UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-07170
TCW Funds, Inc.
(Exact name of registrant as specified in charter)
865 South Figueroa Street, Los Angeles, CA 90017
(Address of principal executive offices)
Michael E. Cahill, Assistant Secretary, 865 South Figueroa Street, Los Angeles, CA 90017
(Name and address of agent for service)
Registrant’s telephone number, including area code: (213) 244-0000
Date of Fiscal year-end: 10/31/2012
Date of reporting period: 7/1/2011 - 6/30/2012
List of Funds
TCW Concentrated Value Fund
TCW Core Fixed Income Fund
TCW Dividend Focused Fund
TCW Emerging Markets Equities Fund
TCW Emerging Markets Income Fund
TCW Emerging Markets Local Currency Income Fund
TCW Enhanced Commodity Strategy Fund
TCW Global Bond Fund
TCW Global Conservative Allocation Fund
TCW Global Flexible Allocation Fund
TCW Global Moderate Allocation Fund
TCW Growth Equities Fund
TCW Growth Fund
TCW High Yield Bond Fund
TCW International Small Cap Fund
TCW Large Cap Growth Fund
TCW Money Market Fund
TCW Relative Value Large Cap Fund
TCW Relative Value Small Cap Fund
TCW Select Equities Fund
TCW Short Term Bond Fund
TCW Small Cap Growth Fund
TCW SMID Cap Growth Fund
TCW Total Return Bond Fund
TCW Value Opportunities Fund
| Item 1. | Proxy Voting Record |
Fund Name : TCW Concentrated Value Fund
Ace Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ACE | CUSIP H0023R105 | 01/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Approval of an Amendment to Increase Dividends from Legal Reserves | Mgmt | For | For | For | |||||
Ace Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ACE | CUSIP H0023R105 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Michael Atieh | Mgmt | For | For | For | |||||
| 2 | Elect Mary Cirillo | Mgmt | For | For | For | |||||
| 3 | Elect Thomas Neff | Mgmt | For | For | For | |||||
| 4 | Accounts and Reports | Mgmt | For | For | For | |||||
| 5 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||||
| 6 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||||
| 7 | Allocation of Disposable Profits | Mgmt | For | For | For | |||||
| 8 | Discharge of the Board of Directors | Mgmt | For | For | For | |||||
| 9 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
| 10 | Appointment of Statutory Auditor (Zurich) | Mgmt | For | For | For | |||||
| 11 | Appointment of Independent Auditor (US) | Mgmt | For | For | For | |||||
| 12 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | |||||
| 13 | Distribution Through Par Value Reduction | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Air Products and Chemicals, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| APD | CUSIP 009158106 | 01/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Mario Baeza | Mgmt | For | For | For | |||||
| 2 | Elect Susan Carter | Mgmt | For | For | For | |||||
| 3 | Elect John McGlade | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Allergan, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AGN | CUSIP 018490102 | 05/01/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect David Pyott | Mgmt | For | For | For | |||||
| 2 | Elect Herbert Boyer | Mgmt | For | For | For | |||||
| 3 | Elect Deborah Dunsire | Mgmt | For | For | For | |||||
| 4 | Elect Michael Gallagher | Mgmt | For | For | For | |||||
| 5 | Elect Dawn Hudson | Mgmt | For | For | For | |||||
| 6 | Elect Robert Ingram | Mgmt | For | For | For | |||||
| 7 | Elect Trevor Jones | Mgmt | For | For | For | |||||
| 8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||||
| 9 | Elect Russell Ray | Mgmt | For | For | For | |||||
| 10 | Elect Stephen Ryan | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||||
Apache Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| APA | CUSIP 037411105 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Scott Josey | Mgmt | For | For | For | |||||
| 2 | Elect George Lawrence | Mgmt | For | For | For | |||||
| 3 | Elect Rodman Patton | Mgmt | For | For | For | |||||
| 4 | Elect Charles Pitman | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||||
Apple Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AAPL | CUSIP 037833100 | 02/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect William Campbell | Mgmt | For | For | For | |||||
| 1.2 | Elect Timothy Cook | Mgmt | For | For | For | |||||
| 1.3 | Elect Millard Drexler | Mgmt | For | For | For | |||||
| 1.4 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||||
| 1.5 | Elect Robert Iger | Mgmt | For | For | For | |||||
| 1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||||
| 1.7 | Elect Arthur Levinson | Mgmt | For | For | For | |||||
| 1.8 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHoldr | Against | For | Against | |||||
| 5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHoldr | Against | Against | For | |||||
| 6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
| 7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||||
Berkshire Hathaway Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BRK.A | CUSIP 084670702 | 05/05/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Warren Buffett | Mgmt | For | For | For | |||||
| 1.2 | Elect Charles Munger | Mgmt | For | For | For | |||||
| 1.3 | Elect Howard Buffett | Mgmt | For | For | For | |||||
| 1.4 | Elect Stephen Burke | Mgmt | For | For | For | |||||
| 1.5 | Elect Susan Decker | Mgmt | For | For | For | |||||
| 1.6 | Elect William Gates III | Mgmt | For | For | For | |||||
| 1.7 | Elect David Gottesman | Mgmt | For | For | For | |||||
| 1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||||
| 1.9 | Elect Donald Keough | Mgmt | For | For | For | |||||
| 1.10 | Elect Thomas Murphy | Mgmt | For | For | For | |||||
| 1.11 | Elect Ronald Olson | Mgmt | For | For | For | |||||
| 1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||||
| 2 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | |||||
C.H. Robinson Worldwide, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CHRW | CUSIP 12541W209 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect David MacLennan | Mgmt | For | For | For | |||||
| 2 | Elect James Stake | Mgmt | For | For | For | |||||
| 3 | Elect John Wiehoff | Mgmt | For | For | �� | For | ||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
CVS Caremark Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CVS | CUSIP 126650100 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect C. David Brown II | Mgmt | For | For | For | |||||
| 2 | Elect David Dorman | Mgmt | For | For | For | |||||
| 3 | Elect Anne Finucane | Mgmt | For | For | For | |||||
| 4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||||
| 5 | Elect Marian Heard | Mgmt | For | For | For | |||||
| 6 | Elect Larry Merlo | Mgmt | For | For | For | |||||
| 7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||||
| 8 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||||
| 9 | Elect Richard Swift | Mgmt | For | For | For | |||||
| 10 | Elect Tony White | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Authorization of Written Consent by Less Than Unanimous Approval | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
Danaher Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DHR | CUSIP 235851102 | 05/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Mortimer Caplin | Mgmt | For | For | For | |||||
| 2 | Elect Donald Ehrlich | Mgmt | For | For | For | |||||
| 3 | Elect Linda Hefner | Mgmt | For | For | For | |||||
| 4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||||
| 5 | Elect Walter Lohr, Jr. | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
| 8 | Re-approve the Material Terms of the Performance Goals Under the 2007 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Delta Air Lines, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DAL | CUSIP 247361702 | 06/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Richard Anderson | Mgmt | For | For | For | |||||
| 2 | Elect Edward Bastian | Mgmt | For | For | For | |||||
| 3 | Elect Roy Bostock | Mgmt | For | For | For | |||||
| 4 | Elect John Brinzo | Mgmt | For | For | For | |||||
| 5 | Elect Daniel Carp | Mgmt | For | For | For | |||||
| 6 | Elect David DeWalt | Mgmt | For | For | For | |||||
| 7 | Elect Mickey Foret | Mgmt | For | For | For | |||||
| 8 | Elect Shirley Franklin | Mgmt | For | For | For | |||||
| 9 | Elect David Goode | Mgmt | For | For | For | |||||
| 10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||||
| 11 | Elect Kenneth Rogers | Mgmt | For | For | For | |||||
| 12 | Elect Kenneth Woodrow | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Re-Approval of the Performance Goals Under the 2007 Performance Compensation Plan | Mgmt | For | For | For | |||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Denbury Resources Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DNR | CUSIP 247916208 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Wieland Wettstein | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Beatty | Mgmt | For | For | For | |||||
| 1.3 | Elect Michael Decker | Mgmt | For | For | For | |||||
| 1.4 | Elect Ronald Greene | Mgmt | For | For | For | |||||
| 1.5 | Elect Gregory McMichael | Mgmt | For | For | For | |||||
| 1.6 | Elect Kevin Myers | Mgmt | For | For | For | |||||
| 1.7 | Elect Gareth Roberts | Mgmt | For | For | For | |||||
| 1.8 | Elect Phil Rykhoek | Mgmt | For | For | For | |||||
| 1.9 | Elect Randy Stein | Mgmt | For | For | For | |||||
| 1.10 | Elect Laura Sugg | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Elimination of Two-Thirds | Mgmt | For | For | For | |||||
Supermajority Requirement for the Board of Directors to Approve Certain Corporate Actions | ||||||||||
| 4 | Amendment of the Limited Liability Company Agreement | Mgmt | For | Against | Against | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ecolab Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ECL | CUSIP 278865100 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Leslie Biller | Mgmt | For | For | For | |||||
| 2 | Elect Jerry Grundhofer | Mgmt | For | For | For | |||||
| 3 | Elect Michael Larson | Mgmt | For | For | For | |||||
| 4 | Elect Victoria Reich | Mgmt | For | For | For | |||||
| 5 | Elect John Zillmer | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 9 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||||
| 10 | Shareholder Proposal Regarding Poison Pill | ShrHoldr | Against | Against | For | |||||
Ecolab Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ECL | CUSIP 278865100 | 11/30/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Issue Shares in Connection with Acquisition | Mgmt | For | For | For | |||||
| 2 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||
| 3 | Adjourn Meeting | Mgmt | For | For | For | |||||
Halliburton Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HAL | CUSIP 406216101 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Alan Bennett | Mgmt | For | For | For | |||||
| 2 | Elect James Boyd | Mgmt | For | For | For | |||||
| 3 | Elect Milton Carroll | Mgmt | For | For | For | |||||
| 4 | Elect Nance Dicciani | Mgmt | For | For | For | |||||
| 5 | Elect Murry Gerber | Mgmt | For | For | For | |||||
| 6 | Elect S. Malcolm Gillis | Mgmt | For | For | For | |||||
| 7 | Elect Abdallah Jum’ah | Mgmt | For | For | For | |||||
| 8 | Elect David Lesar | Mgmt | For | For | For | |||||
| 9 | Elect Robert Malone | Mgmt | For | For | For | |||||
| 10 | Elect J. Landis Martin | Mgmt | For | For | For | |||||
| 11 | Elect Debra Reed | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||||
Honeywell International Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HON | CUSIP 438516106 | 04/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
| 2 | Elect Kevin Burke | Mgmt | For | For | For | |||||
| 3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
| 4 | Elect David Cote | Mgmt | For | For | For | |||||
| 5 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
| 6 | Elect Linnet Deily | Mgmt | For | For | For | |||||
| 7 | Elect Judd Gregg | Mgmt | For | For | For | |||||
| 8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||||
| 9 | Elect George Paz | Mgmt | For | For | For | |||||
| 10 | Elect Bradley Sheares | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
Johnson & Johnson
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| JNJ | CUSIP 478160104 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Mary Coleman | Mgmt | For | For | For | |||||
| 2 | Elect James Cullen | Mgmt | For | For | For | |||||
| 3 | Elect Ian Davis | Mgmt | For | For | For | |||||
| 4 | Elect Alex Gorsky | Mgmt | For | For | For | |||||
| 5 | Elect Michael Johns | Mgmt | For | For | For | |||||
| 6 | Elect Susan Lindquist | Mgmt | For | For | For | |||||
| 7 | Elect Anne Mulcahy | Mgmt | For | For | For | |||||
| 8 | Elect Leo Mullin | Mgmt | For | For | For | |||||
| 9 | Elect William Perez | Mgmt | For | For | For | |||||
| 10 | Elect Charles Prince | Mgmt | For | For | For | |||||
| 11 | Elect David Satcher | Mgmt | For | For | For | |||||
| 12 | Elect William Weldon | Mgmt | For | For | For | |||||
| 13 | Elect Ronald Williams | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 16 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||||
| 18 | Shareholder Proposal Regarding Binding Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||||
JPMorgan Chase & Co.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| JPM | CUSIP 46625H100 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect James Bell | Mgmt | For | For | For | |||||
| 2 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
| 3 | Elect Stephen Burke | Mgmt | For | For | For | |||||
| 4 | Elect David Cote | Mgmt | For | For | For | |||||
| 5 | Elect James Crown | Mgmt | For | For | For | |||||
| 6 | Elect James Dimon | Mgmt | For | For | For | |||||
| 7 | Elect Timothy Flynn | Mgmt | For | For | For | |||||
| 8 | Elect Ellen Futter | Mgmt | For | For | For | |||||
| 9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
| 10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
| 11 | Elect William Weldon | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||||
| 16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHoldr | Against | Against | For | |||||
| 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
| 18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
| 20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||||
Kohl’s Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KSS | CUSIP 500255104 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Peter Boneparth | Mgmt | For | For | For | |||||
| 2 | Elect Steven Burd | Mgmt | For | For | For | |||||
| 3 | Elect John Herma | Mgmt | For | For | For | |||||
| 4 | Elect Dale Jones | Mgmt | For | For | For | |||||
| 5 | Elect William Kellogg | Mgmt | For | For | For | |||||
| 6 | Elect Kevin Mansell | Mgmt | For | For | For | |||||
| 7 | Elect John Schlifske | Mgmt | For | For | For | |||||
| 8 | Elect Frank Sica | Mgmt | For | For | For | |||||
| 9 | Elect Peter Sommerhauser | Mgmt | For | For | For | |||||
| 10 | Elect Stephanie Streeter | Mgmt | For | For | For | |||||
| 11 | Elect Nina Vaca | Mgmt | For | For | For | |||||
| 12 | Elect Stephen Watson | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Regarding Fur Policy | ShrHoldr | Against | Against | For | |||||
| 16 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | |||||
| 17 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||||
Kraft Foods Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KFT | CUSIP 50075N104 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Myra Hart | Mgmt | For | For | For | |||||
| 2 | Elect Peter Henry | Mgmt | For | For | For | |||||
| 3 | Elect Lois Juliber | Mgmt | For | For | For | |||||
| 4 | Elect Mark Ketchum | Mgmt | For | For | For | |||||
| 5 | Elect Terry Lundgren | Mgmt | For | For | For | |||||
| 6 | Elect Mackey McDonald | Mgmt | For | For | For | |||||
| 7 | Elect Jorge Mesquita | Mgmt | For | For | For | |||||
| 8 | Elect John Pope | Mgmt | For | For | For | |||||
| 9 | Elect Fedric Reynolds | Mgmt | For | For | For | |||||
| 10 | Elect Irene Rosenfeld | Mgmt | For | For | For | |||||
| 11 | Elect Jean-Francois van Boxmeer | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Company Name Change | Mgmt | For | For | For | |||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | For | Against | |||||
| 16 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHoldr | Against | Against | For | |||||
| 17 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHoldr | Against | For | Against | |||||
National Oilwell Varco, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| NOV | CUSIP 637071101 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Merrill Miller, Jr. | Mgmt | For | For | For | |||||
| 2 | Elect Greg Armstrong | Mgmt | For | For | For | |||||
| 3 | Elect David Harrison | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against | |||||
Occidental Petroleum Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| OXY | CUSIP 674599105 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Spencer Abraham | Mgmt | For | For | For | |||||
| 2 | Elect Howard Atkins | Mgmt | For | For | For | |||||
| 3 | Elect Stephen Chazen | Mgmt | For | For | For | |||||
| 4 | Elect Edward Djerejian | Mgmt | For | For | For | |||||
| 5 | Elect John Feick | Mgmt | For | For | For | |||||
| 6 | Elect Margaret Foran | Mgmt | For | For | For | |||||
| 7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||||
| 8 | Elect Ray Irani | Mgmt | For | For | For | |||||
| 9 | Elect Avedick Poladian | Mgmt | For | For | For | |||||
| 10 | Elect Aziz Syriani | Mgmt | For | For | For | |||||
| 11 | Elect Rosemary Tomich | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||||
Praxair, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PX | CUSIP 74005P104 | 04/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||||
| 1.2 | Elect Oscar Bernardes | Mgmt | For | For | For | |||||
| 1.3 | Elect Bret Clayton | Mgmt | For | For | For | |||||
| 1.4 | Elect Nance Dicciani | Mgmt | For | For | For | |||||
| 1.5 | Elect Edward Galante | Mgmt | For | For | For | |||||
| 1.6 | Elect Claire Gargalli | Mgmt | For | For | For | |||||
| 1.7 | Elect Ira Hall | Mgmt | For | For | For | |||||
| 1.8 | Elect Raymond LeBoeuf | Mgmt | For | For | For | |||||
| 1.9 | Elect Larry McVay | Mgmt | For | For | For | |||||
| 1.10 | Elect Wayne Smith | Mgmt | For | For | For | |||||
| 1.11 | Elect Robert Wood | Mgmt | For | For | For | |||||
| 2 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Research In Motion Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| RIM | CUSIP 760975102 | 07/12/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director James L. Balsillie | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Mike Lazaridis | Mgmt | For | For | For | |||||
| 1.3 | Elect Director David Kerr | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Claudia Kotchka | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Roger Martin | Mgmt | For | For | For | |||||
| 1.6 | Elect Director John Richardson | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Barbara Stymiest | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Antonio Viana-Baptista | Mgmt | For | For | For | |||||
| 1.9 | Elect Director John Wetmore | Mgmt | For | For | For | |||||
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 3 | Require Independent Board Chairman | ShrHoldr | Against | Against | For | |||||
Rockwell Automation, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ROK | CUSIP 773903109 | 02/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Betty Alewine | Mgmt | For | For | For | |||||
| 1.2 | Elect Verne Istock | Mgmt | For | For | For | |||||
| 1.3 | Elect David Speer | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Approval of the 2012 Long Term Incentives Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Schlumberger N.V. (Schlumberger Limited)
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SLB | CUSIP 806857108 | 04/11/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Peter Currie | Mgmt | For | For | For | |||||
| 2 | Elect Anthony Isaac | Mgmt | For | For | For | |||||
| 3 | Elect K.V. Kamath | Mgmt | For | For | For | |||||
| 4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||||
| 5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||||
| 6 | Elect Adrian Lajous | Mgmt | For | For | For | |||||
| 7 | Elect Michael Marks | Mgmt | For | For | For | |||||
| 8 | Elect Elizabeth Moler | Mgmt | For | For | For | |||||
| 9 | Elect Lubna Olayan | Mgmt | For | For | For | |||||
| 10 | Elect Leo Reif | Mgmt | For | For | For | |||||
| 11 | Elect Tore Sandvold | Mgmt | For | For | For | |||||
| 12 | Elect Henri Seydoux | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 16 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | Mgmt | For | For | For | |||||
Sigma-Aldrich Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SIAL | CUSIP 826552101 | 05/01/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Rebecca Bergman | Mgmt | For | For | For | |||||
| 2 | Elect George Church | Mgmt | For | For | For | |||||
| 3 | Elect W. Lee McCollum | Mgmt | For | For | For | |||||
| 4 | Elect Avi Nash | Mgmt | For | For | For | |||||
| 5 | Elect Steven Paul | Mgmt | For | For | For | |||||
| 6 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||||
| 7 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||||
| 8 | Elect D. Dean Spatz | Mgmt | For | For | For | |||||
| 9 | Elect Barrett Toan | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
SPX Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SPW | CUSIP 784635104 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Christopher Kearney | Mgmt | For | For | For | |||||
| 2 | Elect Martha Wyrsch | Mgmt | For | For | For | |||||
| 3 | Elect Peter Volanakis | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2002 Stock Compensation Plan | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Stanley Black & Decker, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SWK | CUSIP 854502101 | 04/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Patrick Campbell | Mgmt | For | For | For | |||||
| 1.2 | Elect Benjamin Griswold, IV | Mgmt | For | For | For | |||||
| 1.3 | Elect Eileen Kraus | Mgmt | For | For | For | |||||
| 1.4 | Elect Robert Ryan | Mgmt | For | For | For | |||||
| 2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 3 | 2012 Management Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
T. Rowe Price Group, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TROW | CUSIP 74144T108 | 04/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Edward Bernard | Mgmt | For | For | For | |||||
| 2 | Elect James Brady | Mgmt | For | For | For | |||||
| 3 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |||||
| 4 | Elect Donald Hebb, Jr. | Mgmt | For | For | For | |||||
| 5 | Elect James Kennedy | Mgmt | For | For | For | |||||
| 6 | Elect Robert MacLellan | Mgmt | For | For | For | |||||
| 7 | Elect Brian Rogers | Mgmt | For | For | For | |||||
| 8 | Elect Alfred Sommer | Mgmt | For | For | For | |||||
| 9 | Elect Dwight Taylor | Mgmt | For | For | For | |||||
| 10 | Elect Anne Whittemore | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Goldman Sachs Group, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GS | CUSIP 38141G104 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||||
| 2 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
| 3 | Elect Gary Cohn | Mgmt | For | For | For | |||||
| 4 | Elect Claes Dahlback | Mgmt | For | For | For | |||||
| 5 | Elect Stephen Friedman | Mgmt | For | For | For | |||||
| 6 | Elect William George | Mgmt | For | For | For | |||||
| 7 | Elect James Johnson | Mgmt | For | For | For | |||||
| 8 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||||
| 9 | Elect James Schiro | Mgmt | For | For | For | |||||
| 10 | Elect Debra Spar | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
Thermo Fisher Scientific Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TMO | CUSIP 883556102 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect C. Martin Harris | Mgmt | For | For | For | |||||
| 2 | Elect Judy Lewent | Mgmt | For | For | For | |||||
| 3 | Elect Jim Manzi | Mgmt | For | For | For | |||||
| 4 | Elect Lars Sorenson | Mgmt | For | For | For | |||||
| 5 | Elect Elaine Ullian | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Transocean Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| RIG | CUSIP H8817H100 | 05/18/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Elect Glyn Barker | Mgmt | For | For | For | |||||
| 4 | Elect Vanessa Chang | Mgmt | For | For | For | |||||
| 5 | Elect Chad Deaton | Mgmt | For | For | For | |||||
| 6 | Elect Edward Muller | Mgmt | For | For | For | |||||
| 7 | Elect Tan Ek Kia | Mgmt | For | For | For | |||||
| 8 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Union Pacific Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| UNP | CUSIP 907818108 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Andrew Card, Jr. | Mgmt | For | For | For | |||||
| 2 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect Thomas Donohue | Mgmt | For | For | For | |||||
| 4 | Elect Archie Dunham | Mgmt | For | For | For | |||||
| 5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||||
| 6 | Elect Charles Krulak | Mgmt | For | For | For | |||||
| 7 | Elect Michael McCarthy | Mgmt | For | For | For | |||||
| 8 | Elect Michael McConnell | Mgmt | For | For | For | |||||
| 9 | Elect Thomas McLarty III | Mgmt | For | For | For | |||||
| 10 | Elect Steven Rogel | Mgmt | For | For | For | |||||
| 11 | Elect Jose Villarreal | Mgmt | For | For | For | |||||
| 12 | Elect James Young | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
| 16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||||
Wells Fargo & Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| WFC | CUSIP 949746101 | 04/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect John Baker II | Mgmt | For | For | For | |||||
| 2 | Elect Elaine Chao | Mgmt | For | For | For | |||||
| 3 | Elect John Chen | Mgmt | For | For | For | |||||
| 4 | Elect Lloyd Dean | Mgmt | For | For | For | |||||
| 5 | Elect Susan Engel | Mgmt | For | For | For | |||||
| 6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
| 7 | Elect Donald James | Mgmt | For | For | For | |||||
| 8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||||
| 9 | Elect Nicholas Moore | Mgmt | For | For | For | |||||
| 10 | Elect Federico Pena | Mgmt | For | For | For | |||||
| 11 | Elect Philip Quigley | Mgmt | For | For | For | |||||
| 12 | Elect Judith Runstad | Mgmt | For | For | For | |||||
| 13 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
| 14 | Elect John Stumpf | Mgmt | For | For | For | |||||
| 15 | Elect Susan Swenson | Mgmt | For | For | For | |||||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 17 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHoldr | Against | For | Against | |||||
| 20 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||||
| 21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | |||||
Western Digital Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| WDC | CUSIP 958102105 | 11/10/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Director Kathleen A. Cote | Mgmt | For | For | For | |||||
| 2 | Elect Director John F. Coyne | Mgmt | For | For | For | |||||
| 3 | Elect Director Henry T. DeNero | Mgmt | For | For | For | |||||
| 4 | Elect Director William L. Kimsey | Mgmt | For | For | For | |||||
| 5 | Elect Director Michael D. Lambert | Mgmt | For | For | For | |||||
| 6 | Elect Director Len J. Lauer | Mgmt | For | For | For | |||||
| 7 | Elect Director Matthew E. Massengill | Mgmt | For | For | For | |||||
| 8 | Elect Director Roger H. Moore | Mgmt | For | For | For | |||||
| 9 | Elect Director Thomas E. Pardun | Mgmt | For | For | For | |||||
| 10 | Elect Director Arif Shakeel | Mgmt | For | For | For | |||||
| 11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 13 | Ratify Auditors | Mgmt | For | For | For | |||||
Fund Name : TCW Core Fixed Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Fund Name : TCW Dividend Focused Fund
Activision Blizzard, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ATVI | CUSIP 00507V109 | 06/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Philippe Capron | Mgmt | For | For | For | |||||
| 2 | Elect Robert Corti | Mgmt | For | For | For | |||||
| 3 | Elect Frederic Crepin | Mgmt | For | For | For | |||||
| 4 | Elect Lucian Grainge | Mgmt | For | For | For | |||||
| 5 | Elect Brian Kelly | Mgmt | For | For | For | |||||
| 6 | Elect Robert Kotick | Mgmt | For | For | For | |||||
| 7 | Elect Jean-Bernard Levy | Mgmt | For | For | For | |||||
| 8 | Elect Robert Morgado | Mgmt | For | For | For | |||||
| 9 | Elect Stephane Roussel | Mgmt | For | For | For | |||||
| 10 | Elect Richard Sarnoff | Mgmt | For | For | For | |||||
| 11 | Elect Regis Turrini | Mgmt | For | For | For | |||||
| 12 | Amendment to the 2008 Incentive Plan | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Alcoa Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AA | CUSIP 013817101 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Kathryn Fuller | Mgmt | For | For | For | |||||
| 2 | Elect Judith Gueron | Mgmt | For | For | For | |||||
| 3 | Elect Patricia Russo | Mgmt | For | For | For | |||||
| 4 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 7 | Elimination of Supermajority Requirement Relating to Fair Price Protection | Mgmt | For | For | For | |||||
| 8 | Elimination of Supermajority Requirement Relating to Director Elections | Mgmt | For | For | For | |||||
| 9 | Elimination of Supermajority Requirement Relating to Removal of Directors | Mgmt | For | For | For | |||||
| 10 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 11 | Permit Written Consent | Mgmt | For | For | For | |||||
American Electric Power Company, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AEP | CUSIP 025537101 | 04/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Nicholas Atkins | Mgmt | For | For | For | |||||
| 2 | Elect David Anderson | Mgmt | For | For | For | |||||
| 3 | Elect James Cordes | Mgmt | For | For | For | |||||
| 4 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For | |||||
| 5 | Elect Linda Goodspeed | Mgmt | For | For | For | |||||
| 6 | Elect Thomas Hoaglin | Mgmt | For | For | For | |||||
| 7 | Elect Michael Morris | Mgmt | For | For | For | |||||
| 8 | Elect Richard Notebaert | Mgmt | For | For | For | |||||
| 9 | Elect Lionel Nowell III | Mgmt | For | For | For | |||||
| 10 | Elect Richard Sandor | Mgmt | For | For | For | |||||
| 11 | Elect Sara Tucker | Mgmt | For | For | For | |||||
| 12 | Elect John Turner | Mgmt | For | For | For | |||||
| 13 | Senior Officer Incentive Plan | Mgmt | For | For | For | |||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
American Express Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AXP | CUSIP 025816109 | 04/30/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||||
| 1.2 | Elect Ursula Burns | Mgmt | For | For | For | |||||
| 1.3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
| 1.4 | Elect Peter Chernin | Mgmt | For | For | For | |||||
| 1.5 | Elect Theodore Leonsis | Mgmt | For | For | For | |||||
| 1.6 | Elect Jan Leschly | Mgmt | For | For | For | |||||
| 1.7 | Elect Richard Levin | Mgmt | For | For | For | |||||
| 1.8 | Elect Richard McGinn | Mgmt | For | For | For | |||||
| 1.9 | Elect Edward Miller | Mgmt | For | For | For | |||||
| 1.10 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
| 1.11 | Elect Robert Walter | Mgmt | For | For | For | |||||
| 1.12 | Elect Ronald Williams | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2007 Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
Ameriprise Financial, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AMP | CUSIP 03076C106 | 04/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Lon Greenberg | Mgmt | For | For | For | |||||
| 2 | Elect Warren Knowlton | Mgmt | For | For | For | |||||
| 3 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||||
| 4 | Elect Robert Sharpe, Jr. Mgmt | For | For | For | ||||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Anadarko Petroleum Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| APC | CUSIP 032511107 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Kevin Chilton | Mgmt | For | For | For | |||||
| 2 | Elect Luke Corbett | Mgmt | For | For | For | |||||
| 3 | Elect Paulett Eberhart | Mgmt | For | For | For | |||||
| 4 | Elect Peter Fluor | Mgmt | For | For | For | |||||
| 5 | Elect Richard George | Mgmt | For | For | For | |||||
| 6 | Elect Preston Geren, III Mgmt | For | For | For | ||||||
| 7 | Elect Charles Goodyear | Mgmt | For | For | For | |||||
| 8 | Elect John Gordon | Mgmt | For | For | For | |||||
| 9 | Elect James Hackett | Mgmt | For | For | For | |||||
| 10 | Elect Eric Mullins | Mgmt | For | For | For | |||||
| 11 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||||
| 12 | Elect R. Walker | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 16 | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | ShrHoldr | Against | Against | For | |||||
| 17 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHoldr | Against | Against | For | |||||
| 18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
AT&T Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| T | CUSIP 00206R102 | 04/27/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Randall Stephenson | Mgmt | For | For | For | |||||
| 2 | Elect Gilbert Amelio | Mgmt | For | For | For | |||||
| 3 | Elect Reuben Anderson | Mgmt | For | For | For | |||||
| 4 | Elect James Blanchard | Mgmt | For | For | For | |||||
| 5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
| 6 | Elect James Kelly | Mgmt | For | For | For | |||||
| 7 | Elect Jon Madonna | Mgmt | For | For | For | |||||
| 8 | Elect John McCoy | Mgmt | For | For | For | |||||
| 9 | Elect Joyce Roche | Mgmt | For | For | For | |||||
| 10 | Elect Matthew Rose | Mgmt | For | For | For | |||||
| 11 | Elect Laura Tyson | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Restoration of Written Consent | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||||
| 16 | Shareholder Proposal Regarding Network Neutrality | ShrHoldr | Against | Against | For | |||||
| 17 | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | ShrHoldr | Against | For | Against | |||||
Avery Dennison Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AVY | CUSIP 053611109 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect John Cardis | Mgmt | For | For | For | |||||
| 2 | Elect David Pyott | Mgmt | For | For | For | |||||
| 3 | Elect Dean Scarborough | Mgmt | For | For | For | |||||
| 4 | Elect Julia Stewart | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Amendment to the Stock Option and Incentive Plan | Mgmt | For | For | For | |||||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Baker Hughes Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BHI | CUSIP 057224107 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Larry Brady | Mgmt | For | For | For | |||||
| 1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect Martin Craighead | Mgmt | For | For | For | |||||
| 1.4 | Elect Chad Deaton | Mgmt | For | For | For | |||||
| 1.5 | Elect Anthony Fernandes | Mgmt | For | For | For | |||||
| 1.6 | Elect Claire Gargalli | Mgmt | For | For | For | |||||
| 1.7 | Elect Pierre Jungels | Mgmt | For | For | For | |||||
| 1.8 | Elect James Lash | Mgmt | For | For | For | |||||
| 1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | |||||
| 1.10 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||||
| 1.11 | Elect James Stewart | Mgmt | For | For | For | |||||
| 1.12 | Elect Charles Watson | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||||
CA, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CA | CUSIP 12673P105 | 08/03/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Director Raymond J. Bromark | Mgmt | For | For | For | |||||
| 2 | Elect Director Gary J. Fernandes | Mgmt | For | For | For | |||||
| 3 | Elect Director Rohit Kapoor | Mgmt | For | For | For | |||||
| 4 | Elect Director Kay Koplovitz | Mgmt | For | For | For | |||||
| 5 | Elect Director Christopher B. Lofgren | Mgmt | For | For | For | |||||
| 6 | Elect Director William E. McCracken | Mgmt | For | For | For | |||||
| 7 | Elect Director Richard Sulpizio | Mgmt | For | For | For | |||||
| 8 | Elect Director Laura S. Unger | Mgmt | For | For | For | |||||
| 9 | Elect Director Arthur F. Weinbach | Mgmt | For | For | For | |||||
| 10 | Elect Director Renato (Ron) Zambonini | Mgmt | For | For | For | |||||
| 11 | Ratify Auditors | Mgmt | For | For | For | |||||
| 12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 14 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 15 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Campbell Soup Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CPB | CUSIP 134429109 | 11/17/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Edmund M. Carpenter | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Paul R. Charron | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Bennett Dorrance | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Lawrence C. Karlson | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Randall W. Larrimore | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Mary Alice D. Malone | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Sara Mathew | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Denise M. Morrison | Mgmt | For | For | For | |||||
| 1.9 | Elect Director William D. Perez | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Charles R. Perrin | Mgmt | For | For | For | |||||
| 1.11 | Elect Director A. Barry Rand | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Nick Shreiber | Mgmt | For | For | For | |||||
| 1.13 | Elect Director Tracey T. Travis | Mgmt | For | For | For | |||||
| 1.14 | Elect Director Archbold D. van Beuren | Mgmt | For | For | For | |||||
| 1.15 | Elect Director Les C. Vinney | Mgmt | For | For | For | |||||
| 1.16 | Elect Director Charlotte C. Weber | Mgmt | For | For | For | |||||
| 2 | Ratify Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
Chevron Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CVX | CUSIP 166764100 | 05/30/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Linnet Deily | Mgmt | For | For | For | |||||
| 2 | Elect Robert Denham | Mgmt | For | For | For | |||||
| 3 | Elect Chuck Hagel | Mgmt | For | For | For | |||||
| 4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
| 5 | Elect George Kirkland | Mgmt | For | For | For | |||||
| 6 | Elect Charles Moorman, IV | Mgmt | For | For | For | |||||
| 7 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
| 8 | Elect John Stumpf | Mgmt | For | For | For | |||||
| 9 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
| 10 | Elect Carl Ware | Mgmt | For | For | For | |||||
| 11 | Elect John Watson | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Exclusive Forum Provisions | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||||
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
| 17 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | For | Against | |||||
| 18 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | Against | For | |||||
| 20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||||
Citigroup Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| C | CUSIP 172967424 | 04/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Franz Humer | Mgmt | For | For | For | |||||
| 2 | Elect Robert Joss | Mgmt | For | For | For | |||||
| 3 | Elect Michael O’Neill | Mgmt | For | For | For | |||||
| 4 | Elect Vikram Pandit | Mgmt | For | For | For | |||||
| 5 | Elect Lawrence Ricciardi | Mgmt | For | For | For | |||||
| 6 | Elect Judith Rodin | Mgmt | For | For | For | |||||
| 7 | Elect Robert Ryan | Mgmt | For | For | For | |||||
| 8 | Elect Anthony Santomero | Mgmt | For | For | For | |||||
| 9 | Elect Joan Spero | Mgmt | For | For | For | |||||
| 10 | Elect Diana Taylor | Mgmt | For | For | For | |||||
| 11 | Elect William Thompson, Jr. | Mgmt | For | For | For | |||||
| 12 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | For | Against | |||||
| 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
| 18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | |||||
Cliffs Natural Resources Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CLF | CUSIP 18683K101 | 05/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Joseph Carrabba | Mgmt | For | For | For | |||||
| 2 | Elect Susan Cunningham | Mgmt | For | For | For | |||||
| 3 | Elect Barry Eldridge | Mgmt | For | For | For | |||||
| 4 | Elect Andres Gluski | Mgmt | For | For | For | |||||
| 5 | Elect Susan Green | Mgmt | For | For | For | |||||
| 6 | Elect Janice Henry | Mgmt | For | For | For | |||||
| 7 | Elect James Kirsch | Mgmt | For | For | For | |||||
| 8 | Elect Francis McAllister | Mgmt | For | For | For | |||||
| 9 | Elect Richard Riederer | Mgmt | For | For | For | |||||
| 10 | Elect Richard Ross | Mgmt | For | For | For | |||||
| 11 | Amendment to Regulations to allow the Board to Amend the Regulations without Shareholder Approval | Mgmt | For | Against | Against | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | 2012 Incentive Equity Plan | Mgmt | For | For | For | |||||
| 14 | 2012 Executive Management Performance Incentive Plan | Mgmt | For | For | For | |||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Comcast Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CMCSA | CUSIP 20030N101 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Kenneth Bacon | Mgmt | For | For | For | |||||
| 1.2 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||||
| 1.3 | Elect Joseph Collins | Mgmt | For | For | For | |||||
| 1.4 | Elect J. Michael Cook | Mgmt | For | For | For | |||||
| 1.5 | Elect Gerald Hassell | Mgmt | For | For | For | |||||
| 1.6 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||||
| 1.7 | Elect Eduardo Mestre | Mgmt | �� | For | For | For | ||||
| 1.8 | Elect Brian Roberts | Mgmt | For | For | For | |||||
| 1.9 | Elect Ralph Roberts | Mgmt | For | For | For | |||||
| 1.10 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||||
| 1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||||
| 7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||||
| 8 | Shareholder Proposal Regarding Poison Pills | ShrHoldr | Against | Against | For | |||||
Dell Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DELL | CUSIP 24702R101 | 07/15/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director James W. Breyer | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Donald J. Carty | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Michael S. Dell | Mgmt | For | For | For | |||||
| 1.4 | Elect Director William H. Gray, III | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Gerald J. Kleisterlee | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Thomas W. Luce, III | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Klaus S. Luft | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Alex J. Mandl | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Shantanu Narayen | Mgmt | For | For | For | |||||
| 1.10 | Elect Director H. Ross Perot, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratify Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 5 | Require Independent Board Chairman | ShrHoldr | Against | Against | For | |||||
| 6 | Provide Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
| 7 | Approve Declaration of Dividends | ShrHoldr | Against | Against | For | |||||
Devon Energy Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DVN | CUSIP 25179M103 | 06/06/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Robert Henry | Mgmt | For | For | For | |||||
| 1.2 | Elect John Hill | Mgmt | For | For | For | |||||
| 1.3 | Elect Michael Kanovsky | Mgmt | For | For | For | |||||
| 1.4 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | |||||
| 1.5 | Elect J. Larry Nichols | Mgmt | For | For | For | |||||
| 1.6 | Elect Duane Radtke | Mgmt | For | For | For | |||||
| 1.7 | Elect Mary Ricciardello | Mgmt | For | For | For | |||||
| 1.8 | Elect John Richels | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
| 5 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 6 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
E.I. du Pont de Nemours and Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DD | CUSIP 263534109 | 04/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||||
| 2 | Elect Richard Brown | Mgmt | For | For | For | |||||
| 3 | Elect Robert Brown | Mgmt | For | For | For | |||||
| 4 | Elect Bertrand Collomb | Mgmt | For | For | For | |||||
| 5 | Elect Curtis Crawford | Mgmt | For | For | For | |||||
| 6 | Elect Alexander Cutler | Mgmt | For | For | For | |||||
| 7 | Elect Eleuthere Du Pont | Mgmt | For | For | For | |||||
| 8 | Elect Marillyn Hewson | Mgmt | For | For | For | |||||
| 9 | Elect Lois Juliber | Mgmt | For | For | For | |||||
| 10 | Elect Ellen Kullman | Mgmt | For | For | For | |||||
| 11 | Elect Lee Thomas | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal Regarding Report on Executive Compensation | ShrHoldr | Against | For | Against | |||||
Ensco plc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ESV | CUSIP 29358Q109 | 05/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect C. Christopher Gaut | Mgmt | For | For | For | |||||
| 2 | Elect Gerald Haddock | Mgmt | For | For | For | |||||
| 3 | Elect Paul Rowsey III | Mgmt | For | For | For | |||||
| 4 | Elect Francis Kalman | Mgmt | For | For | For | |||||
| 5 | Elect David Brown | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 7 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||||
| 8 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||
| 9 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Foot Locker, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FL | CUSIP 344849104 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Alan Feldman | Mgmt | For | For | For | |||||
| 1.2 | Elect Jarobin Gilbert, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect David Schwartz | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Annual Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
General Electric Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GE | CUSIP 369604103 | 04/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||||
| 2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect Ann Fudge | Mgmt | For | For | For | |||||
| 4 | Elect Susan Hockfield | Mgmt | For | For | For | |||||
| 5 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||||
| 6 | Elect Andrea Jung | Mgmt | For | For | For | |||||
| 7 | Elect Alan Lafley | Mgmt | For | For | For | |||||
| 8 | Elect Robert Lane | Mgmt | For | For | For | |||||
| 9 | Elect Ralph Larsen | Mgmt | For | For | For | |||||
| 10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||||
| 11 | Elect James Mulva | Mgmt | For | For | For | |||||
| 12 | Elect Sam Nunn | Mgmt | For | For | For | |||||
| 13 | Elect Roger Penske | Mgmt | For | For | For | |||||
| 14 | Elect Robert Swieringa | Mgmt | For | For | For | |||||
| 15 | Elect James Tisch | Mgmt | For | For | For | |||||
| 16 | Elect Douglas Warner III | Mgmt | For | For | For | |||||
| 17 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 19 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 20 | �� | Approval of Material Terms of Senior Officer Performance Goals | Mgmt | For | For | For | ||||
| 21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||||
| 22 | Shareholder Proposal Regarding Nuclear Activities | ShrHoldr | Against | Against | For | |||||
| 23 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||||
| 24 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
Home Depot, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HD | CUSIP 437076102 | 05/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
| 2 | Elect Francis Blake | Mgmt | For | For | For | |||||
| 3 | Elect Ari Bousbib | Mgmt | For | For | For | |||||
| 4 | Elect Gregory Brenneman | Mgmt | For | For | For | |||||
| 5 | Elect J. Frank Brown | Mgmt | For | For | For | |||||
| 6 | Elect Albert Carey | Mgmt | For | For | For | |||||
| 7 | Elect Armando Codina | Mgmt | For | For | For | |||||
| 8 | Elect Bonnie Hill | Mgmt | For | For | For | |||||
| 9 | Elect Karen Katen | Mgmt | For | For | For | |||||
| 10 | Elect Ronald Sargent | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
| 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 18 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | For | Against | |||||
| 19 | Shareholder Proposal Regarding Stormwater Management Policy | ShrHoldr | Against | Against | For | |||||
Honeywell International Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HON | CUSIP 438516106 | 04/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
| 2 | Elect Kevin Burke | Mgmt | For | For | For | |||||
| 3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
| 4 | Elect David Cote | Mgmt | For | For | For | |||||
| 5 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
| 6 | Elect Linnet Deily | Mgmt | For | For | For | |||||
| 7 | Elect Judd Gregg | Mgmt | For | For | For | |||||
| 8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||||
| 9 | Elect George Paz | Mgmt | For | For | For | |||||
| 10 | Elect Bradley Sheares | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||||
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||||
Intel Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| INTC | CUSIP 458140100 | 05/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||||
| 2 | Elect Andy Bryant | Mgmt | For | For | For | |||||
| 3 | Elect Susan Decker | Mgmt | For | For | For | |||||
| 4 | Elect John Donahoe | Mgmt | For | For | For | |||||
| 5 | Elect Reed Hundt | Mgmt | For | For | For | |||||
| 6 | Elect Paul Otellini | Mgmt | For | For | For | |||||
| 7 | Elect James Plummer | Mgmt | For | For | For | |||||
| 8 | Elect David Pottruck | Mgmt | For | For | For | |||||
| 9 | Elect Frank Yeary | Mgmt | For | For | For | |||||
| 10 | Elect David Yoffie | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||||
Johnson & Johnson
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| JNJ | CUSIP 478160104 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Mary Coleman | Mgmt | For | For | For | |||||
| 2 | Elect James Cullen | Mgmt | For | For | For | |||||
| 3 | Elect Ian Davis | Mgmt | For | For | For | |||||
| 4 | Elect Alex Gorsky | Mgmt | For | For | For | |||||
| 5 | Elect Michael Johns | Mgmt | For | For | For | |||||
| 6 | Elect Susan Lindquist | Mgmt | For | For | For | |||||
| 7 | Elect Anne Mulcahy | Mgmt | For | For | For | |||||
| 8 | Elect Leo Mullin | Mgmt | For | For | For | |||||
| 9 | Elect William Perez | Mgmt | For | For | For | |||||
| 10 | Elect Charles Prince | Mgmt | For | For | For | |||||
| 11 | Elect David Satcher | Mgmt | For | For | For | |||||
| 12 | Elect William Weldon | Mgmt | For | For | For | |||||
| 13 | Elect Ronald Williams | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 16 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||||
| 18 | Shareholder Proposal Regarding Binding Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||||
JPMorgan Chase & Co.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| JPM | CUSIP 46625H100 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect James Bell | Mgmt | For | For | For | |||||
| 2 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
| 3 | Elect Stephen Burke | Mgmt | For | For | For | |||||
| 4 | Elect David Cote | Mgmt | For | For | For | |||||
| 5 | Elect James Crown | Mgmt | For | For | For | |||||
| 6 | Elect James Dimon | Mgmt | For | For | For | |||||
| 7 | Elect Timothy Flynn | Mgmt | For | For | For | |||||
| 8 | Elect Ellen Futter | Mgmt | For | For | For | |||||
| 9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
| 10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
| 11 | Elect William Weldon | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||||
| 16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHoldr | Against | Against | For | |||||
| 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
| 18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
| 20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||||
Kimberly-Clark Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KMB | CUSIP 494368103 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect John Alm | Mgmt | For | For | For | |||||
| 2 | Elect John Bergstrom | Mgmt | For | For | For | |||||
| 3 | Elect Abelardo Bru | Mgmt | For | For | For | |||||
| 4 | Elect Robert Decherd | Mgmt | For | For | For | |||||
| 5 | Elect Thomas Falk | Mgmt | For | For | For | |||||
| 6 | Elect Fabian Garcia | Mgmt | For | For | For | |||||
| 7 | Elect Mae Jemison | Mgmt | For | For | For | |||||
| 8 | Elect James Jenness | Mgmt | For | For | For | |||||
| 9 | Elect Nancy Karch | Mgmt | For | For | For | |||||
| 10 | Elect Ian Read | Mgmt | For | For | For | |||||
| 11 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||||
| 12 | Elect Marc Shapiro | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Kimco Realty Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KIM | CUSIP 49446R109 | 05/01/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Milton Cooper | Mgmt | For | For | For | |||||
| 1.2 | Elect Philip Coviello | Mgmt | For | For | For | |||||
| 1.3 | Elect Richard Dooley | Mgmt | For | For | For | |||||
| 1.4 | Elect Joe Grills | Mgmt | For | For | For | |||||
| 1.5 | Elect David Henry | Mgmt | For | For | For | |||||
| 1.6 | Elect F. Patrick Hughes | Mgmt | For | For | For | |||||
| 1.7 | Elect Frank Lourenso | Mgmt | For | For | For | |||||
| 1.8 | Elect Colombe Nicholas | Mgmt | For | For | For | |||||
| 1.9 | Elect Richard Saltzman | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2010 Equity Participation Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Kraft Foods Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KFT | CUSIP 50075N104 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Myra Hart | Mgmt | For | For | For | |||||
| 2 | Elect Peter Henry | Mgmt | For | For | For | |||||
| 3 | Elect Lois Juliber | Mgmt | For | For | For | |||||
| 4 | Elect Mark Ketchum | Mgmt | For | For | For | |||||
| 5 | Elect Terry Lundgren | Mgmt | For | For | For | |||||
| 6 | Elect Mackey McDonald | Mgmt | For | For | For | |||||
| 7 | Elect Jorge Mesquita | Mgmt | For | For | For | |||||
| 8 | Elect John Pope | Mgmt | For | For | For | |||||
| 9 | Elect Fedric Reynolds | Mgmt | For | For | For | |||||
| 10 | Elect Irene Rosenfeld | Mgmt | For | For | For | |||||
| 11 | Elect Jean-Francois van Boxmeer | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Company Name Change | Mgmt | For | For | For | |||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | For | Against | |||||
| 16 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHoldr | Against | Against | For | |||||
| 17 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHoldr | Against | For | Against | |||||
Lennar Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LEN | CUSIP 526057104 | 04/11/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Irving Bolotin | Mgmt | For | For | For | |||||
| 1.2 | Elect Steven Gerard | Mgmt | For | For | For | |||||
| 1.3 | Elect Theron Gilliam | Mgmt | For | For | For | |||||
| 1.4 | Elect Sherrill Hudson | Mgmt | For | For | For | |||||
| 1.5 | Elect R. Kirk Landon | Mgmt | For | For | For | |||||
| 1.6 | Elect Sidney Lapidus | Mgmt | For | For | For | |||||
| 1.7 | Elect Stuart Miller | Mgmt | For | For | For | |||||
| 1.8 | Elect Jeffrey Sonnenfeld | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2007 Equity Compensation Plan | Mgmt | For | For | For | |||||
| 4 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Shareholder Proposal Regarding Reporting and Reducing Energy Use | ShrHoldr | Against | Against | For | |||||
MeadWestvaco Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MWV | CUSIP 583334107 | 04/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Michael Campbell | Mgmt | For | For | For | |||||
| 2 | Elect Thomas Cole, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect James Kaiser | Mgmt | For | For | For | |||||
| 4 | Elect Richard Kelson | Mgmt | For | For | For | |||||
| 5 | Elect James Kilts | Mgmt | For | For | For | |||||
| 6 | Elect Susan Kropf | Mgmt | For | For | For | |||||
| 7 | Elect Douglas Luke | Mgmt | For | For | For | |||||
| 8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||||
| 9 | Elect Gracia Martore | Mgmt | For | For | For | |||||
| 10 | Elect Timothy Powers | Mgmt | For | For | For | |||||
| 11 | Elect Jane Warner | Mgmt | For | For | For | |||||
| 12 | Elect Alan Wilson | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Microchip Technology Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MCHP | CUSIP 595017104 | 08/19/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Steve Sanghi | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Albert J. Hugo-Martinez | Mgmt | For | For | For | |||||
| 1.3 | Elect Director L.b. Day | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Matthew W. Chapman | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Wade F. Meyercord | Mgmt | For | For | For | |||||
| 2 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | For | |||||
| 3 | Ratify Auditors | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | 3 Years | 1 Year | Against | |||||
Motorola Mobility Holdings, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MMI | CUSIP 620097105 | 11/17/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Approve Merger Agreement | Mgmt | For | For | For | |||||
| 2 | Adjourn Meeting | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
Nabors Industries Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| NBR | CUSIP G6359F103 | 06/05/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect James Crane | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Linn | Mgmt | For | For | For | |||||
| 1.3 | Elect John Yearwood | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 4 | Amendment to Supermajority Requirement Regarding Business Combinations | Mgmt | For | Against | Against | |||||
| 5 | Technical Bye-Law Amendments | Mgmt | For | For | For | |||||
| 6 | 2012 Incentive Bonus Plan | Mgmt | For | Against | Against | |||||
| 7 | 2012 Stock Plan | Mgmt | For | Against | Against | |||||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
| 9 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||||
| 10 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHoldr | Against | For | Against | |||||
New York Community Bancorp, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| NYB | CUSIP 649445103 | 06/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Maureen Clancy | Mgmt | For | For | For | |||||
| 1.2 | Elect Hanif Dahya | Mgmt | For | For | For | |||||
| 1.3 | Elect Joseph Ficalora | Mgmt | For | For | For | |||||
| 1.4 | Elect James O’Donovan | Mgmt | For | For | For | |||||
| 2 | 2012 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||||
Packaging Corporation of America
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PKG | CUSIP 695156109 | 05/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Cheryl Beebe | Mgmt | For | For | For | |||||
| 1.2 | Elect Hasan Jameel | Mgmt | For | For | For | |||||
| 1.3 | Elect Mark Kowlzan | Mgmt | For | For | For | |||||
| 1.4 | Elect Robert Lyons | Mgmt | For | For | For | |||||
| 1.5 | Elect Samuel Mencoff | Mgmt | For | For | For | |||||
| 1.6 | Elect Roger Porter | Mgmt | For | For | For | |||||
| 1.7 | Elect Thomas Souleles | Mgmt | For | For | For | |||||
| 1.8 | Elect Paul Stecko | Mgmt | For | For | For | |||||
| 1.9 | Elect James Woodrum | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Pfizer Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PFE | CUSIP 717081103 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||||
| 2 | Elect M. Anthony Burns | Mgmt | For | For | For | |||||
| 3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||
| 4 | Elect Frances Fergusson | Mgmt | For | For | For | |||||
| 5 | Elect William Gray, III | Mgmt | For | For | For | |||||
| 6 | Elect Helen Hobbs | Mgmt | For | For | For | |||||
| 7 | Elect Constance Horner | Mgmt | For | For | For | |||||
| 8 | Elect James Kilts | Mgmt | For | For | For | |||||
| 9 | Elect George Lorch | Mgmt | For | For | For | |||||
| 10 | Elect John Mascotte | Mgmt | For | For | For | |||||
| 11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
| 12 | Elect Ian Read | Mgmt | For | For | For | |||||
| 13 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
| 14 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 17 | Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers | ShrHoldr | Against | Against | For | |||||
| 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
| 19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||||
| 20 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHoldr | Against | Against | For | |||||
Regal Entertainment Group
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| RGC | CUSIP 758766109 | 05/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Charles Brymer | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Campbell | Mgmt | For | For | For | |||||
| 1.3 | Elect Alex Yemenidjian | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||||
Seagate Technology Public Limited Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| STX | CUSIP G7945M107 | 10/26/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Ireland |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Reelect Stephen J. Luczo as Director | Mgmt | For | For | For | |||||
| 2 | Reelect D Frank J. Biondi, Jr. as Director | Mgmt | For | For | For | |||||
| 3 | Reelect Michael R. Cannon as Director | Mgmt | For | For | For | |||||
| 4 | Reelect Lydia M. Marshall as Director | Mgmt | For | For | For | |||||
| 5 | Reelect C.S. Park as Director | Mgmt | For | For | For | |||||
| 6 | Reelect Gregorio Reyes As Director | Mgmt | For | For | For | |||||
| 7 | Reelect Edward J. Zander as Director | Mgmt | For | For | For | |||||
| 8 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 9 | Determine Price Range for Reissuance of Treasury Shares | Mgmt | For | Against | Against | |||||
| 10 | Authorize the Holding of the 2012 AGM at a Location Outside Ireland | Mgmt | For | For | For | |||||
| 11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 13 | Ratify Auditors | Mgmt | For | For | For | |||||
State Street Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| STT | CUSIP 857477103 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Kennett Burnes | Mgmt | For | For | For | |||||
| 2 | Elect Peter Coym | Mgmt | For | For | For | |||||
| 3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||||
| 4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||||
| 5 | Elect David Gruber | Mgmt | For | For | For | |||||
| 6 | Elect Linda Hill | Mgmt | For | For | For | |||||
| 7 | Elect Joseph Hooley | Mgmt | For | For | For | |||||
| 8 | Elect Robert Kaplan | Mgmt | For | For | For | |||||
| 9 | Elect Richard Sergel | Mgmt | For | For | For | |||||
| 10 | Elect Ronald Skates | Mgmt | For | For | For | |||||
| 11 | Elect Gregory Summe | Mgmt | For | For | For | |||||
| 12 | Elect Robert Weissman | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Symantec Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SYMC | CUSIP 871503108 | 10/25/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Director Stephen M. Bennett | Mgmt | For | For | For | |||||
| 2 | Elect Director Michael A. Brown | Mgmt | For | For | For | |||||
| 3 | Elect Director Frank E. Dangeard | Mgmt | For | For | For | |||||
| 4 | Elect Director Geraldine B. Laybourne | Mgmt | For | For | For | |||||
| 5 | Elect Director David L. Mahoney | Mgmt | For | For | For | |||||
| 6 | Elect Director Robert S. Miller | Mgmt | For | For | For | |||||
| 7 | Elect Director Enrique Salem | Mgmt | For | For | For | |||||
| 8 | Elect Director Daniel H. Schulman | Mgmt | For | For | For | |||||
| 9 | Elect Director V. Paul Unruh | Mgmt | For | For | For | |||||
| 10 | Ratify Auditors | Mgmt | For | For | For | |||||
| 11 | Amend Outside Director Stock Awards/Options in Lieu of Cash | Mgmt | For | For | For | |||||
| 12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 14 | Amend Articles/Bylaws/Charter — Call Special Meetings | ShrHoldr | Against | Against | For | |||||
TE Connectivity Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TEL | CUSIP H84989104 | 03/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Pierre Brondeau | Mgmt | For | For | For | |||||
| 2 | Elect Juergen Gromer | Mgmt | For | For | For | |||||
| 3 | Elect William Jeffrey | Mgmt | For | For | For | |||||
| 4 | Elect Thomas Lynch | Mgmt | For | For | For | |||||
| 5 | Elect NAM Yong | Mgmt | For | For | For | |||||
| 6 | Elect Daniel Phelan | Mgmt | For | For | For | |||||
| 7 | Elect Frederic Poses | Mgmt | For | For | For | |||||
| 8 | Elect Lawrence Smith | Mgmt | For | For | For | |||||
| 9 | Elect Paula Sneed | Mgmt | For | For | For | |||||
| 10 | Elect David Steiner | Mgmt | For | For | For | |||||
| 11 | Election John Van Scoter | Mgmt | For | For | For | |||||
| 12 | 2011 Annual Report | Mgmt | For | For | For | |||||
| 13 | Statutory Financial Statements | Mgmt | For | For | For | |||||
| 14 | Consolidated Financial Statements | Mgmt | For | For | For | |||||
| 15 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | |||||
| 16 | Deloitte & Touche | Mgmt | For | For | For | |||||
| 17 | Deloitte AG, Zurich | Mgmt | For | For | For | |||||
| 18 | Pricewaterhouse Coopers AG, Zurich | Mgmt | For | For | For | |||||
| 19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 20 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | For | |||||
| 21 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | |||||
| 22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 23 | Dividend Distribution Through a Reduction of Capital | Mgmt | For | For | For | |||||
| 24 | Reallocation of Free Reserves to Legal Reserves | Mgmt | For | For | For | |||||
| 25 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Teleflex Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TFX | CUSIP 879369106 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Sigismundus Lubsen | Mgmt | For | For | For | |||||
| 2 | Elect Stuart Randle | Mgmt | For | For | For | |||||
| 3 | Elect Harold Yoh III | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Tenet Healthcare Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| THC | CUSIP 88033G100 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect John Bush | Mgmt | For | For | For | |||||
| 2 | Elect Trevor Fetter | Mgmt | For | For | For | |||||
| 3 | Elect Brenda Gaines | Mgmt | For | For | For | |||||
| 4 | Elect Karen Garrison | Mgmt | For | For | For | |||||
| 5 | Elect Edward Kangas | Mgmt | For | For | For | |||||
| 6 | Elect Floyd Loop | Mgmt | For | For | For | |||||
| 7 | Elect Richard Pettingill | Mgmt | For | For | For | |||||
| 8 | Elect Ronald Rittenmeyer | Mgmt | For | For | For | |||||
| 9 | Elect James Unruh | Mgmt | For | For | For | |||||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Re-approval of the Annual Incentive Plan | Mgmt | For | For | For | |||||
Tenet Healthcare Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| THC | CUSIP 88033G100 | 11/03/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Director John Ellis Jeb Bush | Mgmt | For | For | For | |||||
| 2 | Elect Director Trevor Fetter | Mgmt | For | For | For | |||||
| 3 | Elect Director Brenda J. Gaines | Mgmt | For | For | For | |||||
| 4 | Elect Director Karen M. Garrison | Mgmt | For | For | For | |||||
| 5 | Elect Director Edward A. Kangas | Mgmt | For | For | For | |||||
| 6 | Elect Director J. Robert Kerrey | Mgmt | For | For | For | |||||
| 7 | Elect Director Floyd D. Loop, M.D. | Mgmt | For | For | For | |||||
| 8 | Elect Director Richard R. Pettingill | Mgmt | For | For | For | |||||
| 9 | Elect Director Ronald A. Rittenmeyer | Mgmt | For | For | For | |||||
| 10 | Elect Director James A. Unruh | Mgmt | For | For | For | |||||
| 11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 13 | Ratify Auditors | Mgmt | For | For | For | |||||
Textron Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TXT | CUSIP 883203101 | 04/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Scott Donnelly | Mgmt | For | For | For | |||||
| 2 | Elect James Conway | Mgmt | For | For | For | |||||
| 3 | Elect Lawrence Fish | Mgmt | For | For | For | |||||
| 4 | Elect Paul Gagne | Mgmt | For | For | For | |||||
| 5 | Elect Dain Hancock | Mgmt | For | For | For | |||||
| 6 | Elect Lloyd Trotter | Mgmt | For | For | For | |||||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 8 | Amendment to the Short-Term Incentive Plan | Mgmt | For | For | For | |||||
| 9 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Allstate Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ALL | CUSIP 020002101 | 05/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
| 2 | Elect Robert Beyer | Mgmt | For | For | For | |||||
| 3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
| 4 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
| 5 | Elect Ronald LeMay | Mgmt | For | For | For | |||||
| 6 | Elect Andrea Redmond | Mgmt | For | For | For | |||||
| 7 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||||
| 8 | Elect John Rowe | Mgmt | For | For | For | |||||
| 9 | Elect Joshua Smith | Mgmt | For | For | For | |||||
| 10 | Elect Judith Sprieser | Mgmt | For | For | For | |||||
| 11 | Elect Mary Taylor | Mgmt | For | For | For | |||||
| 12 | Elect Thomas Wilson | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | |||||
| 15 | Approve the Right to Call a Special Meeting | Mgmt | For | For | For | |||||
| 16 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
The Gap, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GPS | CUSIP 364760108 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Election of Directors | Mgmt | For | For | For | |||||
| 2 | Elect Domenico De Sole | Mgmt | For | For | For | |||||
| 3 | Elect Robert Fisher | Mgmt | For | For | For | |||||
| 4 | Elect William Fisher | Mgmt | For | For | For | |||||
| 5 | Elect Isabella Goren | Mgmt | For | For | For | |||||
| 6 | Elect Bob Martin | Mgmt | For | For | For | |||||
| 7 | Elect Jorge Montoya | Mgmt | For | For | For | |||||
| 8 | Elect Glenn Murphy | Mgmt | For | For | For | |||||
| 9 | Elect Mayo Shattuck III | Mgmt | For | For | For | |||||
| 10 | Elect Katherine Tsang | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Human Rights in Sri Lanka | ShrHoldr | Against | Against | For | |||||
The Travelers Companies, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TRV | CUSIP 89417E109 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Alan Beller | Mgmt | For | For | For | |||||
| 2 | Elect John Dasburg | Mgmt | For | For | For | |||||
| 3 | Elect Janet Dolan | Mgmt | For | For | For | |||||
| 4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||||
| 5 | Elect Jay Fishman | Mgmt | For | For | For | |||||
| 6 | Elect Lawrence Graev | Mgmt | For | For | For | |||||
| 7 | Elect Patricia Higgins | Mgmt | For | For | For | |||||
| 8 | Elect Thomas Hodgson | Mgmt | For | For | For | |||||
| 9 | Elect William Kane | Mgmt | For | For | For | |||||
| 10 | Elect Cleve Killingsworth, Jr. | Mgmt | For | For | For | |||||
| 11 | Elect Donald Shepard | Mgmt | For | For | For | |||||
| 12 | Elect Laurie Thomsen | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
Thermo Fisher Scientific Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TMO | CUSIP 883556102 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect C. Martin Harris | Mgmt | For | For | For | |||||
| 2 | Elect Judy Lewent | Mgmt | For | For | For | |||||
| 3 | Elect Jim Manzi | Mgmt | For | For | For | |||||
| 4 | Elect Lars Sorenson | Mgmt | For | For | For | |||||
| 5 | Elect Elaine Ullian | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Time Warner Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TWX | CUSIP 887317303 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect James Barksdale | Mgmt | For | For | For | |||||
| 2 | Elect William Barr | Mgmt | For | For | For | |||||
| 3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||||
| 4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||||
| 5 | Elect Robert Clark | Mgmt | For | For | For | |||||
| 6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||||
| 7 | Elect Jessica Einhorn | Mgmt | For | For | For | |||||
| 8 | Elect Fred Hassan | Mgmt | For | For | For | |||||
| 9 | Elect Kenneth Novack | Mgmt | For | For | For | |||||
| 10 | Elect Paul Wachter | Mgmt | For | For | For | |||||
| 11 | Elect Deborah Wright | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
Tyco International Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TYC | CUSIP H89128104 | 03/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Ratification of Board Acts | Mgmt | For | Against | Against | |||||
| 3.1 | Elect Edward Breen | Mgmt | For | For | For | |||||
| 3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||||
| 3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
| 3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
| 3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
| 3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
| 3.7 | Elect John Krol | Mgmt | For | For | For | |||||
| 3.8 | Elect Brendan O’Neill | Mgmt | For | For | For | |||||
| 3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||||
| 3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||||
| 3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||||
| 3.12 | Elect R. David Yost | Mgmt | For | For | For | |||||
| 4 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 5 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 6 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 8 | Consolidation of Reserves | Mgmt | For | For | For | |||||
| 9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 11 | Amendments to Articles Of Association | Mgmt | For | For | For | |||||
Valero Energy Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| VLO | CUSIP 91913Y100 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Ronald Calgaard | Mgmt | For | For | For | |||||
| 2 | Elect Jerry Choate | Mgmt | For | For | For | |||||
| 3 | Elect Ruben Escobedo | Mgmt | For | For | For | |||||
| 4 | Elect William Klesse | Mgmt | For | For | For | |||||
| 5 | Elect Bob Marbut | Mgmt | For | For | For | |||||
| 6 | Elect Donald Nickles | Mgmt | For | For | For | |||||
| 7 | Elect Phillip Pfeiffer | Mgmt | For | For | For | |||||
| 8 | Elect Robert Profusek | Mgmt | For | For | For | |||||
| 9 | Elect Susan Purcell | Mgmt | For | For | For | |||||
| 10 | Elect Stephen Waters | Mgmt | For | For | For | |||||
| 11 | Elect Randall Weisenburger | Mgmt | For | For | For | |||||
| 12 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
| 16 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | For | Against | |||||
Weatherford International Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| WFT | CUSIP H27013103 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Ratification of Board Acts | Mgmt | For | Against | Against | |||||
| 3 | Elect Bernard Duroc-Danner | Mgmt | For | Against | Against | |||||
| 4 | Elect Samuel Bodman III | Mgmt | For | Against | Against | |||||
| 5 | Elect Nicholas Brady | Mgmt | For | For | For | |||||
| 6 | Elect David Butters | Mgmt | For | Against | Against | |||||
| 7 | Elect William Macaulay | Mgmt | For | Against | Against | |||||
| 8 | Elect Robert Moses, Jr. | Mgmt | For | Against | Against | |||||
| 9 | Elect Guillermo Ortiz Martinez | Mgmt | For | For | For | |||||
| 10 | Elect Emyr Parry | Mgmt | For | For | For | |||||
| 11 | Elect Robert Rayne | Mgmt | For | Against | Against | |||||
| 12 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
| 13 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
| 14 | Amendment to 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Windstream Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| WIN | CUSIP 97381W104 | 05/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Carol Armitage | Mgmt | For | For | For | |||||
| 2 | Elect Samuel Beall, III | Mgmt | For | For | For | |||||
| 3 | Elect Dennis Foster | Mgmt | For | For | For | |||||
| 4 | Elect Francis Frantz | Mgmt | For | For | For | |||||
| 5 | Elect Jeffery Gardner | Mgmt | For | For | For | |||||
| 6 | Elect Jeffrey Hinson | Mgmt | For | For | For | |||||
| 7 | Elect Judy Jones | Mgmt | For | For | For | |||||
| 8 | Elect William Montgomery | Mgmt | For | For | For | |||||
| 9 | Elect Alan Wells | Mgmt | For | For | For | |||||
| 10 | Performance Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | For | Against | |||||
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||||
Fund Name : TCW Emerging Markets Equities Fund
51Job Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| JOBS | CUSIP 316827104 | 12/21/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect David Chao | Mgmt | For | For | For | |||||
| 2 | Elect Hisayuki Idekoba | Mgmt | For | For | For | |||||
| 3 | Elect James Jianzhang Liang | Mgmt | For | For | For | |||||
| 4 | Elect Donald Lucas | Mgmt | For | For | For | |||||
| 5 | Elect Rick Yan | Mgmt | For | For | For | |||||
| 6 | Amendment to the 2009 Share Option Plan | Mgmt | For | Against | Against | |||||
America Movil SAB de CV
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AMX | CUSIP 02364W105 | 04/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Election of Directors - Class L Shareholders | Mgmt | For | For | For | |||||
| 2 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
Anhui Conch Cement Company Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 0914 | CINS Y01373102 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | China |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Directors’ Report | Mgmt | For | For | For | |||||
| 4 | Supervisors’ Report | Mgmt | For | For | For | |||||
| 5 | Accounts and Reports | Mgmt | For | For | For | |||||
| 6 | Elect WONG Kun Kau | Mgmt | For | For | For | |||||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 8 | Profit Distribution | Mgmt | For | For | For | |||||
| 9 | Amendments to Articles | Mgmt | For | For | For | |||||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Abstain | Against | |||||
Antofagasta plc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ANTO | CINS G0398N128 | 06/13/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United Kingdom |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Directors’ Remuneration Report | Mgmt | For | For | For | |||||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 4 | Elect Jean-Paul Luksic | Mgmt | For | For | For | |||||
| 5 | Elect Gonzalo Menendez Duque | Mgmt | For | For | For | |||||
| 6 | Elect Ramon Jara | Mgmt | For | For | For | |||||
| 7 | Elect Guillermo Luksic Craig | Mgmt | For | For | For | |||||
| 8 | Elect Juan Claro Gonzalez | Mgmt | For | For | For | |||||
| 9 | Elect William Hayes | Mgmt | For | For | For | |||||
| 10 | Elect Hugo Dryland | Mgmt | For | For | For | |||||
| 11 | Elect Timothy Baker | Mgmt | For | For | For | |||||
| 12 | Elect Manuel Lino De Sousa-Oliveira | Mgmt | For | For | For | |||||
| 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
| 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Arcos Dorados Holdings Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ARCO | CUSIP G0457F107 | 04/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 3 | Elect Woods Staton | Mgmt | For | For | For | |||||
| 4 | Elect German Lemonnier | Mgmt | For | For | For | |||||
| 5 | Election of Third Director Nominee | Mgmt | For | For | For | |||||
Axis Bank Ltd
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AXISBANK | CINS Y0487S103 | 06/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | India |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Elect Rama Bijapurkar | Mgmt | For | For | For | |||||
| 3 | Elect V.R. Kaundinya | Mgmt | For | For | For | |||||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 6 | Elect Samir Kumar Barua | Mgmt | For | For | For | |||||
| 7 | Elect A. K. Dasgupta | Mgmt | For | For | For | |||||
| 8 | Elect Som Mittal | Mgmt | For | For | For | |||||
| 9 | Reappointment of Shikha Sharma as Managing Director & CEO; Approval of Compensation | Mgmt | For | For | For | |||||
| 10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 11 | Amendment to Compensation of Adarsh Kishore | Mgmt | For | For | For | |||||
| 12 | Elect Somnath Sengupta | Mgmt | For | For | For | |||||
| 13 | Appointment of Somnath Sengupta as Wholetime Director; Approval of Compensation | Mgmt | For | For | For | |||||
| 14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 15 | Elect V. Srinivasan | Mgmt | For | For | For | |||||
| 16 | Appointment of V. Srinivasan as Wholetime Director; Approval of Compensation | Mgmt | For | For | For | |||||
| 17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Axis Bank Ltd
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AXISBANK | CINS Y0487S103 | 06/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Court | India |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Scheme of Arrangement | Mgmt | For | For | For | |||||
Banco do Brasil SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BBAS3 | CINS P11427112 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 4 | Accounts and Reports | Mgmt | For | For | For | |||||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 6 | Election of Supervisory Council Member(s) Representative of Minority Shareholders | Mgmt | For | For | For | |||||
| 7 | Supervisory Council Fees Mgmt | Mgmt | For | For | For | |||||
| 8 | Remuneration Policy | Mgmt | For | For | For | |||||
Banco do Brasil SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BBAS3 | CINS P11427112 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Amendments to Articles Regarding Board Size, Board Responsibilities and Audit Committee | Mgmt | For | For | For | |||||
| 4 | Amendment to Articles Regarding Remuneration Committee | Mgmt | For | For | For | |||||
| 5 | Amendments Regarding Separation of Executive Duties | Mgmt | For | For | For | |||||
| 6 | Amendments to Articles Regarding Novo Mercado Regulations | Mgmt | For | For | For | |||||
Banco Santander (Brasil) SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SANB11 | CINS P1505Z160 | 02/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Deferred Bonus Plan | Mgmt | For | For | For | |||||
| 3 | Amendments to Articles Regarding Remuneration Committee | Mgmt | For | For | For | |||||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Banco Santander (Brasil) SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SANB11 | CINS P1505Z160 | 04/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 5 | Remuneration Policy | Mgmt | For | Against | Against | |||||
Banco Santander (Brasil) SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SANB11 | CINS P1505Z160 | 04/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Amendment to Dividend Policy | Mgmt | For | Against | Against | |||||
| 4 | Amendments to Articles Regarding Executive Committee | Mgmt | For | For | For | |||||
Banco Santander (Brasil) SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SANB11 | CINS P1505Z160 | 12/16/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Amendments to Articles Regarding Level 2 Regulations | Mgmt | For | For | For | |||||
Bangkok Bank Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BBL | CINS Y0606R119 | 04/12/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Thailand |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Approve Minutes | Mgmt | For | For | For | |||||
| 2 | Results of Operations | Mgmt | For | For | For | |||||
| 3 | Audit Committee Report | Mgmt | For | For | For | |||||
| 4 | Accounts and Reports | Mgmt | For | For | For | |||||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 6 | Elect Mongkolchaleam Yugala | Mgmt | For | For | For | |||||
| 7 | Elect Amorn Chandarasomboon | Mgmt | For | For | For | |||||
| 8 | Elect Kosit Panpiemras | Mgmt | For | For | For | |||||
| 9 | Elect Deja Tulananda | Mgmt | For | For | For | |||||
| 10 | Elect Chartsiri Sophonpanich | Mgmt | For | For | For | |||||
| 11 | Elect Suvarn Thansathit | Mgmt | For | For | For | |||||
| 12 | Directors’ Fees | Mgmt | For | For | For | |||||
| 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 14 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Bank Vozrozhdenie
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| VZRZ | CINS X06462109 | 06/29/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Russian Federation |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Directors’ Fees | Mgmt | For | For | For | |||||
| 4 | Amendments to Charter | Mgmt | For | For | For | |||||
| 5 | Amendments to Regulations on Meetings | Mgmt | For | For | For | |||||
| 6 | Amendments to Regulations on Meeting Procedures | Mgmt | For | For | For | |||||
| 7 | Amendments to Regulations on Board Of Directors | Mgmt | For | For | For | |||||
| 8 | Amendments to Regulations on Management Board | Mgmt | For | For | For | |||||
| 9 | Amendments to Regulations on Audit Commission | Mgmt | For | For | For | |||||
| 10 | Related Party Transactions | Mgmt | For | For | For | |||||
| 11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 12 | Elect Dmitry Orlov | Mgmt | For | For | For | |||||
| 13 | Elect Lyudmila Goncharova | Mgmt | For | For | For | |||||
| 14 | Elect Alexander Dolgopolov | Mgmt | For | For | For | |||||
| 15 | Elect Nikolai Zatsepin | Mgmt | For | For | For | |||||
| 16 | Elect Oleg I. Lapushkin | Mgmt | For | For | For | |||||
| 17 | Elect V. Malinin | Mgmt | For | For | For | |||||
| 18 | Elect Otar L. Margania | Mgmt | For | For | For | |||||
| 19 | Elect Yury Marinichev | Mgmt | For | For | For | |||||
| 20 | Elect Nikita S. Mikhalkov | Mgmt | For | For | For | |||||
| 21 | Elect Vladimir G. Panskov | Mgmt | For | For | For | |||||
| 22 | Elect Yuriy V. Poletaev | Mgmt | For | For | For | |||||
| 23 | Elect Mukhadin Eskindarov | Mgmt | For | For | For | |||||
| 24 | Early Termination of General Director Powers | Mgmt | For | For | For | |||||
| 25 | Election of General Director | Mgmt | For | For | For | |||||
| 26 | Audit Commission Size | Mgmt | For | For | For | |||||
| 27 | Election of Audit Commission | Mgmt | For | For | For | |||||
| 28 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Banro Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BAA | CUSIP 066800103 | 06/29/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||||
Brasil Brokers Participacoes S.A.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BBRK3 | CINS P1630V100 | 05/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Amendments to Articles Regarding Acquisitions | Mgmt | For | For | For | |||||
| 4 | Ratification of Acquisition of VBE Assessoria Imobiliaria | Mgmt | For | For | For | |||||
| 5 | Ratification of Acquisition of MGE Intermediacao Imobiliaria | Mgmt | For | For | For | |||||
| 6 | Ratification of Acquisition of Blue Negocios Imobiliarios | Mgmt | For | For | For | |||||
| 7 | Ratification of Acquisition of Morumbi Brokers Administracao de Bens e Servicos | Mgmt | For | For | For | |||||
| 8 | Amendments to Articles Regarding Novo Mercado Regulations | Mgmt | For | For | For | |||||
| 9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Brasil Brokers Participacoes S.A.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BBRK3 | CINS P1630V100 | 04/27/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Accounts and Reports | Mgmt | For | For | For | |||||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 4 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
| 5 | Remuneration Policy | Mgmt | For | For | For | |||||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Brookfield Incorporacoes S.A.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BISA3 | CINS P1901G105 | 04/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 4 | Accounts and Reports | Mgmt | For | For | For | |||||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 6 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
| 7 | Remuneration Policy | Mgmt | For | For | For | |||||
Brookfield Incorporacoes S.A.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BISA3 | CINS P1901G105 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Amendments to Articles Regarding Reconciliation of Share Capital | Mgmt | For | For | For | |||||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Calvalley Petroleum Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CVYPF | CUSIP 131911109 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Board Size | Mgmt | For | For | For | |||||
| 2.1 | Elect Edmund Shimoon | Mgmt | For | For | For | |||||
| 2.2 | Elect Gary Robertson | Mgmt | For | For | For | |||||
| 2.3 | Elect Thomas Valentine | Mgmt | For | For | For | |||||
| 2.4 | Elect Thomas Skupa | Mgmt | For | For | For | |||||
| 2.5 | Elect Nikolas Perrault | Mgmt | For | For | For | |||||
| 2.6 | Elect Bernard de Combret | Mgmt | For | For | For | |||||
| 2.7 | Elect Kenneth Stephenson | Mgmt | For | For | For | |||||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
CEZ, a.s. (Ceske Energeticke Zavody)
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BAACEZ | CINS X2337V121 | 06/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Czech Republic |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Opening of Meeting; Election of Presiding Chairman and Individuals to Check Minutes and Count Votes | Mgmt | For | For | For | |||||
| 2 | Board of Directors’ Report | Mgmt | For | For | For | |||||
| 3 | Supervisory Board’s Report | Mgmt | For | For | For | |||||
| 4 | Audit Committee’s Report | Mgmt | For | For | For | |||||
| 5 | Accounts and Reports | Mgmt | For | For | For | |||||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 7 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 8 | Amendments to Articles | Mgmt | For | For | For | |||||
| 9 | Charitable Donations | Mgmt | For | For | For | |||||
| 10 | Ratification of Cooption of Martin Roman | Mgmt | For | For | For | |||||
| 11 | Election of Audit Committee Members | Mgmt | For | For | For | |||||
| 12 | Supervisory Board Contracts | Mgmt | For | For | For | |||||
| 13 | Audit Committee Contracts | Mgmt | For | For | For | |||||
| 14 | Internal Restructuring (Elektrarna Pocerady) | Mgmt | For | For | For | |||||
| 15 | Internal Restructuring (CEZ Teplarenska) | Mgmt | For | For | For | |||||
| 16 | Closing of Meeting | Mgmt | For | For | For | |||||
| 17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Coal Energy Company Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 1898 | CINS Y1434L100 | 05/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | China |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Directors’ Report | Mgmt | For | For | For | |||||
| 3 | Supervisors’ Report | Mgmt | For | For | For | |||||
| 4 | Accounts and Reports | Mgmt | For | For | For | |||||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 6 | Financial Budget | Mgmt | For | For | For | |||||
| 7 | Fees of Directors and Supervisors | Mgmt | For | For | For | |||||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 9 | Authority to Give Guarantees for Bank Loan Regarding Resources Integration And Acquisition | Mgmt | For | For | For | |||||
| 10 | Authority to Give Guarantees for Bank Loan Regarding the Gas Power Plant Project | Mgmt | For | For | For | |||||
| 11 | Amendments to Articles | Mgmt | For | For | For | |||||
| 12 | Amendments to Procedural Rules: General Meeting | Mgmt | For | For | For | |||||
| 13 | Amendments to Procedural Rules: Board of Directors | Mgmt | For | For | For | |||||
China Construction Bank Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 0939 | CINS Y1397N101 | 06/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | China |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Directors’ Report | Mgmt | For | For | For | |||||
| 3 | Supervisors’ Report | Mgmt | For | For | For | |||||
| 4 | Accounts and Reports | Mgmt | For | For | For | |||||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 6 | Directors’ and Supervisors’ Fees | Mgmt | For | For | For | |||||
| 7 | Budget of 2012 fixed assets investment | Mgmt | For | For | For | |||||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 9 | Elect CHEN Zuofu | Mgmt | For | For | For | |||||
| 10 | Elect Elaine La Roche | Mgmt | For | For | For | |||||
| 11 | Amendments to Articles | Mgmt | For | For | For | |||||
| 12 | Amendments to Procedural Rules for the Shareholders’ General Meeting | Mgmt | For | For | For | |||||
| 13 | Amendments to Procedural Rules for the Board of Directors | Mgmt | For | For | For | |||||
| 14 | Amendments to Procedural Rules for the Board of Supervisors | Mgmt | For | For | For | |||||
China Life Insurance Company Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 2628 | CINS Y1477R204 | 05/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | China |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Directors’ Report | Mgmt | For | For | For | |||||
| 4 | Supervisors’ Report | Mgmt | For | For | For | |||||
| 5 | Financial Statements | Mgmt | For | For | For | |||||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 7 | Directors’ Fees | Mgmt | For | For | For | |||||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 9 | Authority to Issue Debt Financing Instruments | Mgmt | For | For | For | |||||
| 10 | Amendments to Articles | Mgmt | For | For | For | |||||
| 11 | Amendments to Procedural Rules for Board of Directors Meetings | Mgmt | For | For | For | |||||
| 12 | Amendments to Procedural Rules for Board of Supervisors Meetings | Mgmt | For | For | For | |||||
| 13 | Elect YANG Mingsheng | Mgmt | For | For | For | |||||
China Mengniu Dairy Company Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 2319 | CINS G21096105 | 06/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Cayman Islands |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 5 | Elect SUN Yiping | Mgmt | For | For | For | |||||
| 6 | Elect NING Gaoning | Mgmt | For | For | For | |||||
| 7 | Elect YU Xubo | Mgmt | For | For | For | |||||
| 8 | Elect MA Jianping | Mgmt | For | For | For | |||||
| 9 | Elect JIAO Shuge | Mgmt | For | For | For | |||||
| 10 | Elect Julian Wolhardt | Mgmt | For | For | For | |||||
| 11 | Elect XIE Tao | Mgmt | For | For | For | |||||
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
China Mobile Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 0941 | CUSIP 16941M109 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Elect XI Guohua | Mgmt | For | For | For | |||||
| 4 | Elect SHA Yuejia | Mgmt | For | For | For | |||||
| 5 | Elect LIU Aili | Mgmt | For | For | For | |||||
| 6 | Elect Frank WONG Kwong Shing | Mgmt | For | For | For | |||||
| 7 | Elect Moses CHENG Mo Chi | Mgmt | For | For | For | |||||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
China National Building Material
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 3323 | CINS Y15045100 | 01/05/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | China |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Fees of Directors and Supervisors | Mgmt | For | For | For | |||||
China National Building Material
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 3323 | CINS Y15045100 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | China |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Directors’ Report | Mgmt | For | For | For | |||||
| 4 | Supervisors’ Report | Mgmt | For | For | For | |||||
| 5 | Accounts and Reports | Mgmt | For | For | For | |||||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 7 | Authority to Declare Interim Dividends | Mgmt | For | For | For | |||||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 9 | Dividend Distribution Plan | Mgmt | For | For | For | |||||
| 10 | Amendment to the Approved Rules for Management of Funds Raised from Capital Markets | Mgmt | For | For | For | |||||
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
| 12 | Amendments to Articles | Mgmt | For | For | For | |||||
| 13 | Issuance of Debt Financing Instruments | Mgmt | For | For | For | |||||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Unicom (Hong Kong) Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 0762 | CUSIP 16945R104 | 05/29/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Elect Chang Xiaobing | Mgmt | For | For | For | |||||
| 4 | Elect Linus CHEUNG Wing Lam | Mgmt | For | For | For | |||||
| 5 | Elect John Thornton | Mgmt | For | For | For | |||||
| 6 | Elect Timpson CHUNG Shui Ming | Mgmt | For | For | For | |||||
| 7 | Directors’ Fees | Mgmt | For | For | For | |||||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
Chunghwa Telecom Co., Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 2412 | CUSIP 17133Q502 | 06/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Amendments to Articles | Mgmt | For | For | For | |||||
| 4 | Amendments to Procedural Rules: Election of Directors And Supervisors | Mgmt | For | For | For | |||||
| 5 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | For | For | For | |||||
| 6 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||||
Cnooc Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 0883 | CUSIP 126132109 | 05/25/2012 | ||||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Elect WU Guangqi | Mgmt | For | For | For | |||||
| 4 | Elect WU Zhenfang | Mgmt | For | For | For | |||||
| 5 | Elect Aloysius TSE Hau Yin | Mgmt | For | For | For | |||||
| 6 | Directors’ Fees | Mgmt | For | For | For | |||||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 10 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
Coal of Africa Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CZA | CINS Q2593N100 | 12/14/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Australia |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Ratify Placement of Securities | Mgmt | For | For | For | |||||
| 3 | Approve Issue of Securities | Mgmt | For | For | For | |||||
Cognizant Technology Solutions Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CTSH | CUSIP 192446102 | 06/05/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Francisco D’Souza | Mgmt | For | For | For | |||||
| 2 | Elect John Fox, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect Thomas Wendel | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 7 | Shareholder Proposal Regarding Declassification of The Board | ShrHoldr | Against | For | Against | |||||
Corporacion GEO SAB de CV
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GEOB | CINS P3142C117 | 03/28/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Mexico |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | Abstain | Against | |||||
| 2 | Report of the CEO | Mgmt | For | For | For | |||||
| 3 | Report of the Audit and Governance Committee | Mgmt | For | For | For | |||||
| 4 | Allocation of Profits | Mgmt | For | For | For | |||||
| 5 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||||
| 6 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
| 7 | Election of Committee Members/Chairmen | Mgmt | For | For | For | |||||
| 8 | Directors’ Fees | Mgmt | For | Against | Against | |||||
| 9 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
Dongfang Electric Co Ltd
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 1072 | CINS Y20958107 | 05/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | China |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Directors’ Reports | Mgmt | For | For | For | |||||
| 3 | Supervisors’ Reports | Mgmt | For | For | For | |||||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 5 | Financial Statements | Mgmt | For | For | For | |||||
| 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 8 | Elect SI Zefu | Mgmt | For | For | For | |||||
| 9 | Elect ZHANG Xiaolun | Mgmt | For | For | For | |||||
| 10 | Elect WEN Shugang | Mgmt | For | For | For | |||||
| 11 | Elect HUANG Wei | Mgmt | For | For | For | |||||
| 12 | Elect ZHU Yuanchao | Mgmt | For | For | For | |||||
| 13 | Elect ZHANG Jilie | Mgmt | For | For | For | |||||
| 14 | Elect LI Yanmeng | Mgmt | For | For | For | |||||
| 15 | Elect ZHAO Chunjun | Mgmt | For | For | For | |||||
| 16 | Elect PENG Shaobing | Mgmt | For | For | For | |||||
| 17 | Elect WEN Bingyou as Supervisor | Mgmt | For | For | For | |||||
| 18 | Elect WEN Limen as Supervisor | Mgmt | For | For | For | |||||
| 19 | Directors’ Fees | Mgmt | For | For | For | |||||
| 20 | Supervisors’ Remuneration | Mgmt | For | For | For | |||||
| 21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
Dongfang Electric Co Ltd
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 1072 | ISIN CN0008935867 | 12/22/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | China |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | 2012 Purchase and Production Services Framework Agreement | Mgmt | For | For | For | |||||
| 3 | 2012 Sales and Production Services Framework Agreement | Mgmt | For | For | For | |||||
| 4 | 2012 Financial Services Framework Agreement | Mgmt | For | For | For | |||||
| 5 | Ratification of Board Acts | Mgmt | For | For | For | |||||
| 6 | Amendments to Articles 188 | Mgmt | For | For | For | |||||
| 7 | Amendments to Articles 189 | Mgmt | For | For | For | |||||
| 8 | Ratification of Board Acts | Mgmt | For | For | For | |||||
E-Mart Company Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 139480 | CINS Y228A3102 | 03/02/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Korea, Republic of |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Allocation of Profits and Dividends | Mgmt | For | For | For | |||||
| 2 | Amendments to Articles | Mgmt | For | For | For | |||||
| 3 | Directors’ Fees | Mgmt | For | For | For | |||||
Eurasian Natural Resources Corporation plc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ENRC | CINS G3215M109 | 04/02/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United Kingdom |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Merger/Acquisition | Mgmt | For | For | For | |||||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Eurasian Natural Resources Corporation plc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ENRC | CINS G3215M109 | 06/12/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United Kingdom |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Directors’ Remuneration Report | Mgmt | For | For | For | |||||
| 4 | Elect Terence Wilkinson | Mgmt | For | For | For | |||||
| 5 | Elect Dieter Ameling | Mgmt | For | For | For | |||||
| 6 | Elect Gerhard Ammann | Mgmt | For | For | For | |||||
| 7 | Elect Marat Beketayev | Mgmt | For | For | For | |||||
| 8 | Elect Jim Cochrane | Mgmt | For | For | For | |||||
| 9 | Elect Mehmet Dalman | Mgmt | For | For | For | |||||
| 10 | Elect Paul Judge | Mgmt | For | For | For | |||||
| 11 | Elect Roderick Thomson | Mgmt | For | For | For | |||||
| 12 | Elect Felix Vulis | Mgmt | For | For | For | |||||
| 13 | Elect Zaure Zaurbekova | Mgmt | For | For | For | |||||
| 14 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
| 20 | LTIP Award Vesting | Mgmt | For | For | For | |||||
| 21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
First Quantum Minerals Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FM | CUSIP 335934105 | 05/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Philip Pascall | Mgmt | For | For | For | |||||
| 1.2 | Elect G. Clive Newall | Mgmt | For | For | For | |||||
| 1.3 | Elect Martin Rowley | Mgmt | For | For | For | |||||
| 1.4 | Elect Peter St. George | Mgmt | For | For | For | |||||
| 1.5 | Elect Andrew Adams | Mgmt | For | For | For | |||||
| 1.6 | Elect Michael Martineau | Mgmt | For | For | For | |||||
| 1.7 | Elect Paul Brunner | Mgmt | For | For | For | |||||
| 1.8 | Elect Steven McTiernan | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Fleury SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FLRY3 | CINS P418BW104 | 04/02/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 5 | Remuneration Policy | Mgmt | For | For | For | |||||
Fleury SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FLRY3 | CINS P418BW104 | 12/30/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | |||||
| 3 | Valuation Report | Mgmt | For | For | For | |||||
| 4 | Merger Agreement | Mgmt | For | For | For | |||||
| 5 | Merger by Absorption | Mgmt | For | For | For | |||||
| 6 | Transformation of Cardiolab into a Subsidiary | Mgmt | For | For | For | |||||
| 7 | Authority to Carry Out Merger Formalities | Mgmt | For | For | For | |||||
| 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Genting Singapore PLC
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| G13 | CINS G3825Q102 | 04/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Isle of Man |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Directors’ Fees | Mgmt | For | For | For | |||||
| 2 | Elect LIM Kok Thay | Mgmt | For | For | For | |||||
| 3 | Elect TJONG Yik Min | Mgmt | For | For | For | |||||
| 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 6 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 7 | Related Party Transactions | Mgmt | For | For | For | |||||
| 8 | Amendments to Articles | Mgmt | For | For | For | |||||
| 9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 11 | Non-Voting Meeting Note | �� | N/A | N/A | N/A | N/A | ||||
Grupo Mexico SAB de CV
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GMEXICO | CINS P49538112 | 04/30/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Mexico |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Report on Tax Compliance | Mgmt | For | For | For | |||||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 5 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
| 6 | Directors’ Fees | Mgmt | For | For | For | |||||
| 7 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
Grupo Televisa, SAB
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TLEVISA | CUSIP 40049J206 | 04/27/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Election of Directors - Series L Shareholders | Mgmt | N/A | For | N/A | |||||
| 2 | Election of Meeting Delegates | Mgmt | N/A | For | N/A | |||||
| 3 | Accounts and Reports | Mgmt | N/A | Abstain | N/A | |||||
| 4 | Report on Tax Compliance | Mgmt | N/A | Abstain | N/A | |||||
| 5 | Allocation of Profits/Dividends | Mgmt | N/A | Abstain | N/A | |||||
| 6 | Authority to Repurchase Shares; Report on Share Repurchase Program | Mgmt | N/A | Abstain | N/A | |||||
| 7 | Election of Directors (Slate) | Mgmt | N/A | Abstain | N/A | |||||
| 8 | Election of Executive Committee Members | Mgmt | N/A | Abstain | N/A | |||||
| 9 | Election of the Audit and Corporate Governance Committee Chair | Mgmt | N/A | Abstain | N/A | |||||
| 10 | Directors’ and Committee Members’ Fees | Mgmt | N/A | Abstain | N/A | |||||
| 11 | Election of Meeting Delegates | Mgmt | N/A | Abstain | N/A | |||||
| 12 | Election of Directors - Series D Shareholders | Mgmt | N/A | Abstain | N/A | |||||
| 13 | Election of Meeting Delegates | Mgmt | N/A | Abstain | N/A | |||||
| 14 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | N/A | Abstain | N/A | |||||
| 15 | Election of Meeting Delegates | Mgmt | N/A | Abstain | N/A | |||||
Gruppa LSR OAO (LSR Group OJSC)
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LSRG | CINS 50218G206 | 04/05/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Russian Federation |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Annual Report | Mgmt | For | For | For | |||||
| 3 | Financial Statements | Mgmt | For | For | For | |||||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 5 | Board Size | Mgmt | For | For | For | |||||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 7 | Elect Kirill Androsov | Mgmt | For | For | For | |||||
| 8 | Elect Ilgiz Valitov | Mgmt | For | For | For | |||||
| 9 | Elect Dmitry Goncharov | Mgmt | For | For | For | |||||
| 10 | Elect Igor Levit | Mgmt | For | For | For | |||||
| 11 | Elect Mikhail Romanov | Mgmt | For | For | For | |||||
| 12 | Elect Sergey Skaterschikov | Mgmt | For | For | For | |||||
| 13 | Elect Mark Temkin | Mgmt | For | For | For | |||||
| 14 | Elect Elena Tumanova | Mgmt | For | For | For | |||||
| 15 | Elect Olga Sheikina | Mgmt | For | For | For | |||||
| 16 | Elect Natalia Klevtsova | Mgmt | For | For | For | |||||
| 17 | Elect Yury Terentiev | Mgmt | For | For | For | |||||
| 18 | Elect Ludmila Fradina | Mgmt | For | For | For | |||||
| 19 | Appointment of Auditor (IFRS) | Mgmt | For | For | For | |||||
| 20 | Appointment of Auditor (RAS) | Mgmt | For | For | For | |||||
| 21 | Amendments to Charter | Mgmt | For | For | For | |||||
| 22 | Amendments to Regulations on the Board of Directors | Mgmt | For | For | For | |||||
| 23 | Amendments to Regulations on the Executive Committee | Mgmt | For | For | For | |||||
| 24 | Related Party Transactions | Mgmt | For | For | For | |||||
| 25 | Related Party Transactions | Mgmt | For | For | For | |||||
Hengan International Group Company Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 1044 | CINS G4402L151 | 05/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Cayman Islands |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||||||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
| 5 | Elect SZE Man Bok | Mgmt | For | For | For | |||||||
| 6 | Elect HUNG Ching Shan | Mgmt | For | For | For | |||||||
| 7 | Elect XU Da Zuo | Mgmt | For | For | For | |||||||
| 8 | Elect Vincent LOO Hong Shing | Mgmt | For | For | For | |||||||
| 9 | Directors’ Fees | Mgmt | For | For | For | |||||||
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||||
| 14 | Amendments to Articles | Mgmt | For | For | For | |||||||
| 15 | Adoption of New Articles | Mgmt | For | For | For | |||||||
Hon Hai Precision Industry Co., Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 2317 | CINS Y36861105 | 06/18/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Taiwan |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 7 | Accounts and Reports | Mgmt | For | For | For | |||||
| 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 9 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |||||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 11 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||||
| 12 | Amendments to Procedural Rules: Election of Directors And Supervisors | Mgmt | For | For | For | |||||
| 13 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | For | For | For | |||||
| 14 | Amendments to Articles | Mgmt | For | For | For | |||||
| 15 | Employee Restricted Stock Plan | Mgmt | For | For | For | |||||
| 16 | Employee Warrants Plan | Mgmt | For | For | For | |||||
HTC Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 2498 | CINS Y3732M103 | 06/12/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Taiwan |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 5 | Accounts and Reports | Mgmt | For | For | For | |||||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 7 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||||
| 8 | Extraordinary Motions | Mgmt | For | For | For | |||||
Hynix Semiconductor Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 000660 | CINS Y3817W109 | 02/13/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Korea, Republic of |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Amendments to Articles | Mgmt | For | For | For | |||||
| 2 | Election of Executive Directors (Slate) | Mgmt | For | For | For | |||||
| 3 | Election of Independent Director (Slate) | Mgmt | For | For | For | |||||
| 4 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||||
Hynix Semiconductor Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 000660 | CINS Y3817W109 | 03/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Korea, Republic of |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 2 | Amendments to Articles | Mgmt | For | For | For | |||||
| 3 | Directors’ Fees | Mgmt | For | For | For | |||||
Hyundai Heavy Industries Co,. Ltd
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 009540 | CINS Y3838M106 | 03/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Korea, Republic of |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 2 | Amendments to Articles | Mgmt | For | For | For | |||||
| 3 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
| 4 | Election of Audit Committee Member : JOO Sun Sik | Mgmt | For | For | For | |||||
| 5 | Directors’ Fees | Mgmt | For | For | For | |||||
Hyundai Mobis Co., Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 012330 | CINS Y3849A109 | 03/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Korea, Republic of |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 2 | Amendments to Articles (Bundled) | Mgmt | For | For | For | |||||
| 3 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
| 4 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||||
| 5 | Directors’ Fees | Mgmt | For | For | For | |||||
Industrial & Commercial Bank Of China
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 1398 | CINS Y3990B112 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | China |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Directors’ Report | Mgmt | For | For | For | |||||
| 4 | Supervisors’ Report | Mgmt | For | For | For | |||||
| 5 | Accounts and Reports | Mgmt | For | For | For | |||||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 8 | Elect DONG Juan as Supervisor | Mgmt | For | For | For | |||||
| 9 | Elect MENG Yan as Supervisor | Mgmt | For | For | For | |||||
| 10 | Elect HONG Yongmiao as Director | Mgmt | For | For | For | |||||
| 11 | Fees of Directors and Supervisors | Mgmt | For | For | For | |||||
| 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Infosys Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| INFY | CUSIP 456788108 | 06/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Elect S. Gopalakrishnan | Mgmt | For | For | For | |||||
| 4 | Elect K.V. Kamath | Mgmt | For | For | For | |||||
| 5 | Elect David Boyles | Mgmt | For | For | For | |||||
| 6 | Elect Jeffrey Lehman | Mgmt | For | For | For | |||||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 8 | Elect Ann Fudge | Mgmt | For | For | For | |||||
| 9 | Appointment of V. Balakrishnan as Wholetime Director; Approval of Compensation | Mgmt | For | For | For | |||||
| 10 | Appointment of Ashok Vemuri as Wholetime Director; Approval of Compensation | Mgmt | For | For | For | |||||
| 11 | Appointment of B.G. Srinivas as Wholetime Director; Approval of Compensation | Mgmt | For | For | For | |||||
| 12 | Directors’ Commission | Mgmt | For | For | For | |||||
Itausa - Investimentos Itau S.A.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ITSA3 | CINS P58711105 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 6 | Election of Board and Supervisory Council Member(s) Representative of Minority/Preferred Shareholders | Mgmt | For | For | For | |||||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Kazkommertsbank JSC
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KKGB | CINS 48666E608 | 05/18/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Kazakhstan |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Agenda | Mgmt | For | For | For | |||||
| 3 | Report of the Management Board | Mgmt | For | For | For | |||||
| 4 | Accounts and Reports | Mgmt | For | For | For | |||||
| 5 | Dividends on Preferred Shares | Mgmt | For | For | For | |||||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 7 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 8 | Changes to the Board of Directors | Mgmt | For | For | For | |||||
| 9 | Independent Director’s Fees | Mgmt | For | For | For | |||||
| 10 | Remuneration Report | Mgmt | For | For | For | |||||
| 11 | Adoption of New Charter | Mgmt | For | For | For | |||||
| 12 | Amendments to Articles | Mgmt | For | For | For | |||||
| 13 | Receive Appeal of Shareholders | ShrHoldr | For | For | For | |||||
| 14 | Directors’ Fees | Mgmt | For | For | For | |||||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
KB Financial Group Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 105560 | CUSIP 48241A105 | 03/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 2 | Amendments to Articles | Mgmt | For | For | For | |||||
| 3 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
| 4 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||||
| 5 | Directors’ Fees | Mgmt | For | For | For | |||||
Kenmare Resources Plc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KMR | CINS G52332106 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Ireland |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Directors’ Remuneration Report | Mgmt | For | For | For | |||||
| 3 | Elect Sofia Bianchi | Mgmt | For | For | For | |||||
| 4 | Elect Michael Carvill | Mgmt | For | For | For | |||||
| 5 | Elect Jacob Deysel | Mgmt | For | For | For | |||||
| 6 | Elect Ian Egan | Mgmt | For | For | For | |||||
| 7 | Elect Simon Farrell | Mgmt | For | For | For | |||||
| 8 | Elect Terence Fitzpatrick | Mgmt | For | For | For | |||||
| 9 | Elect Elizabeth Headon | Mgmt | For | For | For | |||||
| 10 | Elect Anthony Lowrie | Mgmt | For | For | For | |||||
| 11 | Elect Peter McAleer | Mgmt | For | For | For | |||||
| 12 | Elect Tony McCluskey | Mgmt | For | For | For | |||||
| 13 | Elect Justin Loasby | Mgmt | For | For | For | |||||
| 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
| 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
KIA Motors Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 000270 | CINS Y47601102 | 03/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Korea, Republic of |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 2 | Amendments to Articles | Mgmt | For | For | For | |||||
| 3 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
| 4 | Directors’ Fees | Mgmt | For | For | For | |||||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Kompaniya M. Video OAO
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MVID | CINS X5596G107 | 06/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Russian Federation |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Accounts and Reports | Mgmt | For | For | For | |||||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 5 | Elect Pavel Breev | Mgmt | N/A | For | N/A | |||||
| 6 | Elect Peter Gyoerffy | Mgmt | N/A | For | N/A | |||||
| 7 | Elect Walter Koch | Mgmt | N/A | For | N/A | |||||
| 8 | Elect Utho Creusen | Mgmt | N/A | For | N/A | |||||
| 9 | Elect Christopher Parks | Mgmt | N/A | For | N/A | |||||
| 10 | Elect Stuart Leighton | Mgmt | N/A | For | N/A | |||||
| 11 | Elect Mikhail Kuchment | Mgmt | N/A | For | N/A | |||||
| 12 | Elect Alexander Tynkovan | Mgmt | N/A | For | N/A | |||||
| 13 | Elect David Hamid | Mgmt | N/A | For | N/A | |||||
| 14 | Elect Alexei Krivoshapko | Mgmt | N/A | For | N/A | |||||
| 15 | Elect Alexander Prisyazhnuk | Mgmt | N/A | For | N/A | |||||
| 16 | Elect Denis Kulikov | Mgmt | N/A | For | N/A | |||||
| 17 | Elect Denis Spirin | Mgmt | N/A | For | N/A | |||||
| 18 | Elect Irina Bolyakina | Mgmt | For | For | For | |||||
| 19 | Elect Andrey Shestukhin | Mgmt | For | For | For | |||||
| 20 | Elect Yuriy Karykh | Mgmt | For | For | For | |||||
| 21 | Appointment of Auditor | Mgmt | For | Abstain | Against | |||||
| 22 | Directors’ Fees | Mgmt | For | Abstain | Against | |||||
| 23 | Indemnification of Directors/Officers | Mgmt | For | Abstain | Against | |||||
| 24 | Indemnification of Directors/Officers | Mgmt | For | Abstain | Against | |||||
| 25 | Related Party Transactions | Mgmt | For | Abstain | Against | |||||
| 26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
LG Chem Ltd
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 051910 | CINS Y52758102 | 03/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Korea, Republic of |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 2 | Amendments to Articles | Mgmt | For | For | For | |||||
| 3 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
| 4 | Directors’ Fees | Mgmt | For | For | For | |||||
Magazine Luiza SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MGLU3 | CINS P6425Q109 | 04/30/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 4 | Accounts and Reports | Mgmt | For | For | For | |||||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 6 | Election of Board Member(s) Representative of Minority Shareholders | Mgmt | For | For | For | |||||
| 7 | Remuneration Policy | Mgmt | For | For | For | |||||
Magazine Luiza SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MGLU3 | CINS P6425Q109 | 04/30/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Ratification of Appointment of Appraiser and Approval of Valuation Report | Mgmt | For | For | For | |||||
| 3 | Merger Agreement | Mgmt | For | For | For | |||||
| 4 | Merger by Absorption | Mgmt | For | For | For | |||||
| 5 | Amendments to Articles Regarding Merger | Mgmt | For | For | For | |||||
| 6 | Authority to Carry Out Merger Formalities | Mgmt | For | For | For | |||||
| 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Magyar Telekom Plc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MTELEKOM | CINS X5187V109 | 04/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Hungary |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 5 | Report of the Board of Directors | Mgmt | For | For | For | |||||
| 6 | Consolidated Accounts And Reports | Mgmt | For | For | For | |||||
| 7 | Company Accounts and Reports | Mgmt | For | For | For | |||||
| 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 9 | Corporate Governance Report | Mgmt | For | For | For | |||||
| 10 | Ratification of Board Acts | Mgmt | For | For | For | |||||
| 11 | Amend Article 1.4 | Mgmt | For | For | For | |||||
| 12 | Amend Article 2.5.3 | Mgmt | For | For | For | |||||
| 13 | Amend Article 6.2 | Mgmt | For | For | For | |||||
| 14 | Amend Article 7.4 | Mgmt | For | For | For | |||||
| 15 | Amend Articles 7.4 and 8 | Mgmt | For | For | For | |||||
| 16 | Amend Article 10 | Mgmt | For | For | For | |||||
| 17 | Amendment to Compensation Policy | Mgmt | For | For | For | |||||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 19 | Elect Gunter Mossal to the Board of Directors | Mgmt | For | For | For | |||||
| 20 | Elect Eva Oz to the Supervisory Board | Mgmt | For | For | For | |||||
| 21 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Marfrig Frigorificos e Comercio de Alimentos S.A.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MRFG3 | CINS P64389102 | 04/28/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 4 | Accounts and Reports | Mgmt | For | For | For | |||||
| 5 | Election of Supervisory Council | Mgmt | For | For | For | |||||
| 6 | Remuneration Policy | Mgmt | For | Against | Against | |||||
Marfrig Frigorificos e Comercio de Alimentos S.A.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MRFG3 | CINS P64389102 | 04/28/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Amend Article 3 | Mgmt | For | For | For | |||||
| 4 | Amend Article 7 | Mgmt | For | For | For | |||||
| 5 | Amend Article 13 | Mgmt | For | For | For | |||||
| 6 | Amend Article 19 | Mgmt | For | For | For | |||||
| 7 | Amend Article 19 | Mgmt | For | For | For | |||||
| 8 | Amend Article 32 | Mgmt | For | For | For | |||||
| 9 | Amend Article 34 | Mgmt | For | For | For | |||||
| 10 | Amend Article 35 | Mgmt | For | For | For | |||||
| 11 | Amend Article 36 | Mgmt | For | For | For | |||||
| 12 | Amend Articles 12, 13, 27, 31, 33, 37, 40, 41 And 42 | Mgmt | For | For | For | |||||
| 13 | Amend Article 16 | Mgmt | For | For | For | |||||
| 14 | Amend Article 26 | Mgmt | For | For | For | |||||
| 15 | Amend Article 28 | Mgmt | For | For | For | |||||
| 16 | Amend Article 43 | Mgmt | For | For | For | |||||
| 17 | Renumbering and Rewording | Mgmt | For | For | For | |||||
| 18 | Consolidation of Articles | Mgmt | For | For | For | |||||
| 19 | Ratification of Acquisition | Mgmt | For | For | For | |||||
| 20 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | |||||
| 21 | Valuation Report | Mgmt | For | For | For | |||||
Mobile Telesystems OJSC
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MTSS | CINS X5430T109 | 06/27/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Russian Federation |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Meeting Procedures | Mgmt | For | For | For | |||||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||||
| 4 | Amendments to Charter | Mgmt | For | For | For | |||||
| 5 | Amendments to Regulations on the Board of Directors | Mgmt | For | For | For | |||||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 7 | Elect Anton Abugov | Mgmt | For | For | For | |||||
| 8 | Elect Aleksey Buyanov | Mgmt | For | For | For | |||||
| 9 | Elect Andrey Dubovskov | Mgmt | For | For | For | |||||
| 10 | Elect Ron Sommer | Mgmt | For | For | For | |||||
| 11 | Elect Stanley Miller | Mgmt | For | For | For | |||||
| 12 | Elect Paul Ostling | Mgmt | For | For | For | |||||
| 13 | Elect Vsevolod Rosanov | Mgmt | For | For | For | |||||
| 14 | Elect Gregor Harter | Mgmt | For | For | For | |||||
| 15 | Elect Mikhail Shamolin | Mgmt | For | For | For | |||||
| 16 | Elect Maxim Mamonov | Mgmt | For | For | For | |||||
| 17 | Elect Alexander Obermeister | Mgmt | For | For | For | |||||
| 18 | Elect Vassily Vassilievich Platoshin | Mgmt | For | For | For | |||||
| 19 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Mongolian Mining Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 0975 | CINS G6264V102 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Cayman Islands |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||||
| 4 | Elect Oyungeral JANCHIV | Mgmt | For | For | For | |||||
| 5 | Elect Orchirbat PUNSALMAA | Mgmt | For | For | For | |||||
| 6 | Elect Unenbat JIGJID | Mgmt | For | For | For | |||||
| 7 | Elect Ignatius CHAN Tse Ching | Mgmt | For | For | For | |||||
| 8 | Directors’ Fees | Mgmt | For | For | For | |||||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 12 | Authority to Issued Repurchased Shares | Mgmt | For | For | For | |||||
MTN Group Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MTN | CINS S8039R108 | 05/29/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | South Africa |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Re-elect Alan Harper | Mgmt | For | For | For | |||||
| 2 | Re-elect Marion Lesego Marole | Mgmt | For | For | For | |||||
| 3 | Re-elect Peter Mageza | Mgmt | For | For | For | |||||
| 4 | Re-elect Alan van Biljon | Mgmt | For | For | For | |||||
| 5 | Elect Audit Committee Member (Alan van Biljon) | Mgmt | For | For | For | |||||
| 6 | Elect Audit Committee Member (Jeff van Rooyen) | Mgmt | For | For | For | |||||
| 7 | Elect Audit Committee Member (Peter Mageza) | Mgmt | For | For | For | |||||
| 8 | Elect Audit Committee Member (Johnson Njeke) | Mgmt | For | For | For | |||||
| 9 | Appoint Joint Auditors | Mgmt | For | For | For | |||||
| 10 | General Authority to Issue Shares | Mgmt | For | For | For | |||||
| 11 | Approve Remuneration Policy | Mgmt | For | For | For | |||||
| 12 | Increase NEDs’ Fees | Mgmt | For | For | For | |||||
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 14 | Approve Financial Assistance | Mgmt | For | For | For | |||||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Novatek Oao
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| NVTK | CINS 669888109 | 04/27/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Russian Federation |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Accounts and Reports | Mgmt | For | For | For | |||||
| 3 | Allocation of Profits/Dividend | Mgmt | For | For | For | |||||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 5 | Elect Andrey Igorevich Akimov | Mgmt | For | For | For | |||||
| 6 | Elect Burckhard Bergmann | Mgmt | For | For | For | |||||
| 7 | Elect Ruben Vardanian | Mgmt | For | For | For | |||||
| 8 | Elect Ives Louis Darricarrere | Mgmt | For | For | For | |||||
| 9 | Elect Mark Gyetvay | Mgmt | For | For | For | |||||
| 10 | Elect Leonid Mikhelson | Mgmt | For | For | For | |||||
| 11 | Elect Alexander Natalenko | Mgmt | For | For | For | |||||
| 12 | Elect Kirill Seleznev | Mgmt | For | For | For | |||||
| 13 | Elect Gennady Timchenko | Mgmt | For | For | For | |||||
| 14 | Elect Maria Panasenko | Mgmt | For | For | For | |||||
| 15 | Elect Igor Ryaskov | Mgmt | For | For | For | |||||
| 16 | Elect Sergey Fomichev | Mgmt | For | For | For | |||||
| 17 | Elect Nikolay Shulikin | Mgmt | For | For | For | |||||
| 18 | Election of the Chairman of Management Board | Mgmt | For | For | For | |||||
| 19 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 20 | Directors’ Fees | Mgmt | For | For | For | |||||
| 21 | Audit Commission’s Fees | Mgmt | For | For | For | |||||
| 22 | Related Party Transactions | Mgmt | For | For | For | |||||
OTP Bank NyRt
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| OTP | CINS X60746181 | 04/27/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Hungary |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 4 | Accounts and Reports; Allocation of Profits/ Dividend | Mgmt | For | For | For | |||||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 6 | Corporate Governance Report | Mgmt | For | For | For | |||||
| 7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 9 | Amendments of Articles | Mgmt | For | For | For | |||||
| 10 | Election of Directors | Mgmt | For | For | For | |||||
| 11 | Remuneration Guidelines | Mgmt | For | For | For | |||||
| 12 | Directors’ Fees; Supervisory Board Members’ Fees | Mgmt | For | For | For | |||||
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Petrochina Company Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 857 | CUSIP 71646E100 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Directors’ Report | Mgmt | For | For | For | |||||
| 2 | Supervisors’ Report | Mgmt | For | For | For | |||||
| 3 | Financial Statements | Mgmt | For | For | For | |||||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 5 | Authority to Declare Interim Dividend | Mgmt | For | For | For | |||||
| 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PETR3 | CUSIP 71654V101 | 03/19/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Election of Board Member(s) Representative of Minority/Preferred Shareholders | Mgmt | For | For | For | |||||
| 2 | Election of Supervisory Council Member(s) Representative of Minority/Preferred Shareholders | Mgmt | For | For | For | |||||
Philippine Long Distance Telephone Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TEL | CUSIP 718252604 | 03/22/2012 | Take No Action | |||
| Meeting Type | Country of Trade | |||||
| Special | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
PT Bank Rakyat Indonesia
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BBRI | CINS Y0697U112 | 03/28/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Indonesia |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Annual Report | Mgmt | For | For | For | |||||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 4 | Directors’ and Commissioners’ Fees | Mgmt | For | For | For | |||||
| 5 | 2012 Financial Report | Mgmt | For | For | For | |||||
| 6 | Partnership and Community Development Program | Mgmt | For | For | For | |||||
| 7 | Amendments to Articles | Mgmt | For | Abstain | Against | |||||
| 8 | Election of Directors and Commissioners | Mgmt | For | Abstain | Against | |||||
PT Telekomunikasi Indonesia
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TLKM | CUSIP 715684106 | 05/11/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Annual Report and Commissioners’ Report | Mgmt | For | For | For | |||||
| 2 | Accounts and Reports | Mgmt | For | For | For | |||||
| 3 | Report on Utilization of Proceeds | Mgmt | For | For | For | |||||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 5 | Directors’ and Commissioners’ Fees | Mgmt | For | For | For | |||||
| 6 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 7 | Amendments to Articles | Mgmt | For | For | For | |||||
| 8 | Election of Directors and Commissioners | Mgmt | For | For | For | |||||
PTT Exploration & Production Public Company Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PTTEP | CINS Y7145P165 | 03/28/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Thailand |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 4 | Accounts and Reports | Mgmt | For | For | For | |||||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 7 | Elect Chakkrit Parapuntakul | Mgmt | For | For | For | |||||
| 8 | Elect Varanuj Hongsaprabhas | Mgmt | For | For | For | |||||
| 9 | Elect Pornchai Kranlert | Mgmt | For | For | For | |||||
| 10 | Elect Anon Sirisaengtaksin | Mgmt | For | For | For | |||||
| 11 | Elect Prajya Phinyawat | Mgmt | For | For | For | |||||
| 12 | Directors’ Fees | Mgmt | For | For | For | |||||
| 13 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Rosneft Oil Co OAO
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ROSN | CINS 67812M207 | 04/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Russian Federation |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Related Party Transactions (China Development Bank) | Mgmt | For | For | For | |||||
| 3 | Related Party Transactions (Transneft) | Mgmt | For | For | For | |||||
| 4 | Related Party Transactions (Vankorneft) | Mgmt | For | For | For | |||||
Rosneft Oil Co OAO
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ROSN | CINS 67812M207 | 06/20/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Russian Federation |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Annual Report | Mgmt | For | For | For | |||||
| 2 | Financial Statements | Mgmt | For | For | For | |||||
| 3 | Allocation of Profits | Mgmt | For | For | For | |||||
| 4 | Dividends | Mgmt | For | For | For | |||||
| 5 | Directors’ Fees | Mgmt | For | For | For | |||||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 7 | Elect Matthias Warnig | Mgmt | For | For | For | |||||
| 8 | Elect Mikhail Kuzovlev | Mgmt | For | For | For | |||||
| 9 | Elect Nikolai Laverov | Mgmt | For | For | For | |||||
| 10 | Elect Alexander Nekipelov | Mgmt | For | For | For | |||||
| 11 | Elect Hans-Jorg Rudloff | Mgmt | For | For | For | |||||
| 12 | Elect Eduard Y. Khudainatov | Mgmt | For | For | For | |||||
| 13 | Elect Sergey V. Shishin | Mgmt | For | For | For | |||||
| 14 | Elect Dmitry E. Shugayev | Mgmt | For | For | For | |||||
| 15 | Elect Ilya Viktorovich Shcherbovich | Mgmt | For | For | For | |||||
| 16 | Elect Elena Litvinova | Mgmt | For | For | For | |||||
| 17 | Elect Georgy A. Nozadze | Mgmt | For | For | For | |||||
| 18 | Elect Sergey Pakhomov | Mgmt | For | For | For | |||||
| 19 | Elect Tatiana Fisenko | Mgmt | For | For | For | |||||
| 20 | Elect Alexander Yugov | Mgmt | For | For | For | |||||
| 21 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 22 | Related Party Transactions | Mgmt | For | For | For | |||||
| 23 | Related Party Transactions | Mgmt | For | For | For | |||||
| 24 | Related Party Transactions | Mgmt | For | For | For | |||||
| 25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 26 | Related Party Transactions | Mgmt | For | For | For | |||||
| 27 | Related Party Transactions | Mgmt | For | For | For | |||||
| 28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 29 | Related Party Transactions | Mgmt | For | For | For | |||||
| 30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 31 | Related Party Transactions | Mgmt | For | For | For | |||||
| 32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 33 | Related Party Transactions | Mgmt | For | For | For | |||||
| 34 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 35 | Related Party Transactions | Mgmt | For | For | For | |||||
| 36 | Related Party Transactions | Mgmt | For | For | For | |||||
| 37 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 38 | Related Party Transactions | Mgmt | For | For | For | |||||
| 39 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 40 | Related Party Transactions | Mgmt | For | For | For | |||||
| 41 | Related Party Transactions | Mgmt | For | For | For | |||||
| 42 | Related Party Transactions | Mgmt | For | For | For | |||||
| 43 | Related Party Transactions | Mgmt | For | For | For | |||||
| 44 | Related Party Transactions | Mgmt | For | For | For | |||||
| 45 | Related Party Transactions | Mgmt | For | For | For | |||||
| 46 | Related Party Transactions (D&O Insurance) | Mgmt | For | For | For | |||||
| 47 | Related Party Transactions (D&O Insurance) | Mgmt | For | For | For | |||||
| 48 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 49 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 50 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 51 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 52 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Samsung C&T Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 000830 | CINS Y7470R109 | 03/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Korea, Republic of |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 2 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
| 3 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||||
| 4 | Directors’ Fees | Mgmt | For | For | For | |||||
Samsung Electronics Co., Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 005930 | CINS Y74718100 | 03/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Korea, Republic of |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 2 | Election of Independent Directors (Slate): (i) YOON Dong Min; (ii) KIM Han Joong; and (iii) LEE Byung Ki | Mgmt | For | For | For | |||||
| 3 | Election of Executive Directors (Slate): (i) CHOI Gee Sung; (ii) KWON Oh Hyun; and (iii) YOON Ju Hwa | Mgmt | For | For | For | |||||
| 4 | Election of Audit Committee Members (Slate): (i) YOON Dong Min; and (ii) KIM Han Joong | Mgmt | For | For | For | |||||
| 5 | Directors’ Fees | Mgmt | For | For | For | |||||
| 6 | Spin-off | Mgmt | For | For | For | |||||
| 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Samsung Engineering Co., Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 028050 | CINS Y7472L100 | 03/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Korea, Republic of |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 2 | Elect JANG Ji Jong | Mgmt | For | For | For | |||||
| 3 | Election of Audit Committee Member: KIM Sang Hoon | Mgmt | For | For | For | |||||
| 4 | Directors’ Fees | Mgmt | For | For | For | |||||
Sare Holding S.A.B. DE C.V.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SARE.B | cins P85184102 | 04/19/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Mexico |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | Abstain | Against | |||||
| 2 | Report of the CEO; External Auditor; Opinion of the Board | Mgmt | For | Abstain | Against | |||||
| 3 | Report of the Audit Committee and Corporate Governance Committee | Mgmt | For | Abstain | Against | |||||
| 4 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against | |||||
| 5 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||||
| 6 | Report on the Company’s Repurchase Program | Mgmt | For | Abstain | Against | |||||
| 7 | Election of Directors (Slate) | Mgmt | For | Abstain | Against | |||||
| 8 | Election of Committee Members/Chairmen | Mgmt | For | Abstain | Against | |||||
| 9 | Directors’ Fees | Mgmt | For | Against | Against | |||||
| 10 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
Sare Holding S.A.B. DE C.V.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| cins P85184102 | 12/20/2011 | Voted | ||||
| Meeting Type | Country of Trade | |||||
| Special | Mexico |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Sale of Non-Strategic Assets | Mgmt | For | For | For | |||||
| 2 | Ratification of Bodies to Supervise Divestment Plan | Mgmt | For | For | For | |||||
| 3 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
Sberbank
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SBER | CINS 80585Y308 | 06/01/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Russian Federation |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Annual Report | Mgmt | For | For | For | |||||
| 2 | Financial Statements | Mgmt | For | For | For | |||||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 4 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 6 | Elect German Gref | Mgmt | For | Abstain | Against | |||||
| 7 | Elect Sergey Guriev | Mgmt | For | Abstain | Against | |||||
| 8 | Elect Anton Danilov-Danilyan | Mgmt | For | Abstain | Against | |||||
| 9 | Elect Mikhail E. Dmitriev | Mgmt | For | Abstain | Against | |||||
| 10 | Elect Bella Zlatkis | Mgmt | For | Abstain | Against | |||||
| 11 | Elect Nadezhda Ivanova | Mgmt | For | Abstain | Against | |||||
| 12 | Elect Sergey Ignatyev | Mgmt | For | Abstain | Against | |||||
| 13 | Elect Georgy Luntovsky | Mgmt | For | Abstain | Against | |||||
| 14 | Elect Mikhail Matovnikov | Mgmt | For | Abstain | Against | |||||
| 15 | Elect Vladimir Mau | Mgmt | For | Abstain | Against | |||||
| 16 | Elect Alessandro Profumo | Mgmt | For | Abstain | Against | |||||
| 17 | Elect Alexey Savatyugin | Mgmt | For | Abstain | Against | |||||
| 18 | Elect Rair Simonyan | Mgmt | For | Abstain | Against | |||||
| 19 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | For | Abstain | Against | |||||
| 20 | Elect Valery Tkachenko | Mgmt | For | Abstain | Against | |||||
| 21 | Elect Dmitry Tulin | Mgmt | For | Abstain | Against | |||||
| 22 | Elect Alexey Ulyukaev | Mgmt | For | Abstain | Against | |||||
| 23 | Elect Ronald Freeman | Mgmt | For | Abstain | Against | |||||
| 24 | Elect Sergei Shvetsov | Mgmt | For | Abstain | Against | |||||
| 25 | Elect Natalia Borodina | Mgmt | For | For | For | |||||
| 26 | Elect Vladimir Volkov | Mgmt | For | For | For | |||||
| 27 | Elect Maxim Dolzhnikov | Mgmt | For | For | For | |||||
| 28 | Elect Yulia Isakhanova | Mgmt | For | For | For | |||||
| 29 | Elect Irina Kremleva | Mgmt | For | For | For | |||||
| 30 | Elect Alexei Minenko | Mgmt | For | For | For | |||||
| 31 | Elect Olga Polyakova | Mgmt | For | For | For | |||||
| 32 | Directors’ and Audit Commission Members’ Fees | Mgmt | For | Against | Against | |||||
| 33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 34 | Amendments to Articles | Mgmt | For | Against | Against | |||||
SEMAFO Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SMF | CUSIP 816922108 | 05/14/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Terence Bowles | Mgmt | For | For | For | |||||
| 1.2 | Elect Benoit La Salle | Mgmt | For | For | For | |||||
| 1.3 | Elect Jean Lamarre | Mgmt | For | For | For | |||||
| 1.4 | Elect John LeBoutillier | Mgmt | For | For | For | |||||
| 1.5 | Elect Gilles Masson | Mgmt | For | For | For | |||||
| 1.6 | Elect Lawrence McBrearty | Mgmt | For | For | For | |||||
| 1.7 | Elect Tertius Zongo | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 3 | Amendments to Articles - Business Corporations Act (Quebec) | Mgmt | For | For | For | |||||
| 4 | Amendments to By-Laws Regarding Business Corporations Act (Quebec) | Mgmt | For | For | For | |||||
Shanghai Electric Group Company Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 2727 | cins Y76824104 | 05/29/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | China |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Annual Report | Mgmt | For | For | For | |||||
| 3 | Directors’ Report | Mgmt | For | For | For | |||||
| 4 | Supervisors’ Report | Mgmt | For | For | For | |||||
| 5 | Accounts and Reports | Mgmt | For | For | For | |||||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 8 | Directors’ and Supervisors’ Fees | Mgmt | For | For | For | |||||
| 9 | Renewal of Liability Insurance | Mgmt | For | Abstain | Against | |||||
| 10 | Provision of Guarantees | Mgmt | For | For | For | |||||
| 11 | Approval of Transfer of Investment Projects Funded by the Proceeds from the Private Offering | Mgmt | For | For | For | |||||
| 12 | Approval of Allocation of the Surplus of Proceeds from Private Offering to the Working Capital of the Company | Mgmt | For | For | For | |||||
| 13 | Approval of Waiver | Mgmt | For | For | For | |||||
| 14 | Renewal of Continuing Connected Transactions | Mgmt | For | For | For | |||||
| 15 | Amendments to Articles | Mgmt | For | For | For | |||||
| 16 | Amendments to Procedural Rules: Shareholders’ Meeting | Mgmt | For | For | For | |||||
| 17 | Amendments to Procedural Rules: Meeting of Board of Directors | Mgmt | For | For | For | |||||
Shinhan Financial Group Co., Ltd
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 055550 | CINS Y7749X101 | 03/29/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Korea, Republic of |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 2 | Amendments to Articles with Regard to Revised Commercial Acts and Other Regulations | Mgmt | For | For | For | |||||
| 3 | Amendments to Articles with Regard to Governance and CEO Recommendation Committee | Mgmt | For | For | For | |||||
| 4 | Elect SUH Jin Won | Mgmt | For | For | For | |||||
| 5 | Elect YUN Ke Sop | Mgmt | For | For | For | |||||
| 6 | Elect LEE Sang Kyeong | Mgmt | For | For | For | |||||
| 7 | Elect LEE Jung Il | Mgmt | For | For | For | |||||
| 8 | Elect HIRAKAWA Haruki | Mgmt | For | For | For | |||||
| 9 | Elect Philippe Aguignier | Mgmt | For | For | For | |||||
| 10 | Elect KWON Tae Eun | Mgmt | For | For | For | |||||
| 11 | Elect KIM Seok Won | Mgmt | For | For | For | |||||
| 12 | Elect YUN Ke Sop | Mgmt | For | For | For | |||||
| 13 | Elect LEE Sang Kyeong | Mgmt | For | For | For | |||||
| 14 | Directors’ Fees | Mgmt | For | For | For | |||||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Southern Copper Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SCCO | CUSIP 84265V105 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect German Larrea Mota-Velasco | Mgmt | For | For | For | |||||
| 1.2 | Elect Oscar Gonzalez Rocha | Mgmt | For | For | For | |||||
| 1.3 | Elect Emilio Carrillo Gamboa | Mgmt | For | For | For | |||||
| 1.4 | Elect Alfredo Casar Perez | Mgmt | For | For | For | |||||
| 1.5 | Elect Luis Castelazo Morales | Mgmt | For | For | For | |||||
| 1.6 | Elect Enrique Castillo Sanchez Mejorada | Mgmt | For | For | For | |||||
| 1.7 | Elect Alberto de la Parra Zavala | Mgmt | For | For | For | |||||
| 1.8 | Elect Xavier Garcia de Quevedo Topete | Mgmt | For | For | For | |||||
| 1.9 | Elect Genaro Larrea Mota-Velasco | Mgmt | For | For | For | |||||
| 1.10 | Elect Daniel Muniz Quintanilla | Mgmt | For | For | For | |||||
| 1.11 | Elect Luis Miguel Palomino Bonilla | Mgmt | For | For | For | |||||
| 1.12 | Elect Gilberto Perezalonso Cifuentes | Mgmt | For | For | For | |||||
| 1.13 | Elect Juan Rebolledo Gout | Mgmt | For | For | For | |||||
| 1.14 | Elect Carlos Ruiz Sacristan | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Standard Bank Group Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SBK | CINS S80605140 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | South Africa |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Accounts and Reports | Mgmt | For | For | For | |||||
| 3 | Re-elect Richard Dunne | Mgmt | For | For | For | |||||
| 4 | Re-elect Thulani Gcabashe | Mgmt | For | For | For | |||||
| 5 | Re-elect Saki Macozoma | Mgmt | For | For | For | |||||
| 6 | Re-elect Kgomotso Moroka | Mgmt | For | For | For | |||||
| 7 | Re-elect Frederik Phaswana | Mgmt | For | For | For | |||||
| 8 | Re-elect Lord Robert Smith of Kelvin | Mgmt | For | For | For | |||||
| 9 | Appoint Joint Auditors | Mgmt | For | For | For | |||||
| 10 | General Authority to Issue Ordinary Shares | Mgmt | For | For | For | |||||
| 11 | General Authority to Issue Preference Shares | Mgmt | For | Against | Against | |||||
| 12 | Approve Remuneration Policy | Mgmt | For | For | For | |||||
| 13 | Approve NEDs’ Fees (Chairman) | Mgmt | For | For | For | |||||
| 14 | Approve NEDs’ Fees (Director) | Mgmt | For | For | For | |||||
| 15 | Approve NEDs’ Fees (International Director) | Mgmt | For | For | For | |||||
| 16 | Approve NEDs’ Fees (Chairman) | Mgmt | For | For | For | |||||
| 17 | Approve NEDs’ Fees (Member) | Mgmt | For | For | For | |||||
| 18 | Approve NEDs’ Fees (Chairman) | Mgmt | For | For | For | |||||
| 19 | Approve NEDs’ Fees (Member) | Mgmt | For | For | For | |||||
| 20 | Approve NEDs’ Fees (Chairman) | Mgmt | For | For | For | |||||
| 21 | Approve NEDs’ Fees (Member) | Mgmt | For | For | For | |||||
| 22 | Approve NEDs’ Fees (Chairman) | Mgmt | For | For | For | |||||
| 23 | Approve NEDs’ Fees (Member) | Mgmt | For | For | For | |||||
| 24 | Approve NEDs’ Fees (Chairman) | Mgmt | For | For | For | |||||
| 25 | Approve NEDs’ Fees (Member) | Mgmt | For | For | For | |||||
| 26 | Approve NEDs’ Fees (Ad Hoc Meeting Attendance) | Mgmt | For | For | For | |||||
| 27 | Approve NEDs’ Fees (Ad Hoc Fee Per Hour) | Mgmt | For | For | For | |||||
| 28 | Authority to Issue Shares pursuant to Equity Growth Scheme | Mgmt | For | For | For | |||||
| 29 | Authority to Issue Shares pursuant to Share Incentive Scheme | Mgmt | For | For | For | |||||
| 30 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 31 | Approve Financial Assistance | Mgmt | For | For | For | |||||
| 32 | Adopt New Memorandum of Incorporation | Mgmt | For | For | For | |||||
State Bank of India Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SBI | CINS Y8161Z129 | 03/19/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | India |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Authority to Issue Shares w/o Preemptive Rights (Preferential Allotment to Promoters) | Mgmt | For | For | For | |||||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Taiwan Semiconductor Manufacturing Co., Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 2330 | CINS Y84629107 | 06/12/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Taiwan |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 5 | Accounts and Reports | Mgmt | For | For | For | |||||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 7 | Amendments to Articles | Mgmt | For | For | For | |||||
| 8 | Amendments to Procedural Rules: Election of Directors And Supervisors | Mgmt | For | For | For | |||||
| 9 | Elect Morris CHANG | Mgmt | For | For | For | |||||
| 10 | Elect Fan-Cheng TSENG | Mgmt | For | For | For | |||||
| 11 | Elect Johnsee LEE | Mgmt | For | For | For | |||||
| 12 | Elect Rick TSAI | Mgmt | For | For | For | |||||
| 13 | Elect Peter Bonfield | Mgmt | For | For | For | |||||
| 14 | Elect Stan SHIH | Mgmt | For | For | For | |||||
| 15 | Elect Thomas Engibous | Mgmt | For | For | For | |||||
| 16 | Elect Gregory CHOW | Mgmt | For | For | For | |||||
| 17 | Elect Kok-Choo CHEN | Mgmt | For | For | For | |||||
| 18 | Extraordinary motions | Mgmt | For | Against | Against | |||||
Tencent Holdings Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 700 | CINS G87572148 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Cayman Islands |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 5 | Elect LI Dong Sheng | Mgmt | For | For | For | |||||
| 6 | Elect Iain Bruce | Mgmt | For | For | For | |||||
| 7 | Directors’ Fees | Mgmt | For | For | For | |||||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 11 | Authority Issue Repurchased Shares | Mgmt | For | For | For | |||||
Tingyi (Cayman Islands) Holdings Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 322 | CINS G8878S103 | 02/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Cayman Islands |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Contribution Agreement | Mgmt | For | For | For | |||||
Tingyi (Cayman Islands) Holdings Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 322 | CINS G8878S103 | 06/05/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Cayman Islands |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 5 | Elect Takeshi Ida | Mgmt | For | For | For | |||||
| 6 | Elect WEI Ying-Chiao | Mgmt | For | For | For | |||||
| 7 | Elect HSU Shin Chun | Mgmt | For | For | For | |||||
| 8 | Elect Hiromu Fukada | Mgmt | For | For | For | |||||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
Transocean Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| RIG | CUSIP H8817H100 | 05/18/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Elect Glyn Barker | Mgmt | For | For | For | |||||
| 4 | Elect Vanessa Chang | Mgmt | For | For | For | |||||
| 5 | Elect Chad Deaton | Mgmt | For | For | For | |||||
| 6 | Elect Edward Muller | Mgmt | For | For | For | |||||
| 7 | Elect Tan Ek Kia | Mgmt | For | For | For | |||||
| 8 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Turk Telekomunikasyon A.S.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TTKOM | CINS Y90033104 | 06/30/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Turkey |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Opening; Election of Presiding Chairman | Mgmt | For | For | For | |||||
| 3 | Minutes | Mgmt | For | For | For | |||||
| 4 | Amendments to Articles | Mgmt | For | For | For | |||||
| 5 | Election of Directors | Mgmt | For | For | For | |||||
| 6 | Directors’ Fees | Mgmt | For | For | For | |||||
| 7 | Related Party Transactions Involving Directors, Major Shareholders and Executives | Mgmt | For | Against | Against | |||||
| 8 | Wishes; Closing | Mgmt | For | For | For | |||||
| 9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Turk Telekomunikasyon A.S.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TTKOM | CINS Y90033104 | 05/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Turkey |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Opening; Election of Presiding Chairman | Mgmt | For | For | For | |||||
| 3 | Minutes | Mgmt | For | For | For | |||||
| 4 | Report of the Board | Mgmt | For | For | For | |||||
| 5 | Report of the Statutory Auditors | Mgmt | For | For | For | |||||
| 6 | Report of the Independent Auditor | Mgmt | For | For | For | |||||
| 7 | Accounts | Mgmt | For | For | For | |||||
| 8 | Ratification of Board’s Acts | Mgmt | For | For | For | |||||
| 9 | Ratification of Statutory Auditors’ Acts | Mgmt | For | For | For | |||||
| 10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 11 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 12 | Directors and Statutory Auditors’ Fees | Mgmt | For | For | For | |||||
| 13 | Dividend Policy | Mgmt | For | For | For | |||||
| 14 | Report of the Auditor on Corporate Governance Policy | Mgmt | For | For | For | |||||
| 15 | Charitable Donations | Mgmt | For | For | For | |||||
| 16 | Report on Related Party Transactions | Mgmt | For | For | For | |||||
| 17 | Authorization of Board to Make Acquisitions | Mgmt | For | For | For | |||||
| 18 | Authorization of Board to Establish Special Purpose Entities | Mgmt | For | For | For | |||||
| 19 | Report on Guarantees | Mgmt | For | For | For | |||||
| 20 | Compensation Policy | Mgmt | For | For | For | |||||
| 21 | Related Party Transactions Involving Directors, Major Shareholders and Executives | Mgmt | For | For | For | |||||
| 22 | Closing | Mgmt | For | For | For | |||||
Turkcell Iletisim Hizmetleri A.S.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TCELL | CUSIP 900111204 | 06/29/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Opening; Election of Presiding Chairman | Mgmt | For | For | For | |||||
| 2 | Minutes | Mgmt | For | For | For | |||||
| 3 | Amendments to Articles | Mgmt | For | Abstain | Against | |||||
| 4 | Election of Directors | Mgmt | For | For | For | |||||
| 5 | Accounts of 2010 and 2011 | Mgmt | For | For | For | |||||
| 6 | Ratification of Board Acts for 2010 | Mgmt | For | For | For | |||||
| 7 | Ratification of Board Acts for 2011 | Mgmt | For | For | For | |||||
| 8 | Ratification of Statutory Auditors’ Acts for 2010 | Mgmt | For | For | For | |||||
| 9 | Ratification of Statutory Auditors’ Acts for 2011 | Mgmt | For | For | For | |||||
| 10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 11 | Election of Statutory Auditors; Fees | Mgmt | For | For | For | |||||
| 12 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 13 | Related Party Transactions | Mgmt | For | For | For | |||||
| 14 | Directors and Statutory Auditors’ Fees | Mgmt | For | Abstain | Against | |||||
Turkiye Petrol Rafinerileri A.S.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TUPRS | CINS M8966X108 | 04/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Turkey |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Opening; Election of Presiding Chairman | Mgmt | For | For | For | |||||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||||
| 4 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | For | For | |||||
| 5 | Amendments to Articles | Mgmt | For | For | For | |||||
| 6 | Election of Directors | Mgmt | For | For | For | |||||
| 7 | Election of Statutory Auditors | Mgmt | For | For | For | |||||
| 8 | Compensation Policy | Mgmt | For | For | For | |||||
| 9 | Directors’ and Statutory Auditors’ Fees | Mgmt | For | For | For | |||||
| 10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 11 | Dividend Policy | Mgmt | For | For | For | |||||
| 12 | Charitable Donations | Mgmt | For | For | For | |||||
| 13 | Report on Related Party Transactions | Mgmt | For | For | For | |||||
| 14 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 15 | Related Party Transactions | Mgmt | For | For | For | |||||
| 16 | Report on Guarantees | Mgmt | For | For | For | |||||
| 17 | Minutes | Mgmt | For | For | For | |||||
| 18 | Closing | Mgmt | For | For | For | |||||
| 19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
United Tractors
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| UNTR | CINS Y7146Y140 | 04/20/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Indonesia |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Directors’ Fees | Mgmt | For | For | For | |||||
| 4 | Appointment of Auditor | Mgmt | For | For | For | |||||
Vale SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| VALE5 | CUSIP 91912E204 | 04/18/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | N/A | For | N/A | |||||
| 2 | Allocation of Profits/Dividends; Capital Expenditure Budget | Mgmt | N/A | For | N/A | |||||
| 3 | Election of Supervisory Council Members | Mgmt | N/A | For | N/A | |||||
| 4 | Remuneration Policy | Mgmt | N/A | For | N/A | |||||
VTB Bank
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| VTBR | CINS 46630Q202 | 06/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Russian Federation |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Financial Statements | Mgmt | For | For | For | |||||
| 3 | Allocation of Profits | Mgmt | For | For | For | |||||
| 4 | Dividends | Mgmt | For | For | For | |||||
| 5 | Directors’ Fees | Mgmt | For | For | For | |||||
| 6 | Board Size | Mgmt | For | For | For | |||||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 8 | Elect David Bonderman | Mgmt | For | Abstain | Against | |||||
| 9 | Elect Matthias Warnig | Mgmt | For | For | For | |||||
| 10 | Elect Sergey Dubinin | Mgmt | For | Abstain | Against | |||||
| 11 | Elect Leonid Kazints | Mgmt | For | For | For | |||||
| 12 | Elect Andrey Kostin | Mgmt | For | Abstain | Against | |||||
| 13 | Elect Nikolai Kropachev | Mgmt | For | For | For | |||||
| 14 | Elect Leonid Melamed | Mgmt | For | For | For | |||||
| 15 | Elect Gennady Melikyan | Mgmt | For | Abstain | Against | |||||
| 16 | Elect Alexey Savatyugin | Mgmt | For | Abstain | Against | |||||
| 17 | Elect Alexey Uvarov | Mgmt | For | Abstain | Against | |||||
| 18 | Elect Alexey Ulyukaev | Mgmt | For | Abstain | Against | |||||
| 19 | Number of Statutory Auditors | Mgmt | For | For | For | |||||
| 20 | Election of Audit Commission | Mgmt | For | For | For | |||||
| 21 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 22 | Amendments to Charter | Mgmt | For | For | For | |||||
| 23 | Amendments to Regulations on Board | Mgmt | For | For | For | |||||
| 24 | Amendments to Regulations on Management | Mgmt | For | For | For | |||||
| 25 | Termination of Company’s Membership in Non-Profit Organization | Mgmt | For | For | For | |||||
| 26 | Related Party Transactions | Mgmt | For | Abstain | Against | |||||
Wumart Stores, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 1025 | CINS Y97176112 | 06/28/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | China |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 5 | Directors’ Report | Mgmt | For | For | For | |||||
| 6 | Supervisors’ Report | Mgmt | For | For | For | |||||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 8 | Amendments to Articles | Mgmt | For | For | For | |||||
| 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
Wynn Macau Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 1128 | CINS G98149100 | 06/05/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Cayman Islands |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||||
| 4 | Elect Stephen Wynn | Mgmt | For | For | For | |||||
| 5 | Elect Ian Coughlan | Mgmt | For | For | For | |||||
| 6 | Elect Nicholas Sallnow-Smith | Mgmt | For | For | For | |||||
| 7 | Directors’ Fees | Mgmt | For | For | For | |||||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
| 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Yandex N.V.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| YNDX | CUSIP N97284108 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Opening | Mgmt | For | For | For | |||||
| 2 | Accounts and Reports | Mgmt | For | For | For | |||||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 4 | Ratification of Board Acts | Mgmt | For | For | For | |||||
| 5 | Election of Directors | Mgmt | For | For | For | |||||
| 6 | Cancellation of Shares | Mgmt | For | For | For | |||||
| 7 | Authority to Reduce Authorized Share Capital | Mgmt | For | For | For | |||||
| 8 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 9 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
| 11 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 13 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||
Yanzhou Coal Mining Company Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 1171 | CINS Y97417102 | 02/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | China |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Issue Size | Mgmt | For | For | For | |||||
| 3 | Bond Period and Interest Rate | Mgmt | For | For | For | |||||
| 4 | Use of Proceeds | Mgmt | For | For | For | |||||
| 5 | Arrangement to Place to Existing Shareholders | Mgmt | For | For | For | |||||
| 6 | Guarantee | Mgmt | For | For | For | |||||
| 7 | Listing Arrangement | Mgmt | For | For | For | |||||
| 8 | Methods for Redemption and Payment of Interest | Mgmt | For | For | For | |||||
| 9 | Warranty for Repayment Of Bonds | Mgmt | For | For | For | |||||
| 10 | Valid Period | Mgmt | For | For | For | |||||
| 11 | Ratification of Board Acts | Mgmt | For | For | For | |||||
YPF SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| YPFD | CUSIP 984245100 | 04/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
| 2 | Accounts and Reports | Mgmt | For | For | For | |||||
| 3 | Ratification of Board Acts | Mgmt | For | For | For | |||||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 5 | Scrip Dividend | Mgmt | For | For | For | |||||
| 6 | Ratification of Directors’ Fees | Mgmt | For | For | For | |||||
| 7 | Supervisory Council’s Fees | Mgmt | For | For | For | |||||
| 8 | Election of Series A Director | Mgmt | For | For | For | |||||
| 9 | Removal of Series D Director | Mgmt | For | For | For | |||||
| 10 | Election of Series D Director | Mgmt | For | For | For | |||||
| 11 | Election of Supervisory Council | Mgmt | For | For | For | |||||
| 12 | Directors’ Fees | Mgmt | For | For | For | |||||
| 13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||
| 14 | Appointment of Auditor | Mgmt | For | For | For | |||||
YPF SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| YPFD | CUSIP 984245100 | 06/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Minutes | Mgmt | For | For | For | |||||
| 2 | Removal of Supervisory Council Member and Alternate (Class A Shares) | Mgmt | For | Abstain | Against | |||||
| 3 | Removal of Supervisory Council Member and Alternate (Class D Shares) | Mgmt | For | Abstain | Against | |||||
| 4 | Supervisory Council Size | Mgmt | For | Abstain | Against | |||||
| 5 | Election of Supervisory Council Member and Alternate (Class A Shares) | Mgmt | For | Abstain | Against | |||||
| 6 | Election of Supervisory Council Members and Alternates (Class D Shares) | Mgmt | For | Abstain | Against | |||||
| 7 | Removal of Director and Alternate (Class A Shares) | Mgmt | For | Abstain | Against | |||||
| 8 | Removal of Director and Alternate (Class D Shares) | Mgmt | For | Abstain | Against | |||||
| 9 | Board Size | Mgmt | For | Abstain | Against | |||||
| 10 | Election of Director and Alternate (Class D Shares) | Mgmt | For | Abstain | Against | |||||
| 11 | Election of Directors and Alternates (Class D Shares) | Mgmt | For | Abstain | Against | |||||
Fund Name : TCW Emerging Markets Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Fund Name : TCW Emerging Markets Local Currency Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Fund Name : TCW Enhanced Commodity Strategy Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Fund Name : TCW Global Bond Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Fund Name : TCW Global Conservative Allocation Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Fund Name : TCW Global Flexible Allocation Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Fund Name : TCW Global Moderate Allocation Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Fund Name : TCW Growth Equities Fund
Ace Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ACE | CUSIP H0023R105 | 01/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Approval of an Amendment to Increase Dividends from Legal Reserves | Mgmt | For | For | For | |||||
Ace Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ACE | CUSIP H0023R105 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Michael Atieh | Mgmt | For | For | For | |||||
| 2 | Elect Mary Cirillo | Mgmt | For | For | For | |||||
| 3 | Elect Thomas Neff | Mgmt | For | For | For | |||||
| 4 | Accounts and Reports | Mgmt | For | For | For | |||||
| 5 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||||
| 6 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||||
| 7 | Allocation of Disposable Profits | Mgmt | For | For | For | |||||
| 8 | Discharge of the board Of Directors | Mgmt | For | For | For | |||||
| 9 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
| 10 | Appointment of Statutory Auditor (Zurich) | Mgmt | For | For | For | |||||
| 11 | Appointment of Independent Auditor (US) | Mgmt | For | For | For | |||||
| 12 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | |||||
| 13 | Distribution Through Par Value Reduction | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
AeroVironment, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AVAV | CUSIP 008073108 | 09/29/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Director Joseph F. Alibrandi | Mgmt | For | For | For | |||||
| 2 | Ratify Auditors | Mgmt | For | For | For | |||||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | 3 Years | 3 Years | For | |||||
Allegheny Technologies Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ATI | CUSIP 01741R102 | 05/11/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Richard Harshman | Mgmt | For | For | For | |||||
| 1.2 | Elect Diane Creel | Mgmt | For | For | For | |||||
| 1.3 | Elect John Pipski | Mgmt | For | For | For | |||||
| 1.4 | Elect James Rohr | Mgmt | For | For | For | |||||
| 1.5 | Elect Louis Thomas | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Arcos Dorados Holdings Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ARCO | CUSIP G0457F107 | 04/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against | |||||
| 3 | Elect Woods Staton | Mgmt | For | For | For | |||||
| 4 | Elect German Lemonnier | Mgmt | For | For | For | |||||
| 5 | Election of Third Director Nominee | Mgmt | For | For | For | |||||
ARM Holdings plc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ARM | CUSIP 042068106 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Directors’ Remuneration Report | Mgmt | For | For | For | |||||
| 4 | Elect Sir John Buchanan | Mgmt | For | For | For | |||||
| 5 | Elect Warren East | Mgmt | For | For | For | |||||
| 6 | Elect Andy Green | Mgmt | For | For | For | |||||
| 7 | Elect Larry Hirst | Mgmt | For | For | For | |||||
| 8 | Elect Mike Inglis | Mgmt | For | For | For | |||||
| 9 | Elect Mike Muller | Mgmt | For | For | For | |||||
| 10 | Elect Kathleen O’Donovan | Mgmt | For | For | For | |||||
| 11 | Elect Janice Roberts | Mgmt | For | For | For | |||||
| 12 | Elect Philip Rowley | Mgmt | For | For | For | |||||
| 13 | Elect Tim Score | Mgmt | For | For | For | |||||
| 14 | Elect Simon Segars | Mgmt | For | For | For | |||||
| 15 | Elect Young Sohn | Mgmt | For | For | For | |||||
| 16 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 17 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Aruba Networks, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ARUN | CUSIP 043176106 | 12/15/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Dominic Orr | Mgmt | For | For | For | |||||
| 1.2 | Elect Keerti Melkote | Mgmt | For | For | For | |||||
| 1.3 | Elect Bernard Guidon | Mgmt | For | For | For | |||||
| 1.4 | Elect Emmanuel Hernandez | Mgmt | For | For | For | |||||
| 1.5 | Elect Michael Kourey | Mgmt | For | For | For | |||||
| 1.6 | Elect Douglas Leone | Mgmt | For | For | For | |||||
| 1.7 | Elect Willem Roelandts | Mgmt | For | For | For | |||||
| 1.8 | Elect Juergen Rottler | Mgmt | For | For | For | |||||
| 1.9 | Elect Daniel Warmenhoven | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Athenahealth, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ATHN | CUSIP 04685W103 | 06/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect James Mann | Mgmt | For | For | For | |||||
| 1.2 | Elect David Robinson | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2007 Stock Option and Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Avago Technologies Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AVGO | CUSIP Y0486S104 | 04/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Hock Tan | Mgmt | For | For | For | |||||
| 2 | Elect Adam Clammer | Mgmt | For | For | For | |||||
| 3 | Elect John Dickson | Mgmt | For | For | For | |||||
| 4 | Elect James Diller | Mgmt | For | For | For | |||||
| 5 | Elect Kenneth Hao | Mgmt | For | For | For | |||||
| 6 | Elect John Hsuan | Mgmt | For | For | For | |||||
| 7 | Elect Justine Lien | Mgmt | For | For | For | |||||
| 8 | Elect Donald Macleod | Mgmt | For | For | For | |||||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 10 | Directors’ Fees | Mgmt | For | For | For | |||||
| 11 | Authority to Issue Shares Without Preemptive Rights | Mgmt | For | For | For | |||||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
BorgWarner Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BWA | CUSIP 099724106 | 04/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Phyllis Bonanno | Mgmt | For | For | For | |||||
| 2 | Elect Alexis Michas | Mgmt | For | For | For | |||||
| 3 | Elect Richard Schaum | Mgmt | For | For | For | |||||
| 4 | Elect Thomas Stallkamp | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 7 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
C.H. Robinson Worldwide, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CHRW | CUSIP 12541W209 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect David MacLennan | Mgmt | For | For | For | |||||
| 2 | Elect James Stake | Mgmt | For | For | For | |||||
| 3 | Elect John Wiehoff | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
CarMax, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KMX | CUSIP 143130102 | 06/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Jeffrey Garten | Mgmt | For | For | For | |||||
| 2 | Elect Vivian Stephenson | Mgmt | For | For | For | |||||
| 3 | Elect Beth A. Stewart | Mgmt | For | For | For | |||||
| 4 | Elect William Tiefel | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 7 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 8 | Amendment to the Annual Performance-Based Bonus Plan | Mgmt | For | For | For | |||||
| 9 | Shareholder Proposal Regarding Declassification of The Board | ShrHoldr | Against | For | Against | |||||
Cavium Networks, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CAVM | CUSIP 14964U108 | 06/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
CF Industries Holdings, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CF | CUSIP 125269100 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Stephen Furbacher | Mgmt | For | For | For | |||||
| 1.2 | Elect John Johnson | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Declassification of The Board | ShrHoldr | Against | For | Against | |||||
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||||
Core Laboratories N.V.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CLB | CUSIP N22717107 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Richard Bergmark | Mgmt | For | For | For | |||||
| 1.2 | Elect Margaret van Kempen | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
| 5 | Accounts and Reports | Mgmt | For | For | For | |||||
| 6 | Authority to Cancel Shares | Mgmt | For | For | For | |||||
| 7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 8 | Authority to Issue Common and Preference Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
| 9 | Elimination of Preemptive Rights | Mgmt | For | For | For | |||||
| 10 | Technical Amendments to Articles of Association | Mgmt | For | For | For | |||||
Dendreon Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DNDN | CUSIP 24823Q107 | 06/13/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect John Johnson | Mgmt | For | For | For | |||||
| 2 | Elect Susan Bayh | Mgmt | For | For | For | |||||
| 3 | Elect Dennis Fenton | Mgmt | For | For | For | |||||
| 4 | Elect David Urdal | Mgmt | For | For | For | |||||
| 5 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Dick’s Sporting Goods, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DKS | CUSIP 253393102 | 06/06/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect William Colombo | Mgmt | For | For | For | |||||
| 1.2 | Elect Larry Stone | Mgmt | For | For | For | |||||
| 2 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Expedia, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| EXPE | CUSIP 30212P105 | 12/06/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Approve Spin-Off Agreement | Mgmt | For | For | For | |||||
| 2 | Approve Reverse Stock Split | Mgmt | For | Against | Against | |||||
| 3 | Approve Merger Agreement | Mgmt | For | For | For | |||||
| 4 | Amend Certificate of Incorporation Renouncing Interest in Transactions that may be a Corporate Opportunity for both Expedia and TripAdvisor | Mgmt | For | For | For | |||||
| 5.1 | Elect Director A. George ‘Skip’ Battle | Mgmt | For | For | For | |||||
| 5.2 | Elect Director Barry Diller | Mgmt | For | For | For | |||||
| 5.3 | Elect Director Jonathan L. Dolgen | Mgmt | For | For | For | |||||
| 5.4 | Elect Director William R. Fitzgerald | Mgmt | For | For | For | |||||
| 5.5 | Elect Director Craig A. Jacobson | Mgmt | For | For | For | |||||
| 5.6 | Elect Director Victor A. Kaufman | Mgmt | For | For | For | |||||
| 5.7 | Elect Director Peter M. Kern | Mgmt | For | For | For | |||||
| 5.8 | Elect Director Dara Khosrowshahi | Mgmt | For | For | For | |||||
| 5.9 | Elect Director John C. Malone | Mgmt | For | For | For | |||||
| 5.10 | Elect Director Jose A. Tazon | Mgmt | For | For | For | |||||
| 6 | Ratify Auditors | Mgmt | For | For | For | |||||
| 7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 8 | Advisory Vote on Say on Pay Frequency | Mgmt | 3 Years | 3 Years | For | |||||
Expeditors International Of Washington, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| EXPD | CUSIP 302130109 | 05/02/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Mark Emmert | Mgmt | For | For | For | |||||
| 2 | Elect R. Jordan Gates | Mgmt | For | For | For | |||||
| 3 | Elect Dan Kourkoumelis | Mgmt | For | For | For | |||||
| 4 | Elect Michael Malone | Mgmt | For | For | For | |||||
| 5 | Elect John Meisenbach | Mgmt | For | For | For | |||||
| 6 | Elect Peter Rose | Mgmt | For | For | For | |||||
| 7 | Elect James Wang | Mgmt | For | For | For | |||||
| 8 | Elect Robert Wright | Mgmt | For | For | For | |||||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 10 | 2012 Stock Option Plan | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
F5 Networks
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FFIV | CUSIP 315616102 | 03/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Jonathan Chadwick | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Declassification of The Board | ShrHoldr | Against | For | Against | |||||
Fastenal Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FAST | CUSIP 311900104 | 04/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Robert Kierlin | Mgmt | For | For | For | |||||
| 1.2 | Elect Stephen Slaggie | Mgmt | For | For | For | |||||
| 1.3 | Elect Michael Gostomski | Mgmt | For | For | For | |||||
| 1.4 | Elect Willard Oberton | Mgmt | For | For | For | |||||
| 1.5 | Elect Michael Dolan | Mgmt | For | For | For | |||||
| 1.6 | Elect Reyne Wisecup | Mgmt | For | For | For | |||||
| 1.7 | Elect Hugh Miller | Mgmt | For | For | For | |||||
| 1.8 | Elect Michael Ancius | Mgmt | For | For | For | |||||
| 1.9 | Elect Scott Satterlee | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Amendment to the Incentive Plan | Mgmt | For | For | For | |||||
| 5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
FMC Technologies, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FTI | CUSIP 30249U101 | 05/02/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Mike Bowlin | Mgmt | For | For | For | |||||
| 2 | Elect Philip Burguieres | Mgmt | For | For | For | |||||
| 3 | Elect Edward Mooney | Mgmt | For | For | For | |||||
| 4 | Elect James Ringler | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 7 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Fossil, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FOSL | CUSIP 349882100 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Elaine Agather | Mgmt | For | For | For | |||||
| 1.2 | Elect Jeffrey Boyer | Mgmt | For | For | For | |||||
| 1.3 | Elect Kosta Kartsotis | Mgmt | For | For | For | |||||
| 1.4 | Elect Diane Neal | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas Nealon | Mgmt | For | For | For | |||||
| 1.6 | Elect Elysia Ragusa | Mgmt | For | For | For | |||||
| 1.7 | Elect Jal Shroff | Mgmt | For | For | For | |||||
| 1.8 | Elect James Skinner | Mgmt | For | For | For | |||||
| 1.9 | Elect Michael Steinberg | Mgmt | For | For | For | |||||
| 1.10 | Elect Donald Stone | Mgmt | For | For | For | |||||
| 1.11 | Elect James Zimmerman | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Supply Chain Standards | ShrHoldr | Against | For | Against | |||||
Gildan Activewear Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GIL | CUSIP 375916103 | 02/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect William Anderson | Mgmt | For | For | For | |||||
| 1.2 | Elect Glenn Chamandy | Mgmt | For | For | For | |||||
| 1.3 | Elect Russell Goodman | Mgmt | For | For | For | |||||
| 1.4 | Elect George Heller | Mgmt | For | For | For | |||||
| 1.5 | Elect Sheila O’Brien | Mgmt | For | For | For | |||||
| 1.6 | Elect Pierre Robitaille | Mgmt | For | For | For | |||||
| 1.7 | Elect James Scarborough | Mgmt | For | For | For | |||||
| 1.8 | Elect Richard Strubel | Mgmt | For | For | For | |||||
| 1.9 | Elect Gonzalo Valdes-Fauli | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 3 | Employee Share Purchase Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Green Dot Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GDOT | CUSIP 39304D102 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Kenneth Aldrich | Mgmt | For | For | For | |||||
| 1.2 | Elect Virginia Hanna | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Green Mountain Coffee Roasters, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GMCR | CUSIP 393122106 | 03/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect William Davis | Mgmt | For | For | For | |||||
| 1.2 | Elect Jules del Vecchio | Mgmt | For | For | For | |||||
| 1.3 | Elect Robert Stiller | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Harman International Industries, Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HAR | CUSIP 413086109 | 12/07/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Brian F. Carroll | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Hellene S. Runtagh | Mgmt | For | For | For | |||||
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 4 | Ratify Auditors | Mgmt | For | For | For | |||||
| 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
Human Genome Sciences, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HGSI | CUSIP 444903108 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Allan Baxter | Mgmt | For | For | For | |||||
| 1.2 | Elect Richard Danzig | Mgmt | For | For | For | |||||
| 1.3 | Elect Colin Goddard | Mgmt | For | For | For | |||||
| 1.4 | Elect Maxine Gowen | Mgmt | For | For | For | |||||
| 1.5 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | |||||
| 1.6 | Elect Argeris Karabelas | Mgmt | For | For | For | |||||
| 1.7 | Elect John LaMattina | Mgmt | For | For | For | |||||
| 1.8 | Elect Augustine Lawlor | Mgmt | For | For | For | |||||
| 1.9 | Elect George Morrow | Mgmt | For | For | For | |||||
| 1.10 | Elect Gregory Norden | Mgmt | For | For | For | |||||
| 1.11 | Elect H. Thomas Watkins | Mgmt | For | For | For | |||||
| 1.12 | Elect Robert Young | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
IHS Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| IHS | CUSIP 451734107 | 04/12/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Ruann Ernst | Mgmt | For | For | For | |||||
| 2 | Elect Christoph Grolman | Mgmt | For | For | For | |||||
| 3 | Elect Richard Roedel | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Intuitive Surgical, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ISRG | CUSIP 46120E602 | 04/19/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Gary Guthart | Mgmt | For | For | For | |||||
| 2 | Elect Mark Rubash | Mgmt | For | For | For | |||||
| 3 | Elect Lonnie Smith | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ironwood Pharmaceuticals, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| IRWD | CUSIP 46333X108 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect George Conrades | Mgmt | For | For | For | |||||
| 1.2 | Elect Joseph Cook, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect David Ebersman | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
LinkedIn Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LNKD | CUSIP 53578A108 | 06/14/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Leslie Kilgore | Mgmt | For | For | For | |||||
| 1.2 | Elect Jeffrey Weiner | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Lufkin Industries, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LUFK | CUSIP 549764108 | 05/02/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Douglas Smith | Mgmt | For | For | For | |||||
| 1.2 | Elect John Anderson | Mgmt | For | For | For | |||||
| 1.3 | Elect Richard Stewart | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
| 5 | Technical Amendments to the Articles of Incorporation | Mgmt | For | For | For | |||||
Mylan Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MYL | CUSIP 628530107 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Robert Coury | Mgmt | For | For | For | |||||
| 1.2 | Elect Rodney Piatt | Mgmt | For | For | For | |||||
| 1.3 | Elect Heather Bresch | Mgmt | For | For | For | |||||
| 1.4 | Elect Wendy Cameron | Mgmt | For | For | For | |||||
| 1.5 | Elect Robert Cindrich | Mgmt | For | For | For | |||||
| 1.6 | Elect Neil Dimick | Mgmt | For | For | For | |||||
| 1.7 | Elect Douglas Leech | Mgmt | For | For | For | |||||
| 1.8 | Elect Joseph Maroon | Mgmt | For | For | For | |||||
| 1.9 | Elect Mark Parrish | Mgmt | For | For | For | |||||
| 1.10 | Elect C. B. Todd | Mgmt | For | For | For | |||||
| 1.11 | Elect Randall Vanderveen | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2003 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding Political | ShrHoldr | Against | Against | For | |||||
| 6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
Oceaneering International, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| OII | CUSIP 675232102 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Jerold DesRoche | Mgmt | For | For | For | |||||
| 1.2 | Elect John Huff | Mgmt | For | For | For | |||||
| 1.3 | Elect M. Kevin McEvoy | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Qlik Technologies Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| QLIK | CUSIP 74733T105 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Deborah Hopkins | Mgmt | For | For | For | |||||
| 1.2 | Elect Paul Wahl | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Resources Connection, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| RECN | CUSIP 76122Q105 | 10/26/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Robert F. Kistinger | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Jolene Sarkis | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Anne Shih Mgmt | For | For | For | ||||||
| 2 | Ratify Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | 3 Years | 3 Years | For | |||||
Robert Half International Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| RHI | CUSIP 770323103 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Andrew Berwick, Jr. | Mgmt | For | For | For | |||||
| 1.2 | Elect Harold Messmer, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect Barbara Novogradac | Mgmt | For | For | For | |||||
| 1.4 | Elect Robert Pace | Mgmt | For | For | For | |||||
| 1.5 | Elect Fredrick Richman | Mgmt | For | For | For | |||||
| 1.6 | Elect M. Keith Waddell | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Rockwell Automation, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ROK | CUSIP 773903109 | 02/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Betty Alewine | Mgmt | For | For | For | |||||
| 1.2 | Elect Verne Istock | Mgmt | For | For | For | |||||
| 1.3 | Elect David Speer | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Approval of the 2012 Long Term Incentives Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
rue21, inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| RUE | CUSIP 781295100 | 06/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect John Megrue, Jr. | Mgmt | For | For | For | |||||
| 1.2 | Elect Macon Brock, Jr. | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
salesforce.com, inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CRM | CUSIP 79466L302 | 06/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Craig Ramsey | Mgmt | For | For | For | |||||
| 2 | Elect Sanford Robertson | Mgmt | For | For | For | |||||
| 3 | Elect Maynard Webb | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Shareholder Proposal Regarding Declassification of The Board | ShrHoldr | Against | For | Against | |||||
SINA Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SINA | CUSIP G81477104 | 11/04/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Cayman Islands |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Pehong Chen as Director | Mgmt | For | For | For | |||||
| 2 | Elect Lip-Bu Tan as Director | Mgmt | For | For | For | |||||
| 3 | Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
T. Rowe Price Group, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TROW | CUSIP 74144T108 | 04/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Edward Bernard | Mgmt | For | For | For | |||||
| 2 | Elect James Brady | Mgmt | For | For | For | |||||
| 3 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |||||
| 4 | Elect Donald Hebb, Jr. | Mgmt | For | For | For | |||||
| 5 | Elect James Kennedy | Mgmt | For | For | For | |||||
| 6 | Elect Robert MacLellan | Mgmt | For | For | For | |||||
| 7 | Elect Brian Rogers | Mgmt | For | For | For | |||||
| 8 | Elect Alfred Sommer | Mgmt | For | For | For | |||||
| 9 | Elect Dwight Taylor | Mgmt | For | For | For | |||||
| 10 | Elect Anne Whittemore | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
TripAdvisor, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TRIP | CUSIP 896945201 | 06/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Barry Diller | Mgmt | For | For | For | |||||
| 1.2 | Elect Stephen Kaufer | Mgmt | For | For | For | |||||
| 1.3 | Elect William Fitzgerald Mgmt | For | For | For | ||||||
| 1.4 | Elect Victor Kaufman | Mgmt | For | For | For | |||||
| 1.5 | Elect Dara Khosrowshahi | Mgmt | For | For | For | |||||
| 1.6 | Elect Jonathan Miller | Mgmt | For | For | For | |||||
| 1.7 | Elect Jeremy Philips | Mgmt | For | For | For | |||||
| 1.8 | Elect Sukhinder Singh Cassidy | Mgmt | For | For | For | |||||
| 1.9 | Elect Robert Wiesenthal | Mgmt | For | For | For | |||||
| 1.10 | Elect Michael Zeisser | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||||
Universal Display Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PANL | CUSIP 91347P105 | 06/21/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Steven Abramson | Mgmt | For | For | For | |||||
| 1.2 | Elect Leonard Becker | Mgmt | For | For | For | |||||
| 1.3 | Elect Elizabeth Gemmill | Mgmt | For | For | For | |||||
| 1.4 | Elect C. Keith Hartley | Mgmt | For | For | For | |||||
| 1.5 | Elect Lawrence Lacerte | Mgmt | For | For | For | |||||
| 1.6 | Elect Sidney Rosenblatt | Mgmt | For | For | For | |||||
| 1.7 | Elect Sherwin Seligsohn | Mgmt | For | For | For | |||||
| 2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Vertex Pharmaceuticals Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| VRTX | CUSIP 92532F100 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Jeffrey Leiden | Mgmt | For | For | For | |||||
| 1.2 | Elect Bruce Sachs | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2006 Stock and Option Plan | Mgmt | For | For | For | |||||
| 3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
VMware, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| VMW | CUSIP 928563402 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Volcano Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| VOLC | CUSIP 928645100 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect R. Scott Huennekens | Mgmt | For | For | For | |||||
| 1.2 | Elect Lesley Howe | Mgmt | For | For | For | |||||
| 1.3 | Elect Ronald Matricaria | Mgmt | For | For | For | |||||
| 2 | Elect Eric Topol | Mgmt | For | For | For | |||||
| 3 | Elect Leslie Norwalk | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Youku.com Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| YOKU | CUSIP 98742U100 | 10/17/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Cayman Islands |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Change Company Name to Youku Inc. | Mgmt | For | For | For | |||||
Fund Name : TCW Growth Fund
7 Days Group Holdings Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SVN | CUSIP 81783J101 | 11/07/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Cayman Islands |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Reelect Boquan He, Meng Ann Lim, Jeffrey Perlman, Wee Seng Tan, Bin Dai and Tao Thomas Wu as Directors | Mgmt | For | For | For | |||||
| 2 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
Abercrombie & Fitch Co.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ANF | CUSIP 002896207 | 06/14/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect James Bachmann | Mgmt | For | For | For | |||||
| 2 | Elect Michael Jeffries | Mgmt | For | For | For | |||||
| 3 | Elect John Kessler | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Re-Approval of the Incentive Compensation Performance Plan | Mgmt | For | For | For | |||||
Ace Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ACE | CUSIP H0023R105 | 01/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Approval of an Amendment to Increase Dividends from Legal Reserves | Mgmt | For | For | For | |||||
Ace Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ACE | CUSIP H0023R105 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Michael Atieh | Mgmt | For | For | For | |||||
| 2 | Elect Mary Cirillo | Mgmt | For | For | For | |||||
| 3 | Elect Thomas Neff | Mgmt | For | For | For | |||||
| 4 | Accounts and Reports | Mgmt | For | For | For | |||||
| 5 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||||
| 6 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||||
| 7 | Allocation of Disposable Profits | Mgmt | For | For | For | |||||
| 8 | Discharge of the Board Of Directors | Mgmt | For | For | For | |||||
| 9 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
| 10 | Appointment of Statutory Auditor (Zurich) | Mgmt | For | For | For | |||||
| 11 | Appointment of Independent Auditor (US) | Mgmt | For | For | For | |||||
| 12 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | |||||
| 13 | Distribution Through Par Value Reduction | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Allegheny Technologies Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ATI | CUSIP 01741R102 | 05/11/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Richard Harshman | Mgmt | For | For | For | |||||
| 1.2 | Elect Diane Creel | Mgmt | For | For | For | |||||
| 1.3 | Elect John Pipski | Mgmt | For | For | For | |||||
| 1.4 | Elect James Rohr | Mgmt | For | For | For | |||||
| 1.5 | Elect Louis Thomas | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Allergan, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AGN | CUSIP 018490102 | 05/01/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect David Pyott | Mgmt | For | For | For | |||||
| 2 | Elect Herbert Boyer | Mgmt | For | For | For | |||||
| 3 | Elect Deborah Dunsire | Mgmt | For | For | For | |||||
| 4 | Elect Michael Gallagher | Mgmt | For | For | For | |||||
| 5 | Elect Dawn Hudson | Mgmt | For | For | For | |||||
| 6 | Elect Robert Ingram | Mgmt | For | For | For | |||||
| 7 | Elect Trevor Jones | Mgmt | For | For | For | |||||
| 8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||||
| 9 | Elect Russell Ray | Mgmt | For | For | For | |||||
| 10 | Elect Stephen Ryan | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||||
Amazon.com, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AMZN | CUSIP 023135106 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |||||
| 2 | Elect Tom Alberg | Mgmt | For | For | For | |||||
| 3 | Elect John Seely Brown | Mgmt | For | For | For | |||||
| 4 | Elect William Gordon | Mgmt | For | For | For | |||||
| 5 | Elect Jamie Gorelick | Mgmt | For | For | For | |||||
| 6 | Elect Blake Krikorian | Mgmt | For | For | For | |||||
| 7 | Elect Alain Monie | Mgmt | For | For | For | |||||
| 8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||||
| 9 | Elect Thomas Ryder | Mgmt | For | For | For | |||||
| 10 | Elect Patricia Stonesifer | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Report on Climate Change | ShrHoldr | Against | Against | For | |||||
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
American Tower Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AMT | CUSIP 03027X100 | 06/19/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Raymond Dolan | Mgmt | For | For | For | |||||
| 2 | Elect Ronald Dykes | Mgmt | For | For | For | |||||
| 3 | Elect Carolyn Katz | Mgmt | For | For | For | |||||
| 4 | Elect Gustavo Lara Cantu Mgmt | For | For | For | ||||||
| 5 | Elect JoAnn Reed | Mgmt | For | For | For | |||||
| 6 | Elect Pamela Reeve | Mgmt | For | For | For | |||||
| 7 | Elect David Sharbutt | Mgmt | For | For | For | |||||
| 8 | Elect James Taiclet, Jr. | Mgmt | For | For | For | |||||
| 9 | Elect Samme Thompson | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||||
American Tower Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AMT | CUSIP 029912201 | 11/29/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Approve Reorganization Plan | Mgmt | For | For | For | |||||
| 2 | Adjourn Meeting | Mgmt | For | For | For | |||||
ANSYS, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ANSS | CUSIP 03662Q105 | 05/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Peter Smith | Mgmt | For | For | For | |||||
| 1.2 | Elect Bradford Morley | Mgmt | For | For | For | |||||
| 1.3 | Elect Patrick Zilvitis | Mgmt | For | For | For | |||||
| 2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Apple Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AAPL | CUSIP 037833100 | 02/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect William Campbell | Mgmt | For | For | For | |||||
| 1.2 | Elect Timothy Cook | Mgmt | For | For | For | |||||
| 1.3 | Elect Millard Drexler | Mgmt | For | For | For | |||||
| 1.4 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||||
| 1.5 | Elect Robert Iger | Mgmt | For | For | For | |||||
| 1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||||
| 1.7 | Elect Arthur Levinson | Mgmt | For | For | For | |||||
| 1.8 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHoldr | Against | For | Against | |||||
| 5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHoldr | Against | Against | For | |||||
| 6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
| 7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||||
Ardea Biosciences, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| RDEA | CUSIP 03969P107 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Felix Baker | Mgmt | For | For | For | |||||
| 1.2 | Elect Wendy Dixon | Mgmt | For | For | For | |||||
| 1.3 | Elect Henry Fuchs | Mgmt | For | For | For | |||||
| 1.4 | Elect Craig Johnson | Mgmt | For | For | For | |||||
| 1.5 | Elect John Poyhonen | Mgmt | For | For | For | |||||
| 1.6 | Elect Barry Quart | Mgmt | For | For | For | |||||
| 1.7 | Elect Kevin Tang | Mgmt | For | For | For | |||||
| 2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
ARM Holdings plc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ARM | CUSIP 042068106 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Directors’ Remuneration Report | Mgmt | For | For | For | |||||
| 4 | Elect Sir John Buchanan | Mgmt | For | For | For | |||||
| 5 | Elect Warren East | Mgmt | For | For | For | |||||
| 6 | Elect Andy Green | Mgmt | For | For | For | |||||
| 7 | Elect Larry Hirst | Mgmt | For | For | For | |||||
| 8 | Elect Mike Inglis | Mgmt | For | For | For | |||||
| 9 | Elect Mike Muller | Mgmt | For | For | For | |||||
| 10 | Elect Kathleen O’Donovan | Mgmt | For | For | For | |||||
| 11 | Elect Janice Roberts | Mgmt | For | For | For | |||||
| 12 | Elect Philip Rowley | Mgmt | For | For | For | |||||
| 13 | Elect Tim Score | Mgmt | For | For | For | |||||
| 14 | Elect Simon Segars | Mgmt | For | For | For | |||||
| 15 | Elect Young Sohn | Mgmt | For | For | For | |||||
| 16 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 17 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 20 | �� | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Aruba Networks, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ARUN | CUSIP 043176106 | 12/15/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Dominic P. Orr | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Keerti Melkote | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Bernard Guidon | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Emmanuel Hernandez | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Michael R. Kourey | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Douglas Leone | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Willem P. Roelandts | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Juergen Rottler | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Daniel Warmenhoven | Mgmt | For | For | For | |||||
| 2 | Ratify Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
Avago Technologies Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AVGO | CUSIP Y0486S104 | 04/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Hock Tan | Mgmt | For | For | For | |||||
| 2 | Elect Adam Clammer | Mgmt | For | For | For | |||||
| 3 | Elect John Dickson | Mgmt | For | For | For | |||||
| 4 | Elect James Diller | Mgmt | For | For | For | |||||
| 5 | Elect Kenneth Hao | Mgmt | For | For | For | |||||
| 6 | Elect John Hsuan | Mgmt | For | For | For | |||||
| 7 | Elect Justine Lien | Mgmt | For | For | For | |||||
| 8 | Elect Donald Macleod | Mgmt | For | For | For | |||||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 10 | Directors’ Fees | Mgmt | For | For | For | |||||
| 11 | Authority to Issue Shares Without Preemptive Rights | Mgmt | For | For | For | |||||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
BorgWarner Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BWA | CUSIP 099724106 | 04/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Phyllis Bonanno | Mgmt | For | For | For | |||||
| 2 | Elect Alexis Michas | Mgmt | For | For | For | |||||
| 3 | Elect Richard Schaum | Mgmt | For | For | For | |||||
| 4 | Elect Thomas Stallkamp | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 7 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
C.H. Robinson Worldwide, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CHRW | CUSIP 12541W209 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect David MacLennan | Mgmt | For | For | For | |||||
| 2 | Elect James Stake | Mgmt | For | For | For | |||||
| 3 | Elect John Wiehoff | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
CarMax, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KMX | CUSIP 143130102 | 06/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Jeffrey Garten | Mgmt | For | For | For | |||||
| 2 | Elect Vivian Stephenson | Mgmt | For | For | For | |||||
| 3 | Elect Beth A. Stewart | Mgmt | For | For | For | |||||
| 4 | Elect William Tiefel | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 7 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 8 | Amendment to the Annual Performance-Based Bonus Plan | Mgmt | For | For | For | |||||
| 9 | Shareholder Proposal Regarding Declassification of The Board | ShrHoldr | Against | For | Against | |||||
Carrizo Oil & Gas, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CRZO | CUSIP 144577103 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Sylvester Johnson IV | Mgmt | For | For | For | |||||
| 1.2 | Elect Steven Webster | Mgmt | For | For | For | |||||
| 1.3 | Elect Thomas Carter, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect F. Gardner Parker | Mgmt | For | For | For | |||||
| 1.5 | Elect Roger Ramsey | Mgmt | For | For | For | |||||
| 1.6 | Elect Frank Wojtek | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cavium Networks, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CAVM | CUSIP 14964U108 | 06/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Cerner Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CERN | CUSIP 156782104 | 05/18/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Clifford Illig | Mgmt | For | For | For | |||||
| 2 | Elect William Neaves | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding Declassification of The Board | ShrHoldr | Against | Against | For | |||||
CF Industries Holdings, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CF | CUSIP 125269100 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Stephen Furbacher | Mgmt | For | For | For | |||||
| 1.2 | Elect John Johnson | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Declassification of The Board | ShrHoldr | Against | For | Against | |||||
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||||
Chart Industries, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GTLS | CUSIP 16115Q308 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Samuel Thomas | Mgmt | For | For | For | |||||
| 1.2 | Elect W. Douglas Brown | Mgmt | For | For | For | |||||
| 1.3 | Elect Richard Goodrich | Mgmt | For | For | For | |||||
| 1.4 | Elect Steven Krablin | Mgmt | For | For | For | |||||
| 1.5 | Elect Michael Press | Mgmt | For | For | For | |||||
| 1.6 | Elect James Tidwell | Mgmt | For | For | For | |||||
| 1.7 | Elect Thomas Williams | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2009 Omnibus Equity Plan | Mgmt | For | For | For | |||||
Chelsea Therapeutics International, Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CHTP | CUSIP 163428105 | 06/12/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Simon Pedder | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Weiser | Mgmt | For | For | For | |||||
| 1.3 | Elect Kevan Clemens | Mgmt | For | For | For | |||||
| 1.4 | Elect Norman Hardman | Mgmt | For | For | For | |||||
| 1.5 | Elect Johnson Lau | Mgmt | For | For | For | |||||
| 1.6 | Elect Roger Stoll | Mgmt | For | For | For | |||||
| 1.7 | Elect William Rueckert | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2004 Stock Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Clean Harbors, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CLH | CUSIP 184496107 | 05/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Alan McKim | Mgmt | For | For | For | |||||
| 1.2 | Elect Rod Marlin | Mgmt | For | For | For | |||||
| 1.3 | Elect John Preston | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cognex Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CGNX | CUSIP 192422103 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Patrick Alias | Mgmt | For | For | For | |||||
| 1.2 | Elect Robert Shillman | Mgmt | For | For | For | |||||
| 1.3 | Elect Reuben Wasserman | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cognex Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CGNX | CUSIP 192422103 | 12/06/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Amend Stock Option Plan | Mgmt | For | For | For | |||||
Cognizant Technology Solutions Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CTSH | CUSIP 192446102 | 06/05/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Francisco D’Souza | Mgmt | For | For | For | |||||
| 2 | Elect John Fox, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect Thomas Wendel | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||||
Colgate-Palmolive Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CL | CUSIP 194162103 | 05/11/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Nikesh Arora | Mgmt | For | For | For | |||||
| 2 | Elect John Cahill | Mgmt | For | For | For | |||||
| 3 | Elect Ian Cook | Mgmt | For | For | For | |||||
| 4 | Elect Helene Gayle | Mgmt | For | For | For | |||||
| 5 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
| 6 | Elect Joseph Jimenez | Mgmt | For | For | For | |||||
| 7 | Elect Richard Kogan | Mgmt | For | For | For | |||||
| 8 | Elect Delano Lewis | Mgmt | For | For | For | |||||
| 9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||||
| 10 | Elect Stephen Sadove | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
Core Laboratories N.V.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CLB | CUSIP N22717107 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Richard Bergmark | Mgmt | For | For | For | |||||
| 1.2 | Elect Margaret van Kempen | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
| 5 | Accounts and Reports | Mgmt | For | For | For | |||||
| 6 | Authority to Cancel Shares | Mgmt | For | For | For | |||||
| 7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 8 | Authority to Issue Common and Preference Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
| 9 | Elimination of Preemptive Rights | Mgmt | For | For | For | |||||
| 10 | Technical Amendments to Articles of Association | Mgmt | For | For | For | |||||
Costco Wholesale Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| COST | CUSIP 22160KRTH | 01/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect James Sinegal | Mgmt | For | For | For | |||||
| 1.2 | Elect Jeffrey Brotman | Mgmt | For | For | For | |||||
| 1.3 | Elect Richard Galanti | Mgmt | For | For | For | |||||
| 1.4 | Elect Daniel Evans | Mgmt | For | For | For | |||||
| 1.5 | Elect Jeffrey Raikes | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Cummins Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CMI | CUSIP 231021106 | 05/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||||
| 2 | Elect William Miller | Mgmt | For | For | For | |||||
| 3 | Elect Alexis Herman | Mgmt | For | For | For | |||||
| 4 | Elect Georgia Nelson | Mgmt | For | For | For | |||||
| 5 | Elect Carl Ware | Mgmt | For | For | For | |||||
| 6 | Elect Robert Herdman | Mgmt | For | For | For | |||||
| 7 | Elect Robert Bernhard | Mgmt | For | For | For | |||||
| 8 | Elect Franklin Chang-Diaz | Mgmt | For | For | For | |||||
| 9 | Elect Stephen Dobbs | Mgmt | For | For | For | |||||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
| 13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 14 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
CVS Caremark Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CVS | CUSIP 126650100 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect C. David Brown II | Mgmt | For | For | For | |||||
| 2 | Elect David Dorman | Mgmt | For | For | For | |||||
| 3 | Elect Anne Finucane | Mgmt | For | For | For | |||||
| 4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||||
| 5 | Elect Marian Heard | Mgmt | For | For | For | |||||
| 6 | Elect Larry Merlo | Mgmt | For | For | For | |||||
| 7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||||
| 8 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||||
| 9 | Elect Richard Swift | Mgmt | For | For | For | |||||
| 10 | Elect Tony White | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Authorization of Written Consent by Less Than Unanimous Approval | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
Deckers Outdoor Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DECK | CUSIP 243537107 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Angel Martinez | Mgmt | For | For | For | |||||
| 1.2 | Elect Rex Licklider | Mgmt | For | For | For | |||||
| 1.3 | Elect John Gibbons | Mgmt | For | For | For | |||||
| 1.4 | Elect John Perenchio | Mgmt | For | For | For | |||||
| 1.5 | Elect Maureen Conners | Mgmt | For | For | For | |||||
| 1.6 | Elect Karyn Barsa | Mgmt | For | For | For | |||||
| 1.7 | Elect Michael Devine, III | Mgmt | For | For | For | |||||
| 1.8 | Elect James Quinn | Mgmt | For | For | For | |||||
| 1.9 | Elect Lauri Shanahan | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Denbury Resources Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DNR | CUSIP 247916208 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Wieland Wettstein | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Beatty | Mgmt | For | For | For | |||||
| 1.3 | Elect Michael Decker | Mgmt | For | For | For | |||||
| 1.4 | Elect Ronald Greene | Mgmt | For | For | For | |||||
| 1.5 | Elect Gregory McMichael | Mgmt | For | For | For | |||||
| 1.6 | Elect Kevin Myers | Mgmt | For | For | For | |||||
| 1.7 | Elect Gareth Roberts | Mgmt | For | For | For | |||||
| 1.8 | Elect Phil Rykhoek | Mgmt | For | For | For | |||||
| 1.9 | Elect Randy Stein | Mgmt | For | For | For | |||||
| 1.10 | Elect Laura Sugg | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Elimination of Two-Thirds | Mgmt | For | For | For | |||||
Supermajority Requirement for the Board of Directors to Approve Certain Corporate Actions | ||||||||||
| 4 | Amendment of the Limited Liability Company Agreement | Mgmt | For | Against | Against | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Dendreon Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DNDN | CUSIP 24823Q107 | 06/13/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect John Johnson | Mgmt | For | For | For | |||||
| 2 | Elect Susan Bayh | Mgmt | For | For | For | |||||
| 3 | Elect Dennis Fenton | Mgmt | For | For | For | |||||
| 4 | Elect David Urdal | Mgmt | For | For | For | |||||
| 5 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||||
DexCom, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DXCM | CUSIP 252131107 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Terrance Gregg | Mgmt | For | For | For | |||||
| 2 | Elect Kevin Sayer | Mgmt | For | For | For | |||||
| 3 | Elect Nicholas Augustinos | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Endologix, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ELGX | CUSIP 29266S106 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect John McDermott | Mgmt | For | For | For | |||||
| 1.2 | Elect Guido Neels | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | |||||
Energizer Holdings, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ENR | CUSIP 29266R108 | 01/30/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Bill Armstrong | Mgmt | For | For | For | |||||
| 2 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||||
| 3 | Elect Pamela Nicholson | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Expeditors International Of Washington, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| EXPD | CUSIP 302130109 | 05/02/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Mark Emmert | Mgmt | For | For | For | |||||
| 2 | Elect R. Jordan Gates | Mgmt | For | For | For | |||||
| 3 | Elect Dan Kourkoumelis | Mgmt | For | For | For | |||||
| 4 | Elect Michael Malone | Mgmt | For | For | For | |||||
| 5 | Elect John Meisenbach | Mgmt | For | For | For | |||||
| 6 | Elect Peter Rose | Mgmt | For | For | For | |||||
| 7 | Elect James Wang | Mgmt | For | For | For | |||||
| 8 | Elect Robert Wright | Mgmt | For | For | For | |||||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 10 | 2012 Stock Option Plan | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
F5 Networks
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FFIV | CUSIP 315616102 | 03/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Jonathan Chadwick | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Declassification of The Board | ShrHoldr | Against | For | Against | |||||
Fastenal Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FAST | CUSIP 311900104 | 04/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Robert Kierlin | Mgmt | For | For | For | |||||
| 1.2 | Elect Stephen Slaggie | Mgmt | For | For | For | |||||
| 1.3 | Elect Michael Gostomski | Mgmt | For | For | For | |||||
| 1.4 | Elect Willard Oberton | Mgmt | For | For | For | |||||
| 1.5 | Elect Michael Dolan | Mgmt | For | For | For | |||||
| 1.6 | Elect Reyne Wisecup | Mgmt | For | For | For | |||||
| 1.7 | Elect Hugh Miller | Mgmt | For | For | For | |||||
| 1.8 | Elect Michael Ancius | Mgmt | For | For | For | |||||
| 1.9 | Elect Scott Satterlee | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Amendment to the Incentive Plan | Mgmt | For | For | For | |||||
| 5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
Fluidigm Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FLDM | CUSIP 34385P108 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect John Young | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Fluidigm Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FLDM | CUSIP 34385P108 | 09/08/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Evan Jones | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Patrick S. Jones | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 4 | Ratify Auditors | Mgmt | For | For | For | |||||
FMC Technologies, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FTI | CUSIP 30249U101 | 05/02/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Mike Bowlin | Mgmt | For | For | For | |||||
| 2 | Elect Philip Burguieres | Mgmt | For | For | For | |||||
| 3 | Elect Edward Mooney | Mgmt | For | For | For | |||||
| 4 | Elect James Ringler | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 7 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Fossil, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FOSL | CUSIP 349882100 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Elaine Agather | Mgmt | For | For | For | |||||
| 1.2 | Elect Jeffrey Boyer | Mgmt | For | For | For | |||||
| 1.3 | Elect Kosta Kartsotis | Mgmt | For | For | For | |||||
| 1.4 | Elect Diane Neal | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas Nealon | Mgmt | For | For | For | |||||
| 1.6 | Elect Elysia Ragusa | Mgmt | For | For | For | |||||
| 1.7 | Elect Jal Shroff | Mgmt | For | For | For | |||||
| 1.8 | Elect James Skinner | Mgmt | For | For | For | |||||
| 1.9 | Elect Michael Steinberg | Mgmt | For | For | For | |||||
| 1.10 | Elect Donald Stone | Mgmt | For | For | For | |||||
| 1.11 | Elect James Zimmerman | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Supply Chain Standards | ShrHoldr | Against | For | Against | |||||
Fusion-io Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FIO | CUSIP 36112J107 | 11/18/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Christopher J. Schaepe | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Rick C. White | Mgmt | For | For | For | |||||
| 2 | Ratify Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
Genesee & Wyoming Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GWR | CUSIP 371559105 | 05/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Richard Allert | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Norkus | Mgmt | For | For | For | |||||
| 1.3 | Elect Ann Reese | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Gildan Activewear Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GIL | CUSIP 375916103 | 02/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect William Anderson | Mgmt | For | For | For | |||||
| 1.2 | Elect Glenn Chamandy | Mgmt | For | For | For | |||||
| 1.3 | Elect Russell Goodman | Mgmt | For | For | For | |||||
| 1.4 | Elect George Heller | Mgmt | For | For | For | |||||
| 1.5 | Elect Sheila O’Brien | Mgmt | For | For | For | |||||
| 1.6 | Elect Pierre Robitaille | Mgmt | For | For | For | |||||
| 1.7 | Elect James Scarborough | Mgmt | For | For | For | |||||
| 1.8 | Elect Richard Strubel | Mgmt | For | For | For | |||||
| 1.9 | Elect Gonzalo Valdes-Fauli | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 3 | Employee Share Purchase Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Google Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GOOG | CUSIP 38259P508 | 06/21/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Larry Page | Mgmt | For | For | For | |||||
| 1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||||
| 1.3 | Elect Eric Schmidt | Mgmt | For | For | For | |||||
| 1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||||
| 1.5 | Elect Diane Greene | Mgmt | For | For | For | |||||
| 1.6 | Elect John Hennessy | Mgmt | For | For | For | |||||
| 1.7 | Elect Ann Mather | Mgmt | For | For | For | |||||
| 1.8 | Elect Paul Otellini | Mgmt | For | For | For | |||||
| 1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||||
| 1.10 | Elect Shirley Tilghman | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Establish Class C Capital Stock | Mgmt | For | For | For | |||||
| 4 | Increase in Authorized Shares of Class A Common Stock | Mgmt | For | For | For | |||||
| 5 | Adopt Article Amendments to Ensure the Fair Treatment of Class A Common Stock | Mgmt | For | For | For | |||||
| 6 | 2012 Stock Plan | Mgmt | For | For | For | |||||
| 7 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 8 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||||
| 9 | Shareholder Proposal Regarding Arbitration | ShrHoldr | Against | Against | For | |||||
| 10 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||||
Green Dot Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GDOT | CUSIP 39304D102 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Kenneth Aldrich | Mgmt | For | For | For | |||||
| 1.2 | Elect Virginia Hanna | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Green Mountain Coffee Roasters, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GMCR | CUSIP 393122106 | 03/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect William Davis | Mgmt | For | For | For | |||||
| 1.2 | Elect Jules del Vecchio | Mgmt | For | For | For | |||||
| 1.3 | Elect Robert Stiller | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Harman International Industries, Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HAR | CUSIP 413086109 | 12/07/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Brian F. Carroll | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Hellene S. Runtagh | Mgmt | For | For | For | |||||
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 4 | Ratify Auditors | Mgmt | For | For | For | |||||
| 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
HeartWare International, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HTWR | CUSIP 422368100 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Cynthia Feldmann | Mgmt | For | For | For | |||||
| 1.2 | Elect Denis Wade | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | 2012 Incentive Award Plan | Mgmt | For | For | For | |||||
| 5 | Equity Grant (Director and CEO Douglas Godshall) | Mgmt | For | For | For | |||||
| 6 | Equity Grant (Director Thomas) | Mgmt | For | For | For | |||||
| 7 | Equity Grant (Director Harrison) | Mgmt | For | For | For | |||||
| 8 | Equity Grant (Director Barberich) | Mgmt | For | For | For | |||||
| 9 | Equity Grant (Director Larkin) | Mgmt | For | For | For | |||||
| 10 | Equity Grant (Director Stockman) | Mgmt | For | For | For | |||||
| 11 | Equity Grant (Director Wade) | Mgmt | For | For | For | |||||
| 12 | Equity Grant (Director Feldmann) | Mgmt | For | For | For | |||||
Honeywell International Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HON | CUSIP 438516106 | 04/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
| 2 | Elect Kevin Burke | Mgmt | For | For | For | |||||
| 3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
| 4 | Elect David Cote | Mgmt | For | For | For | |||||
| 5 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
| 6 | Elect Linnet Deily | Mgmt | For | For | For | |||||
| 7 | Elect Judd Gregg | Mgmt | For | For | For | |||||
| 8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||||
| 9 | Elect George Paz | Mgmt | For | For | For | |||||
| 10 | Elect Bradley Sheares | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
Human Genome Sciences, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HGSI | CUSIP 444903108 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Allan Baxter | Mgmt | For | For | For | |||||
| 1.2 | Elect Richard Danzig | Mgmt | For | For | For | |||||
| 1.3 | Elect Colin Goddard | Mgmt | For | For | For | |||||
| 1.4 | Elect Maxine Gowen | Mgmt | For | For | For | |||||
| 1.5 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | |||||
| 1.6 | Elect Argeris Karabelas | Mgmt | For | For | For | |||||
| 1.7 | Elect John LaMattina | Mgmt | For | For | For | |||||
| 1.8 | Elect Augustine Lawlor | Mgmt | For | For | For | |||||
| 1.9 | Elect George Morrow | Mgmt | For | For | For | |||||
| 1.10 | Elect Gregory Norden | Mgmt | For | For | For | |||||
| 1.11 | Elect H. Thomas Watkins | Mgmt | For | For | For | |||||
| 1.12 | Elect Robert Young | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Impax Laboratories, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| IPXL | CUSIP 45256B101 | 05/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Leslie Benet | Mgmt | For | For | For | |||||
| 1.2 | Elect Robert Burr | Mgmt | For | For | For | |||||
| 1.3 | Elect Allen Chao | Mgmt | For | For | For | |||||
| 1.4 | Elect Nigel Fleming | Mgmt | For | For | For | |||||
| 1.5 | Elect Larry Hsu | Mgmt | For | For | For | |||||
| 1.6 | Elect Michael Markbreiter | Mgmt | For | For | For | |||||
| 1.7 | Elect Peter Terreri | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Informatica Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| INFA | CUSIP 45666Q102 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Sohaib Abbasi | Mgmt | For | For | For | |||||
| 2 | Elect Geoffrey Squire | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
IntraLinks Holdings, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| IL | CUSIP 46118H104 | 07/27/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Thomas Hale | Mgmt | For | For | For | |||||
| 1.2 | Elect Director J. Chris Scalet | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 4 | Ratify Auditors | Mgmt | For | For | For | |||||
Intuitive Surgical, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ISRG | CUSIP 46120E602 | 04/19/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Gary Guthart | Mgmt | For | For | For | |||||
| 2 | Elect Mark Rubash | Mgmt | For | For | For | |||||
| 3 | Elect Lonnie Smith | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ironwood Pharmaceuticals, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| IRWD | CUSIP 46333X108 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect George Conrades | Mgmt | For | For | For | |||||
| 1.2 | Elect Joseph Cook, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect David Ebersman | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
J.B. Hunt Transport Services, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| JBHT | CUSIP 445658107 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Douglas Duncan | Mgmt | For | For | For | |||||
| 2 | Elect Francesca Edwardson | Mgmt | For | For | For | |||||
| 3 | Elect Wayne Garrison | Mgmt | For | For | For | |||||
| 4 | Elect Sharilyn Gasaway | Mgmt | For | For | For | |||||
| 5 | Elect Gary George | Mgmt | For | For | For | |||||
| 6 | Elect Bryan Hunt | Mgmt | For | For | For | |||||
| 7 | Elect Coleman Peterson | Mgmt | For | For | For | |||||
| 8 | Elect John Roberts III | Mgmt | For | For | For | |||||
| 9 | Elect James Robo | Mgmt | For | For | For | |||||
| 10 | Elect William Shea Jr. | Mgmt | For | For | For | |||||
| 11 | Elect Kirk Thompson | Mgmt | For | For | For | |||||
| 12 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Kansas City Southern
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KSU | CUSIP 485170302 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Lu Cordova | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Haverty | Mgmt | For | For | For | |||||
| 1.3 | Elect Thomas McDonnell | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
| 4 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | |||||
| 5 | Technical Amendments to Certificate | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||||
Life Technologies Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LIFE | CUSIP 53217V109 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Donald Grimm | Mgmt | For | For | For | |||||
| 2 | Elect Ora Pescovitz | Mgmt | For | For | For | |||||
| 3 | Elect Per Peterson | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
LinkedIn Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LNKD | CUSIP 53578A108 | 06/14/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Leslie Kilgore | Mgmt | For | For | For | |||||
| 1.2 | Elect Jeffrey Weiner | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Lufkin Industries, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LUFK | CUSIP 549764108 | 05/02/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Douglas Smith | Mgmt | For | For | For | |||||
| 1.2 | Elect John Anderson | Mgmt | For | For | For | |||||
| 1.3 | Elect Richard Stewart | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
| 5 | Technical Amendments to the Articles of Incorporation | Mgmt | For | For | For | |||||
MakeMyTrip Ltd
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MMYT | CUSIP V5633W109 | 09/30/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Mauritius |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Reelect Deep Kalra as Director | Mgmt | For | For | For | |||||
| 4 | Reelect Ravi Adusumalli As Director | Mgmt | For | For | For | |||||
| 5 | Reelect Philip C. Wolf As Director | Mgmt | For | For | For | |||||
MAP Pharmaceuticals, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MAPP | CUSIP 56509R108 | 05/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Thomas Armer | Mgmt | For | For | For | |||||
| 1.2 | Elect Bernard Kelley | Mgmt | For | For | For | |||||
| 1.3 | Elect Scott Ward | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Mead Johnson Nutrition Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MJN | CUSIP 582839106 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Stephen Golsby | Mgmt | For | For | For | |||||
| 2 | Elect Steven Altschuler | Mgmt | For | For | For | |||||
| 3 | Elect Howard Bernick | Mgmt | For | For | For | |||||
| 4 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
| 5 | Elect Anna Catalano | Mgmt | For | For | For | |||||
| 6 | Elect Celeste Clark | Mgmt | For | For | For | |||||
| 7 | Elect James Cornelius | Mgmt | For | For | For | |||||
| 8 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||||
| 9 | Elect Elliott Sigal | Mgmt | For | For | For | |||||
| 10 | Elect Robert Singer | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Mylan Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MYL | CUSIP 628530107 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Robert Coury | Mgmt | For | For | For | |||||
| 1.2 | Elect Rodney Piatt | Mgmt | For | For | For | |||||
| 1.3 | Elect Heather Bresch | Mgmt | For | For | For | |||||
| 1.4 | Elect Wendy Cameron | Mgmt | For | For | For | |||||
| 1.5 | Elect Robert Cindrich | Mgmt | For | For | For | |||||
| 1.6 | Elect Neil Dimick | Mgmt | For | For | For | |||||
| 1.7 | Elect Douglas Leech | Mgmt | For | For | For | |||||
| 1.8 | Elect Joseph Maroon | Mgmt | For | For | For | |||||
| 1.9 | Elect Mark Parrish | Mgmt | For | For | For | |||||
| 1.10 | Elect C. B. Todd | Mgmt | For | For | For | |||||
| 1.11 | Elect Randall Vanderveen | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2003 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||||
| 6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
NxStage Medical, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| NXTM | CUSIP 67072V103 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Jeffrey Burbank | Mgmt | For | For | For | |||||
| 1.2 | Elect Philippe Chambon | Mgmt | For | For | For | |||||
| 1.3 | Elect Daniel Giannini | Mgmt | For | For | For | |||||
| 1.4 | Elect Nancy Ham | Mgmt | For | For | For | |||||
| 1.5 | Elect Earl Lewis | Mgmt | For | For | For | |||||
| 1.6 | Elect Craig Moore | Mgmt | For | For | For | |||||
| 1.7 | Elect Reid Perper | Mgmt | For | For | For | |||||
| 1.8 | Elect Barry Straube | Mgmt | For | For | For | |||||
| 1.9 | Elect David Utterberg | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Occidental Petroleum Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| OXY | CUSIP 674599105 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Spencer Abraham | Mgmt | For | For | For | |||||
| 2 | Elect Howard Atkins | Mgmt | For | For | For | |||||
| 3 | Elect Stephen Chazen | Mgmt | For | For | For | |||||
| 4 | Elect Edward Djerejian | Mgmt | For | For | For | |||||
| 5 | Elect John Feick | Mgmt | For | For | For | |||||
| 6 | Elect Margaret Foran | Mgmt | For | For | For | |||||
| 7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||||
| 8 | Elect Ray Irani | Mgmt | For | For | For | |||||
| 9 | Elect Avedick Poladian | Mgmt | For | For | For | |||||
| 10 | Elect Aziz Syriani | Mgmt | For | For | For | |||||
| 11 | Elect Rosemary Tomich | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||||
Oceaneering International, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| OII | CUSIP 675232102 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Jerold DesRoche | Mgmt | For | For | For | |||||
| 1.2 | Elect John Huff | Mgmt | For | For | For | |||||
| 1.3 | Elect M. Kevin McEvoy | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Peet’s Coffee & Tea, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PEET | CUSIP 705560100 | 05/11/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Ted Hall | Mgmt | For | For | For | |||||
| 1.2 | Elect Patrick O’Dea | Mgmt | For | For | For | |||||
| 2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Philip Morris International Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PM | CUSIP 718172109 | 05/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Harold Brown | Mgmt | For | For | For | |||||
| 2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||||
| 3 | Elect Louis Camilleri | Mgmt | For | For | For | |||||
| 4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||||
| 5 | Elect Jennifer Li | Mgmt | For | For | For | |||||
| 6 | Elect Graham Mackay | Mgmt | For | For | For | |||||
| 7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||||
| 8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||||
| 9 | Elect Lucio Noto | Mgmt | For | For | For | |||||
| 10 | Elect Robert Polet | Mgmt | For | For | For | |||||
| 11 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||||
| 12 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | 2012 Performance Incentive Plan | Mgmt | For | For | For | |||||
| 16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
| 17 | Shareholder Proposal Regarding Formation of Ethics Committee | ShrHoldr | Against | Against | For | |||||
Praxair, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PX | CUSIP 74005P104 | 04/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||||
| 1.2 | Elect Oscar Bernardes | Mgmt | For | For | For | |||||
| 1.3 | Elect Bret Clayton | Mgmt | For | For | For | |||||
| 1.4 | Elect Nance Dicciani | Mgmt | For | For | For | |||||
| 1.5 | Elect Edward Galante | Mgmt | For | For | For | |||||
| 1.6 | Elect Claire Gargalli | Mgmt | For | For | For | |||||
| 1.7 | Elect Ira Hall | Mgmt | For | For | For | |||||
| 1.8 | Elect Raymond LeBoeuf | Mgmt | For | For | For | |||||
| 1.9 | Elect Larry McVay | Mgmt | For | For | For | |||||
| 1.10 | Elect Wayne Smith | Mgmt | For | For | For | |||||
| 1.11 | Elect Robert Wood | Mgmt | For | For | For | |||||
| 2 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Precision Castparts Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PCP | CUSIP 740189105 | 08/16/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Don R. Graber | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Lester L. Lyles | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Timothy A. Wicks | Mgmt | For | For | For | |||||
| 2 | Ratify Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
priceline.com Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PCLN | CUSIP 741503403 | 06/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | |||||
| 1.2 | Elect Ralph Bahna | Mgmt | For | For | For | |||||
| 1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Jan Docter | Mgmt | For | For | For | |||||
| 1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | |||||
| 1.6 | Elect James Guyette | Mgmt | For | For | For | |||||
| 1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | |||||
| 1.8 | Elect Craig Rydin | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
Qlik Technologies Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| QLIK | CUSIP 74733T105 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Deborah Hopkins | Mgmt | For | For | For | |||||
| 1.2 | Elect Paul Wahl | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
QUALCOMM Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| QCOM | CUSIP 747525103 | 03/06/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||||
| 1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
| 1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||||
| 1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||||
| 1.6 | Elect Paul Jacobs | Mgmt | For | For | For | |||||
| 1.7 | Elect Robert Kahn | Mgmt | For | For | For | |||||
| 1.8 | Elect Sherry Lansing | Mgmt | For | For | For | |||||
| 1.9 | Elect Duane Nelles | Mgmt | For | For | For | |||||
| 1.10 | Elect Francisco Ros | Mgmt | For | For | For | |||||
| 1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | |||||
| 1.12 | Elect Marc Stern | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Elimination of Plurality Voting Standard for Election Of Directors | Mgmt | For | For | For | |||||
Research In Motion Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| RIM | CUSIP 760975102 | 07/12/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director James L. Balsillie | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Mike Lazaridis | Mgmt | For | For | For | |||||
| 1.3 | Elect Director David Kerr | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Claudia Kotchka | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Roger Martin | Mgmt | For | For | For | |||||
| 1.6 | Elect Director John Richardson | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Barbara Stymiest | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Antonio Viana-Baptista | Mgmt | For | For | For | |||||
| 1.9 | Elect Director John Wetmore | Mgmt | For | For | For | |||||
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 3 | Require Independent Board Chairman (Withdrawn) | ShrHoldr | Against | Against | For | |||||
Rockwell Automation, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ROK | CUSIP 773903109 | 02/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Betty Alewine | Mgmt | For | For | For | |||||
| 1.2 | Elect Verne Istock | Mgmt | For | For | For | |||||
| 1.3 | Elect David Speer | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Approval of the 2012 Long Term Incentives Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Rosetta Resources Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ROSE | CUSIP 777779109 | 05/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Richard Beckler | Mgmt | For | For | For | |||||
| 1.2 | Elect Matthew Fitzgerald | Mgmt | For | For | For | |||||
| 1.3 | Elect Philip Frederickson | Mgmt | For | For | For | |||||
| 1.4 | Elect D. Henry Houston | Mgmt | For | For | For | |||||
| 1.5 | Elect Randy Limbacher | Mgmt | For | For | For | |||||
| 1.6 | Elect Josiah Low III | Mgmt | For | For | For | |||||
| 1.7 | Elect Donald Patteson, Jr. | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
salesforce.com, inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CRM | CUSIP 79466L302 | 06/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Craig Ramsey | Mgmt | For | For | For | |||||
| 2 | Elect Sanford Robertson | Mgmt | For | For | For | |||||
| 3 | Elect Maynard Webb | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Shareholder Proposal Regarding Declassification of The Board | ShrHoldr | Against | For | Against | |||||
Salix Pharmaceuticals, Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SLXP | CUSIP 795435106 | 06/14/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect John Chappell | Mgmt | For | For | For | |||||
| 1.2 | Elect Thomas D’Alonzo | Mgmt | For | For | For | |||||
| 1.3 | Elect William Keane | Mgmt | For | For | For | |||||
| 1.4 | Elect Carolyn Logan | Mgmt | For | For | For | |||||
| 1.5 | Elect Mark Sirgo | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2005 Stock Plan | Mgmt | For | For | For | |||||
Schlumberger N.V. (Schlumberger Limited)
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SLB | CUSIP 806857108 | 04/11/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Peter Currie | Mgmt | For | For | For | |||||
| 2 | Elect Anthony Isaac | Mgmt | For | For | For | |||||
| 3 | Elect K.V. Kamath | Mgmt | For | For | For | |||||
| 4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||||
| 5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||||
| 6 | Elect Adrian Lajous | Mgmt | For | For | For | |||||
| 7 | Elect Michael Marks | Mgmt | For | For | For | |||||
| 8 | Elect Elizabeth Moler | Mgmt | For | For | For | |||||
| 9 | Elect Lubna Olayan | Mgmt | For | For | For | |||||
| 10 | Elect Leo Reif | Mgmt | For | For | For | |||||
| 11 | Elect Tore Sandvold | Mgmt | For | For | For | |||||
| 12 | Elect Henri Seydoux | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 16 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | Mgmt | For | For | For | |||||
Silver Wheaton Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SLW | CUSIP 828336107 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Lawrence Bell | Mgmt | For | For | For | |||||
| 1.2 | Elect George Brack | Mgmt | For | For | For | |||||
| 1.3 | Elect John Brough | Mgmt | For | For | For | |||||
| 1.4 | Elect R. Peter Gillin | Mgmt | For | For | For | |||||
| 1.5 | Elect Douglas Holtby | Mgmt | For | For | For | |||||
| 1.6 | Elect Eduardo Luna | Mgmt | For | For | For | |||||
| 1.7 | Elect Wade Nesmith | Mgmt | For | For | For | |||||
| 1.8 | Elect Randy Smallwood | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
SINA Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SINA | CUSIP G81477104 | 11/04/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Cayman Islands |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Pehong Chen as Director | Mgmt | For | For | For | |||||
| 2 | Elect Lip-Bu Tan as Director | Mgmt | For | For | For | |||||
| 3 | Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
SMART Technologies Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SMA | CUSIP 83172R108 | 08/10/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Fix Number of Directors At Seven | Mgmt | For | For | For | |||||
| 2.1 | Elect Director David A. Martin | Mgmt | For | For | For | |||||
| 2.2 | Elect Director Nancy L. Knowlton | Mgmt | For | For | For | |||||
| 2.3 | Elect Director Salim Nathoo | Mgmt | For | For | For | |||||
| 2.4 | Elect Director Arvind Sodhani | Mgmt | For | For | For | |||||
| 2.5 | Elect Director Michael J. Mueller | Mgmt | For | For | For | |||||
| 2.6 | Elect Director Robert C. Hagerty | Mgmt | For | For | For | |||||
| 2.7 | Elect Director David B. Sutcliffe | Mgmt | For | For | For | |||||
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
Starwood Hotels & Resorts Worldwide, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HOT | CUSIP 85590A401 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Frits van Paasschen | Mgmt | For | For | For | |||||
| 1.2 | Elect Bruce Duncan | Mgmt | For | For | For | |||||
| 1.3 | Elect Adam Aron | Mgmt | For | For | For | |||||
| 1.4 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas Clarke | Mgmt | For | For | For | |||||
| 1.6 | Elect Clayton Daley, Jr. | Mgmt | For | For | For | |||||
| 1.7 | Elect Lizanne Galbreath | Mgmt | For | For | For | |||||
| 1.8 | Elect Eric Hippeau | Mgmt | For | For | For | |||||
| 1.9 | Elect Stephen Quazzo | Mgmt | For | For | For | |||||
| 1.10 | Elect Thomas Ryder | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Stifel Financial Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SF | CUSIP 860630102 | 06/06/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Charles Dill | Mgmt | For | For | For | |||||
| 1.2 | Elect Richard Himelfarb | Mgmt | For | For | For | |||||
| 1.3 | Elect Alton Irby III | Mgmt | For | For | For | |||||
| 1.4 | Elect Victor Nesi | Mgmt | For | For | For | |||||
| 1.5 | Elect James Zemlyak | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||||
SVB Financial Group
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SIVB | CUSIP 78486Q101 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Greg Becker | Mgmt | For | For | For | |||||
| 1.2 | Elect Eric Benhamou | Mgmt | For | For | For | |||||
| 1.3 | Elect David Clapper | Mgmt | For | For | For | |||||
| 1.4 | Elect Roger Dunbar | Mgmt | For | For | For | |||||
| 1.5 | Elect Joel Friedman | Mgmt | For | For | For | |||||
| 1.6 | Elect C. Richard Kramlich | Mgmt | For | For | For | |||||
| 1.7 | Elect Lata Krishnan | Mgmt | For | For | For | |||||
| 1.8 | Elect Jeffery Maggioncalda | Mgmt | For | For | For | |||||
| 1.9 | Elect Kate Mitchell | Mgmt | For | For | For | |||||
| 1.10 | Elect John Robinson | Mgmt | For | For | For | |||||
| 1.11 | Elect Garen Staglin | Mgmt | For | For | For | |||||
| 1.12 | Elect Kyung Yoon | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Transaction of Other Business | Mgmt | For | For | For | |||||
T. Rowe Price Group, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TROW | CUSIP 74144T108 | 04/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Edward Bernard | Mgmt | For | For | For | |||||
| 2 | Elect James Brady | Mgmt | For | For | For | |||||
| 3 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |||||
| 4 | Elect Donald Hebb, Jr. | Mgmt | For | For | For | |||||
| 5 | Elect James Kennedy | Mgmt | For | For | For | |||||
| 6 | Elect Robert MacLellan | Mgmt | For | For | For | |||||
| 7 | Elect Brian Rogers | Mgmt | For | For | For | |||||
| 8 | Elect Alfred Sommer | Mgmt | For | For | For | |||||
| 9 | Elect Dwight Taylor | Mgmt | For | For | For | |||||
| 10 | Elect Anne Whittemore | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Targacept, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TRGT | CUSIP 87611R306 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect G. Steven Burrill | Mgmt | For | For | For | |||||
| 1.2 | Elect Errol De Souza | Mgmt | For | For | For | |||||
| 1.3 | Elect Mark Skaletsky | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Target Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TGT | CUSIP 87612E106 | 06/13/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Roxanne Austin | Mgmt | For | For | For | |||||
| 2 | Elect Calvin Darden | Mgmt | For | For | For | |||||
| 3 | Elect Mary Dillon | Mgmt | For | For | For | |||||
| 4 | Elect James Johnson | Mgmt | For | For | For | |||||
| 5 | Elect Mary Minnick | Mgmt | For | For | For | |||||
| 6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||||
| 7 | Elect Derica Rice | Mgmt | For | For | For | |||||
| 8 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
| 9 | Elect Gregg Steinhafel | Mgmt | For | For | For | |||||
| 10 | Elect John Stumpf | Mgmt | For | For | For | |||||
| 11 | Elect Solomon Trujillo | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Approval of the Short Term Incentive Plan | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHoldr | Against | For | Against | |||||
| 16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHoldr | Against | Against | For | |||||
Teavana Holdings, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TEA | CUSIP 87819P102 | 06/01/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Robert Dennis | Mgmt | For | For | For | |||||
| 1.2 | Elect John Kyees | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Teva Pharmaceutical Industries Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TEVA | CUSIP 881624209 | 09/19/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Israel |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 2.1 | Elect Chaim Hurvitz as Director | Mgmt | For | For | For | |||||
| 2.2 | Elect Ory Slonim as Director | Mgmt | For | For | For | |||||
| 2.3 | Elect Dan Suesskind as Director | Mgmt | For | For | For | |||||
| 3.1 | Elect Joseph Nitzani as External Director and Approve His Remuneration | Mgmt | For | For | For | |||||
| 3.2 | Elect Dafna Schwartz as External Director and Approve Her Remuneration | Mgmt | For | For | For | |||||
| 4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 5 | Approve Director/Officer Liability and Indemnification Insurance | Mgmt | For | For | For | |||||
| 6.1 | Amend Remuneration of Vice Chairman | Mgmt | For | For | For | |||||
| 6.2 | Approve Reimbursement of Expenses of Board Chairman | Mgmt | For | For | For | |||||
The Charles Schwab Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SCHW | CUSIP 808513105 | 05/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Nancy Bechtle | Mgmt | For | For | For | |||||
| 2 | Elect Walter Bettinger II | Mgmt | For | For | For | |||||
| 3 | Elect C. Preston Butcher | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
| 8 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||||
The Coca-Cola Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KO | CUSIP 191216100 | 04/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Herbert Allen | Mgmt | For | For | For | |||||
| 2 | Elect Ronald Allen | Mgmt | For | For | For | |||||
| 3 | Elect Howard Buffett | Mgmt | For | For | For | |||||
| 4 | Elect Richard Daley | Mgmt | For | For | For | |||||
| 5 | Elect Barry Diller | Mgmt | For | For | For | |||||
| 6 | Elect Evan Greenberg | Mgmt | For | For | For | |||||
| 7 | Elect Alexis Herman | Mgmt | For | For | For | |||||
| 8 | Elect Muhtar Kent | Mgmt | For | For | For | |||||
| 9 | Elect Donald Keough | Mgmt | For | For | For | |||||
| 10 | Elect Robert Kotick | Mgmt | For | For | For | |||||
| 11 | Elect Maria Lagomasino | Mgmt | For | For | For | |||||
| 12 | Elect Donald McHenry | Mgmt | For | For | For | |||||
| 13 | Elect Sam Nunn | Mgmt | For | For | For | |||||
| 14 | Elect James Robinson III | Mgmt | For | For | For | |||||
| 15 | Elect Peter Ueberroth | Mgmt | For | For | For | |||||
| 16 | Elect Jacob Wallenberg | Mgmt | For | For | For | |||||
| 17 | Elect James Williams | Mgmt | For | For | For | |||||
| 18 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
The Progressive Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PGR | CUSIP 743315103 | 04/20/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Roger Farah | Mgmt | For | For | For | |||||
| 2 | Elect Stephen Hardis | Mgmt | For | For | For | |||||
| 3 | Elect Heidi Miller | Mgmt | For | For | For | |||||
| 4 | Elect Bradley Sheares | Mgmt | For | For | For | |||||
| 5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
| 6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 7 | Change in Board Size | Mgmt | For | For | For | |||||
| 8 | Authorization of Board to Set Board Size | Mgmt | For | For | For | |||||
| 9 | Amendment to Code of Regulations | Mgmt | For | For | For | |||||
| 10 | Set Date of Annual Meeting | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | Re-approve Performance Criteria Set Forth in 2007 Executive Bonus Plan | Mgmt | For | For | For | |||||
| 13 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 14 | Amendment to the 2003 Directors Equity Incentive Plan | Mgmt | For | For | For | |||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Ultimate Software Group, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ULTI | CUSIP 90385D107 | 05/18/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Rick Wilber | Mgmt | For | For | For | |||||
| 1.2 | Elect Marc Scherr | Mgmt | For | For | For | |||||
| 1.3 | Elect James FitzPatrick, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2005 Equity and Incentive Plan | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||||
Theravance, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| THRX | CUSIP 88338T104 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Rick Winningham | Mgmt | For | For | For | |||||
| 1.2 | Elect Henrietta Holsman Fore | Mgmt | For | For | For | |||||
| 1.3 | Elect Robert Gunderson, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Arnold Levine | Mgmt | For | For | For | |||||
| 1.5 | Elect Burton Malkiel | Mgmt | For | For | For | |||||
| 1.6 | Elect Peter Ringrose | Mgmt | For | For | For | |||||
| 1.7 | Elect William Waltrip | Mgmt | For | For | For | |||||
| 1.8 | Elect George Whitesides | Mgmt | For | For | For | |||||
| 1.9 | Elect William Young | Mgmt | For | For | For | |||||
| 2 | 2012 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Issuance of Common Stock | Mgmt | For | For | For | |||||
TripAdvisor, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TRIP | CUSIP 896945201 | 06/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Barry Diller | Mgmt | For | For | For | |||||
| 1.2 | Elect Stephen Kaufer | Mgmt | For | For | For | |||||
| 1.3 | Elect William Fitzgerald | Mgmt | For | For | For | |||||
| 1.4 | Elect Victor Kaufman | Mgmt | For | For | For | |||||
| 1.5 | Elect Dara Khosrowshahi | Mgmt | For | For | For | |||||
| 1.6 | Elect Jonathan Miller | Mgmt | For | For | For | |||||
| 1.7 | Elect Jeremy Philips | Mgmt | For | For | For | |||||
| 1.8 | Elect Sukhinder Singh Cassidy | Mgmt | For | For | For | |||||
| 1.9 | Elect Robert Wiesenthal | Mgmt | For | For | For | |||||
| 1.10 | Elect Michael Zeisser | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||||
Union Pacific Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| UNP | CUSIP 907818108 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Andrew Card, Jr. | Mgmt | For | For | For | |||||
| 2 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect Thomas Donohue | Mgmt | For | For | For | |||||
| 4 | Elect Archie Dunham | Mgmt | For | For | For | |||||
| 5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||||
| 6 | Elect Charles Krulak | Mgmt | For | For | For | |||||
| 7 | Elect Michael McCarthy | Mgmt | For | For | For | |||||
| 8 | Elect Michael McConnell | Mgmt | For | For | For | |||||
| 9 | Elect Thomas McLarty III | Mgmt | For | For | For | |||||
| 10 | Elect Steven Rogel | Mgmt | For | For | For | |||||
| 11 | Elect Jose Villarreal | Mgmt | For | For | For | |||||
| 12 | Elect James Young | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
| 16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||||
United Natural Foods, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| UNFI | CUSIP 911163103 | 12/13/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Director Michael S. Funk | Mgmt | For | For | For | |||||
| 2 | Elect Director James P. Heffernan | Mgmt | For | For | For | |||||
| 3 | Elect Director Steven L. Spinner | Mgmt | For | For | For | |||||
| 4 | Ratify Auditors | Mgmt | For | For | For | |||||
| 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 7 | Adopt Policy on Succession Planning | ShrHoldr | Against | Against | For | |||||
Universal Display Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PANL | CUSIP 91347P105 | 06/21/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Steven Abramson | Mgmt | For | For | For | |||||
| 1.2 | Elect Leonard Becker | Mgmt | For | For | For | |||||
| 1.3 | Elect Elizabeth Gemmill | Mgmt | For | For | For | |||||
| 1.4 | Elect C. Keith Hartley | Mgmt | For | For | For | |||||
| 1.5 | Elect Lawrence Lacerte | Mgmt | For | For | For | |||||
| 1.6 | Elect Sidney Rosenblatt | Mgmt | For | For | For | |||||
| 1.7 | Elect Sherwin Seligsohn | Mgmt | For | For | For | |||||
| 2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Varian Medical Systems, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| VAR | CUSIP 92220P105 | 02/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||||
| 1.1 | Elect Timothy Guertin | Mgmt | For | For | For | |||||||
| 1.2 | Elect David Illingworth | Mgmt | For | For | For | |||||||
| 1.3 | Elect Ruediger Naumann-Etienne | Mgmt | For | For | For | |||||||
| 2 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
| 3 | Amendment to the 2005 Omnibus Stock Plan | Mgmt | For | For | For | |||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Vertex Pharmaceuticals Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| VRTX | CUSIP 92532F100 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Jeffrey Leiden | Mgmt | For | For | For | |||||
| 1.2 | Elect Bruce Sachs | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2006 Stock and Option Plan | Mgmt | For | For | For | |||||
| 3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Visa Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| V | CUSIP 92826C839 | 01/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Gary Coughlan | Mgmt | For | For | For | |||||
| 2 | Elect Mary Cranston | Mgmt | For | For | For | |||||
| 3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||||
| 4 | Elect Robert Matschullat | Mgmt | For | For | For | |||||
| 5 | Elect Cathy Minehan | Mgmt | For | For | For | |||||
| 6 | Elect Suzanne Johnson | Mgmt | For | For | For | |||||
| 7 | Elect David Pang | Mgmt | For | For | For | |||||
| 8 | Elect Joseph Saunders | Mgmt | For | For | For | |||||
| 9 | Elect William Shanahan | Mgmt | For | For | For | |||||
| 10 | Elect John Swainson | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
VMware, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| VMW | CUSIP 928563402 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Volcano Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| VOLC | CUSIP 928645100 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect R. Scott Huennekens | Mgmt | For | For | For | |||||
| 1.2 | Elect Lesley Howe | Mgmt | For | For | For | |||||
| 1.3 | Elect Ronald Matricaria | Mgmt | For | For | For | |||||
| 2 | Elect Eric Topol | Mgmt | For | For | For | |||||
| 3 | Elect Leslie Norwalk | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Whiting Petroleum Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| WLL | CUSIP 966387201 | 05/01/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect James Volker | Mgmt | For | For | For | |||||
| 1.2 | Elect William Hahne | Mgmt | For | For | For | |||||
| 1.3 | Elect Allan Larson | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Youku.com Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| YOKU | CUSIP 98742U100 | 10/17/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Cayman Islands |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Change Company Name to Youku Inc. | Mgmt | For | For | For | |||||
Fund Name : TCW High Yield Bond Fund
OPTI Canada Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| OPC | CUSIP 68383KAB5 | 09/07/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Bondholder | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Bondholder Resolution: The Plan | Mgmt | For | Do Not | N/A | |||||
Fund Name : TCW International Small Cap Fund
51Job Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| JOBS | CUSIP 316827104 | 12/21/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect David Chao | Mgmt | For | For | For | |||||
| 2 | Elect Hisayuki Idekoba | Mgmt | For | For | For | |||||
| 3 | Elect James Jianzhang Liang | Mgmt | For | For | For | |||||
| 4 | Elect Donald Lucas | Mgmt | For | For | For | |||||
| 5 | Elect Rick Yan | Mgmt | For | For | For | |||||
| 6 | Amendment to the 2009 Share Option Plan | Mgmt | For | For | For | |||||
Acom Company Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 8572 | CINS J00105106 | 06/21/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Japan |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Shigeyoshi Kinoshita | Mgmt | For | For | For | |||||
| 2 | Elect Toshiaki Kajiura | Mgmt | For | For | For | |||||
| 3 | Elect Shigeru Akaki | Mgmt | For | For | For | |||||
| 4 | Elect Satoru Tomimatsu | Mgmt | For | For | For | |||||
| 5 | Elect Kiyoshi Tachiki | Mgmt | For | For | For | |||||
| 6 | Elect Tatsuo Taki | Mgmt | For | For | For | |||||
| 7 | Elect Tatsunori Imagawa | Mgmt | For | For | For | |||||
Alaris Royalty Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AD | CUSIP 01163Q202 | 04/19/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Board Size | Mgmt | For | For | For | |||||
| 2 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Banro Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BAA | CUSIP 066800103 | 06/29/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||||
BR Properties S.A.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BRPR3 | CINS P1909V120 | 03/29/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 4 | Acquisition Agreement between the Company and One Properties S.A. | Mgmt | For | For | For | |||||
| 5 | Appointment of Independent Appraiser | Mgmt | For | For | For | |||||
| 6 | Independent Firm’s Appraisal | Mgmt | For | For | For | |||||
| 7 | Acquisition of One Properties S.A. | Mgmt | For | For | For | |||||
| 8 | Amendment to Articles | Mgmt | For | For | For | |||||
| 9 | Consolidation of Articles | Mgmt | For | For | For | |||||
| 10 | Authority to Carry Out Merger Formalities | Mgmt | For | For | For | |||||
| 11 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
| 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
BR Properties S.A.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BRPR3 | CINS P1909V120 | 04/30/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 5 | Remuneration Policy | Mgmt | For | For | For | |||||
BR Properties S.A.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BRPR3 | CINS P1909V120 | 04/30/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Acquisition of East Tower of Ventura Corporate Towers | Mgmt | For | For | For | |||||
Brasil Brokers Participacoes S.A.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BBRK3 | CINS P1630V100 | 05/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Amendments to Articles Regarding Acquisitions | Mgmt | For | For | For | |||||
| 4 | Ratification of Acquisition of VBE Assessoria Imobiliaria | Mgmt | For | For | For | |||||
| 5 | Ratification of Acquisition of MGE Intermediario Imobiliaria | Mgmt | For | For | For | |||||
| 6 | Ratification of Acquisition of Blue Negocios Imobiliarios | Mgmt | For | For | For | |||||
| 7 | Ratification of Acquisition of Morumbi Brokers Administracao de Bens e Servicos | Mgmt | For | For | For | |||||
| 8 | Amendments to Articles Regarding Novo Mercado Regulations | Mgmt | For | For | For | |||||
| 9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Brasil Brokers Participacoes S.A.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BBRK3 | CINS P1630V100 | 04/27/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Accounts and Reports | Mgmt | For | For | For | |||||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 4 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
| 5 | Remuneration Policy | Mgmt | For | For | For | |||||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Brasil Insurance Participacoes e Administracao SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BRIN3 | CINS P1830M108 | 01/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Acquisition - SHT Administracao e Corretora de Seguros | Mgmt | For | For | For | |||||
| 3 | Merger - Manindra Empreedimentos e Participacoes | Mgmt | For | For | For | |||||
| 4 | Acquisition - SHT Administracao e Corretora de Seguros | Mgmt | For | For | For | |||||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Brasil Insurance Participacoes e Administracao SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BRIN3 | CINS P1830M108 | 02/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Acquisition of Life Vitoria Consultoria e Corretora de Seguros Ltda. | Mgmt | For | For | For | |||||
| 4 | Acquisition of Triunfo Corretora e Administradora de Seguros Ltda. | Mgmt | For | For | For | |||||
| 5 | Merger of MPC - Empreendimentos Proprios Ltda. | Mgmt | For | For | For | |||||
Brasil Insurance Participacoes e Administracao SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BRIN3 | CINS P1830M108 | 03/21/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Acquisition of 99.98% Stake in TGL Consultoria Administracao e Corretagem de Seguros Ltda | Mgmt | For | For | For | |||||
| 4 | Acquisition of 49.96% Stake in Economize no Seguro Administradora e Corretora de Seguros Ltda | Mgmt | For | For | For | |||||
| 5 | Acquisition of 50.00% Stake in Economize no Seguro Administradora e Corretora de Seguros Ltda | Mgmt | For | For | For | |||||
Brasil Insurance Participacoes e Administracao SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BRIN3 | CINS P1830M108 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 4 | Accounts and Reports | Mgmt | For | For | For | |||||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 6 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
| 7 | Remuneration Policy | Mgmt | For | For | For | |||||
Brasil Insurance Participacoes e Administracao SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BRIN3 | CINS P1830M108 | 06/05/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Acquisition of 99.96% Stake in Coelho dos Santos Corretora de Seguros Ltda | Mgmt | For | For | For | |||||
| 4 | Acquisition of 38.67% Stake in Kalassa Corretora De Seguros Ltda | Mgmt | For | For | For | |||||
| 5 | Merger of Company into Paaj Holding Ltda, the holder of a 60.00% Stake in Kalassa Corretora De Seguros Ltda | Mgmt | For | For | For | |||||
Brasil Insurance Participacoes e Administracao SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BRIN3 | CINS P1830M108 | 06/11/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 4 | Relocation of Company’s Registered Office | Mgmt | For | For | For | |||||
| 5 | Amend Article 7 | Mgmt | For | For | For | |||||
| 6 | Amend Article 10 | Mgmt | For | For | For | |||||
| 7 | Amend Article 10 | Mgmt | For | For | For | |||||
| 8 | Amend Article 10 | Mgmt | For | For | For | |||||
| 9 | Amend Article 12 | Mgmt | For | For | For | |||||
| 10 | Amend Article 12 | Mgmt | For | For | For | |||||
| 11 | Amend Article 17 | Mgmt | For | For | For | |||||
| 12 | Amend Article 19 | Mgmt | For | For | For | |||||
| 13 | Amendments Regarding Plan Administrators | Mgmt | For | For | For | |||||
| 14 | Amendments Regarding Committee Chairman | Mgmt | For | For | For | |||||
| 15 | Amendments Regarding Conflicts of Interest | Mgmt | For | For | For | |||||
| 16 | Routine Meeting Item | Mgmt | For | For | For | |||||
Brasil Insurance Participacoes e Administracao SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BRIN3 | CINS P1830M108 | 06/14/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Elect Armando Zara Pompeu | Mgmt | For | For | For | |||||
Brasil Insurance Participacoes e Administracao SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BRIN3 | CINS P1830M108 | 12/22/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Acquisition of 49.97% Interest in Umbria Administracao E Corretagens De Seguros Ltda | Mgmt | For | For | For | |||||
| 3 | Acquisition of 49.97% Interest in Umbria Insurance Services Assessoria Em Gestao Empresarial Ltda | Mgmt | For | For | For | |||||
| 4 | Acquisition of 49.97% Interest in Europa Insurance services Assessoria Em Gestao Empresarial Ltda | Mgmt | For | For | For | |||||
| 5 | Merger | Mgmt | For | For | For | |||||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Brasil Insurance Participacoes e Administracao SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BRIN3 | CINS P1830M108 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Acquisition of ZPS/MW Corretora de Seguros Ltda. | Mgmt | For | For | For | |||||
| 4 | Acquistion of Borislav Empreendimentos e Participacoes Ltda. | Mgmt | For | For | For | |||||
Brasil Insurance Paticipaco e Administracao SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BRIN3 | CINS P1830M108 | 05/11/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Relocation of Company’s Registered Office | Mgmt | For | For | For | |||||
| 3 | Amend Article 7 | Mgmt | For | For | For | |||||
| 4 | Amend Article 10 | Mgmt | For | For | For | |||||
| 5 | Amend Article 10 | Mgmt | For | For | For | |||||
| 6 | Amend Article 10 | Mgmt | For | For | For | |||||
| 7 | Amend Article 12 | Mgmt | For | For | For | |||||
| 8 | Amend Article 12 | Mgmt | For | For | For | |||||
| 9 | Amend Article 17 | Mgmt | For | For | For | |||||
| 10 | Amend Article 19 | Mgmt | For | For | For | |||||
| 11 | Amendments Regarding Plan Administrators | Mgmt | For | For | For | |||||
| 12 | Amendments Regarding Committee Chairman | Mgmt | For | For | For | |||||
| 13 | Amendments Regarding Conflicts of Interest | Mgmt | For | For | For | |||||
| 14 | Authority to Set Next Extraordinary General Meeting Date | Mgmt | For | For | For | |||||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Calvalley Petroleum Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CVYPF | CUSIP 131911109 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Board Size | Mgmt | For | For | For | |||||
| 2.1 | Elect Edmund Shimoon | Mgmt | For | For | For | |||||
| 2.2 | Elect Gary Robertson | Mgmt | For | For | For | |||||
| 2.3 | Elect Thomas Valentine | Mgmt | For | For | For | |||||
| 2.4 | Elect Thomas Skupa | Mgmt | For | For | For | |||||
| 2.5 | Elect Nikolas Perrault | Mgmt | For | For | For | |||||
| 2.6 | Elect Bernard de Combret | Mgmt | For | For | For | |||||
| 2.7 | Elect Kenneth Stephenson | Mgmt | For | For | For | |||||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Capstone Mining Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CS | CUSIP 14068G104 | 05/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Board Size | Mgmt | For | For | For | |||||
| 2.1 | Elect Lawrence Bell | Mgmt | For | For | For | |||||
| 2.2 | Elect George Brack | Mgmt | For | For | For | |||||
| 2.3 | Elect Chantal Gosselin | Mgmt | For | For | For | |||||
| 2.4 | Elect Dale Peniuk | Mgmt | For | For | For | |||||
| 2.5 | Elect Darren Pylot | Mgmt | For | For | For | |||||
| 2.6 | Elect Hak-Kyuk Shin | Mgmt | For | For | For | |||||
| 2.7 | Elect Richard Zimmer | Mgmt | For | For | For | |||||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Cetip S.A. Mercados Organizados
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CTIP3 | CINS P23840104 | 04/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Accounts and Reports | Mgmt | For | For | For | |||||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 4 | Remuneration Policy | Mgmt | For | For | For | |||||
| 5 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
CGX Energy Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| OYL | CUSIP 125405100 | 06/28/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 3 | Stock Option Plan Renewal | Mgmt | For | For | For | |||||
| 4 | Private Placement | Mgmt | For | For | For | |||||
China Real Estate Information Corp
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CRIC | CUSIP 16948Q103 | 04/19/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Merger | Mgmt | For | For | For | |||||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
China Zhengtong Auto Services Holdings Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 1728 | CINS G215A8108 | 05/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Cayman Islands |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||||
| 4 | Elect WANG Kunpeng | Mgmt | For | For | For | |||||
| 5 | Elect LIU Dongli | Mgmt | For | For | For | |||||
| 6 | Elect CHEN Tao | Mgmt | For | For | For | |||||
| 7 | Elect SHAO Yong Jun | Mgmt | For | For | For | |||||
| 8 | Directors’ Fees | Mgmt | For | For | For | |||||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
China Zhengtong Auto Services Holdings Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 1728 | CINS G215A8108 | 12/22/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Cayman Islands |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Acquisition | Mgmt | For | For | For | |||||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
City Union Bank Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CITYUNIONB | CINS Y1659F135 | 06/06/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Other | India |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||||
| 3 | Employee Stock Option Plan | Mgmt | For | Against | Against | |||||
Coastal Energy Co.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CEN | CUSIP G22404118 | 06/19/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Randy Bartley | Mgmt | For | For | For | |||||
| 1.2 | Elect C. Robert Black | Mgmt | For | For | For | |||||
| 1.3 | Elect Andrew Cochran | Mgmt | For | For | For | |||||
| 1.4 | Elect Olivier de Montal | Mgmt | For | For | For | |||||
| 1.5 | Elect William Phelps | Mgmt | For | For | For | |||||
| 1.6 | Elect Lloyd Smith | Mgmt | For | For | For | |||||
| 1.7 | Elect John Zaozirny | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Colossus Minerals Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CSI | CUSIP 19681L109 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Patrick Anderson | Mgmt | For | For | For | |||||
| 1.2 | Elect David Anthony | Mgmt | For | For | For | |||||
| 1.3 | Elect John Frostiak | Mgmt | For | For | For | |||||
| 1.4 | Elect Greg Hall | Mgmt | For | For | For | |||||
| 1.5 | Elect Mel Leiderman | Mgmt | For | For | For | |||||
| 1.6 | Elect Douglas Reeson | Mgmt | For | For | For | |||||
| 1.7 | Elect Antenor Silva | Mgmt | For | For | For | |||||
| 1.8 | Elect Ari Sussman | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Continental Gold Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CNL | CUSIP G23850103 | 06/05/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Board Size | Mgmt | For | For | For | |||||
| 2.1 | Elect Robert Allen | Mgmt | For | For | For | |||||
| 2.2 | Elect Ari Sussman | Mgmt | For | For | For | |||||
| 2.3 | Elect Patrick Anderson | Mgmt | For | For | For | |||||
| 2.4 | Elect James Felton | Mgmt | For | For | For | |||||
| 2.5 | Elect Jaime Gutierrez | Mgmt | For | For | For | |||||
| 2.6 | Elect Paul Murphy | Mgmt | For | For | For | |||||
| 2.7 | Elect Kenneth Thomas | Mgmt | For | For | For | |||||
| 2.8 | Elect Timothy Warman | Mgmt | For | For | For | |||||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 4 | Stock Option Plan Renewal | Mgmt | For | For | For | |||||
Credit China Holdings Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 8207 | CINS G2523M108 | 04/27/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Cayman Islands |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 5 | Elect JI Zu Guang | Mgmt | For | For | For | |||||
| 6 | Elect SHEN Li | Mgmt | For | For | For | |||||
| 7 | Directors’ Fees | Mgmt | For | For | For | |||||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
| 11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
| 12 | Refreshment of Share Option Scheme | Mgmt | For | Against | Against | |||||
| 13 | Bonus Share Issuance | Mgmt | For | For | For | |||||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Crisil Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CRISIL | CINS Y1791U115 | 04/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | India |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Elect David Pearce | Mgmt | For | For | For | |||||
| 4 | Elect Rama Bijapurkar | Mgmt | For | For | For | |||||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 6 | Elect Douglas Peterson | Mgmt | For | For | For | |||||
| 7 | Elect Yann Le Pallec | Mgmt | For | For | For | |||||
| 8 | Appointment of Roopa Kudva as Managing Director & CEO; Approval of Compensation | Mgmt | For | For | For | |||||
| 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
CTS Eventim AG
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| EVD | CINS D1648T108 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Germany |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
| 8 | Appointment of Auditor | Mgmt | For | Against | Against | |||||
Cyberagent Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 4751 | ISIN JP3311400000 | 12/16/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Japan |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 2 | Elect Isao Numata | Mgmt | For | For | For | |||||
| 3 | Stock Option Plan | Mgmt | For | For | For | |||||
Development Credit Bank Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DCB | CINS Y2051L134 | 03/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | India |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Authority to Issue Shares w/out Preemptive Rights (Preferential Allotment) | Mgmt | For | For | For | |||||
Extorre Gold Mines Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| XG | CUSIP 30227B109 | 06/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Bryce Roxburgh | Mgmt | For | For | For | |||||
| 1.2 | Elect Yale Simpson | Mgmt | For | For | For | |||||
| 1.3 | Elect Robert Reynolds | Mgmt | For | For | For | |||||
| 1.4 | Elect Ignacio Celorrio | Mgmt | For | For | For | |||||
| 1.5 | Elect James Strauss | Mgmt | For | For | For | |||||
| 1.6 | Elect George Lawton | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 3 | Shareholder Rights Plan | Mgmt | For | Against | Against | |||||
Fidec Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 8423 | CINS J14252100 | 06/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Japan |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Amendments to Articles | Mgmt | For | For | For | |||||
| 2 | Elect Tohru Mukai | Mgmt | For | For | For | |||||
| 3 | Elect Takeshi Sugahara | Mgmt | For | For | For | |||||
| 4 | Elect Ryuichi Seto | Mgmt | For | For | For | |||||
| 5 | Elect Kiyotaka Sakakibara | Mgmt | For | For | For | |||||
| 6 | Elect Takamichi Hozumi as Alternate Executive Director | Mgmt | For | For | For | |||||
Fleury SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FLRY3 | CINS P418BW104 | 04/02/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 5 | Remuneration Policy | Mgmt | For | For | For | |||||
Fleury SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FLRY3 | CINS P418BW104 | 12/30/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Brazil |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | |||||
| 3 | Valuation Report | Mgmt | For | For | For | |||||
| 4 | Merger Agreement | Mgmt | For | For | For | |||||
| 5 | Merger by Absorption | Mgmt | For | For | For | |||||
| 6 | Transformation of Cardiolab into a Subsidiary | Mgmt | For | For | For | |||||
| 7 | Authority to Carry Out Merger Formalities | Mgmt | For | For | For | |||||
| 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Ivernia Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| IVWFF | CUSIP 46582W108 | 06/13/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Michael Agnew | Mgmt | For | For | For | |||||
| 1.2 | Elect Alan De’ath | Mgmt | For | For | For | |||||
| 1.3 | Elect J. Trevor Eyton | Mgmt | For | For | For | |||||
| 1.4 | Elect Leigh Hall | Mgmt | For | For | For | |||||
| 1.5 | Elect David Murray | Mgmt | For | For | For | |||||
| 1.6 | Elect David Qi | Mgmt | For | For | For | |||||
| 1.7 | Elect Wayne Richardson | Mgmt | For | For | For | |||||
| 1.8 | Elect Peter Robson | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Kakaku.com Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 2371 | CINS J29258100 | 06/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Japan | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Amendments to Articles | Mgmt | For | For | For | |||||
| 4 | Elect Kaoru Hayashi | Mgmt | For | For | For | |||||
| 5 | Elect Minoru Tanaka | Mgmt | For | For | For | |||||
| 6 | Elect Shohnosuke Hata | Mgmt | For | For | For | |||||
| 7 | Elect Taizoh Ieuji | Mgmt | For | For | For | |||||
| 8 | Elect Kenji Fujiwara | Mgmt | For | For | For | |||||
| 9 | Elect Hajime Uemura | Mgmt | For | For | For | |||||
| 10 | Elect Shingo Yuki | Mgmt | For | For | For | |||||
| 11 | Elect Atsuhiro Murakami | Mgmt | For | For | For | |||||
| 12 | Elect Ohki Matsumoto | Mgmt | For | For | For | |||||
| 13 | Elect Yoshiharu Hayakawa | Mgmt | For | For | For | |||||
| 14 | Elect Ryuhei Akiyama | Mgmt | For | For | For | |||||
| 15 | Equity Compensation Plan | Mgmt | For | For | For | |||||
Kenedix Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 4321 | CINS J3243N100 | 03/27/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Japan |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Amendments to Articles | Mgmt | For | For | For | |||||
| 3 | Elect Atsushi Kawashima | Mgmt | For | For | For | |||||
| 4 | Elect Taiji Yoshikawa | Mgmt | For | For | For | |||||
| 5 | Elect Taisuke Miyajima | Mgmt | For | For | For | |||||
| 6 | Elect Takashi Uematsu | Mgmt | For | For | For | |||||
| 7 | Elect Shuhei Shiozawa | Mgmt | For | For | For | |||||
| 8 | Elect Shintaroh Kanno | Mgmt | For | For | For | |||||
Loncor Resources Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LON | CUSIP 54179W101 | 06/29/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 3 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||
Lundin Mining Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LUN | CUSIP 550372106 | 05/11/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Canada | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Colin Benner | Mgmt | For | For | For | |||||
| 1.2 | Elect Donald Charter | Mgmt | For | For | For | |||||
| 1.3 | Elect Paul Conibear | Mgmt | For | For | For | |||||
| 1.4 | Elect John Craig | Mgmt | For | For | For | |||||
| 1.5 | Elect Brian Edgar | Mgmt | For | For | For | |||||
| 1.6 | Elect Lukas Lundin | Mgmt | For | For | For | |||||
| 1.7 | Elect Dale Peniuk | Mgmt | For | For | For | |||||
| 1.8 | Elect William Rand | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Madalena Ventures Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MVN | CUSIP 556232106 | 06/14/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Board Size | Mgmt | For | For | For | |||||
| 2.1 | Elect Barry Larson | Mgmt | For | For | For | |||||
| 2.2 | Elect Mike Lock | Mgmt | For | Withhold | Against | |||||
| 2.3 | Elect Keith Macdonald | Mgmt | For | For | For | |||||
| 2.4 | Elect Anthony Potter | Mgmt | For | For | For | |||||
| 2.5 | Elect Jay Reid | Mgmt | For | For | For | |||||
| 2.6 | Elect Raymond Smith | Mgmt | For | For | For | |||||
| 2.7 | Elect Dwayne Warkentin | Mgmt | For | For | For | |||||
| 2.8 | Elect Ving Woo | Mgmt | For | For | For | |||||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 4 | Stock Option Plan Renewal | Mgmt | For | For | For | |||||
| 5 | Shareholder Rights Plan | Mgmt | For | Against | Against | |||||
Mawson Resources Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MWSNF | CUSIP 57773D106 | 03/30/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Board Size | Mgmt | For | For | For | |||||
| 2.1 | Elect Michael Hudson | Mgmt | For | For | For | |||||
| 2.2 | Elect Mark Saxon | Mgmt | For | For | For | |||||
| 2.3 | Elect David Henstridge | Mgmt | For | For | For | |||||
| 2.4 | Elect Nick DeMare | Mgmt | For | Withhold | Against | |||||
| 2.5 | Elect Gillyeard Leathley | Mgmt | For | For | For | |||||
| 2.6 | Elect Colin Maclean | Mgmt | For | For | For | |||||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 4 | Stock Option Plan Renewal | Mgmt | For | For | For | |||||
| 5 | Spin-Off | Mgmt | For | For | For | |||||
| 6 | Darwin Stock Option Plan | Mgmt | For | For | For | |||||
| 7 | Share Bonus Plan | Mgmt | For | For | For | |||||
| 8 | Darwin Financing | Mgmt | For | For | For | |||||
| 9 | Loan to Graham Carman | Mgmt | For | For | For | |||||
| 10 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Monex Group, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 8698 | CINS J4656U102 | 06/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Japan |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Amendments to Articles | Mgmt | For | For | For | |||||
| 4 | Elect Ohki Matsumoto | Mgmt | For | For | For | |||||
| 5 | Elect Shohji Kuwashima | Mgmt | For | For | For | |||||
| 6 | Elect Takashi Ohyagi | Mgmt | For | For | For | |||||
| 7 | Elect Salomon Sredni | Mgmt | For | For | For | |||||
| 8 | Elect Yuko Kawamoto | Mgmt | For | For | For | |||||
| 9 | Elect Jun Makihara | Mgmt | For | For | For | |||||
| 10 | Elect Takeo Katoh | Mgmt | For | For | For | |||||
| 11 | Elect Haruyuki Urata | Mgmt | For | For | For | |||||
| 12 | Elect Kaoru Hayashi | Mgmt | For | For | For | |||||
| 13 | Elect Kenji Itoh as Alternate Statutory Auditor | Mgmt | For | For | For | |||||
Mongolian Mining Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 0975 | CINS G6264V102 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Cayman Islands |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||||
| 4 | Elect Oyungeral JANCHIV | Mgmt | For | For | For | |||||
| 5 | Elect Orchirbat PUNSALMAA | Mgmt | For | For | For | |||||
| 6 | Elect Unenbat JIGJID | Mgmt | For | For | For | |||||
| 7 | Elect Ignatius CHAN Tse Ching | Mgmt | For | For | For | |||||
| 8 | Directors’ Fees | Mgmt | For | For | For | |||||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 12 | Authority to Issued Repurchased Shares | Mgmt | For | For | For | |||||
MonotaRO Company Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 3064 | CINS J46583100 | 03/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Japan |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 2 | Amendments to Articles | Mgmt | For | For | For | |||||
| 3 | Elect Kinya Seto | Mgmt | For | For | For | |||||
| 4 | Elect Masaya Suzuki | Mgmt | For | For | For | |||||
| 5 | Elect Masataka Miyajima | Mgmt | For | For | For | |||||
| 6 | Elect Yasuroh Yamagata | Mgmt | For | For | For | |||||
| 7 | Elect Haruo Kitamura | Mgmt | For | For | For | |||||
| 8 | Elect Masahiro Kishida | Mgmt | For | For | For | |||||
| 9 | Elect Ronald Jadin | Mgmt | For | For | For | |||||
Oberoi Realty Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| OBEROIRLTY | CINS Y6424D109 | 06/29/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | India |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Elect Anil Harish | Mgmt | For | For | For | |||||
| 4 | Elect Bindu Oberoi | Mgmt | For | For | For | |||||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 6 | Elect Venkatesh Mysore | Mgmt | For | For | For | |||||
| 7 | Reclassification of Authorized Share Capital | Mgmt | For | For | For | |||||
| 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Opera Software ASA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| OPERA | CINS R6664U108 | 06/05/2012 | Take No Action | |||
| Meeting Type | Country of Trade | |||||
| Annual | Norway |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
| 3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
| 4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||||
| 5 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||||
| 6 | Notice of Meeting; Agenda | Mgmt | For | TNA | N/A | |||||
| 7 | Election of an Individual to Check Minutes | Mgmt | For | TNA | N/A | |||||
| 8 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
| 9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
| 10 | Authority to Set Auditor’s Fees | Mgmt | For | TNA | N/A | |||||
| 11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||||
| 12 | Directors’ Fees | Mgmt | For | TNA | N/A | |||||
| 13 | Board Committee Fees | Mgmt | For | TNA | N/A | |||||
| 14 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||||
| 15 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
| 16 | Authority to Issue Shares Pursuant to Stock Option Plan | Mgmt | For | TNA | N/A | |||||
| 17 | Authority to Issue Shares Pursuant to Acquisitions | Mgmt | For | TNA | N/A | |||||
| 18 | Elect Arve Johansen | Mgmt | For | TNA | N/A | |||||
| 19 | Elect Alberto Torres | Mgmt | For | TNA | N/A | |||||
| 20 | Elect Kari Stautland | Mgmt | For | TNA | N/A | |||||
| 21 | Elect Audun Wickstrand Iversen | Mgmt | For | TNA | N/A | |||||
| 22 | Elect Marianne Blystad | Mgmt | For | TNA | N/A | |||||
| 23 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
| 24 | Authority to Set Extraordinary Meeting Notice Period at 14 Days | Mgmt | For | TNA | N/A | |||||
PanAust Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PNA | CINS Q7283A110 | 05/18/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Australia |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Remuneration Report | Mgmt | For | For | For | |||||
| 3 | Elect Ken Pickering | Mgmt | For | For | For | |||||
| 4 | Re-elect Nerolie Withnall | Mgmt | For | For | For | |||||
| 5 | Re-elect Geoffrey Handley | Mgmt | For | For | For | |||||
| 6 | Approve Increase in NEDs’ Fee Cap | Mgmt | For | For | For | |||||
| 7 | Equity Grant (MD Gary Stafford) | Mgmt | For | For | For | |||||
| 8 | Approve Dividend Reinvestment Plan | Mgmt | For | For | For | |||||
Parex Resources Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PXT | CUSIP 69946Q104 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Board Size | Mgmt | For | For | For | |||||
| 2.1 | Elect Curtis Bartlett | Mgmt | For | For | For | |||||
| 2.2 | Elect John Bechtold | Mgmt | For | For | For | |||||
| 2.3 | Elect Robert Engbloom | Mgmt | For | For | For | |||||
| 2.4 | Elect Wayne Foo | Mgmt | For | For | For | |||||
| 2.5 | Elect Norman McIntyre | Mgmt | For | For | For | |||||
| 2.6 | Elect Ronald Miller | Mgmt | For | For | For | |||||
| 2.7 | Elect W.A. Peneycad | Mgmt | For | For | For | |||||
| 2.8 | Elect Paul Wright | Mgmt | For | For | For | |||||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 4 | Renewal of Shareholder Rights’ Plan | Mgmt | For | Against | Against | |||||
Sandstorm Gold Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SSL | CUSIP 80013R107 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Board Size | Mgmt | For | For | For | |||||
| 2.1 | Elect Nolan Watson | Mgmt | For | For | For | |||||
| 2.2 | Elect David Awram | Mgmt | For | For | For | |||||
| 2.3 | Elect David De Witt | Mgmt | For | For | For | |||||
| 2.4 | Elect Andrew Swarthout | Mgmt | For | For | For | |||||
| 2.5 | Elect John Budreski | Mgmt | For | For | For | |||||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 4 | Stock Option Plan Renewal | Mgmt | For | For | For | |||||
| 5 | Share Consolidation | Mgmt | For | For | For | |||||
| 6 | Transaction of Other Business | Mgmt | For | For | For | |||||
Sandstorm Metals & Energy Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SND | CUSIP 80013L100 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Board Size | Mgmt | For | For | For | |||||
| 2.1 | Elect Nolan Watson | Mgmt | For | For | For | |||||
| 2.2 | Elect David Awram | Mgmt | For | For | For | |||||
| 2.3 | Elect David De Witt | Mgmt | For | For | For | |||||
| 2.4 | Elect Andrew Swarthout | Mgmt | For | For | For | |||||
| 2.5 | Elect John Budreski | Mgmt | For | For | For | |||||
| 2.6 | Elect Marcel de Groot | Mgmt | For | For | For | |||||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 4 | Stock Option Plan Renewal | Mgmt | For | For | For | |||||
| 5 | Transaction of Other Business | Mgmt | For | For | For | |||||
Schibsted ASA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SCH | CINS R75677105 | 05/11/2012 | Take No Action | |||
| Meeting Type | Country of Trade | |||||
| Annual | Norway |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
| 3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
| 4 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||||
| 5 | Agenda | Mgmt | For | TNA | N/A | |||||
| 6 | Election of Individuals to Check the Minutes | Mgmt | For | TNA | N/A | |||||
| 7 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
| 8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
| 9 | Authority to Set Auditor’s Fees | Mgmt | For | TNA | N/A | |||||
| 10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
| 11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||||
| 12 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
| 13 | Election of Directors | Mgmt | For | TNA | N/A | |||||
| 14 | Directors’ Fees | Mgmt | For | TNA | N/A | |||||
| 15 | Nominating Committee’s Fees | Mgmt | For | TNA | N/A | |||||
| 16 | Nomination Committee | Mgmt | For | TNA | N/A | |||||
| 17 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
Seria Co., Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 2782 | CINS J7113X106 | 06/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Japan |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 2 | Elect Hiromitsu Kawai | Mgmt | For | For | For | |||||
| 3 | Elect Eiji Kawai | Mgmt | For | For | For | |||||
| 4 | Elect Yasushi Iwama | Mgmt | For | For | For | |||||
| 5 | Elect Masahiro Tanaka | Mgmt | For | For | For | |||||
| 6 | Elect Noboru Nakamura | Mgmt | For | For | For | |||||
| 7 | Elect Hiroto Suzuki | Mgmt | For | For | For | |||||
| 8 | Elect Noriaki Kataoka | Mgmt | For | For | For | |||||
| 9 | Retirement Allowances for Director and Statutory Auditors | Mgmt | For | Against | Against | |||||
Seven Bank, Ltd
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 8410 | CINS J7164A104 | 06/19/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Japan |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Takashi Anzai | Mgmt | For | For | For | |||||
| 2 | Elect Masatoshi Wakasugi | Mgmt | For | For | For | |||||
| 3 | Elect Kensuke Futagoishi | Mgmt | For | For | For | |||||
| 4 | Elect Yasuaki Funatake | Mgmt | For | For | For | |||||
| 5 | Elect Kazuhiko Ishiguro | Mgmt | For | For | For | |||||
| 6 | Elect Taku Ohizumi | Mgmt | For | For | For | |||||
| 7 | Elect Yohji Ohhashi | Mgmt | For | For | For | |||||
| 8 | Elect Toshikazu Tamura | Mgmt | For | For | For | |||||
| 9 | Elect Yuko Miyazaki | Mgmt | For | For | For | |||||
| 10 | Elect Tadahiko Ujiie | Mgmt | For | For | For | |||||
| 11 | Directors’ Fees | Mgmt | For | For | For | |||||
| 12 | Equity Compensation Plan | Mgmt | For | For | For | |||||
ShaMaran Petroleum Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SNM | CUSIP 819320102 | 06/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Board Size | Mgmt | For | For | For | |||||
| 2.1 | Elect Keith Hill | Mgmt | For | For | For | |||||
| 2.2 | Elect Pradeep Kabra | Mgmt | For | For | For | |||||
| 2.3 | Elect J. Cameron Bailey | Mgmt | For | For | For | |||||
| 2.4 | Elect Gary Guidry | Mgmt | For | For | For | |||||
| 2.5 | Elect Brian Edgar | Mgmt | For | For | For | |||||
| 2.6 | Elect Alexandre Schneiter | Mgmt | For | For | For | |||||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 4 | Re-approval of the Stock Option Plan | Mgmt | For | For | For | |||||
| 5 | Transaction of Other Business | Mgmt | For | For | For | |||||
Shinsei Bank Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 8303 | CINS J7385L103 | 06/20/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Japan |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Elect Shigeki Tohma | Mgmt | For | For | For | |||||
| 3 | Elect Yukio Nakamura | Mgmt | For | For | For | |||||
| 4 | Elect J. Christopher Flowers | Mgmt | For | For | For | |||||
| 5 | Elect Shigeru Kani | Mgmt | For | For | For | |||||
| 6 | Elect Jun Makihara | Mgmt | For | For | For | |||||
| 7 | Elect Hiroyuki Takahashi | Mgmt | For | For | For | |||||
| 8 | Elect Shinya Nagata | Mgmt | For | For | For | |||||
| 9 | Election of Eiji Takahashi as Alternate Statutory Auditor | Mgmt | For | For | For | |||||
SouthGobi Resources Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SGQ | CUSIP 844375105 | 05/17/2012 | Take No Action | |||
| Meeting Type | Country of Trade | |||||
| Annual | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||||
| 2.1 | Elect Peter Meredith | Mgmt | For | TNA | N/A | |||||
| 2.2 | Elect Alexander Molyneux | Mgmt | For | TNA | N/A | |||||
| 2.3 | Elect Pierre Lebel | Mgmt | For | TNA | N/A | |||||
| 2.4 | Elect John Macken | Mgmt | For | TNA | N/A | |||||
| 2.5 | Elect Andre Deepwell | Mgmt | For | TNA | N/A | |||||
| 2.6 | Elect R. Edward Flood | Mgmt | For | TNA | N/A | |||||
| 2.7 | Elect Robert Hanson | Mgmt | For | TNA | N/A | |||||
| 2.8 | Elect W. Gordon Lancaster | Mgmt | For | TNA | N/A | |||||
Start Today Company Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| 3092 | CINS J7665M102 | 06/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Japan |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 2 | Elect Junko Morita | Mgmt | For | For | For | |||||
| 3 | Elect Kiyoharu Hatakeyama | Mgmt | For | For | For | |||||
Uranium One Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| UUU | CUSIP 91701P105 | 05/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Ian Telfer | Mgmt | For | For | For | |||||
| 1.2 | Elect Andrew Adams | Mgmt | For | For | For | |||||
| 1.3 | Elect Peter Bowie | Mgmt | For | For | For | |||||
| 1.4 | Elect D. Jean Nortier | Mgmt | For | For | For | |||||
| 1.5 | Elect Vadim Jivov | Mgmt | For | For | For | |||||
| 1.6 | Elect Christopher Sattler | Mgmt | For | For | For | |||||
| 1.7 | Elect Phillip Shirvington | Mgmt | For | For | For | |||||
| 1.8 | Elect Kenneth Williamson | Mgmt | For | For | For | |||||
| 1.9 | Elect Ilya Yampolskiy | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 3 | 2006 Stock Option Plan Renewal | Mgmt | For | For | For | |||||
| 4 | Relocation of Registered Office | Mgmt | For | For | For | |||||
Vostok Nafta Investment Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| VNILSDB | CINS G93886136 | 05/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Bermuda |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
| 12 | Accounts and Reports | Mgmt | For | For | For | |||||
| 13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 14 | Board Size | Mgmt | For | For | For | |||||
| 15 | Directors’ and Auditors’ Fees | Mgmt | For | For | For | |||||
| 16 | Election of Directors; Appointment of Auditor | Mgmt | For | For | For | |||||
| 17 | Nomination Committee | Mgmt | For | For | For | |||||
| 18 | Compensation Guidelines | Mgmt | For | For | For | |||||
| 19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
YOOX S.p.A.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| YOOX | CINS T9846S106 | 04/27/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Mix | Italy |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Remuneration Report | Mgmt | For | For | For | |||||
| 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 5 | List presented by Federico Marchetti | Mgmt | For | For | For | |||||
| 6 | List presented by Federico Marchetti | Mgmt | For | For | For | |||||
| 7 | Stock Grant Plan | Mgmt | For | For | For | |||||
| 8 | Stock Option Plan | Mgmt | For | For | For | |||||
| 9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
YOOX S.p.A.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| YOOX | CINS T9846S106 | 06/29/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Mix | Italy |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
| 2 | Stock Option Plan | Mgmt | For | For | For | |||||
| 3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
Zee Entertainment Enterprises Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ZEEENTER | CINS Y98893152 | 04/27/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | India |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Amendments to Articles | Mgmt | For | Against | Against | |||||
Fund Name : TCW Large Cap Growth Fund
American Tower Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AMT | CUSIP 029912201 | 11/29/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Approve Reorganization Plan | Mgmt | For | For | For | |||||
| 2 | Adjourn Meeting | Managem | For | For | For | |||||
Precision Castparts Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PCP | CUSIP 740189105 | 08/16/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Don R. Graber | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Lester L. Lyles | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Timothy A. Wicks | Mgmt | For | For | For | |||||
| 2 | Ratify Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
SINA Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SINA | CUSIP G81477104 | 11/04/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Cayman Islands |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Pehong Chen as Director | Mgmt | For | For | For | |||||
| 2 | Elect Lip-Bu Tan as Director | Mgmt | For | For | For | |||||
| 3 | Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
Fund Name : TCW Money Market Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Fund Name : TCW Relative Value Large Cap Fund
AES Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AES | CUSIP 00130H105 | 04/19/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Andres Gluski | Mgmt | For | For | For | |||||
| 1.2 | Elect Guo Bao Zhang | Mgmt | For | For | For | |||||
| 1.3 | Elect Kristina Johnson | Mgmt | For | For | For | |||||
| 1.4 | Elect Tarun Khanna | Mgmt | For | For | For | |||||
| 1.5 | Elect John Koskinen | Mgmt | For | For | For | |||||
| 1.6 | Elect Philip Lader | Mgmt | For | For | For | |||||
| 1.7 | Elect Sandra Moose | Mgmt | For | For | For | |||||
| 1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | |||||
| 1.9 | Elect Philip Odeen | Mgmt | For | For | For | |||||
| 1.10 | Elect Charles Rossotti | Mgmt | For | Withhold | Against | |||||
| 1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Alcoa Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AA | CUSIP 013817101 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Kathryn Fuller | Mgmt | For | For | For | |||||
| 2 | Elect Judith Gueron | Mgmt | For | For | For | |||||
| 3 | Elect Patricia Russo | Mgmt | For | For | For | |||||
| 4 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 7 | Elimination of Supermajority Requirement Relating to Fair Price Protection | Mgmt | For | For | For | |||||
| 8 | Elimination of Supermajority Requirement Relating to Director Elections | Mgmt | For | For | For | |||||
| 9 | Elimination of Supermajority Requirement Relating to Removal of Directors | Mgmt | For | For | For | |||||
| 10 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 11 | Permit Written Consent | Mgmt | For | For | For | |||||
American Electric Power Company, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AEP | CUSIP 025537101 | 04/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Nicholas Atkins | Mgmt | For | For | For | |||||
| 2 | Elect David Anderson | Mgmt | For | For | For | |||||
| 3 | Elect James Cordes | Mgmt | For | For | For | |||||
| 4 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For | |||||
| 5 | Elect Linda Goodspeed | Mgmt | For | For | For | |||||
| 6 | Elect Thomas Hoaglin | Mgmt | For | For | For | |||||
| 7 | Elect Michael Morris | Mgmt | For | For | For | |||||
| 8 | Elect Richard Notebaert | Mgmt | For | For | For | |||||
| 9 | Elect Lionel Nowell III | Mgmt | For | For | For | |||||
| 10 | Elect Richard Sandor | Mgmt | For | For | For | |||||
| 11 | Elect Sara Tucker | Mgmt | For | For | For | |||||
| 12 | Elect John Turner | Mgmt | For | For | For | |||||
| 13 | Senior Officer Incentive Plan | Mgmt | For | For | For | |||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
American Express Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AXP | CUSIP 025816109 | 04/30/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||||
| 1.2 | Elect Ursula Burns | Mgmt | For | For | For | |||||
| 1.3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
| 1.4 | Elect Peter Chernin | Mgmt | For | For | For | |||||
| 1.5 | Elect Theodore Leonsis | Mgmt | For | For | For | |||||
| 1.6 | Elect Jan Leschly | Mgmt | For | For | For | |||||
| 1.7 | Elect Richard Levin | Mgmt | For | For | For | |||||
| 1.8 | Elect Richard McGinn | Mgmt | For | For | For | |||||
| 1.9 | Elect Edward Miller | Mgmt | For | For | For | |||||
| 1.10 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
| 1.11 | Elect Robert Walter | Mgmt | For | For | For | |||||
| 1.12 | Elect Ronald Williams | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2007 Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
Ameriprise Financial, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AMP | CUSIP 03076C106 | 04/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Lon Greenberg | Mgmt | For | For | For | |||||
| 2 | Elect Warren Knowlton | Mgmt | For | For | For | |||||
| 3 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||||
| 4 | Elect Robert Sharpe, Jr. | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Anadarko Petroleum Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| APC | CUSIP 032511107 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Kevin Chilton | Mgmt | For | For | For | |||||
| 2 | Elect Luke Corbett | Mgmt | For | For | For | |||||
| 3 | Elect Paulett Eberhart | Mgmt | For | For | For | |||||
| 4 | Elect Peter Fluor | Mgmt | For | For | For | |||||
| 5 | Elect Richard George | Mgmt | For | For | For | |||||
| 6 | Elect Preston Geren, III | Mgmt | For | For | For | |||||
| 7 | Elect Charles Goodyear | Mgmt | For | For | For | |||||
| 8 | Elect John Gordon | Mgmt | For | For | For | |||||
| 9 | Elect James Hackett | Mgmt | For | For | For | |||||
| 10 | Elect Eric Mullins | Mgmt | For | For | For | |||||
| 11 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||||
| 12 | Elect R. Walker | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 16 | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | ShrHoldr | Against | Against | For | |||||
| 17 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHoldr | Against | Against | For | |||||
| 18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
AT&T Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| T | CUSIP 00206R102 | 04/27/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Randall Stephenson | Mgmt | For | For | For | |||||
| 2 | Elect Gilbert Amelio | Mgmt | For | For | For | |||||
| 3 | Elect Reuben Anderson | Mgmt | For | For | For | |||||
| 4 | Elect James Blanchard | Mgmt | For | For | For | |||||
| 5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
| 6 | Elect James Kelly | Mgmt | For | For | For | |||||
| 7 | Elect Jon Madonna | Mgmt | For | For | For | |||||
| 8 | Elect John McCoy | Mgmt | For | For | For | |||||
| 9 | Elect Joyce Roche | Mgmt | For | For | For | |||||
| 10 | Elect Matthew Rose | Mgmt | For | For | For | |||||
| 11 | Elect Laura Tyson | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Restoration of Written Consent | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||||
| 16 | Shareholder Proposal Regarding Network Neutrality | ShrHoldr | Against | Against | For | |||||
| 17 | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | ShrHoldr | Against | For | Against | |||||
Baker Hughes Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BHI | CUSIP 057224107 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Larry Brady | Mgmt | For | For | For | |||||
| 1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect Martin Craighead | Mgmt | For | For | For | |||||
| 1.4 | Elect Chad Deaton | Mgmt | For | For | For | |||||
| 1.5 | Elect Anthony Fernandes | Mgmt | For | For | For | |||||
| 1.6 | Elect Claire Gargalli | Mgmt | For | For | For | |||||
| 1.7 | Elect Pierre Jungels | Mgmt | For | For | For | |||||
| 1.8 | Elect James Lash | Mgmt | For | For | For | |||||
| 1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | |||||
| 1.10 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||||
| 1.11 | Elect James Stewart | Mgmt | For | For | For | |||||
| 1.12 | Elect Charles Watson | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||||
CA, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CA | CUSIP 12673P105 | 08/03/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Director Raymond J. Bromark | Mgmt | For | For | For | |||||
| 2 | Elect Director Gary J. Fernandes | Mgmt | For | For | For | |||||
| 3 | Elect Director Rohit Kapoor | Mgmt | For | For | For | |||||
| 4 | Elect Director Kay Koplovitz | Mgmt | For | For | For | |||||
| 5 | Elect Director Christopher B. Lofgren | Mgmt | For | For | For | |||||
| 6 | Elect Director William E. McCracken | Mgmt | For | For | For | |||||
| 7 | Elect Director Richard Sulpizio | Mgmt | For | For | For | |||||
| 8 | Elect Director Laura S. Unger | Mgmt | For | For | For | |||||
| 9 | Elect Director Arthur F. Weinbach | Mgmt | For | For | For | |||||
| 10 | Elect Director Renato (Ron) Zambonini | Mgmt | For | For | For | |||||
| 11 | Ratify Auditors | Mgmt | For | For | For | |||||
| 12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 14 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 15 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Chevron Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CVX | CUSIP 166764100 | 05/30/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Linnet Deily | Mgmt | For | For | For | |||||
| 2 | Elect Robert Denham | Mgmt | For | For | For | |||||
| 3 | Elect Chuck Hagel | Mgmt | For | For | For | |||||
| 4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
| 5 | Elect George Kirkland | Mgmt | For | For | For | |||||
| 6 | Elect Charles Moorman, IV | Mgmt | For | For | For | |||||
| 7 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
| 8 | Elect John Stumpf | Mgmt | For | For | For | |||||
| 9 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
| 10 | Elect Carl Ware | Mgmt | For | For | For | |||||
| 11 | Elect John Watson | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Exclusive Forum Provisions | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||||
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
| 17 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | For | Against | |||||
| 18 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | Against | For | |||||
| 20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||||
Cisco Systems, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CSCO | CUSIP 17275R102 | 12/07/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Director Carol A. Bartz | Mgmt | For | For | For | |||||
| 2 | Elect Director M. Michele Burns | Mgmt | For | For | For | |||||
| 3 | Elect Director Michael D. Capellas | Mgmt | For | For | For | |||||
| 4 | Elect Director Larry R. Carter | Mgmt | For | For | For | |||||
| 5 | Elect Director John T. Chambers | Mgmt | For | For | For | |||||
| 6 | Elect Director Brian L. Halla | Mgmt | For | For | For | |||||
| 7 | Elect Director John L. Hennessy | Mgmt | For | For | For | |||||
| 8 | Elect Director Richard M. Kovacevich | Mgmt | For | For | For | |||||
| 9 | Elect Director Roderick C. McGeary | Mgmt | For | For | For | |||||
| 10 | Elect Director Arun Sarin | Mgmt | For | For | For | |||||
| 11 | Elect Director Steven M. West | Mgmt | For | For | For | |||||
| 12 | Elect Director Jerry Yang | Mgmt | For | For | For | |||||
| 13 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 16 | Ratify Auditors | Mgmt | For | For | For | |||||
| 17 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SrHoldr | Against | Against | For | |||||
| 18 | Report on Internet Fragmentation | ShrHoldr | Against | Against | For | |||||
| 19 | Stock Retention/Holding Period | ShrHoldr | Against | Against | For | |||||
Citigroup Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| C | CUSIP 172967424 | 04/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Franz Humer | Mgmt | For | For | For | |||||
| 2 | Elect Robert Joss | Mgmt | For | For | For | |||||
| 3 | Elect Michael O’Neill | Mgmt | For | For | For | |||||
| 4 | Elect Vikram Pandit | Mgmt | For | For | For | |||||
| 5 | Elect Lawrence Ricciardi | Mgmt | For | For | For | |||||
| 6 | Elect Judith Rodin | Mgmt | For | For | For | |||||
| 7 | Elect Robert Ryan | Mgmt | For | For | For | |||||
| 8 | Elect Anthony Santomero | Mgmt | For | For | For | |||||
| 9 | Elect Joan Spero | Mgmt | For | For | For | |||||
| 10 | Elect Diana Taylor | Mgmt | For | For | For | |||||
| 11 | Elect William Thompson, Jr. | Mgmt | For | For | For | |||||
| 12 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | For | Against | |||||
| 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
| 18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | |||||
Cliffs Natural Resources Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CLF | CUSIP 18683K101 | 05/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Joseph Carrabba | Mgmt | For | For | For | |||||
| 2 | Elect Susan Cunningham | Mgmt | For | For | For | |||||
| 3 | Elect Barry Eldridge | Mgmt | For | For | For | |||||
| 4 | Elect Andres Gluski | Mgmt | For | For | For | |||||
| 5 | Elect Susan Green | Mgmt | For | For | For | |||||
| 6 | Elect Janice Henry | Mgmt | For | For | For | |||||
| 7 | Elect James Kirsch | Mgmt | For | For | For | |||||
| 8 | Elect Francis McAllister | Mgmt | For | For | For | |||||
| 9 | Elect Richard Riederer | Mgmt | For | For | For | |||||
| 10 | Elect Richard Ross | Mgmt | For | For | For | |||||
| 11 | Amendment to Regulations to allow the Board to Amend the Regulations without Shareholder Approval | Mgmt | For | Against | Against | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | 2012 Incentive Equity Plan | Mgmt | For | For | For | |||||
| 14 | 2012 Executive Management Performance Incentive Plan | Mgmt | For | For | For | |||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Comcast Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CMCSA | CUSIP 20030N101 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Kenneth Bacon | Mgmt | For | For | For | |||||
| 1.2 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||||
| 1.3 | Elect Joseph Collins | Mgmt | For | For | For | |||||
| 1.4 | Elect J. Michael Cook | Mgmt | For | For | For | |||||
| 1.5 | Elect Gerald Hassell | Mgmt | For | For | For | |||||
| 1.6 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||||
| 1.7 | Elect Eduardo Mestre | Mgmt | For | For | For | |||||
| 1.8 | Elect Brian Roberts | Mgmt | For | For | For | |||||
| 1.9 | Elect Ralph Roberts | Mgmt | For | For | For | |||||
| 1.10 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||||
| 1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||||
| 7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||||
| 8 | Shareholder Proposal Regarding Poison Pills | ShrHoldr | Against | Against | For | |||||
Dana Holding Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DAN | CUSIP 235825205 | 04/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Virginia Kamsky | Mgmt | For | For | For | |||||
| 1.2 | Elect Terrence Keating | Mgmt | For | For | For | |||||
| 1.3 | Elect Joseph Muscari | Mgmt | For | For | For | |||||
| 1.4 | Elect Steven Schwarzwaelder | Mgmt | For | For | For | |||||
| 1.5 | Elect Richard Wallman | Mgmt | For | For | For | |||||
| 1.6 | Elect Keith Wandell | Mgmt | For | For | For | |||||
| 1.7 | Elect Roger Wood | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Dell Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DELL | CUSIP 24702R101 | 07/15/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director James W. Breyer | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Donald J. Carty | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Michael S. Dell | Mgmt | For | For | For | |||||
| 1.4 | Elect Director William H. Gray, III | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Gerald J. Kleisterlee | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Thomas W. Luce, III | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Klaus S. Luft | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Alex J. Mandl | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Shantanu Narayen | Mgmt | For | For | For | |||||
| 1.10 | Elect Director H. Ross Perot, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratify Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 5 | Require Independent Board Chairman | ShrHoldr | Against | Against | For | |||||
| 6 | Provide Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
| 7 | Approve Declaration of Dividends | ShrHoldr | Against | Against | For | |||||
Devon Energy Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DVN | CUSIP 25179M103 | 06/06/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Robert Henry | Mgmt | For | For | For | |||||
| 1.2 | Elect John Hill | Mgmt | For | For | For | |||||
| 1.3 | Elect Michael Kanovsky | Mgmt | For | For | For | |||||
| 1.4 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | |||||
| 1.5 | Elect J. Larry Nichols | Mgmt | For | For | For | |||||
| 1.6 | Elect Duane Radtke | Mgmt | For | For | For | |||||
| 1.7 | Elect Mary Ricciardello | Mgmt | For | For | For | |||||
| 1.8 | Elect John Richels | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
| 5 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 6 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
Energizer Holdings, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ENR | CUSIP 29266R108 | 01/30/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Bill Armstrong | Mgmt | For | For | For | |||||
| 2 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||||
| 3 | Elect Pamela Nicholson | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Ensco plc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ESV | CUSIP 29358Q109 | 05/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect C. Christopher Gaut | Mgmt | For | For | For | |||||
| 2 | Elect Gerald Haddock | Mgmt | For | For | For | |||||
| 3 | Elect Paul Rowsey III | Mgmt | For | For | For | |||||
| 4 | Elect Francis Kalman | Mgmt | For | For | For | |||||
| 5 | Elect David Brown | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 7 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||||
| 8 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||
| 9 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Flextronics International Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FLEX | CUSIP Y2573F102 | 07/22/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Singapore |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Reelect Robert L. Edwards as Director | Mgmt | For | For | For | |||||
| 1.2 | Reelect Daniel H. Schulman as Director | Mgmt | For | For | For | |||||
| 2 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 3 | Approve Issuance of Shares without Preemptive Rights | Mgmt | For | For | For | |||||
| 4 | Approve Changes in the Cash Compensation Payable to Non-Employee Directors and Additional Cash Compensation for the Chairman of the Board | Mgmt | For | For | For | |||||
| 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
Flextronics International Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FLEX | CUSIP Y2573F102 | 07/22/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | Singapore |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Authorize Share Repurchase Program | Mgmt | For | For | For | |||||
General Electric Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GE | CUSIP 369604103 | 04/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||||
| 2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect Ann Fudge | Mgmt | For | For | For | |||||
| 4 | Elect Susan Hockfield | Mgmt | For | For | For | |||||
| 5 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||||
| 6 | Elect Andrea Jung | Mgmt | For | For | For | |||||
| 7 | Elect Alan Lafley | Mgmt | For | For | For | |||||
| 8 | Elect Robert Lane | Mgmt | For | For | For | |||||
| 9 | Elect Ralph Larsen | Mgmt | For | For | For | |||||
| 10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||||
| 11 | Elect James Mulva | Mgmt | For | For | For | |||||
| 12 | Elect Sam Nunn | Mgmt | For | For | For | |||||
| 13 | Elect Roger Penske | Mgmt | For | For | For | |||||
| 14 | Elect Robert Swieringa | Mgmt | For | For | For | |||||
| 15 | Elect James Tisch | Mgmt | For | For | For | |||||
| 16 | Elect Douglas Warner III | Mgmt | For | For | For | |||||
| 17 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 19 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 20 | Approval of Material Terms of Senior Officer Performance Goals | Mgmt | For | For | For | |||||
| 21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||||
| 22 | Shareholder Proposal Regarding Nuclear Activities | ShrHoldr | Against | Against | For | |||||
| 23 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||||
| 24 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
Hologic, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HOLX | CUSIP 436440101 | 03/06/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Robert Cascella | Mgmt | For | For | For | |||||
| 1.2 | Elect Glenn Muir | Mgmt | For | For | For | |||||
| 1.3 | Elect David LaVance, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Sally Crawford | Mgmt | For | For | For | |||||
| 1.5 | Elect Nancy Leaming | Mgmt | For | For | For | |||||
| 1.6 | Elect Lawrence Levy | Mgmt | For | For | For | |||||
| 1.7 | Elect Christina Stamoulis | Mgmt | For | For | For | |||||
| 1.8 | Elect Elaine Ullian | Mgmt | For | For | For | |||||
| 1.9 | Elect Wayne Wilson | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Home Depot, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HD | CUSIP 437076102 | 05/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
| 2 | Elect Francis Blake | Mgmt | For | For | For | |||||
| 3 | Elect Ari Bousbib | Mgmt | For | For | For | |||||
| 4 | Elect Gregory Brenneman | Mgmt | For | For | For | |||||
| 5 | Elect J. Frank Brown | Mgmt | For | For | For | |||||
| 6 | Elect Albert Carey | Mgmt | For | For | For | |||||
| 7 | Elect Armando Codina | Mgmt | For | For | For | |||||
| 8 | Elect Bonnie Hill | Mgmt | For | For | For | |||||
| 9 | Elect Karen Katen | Mgmt | For | For | For | |||||
| 10 | Elect Ronald Sargent | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
| 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 18 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | For | Against | |||||
| 19 | Shareholder Proposal Regarding Stormwater Management Policy | ShrHoldr | Against | Against | For | |||||
Honeywell International Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HON | CUSIP 438516106 | 04/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
| 2 | Elect Kevin Burke | Mgmt | For | For | For | |||||
| 3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
| 4 | Elect David Cote | Mgmt | For | For | For | |||||
| 5 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
| 6 | Elect Linnet Deily | Mgmt | For | For | For | |||||
| 7 | Elect Judd Gregg | Mgmt | For | For | For | |||||
| 8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||||
| 9 | Elect George Paz | Mgmt | For | For | For | |||||
| 10 | Elect Bradley Sheares | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||||
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||||
Intel Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| INTC | CUSIP 458140100 | 05/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||||
| 2 | Elect Andy Bryant | Mgmt | For | For | For | |||||
| 3 | Elect Susan Decker | Mgmt | For | For | For | |||||
| 4 | Elect John Donahoe | Mgmt | For | For | For | |||||
| 5 | Elect Reed Hundt | Mgmt | For | For | For | |||||
| 6 | Elect Paul Otellini | Mgmt | For | For | For | |||||
| 7 | Elect James Plummer | Mgmt | For | For | For | |||||
| 8 | Elect David Pottruck | Mgmt | For | For | For | |||||
| 9 | Elect Frank Yeary | Mgmt | For | For | For | |||||
| 10 | Elect David Yoffie | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||||
Johnson & Johnson
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| JNJ | CUSIP 478160104 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Mary Coleman | Mgmt | For | For | For | |||||
| 2 | Elect James Cullen | Mgmt | For | For | For | |||||
| 3 | Elect Ian Davis | Mgmt | For | For | For | |||||
| 4 | Elect Alex Gorsky | Mgmt | For | For | For | |||||
| 5 | Elect Michael Johns | Mgmt | For | For | For | |||||
| 6 | Elect Susan Lindquist | Mgmt | For | For | For | |||||
| 7 | Elect Anne Mulcahy | Mgmt | For | For | For | |||||
| 8 | Elect Leo Mullin | Mgmt | For | For | For | |||||
| 9 | Elect William Perez | Mgmt | For | For | For | |||||
| 10 | Elect Charles Prince | Mgmt | For | For | For | |||||
| 11 | Elect David Satcher | Mgmt | For | For | For | |||||
| 12 | Elect William Weldon | Mgmt | For | For | For | |||||
| 13 | Elect Ronald Williams | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 16 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||||
| 18 | Shareholder Proposal Regarding Binding Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||||
JPMorgan Chase & Co.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| JPM | CUSIP 46625H100 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect James Bell | Mgmt | For | For | For | |||||
| 2 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
| 3 | Elect Stephen Burke | Mgmt | For | For | For | |||||
| 4 | Elect David Cote | Mgmt | For | For | For | |||||
| 5 | Elect James Crown | Mgmt | For | For | For | |||||
| 6 | Elect James Dimon | Mgmt | For | For | For | |||||
| 7 | Elect Timothy Flynn | Mgmt | For | For | For | |||||
| 8 | Elect Ellen Futter | Mgmt | For | For | For | |||||
| 9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
| 10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
| 11 | Elect William Weldon | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||||
| 16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHoldr | Against | Against | For | |||||
| 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
| 18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
| 20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||||
Kimberly-Clark Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KMB | CUSIP 494368103 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect John Alm | Mgmt | For | For | For | |||||
| 2 | Elect John Bergstrom | Mgmt | For | For | For | |||||
| 3 | Elect Abelardo Bru | Mgmt | For | For | For | |||||
| 4 | Elect Robert Decherd | Mgmt | For | For | For | |||||
| 5 | Elect Thomas Falk | Mgmt | For | For | For | |||||
| 6 | Elect Fabian Garcia | Mgmt | For | For | For | |||||
| 7 | Elect Mae Jemison | Mgmt | For | For | For | |||||
| 8 | Elect James Jenness | Mgmt | For | For | For | |||||
| 9 | Elect Nancy Karch | Mgmt | For | For | For | |||||
| 10 | Elect Ian Read | Mgmt | For | For | For | |||||
| 11 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||||
| 12 | Elect Marc Shapiro | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Kraft Foods Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KFT | CUSIP 50075N104 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Myra Hart | Mgmt | For | For | For | |||||
| 2 | Elect Peter Henry | Mgmt | For | For | For | |||||
| 3 | Elect Lois Juliber | Mgmt | For | For | For | |||||
| 4 | Elect Mark Ketchum | Mgmt | For | For | For | |||||
| 5 | Elect Terry Lundgren | Mgmt | For | For | For | |||||
| 6 | Elect Mackey McDonald | Mgmt | For | For | For | |||||
| 7 | Elect Jorge Mesquita | Mgmt | For | For | For | |||||
| 8 | Elect John Pope | Mgmt | For | For | For | |||||
| 9 | Elect Fedric Reynolds | Mgmt | For | For | For | |||||
| 10 | Elect Irene Rosenfeld | Mgmt | For | For | For | |||||
| 11 | Elect Jean-Francois van Boxmeer | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Company Name Change | Mgmt | For | For | For | |||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | For | Against | |||||
| 16 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHoldr | Against | Against | For | |||||
| 17 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHoldr | Against | For | Against | |||||
Lam Research Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LRCX | CUSIP 512807108 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Acquisition | Mgmt | For | For | For | |||||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Lennar Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LEN | CUSIP 526057104 | 04/11/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Irving Bolotin | Mgmt | For | For | For | |||||
| 1.2 | Elect Steven Gerard | Mgmt | For | For | For | |||||
| 1.3 | Elect Theron Gilliam | Mgmt | For | For | For | |||||
| 1.4 | Elect Sherrill Hudson | Mgmt | For | For | For | |||||
| 1.5 | Elect R. Kirk Landon | Mgmt | For | For | For | |||||
| 1.6 | Elect Sidney Lapidus | Mgmt | For | For | For | |||||
| 1.7 | Elect Stuart Miller | Mgmt | For | For | For | |||||
| 1.8 | Elect Jeffrey Sonnenfeld | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2007 Equity Compensation Plan | Mgmt | For | For | For | |||||
| 4 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Shareholder Proposal Regarding Reporting and Reducing Energy Use | ShrHoldr | Against | Against | For | |||||
MeadWestvaco Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MWV | CUSIP 583334107 | 04/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Michael Campbell | Mgmt | For | For | For | |||||
| 2 | Elect Thomas Cole, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect James Kaiser | Mgmt | For | For | For | |||||
| 4 | Elect Richard Kelson | Mgmt | For | For | For | |||||
| 5 | Elect James Kilts | Mgmt | For | For | For | |||||
| 6 | Elect Susan Kropf | Mgmt | For | For | For | |||||
| 7 | Elect Douglas Luke | Mgmt | For | For | For | |||||
| 8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||||
| 9 | Elect Gracia Martore | Mgmt | For | For | For | |||||
| 10 | Elect Timothy Powers | Mgmt | For | For | For | |||||
| 11 | Elect Jane Warner | Mgmt | For | For | For | |||||
| 12 | Elect Alan Wilson | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Mylan Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MYL | CUSIP 628530107 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Robert Coury | Mgmt | For | For | For | |||||
| 1.2 | Elect Rodney Piatt | Mgmt | For | For | For | |||||
| 1.3 | Elect Heather Bresch | Mgmt | For | For | For | |||||
| 1.4 | Elect Wendy Cameron | Mgmt | For | For | For | |||||
| 1.5 | Elect Robert Cindrich | Mgmt | For | For | For | |||||
| 1.6 | Elect Neil Dimick | Mgmt | For | For | For | |||||
| 1.7 | Elect Douglas Leech | Mgmt | For | For | For | |||||
| 1.8 | Elect Joseph Maroon | Mgmt | For | For | For | |||||
| 1.9 | Elect Mark Parrish | Mgmt | For | For | For | |||||
| 1.10 | Elect C. B. Todd | Mgmt | For | For | For | |||||
| 1.11 | Elect Randall Vanderveen | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2003 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||||
| 6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
Nabors Industries Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| NBR | CUSIP G6359F103 | 06/05/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect James Crane | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Linn | Mgmt | For | For | For | |||||
| 1.3 | Elect John Yearwood | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 4 | Amendment to Supermajority Requirement Regarding Business Combinations | Mgmt | For | Against | Against | |||||
| 5 | Technical Bye-Law Amendments | Mgmt | For | For | For | |||||
| 6 | 2012 Incentive Bonus Plan | Mgmt | For | Against | Against | |||||
| 7 | 2012 Stock Plan | Mgmt | For | Against | Against | |||||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
| 9 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||||
| 10 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHoldr | Against | For | Against | |||||
Pfizer Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PFE | CUSIP 717081103 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||||
| 2 | Elect M. Anthony Burns | Mgmt | For | For | For | |||||
| 3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||
| 4 | Elect Frances Fergusson | Mgmt | For | For | For | |||||
| 5 | Elect William Gray, III | Mgmt | For | For | For | |||||
| 6 | Elect Helen Hobbs | Mgmt | For | For | For | |||||
| 7 | Elect Constance Horner | Mgmt | For | For | For | |||||
| 8 | Elect James Kilts | Mgmt | For | For | For | |||||
| 9 | Elect George Lorch | Mgmt | For | For | For | |||||
| 10 | Elect John Mascotte | Mgmt | For | For | For | |||||
| 11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
| 12 | Elect Ian Read | Mgmt | For | For | For | |||||
| 13 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
| 14 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 17 | Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers | ShrHoldr | Against | Against | For | |||||
| 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
| 19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||||
| 20 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHoldr | Against | Against | For | |||||
State Street Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| STT | CUSIP 857477103 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Kennett Burnes | Mgmt | For | For | For | |||||
| 2 | Elect Peter Coym | Mgmt | For | For | For | |||||
| 3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||||
| 4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||||
| 5 | Elect David Gruber | Mgmt | For | For | For | |||||
| 6 | Elect Linda Hill | Mgmt | For | For | For | |||||
| 7 | Elect Joseph Hooley | Mgmt | For | For | For | |||||
| 8 | Elect Robert Kaplan | Mgmt | For | For | For | |||||
| 9 | Elect Richard Sergel | Mgmt | For | For | For | |||||
| 10 | Elect Ronald Skates | Mgmt | For | For | For | |||||
| 11 | Elect Gregory Summe | Mgmt | For | For | For | |||||
| 12 | Elect Robert Weissman | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Symantec Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SYMC | CUSIP 871503108 | 10/25/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Director Stephen M. Bennett | Mgmt | For | For | For | |||||
| 2 | Elect Director Michael A. Brown | Mgmt | For | For | For | |||||
| 3 | Elect Director Frank E. Dangeard | Mgmt | For | For | For | |||||
| 4 | Elect Director Geraldine B. Laybourne | Mgmt | For | For | For | |||||
| 5 | Elect Director David L. Mahoney | Mgmt | For | For | For | |||||
| 6 | Elect Director Robert S. Miller | Mgmt | For | For | For | |||||
| 7 | Elect Director Enrique Salem | Mgmt | For | For | For | |||||
| 8 | Elect Director Daniel H. Schulman | Mgmt | For | For | For | |||||
| 9 | Elect Director V. Paul Unruh | Mgmt | For | For | For | |||||
| 10 | Ratify Auditors | Mgmt | For | For | For | |||||
| 11 | Amend Outside Director Stock Awards/Options in Lieu of Cash | Mgmt | For | For | For | |||||
| 12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 14 | Amend Articles/Bylaws/Charter — Call Special Meetings | ShrHoldr | Against | Against | For | |||||
TE Connectivity Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TEL | CUSIP H84989104 | 03/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Pierre Brondeau | Mgmt | For | For | For | |||||
| 2 | Elect Juergen Gromer | Mgmt | For | For | For | |||||
| 3 | Elect William Jeffrey | Mgmt | For | For | For | |||||
| 4 | Elect Thomas Lynch | Mgmt | For | For | For | |||||
| 5 | Elect NAM Yong | Mgmt | For | For | For | |||||
| 6 | Elect Daniel Phelan | Mgmt | For | For | For | |||||
| 7 | Elect Frederic Poses | Mgmt | For | For | For | |||||
| 8 | Elect Lawrence Smith | Mgmt | For | For | For | |||||
| 9 | Elect Paula Sneed | Mgmt | For | For | For | |||||
| 10 | Elect David Steiner | Mgmt | For | For | For | |||||
| 11 | Election John Van Scoter | Mgmt | For | For | For | |||||
| 12 | 2011 Annual Report | Mgmt | For | For | For | |||||
| 13 | Statutory Financial Statements | Mgmt | For | For | For | |||||
| 14 | Consolidated Financial Statements | Mgmt | For | For | For | |||||
| 15 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | |||||
| 16 | Deloitte & Touche | Mgmt | For | For | For | |||||
| 17 | Deloitte AG, Zurich | Mgmt | For | For | For | |||||
| 18 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | |||||
| 19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 20 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | For | |||||
| 21 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | |||||
| 22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 23 | Dividend Distribution Through a Reduction of Capital | Mgmt | For | For | For | |||||
| 24 | Reallocation of Free Reserves to Legal Reserves | Mgmt | For | For | For | |||||
| 25 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Tenet Healthcare Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| THC | CUSIP 88033G100 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect John Bush | Mgmt | For | For | For | |||||
| 2 | Elect Trevor Fetter | Mgmt | For | For | For | |||||
| 3 | Elect Brenda Gaines | Mgmt | For | For | For | |||||
| 4 | Elect Karen Garrison | Mgmt | For | For | For | |||||
| 5 | Elect Edward Kangas | Mgmt | For | For | For | |||||
| 6 | Elect Floyd Loop | Mgmt | For | For | For | |||||
| 7 | Elect Richard Pettingill | Mgmt | For | For | For | |||||
| 8 | Elect Ronald Rittenmeyer | Mgmt | For | For | For | |||||
| 9 | Elect James Unruh | Mgmt | For | For | For | |||||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Re-approval of the Annual Incentive Plan | Mgmt | For | For | For | |||||
Tenet Healthcare Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| THC | CUSIP 88033G100 | 11/03/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Director John Ellis Jeb Bush | Mgmt | For | For | For | |||||
| 2 | Elect Director Trevor Fetter | Mgmt | For | For | For | |||||
| 3 | Elect Director Brenda J. Gaines | Mgmt | For | For | For | |||||
| 4 | Elect Director Karen M. Garrison | Mgmt | For | For | For | |||||
| 5 | Elect Director Edward A. Kangas | Mgmt | For | For | For | |||||
| 6 | Elect Director J. Robert Kerrey | Mgmt | For | For | For | |||||
| 7 | Elect Director Floyd D. Loop, M.D. | Mgmt | For | For | For | |||||
| 8 | Elect Director Richard R. Pettingill | Mgmt | For | For | For | |||||
| 9 | Elect Director Ronald A. Rittenmeyer | Mgmt | For | For | For | |||||
| 10 | Elect Director James A. Unruh | Mgmt | For | For | For | |||||
| 11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 13 | Ratify Auditors | Mgmt | For | For | For | |||||
Terex Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TEX | CUSIP 880779103 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Ronald DeFeo | Mgmt | For | For | For | |||||
| 1.2 | Elect G. Chris Andersen | Mgmt | For | For | For | |||||
| 1.3 | Elect Paula Cholmondeley | Mgmt | For | For | For | |||||
| 1.4 | Elect Don DeFosset | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas Hansen | Mgmt | For | For | For | |||||
| 1.6 | Elect David Sachs | Mgmt | For | For | For | |||||
| 1.7 | Elect Oren Shaffer | Mgmt | For | For | For | |||||
| 1.8 | Elect David Wang | Mgmt | For | For | For | |||||
| 1.9 | Elect Scott Wine | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Textron Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TXT | CUSIP 883203101 | 04/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Scott Donnelly | Mgmt | For | For | For | |||||
| 2 | Elect James Conway | Mgmt | For | For | For | |||||
| 3 | Elect Lawrence Fish | Mgmt | For | For | For | |||||
| 4 | Elect Paul Gagne | Mgmt | For | For | For | |||||
| 5 | Elect Dain Hancock | Mgmt | For | For | For | |||||
| 6 | Elect Lloyd Trotter | Mgmt | For | For | For | |||||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 8 | Amendment to the Short-Term Incentive Plan | Mgmt | For | For | For | |||||
| 9 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Gap, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GPS | CUSIP 364760108 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Election of Directors | Mgmt | For | For | For | |||||
| 2 | Elect Domenico De Sole | Mgmt | For | For | For | |||||
| 3 | Elect Robert Fisher | Mgmt | For | For | For | |||||
| 4 | Elect William Fisher | Mgmt | For | For | For | |||||
| 5 | Elect Isabella Goren | Mgmt | For | For | For | |||||
| 6 | Elect Bob Martin | Mgmt | For | For | For | |||||
| 7 | Elect Jorge Montoya | Mgmt | For | For | For | |||||
| 8 | Elect Glenn Murphy | Mgmt | For | For | For | |||||
| 9 | Elect Mayo Shattuck III | Mgmt | For | For | For | |||||
| 10 | Elect Katherine Tsang | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Human Rights in Sri Lanka | ShrHoldr | Against | Against | For | |||||
The Travelers Companies, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TRV | CUSIP 89417E109 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Alan Beller | Mgmt | For | For | For | |||||
| 2 | Elect John Dasburg | Mgmt | For | For | For | |||||
| 3 | Elect Janet Dolan | Mgmt | For | For | For | |||||
| 4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||||
| 5 | Elect Jay Fishman | Mgmt | For | For | For | |||||
| 6 | Elect Lawrence Graev | Mgmt | For | For | For | |||||
| 7 | Elect Patricia Higgins | Mgmt | For | For | For | |||||
| 8 | Elect Thomas Hodgson | Mgmt | For | For | For | |||||
| 9 | Elect William Kane | Mgmt | For | For | For | |||||
| 10 | Elect Cleve Killingsworth, Jr. | Mgmt | For | For | For | |||||
| 11 | Elect Donald Shepard | Mgmt | For | For | For | |||||
| 12 | Elect Laurie Thomsen | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
Thermo Fisher Scientific Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TMO | CUSIP 883556102 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect C. Martin Harris | Mgmt | For | For | For | |||||
| 2 | Elect Judy Lewent | Mgmt | For | For | For | |||||
| 3 | Elect Jim Manzi | Mgmt | For | For | For | |||||
| 4 | Elect Lars Sorenson | Mgmt | For | For | For | |||||
| 5 | Elect Elaine Ullian | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Time Warner Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TWX | CUSIP 887317303 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect James Barksdale | Mgmt | For | For | For | |||||
| 2 | Elect William Barr | Mgmt | For | For | For | |||||
| 3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||||
| 4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||||
| 5 | Elect Robert Clark | Mgmt | For | For | For | |||||
| 6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||||
| 7 | Elect Jessica Einhorn | Mgmt | For | For | For | |||||
| 8 | Elect Fred Hassan | Mgmt | For | For | For | |||||
| 9 | Elect Kenneth Novack | Mgmt | For | For | For | |||||
| 10 | Elect Paul Wachter | Mgmt | For | For | For | |||||
| 11 | Elect Deborah Wright | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
Tyco International Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TYC | CUSIP H89128104 | 03/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Ratification of Board Acts | Mgmt | For | Against | Against | |||||
| 3.1 | Elect Edward Breen | Mgmt | For | For | For | |||||
| 3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||||
| 3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
| 3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
| 3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
| 3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
| 3.7 | Elect John Krol | Mgmt | For | For | For | |||||
| 3.8 | Elect Brendan O’Neill | Mgmt | For | For | For | |||||
| 3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||||
| 3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||||
| 3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||||
| 3.12 | Elect R. David Yost | Mgmt | For | For | For | |||||
| 4 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 5 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 6 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 8 | Consolidation of Reserves | Mgmt | For | For | For | |||||
| 9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 11 | Amendments to Articles Of Association | Mgmt | For | For | For | |||||
Valero Energy Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| VLO | CUSIP 91913Y100 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Ronald Calgaard | Mgmt | For | For | For | |||||
| 2 | Elect Jerry Choate | Mgmt | For | For | For | |||||
| 3 | Elect Ruben Escobedo | Mgmt | For | For | For | |||||
| 4 | Elect William Klesse | Mgmt | For | For | For | |||||
| 5 | Elect Bob Marbut | Mgmt | For | For | For | |||||
| 6 | Elect Donald Nickles | Mgmt | For | For | For | |||||
| 7 | Elect Phillip Pfeiffer | Mgmt | For | For | For | |||||
| 8 | Elect Robert Profusek | Mgmt | For | For | For | |||||
| 9 | Elect Susan Purcell | Mgmt | For | For | For | |||||
| 10 | Elect Stephen Waters | Mgmt | For | For | For | |||||
| 11 | Elect Randall Weisenburger | Mgmt | For | For | For | |||||
| 12 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
| 16 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | For | Against | |||||
Weatherford International Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| WFT | CUSIP H27013103 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Ratification of Board Acts | Mgmt | For | Against | Against | |||||
| 3 | Elect Bernard Duroc-Danner | Mgmt | For | Against | Against | |||||
| 4 | Elect Samuel Bodman III | Mgmt | For | Against | Against | |||||
| 5 | Elect Nicholas Brady | Mgmt | For | For | For | |||||
| 6 | Elect David Butters | Mgmt | For | Against | Against | |||||
| 7 | Elect William Macaulay | Mgmt | For | Against | Against | |||||
| 8 | Elect Robert Moses, Jr. | Mgmt | For | Against | Against | |||||
| 9 | Elect Guillermo Ortiz Martinez | Mgmt | For | For | For | |||||
| 10 | Elect Emyr Parry | Mgmt | For | For | For | |||||
| 11 | Elect Robert Rayne | Mgmt | For | Against | Against | |||||
| 12 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
| 13 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
| 14 | Amendment to 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Fund Name : TCW Relative Value Small Cap Fund
Apollo Investment Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AINV | CUSIP 03761U106 | 08/02/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Frank C. Puleo | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Carl Spielvogel | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Jeanette Loeb | Mgmt | For | For | For | |||||
| 2 | Ratify Auditors | Mgmt | For | For | For | |||||
| 3 | Approve Sale of Common Shares Below Net Asset Value | Mgmt | For | Against | Against | |||||
Calamos Asset Management, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CLMS | CUSIP 12811R104 | 07/21/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director G. Bradford Bulkley | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Mitchell S. Feiger | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Richard W. Gilbert | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Arthur L. Knight | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 4 | Ratify Auditors | Mgmt | For | For | For | |||||
Exact Sciences Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| EXAS | CUSIP 30063P105 | 07/28/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director James P. Connelly | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Lionel N. Sterling | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | 3 Years | 1 Year | Against | |||||
| 4 | Ratify Auditors | Mgmt | For | For | For | |||||
Harman International Industries, Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HAR | CUSIP 413086109 | 12/07/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Brian F. Carroll | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Hellene S. Runtagh | Mgmt | For | For | For | |||||
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 4 | Ratify Auditors | Mgmt | For | For | For | |||||
| 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
International Rectifier Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| IRF | CUSIP 460254105 | 11/11/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Richard J. Dahl | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Dwight W. Decker | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Rochus E. Vogt | Mgmt | For | For | For | |||||
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 5 | Ratify Auditors | Mgmt | For | For | For | |||||
Silicon Graphics International Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SGI | CUSIP 82706L108 | 12/02/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Mark J. Barrenechea | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Michael W. Hagee | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Charles M. Boesenberg | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Gary A. Griffiths | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Hagi Schwartz | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Ronald D. Verdoorn | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Douglas R. King | Mgmt | For | For | For | |||||
| 2 | Ratify Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | 3 Years | 1 Year | Against | |||||
| 5 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 6 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
The Hain Celestial Group, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HAIN | CUSIP 405217100 | 11/17/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Irwin D. Simon | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Barry J. Alperin | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Richard C. Berke | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Jack Futterman | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Marina Hahn | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Brett Icahn | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Roger Meltzer | Mgmt | For | For | For | |||||
| 1.8 | Elect Director David Schechter | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Lewis D. Schiliro | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Lawrence S. Zilavy | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 4 | Amend Omnibus Stock Plan Mgmt | Mgmt | For | For | For | |||||
| 5 | Ratify Auditors | Mgmt | For | For | For | |||||
Worthington Industries, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| WOR | CUSIP 981811102 | 09/29/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Director Michael J. Endres | Mgmt | For | For | For | |||||
| 2 | Elect Director Ozey K. Horton, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect Director Peter Karmanos, Jr. | Mgmt | For | For | For | |||||
| 4 | Elect Director Carl A. Nelson, Jr. | Mgmt | For | For | For | |||||
| 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 7 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 8 | Ratify Auditors | Mgmt | For | For | For | |||||
Fund Name : TCW Select Equities Fund
Ace Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ACE | CUSIP H0023R105 | 01/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Approval of an Amendment to Increase Dividends from Legal Reserves | Mgmt | For | For | For | |||||
Ace Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ACE | CUSIP H0023R105 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Michael Atieh | Mgmt | For | For | For | |||||
| 2 | Elect Mary Cirillo | Mgmt | For | For | For | |||||
| 3 | Elect Thomas Neff | Mgmt | For | For | For | |||||
| 4 | Accounts and Reports | Mgmt | For | For | For | |||||
| 5 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||||
| 6 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||||
| 7 | Allocation of Disposable Profits | Mgmt | For | For | For | |||||
| 8 | Discharge the Board of Directors | Mgmt | For | For | For | |||||
| 9 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
| 10 | Appointment of Statutory Auditor (Zurich) | Mgmt | For | For | For | |||||
| 11 | Appointment of Independent Auditor (US) | Mgmt | For | For | For | |||||
| 12 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | |||||
| 13 | Distribution Through Par Value Reduction | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Allergan, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AGN | CUSIP 018490102 | 05/01/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect David Pyott | Mgmt | For | For | For | |||||
| 2 | Elect Herbert Boyer | Mgmt | For | For | For | |||||
| 3 | Elect Deborah Dunsire | Mgmt | For | For | For | |||||
| 4 | Elect Michael Gallagher | Mgmt | For | For | For | |||||
| 5 | Elect Dawn Hudson | Mgmt | For | For | For | |||||
| 6 | Elect Robert Ingram | Mgmt | For | For | For | |||||
| 7 | Elect Trevor Jones | Mgmt | For | For | For | |||||
| 8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||||
| 9 | Elect Russell Ray | Mgmt | For | For | For | |||||
| 10 | Elect Stephen Ryan | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||||
Amazon.com, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AMZN | CUSIP 023135106 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |||||
| 2 | Elect Tom Alberg | Mgmt | For | For | For | |||||
| 3 | Elect John Seely Brown | Mgmt | For | For | For | |||||
| 4 | Elect William Gordon | Mgmt | For | For | For | |||||
| 5 | Elect Jamie Gorelick | Mgmt | For | For | For | |||||
| 6 | Elect Blake Krikorian | Mgmt | For | For | For | |||||
| 7 | Elect Alain Monie | Mgmt | For | For | For | |||||
| 8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||||
| 9 | Elect Thomas Ryder | Mgmt | For | For | For | |||||
| 10 | Elect Patricia Stonesifer | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Report on Climate Change | ShrHoldr | Against | Against | For | |||||
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
American Tower Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AMT | CUSIP 03027X100 | 06/19/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Raymond Dolan | Mgmt | For | For | For | |||||
| 2 | Elect Ronald Dykes | Mgmt | For | For | For | |||||
| 3 | Elect Carolyn Katz | Mgmt | For | For | For | |||||
| 4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||||
| 5 | Elect JoAnn Reed | Mgmt | For | For | For | |||||
| 6 | Elect Pamela Reeve | Mgmt | For | For | For | |||||
| 7 | Elect David Sharbutt | Mgmt | For | For | For | |||||
| 8 | Elect James Taiclet, Jr. | Mgmt | For | For | For | |||||
| 9 | Elect Samme Thompson | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||||
American Tower Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AMT | CUSIP 029912201 | 11/29/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Approve Reorganization Plan | Mgmt | For | For | For | |||||
| 2 | Adjourn Meeting | Mgmt | For | For | For | |||||
Apple Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AAPL | CUSIP 037833100 | 02/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect William Campbell | Mgmt | For | For | For | |||||
| 1.2 | Elect Timothy Cook | Mgmt | For | For | For | |||||
| 1.3 | Elect Millard Drexler | Mgmt | For | For | For | |||||
| 1.4 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||||
| 1.5 | Elect Robert Iger | Mgmt | For | For | For | |||||
| 1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||||
| 1.7 | Elect Arthur Levinson | Mgmt | For | For | For | |||||
| 1.8 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHoldr | Against | For | Against | |||||
| 5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHoldr | Against | Against | For | |||||
| 6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
| 7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||||
ARM Holdings plc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ARM | CUSIP 042068106 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Directors’ Remuneration Report | Mgmt | For | For | For | |||||
| 4 | Elect Sir John Buchanan | Mgmt | For | For | For | |||||
| 5 | Elect Warren East | Mgmt | For | For | For | |||||
| 6 | Elect Andy Green | Mgmt | For | For | For | |||||
| 7 | Elect Larry Hirst | Mgmt | For | For | For | |||||
| 8 | Elect Mike Inglis | Mgmt | For | For | For | |||||
| 9 | Elect Mike Muller | Mgmt | For | For | For | |||||
| 10 | Elect Kathleen O’Donovan | Mgmt | For | For | For | |||||
| 11 | Elect Janice Roberts | Mgmt | For | For | For | |||||
| 12 | Elect Philip Rowley | Mgmt | For | For | For | |||||
| 13 | Elect Tim Score | Mgmt | For | For | For | |||||
| 14 | Elect Simon Segars | Mgmt | For | For | For | |||||
| 15 | Elect Young Sohn | Mgmt | For | For | For | |||||
| 16 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 17 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
C.H. Robinson Worldwide, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CHRW | CUSIP 12541W209 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect David MacLennan | Mgmt | For | For | For | |||||
| 2 | Elect James Stake | Mgmt | For | For | For | |||||
| 3 | Elect John Wiehoff | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cerner Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CERN | CUSIP 156782104 | 05/18/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Clifford Illig | Mgmt | For | For | For | |||||
| 2 | Elect William Neaves | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding Declassification of The Board | ShrHoldr | Against | Against | For | |||||
Cognizant Technology Solutions Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CTSH | CUSIP 192446102 | 06/05/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Francisco D’Souza | Mgmt | For | For | For | |||||
| 2 | Elect John Fox, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect Thomas Wendel | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 7 | Shareholder Proposal Regarding Declassification of The Board | ShrHoldr | Against | For | Against | |||||
Costco Wholesale Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| COST | CUSIP 22160KRTH | 01/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect James Sinegal | Mgmt | For | For | For | |||||
| 1.2 | Elect Jeffrey Brotman | Mgmt | For | For | For | |||||
| 1.3 | Elect Richard Galanti | Mgmt | For | For | For | |||||
| 1.4 | Elect Daniel Evans | Mgmt | For | For | For | |||||
| 1.5 | Elect Jeffrey Raikes | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Expeditors International Of Washington, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| EXPD | CUSIP 302130109 | 05/02/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Mark Emmert | Mgmt | For | For | For | |||||
| 2 | Elect R. Jordan Gates | Mgmt | For | For | For | |||||
| 3 | Elect Dan Kourkoumelis | Mgmt | For | For | For | |||||
| 4 | Elect Michael Malone | Mgmt | For | For | For | |||||
| 5 | Elect John Meisenbach | Mgmt | For | For | For | |||||
| 6 | Elect Peter Rose | Mgmt | For | For | For | |||||
| 7 | Elect James Wang | Mgmt | For | For | For | |||||
| 8 | Elect Robert Wright | Mgmt | For | For | For | |||||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 10 | 2012 Stock Option Plan | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
Fastenal Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FAST | CUSIP 311900104 | 04/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Robert Kierlin | Mgmt | For | For | For | |||||
| 1.2 | Elect Stephen Slaggie | Mgmt | For | For | For | |||||
| 1.3 | Elect Michael Gostomski | Mgmt | For | For | For | |||||
| 1.4 | Elect Willard Oberton | Mgmt | For | For | For | |||||
| 1.5 | Elect Michael Dolan | Mgmt | For | For | For | |||||
| 1.6 | Elect Reyne Wisecup | Mgmt | For | For | For | |||||
| 1.7 | Elect Hugh Miller | Mgmt | For | For | For | |||||
| 1.8 | Elect Michael Ancius | Mgmt | For | For | For | |||||
| 1.9 | Elect Scott Satterlee | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Amendment to the Incentive Plan | Mgmt | For | For | For | |||||
| 5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
FMC Technologies, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FTI | CUSIP 30249U101 | 05/02/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Mike Bowlin | Mgmt | For | For | For | |||||
| 2 | Elect Philip Burguieres | Mgmt | For | For | For | |||||
| 3 | Elect Edward Mooney | Mgmt | For | For | For | |||||
| 4 | Elect James Ringler | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 7 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Google Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GOOG | CUSIP 38259P508 | 06/21/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Larry Page | Mgmt | For | For | For | |||||
| 1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||||
| 1.3 | Elect Eric Schmidt | Mgmt | For | For | For | |||||
| 1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||||
| 1.5 | Elect Diane Greene | Mgmt | For | For | For | |||||
| 1.6 | Elect John Hennessy | Mgmt | For | For | For | |||||
| 1.7 | Elect Ann Mather | Mgmt | For | For | For | |||||
| 1.8 | Elect Paul Otellini | Mgmt | For | For | For | |||||
| 1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||||
| 1.10 | Elect Shirley Tilghman | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Establish Class C Capital Stock | Mgmt | For | For | For | |||||
| 4 | Increase in Authorized Shares of Class A Common Stock | Mgmt | For | For | For | |||||
| 5 | Adopt Article Amendments to Ensure the Fair Treatment of Class A Common Stock | Mgmt | For | For | For | |||||
| 6 | 2012 Stock Plan | Mgmt | For | For | For | |||||
| 7 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 8 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||||
| 9 | Shareholder Proposal Regarding Arbitration | ShrHoldr | Against | Against | For | |||||
| 10 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||||
Intuitive Surgical, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ISRG | CUSIP 46120E602 | 04/19/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Gary Guthart | Mgmt | For | For | For | |||||
| 2 | Elect Mark Rubash | Mgmt | For | For | For | |||||
| 3 | Elect Lonnie Smith | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Life Technologies Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LIFE | CUSIP 53217V109 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Donald Grimm | Mgmt | For | For | For | |||||
| 2 | Elect Ora Pescovitz | Mgmt | For | For | For | |||||
| 3 | Elect Per Peterson | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Mead Johnson Nutrition Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MJN | CUSIP 582839106 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Stephen Golsby | Mgmt | For | For | For | |||||
| 2 | Elect Steven Altschuler | Mgmt | For | For | For | |||||
| 3 | Elect Howard Bernick | Mgmt | For | For | For | |||||
| 4 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
| 5 | Elect Anna Catalano | Mgmt | For | For | For | |||||
| 6 | Elect Celeste Clark | Mgmt | For | For | For | |||||
| 7 | Elect James Cornelius | Mgmt | For | For | For | |||||
| 8 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||||
| 9 | Elect Elliott Sigal | Mgmt | For | For | For | |||||
| 10 | Elect Robert Singer | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Occidental Petroleum Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| OXY | CUSIP 674599105 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Spencer Abraham | Mgmt | For | For | For | |||||
| 2 | Elect Howard Atkins | Mgmt | For | For | For | |||||
| 3 | Elect Stephen Chazen | Mgmt | For | For | For | |||||
| 4 | Elect Edward Djerejian | Mgmt | For | For | For | |||||
| 5 | Elect John Feick | Mgmt | For | For | For | |||||
| 6 | Elect Margaret Foran | Mgmt | For | For | For | |||||
| 7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||||
| 8 | Elect Ray Irani | Mgmt | For | For | For | |||||
| 9 | Elect Avedick Poladian | Mgmt | For | For | For | |||||
| 10 | Elect Aziz Syriani | Mgmt | For | For | For | |||||
| 11 | Elect Rosemary Tomich | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||||
Oceaneering International, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| OII | CUSIP 675232102 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Jerold DesRoche | Mgmt | For | For | For | |||||
| 1.2 | Elect John Huff | Mgmt | For | For | For | |||||
| 1.3 | Elect M. Kevin McEvoy | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Praxair, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PX | CUSIP 74005P104 | 04/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||||
| 1.2 | Elect Oscar Bernardes | Mgmt | For | For | For | |||||
| 1.3 | Elect Bret Clayton | Mgmt | For | For | For | |||||
| 1.4 | Elect Nance Dicciani | Mgmt | For | For | For | |||||
| 1.5 | Elect Edward Galante | Mgmt | For | For | For | |||||
| 1.6 | Elect Claire Gargalli | Mgmt | For | For | For | |||||
| 1.7 | Elect Ira Hall | Mgmt | For | For | For | |||||
| 1.8 | Elect Raymond LeBoeuf | Mgmt | For | For | For | |||||
| 1.9 | Elect Larry McVay | Mgmt | For | For | For | |||||
| 1.10 | Elect Wayne Smith | Mgmt | For | For | For | |||||
| 1.11 | Elect Robert Wood | Mgmt | For | For | For | |||||
| 2 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Precision Castparts Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PCP | CUSIP 740189105 | 08/16/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Don R. Graber | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Lester L. Lyles | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Timothy A. Wicks | Mgmt | For | For | For | |||||
| 2 | Ratify Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
priceline.com Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PCLN | CUSIP 741503403 | 06/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | |||||
| 1.2 | Elect Ralph Bahna | Mgmt | For | For | For | |||||
| 1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Jan Docter | Mgmt | For | For | For | |||||
| 1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | |||||
| 1.6 | Elect James Guyette | Mgmt | For | For | For | |||||
| 1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | |||||
| 1.8 | Elect Craig Rydin | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
QUALCOMM Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| QCOM | CUSIP 747525103 | 03/06/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||||
| 1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
| 1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||||
| 1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||||
| 1.6 | Elect Paul Jacobs | Mgmt | For | For | For | |||||
| 1.7 | Elect Robert Kahn | Mgmt | For | For | For | |||||
| 1.8 | Elect Sherry Lansing | Mgmt | For | For | For | |||||
| 1.9 | Elect Duane Nelles | Mgmt | For | For | For | |||||
| 1.10 | Elect Francisco Ros | Mgmt | For | For | For | |||||
| 1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | |||||
| 1.12 | Elect Marc Stern | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Elimination of Plurality Voting Standard for Election Of Directors | Mgmt | For | For | For | |||||
Rockwell Automation, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ROK | CUSIP 773903109 | 02/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Betty Alewine | Mgmt | For | For | For | |||||
| 1.2 | Elect Verne Istock | Mgmt | For | For | For | |||||
| 1.3 | Elect David Speer | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Approval of the 2012 Long Term Incentives Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
salesforce.com, inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CRM | CUSIP 79466L302 | 06/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Craig Ramsey | Mgmt | For | For | For | |||||
| 2 | Elect Sanford Robertson | Mgmt | For | For | For | |||||
| 3 | Elect Maynard Webb | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Shareholder Proposal Regarding Declassification of The Board | ShrHoldr | Against | For | Against | |||||
Schlumberger N.V. (Schlumberger Limited)
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SLB | CUSIP 806857108 | 04/11/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Peter Currie | Mgmt | For | For | For | |||||
| 2 | Elect Anthony Isaac | Mgmt | For | For | For | |||||
| 3 | Elect K.V. Kamath | Mgmt | For | For | For | |||||
| 4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||||
| 5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||||
| 6 | Elect Adrian Lajous | Mgmt | For | For | For | |||||
| 7 | Elect Michael Marks | Mgmt | For | For | For | |||||
| 8 | Elect Elizabeth Moler | Mgmt | For | For | For | |||||
| 9 | Elect Lubna Olayan | Mgmt | For | For | For | |||||
| 10 | Elect Leo Reif | Mgmt | For | For | For | |||||
| 11 | Elect Tore Sandvold | Mgmt | For | For | For | |||||
| 12 | Elect Henri Seydoux | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 16 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | Mgmt | For | For | For | |||||
Silver Wheaton Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SLW | CUSIP 828336107 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Lawrence Bell | Mgmt | For | For | For | |||||
| 1.2 | Elect George Brack | Mgmt | For | For | For | |||||
| 1.3 | Elect John Brough | Mgmt | For | For | For | |||||
| 1.4 | Elect R. Peter Gillin | Mgmt | For | For | For | |||||
| 1.5 | Elect Douglas Holtby | Mgmt | For | For | For | |||||
| 1.6 | Elect Eduardo Luna | Mgmt | For | For | For | |||||
| 1.7 | Elect Wade Nesmith | Mgmt | For | For | For | |||||
| 1.8 | Elect Randy Smallwood | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Teva Pharmaceutical Industries Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TEVA | CUSIP 881624209 | 09/19/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Israel | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Approve Final Dividend | Mgmt | For | For | For | |||||
| 2.1 | Elect Chaim Hurvitz as Director | Mgmt | For | For | For | |||||
| 2.2 | Elect Ory Slonim as Director | Mgmt | For | For | For | |||||
| 2.3 | Elect Dan Suesskind as Director | Mgmt | For | For | For | |||||
| 3.1 | Elect Joseph Nitzani as External Director and Approve His Remuneration | Mgmt | For | For | For | |||||
| 3.2 | Elect Dafna Schwartz as External Director and Approve Her Remuneration | Mgmt | For | For | For | |||||
| 4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 5 | Approve Director/Officer Liability and Indemnification Insurance | Mgmt | For | For | For | |||||
| 6.1 | Amend Remuneration of Vice Chairman | Mgmt | For | For | For | |||||
| 6.2 | Approve Reimbursement of Expenses of Board Chairman | Mgmt | For | For | For | |||||
The Charles Schwab Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SCHW | CUSIP 808513105 | 05/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Nancy Bechtle | Mgmt | For | For | For | |||||
| 2 | Elect Walter Bettinger II | Mgmt | For | For | For | |||||
| 3 | Elect C. Preston Butcher | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
| 8 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||||
Varian Medical Systems, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| VAR | CUSIP 92220P105 | 02/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Timothy Guertin | Mgmt | For | For | For | |||||
| 1.2 | Elect David Illingworth | Mgmt | For | For | For | |||||
| 1.3 | Elect Ruediger Naumann-Etienne | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2005 Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Visa Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| V | CUSIP 92826C839 | 01/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Gary Coughlan | Mgmt | For | For | For | |||||
| 2 | Elect Mary Cranston | Mgmt | For | For | For | |||||
| 3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||||
| 4 | Elect Robert Matschullat | Mgmt | For | For | For | |||||
| 5 | Elect Cathy Minehan | Mgmt | For | For | For | |||||
| 6 | Elect Suzanne Johnson | Mgmt | For | For | For | |||||
| 7 | Elect David Pang | Mgmt | For | For | For | |||||
| 8 | Elect Joseph Saunders | Mgmt | For | For | For | |||||
| 9 | Elect William Shanahan | Mgmt | For | For | For | |||||
| 10 | Elect John Swainson | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
VMware, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| VMW | CUSIP 928563402 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Fund Name : TCW Short Term Bond Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Fund Name : TCW Small Cap Growth Fund
7 Days Group Holdings Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SVN | CUSIP 81783J101 | 11/07/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Cayman Islands | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Reelect Boquan He, Meng Ann Lim, Jeffrey Perlman, Wee Seng Tan, Bin Dai and Tao Thomas Wu as Directors | Mgmt | For | For | For | |||||
| 2 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
Abercrombie & Fitch Co.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ANF | CUSIP 002896207 | 06/14/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect James Bachmann | Mgmt | For | For | For | |||||
| 2 | Elect Michael Jeffries | Mgmt | For | For | For | |||||
| 3 | Elect John Kessler | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Re-Approval of the Incentive Compensation Performance Plan | Mgmt | For | For | For | |||||
Approach Resources, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AREX | CUSIP 03834A103 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect James Brandi | Mgmt | For | For | For | |||||
| 1.2 | Elect James Crain | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ardea Biosciences, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| RDEA | CUSIP 03969P107 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Felix Baker | Mgmt | For | For | For | |||||
| 1.2 | Elect Wendy Dixon | Mgmt | For | For | For | |||||
| 1.3 | Elect Henry Fuchs | Mgmt | For | For | For | |||||
| 1.4 | Elect Craig Johnson | Mgmt | For | For | For | |||||
| 1.5 | Elect John Poyhonen | Mgmt | For | For | For | |||||
| 1.6 | Elect Barry Quart | Mgmt | For | For | For | |||||
| 1.7 | Elect Kevin Tang | Mgmt | For | For | For | |||||
| 2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
ArQule, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ARQL | CUSIP 04269E107 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Timothy Barabe | Mgmt | For | For | For | |||||
| 1.2 | Elect Paolo Pucci | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Aruba Networks, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ARUN | CUSIP 043176106 | 12/15/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Dominic Orr | Mgmt | For | For | For | |||||
| 1.2 | Elect Keerti Melkote | Mgmt | For | For | For | |||||
| 1.3 | Elect Bernard Guidon | Mgmt | For | For | For | |||||
| 1.4 | Elect Emmanuel Hernandez | Mgmt | For | For | For | |||||
| 1.5 | Elect Michael Kourey | Mgmt | For | For | For | |||||
| 1.6 | Elect Douglas Leone | Mgmt | For | For | For | |||||
| 1.7 | Elect Willem Roelandts | Mgmt | For | For | For | |||||
| 1.8 | Elect Juergen Rottler | Mgmt | For | For | For | |||||
| 1.9 | Elect Daniel Warmenhoven | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
AVEO Pharmaceuticals, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AVEO | CUSIP 053588109 | 05/30/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Kenneth Bate | Mgmt | For | For | For | |||||
| 1.2 | Elect Ronald DePinho | Mgmt | For | For | For | |||||
| 1.3 | Elect Anthony Evnin | Mgmt | For | For | For | |||||
| 1.4 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | |||||
| 1.5 | Elect Raju Kucherlapati | Mgmt | For | For | For | |||||
| 1.6 | Elect Henri Termeer | Mgmt | For | For | For | |||||
| 1.7 | Elect Kenneth Weg | Mgmt | For | For | For | |||||
| 1.8 | Elect Robert Young | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
BJ’s Restaurants, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BJRI | CUSIP 09180C106 | 06/05/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Gerald Deitchle | Mgmt | For | For | For | |||||
| 1.2 | Elect James Dal Pozzo | Mgmt | For | For | For | |||||
| 1.3 | Elect J. Roger King | Mgmt | For | For | For | |||||
| 1.4 | Elect Larry Bouts | Mgmt | For | For | For | |||||
| 1.5 | Elect John Grundhofer | Mgmt | For | For | For | |||||
| 1.6 | Elect Peter Bassi | Mgmt | For | For | For | |||||
| 1.7 | Elect William Hyde, Jr. | Mgmt | For | For | For | |||||
| 1.8 | Elect Lea Anne Ottinger | Mgmt | For | For | For | |||||
| 1.9 | Elect Henry Gomez | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Carpenter Technology Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CRS | CUSIP 144285103 | 10/10/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Robert R. Mcmaster | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Gregory A. Pratt | Mgmt | For | For | For | |||||
| 2 | Ratify Auditors | Mgmt | For | For | For | |||||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 4 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | For | |||||
| 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
Chart Industries, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GTLS | CUSIP 16115Q308 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Samuel Thomas | Mgmt | For | For | For | |||||
| 1.2 | Elect W. Douglas Brown | Mgmt | For | For | For | |||||
| 1.3 | Elect Richard Goodrich | Mgmt | For | For | For | |||||
| 1.4 | Elect Steven Krablin | Mgmt | For | For | For | |||||
| 1.5 | Elect Michael Press | Mgmt | For | For | For | |||||
| 1.6 | Elect James Tidwell | Mgmt | For | For | For | |||||
| 1.7 | Elect Thomas Williams | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2009 Omnibus Equity Plan | Mgmt | For | For | For | |||||
Chelsea Therapeutics International, Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CHTP | CUSIP 163428105 | 06/12/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Simon Pedder | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Weiser | Mgmt | For | For | For | |||||
| 1.3 | Elect Kevan Clemens | Mgmt | For | For | For | |||||
| 1.4 | Elect Norman Hardman | Mgmt | For | For | For | |||||
| 1.5 | Elect Johnson Lau | Mgmt | For | For | For | |||||
| 1.6 | Elect Roger Stoll | Mgmt | For | For | For | |||||
| 1.7 | Elect William Rueckert | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2004 Stock Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Clean Harbors, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CLH | CUSIP 184496107 | 05/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Alan McKim | Mgmt | For | For | For | |||||
| 1.2 | Elect Rod Marlin | Mgmt | For | For | For | |||||
| 1.3 | Elect John Preston | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cognex Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CGNX | CUSIP 192422103 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Patrick Alias | Mgmt | For | For | For | |||||
| 1.2 | Elect Robert Shillman | Mgmt | For | For | For | |||||
| 1.3 | Elect Reuben Wasserman | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cognex Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CGNX | CUSIP 192422103 | 12/06/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Amend Stock Option Plan | Mgmt | For | For | For | |||||
Corcept Therapeutics Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CORT | CUSIP 218352102 | 06/13/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | �� | Elect G. Leonard Baker, Jr. | Mgmt | For | For | For | ||||
| 1.2 | Elect Joseph Belanoff | Mgmt | For | For | For | |||||
| 1.3 | Elect Joseph Cook, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Patrick Enright | Mgmt | For | For | For | |||||
| 1.5 | Elect David Mahoney | Mgmt | For | For | For | |||||
| 1.6 | Elect Joseph Turner | Mgmt | For | For | For | |||||
| 1.7 | Elect James Wilson | Mgmt | For | For | For | |||||
| 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
| 3 | 2012 Incentive Award Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Core Laboratories N.V.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CLB | CUSIP N22717107 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Richard Bergmark | Mgmt | For | For | For | |||||
| 1.2 | Elect Margaret van Kempen | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
| 5 | Accounts and Reports | Mgmt | For | For | For | |||||
| 6 | Authority to Cancel Shares | Mgmt | For | For | For | |||||
| 7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 8 | Authority to Issue Common and Preference Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
| 9 | Elimination of Preemptive Rights | Mgmt | For | For | For | |||||
| 10 | Technical Amendments to Articles of Association | Mgmt | For | For | For | |||||
Cornerstone OnDemand Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CSOD | CUSIP 21925Y103 | 06/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Byron Deeter | Mgmt | For | For | For | |||||
| 1.2 | Elect S. Steven Singh | Mgmt | For | For | For | |||||
| 1.3 | Elect Robert Ward | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Crocs, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CROX | CUSIP 227046109 | 06/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Ronald Frasch | Mgmt | For | For | For | |||||
| 1.2 | Elect W. Stephen Cannon | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2008 Cash Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Deckers Outdoor Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DECK | CUSIP 243537107 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Angel Martinez | Mgmt | For | For | For | |||||
| 1.2 | Elect Rex Licklider | Mgmt | For | For | For | |||||
| 1.3 | Elect John Gibbons | Mgmt | For | For | For | |||||
| 1.4 | Elect John Perenchio | Mgmt | For | For | For | |||||
| 1.5 | Elect Maureen Conners | Mgmt | For | For | For | |||||
| 1.6 | Elect Karyn Barsa | Mgmt | For | For | For | |||||
| 1.7 | Elect Michael Devine, III | Mgmt | For | For | For | |||||
| 1.8 | Elect James Quinn | Mgmt | For | For | For | |||||
| 1.9 | Elect Lauri Shanahan | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
DexCom, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DXCM | CUSIP 252131107 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Terrance Gregg | Mgmt | For | For | For | |||||
| 2 | Elect Kevin Sayer | Mgmt | For | For | For | |||||
| 3 | Elect Nicholas Augustinos | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Endologix, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ELGX | CUSIP 29266S106 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect John McDermott | Mgmt | For | For | For | |||||
| 1.2 | Elect Guido Neels | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | |||||
FARO Technologies, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FARO | CUSIP 311642102 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Lynn Brubaker | Mgmt | For | For | For | |||||
| 1.2 | Elect Simon Raab | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Fluidigm Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FLDM | CUSIP 34385P108 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect John Young | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Fluidigm CORPORATION
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FLDM | CUSIP 34385P108 | 09/08/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Evan Jones | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Patrick S. Jones | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 4 | Ratify Auditors | Mgmt | For | For | For | |||||
Fusion-io Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FIO | CUSIP 36112J107 | 11/18/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Christopher J. Schaepe | Managem | For | For | For | |||||
| 1.2 | Elect Director Rick C. White | Managem | For | For | For | |||||
| 2 | Ratify Auditors | Managem | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Managem | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Managem | 1 Year | 1 Year | For | |||||
Genesee & Wyoming Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GWR | CUSIP 371559105 | 05/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Richard Allert | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Norkus | Mgmt | For | For | For | |||||
| 1.3 | Elect Ann Reese | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Green Dot Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GDOT | CUSIP 39304D102 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Kenneth Aldrich | Mgmt | For | For | For | |||||
| 1.2 | Elect Virginia Hanna | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Green Mountain Coffee Roasters, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GMCR | CUSIP 393122106 | 03/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect William Davis | Mgmt | For | For | For | |||||
| 1.2 | Elect Jules del Vecchio | Mgmt | For | For | For | |||||
| 1.3 | Elect Robert Stiller | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Greenhill & Co., Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GHL | CUSIP 395259104 | 04/18/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Robert Greenhill | Mgmt | For | For | For | |||||
| 1.2 | Elect Scott Bok | Mgmt | For | For | For | |||||
| 1.3 | Elect Robert Blakely | Mgmt | For | For | For | |||||
| 1.4 | Elect John Danforth | Mgmt | For | For | For | |||||
| 1.5 | Elect Steven Goldstone | Mgmt | For | For | For | |||||
| 1.6 | Elect Stephen Key | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Harman International Industries, Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HAR | CUSIP 413086109 | 12/07/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Brian F. Carroll | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Hellene S. Runtagh | Mgmt | For | For | For | |||||
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 4 | Ratify Auditors | Mgmt | For | For | For | |||||
| 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Managem | For | For | For | |||||
| 6 | Advisory Vote on Say on Pay Frequency | Managem | 1 Year | 1 Year | For | |||||
HeartWare International, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HTWR | CUSIP 422368100 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Cynthia Feldmann | Mgmt | For | For | For | |||||
| 1.2 | Elect Denis Wade | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | 2012 Incentive Award Plan | Mgmt | For | For | For | |||||
| 5 | Equity Grant (Director and CEO Douglas Godshall) | Mgmt | For | For | For | |||||
| 6 | Equity Grant (Director Thomas) | Mgmt | For | For | For | |||||
| 7 | Equity Grant (Director Harrison) | Mgmt | For | For | For | |||||
| 8 | Equity Grant (Director Barberich) | Mgmt | For | For | For | |||||
| 9 | Equity Grant (Director Larkin) | Mgmt | For | For | For | |||||
| 10 | Equity Grant (Director Stockman) | Mgmt | For | For | For | |||||
| 11 | Equity Grant (Director Wade) | Mgmt | For | For | For | |||||
| 12 | Equity Grant (Director Feldmann) | Mgmt | For | For | For | |||||
Human Genome Sciences, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HGSI | CUSIP 444903108 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Allan Baxter | Mgmt | For | For | For | |||||
| 1.2 | Elect Richard Danzig | Mgmt | For | For | For | |||||
| 1.3 | Elect Colin Goddard | Mgmt | For | For | For | |||||
| 1.4 | Elect Maxine Gowen | Mgmt | For | For | For | |||||
| 1.5 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | |||||
| 1.6 | Elect Argeris Karabelas | Mgmt | For | For | For | |||||
| 1.7 | Elect John LaMattina | Mgmt | For | For | For | |||||
| 1.8 | Elect Augustine Lawlor | Mgmt | For | For | For | |||||
| 1.9 | Elect George Morrow | Mgmt | For | For | For | |||||
| 1.10 | Elect Gregory Norden | Mgmt | For | For | For | |||||
| 1.11 | Elect H. Thomas Watkins | Mgmt | For | For | For | |||||
| 1.12 | Elect Robert Young | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Impax Laboratories, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| IPXL | CUSIP 45256B101 | 05/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Leslie Benet | Mgmt | For | For | For | |||||
| 1.2 | Elect Robert Burr | Mgmt | For | For | For | |||||
| 1.3 | Elect Allen Chao | Mgmt | For | For | For | |||||
| 1.4 | Elect Nigel Fleming | Mgmt | For | For | For | |||||
| 1.5 | Elect Larry Hsu | Mgmt | For | For | For | |||||
| 1.6 | Elect Michael Markbreiter | Mgmt | For | For | For | |||||
| 1.7 | Elect Peter Terreri | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
IntraLinks Holdings, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| IL | CUSIP 46118H104 | 07/27/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Thomas Hale | Mgmt | For | For | For | |||||
| 1.2 | Elect Director J. Chris Scalet | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 4 | Ratify Auditors | Mgmt | For | For | For | |||||
IPG Photonics Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| IPGP | CUSIP 44980X109 | 06/05/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Valentin Gapontsev | Mgmt | For | For | For | |||||
| 1.2 | Elect Eugene Shcherbakov | Mgmt | For | For | For | |||||
| 1.3 | Elect Igor Samartsev | Mgmt | For | For | For | |||||
| 1.4 | Elect Robert Blair | Mgmt | For | For | For | |||||
| 1.5 | Elect Michael Child | Mgmt | For | For | For | |||||
| 1.6 | Elect Michael Kampfe | Mgmt | For | For | For | |||||
| 1.7 | Elect Henry Gauthier | Mgmt | For | For | For | |||||
| 1.8 | Elect William Hurley | Mgmt | For | For | For | |||||
| 1.9 | Elect William Krupke | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
iRobot Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| IRBT | CUSIP 462726100 | 05/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Colin Angle | Mgmt | For | For | For | |||||
| 1.2 | Elect Ronald Chwang | Mgmt | For | For | For | |||||
| 1.3 | Elect Paul Kern | Mgmt | For | For | For | |||||
| 1.4 | Elect Deborah Ellinger | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Ironwood Pharmaceuticals, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| IRWD | CUSIP 46333X108 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect George Conrades | Mgmt | For | For | For | |||||
| 1.2 | Elect Joseph Cook, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect David Ebersman | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Kansas City Southern
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KSU | CUSIP 485170302 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Lu Cordova | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Haverty | Mgmt | For | For | For | |||||
| 1.3 | Elect Thomas McDonnell | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
| 4 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | |||||
| 5 | Technical Amendments to Certificate | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||||
Kraton Performance Polymers, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KRA | CUSIP 50077C106 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Steven Demetriou | Mgmt | For | For | For | |||||
| 1.2 | Elect Kevin Fogarty | Mgmt | For | For | For | |||||
| 1.3 | Elect Karen Twitchell | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | 2013 Cash Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Lufkin Industries, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LUFK | CUSIP 549764108 | 05/02/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Douglas Smith | Mgmt | For | For | For | |||||
| 1.2 | Elect John Anderson | Mgmt | For | For | For | |||||
| 1.3 | Elect Richard Stewart | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
| 5 | Technical Amendments to the Articles of Incorporation | Mgmt | For | For | For | |||||
MakeMyTrip Ltd
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MMYT | CUSIP V5633W109 | 09/30/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Mauritius | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Reelect Deep Kalra as Director | Mgmt | For | For | For | |||||
| 4 | Reelect Ravi Adusumalli As Director | Mgmt | For | For | For | |||||
| 5 | Reelect Philip C. Wolf As Director | Mgmt | For | For | For | |||||
MAKO Surgical Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MAKO | CUSIP 560879108 | 06/05/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Charles Federico | Mgmt | For | For | For | |||||
| 1.2 | Elect Maurice Ferre | Mgmt | For | For | For | |||||
| 1.3 | Elect Frederic Moll | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
MAP Pharmaceuticals, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MAPP | CUSIP 56509R108 | 05/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Thomas Armer | Mgmt | For | For | For | |||||
| 1.2 | Elect Bernard Kelley | Mgmt | For | For | For | |||||
| 1.3 | Elect Scott Ward | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
MarketAxess Holdings Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MKTX | CUSIP 57060D108 | 06/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Richard McVey | Mgmt | For | For | For | |||||
| 1.2 | Elect Steven Begleiter | Mgmt | For | For | For | |||||
| 1.3 | Elect Sharon Brown-Hruska | Mgmt | For | For | For | |||||
| 1.4 | Elect Roger Burkhardt | Mgmt | For | For | For | |||||
| 1.5 | Elect Stephen Casper | Mgmt | For | For | For | |||||
| 1.6 | Elect David Gomach | Mgmt | For | For | For | |||||
| 1.7 | Elect Carlos Hernandez | Mgmt | For | For | For | |||||
| 1.8 | Elect Ronald Hersch | Mgmt | For | For | For | |||||
| 1.9 | Elect John Steinhardt | Mgmt | For | For | For | |||||
| 1.10 | Elect James Sullivan | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 5 | Approval of the Performance Criteria Under the 2009 Executive Performance Incentive Plan | Mgmt | For | For | For | |||||
Materion Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MTRN | CUSIP 576690101 | 05/02/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Richard Hipple | Mgmt | For | For | For | |||||
| 1.2 | Elect William Lawrence | Mgmt | For | For | For | |||||
| 1.3 | Elect Geoffrey Wild | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
MaxLinear Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MXL | CUSIP 57776J100 | 05/10/2012 | Take No Action | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Thomas Pardun | Mgmt | For | TNA | N/A | |||||
| 2 | Elect Kishore Seendripu | Mgmt | For | TNA | N/A | |||||
| 3 | Option Exchange Program | Mgmt | For | TNA | N/A | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||||
| 5 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||||
Maxwell Technologies Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MXWL | CUSIP 577767106 | 05/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Jose Cortes | Mgmt | For | For | For | |||||
| 1.2 | Elect Roger Howsmon | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Merge Healthcare Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MRGE | CUSIP 589499102 | 06/18/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Dennis Brown | Mgmt | For | For | For | |||||
| 1.2 | Elect Justin Dearborn | Mgmt | For | For | For | |||||
| 1.3 | Elect Michael Ferro, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Gregg Hartemayer | Mgmt | For | For | For | |||||
| 1.5 | Elect Richard Reck | Mgmt | For | For | For | |||||
| 1.6 | Elect Neele Stearns, Jr. | Mgmt | For | For | For | |||||
| 1.7 | Elect Jeff Surges | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
MicroStrategy Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MSTR | CUSIP 594972408 | 05/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Michael Saylor | Mgmt | For | For | For | |||||
| 1.2 | Elect Sanju Bansal | Mgmt | For | For | For | |||||
| 1.3 | Elect Matthew Calkins | Mgmt | For | For | For | |||||
| 1.4 | Elect Robert Epstein | Mgmt | For | For | For | |||||
| 1.5 | Elect David LaRue | Mgmt | For | For | For | |||||
| 1.6 | Elect Jarrod Patten | Mgmt | For | For | For | |||||
| 1.7 | Elect Carl Rickertsen | Mgmt | For | For | For | |||||
| 1.8 | Elect Thomas Spahr | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
NxStage Medical, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| NXTM | CUSIP 67072V103 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Jeffrey Burbank | Mgmt | For | For | For | |||||
| 1.2 | Elect Philippe Chambon | Mgmt | For | For | For | |||||
| 1.3 | Elect Daniel Giannini | Mgmt | For | For | For | |||||
| 1.4 | Elect Nancy Ham | Mgmt | For | For | For | |||||
| 1.5 | Elect Earl Lewis | Mgmt | For | For | For | |||||
| 1.6 | Elect Craig Moore | Mgmt | For | For | For | |||||
| 1.7 | Elect Reid Perper | Mgmt | For | For | For | |||||
| 1.8 | Elect Barry Straube | Mgmt | For | For | For | |||||
| 1.9 | Elect David Utterberg | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Optimer Pharmaceuticals, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| OPTR | CUSIP 68401H104 | 05/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Pedro Lichtinger | Mgmt | For | For | For | |||||
| 1.2 | Elect Henry McKinnell | Mgmt | For | For | For | |||||
| 1.3 | Elect Peter Grebow | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
| 5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
Peet’s Coffee & Tea, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PEET | CUSIP 705560100 | 05/11/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Ted Hall | Mgmt | For | For | For | |||||
| 1.2 | Elect Patrick O’Dea | Mgmt | For | For | For | |||||
| 2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Pegasystems Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PEGA | CUSIP 705573103 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Peter Gyenes | Mgmt | For | For | For | |||||
| 2 | Elect Richard Jones | Mgmt | For | For | For | |||||
| 3 | Elect Steven Kaplan | Mgmt | For | For | For | |||||
| 4 | Elect James O’Halloran | Mgmt | For | For | For | |||||
| 5 | Elect Alan Trefler | Mgmt | For | For | For | |||||
| 6 | Elect William Wyman | Mgmt | For | For | For | |||||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 8 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Pegasystems Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PEGA | CUSIP 705573103 | 07/12/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Director Peter Gyenes | Mgmt | For | For | For | |||||
| 2 | Elect Director Richard H. Jones | Mgmt | For | For | For | |||||
| 3 | Elect Director Steven F. Kaplan | Mgmt | For | For | For | |||||
| 4 | Elect Director James P. O’Halloran | Mgmt | For | For | For | |||||
| 5 | Elect Director Alan Trefler | Mgmt | For | For | For | |||||
| 6 | Elect Director William W. Wyman | Mgmt | For | For | For | |||||
| 7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 8 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 9 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||
| 10 | Ratify Auditors | Mgmt | For | For | For | |||||
Power Integrations, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| POWI | CUSIP 739276103 | 06/18/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Balu Balakrishnan | Mgmt | For | For | For | |||||
| 1.2 | Elect Alan Bickell | Mgmt | For | For | For | |||||
| 1.3 | Elect Nicholas Brathwaite | Mgmt | For | For | For | |||||
| 1.4 | Elect William George | Mgmt | For | For | For | |||||
| 1.5 | Elect Balakrishnan Iyer | Mgmt | For | For | For | |||||
| 1.6 | Elect E. Floyd Kvamme | Mgmt | For | For | For | |||||
| 1.7 | Elect Steven Sharp | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
PriceSmart, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PSMT | CUSIP 741511109 | 01/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Sherry Bahrambeygui | Mgmt | For | For | For | |||||
| 1.2 | Elect Gonzalo Barrutieta | Mgmt | For | For | For | |||||
| 1.3 | Elect Katherine Hensley | Mgmt | For | For | For | |||||
| 1.4 | Elect Leon Janks | Mgmt | For | For | For | |||||
| 1.5 | Elect Lawrence Krause | Mgmt | For | For | For | |||||
| 1.6 | Elect Jose Laparte | Mgmt | For | For | For | |||||
| 1.7 | Elect Mitchell Lynn | Mgmt | For | For | For | |||||
| 1.8 | Elect Robert Price | Mgmt | For | For | For | |||||
| 1.9 | Elect Edgar Zurcher | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||||
PROS Holdings, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PRO | CUSIP 74346Y103 | 06/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Ellen Keszler | Mgmt | For | For | For | |||||
| 1.2 | Elect William Russell | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Qlik Technologies Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| QLIK | CUSIP 74733T105 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Deborah Hopkins | Mgmt | For | For | For | |||||
| 1.2 | Elect Paul Wahl | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
RealD Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| RLD | CUSIP 75604L105 | 07/29/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Joshua Greer | Mgmt | For | For | For | |||||
| 1.2 | Elect Director James Cameron | Mgmt | For | For | For | |||||
| 1.3 | Elect Director David Habiger | Mgmt | For | For | For | |||||
| 2 | Ratify Auditors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Salix Pharmaceuticals, Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SLXP | CUSIP 795435106 | 06/14/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect John Chappell | Mgmt | For | For | For | |||||
| 1.2 | Elect Thomas D’Alonzo | Mgmt | For | For | For | |||||
| 1.3 | Elect William Keane | Mgmt | For | For | For | |||||
| 1.4 | Elect Carolyn Logan | Mgmt | For | For | For | |||||
| 1.5 | Elect Mark Sirgo | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2005 Stock Plan | Mgmt | For | For | For | |||||
Sanchez Energy Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SN | CUSIP 79970Y105 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Antonio Sanchez III | Mgmt | For | For | For | |||||
| 1.2 | Elect Gilbert Garcia | Mgmt | For | For | For | |||||
| 1.3 | Elect Greg Colvin | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2011 Long Term Incentive Plan | Mgmt | For | Against | Against | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
ServiceSource International, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SREV | CUSIP 81763U100 | 05/30/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Bruce Dunlevie | Mgmt | For | For | For | |||||
| 1.2 | Elect Barry Reynolds | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
SMART Technologies Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SMA | CUSIP 83172R108 | 08/10/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Fix Number of Directors At Seven | Mgmt | For | For | For | |||||
| 2.1 | Elect Director David A. Martin | Mgmt | For | For | For | |||||
| 2.2 | Elect Director Nancy L. Knowlton | Mgmt | For | For | For | |||||
| 2.3 | Elect Director Salim Nathoo | Mgmt | For | For | For | |||||
| 2.4 | Elect Director Arvind Sodhani | Mgmt | For | For | For | |||||
| 2.5 | Elect Director Michael J. Mueller | Mgmt | For | For | For | |||||
| 2.6 | Elect Director Robert C. Hagerty | Mgmt | For | For | For | |||||
| 2.7 | Elect Director David B. Sutcliffe | Mgmt | For | For | For | |||||
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
Steven Madden, Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SHOO | CUSIP 556269108 | 05/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Edward Rosenfeld | Mgmt | For | For | �� | For | ||||
| 1.2 | Elect John Madden | Mgmt | For | For | For | |||||
| 1.3 | Elect Peter Migliorini | Mgmt | For | For | For | |||||
| 1.4 | Elect Richard Randall | Mgmt | For | For | For | |||||
| 1.5 | Elect Ravi Sachdev | Mgmt | For | For | For | |||||
| 1.6 | Elect Thomas Schwartz | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
SVB Financial Group
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SIVB | CUSIP 78486Q101 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Greg Becker | Mgmt | For | For | For | |||||
| 1.2 | Elect Eric Benhamou | Mgmt | For | For | For | |||||
| 1.3 | Elect David Clapper | Mgmt | For | For | For | |||||
| 1.4 | Elect Roger Dunbar | Mgmt | For | For | For | |||||
| 1.5 | Elect Joel Friedman | Mgmt | For | For | For | |||||
| 1.6 | Elect C. Richard Kramlich | Mgmt | For | For | For | |||||
| 1.7 | Elect Lata Krishnan | Mgmt | For | For | For | |||||
| 1.8 | Elect Jeffery Maggioncalda | Mgmt | For | For | For | |||||
| 1.9 | Elect Kate Mitchell | Mgmt | For | For | For | |||||
| 1.10 | Elect John Robinson | Mgmt | For | For | For | |||||
| 1.11 | Elect Garen Staglin | Mgmt | For | For | For | |||||
| 1.12 | Elect Kyung Yoon | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Transaction of Other Business | Mgmt | For | For | For | |||||
Take-Two Interactive Software, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TTWO | CUSIP 874054109 | 09/26/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Strauss Zelnick | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Robert A. Bowman | Mgmt | For | For | For | |||||
| 1.3 | Elect Director SungHwan Cho | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Michael Dornemann | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Brett Icahn | Mgmt | For | For | For | |||||
| 1.6 | Elect Director J Moses | Mgmt | For | For | For | |||||
| 1.7 | Elect Director James L. Nelson | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Michael Sheresky | Mgmt | For | For | For | |||||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Approve Management Agreement | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 6 | Ratify Auditors | Mgmt | For | For | For | |||||
Targacept, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TRGT | CUSIP 87611R306 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect G. Steven Burrill | Mgmt | For | For | For | |||||
| 1.2 | Elect Errol De Souza | Mgmt | For | For | For | |||||
| 1.3 | Elect Mark Skaletsky | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Teavana Holdings, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TEA | CUSIP 87819P102 | 06/01/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Robert Dennis | Mgmt | For | For | For | |||||
| 1.2 | Elect John Kyees | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Ultimate Software Group, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ULTI | CUSIP 90385D107 | 05/18/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Rick Wilber | Mgmt | For | For | For | |||||
| 1.2 | Elect Marc Scherr | Mgmt | For | For | For | |||||
| 1.3 | Elect James FitzPatrick, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2005 Equity and Incentive Plan | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||||
Theravance, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| THRX | CUSIP 88338T104 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Rick Winningham | Mgmt | For | For | For | |||||
| 1.2 | Elect Henrietta Holsman Fore | Mgmt | For | For | For | |||||
| 1.3 | Elect Robert Gunderson, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Arnold Levine | Mgmt | For | For | For | |||||
| 1.5 | Elect Burton Malkiel | Mgmt | For | For | For | |||||
| 1.6 | Elect Peter Ringrose | Mgmt | For | For | For | |||||
| 1.7 | Elect William Waltrip | Mgmt | For | For | For | |||||
| 1.8 | Elect George Whitesides | Mgmt | For | For | For | |||||
| 1.9 | Elect William Young | Mgmt | For | For | For | |||||
| 2 | 2012 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Issuance of Common Stock | Mgmt | For | For | For | |||||
United Natural Foods, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| UNFI | CUSIP 911163103 | 12/13/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Michael Funk | Mgmt | For | For | For | |||||
| 2 | Elect James Heffernan | Mgmt | For | For | For | |||||
| 3 | Elect Steven Spinner | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
| 7 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | |||||
United Natural Foods, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| UNFI | CUSIP 911163103 | 12/13/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Director Michael S. Funk | Mgmt | For | For | For | |||||
| 2 | Elect Director James P. Heffernan | Mgmt | For | For | For | |||||
| 3 | Elect Director Steven L. Spinner | Mgmt | For | For | For | |||||
| 4 | Ratify Auditors | Mgmt | For | For | For | |||||
| 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 7 | Adopt Policy on Succession Planning | ShrHoldr | Against | Against | For | |||||
Universal Display Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PANL | CUSIP 91347P105 | 06/21/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Steven Abramson | Mgmt | For | For | For | |||||
| 1.2 | Elect Leonard Becker | Mgmt | For | For | For | |||||
| 1.3 | Elect Elizabeth Gemmill | Mgmt | For | For | For | |||||
| 1.4 | Elect C. Keith Hartley | Mgmt | For | For | For | |||||
| 1.5 | Elect Lawrence Lacerte | Mgmt | For | For | For | |||||
| 1.6 | Elect Sidney Rosenblatt | Mgmt | For | For | For | |||||
| 1.7 | Elect Sherwin Seligsohn | Mgmt | For | For | For | |||||
| 2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Volcano Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| VOLC | CUSIP 928645100 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect R. Scott Huennekens | Mgmt | For | For | For | |||||
| 1.2 | Elect Lesley Howe | Mgmt | For | For | For | |||||
| 1.3 | Elect Ronald Matricaria | Mgmt | For | For | For | |||||
| 2 | Elect Eric Topol | Mgmt | For | For | For | |||||
| 3 | Elect Leslie Norwalk | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Wesco International, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| WCC | CUSIP 95082P105 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect John Engel | Mgmt | For | For | For | |||||
| 1.2 | Elect Steven Raymund | Mgmt | For | For | For | |||||
| 1.3 | Elect Lynn Utter | Mgmt | For | For | For | |||||
| 1.4 | Elect William J. Vareschi | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Westport Innovations Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| WPT | CUSIP 960908309 | 04/12/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect John Beaulieu | Mgmt | For | For | For | |||||
| 1.2 | Elect Warren Baker | Mgmt | For | For | For | |||||
| 1.3 | Elect M.A. (Jill) Bodkin | Mgmt | For | For | For | |||||
| 1.4 | Elect David Demers | Mgmt | For | For | For | |||||
| 1.5 | Elect Dezso Horvath | Mgmt | For | For | For | |||||
| 1.6 | Elect Douglas King | Mgmt | For | For | For | |||||
| 1.7 | Elect Sarah Liao Sau Tung | Mgmt | For | For | For | |||||
| 1.8 | Elect Albert Maringer | Mgmt | For | For | For | |||||
| 1.9 | Elect Gottfried (Guff) Muench | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 3 | Amendments to Articles Regarding Meeting Location | Mgmt | For | For | For | |||||
| 4 | Amendment to the Omnibus Incentive Plan | Mgmt | For | For | For | |||||
Westport Innovations Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| WPT | CUSIP 960908309 | 07/14/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Canada | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director John A. Beaulieu | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Warren J. Baker | Mgmt | For | For | For | |||||
| 1.3 | Elect Director M.A. (Jill) Bodkin | Mgmt | For | For | For | |||||
| 1.4 | Elect Director David R. Demers | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Dezso Horvath | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Sarah Liao Sau Tung | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Albert Maringer | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Gottfried (Guff) Muench | Mgmt | For | For | For | |||||
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
YM Biosciences Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| YM | CUSIP 984238105 | 11/22/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual/Special | Canada | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Fix Number of Directors At Ten | Managem | For | For | For | |||||
| 2.1 | Elect Director David G.P. Allan | Managem | For | For | For | |||||
| 2.2 | Elect Director Thomas I.A. Allen | Managem | For | For | For | |||||
| 2.3 | Elect Director Mark Entwistle | Managem | For | For | For | |||||
| 2.4 | Elect Director Henry Friesen | Managem | For | For | For | |||||
| 2.5 | Elect Director Philip Frost | Managem | For | For | For | |||||
| 2.6 | Elect Director Nick Glover | Managem | For | For | For | |||||
| 2.7 | Elect Director Catherine J. Mackey | Managem | For | For | For | |||||
| 2.8 | Elect Director Nicole Onetto | Managem | For | For | For | |||||
| 2.9 | Elect Director Francois Thomas | Managem | For | For | For | |||||
| 2.10 | Elect Director Tryon M. Williams | Managem | For | For | For | |||||
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Managem | For | For | For | |||||
| 4 | Re-approve Stock Option Plan | Managem | For | For | For | |||||
Youku.com Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| YOKU | CUSIP 98742U100 | 10/17/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Cayman Islands | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Change Company Name to Youku Inc. | Managem | For | For | For | |||||
Fund Name : TCW SMID Cap Growth Fund
7 Days Group Holdings Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SVN | CUSIP 81783J101 | 11/07/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Cayman Islands |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Reelect Boquan He, Meng Ann Lim, Jeffrey Perlman, Wee Seng Tan, Bin Dai and Tao Thomas Wu as Directors | Mgmt | For | For | For | |||||
| 2 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
Abercrombie & Fitch Co.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ANF | CUSIP 002896207 | 06/14/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect James Bachmann | Mgmt | For | For | For | |||||
| 2 | Elect Michael Jeffries | Mgmt | For | For | For | |||||
| 3 | Elect John Kessler | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Re-Approval of the Incentive Compensation Performance Plan | Mgmt | For | For | For | |||||
Allegheny Technologies Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ATI | CUSIP 01741R102 | 05/11/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Richard Harshman | Mgmt | For | For | For | |||||
| 1.2 | Elect Diane Creel | Mgmt | For | For | For | |||||
| 1.3 | Elect John Pipski | Mgmt | For | For | For | |||||
| 1.4 | Elect James Rohr | Mgmt | For | For | For | |||||
| 1.5 | Elect Louis Thomas | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
ANSYS, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ANSS | CUSIP 03662Q105 | 05/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Peter Smith | Mgmt | For | For | For | |||||
| 1.2 | Elect Bradford Morley | Mgmt | For | For | For | |||||
| 1.3 | Elect Patrick Zilvitis | Mgmt | For | For | For | |||||
| 2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ardea Biosciences, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| RDEA | CUSIP 03969P107 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Felix Baker | Mgmt | For | For | For | |||||
| 1.2 | Elect Wendy Dixon | Mgmt | For | For | For | |||||
| 1.3 | Elect Henry Fuchs | Mgmt | For | For | For | |||||
| 1.4 | Elect Craig Johnson | Mgmt | For | For | For | |||||
| 1.5 | Elect John Poyhonen | Mgmt | For | For | For | |||||
| 1.6 | Elect Barry Quart | Mgmt | For | For | For | |||||
| 1.7 | Elect Kevin Tang | Mgmt | For | For | For | |||||
| 2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
ARM Holdings plc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ARM | CUSIP 042068106 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Directors’ Remuneration Report | Mgmt | For | For | For | |||||
| 4 | Elect Sir John Buchanan | Mgmt | For | For | For | |||||
| 5 | Elect Warren East | Mgmt | For | For | For | |||||
| 6 | Elect Andy Green | Mgmt | For | For | For | |||||
| 7 | Elect Larry Hirst | Mgmt | For | For | For | |||||
| 8 | Elect Mike Inglis | Mgmt | For | For | For | |||||
| 9 | Elect Mike Muller | Mgmt | For | For | For | |||||
| 10 | Elect Kathleen O’Donovan | Mgmt | For | For | For | |||||
| 11 | Elect Janice Roberts | Mgmt | For | For | For | |||||
| 12 | Elect Philip Rowley | Mgmt | For | For | For | |||||
| 13 | Elect Tim Score | Mgmt | For | For | For | |||||
| 14 | Elect Simon Segars | Mgmt | For | For | For | |||||
| 15 | Elect Young Sohn | Mgmt | For | For | For | |||||
| 16 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 17 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Aruba Networks, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ARUN | CUSIP 043176106 | 12/15/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Dominic Orr | Mgmt | For | For | For | |||||
| 1.2 | Elect Keerti Melkote | Mgmt | For | For | For | |||||
| 1.3 | Elect Bernard Guidon | Mgmt | For | For | For | |||||
| 1.4 | Elect Emmanuel Hernandez | Mgmt | For | For | For | |||||
| 1.5 | Elect Michael Kourey | Mgmt | For | For | For | |||||
| 1.6 | Elect Douglas Leone | Mgmt | For | For | For | |||||
| 1.7 | Elect Willem Roelandts | Mgmt | For | For | For | |||||
| 1.8 | Elect Juergen Rottler | Mgmt | For | For | For | |||||
| 1.9 | Elect Daniel Warmenhoven | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
CarMax, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KMX | CUSIP 143130102 | 06/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Jeffrey Garten | Mgmt | For | For | For | |||||
| 2 | Elect Vivian Stephenson | Mgmt | For | For | For | |||||
| 3 | Elect Beth A. Stewart | Mgmt | For | For | For | |||||
| 4 | Elect William Tiefel | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 7 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 8 | Amendment to the Annual Performance-Based Bonus Plan | Mgmt | For | For | For | |||||
| 9 | Shareholder Proposal Regarding Declassification of The Board | ShrHoldr | Against | For | Against | |||||
Carrizo Oil & Gas, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CRZO | CUSIP 144577103 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Sylvester Johnson IV | Mgmt | For | For | For | |||||
| 1.2 | Elect Steven Webster | Mgmt | For | For | For | |||||
| 1.3 | Elect Thomas Carter, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect F. Gardner Parker | Mgmt | For | For | For | |||||
| 1.5 | Elect Roger Ramsey | Mgmt | For | For | For | |||||
| 1.6 | Elect Frank Wojtek | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
CF Industries Holdings, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CF | CUSIP 125269100 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Stephen Furbacher | Mgmt | For | For | For | |||||
| 1.2 | Elect John Johnson | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||||
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||||
Chart Industries, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GTLS | CUSIP 16115Q308 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Samuel Thomas | Mgmt | For | For | For | |||||
| 1.2 | Elect W. Douglas Brown | Mgmt | For | For | For | |||||
| 1.3 | Elect Richard Goodrich | Mgmt | For | For | For | |||||
| 1.4 | Elect Steven Krablin | Mgmt | For | For | For | |||||
| 1.5 | Elect Michael Press | Mgmt | For | For | For | |||||
| 1.6 | Elect James Tidwell | Mgmt | For | For | For | |||||
| 1.7 | Elect Thomas Williams | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2009 Omnibus Equity Plan | Mgmt | For | For | For | |||||
Chelsea Therapeutics International, Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CHTP | CUSIP 163428105 | 06/12/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Simon Pedder | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Weiser | Mgmt | For | For | For | |||||
| 1.3 | Elect Kevan Clemens | Mgmt | For | For | For | |||||
| 1.4 | Elect Norman Hardman | Mgmt | For | For | For | |||||
| 1.5 | Elect Johnson Lau | Mgmt | For | For | For | |||||
| 1.6 | Elect Roger Stoll | Mgmt | For | For | For | |||||
| 1.7 | Elect William Rueckert | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2004 Stock Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Clean Harbors, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CLH | CUSIP 184496107 | 05/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Alan McKim | Mgmt | For | For | For | |||||
| 1.2 | Elect Rod Marlin | Mgmt | For | For | For | |||||
| 1.3 | Elect John Preston | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cognex Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CGNX | CUSIP 192422103 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Patrick Alias | Mgmt | For | For | For | |||||
| 1.2 | Elect Robert Shillman | Mgmt | For | For | For | |||||
| 1.3 | Elect Reuben Wasserman | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cognex Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CGNX | CUSIP 192422103 | 12/06/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Amend Stock Option Plan | Mgmt | For | For | For | |||||
Core Laboratories N.V.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CLB | CUSIP N22717107 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Richard Bergmark | Mgmt | For | For | For | |||||
| 1.2 | Elect Margaret van Kempen | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
| 5 | Accounts and Reports | Mgmt | For | For | For | |||||
| 6 | Authority to Cancel Shares | Mgmt | For | For | For | |||||
| 7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 8 | Authority to Issue Common and Preference Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
| 9 | Elimination of Preemptive Rights | Mgmt | For | For | For | |||||
| 10 | Technical Amendments to Articles of Association | Mgmt | For | For | For | |||||
Core Laboratories N.V.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CLB | CUSIP N22717107 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Richard Bergmark | Mgmt | For | For | For | |||||
| 1.2 | Elect Margaret van Kempen | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
| 5 | Accounts and Reports | Mgmt | For | For | For | |||||
| 6 | Authority to Cancel Shares | Mgmt | For | For | For | |||||
| 7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 8 | Authority to Issue Common and Preference Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
| 9 | Elimination of Preemptive Rights | Mgmt | For | For | For | |||||
| 10 | Technical Amendments to Articles of Association | Mgmt | For | For | For | |||||
Deckers Outdoor Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DECK | CUSIP 243537107 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Angel Martinez | Mgmt | For | For | For | |||||
| 1.2 | Elect Rex Licklider | Mgmt | For | For | For | |||||
| 1.3 | Elect John Gibbons | Mgmt | For | For | For | |||||
| 1.4 | Elect John Perenchio | Mgmt | For | For | For | |||||
| 1.5 | Elect Maureen Conners | Mgmt | For | For | For | |||||
| 1.6 | Elect Karyn Barsa | Mgmt | For | For | For | |||||
| 1.7 | Elect Michael Devine, III | Mgmt | For | For | For | |||||
| 1.8 | Elect James Quinn | Mgmt | For | For | For | |||||
| 1.9 | Elect Lauri Shanahan | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
DexCom, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DXCM | CUSIP 252131107 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Terrance Gregg | Mgmt | For | For | For | |||||
| 2 | Elect Kevin Sayer | Mgmt | For | For | For | |||||
| 3 | Elect Nicholas Augustinos | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Endologix, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ELGX | CUSIP 29266S106 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect John McDermott | Mgmt | For | For | For | |||||
| 1.2 | Elect Guido Neels | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | |||||
F5 Networks
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FFIV | CUSIP 315616102 | 03/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Jonathan Chadwick | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Declassification of The Board | ShrHoldr | Against | For | Against | |||||
Fastenal Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FAST | CUSIP 311900104 | 04/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Robert Kierlin | Mgmt | For | For | For | |||||
| 1.2 | Elect Stephen Slaggie | Mgmt | For | For | For | |||||
| 1.3 | Elect Michael Gostomski | Mgmt | For | For | For | |||||
| 1.4 | Elect Willard Oberton | Mgmt | For | For | For | |||||
| 1.5 | Elect Michael Dolan | Mgmt | For | For | For | |||||
| 1.6 | Elect Reyne Wisecup | Mgmt | For | For | For | |||||
| 1.7 | Elect Hugh Miller | Mgmt | For | For | For | |||||
| 1.8 | Elect Michael Ancius | Mgmt | For | For | For | |||||
| 1.9 | Elect Scott Satterlee | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Amendment to the Incentive Plan | Mgmt | For | For | For | |||||
| 5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
Fluidigm Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FLDM | CUSIP 34385P108 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect John Young | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Fluidigm Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FLDM | CUSIP 34385P108 | 09/08/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Evan Jones | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Patrick S. Jones | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 4 | Ratify Auditors | Mgmt | For | For | For | |||||
Fossil, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FOSL | CUSIP 349882100 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Elaine Agather | Mgmt | For | For | For | |||||
| 1.2 | Elect Jeffrey Boyer | Mgmt | For | For | For | |||||
| 1.3 | Elect Kosta Kartsotis | Mgmt | For | For | For | |||||
| 1.4 | Elect Diane Neal | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas Nealon | Mgmt | For | For | For | |||||
| 1.6 | Elect Elysia Ragusa | Mgmt | For | For | For | |||||
| 1.7 | Elect Jal Shroff | Mgmt | For | For | For | |||||
| 1.8 | Elect James Skinner | Mgmt | For | For | For | |||||
| 1.9 | Elect Michael Steinberg | Mgmt | For | For | For | |||||
| 1.10 | Elect Donald Stone | Mgmt | For | For | For | |||||
| 1.11 | Elect James Zimmerman | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Supply Chain Standards | ShrHoldr | Against | For | Against | |||||
Fusion-io Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FIO | CUSIP 36112J107 | 11/18/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Christopher J. Schaepe | Managem | For | For | For | |||||
| 1.2 | Elect Director Rick C. White | Managem | For | For | For | |||||
| 2 | Ratify Auditors | Managem | For | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Managem | For | For | For | |||||
| 4 | Advisory Vote on Say on Pay Frequency | Managem | 1 Year | 1 Year | For | |||||
Genesee & Wyoming Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GWR | CUSIP 371559105 | 05/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Richard Allert | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Norkus | Mgmt | For | For | For | |||||
| 1.3 | Elect Ann Reese | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Gildan Activewear Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GIL | CUSIP 375916103 | 02/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect William Anderson | Mgmt | For | For | For | |||||
| 1.2 | Elect Glenn Chamandy | Mgmt | For | For | For | |||||
| 1.3 | Elect Russell Goodman | Mgmt | For | For | For | |||||
| 1.4 | Elect George Heller | Mgmt | For | For | For | |||||
| 1.5 | Elect Sheila O’Brien | Mgmt | For | For | For | |||||
| 1.6 | Elect Pierre Robitaille | Mgmt | For | For | For | |||||
| 1.7 | Elect James Scarborough | Mgmt | For | For | For | |||||
| 1.8 | Elect Richard Strubel | Mgmt | For | For | For | |||||
| 1.9 | Elect Gonzalo Valdes-Fauli | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 3 | Employee Share Purchase Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Green Mountain Coffee Roasters, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GMCR | CUSIP 393122106 | 03/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect William Davis | Mgmt | For | For | For | |||||
| 1.2 | Elect Jules del Vecchio | Mgmt | For | For | For | |||||
| 1.3 | Elect Robert Stiller | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Harman International Industries, Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HAR | CUSIP 413086109 | 12/07/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Brian F. Carroll | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Hellene S. Runtagh | Mgmt | For | For | For | |||||
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
| 4 | Ratify Auditors | Mgmt | For | For | For | |||||
| 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
HeartWare International, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HTWR | CUSIP 422368100 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Cynthia Feldmann | Mgmt | For | For | For | |||||
| 1.2 | Elect Denis Wade | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | 2012 Incentive Award Plan | Mgmt | For | For | For | |||||
| 5 | Equity Grant (Director and CEO Douglas Godshall) | Mgmt | For | For | For | |||||
| 6 | Equity Grant (Director Thomas) | Mgmt | For | For | For | |||||
| 7 | Equity Grant (Director Harrison) | Mgmt | For | For | For | |||||
| 8 | Equity Grant (Director Barberich) | Mgmt | For | For | For | |||||
| 9 | Equity Grant (Director Larkin) | Mgmt | For | For | For | |||||
| 10 | Equity Grant (Director Stockman) | Mgmt | For | For | For | |||||
| 11 | Equity Grant (Director Wade) | Mgmt | For | For | For | |||||
| 12 | Equity Grant (Director Feldmann) | Mgmt | For | For | For | |||||
Human Genome Sciences, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HGSI | CUSIP 444903108 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Allan Baxter | Mgmt | For | For | For | |||||
| 1.2 | Elect Richard Danzig | Mgmt | For | For | For | |||||
| 1.3 | Elect Colin Goddard | Mgmt | For | For | For | |||||
| 1.4 | Elect Maxine Gowen | Mgmt | For | For | For | |||||
| 1.5 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | |||||
| 1.6 | Elect Argeris Karabelas | Mgmt | For | For | For | |||||
| 1.7 | Elect John LaMattina | Mgmt | For | For | For | |||||
| 1.8 | Elect Augustine Lawlor | Mgmt | For | For | For | |||||
| 1.9 | Elect George Morrow | Mgmt | For | For | For | |||||
| 1.10 | Elect Gregory Norden | Mgmt | For | For | For | |||||
| 1.11 | Elect H. Thomas Watkins | Mgmt | For | For | For | |||||
| 1.12 | Elect Robert Young | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Impax Laboratories, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| IPXL | CUSIP 45256B101 | 05/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Leslie Benet | Mgmt | For | For | For | |||||
| 1.2 | Elect Robert Burr | Mgmt | For | For | For | |||||
| 1.3 | Elect Allen Chao | Mgmt | For | For | For | |||||
| 1.4 | Elect Nigel Fleming | Mgmt | For | For | For | |||||
| 1.5 | Elect Larry Hsu | Mgmt | For | For | For | |||||
| 1.6 | Elect Michael Markbreiter | Mgmt | For | For | For | |||||
| 1.7 | Elect Peter Terreri | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Informatica Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| INFA | CUSIP 45666Q102 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Sohaib Abbasi | Mgmt | For | For | For | |||||
| 2 | Elect Geoffrey Squire | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
IntraLinks Holdings, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| IL | CUSIP 46118H104 | 07/27/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Thomas Hale | Mgmt | For | For | For | |||||
| 1.2 | Elect Director J. Chris Scalet | Mgmt | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 4 | Ratify Auditors | Mgmt | For | For | For | |||||
Ironwood Pharmaceuticals, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| IRWD | CUSIP 46333X108 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect George Conrades | Mgmt | For | For | For | |||||
| 1.2 | Elect Joseph Cook, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect David Ebersman | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Kansas City Southern
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KSU | CUSIP 485170302 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Lu Cordova | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Haverty | Mgmt | For | For | For | |||||
| 1.3 | Elect Thomas McDonnell | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
| 4 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | |||||
| 5 | Technical Amendments to Certificate | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||||
LinkedIn Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LNKD | CUSIP 53578A108 | 06/14/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Leslie Kilgore | Mgmt | For | For | For | |||||
| 1.2 | Elect Jeffrey Weiner | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Lufkin Industries, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LUFK | CUSIP 549764108 | 05/02/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Douglas Smith | Mgmt | For | For | For | |||||
| 1.2 | Elect John Anderson | Mgmt | For | For | For | |||||
| 1.3 | Elect Richard Stewart | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
| 5 | Technical Amendments to the Articles of Incorporation | Mgmt | For | For | For | |||||
MakeMyTrip Ltd
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MMYT | CUSIP V5633W109 | 09/30/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Mauritius |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
| 3 | Reelect Deep Kalra as Director | Mgmt | For | For | For | |||||
| 4 | Reelect Ravi Adusumalli As Director | Mgmt | For | For | For | |||||
| 5 | Reelect Philip C. Wolf As Director | Mgmt | For | For | For | |||||
MAP Pharmaceuticals, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MAPP | CUSIP 56509R108 | 05/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Thomas Armer | Mgmt | For | For | For | |||||
| 1.2 | Elect Bernard Kelley | Mgmt | For | For | For | |||||
| 1.3 | Elect Scott Ward | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Mylan Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MYL | CUSIP 628530107 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Robert Coury | Mgmt | For | For | For | |||||
| 1.2 | Elect Rodney Piatt | Mgmt | For | For | For | |||||
| 1.3 | Elect Heather Bresch | Mgmt | For | For | For | |||||
| 1.4 | Elect Wendy Cameron | Mgmt | For | For | For | |||||
| 1.5 | Elect Robert Cindrich | Mgmt | For | For | For | |||||
| 1.6 | Elect Neil Dimick | Mgmt | For | For | For | |||||
| 1.7 | Elect Douglas Leech | Mgmt | For | For | For | |||||
| 1.8 | Elect Joseph Maroon | Mgmt | For | For | For | |||||
| 1.9 | Elect Mark Parrish | Mgmt | For | For | For | |||||
| 1.10 | Elect C. B. Todd | Mgmt | For | For | For | |||||
| 1.11 | Elect Randall Vanderveen | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2003 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Advisory vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||||
| 6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
NxStage Medical, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| NXTM | CUSIP 67072V103 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Jeffrey Burbank | Mgmt | For | For | For | |||||
| 1.2 | Elect Philippe Chambon | Mgmt | For | For | For | |||||
| 1.3 | Elect Daniel Giannini | Mgmt | For | For | For | |||||
| 1.4 | Elect Nancy Ham | Mgmt | For | For | For | |||||
| 1.5 | Elect Earl Lewis | Mgmt | For | For | For | |||||
| 1.6 | Elect Craig Moore | Mgmt | For | For | For | |||||
| 1.7 | Elect Reid Perper | Mgmt | For | For | For | |||||
| 1.8 | Elect Barry Straube | Mgmt | For | For | For | |||||
| 1.9 | Elect David Utterberg | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Oceaneering International, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| OII | CUSIP 675232102 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Jerold DesRoche | Mgmt | For | For | For | |||||
| 1.2 | Elect John Huff | Mgmt | For | For | For | |||||
| 1.3 | Elect M. Kevin McEvoy | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Peet’s Coffee & Tea, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PEET | CUSIP 705560100 | 05/11/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Ted Hall | Mgmt | For | For | For | |||||
| 1.2 | Elect Patrick O’Dea | Mgmt | For | For | For | |||||
| 2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Qlik Technologies Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| QLIK | CUSIP 74733T105 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Deborah Hopkins | Mgmt | For | For | For | |||||
| 1.2 | Elect Paul Wahl | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Rosetta Resources Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ROSE | CUSIP 777779109 | 05/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Richard Beckler | Mgmt | For | For | For | |||||
| 1.2 | Elect Matthew Fitzgerald | Mgmt | For | For | For | |||||
| 1.3 | Elect Philip Frederickson | Mgmt | For | For | For | |||||
| 1.4 | Elect D. Henry Houston | Mgmt | For | For | For | |||||
| 1.5 | Elect Randy Limbacher | Mgmt | For | For | For | |||||
| 1.6 | Elect Josiah Low III | Mgmt | For | For | For | |||||
| 1.7 | Elect Donald Patteson, Jr. | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Salix Pharmaceuticals, Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SLXP | CUSIP 795435106 | 06/14/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect John Chappell | Mgmt | For | For | For | |||||
| 1.2 | Elect Thomas D’Alonzo | Mgmt | For | For | For | |||||
| 1.3 | Elect William Keane | Mgmt | For | For | For | |||||
| 1.4 | Elect Carolyn Logan | Mgmt | For | For | For | |||||
| 1.5 | Elect Mark Sirgo | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2005 Stock Plan | Mgmt | For | For | For | |||||
SMART Technologies Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SMA | CUSIP 83172R108 | 08/10/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Canada |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Fix Number of Directors At Seven | Mgmt | For | For | For | |||||
| 2.1 | Elect Director David A. Martin | Mgmt | For | For | For | |||||
| 2.2 | Elect Director Nancy L. Knowlton | Mgmt | For | For | For | |||||
| 2.3 | Elect Director Salim Nathoo | Mgmt | For | For | For | |||||
| 2.4 | Elect Director Arvind Sodhani | Mgmt | For | For | For | |||||
| 2.5 | Elect Director Michael J. Mueller | Mgmt | For | For | For | |||||
| 2.6 | Elect Director Robert C. Hagerty | Mgmt | For | For | For | |||||
| 2.7 | Elect Director David B. Sutcliffe | Mgmt | For | For | For | |||||
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
Starwood Hotels & Resorts Worldwide, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HOT | CUSIP 85590A401 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Frits van Paasschen | Mgmt | For | For | For | |||||
| 1.2 | Elect Bruce Duncan | Mgmt | For | For | For | |||||
| 1.3 | Elect Adam Aron | Mgmt | For | For | For | |||||
| 1.4 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas Clarke | Mgmt | For | For | For | |||||
| 1.6 | Elect Clayton Daley, Jr. | Mgmt | For | For | For | |||||
| 1.7 | Elect Lizanne Galbreath | Mgmt | For | For | For | |||||
| 1.8 | Elect Eric Hippeau | Mgmt | For | For | For | |||||
| 1.9 | Elect Stephen Quazzo | Mgmt | For | For | For | |||||
| 1.10 | Elect Thomas Ryder | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Stifel Financial Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SF | CUSIP 860630102 | 06/06/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Charles Dill | Mgmt | For | For | For | |||||
| 1.2 | Elect Richard Himelfarb | Mgmt | For | For | For | |||||
| 1.3 | Elect Alton Irby III | Mgmt | For | For | For | |||||
| 1.4 | Elect Victor Nesi | Mgmt | For | For | For | |||||
| 1.5 | Elect James Zemlyak | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | Against | |||||
SVB Financial Group
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SIVB | CUSIP 78486Q101 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Greg Becker | Mgmt | For | For | For | |||||
| 1.2 | Elect Eric Benhamou | Mgmt | For | For | For | |||||
| 1.3 | Elect David Clapper | Mgmt | For | For | For | |||||
| 1.4 | Elect Roger Dunbar | Mgmt | For | For | For | |||||
| 1.5 | Elect Joel Friedman | Mgmt | For | For | For | |||||
| 1.6 | Elect C. Richard Kramlich | Mgmt | For | For | For | |||||
| 1.7 | Elect Lata Krishnan | Mgmt | For | For | For | |||||
| 1.8 | Elect Jeffery Maggioncalda | Mgmt | For | For | For | |||||
| 1.9 | Elect Kate Mitchell | Mgmt | For | For | For | |||||
| 1.10 | Elect John Robinson | Mgmt | For | For | For | |||||
| 1.11 | Elect Garen Staglin | Mgmt | For | For | For | |||||
| 1.12 | Elect Kyung Yoon | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Transaction of Other Business | Mgmt | For | For | For | |||||
T. Rowe Price Group, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TROW | CUSIP 74144T108 | 04/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Edward Bernard | Mgmt | For | For | For | |||||
| 2 | Elect James Brady | Mgmt | For | For | For | |||||
| 3 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |||||
| 4 | Elect Donald Hebb, Jr. | Mgmt | For | For | For | |||||
| 5 | Elect James Kennedy | Mgmt | For | For | For | |||||
| 6 | Elect Robert MacLellan | Mgmt | For | For | For | |||||
| 7 | Elect Brian Rogers | Mgmt | For | For | For | |||||
| 8 | Elect Alfred Sommer | Mgmt | For | For | For | |||||
| 9 | Elect Dwight Taylor | Mgmt | For | For | For | |||||
| 10 | Elect Anne Whittemore | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Targacept, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TRGT | CUSIP 87611R306 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect G. Steven Burrill | Mgmt | For | For | For | |||||
| 1.2 | Elect Errol De Souza | Mgmt | For | For | For | |||||
| 1.3 | Elect Mark Skaletsky | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Teavana Holdings, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TEA | CUSIP 87819P102 | 06/01/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Robert Dennis | Mgmt | For | For | For | |||||
| 1.2 | Elect John Kyees | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Ultimate Software Group, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ULTI | CUSIP 90385D107 | 05/18/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Rick Wilber | Mgmt | For | For | For | |||||
| 1.2 | Elect Marc Scherr | Mgmt | For | For | For | |||||
| 1.3 | Elect James FitzPatrick, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2005 Equity and Incentive Plan | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||||
Theravance, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| THRX | CUSIP 88338T104 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Rick Winningham | Mgmt | For | For | For | |||||
| 1.2 | Elect Henrietta Holsman Fore | Mgmt | For | For | For | |||||
| 1.3 | Elect Robert Gunderson, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Arnold Levine | Mgmt | For | For | For | |||||
| 1.5 | Elect Burton Malkiel | Mgmt | For | For | For | |||||
| 1.6 | Elect Peter Ringrose | Mgmt | For | For | For | |||||
| 1.7 | Elect William Waltrip | Mgmt | For | For | For | |||||
| 1.8 | Elect George Whitesides | Mgmt | For | For | For | |||||
| 1.9 | Elect William Young | Mgmt | For | For | For | |||||
| 2 | 2012 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Issuance of Common Stock | Mgmt | For | For | For | |||||
TripAdvisor, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TRIP | CUSIP 896945201 | 06/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Barry Diller | Mgmt | For | For | For | |||||
| 1.2 | Elect Stephen Kaufer | Mgmt | For | For | For | |||||
| 1.3 | Elect William Fitzgerald | Mgmt | For | For | For | |||||
| 1.4 | Elect Victor Kaufman | Mgmt | For | For | For | |||||
| 1.5 | Elect Dara Khosrowshahi | Mgmt | For | For | For | |||||
| 1.6 | Elect Jonathan Miller | Mgmt | For | For | For | |||||
| 1.7 | Elect Jeremy Philips | Mgmt | For | For | For | |||||
| 1.8 | Elect Sukhinder Singh Cassidy | Mgmt | For | For | For | |||||
| 1.9 | Elect Robert Wiesenthal | Mgmt | For | For | For | |||||
| 1.10 | Elect Michael Zeisser | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||||
United Natural Foods, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| UNFI | CUSIP 911163103 | 12/13/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Michael Funk | Mgmt | For | For | For | |||||
| 2 | Elect James Heffernan | Mgmt | For | For | For | |||||
| 3 | Elect Steven Spinner | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
| 7 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | |||||
United Natural Foods, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| UNFI | CUSIP 911163103 | 12/13/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Director Michael S. Funk | Mgmt | For | For | For | |||||
| 2 | Elect Director James P. Heffernan | Mgmt | For | For | For | |||||
| 3 | Elect Director Steven L. Spinner | Mgmt | For | For | For | |||||
| 4 | Ratify Auditors | Mgmt | For | For | For | |||||
| 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 7 | Adopt Policy on Succession Planning | ShrHoldr | Against | Against | For | |||||
Universal Display Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PANL | CUSIP 91347P105 | 06/21/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Steven Abramson | Mgmt | For | For | For | |||||
| 1.2 | Elect Leonard Becker | Mgmt | For | For | For | |||||
| 1.3 | Elect Elizabeth Gemmill | Mgmt | For | For | For | |||||
| 1.4 | Elect C. Keith Hartley | Mgmt | For | For | For | |||||
| 1.5 | Elect Lawrence Lacerte | Mgmt | For | For | For | |||||
| 1.6 | Elect Sidney Rosenblatt | Mgmt | For | For | For | |||||
| 1.7 | Elect Sherwin Seligsohn | Mgmt | For | For | For | |||||
| 2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Vertex Pharmaceuticals Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| VRTX | CUSIP 92532F100 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Jeffrey Leiden | Mgmt | For | For | For | |||||
| 1.2 | Elect Bruce Sachs | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2006 Stock and Option Plan | Mgmt | For | For | For | |||||
| 3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Volcano Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| VOLC | CUSIP 928645100 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect R. Scott Huennekens | Mgmt | For | For | For | |||||
| 1.2 | Elect Lesley Howe | Mgmt | For | For | For | |||||
| 1.3 | Elect Ronald Matricaria | Mgmt | For | For | For | |||||
| 2 | Elect Eric Topol | Mgmt | For | For | For | |||||
| 3 | Elect Leslie Norwalk | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Whiting Petroleum Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| WLL | CUSIP 966387201 | 05/01/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect James Volker | Mgmt | For | For | For | |||||
| 1.2 | Elect William Hahne | Mgmt | For | For | For | |||||
| 1.3 | Elect Allan Larson | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Youku.com Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| YOKU | CUSIP 98742U100 | 10/17/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Cayman Islands |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Change Company Name to Youku Inc. | Mgmt | For | For | For | |||||
Fund Name : TCW Total Return Bond Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Fund Name : TCW Value Opportunities Fund
Activision Blizzard, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ATVI | CUSIP 00507V109 | 06/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Philippe Capron | Mgmt | For | For | For | |||||
| 2 | Elect Robert Corti | Mgmt | For | For | For | |||||
| 3 | Elect Frederic Crepin | Mgmt | For | For | For | |||||
| 4 | Elect Lucian Grainge | Mgmt | For | For | For | |||||
| 5 | Elect Brian Kelly | Mgmt | For | For | For | |||||
| 6 | Elect Robert Kotick | Mgmt | For | For | For | |||||
| 7 | Elect Jean-Bernard Levy | Mgmt | For | For | For | |||||
| 8 | Elect Robert Morgado | Mgmt | For | For | For | |||||
| 9 | Elect Stephane Roussel | Mgmt | For | For | For | |||||
| 10 | Elect Richard Sarnoff | Mgmt | For | For | For | |||||
| 11 | Elect Regis Turrini | Mgmt | For | For | For | |||||
| 12 | Amendment to the 2008 Incentive Plan | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||||
AES Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AES | CUSIP 00130H105 | 04/19/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Andres Gluski | Mgmt | For | For | For | |||||
| 1.2 | Elect Guo Bao Zhang | Mgmt | For | For | For | |||||
| 1.3 | Elect Kristina Johnson | Mgmt | For | For | For | |||||
| 1.4 | Elect Tarun Khanna | Mgmt | For | For | For | |||||
| 1.5 | Elect John Koskinen | Mgmt | For | For | For | |||||
| 1.6 | Elect Philip Lader | Mgmt | For | For | For | |||||
| 1.7 | Elect Sandra Moose | Mgmt | For | For | For | |||||
| 1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | |||||
| 1.9 | Elect Philip Odeen | Mgmt | For | For | For | |||||
| 1.10 | Elect Charles Rossotti | Mgmt | For | Withhold | Against | |||||
| 1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Agree Realty Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ADC | CUSIP 008492100 | 05/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Richard Agree | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Rotchford | Mgmt | For | For | For | |||||
| 1.3 | Elect John Rakolta, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Albemarle Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ALB | CUSIP 012653101 | 05/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Jim Nokes | Mgmt | For | For | For | |||||
| 1.2 | Elect William Hernandez | Mgmt | For | For | For | |||||
| 1.3 | Elect R. William Ide III | Mgmt | For | For | For | |||||
| 1.4 | Elect Luther Kissam, IV | Mgmt | For | For | For | |||||
| 1.5 | Elect Joseph Mahady | Mgmt | For | For | For | |||||
| 1.6 | Elect Barry Perry | Mgmt | For | For | For | |||||
| 1.7 | Elect John Sherman, Jr. | Mgmt | For | For | For | |||||
| 1.8 | Elect Harriett Taggart | Mgmt | For | For | For | |||||
| 1.9 | Elect Anne Whittemore | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Allegheny Technologies Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ATI | CUSIP 01741R102 | 05/11/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Richard Harshman | Mgmt | For | For | For | |||||
| 1.2 | Elect Diane Creel | Mgmt | For | For | For | |||||
| 1.3 | Elect John Pipski | Mgmt | For | For | For | |||||
| 1.4 | Elect James Rohr | Mgmt | For | For | For | |||||
| 1.5 | Elect Louis Thomas | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
American Eagle Outfitters, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AEO | CUSIP 02553E106 | 06/06/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Janice Page | Mgmt | For | For | For | |||||
| 2 | Elect Noel Spiegel | Mgmt | For | For | For | |||||
| 3 | Elect Gerald Wedren | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Ann Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ANN | CUSIP 035623107 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect James Burke, Jr. | Mgmt | For | For | For | |||||
| 2 | Elect Kay Krill | Mgmt | For | For | For | |||||
| 3 | Elect Stacey Rauch | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Management Performance Compensation Plan | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 7 | Shareholder Proposal Regarding Declassification of The Board | ShrHoldr | For | For | For | |||||
Arch Capital Group Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ACGL | CUSIP G0450A105 | 05/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Eric Doppstadt | Mgmt | For | For | For | |||||
| 2 | Elect Constantine Iordanou | Mgmt | For | For | For | |||||
| 3 | Elect James Meenaghan | Mgmt | For | For | For | |||||
| 4 | Elect John Pasquesi | Mgmt | For | For | For | |||||
| 5 | Elect Anthony Asquith | Mgmt | For | For | For | |||||
| 6 | Elect Edgardo Balois | Mgmt | For | For | For | |||||
| 7 | Elect William E. Beveridge | Mgmt | For | For | For | |||||
| 8 | Elect Dennis R. Brand | Mgmt | For | For | For | |||||
| 9 | Elect Peter Calleo | Mgmt | For | For | For | |||||
| 10 | Elect Knud Christensen | Mgmt | For | For | For | |||||
| 11 | Elect Paul Cole | Mgmt | For | For | For | |||||
| 12 | Elect Graham B. R. Collis | Mgmt | For | For | For | |||||
| 13 | Elect William J. Cooney | Mgmt | For | For | For | |||||
| 14 | Elect Michael Feetham | Mgmt | For | For | For | |||||
| 15 | Elect Stephan Fogarty | Mgmt | For | For | For | |||||
| 16 | Elect Elizabeth Fullerton-Rome | Mgmt | For | For | For | |||||
| 17 | Elect Marc Grandisson | Mgmt | For | For | For | |||||
| 18 | Elect Michael A. Greene | Mgmt | For | For | For | |||||
| 19 | Elect John C. R. Hele | Mgmt | For | For | For | |||||
| 20 | Elect David W. Hipkin | Mgmt | For | For | For | |||||
| 21 | Elect W. Preston Hutchings | Mgmt | For | For | For | |||||
| 22 | Elect Constantine Iordanou | Mgmt | For | For | For | |||||
| 23 | Elect Wolbert H. Kamphuijs | Mgmt | For | For | For | |||||
| 24 | Elect Michael H. Kier | Mgmt | For | For | For | |||||
| 25 | Elect Lin Li-Williams | Mgmt | For | For | For | |||||
| 26 | Elect Mark D. Lyons | Mgmt | For | For | For | |||||
| 27 | Elect Adam Matteson | Mgmt | For | For | For | |||||
| 28 | Elect David McElroy | Mgmt | For | For | For | |||||
| 29 | Elect Rommel Mercado | Mgmt | For | For | For | |||||
| 30 | Elect Martin Nilsen | Mgmt | For | For | For | |||||
| 31 | Elect Mark Nolan | Mgmt | For | For | For | |||||
| 32 | Elect Nicolas Papadopoulo | Mgmt | For | For | For | |||||
| 33 | Elect Elisabeth Quinn | Mgmt | For | For | For | |||||
| 34 | Elect Maamoun Rajeh | Mgmt | For | For | For | |||||
| 35 | Elect John F. Rathgeber | Mgmt | For | For | For | |||||
| 36 | Elect Andrew Rippert | Mgmt | For | For | For | |||||
| 37 | Elect Paul S. Robotham | Mgmt | For | For | For | |||||
| 38 | Elect Carla Santamaria-Sena | Mgmt | For | For | For | |||||
| 39 | Elect Scott Schenker | Mgmt | For | For | For | |||||
| 40 | Elect Soren Scheuer | Mgmt | For | For | For | |||||
| 41 | Elect Budhi Singh | Mgmt | For | For | For | |||||
| 42 | Elect Helmut Sohler | Mgmt | For | For | For | |||||
| 43 | Elect Iwan van Munster | Mgmt | For | For | For | |||||
| 44 | Elect Angus Watson | Mgmt | For | For | For | |||||
| 45 | Elect James R. Weatherstone | Mgmt | For | For | For | |||||
| 46 | 2012 Long Term Incentive and Share Award Plan | Mgmt | For | For | For | |||||
| 47 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 48 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Arch Coal Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ACI | CUSIP 039380100 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect David Freudenthal | Mgmt | For | For | For | |||||
| 1.2 | Elect Patricia Godley | Mgmt | For | For | For | |||||
| 1.3 | Elect George Morris III | Mgmt | For | For | For | |||||
| 1.4 | Elect Wesley Taylor | Mgmt | For | For | For | |||||
| 1.5 | Elect Peter Wold | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Coal Mining Report | ShrHoldr | Against | For | Against | |||||
Asbury Automotive Group, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ABG | CUSIP 043436104 | 04/18/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Janet Clarke | Mgmt | For | For | For | |||||
| 1.2 | Elect Dennis Clements | Mgmt | For | For | For | |||||
| 1.3 | Elect Eugene Katz | Mgmt | For | For | For | |||||
| 2 | 2012 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Autoliv, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ALV | CUSIP 052800109 | 05/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Xiaozhi Liu | Mgmt | For | For | For | |||||
| 1.2 | Elect George Lorch | Mgmt | For | For | For | |||||
| 1.3 | Elect Kazuhiko Sakamoto | Mgmt | For | For | For | |||||
| 1.4 | Elect Wolfgang Ziebart | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Avista Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AVA | CUSIP 05379B107 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Erik Anderson | Mgmt | For | For | For | |||||
| 2 | Elect Kristianne Blake | Mgmt | For | For | For | |||||
| 3 | Elect Donald Burke | Mgmt | For | For | For | |||||
| 4 | Elect Rick Holley | Mgmt | For | For | For | |||||
| 5 | Elect John Kelly | Mgmt | For | For | For | |||||
| 6 | Elect Rebecca Klein | Mgmt | For | For | For | |||||
| 7 | Elect Scott Morris | Mgmt | For | For | For | |||||
| 8 | Elect Michael Noel | Mgmt | For | For | For | |||||
| 9 | Elect Marc Racicot | Mgmt | For | For | For | |||||
| 10 | Elect Heidi Stanley | Mgmt | For | For | For | |||||
| 11 | Elect R. John Taylor | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Amendment Requiring Approval of Holders of 2/3 of the Outstanding Shares of Common Stock | Mgmt | For | For | For | |||||
| 14 | Amendment Requiring Approval of Holders of 80% of the Outstanding Shares of Common Stock | Mgmt | For | For | For | |||||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Avnet, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AVT | CUSIP 053807103 | 11/04/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Eleanor Baum | Managem | For | For | For | |||||
| 1.2 | Elect Director J. Veronica Biggins | Managem | For | For | For | |||||
| 1.3 | Elect Director Richard Hamada | Managem | For | For | For | |||||
| 1.4 | Elect Director Ehud Houminer | Managem | For | For | For | |||||
| 1.5 | Elect Director James A. Lawrence | Managem | For | For | For | |||||
| 1.6 | Elect Director Frank R. Noonan | Managem | For | For | For | |||||
| 1.7 | Elect Director Ray M. Robinson | Managem | For | For | For | |||||
| 1.8 | Elect Director William H. Schumann, III | Managem | For | For | For | |||||
| 1.9 | Elect Director William P. Sullivan | Managem | For | For | For | |||||
| 1.10 | Elect Director Roy Vallee | Managem | For | For | For | |||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Managem | For | For | For | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Managem | 1 Year | 1 Year | For | |||||
| 4 | Amend Qualified Employee Stock Purchase Plan | Managem | For | For | For | |||||
| 5 | Ratify Auditors | Managem | For | For | For | |||||
Beam Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BEAM | CUSIP 073730103 | 04/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Richard Goldstein | Mgmt | For | For | For | |||||
| 2 | Elect Stephen Golsby | Mgmt | For | For | For | |||||
| 3 | Elect Ann Hackett | Mgmt | For | For | For | |||||
| 4 | Elect A.D. David Mackay | Mgmt | For | For | For | |||||
| 5 | Elect Matthew Shattock | Mgmt | For | For | For | |||||
| 6 | Elect Robert Steele | Mgmt | For | For | For | |||||
| 7 | Elect Peter Wilson | Mgmt | For | For | For | |||||
| 8 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 10 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 11 | Re-approval of the Annual Executive Incentive Compensation Plan | Mgmt | For | For | For | |||||
Boston Private Financial Holdings, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BPFH | CUSIP 101119105 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Herbert Alexander | Mgmt | For | For | For | |||||
| 1.2 | Elect Lynn Hoffman | Mgmt | For | For | For | |||||
| 1.3 | Elect John Morton III | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to Articles to Declassify Board | Mgmt | N/A | For | N/A | |||||
| 4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | |||||
Boston Properties, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BXP | CUSIP 101121101 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Lawrence Bacow | Mgmt | For | For | For | |||||
| 2 | Elect Zoe Baird Budinger | Mgmt | For | For | For | |||||
| 3 | Elect Douglas Linde | Mgmt | For | For | For | |||||
| 4 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||||
| 5 | Elect Alan Patricof | Mgmt | For | For | For | |||||
| 6 | Elect Martin Turchin | Mgmt | For | For | For | |||||
| 7 | Elect David Twardock | Mgmt | For | For | For | |||||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 9 | 2012 Stock Option and Incentive Plan | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Broadcom Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BRCM | CUSIP 111320107 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Robert Finocchio, Jr. | Mgmt | For | For | For | |||||
| 1.2 | Elect Nancy Handel | Mgmt | For | For | For | |||||
| 1.3 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||||
| 1.4 | Elect Maria Klawe | Mgmt | For | For | For | |||||
| 1.5 | Elect John Major | Mgmt | For | For | For | |||||
| 1.6 | Elect Scott McGregor | Mgmt | For | For | For | |||||
| 1.7 | Elect William Morrow | Mgmt | For | For | For | |||||
| 1.8 | Elect Henry Samueli | Mgmt | For | For | For | |||||
| 1.9 | Elect Robert Switz | Mgmt | For | For | For | |||||
| 2 | Amendment to the 1998 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 3 | 2012 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Brocade Communications Systems, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BRCD | CUSIP 111621306 | 04/20/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Judy Bruner | Mgmt | For | For | For | |||||
| 2 | Elect John Gerdelman | Mgmt | For | For | For | |||||
| 3 | Elect David House | Mgmt | For | For | For | |||||
| 4 | Elect Glenn Jones | Mgmt | For | For | For | |||||
| 5 | Elect Michael Klayko | Mgmt | For | For | For | |||||
| 6 | Elect L. William Krause | Mgmt | For | For | For | |||||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 8 | Amendment to the 2009 Stock Plan | Mgmt | For | For | For | |||||
| 9 | Amendment to the 2009 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Brooks Automation, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BRKS | CUSIP 114340102 | 02/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect A. Clinton Allen | Mgmt | For | For | For | |||||
| 1.2 | Elect Joseph Martin | Mgmt | For | For | For | |||||
| 1.3 | Elect John McGillicuddy | Mgmt | For | For | For | |||||
| 1.4 | Elect Krishna Palepu | Mgmt | For | For | For | |||||
| 1.5 | Elect C.S. Park | Mgmt | For | For | For | |||||
| 1.6 | Elect Kirk Pond | Mgmt | For | For | For | |||||
| 1.7 | Elect Stephen Schwartz | Mgmt | For | For | For | |||||
| 1.8 | Elect Alfred Woollacott III | Mgmt | For | For | For | |||||
| 1.9 | Elect Mark Wrighton | Mgmt | For | For | For | |||||
| 2 | Amendment to the 1995 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Catalyst Health Solutions, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CHSI | CUSIP 14888B103 | 06/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Steven Epstein | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael McDonnell | Mgmt | For | For | For | |||||
| 1.3 | Elect Dale Wolf | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Celanese Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CE | CUSIP 150870103 | 04/19/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect James Barlett | Mgmt | For | For | For | |||||
| 2 | Elect David Hoffmeister | Mgmt | For | For | For | |||||
| 3 | Elect Paul O’Neill | Mgmt | For | For | For | |||||
| 4 | Elect Jay Ihlenfeld | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Amendment to the 2009 Global Incentive Plan | Mgmt | For | For | For | |||||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||||
CIGNA Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CI | CUSIP 125509109 | 04/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect John Partridge | Mgmt | For | For | For | |||||
| 2 | Elect James Rogers | Mgmt | For | For | For | |||||
| 3 | Elect Joseph Sullivan | Mgmt | For | For | For | |||||
| 4 | Elect Eric Wiseman | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 7 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||||
| 8 | Repeal of Classified Board | Mgmt | N/A | For | N/A | |||||
Cliffs Natural Resources Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CLF | CUSIP 18683K101 | 05/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Joseph Carrabba | Mgmt | For | For | For | |||||
| 2 | Elect Susan Cunningham | Mgmt | For | For | For | |||||
| 3 | Elect Barry Eldridge | Mgmt | For | For | For | |||||
| 4 | Elect Andres Gluski | Mgmt | For | For | For | |||||
| 5 | Elect Susan Green | Mgmt | For | For | For | |||||
| 6 | Elect Janice Henry | Mgmt | For | For | For | |||||
| 7 | Elect James Kirsch | Mgmt | For | For | For | |||||
| 8 | Elect Francis McAllister | Mgmt | For | For | For | |||||
| 9 | Elect Richard Riederer | Mgmt | For | For | For | |||||
| 10 | Elect Richard Ross | Mgmt | For | For | For | |||||
| 11 | Amendment to Regulations to allow the Board to Amend the Regulations without Shareholder Approval | Mgmt | For | Against | Against | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | 2012 Incentive Equity Plan | Mgmt | For | For | For | |||||
| 14 | 2012 Executive Management Performance Incentive Plan | Mgmt | For | For | For | |||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cohen & Steers, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CNS | CUSIP 19247A100 | 05/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Martin Cohen | Mgmt | For | For | For | |||||
| 2 | Elect Robert Steers | Mgmt | For | For | For | |||||
| 3 | Elect Peter Rhein | Mgmt | For | For | For | |||||
| 4 | Elect Richard Simon | Mgmt | For | For | For | |||||
| 5 | Elect Edmond Villani | Mgmt | For | For | For | |||||
| 6 | Elect Bernard Winograd | Mgmt | For | For | For | |||||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Comerica Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CMA | CUSIP 200340107 | 04/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Richard Lindner | Mgmt | For | For | For | |||||
| 2 | Elect Robert Taubman | Mgmt | For | For | For | |||||
| 3 | Elect Reginald Turner | Mgmt | For | For | For | |||||
| 4 | Elect Roger Cregg | Mgmt | For | For | For | |||||
| 5 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||||
| 6 | Elect Alfred Piergallini | Mgmt | For | For | For | |||||
| 7 | Elect Nina Vaca | Mgmt | For | For | For | |||||
| 8 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Commercial Metals Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CMC | CUSIP 201723103 | 02/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Harold Adams | Mgmt | For | For | For | |||||
| 1.2 | Elect Joseph Alvarado | Mgmt | For | For | For | |||||
| 1.3 | Elect Anthony Massaro | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
| 5 | Shareholder Proposals Regarding Redemption of Poison Pill | ShrHoldr | Against | Against | For | |||||
| 6 | Shareholder Proposal Regarding Shareholder Approval of Poison Pills | ShrHoldr | Against | Against | For | |||||
| 7 | Shareholder Proposal Regarding Bylaw Repeal Amendments | ShrHoldr | Against | Against | For | |||||
Consolidated Edison, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ED | CUSIP 209115104 | 05/21/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Kevin Burke | Mgmt | For | For | For | |||||
| 2 | Elect Vincent Calarco | Mgmt | For | For | For | |||||
| 3 | Elect George Campbell, Jr. | Mgmt | For | For | For | |||||
| 4 | Elect Gordon Davis | Mgmt | For | For | For | |||||
| 5 | Elect Michael Del Giudice | Mgmt | For | For | For | |||||
| 6 | Elect Ellen Futter | Mgmt | For | Against | Against | |||||
| 7 | Elect John Hennessy III | Mgmt | For | For | For | |||||
| 8 | Elect John Killian | Mgmt | For | For | For | |||||
| 9 | Elect Eugene McGrath | Mgmt | For | For | For | |||||
| 10 | Elect Sally Pinero | Mgmt | For | For | For | |||||
| 11 | Elect Michael Ranger | Mgmt | For | For | For | |||||
| 12 | Elect L. Frederick Sutherland | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Regarding Disclosure of Executive Compensation | ShrHoldr | Against | Against | For | |||||
Covance Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CVD | CUSIP 222816100 | 05/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Robert Barchi | Mgmt | For | For | For | |||||
| 1.2 | Elect Joseph Scodari | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Non-Employee Directors Deferred Stock Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | For | Against | |||||
Coventry Health Care, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CVH | CUSIP 222862104 | 05/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Daniel Mendelson | Mgmt | For | For | For | |||||
| 2 | Elect Rodman Moorhead, III | Mgmt | For | For | For | |||||
| 3 | Elect Timothy Weglicki | Mgmt | For | For | For | |||||
| 4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 5 | Amendment to Supermajority Requirement | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against | |||||
Cytec Industries Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| CYT | CUSIP 232820100 | 04/19/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Barry Johnson | Mgmt | For | For | For | |||||
| 2 | Elect Carol Lowe | Mgmt | For | For | For | |||||
| 3 | Elect Thomas Rabaut | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Amendment to the 1993 Stock Award and Incentive Plan | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Dana Holding Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DAN | CUSIP 235825205 | 04/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Virginia Kamsky | Mgmt | For | For | For | |||||
| 1.2 | Elect Terrence Keating | Mgmt | For | For | For | |||||
| 1.3 | Elect Joseph Muscari | Mgmt | For | For | For | |||||
| 1.4 | Elect Steven Schwarzwaelder | Mgmt | For | For | For | |||||
| 1.5 | Elect Richard Wallman | Mgmt | For | For | For | |||||
| 1.6 | Elect Keith Wandell | Mgmt | For | For | For | |||||
| 1.7 | Elect Roger Wood | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Denbury Resources Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DNR | CUSIP 247916208 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Wieland Wettstein | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Beatty | Mgmt | For | For | For | |||||
| 1.3 | Elect Michael Decker | Mgmt | For | For | For | |||||
| 1.4 | Elect Ronald Greene | Mgmt | For | For | For | |||||
| 1.5 | Elect Gregory McMichael | Mgmt | For | For | For | |||||
| 1.6 | Elect Kevin Myers | Mgmt | For | For | For | |||||
| 1.7 | Elect Gareth Roberts | Mgmt | For | For | For | |||||
| 1.8 | Elect Phil Rykhoek | Mgmt | For | For | For | |||||
| 1.9 | Elect Randy Stein | Mgmt | For | For | For | |||||
| 1.10 | Elect Laura Sugg | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Elimination of Two-Thirds | Mgmt | For | For | For | |||||
Supermajority Requirement for the Board of Directors to Approve Certain Corporate Actions | ||||||||||
| 4 | Amendment of the Limited Liability Company Agreement | Mgmt | For | Against | Against | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Digital Realty Trust, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DLR | CUSIP 253868103 | 04/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Election of Directors | Mgmt | For | For | For | |||||
| 2 | Elect Laurence Chapman | Mgmt | For | For | For | |||||
| 3 | Elect Kathleen Earley | Mgmt | For | For | For | |||||
| 4 | Elect Ruann Ernst | Mgmt | For | For | For | |||||
| 5 | Elect Dennis Singleton | Mgmt | For | For | For | |||||
| 6 | Elect Robert Zerbst | Mgmt | For | For | For | |||||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Dover Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| DOV | CUSIP 260003108 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect David Benson | Mgmt | For | For | For | |||||
| 2 | Elect Robert Cremin | Mgmt | For | For | For | |||||
| 3 | Elect Jean-Pierre Ergas | Mgmt | For | For | For | |||||
| 4 | Elect Peter Francis | Mgmt | For | For | For | |||||
| 5 | Elect Kristiane Graham | Mgmt | For | For | For | |||||
| 6 | Elect Robert Livingston | Mgmt | For | For | For | |||||
| 7 | Elect Richard Lochridge | Mgmt | For | For | For | |||||
| 8 | Elect Bernard Rethore | Mgmt | For | For | For | |||||
| 9 | Elect Michael Stubbs | Mgmt | For | For | For | |||||
| 10 | Elect Stephen Todd | Mgmt | For | For | For | |||||
| 11 | Elect Stephen Wagner | Mgmt | For | For | For | |||||
| 12 | Elect Mary Winston | Mgmt | For | For | For | |||||
| 13 | 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Energizer Holdings, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ENR | CUSIP 29266R108 | 01/30/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Bill Armstrong | Mgmt | For | For | For | |||||
| 2 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||||
| 3 | Elect Pamela Nicholson | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Ensco plc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ESV | CUSIP 29358Q109 | 05/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect C. Christopher Gaut | Mgmt | For | For | For | |||||
| 2 | Elect Gerald Haddock | Mgmt | For | For | For | |||||
| 3 | Elect Paul Rowsey III | Mgmt | For | For | For | |||||
| 4 | Elect Francis Kalman | Mgmt | For | For | For | |||||
| 5 | Elect David Brown | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 7 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||||
| 8 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||
| 9 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Expedia, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| EXPE | CUSIP 30212P303 | 06/05/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect A. George Battle | Mgmt | For | For | For | |||||
| 1.2 | Elect Barry Diller | Mgmt | For | For | For | |||||
| 1.3 | Elect Jonathan Dolgen | Mgmt | For | For | For | |||||
| 1.4 | Elect William Fitzgerald | Mgmt | For | For | For | |||||
| 1.5 | Elect Craig Jacobson | Mgmt | For | For | For | |||||
| 1.6 | Elect Victor Kaufman | Mgmt | For | For | For | |||||
| 1.7 | Elect Peter Kern | Mgmt | For | For | For | |||||
| 1.8 | Elect Dara Khosrowshahi | Mgmt | For | For | For | |||||
| 1.9 | Elect John Malone | Mgmt | For | For | For | |||||
| 1.10 | Elect Jose Antonio Tazon Garcia | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Expedia, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| EXPE | CUSIP 30212P105 | 12/06/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Approve Spin-Off Agreement | Managem | For | For | For | |||||
| 2 | Approve Reverse Stock Split | Managem | For | For | For | |||||
| 3 | Approve Merger Agreement | Managem | For | For | For | |||||
| 4 | Amend Certificate of Incorporation Renouncing Interest in Transactions that may be a Corporate Opportunity for both Expedia and TripAdvisor | Managem | For | For | For | |||||
| 5.1 | Elect Director A. George ‘Skip’ Battle | Managem | For | For | For | |||||
| 5.2 | Elect Director Barry Diller | Managem | For | For | For | |||||
| 5.3 | Elect Director Jonathan L. Dolgen | Managem | For | For | For | |||||
| 5.4 | Elect Director William R. Fitzgerald | Managem | For | For | For | |||||
| 5.5 | Elect Director Craig A. Jacobson | Managem | For | For | For | |||||
| 5.6 | Elect Director Victor A. Kaufman | Managem | For | For | For | |||||
| 5.7 | Elect Director Peter M. Kern | Managem | For | For | For | |||||
| 5.8 | Elect Director Dara Khosrowshahi | Managem | For | For | For | |||||
| 5.9 | Elect Director John C. Malone | Managem | For | For | For | |||||
| 5.10 | Elect Director Jose A. Tazon | Managem | For | For | For | |||||
| 6 | Ratify Auditors | Managem | For | For | For | |||||
| 7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Managem | For | For | For | |||||
| 8 | Advisory Vote on Say on Pay Frequency | Managem | 3 Years | 3 Years | For | |||||
First Horizon National Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FHN | CUSIP 320517105 | 04/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Robert Carter | Mgmt | For | For | For | |||||
| 2 | Elect John Compton | Mgmt | For | For | For | |||||
| 3 | Elect Mark Emkes | Mgmt | For | For | For | |||||
| 4 | Elect Vicky Gregg | Mgmt | For | For | For | |||||
| 5 | Elect James Haslam III | Mgmt | For | For | For | |||||
| 6 | Elect D. Bryan Jordan | Mgmt | For | For | For | |||||
| 7 | Elect R. Brad Martin | Mgmt | For | For | For | |||||
| 8 | Elect Scott Niswonger | Mgmt | For | For | For | |||||
| 9 | Elect Vicki Palmer | Mgmt | For | For | For | |||||
| 10 | Elect Colin Reed | Mgmt | For | For | For | |||||
| 11 | Elect Luke Yancy III | Mgmt | For | For | For | |||||
| 12 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | |||||
| 13 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Foot Locker, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FL | CUSIP 344849104 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Alan Feldman | Mgmt | For | For | For | |||||
| 1.2 | Elect Jarobin Gilbert, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect David Schwartz | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Annual Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Fulton Financial Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| FULT | CUSIP 360271100 | 04/30/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Jeffrey Albertson | Mgmt | For | For | For | |||||
| 1.2 | Elect Joe Ballard | Mgmt | For | For | For | |||||
| 1.3 | Elect John Bond, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Craig Dally | Mgmt | For | For | For | |||||
| 1.5 | Elect Patrick Freer | Mgmt | For | For | For | |||||
| 1.6 | Elect Rufus Fulton, Jr. | Mgmt | For | For | For | |||||
| 1.7 | Elect George Hodges | Mgmt | For | For | For | |||||
| 1.8 | Elect Willem Kooyker | Mgmt | For | For | For | |||||
| 1.9 | Elect Donald Lesher, Jr. | Mgmt | For | For | For | |||||
| 1.10 | Elect Albert Morrison, III | Mgmt | For | For | For | |||||
| 1.11 | Elect R. Scott Smith, Jr. | Mgmt | For | For | For | |||||
| 1.12 | Elect Gary Stewart | Mgmt | For | For | For | |||||
| 1.13 | Elect E. Philip Wenger | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
GameStop Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GME | CUSIP 36467W109 | 06/19/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Daniel DeMatteo | Mgmt | For | For | For | |||||
| 1.2 | Elect Shane Kim | Mgmt | For | For | For | |||||
| 1.3 | Elect J. Paul Raines | Mgmt | For | For | For | |||||
| 1.4 | Elect Kathy Vrabeck | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Gardner Denver, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GDI | CUSIP 365558105 | 05/01/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Michael Arnold | Mgmt | For | For | For | |||||
| 1.2 | Elect Barry Pennypacker | Mgmt | For | For | For | |||||
| 1.3 | Elect Richard Thompson | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Global Cash Access Holdings, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GCA | CUSIP 378967103 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Scott Betts | Mgmt | For | For | For | |||||
| 1.2 | Elect E. Miles Kilburn | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
GrafTech International Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GTI | CUSIP 384313102 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Randy Carson | Mgmt | For | For | For | |||||
| 1.2 | Elect Mary Cranston | Mgmt | For | For | For | |||||
| 1.3 | Elect Harold Layman | Mgmt | For | For | For | |||||
| 1.4 | Elect Ferrell McClean | Mgmt | For | For | For | |||||
| 1.5 | Elect Nathan Milikowsky | Mgmt | For | For | For | |||||
| 1.6 | Elect Michael Nahl | Mgmt | For | For | For | |||||
| 1.7 | Elect Steven Shawley | Mgmt | For | For | For | |||||
| 1.8 | Elect Craig Shular | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hawaiian Electric Industries, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HE | CUSIP 419870100 | 05/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Constance Lau | Mgmt | For | For | For | |||||
| 1.2 | Elect A. Maurice Myers | Mgmt | For | For | For | |||||
| 1.3 | Elect James Scott | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Health Care Reit, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HCN | CUSIP 42217K106 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect William Ballard, Jr. | Mgmt | For | For | For | |||||
| 2 | Elect George Chapman | Mgmt | For | For | For | |||||
| 3 | Elect Daniel Decker | Mgmt | For | For | For | |||||
| 4 | Elect Thomas DeRosa | Mgmt | For | For | For | |||||
| 5 | Elect Jeffrey Donahue | Mgmt | For | For | For | |||||
| 6 | Elect Peter Grua | Mgmt | For | For | For | |||||
| 7 | Elect Fred Klipsch | Mgmt | For | For | For | |||||
| 8 | Elect Sharon Oster | Mgmt | For | For | For | |||||
| 9 | Elect Jeffrey Otten | Mgmt | For | For | For | |||||
| 10 | Elect R. Scott Trumbull | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hologic, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HOLX | CUSIP 436440101 | 03/06/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Robert Cascella | Mgmt | For | For | For | |||||
| 1.2 | Elect Glenn Muir | Mgmt | For | For | For | |||||
| 1.3 | Elect David LaVance, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Sally Crawford | Mgmt | For | For | For | |||||
| 1.5 | Elect Nancy Leaming | Mgmt | For | For | For | |||||
| 1.6 | Elect Lawrence Levy | Mgmt | For | For | For | |||||
| 1.7 | Elect Christina Stamoulis | Mgmt | For | For | For | |||||
| 1.8 | Elect Elaine Ullian | Mgmt | For | For | For | |||||
| 1.9 | Elect Wayne Wilson | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Home Properties, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HME | CUSIP 437306103 | 05/01/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Stephen Blank | Mgmt | For | For | For | |||||
| 1.2 | Elect Alan Gosule | Mgmt | For | For | For | |||||
| 1.3 | Elect Leonard Helbig, III | Mgmt | For | For | For | |||||
| 1.4 | Elect Charles Koch | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas Lydon, Jr. | Mgmt | For | For | For | |||||
| 1.6 | Elect Edward Pettinella | Mgmt | For | For | For | |||||
| 1.7 | Elect Clifford Smith, Jr. | Mgmt | For | For | For | |||||
| 1.8 | Elect Amy Tait | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hospira, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| HSP | CUSIP 441060100 | 05/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Barbara Bowles | Mgmt | For | For | For | |||||
| 2 | Elect Roger Hale | Mgmt | For | For | For | |||||
| 3 | Elect John Staley | Mgmt | For | For | For | |||||
| 4 | Elect William Dempsey | Mgmt | For | For | For | |||||
| 5 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
| 6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 8 | Ratification of Auditor | Mgmt | For | For | For | |||||
International Flavors & Fragrances Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| IFF | CUSIP 459506101 | 05/01/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Marcello Bottoli | Mgmt | For | For | For | |||||
| 2 | Elect Linda Buck | Mgmt | For | For | For | |||||
| 3 | Elect J. Michael Cook | Mgmt | For | For | For | |||||
| 4 | Elect Roger Ferguson, Jr. | Mgmt | For | For | For | |||||
| 5 | Elect Andreas Fibig | Mgmt | For | For | For | |||||
| 6 | Elect Alexandra Herzan | Mgmt | For | For | For | |||||
| 7 | Elect Henry Howell, Jr. | Mgmt | For | For | For | |||||
| 8 | Elect Katherine Hudson | Mgmt | For | For | For | |||||
| 9 | Elect Arthur Martinez | Mgmt | For | For | For | |||||
| 10 | Elect Dale Morrison | Mgmt | For | For | For | |||||
| 11 | Elect Douglas Tough | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Invesco Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| IVZ | CUSIP G491BT108 | 05/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Martin Flanagan | Mgmt | For | For | For | |||||
| 2 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||||
| 3 | Elect Ben Johnson III | Mgmt | For | For | For | |||||
| 4 | Elect J. Thomas Presby | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Jacobs Engineering Group Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| JEC | CUSIP 469814107 | 01/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Noel Watson | Mgmt | For | For | For | |||||
| 2 | Elect Joseph Bronson | Mgmt | For | For | For | |||||
| 3 | Elect Peter Robertson | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Amendment to the 1999 Stock Incentive Plan | Mgmt | For | For | For | |||||
Jarden Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| JAH | CUSIP 471109108 | 05/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Martin Franklin | Mgmt | For | For | For | |||||
| 1.2 | Elect James Lillie | Mgmt | For | For | For | |||||
| 1.3 | Elect Michael Gross | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Jones Lang LaSalle Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| JLL | CUSIP 48020Q107 | 05/31/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Hugo Bague | Mgmt | For | For | For | |||||
| 2 | Elect Colin Dyer | Mgmt | For | For | For | |||||
| 3 | Elect Darryl Hartley-Leonard | Mgmt | For | For | For | |||||
| 4 | Elect DeAnne Julius | Mgmt | For | For | For | |||||
| 5 | Elect Ming Lu | Mgmt | For | For | For | |||||
| 6 | Elect Lauralee Martin | Mgmt | For | For | For | |||||
| 7 | Elect Martin Nesbitt | Mgmt | For | For | For | |||||
| 8 | Elect Sheila Penrose | Mgmt | For | For | For | |||||
| 9 | Elect David Rickard | Mgmt | For | For | For | |||||
| 10 | Elect Roger Staubach | Mgmt | For | For | For | |||||
| 11 | Elect Thomas Theobald | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Reapproval of the Performance-Based Award Provisions of the Stock Award and Incentive Plan | Mgmt | For | For | For | |||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Joy Global Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| JOY | CUSIP 481165108 | 03/06/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Steven Gerard | Mgmt | For | For | For | |||||
| 1.2 | Elect John Gremp | Mgmt | For | For | For | |||||
| 1.3 | Elect John Hanson | Mgmt | For | For | For | |||||
| 1.4 | Elect Gale Klappa | Mgmt | For | For | For | |||||
| 1.5 | Elect Richard Loynd | Mgmt | For | For | For | |||||
| 1.6 | Elect P. Eric Siegert | Mgmt | For | For | For | |||||
| 1.7 | Elect Michael Sutherlin | Mgmt | For | For | For | |||||
| 1.8 | Elect James Tate | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
| 5 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||
KB Home
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KBH | CUSIP 48666K109 | 04/12/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Barbara Alexander | Mgmt | For | Against | Against | |||||
| 2 | Elect Stephen Bollenbach | Mgmt | For | Against | Against | |||||
| 3 | Elect Timothy Finchem | Mgmt | For | Against | Against | |||||
| 4 | Elect Kenneth Jastrow II | Mgmt | For | For | For | |||||
| 5 | Elect Robert Johnson | Mgmt | For | Against | Against | |||||
| 6 | Elect Melissa Lora | Mgmt | For | For | For | |||||
| 7 | Elect Michael McCaffery | Mgmt | For | Against | Against | |||||
| 8 | Elect Jeffrey Mezger | Mgmt | For | For | For | |||||
| 9 | Elect Luis Nogales | Mgmt | For | Against | Against | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Kennametal Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KMT | CUSIP 489170100 | 10/25/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director William J. Harvey | Managem | For | For | For | |||||
| 1.2 | Elect Director Philip A. Dur | Managem | For | For | For | |||||
| 1.3 | Elect Director Timothy R. McLevish | Managem | For | For | For | |||||
| 1.4 | Elect Director Steven H. Wunning | Managem | For | For | For | |||||
| 2 | Ratify Auditors | Managem | For | For | For | |||||
| 3 | Amend Executive Incentive Bonus Plan | Managem | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Managem | For | For | For | |||||
| 5 | Advisory Vote on Say on PayFrequency | Managem | 1 Year | 1 Year | For | |||||
Keycorp
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KEY | CUSIP 493267108 | 05/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Edward Campbell | Mgmt | For | For | For | |||||
| 1.2 | Elect Joseph Carrabba | Mgmt | For | For | For | |||||
| 1.3 | Elect Charles Cooley | Mgmt | For | For | For | |||||
| 1.4 | Elect Alexander Cutler | Mgmt | For | For | For | |||||
| 1.5 | Elect H. James Dallas | Mgmt | For | For | For | |||||
| 1.6 | Elect Elizabeth Gile | Mgmt | For | For | For | |||||
| 1.7 | Elect Ruth Ann Gillis | Mgmt | For | For | For | |||||
| 1.8 | Elect William Gisel, Jr. | Mgmt | For | For | For | |||||
| 1.9 | Elect Richard Hipple | Mgmt | For | For | For | |||||
| 1.10 | Elect Kristen Manos | Mgmt | For | For | For | |||||
| 1.11 | Elect Beth Mooney | Mgmt | For | For | For | |||||
| 1.12 | Elect Bill Sanford | Mgmt | For | For | For | |||||
| 1.13 | Elect Barbara Snyder | Mgmt | For | For | For | |||||
| 1.14 | Elect Thomas Stevens | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||||
Kilroy Realty Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KRC | CUSIP 49427F108 | 05/17/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect John Kilroy, Sr. | Mgmt | For | For | For | |||||
| 1.2 | Elect John Kilroy, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect Edward Brennan | Mgmt | For | For | For | |||||
| 1.4 | Elect William Dickey | Mgmt | For | For | For | |||||
| 1.5 | Elect Scott Ingraham | Mgmt | For | For | For | |||||
| 1.6 | Elect Dale Kinsella | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Kimco Realty Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KIM | CUSIP 49446R109 | 05/01/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Milton Cooper | Mgmt | For | For | For | |||||
| 1.2 | Elect Philip Coviello | Mgmt | For | For | For | |||||
| 1.3 | Elect Richard Dooley | Mgmt | For | For | For | |||||
| 1.4 | Elect Joe Grills | Mgmt | For | For | For | |||||
| 1.5 | Elect David Henry | Mgmt | For | For | For | |||||
| 1.6 | Elect F. Patrick Hughes | Mgmt | For | For | For | |||||
| 1.7 | Elect Frank Lourenso | Mgmt | For | For | For | |||||
| 1.8 | Elect Colombe Nicholas | Mgmt | For | For | For | |||||
| 1.9 | Elect Richard Saltzman | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2010 Equity Participation Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
KKR Financial Holdings LLC
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KFN | CUSIP 48248A306 | 04/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Tracy Collins | Mgmt | For | For | For | |||||
| 1.2 | Elect Robert Edwards | Mgmt | For | For | For | |||||
| 1.3 | Elect Vincent Paul Finigan | Mgmt | For | For | For | |||||
| 1.4 | Elect Paul Hazen | Mgmt | For | For | For | |||||
| 1.5 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||||
| 1.6 | Elect Ross Kari | Mgmt | For | For | For | |||||
| 1.7 | Elect Ely Licht | Mgmt | For | For | For | |||||
| 1.8 | Elect Deborah McAneny | Mgmt | For | For | For | |||||
| 1.9 | Elect Scott Nuttall | Mgmt | For | For | For | |||||
| 1.10 | Elect Scott Ryles | Mgmt | For | For | For | |||||
| 1.11 | Elect William Sonneborn | Mgmt | For | For | For | |||||
| 1.12 | Elect Willy Strothotte | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Knight Capital Group, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| KCG | CUSIP 499005106 | 05/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect William Bolster | Mgmt | For | For | For | |||||
| 2 | Elect Thomas Joyce | Mgmt | For | For | For | |||||
| 3 | Elect James Lewis | Mgmt | For | For | For | |||||
| 4 | Elect James Milde | Mgmt | For | For | For | |||||
| 5 | Elect Christopher Quick | Mgmt | For | For | For | |||||
| 6 | Elect Daniel Schmitt | Mgmt | For | For | For | |||||
| 7 | Elect Laurie Shahon | Mgmt | For | For | For | |||||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 10 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
Lam Research Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LRCX | CUSIP 512807108 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Acquisition | Mgmt | For | For | For | |||||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Lazard Ltd
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LAZ | CUSIP G54050102 | 04/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Ashish Bhutani | Mgmt | For | For | For | |||||
| 1.2 | Elect Steven Heyer | Mgmt | For | For | For | |||||
| 1.3 | Elect Sylvia Jay | Mgmt | For | For | For | |||||
| 1.4 | Elect Vernon Jordan, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Lennar Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LEN | CUSIP 526057104 | 04/11/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Irving Bolotin | Mgmt | For | For | For | |||||
| 1.2 | Elect Steven Gerard | Mgmt | For | For | For | |||||
| 1.3 | Elect Theron Gilliam | Mgmt | For | For | For | |||||
| 1.4 | Elect Sherrill Hudson | Mgmt | For | For | For | |||||
| 1.5 | Elect R. Kirk Landon | Mgmt | For | For | For | |||||
| 1.6 | Elect Sidney Lapidus | Mgmt | For | For | For | |||||
| 1.7 | Elect Stuart Miller | Mgmt | For | For | For | |||||
| 1.8 | Elect Jeffrey Sonnenfeld | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2007 Equity Compensation Plan | Mgmt | For | For | For | |||||
| 4 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Shareholder Proposal Regarding Reporting and Reducing Energy Use | ShrHoldr | Against | Against | For | |||||
Liberty Property Trust
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LRY | CUSIP 531172104 | 05/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Frederick Buchholz | Mgmt | For | For | For | |||||
| 1.2 | Elect Thomas DeLoach, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect Katherine Dietze | Mgmt | For | For | For | |||||
| 1.4 | Elect Daniel Garton | Mgmt | For | For | For | |||||
| 1.5 | Elect William Hankowsky | Mgmt | For | For | For | |||||
| 1.6 | Elect M. Leanne Lachman | Mgmt | For | For | For | |||||
| 1.7 | Elect David Lingerfelt | Mgmt | For | For | For | |||||
| 1.8 | Elect Stephen Siegel | Mgmt | For | For | For | |||||
| 1.9 | Elect Stephen Steinour | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Lincoln National Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LNC | CUSIP 534187109 | 05/24/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect George Henderson III | Mgmt | For | For | For | |||||
| 2 | Elect Eric Johnson | Mgmt | For | For | For | |||||
| 3 | Elect M. Leanne Lachman | Mgmt | For | For | For | |||||
| 4 | Elect Isaiah Tidwell | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Marriott International, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MAR | CUSIP 571903202 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||||
| 2 | Elect John Marriott III | Mgmt | For | For | For | |||||
| 3 | Elect Mary Bush | Mgmt | For | For | For | |||||
| 4 | Elect Lawrence Kellner | Mgmt | For | For | For | |||||
| 5 | Elect Debra Lee | Mgmt | For | For | For | |||||
| 6 | Elect George Munoz | Mgmt | For | For | For | |||||
| 7 | Elect Harry Pearce | Mgmt | For | For | For | |||||
| 8 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
| 9 | Elect Lawrence Small | Mgmt | For | For | For | |||||
| 10 | Elect Arne Sorenson | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Maxim Integrated Products, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MXIM | CUSIP 57772K101 | 11/16/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Director Tunc Doluca | Managem | For | For | For | |||||
| 1.2 | Elect Director B. Kipling Hagopian | Managem | For | For | For | |||||
| 1.3 | Elect Director James R. Bergman | Managem | For | For | For | |||||
| 1.4 | Elect Director Joseph R. Bronson | Managem | For | For | For | |||||
| 1.5 | Elect Director Robert E. Grady | Managem | For | For | For | |||||
| 1.6 | Elect Director William D. Watkins | Managem | For | For | For | |||||
| 1.7 | Elect Director A. R. Frank Wazzan | Managem | For | For | For | |||||
| 2 | Ratify Auditors | Managem | For | For | For | |||||
| 3 | Amend Qualified Employee Stock Purchase Plan | Managem | For | For | For | |||||
| 4 | Amend Omnibus Stock Plan | Managem | For | For | For | |||||
| 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Managem | For | For | For | |||||
| 6 | Advisory Vote on Say on Pay Frequency | Managem | 1 Year | 1 Year | For | |||||
MBIA Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MBI | CUSIP 55262C100 | 05/01/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Joseph Brown | Mgmt | For | For | For | |||||
| 2 | Elect David Coulter | Mgmt | For | For | For | |||||
| 3 | Elect Steven Gilbert | Mgmt | For | For | For | |||||
| 4 | Elect Daniel Kearney | Mgmt | For | For | For | |||||
| 5 | Elect Kewsong Lee | Mgmt | For | For | For | |||||
| 6 | Elect Charles Rinehart | Mgmt | For | For | For | |||||
| 7 | Elect Theodore Shasta | Mgmt | For | For | For | |||||
| 8 | Elect Richard Vaughan | Mgmt | For | For | For | |||||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 10 | Amendment to the 2005 Omnibus Plan | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
Molson Coors Brewing Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TAP | CUSIP 60871R209 | 05/30/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Charles Herington | Mgmt | For | For | For | |||||
| 1.2 | Elect H. Sanford Riley | Mgmt | For | For | For | |||||
Monster Worldwide, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MWW | CUSIP 611742107 | 06/05/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Salvatore Iannuzzi | Mgmt | For | For | For | |||||
| 2 | Elect John Gaulding | Mgmt | For | For | For | |||||
| 3 | Elect Edmund Giambastiani, Jr. | Mgmt | For | For | For | |||||
| 4 | Elect Cynthia McCague | Mgmt | For | For | For | |||||
| 5 | Elect Jeffrey Rayport | Mgmt | For | For | For | |||||
| 6 | Elect Roberto Tunioli | Mgmt | For | For | For | |||||
| 7 | Elect Timothy Yates | Mgmt | For | For | For | |||||
| 8 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Motorola Mobility Holdings, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MMI | CUSIP 620097105 | 11/17/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Approve Merger Agreement | Managem | For | For | For | |||||
| 2 | Adjourn Meeting | Managem | For | For | For | |||||
| 3 | Advisory Vote on Golden Parachutes | Managem | For | For | For | |||||
Murphy Oil Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MUR | CUSIP 626717102 | 05/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Frank Blue | Mgmt | For | For | For | |||||
| 2 | Elect Steven Cosse | Mgmt | For | For | For | |||||
| 3 | Elect Claiborne Deming | Mgmt | For | For | For | |||||
| 4 | Elect Robert Hermes | Mgmt | For | For | For | |||||
| 5 | Elect James Kelley | Mgmt | For | For | For | |||||
| 6 | Elect Walentin Mirosh | Mgmt | For | For | For | |||||
| 7 | Elect R. Madison Murphy | Mgmt | For | For | For | |||||
| 8 | Elect Neal Schmale | Mgmt | For | For | For | |||||
| 9 | Elect David Smith | Mgmt | For | For | For | |||||
| 10 | Elect Caroline Theus | Mgmt | For | For | For | |||||
| 11 | Elect David Wood | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 14 | 2012 Annual Incentive Plan | Mgmt | For | For | For | |||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Mylan Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| MYL | CUSIP 628530107 | 05/04/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Robert Coury | Mgmt | For | For | For | |||||
| 1.2 | Elect Rodney Piatt | Mgmt | For | For | For | |||||
| 1.3 | Elect Heather Bresch | Mgmt | For | For | For | |||||
| 1.4 | Elect Wendy Cameron | Mgmt | For | For | For | |||||
| 1.5 | Elect Robert Cindrich | Mgmt | For | For | For | |||||
| 1.6 | Elect Neil Dimick | Mgmt | For | For | For | |||||
| 1.7 | Elect Douglas Leech | Mgmt | For | For | For | |||||
| 1.8 | Elect Joseph Maroon | Mgmt | For | For | For | |||||
| 1.9 | Elect Mark Parrish | Mgmt | For | For | For | |||||
| 1.10 | Elect C. B. Todd | Mgmt | For | For | For | |||||
| 1.11 | Elect Randall Vanderveen | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2003 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 4 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||||
| 6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
Nabors Industries Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| NBR | CUSIP G6359F103 | 06/05/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect James Crane | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Linn | Mgmt | For | For | For | |||||
| 1.3 | Elect John Yearwood | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 4 | Amendment to Supermajority Requirement Regarding Business Combinations | Mgmt | For | Against | Against | |||||
| 5 | Technical Bye-Law Amendments | Mgmt | For | For | For | |||||
| 6 | 2012 Incentive Bonus Plan | Mgmt | For | Against | Against | |||||
| 7 | 2012 Stock Plan | Mgmt | For | Against | Against | |||||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
| 9 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||||
| 10 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHoldr | Against | For | Against | |||||
Newpark Resources, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| NR | CUSIP 651718504 | 06/07/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect David Anderson | Mgmt | For | For | For | |||||
| 1.2 | Elect Jerry Box | Mgmt | For | For | For | |||||
| 1.3 | Elect George Finley | Mgmt | For | For | For | |||||
| 1.4 | Elect Paul Howes | Mgmt | For | For | For | |||||
| 1.5 | Elect James McFarland | Mgmt | For | For | For | |||||
| 1.6 | Elect Gary Warren | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
NorthWestern Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| NWE | CUSIP 668074305 | 04/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Stephen Adik | Mgmt | For | For | For | |||||
| 1.2 | Elect Dorothy Bradley | Mgmt | For | For | For | |||||
| 1.3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Dana Dykhouse | Mgmt | For | For | For | |||||
| 1.5 | Elect Julia Johnson | Mgmt | For | For | For | |||||
| 1.6 | Elect Philip Maslowe | Mgmt | For | For | For | |||||
| 1.7 | Elect Denton Peoples | Mgmt | For | For | For | |||||
| 1.8 | Elect Robert Rowe | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Novellus Systems, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| NVLS | CUSIP 670008101 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Acquisition | Mgmt | For | For | For | |||||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
On Assignment, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ASGN | CUSIP 682159108 | 05/14/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Merger/Acquisition | Mgmt | For | For | For | |||||
| 2.1 | Elect Jeremy Jones | Mgmt | For | For | For | |||||
| 2.2 | Elect Edward Pierce | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
P.H. Glatfelter Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GLT | CUSIP 377316104 | 05/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Kathleen Dahlberg | Mgmt | For | For | For | |||||
| 1.2 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||||
| 1.3 | Elect Kevin Fogarty | Mgmt | For | For | For | |||||
| 1.4 | Elect J. Robert Hall | Mgmt | For | For | For | |||||
| 1.5 | Elect Richard Ill | Mgmt | For | For | For | |||||
| 1.6 | Elect Ronald Naples | Mgmt | For | For | For | |||||
| 1.7 | Elect Dante Parrini | Mgmt | For | For | For | |||||
| 1.8 | Elect Richard Smoot | Mgmt | For | For | For | |||||
| 1.9 | Elect Lee Stewart | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Packaging Corporation of America
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PKG | CUSIP 695156109 | 05/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Cheryl Beebe | Mgmt | For | For | For | |||||
| 1.2 | Elect Hasan Jameel | Mgmt | For | For | For | |||||
| 1.3 | Elect Mark Kowlzan | Mgmt | For | For | For | |||||
| 1.4 | Elect Robert Lyons | Mgmt | For | For | For | |||||
| 1.5 | Elect Samuel Mencoff | Mgmt | For | For | For | |||||
| 1.6 | Elect Roger Porter | Mgmt | For | For | For | |||||
| 1.7 | Elect Thomas Souleles | Mgmt | For | For | For | |||||
| 1.8 | Elect Paul Stecko | Mgmt | For | For | For | |||||
| 1.9 | Elect James Woodrum | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Partnerre Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PRE | CUSIP G6852T105 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Jan Holsboer | Mgmt | For | For | For | |||||
| 1.2 | Elect Roberto Mendoza | Mgmt | For | For | For | |||||
| 1.3 | Elect Kevin Twomey | Mgmt | For | For | For | |||||
| 1.4 | Elect David Zwiener | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2003 Non-Employee Directors Share Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
PolyOne Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| POL | CUSIP 73179P106 | 05/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect J. Douglas Campbell | Mgmt | For | For | For | |||||
| 1.2 | Elect Carol Cartwright | Mgmt | For | For | For | |||||
| 1.3 | Elect Richard Fearon | Mgmt | For | For | For | |||||
| 1.4 | Elect Gregory Goff | Mgmt | For | For | For | |||||
| 1.5 | Elect Gordon Harnett | Mgmt | For | For | For | |||||
| 1.6 | Elect Richard Lorraine | Mgmt | For | For | For | |||||
| 1.7 | Elect Stephen Newlin | Mgmt | For | For | For | |||||
| 1.8 | Elect William Powell | Mgmt | For | For | For | |||||
| 1.9 | Elect Farah Walters | Mgmt | For | For | For | |||||
| 1.10 | Elect William Wulfsohn | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2010 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Pool Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| POOL | CUSIP 73278L105 | 05/02/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Wilson Sexton | Mgmt | For | For | For | |||||
| 1.2 | Elect Andrew Code | Mgmt | For | For | For | |||||
| 1.3 | Elect James Gaffney | Mgmt | For | For | For | |||||
| 1.4 | Elect George Haymaker, Jr. | Mgmt | For | For | For | |||||
| 1.5 | Elect Manuel Perez de La Mesa | Mgmt | For | For | For | |||||
| 1.6 | Elect Harlan Seymour | Mgmt | For | For | For | |||||
| 1.7 | Elect Robert Sledd | Mgmt | For | For | For | |||||
| 1.8 | Elect John Stokely | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
PulteGroup, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| PHM | CUSIP 745867101 | 05/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Brian Anderson | Mgmt | For | For | For | |||||
| 1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||||
| 1.3 | Elect Cheryl Grise | Mgmt | For | For | For | |||||
| 1.4 | Elect Debra Kelly-Ennis | Mgmt | For | For | For | |||||
| 1.5 | Elect Patrick O’Leary | Mgmt | For | For | For | |||||
| 1.6 | Elect Bernard Reznicek | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||||
| 5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | |||||
QLogic Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| QLGC | CUSIP 747277101 | 08/25/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Director Simon Biddiscombe | Managem | For | For | For | |||||
| 2 | Elect Director H.K. Desai | Managem | For | For | For | |||||
| 3 | Elect Director James R. Fiebiger | Managem | For | For | For | |||||
| 4 | Elect Director Balakrishnan S. Iyer | Managem | For | For | For | |||||
| 5 | Elect Director Kathryn B. Lewis | Managem | For | For | For | |||||
| 6 | Elect Director D. Scott Mercer | Managem | For | For | For | |||||
| 7 | Elect Director George D. Wells | Managem | For | For | For | |||||
| 8 | Elect Director William M. Zeitler | Managem | For | For | For | |||||
| 9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Managem | For | For | For | |||||
| 10 | Advisory Vote on Say on Pay Frequency | Managem | 1 Year | 1 Year | For | |||||
| 11 | Ratify Auditors | Managem | For | For | For | |||||
Reinsurance Group of America, Incorporated
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| RGA | CUSIP 759351604 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Fred Sievert | Mgmt | For | For | For | |||||
| 1.2 | Elect Stanley Tulin | Mgmt | For | For | For | |||||
| 1.3 | Elect A. Greig Woodring | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Rockwell Collins, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| COL | CUSIP 774341101 | 02/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Anthony Carbone | Mgmt | For | For | For | |||||
| 1.2 | Elect Clayton Jones | Mgmt | For | For | For | |||||
| 1.3 | Elect Cheryl Shavers | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Seagate Technology Public Limited Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| STX | CUSIP G7945M107 | 10/26/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | Ireland | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Reelect Stephen J. Luczo as Director | Managem | For | For | For | |||||
| 2 | Reelect D Frank J. Biondi, Jr. as Director | Managem | For | For | For | |||||
| 3 | Reelect Michael R. Cannon as Director | Managem | For | For | For | |||||
| 4 | Reelect Lydia M. Marshall as Director | Managem | For | For | For | |||||
| 5 | Reelect C.S. Park as Director | Managem | For | For | For | |||||
| 6 | Reelect Gregorio Reyes As Director | Managem | For | For | For | |||||
| 7 | Reelect Edward J. Zander as Director | Managem | For | For | For | |||||
| 8 | Approve Omnibus Stock Plan | Managem | For | For | For | |||||
| 9 | Determine Price Range for Reissuance of Treasury Shares | Managem | For | Against | Against | |||||
| 10 | Authorize the Holding of the 2012 AGM at a Location Outside Ireland | Managem | For | For | For | |||||
| 11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Managem | For | For | For | |||||
| 12 | Advisory Vote on Say on Pay Frequency | Managem | 1 Year | 1 Year | For | |||||
| 13 | Ratify Auditors | Managem | For | For | For | |||||
Sinclair Broadcast Group, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SBGI | CUSIP 829226109 | 06/14/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect David Smith | Mgmt | For | For | For | |||||
| 1.2 | Elect Frederick Smith | Mgmt | For | For | For | |||||
| 1.3 | Elect J. Duncan Smith | Mgmt | For | For | For | |||||
| 1.4 | Elect Robert Smith | Mgmt | For | For | For | |||||
| 1.5 | Elect Basil Thomas | Mgmt | For | For | For | |||||
| 1.6 | Elect Lawrence McCanna | Mgmt | For | For | For | |||||
| 1.7 | Elect Daniel Keith | Mgmt | For | For | For | |||||
| 1.8 | Elect Martin R. Leader | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Snyder’s-Lance, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LNCE | CUSIP 833551104 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Jeffrey Atkins | Mgmt | For | For | For | |||||
| 1.2 | Elect Peter Brubaker | Mgmt | For | For | For | |||||
| 1.3 | Elect Carl Lee, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Isaiah Tidwell | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | 2012 Key Employee Incentive Plan | Mgmt | For | For | For | |||||
| 5 | 2012 Associate Stock Purchase Plan | Mgmt | For | For | For | |||||
SPX Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SPW | CUSIP 784635104 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Christopher Kearney | Mgmt | For | For | For | |||||
| 2 | Elect Martha Wyrsch | Mgmt | For | For | For | |||||
| 3 | Elect Peter Volanakis | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2002 Stock Compensation Plan | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Synovus Financial Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SNV | CUSIP 87161C105 | 04/26/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Catherine Allen | Mgmt | For | For | For | |||||
| 2 | Elect Frank Brumley | Mgmt | For | For | For | |||||
| 3 | Elect Stephen Butler | Mgmt | For | For | For | |||||
| 4 | Elect Elizabeth Camp | Mgmt | For | For | For | |||||
| 5 | Elect T. Michael Goodrich | Mgmt | For | For | For | |||||
| 6 | Elect V. Nathaniel Hansford | Mgmt | For | For | For | |||||
| 7 | Elect Mason Lampton | Mgmt | For | For | For | |||||
| 8 | Elect Jerry Nix | Mgmt | For | For | For | |||||
| 9 | Elect H. Lynn Page | Mgmt | For | For | For | |||||
| 10 | Elect Joseph Prochaska, Jr. | Mgmt | For | For | For | |||||
| 11 | Elect J. Neal Purcell | Mgmt | For | For | For | |||||
| 12 | Elect Kessel Stelling, Jr. | Mgmt | For | For | For | |||||
| 13 | Elect Melvin Stith | Mgmt | For | For | For | |||||
| 14 | Elect Philip Tomlinson | Mgmt | For | For | For | |||||
| 15 | Elect James Yancey | Mgmt | For | For | For | |||||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 17 | Reapproval of the 2007 Omnibus Plan | Mgmt | For | For | For | |||||
| 18 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 19 | ARE YOU THE BENEFICIAL OWNER, IN ALL CAPACITIES, OF MORE THAN 1,139,063 SHARES OF SYNOVUS COMMON STOCK? IF YOU ANSWERED NO, TO QUESTION 5A, DO NOT ANSWER QUESTION 5B YOUR SHARES REPRESENTED BY THE PROXY ARE ENTITLED TO TEN VOTES PER SHARE. | Mgmt | N/A | Against | N/A | |||||
| 20 | IF YOUR ANSWER TO QUESTION 5A WAS YES, HAVE YOU ACQUIRED MORE THAN 1,139,063 SHARES OF SYNOVUS COMMON STOCK SINCE FEBRUARY 16, 2008 (INCLUDING SHARES RECEIVED AS A STOCK DIVIDEND)? IF YOU ANSWERED NO, TO QUESTION 5B, . YOUR SHARES REPRESENTED BY THE PROXY ARE ENTITLED TO TEN VOTES PER SHARE. | Mgmt | N/A | Against | N/A | |||||
TCF Financial Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TCB | CUSIP 872275102 | 04/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Raymond Barton | Mgmt | For | For | For | |||||
| 1.2 | Elect Peter Bell | Mgmt | For | For | For | |||||
| 1.3 | Elect William Bieber | Mgmt | For | For | For | |||||
| 1.4 | Elect Theodore Bigos | Mgmt | For | For | For | |||||
| 1.5 | Elect William Cooper | Mgmt | For | For | For | |||||
| 1.6 | Elect Thomas Cusick | Mgmt | For | For | For | |||||
| 1.7 | Elect Craig Dahl | Mgmt | For | For | For | |||||
| 1.8 | Elect Karen Grandstrand | Mgmt | For | For | For | |||||
| 1.9 | Elect Thomas Jasper | Mgmt | For | For | For | |||||
| 1.10 | Elect George Johnson | Mgmt | For | For | For | |||||
| 1.11 | Elect Vance Opperman | Mgmt | For | For | For | |||||
| 1.12 | Elect James Ramstad | Mgmt | For | For | For | |||||
| 1.13 | Elect Gerald Schwalbach | Mgmt | For | For | For | |||||
| 1.14 | Elect Barry Winslow | Mgmt | For | For | For | |||||
| 1.15 | Elect Richard Zona | Mgmt | For | For | For | |||||
| 2 | Amendment to the Incentive Stock Program | Mgmt | For | For | For | |||||
| 3 | Amendment to the Director Stock Grant Program | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Tenet Healthcare Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| THC | CUSIP 88033G100 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect John Bush | Mgmt | For | For | For | |||||
| 2 | Elect Trevor Fetter | Mgmt | For | For | For | |||||
| 3 | Elect Brenda Gaines | Mgmt | For | For | For | |||||
| 4 | Elect Karen Garrison | Mgmt | For | For | For | |||||
| 5 | Elect Edward Kangas | Mgmt | For | For | For | |||||
| 6 | Elect Floyd Loop | Mgmt | For | For | For | |||||
| 7 | Elect Richard Pettingill | Mgmt | For | For | For | |||||
| 8 | Elect Ronald Rittenmeyer | Mgmt | For | For | For | |||||
| 9 | Elect James Unruh | Mgmt | For | For | For | |||||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Re-approval of the Annual Incentive Plan | Mgmt | For | For | For | |||||
Tenet Healthcare Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| THC | CUSIP 88033G100 | 11/03/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Director John Ellis Jeb Bush | Managem | For | For | For | |||||
| 2 | Elect Director Trevor Fetter | Managem | For | For | For | |||||
| 3 | Elect Director Brenda J. Gaines | Managem | For | For | For | |||||
| 4 | Elect Director Karen M. Garrison | Managem | For | For | For | |||||
| 5 | Elect Director Edward A. Kangas | Managem | For | For | For | |||||
| 6 | Elect Director J. Robert Kerrey | Managem | For | For | For | |||||
| 7 | Elect Director Floyd D. Loop, M.D. | Managem | For | For | For | |||||
| 8 | Elect Director Richard R. Pettingill | Managem | For | For | For | |||||
| 9 | Elect Director Ronald A. Rittenmeyer | Managem | For | For | For | |||||
| 10 | Elect Director James A. Unruh | Managem | For | For | For | |||||
| 11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Managem | For | For | For | |||||
| 12 | Advisory Vote on Say on Pay Frequency | Managem | 1 Year | 1 Year | For | |||||
| 13 | Ratify Auditors | Managem | For | For | For | |||||
Tenneco Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TEN | CUSIP 880349105 | 05/16/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Dennis Letham | Mgmt | For | For | For | |||||
| 2 | Elect Hari Nair | Mgmt | For | For | For | |||||
| 3 | Elect Roger Porter | Mgmt | For | For | For | |||||
| 4 | Elect David Price, Jr. | Mgmt | For | For | For | |||||
| 5 | Elect Gregg Sherrill | Mgmt | For | For | For | |||||
| 6 | Elect Paul Stecko | Mgmt | For | For | For | |||||
| 7 | Elect Mitsunobu Takeuchi | Mgmt | For | For | For | |||||
| 8 | Elect Jane Warner | Mgmt | For | For | For | |||||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Teradyne, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TER | CUSIP 880770102 | 05/22/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect James Bagley | Mgmt | For | For | For | |||||
| 2 | Elect Michael Bradley | Mgmt | For | For | For | |||||
| 3 | Elect Albert Carnesale | Mgmt | For | For | For | |||||
| 4 | Elect Daniel Christman | Mgmt | For | For | For | |||||
| 5 | Elect Edwin Gillis | Mgmt | For | For | For | |||||
| 6 | Elect Timothy Guertin | Mgmt | For | For | For | |||||
| 7 | Elect Paul Tufano | Mgmt | For | For | For | |||||
| 8 | Elect Roy Vallee | Mgmt | For | For | For | |||||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Terex Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TEX | CUSIP 880779103 | 05/10/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Ronald DeFeo | Mgmt | For | For | For | |||||
| 1.2 | Elect G. Chris Andersen | Mgmt | For | For | For | |||||
| 1.3 | Elect Paula Cholmondeley | Mgmt | For | For | For | |||||
| 1.4 | Elect Don DeFosset | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas Hansen | Mgmt | For | For | For | |||||
| 1.6 | Elect David Sachs | Mgmt | For | For | For | |||||
| 1.7 | Elect Oren Shaffer | Mgmt | For | For | For | |||||
| 1.8 | Elect David Wang | Mgmt | For | For | For | |||||
| 1.9 | Elect Scott Wine | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Tesoro Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TSO | CUSIP 881609101 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Rodney Chase | Mgmt | For | For | For | |||||
| 2 | Elect Gregory Goff | Mgmt | For | For | For | |||||
| 3 | Elect Robert Goldman | Mgmt | For | For | For | |||||
| 4 | Elect Steven Grapstein | Mgmt | For | For | For | |||||
| 5 | Elect David Lilley | Mgmt | For | For | For | |||||
| 6 | Elect Jim Nokes | Mgmt | For | For | For | |||||
| 7 | Elect Susan Tomasky | Mgmt | For | For | For | |||||
| 8 | Elect Michael Wiley | Mgmt | For | For | For | |||||
| 9 | Elect Patrick Yang | Mgmt | For | For | For | |||||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
Tetra Tech, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TTEK | CUSIP 88162G103 | 02/28/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Dan Batrack | Mgmt | For | For | For | |||||
| 1.2 | Elect Hugh Grant | Mgmt | For | For | For | |||||
| 1.3 | Elect Patrick Haden | Mgmt | For | For | For | |||||
| 1.4 | Elect J. Christopher Lewis | Mgmt | For | For | For | |||||
| 1.5 | Elect Albert Smith | Mgmt | For | For | For | |||||
| 1.6 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||||
| 1.7 | Elect Richard Truly | Mgmt | For | For | For | |||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Textron Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TXT | CUSIP 883203101 | 04/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Scott Donnelly | Mgmt | For | For | For | |||||
| 2 | Elect James Conway | Mgmt | For | For | For | |||||
| 3 | Elect Lawrence Fish | Mgmt | For | For | For | |||||
| 4 | Elect Paul Gagne | Mgmt | For | For | For | |||||
| 5 | Elect Dain Hancock | Mgmt | For | For | For | |||||
| 6 | Elect Lloyd Trotter | Mgmt | For | For | For | |||||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 8 | Amendment to the Short-Term Incentive Plan | Mgmt | For | For | For | |||||
| 9 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Gap, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GPS | CUSIP 364760108 | 05/15/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Election of Directors | Mgmt | For | For | For | |||||
| 2 | Elect Domenico De Sole | Mgmt | For | For | For | |||||
| 3 | Elect Robert Fisher | Mgmt | For | For | For | |||||
| 4 | Elect William Fisher | Mgmt | For | For | For | |||||
| 5 | Elect Isabella Goren | Mgmt | For | For | For | |||||
| 6 | Elect Bob Martin | Mgmt | For | For | For | |||||
| 7 | Elect Jorge Montoya | Mgmt | For | For | For | |||||
| 8 | Elect Glenn Murphy | Mgmt | For | For | For | |||||
| 9 | Elect Mayo Shattuck III | Mgmt | For | For | For | |||||
| 10 | Elect Katherine Tsang | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Human Rights in Sri Lanka | ShrHoldr | Against | Against | For | |||||
The J. M. Smucker Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| SJM | CUSIP 832696405 | 08/17/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Director Vincent C. Byrd | Managem | For | For | For | |||||
| 2 | Elect Director R. Douglas Cowan | Managem | For | For | For | |||||
| 3 | Elect Director Elizabeth Valk Long | Managem | For | For | For | |||||
| 4 | Elect Director Mark T. Smucker | Managem | For | For | For | |||||
| 5 | Ratify Auditors | Managem | For | For | For | |||||
| 6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Managem | For | For | For | |||||
| 7 | Advisory Vote on Say on Pay Frequency | Managem | 1 Year | 1 Year | For | |||||
| 8 | Prepare Sustainability Report | Sharehol | Against | For | Against | |||||
Thompson Creek Metals Company Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TCM | CUSIP 884768102 | 05/08/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Denis Arsenault | Mgmt | For | For | For | |||||
| 1.2 | Elect Carol Banducci | Mgmt | For | For | For | |||||
| 1.3 | Elect James Freer | Mgmt | For | For | For | |||||
| 1.4 | Elect James Geyer | Mgmt | For | For | For | |||||
| 1.5 | Elect Timothy Haddon | Mgmt | For | For | For | |||||
| 1.6 | Elect Kevin Loughrey | Mgmt | For | For | For | |||||
| 1.7 | Elect Thomas O’Neil | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Toll Brothers, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| TOL | CUSIP 889478103 | 03/14/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect Douglas Yearley, Jr. | Mgmt | For | For | For | |||||
| 1.2 | Elect Robert Blank | Mgmt | For | For | For | |||||
| 1.3 | Elect Stephen Novick | Mgmt | For | For | For | |||||
| 1.4 | Elect Paul Shapiro | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Triple-S Management Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| GTS | CUSIP 896749108 | 04/27/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Luis Clavell-Rodriguez | Mgmt | For | For | For | |||||
| 2 | Elect Jesus Sanchez-Colon | Mgmt | For | For | For | |||||
| 3 | Elect Cari Dominguez | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Weatherford International Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| WFT | CUSIP H27013103 | 05/23/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Ratification of Board Acts | Mgmt | For | Against | Against | |||||
| 3 | Elect Bernard Duroc-Danner | Mgmt | For | Against | Against | |||||
| 4 | Elect Samuel Bodman III | Mgmt | For | Against | Against | |||||
| 5 | Elect Nicholas Brady | Mgmt | For | For | For | |||||
| 6 | Elect David Butters | Mgmt | For | Against | Against | |||||
| 7 | Elect William Macaulay | Mgmt | For | Against | Against | |||||
| 8 | Elect Robert Moses, Jr. | Mgmt | For | Against | Against | |||||
| 9 | Elect Guillermo Ortiz Martinez | Mgmt | For | For | For | |||||
| 10 | Elect Emyr Parry | Mgmt | For | For | For | |||||
| 11 | Elect Robert Rayne | Mgmt | For | Against | Against | |||||
| 12 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
| 13 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
| 14 | Amendment to 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Western Digital Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| WDC | CUSIP 958102105 | 11/10/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Director Kathleen A. Cote | Managem | For | For | For | |||||
| 2 | Elect Director John F. Coyne | Managem | For | For | For | |||||
| 3 | Elect Director Henry T. DeNero | Managem | For | For | For | |||||
| 4 | Elect Director William L. Kimsey | Managem | For | For | For | |||||
| 5 | Elect Director Michael D. Lambert | Managem | For | For | For | |||||
| 6 | Elect Director Len J. Lauer | Managem | For | For | For | |||||
| 7 | Elect Director Matthew E. Massengill | Managem | For | For | For | |||||
| 8 | Elect Director Roger H. Moore | Managem | For | For | For | |||||
| 9 | Elect Director Thomas E. Pardun | Managem | For | For | For | |||||
| 10 | Elect Director Arif Shakeel | Managem | For | For | For | |||||
| 11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Managem | For | For | For | |||||
| 12 | Advisory Vote on Say on Pay Frequency | Managem | 1 Year | 1 Year | For | |||||
| 13 | Ratify Auditors | Managem | For | For | For | |||||
Willis Group Holdings PLC
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| WSH | CUSIP G96666105 | 04/25/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect William Bradley | Mgmt | For | For | For | |||||
| 2 | Elect Joseph Califano, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect Anna Catalano | Mgmt | For | For | For | |||||
| 4 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||||
| 5 | Elect Sir Jeremy Hanley | Mgmt | For | For | For | |||||
| 6 | Elect Robyn Kravit | Mgmt | For | For | For | |||||
| 7 | Elect Jeffrey Lane | Mgmt | For | For | For | |||||
| 8 | Elect Wendy Lane | Mgmt | For | For | For | |||||
| 9 | Elect James McCann | Mgmt | For | For | For | |||||
| 10 | Elect Joseph Plumeri | Mgmt | For | For | For | |||||
| 11 | Elect Douglas Roberts | Mgmt | For | For | For | |||||
| 12 | Elect Michael Somers | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | 2012 Equity Incentive Plan | Mgmt | For | For | For | |||||
Windstream Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| WIN | CUSIP 97381W104 | 05/09/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Carol Armitage | Mgmt | For | For | For | |||||
| 2 | Elect Samuel Beall, III | Mgmt | For | For | For | |||||
| 3 | Elect Dennis Foster | Mgmt | For | For | For | |||||
| 4 | Elect Francis Frantz | Mgmt | For | For | For | |||||
| 5 | Elect Jeffery Gardner | Mgmt | For | For | For | |||||
| 6 | Elect Jeffrey Hinson | Mgmt | For | For | For | |||||
| 7 | Elect Judy Jones | Mgmt | For | For | For | |||||
| 8 | Elect William Montgomery | Mgmt | For | For | For | |||||
| 9 | Elect Alan Wells | Mgmt | For | For | For | |||||
| 10 | Performance Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | For | Against | |||||
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||||
Wisconsin Energy Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| WEC | CUSIP 976657106 | 05/03/2012 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1.1 | Elect John Bergstrom | Mgmt | For | For | For | |||||
| 1.2 | Elect Barbara Bowles | Mgmt | For | For | For | |||||
| 1.3 | Elect Patricia Chadwick | Mgmt | For | For | For | |||||
| 1.4 | Elect Robert Cornog | Mgmt | For | For | For | |||||
| 1.5 | Elect Curt Culver | Mgmt | For | For | For | |||||
| 1.6 | Elect Thomas Fischer | Mgmt | For | For | For | |||||
| 1.7 | Elect Gale Klappa | Mgmt | For | For | For | |||||
| 1.8 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||||
| 1.9 | Elect Mary Ellen Stanek | Mgmt | For | For | For | |||||
| 2 | Amend Articles to Adopt Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
| 3 | Amend Bylaws to Adopt Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Worthington Industries, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| WOR | CUSIP 981811102 | 09/29/2011 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Against Mgmt | |||||
| 1 | Elect Director Michael J. Endres | Mgmt | For | For | For | |||||
| 2 | Elect Director Ozey K. Horton, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect Director Peter Karmanos, Jr. | Mgmt | For | For | For | |||||
| 4 | Elect Director Carl A. Nelson, Jr. | Mgmt | For | For | For | |||||
| 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||||
| 7 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 8 | Ratify Auditors | Mgmt | For | For | For | |||||
Any ballot marked ‘Abstain’ is considered to have been voted. Ballots marked ‘Abstain’ are considered to be have been voted against management’s recommendation, regardless of whether the recommendation is ‘For’ or ‘Against,’ except where management has made no recommendation or has recommended that shareholders ‘Abstain.’
Where management has recommended that shareholders ‘Abstain’ from voting on a ballot item: 1) a ballot market ‘Abstain’ is considered to have been voted for management’s recommendation to ‘Abstain’ and 2) a ballot voted ‘For” or ‘Against’ is considered to have been voted against management’s recommendation to ‘Abstain.’
Where management has made no recommendation on a ballot item, the abbreviation “N/A” is used to denote that there is no applicable recommendation compared to which a vote may be ‘For’ or ‘Against’ the recommendation of management.
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
TCW Funds, Inc. | ||
| (Registrant) | ||
| By | /s/ Charles Baldiswieler | |
President and Chief Executive Officer (Signature & Title) | ||
Date August 28, 2012