J. Glasier As A | For | For | Management | ||||
Director Of Carnival Corporation And As | ||||||||
A Director Of Carnival Plc | ||||||||
8 | Reelect Modesto A. Maidique As A | For | For | Management | ||||
Director Of Carnival Corporation And As | ||||||||
A Director Of Carnival Plc | ||||||||
9 | Reelect Sir John Parker As A Director | For | For | Management | ||||
Of Carnival Corporation And As A | ||||||||
Director Of Carnival Plc | ||||||||
10 | Reelect Peter G. Ratcliffe As A | For | For | Management | ||||
Director Of Carnival Corporation And As | ||||||||
A Director Of Carnival Plc | ||||||||
11 | Reelect Stuart Subotnick As A Director | For | For | Management | ||||
Of Carnival Corporation And As A | ||||||||
Director Of Carnival Plc | ||||||||
12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc | For | For | Management | ||||
13 | Reelect Randall J. Weisenburger As A | For | For | Management | ||||
Director Of Carnival Corporation And As | ||||||||
A Director Of Carnival Plc | ||||||||
14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | For | For | Management | ||||
15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | For | For | Management | ||||
16 | Authorize The Audit Committee Of | For | For | Management | ||||
Carnival Plc To Fix Remuneration Of The | ||||||||
Independent Auditors Of Carnival Plc |
17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2010 | For | For | Management | ||||
18 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
19 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
20 | Approve Remuneration of Executive and | For | For | Management | ||||
Non-Executive Directors | ||||||||
21 | Authorize Issue of Equity with | For | For | Management | ||||
Pre-emptive Rights | ||||||||
22 | Authorize Issue of Equity without | For | For | Management | ||||
Pre-emptive Rights | ||||||||
23 | Authorise Shares for Market Purchase | For | For | Management | ||||
24 | Approve Omnibus Stock Plan | For | For | Management |
CAVIUM NETWORKS, INC.
Ticker: | CAVM | Security ID: | 14965A101 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anthony J. Pantuso | For | For | Management | ||||
1.2 | Elect Director C.N. Reddy | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CF INDUSTRIES HOLDINGS, INC.
Ticker: | CF | Security ID: | 125269100 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stephen R. Wilson | For | For | Management | ||||
1.2 | Elect Director Wallace W. Creek | For | For | Management |
1.3 | Elect Director William Davisson | For | For | Management | ||||
1.4 | Elect Director Robert G. Kuhbach | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Declassify the Board of Directors | Against | For | Shareholder |
CHART INDUSTRIES, INC.
Ticker: | GTLS | Security ID: | 16115Q308 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 29, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Samuel F. Thomas | For | For | Management | ||||
1.2 | Elect Director W. Douglas Brown | For | For | Management | ||||
1.3 | Elect Director Richard E. Goodrich | For | For | Management | ||||
1.4 | Elect Director Steven W. Krablin | For | For | Management | ||||
1.5 | Elect Director Michael W. Press | For | For | Management | ||||
1.6 | Elect Director James M. Tidwell | For | For | Management | ||||
1.7 | Elect Director Thomas L. Williams | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CHELSEA THERAPEUTICS INTERNATIONAL, LTD.
Ticker: | CHTP | Security ID: | 163428105 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Simon Pedder | For | For | Management | ||||
1.2 | Elect Director Michael Weiser | For | For | Management | ||||
1.3 | Elect Director Kevan Clemens | For | For | Management | ||||
1.4 | Elect Director Norman Hardman | For | For | Management |
1.5 | Elect Director Johnson Y.N. Lau | For | For | Management | ||||
1.6 | Elect Director Roger Stoll | For | For | Management | ||||
1.7 | Elect Director William Rueckert | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | NOV 18, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carol A. Bartz | For | For | Management | ||||
2 | Elect Director M. Michele Burns | For | For | Management | ||||
3 | Elect Director Michael D. Capellas | For | For | Management | ||||
4 | Elect Director Larry R. Carter | For | For | Management | ||||
5 | Elect Director John T. Chambers | For | For | Management | ||||
6 | Elect Director Brian L. Halla | For | For | Management | ||||
7 | Elect Director John L. Hennessy | For | For | Management | ||||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||||
9 | Elect Director Roderick C. Mcgeary | For | For | Management | ||||
10 | Elect Director Michael K. Powell | For | For | Management | ||||
11 | Elect Director Arun Sarin | For | For | Management | ||||
12 | Elect Director Steven M. West | For | For | Management | ||||
13 | Elect Director Jerry Yang | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
17 | Report on Internet Fragmentation | Against | Against | Shareholder | ||||
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Against | Against | Shareholder |
CLEAN HARBORS, INC.
Ticker: | CLH | Security ID: | 184496107 | |||
Meeting Date: | MAY 09, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Eugene Banucci | For | For | Management | ||||
1.2 | Elect Director Edward G. Galante | For | For | Management | ||||
1.3 | Elect Director John F. Kaslow | For | For | Management | ||||
1.4 | Elect Director Thomas J. Shields | For | For | Management | ||||
2 | Increase Authorized Common Stock and | For | Against | Management | ||||
Reduce Authorized Preferred Stock | ||||||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
CORE LABORATORIES NV
Ticker: | CEI | Security ID: | N22717107 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David M. Demshur | For | For | Management | ||||
1.2 | Elect Director Rene R. Joyce | For | For | Management | ||||
1.3 | Elect Director Michael C. Kearney | For | For | Management | ||||
1.4 | Elect Director Jan Willem Sodderland | For | For | Management | ||||
2 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Cancellation of Repurchased Shares | For | For | Management | ||||
4 | Authorize Repurchase of Up to 25.6 | For | For | Management | ||||
Percent of Issued Share Capital | ||||||||
5 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 20 Percent of Issued Capital | For | For | Management | ||||
6 | Authorize Board to Exclude Preemptive | For | For | Management |
Rights from Issuance under Item 5 | ||||||||
7 | Ratify PricewaterhouseCoopers as Auditors | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
CUMMINS INC.
Ticker: | CMI | Security ID: | 231021106 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Theodore M. Solso | For | For | Management | ||||
2 | Elect Director N. Thomas Linebarger | For | For | Management | ||||
3 | Elect Director William I. Miller | For | For | Management | ||||
4 | Elect Director Alexis M. Herman | For | For | Management | ||||
5 | Elect Director Georgia R. Nelson | For | For | Management | ||||
6 | Elect Director Carl Ware | For | For | Management | ||||
7 | Elect Director Robert K. Herdman | For | For | Management | ||||
8 | Elect Director Robert J. Bernhard | For | For | Management | ||||
9 | Elect Director Franklin R. Chang-Diaz | For | For | Management | ||||
10 | Elect Director Stephen B. Dobbs | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management |
CVS CAREMARK CORPORATION
Ticker: | CVS | Security ID: | 126650100 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Edwin M. Banks | For | For | Management | ||||
2 | Elect Director C. David Brown II | For | For | Management |
3 | Elect Director David W. Dorman | For | For | Management | ||||
4 | Elect Director Anne M. Finucane | For | For | Management | ||||
5 | Elect Director Kristen Gibney Williams | For | For | Management | ||||
6 | Elect Director Marian L. Heard | For | For | Management | ||||
7 | Elect Director Larry J. Merlo | For | For | Management | ||||
8 | Elect Director Jean-Pierre Millon | For | For | Management | ||||
9 | Elect Director Terrence Murray | For | For | Management | ||||
10 | Elect Director C.A. Lance Piccolo | For | For | Management | ||||
11 | Elect Director Richard J. Swift | For | For | Management | ||||
12 | Elect Director Tony L. White | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Report on Political Contributions | Against | For | Shareholder | ||||
17 | Provide Right to Act by Written Consent | Against | For | Shareholder |
DENBURY RESOURCES INC.
Ticker: | DNR | Security ID: | 247916208 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Wieland F. Wettstein | For | For | Management | ||||
1.2 | Elect Director Michael L. Beatty | For | For | Management | ||||
1.3 | Elect Director Michael B. Decker | For | For | Management | ||||
1.4 | Elect Director Ronald G. Greene | For | For | Management | ||||
1.5 | Elect Director David I. Heather | For | For | Management | ||||
1.6 | Elect Director Gregory L. McMichael | For | For | Management | ||||
1.7 | Elect Director Gareth Roberts | For | For | Management | ||||
1.8 | Elect Director Phil Rykhoek | For | For | Management | ||||
1.9 | Elect Director Randy Stein | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Nonqualified Employee Stock Purchase Plan | For | Against | Management | ||||
5 | Ratify Auditors | For | For | Management |
DENDREON CORPORATION
Ticker: | DNDN | Security ID: | 24823Q107 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard B. Brewer | For | For | Management | ||||
1.2 | Elect Director Mitchell H. Gold | For | For | Management | ||||
1.3 | Elect Director Pedro Granadillo | For | For | Management | ||||
1.4 | Elect Director David C. Stump | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
DEXCOM, INC.
Ticker: | DXCM | Security ID: | 252131107 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jonathan T. Lord | For | For | Management | ||||
1.2 | Elect Director Eric Topol | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
DOLLAR TREE, INC.
Ticker: | DLTR | Security ID: | 256746108 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Macon F. Brock, Jr. | For | For | Management | ||||
1.2 | Elect Director Mary Anne Citrino | For | For | Management | ||||
1.3 | Elect Director Thomas E. Whiddon | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
ELECTRONIC ARTS INC.
Ticker: | ERTS | Security ID: | 285512109 | |||
Meeting Date: | AUG 05, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Leonard S. Coleman | For | For | Management | ||||
2 | Elect Director Jeffrey T. Huber | For | For | Management | ||||
3 | Elect Director Gary M. Kusin | For | For | Management | ||||
4 | Elect Director Geraldine B. Laybourne | For | For | Management | ||||
5 | Elect Director Gregory B. Maffei | For | For | Management | ||||
6 | Elect Director Vivek Paul | For | For | Management | ||||
7 | Elect Director Lawrence F. Probst III | For | For | Management | ||||
8 | Elect Director John S. Riccitiello | For | For | Management | ||||
9 | Elect Director Richard A. Simonson | For | For | Management | ||||
10 | Elect Director Linda J. Srere | For | For | Management | ||||
11 | Amend Omnibus Stock Plan | For | For | Management | ||||
12 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management |
EMC CORPORATION
Ticker: | EMC | Security ID: | 268648102 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Michael W. Brown | For | For | Management | ||||
2 | Elect Director Randolph L. Cowen | For | For | Management | ||||
3 | Elect Director Michael J. Cronin | For | For | Management | ||||
4 | Elect Director Gail Deegan | For | For | Management | ||||
5 | Elect Director James S. DiStasio | For | For | Management | ||||
6 | Elect Director John R. Egan | For | For | Management | ||||
7 | Elect Director Edmund F. Kelly | For | For | Management | ||||
8 | Elect Director Windle B. Priem | For | For | Management | ||||
9 | Elect Director Paul Sagan | For | For | Management | ||||
10 | Elect Director David N. Strohm | For | For | Management | ||||
11 | Elect Director Joseph M. Tucci | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||
14 | Provide Right to Call Special Meeting | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
EXPRESS SCRIPTS, INC.
Ticker: | ESRX | Security ID: | 302182100 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gary G. Benanav | For | For | Management | ||||
1.2 | Elect Director Maura C. Breen | For | For | Management | ||||
1.3 | Elect Director Nicholas J. LaHowchic | For | For | Management | ||||
1.4 | Elect Director Thomas P. Mac Mahon | For | For | Management | ||||
1.5 | Elect Director Frank Mergenthaler | For | For | Management | ||||
1.6 | Elect Director Woodrow A. Myers Jr. | For | For | Management | ||||
1.7 | Elect Director John O. Parker, Jr. | For | For | Management | ||||
1.8 | Elect Director George Paz | For | For | Management | ||||
1.9 | Elect Director Samuel K. Skinner | For | For | Management | ||||
1.10 | Elect Director Seymour Sternberg | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Provide Right to Call Special Meeting | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
6 | Approve Omnibus Stock Plan | For | For | Management |
7 | Report on Political Contributions | Against | For | Shareholder |
FINANCIAL ENGINES, INC.
Ticker: | FNGN | Security ID: | 317485100 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Blake R. Grossman | For | For | Management | ||||
1.2 | Elect Director Robert A. Huret | For | For | Management | ||||
1.3 | Elect Director Jeffrey N. Maggioncalda | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
FLOWSERVE CORPORATION
Ticker: | FLS | Security ID: | 34354P105 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John R. Friedery | For | For | Management | ||||
1.2 | Elect Director Joe E. Harlan | For | For | Management | ||||
1.3 | Elect Director Michael F. Johnston | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | For | For | Management | ||||
5 | Reduce Supermajority Vote Requirement for Certain Business Combinations | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management |
FMC TECHNOLOGIES, INC.
Ticker: | FTI | Security ID: | 30249U101 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director C. Maury Devine | For | For | Management | ||||
2 | Elect Director John T. Gremp | For | For | Management | ||||
3 | Elect Director Thomas M. Hamilton | For | For | Management | ||||
4 | Elect Director Richard A. Pattarozzi | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
8 | Increase Authorized Common Stock | For | For | Management |
FORTINET, INC.
Ticker: | FTNT | Security ID: | 34959E109 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John Walecka | For | For | Management | ||||
1.2 | Elect Director Michael Xie | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
FOSSIL, INC.
Ticker: | FOSL | Security ID: | 349882100 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual |
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Elaine Agather | For | For | Management | ||||
1.2 | Elect Director Jeffrey N. Boyer | For | For | Management | ||||
1.3 | Elect Director Kosta N. Kartsotis | For | For | Management | ||||
1.4 | Elect Director Elysia Holt Ragusa | For | For | Management | ||||
1.5 | Elect Director Jal S. Shroff | For | For | Management | ||||
1.6 | Elect Director James E. Skinner | For | For | Management | ||||
1.7 | Elect Director Michael Steinberg | For | For | Management | ||||
1.8 | Elect Director Donald J. Stone | For | For | Management | ||||
1.9 | Elect Director James M. Zimmerman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
GILDAN ACTIVEWEAR INC.
Ticker: | GIL | Security ID: | 375916103 | |||
Meeting Date: | FEB 09, 2011 | Meeting Type: | Annual/Specia | |||
Record Date: | DEC 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William D. Anderson | For | For | Management | ||||
1.2 | Elect Director Robert M. Baylis | For | For | Management | ||||
1.3 | Elect Director Glenn J. Chamandy | For | For | Management | ||||
1.4 | Elect Director Russell Goodman | For | For | Management | ||||
1.5 | Elect Director George Heller | For | For | Management | ||||
1.6 | Elect Director Sheila O’Brien | For | For | Management | ||||
1.7 | Elect Director Pierre Robitaille | For | For | Management | ||||
1.8 | Elect Director James R. Scarborough | For | For | Management | ||||
1.9 | Elect Director Richard P. Strubel | For | For | Management | ||||
1.10 | Elect Director Gonzalo F. Valdes-Fauli | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Approve Shareholder Rights Plan | For | Against | Management | ||||
4 | Approve Increase in Size of Board from Ten to Twelve | For | For | Management |
GOOGLE INC.
Ticker: | GOOG | Security ID: | 38259P508 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry Page | For | For | Management | ||||
1.2 | Elect Director Sergey Brin | For | For | Management | ||||
1.3 | Elect Director Eric E. Schmidt | For | For | Management | ||||
1.4 | Elect Director L. John Doerr | For | For | Management | ||||
1.5 | Elect Director John L. Hennessy | For | For | Management | ||||
1.6 | Elect Director Ann Mather | For | For | Management | ||||
1.7 | Elect Director Paul S. Otellini | For | For | Management | ||||
1.8 | Elect Director K. Ram Shriram | For | For | Management | ||||
1.9 | Elect Director Shirley M. Tilghman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
7 | Reduce Supermajority Vote Requirement | Against | For | Shareholder | ||||
8 | Report on Code of Conduct Compliance | Against | Against | Shareholder |
GREEN DOT CORPORATION
Ticker: | GDOT | Security ID: | 39304D102 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ross E. Kendell | For | For | Management | ||||
1.2 | Elect Director William H. Ott, Jr. | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
4 | Ratify Auditors | For | For | Management |
GREEN MOUNTAIN COFFEE ROASTERS, INC.
Ticker: | GMCR | Security ID: | 393122106 | |||
Meeting Date: | MAR 10, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lawrence J. Blanford | For | For | Management | ||||
1.2 | Elect Director Michael J. Mardy | For | For | Management | ||||
1.3 | Elect Director David E. Moran | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
GUESS?, INC.
Ticker: | GES | Security ID: | 401617105 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kay Isaacson-Leibowitz | For | For | Management | ||||
1.2 | Elect Director Maurice Marciano | For | For | Management | ||||
1.3 | Elect Director Alex Yemenidjian | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
HEARTWARE INTERNATIONAL, INC.
Ticker: | HTWR | Security ID: | 422368100 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Timothy Barberich | For | For | Management | ||||
1.2 | Elect Director C. Raymond Larkin, Jr. | For | For | Management | ||||
1.3 | Elect Director Robert Thomas | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Approve Stock Option Plan Grants to Douglas Godshall | For | For | Management | ||||
6 | Approve Stock Option Plan Grants to Robert Thomas | For | For | Management | ||||
7 | Approve Stock Option Plan Grants to Seth Harrison | For | For | Management | ||||
8 | Approve Stock Option Plan Grants to Timothy Barberich | For | For | Management | ||||
9 | Approve Stock Option Plan Grants to Christine Bennett | For | For | Management | ||||
10 | Approve Stock Option Plan Grants to Charles Raymond Larkin, Jr. | For | For | Management | ||||
11 | Approve Stock Option Plan Grants to Robert Stockman | For | For | Management | ||||
12 | Approve Stock Option Plan Grants to Denis Wade | For | For | Management | ||||
13 | Approve Issuance of Convertible Debentures | For | For | Management | ||||
14 | Broadridge Note: Please vote FOR if you acknowledge that Douglas Godshall may exercise your proxy even if he holds interest in outcome of Proposal 5-12 or vote AGAINST if you have not directed your proxy to vote, Douglas Godshall will not cast your vote | None | For | Management |
HFF, INC.
Ticker: | HF | Security ID: | 40418F108 |
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mark D. Gibson | For | For | Management | ||||
1.2 | Elect Director George L. Miles, Jr. | For | For | Management | ||||
1.3 | Elect Director Joe B. Thornton, Jr. | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
HIGHER ONE HOLDINGS, INC.
Ticker: | ONE | Security ID: | 42983D104 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mark Volchek | For | For | Management | ||||
1.2 | Elect Director David Cromwell | For | For | Management | ||||
1.3 | Elect Director Stewart Gross | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
HONEYWELL INTERNATIONAL INC.
Ticker: | HON | Security ID: | 438516106 | |||
Meeting Date: | APR 25, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Gordon M. Bethune | For | For | Management | ||||
2 | Elect Director Kevin Burke | For | For | Management | ||||
3 | Elect Director Jaime Chico Pardo | For | For | Management |
4 | Elect Director David M. Cote | For | For | Management | ||||
5 | Elect Director D. Scott Davis | For | For | Management | ||||
6 | Elect Director Linnet F. Deily | For | For | Management | ||||
7 | Elect Director Judd Gregg | For | For | Management | ||||
8 | Elect Director Clive R. Hollick | For | For | Management | ||||
9 | Elect Director George Paz | For | For | Management | ||||
10 | Elect Director Bradley T. Sheares | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Approve Omnibus Stock Plan | For | For | Management | ||||
15 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
16 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
17 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
HOUSTON AMERICAN ENERGY CORP.
Ticker: | HUSA | Security ID: | 44183U100 | |||
Meeting Date: | JUN 13, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Terwilliger | For | For | Management | ||||
1.2 | Elect Director O. Lee Tawes, III | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Other Business | For | For | Management |
HUMAN GENOME SCIENCES, INC.
Ticker: | HGSI | Security ID: | 444903108 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard J. Danzig | For | For | Management | ||||
1.2 | Elect Director Colin Goddard | For | For | Management | ||||
1.3 | Elect Director Maxine Gowen | For | For | Management | ||||
1.4 | Elect Director Tuan Ha-Ngoc | For | For | Management | ||||
1.5 | Elect Director A. N. ‘Jerry’ Karabelas | For | For | Management | ||||
1.6 | Elect Director John L. LaMattina | For | For | Management | ||||
1.7 | Elect Director Augustine Lawlor | For | For | Management | ||||
1.8 | Elect Director George J. Morrow | For | For | Management | ||||
1.9 | Elect Director Gregory Norden | For | For | Management | ||||
1.10 | Elect Director H. Thomas Watkins | For | For | Management | ||||
1.11 | Elect Director Robert C. Young | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
INTERMUNE, INC.
Ticker: | ITMN | Security ID: | 45884X103 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James I. Healy | For | For | Management | ||||
1.2 | Elect Director Louis Drapeau | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
INTEROIL CORPORATION
Ticker: | IOC | Security ID: | 460951106 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Phil E. Mulacek, Christian M. Vinson, Roger N. Grundy, Gaylen J. Byker, Roger Lewis, and Ford Nicholson as Directors | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
IRONWOOD PHARMACEUTICALS, INC.
Ticker: | IRWD | Security ID: | 46333X108 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bryan E. Roberts, Ph.D. | For | For | Management | ||||
1.2 | Elect Director Peter M. Hecht, Ph.D. | For | For | Management | ||||
1.3 | Elect Director David E. Shaw | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
JANUS CAPITAL GROUP INC.
Ticker: | JNS | Security ID: | 47102X105 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Paul F. Balser | For | For | Management | ||||
2 | Elect Director Jeffrey J. Diermeier | For | For | Management | ||||
3 | Elect Director Glenn S. Schafer | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive | For | For | Management |
Officers’ Compensation | ||||||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
KANSAS CITY SOUTHERN
Ticker: | KSU | Security ID: | 485170302 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Henry R. Davis | For | For | Management | ||||
1.2 | Elect Director Robert J. Druten | For | For | Management | ||||
1.3 | Elect Director Rodney E. Slater | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
KELLOGG COMPANY
Ticker: | K | Security ID: | 487836108 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John Bryant | For | For | Management | ||||
1.2 | Elect Director Rogelio Rebolledo | For | For | Management | ||||
1.3 | Elect Director Sterling Speirn | For | For | Management | ||||
1.4 | Elect Director John Zabriskie | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Reduce Supermajority Vote Requirement | Against | For | Shareholder | ||||
7 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
LIFE TECHNOLOGIES CORPORATION
Ticker: | LIFE | Security ID: | 53217V109 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Balakrishnan S. Iyer | For | For | Management | ||||
2 | Elect Director Gregory T. Lucier | For | For | Management | ||||
3 | EleElect Director Ronald A. Matricaria | For | For | Management | ||||
4 | Elect Director David C. U Prichard | For | For | Management | ||||
5 | Elect Director William H. Longfield | For | For | Management | ||||
6 | Elect Director Ora H. Pescovitz | For | For | Management | ||||
7 | Ratify Auditors | For | For | Management | ||||
8 | Amend Certificate of Incorporation | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | Two Years | Two Years | Management |
LUFKIN INDUSTRIES, INC.
Ticker: | LUFK | Security ID: | 549764108 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director H. J. Trout, Jr. | For | For | Management | ||||
1.2 | Elect Director J. T. Jongebloed | For | For | Management | ||||
1.3 | Elect Director Suzanne V. Baer | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Increase Authorized Common Stock | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
LUMBER LIQUIDATORS HOLDINGS, INC.
Ticker: | LL | Security ID: | 55003T107 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffrey W. Griffiths | For | For | Management | ||||
1.2 | Elect Director Peter B. Robinson | For | For | Management | ||||
1.3 | Elect Director Martin F. Roper | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
LYONDELLBASELL INDUSTRIES NV
Ticker: | LYB | Security ID: | N53745100 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting | None | None | Management | ||||
2 | Discussion on Company’s Corporate Governance Structure | None | None | Management | ||||
3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | For | For | Management | ||||
3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | For | For | Management | ||||
3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | For | For | Management | ||||
4 | Elect R. Buchanan as Class II Director to the Supervisory Board | For | For | Management | ||||
5 | Elect J. Aigrain as Class III Director to the Supervisory Board | For | For | Management | ||||
6 | Adopt Financial Statements and Statutory Reports | For | For | Management | ||||
7 | Approve Discharge of Management Board | For | For | Management | ||||
8 | Approve Discharge of Supervisory Board | For | For | Management | ||||
9 | Ratify PricewaterhouseCoopers as | For | For | Management |
Auditors | ||||||||
10 | Approve Remuneration of Supervisory Board | For | Against | Management | ||||
11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | For | For | Management | ||||
12 | Receive Explanation on Company’s Reserves and Dividend Policy | None | None | Management | ||||
13 | Approve Dividends of USD 0.10 Per Share | For | For | Management | ||||
14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Elect G. Gwin as Class II Director to the Supervisory Board | For | For | Management | ||||
17 | Close Meeting | None | None | Management |
MARVELL TECHNOLOGY GROUP LTD
Ticker: | MRVL | Security ID: | G5876H105 | |||
Meeting Date: | JUN 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 10, 2011 |
# | Proposal | �� | Mgt Rec | Vote Cast | Sponsor | |||
1 | Elect Director Kuo Wei (Herbert) Chang | For | For | Management | ||||
2 | Elect Director Juergen Gromer | For | For | Management | ||||
3 | Elect Director Arturo Krueger | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Approve Reduction of Share Premium Account | For | For | Management | ||||
7 | Amend Non-Employee Director Omnibus Stock Plan | For | Against | Management | ||||
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
MASIMO CORPORATION
Ticker: | MASI | Security ID: | 574795100 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven J. Barker | For | For | Management | ||||
1.2 | Elect Director Sanford Fitch | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
MASTERCARD INCORPORATED
Ticker: | MA | Security ID: | 57636Q104 | |||
Meeting Date: | SEP 21, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 26, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
3 | Amend Board Qualifications | For | For | Management | ||||
4 | Amend Stock Ownership Limitations | For | For | Management | ||||
5 | Adjourn Meeting | For | For | Management | ||||
6.1 | Elect Director Nancy J. Karch | For | For | Management | ||||
6.2 | Elect Director Jose Octavio Reyes Lagunes | For | For | Management | ||||
6.3 | Elect Director Edward Suning Tian | For | For | Management | ||||
6.4 | Elect Director Silvio Barzi | For | For | Management | ||||
7 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
MASTERCARD INCORPORATED
Ticker: | MA | Security ID: | 57636Q104 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Marc Olivie | For | For | Management | ||||
2 | Elect Director Rima Qureshi | For | For | Management | ||||
3 | Elect Director Mark Schwartz | For | For | Management | ||||
4 | Elect Director Jackson P. Tai | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Ratify Auditors | For | For | Management |
MAXLINEAR INC.
Ticker: | MXL | Security ID: | 57776J100 | |||
Meeting Date: | OCT 29, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kenneth P. Lawler | For | For | Management | ||||
1.2 | Elect Director David E. Liddle | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
MAXLINEAR, INC.
Ticker: | MXL | Security ID: | 57776J100 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Albert J. Moyer | For | For | Management | ||||
1.2 | Elect Director Donald E. Schrock | For | For | Management | ||||
2.1 | Elect Director Curtis Ling | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
MEDCO HEALTH SOLUTIONS, INC.
Ticker: | MHS | Security ID: | 58405U102 | |||||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Howard W. Barker, Jr. | For | For | Management | ||||
2 | Elect Director John L. Cassis | For | For | Management | ||||
3 | Elect Director Michael Goldstein | For | For | Management | ||||
4 | Elect Director Charles M. Lillis | For | For | Management | ||||
5 | Elect Director Myrtle S. Potter | For | For | Management | ||||
6 | Elect Director William L. Roper | For | For | Management | ||||
7 | Elect Director David B. Snow, Jr. | For | For | Management | ||||
8 | Elect Director David D. Stevens | For | For | Management | ||||
9 | Elect Director Blenda J. Wilson | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Stock Retention/Holding Period | Against | Against | Shareholder |
MICROSTRATEGY INCORPORATED
Ticker: | MSTR | Security ID: | 594972408 | |||
Meeting Date: | MAY 09, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael J. Saylor | For | For | Management | ||||
1.2 | Elect Director Sanju K. Bansal | For | For | Management | ||||
1.3 | Elect Director Matthew W. Calkins | For | For | Management | ||||
1.4 | Elect Director Robert H. Epstein | For | For | Management | ||||
1.5 | Elect Director David W. LaRue | For | For | Management |
1.6 | Elect Director Jarrod M. Patten | For | For | Management | ||||
1.7 | Elect Director Carl J. Rickertsen | For | For | Management | ||||
1.8 | Elect Director Thomas P. Spahr | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
MOTOROLA, INC.
Ticker: | MSI | Security ID: | 620076109 | |||
Meeting Date: | NOV 29, 2010 | Meeting Type: | Special | |||
Record Date: | OCT 08, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Reverse Stock Split | For | For | Management | ||||
2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | For | For | Management |
MSCI INC.
Ticker: | MSCI | Security ID: | 55354G100 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Benjamin F. duPont | For | For | Management | ||||
2 | Elect Director Henry A. Fernandez | For | For | Management | ||||
3 | Elect Director Alice W. Handy | For | For | Management | ||||
4 | Elect Director Catherine R. Kinney | For | For | Management | ||||
5 | Elect Director Linda H. Riefler | For | For | Management | ||||
6 | Elect Director George W. Siguler | For | For | Management | ||||
7 | Elect Director Scott M. Sipprelle | For | For | Management | ||||
8 | Elect Director Patrick Tierney | For | For | Management | ||||
9 | Elect Director Rodolphe M. Vallee | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive | For | For | Management |
Officers’ Compensation | ||||||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
12 | Ratify Auditors | For | For | Management |
MYLAN INC.
Ticker: | MYL | Security ID: | 628530107 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert J. Coury | For | For | Management | ||||
1.2 | Elect Director Rodney L. Piatt | For | For | Management | ||||
1.3 | Elect Director Heather Bresch | For | For | Management | ||||
1.4 | Elect Director Wendy Cameron | For | For | Management | ||||
1.5 | Elect Director Robert J. Cindrich | For | For | Management | ||||
1.6 | Elect Director Neil Dimick | For | For | Management | ||||
1.7 | Elect Director Douglas J. Leech | For | For | Management | ||||
1.8 | Elect Director Joseph C. Maroon | For | For | Management | ||||
1.9 | Elect Director Mark W. Parrish | For | For | Management | ||||
1.10 | Elect Director C.B. Todd | For | For | Management | ||||
1.11 | Elect Director Randall L. Vanderveen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
NEKTAR THERAPEUTICS
Ticker: | NKTR | Security ID: | 640268108 | |||
Meeting Date: | JUN 14, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 27, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph J. Krivulka | For | For | Management | ||||
1.2 | Elect Director Howard W. Robin | For | For | Management | ||||
1.3 | Elect Director Dennis L. Winger | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
OCEANEERING INTERNATIONAL, INC.
Ticker: | OII | Security ID: | 675232102 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director T. Jay Collins | For | For | Management | ||||
1.2 | Elect Director D. Michael Hughes | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
PHILIP MORRIS INTERNATIONAL INC.
Ticker: | PM | Security ID: | 718172109 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Harold Brown | For | For | Management | ||||
2 | Elect Director Mathis Cabiallavetta | For | For | Management | ||||
3 | Elect Director Louis C. Camilleri | For | For | Management | ||||
4 | Elect Director J. Dudley Fishburn | For | For | Management | ||||
5 | Elect Director Jennifer Li | For | For | Management | ||||
6 | Elect Director Graham Mackay | For | For | Management | ||||
7 | Elect Director Sergio Marchionne | For | For | Management | ||||
8 | Elect Director Lucio A. Noto | For | For | Management | ||||
9 | Elect Director Carlos Slim Helu | For | For | Management | ||||
10 | Elect Director Stephen M. Wolf | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
14 | Report on Effect of Marketing Practices on the Poor | Against | For | Shareholder | ||||
15 | Require Independent Board Chairman | Against | Against | Shareholder |
PLAINS EXPLORATION & PRODUCTION COMPANY
Ticker: | PXP | Security ID: | 726505100 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director James C. Flores | For | For | Management | ||||
2 | Elect Director Isaac Arnold, Jr. | For | For | Management | ||||
3 | Elect Director Alan R. Buckwalter, III | For | For | Management | ||||
4 | Elect Director Jerry L. Dees | For | For | Management | ||||
5 | Elect Director Tom H. Delimitros | For | For | Management | ||||
6 | Elect Director Thomas A. Fry, III | For | For | Management | ||||
7 | Elect Director Charles G. Groat | For | For | Management | ||||
8 | Elect Director John H. Lollar | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
POLO RALPH LAUREN CORPORATION
Ticker: | RL | Security ID: | 731572103 | |||
Meeting Date: | AUG 05, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Frank A. Bennack, Jr | For | For | Management | ||||
1.2 | Elect Director Joel L. Fleishman | For | For | Management | ||||
1.3 | Elect Director Steven P. Murphy | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
POWER INTEGRATIONS, INC.
Ticker: | POWI | Security ID: | 739276103 | |||
Meeting Date: | JUN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Balu Balakrishnan | For | For | Management | ||||
1.2 | Elect Director Alan D. Bickell | For | For | Management | ||||
1.3 | Elect Director Nicholas E. Brathwaite | For | For | Management | ||||
1.4 | Elect Director James R. Fiebiger | For | For | Management | ||||
1.5 | Elect Director William George | For | For | Management | ||||
1.6 | Elect Director Balakrishnan S. Iyer | For | For | Management | ||||
1.7 | Elect Director E. Floyd Kvamme | For | For | Management | ||||
1.8 | Elect Director Steven J. Sharp | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
PRAXAIR, INC.
Ticker: | PX | Security ID: | 74005P104 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stephen F. Angel | For | For | Management | ||||
1.2 | Elect Director Oscar Bernardes | For | For | Management | ||||
1.3 | Elect Director Nance K. Dicciani | For | For | Management | ||||
1.4 | Elect Director Edward G. Galante | For | For | Management | ||||
1.5 | Elect Director Claire W. Gargalli | For | For | Management | ||||
1.6 | Elect Director Ira D. Hall | For | For | Management | ||||
1.7 | Elect Director Raymond W. LeBoeuf | For | For | Management | ||||
1.8 | Elect Director Larry D. McVay | For | For | Management | ||||
1.9 | Elect Director Wayne T. Smith | For | For | Management | ||||
1.10 | Elect Director Robert L. Wood | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management |
PRECISION CASTPARTS CORP.
Ticker: | PCP | Security ID: | 740189105 | |||
Meeting Date: | AUG 10, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Daniel J. Murphy | For | For | Management | ||||
1.2 | Elect Director Steven G. Rothmeier | For | For | Management | ||||
1.3 | Elect Director Richard L. Wambold | For | For | Management | ||||
1.4 | Elect Director Timothy A. Wicks | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | Against | For | Shareholder |
QLIK TECHNOLOGIES INC.
Ticker: | QLIK | Security ID: | 74733T105 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lars Bjork | For | For | Management | ||||
1.2 | Elect Director Bruce Golden | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
QUALCOMM INCORPORATED
Ticker: | QCOM | Security ID: | 747525103 |
Meeting Date: | MAR 08, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Barbara T. Alexander | For | For | Management | ||||
1.2 | Elect Director Stephen M. Bennett | For | For | Management | ||||
1.3 | Elect Director Donald G. Cruickshank | For | For | Management | ||||
1.4 | Elect Director Raymond V. Dittamore | For | For | Management | ||||
1.5 | Elect Director Thomas W. Horton | For | For | Management | ||||
1.6 | Elect Director Irwin Mark Jacobs | For | For | Management | ||||
1.7 | Elect Director Paul E. Jacobs | For | For | Management | ||||
1.8 | Elect Director Robert E. Kahn | For | For | Management | ||||
1.9 | Elect Director Sherry Lansing | For | For | Management | ||||
1.10 | Elect Director Duane A. Nelles | For | For | Management | ||||
1.11 | Elect Director Francisco Ros | For | For | Management | ||||
1.12 | Elect Director Brent Scowcroft | For | For | Management | ||||
1.13 | Elect Director Marc I. Stern | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
7 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
RESEARCH IN MOTION LTD
Ticker: | RIM | Security ID: | 760975102 | |||
Meeting Date: | JUL 13, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 25, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect James L. Balsillie as Director | For | For | Management | ||||
1.2 | Elect Mike Lazaridis as Director | For | For | Management | ||||
1.3 | Elect James Estill as Director | For | For | Management | ||||
1.4 | Elect David Kerr as Director | For | For | Management | ||||
1.5 | Elect Roger Martin as Director | For | For | Management | ||||
1.6 | Elect John Richardson as Director | For | For | Management | ||||
1.7 | Elect Barbara Stymiest as Director | For | For | Management |
1.8 | Elect Antonio Viana-Baptista as Director | For | For | Management | ||||
1.9 | Elect John Wetmore as Director | For | For | Management | ||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
ROBERT HALF INTERNATIONAL INC.
Ticker: | RHI | Security ID: | 770323103 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Andrew S. Berwick, Jr. | For | For | Management | ||||
1.2 | Elect Director Edward W. Gibbons | For | For | Management | ||||
1.3 | Elect Director Harold M. Messmer, Jr. | For | For | Management | ||||
1.4 | Elect Director Barbara J. Novogradac | For | For | Management | ||||
1.5 | Elect Director Robert J. Pace | For | For | Management | ||||
1.6 | Elect Director Frederick A. Richman | For | For | Management | ||||
1.7 | Elect Director M. Keith Waddell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ROCKWELL AUTOMATION, INC.
Ticker: | ROK | Security ID: | 773903109 | |||
Meeting Date: | FEB 01, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 06, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Donald R. Parfet | For | For | Management | ||||
1.2 | Elect Director Steven R. Kalmanson | For | For | Management | ||||
1.3 | Elect Director James P. Keane | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive | For | For | Management |
Officers’ Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
RUE21, INC.
Ticker: | RUE | Security ID: | 781295100 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Alex Pellegrini | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
SALESFORCE.COM, INC.
Ticker: | CRM | Security ID: | 79466L302 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Marc Benioff | For | For | Management | ||||
2 | Elect Director Craig Conway | For | For | Management | ||||
3 | Elect Director Alan Hassenfeld | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Declassify the Board of Directors | Against | For | Shareholder |
SEAGATE TECHNOLOGY PLC
Ticker: | STX | Security ID: | G7945M107 |
Meeting Date: | JAN 18, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Reelect Stephen Luczo as a Director | For | For | Management | ||||
1b | Reelect Frank Biondi, Jr. as a Director | For | For | �� | Management | |||
1c | Reelect Lydia Marshall as a Director | For | For | Management | ||||
1d | Reelect Chong Sup Park as a Director | For | For | Management | ||||
1e | Reelect Albert Pimentel as a Director | For | For | Management | ||||
1f | Reelect Gregorio Reyes as a Director | For | For | Management | ||||
1g | Reelect John Thompson as a Director | For | For | Management | ||||
1h | Reelect Edward Zander as a Director | For | For | Management | ||||
2 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Authorize the Holding of the 2011 AGM at a Location Outside Ireland | For | For | Management | ||||
4 | Authorize Share Repurchase Program | For | For | Management | ||||
5 | Determine Price Range for Reissuance of Treasury Shares | For | Against | Management | ||||
6 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
SIRIUS XM RADIO INC.
Ticker: | SIRI | Security ID: | 82967N108 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Driector Joan L. Amble | For | For | Management | ||||
2 | Elect Driector Leon D. Black | For | For | Management | ||||
3 | Elect Driector Lawrence F. Gilberti | For | For | Management | ||||
4 | Elect Driector Eddy W. Hartenstein | For | For | Management | ||||
5 | Elect Driector James P. Holden | For | For | Management | ||||
6 | Elect Driector Mel Karmazin | For | For | Management | ||||
7 | Elect Driector James F. Mooney | For | For | Management | ||||
8 | Elect Driector Jack Shaw | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
SPIRIT AEROSYSTEMS HOLDINGS, INC.
Ticker: | SPR | Security ID: | 848574109 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles L. Chadwell | For | For | Management | ||||
1.2 | Elect Director Ivor Evans | For | For | Management | ||||
1.3 | Elect Director Paul Fulchino | For | For | Management | ||||
1.4 | Elect Director Richard Gephardt | For | For | Management | ||||
1.5 | Elect Director Robert Johnson | For | For | Management | ||||
1.6 | Elect Director Ronald Kadish | For | For | Management | ||||
1.7 | Elect Director Tawfiq Popatia | For | For | Management | ||||
1.8 | Elect Director Francis Raborn | For | For | Management | ||||
1.9 | Elect Director Jeffrey L. Turner | For | For | Management | ||||
1.10 | Elect Director James L. Welch | For | For | Management | ||||
2 | Amend Restricted Stock Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Ratify Auditors | For | For | Management |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: | HOT | Security ID: | 85590A401 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Adam M. Aron | For | For | Management | ||||
1.2 | Elect Director Charlene Barshefsky | For | For | Management | ||||
1.3 | Elect Director Thomas E. Clarke | For | For | Management | ||||
1.4 | Elect Director Clayton C. Daley, Jr. | For | For | Management | ||||
1.5 | Elect Director Bruce W. Duncan | For | For | Management | ||||
1.6 | Elect Director Lizanne Galbreath | For | For | Management |
1.7 | Elect Director Eric Hippeau | For | For | Management | ||||
1.8 | Elect Director Stephen R. Quazzo | For | For | Management | ||||
1.9 | Elect Director Thomas O. Ryder | For | For | Management | ||||
1.10 | Elect Director Frits van Paasschen | For | For | Management | ||||
1.11 | Elect Director Kneeland C. Youngblood | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
SUCCESSFACTORS, INC.
Ticker: | SFSF | Security ID: | 864596101 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William H. Harris, Jr. | For | For | Management | ||||
2 | Elect Director William E. McGlashan, Jr. | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
T. ROWE PRICE GROUP, INC.
Ticker: | TROW | Security ID: | 74144T108 | |||
Meeting Date: | APR 14, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Edward C. Bernard | For | For | Management | ||||
2 | Elect Director James T. Brady | For | For | Management | ||||
3 | Elect Director J. Alfred Broaddus, Jr. | For | For | Management | ||||
4 | Elect Director Donald B. Hebb, Jr. | For | For | Management | ||||
5 | Elect Director James A.C. Kennedy | For | For | Management | ||||
6 | Elect Director Robert F. MacLellan | For | For | Management | ||||
7 | Elect Director Brian C. Rogers | For | For | Management |
8 | Elect Director Alfred Sommer | For | For | Management | ||||
9 | Elect Director Dwight S. Taylor | For | For | Management | ||||
10 | Elect Director Anne Marie Whittemore | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management |
TARGACEPT, INC.
Ticker: | TRGT | Security ID: | 87611R306 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director M. James Barrett | For | For | Management | ||||
1.2 | Elect Director Julia R. Brown | For | For | Management | ||||
1.3 | Elect Director J. Donald DeBethizy | For | For | Management | ||||
1.4 | Elect Director John P. Richard | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
TECK RESOURCES LIMITED
Ticker: | TCK.B | Security ID: | 878742204 | |||
Meeting Date: | APR 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 | �� |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect I. Abe as Director | For | For | Management | ||||
1.2 | Elect M.M. Ashar as Director | For | For | Management | ||||
1.3 | Elect J. B. Aune as Director | For | For | Management | ||||
1.4 | Elect J. H. Bennett as Director | For | For | Management | ||||
1.5 | Elect H. J. Bolton as Director | For | For | Management | ||||
1.6 | Elect F. P. Chee as Director | For | For | Management | ||||
1.7 | Elect J. L. Cockwell as Director | For | For | Management | ||||
1.8 | Elect N. B. Keevil as Director | For | For | Management |
1.9 | Elect N. B. Keevil III as Director | For | For | Management | ||||
1.10 | Elect T. Kuriyama as Director | For | For | Management | ||||
1.11 | Elect D. R. Lindsay as Director | For | For | Management | ||||
1.12 | Elect J. G. Rennie as Director | For | For | Management | ||||
1.13 | Elect W.S.R. Seyffert as Director | For | For | Management | ||||
1.14 | Elect C. M. Thompson as Director | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
THE COCA-COLA COMPANY
Ticker: | KO | Security ID: | 191216100 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Herbert A. Allen | For | For | Management | ||||
2 | Elect Director Ronald W. Allen | For | For | Management | ||||
3 | Elect Director Howard G. Buffett | For | For | Management | ||||
4 | Elect Director Barry Diller | For | For | Management | ||||
5 | Elect Director Evan G. Greenberg | For | For | Management | ||||
6 | Elect Director Alexis M. Herman | For | For | Management | ||||
7 | Elect Director Muhtar Kent | For | For | Management | ||||
8 | Elect Director Donald R. Keough | For | For | Management | ||||
9 | Elect Director Maria Elena Lagomasino | For | For | Management | ||||
10 | Elect Director Donald F. McHenry | For | For | Management | ||||
11 | Elect Director Sam Nunn | For | For | Management | ||||
12 | Elect Director James D. Robinson III | For | For | Management | ||||
13 | Elect Director Peter V. Ueberroth | For | For | Management | ||||
14 | Elect Director Jacob Wallenberg | For | For | Management | ||||
15 | Elect Director James B. Williams | For | For | Management | ||||
16 | Ratify Auditors | For | For | Management | ||||
17 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
18 | Amend Restricted Stock Plan | For | For | Management | ||||
19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
20 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
21 | Publish Report on Chemical Bisphenol-A (BPA) | Against | Against | Shareholder |
THE GOLDMAN SACHS GROUP, INC.
Ticker: | GS | Security ID: | 38141G104 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Lloyd C. Blankfein | For | For | Management | ||||
2 | Elect Director John H. Bryan | For | For | Management | ||||
3 | Elect Director Gary D. Cohn | For | For | Management | ||||
4 | Elect Director Claes Dahlback | For | For | Management | ||||
5 | Elect Director Stephen Friedman | For | For | Management | ||||
6 | Elect Director William W. George | For | For | Management | ||||
7 | Elect Director James A. Johnson | For | For | Management | ||||
8 | Elect Director Lois D. Juliber | For | For | Management | ||||
9 | Elect Director Lakshmi N. Mittal | For | For | Management | ||||
10 | Elect Director James J. Schiro | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
15 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||
16 | Stock Retention/Holding Period | Against | Against | Shareholder | ||||
17 | Review Executive Compensation | Against | Against | Shareholder | ||||
18 | Report on Climate Change Business Risks | Against | Against | Shareholder | ||||
19 | Report on Political Contributions | Against | For | Shareholder |
THE MOSAIC COMPANY
Ticker: | MOS | Security ID: | 61945A107 | |||
Meeting Date: | OCT 07, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 09, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William R. Graber | For | For | Management | ||||
1.2 | Elect Director Emery N. Koenig | For | For | Management | ||||
1.3 | Elect Director Sergio Rial | For | For | Management |
1.4 | Elect Director David T. Seaton | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
THE MOSAIC COMPANY
Ticker: | MOS | Security ID: | 61945A107 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Special | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
THE PROCTER & GAMBLE COMPANY
Ticker: | PG | Security ID: | 742718109 | |||
Meeting Date: | OCT 12, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Angela F. Braly | For | For | Management | ||||
2 | Elect Director Kenneth I. Chenault | For | For | Management | ||||
3 | Elect Director Scott D. Cook | For | For | Management | ||||
4 | Elect Director Rajat K. Gupta | For | For | Management | ||||
5 | Elect Director Robert A. Mcdonald | For | For | Management | ||||
6 | Elect Director W. James Mcnerney, Jr. | For | For | Management | ||||
7 | Elect Director Johnathan A. Rodgers | For | For | Management | ||||
8 | Elect Director Mary A. Wilderotter | For | For | Management | ||||
9 | Elect Director Patricia A. Woertz | For | For | Management | ||||
10 | Elect Director Ernesto Zedillo | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Provide for Cumulative Voting | Against | For | Shareholder |
THE ULTIMATE SOFTWARE GROUP, INC.
Ticker: | ULTI | Security ID: | 90385D107 |
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director LeRoy A. Vander Putten | For | For | Management | ||||
1.2 | Elect Director Robert A. Yanover | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
TOWER GROUP, INC.
Ticker: | TWGP | Security ID: | 891777104 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael H. Lee | For | For | Management | ||||
1.2 | Elect Director William W. Fox, Jr. | For | For | Management | ||||
1.3 | Elect Director William A. Robbie | For | For | Management | ||||
1.4 | Elect Director Steven W. Schuster | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
ULTRA PETROLEUM CORP.
Ticker: | UPL | Security ID: | 903914109 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Michael D. Watford as Director | For | For | Management | ||||
1.2 | Elect W. Charles Helton as Director | For | For | Management | ||||
1.3 | Elect Robert E. Rigney as Director | For | For | Management | ||||
1.4 | Elect Stephen J. McDaniel as Director | For | For | Management |
1.5 | Elect Roger A. Brown as Director | For | For | Management | ||||
2 | Ratify Ernst & Young, LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Report on Environmental Impacts of Natural Gas Fracturing | Against | Against | Shareholder |
UNION PACIFIC CORPORATION
Ticker: | UNP | Security ID: | 907818108 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Andrew H. Card, Jr. | For | For | Management | ||||
1.2 | Elect Director Erroll B. Davis, Jr. | For | For | Management | ||||
1.3 | Elect Director Thomas J. Donohue | For | For | Management | ||||
1.4 | Elect Director Archie W. Dunham | For | For | Management | ||||
1.5 | Elect Director Judith Richards Hope | For | For | Management | ||||
1.6 | Elect Director Charles C. Krulak | For | For | Management | ||||
1.7 | Elect Director Michael R. McCarthy | For | For | Management | ||||
1.8 | Elect Director Michael W. McConnell | For | For | Management | ||||
1.9 | Elect Director Thomas F. McLarty III | For | For | Management | ||||
1.10 | Elect Director Steven R. Rogel | For | For | Management | ||||
1.11 | Elect Director Jose H. Villarreal | For | For | Management | ||||
1.12 | Elect Director James R. Young | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | For | For | Management | ||||
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | For | For | Management | ||||
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | For | For | Management | ||||
6 | Require Independent Board Chairman | Against | Against | Shareholder |
UNITED NATURAL FOODS, INC.
Ticker: | UNFI | Security ID: | 911163103 | |||
Meeting Date: | DEC 16, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 18, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Gordon D. Barker | For | For | Management | ||||
2 | Elect Director Gail A. Graham | For | For | Management | ||||
3 | Elect Director Mary Elizabeth Burton | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management |
UNIVERSAL DISPLAY CORPORATION
Ticker: | PANL | Security ID: | 91347P105 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven V. Abramson | For | For | Management | ||||
1.2 | Elect Director Leonard Becker | For | For | Management | ||||
1.3 | Elect Director Elizabeth H. Gemmill | For | For | Management | ||||
1.4 | Elect Director C. Keith Hartley | For | For | Management | ||||
1.5 | Elect Director Lawrence Lacerte | For | For | Management | ||||
1.6 | Elect Director Sidney D. Rosenblatt | For | For | Management | ||||
1.7 | Elect Director Sherwin I. Seligsohn | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Ratify Auditors | For | For | Management |
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: | VRTX | Security ID: | 92532F100 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Matthew W. Emmens | For | For | Management | ||||
1.2 | Elect Director Magaret G. McGlynn | For | For | Management | ||||
1.3 | Elect Director Wayne J. Riley | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
VMWARE, INC.
Ticker: | VMW | Security ID: | 928563402 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Renee J. James | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
VOLCANO CORPORATION
Ticker: | VOLC | Security ID: | 928645100 | |||
Meeting Date: | JUL 29, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kieran T. Gallahue | For | For | Management | ||||
1.2 | Elect Director Alexis V. Lukianov | For | For | Management | ||||
1.3 | Elect Director John Onopchenko | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
VOLCANO CORPORATION
Ticker: | VOLC | Security ID: | 928645100 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael J. Coyle | For | For | Management | ||||
1.2 | Elect Director Roy T. Tanaka | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
VOLCOM, INC.
Ticker: | VLCM | Security ID: | 92864N101 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard R. Woolcott | For | For | Management | ||||
1.2 | Elect Director Douglas S. Ingram | For | For | Management | ||||
1.3 | Elect Director Anthony M. Palma | For | For | Management | ||||
1.4 | Elect Director Joseph B. Tyson | For | For | Management | ||||
1.5 | Elect Director Carl W. Womack | For | For | Management | ||||
1.6 | Elect Director Rene R. Woolcott | For | For | Management | ||||
1.7 | Elect Director Kevin G. Wulff | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive For Officers’ Compensation | For | Management | |||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
WHITING PETROLEUM CORPORATION
Ticker: | WLL | Security ID: | 966387102 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director D. Sherwin Artus | For | For | Management | ||||
1.2 | Elect Director Phillip E. Doty | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
WILSHIRE BANCORP, INC.
Ticker: | WIBC | Security ID: | 97186T108 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven Koh | For | For | Management | ||||
1.2 | Elect Director Donald Byun | For | For | Management | ||||
1.3 | Elect Director Lawrence Jeon | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Require a Majority Vote for the Election of Directors | For | Against | Shareholder | ||||
4 | Amend Articles of Incorporation to Adopt Majority Voting for Uncontested Election of Directors | For | For | Management |
TCW HIGH YIELD BOND FUND
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
TCW INTERNATIONAL SMALL CAP FUND
ACOM CO., LTD.
Ticker: | 8572 | Security ID: | J00105106 | |||
Meeting Date: | JUN 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Accounting Transfers | For | For | Management | ||||
2.1 | Elect Director Kinoshita, Shigeyoshi | For | For | Management | ||||
2.2 | Elect Director Akaki, Shigeru | For | For | Management | ||||
2.3 | Elect Director Tomimatsu, Satoru | For | For | Management | ||||
2.4 | Elect Director Tachiki, Kiyoshi | For | For | Management | ||||
2.5 | Elect Director Tanaka, Shozo | For | For | Management | ||||
2.6 | Elect Director Shinshita, Masahiko | For | For | Management | ||||
2.7 | Elect Director Taki, Tatsuo | For | For | Management | ||||
2.8 | Elect Director Kajiura, Toshiaki | For | For | Management | ||||
2.9 | Elect Director Imagawa, Tatsunori | For | For | Management | ||||
3.1 | Appoint Statutory Auditor Sato, Shigeru | For | For | Management | ||||
3.2 | Appoint Statutory Auditor Yasuda, Shinichi | For | Against | Management | ||||
3.3 | Appoint Statutory Auditor Oshima, Eiji | For | For | Management | ||||
3.4 | Appoint Statutory Auditor Doi, Takashi | For | For | Management |
AFREN PLC
Ticker: | AFR | Security ID: | G01283103 | |||
Meeting Date: | JUN 06, 2011 | Meeting Type: | Annual | |||
Record Date: | JUN 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Re-elect Osman Shahenshah as Director | For | For | Management | ||||
4 | Re-elect Shahid Ullah as Director | For | For | Management | ||||
5 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | For | Against | Management | ||||
6 | Amend Share Option Scheme | For | For | Management | ||||
7 | Amend Performance Share Plan | For | For | Management | ||||
8 | Approve Employee Benefit Trust | For | For | Management |
9 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
10 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
11 | Authorise Market Purchase | For | For | Management | ||||
12 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
ALLAHABAD BANK LTD.
Ticker: | 532480 | Security ID: | Y0031K101 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and | For | For | Management | ||||
Statutory Reports | ||||||||
2 | Approve Dividend of INR 6.00 Per Share | For | For | Management |
ANVIL MINING LIMITED
Ticker: | AVM | Security ID: | 03734N106 | |||
Meeting Date: | JUN 14, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John W. Sabine | For | For | Management | ||||
1.2 | Elect Director Darryll J. Castle | For | For | Management | ||||
1.3 | Elect Director Thomas C.Dawson | For | For | Management | ||||
1.4 | Elect Director Patrick C. Evans | For | For | Management | ||||
1.5 | Elect Director Jeremy C. Weir | For | For | Management | ||||
1.6 | Elect Director Jesus Fernandez | For | For | Management | ||||
1.7 | Elect Director M. Deon Garbers | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers Australia as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Approve Executive and Senior Staff Share Incentive Scheme | For | For | Management | ||||
4 | Approve Share Incentive Plan | For | For | Management |
5 | Amend Share Incentive Plan | For | For | Management |
AZURE DYNAMICS CORPORATION
Ticker: | AZD | Security ID: | 05500N103 | |||
Meeting Date: | JUN 15, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Eight | For | For | Management | ||||
2 | Elect Nicholas O. Brigstocke, D. Campbell Deacon, J. Brian Colburn, Scott T. Harrison, James J. Padilla, Dennis A. Sharp, James C. Gouin, and John Formisano as Directors | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
4 | Re-approve Stock Option Plan | For | For | Management | ||||
5 | Amend Stock Option Plan | For | For | Management | ||||
6 | Amend Deferred Share Unit Plan | For | For | Management |
BANCO MACRO S.A.
Ticker: | BMA | Security ID: | 05961W105 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Designate Two Shareholders to Sign Minutes of Meeting | For | For | Management | ||||
2 | Accept Financial Statements and Statutory Reports for Fiscal Year 2010 | For | For | Management | ||||
3 | Approve Discharge of Management and Internal Statutory Auditors Committee | For | For | Management | ||||
4 | Approve Distribution of Cash Dividends; Allocate Non-Assigned Income of Fiscal Year 2010 | For | For | Management | ||||
5 | Approve Remuneration of Directors | For | For | Management | ||||
6 | Approve Remuneration of Members of | For | For | Management |
Internal Statutory Auditors Committee for Fiscal Year 2010 | ||||||||
7 | Approve Remuneration of External Auditors for Fiscal Year 2010 | For | For | Management | ||||
8 | Elect Three Directors for a Three-Year Term | For | Against | Management | ||||
9 | Fix Number of and Elect Members of Internal Statutory Auditors Committee and Alternates | For | For | Management | ||||
10 | Appoint External Auditor for Fiscal Year 2011 | For | For | Management | ||||
11 | Approve Budget of Audit Committee | For | For | Management | ||||
12 | Authorize Extension of Bond Program Approved at the EGM of Sept. 28, 2006 and Increase in Aggregate Nominal Amount of Negotiable Bonds Up to USD 1 Billion | For | For | Management | ||||
13 | Authorize Board to Set All the Terms of Bond Program, to Perform All Required Actions to Obtain Program Extension, Increase in Aggregate Nominal Amount of Bond Program, Public Bond Offering and the Possible Bond Quotation and/or Negotiation | For | For | Management | ||||
14 | Authorize Board to Delegate One or More Board Members or Authorized Officers to Exercise all Powers to Carry Out Amendment to Terms of Bond Program | For | For | Management | ||||
15 | Consolidate Bylaws | For | Against | Management |
BANRO CORPORATION
Ticker: | BAA | Security ID: | 066800103 | |||
Meeting Date: | JUN 29, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect John A. Clarke, Peter N. Cowley, Arnold T. Kondrat, Richard J. Lachcik, Peter A. Ruxton, Bernard R. van Rooyen and Simon F. W. Village as Directors | For | For | Management | ||||
2 | Approve Deloitte & Touche LLP as | For | For | Management |
Auditors and Authorize Board to Fix Their Remuneration | ||||||||
3 | Approve Shareholder Rights Plan | For | Against | Management |
BEAR CREEK MINING CORPORATION
Ticker: | BCM | Security ID: | 07380N104 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Seven | For | For | Management | ||||
2.1 | Elect Director Catherine McLeod-Seltzer For | For | Management | |||||
2.2 | Elect Director Andrew T. Swarthout | For | For | Management | ||||
2.3 | Elect Director David De Witt | For | For | Management | ||||
2.4 | Elect Director Miguel Grau | For | For | Management | ||||
2.5 | Elect Director Kevin Morano | For | For | Management | ||||
2.6 | Elect Director Nolan Watson | For | For | Management | ||||
2.7 | Elect Director Frank Tweddle | For | For | Management | ||||
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Re-approve Stock Option Plan | For | For | Management | ||||
5 | Other Business | For | For | Management |
BIOEXX SPECIALTY PROTEINS LTD.
Ticker: | BXI | Security ID: | 090634106 | |||
Meeting Date: | JUN 14, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Chris Carl, Chris Schnarr, Peter Lacey, Henry Linsert Jr., John MacDonald and William Ollerhead as Directors | For | For | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
BR PROPERTIES SA
Ticker: | BRPR3 | Security ID: | P59656101 | |||
Meeting Date: | APR 25, 2011 | Meeting Type: | Annual/Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | For | Management | ||||
2 | Approve Allocation of Income and Dividends | For | For | Management | ||||
3a | Amend Articles to Reflect Changes in Capital and Consolidate Bylaws | For | For | Management | ||||
3b | Amend Articles To Fix Typographical Error and Consolidate Bylaws | For | For | Management | ||||
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | Against | Management |
BRASIL BROKERS PARTICIPACOES S.A.
Ticker: | BBRK3 | Security ID: | P1630V100 | |||
Meeting Date: | APR 25, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | For | Management | ||||
2 | Approve Allocation of Income and Dividends | For | For | Management | ||||
3 | Designate Newspapers to Publish Company Announcements | For | For | Management | ||||
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | Against | Management |
BRASIL BROKERS PARTICIPACOES S.A.
Ticker: | BBRK3 | Security ID: | P1630V100 | |||
Meeting Date: | MAY 23, 2011 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Ratify Increases in Share Capital | For | For | Management | ||||
2 | Ratify Acquisition of Galvao Vendas de Imoveis Ltda. | For | For | Management | ||||
3 | Elect Director | For | For | Management | ||||
4 | Consolidate Bylaws | For | For | Management |
CALVALLEY PETROLEUM INC.
Ticker: | CVI.A | Security ID: | 131911109 | |||
Meeting Date: | MAY 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Seven | For | For | Management | ||||
2.1 | Elect Director Edmund M. Shimoon | For | For | Management | ||||
2.2 | Elect Director Gary Robertson | For | For | Management | ||||
2.3 | Elect Director Thomas E. Valentine | For | For | Management | ||||
2.4 | Elect Director Kenneth M. Stephenson | For | For | Management | ||||
2.5 | Elect Director Thomas Skupa | For | For | Management | ||||
2.6 | Elect Director Nikolas Perrault | For | For | Management | ||||
2.7 | Elect Director Bernard P. de Combret | For | For | Management | ||||
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
CETIP S.A. — BALCAO ORGANIZADO DE ATIVOS
Ticker: | CTIP3 | Security ID: | P23840104 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual |
Record Date:
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | For | Management | ||||
2 | Approve Allocation of Income and Dividends | For | For | Management | ||||
3 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | For | Management |
CETIP S.A. — BALCAO ORGANIZADO DE ATIVOS
Ticker: | CTIP3 | Security ID: | P23840104 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Amend Stock Option Plan | For | For | Management |
CGX ENERGY INC.
Ticker: | OYL | Security ID: | 125405100 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Kerry Sully, Denis Clement, John Cullen, Stephen Hermeston, Adrian Jackson, and Oliver Lennox-King as Directors | For | For | Management | ||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Re-approve Stock Option Plan | For | For | Management | ||||
4 | Approve Shareholder Rights Plan | For | Against | Management |
CHINA GAS HOLDINGS LTD.
Ticker: | 00384 | Security ID: | G2109G103 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Removal of Li Xiao Yun as Director | For | Against | Management | ||||
2 | Approve Removal of Xu Ying as Director | For | Against | Management | ||||
3 | Approval Removal of Liu Ming Hui as Director | For | For | Management |
COLOSSUS MINERALS INC.
Ticker: | CSI | Security ID: | 19681L109 | |||
Meeting Date: | JUN 30, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Patrick Anderson | For | For | Management | ||||
1.2 | Elect Director David Anthony | For | For | Management | ||||
1.3 | Elect Director John Frostiak | For | For | Management | ||||
1.4 | Elect Director Greg Hall | For | For | Management | ||||
1.5 | Elect Director Douglas Reeson | For | For | Management | ||||
1.6 | Elect Director Ari Sussman | For | For | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
CONTINENTAL GOLD LIMITED
Ticker: | CNL | Security ID: | G23850103 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert W. Allen | For | For | Management | ||||
1.2 | Elect Director Ari B. Sussman | For | For | Management | ||||
1.3 | Elect Director Patrick F.N. Anderson | For | For | Management | ||||
1.4 | Elect Director James S. Felton | For | For | Management | ||||
1.5 | Elect Director Jaime I. Gutierrez | For | For | Management | ||||
1.6 | Elect Director Paul J. Murphy | For | For | Management | ||||
1.7 | Elect Director Timothy A. Warman | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
DNO INTERNATIONAL ASA
Ticker: | DNO | Security ID: | R60003101 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | JUN 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeeting; Registration of Attending Shareholders and Proxies | None | None | Management | ||||
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | For | For | Management | ||||
3 | Approve Notice of Meeting and Agenda | For | For | Management | ||||
4 | Approve Financial Statements and Statutory Reports; Approve Treatment of Net Loss | For | For | Management | ||||
5 | Approve Remuneration of Directors in the Amount of NOK 295,000 for Chairman, and NOK 270,000 for Other Directors; Approve Remuneration for Committee Work | For | For | Management | ||||
6 | Approve Remuneration of Auditors | For | For | Management | ||||
7 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | Against | Management | ||||
8 | Approve Bonus Scheme Based on Value of Company’s Share for Management, Resource Persons, and Other Employees | For | Against | Management | ||||
9 | Reelect Berge Larsen (Chairman), Shelley Watson (Deputy Chairman), Marit Instanes, Gunnar Hirsti, Bijan Mossavar-Rahman as Directors | For | For | Management | ||||
10 | Approve Creation of NOK 20 Million Pool | For | Against | Management |
of Capital without Preemptive Rights | ||||||||
11 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Against | Management | ||||
12 | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 2.00 Billion; Approve Creation of NOK 40 Million Pool of Capital to Guarantee Conversion Rights | For | Against | Management | ||||
13 | Apply for Listing on the Stock Exchanges in the UK/USA; Allow Minority Shareholders to Nominate a Person to Represent Their Interests in the Board; Order an Analysis Comparing DNO with Other Comparable Companies; Questions | None | Against | Shareholder |
ENN ENERGY HOLDINGS LTD.
Ticker: | 02688 | Security ID: | G3066L101 | |||
Meeting Date: | MAY 31, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Directors’ and Auditors’ Reports | For | For | Management | ||||
2a | Approve Final Dividend of HK$0.2835 Per Share | For | For | Management | ||||
2b | Approve Special Dividend of HK$0.0566 Per Share | For | For | Management | ||||
3a1 | Reelect Cheng Chak Ngok as Director | For | For | Management | ||||
3a2 | Reelect Zhao Shengli as Director | For | For | Management | ||||
3a3 | Reelect Wang Dongzhi as Director | For | For | Management | ||||
3a4 | Reelect Yien Yu Yu, Catherine as Director | For | For | Management | ||||
3a5 | Reelect Kong Chung Kau as Director | For | For | Management | ||||
3b | Resolve Not to Fill Up the Vacated Offices Resulting from the Retirement of Liang Zhiwei and Zhai Xiaoqin as Directors | For | For | Management | ||||
3c | Authorize Board to Fix Directors’ Remuneration | For | For | Management | ||||
4 | Reappoint Deloitte Touche Tohmatsu as | For | For | Management |
Auditors and Authorize Board to Fix Their Remuneration | ||||||||
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Management | ||||
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
5c | Authorize Reissuance of Repurchased Shares | For | Against | Management |
FIDEC CORP.
Ticker: | 8423 | Security ID: | J14252100 | |||
Meeting Date: | JUN 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Reduction in Capital and Capital Reserves | For | For | Management | ||||
2.1 | Appoint Statutory Auditor Nakano, Noboru | For | Against | Management | ||||
2.2 | Appoint Statutory Auditor Hongo, Yoshihiro | For | For | Management | ||||
3 | Elect Alternate Director Hozumi, Takamichi | For | For | Management |
FLEURY S.A.
Ticker: | FLRY3 | Security ID: | P418BW104 | |||
Meeting Date: | MAR 25, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | For | Management | ||||
2 | Approve Allocation of Income and Dividends and Approve Capital Budget | For | For | Management | ||||
3 | Elect Directors | For | For | Management |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | For | Management |
FRANCO-NEVADA CORPORATION
Ticker: | FNV | Security ID: | 351858105 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Pierre Lassonde | For | For | Management | ||||
1.2 | Elect Director David Harquail | For | For | Management | ||||
1.3 | Elect Director Derek W. Evans | For | For | Management | ||||
1.4 | Elect Director Graham Farquharson | For | For | Management | ||||
1.5 | Elect Director Louis Gignac | For | For | Management | ||||
1.6 | Elect Director Randall Oliphant | For | For | Management | ||||
1.7 | Elect Director David R. Peterson | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
GULF KEYSTONE PETROLEUM LTD.
Ticker: | GKP | Security ID: | G4209G108 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Elect Ewen Ainsworth as Director | For | For | Management | ||||
4 | Elect John Gerstenlauer as Director | For | For | Management | ||||
5 | Increase Authorized Common Stock | For | For | Management | ||||
6 | Authorize Share Repurchase Program | For | For | Management |
7 | Adopt New By-Laws | For | For | Management |
HUDBAY MINERALS INC.
Ticker: | HBM | Security ID: | 443628102 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Bruce Barraclough | For | For | Management | ||||
1.2 | Elect Director David Garofalo | For | For | Management | ||||
1.3 | Elect Director Alan R. Hibben | For | For | Management | ||||
1.4 | Elect Director W. Warren Holmes | For | For | Management | ||||
1.5 | Elect Director John L. Knowles | For | For | Management | ||||
1.6 | Elect Director Alan J. Lenczner | For | For | Management | ||||
1.7 | Elect Director Kenneth G. Stowe | For | For | Management | ||||
1.8 | Elect Director G. Wesley Voorheis | For | For | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
INTEROIL CORPORATION
Ticker: | IOC | Security ID: | 460951106 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Phil E. Mulacek, Christian M. Vinson, Roger N. Grundy, Gaylen J. Byker, Roger Lewis, and Ford Nicholson as Directors | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
KAKAKU.COM INC
Ticker: | 2371 | Security ID: | J29258100 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 3800 | For | For | Management | ||||
2 | Amend Articles To Amend Business Lines | For | For | Management | ||||
3.1 | Elect Director Hayashi, Kaoru | For | For | Management | ||||
3.2 | Elect Director Tanaka, Minoru | For | For | Management | ||||
3.3 | Elect Director Hata, Shonosuke | For | For | Management | ||||
3.4 | Elect Director Uchida, Yosuke | For | For | Management | ||||
3.5 | Elect Director Ieuji, Taizo | For | For | Management | ||||
3.6 | Elect Director Fujiwara, Kenji | For | For | Management | ||||
3.7 | Elect Director Uemura, Hajime | For | For | Management | ||||
3.8 | Elect Director Yuuki, Shingo | For | For | Management | ||||
3.9 | Elect Director Matsumoto, Oki | For | For | Management | ||||
3.10 | Elect Director Masuda, Muneaki | For | For | Management | ||||
4 | Appoint Statutory Auditor Maeno, Hiroshi | For | For | Management |
KWG PROPERTY HOLDING LTD.
Ticker: | 01813 | Security ID: | G53224104 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: | JUN 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Declare Final Dividend of RMB 0.11 Per Share | For | For | Management | ||||
3a | Reelect Kong Jian Tao as Executive Director | For | For | Management | ||||
3b | Reelect Kong Jian Nan as Executive Director | For | For | Management | ||||
3c | Reelect Li Jian Ming as Executive Director | For | For | Management | ||||
3d | Reelect Tsui Kam Tim as Executive Director | For | For | Management |
3e | Authorize Board to Fix the Directors’ Fee | For | For | Management | ||||
4 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
7 | Authorize Reissuance of Repurchased Shares | For | Against | Management |
LONCOR RESOURCES INC.
Ticker: | LN | Security ID: | 54179W101 | |||
Meeting Date: | JUN 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Kevin R. Baker, Maurice J. Colson, Peter N. Cowley, Arnold T. Kondrat, Richard J. Lachcik, Simon F. W. Village and William R. Wilson as Directors | For | For | Management | ||||
2 | Ratify BDO Canada LLP as Auditors | For | For | Management | ||||
3 | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
M3 INC
Ticker: | 2413 | Security ID: | J4697J108 | |||
Meeting Date: | JUN 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Tanimura, Itaru | For | For | Management | ||||
1.2 | Elect Director Nishi, Akihiko | For | For | Management | ||||
1.3 | Elect Director Nagata, Tomoyuki | For | For | Management |
1.4 | Elect Director Chuujo, Osamu | For | For | Management | ||||
1.5 | Elect Director Yokoi, Satoshi | For | For | Management | ||||
1.6 | Elect Director Tsuji, Takahiro | For | For | Management | ||||
1.7 | Elect Director Yoshida, Kenichiro | For | For | Management | ||||
1.8 | Elect Director Yoshida, Yasuhiko | For | For | Management | ||||
2 | Appoint Statutory Auditor Horino, Nobuto | For | Against | Management | ||||
3 | Approve Regular Stock Option Plan and Deep Discount Stock Option Plan | For | For | Management |
MADALENA VENTURES INC
Ticker: | MVN | Security ID: | 556232106 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Eight | For | For | Management | ||||
2 | Elect Barry Larson, Mike Lock, Keith Macdonald, Anthony Potter, Jay Reid, Ray Smith, Dwayne Warkentin, and Ving Woo as Directors | For | For | Management | ||||
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Re-approve Stock Option Plan | For | For | Management |
METHANEX CORPORATION
Ticker: | MX | Security ID: | 59151K108 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bruce Aitken | For | For | Management | ||||
1.2 | Elect Director Howard Balloch | For | For | Management | ||||
1.3 | Elect Director Pierre Choquette | For | For | Management | ||||
1.4 | Elect Director Phillip Cook | For | For | Management | ||||
1.5 | Elect Director Thomas Hamilton | For | For | Management |
1.6 | Elect Director Robert Kostelnik | For | For | Management | ||||
1.7 | Elect Director Douglas Mahaffy | For | For | Management | ||||
1.8 | Elect Director A. Terence Poole | For | For | Management | ||||
1.9 | Elect Director John Reid | For | For | Management | ||||
1.10 | Elect Director Janice Rennie | For | For | Management | ||||
1.11 | Elect Director Monica Sloan | For | For | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
MONGOLIAN MINING CORP
Ticker: | 00975 | Security ID: | G6264V102 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | JUN 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Consolidated Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2010 | For | For | Management | ||||
2a | Reelect Odjargal Jambaljamts as an Executive Director | For | For | Management | ||||
2b | Reelect Battsengel Gotov as an Executive Director | For | For | Management | ||||
2c | Reelect Batsaikhan Purev as a Non-Executive Director | For | For | Management | ||||
2d | Reelect Enkh-Amgalan Luvsantseren as a Non-Executive Director | For | For | Management | ||||
2e | Reelect Gantumur Lingov as a Non-Executive Director | For | For | Management | ||||
2f | Approve Remuneration of Directors | For | For | Management | ||||
3 | Reappoint KPMG as Auditor and Authorize Board to Fix Its Remuneration | For | For | Management | ||||
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
5 | Authorize Share Repurchase Program | For | For | Management | ||||
6 | Authorize Reissuance of Repurchased Shares | For | Against | Management |
NEVSUN RESOURCES LTD.
Ticker: | NSU | Security ID: | 64156L101 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director R. Stuart Angus | For | For | Management | ||||
1.2 | Elect Director Cliff T. Davis | For | For | Management | ||||
1.3 | Elect Director Robert G. Gayton | For | For | Management | ||||
1.4 | Elect Director Gary E. German | For | For | Management | ||||
1.5 | Elect Director Gerard E. Munera | For | For | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
OPERA SOFTWARE ASA
Ticker: | OPERA | Security ID: | R6664U108 | |||
Meeting Date: | JUN 14, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting; Registration of Attending Shareholders and Proxies | None | None | Management | ||||
2 | Elect Chairman of Meeting | For | For | Management | ||||
3 | Approve Notice of Meeting and Agenda | For | For | Management | ||||
4 | Designate Inspector(s) of Minutes of Meeting | For | For | Management | ||||
5 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
6 | Approve Allocation of Income and Dividends of NOK 0.18 per Share | For | For | Management | ||||
7 | Approve Remuneration of Auditors | For | Against | Management | ||||
8.1 | Approve Fixed Remuneration of Directors | For | For | Management | ||||
8.2 | Approve Committee Fees of Directors | For | For | Management | ||||
8.3 | Approve Stock Options for Certain Directors | For | For | Management | ||||
9 | Approve Remuneration of Nominating | For | For | Management |
Committee | ||||||||
10 | Authorize Share Repurchase Program | For | For | Management | ||||
11.1 | Approve Issuance of 12 Million Shares in Connection with Employee Incentive Programs | For | For | Management | ||||
11.2 | Approve Creation of NOK 239,000 Pool of Capital without Preemptive Rights | For | For | Management | ||||
12 | Amend Articles Re: Term of Board Members | For | For | Management | ||||
13.1 | Reelect Arve Johansen as Director | For | For | Management | ||||
13.2 | Reelect Kari Stautland as Director | For | For | Management | ||||
13.3 | Reelect Audun Iversen as Director | For | For | Management | ||||
13.4 | Reelect Marianne Blystad as Director | For | For | Management | ||||
13.5 | Elect Alberto Torres as New Director | For | For | Management | ||||
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | Management | ||||
15 | Approval of Maximum Number of Options | For | For | Management | ||||
16 | Authorize Company to Call EGM with Two Weeks’ Notice | For | For | Management | ||||
17.1 | Reelect Jakob Iqbal as Chairman of Nominating Committee | For | For | Management | ||||
17.2 | Reelect Michael Tetzschner as Member of Nominating Committee | For | For | Management | ||||
17.3 | Reelect Nils Foldal as Member of Nominating Committee | For | For | Management | ||||
18 | Approval of Guidelines for Nominating Committee | For | For | Management | ||||
19 | Close Meeting | None | None | Management |
ORIENTAL BANK OF COMMERCE LTD.
Ticker: | 500315 | Security ID: | Y6495G114 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Dividend of INR 10.40 Per Share | For | For | Management |
PETRONET LNG LTD.
Ticker: | 532522 | Security ID: | Y68259103 | |||
Meeting Date: | JUN 30, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Dividend of INR 2.00 Per Share | For | For | Management | ||||
3 | Appoint A. Sinha and B.C. Bora as Directors | For | For | Management | ||||
4 | Approve V. Sankar Aiyar & Co. as Auditors and Authorize Board to Fix Their Remuneration | For | Against | Management | ||||
5 | Approve Revision in Remuneration of P. Dasgupta (Ex-Managing Director & CEO), A. Sengupta (Ex-Director (Finance and Commercial)), and C.S. Mani (Director (Technical)) | For | For | Management | ||||
6 | Approve Appointment and Remuneration of A.K. Balyan as Managing Director & CEO | For | For | Management | ||||
7 | Approve Reappointment and Remuneration of C.S. Mani as Director (Technical) | For | For | Management | ||||
8 | Appoint D.K. Sarraf as Director | For | For | Management | ||||
9 | Appoint T. Ray as Director | For | For | Management | ||||
10 | Appoint R.K. Singh as Director | For | For | Management | ||||
11 | Appoint A. Chandra as Director | For | For | Management | ||||
12 | Appoint G.C. Chaturvedi as Director | For | For | Management | ||||
13 | Appoint A.M.K. Sinha as Director | For | For | Management | ||||
14 | Approve Commission Remuneration of Directors | For | For | Management |
POLARCUS LTD.
Ticker: | Security ID: | G7153K108 | ||||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports (Voting) | For | For | Management | ||||
2 | Authorize Board to Fix Remuneration of Auditors | For | For | Management | ||||
3.1 | Reelect Carl Gustav Zickerman as Director | For | For | Management | ||||
3.2 | Reelect Jogeir Romestrand as Director | For | For | Management | ||||
3.3 | Elect Ali A. bin Towaih Al Suwaidi as Director | For | For | Management | ||||
3.4 | Elect Mohammad Rizal Bin Abdullah as Director | For | For | Management | ||||
4 | Approve Remuneration of Directors | For | For | Management | ||||
5.1 | Elect Morten Garman as Nomination Committee Member | For | For | Management | ||||
5.2 | Elect Thomas Raaschou as Nomination Committee Member | For | For | Management | ||||
5.3 | Elect Hege Sjo as Nomination Committee Member | For | For | Management | ||||
5.4 | Approve Remuneration of 2011 Nomination Committee | For | For | Management | ||||
5.5 | Approve Revised Terms of Reference of the Nomination Committee | For | For | Management | ||||
6 | Approve Remuneration Report | For | Against | Management | ||||
7.1 | Increase Authorized Common Stock | For | For | Management | ||||
7.2 | Adopt Amended and Restated Memorandum and Articles of Association Re: Reflecting Increase in Authorized Share Capital | For | For | Management | ||||
8 | Amend the Warrants Agreement Between the Company and the Founding Shareholders | For | For | Management |
PROMISE CO LTD
Ticker: | 8574 | Security ID: | J64083108 | |||
Meeting Date: | JUN 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Reduction in Legal Reserves | For | For | Management | ||||
2 | Approve Accounting Transfer | For | For | Management | ||||
3 | Amend Articles To Create Class A Shares | For | Against | Management |
— Increase Authorized Common Capital — Amend Business Lines | ||||||||
4 | Elect Director Watanabe, Shozo | For | For | Management | ||||
5.1 | Appoint Statutory Auditor Akasako, Yoshiyuki | For | For | Management | ||||
5.2 | Appoint Statutory Auditor Mori, Hiroaki | For | For | Management | ||||
6 | Appoint Alternate Statutory Auditor Komiyama, Sumie | For | For | Management |
SHAMARAN PETROLEUM CORP.
Ticker: | SNM | Security ID: | 819320102 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Six | For | For | Management | ||||
2.1 | Elect Director Keith C. Hill | For | For | Management | ||||
2.2 | Elect Director Pradeep Kabra | For | For | Management | ||||
2.3 | Elect Director J. Cameron Bailey | For | For | Management | ||||
2.4 | Elect Director Gary S. Guidry | For | For | Management | ||||
2.5 | Elect Director Brian D. Edgar | For | For | Management | ||||
2.6 | Elect Director Alexandre Schneiter | For | For | Management | ||||
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Re-approve Stock Option Plan | For | For | Management | ||||
5 | Other Business | For | For | Management |
SHUI ON LAND LIMITED
Ticker: | 00272 | Security ID: | G81151113 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and | For | For | Management | ||||
Statutory Reports | ||||||||
2 | Declare Final Dividend | For | For | Management |
3a | Reelect Vincent H. S. Lo as Director | For | For | Management | ||||
3b | Reelect Freddy C. K. Lee as Director | For | For | Management | ||||
3c | Reelect John R. H. Bond as Director | For | For | Management | ||||
3d | Reelect Edgar W. K. Cheng as Director | For | For | Management | ||||
3e | Reelect Roger L. McCarthy as Director | For | For | Management | ||||
3f | Authorize Board to Fix Remuneration of Directors | For | For | Management | ||||
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
5c | Authorize Reissuance of Repurchased Shares | For | Against | Management |
SOUTHGOBI RESOURCES LTD.
Ticker: | SGQ | Security ID: | 844375105 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
2.1 | Elect Director Peter Meredith | For | For | Management | ||||
2.2 | Elect Director Alexander Molyneux | For | For | Management | ||||
2.3 | Elect Director Pierre Lebel | For | For | Management | ||||
2.4 | Elect Director John Macken | For | For | Management | ||||
2.5 | Elect Director Andre Deepwell | For | For | Management | ||||
2.6 | Elect Director R. Edward Flood | For | For | Management | ||||
2.7 | Elect Director Robert Hanson | For | For | Management | ||||
2.8 | Elect Director R. Stuart Angus | For | For | Management | ||||
2.9 | Elect Director W. Gordon Lancaster | For | For | Management | ||||
3 | Approve Electronic Delivery of Annual and Interim Reports to Shareholders in Hong Kong | For | For | Management | ||||
4 | Amend Equity Incentive Plan | For | For | Management |
START TODAY CO LTD
Ticker: | 3092 | Security ID: | J7665M102 | |||
Meeting Date: | JUN 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 7 | For | For | Management | ||||
2.1 | Elect Director Maezawa, Yuusaku | For | For | Management | ||||
2.2 | Elect Director Yanagisawa, Koji | For | For | Management | ||||
2.3 | Elect Director Oishi, Akiko | For | For | Management | ||||
2.4 | Elect Director Muto, Takanobu | For | For | Management | ||||
2.5 | Elect Director Okura, Mineki | For | For | Management | ||||
2.6 | Elect Director Ono, Koji | For | For | Management | ||||
3.1 | Appoint Statutory Auditor Motai, Junichi | For | For | Management | ||||
3.2 | Appoint Statutory Auditor Yoshioka, Koichi | For | For | Management | ||||
3.3 | Appoint Statutory Auditor Hattori, Shichiro | For | For | Management | ||||
4 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | For | For | Management |
URANIUM PARTICIPATION CORP
Ticker: | U | Security ID: | 917017105 | |||
Meeting Date: | JUN 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Paul J. Bennett | For | For | Management | ||||
1.2 | Elect Director Jeff Kennedy | For | For | Management | ||||
1.3 | Elect Director Garth A.C. MacRae | For | For | Management | ||||
1.4 | Elect Director Richard H. McCoy | For | For | Management | ||||
1.5 | Elect Director Kelvin H. Williams | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
TCW LARGE CAP GROWTH FUND
AFLAC INCORPORATED
Ticker: | AFL | Security ID: | 001055102 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Daniel P. Amos | For | For | Management | ||||
2 | Elect Director John Shelby Amos II | For | For | Management | ||||
3 | Elect Director Paul S. Amos II | For | For | Management | ||||
4 | Elect Director Michael H. Armacost | For | For | Management | ||||
5 | Elect Director Kriss Cloninger III | For | For | Management | ||||
6 | Elect Director Elizabeth J. Hudson | For | For | Management | ||||
7 | Elect Director Douglas W. Johnson | For | For | Management | ||||
8 | Elect Director Robert B. Johnson | For | For | Management | ||||
9 | Elect Director Charles B. Knapp | For | For | Management | ||||
10 | Elect Director E. Stephen Purdom | For | For | Management | ||||
11 | Elect Director Barbara K. Rimer | For | For | Management | ||||
12 | Elect Director Marvin R. Schuster | For | For | Management | ||||
13 | Elect Director David Gary Thompson | For | For | Management | ||||
14 | Elect Director Robert L. Wright | For | For | Management | ||||
15 | Elect Director Takuro Yoshida | For | For | Management | ||||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
17 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
18 | Ratify Auditors | For | For | Management |
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: | APD | Security ID: | 009158106 | |||
Meeting Date: | JAN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 30, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Chadwick C. Deaton | For | For | Management |
1.2 | Elect Director Michael J. Donahue | For | For | Management | ||||
1.3 | Elect Director Ursula O. Fairbairn | For | For | Management | ||||
1.4 | Elect Director Lawrence S. Smith | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management |
AMERICAN TOWER CORPORATION
Ticker: | AMT | Security ID: | 029912201 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Raymond P. Dolan | For | For | Management | ||||
2 | Elect Director Ronald M. Dykes | For | For | Management | ||||
3 | Elect Director Carolyn F. Katz | For | For | Management | ||||
4 | Elect Director Gustavo Lara Cantu | For | For | Management | ||||
5 | Elect Director Joann A. Reed | For | For | Management | ||||
6 | Elect Director Pamela D.A. Reeve | For | For | Management | ||||
7 | Elect Director David E. Sharbutt | For | For | Management | ||||
8 | Elect Director James D. Taiclet, Jr. | For | For | Management | ||||
9 | Elect Director Samme L. Thompson | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
APPLE INC.
Ticker: | AAPL | Security ID: | 037833100 | |||
Meeting Date: | FEB 23, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William V. Campbell | For | For | Management | ||||
1.2 | Elect Director Millard S. Drexler | For | For | Management | ||||
1.3 | Elect Director Albert A. Gore, Jr. | For | For | Management | ||||
1.4 | Elect Director Steven P. Jobs | For | For | Management | ||||
1.5 | Elect Director Andrea Jung | For | For | Management | ||||
1.6 | Elect Director Arthur D. Levinson | For | For | Management | ||||
1.7 | Elect Director Ronald D. Sugar | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Adopt Policy on Succession Planning | Against | Against | Shareholder | ||||
6 | Require a Majority Vote for the | Against | Against | Shareholder | ||||
Election of Directors |
ARM HOLDINGS PLC
Ticker: | ARM | Security ID: | 042068106 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4 | Elect Larry Hirst as Director | For | For | Management | ||||
5 | Elect Janice Roberts as Director | For | For | Management | ||||
6 | Elect Andy Green as Director | For | For | Management | ||||
7 | Re-elect Doug Dunn as Director | For | For | Management | ||||
8 | Re-elect Warren East as Director | For | For | Management | ||||
9 | Re-elect Tudor Brown as Director | For | For | Management | ||||
10 | Re-elect Mike Inglis as Director | For | For | Management | ||||
11 | Re-elect Mike Muller as Director | For | For | Management | ||||
12 | Re-elect Kathleen O’Donovan as Director | For | For | Management | ||||
13 | Re-elect Philip Rowley as Director | For | For | Management | ||||
14 | Re-elect Tim Score as Director | For | For | Management | ||||
15 | Re-elect Simon Segars as Director | For | For | Management | ||||
16 | Re-elect Young Sohn as Director | For | For | Management | ||||
17 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management | ||||
18 | Authorise Board to Fix Remuneration of | For | For | Management |
Auditors | ||||||||
19 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
21 | Authorise Market Purchase | For | For | Management | ||||
22 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | Against | Management |
CAMERON INTERNATIONAL CORPORATION
Ticker: | CAM | Security ID: | 13342B105 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Peter J. Fluor | For | For | Management | ||||
2 | Elect Director Jack B. Moore | For | For | Management | ||||
3 | Elect Director David Ross | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Amend Omnibus Stock Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
CARNIVAL CORPORATION
Ticker: | �� | CCL | Security ID: | 143658300 | ||
Meeting Date: | APR 13, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc | For | For | Management | ||||
2 | Reelect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc | For | For | Management |
3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc | For | For | Management | ||||
4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc | For | For | Management | ||||
5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc | For | For | Management | ||||
6 | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc | For | For | Management | ||||
7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc | For | For | Management | ||||
8 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc | For | For | Management | ||||
9 | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | For | For | Management | ||||
10 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc | For | For | Management | ||||
11 | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc | For | For | Management | ||||
12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc | For | For | Management | ||||
13 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc | For | For | Management | ||||
14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | For | For | Management | ||||
15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | For | For | Management | ||||
16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The | For | For | Management |
Independent Auditors Of Carnival Plc | ||||||||
17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2010 | For | For | Management | ||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
19 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
20 | Approve Remuneration of Executive and Non-Executive Directors | For | For | Management | ||||
21 | Authorize Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
22 | Authorize Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
23 | Authorise Shares for Market Purchase | For | For | Management | ||||
24 | Approve Omnibus Stock Plan | For | For | Management |
CF INDUSTRIES HOLDINGS, INC.
Ticker: | CF | Security ID: | 125269100 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stephen R. Wilson | For | For | Management | ||||
1.2 | Elect Director Wallace W. Creek | For | For | Management | ||||
1.3 | Elect Director William Davisson | For | For | Management | ||||
1.4 | Elect Director Robert G. Kuhbach | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Declassify the Board of Directors | Against | For | Shareholder |
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | NOV 18, 2010 | Meeting Type: | Annual |
Record Date: SEP 20, 2010
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carol A. Bartz | For | For | Management | ||||
2 | Elect Director M. Michele Burns | For | For | Management | ||||
3 | �� | Elect Director Michael D. Capellas | For | For | Management | |||
4 | Elect Director Larry R. Carter | For | For | Management | ||||
5 | Elect Director John T. Chambers | For | For | Management | ||||
6 | Elect Director Brian L. Halla | For | For | Management | ||||
7 | Elect Director John L. Hennessy | For | For | Management | ||||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||||
9 | Elect Director Roderick C. Mcgeary | For | For | Management | ||||
10 | Elect Director Michael K. Powell | For | For | Management | ||||
11 | Elect Director Arun Sarin | For | For | Management | ||||
12 | Elect Director Steven M. West | For | For | Management | ||||
13 | Elect Director Jerry Yang | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
17 | Report on Internet Fragmentation | Against | Against | Shareholder | ||||
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Against | Against | Shareholder |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: | CTSH | Security ID: | 192446102 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert W. Howe | For | For | Management | ||||
2 | Elect Director Robert E. Weissman | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Increase Authorized Common Stock | For | For | Management | ||||
6 | Reduce Supermajority Vote Requirement | For | For | Management |
7 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
CREE, INC.
Ticker: | CREE | Security ID: | 225447101 | |||
Meeting Date: | OCT 26, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 30, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles M. Swoboda | For | For | Management | ||||
1.2 | Elect Director Dolph W. Von Arx | For | For | Management | ||||
1.3 | Elect Director Clyde R. Hosein | For | For | Management | ||||
1.4 | Elect Director Robert A. Ingram | For | For | Management | ||||
1.5 | Elect Director Franco Plastina | For | For | Management | ||||
1.6 | Elect Director Robert L. Tillman | For | For | Management | ||||
1.7 | Elect Director Harvey A. Wagner | For | For | Management | ||||
1.8 | Elect Director Thomas H. Werner | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Establish Range For Board Size | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
CUMMINS INC.
Ticker: | CMI | Security ID: | 231021106 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Theodore M. Solso | For | For | Management | ||||
2 | Elect Director N. Thomas Linebarger | For | For | Management | ||||
3 | Elect Director William I. Miller | For | For | Management | ||||
4 | Elect Director Alexis M. Herman | For | For | Management | ||||
5 | Elect Director Georgia R. Nelson | For | For | Management | ||||
6 | Elect Director Carl Ware | For | For | Management | ||||
7 | Elect Director Robert K. Herdman | For | For | Management | ||||
8 | Elect Director Robert J. Bernhard | For | For | Management | ||||
9 | Elect Director Franklin R. Chang-Diaz | For | For | Management | ||||
10 | Elect Director Stephen B. Dobbs | For | For | Management |
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management |
DANAHER CORPORATION
Ticker: | DHR | Security ID: | 235851102 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director H. Lawrence Culp, Jr. | For | For | Management | ||||
1.2 | Elect Director Mitchell P. Rales | For | For | Management | ||||
1.3 | Elect Director Elias A. Zerhouni | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Provide Right to Call Special Meeting | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
DENBURY RESOURCES INC.
Ticker: | DNR | Security ID: | 247916208 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Wieland F. Wettstein | For | For | Management | ||||
1.2 | Elect Director Michael L. Beatty | For | For | Management | ||||
1.3 | Elect Director Michael B. Decker | For | For | Management | ||||
1.4 | Elect Director Ronald G. Greene | For | For | Management | ||||
1.5 | Elect Director David I. Heather | For | For | Management | ||||
1.6 | Elect Director Gregory L. McMichael | For | For | Management | ||||
1.7 | Elect Director Gareth Roberts | For | For | Management | ||||
1.8 | Elect Director Phil Rykhoek | For | For | Management | ||||
1.9 | Elect Director Randy Stein | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Nonqualified Employee Stock Purchase Plan | For | Against | Management | ||||
5 | Ratify Auditors | For | For | Management |
DOLLAR TREE, INC.
Ticker: | DLTR | Security ID: | 256746108 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Macon F. Brock, Jr. | For | For | Management | ||||
1.2 | Elect Director Mary Anne Citrino | For | For | Management | ||||
1.3 | Elect Director Thomas E. Whiddon | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
EMC CORPORATION
Ticker: | EMC | Security ID: | 268648102 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Michael W. Brown | For | For | Management | ||||
2 | Elect Director Randolph L. Cowen | For | For | Management | ||||
3 | Elect Director Michael J. Cronin | For | For | Management | ||||
4 | Elect Director Gail Deegan | For | For | Management | ||||
5 | Elect Director James S. DiStasio | For | For | Management | ||||
6 | Elect Director John R. Egan | For | For | Management | ||||
7 | Elect Director Edmund F. Kelly | For | For | Management | ||||
8 | Elect Director Windle B. Priem | For | For | Management |
9 | Elect Director Paul Sagan | For | For | Management | ||||
10 | Elect Director David N. Strohm | For | For | Management | ||||
11 | Elect Director Joseph M. Tucci | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||
14 | Provide Right to Call Special Meeting | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
EQUINIX, INC.
Ticker: | EQIX | Security ID: | 29444U502 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven T. Clontz | For | For | Management | ||||
1.2 | Elect Director Gary F. Hromadko | For | For | Management | ||||
1.3 | Elect Director Scott G. Kriens | For | For | Management | ||||
1.4 | Elect Director William K. Luby | For | For | Management | ||||
1.5 | Elect Director Irving F. Lyons, III | For | For | Management | ||||
1.6 | Elect Director Christopher B. Paisley | For | For | Management | ||||
1.7 | Elect Director Stephen M. Smith | For | For | Management | ||||
1.8 | Elect Director Peter F. Van Camp | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Reduce Supermajority Vote Requirement for Amendments to the Certificate of Incorporation | For | For | Management | ||||
6 | Reduce Supermajority Vote Requirement Relating to Removal of Directors | For | For | Management | ||||
7 | Reduce Supermajority Vote Requirement for Amendments to the By-laws | For | For | Management |
EXPRESS SCRIPTS, INC.
Ticker: | ESRX | Security ID: | 302182100 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gary G. Benanav | For | For | Management | ||||
1.2 | Elect Director Maura C. Breen | For | For | Management | ||||
1.3 | Elect Director Nicholas J. LaHowchic | For | For | Management | ||||
1.4 | Elect Director Thomas P. Mac Mahon | For | For | Management | ||||
1.5 | Elect Director Frank Mergenthaler | For | For | Management | ||||
1.6 | Elect Director Woodrow A. Myers Jr. | For | For | Management | ||||
1.7 | Elect Director John O. Parker, Jr. | For | For | Management | ||||
1.8 | Elect Director George Paz | For | For | Management | ||||
1.9 | Elect Director Samuel K. Skinner | For | For | Management | ||||
1.10 | Elect Director Seymour Sternberg | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Provide Right to Call Special Meeting | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
6 | Approve Omnibus Stock Plan | For | For | Management | ||||
7 | Report on Political Contributions | Against | For | Shareholder |
FLOWSERVE CORPORATION
Ticker: | FLS | Security ID: | 34354P105 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John R. Friedery | For | For | Management | ||||
1.2 | Elect Director Joe E. Harlan | For | For | Management | ||||
1.3 | Elect Director Michael F. Johnston | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | For | For | Management | ||||
5 | Reduce Supermajority Vote Requirement for Certain Business Combinations | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management |
FMC TECHNOLOGIES, INC.
Ticker: | FTI | Security ID: | 30249U101 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director C. Maury Devine | For | For | Management | ||||
2 | Elect Director John T. Gremp | For | For | Management | ||||
3 | Elect Director Thomas M. Hamilton | For | For | Management | ||||
4 | Elect Director Richard A. Pattarozzi | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
8 | Increase Authorized Common Stock | For | For | Management |
GOOGLE INC.
Ticker: | GOOG | Security ID: | 38259P508 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry Page | For | For | Management | ||||
1.2 | Elect Director Sergey Brin | For | For | Management | ||||
1.3 | Elect Director Eric E. Schmidt | For | For | Management | ||||
1.4 | Elect Director L. John Doerr | For | For | Management | ||||
1.5 | Elect Director John L. Hennessy | For | For | Management | ||||
1.6 | Elect Director Ann Mather | For | For | Management | ||||
1.7 | Elect Director Paul S. Otellini | For | For | Management | ||||
1.8 | Elect Director K. Ram Shriram | For | For | Management | ||||
1.9 | Elect Director Shirley M. Tilghman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
7 | Reduce Supermajority Vote Requirement | Against | For | Shareholder | ||||
8 | Report on Code of Conduct Compliance | Against | Against | Shareholder |
GUESS?, INC.
Ticker: | GES | Security ID: | 401617105 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kay Isaacson-Leibowitz | For | For | Management | ||||
1.2 | Elect Director Maurice Marciano | For | For | Management | ||||
1.3 | Elect Director Alex Yemenidjian | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
HALLIBURTON COMPANY
Ticker: | HAL | Security ID: | 406216101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alan M. Bennett | For | For | Management | ||||
2 | Elect Director James R. Boyd | For | For | Management | ||||
3 | Elect Director Milton Carroll | For | For | Management | ||||
4 | Elect Director Nance K. Dicciani | For | For | Management | ||||
5 | Elect Director S. Malcolm Gillis | For | For | Management | ||||
6 | Elect Director Abdallah S. Jum’ah | For | For | Management | ||||
7 | Elect Director David J. Lesar | For | For | Management | ||||
8 | Elect Director Robert A. Malone | For | For | Management |
9 | Elect Director J Landis Martin | For | For | Management | ||||
10 | Elect Director Debra L. Reed | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Review and Assess Human Rights Policies | Against | Against | Shareholder | ||||
15 | Report on Political Contributions | Against | For | Shareholder |
INTEROIL CORPORATION
Ticker: | IOC | Security ID: | 460951106 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Phil E. Mulacek, Christian M. Vinson, Roger N. Grundy, Gaylen J. Byker, Roger Lewis, and Ford Nicholson as Directors | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
KANSAS CITY SOUTHERN
Ticker: | KSU | Security ID: | 485170302 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Henry R. Davis | For | For | Management | ||||
1.2 | Elect Director Robert J. Druten | For | For | Management | ||||
1.3 | Elect Director Rodney E. Slater | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
LOWE’S COMPANIES, INC.
Ticker: | LOW | Security ID: | 548661107 | |||
Meeting Date: | MAY 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Raul Alvarez | For | For | Management | ||||
1.2 | Elect Director David W. Bernauer | For | For | Management | ||||
1.3 | Elect Director Leonard L. Berry | For | For | Management | ||||
1.4 | Elect Director Peter C. Browning | For | For | Management | ||||
1.5 | Elect Director Dawn E. Hudson | For | For | Management | ||||
1.6 | Elect Director Robert L. Johnson | For | For | Management | ||||
1.7 | Elect Director Marshall O. Larsen | For | For | Management | ||||
1.8 | Elect Director Richard K. Lochridge | For | For | Management | ||||
1.9 | Elect Director Robert A. Niblock | For | For | Management | ||||
1.10 | Elect Director Stephen F. Page | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder | ||||
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Against | Against | Shareholder | ||||
8 | Report on Political Contributions | Against | For | Shareholder |
LYONDELLBASELL INDUSTRIES NV
Ticker: | LYB | Security ID: | N53745100 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting | None | None | Management |
2 | Discussion on Company’s Corporate Governance Structure | None | None | Management | ||||
3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | For | For | Management | ||||
3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | For | For | Management | ||||
3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | For | For | Management | ||||
4 | Elect R. Buchanan as Class II Director to the Supervisory Board | For | For | Management | ||||
5 | Elect J. Aigrain as Class III Director to the Supervisory Board | For | For | Management | ||||
6 | Adopt Financial Statements and Statutory Reports | For | For | Management | ||||
7 | Approve Discharge of Management Board | For | For | Management | ||||
8 | Approve Discharge of Supervisory Board | For | For | Management | ||||
9 | Ratify PricewaterhouseCoopers as Auditors | For | For | Management | ||||
10 | Approve Remuneration of Supervisory Board | For | Against | Management | ||||
11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | For | For | Management | ||||
12 | Receive Explanation on Company’s Reserves and Dividend Policy | None | None | Management | ||||
13 | Approve Dividends of USD 0.10 Per Share | For | For | Management | ||||
14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Elect G. Gwin as Class II Director to the Supervisory Board | For | For | Management | ||||
17 | Close Meeting | None | None | Management |
MASTERCARD INCORPORATED
Ticker: | MA | Security ID: | 57636Q104 | |||
Meeting Date: | SEP 21, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 26, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
3 | Amend Board Qualifications | For | For | Management | ||||
4 | Amend Stock Ownership Limitations | For | For | Management | ||||
5 | Adjourn Meeting | For | For | Management | ||||
6.1 | Elect Director Nancy J. Karch | For | For | Management | ||||
6.2 | Elect Director Jose Octavio Reyes Lagunes | For | For | Management | ||||
6.3 | Elect Director Edward Suning Tian | For | For | Management | ||||
6.4 | Elect Director Silvio Barzi | For | For | Management | ||||
7 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
MASTERCARD INCORPORATED
Ticker: | MA | Security ID: | 57636Q104 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Marc Olivie | For | For | Management | ||||
2 | Elect Director Rima Qureshi | For | For | Management | ||||
3 | Elect Director Mark Schwartz | For | For | Management | ||||
4 | Elect Director Jackson P. Tai | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive For | For | Management | |||||
Officers’ Compensation | ||||||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Ratify Auditors | For | For | Management |
MEDCO HEALTH SOLUTIONS, INC.
Ticker: | MHS | Security ID: | 58405U102 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Howard W. Barker, Jr. | For | For | Management |
2 | Elect Director John L. Cassis | For | For | Management | ||||
3 | Elect Director Michael Goldstein | For | For | Management | ||||
4 | Elect Director Charles M. Lillis | For | For | Management | ||||
5 | Elect Director Myrtle S. Potter | For | For | Management | ||||
6 | Elect Director William L. Roper | For | For | Management | ||||
7 | Elect Director David B. Snow, Jr. | For | For | Management | ||||
8 | Elect Director David D. Stevens | For | For | Management | ||||
9 | Elect Director Blenda J. Wilson | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Stock Retention/Holding Period | Against | Against | Shareholder |
PACCAR INC
Ticker: | PCAR | Security ID: | 693718108 | |||
Meeting Date: | APR 20, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John M. Fluke, Jr. | For | For | Management | ||||
1.2 | Elect Director Kirk S. Hachigian | For | For | Management | ||||
1.3 | Elect Director Stephen F. Page | For | For | Management | ||||
1.4 | Elect Director Thomas E. Plimpton | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Reduce Supermajority Vote Requirement | Against | For | Shareholder | ||||
7 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
PHILIP MORRIS INTERNATIONAL INC.
Ticker: | PM | Security ID: | 718172109 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Harold Brown | For | For | Management | ||||
2 | Elect Director Mathis Cabiallavetta | For | For | Management | ||||
3 | Elect Director Louis C. Camilleri | For | For | Management | ||||
4 | Elect Director J. Dudley Fishburn | For | For | Management | ||||
5 | Elect Director Jennifer Li | For | For | Management | ||||
6 | Elect Director Graham Mackay | For | For | Management | ||||
7 | Elect Director Sergio Marchionne | For | For | Management | ||||
8 | Elect Director Lucio A. Noto | For | For | Management | ||||
9 | Elect Director Carlos Slim Helu | For | For | Management | ||||
10 | Elect Director Stephen M. Wolf | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Report on Effect of Marketing Practices on the Poor | Against | For | Shareholder | ||||
15 | Require Independent Board Chairman | Against | Against | Shareholder |
PRECISION CASTPARTS CORP.
Ticker: | PCP | Security ID: | 740189105 | |||
Meeting Date: | AUG 10, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Daniel J. Murphy | For | For | Management | ||||
1.2 | Elect Director Steven G. Rothmeier | For | For | Management | ||||
1.3 | Elect Director Richard L. Wambold | For | For | Management | ||||
1.4 | Elect Director Timothy A. Wicks | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | Against | For | Shareholder |
QUALCOMM INCORPORATED
Ticker: | QCOM | Security ID: | 747525103 | |||
Meeting Date: | MAR 08, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Barbara T. Alexander | For | For | Management | ||||
1.2 | Elect Director Stephen M. Bennett | For | For | Management | ||||
1.3 | Elect Director Donald G. Cruickshank | For | For | Management | ||||
1.4 | Elect Director Raymond V. Dittamore | For | For | Management | ||||
1.5 | Elect Director Thomas W. Horton | For | For | Management | ||||
1.6 | Elect Director Irwin Mark Jacobs | For | For | Management | ||||
1.7 | Elect Director Paul E. Jacobs | For | For | Management | ||||
1.8 | Elect Director Robert E. Kahn | For | For | Management | ||||
1.9 | Elect Director Sherry Lansing | For | For | Management | ||||
1.10 | Elect Director Duane A. Nelles | For | For | Management | ||||
1.11 | Elect Director Francisco Ros | For | For | Management | ||||
1.12 | Elect Director Brent Scowcroft | For | For | Management | ||||
1.13 | Elect Director Marc I. Stern | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
6 | Officers’ Compensation Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
7 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
ROBERT HALF INTERNATIONAL INC.
Ticker: | RHI | Security ID: | 770323103 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Andrew S. Berwick, Jr. | For | For | Management | ||||
1.2 | Elect Director Edward W. Gibbons | For | For | Management | ||||
1.3 | Elect Director Harold M. Messmer, Jr. | For | For | Management | ||||
1.4 | Elect Director Barbara J. Novogradac | For | For | Management | ||||
1.5 | Elect Director Robert J. Pace | For | For | Management | ||||
1.6 | Elect Director Frederick A. Richman | For | For | Management |
1.7 | Elect Director M. Keith Waddell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
SEAGATE TECHNOLOGY PLC
Ticker: | STX | Security ID: | G7945M107 | |||
Meeting Date: | JAN 18, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Reelect Stephen Luczo as a Director | For | For | Management | ||||
1b | Reelect Frank Biondi, Jr. as a Director | For | For | Management | ||||
1c | Reelect Lydia Marshall as a Director | For | For | Management | ||||
1d | Reelect Chong Sup Park as a Director | For | For | Management | ||||
1e | Reelect Albert Pimentel as a Director | For | For | Management | ||||
1f | Reelect Gregorio Reyes as a Director | For | For | Management | ||||
1g | Reelect John Thompson as a Director | For | For | Management | ||||
1h | Reelect Edward Zander as a Director | For | For | Management | ||||
2 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Authorize the Holding of the 2011 AGM at a Location Outside Ireland | For | For | Management | ||||
4 | Authorize Share Repurchase Program | For | For | Management | ||||
5 | Determine Price Range for Reissuance of Treasury Shares | For | Against | Management | ||||
6 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: | HOT | Security ID: | 85590A401 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Adam M. Aron | For | For | Management | ||||
1.2 | Elect Director Charlene Barshefsky | For | For | Management | ||||
1.3 | Elect Director Thomas E. Clarke | For | For | Management | ||||
1.4 | Elect Director Clayton C. Daley, Jr. | For | For | Management | ||||
1.5 | Elect Director Bruce W. Duncan | For | For | Management | ||||
1.6 | Elect Director Lizanne Galbreath | For | For | Management | ||||
1.7 | Elect Director Eric Hippeau | For | For | Management | ||||
1.8 | Elect Director Stephen R. Quazzo | For | For | Management | ||||
1.9 | Elect Director Thomas O. Ryder | For | For | Management | ||||
1.10 | Elect Director Frits van Paasschen | For | For | Management | ||||
1.11 | Elect Director Kneeland C. Youngblood | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
TECK RESOURCES LIMITED
Ticker: | TCK.B | Security ID: | 878742204 | |||
Meeting Date: | APR 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect I. Abe as Director | For | For | Management | ||||
1.2 | Elect M.M. Ashar as Director | For | For | Management | ||||
1.3 | Elect J. B. Aune as Director | For | For | Management | ||||
1.4 | Elect J. H. Bennett as Director | For | For | Management | ||||
1.5 | Elect H. J. Bolton as Director | For | For | Management | ||||
1.6 | Elect F. P. Chee as Director | For | For | Management | ||||
1.7 | Elect J. L. Cockwell as Director | For | For | Management | ||||
1.8 | Elect N. B. Keevil as Director | For | For | Management | ||||
1.9 | Elect N. B. Keevil III as Director | For | For | Management | ||||
1.10 | Elect T. Kuriyama as Director | For | For | Management | ||||
1.11 | Elect D. R. Lindsay as Director | For | For | Management | ||||
1.12 | Elect J. G. Rennie as Director | For | For | Management | ||||
1.13 | Elect W.S.R. Seyffert as Director | For | For | Management | ||||
1.14 | Elect C. M. Thompson as Director | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
TEXTRON INC.
Ticker: | TXT | Security ID: | 883203101 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director James T. Conway | For | For | Management | ||||
2 | Elect Director Paul E. Gagne | For | For | Management | ||||
3 | Elect Director Dain M. Hancock | For | For | Management | ||||
4 | Elect Director Lloyd G. Trotter | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Provide Right to Call Special Meeting | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
THE COCA-COLA COMPANY
Ticker: | KO | Security ID: | 191216100 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Herbert A. Allen | For | For | Management | ||||
2 | Elect Director Ronald W. Allen | For | For | Management | ||||
3 | Elect Director Howard G. Buffett | For | For | Management | ||||
4 | Elect Director Barry Diller | For | For | Management | ||||
5 | Elect Director Evan G. Greenberg | For | For | Management | ||||
6 | Elect Director Alexis M. Herman | For | For | Management | ||||
7 | Elect Director Muhtar Kent | For | For | Management | ||||
8 | Elect Director Donald R. Keough | For | For | Management | ||||
9 | Elect Director Maria Elena Lagomasino | For | For | Management | ||||
10 | Elect Director Donald F. McHenry | For | For | Management | ||||
11 | Elect Director Sam Nunn | For | For | Management | ||||
12 | Elect Director James D. Robinson III | For | For | Management | ||||
13 | Elect Director Peter V. Ueberroth | For | For | Management |
14 | Elect Director Jacob Wallenberg | For | For | Management | ||||
15 | Elect Director James B. Williams | For | For | Management | ||||
16 | Ratify Auditors | For | For | Management | ||||
17 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
18 | Amend Restricted Stock Plan | For | For | Management | ||||
19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
20 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
21 | Publish Report on Chemical Bisphenol-A (BPA) | Against | Against | Shareholder |
THE GOLDMAN SACHS GROUP, INC.
Ticker: | GS | Security ID: | 38141G104 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Lloyd C. Blankfein | For | For | Management | ||||
2 | Elect Director John H. Bryan | For | For | Management | ||||
3 | Elect Director Gary D. Cohn | For | For | Management | ||||
4 | Elect Director Claes Dahlback | For | For | Management | ||||
5 | Elect Director Stephen Friedman | For | For | Management | ||||
6 | Elect Director William W. George | For | For | Management | ||||
7 | Elect Director James A. Johnson | For | For | Management | ||||
8 | Elect Director Lois D. Juliber | For | For | Management | ||||
9 | Elect Director Lakshmi N. Mittal | For | For | Management | ||||
10 | Elect Director James J. Schiro | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
15 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||
16 | Stock Retention/Holding Period | Against | Against | Shareholder | ||||
17 | Review Executive Compensation | Against | Against | Shareholder | ||||
18 | Report on Climate Change Business Risks | Against | Against | Shareholder | ||||
19 | Report on Political Contributions | Against | For | Shareholder |
THE MOSAIC COMPANY
Ticker: | MOS | Security ID: | 61945A107 | |||
Meeting Date: | OCT 07, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 09, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William R. Graber | For | For | Management | ||||
1.2 | Elect Director Emery N. Koenig | For | For | Management | ||||
1.3 | Elect Director Sergio Rial | For | For | Management | ||||
1.4 | Elect Director David T. Seaton | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
THE MOSAIC COMPANY
Ticker: | MOS | Security ID: | 61945A107 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Special | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
UNION PACIFIC CORPORATION
Ticker: | UNP | Security ID: | 907818108 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Andrew H. Card, Jr. | For | For | Management | ||||
1.2 | Elect Director Erroll B. Davis, Jr. | For | For | Management | ||||
1.3 | Elect Director Thomas J. Donohue | For | For | Management | ||||
1.4 | Elect Director Archie W. Dunham | For | For | Management | ||||
1.5 | Elect Director Judith Richards Hope | For | For | Management | ||||
1.6 | Elect Director Charles C. Krulak | For | For | Management | ||||
1.7 | Elect Director Michael R. McCarthy | For | For | Management | ||||
1.8 | Elect Director Michael W. McConnell | For | For | Management | ||||
1.9 | Elect Director Thomas F. McLarty III | For | For | Management |
1.10 | Elect Director Steven R. Rogel | For | For | Management | ||||
1.11 | Elect Director Jose H. Villarreal | For | For | Management | ||||
1.12 | Elect Director James R. Young | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | For | For | Management | ||||
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | For | For | Management | ||||
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | For | For | Management | ||||
6 | Require Independent Board Chairman | Against | Against | Shareholder |
VMWARE, INC.
Ticker: | VMW | Security ID: | 928563402 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Renee J. James | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
WHITING PETROLEUM CORPORATION
Ticker: | WLL | Security ID: | 966387102 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director D. Sherwin Artus | For | For | Management | ||||
1.2 | Elect Director Phillip E. Doty | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
WYNN RESORTS, LIMITED
Ticker: | WYNN | Security ID: | 983134107 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Russell Goldsmith | For | For | Management | ||||
1.2 | Elect Director Robert J. Miller | For | For | Management | ||||
1.3 | Elect Director Kazuo Okada | For | For | Management | ||||
1.4 | Elect Director Allan Zeman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
TCW MONEY MARKET FUND
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
TCW RELATIVE VALUE LARGE CAP FUND
ALCOA INC.
Ticker: | AA | Security ID: | 013817101 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Klaus Kleinfeld | For | For | Management | ||||
1.2 | Elect Director James W. Owens | For | For | Management | ||||
1.3 | Elect Director Ratan N. Tata | For | For | Management | ||||
2 | Ratify Auditor | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
Relating to Fair Price Protection | ||||||||
7 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
Relating to Director Elections | ||||||||
8 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
Relating to the Removal of Directors | ||||||||
9 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
10 | Declassify the Board of Directors | Against | For | Shareholder |
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: | AEP | Security ID: | 025537101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director David J. Anderson | For | For | Management | ||||
2 | Elect Director James F. Cordes | For | For | Management | ||||
3 | Elect Director Ralph D. Crosby, Jr. | For | For | Management | ||||
4 | Elect Director Linda A. Goodspeed | For | For | Management | ||||
5 | Elect Director Thomas E. Hoaglin | For | For | Management | ||||
6 | Elect Director Lester A. Hudson, Jr. | For | For | Management | ||||
7 | Elect Director Michael G. Morris | For | For | Management | ||||
8 | Elect Director Richard C. Notebaert | For | For | Management | ||||
9 | Elect Director Lionel L. Nowell III | For | For | Management | ||||
10 | Elect Director Richard L. Sandor | For | For | Management | ||||
11 | Elect Director Kathryn D. Sullivan | For | For | Management | ||||
12 | Elect Director Sara Martinez Tucker | For | For | Management | ||||
13 | Elect Director John F. Turner | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management |
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
AMERICAN EXPRESS COMPANY
Ticker: | AXP | Security ID: | 025816109 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Daniel F. Akerson | For | For | Management | ||||
1.2 | Elect Director Charlene Barshefsky | For | For | Management | ||||
1.3 | Elect Director Ursula M. Burns | For | For | Management | ||||
1.4 | Elect Director Kenneth I. Chenault | For | For | Management | ||||
1.5 | Elect Director Peter Chernin | For | For | Management | ||||
1.6 | Elect Director Theodore J. Leonsis | For | For | Management | ||||
1.7 | Director Jan Leschly | For | For | Management | ||||
1.8 | Director Richard C. Levin | For | For | Management | ||||
1.9 | Director Richard A. McGinn | For | For | Management | ||||
1.10 | Director Edward D. Miller | For | For | Management | ||||
1.11 | Director Steven S. Reinemund | For | For | Management | ||||
1.12 | Director Robert D. Walter | For | For | Management | ||||
1.13 | Director Ronald A. Williams | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
6 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder |
AMERIPRISE FINANCIAL, INC.
Ticker: | AMP | Security ID: | 03076C106 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Siri S. Marshall | For | For | Management |
2 | Elect Director W. Walker Lewis | For | For | Management | ||||
3 | Elect Director William H. Turner | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
ANADARKO PETROLEUM CORPORATION
Ticker: | APC | Security ID: | 032511107 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John R. Butler, Jr. | For | For | Management | ||||
2 | Elect Director Kevin P. Chilton | For | For | Management | ||||
3 | Elect Director Luke R. Corbett | For | For | Management | ||||
4 | Elect Director H. Paulett Eberhart | For | For | Management | ||||
5 | Elect Director Preston M. Geren, III | For | For | Management | ||||
6 | Elect Director John R. Gordon | For | For | Management | ||||
7 | Elect Director James T. Hackett | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
11 | Amend EEO Policy to Prohibit | Against | Against | Shareholder | ||||
Discrimination based on Gender Identity | ||||||||
12 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
13 | Pro-rata Vesting of Equity Plans | Against | Against | Shareholder | ||||
14 | Report on Political Contributions | Against | For | Shareholder |
AT&T INC.
Ticker: | T | Security ID: | 00206R102 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Randall L. Stephenson | For | For | Management | ||||
2 | Elect Director Gilbert F. Amelio | For | For | Management | ||||
3 | Elect Director Reuben V. Anderson | For | For | Management | ||||
4 | Elect Director James H. Blanchard | For | For | Management | ||||
5 | Elect Director Jaime Chico Pardo | For | For | Management | ||||
6 | Elect Director James P. Kelly | For | For | Management | ||||
7 | Elect Director Jon C. Madonna | For | For | Management | ||||
8 | Elect Director Lynn M. Martin | For | For | Management | ||||
9 | Elect Director John B. McCoy | For | For | Management | ||||
10 | Elect Director Joyce M. Roche | For | For | Management | ||||
11 | Elect Director Matthew K. Rose | For | For | Management | ||||
12 | Elect Director Laura D Andrea Tyson | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Approve Omnibus Stock Plan | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
16 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
17 | Report on Political Contributions | Against | For | Shareholder | ||||
18 | Amend Articles/Bylaws/Charter Call | Against | Against | Shareholder | ||||
Special Meetings | ||||||||
19 | Provide Right to Act by Written Consent | Against | For | Shareholder |
BAKER HUGHES INCORPORATED
Ticker: | BHI | Security ID: | 057224107 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry D. Brady | For | For | Management | ||||
1.2 | Elect Director Clarence P. Cazalot, Jr. | For | For | Management | ||||
1.3 | Elect Director Chad C. Deaton | For | For | Management | ||||
1.4 | Elect Director Anthony G. Fernandes | For | For | Management | ||||
1.5 | Elect Director Claire W. Gargalli | For | For | Management | ||||
1.6 | Elect Director Pierre H. Jungels | For | For | Management | ||||
1.7 | Elect Director James A. Lash | For | For | Management | ||||
1.8 | Elect Director J. Larry Nichols | For | Withhold | Management | ||||
1.9 | Elect Director H. John Riley, Jr. | For | For | Management | ||||
1.10 | Elect Director J. W. Stewart | For | For | Management | ||||
1.11 | Elect Director Charles L. Watson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
6 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
CA, INC.
Ticker: | CA | Security ID: | 12673P105 | |||
Meeting Date: | JUL 27, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Raymond J. Bromark | For | For | Management | ||||
2 | Elect Director Gary J. Fernandes | For | For | Management | ||||
3 | Elect Director Kay Koplovitz | For | For | Management | ||||
4 | Elect Director Christopher B. Lofgren | For | For | Management | ||||
5 | Elect Director William E. McCracken | For | For | Management | ||||
6 | Elect Director Richard Sulpizio | For | For | Management | ||||
7 | Elect Director Laura S. Unger | For | For | Management | ||||
8 | Elect Director Arthur F. Weinbach | For | For | Management | ||||
9 | Elect Director Renato (Ron) Zambonini | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Amend Shareholder Rights Plan (Poison Pill) | For | Against | Management | ||||
12 | Adopt Policy on Bonus Banking | Against | Against | Shareholder |
CHEVRON CORPORATION
Ticker: | CVX | Security ID: | 166764100 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director L.F. Deily | For | For | Management | ||||
2 | Elect Director R.E. Denham | For | For | Management | ||||
3 | Elect Director R.J. Eaton | For | For | Management | ||||
4 | Elect Director C. Hagel | For | For | Management |
5 | Elect Director E. Hernandez | For | For | Management | ||||
6 | Elect Director G.L. Kirkland | For | For | Management | ||||
7 | Elect Director D.B. Rice | For | For | Management | ||||
8 | Elect Director K.W. Sharer | For | For | Management | ||||
9 | Elect Director C.R. Shoemate | For | For | Management | ||||
10 | Elect Director J.G. Stumpf | For | For | Management | ||||
11 | Elect Director R.D. Sugar | For | For | Management | ||||
12 | Elect Director C. Ware | For | For | Management | ||||
13 | Elect Director J.S. Watson | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
17 | Request Director Nominee with | Against | Against | Shareholder | ||||
Environmental Qualifications | ||||||||
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||
19 | Include Sustainability as a Performance Measure for Senior Executive | Against | Against | Shareholder | ||||
Compensation | ||||||||
20 | Adopt Guidelines for Country Selection | Against | For | Shareholder | ||||
21 | Report on Financial Risks of Climate Change | Against | Against | Shareholder | ||||
22 | Report on Environmental Impacts of Natural Gas Fracturing | Against | For | Shareholder | ||||
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Against | Against | Shareholder |
COMCAST CORPORATION
Ticker: | CMCSA | Security ID: | 20030N101 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director S. Decker Anstrom | For | For | Management | ||||
1.2 | Elect Director Kenneth J. Bacon | For | For | Management | ||||
1.3 | Elect Director Sheldon M. Bonovitz | For | For | Management | ||||
1.4 | Elect Director Edward D. Breen | For | For | Management | ||||
1.5 | Elect Director Joseph J. Collins | For | For | Management | ||||
1.6 | Elect Director J. Michael Cook | For | For | Management | ||||
1.7 | Elect Director Gerald L. Hassell | For | For | Management |
1.8 | Elect Director Jeffrey A. Honickman | For | For | Management | ||||
1.9 | Elect Director Eduardo G. Mestre | For | For | Management | ||||
1.10 | Elect Director Brian L. Roberts | For | For | Management | ||||
1.11 | Elect Director Ralph J. Roberts | For | For | Management | ||||
1.12 | Elect Director Judith Rodin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Nonqualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Amend Restricted Stock Plan | For | For | Management | ||||
5 | Amend Stock Option Plan | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
8 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
9 | Require Independent Board Chairman | Against | Against | Shareholder |
CVS CAREMARK CORPORATION
Ticker: | CVS | Security ID: | 126650100 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Edwin M. Banks | For | For | Management | ||||
2 | Elect Director C. David Brown II | For | For | Management | ||||
3 | Elect Director David W. Dorman | For | For | Management | ||||
4 | Elect Director Anne M. Finucane | For | For | Management | ||||
5 | Elect Director Kristen Gibney Williams | For | For | Management | ||||
6 | Elect Director Marian L. Heard | For | For | Management | ||||
7 | Elect Director Larry J. Merlo | For | For | Management | ||||
8 | Elect Director Jean-Pierre Millon | For | For | Management | ||||
9 | Elect Director Terrence Murray | For | For | Management | ||||
10 | Elect Director C.A. Lance Piccolo | For | For | Management | ||||
11 | Elect Director Richard J. Swift | For | For | Management | ||||
12 | Elect Director Tony L. White | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Report on Political Contributions | Against | For | Shareholder | ||||
17 | Provide Right to Act by Written Consent | Against | For | Shareholder |
DANA HOLDING CORPORATION
Ticker: | DAN | Security ID: | 235825205 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John M. Devine | For | For | Management | ||||
1.2 | Elect Director Terrence J. Keating | For | For | Management | ||||
1.3 | Elect Director Joseph C. Muscari | For | For | Management | ||||
1.4 | Elect Director Richard F. Wallman | For | For | Management | ||||
1.5 | Elect Director Keith E. Wandell | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
DELL INC.
Ticker: | DELL | Security ID: | 24702R101 | |||
Meeting Date: | AUG 12, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James W. Breyer | For | For | Management | ||||
1.2 | Elect Director Donald J. Carty | For | For | Management | ||||
1.3 | Elect Director Michael S. Dell | For | For | Management | ||||
1.4 | Elect Director William H. Gray, III | For | For | Management | ||||
1.5 | Elect Director Judy C. Lewent | For | For | Management | ||||
1.6 | Elect Director Thomas W. Luce, III | For | For | Management | ||||
1.7 | Elect Director Klaus S. Luft | For | For | Management | ||||
1.8 | Elect Director Alex J. Mandl | For | For | Management | ||||
1.9 | Elect Director Shantanu Narayen | For | For | Management | ||||
1.10 | Elect Director Sam Nunn | For | For | Management | ||||
1.11 | Elect Director H. Ross Perot, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
4 | Reimburse Proxy Contest Expenses | Against | Against | Shareholder |
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Shareholder |
DEVON ENERGY CORPORATION
Ticker: | DVN | Security ID: | 25179M103 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert H. Henry | For | For | Management | ||||
1.2 | Elect Director John A. Hill | For | For | Management | ||||
1.3 | Elect Director Michael M. Kanovsky | For | For | Management | ||||
1.4 | Elect Director Robert A. Mosbacher, Jr | For | For | Management | ||||
1.5 | Elect Director J. Larry Nichols | For | For | Management | ||||
1.6 | Elect Director Duane C. Radtke | For | For | Management | ||||
1.7 | Elect Director Mary P. Ricciardello | For | For | Management | ||||
1.8 | Elect Director John Richels | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
5 | Amend Certificate of Incorporation | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Provide Right to Act by Written Consent | Against | For | Shareholder |
ENSCO PLC
Ticker: | ESV | Security ID: | 29358Q109 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Re-elect J. Roderick Clark as Director | For | For | Management | ||||
2 | Re-elect Daniel W. Rabun as Director | For | For | Management | ||||
3 | Re-elect Keith O. Rattie as Director | For | For | Management | ||||
4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | For | For | Management | ||||
5 | Reappoint KPMG Audit Plc as Auditors of | For | For | Management |
the Company | ||||||||
6 | Authorize Board to Fix Remuneration of Auditors | For | For | Management | ||||
7 | Approve Special Dividends | For | For | Management | ||||
8 | Authorize Associated Deed of Release | For | For | Management | ||||
for Historic Dividends | ||||||||
9 | Authorize Release All Claims Against Directors for Historic Dividends | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ENSCO PLC
Ticker: | ESV | Security ID: | 29358Q109 | |||
Meeting Date: | MAY 31, 2011 | Meeting Type: | Special | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with | For | For | Management | ||||
Acquisition |
FLEXTRONICS INTERNATIONAL LTD.
Ticker: | FLEX | Security ID: | Y2573F102 | |||
Meeting Date: | JUL 23, 2010 | Meeting Type: | Annual/Special | |||
Record Date: | JUN 10, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Reelect H. Raymond Bingham as a Director | For | For | Management | ||||
2 | Reelect Willy C. Shih as a Director | For | For | Management | ||||
3 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Issuance of Shares without Preemptive Rights | For | For | Management | ||||
5 | Approve the Adoption of the Flextronics International Ltd. 2010 Equity | For | For | Management |
Incentive Plan | ||||||||
6 | Authorize Share Repurchase Program | For | For | Management |
GENERAL ELECTRIC COMPANY
Ticker: | GE | Security ID: | 369604103 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director W. Geoffrey Beattie | For | For | Management | ||||
2 | Elect Director James I. Cash, Jr. | For | For | Management | ||||
3 | Elect Director Ann M. Fudge | For | For | Management | ||||
4 | Elect Director Susan Hockfield | For | For | Management | ||||
5 | Elect Director Jeffrey R. Immelt | For | For | Management | ||||
6 | Elect Director Andrea Jung | For | For | Management | ||||
7 | Elect Director Alan G. Lafley | For | For | Management | ||||
8 | Elect Director Robert W. Lane | For | For | Management | ||||
9 | Elect Director Ralph S. Larsen | For | For | Management | ||||
10 | Elect Director Rochelle B. Lazarus | For | For | Management | ||||
11 | Elect Director James J. Mulva | For | For | Management | ||||
12 | Elect Director Sam Nunn | For | For | Management | ||||
13 | Elect Director Roger S. Penske | For | For | Management | ||||
14 | Elect Director Robert J. Swieringa | For | For | Management | ||||
15 | Elect Director James S. Tisch | For | For | Management | ||||
16 | Elect Director Douglas A. Warner III | For | For | Management | ||||
17 | Ratify Auditors | For | For | Management | ||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
19 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
20 | Provide for Cumulative Voting | Against | Against | Shareholder | ||||
21 | Performance-Based Equity Awards | Against | Against | Shareholder | ||||
22 | Withdraw Stock Options Granted to | Against | Against | Shareholder | ||||
Executive Officers | ||||||||
23 | Report on Climate Change Business Risk | Against | Against | Shareholder | ||||
24 | Report on Animal Testing and Plans for | Against | Against | Shareholder | ||||
Reduction |
HOLOGIC, INC.
Ticker: | HOLX | Security ID: | 436440101 | |||
Meeting Date: | MAR 02, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John W. Cumming | For | For | Management | ||||
1.2 | Elect Director Robert A. Cascella | For | For | Management | ||||
1.3 | Elect Director Glenn P. Muir | For | For | Management | ||||
1.4 | Elect Director Sally W. Crawford | For | For | Management | ||||
1.5 | Elect Director David R. Lavance, Jr. | For | For | Management | ||||
1.6 | Elect Director Nancy L. Leaming | For | For | Management | ||||
1.7 | Elect Director Lawrence M. Levy | For | For | Management | ||||
1.8 | Elect Director Elaine S. Ullian | For | For | Management | ||||
1.9 | Elect Director Wayne Wilson | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
HONEYWELL INTERNATIONAL INC.
Ticker: | HON | Security ID: | 438516106 | |||
Meeting Date: | APR 25, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Gordon M. Bethune | For | For | Management | ||||
2 | Elect Director Kevin Burke | For | For | Management | ||||
3 | Elect Director Jaime Chico Pardo | For | For | Management | ||||
4 | Elect Director David M. Cote | For | For | Management | ||||
5 | Elect Director D. Scott Davis | For | For | Management | ||||
6 | Elect Director Linnet F. Deily | For | For | Management | ||||
7 | Elect Director Judd Gregg | For | For | Management | ||||
8 | Elect Director Clive R. Hollick | For | For | Management | ||||
9 | Elect Director George Paz | For | For | Management | ||||
10 | Elect Director Bradley T. Sheares | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Approve Omnibus Stock Plan | For | For | Management |
15 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
16 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
17 | Amend Articles/Bylaws/Charter — Call | Against | For | Shareholder | ||||
Special Meetings |
INTEL CORPORATION
Ticker: | INTC | Security ID: | 458140100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Charlene Barshefsky | For | For | Management | ||||
2 | Elect Director Susan L. Decker | For | For | Management | ||||
3 | Elect Director John J. Donahoe | For | For | Management | ||||
4 | Elect Director Reed E. Hundt | For | For | Management | ||||
5 | Elect Director Paul S. Otellini | For | For | Management | ||||
6 | Elect Director James D. Plummer | For | For | Management | ||||
7 | Elect Director David S. Pottruck | For | For | Management | ||||
8 | Elect Director Jane E. Shaw | For | For | Management | ||||
9 | Elect Director Frank D. Yeary | For | For | Management | ||||
10 | Elect Director David B. Yoffie | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||
13 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
15 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: | IBM | Security ID: | 459200101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director A. J. P. Belda | For | For | Management | ||||
2 | Elect Director W. R. Brody | For | For | Management |
3 | Elect Director K. I. Chenault | For | For | Management | ||||
4 | Elect Director M. L. Eskew | For | For | Management | ||||
5 | Elect Director S. A. Jackson | For | For | Management | ||||
6 | Elect Director A. N. Liveris | For | For | Management | ||||
7 | Elect Director W. J. McNerney, Jr. | For | For | Management | ||||
8 | Elect Director J. W. Owens | For | For | Management | ||||
9 | Elect Director S. J. Palmisano | For | For | Management | ||||
10 | Elect Director J. E. Spero | For | For | Management | ||||
11 | Elect Director S. Taurel | For | For | Management | ||||
12 | Elect Director L. H. Zambrano | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
16 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
17 | Report on Political Contributions | Against | For | Shareholder | ||||
18 | Report on Lobbying Expenses | Against | For | Shareholder |
JPMORGAN CHASE & CO.
Ticker: | JPM | Security ID: | 46625H100 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Crandall C. Bowles | For | For | Management | ||||
2 | Elect Director Stephen B. Burke | For | For | Management | ||||
3 | Elect Director David M. Cote | For | For | Management | ||||
4 | Elect Director James S. Crown | For | For | Management | ||||
5 | Elect Director James Dimon | For | For | Management | ||||
6 | Elect Director Ellen V. Futter | For | For | Management | ||||
7 | Elect Director William H. Gray, III | For | For | Management | ||||
8 | Elect Director Laban P. Jackson, Jr. | For | For | Management | ||||
9 | Elect Director David C. Novak | For | For | Management | ||||
10 | Elect Director Lee R. Raymond | For | For | Management | ||||
11 | Elect Director William C. Weldon | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Amend Omnibus Stock Plan | For | For | Management |
16 | Affirm Political Non-Partisanship | Against | Against | Shareholder | ||||
17 | Provide Right to Act by Written Consent Against | For | Shareholder | |||||
18 | Report on Loan Modifications | Against | Against | Shareholder | ||||
19 | Report on Political Contributions | Against | For | Shareholder | ||||
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Against | Against | Shareholder | ||||
21 | Require Independent Board Chairman | Against | Against | Shareholder |
KIMBERLY-CLARK CORPORATION
Ticker: | KMB | Security ID: | 494368103 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John R. Alm | For | For | Management | ||||
2 | Elect Director John F. Bergstrom | For | For | Management | ||||
3 | Elect Director Abelardo E. Bru | For | For | Management | ||||
4 | Elect Director Robert W. Decherd | For | For | Management | ||||
5 | Elect Director Thomas J. Falk | For | For | Management | ||||
6 | Elect Director Mae C. Jemison | For | For | Management | ||||
7 | Elect Director James M. Jenness | For | For | Management | ||||
8 | Elect Director Nancy J. Karch | For | For | Management | ||||
9 | Elect Director Ian C. Read | For | For | Management | ||||
10 | Elect Director Linda Johnson Rice | For | For | Management | ||||
11 | Elect Director Marc J. Shapiro | For | For | Management | ||||
12 | Elect Director G. Craig Sullivan | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||
15 | Approve Omnibus Stock Plan | For | For | Management | ||||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
17 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
KRAFT FOODS INC.
Ticker: | KFT | Security ID: | 50075N104 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ajaypal S. Banga | For | For | Management | ||||
2 | Elect Director Myra M. Hart | For | For | Management | ||||
3 | Elect Director Peter B. Henry | For | For | Management | ||||
4 | Elect Director Lois D. Juliber | For | For | Management | ||||
5 | Elect Director Mark D. Ketchum | For | For | Management | ||||
6 | Elect Director Richard A. Lerner | For | For | Management | ||||
7 | Elect Director Mackey J. McDonald | For | For | Management | ||||
8 | Elect Director John C. Pope | For | For | Management | ||||
9 | Elect Director Fredric G. Reynolds | For | For | Management | ||||
10 | Elect Director Irene B. Rosenfeld | For | For | Management | ||||
11 | Elect Director J.F. Van Boxmeer | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management |
LENNAR CORPORATION
Ticker: | LEN | Security ID: | 526057104 | |||
Meeting Date: | APR 13, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Irving Bolotin | For | For | Management | ||||
1.2 | Elect Director Steven L. Gerard | For | For | Management | ||||
1.3 | Elect Director Theron I. Gilliam | For | For | Management | ||||
1.4 | Elect Director Sherrill W. Hudson | For | For | Management | ||||
1.5 | Elect Director R. Kirk Landon | For | For | Management | ||||
1.6 | Elect Director Sidney Lapidus | For | For | Management | ||||
1.7 | Elect Director Stuart A. Miller | For | For | Management | ||||
1.8 | Elect Director Donna E. Shalala | For | For | Management | ||||
1.9 | Elect Director Jeffrey Sonnenfeld | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Amend Bylaw Provisions Dealing with Officers and Positions Held | For | For | Management | ||||
5 | Amend Bylaws | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Adopt Quantitative GHG Goals for | Against | Against | Shareholder | ||||
Products and Operations |
MBIA INC.
Ticker: | MBI | Security ID: | 55262C100 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Joseph W. Brown | For | For | Management | ||||
2 | Elect Director David A. Coulter | For | For | Management | ||||
3 | Elect Director Claire L. Gaudiani | For | For | Management | ||||
4 | Elect Director Steven J. Gilbert | For | For | Management | ||||
5 | Elect Director Daniel P. Kearney | For | For | Management | ||||
6 | Elect Director Kewsong Lee | For | For | Management | ||||
7 | Elect Director Charles R. Rinehart | For | For | Management | ||||
8 | Elect Director Theodore Shasta | For | For | Management | ||||
9 | Elect Director Richard C. Vaughan | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
12 | Ratify Auditors | For | For | Management |
MEADWESTVACO CORPORATION
Ticker: | MWV | Security ID: | 583334107 | |||
Meeting Date: | APR 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Michael E. Campbell | For | For | Management | ||||
2 | Elect Director Thomas W. Cole, Jr. | For | For | Management | ||||
3 | Elect Director James G. Kaiser | For | For | Management | ||||
4 | Elect Director Richard B. Kelson | For | For | Management |
5 | Elect Director James M. Kilts | For | For | Management | ||||
6 | Elect Director Susan J. Kropf | For | For | Management | ||||
7 | Elect Director Douglas S. Luke | For | For | Management | ||||
8 | Elect Director John A. Luke, Jr. | For | For | Management | ||||
9 | Elect Director Robert C. McCormack | For | For | Management | ||||
10 | Elect Director Timothy H. Powers | For | For | Management | ||||
11 | Elect Director Jane L. Warner | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MORGAN STANLEY
Ticker: | MS | Security ID: | 617446448 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Roy J. Bostock | For | For | Management | ||||
2 | Elect Director Erskine B. Bowles | For | For | Management | ||||
3 | Elect Director Howard J. Davies | For | For | Management | ||||
4 | Elect Director James P. Gorman | For | For | Management | ||||
5 | Elect Director James H. Hance Jr. | For | For | Management | ||||
6 | Elect Director C. Robert Kidder | For | For | Management | ||||
7 | Elect Director John J. Mack | For | For | Management | ||||
8 | Elect Director Donald T. Nicolaisen | For | For | Management | ||||
9 | Elect Director Hutham S. Olayan | For | For | Management | ||||
10 | Elect Director James. W. Owens | For | For | Management | ||||
11 | Elect Director O. Griffith Sexton | For | For | Management | ||||
12 | Elect Director Masaaki Tanaka | For | For | Management | ||||
13 | Elect Director Laura D. Tyson | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Amend Omnibus Stock Plan | For | For | Management | ||||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
17 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MOTOROLA MOBILITY HOLDINGS, INC.
Ticker: | MMI | Security ID: | 620097105 | |||
Meeting Date: | MAY 09, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Sanjay K. Jha | For | For | Management | ||||
2 | Elect Director Jon E. Barfield | For | For | Management | ||||
3 | Elect Director William R. Hambrecht | For | For | Management | ||||
4 | Elect Director Jeanne P. Jackson | For | For | Management | ||||
5 | Elect Director Keith A. Meister | For | For | Management | ||||
6 | Elect Director Thomas J. Meredith | For | For | Management | ||||
7 | Elect Director Daniel A. Ninivaggi | For | For | Management | ||||
8 | Elect Director James R. Stengel | For | For | Management | ||||
9 | Elect Director Anthony J. Vinciquerra | For | For | Management | ||||
10 | Elect Director Andrew J. Viterbi | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management |
MOTOROLA SOLUTIONS, INC.
Ticker: | MSI | Security ID: | 620076307 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Gregory Q. Brown | For | For | Management | ||||
2 | Elect Director William J. Bratton | For | For | Management | ||||
3 | Elect Director David W. Dorman | For | For | Management | ||||
4 | Elect Director Michael V. Hayden | For | For | Management | ||||
5 | Elect Director Vincent J. Intrieri | For | For | Management | ||||
6 | Elect Director Judy C. Lewent | For | For | Management | ||||
7 | Elect Director Samuel C. Scott III | For | For | Management | ||||
8 | Elect Director John A. White | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
11 | Amend Omnibus Stock Plan | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
13 | Amend Human Rights Policies | Against | Against | Shareholder |
MOTOROLA, INC.
Ticker: | MSI | Security ID: | 620076109 | |||
Meeting Date: | NOV 29, 2010 | Meeting Type: | Special | |||
Record Date: | OCT 08, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Reverse Stock Split | For | For | Management | ||||
2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | For | For | Management | ||||
NABORS INDUSTRIES LTD.
Ticker: | NBR | Security ID: | G6359F103 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Anthony G. Petrello as Director | For | For | Management | ||||
1.2 | Elect Myron M. Sheinfeld as Director | For | For | Management | ||||
2 | Approve Pricewaterhouse Coopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder | ||||
6 | Declassify the Board of Directors | Against | For | Shareholder |
PFIZER INC.
Ticker: | PFE | Security ID: | 717081103 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Dennis A. Ausiello | For | For | Management | ||||
2 | Elect Director Michael S. Brown | For | For | Management | ||||
3 | Elect Director M. Anthony Burns | For | For | Management | ||||
4 | Elect Director W. Don Cornwell | For | For | Management | ||||
5 | Elect Director Frances D. Fergusson | For | For | Management | ||||
6 | Elect Director William H. Gray III | For | For | Management | ||||
7 | Elect Director Constance J. Horner | For | For | Management | ||||
8 | Elect Director James M. Kilts | For | For | Management | ||||
9 | Elect Director George A. Lorch | For | For | Management | ||||
10 | Elect Director John P. Mascotte | For | For | Management | ||||
11 | Elect Director Suzanne Nora Johnson | For | For | Management | ||||
12 | Elect Director Ian C. Read | For | For | Management | ||||
13 | Elect Director Stephen W. Sanger | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | Two Years | Two Years | Management | ||||
17 | Publish Political Contributions | Against | For | Shareholder | ||||
18 | Report on Public Policy Advocacy Process | Against | Against | Shareholder | ||||
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Against | Against | Shareholder | ||||
20 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
21 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | Against | Shareholder | ||||
22 | Report on Animal Testing and Plans for Reduction | Against | Against | Shareholder |
QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: | Q | Security ID: | 749121109 | |||
Meeting Date: | AUG 24, 2010 | Meeting Type: | Special | |||
Record Date: | JUL 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management |
2 | Adjourn Meeting | For | For | Management |
SARA LEE CORPORATION
Ticker: | SLE | Security ID: | 803111103 | |||
Meeting Date: | OCT 28, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Christopher B. Begley | For | For | Management | ||||
2 | Elect Director Crandall C. Bowles | For | For | Management | ||||
3 | Elect Director Virgis W. Colbert | For | For | Management | ||||
4 | Elect Director James S. Crown | For | For | Management | ||||
5 | Elect Director Laurette T. Koellner | For | For | Management | ||||
6 | Elect Director Cornelis J.A. Van Lede | For | For | Management | ||||
7 | Elect Director Dr. John Mcadam | For | For | Management | ||||
8 | Elect Director Sir Ian Prosser | For | For | Management | ||||
9 | Elect Director Norman R. Sorensen | For | For | Management | ||||
10 | Elect Director Jeffrey W. Ubben | For | For | Management | ||||
11 | Elect Director Jonathan P. Ward | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
SPRINT NEXTEL CORPORATION
Ticker: | S | Security ID: | 852061100 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Election Director Robert R. Bennett | For | For | Management | ||||
2 | Election Director Gordon M. Bethune | For | For | Management | ||||
3 | Election Director Larry C. Glasscock | For | For | Management | ||||
4 | Election Director James H. Hance, Jr. | For | For | Management | ||||
5 | Election Director Daniel R. Hesse | For | For | Management | ||||
6 | Election Director V. Janet Hill | For | For | Management | ||||
7 | Election Director Frank Ianna | For | For | Management | ||||
8 | Election Director Sven-Christer Nilsson | For | For | Management | ||||
9 | Election Director William R. Nuti | For | For | Management | ||||
10 | Election Director Rodney O’ Neal | For | For | Management |
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Report on Political Contributions | Against | For | Shareholder | ||||
15 | Stock Retention/Holding Period | Against | Against | Shareholder | ||||
16 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
STATE STREET CORPORATION
Ticker: | STT | Security ID: | 857477103 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director K. Burnes | For | For | Management | ||||
2 | Elect Director P. Coym | For | For | Management | ||||
3 | Elect Director P. De Saint-Aignan | For | For | Management | ||||
4 | Elect Director A. Fawcett | For | For | Management | ||||
5 | Elect Director D. Gruber | For | For | Management | ||||
6 | Elect Director L. Hill | For | For | Management | ||||
7 | Elect Director J. Hooley | For | For | Management | ||||
8 | Elect Director R. Kaplan | For | For | Management | ||||
9 | Elect Director C. LaMantia | For | For | Management | ||||
10 | Elect Director R. Sergel | For | For | Management | ||||
11 | Elect Director R. Skates | For | For | Management | ||||
12 | Elect Director G. Summe | For | For | Management | ||||
13 | Elect Director R. Weissman | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
17 | Ratify Auditors | For | For | Management | ||||
18 | Report on Political Contributions | Against | For | Shareholder |
SYMANTEC CORPORATION
Ticker: | SYMC | Security ID: | 871503108 | |||
Meeting Date: | SEP 20, 2010 | Meeting Type: | Annual |
Record Date: | JUL 26, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Stephen M. Bennett | For | For | Management | ||||
2 | Elect Director Michael A. Brown | For | For | Management | ||||
3 | Elect Director William T. Coleman, III | For | For | Management | ||||
4 | Elect Director Frank E. Dangeard | For | For | Management | ||||
5 | Elect Director Geraldine B. Laybourne | For | For | Management | ||||
6 | Elect Director David L. Mahoney | For | For | Management | ||||
7 | Elect Director Robert S. Miller | For | For | Management | ||||
8 | Elect Director Enrique Salem | For | For | Management | ||||
9 | Elect Director Daniel H. Schulman | For | For | Management | ||||
10 | Elect Director John W. Thompson | For | For | Management | ||||
11 | Elect Director V. Paul Unruh | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||
14 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
TEREX CORPORATION
Ticker: | TEX | Security ID: | 880779103 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ronald M. Defeo | For | For | Management | ||||
1.2 | Elect Director G. Chris Andersen | For | For | Management | ||||
1.3 | Elect Director Paula H.J. Cholmondeley | For | For | Management | ||||
1.4 | Elect Director Don Defosset | For | For | Management | ||||
1.5 | Elect Director Thomas J. Hansen | For | For | Management | ||||
1.6 | Elect Director David A. Sachs | For | For | Management | ||||
1.7 | Elect Director Oren G. Shaffer | For | For | Management | ||||
1.8 | Elect Director David C. Wang | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
TEXTRON INC.
Ticker: | TXT | Security ID: | 883203101 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director James T. Conway | For | For | Management | ||||
2 | Elect Director Paul E. Gagne | For | For | Management | ||||
3 | Elect Director Dain M. Hancock | For | For | Management | ||||
4 | Elect Director Lloyd G. Trotter | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Provide Right to Call Special Meeting | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
THE ALLSTATE CORPORATION
Ticker: | ALL | Security ID: | 020002101 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director F. Duane Ackerman | For | For | Management | ||||
2 | Elect Director Robert D. Beyer | For | For | Management | ||||
3 | Elect Director W. James Farrell | For | For | Management | ||||
4 | Elect Director Jack M. Greenberg | For | For | Management | ||||
5 | Elect Director Ronald T. Lemay | For | For | Management | ||||
6 | Elect Director Andrea Redmond | For | For | Management | ||||
7 | Elect Director H. John Riley, Jr. | For | For | Management | ||||
8 | Elect Director Joshua I. Smith | For | For | Management | ||||
9 | Elect Director Judith A. Sprieser | For | For | Management | ||||
10 | Elect Director Mary Alice Taylor | For | For | Management | ||||
11 | Elect Director Thomas J. Wilson | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Provide Right to Call Special Meeting | For | For | Management | ||||
14 | Adopt the Jurisdiction of Incorporation | For | Against | Management | ||||
as the Exclusive Forum for Certain Disputes |
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
17 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
18 | Report on Political Contributions | Against | For | Shareholder |
THE GAP, INC.
Ticker: | GPS | Security ID: | 364760108 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Adrian D.P. Bellamy | For | For | Management | ||||
1.2 | Elect Director Domenico De Sole | For | For | Management | ||||
1.3 | Elect Director Robert J. Fisher | For | For | Management | ||||
1.4 | Elect Director William S. Fisher | For | For | Management | ||||
1.5 | Elect Director Bob L. Martin | For | For | Management | ||||
1.6 | Elect Director Jorge P. Montoya | For | For | Management | ||||
1.7 | Elect Director Glenn K. Murphy | For | For | Management | ||||
1.8 | Elect Director Mayo A. Shattuck III | For | For | Management | ||||
1.9 | Elect Director Katherine Tsang | For | For | Management | ||||
1.10 | Elect Director Kneeland C. Youngblood | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
THE HOME DEPOT, INC.
Ticker: | HD | Security ID: | 437076102 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director F. Duane Ackerman | For | For | Management | ||||
2 | Elect Director Francis S. Blake | For | For | Management |
3 | Elect Director Ari Bousbib | For | For | Management | ||||
4 | Elect Director Gregory D. Brenneman | For | For | Management | ||||
5 | Elect Director J. Frank Brown | For | For | Management | ||||
6 | Elect Director Albert P. Carey | For | For | Management | ||||
7 | Elect Director Armando Codina | For | For | Management | ||||
8 | Elect Director Bonnie G. Hill | For | For | Management | ||||
9 | Elect Director Karen L. Katen | For | For | Management | ||||
10 | Elect Director Ronald L. Sargent | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Provide Right to Act by Written Consent | For | For | Management | ||||
15 | Restore or Provide for Cumulative Voting | Against | For | Shareholder | ||||
16 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
17 | Prepare Employment Diversity Report | Against | Against | Shareholder | ||||
18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Against | For | Shareholder |
THE TRAVELERS COMPANIES, INC.
Ticker: | TRV | Security ID: | 89417E109 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alan L. Beller | For | For | Management | ||||
2 | Elect Director John H. Dasburg | For | For | Management | ||||
3 | Elect Director Janet M. Dolan | For | For | Management | ||||
4 | Elect Director Kenneth M. Duberstein | For | For | Management | ||||
5 | Elect Director Jay S. Fishman | For | For | Management | ||||
6 | Elect Director Lawrence G. Graev | For | For | Management | ||||
7 | Elect Director Patricia L. Higgins | For | For | Management | ||||
8 | Elect Director Thomas R. Hodgson | For | For | Management | ||||
9 | Elect Director Cleve L. Killingsworth, Jr. | For | For | Management | ||||
10 | Elect Director Donald J. Shepard | For | For | Management | ||||
11 | Elect Director Laurie J. Thomsen | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
TIME WARNER INC.
Ticker: | TWX | Security ID: | 887317303 | |||
Meeting Date: | MAY 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director James L. Barksdale | For | For | Management | ||||
2 | Elect Director William P. Barr | For | For | Management | ||||
3 | Elect Director Jeffrey L. Bewkes | For | For | Management | ||||
4 | Elect Director Stephen F. Bollenbach | For | For | Management | ||||
5 | Elect Director Frank J. Caufield | For | For | Management | ||||
6 | Elect Director Robert C. Clark | For | For | Management | ||||
7 | Elect Director Mathias Dopfner | For | For | Management | ||||
8 | Elect Director Jessica P. Einhorn | For | For | Management | ||||
9 | Elect Director Fred Hassan | For | For | Management | ||||
10 | Elect Director Michael A. Miles | For | For | Management | ||||
11 | Elect Director Kenneth J. Novack | For | For | Management | ||||
12 | Elect Director Paul D. Wachter | For | For | Management | ||||
13 | Elect Director Deborah C. Wright | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
17 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
18 | Provide Right to Act by Written Consent | Against | For | Shareholder |
TYCO ELECTRONICS LTD.
Ticker: | TEL | Security ID: | H8912P106 | |||
Meeting Date: | MAR 09, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Reelect Pierre Brondeau as Director | For | For | Management | ||||
2 | Reelect Juergen Gromer as Director | For | For | Management | ||||
3 | Reelect Robert Hernandez as Director | For | For | Management | ||||
4 | Reelect Thomas Lynch as Director | For | For | Management | ||||
5 | Reelect Daniel Phelan as Director | For | For | Management | ||||
6 | Reelect Frederic Poses as Director | For | For | Management | ||||
7 | Reelect Lawrence Smith as Director | For | For | Management | ||||
8 | Reelect Paula Sneed as Director | For | For | Management | ||||
9 | Reelect David Steiner as Director | For | For | Management | ||||
10 | Reelect John Van Scoter as Director | For | For | Management | ||||
11 | Accept Annual Report for Fiscal 2009/2010 | For | For | Management | ||||
12 | Accept Statutory Financial Statements for Fiscal 2010/2011 | For | For | Management | ||||
13 | Accept Consolidated Financial Statements for Fiscal 2010/2011 | For | For | Management | ||||
14 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
15 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | For | For | Management | ||||
16 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2010/2011 | For | For | Management | ||||
17 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2010/2011 | For | For | Management | ||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
19 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
20 | Approve Ordinary Cash Dividend | For | For | Management | ||||
21 | Change Company Name to TE Connectivity Ltd | For | For | Management | ||||
22 | Amend Articles to Renew Authorized Share Capital | For | For | Management | ||||
23 | Approve Reduction in Share Capital | For | For | Management | ||||
24 | Authorize Repurchase of up to USD 800 million of Share Capital | For | For | Management | ||||
25 | Adjourn Meeting | For | For | Management |
TYCO INTERNATIONAL, LTD.
Ticker: | TYC | Security ID: | H89128104 |
Meeting Date: | MAR 09, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal 2009/2010 | For | For | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
3.1 | Elect Edward D. Breen as Director | For | For | Management | ||||
3.2 | Elect Michael Daniels as Director | For | For | Management | ||||
3.3 | Reelect Timothy Donahue as Director | For | For | Management | ||||
3.4 | Reelect Brian Duperreault as Director | For | For | Management | ||||
3.5 | Reelect Bruce Gordon as Director | For | For | Management | ||||
3.6 | Reelect Rajiv L. Gupta as Director | For | For | Management | ||||
3.7 | Reelect John Krol as Director | For | For | Management | ||||
3.8 | Reelect Brendan O’Neill as Director | For | For | Management | ||||
3.9 | Reelect Dinesh Paliwal as Director | For | For | Management | ||||
3.10 | Reelect William Stavropoulos as Director | For | For | Management | ||||
3.11 | Reelect Sandra Wijnberg as Director | For | For | Management | ||||
3.12 | Reelect R. David Yost as Director | For | For | Management | ||||
4a | Ratify Deloitte AG as Auditors | For | For | Management | ||||
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | For | For | Management | ||||
4c | Ratify PricewaterhouseCoopers AG as Special Auditors | For | For | Management | ||||
5a | Approve Carrying Forward of Net Loss | For | For | Management | ||||
5b | Approve Ordinary Cash Dividend | For | For | Management | ||||
6 | Amend Articles to Renew Authorized Share Capital | For | For | Management | ||||
7 | Approve CHF 188,190,276.70 Reduction in Share Capital | For | For | Management | ||||
8a | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8b | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
UNITED STATES STEEL CORPORATION
Ticker: | X | Security ID: | 912909108 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual |
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard A. Gephardt | For | For | Management | ||||
1.2 | Elect Director Glenda G. McNeal | For | For | Management | ||||
1.3 | Elect Director Graham B. Spanier | For | For | Management | ||||
1.4 | Elect Director Patricia A. Tracey | For | For | Management | ||||
1.5 | Elect Director John J. Engel | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
VALERO ENERGY CORPORATION
Ticker: | VLO | Security ID: | 91913Y100 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ronald K. Calgaard | For | For | Management | ||||
2 | Elect Director Stephen M. Waters | For | For | Management | ||||
3 | Elect Director Randall J. Weisenburger | For | For | Management | ||||
4 | Elect Director Rayford Wilkins, Jr. | For | For | Management | ||||
5 | Declassify the Board of Directors | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Approve Omnibus Stock Plan | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
10 | Report on Political Contributions | Against | For | Shareholder | ||||
11 | Review Political Expenditures and Processes | Against | For | Shareholder | ||||
12 | Report on Accident Risk Reduction Efforts | Against | For | Shareholder |
WASTE MANAGEMENT, INC.
Ticker: | WM | Security ID: | 94106L109 |
Meeting Date: | MAY 13, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Pastora San Juan Cafferty | For | For | Management | ||||
2 | Elect Director Frank M. Clark, Jr. | For | For | Management | ||||
3 | Elect Director Patrick W. Gross | For | Against | Management | ||||
4 | Elect Director John C. Pope | For | For | Management | ||||
5 | Elect Director W. Robert Reum | For | For | Management | ||||
6 | Elect Director Steven G. Rothmeier | For | For | Management | ||||
7 | Elect Director David P. Steiner | For | For | Management | ||||
8 | Elect Director Thomas H. Weidemeyer | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
12 | Provide Right to Call Special Meeting | For | Against | Management |
WATSON PHARMACEUTICALS, INC.
Ticker: | WPI | Security ID: | 942683103 | |||
Meeting Date: | MAY 13, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Michael J. Fedida | For | For | Management | ||||
2 | Elect Director Albert F. Hummel | For | For | Management | ||||
3 | Elect Director Catherine M. Klema | For | For | Management | ||||
4 | Elect Director Anthony Selwyn Tabatznik | For | For | Management | ||||
5 | Declassify the Board of Directors | For | For | Management | ||||
6 | Amend Omnibus Stock Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Ratify Auditors | For | For | Management |
YAHOO! INC.
Ticker: | YHOO | Security ID: | 984332106 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carol Bartz | For | For | Management | ||||
2 | Elect Director Roy J. Bostock | For | For | Management | ||||
3 | Elect Director Patti S. Hart | For | For | Management | ||||
4 | Elect Director Susan M. James | For | For | Management | ||||
5 | Elect Director Vyomesh Joshi | For | For | Management | ||||
6 | Elect Director David W. Kenny | For | For | Management | ||||
7 | Elect Director Arthur H. Kern | For | For | Management | ||||
8 | Elect Director Brad D. Smith | For | For | Management | ||||
9 | Elect Director Gary L. Wilson | For | For | Management | ||||
10 | Elect Director Jerry Yang | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Adopt Human Rights Policies Regarding the Sale of Technology and Technical Assistance | Against | Against | Shareholder |
TCW RELATIVE VALUE SMALL CAP FUND
AEGEAN MARINE PETROLEUM NETWORK INC
Ticker: | ANW | Security ID: | Y0017S102 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Peter C. Georgiopoulos as Director | For | For | Management | ||||
1.2 | Elect John P. Tavlarios as Director | For | For | Management | ||||
1.3 | Elect Spyridon Fokas as Director | For | For | Management | ||||
2 | Ratify Deloitte Hadjipavlou Sofianos & Cambanis S.A. as Auditors | For | For | Management |
AGCO CORPORATION
Ticker: | AGCO | Security ID: | 001084102 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Wolfgang Deml | For | For | Management | ||||
1.2 | Elect Director Luiz F. Furlan | For | For | Management | ||||
1.3 | Elect Director Gerald B. Johanneson | For | For | Management | ||||
1.4 | Elect Director Thomas W. LaSorda | For | For | Management | ||||
1.5 | Elect Director George E. Minnich | For | For | Management | ||||
1.6 | Elect Director Martin H. Richenhagen | For | For | Management | ||||
1.7 | Elect Director Daniel C. Ustian | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Ratify Auditors | For | For | Management |
AGREE REALTY CORPORATION
Ticker: | ADC | Security ID: | 008492100 | |||
Meeting Date: | MAY 09, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Farris G. Kalil | For | For | Management | ||||
1.2 | Elect Director Gene Silverman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
ALBEMARLE CORPORATION
Ticker: | ALB | Security ID: | 012653101 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Alfred Broaddus, Jr. | For | For | Management | ||||
1.2 | Elect Director William H. Hernandez | For | For | Management | ||||
1.3 | Elect Director R. William Ide III | For | For | Management | ||||
1.4 | Elect Director Richard L. Morrill | For | For | Management | ||||
1.5 | Elect Director Jim W. Nokes | For | For | Management | ||||
1.6 | Elect Director Barry W. Perry | For | For | Management | ||||
1.7 | Elect Director Mark C. Rohr | For | For | Management | ||||
1.8 | Elect Director John Sherman, Jr. | For | For | Management | ||||
1.9 | Elect Director Harriett Tee Taggart | For | For | Management | ||||
1.10 | Elect Director Anne Marie Whittemore | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
ALLEGHENY TECHNOLOGIES INCORPORATED
Ticker: | ATI | Security ID: | 01741R102 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James C. Diggs | For | For | Management | ||||
1.2 | Elect Director J. Brett Harvey | For | For | Management | ||||
1.3 | Elect Director Michael J. Joyce | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
AMERICA SERVICE GROUP INC.
Ticker: | ASGR | Security ID: | 02364L109 |
Meeting Date: | JUN 01, 2011 | Meeting Type: | Special | |||
Record Date: | APR 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
AMERICAN EAGLE OUTFITTERS, INC.
Ticker: | AEO | Security ID: | 02553E106 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Michael G. Jesselson | For | For | Management | ||||
2 | Elect Director Roger S. Markfield | For | For | Management | ||||
3 | Elect Director Jay L. Schottenstein | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
AMERICAN FINANCIAL GROUP, INC.
Ticker: | AFG | Security ID: | 025932104 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Carl H. Lindner | For | For | Management | ||||
1.2 | Elect Director Carl H. Lindner, III | For | For | Management | ||||
1.3 | Elect Director S. Craig Lindner | For | For | Management | ||||
1.4 | Elect Director Kenneth C. Ambrecht | For | For | Management | ||||
1.5 | Elect Director Theodore H. Emmerich | For | For | Management | ||||
1.6 | Elect Director James E. Evans | For | For | Management | ||||
1.7 | Elect Director Terry S. Jacobs | For | For | Management | ||||
1.8 | Elect Director Gregory G. Joseph | For | For | Management | ||||
1.9 | Elect Director William W. Verity | For | For | Management | ||||
1.10 | Elect Director John I. Von Lehman | For | For | Management |
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | Against | Shareholder | ||||
8 | Adopt Policy and Report on Board Diversity | Against | Against | Shareholder |
ANADIGICS, INC.
Ticker: | ANAD | Security ID: | 032515108 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Harry T. Rein | For | For | Management | ||||
2 | Elect Director Dennis F. Strigl | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ANN INC.
Ticker: | ANN | Security ID: | 035623107 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Dale W. Hilpert | For | For | Management | ||||
2 | Elect Director Ronald W. Hovsepian | For | For | Management | ||||
3 | Elect Director Linda A. Huett | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
6 | Ratify Auditors | For | For | Management |
APOLLO INVESTMENT CORPORATION
Ticker: | AINV | Security ID: | 03761U106 | |||
Meeting Date: | AUG 03, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 09, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Elliot Stein, Jr | For | For | Management | ||||
1.2 | Elect Director Bradley J. Wechsler | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Sale of Common Shares Below Net Asset Value | For | For | Management |
ARCH COAL, INC.
Ticker: | ACI | Security ID: | 039380100 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James R. Boyd | For | For | Management | ||||
1.2 | Elect Director John W. Eaves | For | For | Management | ||||
1.3 | Elect Director David D. Freudenthal | For | For | Management | ||||
1.4 | Elect Director Douglas H. Hunt | For | For | Management | ||||
1.5 | Elect Director J. Thomas Jones | For | For | Management | ||||
1.6 | Elect Director A. Michael Perry | For | For | Management | ||||
1.7 | Elect Director Peter I. Wold | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive For | For | Management | |||||
Officers’ Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ASSURED GUARANTY LTD.
Ticker: | AGO | Security ID: | G0585R106 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Francisco L. Borges as Director | For | For | Management | ||||
1.2 | Elect Patrick W. Kenny as Director | For | For | Management | ||||
1.3 | Elect Robin Monro-Davies as Director | For | For | Management | ||||
1.4 | Elect Michael T. O’Kane as Director | For | For | Management | ||||
1.5 | Elect Howard Albert as Director of Assured Guaranty Re Ltd | For | For | Management | ||||
1.6 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | For | For | Management | ||||
1.7 | Elect Russell Brewer II as Director of Assured Guaranty Re Ltd | For | For | Management | ||||
1.8 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | For | For | Management | ||||
1.9 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | For | For | Management | ||||
1.10 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | For | For | Management | ||||
1.11 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | For | For | Management | ||||
1.12 | Elect Kevin Pearson as Director of Assured Guaranty Re Ltd | For | For | Management | ||||
2 | Declassify the Board of Directors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
6 | Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re | For | For | Management |
AUTOLIV INC.
Ticker: | ALV | Security ID: | 052800109 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jan Carlson | For | For | Management | ||||
1.2 | Elect Director Lars Nyberg | For | For | Management | ||||
1.3 | Elect Director James M. Ringler | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
AVID TECHNOLOGY, INC.
Ticker: | AVID | Security ID: | 05367P100 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Elizabeth M. Daley | For | For | Management | ||||
2 | Elect Director Youngme E. Moon | For | For | Management | ||||
3 | Elect Director David B. Mullen | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
AVISTA CORPORATION
Ticker: | AVA | Security ID: | 05379B107 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Marc F. Racicot | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
| ||||||
Ticker: | BPFH | Security ID: | 101119105 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Deborah F. Kuenstner | For | For | Management | ||||
1.2 | Elect Director William J. Shea | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Declassify the Board of Directors | Against | For | Shareholder |
BPZ RESOURCES, INC.
Ticker: | BPZ | Security ID: | 055639108 | |||
Meeting Date: | JUN 24, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gordon Gray | For | For | Management | ||||
1.2 | Elect Director Stephen C. Beasley | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
5 | Officers’ Compensation Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
BRINKER INTERNATIONAL, INC.
Ticker: | EAT | Security ID: | 109641100 |
Meeting Date: | NOV 10, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Douglas H. Brooks | For | For | Management | ||||
1.2 | Elect Director Joseph M. Depinto | For | For | Management | ||||
1.3 | Elect Director Harriet Edelman | For | For | Management | ||||
1.4 | Elect Director Marvin J. Girouard | For | For | Management | ||||
1.5 | Elect Director John W. Mims | For | For | Management | ||||
1.6 | Elect Director George R. Mrkonic | For | For | Management | ||||
1.7 | Elect Director Erle Nye | For | For | Management | ||||
1.8 | Elect Director Rosendo G. Parra | For | For | Management | ||||
1.9 | Elect Director Cece Smith | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Profit Sharing Plan | For | For | Management |
BROCADE COMMUNICATIONS SYSTEMS, INC.
Ticker: | BRCD | Security ID: | 111621306 | |||
Meeting Date: | APR 12, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John Gerdelman | For | For | Management | ||||
2 | Elect Director Glenn Jones | For | For | Management | ||||
3 | Elect Director Michael Klayko | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
BROOKS AUTOMATION, INC.
Ticker: | BRKS | Security ID: | 114340102 | |||
Meeting Date: | JAN 18, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 30, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director A. Clinton Allen | For | For | Management |
1.2 | Elect Director Joseph R. Martin | For | For | Management | ||||
1.3 | Elect Director John K. McGillicuddy | For | For | Management | ||||
1.4 | Elect Director Krishna G. Palepu | For | For | Management | ||||
1.5 | Elect Director C.s. Park | For | For | Management | ||||
1.6 | Elect Director Kirk P. Pond | For | For | Management | ||||
1.7 | Elect Director Stephen S. Schwartz | For | For | Management | ||||
1.8 | Elect Director Alfred Woollacott, III | For | For | Management | ||||
1.9 | Elect Director Mark S. Wrighton | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
BUCKEYE TECHNOLOGIES INC.
Ticker: | BKI | Security ID: | 118255108 | |||
Meeting Date: | NOV 04, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 10, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lewis E. Holland | For | For | Management | ||||
1.2 | Elect Director Kristopher J. Matula | For | For | Management | ||||
1.3 | Elect Director Virginia B. Wetherell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
CADENCE DESIGN SYSTEMS, INC.
Ticker: | CDNS | Security ID: | 127387108 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Susan L. Bostrom | For | For | Management | ||||
2 | Elect Director Donald L. Lucas | For | For | Management | ||||
3 | Elect Director Alberto Sangiovanni-Vincentelli | For | For | Management | ||||
4 | Elect Director George M. Scalise | For | For | Management | ||||
5 | Elect Director John B. Shoven | For | For | Management | ||||
6 | Elect Director Roger S. Siboni | For | For | Management | ||||
7 | Elect Director John A.C. Swainson | For | For | Management | ||||
8 | Elect Director Lip-Bu Tan | For | For | Management | ||||
9 | Amend Omnibus Stock Plan | For | For | Management |
10 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
11 | Amend Omnibus Stock Plan | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Ratify Auditors | For | For | Management |
CALIFORNIA PIZZA KITCHEN, INC.
Ticker: | CPKI | Security ID: | 13054D109 | |||
Meeting Date: | SEP 30, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 31, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Leslie E. Bider | For | For | Management | ||||
1.2 | Elect Director Marshall S. Geller | For | For | Management | ||||
1.3 | Elect Director Larry S. Flax | For | For | Management | ||||
1.4 | Elect Director Charles G. Phillips | For | For | Management | ||||
1.5 | Elect Director Richard L. Rosenfield | For | For | Management | ||||
1.6 | Elect Director Alan I. Rothenberg | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
CALLAWAY GOLF COMPANY
Ticker: | ELY | Security ID: | 131193104 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George Fellows | For | For | Management | ||||
1.2 | Elect Director Samuel H. Armacost | For | For | Management | ||||
1.3 | Elect Director Ronald S. Beard | For | For | Management | ||||
1.4 | Elect Director John C. Cushman, III | For | For | Management | ||||
1.5 | Elect Director Yotaro Kobayashi | For | For | Management | ||||
1.6 | Elect Director John F. Lundgren | For | For | Management | ||||
1.7 | Elect Director Adebayo O. Ogunlesi | For | For | Management | ||||
1.8 | Elect Director Richard L. Rosenfield | For | For | Management |
1.9 | Elect Director Anthony S. Thornley | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CATALYST HEALTH SOLUTIONS, INC.
Ticker: | CHSI | Security ID: | 14888B103 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David T. Blair | For | For | Management | ||||
1.2 | Elect Director Daniel J. Houston | For | For | Management | ||||
1.3 | Elect Director Kenneth A. Samet | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
COHEN & STEERS, INC.
Ticker: | CNS | Security ID: | 19247A100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Martin Cohen | For | For | Management | ||||
2 | Elect Director Robert H. Steers | For | For | Management | ||||
3 | Elect Director Richard E. Bruce | For | For | Management | ||||
4 | Elect Director Peter L. Rhein | For | For | Management | ||||
5 | Elect Director Richard P. Simon | For | For | Management | ||||
6 | Elect Director Edmond D. Villani | For | For | Management | ||||
7 | Ratify Auditors | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
COMMERCIAL METALS COMPANY
Ticker: | CMC | Security ID: | 201723103 | |||
Meeting Date: | JAN 17, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 22, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert L. Guido | For | For | Management | ||||
1.2 | Elect Director Sarah E. Raiss | For | For | Management | ||||
1.3 | Elect Director J. David Smith | For | For | Management | ||||
1.4 | Elect Director Robert R. Womack | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
CON-WAY INC.
Ticker: | CNW | Security ID: | 205944101 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John J. Anton | For | For | Management | ||||
2 | Elect Director William R. Corbin | For | For | Management | ||||
3 | Elect Director Robert Jaunich II | For | For | Management | ||||
4 | Elect Director W. Keith Kennedy, Jr. | For | For | Management | ||||
5 | Elect Director Michael J. Murray | For | For | Management | ||||
6 | Elect Director Edith R. Perez | For | For | Management | ||||
7 | Elect Director John C. Pope | For | For | Management | ||||
8 | Elect Director William J. Schroeder | For | For | Management | ||||
9 | Elect Director Douglas W. Stotlar | For | Abstain | Management | ||||
10 | Elect Director Peter W. Stott | For | For | Management | ||||
11 | Elect Director Chelsea C. White III | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | Against | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Ratify Auditors | For | For | Management |
CORRECTIONS CORPORATION OF AMERICA
Ticker: | CXW | Security ID: | 22025Y407 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John D. Ferguson | For | For | Management | ||||
1.2 | Elect Director Damon T. Hininger | For | For | Management | ||||
1.3 | Elect Director Donna M. Alvarado | For | For | Management | ||||
1.4 | Elect Director William F. Andrews | For | For | Management | ||||
1.5 | Elect Director John D. Correnti | For | For | Management | ||||
1.6 | Elect Director Dennis W. DeConcini | For | For | Management | ||||
1.7 | Elect Director John R. Horne | For | For | Management | ||||
1.8 | Elect Director C. Michael Jacobi | For | For | Management | ||||
1.9 | Elect Director Thurgood Marshall, Jr. | For | For | Management | ||||
1.10 | Elect Director Charles L. Overby | For | For | Management | ||||
1.11 | Elect Director John R. Prann, Jr. | For | For | Management | ||||
1.12 | Elect Director Joseph V. Russell | For | For | Management | ||||
1.13 | Elect Director Henri L. Wedell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management |
CRAY INC.
Ticker: | CRAY | Security ID: | 225223304 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William C. Blake | For | For | Management | ||||
1.2 | Elect Director John B. Jones, Jr. | For | For | Management | ||||
1.3 | Elect Director Stephen C. Kiely | For | For | Management | ||||
1.4 | Elect Director Frank L. Lederman | For | For | Management | ||||
1.5 | Elect Director Sally G. Narodick | For | For | Management | ||||
1.6 | Elect Director Daniel C. Regis | For | For | Management | ||||
1.7 | Elect Director Stephen C. Richards | For | For | Management | ||||
1.8 | Elect Director Peter J. Ungaro | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
DANA HOLDING CORPORATION
Ticker: | DAN | Security ID: | 235825205 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John M. Devine | For | For | Management | ||||
1.2 | Elect Director Terrence J. Keating | For | For | Management | ||||
1.3 | Elect Director Joseph C. Muscari | For | For | Management | ||||
1.4 | Elect Director Richard F. Wallman | For | For | Management | ||||
1.5 | Elect Director Keith E. Wandell | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
E*TRADE FINANCIAL CORPORATION
Ticker: | ETFC | Security ID: | 269246401 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Frederick W. Kanner | For | For | Management | ||||
2 | Elect Director Joseph M. Velli | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
ECLIPSYS CORPORATION
Ticker: | ECLP | Security ID: | 278856109 | |||
Meeting Date: | AUG 13, 2010 | Meeting Type: | Special | |||
Record Date: | JUL 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
ELECTRONIC ARTS INC.
Ticker: | ERTS | Security ID: | 285512109 | |||
Meeting Date: | AUG 05, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Leonard S. Coleman | For | For | Management | ||||
2 | Elect Director Jeffrey T. Huber | For | For | Management | ||||
3 | Elect Director Gary M. Kusin | For | For | Management | ||||
4 | Elect Director Geraldine B. Laybourne | For | For | Management | ||||
5 | Elect Director Gregory B. Maffei | For | For | Management | ||||
6 | Elect Director Vivek Paul | For | For | Management | ||||
7 | Elect Director Lawrence F. Probst III | For | For | Management | ||||
8 | Elect Director John S. Riccitiello | For | For | Management | ||||
9 | Elect Director Richard A. Simonson | For | For | Management | ||||
10 | Elect Director Linda J. Srere | For | For | Management | ||||
11 | Amend Omnibus Stock Plan | For | For | Management | ||||
12 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management |
EXACT SCIENCES CORPORATION
Ticker: | EXAS | Security ID: | 30063P105 | |||
Meeting Date: | JUL 16, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 18, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kevin T. Conroy | For | For | Management | ||||
1.2 | Elect Director Katherine Napier | For | For | Management | ||||
1.3 | Elect Director David A. Thompson | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
Ticker: | FCS | Security ID: | 303726103 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Charles P. Carinalli | For | For | Management | ||||
2 | Elect Director Randy W. Carson | For | For | Management | ||||
3 | Elect Director Anthony Lear | For | For | Management | ||||
4 | Elect Director Thomas L. Magnanti | For | For | Management | ||||
5 | Elect Director Kevin J. McGarity | For | For | Management | ||||
6 | Elect Director Bryan R. Roub | For | For | Management | ||||
7 | Elect Director Ronald W. Shelly | For | For | Management | ||||
8 | Elect Director Mark S. Thompson | For | For | Management | ||||
9 | Amend Omnibus Stock Plan | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
12 | Ratify Auditors | For | For | Management |
FEDERAL SIGNAL CORPORATION
Ticker: | FSS | Security ID: | 313855108 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William F. Owens | For | For | Management |
1.2 | Elect Director Charles R. Campbell | For | For | Management | ||||
1.3 | Elect Director Paul W. Jones | For | For | Management | ||||
1.4 | Elect Director Dennis J. Martin | For | For | Management | ||||
1.5 | Elect Director Brenda L. Reichelderfer | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
FIRSTSERVICE CORPORATION
Ticker: | FSV | Security ID: | 33761N109 | |||
Meeting Date: | APR 13, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
2.1 | Elect Director David R. Beatty | For | For | Management | ||||
2.2 | Elect Director Brendan Calder | For | For | Management | ||||
2.3 | Elect Director Peter F. Cohen | For | For | Management | ||||
2.4 | Elect Director Bernard I. Ghert | For | For | Management | ||||
2.5 | Elect Director Michael D. Harris | For | For | Management | ||||
2.6 | Elect Director Jay S. Hennick | For | For | Management | ||||
2.7 | Elect Director Steven S. Rogers | For | For | Management |
FLEXTRONICS INTERNATIONAL LTD.
Ticker: | FLEX | Security ID: | Y2573F102 | |||
Meeting Date: | JUL 23, 2010 | Meeting Type: | Annual/Special | |||
Record Date: | JUN 10, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Reelect H. Raymond Bingham as a Director | For | For | Management | ||||
2 | Reelect Willy C. Shih as a Director | For | For | Management | ||||
3 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix | For | For | Management |
Their Remuneration | ||||||||
4 | Approve Issuance of Shares without Preemptive Rights | For | For | Management | ||||
5 | Approve the Adoption of the Flextronics International Ltd. 2010 Equity Incentive Plan | For | For | Management | ||||
6 | Authorize Share Repurchase Program | For | For | Management |
FURNITURE BRANDS INTERNATIONAL, INC.
Ticker: | FBN | Security ID: | 360921100 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ira D. Kaplan | For | For | Management | ||||
2 | Elect Director Ann S. Lieff | For | For | Management | ||||
3 | Elect Director Maureen A. McGuire | For | For | Management | ||||
4 | Elect Director Aubrey B. Patterson | For | For | Management | ||||
5 | Elect Director George E. Ross, Ph.D. | For | For | Management | ||||
6 | Elect Director Alan G. Schwartz | For | For | Management | ||||
7 | Elect Director Ralph P. Scozzafava | For | For | Management | ||||
8 | Elect Director James M. Zimmerman | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
GAMESTOP CORP.
Ticker: | GME | Security ID: | 36467W109 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stanley (Mickey) Steinberg | For | For | Management | ||||
1.2 | Elect Director Gerald R. Szczepanski | For | For | Management | ||||
1.3 | Elect Director Lawrence S. Zilavy | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
GARDNER DENVER, INC.
Ticker: | GDI | Security ID: | 365558105 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Donald G. Barger, Jr. | For | For | Management | ||||
1.2 | Elect Director Raymond R. Hipp | For | For | Management | ||||
1.3 | Elect Director David D. Petratis | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
GLOBAL CASH ACCESS HOLDINGS, INC.
Ticker: | GCA | Security ID: | 378967103 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Fred C. Enlow | For | For | Management | ||||
1.2 | Elect Director Patrick Olson | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
GRAFTECH INTERNATIONAL LTD.
Ticker: | GTI | Security ID: | 384313102 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Randy W. Carson | For | For | Management | ||||
1.2 | Elect Director Mary B. Cranston | For | For | Management | ||||
1.3 | Elect Director Harold E. Layman | For | For | Management | ||||
1.4 | Elect Director Ferrell P. McClean | For | For | Management | ||||
1.5 | Elect Director Nathan Milikowsky | For | For | Management | ||||
1.6 | Elect Director Michael C. Nahl | For | For | Management | ||||
1.7 | Elect Director Steven R. Shawley | For | For | Management | ||||
1.8 | Elect Director Craig S. Shular | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
H.B. FULLER COMPANY
Ticker: | FUL | Security ID: | 359694106 | |||
Meeting Date: | APR 14, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Michael Losh | For | For | Management | ||||
1.2 | Elect Director Lee R. Mitau | For | For | Management | ||||
1.3 | Elect Director R. William Van Sant | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
HARMAN INTERNATIONAL INDUSTRIES, INC.
Ticker: | HAR | Security ID: | 413086109 |
Meeting Date: | DEC 08, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 11, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Harald Einsmann | For | For | Management | ||||
1.2 | Elect Director Ann McLaughlin Korologos | For | For | Management | ||||
1.3 | Elect Director Kenneth M. Reiss | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management |
HARSCO CORPORATION
Ticker: | HSC | Security ID: | 415864107 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director K. G. Eddy | For | For | Management | ||||
1.2 | Elect Director D. C. Everitt | For | For | Management | ||||
1.3 | Elect Director S. D. Fazzolari | For | For | Management | ||||
1.4 | Elect Director S. E. Graham | For | For | Management | ||||
1.5 | Elect Director T. D. Growcock | For | For | Management | ||||
1.6 | Elect Director H. W. Knueppel | For | For | Management | ||||
1.7 | Elect Director J. M. Loree | For | For | Management | ||||
1.8 | Elect Director A. J. Sordoni, III | For | For | Management | ||||
1.9 | Elect Director R. C. Wilburn | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
HATTERAS FINANCIAL CORP.
Ticker: | HTS | Security ID: | 41902R103 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael R. Hough | For | For | Management | ||||
1.2 | Elect Director Benjamin M. Hough | For | For | Management |
1.3 | Elect Director David W. Berson | For | For | Management | ||||
1.4 | Elect Director Ira G. Kawaller | For | For | Management | ||||
1.5 | Elect Director Jeffrey D. Miller | For | For | Management | ||||
1.6 | Elect Director Thomas D. Wren | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
Ticker: | HSII | Security ID: | 422819102 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director L. Kevin Kelly | For | For | Management | ||||
2 | Elect Director Robert E. Knowling, Jr. | For | For | Management | ||||
3 | Elect Director V. Paul Unruh | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
HILLTOP HOLDINGS INC.
Ticker: | HTH | Security ID: | 432748101 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Rhodes R. Bobbitt | For | For | Management | ||||
1.2 | Elect Director W. Joris Brinkerhoff | For | For | Management | ||||
1.3 | Elect Director Charles R. Cummings | For | For | Management | ||||
1.4 | Elect Director Gerald J. Ford | For | For | Management | ||||
1.5 | Elect Director Jeremy B. Ford | For | For | Management | ||||
1.6 | Elect Director J. Markham Green | For | For | Management |
1.7 | Elect Director Jess T. Hay | For | For | Management | ||||
1.8 | Elect Director William T. Hill, Jr. | For | For | Management | ||||
1.9 | Elect Director W. Robert Nichols, III | For | For | Management | ||||
1.10 | Elect Director C. Clifton Robinson | For | For | Management | ||||
1.11 | Elect Director Kenneth D. Russell | For | For | Management | ||||
1.12 | Elect Director Carl B. Webb | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
INTERNATIONAL RECTIFIER CORPORATION
Ticker: | IRF | Security ID: | 460254105 | |||
Meeting Date: | NOV 12, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 24, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mary B. Cranston | For | For | Management | ||||
1.2 | Elect Director Thomas A. Lacey | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
INTEVAC, INC.
Ticker: | IVAC | Security ID: | 461148108 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 29, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Norman H. Pond | For | For | Management | ||||
1.2 | Elect Director Kevin Fairbairn | For | For | Management | ||||
1.3 | Elect Director David S. Dury | For | For | Management | ||||
1.4 | Elect Director Stanley J. Hill | For | For | Management | ||||
1.5 | Elect Director Thomas M. Rohrs | For | For | Management | ||||
1.6 | Elect Director John F. Schaefer | For | For | Management | ||||
1.7 | Elect Director Ping Yang | For | For | Management | ||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
INVACARE CORPORATION
Ticker: | IVC | Security ID: | 461203101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael F. Delaney | For | For | Management | ||||
1.2 | Elect Director C. Martin Harris | For | For | Management | ||||
1.3 | Elect Director A. Malachi Mixon, III | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
IXIA
Ticker: | XXIA | Security ID: | 45071R109 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Laurent Asscher | For | For | Management | ||||
1.2 | Elect Director Atul Bhatnagar | For | For | Management | ||||
1.3 | Elect Director Jonathan Fram | For | For | Management | ||||
1.4 | Elect Director Errol Ginsberg | For | For | Management | ||||
1.5 | Elect Director Gail Hamilton | For | For | Management | ||||
1.6 | Elect Director Jon F. Rager | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
JACOBS ENGINEERING GROUP INC.
Ticker: | JEC | Security ID: | 469814107 | |||
Meeting Date: | JAN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John F. Coyne | For | For | Management | ||||
2 | Elect Director Linda Fayne Levinson | For | For | Management | ||||
3 | Elect Director Craig L. Martin | For | For | Management | ||||
4 | Elect Director John P. Jumper | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
JONES LANG LASALLE INCORPORATED
Ticker: | JLL | Security ID: | 48020Q107 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Hugo Bague | For | For | Management | ||||
2 | Elect Director Colin Dyer | For | For | Management | ||||
3 | Elect Director Darryl Hartley-Leonard | For | For | Management | ||||
4 | Elect Director Deanne Julius | For | For | Management | ||||
5 | Elect Director Ming Lu | For | For | Management | ||||
6 | Elect Director Lauralee E. Martin | For | For | Management | ||||
7 | Elect Director Martin H. Nesbitt | For | For | Management | ||||
8 | Elect Director Sheila A. Penrose | For | For | Management | ||||
9 | Elect Director David B. Rickard | For | For | Management | ||||
10 | Elect Director Roger T. Staubach | For | For | Management | ||||
11 | Elect Director Thomas C. Theobald | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive | For | For | Management |
Officers’ Compensation | ||||||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Provide Right to Call Special Meeting | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management |
KB HOME
Ticker: | KBH | Security ID: | 48666K109 | |||
Meeting Date: | APR 07, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Barbara T. Alexander | For | For | Management | ||||
2 | Elect Director Stephen F. Bollenbach | For | For | Management | ||||
3 | Elect Director Timothy W. Finchem | For | For | Management | ||||
4 | Elect Director Kenneth M. Jastrow, II | For | For | Management | ||||
5 | Elect Director Robert L. Johnson | For | For | Management | ||||
6 | Elect Director Melissa Lora | For | For | Management | ||||
7 | Electi Director Michael G. Mccaffery | For | For | Management | ||||
8 | Elect Director Jeffrey T. Mezger | For | For | Management | ||||
9 | Elect Director Leslie Moonves | For | For | Management | ||||
10 | Elect Director Luis G. Nogales | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
KEY ENERGY SERVICES, INC.
Ticker: | KEG | Security ID: | 492914106 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William D. Fertig | For | For | Management | ||||
1.2 | Elect Director Robert K. Reeves | For | For | Management | ||||
1.3 | Elect Director J. Robinson West | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
KINDRED HEALTHCARE, INC.
Ticker: | KND | Security ID: | 494580103 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with Acquisition | For | For | Management | ||||
2 | Elect Director Edward L. Kuntz | For | For | Management | ||||
3 | Elect Director Joel Ackerman | For | For | Management | ||||
4 | Elect Director Ann C. Berzin | For | For | Management | ||||
5 | Elect Director Jonathan D. Blum | For | For | Management | ||||
6 | Elect Director Thomas P. Cooper | For | For | Management | ||||
7 | Elect Director Paul J. Diaz | For | For | Management | ||||
8 | Elect Director Isaac Kaufman | For | For | Management | ||||
9 | Elect Director Frederick J. Kleisner | For | For | Management | ||||
10 | Elect Director Eddy J. Rogers, Jr. | For | For | Management | ||||
11 | Elect Director Phyllis R. Yale | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Approve Omnibus Stock Plan | For | For | Management | ||||
16 | Adjourn Meeting | For | For | Management |
KIRBY CORPORATION
Ticker: | KEX | Security ID: | 497266106 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director David L. Lemmon | For | For | Management | ||||
2 | Elect Director George A. Peterkin, Jr. | For | For | Management |
3 | Elect Director Richard R. Stewart | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
KKR FINANCIAL HOLDINGS LLC
Ticker: | KFN | Security ID: | 48248A306 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Tracy L. Collins | For | For | Management | ||||
1.2 | Elect Director Vincent Paul Finigan | For | For | Management | ||||
1.3 | Elect Director Paul M. Hazen | For | For | Management | ||||
1.4 | Elect Director R. Glenn Hubbard | For | For | Management | ||||
1.5 | Elect Director Ross J. Kari | For | For | Management | ||||
1.6 | Elect Director Ely L. Licht | For | For | Management | ||||
1.7 | Elect Director Deborah H. McAneny | For | For | Management | ||||
1.8 | Elect Director Scott C. Nuttall | For | For | Management | ||||
1.9 | Elect Director Scott A. Ryles | For | For | Management | ||||
1.10 | Elect Director William C. Sonneborn | For | For | Management | ||||
1.11 | Elect Director Willy R. Strothotte | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
LANCE, INC.
Ticker: | LNCE | Security ID: | 514606102 | |||
Meeting Date: | DEC 02, 2010 | Meeting Type: | Special | |||
Record Date: | OCT 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with Acquisition | For | For | Management | ||||
2 | Change Company Name | For | For | Management | ||||
3.1 | Elect Director Peter P. Brubaker | For | For | Management | ||||
3.2 | Elect Director Carl E. Lee, Jr. | For | For | Management | ||||
3.3 | Elect Director John E. Denton | For | For | Management |
3.4 | Elect Director Michael A. Warehime | For | For | Management | ||||
4 | Adjourn Meeting | For | For | Management |
LAZARD LTD
Ticker: | LAZ | Security ID: | G54050102 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Kenneth M. Jacobs as Director | For | For | Management | ||||
1.2 | Elect Philip A. Laskawy as Director | For | For | Management | ||||
1.3 | Elect Michael J. Turner as Director | For | For | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
LENNAR CORPORATION
Ticker: | LEN | Security ID: | 526057104 | |||
Meeting Date: | APR 13, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Irving Bolotin | For | For | Management | ||||
1.2 | Elect Director Steven L. Gerard | For | For | Management | ||||
1.3 | Elect Director Theron I. Gilliam | For | For | Management | ||||
1.4 | Elect Director Sherrill W. Hudson | For | For | Management | ||||
1.5 | Elect Director R. Kirk Landon | For | For | Management | ||||
1.6 | Elect Director Sidney Lapidus | For | For | Management | ||||
1.7 | Elect Director Stuart A. Miller | For | For | Management | ||||
1.8 | Elect Director Donna E. Shalala | For | For | Management | ||||
1.9 | Elect Director Jeffrey Sonnenfeld | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Bylaw Provisions Dealing with Officers and Positions Held | For | For | Management | ||||
5 | Amend Bylaws | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Adopt Quantitative GHG Goals for | Against | Against | Shareholder | ||||
Products and Operations |
LIZ CLAIBORNE, INC.
Ticker: | LIZ | Security ID: | 539320101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Bernard W. Aronson | For | For | Management | ||||
2 | Elect Director Lawrence Benjamin | For | For | Management | ||||
3 | Elect Director Raul J.Fernandez | For | Against | Management | ||||
4 | Elect Director Kenneth B. Gilman | For | For | Management | ||||
5 | Elect Director Nancy J. Karch | For | For | Management | ||||
6 | Elect Director William C. McComb | For | For | Management | ||||
7 | Elect Director Kenneth P. Kopelman | For | Against | Management | ||||
8 | Elect Director Kay Koplovitz | For | For | Management | ||||
9 | Elect Director Arthur C. Martinez | For | Against | Management | ||||
10 | Elect Director Doreen A. Toben | For | Against | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Approve Omnibus Stock Plan | For | For | Management | ||||
14 | Approve Conversion of Securities | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Provide Right to Act by Written Consent | Against | For | Shareholder |
LSI CORPORATION
Ticker: | LSI | Security ID: | 502161102 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Charles A. Haggerty | For | For | Management | ||||
2 | Elect Director Richard S. Hill | For | For | Management | ||||
3 | Elect Director John H.f. Miner | For | For | Management | ||||
4 | Elect Director Arun Netravali | For | For | Management | ||||
5 | Elect Director Charles C. Pope | For | For | Management | ||||
6 | Elect Director Gregorio Reyes | For | For | Management | ||||
7 | Elect Director Michael G. Strachan | For | For | Management | ||||
8 | Elect Director Abhijit Y. Talwalkar | For | For | Management | ||||
9 | Elect Director Susan M. Whitney | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
LUBY’S INC.
Ticker: | LUB | Security ID: | 549282101 | |||
Meeting Date: | JAN 20, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jill Griffin | For | For | Management | ||||
1.2 | Elect Director Christopher J. Pappas | For | For | Management | ||||
1.3 | Elect Director Judith B. Craven | For | For | Management | ||||
1.4 | Elect Director Arthur Rojas Emerson | For | For | Management | ||||
1.5 | Elect Director Frank Markantonis | For | For | Management | ||||
1.6 | Elect Director Gasper Mir, III | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
MATTSON TECHNOLOGY, INC.
Ticker: | MTSN | Security ID: | 577223100 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Hans-Georg Betz | For | For | Management | ||||
1.2 | Elect Director David Dutton | For | For | Management |
1.3 | Elect Director Kenneth Smith | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
MBIA INC.
Ticker: | MBI | Security ID: | 55262C100 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Joseph W. Brown | For | For | Management | ||||
2 | Elect Director David A. Coulter | For | For | Management | ||||
3 | Elect Director Claire L. Gaudiani | For | For | Management | ||||
4 | Elect Director Steven J. Gilbert | For | For | Management | ||||
5 | Elect Director Daniel P. Kearney | For | For | Management | ||||
6 | Elect Director Kewsong Lee | For | For | Management | ||||
7 | Elect Director Charles R. Rinehart | For | For | Management | ||||
8 | Elect Director Theodore Shasta | For | For | Management | ||||
9 | Elect Director Richard C. Vaughan | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
12 | Ratify Auditors | For | For | Management |
MEDICAL PROPERTIES TRUST, INC.
Ticker: | MPW | Security ID: | 58463J304 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward K. Aldag, Jr. | For | For | Management | ||||
1.2 | Elect Director G. Steven Dawson | For | For | Management | ||||
1.3 | Elect Director R. Steven Hamner | For | For | Management | ||||
1.4 | Elect Director Robert E. Holmes | For | For | Management | ||||
1.5 | Elect Director Sherry A. Kellett | For | For | Management |
1.6 | Elect Director William G. McKenzie | For | For | Management | ||||
1.7 | Elect Director L. Glenn Orr, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
MFA FINANCIAL, INC.
Ticker: | MFA | Security ID: | 55272X102 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stephen R. Blank | For | For | Management | ||||
1.2 | Elect Director William S. Gorin | For | For | Management | ||||
2 | Increase Authorized Capital Stock | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Ratify Auditors | For | For | Management |
MYLAN INC.
Ticker: | MYL | Security ID: | 628530107 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert J. Coury | For | For | Management | ||||
1.2 | Elect Director Rodney L. Piatt | For | For | Management | ||||
1.3 | Elect Director Heather Bresch | For | For | Management | ||||
1.4 | Elect Director Wendy Cameron | For | For | Management | ||||
1.5 | Elect Director Robert J. Cindrich | For | For | Management | ||||
1.6 | Elect Director Neil Dimick | For | For | Management | ||||
1.7 | Elect Director Douglas J. Leech | For | For | Management | ||||
1.8 | Elect Director Joseph C. Maroon | For | For | Management |
1.9 | Elect Director Mark W. Parrish | For | For | Management | ||||
1.10 | Elect Director C.B. Todd | For | For | Management | ||||
1.11 | Elect Director Randall L. Vanderveen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
NCI BUILDING SYSTEMS, INC.
Ticker: | NCS | Security ID: | 628852204 | |||
Meeting Date: | FEB 18, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Norman C. Chambers | For | For | Management | ||||
1.2 | Elect Director Kathleen J. Affeldt | For | For | Management | ||||
1.3 | Elect Director Nathan K. Sleeper | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
NEUTRAL TANDEM, INC.
Ticker: | TNDM | Security ID: | 64128B108 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Rian J. Wren | For | For | Management | ||||
1.2 | Elect Director James P. Hynes | For | For | Management | ||||
1.3 | Elect Director Peter J. Barris | For | For | Management | ||||
1.4 | Elect Director Robert C. Hawk | For | For | Management | ||||
1.5 | Elect Director Lawrence M. Ingeneri | For | For | Management | ||||
1.6 | Elect Director G. Edward Evans | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Management |
NEWPARK RESOURCES, INC.
Ticker: | NR | Security ID: | 651718504 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David C. Anderson | For | For | Management | ||||
1.2 | Elect Director Jerry W. Box | For | For | Management | ||||
1.3 | Elect Director G. Stephen Finley | For | For | Management | ||||
1.4 | Elect Director Paul L. Howes | For | For | Management | ||||
1.5 | Elect Director James W. McFarland | For | For | Management | ||||
1.6 | Elect Director Gary L. Warren | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management |
NORTHWESTERN CORPORATION
Ticker: | NWE | Security ID: | 668074305 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stephen P. Adik | For | For | Management | ||||
1.2 | Elect Director Dorothy M. Bradley | For | For | Management | ||||
1.3 | Elect Director E. Linn Draper, Jr. | For | For | Management | ||||
1.4 | Elect Director Dana J. Dykhouse | For | For | Management | ||||
1.5 | Elect Director Julia L. Johnson | For | For | Management | ||||
1.6 | Elect Director Philip L. Maslowe | For | For | Management | ||||
1.7 | Elect Director Denton Louis Peoples | For | For | Management |
1.8 | Elect Director Robert C. Rowe | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management |
NOVELLUS SYSTEMS, INC.
Ticker: | NVLS | Security ID: | 670008101 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard S. Hill | For | For | Management | ||||
1.2 | Elect Director Neil R. Bonke | For | For | Management | ||||
1.3 | Elect Director Youssef A. El-Mansy | For | For | Management | ||||
1.4 | Elect Director Glen G. Possley | For | For | Management | ||||
1.5 | Elect Director Ann D. Rhoads | For | For | Management | ||||
1.6 | Elect Director Krishna Saraswat | For | For | Management | ||||
1.7 | Elect Director William R. Spivey | For | For | Management | ||||
1.8 | Elect Director Delbert A. Whitaker | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
OLD REPUBLIC INTERNATIONAL CORPORATION
Ticker: | ORI | Security ID: | 680223104 | |||
Meeting Date: | MAY 27, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James C. Hellauer | For | For | Management | ||||
1.2 | Elect Director Arnold L. Steiner | For | For | Management | ||||
1.3 | Elect Director Fredricka Taubitz | For | For | Management |
1.4 | Elect Director Aldo C. Zucaro | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
ON ASSIGNMENT, INC.
Ticker: | ASGN | Security ID: | 682159108 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jonathan S. Holman | For | For | Management | ||||
1.2 | Elect Director Peter T. Dameris | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
ORION MARINE GROUP, INC.
Ticker: | ORN | Security ID: | 68628V308 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Thomas N. Amonett | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management | ||||
5 | Ratify Auditors | For | For | Management |
P. H. GLATFELTER COMPANY
Ticker: | GLT | Security ID: | 377316104 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kathleen A. Dahlberg | For | For | Management | ||||
1.2 | Elect Director Nicholas DeBenedictis | For | For | Management | ||||
1.3 | Elect Director J. Robert Hall | For | For | Management | ||||
1.4 | Elect Director Richard C. Ill | For | For | Management | ||||
1.5 | Elect Director Ronald J. Naples | For | For | Management | ||||
1.6 | Elect Director Dante C. Parrini | For | For | Management | ||||
1.7 | Elect Director Richard L. Smoot | For | For | Management | ||||
1.8 | Elect Director Lee C. Stewart | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
PACKAGING CORPORATION OF AMERICA
Ticker: | PKG | Security ID: | 695156109 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Cheryl K. Beebe | For | For | Management | ||||
1.2 | Elect Director Henry F. Frigon | For | For | Management | ||||
1.3 | Elect Director Hasan Jameel | For | For | Management | ||||
1.4 | Elect Director Mark W. Kowlzan | For | For | Management | ||||
1.5 | Elect Director Samuel M. Mencoff | For | For | Management | ||||
1.6 | Elect Director Roger B. Porter | For | For | Management | ||||
1.7 | Elect Director Thomas S. Souleles | For | For | Management | ||||
1.8 | Elect Director Paul T. Stecko | For | For | Management | ||||
1.9 | Elect Director James D. Woodrum | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
PATTERSON-UTI ENERGY, INC.
Ticker: | PTEN | Security ID: | 703481101 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mark S. Siegel | For | For | Management | ||||
1.2 | Elect Director Kenneth N. Berns | For | For | Management | ||||
1.3 | Elect Director Charles O. Buckner | For | For | Management | ||||
1.4 | Elect Director Curtis W. Huff | For | For | Management | ||||
1.5 | Elect Director Terry H. Hunt | For | For | Management | ||||
1.6 | Elect Director Kenneth R. Peak | For | For | Management | ||||
1.7 | Elect Director Cloyce A. Talbott | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
PETROLEUM DEVELOPMENT CORPORATION
Ticker: | PETD | Security ID: | 716578109 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph E. Casabona | For | For | Management | ||||
1.2 | Elect Director David C. Parke | For | For | Management | ||||
1.3 | Elect Director Jeffrey C. Swoveland | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
PINNACLE ENTERTAINMENT, INC.
Ticker: | PNK | Security ID: | 723456109 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Stephen C. Comer | For | For | Management | ||||
2 | Elect Director John V. Giovenco | For | For | Management | ||||
3 | Elect Director Richard J. Goeglein | For | For | Management | ||||
4 | Elect Director Bruce A. Leslie | For | For | Management | ||||
5 | Elect Director James L. Martineau | For | For | Management | ||||
6 | Elect Director Lynn P. Reitnouer | For | For | Management | ||||
7 | Elect Director Anthony M. Sanfilippo | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management | ||||
9 | Approve Repricing of Options | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
PIONEER DRILLING COMPANY
Ticker: | PDC | Security ID: | 723655106 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dean A. Burkhardt | For | For | Management | ||||
1.2 | Elect Director Scott D. Urban | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Ratify Auditors | For | For | Management |
PIPER JAFFRAY COMPANIES
Ticker: | PJC | Security ID: | 724078100 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual |
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Andrew S. Duff | For | For | Management | ||||
1.2 | Elect Director Michael R. Francis | For | For | Management | ||||
1.3 | Elect Director B. Kristine Johnson | For | For | Management | ||||
1.4 | Elect Director Addison L. Piper | For | For | Management | ||||
1.5 | Elect Director Lisa K. Polsky | For | For | Management | ||||
1.6 | Elect Director Frank L. Sims | For | For | Management | ||||
1.7 | Elect Director Jean M. Taylor | For | For | Management | ||||
1.8 | Elect Director Michele Volpi | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
POLYONE CORPORATION
Ticker: | POL | Security ID: | 73179P106 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Douglas Campbell | For | For | Management | ||||
1.2 | Elect Director Carol A. Cartwright | For | For | Management | ||||
1.3 | Elect Director Richard H. Fearon | For | For | Management | ||||
1.4 | Elect Director Gordon D. Harnett | For | For | Management | ||||
1.5 | Elect Director Richard A. Lorraine | For | For | Management | ||||
1.6 | Elect Director Edward J. Mooney | For | For | Management | ||||
1.7 | Elect Director Stephen D. Newlin | For | For | Management | ||||
1.8 | Elect Director William H. Powell | For | For | Management | ||||
1.9 | Elect Director Farah M. Walters | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
POOL CORPORATION
Ticker: | POOL | Security ID: | 73278L105 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Wilson B. Sexton | For | For | Management | ||||
1.2 | Elect Director Andrew W. Code | For | For | Management | ||||
1.3 | Elect Director James J. Gaffney | For | For | Management | ||||
1.4 | Elect Director George T. Haymaker, Jr. | For | For | Management | ||||
1.5 | Elect Director Manuel J. Perez de la Mesa | For | For | Management | ||||
1.6 | Elect Director Harlan F. Seymour | For | For | Management | ||||
1.7 | Elect Director Robert C. Sledd | For | For | Management | ||||
1.8 | Elect Director John E. Stokely | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
PRGX GLOBAL, INC.
Ticker: | PRGX | Security ID: | 69357C503 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David A. Cole | For | For | Management | ||||
1.2 | Elect Director Phillip J. Mazzilli, Jr. For | For | Management | |||||
1.3 | Elect Director Archelle Georgiou Feldshon | For | For | Management | ||||
1.4 | Elect Director Patrick M. Byrne | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
PULTEGROUP, INC.
Ticker: | PHM | Security ID: | 745867101 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Brian P. Anderson | For | For | Management | ||||
1.2 | Elect Director Cheryl W. Grise | For | For | Management | ||||
1.3 | Elect Director Patrick J. O’Leary | For | For | Management | ||||
1.4 | Elect Director Thomas M. Schoewe | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
6 | Performance-Based Equity Awards | Against | Against | Shareholder | ||||
7 | Provide for Cumulative Voting | Against | For | Shareholder |
RED ROBIN GOURMET BURGERS, INC.
Ticker: | RRGB | Security ID: | 75689M101 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Pattye L. Moore | For | For | Management | ||||
1.2 | Elect Director Stephen E. Carley | For | For | Management | ||||
1.3 | Elect Director Marcus L. Zanner | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Inclusion of Declassifying the Board of None | For | Management | |||||
Directors in the 2012 Proxy Statement | ||||||||
6 | Ratify Auditors | For | For | Management |
REDWOOD TRUST, INC.
Ticker: | RWT | Security ID: | 758075402 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual |
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Douglas B. Hansen | For | For | Management | ||||
1.2 | Elect Director Martin S. Hughes | For | For | Management | ||||
1.3 | Elect Director Greg H. Kubicek | For | For | Management | ||||
1.4 | Elect Director Charles J. Toeniskoetter For | For | Management | |||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Increase Authorized Common Stock | For | For | Management | ||||
6 | Declassify the Board of Directors | Against | For | Shareholder |
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: | RGA | Security ID: | 759351604 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Danahy | For | For | Management | ||||
1.2 | Elect Director Arnoud W.A. Boot | For | For | Management | ||||
1.3 | Elect Director J. Cliff Eason | For | For | Management | ||||
2 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
REX ENERGY CORPORATION
Ticker: | REXX | Security ID: | 761565100 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lance T. Shaner | For | For | Management | ||||
1.2 | Elect Director Daniel J. Churay | For | For | Management |
1.3 | Elect Director John A. Lombardi | For | For | Management | ||||
1.4 | Elect Director John W. Higbee | For | For | Management | ||||
1.5 | Elect Director Eric L. Mattson | For | For | Management | ||||
1.6 | Elect Director John J. Zak | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
SAIA, INC.
Ticker: | SAIA | Security ID: | 78709Y105 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Linda J. French | For | For | Management | ||||
2 | Elect Director William F. Martin, Jr. | For | For | Management | ||||
3 | Elect Director Bjorn E. Olsson | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Ratify Auditors | For | For | Management |
SANDRIDGE ENERGY, INC.
Ticker: | SD | Security ID: | 80007P307 | |||
Meeting Date: | JUL 16, 2010 | Meeting Type: | Special | |||
Record Date: | JUN 16, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with Acquisition | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management |
SFN GROUP, INC.
Ticker: | SFN | Security ID: | 784153108 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James J. Forese | For | For | Management | ||||
1.2 | Elect Director Lawrence E. Gillespie, Sr. | For | For | Management | ||||
1.3 | Elect Director J. Ian Morrison | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
SILICON GRAPHICS INTERNATIONAL CORP
Ticker: | SGI | Security ID: | 82706L108 | |||
Meeting Date: | DEC 03, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 08, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mark J. Barrenechea | For | For | Management | ||||
1.2 | Elect Director Michael W. Hagee | For | For | Management | ||||
1.3 | Elect Director Charles M. Boesenberg | For | For | Management | ||||
1.4 | Elect Director Gary A. Griffiths | For | For | Management | ||||
1.5 | Elect Director Hagi Schwartz | For | For | Management | ||||
1.6 | Elect Director Ronald D. Verdoorn | For | For | Management | ||||
1.7 | Elect Director Douglas R. King | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
SINCLAIR BROADCAST GROUP, INC.
Ticker: | SBGI | Security ID: | 829226109 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David D. Smith | For | For | Management | ||||
1.2 | Elect Director Frederick G. Smith | For | For | Management | ||||
1.3 | Elect Director J. Duncan Smith | For | For | Management | ||||
1.4 | Elect Director Robert E. Smith | For | For | Management | ||||
1.5 | Elect Director Basil A. Thomas | For | For | Management | ||||
1.6 | Elect Director Lawrence E. McCanna | For | For | Management | ||||
1.7 | Elect Director Daniel C. Keith | For | For | Management | ||||
1.8 | Elect Director Martin R. Leader | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
SNYDER’S-LANCE, INC.
Ticker: | LNCE | Security ID: | 833551104 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director C. Peter Carlucci, Jr. | For | For | Management | ||||
1.2 | Elect Director James W. Johnston | For | For | Management | ||||
1.3 | Elect Director W. J. Prezzano | For | For | Management | ||||
1.4 | Elect Director Patricia A. Warehime | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
SYNOVIS LIFE TECHNOLOGIES, INC.
Ticker: | SYNO | Security ID: | 87162G105 | |||
Meeting Date: | MAR 03, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William G. Kobi | For | For | Management |
1.2 | Elect Director Richard W. Kramp | For | For | Management | ||||
1.3 | Elect Director Karen Gilles Larson | For | For | Management | ||||
1.4 | Elect Director Mark F. Palma | For | For | Management | ||||
1.5 | Elect Director Richard W. Perkins | For | For | Management | ||||
1.6 | Elect Director Timothy M. Scanlan | For | For | Management | ||||
1.7 | Elect Director John D. Seaberg | For | For | Management | ||||
1.8 | Elect Director Sven A. Wehrwein | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
TCF FINANCIAL CORPORATION
Ticker: | TCB | Security ID: | 872275102 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Raymond L. Barton | For | For | Management | ||||
1.2 | Elect Director Peter Bell | For | For | Management | ||||
1.3 | Elect Director William F. Bieber | For | For | Management | ||||
1.4 | Elect Director Theodore J. Bigos | For | For | Management | ||||
1.5 | Elect Director William A. Cooper | For | For | Management | ||||
1.6 | Elect Director Thomas A. Cusick | For | For | Management | ||||
1.7 | Elect Director Luella G. Goldberg | For | For | Management | ||||
1.8 | Elect Director Karen L. Grandstrand | For | For | Management | ||||
1.9 | Elect Director George G. Johnson | For | For | Management | ||||
1.10 | Elect Director Vance K. Opperman | For | For | Management | ||||
1.11 | Elect Director Gregory J. Pulles | For | For | Management | ||||
1.12 | Elect Director Gerald A. Schwalbach | For | For | Management | ||||
1.13 | Elect Director Ralph Strangis | For | For | Management | ||||
1.14 | Elect Director Barry N. Winslow | For | For | Management | ||||
1.15 | Elect Director Richard A. Zona | For | For | Management | ||||
2 | Amend Nonqualified Employee Stock Purchase Plan | For | Against | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
8 | Ratify Auditors | For | For | Management |
TENNECO INC.
Ticker: | TEN | Security ID: | 880349105 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Charles W. Cramb | For | For | Management | ||||
2 | Elect Director Dennis J. Letham | For | For | Management | ||||
3 | Elect Director Hari N. Nair | For | For | Management | ||||
4 | Elect Director Roger B. Porter | For | For | Management | ||||
5 | Elect Director David B. Price, Jr. | For | For | Management | ||||
6 | Elect Director Gregg M. Sherrill | For | For | Management | ||||
7 | Elect Director Paul T. Stecko | For | For | Management | ||||
8 | Elect Director Mitsunobu Takeuchi | For | For | Management | ||||
9 | Elect Director Jane L. Warner | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
TEREX CORPORATION
Ticker: | TEX | Security ID: | 880779103 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ronald M. Defeo | For | For | Management | ||||
1.2 | Elect Director G. Chris Andersen | For | For | Management | ||||
1.3 | Elect Director Paula H.J. Cholmondeley | For | For | Management | ||||
1.4 | Elect Director Don Defosset | For | For | Management | ||||
1.5 | Elect Director Thomas J. Hansen | For | For | Management | ||||
1.6 | Elect Director David A. Sachs | For | For | Management | ||||
1.7 | Elect Director Oren G. Shaffer | For | For | Management | ||||
1.8 | Elect Director David C. Wang | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
TESORO CORPORATION
Ticker: | TSO | Security ID: | 881609101 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Rodney F. Chase | For | For | Management | ||||
2 | Elect Director Gregory J. Goff | For | For | Management | ||||
3 | Elect Director Robert W. Goldman | For | For | Management | ||||
4 | Elect Director Steven H. Grapstein | For | For | Management | ||||
5 | Elect Director J.w. Nokes | For | For | Management | ||||
6 | Elect Director Susan Tomasky | For | For | Management | ||||
7 | Elect Director Michael E. Wiley | For | For | Management | ||||
8 | Elect Director Patrick Y. Yang | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
11 | Approve Omnibus Stock Plan | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Report on Accident Risk Reduction Efforts | Against | For | Shareholder |
TETRA TECH, INC.
Ticker: | TTEK | Security ID: | 88162G103 | |||
Meeting Date: | MAR 01, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dan L. Batrack | For | For | Management | ||||
1.2 | Elect Director Hugh M. Grant | For | For | Management | ||||
1.3 | Elect Director Patrick C. Haden | For | For | Management |
1.4 | Elect Director J. Christopher Lewis | For | For | Management | ||||
1.5 | Elect Director Albert E. Smith | For | For | Management | ||||
1.6 | Elect Director J. Kenneth Thompson | For | For | Management | ||||
1.7 | Elect Director Richard H. Truly | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
THE HAIN CELESTIAL GROUP, INC.
Ticker: | HAIN | Security ID: | 405217100 | |||
Meeting Date: | NOV 18, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Irwin D. Simon | For | For | Management | ||||
1.2 | Elect Director Barry J. Alperin | For | For | Management | ||||
1.3 | Elect Director Richard C. Berke | For | Withhold | Management | ||||
1.4 | Elect Director Jack Futterman | For | Withhold | Management | ||||
1.5 | Elect Director Marina Hahn | For | For | Management | ||||
1.6 | Elect Director Brett Icahn | For | For | Management | ||||
1.7 | Elect Director Roger Meltzer | For | Withhold | Management | ||||
1.8 | Elect Director David Schechter | For | For | Management | ||||
1.9 | Elect Director Lewis D. Schiliro | For | Withhold | Management | ||||
1.10 | Elect Director Lawrence S. Zilavy | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Provide Right to Call Special Meeting | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
THE SHAW GROUP INC.
Ticker: | SHAW | Security ID: | 820280105 | |||
Meeting Date: | JAN 17, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J.M. Bernhard, Jr. | For | For | Management | ||||
1.2 | Elect Director James F. Barker | For | For | Management | ||||
1.3 | Elect Director Thos. E. Capps | For | For | Management | ||||
1.4 | Elect Director Daniel A. Hoffler | For | For | Management | ||||
1.5 | Elect Director David W. Hoyle | For | For | Management | ||||
1.6 | Elect Director Michael J. Mancuso | For | For | Management | ||||
1.7 | Elect Director Albert D. McAlister | For | For | Management | ||||
1.8 | Elect Director Stephen R. Tritch | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management |
THOMPSON CREEK METALS COMPANY INC.
Ticker: | TCM | Security ID: | 884768102 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Denis C. Arsenault as Director | For | For | Management | ||||
1.2 | Elect Carol T. Banducci as Director | For | For | Management | ||||
1.3 | Elect James L. Freer as Director | For | For | Management | ||||
1.4 | Elect James P. Geyer as Director | For | For | Management | ||||
1.5 | Elect Timothy J. Haddon as Director | For | For | Management | ||||
1.6 | Elect Kevin Loughrey as Director | For | For | Management | ||||
1.7 | Elect Thomas J. O’Neil as Director | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
TOLL BROTHERS, INC.
Ticker: | TOL | Security ID: | 889478103 | |||
Meeting Date: | MAR 16, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert I. Toll | For | For | Management |
1.2 | Elect Director Bruce E. Toll | For | For | Management | ||||
1.3 | Elect Director Christine N. Garvey | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
TRIPLE-S MANAGEMENT CORPORATION
Ticker: | GTS | Security ID: | 896749108 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Adamina Soto-Martinez | For | For | Management | ||||
2 | Elect Director Jorge Fuentes-Benejam | For | For | Management | ||||
3 | Elect Director Francisco Tonarely | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
TRUEBLUE, INC.
Ticker: | TBI | Security ID: | 89785X101 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Steven C. Cooper | For | For | Management | ||||
2 | Elect Director Thomas E. McChesney | For | For | Management | ||||
3 | Elect Director Gates McKibbin | For | For | Management | ||||
4 | Elect Director Jeffrey B. Sakaguchi | For | For | Management | ||||
5 | Elect Director Joseph P. Sambataro, Jr. | For | For | Management | ||||
6 | Elect Director Bonnie W. Soodik | For | For | Management | ||||
7 | Elect Director William W. Steele | For | For | Management |
8 | Elect Director Craig E. Tall | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Other Business | For | Against | Management |
UNISYS CORPORATION
Ticker: | UIS | Security ID: | 909214306 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director J. Edward Coleman | For | For | Management | ||||
2 | Elect Director James J. Duderstadt | For | For | Management | ||||
3 | Elect Director Henry C. Duques | For | For | Management | ||||
4 | Elect Director Matthew J. Espe | For | For | Management | ||||
5 | Elect Director Denise K. Fletcher | For | For | Management | ||||
6 | Elect Director Leslie F. Kenne | For | For | Management | ||||
7 | Elect Director Charles B. McQuade | For | For | Management | ||||
8 | Elect Director Paul E. Weaver | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Increase Authorized Common Stock | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
UNITED STATES STEEL CORPORATION
Ticker: | X | Security ID: | 912909108 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard A. Gephardt | For | For | Management | ||||
1.2 | Elect Director Glenda G. McNeal | For | For | Management | ||||
1.3 | Elect Director Graham B. Spanier | For | For | Management | ||||
1.4 | Elect Director Patricia A. Tracey | For | For | Management |
1.5 | Elect Director John J. Engel | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
UNITEK GLOBAL SERVICES, INC.
Ticker: | UNTK | Security ID: | 91324T302 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter Giacalone | For | For | Management | ||||
1.2 | Elect Director Peter Brodsky | For | For | Management | ||||
1.3 | Elect Director Robert F. Stott | For | For | Management | ||||
1.4 | Elect Director C. Scott Hisey | For | For | Management | ||||
1.5 | Elect Director Joseph Colonnetta | For | For | Management | ||||
1.6 | Elect Director Richard Siber | For | For | Management | ||||
1.7 | Elect Director Michael Montelongo | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
USA TRUCK, INC.
Ticker: | USAK | Security ID: | 902925106 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William H. Hanna | For | For | Management | ||||
1.2 | Elect Director James D. Simpson, III | For | For | Management | ||||
2 | Provide Right to Act by Written Consent | For | Against | Management | ||||
3 | Amend Bylaws to Extend Deadline for Stockholder Proposals | For | Against | Management | ||||
4 | Amend Bylaws to Include Stockholder Information with Submission of Proposals | For | Against | Management | ||||
5 | Amend Bylaws Relating Stockholders Eligible to Submit Proposals | For | Against | Management |
6 | Amend Bylaws to Establish a Separate Nominating and Corporate Governance Committee | For | For | Management | ||||
7 | Permit Board to Amend Bylaws Without Shareholder Consent | For | Against | Management | ||||
8 | Adopt Nomination Procedures for the Board | For | Against | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
VITRAN CORPORATION INC.
Ticker: | VTN | Security ID: | 92850E107 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard D. McGraw | For | For | Management | ||||
1.2 | Elect Director Richard E. Gaetz | For | For | Management | ||||
1.3 | Elect Director William S. Deluce | For | For | Management | ||||
1.4 | Elect Director Anthony F. Griffiths | For | For | Management | ||||
1.5 | Elect Director John R. Gossling | For | For | Management | ||||
1.6 | Elect Director Georges L. Hebert | For | For | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Ticker: | WAB | Security ID: | 929740108 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Emilio A. Fernandez | For | For | Management | ||||
1.2 | Elect Director Lee B. Foster II | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
TCW SELECT EQUITIES FUND
ACE LIMITED
Ticker: | ACE | Security ID: | H0023R105 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Evan G. Greenberg as Director | For | For | Management | ||||
1.2 | Elect Leo F. Mullin as Director | For | For | Management | ||||
1.3 | Elect Olivier Steimer as Director | For | For | Management | ||||
1.4 | Elect Michael P. Connors as Director | For | For | Management | ||||
1.5 | Elect Eugene B. Shanks, Jr as Director | For | For | Management | ||||
1.6 | Elect John A. Krol as Director | For | For | Management | ||||
2.1 | Approve Annual Report | For | For | Management | ||||
2.2 | Accept Statutory Financial Statements | For | For | Management | ||||
2.3 | Accept Consolidated Financial Statements | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends | For | For | Management | ||||
4 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
5.1 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Management | ||||
5.2 | Ratify Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm as Auditors | For | For | Management | ||||
5.3 | Ratify BDO AG as Special Auditors | For | For | Management | ||||
6 | Approve Dividend Distribution from Legal Reserves | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
8 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
ALLERGAN, INC.
Ticker: | AGN | Security ID: | 018490102 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Deborah Dunsire | For | For | Management | ||||
2 | Elect Director Trevor M. Jones | For | For | Management | ||||
3 | Elect Director Louis J. Lavigne, Jr. | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
7 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
8 | Approve Omnibus Stock Plan | For | For | Management | ||||
9 | Declassify the Board of Directors | For | For | Management |
AMAZON.COM, INC.
Ticker: | AMZN | Security ID: | 023135106 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Jeffrey P. Bezos | For | For | Management | ||||
2 | Elect Director Tom A. Alberg | For | For | Management | ||||
3 | Elect Director John Seely Brown | For | For | Management | ||||
4 | Elect Director William B. Gordon | For | For | Management | ||||
5 | Elect Director Alain Monie | For | For | Management | ||||
6 | Elect Director Jonathan J. Rubinstein | For | For | Management | ||||
7 | Elect Director Thomas O. Ryder | For | For | Management | ||||
8 | Elect Director Patricia Q. Stonesifer | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
11 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
12 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||
13 | Report on Climate Change | Against | Against | Shareholder |
AMERICAN TOWER CORPORATION
Ticker: | AMT | Security ID: | 029912201 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Raymond P. Dolan | For | For | Management | ||||
2 | Elect Director Ronald M. Dykes | For | For | Management | ||||
3 | Elect Director Carolyn F. Katz | For | For | Management | ||||
4 | Elect Director Gustavo Lara Cantu | For | For | Management | ||||
5 | Elect Director Joann A. Reed | For | For | Management | ||||
6 | Elect Director Pamela D.A. Reeve | For | For | Management | ||||
7 | Elect Director David E. Sharbutt | For | For | Management | ||||
8 | Elect Director James D. Taiclet, Jr. | For | For | Management | ||||
9 | Elect Director Samme L. Thompson | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
APPLE INC.
Ticker: | AAPL | Security ID: | 037833100 | |||
Meeting Date: | FEB 23, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William V. Campbell | For | For | Management | ||||
1.2 | Elect Director Millard S. Drexler | For | For | Management | ||||
1.3 | Elect Director Albert A. Gore, Jr. | For | For | Management | ||||
1.4 | Elect Director Steven P. Jobs | For | For | Management |
1.5 | Elect Director Andrea Jung | For | For | Management | ||||
1.6 | Elect Director Arthur D. Levinson | For | For | Management | ||||
1.7 | Elect Director Ronald D. Sugar | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Adopt Policy on Succession Planning | Against | Against | Shareholder | ||||
6 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
ARM HOLDINGS PLC
Ticker: | ARM | Security ID: | 042068106 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4 | Elect Larry Hirst as Director | For | For | Management | ||||
5 | Elect Janice Roberts as Director | For | For | Management | ||||
6 | Elect Andy Green as Director | For | For | Management | ||||
7 | Re-elect Doug Dunn as Director | For | For | Management | ||||
8 | Re-elect Warren East as Director | For | For | Management | ||||
9 | Re-elect Tudor Brown as Director | For | For | Management | ||||
10 | Re-elect Mike Inglis as Director | For | For | Management | ||||
11 | Re-elect Mike Muller as Director | For | For | Management | ||||
12 | Re-elect Kathleen O’Donovan as Director | For | For | Management | ||||
13 | Re-elect Philip Rowley as Director | For | For | Management | ||||
14 | Re-elect Tim Score as Director | For | For | Management | ||||
15 | Re-elect Simon Segars as Director | For | For | Management | ||||
16 | Re-elect Young Sohn as Director | For | For | Management | ||||
17 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management | ||||
18 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
19 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management |
21 | Authorise Market Purchase | For | For | Management | ||||
22 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | Against | Management |
C.H. ROBINSON WORLDWIDE, INC.
Ticker: | CHRW | Security ID: | 12541W209 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert Ezrilov | For | For | Management | ||||
2 | Elect Director Wayne M. Fortun | For | For | Management | ||||
3 | Elect Director Brian P. Short | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Declassify the Board of Directors | Against | For | Shareholder |
CERNER CORPORATION
Ticker: | CERN | Security ID: | 156782104 | |||
Meeting Date: | MAY 27, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Denis A. Cortese | For | For | Management | ||||
2 | Elect Director John C. Danforth | For | For | Management | ||||
3 | Elect Director Neal L. Patterson | For | For | Management | ||||
4 | Elect Director William D. Zollars | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
8 | Approve Omnibus Stock Plan | For | For | Management | ||||
9 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
10 | Increase Authorized Common Stock | For | For | Management | ||||
11 | Eliminate Class of Preferred Stock | For | For | Management |
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | NOV 18, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carol A. Bartz | For | For | Management | ||||
2 | Elect Director M. Michele Burns | For | For | Management | ||||
3 | Elect Director Michael D. Capellas | For | For | Management | ||||
4 | Elect Director Larry R. Carter | For | For | Management | ||||
5 | Elect Director John T. Chambers | For | For | Management | ||||
6 | Elect Director Brian L. Halla | For | For | Management | ||||
7 | Elect Director John L. Hennessy | For | For | Management | ||||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||||
9 | Elect Director Roderick C. Mcgeary | For | For | Management | ||||
10 | Elect Director Michael K. Powell | For | For | Management | ||||
11 | Elect Director Arun Sarin | For | For | Management | ||||
12 | Elect Director Steven M. West | For | For | Management | ||||
13 | Elect Director Jerry Yang | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
17 | Report on Internet Fragmentation | Against | Against | Shareholder | ||||
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Against | Against | Shareholder |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: | CTSH | Security ID: | 192446102 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert W. Howe | For | For | Management | ||||
2 | Elect Director Robert E. Weissman | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Increase Authorized Common Stock | For | For | Management | ||||
6 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
7 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
COSTCO WHOLESALE CORPORATION
Ticker: | COST | Security ID: | 22160K105 | |||
Meeting Date: | JAN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 22, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Susan L. Decker | For | For | Management | ||||
1.2 | Elect Director Richard M. Libenson | For | For | Management | ||||
1.3 | Elect Director John W. Meisenbach | For | For | Management | ||||
1.4 | Elect Director Charles T. Munger | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
CVS CAREMARK CORPORATION
Ticker: | CVS | Security ID: | 126650100 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Edwin M. Banks | For | For | Management | ||||
2 | Elect Director C. David Brown II | For | For | Management |
3 | Elect Director David W. Dorman | For | For | Management | ||||
4 | Elect Director Anne M. Finucane | For | For | Management | ||||
5 | Elect Director Kristen Gibney Williams | For | For | Management | ||||
6 | Elect Director Marian L. Heard | For | For | Management | ||||
7 | Elect Director Larry J. Merlo | For | For | Management | ||||
8 | Elect Director Jean-Pierre Millon | For | For | Management | ||||
9 | Elect Director Terrence Murray | For | For | Management | ||||
10 | Elect Director C.A. Lance Piccolo | For | For | Management | ||||
11 | Elect Director Richard J. Swift | For | For | Management | ||||
12 | Elect Director Tony L. White | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Report on Political Contributions | Against | For | Shareholder | ||||
17 | Provide Right to Act by Written Consent | Against | For | Shareholder |
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Ticker: | EXPD | Security ID: | 302130109 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Mark A. Emmert | For | For | Management | ||||
2 | Elect Director R. Jordan Gates | For | For | Management | ||||
3 | Elect Director Dan P. Kourkoumelis | For | For | Management | ||||
4 | Elect Director Michael J. Malone | For | For | Management | ||||
5 | Elect Director John W. Meisenbach | For | For | Management | ||||
6 | Elect Director Peter J. Rose | For | For | Management | ||||
7 | Elect Director James L.k. Wang | For | For | Management | ||||
8 | Elect Director Robert R. Wright | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
11 | Approve Stock Option Plan | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
FMC TECHNOLOGIES, INC.
Ticker: | FTI | Security ID: | 30249U101 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director C. Maury Devine | For | For | Management | ||||
2 | Elect Director John T. Gremp | For | For | Management | ||||
3 | Elect Director Thomas M. Hamilton | For | For | Management | ||||
4 | Elect Director Richard A. Pattarozzi | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
8 | Increase Authorized Common Stock | For | For | Management |
GOOGLE INC.
Ticker: | GOOG | Security ID: | 38259P508 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry Page | For | For | Management | ||||
1.2 | Elect Director Sergey Brin | For | For | Management | ||||
1.3 | Elect Director Eric E. Schmidt | For | For | Management | ||||
1.4 | Elect Director L. John Doerr | For | For | Management | ||||
1.5 | Elect Director John L. Hennessy | For | For | Management | ||||
1.6 | Elect Director Ann Mather | For | For | Management | ||||
1.7 | Elect Director Paul S. Otellini | For | For | Management | ||||
1.8 | Elect Director K. Ram Shriram | For | For | Management | ||||
1.9 | Elect Director Shirley M. Tilghman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder |
7 | Reduce Supermajority Vote Requirement | Against | For | Shareholder | ||||
8 | Report on Code of Conduct Compliance | Against | Against | Shareholder |
INTUITIVE SURGICAL, INC.
Ticker: | ISRG | Security ID: | 46120E602 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Floyd D. Loop | For | For | Management | ||||
2 | Elect Director George Stalk Jr. | For | For | Management | ||||
3 | Elect Director Craig H. Barratt | For | For | Management | ||||
4 | Amend Stock Option Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
7 | Ratify Auditors | For | For | Management |
LIFE TECHNOLOGIES CORPORATION
Ticker: | LIFE | Security ID: | 53217V109 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Balakrishnan S. Iyer | For | For | Management | ||||
2 | Elect Director Gregory T. Lucier | For | For | Management | ||||
3 | EleElect Director Ronald A. Matricaria | For | For | Management | ||||
4 | Elect Director David C. U Prichard | For | For | Management | ||||
5 | Elect Director William H. Longfield | For | For | Management | ||||
6 | Elect Director Ora H. Pescovitz | For | For | Management | ||||
7 | Ratify Auditors | For | For | Management | ||||
8 | Amend Certificate of Incorporation | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | Two Years | Two Years | Management |
MEAD JOHNSON NUTRITION COMPANY
Ticker: | MJN | Security ID: | 582839106 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stephen W. Golsby | For | For | Management | ||||
1.2 | Elect Director Steven M. Altschuler | For | For | Management | ||||
1.3 | Elect Director Howard B. Bernick | For | For | Management | ||||
1.4 | Elect Director Kimberly A. Casiano | For | For | Management | ||||
1.5 | Elect Director Anna C. Catalano | For | For | Management | ||||
1.6 | Elect Director Celeste A. Clark | For | For | Management | ||||
1.7 | Elect Director James M. Cornelius | For | For | Management | ||||
1.8 | Elect Director Peter G. Ratcliffe | For | For | Management | ||||
1.9 | Elect Director Elliott Sigal | For | For | Management | ||||
1.10 | Elect Director Robert S. Singer | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
OCCIDENTAL PETROLEUM CORPORATION
Ticker: | OXY | Security ID: | 674599105 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Spencer Abraham | For | For | Management | ||||
2 | Elect Director Howard I. Atkins | For | For | Management | ||||
3 | Elect Director Stephen I. Chazen | For | For | Management | ||||
4 | Elect Director Edward P. Djerejian | For | For | Management | ||||
5 | Elect Director John E. Feick | For | For | Management | ||||
6 | Elect Director Margaret M. Foran | For | For | Management | ||||
7 | Elect Director Carlos M. Gutierrez | For | For | Management | ||||
8 | Elect Director Ray R. Irani | For | For | Management | ||||
9 | Elect Director Avedick B. Poladian | For | For | Management | ||||
10 | Elect Director Rodolfo Segovia | For | For | Management |
11 | Elect Director Aziz D. Syriani | For | For | Management | ||||
12 | Elect Director Rosemary Tomich | For | For | Management | ||||
13 | Elect Director Walter L. Weisman | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
17 | Review Political Expenditures and Processes | Against | For | Shareholder | ||||
18 | Request Director Nominee with Environmental Qualifications | Against | Against | Shareholder |
OCEANEERING INTERNATIONAL, INC.
Ticker: | OII | Security ID: | 675232102 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director T. Jay Collins | For | For | Management | ||||
1.2 | Elect Director D. Michael Hughes | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
PRAXAIR, INC.
Ticker: | PX | Security ID: | 74005P104 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stephen F. Angel | For | For | Management | ||||
1.2 | Elect Director Oscar Bernardes | For | For | Management | ||||
1.3 | Elect Director Nance K. Dicciani | For | For | Management | ||||
1.4 | Elect Director Edward G. Galante | For | For | Management | ||||
1.5 | Elect Director Claire W. Gargalli | For | For | Management | ||||
1.6 | Elect Director Ira D. Hall | For | For | Management |
1.7 | Elect Director Raymond W. LeBoeuf | For | For | Management | ||||
1.8 | Elect Director Larry D. McVay | For | For | Management | ||||
1.9 | Elect Director Wayne T. Smith | For | For | Management | ||||
1.10 | Elect Director Robert L. Wood | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management |
PRICELINE.COM INCORPORATED
Ticker: | PCLN | Security ID: | 741503403 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffery H. Boyd | For | For | Management | ||||
1.2 | Elect Director Ralph M. Bahna | For | For | Management | ||||
1.3 | Elect Director Howard W. Barker, Jr. | For | For | Management | ||||
1.4 | Elect Director Jan L. Docter | For | For | Management | ||||
1.5 | Elect Director Jeffrey E. Epstein | For | For | Management | ||||
1.6 | Elect Director James M. Guyette | For | For | Management | ||||
1.7 | Elect Director Nancy B. Peretsman | For | For | Management | ||||
1.8 | Elect Director Craig W. Rydin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Provide Right to Act by Written Consent | Against | For | Shareholder |
QUALCOMM INCORPORATED
Ticker: | QCOM | Security ID: | 747525103 | |||
Meeting Date: | MAR 08, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Barbara T. Alexander | For | For | Management | ||||
1.2 | Elect Director Stephen M. Bennett | For | For | Management | ||||
1.3 | Elect Director Donald G. Cruickshank | For | For | Management | ||||
1.4 | Elect Director Raymond V. Dittamore | For | For | Management | ||||
1.5 | Elect Director Thomas W. Horton | For | For | Management | ||||
1.6 | Elect Director Irwin Mark Jacobs | For | For | Management | ||||
1.7 | Elect Director Paul E. Jacobs | For | For | Management | ||||
1.8 | Elect Director Robert E. Kahn | For | For | Management | ||||
1.9 | Elect Director Sherry Lansing | For | For | Management | ||||
1.10 | Elect Director Duane A. Nelles | For | For | Management | ||||
1.11 | Elect Director Francisco Ros | For | For | Management | ||||
1.12 | Elect Director Brent Scowcroft | For | For | Management | ||||
1.13 | Elect Director Marc I. Stern | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
7 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
RESEARCH IN MOTION LTD
Ticker: | RIM | Security ID: | 760975102 | |||
Meeting Date: | JUL 13, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 25, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect James L. Balsillie as Director | For | For | Management | ||||
1.2 | Elect Mike Lazaridis as Director | For | For | Management | ||||
1.3 | Elect James Estill as Director | For | For | Management | ||||
1.4 | Elect David Kerr as Director | For | For | Management | ||||
1.5 | Elect Roger Martin as Director | For | For | Management | ||||
1.6 | Elect John Richardson as Director | For | For | Management | ||||
1.7 | Elect Barbara Stymiest as Director | For | For | Management | ||||
1.8 | Elect Antonio Viana-Baptista as Director | For | For | Management | ||||
1.9 | Elect John Wetmore as Director | For | For | Management | ||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
ROCKWELL AUTOMATION, INC.
Ticker: | ROK | Security ID: | 773903109 | |||
Meeting Date: | FEB 01, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 06, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Donald R. Parfet | For | For | Management | ||||
1.2 | Elect Director Steven R. Kalmanson | For | For | Management | ||||
1.3 | Elect Director James P. Keane | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
SALESFORCE.COM, INC.
Ticker: | CRM | Security ID: | 79466L302 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Marc Benioff | For | For | Management | ||||
2 | Elect Director Craig Conway | For | For | Management | ||||
3 | Elect Director Alan Hassenfeld | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Declassify the Board of Directors | Against | For | Shareholder |
SCHLUMBERGER LIMITED
Ticker: | SLB | Security ID: | 806857108 | |||
Meeting Date: | APR 06, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Philippe Camus | For | For | Management | ||||
1.2 | Elect Director Peter L.S. Currie | For | For | Management | ||||
1.3 | Elect Director Andrew Gould | For | For | Management | ||||
1.4 | Elect Director Tony Isaac | For | For | Management | ||||
1.5 | Elect Director K. Vaman Kamath | For | For | Management | ||||
1.6 | Elect Director Nikolay Kudryavtsev | For | For | Management | ||||
1.7 | Elect Director Adrian Lajous | For | For | Management | ||||
1.8 | Elect Director Michael E. Marks | For | For | Management | ||||
1.9 | Elect Director Elizabeth Moler | For | For | Management | ||||
1.10 | Elect Director Leo Rafael Reif | For | For | Management | ||||
1.11 | Elect Director Tore I. Sandvold | For | For | Management | ||||
1.12 | Elect Director Henri Seydoux | For | For | Management | ||||
1.13 | Elect Director Paal Kibsgaard | For | For | Management | ||||
1.14 | Elect Director Lubna S. Olayan | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Two Years | Two Years | Management | ||||
4 | Increase Authorized Common Stock | For | For | Management | ||||
5 | Adopt Plurality Voting for Contested Election of Directors | For | For | Management | ||||
6 | Adopt and Approve Financials and Dividends | For | For | Management | ||||
7 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
SILVER WHEATON CORP.
Ticker: | SLW | Security ID: | 828336107 | |||
Meeting Date: | MAY 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Peter D. Barnes as Director | For | For | Management | ||||
1.2 | Elect Lawrence I. Bell as Director | For | For | Management | ||||
1.3 | Elect George L. Brack as Director | For | For | Management | ||||
1.4 | Elect John A. Brough as Director | For | For | Management |
1.5 | Elect R. Peter Gillin as Director | For | For | Management | ||||
1.6 | Elect Douglas M. Holtby as Director | For | For | Management | ||||
1.7 | Elect Eduardo Luna as Director | For | For | Management | ||||
1.8 | Elect Wade D. Nesmith as Director | For | For | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
THE CHARLES SCHWAB CORPORATION
Ticker: | SCHW | Security ID: | 808513105 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Frank C. Herringer | For | For | Management | ||||
2 | Elect Director Stephen T. McLin | For | For | Management | ||||
3 | Elect Director Charles R. Schwab | For | For | Management | ||||
4 | Elect Director Roger O. Walther | For | For | Management | ||||
5 | Elect Director Robert N. Wilson | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Amend Omnibus Stock Plan | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
10 | Report on Political Contributions | Against | For | Shareholder | ||||
11 | Declassify the Board of Directors | None | For | Shareholder |
THE PROCTER & GAMBLE COMPANY
Ticker: | PG | Security ID: | 742718109 | |||
Meeting Date: | OCT 12, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Angela F. Braly | For | For | Management | ||||
2 | Elect Director Kenneth I. Chenault | For | For | Management | ||||
3 | Elect Director Scott D. Cook | For | For | Management | ||||
4 | Elect Director Rajat K. Gupta | For | For | Management |
5 | Elect Director Robert A. Mcdonald | For | For | Management | ||||
6 | Elect Director W. James Mcnerney, Jr. | For | For | Management | ||||
7 | Elect Director Johnathan A. Rodgers | For | For | Management | ||||
8 | Elect Director Mary A. Wilderotter | For | For | Management | ||||
9 | Elect Director Patricia A. Woertz | For | For | Management | ||||
10 | Elect Director Ernesto Zedillo | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Provide for Cumulative Voting | Against | For | Shareholder |
VARIAN MEDICAL SYSTEMS, INC.
Ticker: | VAR | Security ID: | 92220P105 | |||
Meeting Date: | FEB 10, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Susan L. Bostrom | For | For | Management | ||||
1.2 | Elect Director Richard M. Levy | For | For | Management | ||||
1.3 | Elect Director Venkatraman Thyagarajan | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
VISA INC.
Ticker: | V | Security ID: | 92826C839 | |||
Meeting Date: | JAN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||
3.1 | Elect Director Gary P. Coughlan | For | For | Management | ||||
3.2 | Elect Director Mary B. Cranston | For | For | Management | ||||
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | For | For | Management |
3.4 | Elect Director Robert W. Matschullat | For | For | Management | ||||
3.5 | Elect Director Cathy E. Minehan | For | For | Management | ||||
3.6 | Elect Director Suzanne Nora Johnson | For | For | Management | ||||
3.7 | Elect Director David J. Pang | For | For | Management | ||||
3.8 | Elect Director Joseph W. Saunders | For | For | Management | ||||
3.9 | Elect Director William S. Shanahan | For | For | Management | ||||
3.10 | Elect Director John A. Swainson | For | For | Management | ||||
4.1 | Elect Director Suzanne Nora Johnson | For | For | Management | ||||
4.2 | Elect Director Joseph W. Saunders | For | For | Management | ||||
4.3 | Elect Director John A. Swainson | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
TCW SHORT TERM BOND FUND
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
TWC SMALL CAP GROWTH FUND
3PAR INC.
Ticker: | PAR | Security ID: | 88580F109 | |||
Meeting Date: | SEP 09, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mark A. Jung | For | For | Management | ||||
1.2 | Elect Director David C. Scott | For | For | Management | ||||
1.3 | Elect Director Michael J. Sheridan | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
7 DAYS GROUP HOLDINGS LTD.
Ticker: | SVN | Security ID: | 81783J101 | |||
Meeting Date: | NOV 05, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 24, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Re-elect Boquan He, Minjian Shi, Miao Chi, Meng Ann Lim, Wee Seng Tan and Bin Dai as Directors | For | For | Management | ||||
2 | Ratify KPMG as Auditors | For | For | Management |
ARDEA BIOSCIENCES, INC.
Ticker: | RDEA | Security ID: | 03969P107 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Felix J. Baker, Ph.D. | For | For | Management | ||||
1.2 | Elect Director Wendy L. Dixon, Ph.D. | For | For | Management | ||||
1.3 | Elect Director Henry J. Fuchs, M.D. | For | For | Management | ||||
1.4 | Elect Director Craig A. Johnson | For | For | Management | ||||
1.5 | Elect Director John W. Poyhonen | For | For | Management | ||||
1.6 | Elect Director Barry D. Quart | For | For | Management | ||||
1.7 | Elect Director Kevin C. Tang | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ARQULE, INC.
Ticker: | ARQL | Security ID: | 04269E107 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ronald M. Lindsay | For | For | Management | ||||
1.2 | Elect Director William G. Messenger | For | For | Management |
1.3 | Elect Director Patrick J. Zenner | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Amend Non-Employee Director Stock | For | For | Management | ||||
Option Plan | ||||||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ARUBA NETWORKS, INC.
Ticker: | ARUN | Security ID: | 043176106 | |||
Meeting Date: | DEC 10, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dominic P. Orr | For | For | Management | ||||
1.2 | Elect Director Keerti G. Melkote | For | For | Management | ||||
1.3 | Elect Director Bernard Guidon | For | For | Management | ||||
1.4 | Elect Director Emmanuel Hernandez | For | For | Management | ||||
1.5 | Elect Director Michael R. Kourey | For | For | Management | ||||
1.6 | Elect Director Douglas Leone | For | For | Management | ||||
1.7 | Elect Director Willem P. Roelandts | For | For | Management | ||||
1.8 | Elect Director Daniel Warmenhoven | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
ATHENAHEALTH, INC.
Ticker: | ATHN | Security ID: | 04685W103 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jonathan Bush | For | For | Management | ||||
1.2 | Elect Director Brandon H. Hull | For | For | Management | ||||
1.3 | Elect Director William Winkenwerder, Jr | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
AVEO PHARMACEUTICALS, INC.
Ticker: | AVEO | Security ID: | 053588109 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kenneth M. Bate | For | For | Management | ||||
1.2 | Elect Director Ronald A. DePinho, M.D. | For | For | Management | ||||
1.3 | Elect Director Anthony B. Evnin, Ph.D. | For | For | Management | ||||
1.4 | Elect Director Nicholas G. Galakatos, Ph.D. | For | For | Management | ||||
1.5 | Elect Director Tuan Ha-Ngoc | For | For | Management | ||||
1.6 | Elect Director Raju Kucherlapati, Ph.D. | For | For | Management | ||||
1.7 | Elect Director Henri A. Termeer | For | For | Management | ||||
1.8 | Elect Director Kenneth E. Weg | For | For | Management | ||||
1.9 | Elect Director Robert C. Young, M.D. | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Ratify Auditors | For | For | Management |
BERRY PETROLEUM COMPANY
Ticker: | BRY | Security ID: | 085789105 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director R. Busch III | For | For | Management | ||||
1.2 | Elect Director W. Bush | For | For | Management | ||||
1.3 | Elect Director S. Cropper | For | For | Management |
1.4 | Elect Director J. Gaul | For | For | Management | ||||
1.5 | Elect Director S. Hadden | For | For | Management | ||||
1.6 | Elect Director R. Heinemann | For | For | Management | ||||
1.7 | Elect Director T. Jamieson | For | For | Management | ||||
1.8 | Elect Director J. Keller | For | For | Management | ||||
1.9 | Elect Director M. Reddin | For | For | Management | ||||
1.10 | Elect Director M. Young | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
BIOMIMETIC THERAPEUTICS, INC.
Ticker: | BMTI | Security ID: | 09064X101 | |||
Meeting Date: | JUN 14, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Samuel E. Lynch | For | For | Management | ||||
1.2 | Elect Director Larry W. Papasan | For | For | Management | ||||
1.3 | Elect Director James G. Murphy | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Increase Authorized Common Stock | For | For | Management | ||||
4 | Bundled Say on Pay/Golden Parachute Advisory Vote | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
BJ’S RESTAURANTS, INC.
Ticker: | BJRI | Security ID: | 09180C106 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gerald W. Deitchle | For | For | Management | ||||
1.2 | Elect Director James A. Dal Pozzo | For | For | Management | ||||
1.3 | Elect Director J. Roger King | For | For | Management | ||||
1.4 | Elect Director Larry D. Bouts | For | For | Management |
1.5 | Elect Director John F. Grundhofer | For | For | Management | ||||
1.6 | Elect Director Peter A. Bassi | For | For | Management | ||||
1.7 | Elect Director William L. Hyde, Jr. | For | For | Management | ||||
1.8 | Elect Director Lea Anne S. Ottinger | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
BRIGHAM EXPLORATION COMPANY
Ticker: | BEXP | Security ID: | 109178103 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ben M. Brigham | For | For | Management | ||||
1.2 | Elect Director David T. Brigham | For | For | Management | ||||
1.3 | Elect Director Harold D. Carter | For | For | Management | ||||
1.4 | Elect Director Stephen C. Hurley | For | For | Management | ||||
1.5 | Elect Director Stephen P. Reynolds | For | For | Management | ||||
1.6 | Elect Director Hobart A. Smith | For | For | Management | ||||
1.7 | Elect Director Scott W. Tinker | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Amend Non-Employee Director Stock Option Plan | For | For | Management | ||||
6 | Approve Stock Grant to Non-Employee Directors | For | Against | Management |
CALIFORNIA PIZZA KITCHEN, INC.
Ticker: | CPKI | Security ID: | 13054D109 | |||
Meeting Date: | SEP 30, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 31, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Leslie E. Bider | For | For | Management | ||||
1.2 | Elect Director Marshall S. Geller | For | For | Management | ||||
1.3 | Elect Director Larry S. Flax | For | For | Management | ||||
1.4 | Elect Director Charles G. Phillips | For | For | Management | ||||
1.5 | Elect Director Richard L. Rosenfield | For | For | Management | ||||
1.6 | Elect Director Alan I. Rothenberg | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
CAPELLA EDUCATION COMPANY
Ticker: | CPLA | Security ID: | 139594105 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Kevin Gilligan | For | For | Management | ||||
1.2 | Elect Director Mark N. Greene | For | For | Management | ||||
1.3 | Elect Director Michael A. Linton | For | For | Management | ||||
1.4 | Elect Director Michael L. Lomax | For | For | Management | ||||
1.5 | Elect Director Jody G. Miller | For | For | Management | ||||
1.6 | Elect Director Stephen G. Shank | For | For | Management | ||||
1.7 | Elect Director Andrew M. Slavitt | For | For | Management | ||||
1.8 | Elect Director David W. Smith | For | For | Management | ||||
1.9 | Elect Director Jeffrey W. Taylor | For | For | Management | ||||
1.10 | Elect Director Sandra E. Taylor | For | For | Management | ||||
1.11 | Elect Director Darrell R. Tukua | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management |
CARDIOME PHARMA CORP.
Ticker: | COM | Security ID: | 14159U202 | |||
Meeting Date: | JUN 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Robert W. Rieder as Director | For | For | Management | ||||
1.2 | Elect Jackie M. Clegg as Director | For | For | Management | ||||
1.3 | Elect Peter W. Roberts as Director | For | For | Management | ||||
1.4 | Elect Harold H. Shlevin as Director | For | For | Management | ||||
1.5 | Elect Richard M. Glickman as Director | For | For | Management | ||||
1.6 | Elect Douglass J. Janzen as Director | For | For | Management | ||||
1.7 | Elect William L. Hunter as Director | For | For | Management | ||||
2 | Approve KPMG, LLC as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
CAVIUM NETWORKS, INC.
Ticker: | CAVM | Security ID: | 14965A101 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anthony J. Pantuso | For | For | Management | ||||
1.2 | Elect Director C.N. Reddy | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CELLU TISSUE HOLDINGS, INC.
Ticker: | CLU | Security ID: | 151169109 | |||
Meeting Date: | JUL 22, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David L. Ferguson | For | For | Management | ||||
1.2 | Elect Director Russsell C. Taylor | For | For | Management |
CHART INDUSTRIES, INC.
Ticker: | GTLS | Security ID: | 16115Q308 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 29, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Samuel F. Thomas | For | For | Management | ||||
1.2 | Elect Director W. Douglas Brown | For | For | Management | ||||
1.3 | Elect Director Richard E. Goodrich | For | For | Management | ||||
1.4 | Elect Director Steven W. Krablin | For | For | Management | ||||
1.5 | Elect Director Michael W. Press | For | For | Management | ||||
1.6 | Elect Director James M. Tidwell | For | For | Management | ||||
1.7 | Elect Director Thomas L. Williams | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CHELSEA THERAPEUTICS INTERNATIONAL, LTD.
Ticker: | CHTP | Security ID: | 163428105 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Simon Pedder | For | For | Management | ||||
1.2 | Elect Director Michael Weiser | For | For | Management | ||||
1.3 | Elect Director Kevan Clemens | For | For | Management | ||||
1.4 | Elect Director Norman Hardman | For | For | Management | ||||
1.5 | Elect Director Johnson Y.N. Lau | For | For | Management | ||||
1.6 | Elect Director Roger Stoll | For | For | Management | ||||
1.7 | Elect Director William Rueckert | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
CLEAN HARBORS, INC.
Ticker: | CLH | Security ID: | 184496107 | |||
Meeting Date: | MAY 09, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Eugene Banucci | For | For | Management | ||||
1.2 | Elect Director Edward G. Galante | For | For | Management | ||||
1.3 | Elect Director John F. Kaslow | For | For | Management | ||||
1.4 | Elect Director Thomas J. Shields | For | For | Management | ||||
2 | Increase Authorized Common Stock and Reduce Authorized Preferred Stock | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive For | For | Management | |||||
Officers’ Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
CORCEPT THERAPEUTICS INCORPORATED
Ticker: | CORT | Security ID: | 218352102 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director G. Leonard Baker, Jr. | For | For | Management | ||||
1.2 | Elect Director Joseph K. Belanoff, M.D. For | For | Management | |||||
1.3 | Elect Director Joseph C. Cook, Jr. | For | For | Management | ||||
1.4 | Elect Director Patrick G. Enright | For | For | Management | ||||
1.5 | Elect Director David L. Mahoney | For | For | Management | ||||
1.6 | Elect Director Joseph L. Turner | For | For | Management | ||||
1.7 | Elect Director James N. Wilson | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
CORE LABORATORIES NV
Ticker: | CEI | Security ID: | N22717107 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David M. Demshur | For | For | Management | ||||
1.2 | Elect Director Rene R. Joyce | For | For | Management | ||||
1.3 | Elect Director Michael C. Kearney | For | For | Management | ||||
1.4 | Elect Director Jan Willem Sodderland | For | For | Management | ||||
2 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Cancellation of Repurchased Shares | For | For | Management | ||||
4 | Authorize Repurchase of Up to 25.6 Percent of Issued Share Capital | For | For | Management | ||||
5 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 20 Percent of Issued Capital | For | For | Management | ||||
6 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5 | For | For | Management | ||||
7 | Ratify PricewaterhouseCoopers as Auditors | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
DELCATH SYSTEMS, INC.
Ticker: | DCTH | Security ID: | 24661P104 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Eamonn P. Hobbs | For | For | Management | ||||
1.2 | Elect Director Douglas G. Watson | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
DEXCOM, INC.
Ticker: | DXCM | Security ID: | 252131107 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jonathan T. Lord | For | For | Management | ||||
1.2 | Elect Director Eric Topol | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
DYNAVOX INC
Ticker: | DVOX | Security ID: | 26817F104 | |||
Meeting Date: | DEC 01, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 08, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward L. Donnelly, Jr | For | For | Management | ||||
1.2 | Elect Director Michael N. Hammes | For | For | Management | ||||
1.3 | Elect Director Michael J. Herling | For | For | Management | ||||
1.4 | Elect Director Roger C. Holstein | For | For | Management | ||||
1.5 | Elect Director James W. Liken | For | For | Management | ||||
1.6 | Elect Director William E. Mayer | For | For | Management | ||||
1.7 | Elect Director Augustine L. Nieto II | For | For | Management | ||||
1.8 | Elect Director JoAnn A. Reed | For | For | Management | ||||
1.9 | Elect Director Erin L. Russell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
ENZON PHARMACEUTICALS, INC.
Ticker: | ENZN | Security ID: | 293904108 | |||
Meeting Date: | JUL 13, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Rolf A. Classon | For | For | Management | ||||
1.2 | Elect Director Alexander J. Denner | For | For | Management | ||||
1.3 | Elect Director Robert LeBuhn | For | For | Management | ||||
1.4 | Elect Director Harold J. Levy | For | For | Management | ||||
1.5 | Elect Director Richard C. Mulligan | For | For | Management | ||||
1.6 | Elect Director Robert C. Salisbury | For | For | Management | ||||
1.7 | Elect Director Thomas F. Deuel | For | For | Management | ||||
1.8 | Elect Director Richard A. Young | For | For | Management | ||||
2 | Declassify the Board of Directors | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Shareholder | ||||
4 | Ratify Auditors | For | For | Management |
FINANCIAL ENGINES, INC.
Ticker: | FNGN | Security ID: | 317485100 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Blake R. Grossman | For | For | Management | ||||
1.2 | Elect Director Robert A. Huret | For | For | Management | ||||
1.3 | Elect Director Jeffrey N. Maggioncalda | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
FORTINET, INC.
Ticker: | FTNT | Security ID: | 34959E109 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John Walecka | For | For | Management | ||||
1.2 | Elect Director Michael Xie | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
GENOMIC HEALTH, INC.
Ticker: | GHDX | Security ID: | 37244C101 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Randal W. Scott | For | For | Management | ||||
1.2 | Elect Director Kimberly J. Popovits | For | For | Management | ||||
1.3 | Elect Director Julian C. Baker | For | For | Management | ||||
1.4 | Elect Director Fred E. Cohen | For | For | Management | ||||
1.5 | Elect Director Samuel D. Colella | For | For | Management | ||||
1.6 | Elect Director Ginger L. Graham | For | For | Management | ||||
1.7 | Elect Director Randall S. Livingston | For | For | Management | ||||
1.8 | Elect Director Woodrow A. Myers, Jr. | For | For | Management | ||||
2 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
GREEN DOT CORPORATION
Ticker: | GDOT | Security ID: | 39304D102 |
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ross E. Kendell | For | For | Management | ||||
1.2 | Elect Director William H. Ott, Jr. | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
GREEN MOUNTAIN COFFEE ROASTERS, INC.
Ticker: | GMCR | Security ID: | 393122106 | |||
Meeting Date: | MAR 10, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lawrence J. Blanford | For | For | Management | ||||
1.2 | Elect Director Michael J. Mardy | For | For | Management | ||||
1.3 | Elect Director David E. Moran | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
HEARTWARE INTERNATIONAL, INC.
Ticker: | HTWR | Security ID: | 422368100 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Timothy Barberich | For | For | Management | ||||
1.2 | Elect Director C. Raymond Larkin, Jr. | For | For | Management | ||||
1.3 | Elect Director Robert Thomas | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Approve Stock Option Plan Grants to Douglas Godshall | For | For | Management | ||||
6 | Approve Stock Option Plan Grants to Robert Thomas | For | For | Management | ||||
7 | Approve Stock Option Plan Grants to Seth Harrison | For | For | Management | ||||
8 | Approve Stock Option Plan Grants to Timothy Barberich | For | For | Management | ||||
9 | Approve Stock Option Plan Grants to Christine Bennett | For | For | Management | ||||
10 | Approve Stock Option Plan Grants to Charles Raymond Larkin, Jr. | For | For | Management | ||||
11 | Approve Stock Option Plan Grants to Robert Stockman | For | For | Management | ||||
12 | Approve Stock Option Plan Grants to Denis Wade | For | For | Management | ||||
13 | Approve Issuance of Convertible Debentures | For | For | Management | ||||
14 | Broadridge Note: Please vote FOR if you acknowledge that Douglas Godshall may exercise your proxy even if he holds interest in outcome of Proposal 5-12 or vote AGAINST if you have not directed your proxy to vote, Douglas Godshall will not cast your vote | None | For | Management |
HIGHER ONE HOLDINGS, INC.
Ticker: | ONE | Security ID: | 42983D104 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mark Volchek | For | For | Management | ||||
1.2 | Elect Director David Cromwell | For | For | Management | ||||
1.3 | Elect Director Stewart Gross | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Advisory Vote on Say on Pay Frequency | Three | Three Years | Management |
HOUSTON AMERICAN ENERGY CORP.
Ticker: | HUSA | Security ID: | 44183U100 | |||
Meeting Date: | JUN 13, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Terwilliger | For | For | Management | ||||
1.2 | Elect Director O. Lee Tawes, III | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Other Business | For | For | Management |
HUMAN GENOME SCIENCES, INC.
Ticker: | HGSI | Security ID: | 444903108 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard J. Danzig | For | For | Management | ||||
1.2 | Elect Director Colin Goddard | For | For | Management | ||||
1.3 | Elect Director Maxine Gowen | For | For | Management | ||||
1.4 | Elect Director Tuan Ha-Ngoc | For | For | Management | ||||
1.5 | Elect Director A. N. ‘Jerry’ Karabelas | For | For | Management | ||||
1.6 | Elect Director John L. LaMattina | For | For | Management | ||||
1.7 | Elect Director Augustine Lawlor | For | For | Management | ||||
1.8 | Elect Director George J. Morrow | For | For | Management | ||||
1.9 | Elect Director Gregory Norden | For | For | Management | ||||
1.10 | Elect Director H. Thomas Watkins | For | For | Management | ||||
1.11 | Elect Director Robert C. Young | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
IMPAX LABORATORIES, INC.
Ticker: | IPXL | Security ID: | 45256B101 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Leslie Z. Benet | For | For | Management | ||||
1.2 | Elect Director Robert L. Burr | For | For | Management | ||||
1.3 | Elect Director Allen Chao | For | For | Management | ||||
1.4 | Elect Director Nigel Ten Fleming | For | For | Management | ||||
1.5 | Elect Director Larry Hsu | For | For | Management | ||||
1.6 | Elect Director Michael Markbreiter | For | For | Management | ||||
1.7 | Elect Director Peter R. Terreri | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
INSITUFORM TECHNOLOGIES, INC.
Ticker: | INSU | Security ID: | 457667103 | |||
Meeting Date: | APR 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Joseph Burgess | For | For | Management | ||||
1.2 | Elect Director Stephen P. Cortinovis | For | For | Management | ||||
1.3 | Elect Director Stephanie A. Cuskley | For | For | Management | ||||
1.4 | Elect Director John P. Dubinsky | For | For | Management | ||||
1.5 | Elect Director Charles R. Gordon | For | For | Management | ||||
1.6 | Elect Director Juanita H. Hinshaw | For | For | Management | ||||
1.7 | Elect Director M. Richard Smith | For | For | Management | ||||
1.8 | Elect Director Alfred L. Woods | For | For | Management |
2 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
INTERMUNE, INC.
Ticker: | ITMN | Security ID: | 45884X103 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James I. Healy | For | For | Management | ||||
1.2 | Elect Director Louis Drapeau | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
IRONWOOD PHARMACEUTICALS, INC.
Ticker: | IRWD | Security ID: | 46333X108 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bryan E. Roberts, Ph.D. | For | For | Management | ||||
1.2 | Elect Director Peter M. Hecht, Ph.D. | For | For | Management | ||||
1.3 | Elect Director David E. Shaw | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
JANUS CAPITAL GROUP INC.
Ticker: | JNS | Security ID: | 47102X105 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Paul F. Balser | For | For | Management | ||||
2 | Elect Director Jeffrey J. Diermeier | For | For | Management | ||||
3 | Elect Director Glenn S. Schafer | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
KANSAS CITY SOUTHERN
Ticker: | KSU | Security ID: | 485170302 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Henry R. Davis | For | For | Management | ||||
1.2 | Elect Director Robert J. Druten | For | For | Management | ||||
1.3 | Elect Director Rodney E. Slater | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
KIT DIGITAL, INC.
Ticker: | KITD | Security ID: | 482470200 |
Meeting Date: | SEP 30, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 25, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kaleil Isaza Tuzman | For | For | Management | ||||
1.2 | Elect Director Gavin Campion | For | For | Management | ||||
1.3 | Elect Director Robin Smyth | For | For | Management | ||||
1.4 | Elect Director Kamal El-Tayara | For | For | Management | ||||
1.5 | Elect Director Daniel W. Hart | For | For | Management | ||||
1.6 | Elect Director Lars Kroijer | For | For | Management | ||||
1.7 | Elect Director Joseph E. Mullin III | For | For | Management | ||||
1.8 | Elect Director Wayne Walker | For | For | Management | ||||
1.9 | Elect Director Christopher Williams | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
LUFKIN INDUSTRIES, INC.
Ticker: | LUFK | Security ID: | 549764108 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director H. J. Trout, Jr. | For | For | Management | ||||
1.2 | Elect Director J. T. Jongebloed | For | For | Management | ||||
1.3 | Elect Director Suzanne V. Baer | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Increase Authorized Common Stock | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
LUMBER LIQUIDATORS HOLDINGS, INC.
Ticker: | LL | Security ID: | 55003T107 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffrey W. Griffiths | For | For | Management | ||||
1.2 | Elect Director Peter B. Robinson | For | For | Management | ||||
1.3 | Elect Director Martin F. Roper | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MAKO SURGICAL CORP.
Ticker: | MAKO | Security ID: | 560879108 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director S. Morry Blumenfeld, Ph.D. | For | For | Management | ||||
1.2 | Elect Director John G. Freund, M.D. | For | For | Management | ||||
1.3 | Elect Director William D. Pruitt | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
MAP PHARMACEUTICALS, INC.
Ticker: | MAPP | Security ID: | 56509R108 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John G. Freund | For | For | Management | ||||
1.2 | Elect Director H. Ward Wolff | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
MASIMO CORPORATION
Ticker: | MASI | Security ID: | 574795100 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven J. Barker | For | For | Management | ||||
1.2 | Elect Director Sanford Fitch | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
MAXLINEAR INC.
Ticker: | MXL | Security ID: | 57776J100 | |||
Meeting Date: | OCT 29, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kenneth P. Lawler | For | For | Management | ||||
1.2 | Elect Director David E. Liddle | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
MAXLINEAR, INC.
Ticker: | MXL | Security ID: | 57776J100 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Albert J. Moyer | For | For | Management | ||||
1.2 | Elect Director Donald E. Schrock | For | For | Management | ||||
2.1 | Elect Director Curtis Ling | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
MICROSTRATEGY INCORPORATED
Ticker: | MSTR | Security ID: | 594972408 | |||
Meeting Date: | MAY 09, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael J. Saylor | For | For | Management | ||||
1.2 | Elect Director Sanju K. Bansal | For | For | Management | ||||
1.3 | Elect Director Matthew W. Calkins | For | For | Management | ||||
1.4 | Elect Director Robert H. Epstein | For | For | Management | ||||
1.5 | Elect Director David W. LaRue | For | For | Management | ||||
1.6 | Elect Director Jarrod M. Patten | For | For | Management | ||||
1.7 | Elect Director Carl J. Rickertsen | For | For | Management | ||||
1.8 | Elect Director Thomas P. Spahr | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
MYLAN INC.
Ticker: | MYL | Security ID: | 628530107 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert J. Coury | For | For | Management |
1.2 | Elect Director Rodney L. Piatt | For | For | Management | ||||
1.3 | Elect Director Heather Bresch | For | For | Management | ||||
1.4 | Elect Director Wendy Cameron | For | For | Management | ||||
1.5 | Elect Director Robert J. Cindrich | For | For | Management | ||||
1.6 | Elect Director Neil Dimick | For | For | Management | ||||
1.7 | Elect Director Douglas J. Leech | For | For | Management | ||||
1.8 | Elect Director Joseph C. Maroon | For | For | Management | ||||
1.9 | Elect Director Mark W. Parrish | For | For | Management | ||||
1.10 | Elect Director C.B. Todd | For | For | Management | ||||
1.11 | Elect Director Randall L. Vanderveen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
PACIFIC SUNWEAR OF CALIFORNIA, INC.
Ticker: | PSUN | Security ID: | 694873100 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Gary H. Schoenfeld | For | For | Management | ||||
2 | Elect Director Thomas M. Murnane | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
PETMED EXPRESS, INC.
Ticker: | PETS | Security ID: | 716382106 | |||
Meeting Date: | JUL 30, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Menderes Akdag | For | For | Management |
1.2 | Elect Director Frank J. Formica | For | For | Management | ||||
1.3 | Elect Director Gian M. Fulgoni | For | For | Management | ||||
1.4 | Elect Director Ronald J. Korn | For | For | Management | ||||
1.5 | Elect Director Robert C. Schweitzer | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
POWER INTEGRATIONS, INC.
Ticker: | POWI | Security ID: | 739276103 | |||
Meeting Date: | JUN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Balu Balakrishnan | For | For | Management | ||||
1.2 | Elect Director Alan D. Bickell | For | For | Management | ||||
1.3 | Elect Director Nicholas E. Brathwaite | For | For | Management | ||||
1.4 | Elect Director James R. Fiebiger | For | For | Management | ||||
1.5 | Elect Director William George | For | For | Management | ||||
1.6 | Elect Director Balakrishnan S. Iyer | For | For | Management | ||||
1.7 | Elect Director E. Floyd Kvamme | For | For | Management | ||||
1.8 | Elect Director Steven J. Sharp | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
PROS HOLDINGS, INC.
Ticker: | PRO | Security ID: | 74346Y103 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Greg B. Petersen | For | For | Management | ||||
1.2 | Elect Director Timothy V. Williams | For | For | Management | ||||
1.3 | Elect Director Mariette M. Woestemeyer | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
QLIK TECHNOLOGIES INC.
Ticker: | QLIK | Security ID: | 74733T105 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lars Bjork | For | For | Management | ||||
1.2 | Elect Director Bruce Golden | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
RESOURCES CONNECTION, INC.
Ticker: | RECN | Security ID: | 76122Q105 | |||
Meeting Date: | OCT 28, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 02, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Neil F. Dimick | For | For | Management | ||||
1.2 | Elect Director Anthony Cherbak | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
RUE21, INC.
Ticker: | RUE | Security ID: | 781295100 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Alex Pellegrini | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
STRATASYS, INC.
Ticker: | SSYS | Security ID: | 862685104 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director S. Scott Crump | For | For | Management | ||||
1.2 | Elect Director Ralph E. Crump | For | For | Management | ||||
1.3 | Elect Director Edward J. Fierko | For | For | Management | ||||
1.4 | Elect Director John J. McEleney | For | For | Management | ||||
1.5 | Elect Director Clifford H. Schwieter | For | For | Management | ||||
1.6 | Elect Director Gregory L. Wilson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
SUCCESSFACTORS, INC.
Ticker: | SFSF | Security ID: | 864596101 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William H. Harris, Jr. | For | For | Management | ||||
2 | Elect Director William E. McGlashan, Jr. | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
TARGACEPT, INC.
Ticker: | TRGT | Security ID: | 87611R306 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director M. James Barrett | For | For | Management | ||||
1.2 | Elect Director Julia R. Brown | For | For | Management | ||||
1.3 | Elect Director J. Donald DeBethizy | For | For | Management | ||||
1.4 | Elect Director John P. Richard | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
THE ULTIMATE SOFTWARE GROUP, INC.
1Ticker: | ULTI | Security ID: | 90385D107 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director LeRoy A. Vander Putten | For | For | Management | ||||
1.2 | Elect Director Robert A. Yanover | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
TOWER GROUP, INC.
Ticker: | TWGP | Security ID: | 891777104 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael H. Lee | For | For | Management | ||||
1.2 | Elect Director William W. Fox, Jr. | For | For | Management | ||||
1.3 | Elect Director William A. Robbie | For | For | Management | ||||
1.4 | Elect Director Steven W. Schuster | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
UNITED NATURAL FOODS, INC.
Ticker: | UNFI | Security ID: | 911163103 | |||
Meeting Date: | DEC 16, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 18, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Gordon D. Barker | For | For | Management | ||||
2 | Elect Director Gail A. Graham | For | For | Management | ||||
3 | Elect Director Mary Elizabeth Burton | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management |
UNIVERSAL DISPLAY CORPORATION
Ticker: | PANL | Security ID: | 91347P105 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven V. Abramson | For | For | Management | ||||
1.2 | Elect Director Leonard Becker | For | For | Management | ||||
1.3 | Elect Director Elizabeth H. Gemmill | For | For | Management | ||||
1.4 | Elect Director C. Keith Hartley | For | For | Management | ||||
1.5 | Elect Director Lawrence Lacerte | For | For | Management | ||||
1.6 | Elect Director Sidney D. Rosenblatt | For | For | Management | ||||
1.7 | Elect Director Sherwin I. Seligsohn | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Ratify Auditors | For | For | Management |
VANCEINFO TECHNOLOGIES INC.
Ticker: | VIT | Security ID: | 921564100 | |||
Meeting Date: | NOV 11, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Re-elect Daniel Mingdong Wu as Director | For | For | Management | ||||
2 | Re-elect Samuelson S.M. Young as Director | For | For | Management | ||||
3 | Approve Auditors and Authorize Board to Fix Their Remuneration for FY 2009 | For | For | Management | ||||
4 | Approve Auditors and Authorize Board to Fix Their Remuneration for FY 2010 | For | For | Management | ||||
5 | Accept Financial Statements and Statutory Reports (Voting) | For | For | Management | ||||
6 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
VOLCANO CORPORATION
Ticker: | VOLC | Security ID: | 928645100 | |||
Meeting Date: | JUL 29, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kieran T. Gallahue | For | For | Management | ||||
1.2 | Elect Director Alexis V. Lukianov | For | For | Management | ||||
1.3 | Elect Director John Onopchenko | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
VOLCANO CORPORATION
Ticker: | VOLC | Security ID: | 928645100 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael J. Coyle | For | For | Management | ||||
1.2 | Elect Director Roy T. Tanaka | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
VOLCOM, INC.
Ticker: | VLCM | Security ID: | 92864N101 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard R. Woolcott | For | For | Management | ||||
1.2 | Elect Director Douglas S. Ingram | For | For | Management | ||||
1.3 | Elect Director Anthony M. Palma | For | For | Management | ||||
1.4 | Elect Director Joseph B. Tyson | For | For | Management | ||||
1.5 | Elect Director Carl W. Womack | For | For | Management | ||||
1.6 | Elect Director Rene R. Woolcott | For | For | Management | ||||
1.7 | Elect Director Kevin G. Wulff | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
WESCO INTERNATIONAL, INC.
Ticker: | WCC | Security ID: | 95082P105 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual |
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George L. Miles Jr. | For | For | Management | ||||
1.2 | Elect Director John K. Morgan | For | For | Management | ||||
1.3 | Elect Director James L. Singleton | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
WILSHIRE BANCORP, INC.
Ticker: | WIBC | Security ID: | 97186T108 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven Koh | For | For | Management | ||||
1.2 | Elect Director Donald Byun | For | For | Management | ||||
1.3 | Elect Director Lawrence Jeon | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Require a Majority Vote for the Election of Directors | For | Against | Shareholder | ||||
4 | Amend Articles of Incorporation to Adopt Majority Voting for Uncontested Election of Directors | For | For | Management |
TCW SMID CAP GROWTH FUND
ANSYS, INC.
Ticker: | ANSS | Security ID: | 03662Q105 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James E. Cashman III | For | For | Management | ||||
1.2 | Elect Director William R. McDermott | For | For | Management | ||||
1.3 | Elect Director Ajei S. Gopal | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
ARM HOLDINGS PLC
Ticker: | ARM | Security ID: | 042068106 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4 | Elect Larry Hirst as Director | For | For | Management | ||||
5 | Elect Janice Roberts as Director | For | For | Management | ||||
6 | Elect Andy Green as Director | For | For | Management | ||||
7 | Re-elect Doug Dunn as Director | For | For | Management | ||||
8 | Re-elect Warren East as Director | For | For | Management | ||||
9 | Re-elect Tudor Brown as Director | For | For | Management | ||||
10 | Re-elect Mike Inglis as Director | For | For | Management | ||||
11 | Re-elect Mike Muller as Director | For | For | Management | ||||
12 | Re-elect Kathleen O’Donovan as Director | For | For | Management | ||||
13 | Re-elect Philip Rowley as Director | For | For | Management | ||||
14 | Re-elect Tim Score as Director | For | For | Management | ||||
15 | Re-elect Simon Segars as Director | For | For | Management | ||||
16 | Re-elect Young Sohn as Director | For | For | Management | ||||
17 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management | ||||
18 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
19 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management |
21 | Authorise Market Purchase | For | For | Management | ||||
22 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | Against | Management |
ATHENAHEALTH, INC.
Ticker: | ATHN | Security ID: | 04685W103 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jonathan Bush | For | For | Management | ||||
1.2 | Elect Director Brandon H. Hull | For | For | Management | ||||
1.3 | Elect Director William Winkenwerder, Jr | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
BRIGHAM EXPLORATION COMPANY
Ticker: | BEXP | Security ID: | 109178103 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ben M. Brigham | For | For | Management | ||||
1.2 | Elect Director David T. Brigham | For | For | Management | ||||
1.3 | Elect Director Harold D. Carter | For | For | Management | ||||
1.4 | Elect Director Stephen C. Hurley | For | For | Management | ||||
1.5 | Elect Director Stephen P. Reynolds | For | For | Management | ||||
1.6 | Elect Director Hobart A. Smith | For | For | Management | ||||
1.7 | Elect Director Scott W. Tinker | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
5 | Amend Non-Employee Director Stock Option Plan | For | For | Management | ||||
6 | Approve Stock Grant to Non-Employee Directors | For | Against | Management |
CARBO CERAMICS INC.
Ticker: | CRR | Security ID: | 140781105 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sigmund L. Cornelius | For | For | Management | ||||
1.2 | Elect Director James B. Jennings | For | For | Management | ||||
1.3 | Elect Director Gary A. Kolstad | For | For | Management | ||||
1.4 | Elect Director H. E. Lentz, Jr. | For | For | Management | ||||
1.5 | Elect Director Randy L. Limbacher | For | For | Management | ||||
1.6 | Elect Director William C. Morris | For | For | Management | ||||
1.7 | Elect Director Robert S. Rubin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CARMAX, INC.
Ticker: | KMX | Security ID: | 143130102 | |||
Meeting Date: | JUN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas J. Folliard | For | For | Management | ||||
1.2 | Elect Director Rakesh Gangwal | For | For | Management | ||||
1.3 | Elect Director Shira Goodman | For | For | Management | ||||
1.4 | Elect Director W. Robert Grafton | For | For | Management | ||||
1.5 | Elect Director Edgar H. Grubb | For | For | Management | ||||
1.6 | Elect Director Mitchell D. Steenrod | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive | For | For | Management |
Officers’ Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CAVIUM NETWORKS, INC.
Ticker: | CAVM | Security ID: | 14965A101 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anthony J. Pantuso | For | For | Management | ||||
1.2 | Elect Director C.N. Reddy | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CF INDUSTRIES HOLDINGS, INC.
Ticker: | CF | Security ID: | 125269100 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stephen R. Wilson | For | For | Management | ||||
1.2 | Elect Director Wallace W. Creek | For | For | Management | ||||
1.3 | Elect Director William Davisson | For | For | Management | ||||
1.4 | Elect Director Robert G. Kuhbach | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Declassify the Board of Directors | Against | For | Shareholder |
CHART INDUSTRIES, INC.
Ticker: | GTLS | Security ID: | 16115Q308 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 29, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Samuel F. Thomas | For | For | Management | ||||
1.2 | Elect Director W. Douglas Brown | For | For | Management | ||||
1.3 | Elect Director Richard E. Goodrich | For | For | Management | ||||
1.4 | Elect Director Steven W. Krablin | For | For | Management | ||||
1.5 | Elect Director Michael W. Press | For | For | Management | ||||
1.6 | Elect Director James M. Tidwell | For | For | Management | ||||
1.7 | Elect Director Thomas L. Williams | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CHELSEA THERAPEUTICS INTERNATIONAL, LTD.
Ticker: | CHTP | Security ID: | 163428105 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Simon Pedder | For | For | Management | ||||
1.2 | Elect Director Michael Weiser | For | For | Management | ||||
1.3 | Elect Director Kevan Clemens | For | For | Management | ||||
1.4 | Elect Director Norman Hardman | For | For | Management | ||||
1.5 | Elect Director Johnson Y.N. Lau | For | For | Management | ||||
1.6 | Elect Director Roger Stoll | For | For | Management | ||||
1.7 | Elect Director William Rueckert | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
CLEAN HARBORS, INC.
Ticker: | CLH | Security ID: | 184496107 | |||
Meeting Date: | MAY 09, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Eugene Banucci | For | For | Management | ||||
1.2 | Elect Director Edward G. Galante | For | For | Management | ||||
1.3 | Elect Director John F. Kaslow | For | For | Management | ||||
1.4 | Elect Director Thomas J. Shields | For | For | Management | ||||
2 | Increase Authorized Common Stock and Reduce Authorized Preferred Stock | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
CORE LABORATORIES NV
Ticker: | CEI | Security ID: | N22717107 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David M. Demshur | For | For | Management | ||||
1.2 | Elect Director Rene R. Joyce | For | For | Management | ||||
1.3 | Elect Director Michael C. Kearney | For | For | Management | ||||
1.4 | Elect Director Jan Willem Sodderland | For | For | Management | ||||
2 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Cancellation of Repurchased Shares | For | For | Management | ||||
4 | Authorize Repurchase of Up to 25.6 Percent of Issued Share Capital | For | For | Management | ||||
5 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 20 Percent of Issued Capital | For | For | Management | ||||
6 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5 | For | For | Management | ||||
7 | Ratify PricewaterhouseCoopers as | For | For | Management |
Auditors | ||||||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
DENDREON CORPORATION
Ticker: | DNDN | Security ID: | 24823Q107 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard B. Brewer | For | For | Management | ||||
1.2 | Elect Director Mitchell H. Gold | For | For | Management | ||||
1.3 | Elect Director Pedro Granadillo | For | For | Management | ||||
1.4 | Elect Director David C. Stump | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
DEXCOM, INC.
Ticker: | DXCM | Security ID: | 252131107 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jonathan T. Lord | For | For | Management | ||||
1.2 | Elect Director Eric Topol | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
FINANCIAL ENGINES, INC.
Ticker: | FNGN | Security ID: | 317485100 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Blake R. Grossman | For | For | Management | ||||
1.2 | Elect Director Robert A. Huret | For | For | Management | ||||
1.3 | Elect Director Jeffrey N. Maggioncalda | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
FORTINET, INC.
Ticker: | FTNT | Security ID: | 34959E109 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John Walecka | For | For | Management | ||||
1.2 | Elect Director Michael Xie | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
FOSSIL, INC.
Ticker: | FOSL | Security ID: | 349882100 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Elaine Agather | For | For | Management | ||||
1.2 | Elect Director Jeffrey N. Boyer | For | For | Management | ||||
1.3 | Elect Director Kosta N. Kartsotis | For | For | Management | ||||
1.4 | Elect Director Elysia Holt Ragusa | For | For | Management | ||||
1.5 | Elect Director Jal S. Shroff | For | For | Management | ||||
1.6 | Elect Director James E. Skinner | For | For | Management | ||||
1.7 | Elect Director Michael Steinberg | For | For | Management | ||||
1.8 | Elect Director Donald J. Stone | For | For | Management | ||||
1.9 | Elect Director James M. Zimmerman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
GILDAN ACTIVEWEAR INC.
Ticker: | GIL | Security ID: | 375916103 | |||
Meeting Date: | FEB 09, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | DEC 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William D. Anderson | For | For | Management | ||||
1.2 | Elect Director Robert M. Baylis | For | For | Management | ||||
1.3 | Elect Director Glenn J. Chamandy | For | For | Management | ||||
1.4 | Elect Director Russell Goodman | For | For | Management | ||||
1.5 | Elect Director George Heller | For | For | Management | ||||
1.6 | Elect Director Sheila O’Brien | For | For | Management | ||||
1.7 | Elect Director Pierre Robitaille | For | For | Management | ||||
1.8 | Elect Director James R. Scarborough | For | For | Management | ||||
1.9 | Elect Director Richard P. Strubel | For | For | Management | ||||
1.10 | Elect Director Gonzalo F. Valdes-Fauli | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Approve Shareholder Rights Plan | For | Against | Management | ||||
4 | Approve Increase in Size of Board from Ten to Twelve | For | For | Management |
GREEN DOT CORPORATION
Ticker: | GDOT | Security ID: | 39304D102 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ross E. Kendell | For | For | Management | ||||
1.2 | Elect Director William H. Ott, Jr. | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
GREEN MOUNTAIN COFFEE ROASTERS, INC.
Ticker: | GMCR | Security ID: | 393122106 | |||
Meeting Date: | MAR 10, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lawrence J. Blanford | For | For | Management | ||||
1.2 | Elect Director Michael J. Mardy | For | For | Management | ||||
1.3 | Elect Director David E. Moran | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
HEARTWARE INTERNATIONAL, INC.
Ticker: | HTWR | Security ID: | 422368100 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Timothy Barberich | For | For | Management | ||||
1.2 | Elect Director C. Raymond Larkin, Jr. | For | For | Management |
1.3 | Elect Director Robert Thomas | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Approve Stock Option Plan Grants to Douglas Godshall | For | For | Management | ||||
6 | Approve Stock Option Plan Grants to Robert Thomas | For | For | Management | ||||
7 | Approve Stock Option Plan Grants to Seth Harrison | For | For | Management | ||||
8 | Approve Stock Option Plan Grants to Timothy Barberich | For | For | Management | ||||
9 | Approve Stock Option Plan Grants to Christine Bennett | For | For | Management | ||||
10 | Approve Stock Option Plan Grants to Charles Raymond Larkin, Jr. | For | For | Management | ||||
11 | Approve Stock Option Plan Grants to Robert Stockman | For | For | Management | ||||
12 | Approve Stock Option Plan Grants to Denis Wade | For | For | Management | ||||
13 | Approve Issuance of Convertible Debentures | For | For | Management | ||||
14 | Broadridge Note: Please vote FOR if you acknowledge that Douglas Godshall may exercise your proxy even if he holds interest in outcome of Proposal 5-12 or vote AGAINST if you have not directed your proxy to vote, Douglas Godshall will not cast your vote | None | For | Management |
HIGHER ONE HOLDINGS, INC.
Ticker: | ONE | Security ID: | 42983D104 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mark Volchek | For | For | Management | ||||
1.2 | Elect Director David Cromwell | For | For | Management | ||||
1.3 | Elect Director Stewart Gross | For | For | Management |
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
HOUSTON AMERICAN ENERGY CORP.
Ticker: | HUSA | Security ID: | 44183U100 | |||
Meeting Date: | JUN 13, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Terwilliger | For | For | Management | ||||
1.2 | Elect Director O. Lee Tawes, III | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Other Business | For | For | Management |
HUMAN GENOME SCIENCES, INC.
Ticker: | HGSI | Security ID: | 444903108 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard J. Danzig | For | For | Management | ||||
1.2 | Elect Director Colin Goddard | For | For | Management | ||||
1.3 | Elect Director Maxine Gowen | For | For | Management | ||||
1.4 | Elect Director Tuan Ha-Ngoc | For | For | Management | ||||
1.5 | Elect Director A. N. ‘Jerry’ Karabelas | For | For | Management | ||||
1.6 | Elect Director John L. LaMattina | For | For | Management | ||||
1.7 | Elect Director Augustine Lawlor | For | For | Management | ||||
1.8 | Elect Director George J. Morrow | For | For | Management | ||||
1.9 | Elect Director Gregory Norden | For | For | Management | ||||
1.10 | Elect Director H. Thomas Watkins | For | For | Management |
1.11 | Elect Director Robert C. Young | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
INTERMUNE, INC.
Ticker: | ITMN | Security ID: | 45884X103 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James I. Healy | For | For | Management | ||||
1.2 | Elect Director Louis Drapeau | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
IRONWOOD PHARMACEUTICALS, INC.
Ticker: | IRWD | Security ID: | 46333X108 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bryan E. Roberts, Ph.D. | For | For | Management | ||||
1.2 | Elect Director Peter M. Hecht, Ph.D. | For | For | Management | ||||
1.3 | Elect Director David E. Shaw | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
JANUS CAPITAL GROUP INC.
Ticker: | JNS | Security ID: | 47102X105 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Paul F. Balser | For | For | Management | ||||
2 | Elect Director Jeffrey J. Diermeier | For | For | Management | ||||
3 | Elect Director Glenn S. Schafer | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
KANSAS CITY SOUTHERN
Ticker: | KSU | Security ID: | 485170302 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Henry R. Davis | For | For | Management | ||||
1.2 | Elect Director Robert J. Druten | For | For | Management | ||||
1.3 | Elect Director Rodney E. Slater | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
LUFKIN INDUSTRIES, INC.
Ticker: | LUFK | Security ID: | 549764108 |
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director H. J. Trout, Jr. | For | For | Management | ||||
1.2 | Elect Director J. T. Jongebloed | For | For | Management | ||||
1.3 | Elect Director Suzanne V. Baer | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Increase Authorized Common Stock | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
LUMBER LIQUIDATORS HOLDINGS, INC.
Ticker: | LL | Security ID: | 55003T107 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffrey W. Griffiths | For | For | Management | ||||
1.2 | Elect Director Peter B. Robinson | For | For | Management | ||||
1.3 | Elect Director Martin F. Roper | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MASIMO CORPORATION
Ticker: | MASI | Security ID: | 574795100 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven J. Barker | For | For | Management | ||||
1.2 | Elect Director Sanford Fitch | For | For | Management |
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
MAXLINEAR, INC.
Ticker: | MXL | Security ID: | 57776J100 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Albert J. Moyer | For | For | Management | ||||
1.2 | Elect Director Donald E. Schrock | For | For | Management | ||||
2.1 | Elect Director Curtis Ling | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
MICROSTRATEGY INCORPORATED
Ticker: | MSTR | Security ID: | 594972408 | |||
Meeting Date: | MAY 09, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael J. Saylor | For | For | Management | ||||
1.2 | Elect Director Sanju K. Bansal | For | For | Management | ||||
1.3 | Elect Director Matthew W. Calkins | For | For | Management | ||||
1.4 | Elect Director Robert H. Epstein | For | For | Management | ||||
1.5 | Elect Director David W. LaRue | For | For | Management | ||||
1.6 | Elect Director Jarrod M. Patten | For | For | Management | ||||
1.7 | Elect Director Carl J. Rickertsen | For | For | Management | ||||
1.8 | Elect Director Thomas P. Spahr | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive | For | For | Management |
Officers’ Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
MSCI INC.
Ticker: | MSCI | Security ID: | 55354G100 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Benjamin F. duPont | For | For | Management | ||||
2 | Elect Director Henry A. Fernandez | For | For | Management | ||||
3 | Elect Director Alice W. Handy | For | For | Management | ||||
4 | Elect Director Catherine R. Kinney | For | For | Management | ||||
5 | Elect Director Linda H. Riefler | For | For | Management | ||||
6 | Elect Director George W. Siguler | For | For | Management | ||||
7 | Elect Director Scott M. Sipprelle | For | For | Management | ||||
8 | Elect Director Patrick Tierney | For | For | Management | ||||
9 | Elect Director Rodolphe M. Vallee | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
12 | Ratify Auditors | For | For | Management |
MYLAN INC.
Ticker: | MYL | Security ID: | 628530107 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert J. Coury | For | For | Management | ||||
1.2 | Elect Director Rodney L. Piatt | For | For | Management | ||||
1.3 | Elect Director Heather Bresch | For | For | Management | ||||
1.4 | Elect Director Wendy Cameron | For | For | Management | ||||
1.5 | Elect Director Robert J. Cindrich | For | For | Management | ||||
1.6 | Elect Director Neil Dimick | For | For | Management |
1.7 | Elect Director Douglas J. Leech | For | For | Management | ||||
1.8 | Elect Director Joseph C. Maroon | For | For | Management | ||||
1.9 | Elect Director Mark W. Parrish | For | For | Management | ||||
1.10 | Elect Director C.B. Todd | For | For | Management | ||||
1.11 | Elect Director Randall L. Vanderveen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
NEKTAR THERAPEUTICS
Ticker: | NKTR | Security ID: | 640268108 | |||
Meeting Date: | JUN 14, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 27, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph J. Krivulka | For | For | Management | ||||
1.2 | Elect Director Howard W. Robin | For | For | Management | ||||
1.3 | Elect Director Dennis L. Winger | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
OCEANEERING INTERNATIONAL, INC.
Ticker: | OII | Security ID: | 675232102 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director T. Jay Collins | For | For | Management | ||||
1.2 | Elect Director D. Michael Hughes | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
PLAINS EXPLORATION & PRODUCTION COMPANY
Ticker: | PXP | Security ID: | 726505100 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director James C. Flores | For | For | Management | ||||
2 | Elect Director Isaac Arnold, Jr. | For | For | Management | ||||
3 | Elect Director Alan R. Buckwalter, III | For | For | Management | ||||
4 | Elect Director Jerry L. Dees | For | For | Management | ||||
5 | Elect Director Tom H. Delimitros | For | For | Management | ||||
6 | Elect Director Thomas A. Fry, III | For | For | Management | ||||
7 | Elect Director Charles G. Groat | For | For | Management | ||||
8 | Elect Director John H. Lollar | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | Three | Three Years | Management | ||||
Years |
POWER INTEGRATIONS, INC.
Ticker: | POWI | Security ID: | 739276103 | |||
Meeting Date: | JUN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Balu Balakrishnan | For | For | Management | ||||
1.2 | Elect Director Alan D. Bickell | For | For | Management | ||||
1.3 | Elect Director Nicholas E. Brathwaite | For | For | Management | ||||
1.4 | Elect Director James R. Fiebiger | For | For | Management | ||||
1.5 | Elect Director William George | �� | For | For | Management | |||
1.6 | Elect Director Balakrishnan S. Iyer | For | For | Management | ||||
1.7 | Elect Director E. Floyd Kvamme | For | For | Management | ||||
1.8 | Elect Director Steven J. Sharp | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
QLIK TECHNOLOGIES INC.
Ticker: | QLIK | Security ID: | 74733T105 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lars Bjork | For | For | Management | ||||
1.2 | Elect Director Bruce Golden | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ROBERT HALF INTERNATIONAL INC.
Ticker: | RHI | Security ID: | 770323103 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Andrew S. Berwick, Jr. | For | For | Management | ||||
1.2 | Elect Director Edward W. Gibbons | For | For | Management | ||||
1.3 | Elect Director Harold M. Messmer, Jr. | For | For | Management | ||||
1.4 | Elect Director Barbara J. Novogradac | For | For | Management | ||||
1.5 | Elect Director Robert J. Pace | For | For | Management | ||||
1.6 | Elect Director Frederick A. Richman | For | For | Management | ||||
1.7 | Elect Director M. Keith Waddell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ROCKWELL AUTOMATION, INC.
Ticker: | ROK | Security ID: | 773903109 | |||
Meeting Date: | FEB 01, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 06, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Donald R. Parfet | For | For | Management | ||||
1.2 | Elect Director Steven R. Kalmanson | For | For | Management | ||||
1.3 | Elect Director James P. Keane | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
RUE21, INC.
Ticker: | RUE | Security ID: | 781295100 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Alex Pellegrini | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
SIRIUS XM RADIO INC.
Ticker: | SIRI | Security ID: | 82967N108 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Driector Joan L. Amble | For | For | Management |
2 | Elect Driector Leon D. Black | For | For | Management | ||||
3 | Elect Driector Lawrence F. Gilberti | For | For | Management | ||||
4 | Elect Driector Eddy W. Hartenstein | For | For | Management | ||||
5 | Elect Driector James P. Holden | For | For | Management | ||||
6 | Elect Driector Mel Karmazin | For | For | Management | ||||
7 | Elect Driector James F. Mooney | For | For | Management | ||||
8 | Elect Driector Jack Shaw | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
SPIRIT AEROSYSTEMS HOLDINGS, INC.
Ticker: | SPR | Security ID: | 848574109 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles L. Chadwell | For | For | Management | ||||
1.2 | Elect Director Ivor Evans | For | For | Management | ||||
1.3 | Elect Director Paul Fulchino | For | For | Management | ||||
1.4 | Elect Director Richard Gephardt | For | For | Management | ||||
1.5 | Elect Director Robert Johnson | For | For | Management | ||||
1.6 | Elect Director Ronald Kadish | For | For | Management | ||||
1.7 | Elect Director Tawfiq Popatia | For | For | Management | ||||
1.8 | Elect Director Francis Raborn | For | For | Management | ||||
1.9 | Elect Director Jeffrey L. Turner | For | For | Management | ||||
1.10 | Elect Director James L. Welch | For | For | Management | ||||
2 | Amend Restricted Stock Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Ratify Auditors | For | For | Management |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: | HOT | Security ID: | 85590A401 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Adam M. Aron | For | For | Management | ||||
1.2 | Elect Director Charlene Barshefsky | For | For | Management | ||||
1.3 | Elect Director Thomas E. Clarke | For | For | Management | ||||
1.4 | Elect Director Clayton C. Daley, Jr. | For | For | Management | ||||
1.5 | Elect Director Bruce W. Duncan | For | For | Management | ||||
1.6 | Elect Director Lizanne Galbreath | For | For | Management | ||||
1.7 | Elect Director Eric Hippeau | For | For | Management | ||||
1.8 | Elect Director Stephen R. Quazzo | For | For | Management | ||||
1.9 | Elect Director Thomas O. Ryder | For | For | Management | ||||
1.10 | Elect Director Frits van Paasschen | For | For | Management | ||||
1.11 | Elect Director Kneeland C. Youngblood | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
SUCCESSFACTORS, INC.
Ticker: | SFSF | Security ID: | 864596101 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William H. Harris, Jr. | For | For | Management | ||||
2 | Elect Director William E. McGlashan, Jr. | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
TARGACEPT, INC.
Ticker: | TRGT | Security ID: | 87611R306 |
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director M. James Barrett | For | For | Management | ||||
1.2 | Elect Director Julia R. Brown | For | For | Management | ||||
1.3 | Elect Director J. Donald DeBethizy | For | For | Management | ||||
1.4 | Elect Director John P. Richard | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
THE ULTIMATE SOFTWARE GROUP, INC.
Ticker: | ULTI | Security ID: | 90385D107 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director LeRoy A. Vander Putten | For | For | Management | ||||
1.2 | Elect Director Robert A. Yanover | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
TOWER GROUP, INC.
Ticker: | TWGP | Security ID: | 891777104 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael H. Lee | For | For | Management | ||||
1.2 | Elect Director William W. Fox, Jr. | For | For | Management | ||||
1.3 | Elect Director William A. Robbie | For | For | Management | ||||
1.4 | Elect Director Steven W. Schuster | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
ULTRA PETROLEUM CORP.
Ticker: | UPL | Security ID: | 903914109 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Michael D. Watford as Director | For | For | Management | ||||
1.2 | Elect W. Charles Helton as Director | For | For | Management | ||||
1.3 | Elect Robert E. Rigney as Director | For | For | Management | ||||
1.4 | Elect Stephen J. McDaniel as Director | For | For | Management | ||||
1.5 | Elect Roger A. Brown as Director | For | For | Management | ||||
2 | Ratify Ernst & Young, LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Report on Environmental Impacts of Natural Gas Fracturing | Against | Against | Shareholder |
UNIVERSAL DISPLAY CORPORATION
Ticker: | PANL | Security ID: | 91347P105 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven V. Abramson | For | For | Management | ||||
1.2 | Elect Director Leonard Becker | For | For | Management | ||||
1.3 | Elect Director Elizabeth H. Gemmill | For | For | Management | ||||
1.4 | Elect Director C. Keith Hartley | For | For | Management | ||||
1.5 | Elect Director Lawrence Lacerte | For | For | Management | ||||
1.6 | Elect Director Sidney D. Rosenblatt | For | For | Management | ||||
1.7 | Elect Director Sherwin I. Seligsohn | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
5 | Ratify Auditors | For | For | Management |
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: | VRTX | Security ID: | 92532F100 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Matthew W. Emmens | For | For | Management | ||||
1.2 | Elect Director Magaret G. McGlynn | For | For | Management | ||||
1.3 | Elect Director Wayne J. Riley | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
VMWARE, INC.
Ticker: | VMW | Security ID: | 928563402 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Renee J. James | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
VOLCANO CORPORATION
Ticker: | VOLC | Security ID: | 928645100 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael J. Coyle | For | For | Management | ||||
1.2 | Elect Director Roy T. Tanaka | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
WILSHIRE BANCORP, INC.
Ticker: | WIBC | Security ID: | 97186T108 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven Koh | For | For | Management | ||||
1.2 | Elect Director Donald Byun | For | For | Management | ||||
1.3 | Elect Director Lawrence Jeon | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Require a Majority Vote for the Election of Directors | For | Against | Shareholder | ||||
4 | Amend Articles of Incorporation to | For | For | Management | ||||
Adopt Majority Voting for Uncontested | ||||||||
Election of Directors |
TCW TOTAL RETURN BOND FUND
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
TCW VALUE OPPORTUNITIES FUND
ABERCROMBIE & FITCH CO.
Ticker: | ANF | Security ID: | 002896207 | |||
Meeting Date: | FEB 28, 2011 | Meeting Type: | Special | |||
Record Date: | JAN 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Change State of Incorporation [from Delaware to Ohio] | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management | ||||
3 | Other Business | For | For | Management |
AGILENT TECHNOLOGIES, INC.
Ticker: | A | Security ID: | 00846U101 | |||
Meeting Date: | MAR 01, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Heidi Fields | For | For | Management | ||||
2 | Elect Director David M. Lawrence | For | For | Management | ||||
3 | Elect Director A. Barry Rand | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ALBEMARLE CORPORATION
Ticker: | ALB | Security ID: | 012653101 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Alfred Broaddus, Jr. | For | For | Management | ||||
1.2 | Elect Director William H. Hernandez | For | For | Management |
1.3 | Elect Director R. William Ide III | For | For | Management | ||||
1.4 | Elect Director Richard L. Morrill | For | For | Management | ||||
1.5 | Elect Director Jim W. Nokes | For | For | Management | ||||
1.6 | Elect Director Barry W. Perry | For | For | Management | ||||
1.7 | Elect Director Mark C. Rohr | For | For | Management | ||||
1.8 | Elect Director John Sherman, Jr. | For | For | Management | ||||
1.9 | Elect Director Harriett Tee Taggart | For | For | Management | ||||
1.10 | Elect Director Anne Marie Whittemore | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
AMERICAN EAGLE OUTFITTERS, INC.
Ticker: | AEO | Security ID: | 02553E106 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Michael G. Jesselson | For | For | Management | ||||
2 | Elect Director Roger S. Markfield | For | For | Management | ||||
3 | Elect Director Jay L. Schottenstein | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ARCH CAPITAL GROUP LTD.
Ticker: | ACGL | Security ID: | G0450A105 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kewsong Lee | For | For | Management | ||||
1.2 | Elect Director Brian S. Posner | For | For | Management | ||||
1.3 | Elect Director John D. Vollaro | For | For | Management |
1.4 | Elect Director Robert F. Works | For | For | Management | ||||
1.5 | Elect Director William E. Beveridge as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.6 | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.7 | Elect Director Knud Christensen as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.8 | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.9 | Elect Director William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.10 | Elect Director Stephen Fogarty as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.11 | Elect Director Elizabeth Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.12 | Elect Director Rutger H.W. Funnekotter as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.13 | Elect Director Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.14 | Elect Director Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.15 | Elect Director John C.R. Hele as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.16 | Elect Director David W. Hipkin as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.17 | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.18 | Elect Director Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.19 | Elect Director Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. | For | For | Management |
Subsidiaries | ||||||||
1.20 | Elect Director Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.21 | Elect Director Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.22 | Elect Director Adam Matteson as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.23 | Elect Director David McElroy as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.24 | Elect Director Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.25 | Elect Director Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.26 | Elect Director Michael Quinn as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.27 | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.28 | Elect Director Paul S. Robotham as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.29 | Elect Director Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.30 | Elect Director Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.31 | Elect Director Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.32 | Elect Director Julian Stroud as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.33 | Elect Director Angus Watson as Designated Company Director of Non-U.S. Subsidiaries | For | For | Management | ||||
1.34 | Elect Director James R. Weatherstone as Designated Company Director of Non-U.S. | For | For | Management |
Subsidiaries | ||||||||
2 | Approve Stock Split | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
AVAGO TECHNOLOGIES LIMITED
Ticker: | AVGO | Security ID: | Y0486S104 | |||
Meeting Date: | MAR 30, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Reelect Hock E. Tan as Director | For | For | Management | ||||
1.2 | Reelect Adam H. Clammer as Director | For | For | Management | ||||
1.3 | Reelect James A. Davidson as Director | For | For | Management | ||||
1.4 | Reelect James V. Diller as Director | For | For | Management | ||||
1.5 | Reelect Kenneth Y. Hao as Director | For | For | Management | ||||
1.6 | Reelect John M. Hsuan as Director | For | For | Management | ||||
1.7 | Reelect David Kerko as Director | For | For | Management | ||||
1.8 | Reelect Justine F. Lien as Director | For | For | Management | ||||
1.9 | Reelect Donald Macleod as Director | For | For | Management | ||||
1.10 | Reelect Bock Seng Tan as Director | For | For | Management | ||||
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Approve Cash Compensation to Directors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Management | ||||
7 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | For | Management |
AVNET, INC.
Ticker: | AVT | Security ID: | 053807103 | |||
Meeting Date: | NOV 05, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 08, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Eleanor Baum | For | For | Management | ||||
1.2 | Elect Director J. Veronica Biggins | For | For | Management | ||||
1.3 | Elect Director Ehud Houminer | For | For | Management | ||||
1.4 | Elect Director Frank R. Noonan | For | For | Management | ||||
1.5 | Elect Director Ray M. Robinson | For | For | Management | ||||
1.6 | Elect Director William H. Schumann III | For | For | Management | ||||
1.7 | Elect Director William P. Sullivan | For | For | Management | ||||
1.8 | Elect Director Gary L. Tooker | For | For | Management | ||||
1.9 | Elect Director Roy Vallee | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
BJ’S WHOLESALE CLUB, INC.
Ticker: | BJ | Security ID: | 05548J106 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Paul Danos | For | For | Management | ||||
2 | Elect Director Laura J. Sen | For | For | Management | ||||
3 | Elect Director Michael J. Sheehan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
7 | Purchase Poultry from Suppliers Using CAK | Against | Against | Shareholder |
BOSTON PROPERTIES, INC.
Ticker: | BXP | Security ID: | 101121101 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Lawrence S. Bacow | For | For | Management | ||||
2 | Elect Director Zoe Baird | For | For | Management | ||||
3 | Elect Director Alan J. Patricof | For | For | Management | ||||
4 | Elect Director Martin Turchin | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Ratify Auditors | For | For | Management | ||||
8 | Prepare Sustainability Report | Against | For | Shareholder |
BROADCOM CORPORATION
Ticker: | BRCM | Security ID: | 111320107 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Nancy H. Handel | For | For | Management | ||||
1.2 | Elect Director Eddy W. Hartenstein | For | For | Management | ||||
1.3 | Elect Director Maria Klawe | For | For | Management | ||||
1.4 | Elect Director John E. Major | For | For | Management | ||||
1.5 | Elect Director Scott A. McGregor | For | For | Management | ||||
1.6 | Elect Director William T. Morrow | For | For | Management | ||||
1.7 | Elect Director Henry Samueli | For | For | Management | ||||
1.8 | Elect Director John A.C. Swainson | For | For | Management | ||||
1.9 | Elect Director Robert E. Switz | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
CAMERON INTERNATIONAL CORPORATION
Ticker: | CAM | Security ID: | 13342B105 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Peter J. Fluor | For | For | Management | ||||
2 | Elect Director Jack B. Moore | For | For | Management | ||||
3 | Elect Director David Ross | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Amend Omnibus Stock Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
CELANESE CORPORATION
Ticker: | CE | Security ID: | 150870103 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Martin G. McGuinn | For | For | Management | ||||
2 | Elect Director Daniel S. Sanders | For | For | Management | ||||
3 | Elect Director John K. Wulff | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
CIENA CORPORATION
Ticker: | CIEN | Security ID: | 171779309 | |||
Meeting Date: | MAR 23, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Harvey B. Cash | For | For | Management | ||||
2 | Elect Director Judith M. O’Brien | For | For | Management |
3 | Elect Director Gary B. Smith | For | For | Management | ||||
4 | Approve Conversion of Securities | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
COMERICA INCORPORATED
Ticker: | CMA | Security ID: | 200340107 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Roger A. Cregg | For | For | Management | ||||
2 | Elect Director T. Kevin DeNicola | For | For | Management | ||||
3 | Elect Director Alfred A. Piergallini | For | For | Management | ||||
4 | Elect Director Nina G. Vaca | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
7 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
COMMERCIAL METALS COMPANY
Ticker: | CMC | Security ID: | 201723103 | |||
Meeting Date: | JAN 17, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 22, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert L. Guido | For | For | Management | ||||
1.2 | Elect Director Sarah E. Raiss | For | For | Management | ||||
1.3 | Elect Director J. David Smith | For | For | Management | ||||
1.4 | Elect Director Robert R. Womack | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
CONSOL ENERGY INC.
Ticker: | CNX | Security ID: | 20854P109 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Brett Harvey | For | For | Management | ||||
1.2 | Elect Director John Whitmire | For | For | Management | ||||
1.3 | Elect Director Philip W. Baxter | For | For | Management | ||||
1.4 | Elect Director James E. Altmeyer, Sr. | For | For | Management | ||||
1.5 | Elect Director William E. Davis | For | For | Management | ||||
1.6 | Elect Director Raj K. Gupta | For | For | Management | ||||
1.7 | Elect Director Patricia A. Hammick | For | For | Management | ||||
1.8 | Elect Director David C. Hardesty, Jr. | For | For | Management | ||||
1.9 | Elect Director John T. Mills | For | For | Management | ||||
1.10 | Elect Director William P. Powell | For | For | Management | ||||
1.11 | Elect Director Joseph T. Williams | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Two Years | Two Years | Management |
CONSOLIDATED EDISON, INC.
Ticker: | ED | Security ID: | 209115104 | |||
Meeting Date: | MAY 16, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director K. Burke | For | For | Management | ||||
2 | Elect Director V.A. Calarco | For | For | Management | ||||
3 | Elect Director G. Campbell, Jr. | For | For | Management | ||||
4 | Elect Director G.J. Davis | For | For | Management | ||||
5 | Elect Director M.j. Del Giudice | For | For | Management | ||||
6 | Elect Director E.V. Futter | For | For | Management | ||||
7 | Elect Director J.F. Hennessy III | For | For | Management | ||||
8 | Elect Director S. Hernandez | For | For | Management | ||||
9 | Elect Director J.F. Killian | For | For | Management |
10 | Elect Director E.R. McGrath | For | For | Management | ||||
11 | Elect Director M.W. Ranger | For | For | Management | ||||
12 | Elect Director L.F. Sutherland | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Increase Disclosure of Executive Compensation | Against | For | Shareholder |
COVANCE INC.
Ticker: | CVD | Security ID: | 222816100 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gary E. Costley | For | For | Management | ||||
1.2 | Elect Director Sandra L. Helton | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Report on Animal Welfare Act Violations | Against | Against | Shareholder |
CYTEC INDUSTRIES INC.
Ticker: | CYT | Security ID: | 232820100 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Anthony G. Fernandes | For | For | Management | ||||
2 | Elect Director Jerry R. Satrum | For | For | Management | ||||
3 | Elect Director Raymond P. Sharpe | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
DENBURY RESOURCES INC.
Ticker: | DNR | Security ID: | 247916208 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Wieland F. Wettstein | For | For | Management | ||||
1.2 | Elect Director Michael L. Beatty | For | For | Management | ||||
1.3 | Elect Director Michael B. Decker | For | For | Management | ||||
1.4 | Elect Director Ronald G. Greene | For | For | Management | ||||
1.5 | Elect Director David I. Heather | For | For | Management | ||||
1.6 | Elect Director Gregory L. McMichael | For | For | Management | ||||
1.7 | Elect Director Gareth Roberts | For | For | Management | ||||
1.8 | Elect Director Phil Rykhoek | For | For | Management | ||||
1.9 | Elect Director Randy Stein | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Nonqualified Employee Stock Purchase Plan | For | Against | Management | ||||
5 | Ratify Auditors | For | For | Management |
DIGITAL REALTY TRUST, INC.
Ticker: | DLR | Security ID: | 253868103 | |||
Meeting Date: | APR 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard A. Magnuson | For | For | Management | ||||
1.2 | Elect Director Michael F. Foust | For | For | Management | ||||
1.3 | Elect Director Laurence A. Chapman | For | For | Management | ||||
1.4 | Elect Director Kathleen Earley | For | For | Management | ||||
1.5 | Elect Director Ruann F. Ernst | For | For | Management | ||||
1.6 | Elect Director Dennis E. Singleton | For | For | Management | ||||
1.7 | Elect Director Robert H. Zerbst | For | For | Management |
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
DIGITAL RIVER, INC.
Ticker: | DRIV | Security ID: | 25388B104 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas F. Madison | For | For | Management | ||||
1.2 | Elect Director Cheryl F. Rosner | For | For | Management | ||||
1.3 | Elect Director Alfred F. Castino | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management |
DOVER CORPORATION
Ticker: | DOV | Security ID: | 260003108 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director D.H. Benson | For | For | Management | ||||
2 | Elect Director R.W. Cremin | For | For | Management | ||||
3 | Elect Director J-P.M. Ergas | For | For | Management | ||||
4 | Elect Director P.T. Francis | For | For | Management | ||||
5 | Elect Director K.C. Graham | For | For | Management | ||||
6 | Elect Director R.A. Livingston | For | For | Management | ||||
7 | Elect Director R.K. Lochridge | For | For | Management | ||||
8 | Elect Director B.G. Rethore | For | For | Management |
9 | Elect Director M.B. Stubbs | For | For | Management | ||||
10 | Elect Director S.M. Todd | For | For | Management | ||||
11 | Elect Director S.K. Wagner | For | For | Management | ||||
12 | Elect Director M.A. Winston | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
FEDERAL REALTY INVESTMENT TRUST
Ticker: | FRT | Security ID: | 313747206 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jon E. Bortz | For | For | Management | ||||
1.2 | Elect Director David W. Faeder | For | For | Management | ||||
1.3 | Elect Director Kristin Gamble | For | For | Management | ||||
1.4 | Elect Director Warren M. Thompson | For | For | Management | ||||
1.5 | Elect Director Donald C. Wood | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
FERRO CORPORATION
Ticker: | FOE | Security ID: | 315405100 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sandra Austin Crayton | For | For | Management | ||||
1.2 | Elect Director Richard J. Hipple | For | For | Management | ||||
1.3 | Elect Director William B. Lawrence | For | For | Management | ||||
1.4 | Elect Director Timothy K. Pistell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive | For | For | Management |
Officers’ Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
FIRST HORIZON NATIONAL CORPORATION
Ticker: | FHN | Security ID: | 320517105 | |||
Meeting Date: | APR 19, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert B. Carter | For | For | Management | ||||
2 | Elect Director John C. Compton | For | For | Management | ||||
3 | Elect Director Mark A. Emkes | For | For | Management | ||||
4 | Elect Director Vicky B. Gregg | For | For | Management | ||||
5 | Elect Director James A. Haslam, III | For | For | Management | ||||
6 | Elect Director D. Bryan Jordan | For | For | Management | ||||
7 | Elect Director R. Brad Martin | For | For | Management | ||||
8 | Elect Director Vicki R. Palmer | For | For | Management | ||||
9 | Elect Director Colin V. Reed | For | For | Management | ||||
10 | Elect Director Michael D. Rose | For | For | Management | ||||
11 | Elect Director William B. Sansom | For | For | Management | ||||
12 | Elect Director Luke Yancy III | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Ratify Auditors | For | For | Management |
FOOT LOCKER, INC.
Ticker: | FL | Security ID: | 344849104 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Nicholas DiPaolo | For | For | Management | ||||
1.2 | Elect Director Matthew M. McKenna | For | For | Management | ||||
1.3 | Elect Director Allen Questrom | For | For | Management | ||||
1.4 | Elect Director Cheryl Nido Turpin | For | For | Management | ||||
1.5 | Elect Director Guillermo Marmol | For | For | Management |
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
FORTUNE BRANDS, INC.
Ticker: | FO | Security ID: | 349631101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard A. Goldstein | For | For | Management | ||||
2 | Elect Director Pierre E. Leroy | For | For | Management | ||||
3 | Elect Director A. D. David Mackay | For | For | Management | ||||
4 | Elect Director Anne M. Tatlock | For | For | Management | ||||
5 | Elect Director Norman H. Wesley | For | For | Management | ||||
6 | Elect Director Peter M. Wilson | For | For | Management | ||||
7 | Ratify Auditors | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Provide Right to Call Special Meeting | For | For | Management | ||||
11 | Approve Omnibus Stock Plan | For | For | Management |
FULTON FINANCIAL CORPORATION
Ticker: | FULT | Security ID: | 360271100 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffrey G. Albertson | For | For | Management | ||||
1.2 | Elect Director Joe N. Ballard | For | For | Management | ||||
1.3 | Elect Director John M. Bond, Jr. | For | For | Management | ||||
1.4 | Elect Director Dana A. Chryst | For | For | Management | ||||
1.5 | Elect Director Craig A. Dally | For | For | Management |
1.6 | Elect Director Patrick J. Freer | For | For | Management | ||||
1.7 | Elect Director Rufus A. Fulton, Jr. | For | For | Management | ||||
1.8 | Elect Director George W. Hodges | For | For | Management | ||||
1.9 | Elect Director Willem Kooyker | For | For | Management | ||||
1.10 | Elect Director Donald W. Lesher, Jr. | For | For | Management | ||||
1.11 | Elect Director John O. Shirk | For | For | Management | ||||
1.12 | Elect Director R. Scott Smith, Jr. | For | For | Management | ||||
1.13 | Elect Director Gary A. Stewart | For | For | Management | ||||
1.14 | Elect Director E. Philip Wenger | For | For | Management | ||||
2 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
HAWAIIAN ELECTRIC INDUSTRIES, INC.
Ticker: | HE | Security ID: | 419870100 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peggy Y. Fowler | For | For | Management | ||||
1.2 | Elect Director Keith P. Russell | For | For | Management | ||||
1.3 | Elect Director Barry K. Taniguchi | For | For | Management | ||||
2 | Approve Director Stock Awards Plan | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
HEALTH CARE REIT, INC.
Ticker: | HCN | Security ID: | 42217K106 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William C. Ballard, Jr. | For | For | Management | ||||
2 | Elect Director Peter J. Grua | For | For | Management | ||||
3 | Elect Director R. Scott Trumbull | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Increase Authorized Common Stock | For | For | Management | ||||
7 | Ratify Auditors | For | For | Management |
HEXCEL CORPORATION
Ticker: | HXL | Security ID: | 428291108 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joel S. Beckman | For | For | Management | ||||
1.2 | Elect Director David E. Berges | For | For | Management | ||||
1.3 | Elect Director Lynn Brubaker | For | For | Management | ||||
1.4 | Elect Director Jeffrey C. Campbell | For | For | Management | ||||
1.5 | Elect Director Sandra L. Derickson | For | For | Management | ||||
1.6 | Elect Director W. Kim Foster | For | For | Management | ||||
1.7 | Elect Director Thomas A. Gendron | For | For | Management | ||||
1.8 | Elect Director Jeffrey A. Graves | For | For | Management | ||||
1.9 | Elect Director David C. Hill | For | For | Management | ||||
1.10 | Elect Director David L. Pugh | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
HOME PROPERTIES, INC.
Ticker: | HME | Security ID: | 437306103 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stephen R. Blank | For | For | Management | ||||
1.2 | Elect Director Alan L. Gosule | For | For | Management | ||||
1.3 | Elect Director Leonard F. Helbig, III | For | For | Management | ||||
1.4 | Elect Director Charles J. Koch | For | For | Management | ||||
1.5 | Elect Director Thomas P. Lydon, Jr. | For | For | Management | ||||
1.6 | Elect Director Edward J. Pettinella | For | For | Management | ||||
1.7 | Elect Director Clifford W. Smith, Jr. | For | For | Management | ||||
1.8 | Elect Director Amy L. Tait | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Ticker: | IFF | Security ID: | 459506101 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Margaret Hayes Adame | For | For | Management | ||||
2 | Elect Director Marcello Bottoli | For | For | Management | ||||
3 | Elect Director Linda B. Buck | For | For | Management | ||||
4 | Elect Director J. Michael Cook | For | For | Management | ||||
5 | Elect Director Roger W. Ferguson, Jr. | For | For | Management | ||||
6 | Elect Director Andreas Fibig | For | For | Management | ||||
7 | Elect Director Alexandra A. Herzan | For | For | Management | ||||
8 | Elect Director Henry W. Howell, Jr. | For | For | Management | ||||
9 | Elect Director Katherine M. Hudson | For | For | Management | ||||
10 | Elect Director Arthur C. Martinez | For | For | Management | ||||
11 | Elect Director Dale F. Morrison | For | For | Management | ||||
12 | Elect Director Douglas D. Tough | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
INVESCO LTD.
Ticker: | IVZ | Security ID: | G491BT108 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Rex D. Adams | For | For | Management | ||||
1.2 | Elect Director John Banham | For | For | Management | ||||
1.3 | Elect Director Denis Kessler | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
JACOBS ENGINEERING GROUP INC.
Ticker: | JEC | Security ID: | 469814107 | |||
Meeting Date: | JAN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John F. Coyne | For | For | Management | ||||
2 | Elect Director Linda Fayne Levinson | For | For | Management | ||||
3 | Elect Director Craig L. Martin | For | For | Management | ||||
4 | Elect Director John P. Jumper | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
JARDEN CORPORATION
Ticker: | JAH | Security ID: | 471109108 | |||
Meeting Date: | JUN 13, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William J. Grant | For | For | Management | ||||
1.2 | Elect Director Richard J. Heckmann | For | For | Management | ||||
1.3 | Elect Director Irwin D. Simon | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Change Range for Size of the Board | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
JOY GLOBAL INC.
Ticker: | JOYG | Security ID: | 481165108 | |||
Meeting Date: | MAR 08, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven L. Gerard | For | For | Management | ||||
1.2 | Elect Director John Nils Hanson | For | For | Management | ||||
1.3 | Elect Director Ken C. Johnsen | For | For | Management | ||||
1.4 | Elect Director Gale E. Klappa | For | For | Management | ||||
1.5 | Elect Director Richard B. Loynd | For | For | Management | ||||
1.6 | Elect Director P. Eric Siegert | For | For | Management | ||||
1.7 | Elect Director Michael W. Sutherlin | For | For | Management | ||||
1.8 | Elect Director James H. Tate | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Approve Qualified Employee Stock Purchase Plan | For | For | Management |
KENNAMETAL, INC.
Ticker: | KMT | Security ID: | 489170100 | |||
Meeting Date: | OCT 26, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 30, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Carlos M. Cardoso | For | For | Management | ||||
1.2 | Elect Director Larry D. Yost | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management |
KEYCORP
Ticker: | KEY | Security ID: | 493267108 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward P. Campbell | For | For | Management | ||||
1.2 | Elect Director Joseph A. Carrabba | For | For | Management | ||||
1.3 | Elect Director Carol A. Cartwright | For | For | Management | ||||
1.4 | Elect Director Alexander M. Cutler | For | For | Management | ||||
1.5 | Elect Director H. James Dallas | For | For | Management | ||||
1.6 | Elect Director Elizabeth R. Gile | For | For | Management | ||||
1.7 | Elect Director Ruth Ann M. Gillis | For | For | Management | ||||
1.8 | Elect Director Kristen L. Manos | For | For | Management | ||||
1.9 | Elect Director Beth E. Mooney | For | For | Management | ||||
1.10 | Elect Director Bill R. Sanford | For | For | Management | ||||
1.11 | Elect Director Barbara R. Snyder | For | For | Management | ||||
1.12 | Elect Director Edward W. Stack | For | For | Management | ||||
1.13 | Elect Director Thomas C. Stevens | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Amend Code of Regulations Removing All Shareholder Voting Requirements Greater than the Statutory Norm | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive | |||||||
Officer’s Compensation | For | For | Management | |||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
KILROY REALTY CORPORATION
Ticker: | KRC | Security ID: | 49427F108 |
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John B. Kilroy, Sr. | For | For | Management | ||||
1.2 | Elect Director John B. Kilroy, Jr. | For | For | Management | ||||
1.3 | Elect Director Edward F. Brennan | For | For | Management | ||||
1.4 | Elect Director William P. Dickey | For | For | Management | ||||
1.5 | Elect Director Scott S. Ingraham | For | For | Management | ||||
1.6 | Elect Director Dale F. Kinsella | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
KNIGHT CAPITAL GROUP, INC.
Ticker: | KCG | Security ID: | 499005106 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William L. Bolster | For | For | Management | ||||
1.2 | Elect Director Thomas M. Joyce | For | For | Management | ||||
1.3 | Elect Director James W. Lewis | For | For | Management | ||||
1.4 | Elect Director Thomas C. Lockburner | For | For | Management | ||||
1.5 | Elect Director James T. Milde | For | For | Management | ||||
1.6 | Elect Director Christopher C. Quick | For | For | Management | ||||
1.7 | Elect Director Laurie M. Shahon | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
LENNAR CORPORATION
Ticker: | LEN | Security ID: | 526057104 | |||
Meeting Date: | APR 13, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Irving Bolotin | For | For | Management | ||||
1.2 | Elect Director Steven L. Gerard | For | For | Management | ||||
1.3 | Elect Director Theron I. Gilliam | For | For | Management | ||||
1.4 | Elect Director Sherrill W. Hudson | For | For | Management | ||||
1.5 | Elect Director R. Kirk Landon | For | For | Management | ||||
1.6 | Elect Director Sidney Lapidus | For | For | Management | ||||
1.7 | Elect Director Stuart A. Miller | For | For | Management | ||||
1.8 | Elect Director Donna E. Shalala | For | For | Management | ||||
1.9 | Elect Director Jeffrey Sonnenfeld | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Bylaw Provisions Dealing with Officers and Positions Held | For | For | Management | ||||
5 | Amend Bylaws | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Adopt Quantitative GHG Goals for Products and Operations | Against | Against | Shareholder |
LIBERTY PROPERTY TRUST
Ticker: | LRY | Security ID: | 531172104 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director M. Leanne Lachman | For | For | Management | ||||
1.2 | Elect Director Stephen D. Steinour | For | For | Management | ||||
1.3 | Elect Director Frederick F. Buchholz | For | For | Management | ||||
1.4 | Elect Director Thomas C. DeLoach, Jr. | For | For | Management | ||||
1.5 | Elect Director Daniel P. Garton | For | For | Management | ||||
1.6 | Elect Director Stephen B. Siegel | For | For | Management | ||||
1.7 | Elect Director Katherine Elizabeth Dietze | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
LINCOLN NATIONAL CORPORATION
Ticker: | LNC | Security ID: | 534187109 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Dennis R. Glass | For | For | Management | ||||
2 | Elect Director Gary C. Kelly | For | For | Management | ||||
3 | Elect Director Michael F. Mee | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MARRIOTT INTERNATIONAL, INC.
Ticker: | MAR | Security ID: | 571903202 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director J.W. Marriott, Jr. | For | For | Management | ||||
2 | Elect Director John W. Marriott, III | For | For | Management | ||||
3 | Elect Director Mary K. Bush | For | For | Management | ||||
4 | Elect Director Lawrence W. Kellner | For | For | Management | ||||
5 | Elect Director Debra L. Lee | For | For | Management | ||||
6 | Elect Director George Munoz | For | For | Management | ||||
7 | Elect Director Harry J. Pearce | For | For | Management | ||||
8 | Elect Director Steven S Reinemund | For | For | Management | ||||
9 | Elect Director Lawrence M. Small | For | For | Management | ||||
10 | Elect Director Arne M. Sorenson | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: | MXIM | Security ID: | 57772K101 | |||
Meeting Date: | NOV 09, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Tunc Doluca | For | For | Management | ||||
1.2 | Elect Director B. Kipling Hagopian | For | For | Management | ||||
1.3 | Elect Director James R. Bergman | For | For | Management | ||||
1.4 | Elect Director Joseph R. Bronson | For | For | Management | ||||
1.5 | Elect Director Robert E. Grady | For | For | Management | ||||
1.6 | Elect Director William D. Watkins | For | For | Management | ||||
1.7 | Elect Director A.r. Frank Wazzan | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management |
MOLSON COORS BREWING COMPANY
Ticker: | TAP | Security ID: | 60871R209 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Directors John E. Cleghorn | For | For | Management | ||||
1.2 | Elect Directors Charles M. Herington | For | For | Management | ||||
1.3 | Elect Directors David P. O’Brien | For | For | Management |
MURPHY OIL CORPORATION
Ticker: | MUR | Security ID: | 626717102 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director F.W. Blue | For | For | Management | ||||
2 | Elect Director C.P. Deming | For | For | Management | ||||
3 | Elect Director R.A. Hermes | For | For | Management | ||||
4 | Elect Director J.V. Kelley | For | For | Management | ||||
5 | Elect Director R.M. Murphy | For | For | Management | ||||
6 | Elect Director W.C. Nolan, Jr. | For | For | Management | ||||
7 | Elect Director N.E. Schmale | For | For | Management | ||||
8 | Elect Director D.J.H. Smith | For | For | Management | ||||
9 | Elect Director C.G. Theus | For | For | Management | ||||
10 | Elect Director D.M. Wood | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management |
NORTHERN TRUST CORPORATION
Ticker: | NTRS | Security ID: | 665859104 | |||
Meeting Date: | APR 19, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Linda Walker Bynoe | For | For | Management | ||||
1.2 | Elect Director Nicholas D. Chabraja | For | For | Management | ||||
1.3 | Elect Director Susan Crown | For | For | Management | ||||
1.4 | Elect Director Dipak C. Jain | For | For | Management | ||||
1.5 | Elect Director Robert W. Lane | For | For | Management | ||||
1.6 | Elect Director Robert C. McCormack | For | For | Management | ||||
1.7 | Elect Director Edward J. Mooney | For | For | Management | ||||
1.8 | Elect Director John W. Rowe | For | For | Management | ||||
1.9 | Elect DirectorMartin P. Slark | For | For | Management | ||||
1.10 | Elect Director David H.B. Smith, Jr. | For | For | Management | ||||
1.11 | Elect Director Enrique J. Sosa | For | For | Management | ||||
1.12 | Elect Director Charles A. Tribbett, III | For | For | Management | ||||
1.13 | Elect Director Frederick H. Waddell | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
PARTNERRE LTD.
Ticker: | PRE | Security ID: | G6852T105 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Judith Hanratty as Director | For | For | Management | ||||
1.2 | Elect Costas Miranthis as Director | For | For | Management | ||||
1.3 | Elect Remy Sautter as Director | For | For | Management | ||||
1.4 | Elect Jurgen Zech as Director | For | For | Management | ||||
2 | Approve Deloitte & Touche Ltd as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Nonqualified Employee Stock Purchase Plan | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
PETROHAWK ENERGY CORPORATION
Ticker: | HK | Security ID: | 716495106 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Floyd C. Wilson | For | For | Management | ||||
1.2 | Elect Director Gary A. Merriman | For | For | Management | ||||
1.3 | Elect Director Robert C. Stone, Jr. | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
PG&E CORPORATION
Ticker: | PCG | Security ID: | 69331C108 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director David R. Andrews | For | For | Management | ||||
2 | Elect Director Lewis Chew | For | For | Management | ||||
3 | Elect Director C. Lee Cox | For | For | Management | ||||
4 | Elect Director Peter A. Darbee | For | For | Management | ||||
5 | Elect Director Maryellen C. Herringer | For | For | Management | ||||
6 | Elect Director Roger H. Kimmel | For | For | Management | ||||
7 | Elect Director Richard A. Meserve | For | For | Management | ||||
8 | Elect Director Forrest E. Miller | For | For | Management | ||||
9 | Elect Director Rosendo G. Parra | For | For | Management | ||||
10 | Elect Director Barbara L. Rambo | For | For | Management | ||||
11 | Elect Director Barry Lawson Williams | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
16 | Formulate EEO Policy That Does Not Include Sexual Orientation | Against | Against | Shareholder |
QLOGIC CORPORATION
Ticker: | QLGC | Security ID: | 747277101 | |||
Meeting Date: | AUG 26, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director H.K. Desai | For | For | Management | ||||
2 | Elect Director Joel S. Birnbaum | For | For | Management | ||||
3 | Elect Director James R. Fiebiger | For | For | Management | ||||
4 | Elect Director Balakrishnan S. Iyer | For | For | Management | ||||
5 | Elect Director Kathryn B. Lewis | For | For | Management | ||||
6 | Elect Director George D. Wells | For | For | Management | ||||
7 | Ratify Auditors | For | For | Management |
REGENCY CENTERS CORPORATION
Ticker: | REG | Security ID: | 758849103 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Martin E. Stein, Jr. | For | For | Management | ||||
1.2 | Elect Director Raymond L. Bank | For | For | Management | ||||
1.3 | Elect Director C. Ronald Blankenship | For | For | Management | ||||
1.4 | Elect Director A.R. Carpenter | For | For | Management | ||||
1.5 | Elect Director J. Dix Druce | For | For | Management | ||||
1.6 | Elect Director Mary Lou Fiala | For | For | Management | ||||
1.7 | Elect Director Bruce M. Johnson | For | For | Management | ||||
1.8 | Elect Director Douglas S. Luke | For | For | Management | ||||
1.9 | Elect Director John C. Schweitzer | For | For | Management | ||||
1.10 | Elect Director Brian M. Smith | For | For | Management | ||||
1.11 | Elect Director Thomas G. Wattles | For | For | Management | ||||
2 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
ROCKWELL COLLINS, INC.
Ticker: | COL | Security ID: | 774341101 | |||
Meeting Date: | FEB 04, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 06, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director C.A. Davis | For | For | Management | ||||
1.2 | Elect Director R.E. Eberhart | For | For | Management | ||||
1.3 | Elect Director D. Lilley | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
SAFEWAY INC.
Ticker: | SWY | Security ID: | 786514208 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Steven A. Burd | For | For | Management | ||||
2 | Elect Director Janet E. Grove | For | For | Management | ||||
3 | Elect Director Mohan Gyani | For | For | Management | ||||
4 | Elect Director Paul Hazen | For | For | Management | ||||
5 | Elect Director Frank C. Herringer | For | For | Management | ||||
6 | Elect Director Kenneth W. Oder | For | For | Management | ||||
7 | Elect Director T. Gary Rogers | For | For | Management | ||||
8 | Elect Director Arun Sarin | For | For | Management | ||||
9 | Elect Director Michael S. Shannon | For | For | Management | ||||
10 | Elect Director William Y. Tauscher | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Approve Omnibus Stock Plan | For | For | Management | ||||
14 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Provide for Cumulative Voting | Against | For | Shareholder |
SANDRIDGE ENERGY, INC.
Ticker: | SD | Security ID: | 80007P307 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Roy T. Oliver | For | For | Management | ||||
1.2 | Elect Director Tom L. Ward | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
SPX CORPORATION
Ticker: | SPW | Security ID: | 784635104 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director J. Kermit Campbell | For | For | Management | ||||
2 | Elect Director Emerson U. Fullwood | For | For | Management | ||||
3 | Elect Director Michael J. Mancuso | For | For | Management | ||||
4 | Elect Director Terry S. Lisenby | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Ratify Auditors | For | For | Management |
SYNOVUS FINANCIAL CORP.
Ticker: | SNV | Security ID: | 87161C105 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Catherine A. Allen | For | For | Management | ||||
2 | Elect Director Richard E. Anthony | For | For | Management | ||||
3 | Elect Director James H. Blanchard | For | For | Management | ||||
4 | Elect Director Richard Y. Bradley | For | For | Management | ||||
5 | Elect Director Frank W. Brumley | For | For | Management | ||||
6 | Elect Director Elizabeth W. Camp | For | For | Management | ||||
7 | Elect Director T. Michael Goodrich | For | For | Management | ||||
8 | Elect Director V. Nathaniel Hansford | For | For | Management | ||||
9 | Elect Director Mason H. Lampton | For | For | Management | ||||
10 | Elect Director H. Lynn Page | For | For | Management | ||||
11 | Elect Director Joseph J. Prochaska, Jr. | For | For | Management |
12 | Elect Director J. Neal Purcell | For | For | Management | ||||
13 | Elect Director Kessel D. Stelling, Jr. | For | For | Management | ||||
14 | Elect Director Melvin T. Stith | For | For | Management | ||||
15 | Elect Director Philip W. Tomlinson | For | For | Management | ||||
16 | Elect Director James D. Yancey | For | For | Management | ||||
17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
18 | Amend NOL Rights Plan (NOL Pill) | For | For | Management | ||||
19 | Approve Nonqualified Employee Stock Purchase Plan | For | Against | Management | ||||
20 | Approve Nonqualified Director Stock Purchase Plan | For | Against | Management | ||||
21 | Ratify Auditors | For | For | Management | ||||
22 | If you Own, in all Capacities, More than 1,139,063 Common Shares, Please vote FOR. If you DO NOT Own, in all Capacities, More than 1,139,063 Common Shares, Please vote AGAINST | None | Against | Management | ||||
23 | If you voted FOR Item 22, vote FOR this item if you acquired Morethan 1,136,063 Common Shares since 2/17/07. If you DID NOT acquire More than 1,139,063 since 2/17/07, vote AGAINST to confirm that shares Represented by Proxy are Entitled 10 Votes per share | None | Against | Management |
TCF FINANCIAL CORPORATION
Ticker: | TCB | Security ID: | 872275102 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Raymond L. Barton | For | For | Management | ||||
1.2 | Elect Director Peter Bell | For | For | Management | ||||
1.3 | Elect Director William F. Bieber | For | For | Management | ||||
1.4 | Elect Director Theodore J. Bigos | For | For | Management | ||||
1.5 | Elect Director William A. Cooper | For | For | Management | ||||
1.6 | Elect Director Thomas A. Cusick | For | For | Management | ||||
1.7 | Elect Director Luella G. Goldberg | For | For | Management | ||||
1.8 | Elect Director Karen L. Grandstrand | For | For | Management | ||||
1.9 | Elect Director George G. Johnson | For | For | Management |
1.10 | Elect Director Vance K. Opperman | For | For | Management | ||||
1.11 | Elect Director Gregory J. Pulles | For | For | Management | ||||
1.12 | Elect Director Gerald A. Schwalbach | For | For | Management | ||||
1.13 | Elect Director Ralph Strangis | For | For | Management | ||||
1.14 | Elect Director Barry N. Winslow | For | For | Management | ||||
1.15 | Elect Director Richard A. Zona | For | For | Management | ||||
2 | Amend Nonqualified Employee Stock Purchase Plan | For | Against | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
8 | Ratify Auditors | For | For | Management |
THE J. M. SMUCKER COMPANY
Ticker: | SJM | Security ID: | 832696405 | |||
Meeting Date: | AUG 18, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 23, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Kathryn W. Dindo | For | For | Management | ||||
2 | Elect Director Richard K. Smucker | For | For | Management | ||||
3 | Elect Director William H. Steinbrink | For | For | Management | ||||
4 | Elect Director Paul Smucker Wagstaff | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Approve Omnibus Stock Plan | For | For | Management |
THERMO FISHER SCIENTIFIC INC.
Ticker: | TMO | Security ID: | 883556102 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Thomas J. Lynch | For | For | Management | ||||
2 | Elect Director William G. Parrett | For | For | Management |
3 | Elect Director Michael E. Porter | For | For | Management | ||||
4 | Elect Director Scott M. Sperling | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Two Years | Two Years | Management | ||||
7 | Ratify Auditors | For | For | Management | ||||
8 | Declassify the Board of Directors | Against | For | Shareholder |
TOLL BROTHERS, INC.
Ticker: | TOL | Security ID: | 889478103 | |||
Meeting Date: | MAR 16, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert I. Toll | For | For | Management | ||||
1.2 | Elect Director Bruce E. Toll | For | For | Management | ||||
1.3 | Elect Director Christine N. Garvey | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
WABCO HOLDINGS INC.
Ticker: | WBC | Security ID: | 92927K102 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director G. Peter D’Aloia | For | For | Management | ||||
1.2 | Elect Director Juergen W. Gromer | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
WEATHERFORD INTERNATIONAL LTD.
Ticker: | WFT | Security ID: | H27013103 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
3.1 | Reelect Bernard Duroc-Danner as Director | For | For | Management | ||||
3.2 | Reelect Samuel Bodman, III as Director | For | For | Management | ||||
3.3 | Reelect Nicholas Brady as Director | For | For | Management | ||||
3.4 | Reelect David Butters as Director | For | For | Management | ||||
3.5 | Reelect William Macaulay as Director | For | For | Management | ||||
3.6 | Reelect Robert Millard as Director | For | For | Management | ||||
3.7 | Reelect Robert Moses, Jr. as Director | For | For | Management | ||||
3.8 | Reelect Guilliermo Ortiz as Director | For | For | Management | ||||
3.9 | Reelect Emyr Parry as Director | For | For | Management | ||||
3.10 | Reelect Robert Rayne as Director | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY
Ticker: | WSH | Security ID: | G96666105 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect William W. Bradley as Director | For | For | Management | ||||
1.2 | Elect Joseph A. Califano as Director | For | For | Management | ||||
1.3 | Elect Anna C. Catalano as Director | For | For | Management | ||||
1.4 | Elect Sir Roy Gardner as Director | For | For | Management | ||||
1.5 | Elect Sir Jeremy Hanley as Director | For | For | Management |
1.6 | Elect Robyn S. Kravit as Director | For | For | Management | ||||
1.7 | Elect Jeffrey B. Lane as Director | For | For | Management | ||||
1.8 | Elect Wendy E. Lane as Director | For | For | Management | ||||
1.9 | Elect James F. McCann as Director | For | For | Management | ||||
1.10 | Elect Joseph J. Plumeri as Director | For | For | Management | ||||
1.11 | Elect Douglas B. Roberts as Director | For | For | Management | ||||
1.12 | Elect Director Michael J. Somers | For | For | Management | ||||
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Authorize Directed Share Repurchase Program | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
WISCONSIN ENERGY CORPORATION
Ticker: | WEC | Security ID: | 976657106 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Bergstrom | For | For | Management | ||||
1.2 | Elect Director Barbara L. Bowles | For | For | Management | ||||
1.3 | Elect Director Patricia W. Chadwick | For | For | Management | ||||
1.4 | Elect Director Robert A. Cornog | For | For | Management | ||||
1.5 | Elect Director Curt S. Culver | For | For | Management | ||||
1.6 | Elect Director Thomas J. Fischer | For | For | Management | ||||
1.7 | Elect Director Gale E. Klappa | For | For | Management | ||||
1.8 | Elect Director Ulice Payne, Jr. | For | For | Management | ||||
1.9 | Elect Director Frederick P. Stratton, Jr. | For | For | Management | ||||
2 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management |
Any ballot marked ‘Abstain’ is considered to have been voted. Ballots marked ‘Abstain’ are considered to be have been voted against management’s recommendation, regardless of whether the recommendation is ‘For’ or ‘Against,’ except where management has made no recommendation or has recommended that shareholders ‘Abstain.’
Where management has recommended that shareholders ‘Abstain’ from voting on a ballot item: 1) a ballot market ‘Abstain’ is considered to have been voted for management’s recommendation to ‘Abstain’ and 2) a ballot voted ‘For” or ‘Against’ is considered to have been voted against management’s recommendation to ‘Abstain.’
Where management has made no recommendation on a ballot item, the abbreviation “N/A” is used to denote that there is no applicable recommendation compared to which a vote may be ‘For’ or ‘Against’ the recommendation of management.
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
TCW Funds, Inc. |
(Registrant) |
By | /s/ Charles W. Baldiswieler | |
President and Chief Executive Officer (Signature & Title) |
Date August 24, 2011