As filed with the Securities and Exchange Commission on August 27, 2015.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-07170
TCW Funds, Inc.
(Exact Name of Registrant as Specified in Charter)
865 South Figueroa Street, Los Angeles, CA 90017
(Address of Principal Executive Offices) (Zip Code)
Patrick W. Dennis, Assistant Secretary, 865 South Figueroa Street, Los Angeles, CA 900171
(Name and Address of Agent for Service)
Registrant’s Telephone Number, including Area Code: (213) 244-0000
Date of fiscal year end: October 31
Date of reporting period: July 1, 2014 – June 30, 2015
Item 1. Proxy Voting Record
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Core Fixed Income Fund- The fund did not vote proxies relating to portfolio securities during the period covered by this report. | ||||||||||||||||||||||||
TCW Conservative Allocation Fund- The fund did not vote proxies relating to portfolio securities during the period covered by this report. | ||||||||||||||||||||||||
TCW Developing Markets Equity Fund- The Fund did not vote proxies relating to portfolio securities during the period covered by this report. | ||||||||||||||||||||||||
TCW Emerging Markets Local Currency Income Fund- The fund did not vote proxies relating to portfolio securities during the period covered by this report. | ||||||||||||||||||||||||
TCW Global Bond Fund- The fund did not vote proxies relating to portfolio securities during the period covered by this report. | ||||||||||||||||||||||||
TCW Concentrated Value Fund | AbbVie Inc. | 20150508 | Annual | ABBV | 00287Y109 | 1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | AbbVie Inc. | 20150508 | Annual | ABBV | 00287Y109 | 1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | AbbVie Inc. | 20150508 | Annual | ABBV | 00287Y109 | 1.3 | Elect Glenn F. Tilton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | AbbVie Inc. | 20150508 | Annual | ABBV | 00287Y109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | AbbVie Inc. | 20150508 | Annual | ABBV | 00287Y109 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 1 | Elect Paul M. Bisaro | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 2 | Elect Nesli Basgoz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 3 | Elect James H. Bloem | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 4 | Elect Christopher W. Bodine | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 6 | Elect Michael R. Gallagher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 7 | Elect Catherine M. Klema | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 8 | Elect Peter J. McDonnell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 9 | Elect Patrick J. O’Sullivan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 10 | Elect Brenton L. Saunders | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 11 | Elect Ronald R. Taylor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 12 | Elect Fred G. Weiss | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 15 | Name Change to Allergan plc | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 16 | Approval of the Amended 2013 Incentive Award Plan | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 17 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Air Products and Chemicals, Inc. | 20150122 | Annual | APD | 009158106 | 1 | Elect Susan K. Carter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Air Products and Chemicals, Inc. | 20150122 | Annual | APD | 009158106 | 2 | Elect Seifi Ghasemi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Air Products and Chemicals, Inc. | 20150122 | Annual | APD | 009158106 | 3 | Elect David H. Y. Ho | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Air Products and Chemicals, Inc. | 20150122 | Annual | APD | 009158106 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Air Products and Chemicals, Inc. | 20150122 | Annual | APD | 009158106 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Allergan, Inc. | 20150310 | Special | AGN | 018490102 | 1 | Merger/Acquisition | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Allergan, Inc. | 20150310 | Special | AGN | 018490102 | 2 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Allergan, Inc. | 20150310 | Special | AGN | 018490102 | 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Allison Transmission Holdings Inc. | 20150514 | Annual | ALSN | 01973R101 | 1.1 | Elect Lawrence E. Dewey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Allison Transmission Holdings Inc. | 20150514 | Annual | ALSN | 01973R101 | 1.2 | Elect Thomas W. Rabaut | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Allison Transmission Holdings Inc. | 20150514 | Annual | ALSN | 01973R101 | 1.3 | Elect Richard V. Reynolds | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Allison Transmission Holdings Inc. | 20150514 | Annual | ALSN | 01973R101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Allison Transmission Holdings Inc. | 20150514 | Annual | ALSN | 01973R101 | 3 | Approval of 2015 Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Allison Transmission Holdings Inc. | 20150514 | Annual | ALSN | 01973R101 | 4 | Approval of 2016 Bonus Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | American Airlines Group | 20150603 | Annual | AAL | 02376R102 | 1 | Elect James F. Albaugh | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | American Airlines Group | 20150603 | Annual | AAL | 02376R102 | 2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | American Airlines Group | 20150603 | Annual | AAL | 02376R102 | 3 | Elect John T. Cahill | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | American Airlines Group | 20150603 | Annual | AAL | 02376R102 | 4 | Elect Michael J. Embler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | American Airlines Group | 20150603 | Annual | AAL | 02376R102 | 5 | Elect Matthew J. Hart | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | American Airlines Group | 20150603 | Annual | AAL | 02376R102 | 6 | Elect Alberto Ibarguen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | American Airlines Group | 20150603 | Annual | AAL | 02376R102 | 7 | Elect Richard C. Kraemer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | American Airlines Group | 20150603 | Annual | AAL | 02376R102 | 8 | Elect Denise M. O’Leary | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | American Airlines Group | 20150603 | Annual | AAL | 02376R102 | 9 | Elect W. Douglas Parker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | American Airlines Group | 20150603 | Annual | AAL | 02376R102 | 10 | Elect Ray M. Robinson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | American Airlines Group | 20150603 | Annual | AAL | 02376R102 | 11 | Elect Richard P. Schifter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | American Airlines Group | 20150603 | Annual | AAL | 02376R102 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | American Airlines Group | 20150603 | Annual | AAL | 02376R102 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | AMGEN Inc. | 20150514 | Annual | AMGN | 031162100 | 1 | Elect David Baltimore | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | AMGEN Inc. | 20150514 | Annual | AMGN | 031162100 | 2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | AMGEN Inc. | 20150514 | Annual | AMGN | 031162100 | 3 | Elect Robert A. Bradway | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | AMGEN Inc. | 20150514 | Annual | AMGN | 031162100 | 4 | Elect Francois de Carbonnel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | AMGEN Inc. | 20150514 | Annual | AMGN | 031162100 | 5 | Elect Vance D. Coffman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | AMGEN Inc. | 20150514 | Annual | AMGN | 031162100 | 6 | Elect Robert A. Eckert | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | AMGEN Inc. | 20150514 | Annual | AMGN | 031162100 | 7 | Elect Greg C. Garland | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | AMGEN Inc. | 20150514 | Annual | AMGN | 031162100 | 8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | AMGEN Inc. | 20150514 | Annual | AMGN | 031162100 | 9 | Elect Frank C. Herringer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | AMGEN Inc. | 20150514 | Annual | AMGN | 031162100 | 10 | Elect Tyler Jacks | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | AMGEN Inc. | 20150514 | Annual | AMGN | 031162100 | 11 | Elect Judith C. Pelham | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | AMGEN Inc. | 20150514 | Annual | AMGN | 031162100 | 12 | Elect Ronald D. Sugar | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | AMGEN Inc. | 20150514 | Annual | AMGN | 031162100 | 13 | Elect R. Sanders Williams | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | AMGEN Inc. | 20150514 | Annual | AMGN | 031162100 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | AMGEN Inc. | 20150514 | Annual | AMGN | 031162100 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | AMGEN Inc. | 20150514 | Annual | AMGN | 031162100 | 16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Anheuser-Busch Inbev SA/NV | 20150429 | Annual | ABI | 03524A108 | 1 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Anheuser-Busch Inbev SA/NV | 20150429 | Annual | ABI | 03524A108 | 2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Anheuser-Busch Inbev SA/NV | 20150429 | Annual | ABI | 03524A108 | 3 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Anheuser-Busch Inbev SA/NV | 20150429 | Annual | ABI | 03524A108 | 4 | Ratification of Auditor’s Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Anheuser-Busch Inbev SA/NV | 20150429 | Annual | ABI | 03524A108 | 5 | Elect M. Michele Burns | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Anheuser-Busch Inbev SA/NV | 20150429 | Annual | ABI | 03524A108 | 6 | Elect Olivier Goudet | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Anheuser-Busch Inbev SA/NV | 20150429 | Annual | ABI | 03524A108 | 7 | Elect Kasper Rorsted | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Anheuser-Busch Inbev SA/NV | 20150429 | Annual | ABI | 03524A108 | 8 | Elect Paul Cornet de Ways Ruart | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Anheuser-Busch Inbev SA/NV | 20150429 | Annual | ABI | 03524A108 | 9 | Elect Stefan Descheemaeker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Anheuser-Busch Inbev SA/NV | 20150429 | Annual | ABI | 03524A108 | 10 | Remuneration Report | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Anheuser-Busch Inbev SA/NV | 20150429 | Annual | ABI | 03524A108 | 11 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Anheuser-Busch Inbev SA/NV | 20150429 | Annual | ABI | 03524A108 | 12 | STOCK OPTIONS FOR DIRECTORS | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Anheuser-Busch Inbev SA/NV | 20150429 | Annual | ABI | 03524A108 | 13 | Coordinate Articles of Association | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 1 | Elect Timothy D. Cook | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 2 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 3 | Elect Robert A. Iger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 4 | Elect Andrea Jung | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 5 | Elect Arthur D. Levinson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 6 | Elect Ronald D. Sugar | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 7 | Elect Sue Wagner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 8 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 11 | Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Berkshire Hathaway Inc. | 20150502 | Annual | BRK.A | 084670702 | 1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Berkshire Hathaway Inc. | 20150502 | Annual | BRK.A | 084670702 | 1.2 | Elect Charles T. Munger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Berkshire Hathaway Inc. | 20150502 | Annual | BRK.A | 084670702 | 1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Berkshire Hathaway Inc. | 20150502 | Annual | BRK.A | 084670702 | 1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Berkshire Hathaway Inc. | 20150502 | Annual | BRK.A | 084670702 | 1.5 | Elect Susan L. Decker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Berkshire Hathaway Inc. | 20150502 | Annual | BRK.A | 084670702 | 1.6 | Elect William H. Gates III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Berkshire Hathaway Inc. | 20150502 | Annual | BRK.A | 084670702 | 1.7 | Elect David S. Gottesman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Berkshire Hathaway Inc. | 20150502 | Annual | BRK.A | 084670702 | 1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Berkshire Hathaway Inc. | 20150502 | Annual | BRK.A | 084670702 | 1.9 | Elect Thomas S. Murphy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Berkshire Hathaway Inc. | 20150502 | Annual | BRK.A | 084670702 | 1.10 | Elect Ronald L. Olson | Mgmt | �� | For | For | For | Voted | |||||||||||
TCW Concentrated Value Fund | Berkshire Hathaway Inc. | 20150502 | Annual | BRK.A | 084670702 | 1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Berkshire Hathaway Inc. | 20150502 | Annual | BRK.A | 084670702 | 1.12 | Elect Meryl B. Witmer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 1.2 | Elect Richard W. Barker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 1.3 | Elect Michael W. Bonney | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 1.4 | Elect Michael D. Casey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 1.5 | Elect Carrie S. Cox | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 1.6 | Elect Michael A. Friedman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 1.8 | Elect James J. Loughlin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 1.9 | Elect Ernest Mario | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 5 | Shareholder Proposal Regarding Drug Pricing Report | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Concentrated Value Fund | CVS Health Corporation | 20150507 | Annual | CVS | 126650100 | 1 | Elect Richard M. Bracken | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | CVS Health Corporation | 20150507 | Annual | CVS | 126650100 | 2 | Elect C. David Brown II | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | CVS Health Corporation | 20150507 | Annual | CVS | 126650100 | 3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | CVS Health Corporation | 20150507 | Annual | CVS | 126650100 | 4 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | CVS Health Corporation | 20150507 | Annual | CVS | 126650100 | 5 | Elect David W. Dorman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | CVS Health Corporation | 20150507 | Annual | CVS | 126650100 | 6 | Elect Anne M. Finucane | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | CVS Health Corporation | 20150507 | Annual | CVS | 126650100 | 7 | Elect Larry J. Merlo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | CVS Health Corporation | 20150507 | Annual | CVS | 126650100 | 8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | CVS Health Corporation | 20150507 | Annual | CVS | 126650100 | 9 | Elect Richard J. Swift | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | CVS Health Corporation | 20150507 | Annual | CVS | 126650100 | 10 | Elect William C. Weldon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | CVS Health Corporation | 20150507 | Annual | CVS | 126650100 | 11 | Elect Tony L. White | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | CVS Health Corporation | 20150507 | Annual | CVS | 126650100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | CVS Health Corporation | 20150507 | Annual | CVS | 126650100 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | CVS Health Corporation | 20150507 | Annual | CVS | 126650100 | 14 | Approval of the Performance Criteria in the 2010 Incentive Compensation Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | CVS Health Corporation | 20150507 | Annual | CVS | 126650100 | 15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Delta Air Lines, Inc. | 20150625 | Annual | DAL | 247361702 | 1 | Elect Richard H. Anderson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Delta Air Lines, Inc. | 20150625 | Annual | DAL | 247361702 | 2 | Elect Edward H. Bastian | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Delta Air Lines, Inc. | 20150625 | Annual | DAL | 247361702 | 3 | Elect Francis S. Blake | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Delta Air Lines, Inc. | 20150625 | Annual | DAL | 247361702 | 4 | Elect Roy J. Bostock | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Delta Air Lines, Inc. | 20150625 | Annual | DAL | 247361702 | 5 | Elect John S. Brinzo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Delta Air Lines, Inc. | 20150625 | Annual | DAL | 247361702 | 6 | Elect Daniel A. Carp | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Delta Air Lines, Inc. | 20150625 | Annual | DAL | 247361702 | 7 | Elect David G. DeWalt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Delta Air Lines, Inc. | 20150625 | Annual | DAL | 247361702 | 8 | Elect Thomas E. Donilon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Delta Air Lines, Inc. | 20150625 | Annual | DAL | 247361702 | 9 | Elect William H. Easter III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Delta Air Lines, Inc. | 20150625 | Annual | DAL | 247361702 | 10 | Elect Mickey P. Foret | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Delta Air Lines, Inc. | 20150625 | Annual | DAL | 247361702 | 11 | Elect Shirley C. Franklin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Delta Air Lines, Inc. | 20150625 | Annual | DAL | 247361702 | 12 | Elect David R. Goode | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Delta Air Lines, Inc. | 20150625 | Annual | DAL | 247361702 | 13 | Elect George N. Mattson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Delta Air Lines, Inc. | 20150625 | Annual | DAL | 247361702 | 14 | Elect Douglas R Ralph | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Delta Air Lines, Inc. | 20150625 | Annual | DAL | 247361702 | 15 | Elect Sergio Agapito Lires Rial | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Delta Air Lines, Inc. | 20150625 | Annual | DAL | 247361702 | 16 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Delta Air Lines, Inc. | 20150625 | Annual | DAL | 247361702 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Delta Air Lines, Inc. | 20150625 | Annual | DAL | 247361702 | 18 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Delta Air Lines, Inc. | 20150625 | Annual | DAL | 247361702 | 19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Dollar Tree, Inc. | 20150618 | Annual | DLTR | 256746108 | 1 | Elect Arnold S. Barron | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Dollar Tree, Inc. | 20150618 | Annual | DLTR | 256746108 | 2 | Elect Macon F. Brock, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Dollar Tree, Inc. | 20150618 | Annual | DLTR | 256746108 | 3 | Elect Mary Anne Citrino | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Dollar Tree, Inc. | 20150618 | Annual | DLTR | 256746108 | 4 | Elect H. Ray Compton | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Dollar Tree, Inc. | 20150618 | Annual | DLTR | 256746108 | 5 | Elect Conrad M. Hall | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Dollar Tree, Inc. | 20150618 | Annual | DLTR | 256746108 | 6 | Elect Lemuel E. Lewis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Dollar Tree, Inc. | 20150618 | Annual | DLTR | 256746108 | 7 | Elect J. Douglas Perry | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Dollar Tree, Inc. | 20150618 | Annual | DLTR | 256746108 | 8 | Elect Bob Sasser | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Dollar Tree, Inc. | 20150618 | Annual | DLTR | 256746108 | 9 | Elect Thomas A. Saunders III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Dollar Tree, Inc. | 20150618 | Annual | DLTR | 256746108 | 10 | Elect Thomas E. Whiddon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Dollar Tree, Inc. | 20150618 | Annual | DLTR | 256746108 | 11 | Elect Carl P. Zeithaml | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Dollar Tree, Inc. | 20150618 | Annual | DLTR | 256746108 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Dollar Tree, Inc. | 20150618 | Annual | DLTR | 256746108 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Dollar Tree, Inc. | 20150618 | Annual | DLTR | 256746108 | 14 | Approval of the 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Ecolab Inc. | 20150507 | Annual | ECL | 278865100 | 1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Ecolab Inc. | 20150507 | Annual | ECL | 278865100 | 2 | Elect Barbara J. Beck | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Ecolab Inc. | 20150507 | Annual | ECL | 278865100 | 3 | Elect Leslie S. Biller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Ecolab Inc. | 20150507 | Annual | ECL | 278865100 | 4 | Elect Carl M. Casale | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Ecolab Inc. | 20150507 | Annual | ECL | 278865100 | 5 | Elect Stephen I. Chazen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Ecolab Inc. | 20150507 | Annual | ECL | 278865100 | 6 | Elect Jeffrey M. Ettinger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Ecolab Inc. | 20150507 | Annual | ECL | 278865100 | 7 | Elect Jerry A. Grundhofer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Ecolab Inc. | 20150507 | Annual | ECL | 278865100 | 8 | Elect Arthur J. Higgins | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Ecolab Inc. | 20150507 | Annual | ECL | 278865100 | 9 | Elect Joel W. Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Ecolab Inc. | 20150507 | Annual | ECL | 278865100 | 10 | Elect Michael Larson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Ecolab Inc. | 20150507 | Annual | ECL | 278865100 | 11 | Elect Jerry W. Levin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Ecolab Inc. | 20150507 | Annual | ECL | 278865100 | 12 | Elect Robert L. Lumpkins | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Ecolab Inc. | 20150507 | Annual | ECL | 278865100 | 13 | Elect Tracy B. McKibben | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Ecolab Inc. | 20150507 | Annual | ECL | 278865100 | 14 | Elect Victoria J. Reich | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Ecolab Inc. | 20150507 | Annual | ECL | 278865100 | 15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Ecolab Inc. | 20150507 | Annual | ECL | 278865100 | 16 | Elect John J. Zillmer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Ecolab Inc. | 20150507 | Annual | ECL | 278865100 | 17 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Ecolab Inc. | 20150507 | Annual | ECL | 278865100 | 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Ecolab Inc. | 20150507 | Annual | ECL | 278865100 | 19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | EOG Resources, Inc. | 20150430 | Annual | EOG | 26875P101 | 1 | Elect Janet F. Clark | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | EOG Resources, Inc. | 20150430 | Annual | EOG | 26875P101 | 2 | Elect Charles R. Crisp | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | EOG Resources, Inc. | 20150430 | Annual | EOG | 26875P101 | 3 | Elect James C. Day | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | EOG Resources, Inc. | 20150430 | Annual | EOG | 26875P101 | 4 | Elect H. Leighton Steward | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | EOG Resources, Inc. | 20150430 | Annual | EOG | 26875P101 | 5 | Elect Donald F. Textor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | EOG Resources, Inc. | 20150430 | Annual | EOG | 26875P101 | 6 | Elect William R. Thomas | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | EOG Resources, Inc. | 20150430 | Annual | EOG | 26875P101 | 7 | Elect Frank G. Wisner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | EOG Resources, Inc. | 20150430 | Annual | EOG | 26875P101 | 8 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | EOG Resources, Inc. | 20150430 | Annual | EOG | 26875P101 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | EOG Resources, Inc. | 20150430 | Annual | EOG | 26875P101 | 10 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | EOG Resources, Inc. | 20150430 | Annual | EOG | 26875P101 | 11 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Target | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Goldman Sachs Group Inc. | 20150521 | Annual | GS | 38141G104 | 1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Goldman Sachs Group Inc. | 20150521 | Annual | GS | 38141G104 | 2 | Elect M. Michele Burns | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Goldman Sachs Group Inc. | 20150521 | Annual | GS | 38141G104 | 3 | Elect Gary D. Cohn | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Goldman Sachs Group Inc. | 20150521 | Annual | GS | 38141G104 | 4 | Elect Mark Flaherty | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Goldman Sachs Group Inc. | 20150521 | Annual | GS | 38141G104 | 5 | Elect William W. George | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Goldman Sachs Group Inc. | 20150521 | Annual | GS | 38141G104 | 6 | Elect James A. Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Goldman Sachs Group Inc. | 20150521 | Annual | GS | 38141G104 | 7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Goldman Sachs Group Inc. | 20150521 | Annual | GS | 38141G104 | 8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Goldman Sachs Group Inc. | 20150521 | Annual | GS | 38141G104 | 9 | Elect Peter Oppenheimer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Goldman Sachs Group Inc. | 20150521 | Annual | GS | 38141G104 | 10 | Elect Debora L. Spar | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Goldman Sachs Group Inc. | 20150521 | Annual | GS | 38141G104 | 11 | Elect Mark E. Tucker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Goldman Sachs Group Inc. | 20150521 | Annual | GS | 38141G104 | 12 | Elect David A. Viniar | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Goldman Sachs Group Inc. | 20150521 | Annual | GS | 38141G104 | 13 | Elect Mark O. Winkelman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Goldman Sachs Group Inc. | 20150521 | Annual | GS | 38141G104 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Goldman Sachs Group Inc. | 20150521 | Annual | GS | 38141G104 | 15 | 2015 Stock Incentive Plan | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Goldman Sachs Group Inc. | 20150521 | Annual | GS | 38141G104 | 16 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Goldman Sachs Group Inc. | 20150521 | Annual | GS | 38141G104 | 17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Goldman Sachs Group Inc. | 20150521 | Annual | GS | 38141G104 | 18 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Goldman Sachs Group Inc. | 20150521 | Annual | GS | 38141G104 | 19 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Honeywell International Inc. | 20150427 | Annual | HON | 438516106 | 1 | Elect William S. Ayer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Honeywell International Inc. | 20150427 | Annual | HON | 438516106 | 2 | Elect Gordon M. Bethune | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Honeywell International Inc. | 20150427 | Annual | HON | 438516106 | 3 | Elect Kevin Burke | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Honeywell International Inc. | 20150427 | Annual | HON | 438516106 | 4 | Elect Jaime Chico Pardo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Honeywell International Inc. | 20150427 | Annual | HON | 438516106 | 5 | Elect David M. Cote | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Honeywell International Inc. | 20150427 | Annual | HON | 438516106 | 6 | Elect D. Scott Davis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Honeywell International Inc. | 20150427 | Annual | HON | 438516106 | 7 | Elect Linnet F. Deily | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Honeywell International Inc. | 20150427 | Annual | HON | 438516106 | 8 | Elect Judd Gregg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Honeywell International Inc. | 20150427 | Annual | HON | 438516106 | 9 | Elect Clive Hollick | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Honeywell International Inc. | 20150427 | Annual | HON | 438516106 | 10 | Elect Grace D. Lieblein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Honeywell International Inc. | 20150427 | Annual | HON | 438516106 | 11 | Elect George Paz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Honeywell International Inc. | 20150427 | Annual | HON | 438516106 | 12 | Elect Bradley T. Sheares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Honeywell International Inc. | 20150427 | Annual | HON | 438516106 | 13 | Elect Robin L. Washington | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Honeywell International Inc. | 20150427 | Annual | HON | 438516106 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Honeywell International Inc. | 20150427 | Annual | HON | 438516106 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Honeywell International Inc. | 20150427 | Annual | HON | 438516106 | 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Honeywell International Inc. | 20150427 | Annual | HON | 438516106 | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Honeywell International Inc. | 20150427 | Annual | HON | 438516106 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Idex Corporation | 20150408 | Annual | IEX | 45167R104 | 1.1 | Elect William M. Cook | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Idex Corporation | 20150408 | Annual | IEX | 45167R104 | 1.2 | Elect Cynthia J. Warner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Idex Corporation | 20150408 | Annual | IEX | 45167R104 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Idex Corporation | 20150408 | Annual | IEX | 45167R104 | 3 | Amendment to Incentive Award Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Idex Corporation | 20150408 | Annual | IEX | 45167R104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 1 | Elect Linda B. Bammann | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 2 | Elect James A. Bell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 3 | Elect Crandall C. Bowles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 4 | Elect Stephen B. Burke | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 5 | Elect James S. Crown | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 6 | Elect James Dimon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 9 | Elect Michael A. Neal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 10 | Elect Lee R. Raymond | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 11 | Elect William C. Weldon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Concentrated Value Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 18 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 19 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Concentrated Value Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 20 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.1 | Elect Brent D. Baird | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.2 | Elect C. Angela Bontempo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.3 | Elect Robert T. Brady | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.4 | Elect T. Jefferson Cunningham, III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.5 | Elect Mark J. Czarnecki | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.6 | Elect Gary N. Geisel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.7 | Elect John D. Hawke | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.8 | Elect Patrick W. E. Hodgson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.9 | Elect Richard G. King | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.10 | Elect Melinda R. Rich | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.11 | Elect Robert E. Sadler, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.12 | Elect Herbert L. Washington | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.13 | Elect Robert G. Wilmers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 2 | Amendment to 2009 Equity Incentive Compensation Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Magellan Midstream Partners, L.P. | 20150423 | Annual | MMP | 559080106 | 1.1 | Elect Robert G. Croyle | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Magellan Midstream Partners, L.P. | 20150423 | Annual | MMP | 559080106 | 1.2 | Elect Stacy P. Methvin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Magellan Midstream Partners, L.P. | 20150423 | Annual | MMP | 559080106 | 1.3 | Elect Barry R. Pearl | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Magellan Midstream Partners, L.P. | 20150423 | Annual | MMP | 559080106 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Magellan Midstream Partners, L.P. | 20150423 | Annual | MMP | 559080106 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mckesson Corporation | 20140730 | Annual | MCK | 58155Q103 | 1 | Elect Andy D. Bryant | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mckesson Corporation | 20140730 | Annual | MCK | 58155Q103 | 2 | Elect Wayne A. Budd | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mckesson Corporation | 20140730 | Annual | MCK | 58155Q103 | 3 | Elect N. Anthony Coles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mckesson Corporation | 20140730 | Annual | MCK | 58155Q103 | 4 | Elect John H. Hammergren | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mckesson Corporation | 20140730 | Annual | MCK | 58155Q103 | 5 | Elect Alton F. Irby III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mckesson Corporation | 20140730 | Annual | MCK | 58155Q103 | 6 | Elect M. Christine Jacobs | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mckesson Corporation | 20140730 | Annual | MCK | 58155Q103 | 7 | Elect Marie L. Knowles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mckesson Corporation | 20140730 | Annual | MCK | 58155Q103 | 8 | Elect David M. Lawrence | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mckesson Corporation | 20140730 | Annual | MCK | 58155Q103 | 9 | Elect Edward A. Mueller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mckesson Corporation | 20140730 | Annual | MCK | 58155Q103 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mckesson Corporation | 20140730 | Annual | MCK | 58155Q103 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mckesson Corporation | 20140730 | Annual | MCK | 58155Q103 | 12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Mckesson Corporation | 20140730 | Annual | MCK | 58155Q103 | 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Mckesson Corporation | 20140730 | Annual | MCK | 58155Q103 | 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 1 | Elect Steven M. Altschuler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 2 | Elect Howard B. Bernick | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 4 | Elect Anna C. Catalano | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 5 | Elect Celeste A. Clark | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 6 | Elect James M. Cornelius | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 7 | Elect Stephen W. Golsby | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 8 | Elect Michael Grobstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 11 | Elect Michael A. Sherman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 12 | Elect Elliott Sigal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 13 | Elect Robert Singer | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 15 | Approval of Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 16 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 1 | Elect Mark Donegan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 2 | Elect Don R. Graber | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 3 | Elect Lester L. Lyles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 4 | Elect Daniel J. Murphy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 5 | Elect Vernon E. Oechsle | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 6 | Elect Rick Schmidt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 7 | Elect Richard L. Wambold | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 8 | Elect Timothy A. Wicks | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 11 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Procter & Gamble Co. | 20141014 | Annual | PG | 742718109 | 1 | Elect Angela F. Braly | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Procter & Gamble Co. | 20141014 | Annual | PG | 742718109 | 2 | Elect Kenneth I. Chenault | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Procter & Gamble Co. | 20141014 | Annual | PG | 742718109 | 3 | Elect Scott D. Cook | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Procter & Gamble Co. | 20141014 | Annual | PG | 742718109 | 4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Procter & Gamble Co. | 20141014 | Annual | PG | 742718109 | 5 | Elect Alan G. Lafley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Procter & Gamble Co. | 20141014 | Annual | PG | 742718109 | 6 | Elect Terry J. Lundgren | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Procter & Gamble Co. | 20141014 | Annual | PG | 742718109 | 7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Procter & Gamble Co. | 20141014 | Annual | PG | 742718109 | 8 | Elect Margaret C. Whitman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Procter & Gamble Co. | 20141014 | Annual | PG | 742718109 | 9 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Procter & Gamble Co. | 20141014 | Annual | PG | 742718109 | 10 | Elect Patricia A. Woertz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Procter & Gamble Co. | 20141014 | Annual | PG | 742718109 | 11 | Elect Ernesto Zedillo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Procter & Gamble Co. | 20141014 | Annual | PG | 742718109 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Procter & Gamble Co. | 20141014 | Annual | PG | 742718109 | 13 | 2014 Stock and Incentive Equity Compensation Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Procter & Gamble Co. | 20141014 | Annual | PG | 742718109 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Procter & Gamble Co. | 20141014 | Annual | PG | 742718109 | 15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Procter & Gamble Co. | 20141014 | Annual | PG | 742718109 | 16 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | PVH Corp. | 20150618 | Annual | PVH | 693656100 | 1 | Elect Mary Baglivo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | PVH Corp. | 20150618 | Annual | PVH | 693656100 | 2 | Elect Brent Callinicos | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | PVH Corp. | 20150618 | Annual | PVH | 693656100 | 3 | Elect Emanuel Chirico | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | PVH Corp. | 20150618 | Annual | PVH | 693656100 | 4 | Elect Juan R. Figuereo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | PVH Corp. | 20150618 | Annual | PVH | 693656100 | 5 | Elect Joseph B. Fuller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | PVH Corp. | 20150618 | Annual | PVH | 693656100 | 6 | Elect Fred Gehring | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | PVH Corp. | 20150618 | Annual | PVH | 693656100 | 7 | Elect V. James Marino | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | PVH Corp. | 20150618 | Annual | PVH | 693656100 | 8 | Elect G. Penny McIntyre | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | PVH Corp. | 20150618 | Annual | PVH | 693656100 | 9 | Elect Henry Nasella | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | PVH Corp. | 20150618 | Annual | PVH | 693656100 | 10 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | PVH Corp. | 20150618 | Annual | PVH | 693656100 | 11 | Elect Craig W. Rydin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | PVH Corp. | 20150618 | Annual | PVH | 693656100 | 12 | 2006 Stock Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | PVH Corp. | 20150618 | Annual | PVH | 693656100 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | PVH Corp. | 20150618 | Annual | PVH | 693656100 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Roper Technologies, Inc. | 20150529 | Annual | ROP | 776696106 | 1.1 | Elect Amy Woods Brinkley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Roper Technologies, Inc. | 20150529 | Annual | ROP | 776696106 | 1.2 | Elect Robert D. Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Roper Technologies, Inc. | 20150529 | Annual | ROP | 776696106 | 1.3 | Elect Robert E. Knowling, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Roper Technologies, Inc. | 20150529 | Annual | ROP | 776696106 | 1.4 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Roper Technologies, Inc. | 20150529 | Annual | ROP | 776696106 | 1.5 | Elect Laura G. Thatcher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Roper Technologies, Inc. | 20150529 | Annual | ROP | 776696106 | 1.6 | Elect Richard F. Wallman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Roper Technologies, Inc. | 20150529 | Annual | ROP | 776696106 | 1.7 | Elect Christopher Wright | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Roper Technologies, Inc. | 20150529 | Annual | ROP | 776696106 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Roper Technologies, Inc. | 20150529 | Annual | ROP | 776696106 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Roper Technologies, Inc. | 20150529 | Annual | ROP | 776696106 | 4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 1 | Elect Peter L.S. Currie | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 2 | Elect K. Vaman Kamath | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 4 | Elect Paal Kibsgaard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 6 | Elect Michael E. Marks | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 7 | Elect Indra K. Nooyi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 8 | Elect Lubna S. Olayan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 9 | Elect Leo Rafael Reif | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 10 | Elect Tore I. Sandvold | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 11 | Elect Henri Seydoux | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 1 | Elect Michael Chu | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 2 | Elect Lawrence R. Codey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 3 | Elect Patrick Duff | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 4 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 5 | Elect Neil Lustig | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 6 | Elect Kenneth P. Manning | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 7 | Elect William J. Marino | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 8 | Elect Jerome A. Peribere | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 9 | Elect Richard L. Wambold | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | The Hershey Company | 20150428 | Annual | HSY | 427866108 | 1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | The Hershey Company | 20150428 | Annual | HSY | 427866108 | 1.2 | Elect John P. Bilbrey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | The Hershey Company | 20150428 | Annual | HSY | 427866108 | 1.3 | Elect Robert F. Cavanaugh | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | The Hershey Company | 20150428 | Annual | HSY | 427866108 | 1.4 | Elect Charles A. Davis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | The Hershey Company | 20150428 | Annual | HSY | 427866108 | 1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | The Hershey Company | 20150428 | Annual | HSY | 427866108 | 1.6 | Elect Robert M. Malcolm | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | The Hershey Company | 20150428 | Annual | HSY | 427866108 | 1.7 | Elect James M. Mead | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | The Hershey Company | 20150428 | Annual | HSY | 427866108 | 1.8 | Elect James E. Nevels | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | The Hershey Company | 20150428 | Annual | HSY | 427866108 | 1.9 | Elect Anthony J. Palmer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | The Hershey Company | 20150428 | Annual | HSY | 427866108 | 1.10 | Elect Thomas J. Ridge | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | The Hershey Company | 20150428 | Annual | HSY | 427866108 | 1.11 | Elect David L. Shedlarz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | The Hershey Company | 20150428 | Annual | HSY | 427866108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | The Hershey Company | 20150428 | Annual | HSY | 427866108 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Thermo Fisher Scientific Inc. | 20150520 | Annual | TMO | 883556102 | 1 | Elect Marc N. Casper | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Thermo Fisher Scientific Inc. | 20150520 | Annual | TMO | 883556102 | 2 | Elect Nelson J. Chai | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Thermo Fisher Scientific Inc. | 20150520 | Annual | TMO | 883556102 | 3 | Elect C. Martin Harris | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Thermo Fisher Scientific Inc. | 20150520 | Annual | TMO | 883556102 | 4 | Elect Tyler Jacks | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Thermo Fisher Scientific Inc. | 20150520 | Annual | TMO | 883556102 | 5 | Elect Judy C. Lewent | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Thermo Fisher Scientific Inc. | 20150520 | Annual | TMO | 883556102 | 6 | Elect Thomas J. Lynch | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Thermo Fisher Scientific Inc. | 20150520 | Annual | TMO | 883556102 | 7 | Elect Jim P. Manzi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Thermo Fisher Scientific Inc. | 20150520 | Annual | TMO | 883556102 | 8 | Elect William G. Parrett | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Thermo Fisher Scientific Inc. | 20150520 | Annual | TMO | 883556102 | 9 | Elect Lars R. Sorenson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Thermo Fisher Scientific Inc. | 20150520 | Annual | TMO | 883556102 | 10 | Elect Scott M. Sperling | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Thermo Fisher Scientific Inc. | 20150520 | Annual | TMO | 883556102 | 11 | Elect Elaine S. Ullian | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Thermo Fisher Scientific Inc. | 20150520 | Annual | TMO | 883556102 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Thermo Fisher Scientific Inc. | 20150520 | Annual | TMO | 883556102 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Transdigm Group Incorporated | 20150305 | Annual | TDG | 893641100 | 1.1 | Elect William Dries | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Transdigm Group Incorporated | 20150305 | Annual | TDG | 893641100 | 1.2 | Elect W. Nicholas Howley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Transdigm Group Incorporated | 20150305 | Annual | TDG | 893641100 | 1.3 | Elect Raymond Laubenthal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Transdigm Group Incorporated | 20150305 | Annual | TDG | 893641100 | 1.4 | Elect Robert J Small | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Transdigm Group Incorporated | 20150305 | Annual | TDG | 893641100 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Transdigm Group Incorporated | 20150305 | Annual | TDG | 893641100 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 3 | Elect David B. Dillon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 4 | Elect Lance M. Fritz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 5 | Elect Judith Richards Hope | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 6 | Elect John J. Koraleski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 7 | Elect Charles C. Krulak | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 8 | Elect Michael R. McCarthy | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 9 | Elect Michael W. McConnell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 11 | Elect Steven R. Rogel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 12 | Elect Jose H. Villarreal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 16 | Shareholder Proposal regarding Independent Chairman | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 1 | Elect John D. Baker II | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 2 | Elect Elaine L. Chao | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 3 | Elect John S. Chen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 4 | Elect Lloyd H. Dean | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 6 | Elect Susan E. Engel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 8 | Elect Donald M. James | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 10 | Elect Federico F. Pena | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 11 | Elect James H. Quigley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 12 | Elect Judith M. Runstad | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 13 | Elect Stephen W. Sanger | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 14 | Elect John G. Stumpf | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 15 | Elect Susan G. Swenson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 16 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 18 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 1 | Elect Kathleen A. Cote | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 2 | Elect Henry T. DeNero | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 3 | Elect Michael D. Lambert | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 4 | Elect Len J. Lauer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 5 | Elect Matthew E. Massengill | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 6 | Elect Stephen D. Milligan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 7 | Elect Thomas E. Pardun | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 8 | Elect Paula A. Price | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 9 | Elect Masahiro Yamamura | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 1 | Elect Alan S. Armstrong | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 2 | Elect Joseph R. Cleveland | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 3 | Elect Kathleen B. Cooper | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 4 | Elect John A. Hagg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 5 | Elect Juanita H. Hinshaw | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 6 | Elect Ralph Izzo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 7 | Elect Frank T. MacInnis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 8 | Elect Eric W. Mandelblatt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 9 | Elect Keith A. Meister | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 10 | Elect Steven Nance | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 11 | Elect Murray D. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 12 | Elect Janice D. Stoney | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 13 | Elect Laura A. Sugg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wynn Resorts, Limited | 20150424 | Proxy Contest | WYNN | 983134107 | 1.1 | Elect Elaine P. Wynn | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Concentrated Value Fund | Wynn Resorts, Limited | 20150424 | Proxy Contest | WYNN | 983134107 | 1.2 | Elect J. Edward Virtue | Mgmt | N/A | TNA | N/A | Take No Action |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Concentrated Value Fund | Wynn Resorts, Limited | 20150424 | Proxy Contest | WYNN | 983134107 | 2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Concentrated Value Fund | Wynn Resorts, Limited | 20150424 | Proxy Contest | WYNN | 983134107 | 3 | Article Amendment Regarding Dividend Limitation | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Concentrated Value Fund | Wynn Resorts, Limited | 20150424 | Proxy Contest | WYNN | 983134107 | 4 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Concentrated Value Fund | Wynn Resorts, Limited | 20150424 | Proxy Contest | WYNN | 983134107 | 1.1 | Elect John J. Hagenbuch | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wynn Resorts, Limited | 20150424 | Proxy Contest | WYNN | 983134107 | 1.2 | Elect J. Edward Virtue | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wynn Resorts, Limited | 20150424 | Proxy Contest | WYNN | 983134107 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wynn Resorts, Limited | 20150424 | Proxy Contest | WYNN | 983134107 | 3 | Article Amendment Regarding Dividend Limitation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value Fund | Wynn Resorts, Limited | 20150424 | Proxy Contest | WYNN | 983134107 | 4 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Emerging Markets Income Fund | TCW Funds | 20150127 | Annual | TGGYX | LU0726515454 | 1 | Accounts and Reports | Mgmt | N/A | N/A | N/A | Unvoted | ||||||||||||
TCW Emerging Markets Income Fund | TCW Funds | 20150127 | Annual | TGGYX | LU0726515454 | 2 | Accounts and Reports | Mgmt | N/A | N/A | N/A | Unvoted | ||||||||||||
TCW Emerging Markets Income Fund | TCW Funds | 20150127 | Annual | TGGYX | LU0726515454 | 3 | Allocation of Profits/Dividends | Mgmt | N/A | N/A | N/A | Unvoted | ||||||||||||
TCW Emerging Markets Income Fund | TCW Funds | 20150127 | Annual | TGGYX | LU0726515454 | 4 | Ratification of Management Acts | Mgmt | N/A | N/A | N/A | Unvoted | ||||||||||||
TCW Emerging Markets Income Fund | TCW Funds | 20150127 | Annual | TGGYX | LU0726515454 | 5 | Election of Directors (Slate) | Mgmt | N/A | N/A | N/A | Unvoted | ||||||||||||
TCW Emerging Markets Income Fund | TCW Funds | 20150127 | Annual | TGGYX | LU0726515454 | 6 | Appointment of Auditor | Mgmt | N/A | N/A | N/A | Unvoted | ||||||||||||
TCW Emerging Markets Income Fund | TCW Funds | 20150127 | Annual | TGGYX | LU0726515454 | 7 | Transaction of Other Business | Mgmt | N/A | N/A | N/A | Unvoted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Advantech Co., Ltd. | 20150528 | Annual | 2395 | Y0017P108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Advantech Co., Ltd. | 20150528 | Annual | 2395 | Y0017P108 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Advantech Co., Ltd. | 20150528 | Annual | 2395 | Y0017P108 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Advantech Co., Ltd. | 20150528 | Annual | 2395 | Y0017P108 | 4 | Amendment to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Advantech Co., Ltd. | 20150528 | Annual | 2395 | Y0017P108 | 5 | Amendments to Procedural Rules:Election of Directors and Supervisors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AIA Group Limited | 20150508 | Annual | 1299 | Y002A1105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AIA Group Limited | 20150508 | Annual | 1299 | Y002A1105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AIA Group Limited | 20150508 | Annual | 1299 | Y002A1105 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AIA Group Limited | 20150508 | Annual | 1299 | Y002A1105 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AIA Group Limited | 20150508 | Annual | 1299 | Y002A1105 | 5 | Elect Lawrence LAU Juen-Yee | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AIA Group Limited | 20150508 | Annual | 1299 | Y002A1105 | 6 | Elect CHOW Chung Kong | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AIA Group Limited | 20150508 | Annual | 1299 | Y002A1105 | 7 | Elect John B Harrison | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AIA Group Limited | 20150508 | Annual | 1299 | Y002A1105 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AIA Group Limited | 20150508 | Annual | 1299 | Y002A1105 | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AIA Group Limited | 20150508 | Annual | 1299 | Y002A1105 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AIA Group Limited | 20150508 | Annual | 1299 | Y002A1105 | 11 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Air Arabia PJSC | 20150309 | Annual | AIRA | M0367N110 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Air Arabia PJSC | 20150309 | Annual | AIRA | M0367N110 | 2 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Air Arabia PJSC | 20150309 | Annual | AIRA | M0367N110 | 3 | Auditor’s Report | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Air Arabia PJSC | 20150309 | Annual | AIRA | M0367N110 | 4 | Financial Statements | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Air Arabia PJSC | 20150309 | Annual | AIRA | M0367N110 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Air Arabia PJSC | 20150309 | Annual | AIRA | M0367N110 | 6 | Ratification of Board and Auditor’s Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Air Arabia PJSC | 20150309 | Annual | AIRA | M0367N110 | 7 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Air Arabia PJSC | 20150309 | Annual | AIRA | M0367N110 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Akbank T.A.S. | 20150326 | Ordinary | AKBNK | M0300L106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Akbank T.A.S. | 20150326 | Ordinary | AKBNK | M0300L106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Akbank T.A.S. | 20150326 | Ordinary | AKBNK | M0300L106 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Akbank T.A.S. | 20150326 | Ordinary | AKBNK | M0300L106 | 4 | Election of Presiding Chairman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Akbank T.A.S. | 20150326 | Ordinary | AKBNK | M0300L106 | 5 | Presentation of Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Akbank T.A.S. | 20150326 | Ordinary | AKBNK | M0300L106 | 6 | Presentation of Auditor’s Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Akbank T.A.S. | 20150326 | Ordinary | AKBNK | M0300L106 | 7 | Financial Statements | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Akbank T.A.S. | 20150326 | Ordinary | AKBNK | M0300L106 | 8 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Akbank T.A.S. | 20150326 | Ordinary | AKBNK | M0300L106 | 9 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Akbank T.A.S. | 20150326 | Ordinary | AKBNK | M0300L106 | 10 | Election of Directors | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Akbank T.A.S. | 20150326 | Ordinary | AKBNK | M0300L106 | 11 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Akbank T.A.S. | 20150326 | Ordinary | AKBNK | M0300L106 | 12 | Appointment of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Akbank T.A.S. | 20150326 | Ordinary | AKBNK | M0300L106 | 13 | Authorization to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Akbank T.A.S. | 20150326 | Ordinary | AKBNK | M0300L106 | 14 | Limit on Charitable Donations | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Akbank T.A.S. | 20150326 | Ordinary | AKBNK | M0300L106 | 15 | Presentation of Report on Charitable Donations | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ambev S.A. | 20150429 | Annual | ABEV3 | 02319V103 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ambev S.A. | 20150429 | Annual | ABEV3 | 02319V103 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ambev S.A. | 20150429 | Annual | ABEV3 | 02319V103 | 3 | Election of Supervisory Council | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ambev S.A. | 20150429 | Annual | ABEV3 | 02319V103 | 4 | Remuneration Policy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ambev S.A. | 20150429 | Annual | ABEV3 | 02319V103 | 5 | Amendments to Articles (Reconciliation of Share Capital) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 2 | Re-elect Mogammed R. Bagus | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 3 | Re-elect John F. Buchanan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 4 | Re-elect Judy Dlamini | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 5 | Re-elect Abbas Hussain | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 6 | Elect Maureen Manyama-Matome | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 7 | Appointment of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 8 | Elect Audit and Risk Committee Member (Roy Andersen) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 9 | Elect Audit and Risk Committee Member (John Buchanan) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 10 | Elect Audit and Risk Committee Member (Maureen Manyama-Matome) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 11 | Elect Audit and Risk Committee Member (Sindi Zilwa) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 12 | General Authority to Issue Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 13 | Authority to Issue Shares for Cash | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 14 | Approve Remuneration Policy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 15 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 16 | Approve NEDs’ Fees (Board Chairman) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 17 | Approve NEDs’ Fees (Board Member) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 18 | Approve NEDs’ Fees (Audit and Risk Committee Chairman) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 19 | Approve NEDs’ Fees (Audit and Risk Committee Member) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 20 | Approve NEDs’ Fees (Remuneration and Nomination Committee Chairman) | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 21 | Approve NEDs’ Fees (Remuneration and Nomination Committee Member) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 22 | Approve NEDs’ Fees (Social and Ethics Committee Chairman) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 23 | Approve NEDs’ Fees (Social and Ethics Committee Member) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 24 | Approve Financial Assistance | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 25 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aspen Pharmacare Holdings Ltd | 20141208 | Annual | APN | S0754A105 | 26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 3 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 4 | Supervisors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 8 | Elect LIN Zuoming as Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 9 | Elect TAN Ruisong as Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 10 | Elect GU Huizhong as Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 11 | Elect GAO Jianshe as Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 12 | Elect Maurice Savart as Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 13 | Elect GUO Chongqing as Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 14 | Elect Louis LAU Chung Man as Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 15 | Elect LIU Renuhai as Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 16 | Elect Jason YEUNG Chi Wai as Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 17 | Elect CHEN Guanjun as Supervisor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 18 | Elect LIU Fumin as Supervisor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 19 | Shareholder Proposal in Ordinary Resolution | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | AviChina Industry & Technology Company | 20150612 | Annual | 2357 | Y0485Q109 | 21 | Shareholder Proposal in Special Resolution | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Axis Bank Ltd | 20150307 | Other | AXISBANK | Y0487S137 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Axis Bank Ltd | 20150307 | Other | AXISBANK | Y0487S137 | 2 | Elect V.R. Kaundinya | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Axis Bank Ltd | 20150307 | Other | AXISBANK | Y0487S137 | 3 | Elect Prasad R. Menon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Axis Bank Ltd | 20150307 | Other | AXISBANK | Y0487S137 | 4 | Elect Samir Kumar Barua | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Axis Bank Ltd | 20150307 | Other | AXISBANK | Y0487S137 | 5 | Elect Som Mittal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Axis Bank Ltd | 20150307 | Other | AXISBANK | Y0487S137 | 6 | Elect Ireena Vittal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Axis Bank Ltd | 20150307 | Other | AXISBANK | Y0487S137 | 7 | Elect Rohit Bhagat | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Axis Bank Ltd | 20150307 | Other | AXISBANK | Y0487S137 | 8 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bank of China Limited | 20140804 | Special | 3988 | Y0698A107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bank of China Limited | 20140804 | Special | 3988 | Y0698A107 | 2 | Elect WANG Wei | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bank of China Limited | 20140804 | Special | 3988 | Y0698A107 | 3 | Remuneration Plan for Directors and Supervisors in 2013 | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bashneft’ ANK OAO | 20140814 | Special | BANE | X0710V106 | 1 | Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bashneft’ ANK OAO | 20141015 | Special | BANE | X0710V106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bashneft’ ANK OAO | 20141015 | Special | BANE | X0710V106 | 2 | Related Party Transactions (OJSC Ufaorgsintez) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bashneft’ ANK OAO | 20141015 | Special | BANE | X0710V106 | 3 | Related Party Transactions (LLC RusPETF) | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bashneft’ ANK OAO | 20141015 | Special | BANE | X0710V106 | 4 | Related Party Transactions (SG-TRANS) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bashneft’ ANK OAO | 20141015 | Special | BANE | X0710V106 | 5 | Related Party Transactions (LLC Bashneft-Polus) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bashneft’ ANK OAO | 20141015 | Special | BANE | X0710V106 | 6 | Related Party Transactions (LLC Targin-Burenie) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bashneft’ ANK OAO | 20141015 | Special | BANE | X0710V106 | 7 | Related Party Transactions (LLC YAUNSM) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bashneft’ ANK OAO | 20141015 | Special | BANE | X0710V106 | 8 | Related Party Transactions (LLC Transkhim) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Enterprises Water Group Ltd. | 20150521 | Annual | 371 | G0957L109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Enterprises Water Group Ltd. | 20150521 | Annual | 371 | G0957L109 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Enterprises Water Group Ltd. | 20150521 | Annual | 371 | G0957L109 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Enterprises Water Group Ltd. | 20150521 | Annual | 371 | G0957L109 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Enterprises Water Group Ltd. | 20150521 | Annual | 371 | G0957L109 | 5 | Elect LI Yongcheng | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Enterprises Water Group Ltd. | 20150521 | Annual | 371 | G0957L109 | 6 | Elect E Meng | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Enterprises Water Group Ltd. | 20150521 | Annual | 371 | G0957L109 | 7 | Elect HU Xiaoyong | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Enterprises Water Group Ltd. | 20150521 | Annual | 371 | G0957L109 | 8 | Elect LI Haifeng | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Enterprises Water Group Ltd. | 20150521 | Annual | 371 | G0957L109 | 9 | Elect Eric TUNG Woon Cheung | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Enterprises Water Group Ltd. | 20150521 | Annual | 371 | G0957L109 | 10 | Elect WANG Kaijun | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Enterprises Water Group Ltd. | 20150521 | Annual | 371 | G0957L109 | 11 | Elect YU Ning | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Enterprises Water Group Ltd. | 20150521 | Annual | 371 | G0957L109 | 12 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Enterprises Water Group Ltd. | 20150521 | Annual | 371 | G0957L109 | 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Enterprises Water Group Ltd. | 20150521 | Annual | 371 | G0957L109 | 14 | Refreshment of Share Option Scheme | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Enterprises Water Group Ltd. | 20150521 | Annual | 371 | G0957L109 | 15 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Enterprises Water Group Ltd. | 20150521 | Annual | 371 | G0957L109 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Enterprises Water Group Ltd. | 20150521 | Annual | 371 | G0957L109 | 17 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20150124 | Other | INFRATEL | Y0R86J109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20150124 | Other | INFRATEL | Y0R86J109 | 2 | Implementation of ESOP Scheme 2008 through the ESOP Trust | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20150124 | Other | INFRATEL | Y0R86J109 | �� | 3 | Adoption of the Employee Stock Option Scheme 2014 | Mgmt | For | For | For | Voted | |||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20150124 | Other | INFRATEL | Y0R86J109 | 4 | Extension of the Employee Stock Option Scheme 2014 to Employees of the Holding and Subsidiary Companies | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20150124 | Other | INFRATEL | Y0R86J109 | 5 | Authorization to ESOP Trust to make Secondary Acqusition | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20150124 | Other | INFRATEL | Y0R86J109 | 6 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20150124 | Other | INFRATEL | Y0R86J109 | 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20140804 | Annual | INFRATEL | Y0R86J109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20140804 | Annual | INFRATEL | Y0R86J109 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20140804 | Annual | INFRATEL | Y0R86J109 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20140804 | Annual | INFRATEL | Y0R86J109 | 4 | Elect Sanjay Nayar | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20140804 | Annual | INFRATEL | Y0R86J109 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20140804 | Annual | INFRATEL | Y0R86J109 | 6 | Elect Mark CHONG Chin Kok | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20140804 | Annual | INFRATEL | Y0R86J109 | 7 | Elect Devender Singh Rawat | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20140804 | Annual | INFRATEL | Y0R86J109 | 8 | Elect Bharat Sumant Raut | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20140804 | Annual | INFRATEL | Y0R86J109 | 9 | Elect Jitender Balakrishnan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20140804 | Annual | INFRATEL | Y0R86J109 | 10 | Elect Leena Srivastava | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20140804 | Annual | INFRATEL | Y0R86J109 | 11 | Elect Narayanan Kumar | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20140804 | Annual | INFRATEL | Y0R86J109 | 12 | Elect Vinod K. Dhall | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20140804 | Annual | INFRATEL | Y0R86J109 | 13 | Remuneration of Cost Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20140804 | Annual | INFRATEL | Y0R86J109 | 14 | Amendment to the Employee Stock Option Plan 2008: Exercise Period | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 20140804 | Annual | INFRATEL | Y0R86J109 | 15 | Amendment to the Employee Stock Option Plan 2008: Vesting Schedule | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 1 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 2 | Appointment of Auditor | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 3 | Authority to Set Auditor’s Fees | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 4 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 6 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 7 | Remuneration Policy (Binding - UK) | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 8 | Remuneration Report (Advisory - UK) | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 9 | Remuneration Report (Advisory - AUS) | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 10 | Approve Termination Benefits | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 11 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 12 | Elect Malcolm Brinded | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 13 | Re-elect Malcolm Broomhead | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 14 | Re-elect Sir John Buchanan | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 15 | Re-elect Carlos Cordeiro | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 16 | Re-elect Pat Davies | Mgmt | For | TNA | N/A | Take No Action |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 17 | Re-elect Carolyn Hewson | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 18 | Re-elect Andrew Mackenzie | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 19 | Re-elect Lindsay P. Maxsted | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 20 | Re-elect Wayne Murdy | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 21 | Re-elect Keith C. Rumble | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 22 | Re-elect John Schubert | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 23 | Re-elect Shriti Vadera | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 24 | Re-elect Jacques Nasser | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | BHP Billiton Limited | 20141120 | Annual | BHP | 088606108 | 25 | Elect Dissident Ian Dunlop | ShrHoldr | Against | TNA | N/A | Take No Action | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Brait SE | 20150127 | Special | BAT | L1201E101 | 1 | Disposal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Brait SE | 20150127 | Special | BAT | L1201E101 | 2 | Formalities in Relation to Disposal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Brait SE | 20150127 | Special | BAT | L1201E101 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Brait SE | 20140716 | Annual | BAT | L1201E101 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Brait SE | 20140716 | Annual | BAT | L1201E101 | 2 | Elect Phillip J. Moleketi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Brait SE | 20140716 | Annual | BAT | L1201E101 | 3 | Elect Colin D. Keogh | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Brait SE | 20140716 | Annual | BAT | L1201E101 | 4 | Elect Richard J. Koch | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Brait SE | 20140716 | Annual | BAT | L1201E101 | 5 | Elect Chris S. Seabrooke | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Brait SE | 20140716 | Annual | BAT | L1201E101 | 6 | Elect Hermanus R.W. Troskie | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Brait SE | 20140716 | Annual | BAT | L1201E101 | 7 | Elect Christoffel Wiese | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Brait SE | 20140716 | Annual | BAT | L1201E101 | 8 | Elect Lawrence Leon Porter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Brait SE | 20140716 | Annual | BAT | L1201E101 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Brait SE | 20140716 | Annual | BAT | L1201E101 | 10 | Dividends on Preference Share | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Brait SE | 20140716 | Annual | BAT | L1201E101 | 11 | Bonus Share Issuance/Special Dividend | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Brait SE | 20140716 | Annual | BAT | L1201E101 | 12 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Brait SE | 20140716 | Annual | BAT | L1201E101 | 13 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Brait SE | 20140716 | Annual | BAT | L1201E101 | 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 20150612 | Annual | 2882 | Y11654103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 20150612 | Annual | 2882 | Y11654103 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 20150612 | Annual | 2882 | Y11654103 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 20150612 | Annual | 2882 | Y11654103 | 4 | Amendment to Articles | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 20150612 | Annual | 2882 | Y11654103 | 5 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 20150612 | Annual | 2882 | Y11654103 | 6 | Amendments to Procedural Rules: Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 20150612 | Annual | 2882 | Y11654103 | 7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 20150612 | Annual | 2882 | Y11654103 | 8 | Non-compete Restrictions for Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CCR S.A. | 20150416 | Annual | CCRO3 | P1413U105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CCR S.A. | 20150416 | Annual | CCRO3 | P1413U105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CCR S.A. | 20150416 | Annual | CCRO3 | P1413U105 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CCR S.A. | 20150416 | Annual | CCRO3 | P1413U105 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CCR S.A. | 20150416 | Annual | CCRO3 | P1413U105 | 5 | Capital Expenditure Budget | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CCR S.A. | 20150416 | Annual | CCRO3 | P1413U105 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CCR S.A. | 20150416 | Annual | CCRO3 | P1413U105 | 7 | Election of Directors; Board Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CCR S.A. | 20150416 | Annual | CCRO3 | P1413U105 | 8 | Election of Supervisory Council | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CCR S.A. | 20150416 | Annual | CCRO3 | P1413U105 | 9 | Remuneration Policy | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CCR S.A. | 20150416 | Special | CCRO3 | P1413U105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CCR S.A. | 20150416 | Special | CCRO3 | P1413U105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CCR S.A. | 20150416 | Special | CCRO3 | P1413U105 | 3 | Amendments to Articles (Management Board Size) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CCR S.A. | 20150416 | Special | CCRO3 | P1413U105 | 4 | Amendments to Articles (Legal Representation) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CCR S.A. | 20150416 | Special | CCRO3 | P1413U105 | 5 | Consolidation of Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cemex S.A.B. De C.V. | 20140911 | Annual | CEMEX | 151290889 | 1 | Election of Technical Committee Chairman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cemex S.A.B. De C.V. | 20140911 | Annual | CEMEX | 151290889 | 2 | Amendments to Trust | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cemex S.A.B. De C.V. | 20140911 | Annual | CEMEX | 151290889 | 3 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cemex S.A.B. De C.V. | 20140911 | Annual | CEMEX | 151290889 | 4 | Minutes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cemex S.A.B. De C.V. | 20141027 | Annual | CEMEX | 151290889 | 1 | Election of Technical Committee Chairman; Approve Restatement of Clauses of Trust Agreement | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cemex S.A.B. De C.V. | 20141027 | Annual | CEMEX | 151290889 | 2 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cemex S.A.B. De C.V. | 20141027 | Annual | CEMEX | 151290889 | 3 | Minutes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chailease Holding Company Limited | 20150528 | Annual | 5871 | G20288109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chailease Holding Company Limited | 20150528 | Annual | 5871 | G20288109 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chailease Holding Company Limited | 20150528 | Annual | 5871 | G20288109 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chailease Holding Company Limited | 20150528 | Annual | 5871 | G20288109 | 4 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chailease Holding Company Limited | 20150528 | Annual | 5871 | G20288109 | 5 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chailease Holding Company Limited | 20150528 | Annual | 5871 | G20288109 | 6 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 2 | Type and Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 3 | Par Value and Issue Price | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 4 | Maturity Date | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 5 | Use of Proceeds | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 6 | Issuance Method and Investor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 7 | Profit Distribution Method | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 8 | Mandatory Conversion | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 9 | Conditional Redemption | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 10 | Voting Rights Restriction and Restoration | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 11 | Repayment Priority and Manner of Liquidation | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 12 | Rating | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 13 | Security | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 14 | Trading or Transfer Restriction | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 15 | Trading Arrangement | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 16 | Effective Period of Resolution | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 17 | Board Authorization | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 18 | Relationship Between Domestic Issuance and Offshore Issuance | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 19 | Application and Approval Procedures | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 20 | Type and Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 21 | Par Value and Issue Price | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 22 | Maturity Date | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 23 | Use of Proceeds | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 24 | Issuance Method and Investor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 25 | Profit Distribution Method | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 26 | Mandatory Conversion | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 27 | Conditional Redemption | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 28 | Voting Rights Restriction and Restoration | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 29 | Repayment Priority and Manner of Liquidation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 30 | Rating | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 31 | Security | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 32 | Lock-up Period | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 33 | Effective Period of the Resolution | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 34 | Trading/Listing Arrangement | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 35 | Board Authorization | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 36 | Relationship Between Domestic Issuance and Offshore Issuance | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 37 | Application and Approval Procedures | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Other | 0939 | Y1397N101 | 38 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 3 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 4 | Supervisors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 7 | 2015 Fixed Asset Investment Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 8 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 9 | Supervisors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 10 | Elect WANG Hongzhang | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 11 | Elect PANG Xiusheng | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 12 | Elect ZHANG Gengsheng | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 13 | Elect Li Jun | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 14 | Elect Hao Aiqun | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 15 | Elect Elaine La Roche | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 17 | IMPACT ON DILUTION OF CURRENT RETURNS OF THE ISSUANCE OF PREFERENCE SHARES AND REMEDIAL MEASURES | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 18 | Shareholder Return Plan 2015-2017 | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 19 | Capital Plan 2015-2017 | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 20 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 21 | Type and Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 22 | Par Value and Issue Price | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 23 | Maturity Date | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 24 | Use of Proceeds | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 25 | Issuance Method and Investor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 26 | Profit Distribution Method | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 27 | Mandatory Conversion | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 28 | Conditional Redemption | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 29 | Voting Rights Restriction and Restoration | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 30 | Repayment Priority and Manner of Liquidation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 31 | Rating | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 32 | Security | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 33 | Trading or Transfer Restriction | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 34 | Trading Arrangement | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 35 | Effective Period of Resolution | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 36 | Board Authorization | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 37 | Relationship Between Domestic Issuance and Offshore Issuance | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 38 | Application and Approval Procedures | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 39 | Type and Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 40 | Par Value and Issue Price | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 41 | Maturity Date | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 42 | Use of Proceeds | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 43 | Issuance Method and Investor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 44 | Profit Distribution Method | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 45 | Mandatory Conversion | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 46 | Conditional Redemption | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 47 | Voting Rights Restriction and Restoration | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 48 | Repayment Priority and Manner of Liquidation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 49 | Rating | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 50 | Security | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 51 | Lock-up Period | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 52 | Effective Period of the Resolution | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 53 | Trading/Listing Arrangement | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 54 | Board Authorization | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 55 | Relationship Between Domestic Issuance and Offshore Issuance | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 56 | Application and Approval Procedures | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 20150615 | Annual | 0939 | Y1397N101 | 57 | Elect WANG Zuji | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright International Limited | 20150527 | Annual | 0257 | Y14226107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright International Limited | 20150527 | Annual | 0257 | Y14226107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright International Limited | 20150527 | Annual | 0257 | Y14226107 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright International Limited | 20150527 | Annual | 0257 | Y14226107 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright International Limited | 20150527 | Annual | 0257 | Y14226107 | 5 | Elect LIU Jun | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright International Limited | 20150527 | Annual | 0257 | Y14226107 | 6 | Elect WANG Tianyi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright International Limited | 20150527 | Annual | 0257 | Y14226107 | 7 | Elect Raymond WONG Kam Chung | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright International Limited | 20150527 | Annual | 0257 | Y14226107 | 8 | Elect CAI Shuguang | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright International Limited | 20150527 | Annual | 0257 | Y14226107 | 9 | Elect ZHAI Haitao | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright International Limited | 20150527 | Annual | 0257 | Y14226107 | 10 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright International Limited | 20150527 | Annual | 0257 | Y14226107 | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright International Limited | 20150527 | Annual | 0257 | Y14226107 | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright International Limited | 20150527 | Annual | 0257 | Y14226107 | 13 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright International Limited | 20150527 | Annual | 0257 | Y14226107 | 14 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 5 | Elect LIU Jun | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 6 | Elect CHEN Shuang | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 7 | Elect WANG Weimin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 8 | Elect John SETO Gin Chung | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 9 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 12 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright Limited | 20150618 | Special | 0165 | Y1421G106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright Limited | 20150618 | Special | 0165 | Y1421G106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright Limited | 20150618 | Special | 0165 | Y1421G106 | 3 | Deposit Services Framework Agreement | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright Limited | 20150618 | Special | 0165 | Y1421G106 | 4 | Finance Lease Framework Agreement | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Everbright Limited | 20150618 | Special | 0165 | Y1421G106 | 5 | Asset Management Services Framework Agreement | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 3 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 4 | Supervisors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 7 | Directors’ and Supervisors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 9 | Elect YANG Mingsheng | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 10 | Elect LIN Dairen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 11 | Elect XU Henping | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 12 | Elect XU Haifeng | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 13 | Elect MIAO Jianmin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 14 | Elect ZHANG Xiangxian | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 15 | Elect WANG Sidong | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 16 | Elect LIU Jiade | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 17 | Elect Anthony Francis Neoh | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 18 | Elect Stephen CHANG Tso Tung | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 19 | Elect HUANG Yiping | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 20 | Elect Drake Pike | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 21 | Elect MIAO Ping as Non-Employee Representative Supervisor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 22 | Elect SHI Xiangming as Non-Employee Representative Supervisor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 23 | Elect XIONG Junhong as Non-Employee Representative Supervisor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 25 | Authority to Issue Debt Instruments | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 26 | Amendments to Articles and Procedural Rules | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 2 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 3 | Supervisors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 7 | Authority to Repurchase H Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 9 | Shareholder Proposal | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Machinery Engineering Corporation | 20150629 | Other | 1829 | Y1501U108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Machinery Engineering Corporation | 20150629 | Other | 1829 | Y1501U108 | 2 | Authority to Repurchase H Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 20150427 | Special | 1988 | Y1495M112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 20150427 | Special | 1988 | Y1495M112 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 20150427 | Special | 1988 | Y1495M112 | 3 | Postponement of Election of Directors | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 20150427 | Special | 1988 | Y1495M112 | 4 | Postponement of Election of Supervisors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 20150618 | Annual | 1988 | Y1495M112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 20150618 | Annual | 1988 | Y1495M112 | 2 | Annual Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 20150618 | Annual | 1988 | Y1495M112 | 3 | Financial Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 20150618 | Annual | 1988 | Y1495M112 | 4 | Authority to Appropriate Statutory Surplus Reserve | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 20150618 | Annual | 1988 | Y1495M112 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 20150618 | Annual | 1988 | Y1495M112 | 6 | Annual Budget | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 20150618 | Annual | 1988 | Y1495M112 | 7 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 20150618 | Annual | 1988 | Y1495M112 | 8 | Supervisors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 20150618 | Annual | 1988 | Y1495M112 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 20150618 | Annual | 1988 | Y1495M112 | 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 20150618 | Annual | 1988 | Y1495M112 | 11 | Changes to the Issuance Plan of Financial Bonds | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 20150618 | Annual | 1988 | Y1495M112 | 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 20150528 | Annual | 0941 | Y14965100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 20150528 | Annual | 0941 | Y14965100 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 20150528 | Annual | 0941 | Y14965100 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 20150528 | Annual | 0941 | Y14965100 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 20150528 | Annual | 0941 | Y14965100 | 5 | Elect XUE Taohai | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 20150528 | Annual | 0941 | Y14965100 | 6 | Elect Frank WONG Kwong Shing | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 20150528 | Annual | 0941 | Y14965100 | 7 | Elect Moses CHENG Mo Chi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 20150528 | Annual | 0941 | Y14965100 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 20150528 | Annual | 0941 | Y14965100 | 9 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 20150528 | Annual | 0941 | Y14965100 | 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 20150528 | Annual | 0941 | Y14965100 | 11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 3 | Eligibility for Private Placement of A Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 4 | Feasibility Report on Use of Proceeds | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 5 | Report on Deposit and Use of Previously Raised Funds | Mgmt | For | Abstain | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 6 | Amendments to Administrative Measure for Raised Funds | Mgmt | For | Abstain | Against | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 7 | Overseas Listing Plan of Kunming China Railway Large Maintenance Machinery Co., Ltd. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 8 | Eligibility for Overseas Listing of Kunming China Railway Large Maintenance Machinery Co., Ltd. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 9 | Undertaking to Maintain the Company’s Independence as a Public Listed Company | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 10 | Explanations on the Company’s Continued Profitability | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 11 | Board Authorization to Implement Overseas Listing of Kunming China Railway Large Maintenance Machinery Co., Ltd. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 12 | Elect QI Xiaofei | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 13 | Share Class and Par Value | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 14 | Target Subscribers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 15 | Size of Issuance and Subscription Method | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 16 | Issuing Method | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 17 | Pricing Benchmark Date, Issue Price and Pricing Method | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 18 | Lock-up Period | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 19 | Listing Place | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 20 | Use of Proceeds | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 21 | Accumulated Profit Distribution | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 22 | Valid Period of Resolution | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 23 | Approval of Preliminary Plan of Private Placement of A Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 24 | Board Authorization to Implement Private Placement of A Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 25 | Shareholder Returns Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 26 | Amendments to Articles | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 27 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Special | 1186 | Y1508P110 | 28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Other | 1186 | Y1508P110 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Other | 1186 | Y1508P110 | 2 | Share Class and Par Value | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Other | 1186 | Y1508P110 | 3 | Target Subscribers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Other | 1186 | Y1508P110 | 4 | Size of Issuance and Subscription Method | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Other | 1186 | Y1508P110 | 5 | Issuing Method | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Other | 1186 | Y1508P110 | 6 | Pricing Benchmark Date, Issue Price and Pricing Method | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Other | 1186 | Y1508P110 | 7 | Lock-up Period | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Other | 1186 | Y1508P110 | 8 | Listing Place | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Other | 1186 | Y1508P110 | 9 | Use of Proceeds | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Other | 1186 | Y1508P110 | 10 | Accumulated Profit Distribution | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Other | 1186 | Y1508P110 | 11 | Valid Period of Resolution | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Other | 1186 | Y1508P110 | 12 | Approval of Preliminary Plan of Private Placement of A Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20150205 | Other | 1186 | Y1508P110 | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20141028 | Special | 1186 | Y1508P110 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20141028 | Special | 1186 | Y1508P110 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20141028 | Special | 1186 | Y1508P110 | 3 | Remuneration of Chairman of the Supervisory Committee | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20141028 | Special | 1186 | Y1508P110 | 4 | Elect MENG Fengchao | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20141028 | Special | 1186 | Y1508P110 | 5 | Elect PENG Shugui | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20141028 | Special | 1186 | Y1508P110 | 6 | Elect ZHANG Zongyan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20141028 | Special | 1186 | Y1508P110 | 7 | Elect ZHUANG Shangbiao | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20141028 | Special | 1186 | Y1508P110 | 8 | Elect GE Fuxing | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20141028 | Special | 1186 | Y1508P110 | 9 | Elect WANG Huacheng | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20141028 | Special | 1186 | Y1508P110 | 10 | Elect Patrick SUN | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20141028 | Special | 1186 | Y1508P110 | 11 | Elect CHENG Wen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20141028 | Special | 1186 | Y1508P110 | 12 | Elect LU Xiaoqiang | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20141028 | Special | 1186 | Y1508P110 | 13 | Elect HUANG Shaojun | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Railway Construction Corporation Limited | 20141028 | Special | 1186 | Y1508P110 | 14 | Elect LI Xuefu | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 2 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 3 | Supervisors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 6 | Annual Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 7 | Financial Budget | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 9 | Elect LIU Jianzhong; Directors Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 10 | Elect XIE Wenhui; Directors Fees | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 11 | Elect HE Zhiming; Directors Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 12 | Elect SUN Lida; Directors Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 13 | Elect DUAN Xiaohua; Directors Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 14 | Elect CHEN Xiaoyan; Directors Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 15 | Elect WEN Honghai; Directors Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 16 | Elect LI Zuwei; Directors Fees | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 17 | Elect Zheng Haishan; Directors Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 18 | Elect Leland SUN Li Hsun; Directors Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 19 | Elect YIN Mengbo; Directors Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 20 | Elect LI Yao; Directors Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 21 | Elect YUAN Zengting; Directors Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 22 | Elect CAO Guohua; Directors Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 23 | Elect ZENG Jianwu; Supervisor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 24 | Elect ZUO Ruilan; Supervisor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 25 | Elect WANG Hong; Supervisor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 26 | Elect PAN Like; Supervisor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Rural Commercial Bank Co Ltd | 20150619 | Annual | 3618 | Y1594G107 | 27 | Elect HU Shuchun; Supervisor’s Fees | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 20150521 | Annual | 0883 | Y1662W117 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 20150521 | Annual | 0883 | Y1662W117 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 20150521 | Annual | 0883 | Y1662W117 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 20150521 | Annual | 0883 | Y1662W117 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 20150521 | Annual | 0883 | Y1662W117 | 5 | Elect WU Guangqi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 20150521 | Annual | 0883 | Y1662W117 | 6 | Elect YANG Hua | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 20150521 | Annual | 0883 | Y1662W117 | 7 | Elect Aloysius TSE Hau Yin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 20150521 | Annual | 0883 | Y1662W117 | 8 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 20150521 | Annual | 0883 | Y1662W117 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 20150521 | Annual | 0883 | Y1662W117 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 20150521 | Annual | 0883 | Y1662W117 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 20150521 | Annual | 0883 | Y1662W117 | 12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cognizant Technology Solutions Corporation | 20150602 | Annual | CTSH | 192446102 | 1 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cognizant Technology Solutions Corporation | 20150602 | Annual | CTSH | 192446102 | 2 | Elect Robert E. Weissman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cognizant Technology Solutions Corporation | 20150602 | Annual | CTSH | 192446102 | 3 | Elect Francisco D’Souza | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cognizant Technology Solutions Corporation | 20150602 | Annual | CTSH | 192446102 | 4 | Elect John N. Fox, Jr. | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cognizant Technology Solutions Corporation | 20150602 | Annual | CTSH | 192446102 | 5 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cognizant Technology Solutions Corporation | 20150602 | Annual | CTSH | 192446102 | 6 | Elect Thomas M. Wendel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cognizant Technology Solutions Corporation | 20150602 | Annual | CTSH | 192446102 | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cognizant Technology Solutions Corporation | 20150602 | Annual | CTSH | 192446102 | 8 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cognizant Technology Solutions Corporation | 20150602 | Annual | CTSH | 192446102 | 9 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 2 | Presentation of Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 3 | Presentation of Auditor’s Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 4 | Financial Statements | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 6 | Ratification of Board Acts; Director’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 8 | Charitable Donations | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 9 | Board Committees’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 10 | Changes to the Board | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 11 | Capitalization of Reserves | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Corporación Inmobiliaria Vesta SAB de CV | 20150121 | Ordinary | VESTA | P9781N108 | 1 | Issuance of Shares w/ Preemptive Rights (Private and Public Offering) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Corporación Inmobiliaria Vesta SAB de CV | 20150121 | Ordinary | VESTA | P9781N108 | 2 | Issuance of Shares w/o Preemptive Rights (Private and Public Offering) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Corporación Inmobiliaria Vesta SAB de CV | 20150121 | Ordinary | VESTA | P9781N108 | 3 | Authority to Issue Shares Under Performance Share Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Corporación Inmobiliaria Vesta SAB de CV | 20150121 | Ordinary | VESTA | P9781N108 | 4 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Corporación Inmobiliaria Vesta SAB de CV | 20150121 | Ordinary | VESTA | P9781N108 | 5 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 5 | Elect ZHANG Shengfeng | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 6 | Elect LIN Zonghong | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 7 | Elect WEN Baoma | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 9 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 11 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Credicorp Ltd. | 20150331 | Annual | BAP | G2519Y108 | 1 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Credicorp Ltd. | 20150331 | Annual | BAP | G2519Y108 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 20150528 | Annual | 1363 | G25885107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 20150528 | Annual | 1363 | G25885107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 20150528 | Annual | 1363 | G25885107 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 20150528 | Annual | 1363 | G25885107 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 20150528 | Annual | 1363 | G25885107 | 5 | Elect XU Ju Wen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 20150528 | Annual | 1363 | G25885107 | 6 | Elect XU Zi Tao | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 20150528 | Annual | 1363 | G25885107 | 7 | Elect LIU Yung Chau | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 20150528 | Annual | 1363 | G25885107 | 8 | Elect DU Hequn | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 20150528 | Annual | 1363 | G25885107 | 9 | Directors’ Fees | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 20150528 | Annual | 1363 | G25885107 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 20150528 | Annual | 1363 | G25885107 | 11 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 20150528 | Annual | 1363 | G25885107 | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 20150528 | Annual | 1363 | G25885107 | 13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 20150528 | Annual | 1363 | G25885107 | 14 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 20140805 | Special | 1363 | G25885107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 20140805 | Special | 1363 | G25885107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 20140805 | Special | 1363 | G25885107 | 3 | Subscription Agreement | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 20150318 | Other | DIVISLAB | Y2076F112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 20150318 | Other | DIVISLAB | Y2076F112 | 2 | Appointment of Madhusudana Rao Divi (Director - Projects); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 20150318 | Other | DIVISLAB | Y2076F112 | 3 | Appointment of Kiran S. Divi (Director and President - Operations); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 20140825 | Annual | DIVISLAB | Y2076F112 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 20140825 | Annual | DIVISLAB | Y2076F112 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 20140825 | Annual | DIVISLAB | Y2076F112 | 3 | Elect Kiran S. Divi | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 20140825 | Annual | DIVISLAB | Y2076F112 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 20140825 | Annual | DIVISLAB | Y2076F112 | 5 | Elect K.V.K. Seshavataram | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 20140825 | Annual | DIVISLAB | Y2076F112 | 6 | Elect S. Sridevi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 20140825 | Annual | DIVISLAB | Y2076F112 | 7 | Elect Gangavarapu S. Kumar | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 20140825 | Annual | DIVISLAB | Y2076F112 | 8 | Elect R. Ranga Rao | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 20140825 | Annual | DIVISLAB | Y2076F112 | 9 | Appointment of Murali K. Livi (Chairman and Managing Director); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 20140825 | Annual | DIVISLAB | Y2076F112 | 10 | Appointment of N.V. Ramana (Executive Director); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 20140825 | Annual | DIVISLAB | Y2076F112 | 11 | Amendments to Articles | Mgmt | For | Abstain | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 20150427 | Ordinary | EAST | M2932V106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 20150427 | Ordinary | EAST | M2932V106 | 2 | 2015 - 2016 Budget | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Elswedy Electric Company SAE | 20150420 | Ordinary | SWDY | M398AL106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Elswedy Electric Company SAE | 20150420 | Ordinary | SWDY | M398AL106 | 2 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Elswedy Electric Company SAE | 20150420 | Ordinary | SWDY | M398AL106 | 3 | Auditor’s Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Elswedy Electric Company SAE | 20150420 | Ordinary | SWDY | M398AL106 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Elswedy Electric Company SAE | 20150420 | Ordinary | SWDY | M398AL106 | 5 | Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Elswedy Electric Company SAE | 20150420 | Ordinary | SWDY | M398AL106 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Elswedy Electric Company SAE | 20150420 | Ordinary | SWDY | M398AL106 | 7 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Elswedy Electric Company SAE | 20150420 | Ordinary | SWDY | M398AL106 | 8 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Elswedy Electric Company SAE | 20150420 | Ordinary | SWDY | M398AL106 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Elswedy Electric Company SAE | 20150420 | Ordinary | SWDY | M398AL106 | 10 | Charitable Donations | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Elswedy Electric Company SAE | 20150420 | Ordinary | SWDY | M398AL106 | 11 | Board Meetings Minutes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 4 | Election of Directors (Slate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 5 | Divestiture of Engro Eximp (Private) Limited | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 6 | Investment in Engro Polymer and Chemicals Limited | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 7 | Loan to Engro Polymer and Chemicals Limited | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eurasia Drilling Company Limited | 20140922 | Annual | EDCL | 29843U202 | 1 | Elect Lord Patrick J. Clanwilliam | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eurasia Drilling Company Limited | 20140922 | Annual | EDCL | 29843U202 | 2 | Elect Alexander Yu. Djaparidze | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eurasia Drilling Company Limited | 20140922 | Annual | EDCL | 29843U202 | 3 | Elect Aleksander N. Shokhin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eurasia Drilling Company Limited | 20140922 | Annual | EDCL | 29843U202 | 4 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 3 | Elect Yoshiharu Inaba | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 4 | Elect Kenji Yamaguchi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 5 | Elect Hiroyuki Uchida | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 6 | Elect Yoshihiro Gonda | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 7 | Elect Kiyonori Inaba | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 8 | Elect Shunsuke Matsubara | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 9 | Elect Hiroshi Noda | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 10 | Elect Katsuo Kohari | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 11 | Elect Toshiya Okada | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 12 | Elect Richard E. Schneider | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 13 | Elect Olaf C. Gehrels | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 14 | Elect Masato Ono | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 15 | Elect Kazuo Tsukuda | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 16 | Elect Yasuo Imai | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 17 | Elect Shunsuke Kimura | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 18 | Elect Naoki Shimizu | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 19 | Elect Takeo Nakagawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fomento Economico Mexicano SAB de CV | 20150319 | Annual | FEMSA | 344419106 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fomento Economico Mexicano SAB de CV | 20150319 | Annual | FEMSA | 344419106 | 2 | Report on Tax Compliance | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fomento Economico Mexicano SAB de CV | 20150319 | Annual | FEMSA | 344419106 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fomento Economico Mexicano SAB de CV | 20150319 | Annual | FEMSA | 344419106 | 4 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fomento Economico Mexicano SAB de CV | 20150319 | Annual | FEMSA | 344419106 | 5 | Election of Directors; Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fomento Economico Mexicano SAB de CV | 20150319 | Annual | FEMSA | 344419106 | 6 | Election of Board Committee Members; Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fomento Economico Mexicano SAB de CV | 20150319 | Annual | FEMSA | 344419106 | 7 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fomento Economico Mexicano SAB de CV | 20150319 | Annual | FEMSA | 344419106 | 8 | Minutes | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gazprom Neft | 20140930 | Special | SIBN | 36829G107 | 1 | Interim Dividend | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gazprom Neft | 20140930 | Special | SIBN | 36829G107 | 2 | Adoption of New Regulations on Board of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gazprom Neft | 20140930 | Special | SIBN | 36829G107 | 3 | Adoption of New Meeting Regulations | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gazprom Neft | 20140930 | Special | SIBN | 36829G107 | 4 | Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | GCL Poly-Energy Holdings Limited | 20141015 | Special | 3800 | G3774X108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | GCL Poly-Energy Holdings Limited | 20141015 | Special | 3800 | G3774X108 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | GCL Poly-Energy Holdings Limited | 20141015 | Special | 3800 | G3774X108 | 3 | Adoption of GNE Share Option Scheme | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | GCL Poly-Energy Holdings Limited | 20141015 | Special | 3800 | G3774X108 | 4 | Elect Charles YEUNG Man Chung | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150121 | Ordinary | GFNORTE | P49501201 | 1 | Interim Dividend | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150121 | Ordinary | GFNORTE | P49501201 | 2 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 2 | Accounts and Reports; Ratification of Board, CEO and Audit and Corporate Governance Practices Committee | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 3 | Allocation of Profits | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 4 | Allocation of Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 5 | Elect Carlos Hank Gonzalez | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 6 | Elect Juan Antonio Gonzalez Moreno | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 7 | Elect David Villarreal Montemayor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 8 | Elect Jose Marcos Ramirez Miguel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 9 | Elect Everardo Elizondo Almaguer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 10 | Elect Patricia Armendariz Guerra | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 11 | Elect Hector Reyes Retana | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 12 | Elect Juan Carlos Braniff Hierro | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 13 | Elect Armando Garza Sada | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 14 | Elect Alfredo Elias Ayub | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 15 | Elect Adrian Sada Cueva | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 16 | Elect Miguel Aleman Magnania | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 17 | Elect Alejandro Burillo Azcarraga | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 18 | Elect Jose Antonio Chedraui Eguia | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 19 | Elect Alfonso de Angoitia Noriega | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 20 | Elect Graciela Gonzalez Moreno (Alternate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 21 | Elect Juan Antonio Gonzalez Marcos (Alternate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 22 | Elect Jose Maria Garza Trevino (Alternate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 23 | Elect Robert William Chandler Edwards (Alternate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 24 | Elect Alberto Halabe Hamui (Alternate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 25 | Elect Roberto Kelleher Vales (Alternate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 26 | Elect Manuel Aznar Nicolin (Alternate) | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | �� | Propenent | Management | Vote | For/Against | Voted | |||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 27 | Elect Guillermo Mascarenas Milmo (Alternate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 28 | Elect Ramon A. Leal Chapa (Alternate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 29 | Elect Isaac Becker Kabacnick (Alternate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 30 | Elect Eduardo Livas Cantu (Alternate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 31 | Elect Lorenzo Lazo Margain (Alternate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 32 | Elect Javier Braun Burillo (Alternate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 33 | Elect Rafael Contreras Grosskelwing (Alternate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 34 | Elect Guadalupe Philips Margain (Alternate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 35 | Election of Board Secretary | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 36 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 37 | Directors’ Fees | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 38 | Election of Audit and Corporate Governance Committee Chairman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 39 | Authority to Repurchase Shares; Report on the Company’s Repurchase Program | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20150424 | Ordinary | GFNORTE | P49501201 | 40 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20140704 | Special | GFNORTE | P49501201 | 1 | Amendments to Articles Regarding Subsidiary Names | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20140704 | Special | GFNORTE | P49501201 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20140704 | Special | GFNORTE | P49501201 | 3 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20141022 | Ordinary | GFNORTE | P49501201 | 1 | Elect Carlos Hank Gonzalez | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20141022 | Ordinary | GFNORTE | P49501201 | 2 | Elect Graciela Gonzelez Moreno (Alternate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20141022 | Ordinary | GFNORTE | P49501201 | 3 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20141022 | Ordinary | GFNORTE | P49501201 | 4 | Interim Dividend | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20141022 | Ordinary | GFNORTE | P49501201 | 5 | Share Purchase for Equity Compensation Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20141022 | Ordinary | GFNORTE | P49501201 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20141022 | Ordinary | GFNORTE | P49501201 | 7 | Report on Tax Compliance | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 20141022 | Ordinary | GFNORTE | P49501201 | 8 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Habib Bank Limited | 20150425 | Special | HBL | Y2974J109 | 1 | Merger/Acquisition | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hengan International Group Company Limited | 20150519 | Annual | 1044 | G4402L151 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hengan International Group Company Limited | 20150519 | Annual | 1044 | G4402L151 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hengan International Group Company Limited | 20150519 | Annual | 1044 | G4402L151 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hengan International Group Company Limited | 20150519 | Annual | 1044 | G4402L151 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hengan International Group Company Limited | 20150519 | Annual | 1044 | G4402L151 | 5 | Elect HUNG Ching Shan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hengan International Group Company Limited | 20150519 | Annual | 1044 | G4402L151 | 6 | Elect XU Shui Shen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hengan International Group Company Limited | 20150519 | Annual | 1044 | G4402L151 | 7 | Elect XU Da Zuo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hengan International Group Company Limited | 20150519 | Annual | 1044 | G4402L151 | 8 | Elect SZE Wong Kim | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hengan International Group Company Limited | 20150519 | Annual | 1044 | G4402L151 | 9 | Elect Vincent LOO Hong Shing | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hengan International Group Company Limited | 20150519 | Annual | 1044 | G4402L151 | 10 | Directors’ Fees | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hengan International Group Company Limited | 20150519 | Annual | 1044 | G4402L151 | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hengan International Group Company Limited | 20150519 | Annual | 1044 | G4402L151 | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hengan International Group Company Limited | 20150519 | Annual | 1044 | G4402L151 | 13 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hengan International Group Company Limited | 20150519 | Annual | 1044 | G4402L151 | 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes Microvision Inc. | 20150529 | Annual | 3658 | Y3R79M105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes Microvision Inc. | 20150529 | Annual | 3658 | Y3R79M105 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes Microvision Inc. | 20150529 | Annual | 3658 | Y3R79M105 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes Microvision Inc. | 20150529 | Annual | 3658 | Y3R79M105 | 4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes Microvision Inc. | 20150529 | Annual | 3658 | Y3R79M105 | 5 | EXTRAORDINARY MOTIONS | Mgmt | N/A | Abstain | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 5 | Elect Richard LI Tzar Kai | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 6 | Elect LU Yimin | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 7 | Elect B.G. Srinivas | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 8 | Elect Sunil Varma | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 9 | Elect Aman Mehta | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 10 | Approve Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hyundai Mobis Co., Ltd | 20150313 | Annual | 12330 | Y3849A109 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hyundai Mobis Co., Ltd | 20150313 | Annual | 12330 | Y3849A109 | 2 | Election of Directors (Slate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hyundai Mobis Co., Ltd | 20150313 | Annual | 12330 | Y3849A109 | 3 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hyundai Mobis Co., Ltd | 20150313 | Annual | 12330 | Y3849A109 | 4 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150123 | Special | 1398 | Y3990B112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150123 | Special | 1398 | Y3990B112 | 2 | Elect JIANG Jianqing as Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150123 | Special | 1398 | Y3990B112 | 3 | Elect Anthony Francis Neoh as Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150123 | Special | 1398 | Y3990B112 | 4 | Elect WANG Xiaoya as Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150123 | Special | 1398 | Y3990B112 | 5 | Elect GE Rongrong as Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150123 | Special | 1398 | Y3990B112 | 6 | Elect ZHENG Fuqing as Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150123 | Special | 1398 | Y3990B112 | 7 | Elect FEI Zhoulin as Director | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150123 | Special | 1398 | Y3990B112 | 8 | Elect CHENG Fengchao as Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150123 | Special | 1398 | Y3990B112 | 9 | Elect WANG Chixi as Supervisor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150123 | Special | 1398 | Y3990B112 | 10 | Amendment to Terms of Debt Instruments | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150123 | Special | 1398 | Y3990B112 | 11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150619 | Annual | 1398 | Y3990B112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150619 | Annual | 1398 | Y3990B112 | 2 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150619 | Annual | 1398 | Y3990B112 | 3 | Supervisors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150619 | Annual | 1398 | Y3990B112 | 4 | Elect QIAN Wenhui as Supervisor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150619 | Annual | 1398 | Y3990B112 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150619 | Annual | 1398 | Y3990B112 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150619 | Annual | 1398 | Y3990B112 | 7 | 2015 Fixed Asset Investment Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150619 | Annual | 1398 | Y3990B112 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150619 | Annual | 1398 | Y3990B112 | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150619 | Annual | 1398 | Y3990B112 | 10 | Elect WANG Xiquan as Director | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20150619 | Annual | 1398 | Y3990B112 | 11 | Elect OR Ching Fai as Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 3 | Type of Preference Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 4 | Issue Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 5 | Method of Issuance | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 6 | Par Value and Issue Price | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 7 | Maturity | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 8 | Target Investors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 9 | Lock-Up Period | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 10 | Terms of Distribution of Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 11 | Terms of Mandatory Conversion | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 12 | Terms of Conditional Redemption | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 13 | Restrictions on Voting Rights | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 14 | Restoration of Voting Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 15 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 16 | Rating | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 17 | Security | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 18 | Use of Proceeds | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 19 | Transfer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 20 | Relationship between Offshore and Domestic Issuance | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 21 | Validity Period | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 22 | Application and Approval Procedures | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 23 | Matters Relating to Authorization | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 24 | Type of Preference Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 25 | Number of Preference Shares to Be Issued and Issue Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 26 | Method of Issuance | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 27 | Par Value and Issue Price | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 28 | Maturity | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 29 | Target Investors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 30 | Lock-Up Period | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 31 | Terms of Distribution of Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 32 | Terms of Mandatory Conversion | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 33 | Terms of Conditional Redemption | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 34 | Restrictions on Voting Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 35 | Restoration of Voting Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 36 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 37 | Rating | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 38 | Security | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 39 | Use of Proceeds | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 40 | Transfer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 41 | Relationship between Domestic and Offshore Issuance | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 42 | Validity Period | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 43 | Application and Approval Procedures | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 44 | Matters Relating to Authorization | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 45 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 46 | Capital Planning for 2015 to 2017 | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 47 | Dilution of Current Returns and Remedial Measures | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 48 | Formulation of Shareholder Return Plan for 2014 to 2016 | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 20140919 | Special | 1398 | Y3990B112 | 49 | Remuneration Plan for Directors and Supervisors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Infosys Limited | 20150227 | Special | INFY | 456788108 | 1 | Elect Jeffrey Lehman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Infosys Limited | 20150227 | Special | INFY | 456788108 | 2 | Elect John W. Etchemendy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Infosys Limited | 20141121 | Special | INFY | 456788108 | 1 | Increase in Authorized Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Infosys Limited | 20141121 | Special | INFY | 456788108 | 2 | Amendments to Memorandum | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Infosys Limited | 20141121 | Special | INFY | 456788108 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Infosys Limited | 20141121 | Special | INFY | 456788108 | 4 | Bonus Share Issuance | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group | 20150327 | Annual | 105560 | Y46007103 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group | 20150327 | Annual | 105560 | Y46007103 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group | 20150327 | Annual | 105560 | Y46007103 | 3 | Elect LEE Hong | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group | 20150327 | Annual | 105560 | Y46007103 | 4 | Elect CHOI Young Hwi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group | 20150327 | Annual | 105560 | Y46007103 | 5 | Elect CHOI Woon Youl | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group | 20150327 | Annual | 105560 | Y46007103 | 6 | Elect YOO Suk Ryul | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group | 20150327 | Annual | 105560 | Y46007103 | 7 | Elect LEE Byung Nam | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group | 20150327 | Annual | 105560 | Y46007103 | 8 | Elect PARK Jae Ha | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group | 20150327 | Annual | 105560 | Y46007103 | 9 | Elect Eunice Kyonghee Kim | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group | 20150327 | Annual | 105560 | Y46007103 | 10 | Elect HAN Jong Soo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group | 20150327 | Annual | 105560 | Y46007103 | 11 | Election of Audit Committee Members: CHOI Young Hwi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group | 20150327 | Annual | 105560 | Y46007103 | 12 | Election of Audit Committee Members: CHOI Woon Youl | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group | 20150327 | Annual | 105560 | Y46007103 | 13 | Election of Audit Committee Members: Eunice Kyonghee KIM | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group | 20150327 | Annual | 105560 | Y46007103 | 14 | Election of Audit Committee Members: HAN Jong Soo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group | 20150327 | Annual | 105560 | Y46007103 | 15 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group | 20141121 | Special | 105560 | Y46007103 | 1 | Elect YOON Jong Kyu as CEO | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group | 20141121 | Special | 105560 | Y46007103 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 2 | Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 3 | Stock Option Plan (“New Kroton Plan”) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 4 | Approve Merger Agreement Protocol and Justification | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 5 | Ratification of Appointment of Merger Appraiser | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 6 | Approve Merger Valuation Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 7 | Acquisition of Anhanguera Educacional Participacoes S.A. | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 8 | Authority to Issue Merger Share Consideration | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 9 | Authority to Carry Out Merger Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 10 | Amendment to Articles Regarding Reconciliation of Share Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kroton Educacional SA | 20140902 | Special | KROT3 | P6115V129 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kroton Educacional SA | 20140902 | Special | KROT3 | P6115V129 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kroton Educacional SA | 20140902 | Special | KROT3 | P6115V129 | 3 | Stock Split | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kroton Educacional SA | 20140902 | Special | KROT3 | P6115V129 | 4 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Largan Precision Company Limited | 20150610 | Annual | 3008 | Y52144105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Largan Precision Company Limited | 20150610 | Annual | 3008 | Y52144105 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Largan Precision Company Limited | 20150610 | Annual | 3008 | Y52144105 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Largan Precision Company Limited | 20150610 | Annual | 3008 | Y52144105 | 4 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Largan Precision Company Limited | 20150610 | Annual | 3008 | Y52144105 | 5 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Largan Precision Company Limited | 20150610 | Annual | 3008 | Y52144105 | 6 | EXTRAORDINARY MOTIONS | Mgmt | N/A | Against | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 5 | Elect Vagit Y. Alekperov | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 6 | Elect Victor V. Blazheev | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 7 | Elect Valery I. Grayfer | Mgmt | N/A | Abstain | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 8 | Elect Igor S. Ivanov | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 9 | Elect Aleksandr V. Leyfrid | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 10 | Elect Ravil U. Maganov | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 11 | Elect Roger Munnings | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 12 | Elect Richard H. Matzke | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 13 | Elect Sergei A. Mikhailov | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 14 | Elect Guglielmo Moscato | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 15 | Elect Ivan Pictet | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 16 | Elect Leonid A. Fedun | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 17 | Elect Mikhail B. Maksimov | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 18 | Elect Pavel A. Suloev | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 19 | Elect Aleksandr V. Surkov | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 20 | Directors’ Fees (2014) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 21 | Directors’ Fees (2015) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 22 | Audit Commission’s Fees (2014) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 23 | Audit Commission’s Fees (2015) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 24 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 25 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 26 | Related Party Transactions (D&O Insurance) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lupin Limited | 20140730 | Annual | LUPIN | Y5362X101 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lupin Limited | 20140730 | Annual | LUPIN | Y5362X101 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lupin Limited | 20140730 | Annual | LUPIN | Y5362X101 | 3 | Elect Kamal Kishore Sharma | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lupin Limited | 20140730 | Annual | LUPIN | Y5362X101 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lupin Limited | 20140730 | Annual | LUPIN | Y5362X101 | 5 | Elect Vijay Kelkar | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lupin Limited | 20140730 | Annual | LUPIN | Y5362X101 | 6 | Elect Richard W. Zahn | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lupin Limited | 20140730 | Annual | LUPIN | Y5362X101 | 7 | Elect Rajendra A. Shah | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lupin Limited | 20140730 | Annual | LUPIN | Y5362X101 | 8 | Elect Kamalaksha Uggappa Mada | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lupin Limited | 20140730 | Annual | LUPIN | Y5362X101 | 9 | Elect Dileep C. Choksi | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lupin Limited | 20140730 | Annual | LUPIN | Y5362X101 | 10 | Appointment of Cost Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lupin Limited | 20140730 | Annual | LUPIN | Y5362X101 | 11 | Authority to Mortgage Assets | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lupin Limited | 20141018 | Other | LUPIN | Y5362X101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lupin Limited | 20141018 | Other | LUPIN | Y5362X101 | 2 | LUPIN EMPLOYEES STOCK OPTION PLAN 2014 | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lupin Limited | 20141018 | Other | LUPIN | Y5362X101 | 3 | LUPIN SUBSIDIARY COMPANIES EMPLOYEES STOCK OPTION PLAN 2014 | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 1 | Annual Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 2 | Financial Statements | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 5 | Elect Aleksandr V. Aleksandrov | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 6 | Elect Andrey N. Arutyunyan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 7 | Elect Sergey N. Galitsky | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 8 | Elect Alexander L. Zayonts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 9 | Elect Khachatur E. Pombykhchan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 10 | Elect Aleksey A. Pshenichny | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 11 | Elect Aslan Y. Shkhachemukov | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 12 | Elect Roman G. Yefimenko | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 13 | Elect Angela V. Udovichenko | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 14 | Elect Denis A. Fedotov | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 15 | Appointment of Auditor (RAS) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 16 | Appointment of Auditor (IFRS) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 17 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 18 | Amendments to Regulations on the Board of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 19 | Major Transaction with JSC Tander | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 20 | Major Transactions with PJSC Rosbank | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 21 | Major Transactions with OJSC Sberbank of Russia | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 22 | Major Transactions with JSC Alfa Bank | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 23 | Major Transactions with OJSC VTB Bank | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 24 | Major Transactions with OJSC Russian Agricultural Bank | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 25 | Related Party Transactions with JSCB Absolut Bank | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 26 | Related Party Transactions with OJSC Sberbank of Russia | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 27 | Related Party Transactions with OJSC VTB Bank | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 28 | Related Party Transactions with PJSCB Financial Corporation Otkritie | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PJSC | 20141218 | Special | MGNT | 55953Q202 | 1 | Interim Dividend 3Q2014 | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PJSC | 20141218 | Special | MGNT | 55953Q202 | 2 | Major Transactions with JSC CB Bank of Moscow | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PJSC | 20141218 | Special | MGNT | 55953Q202 | 3 | Major Transactions with OJSC ALFA BANK | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PJSC | 20141218 | Special | MGNT | 55953Q202 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MegaFon | 20140922 | Special | MFON | 58517T209 | 1 | Adoption of New Regulations on Management Board | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MegaFon | 20140922 | Special | MFON | 58517T209 | 2 | Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MegaFon | 20140922 | Special | MFON | 58517T209 | 3 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mining and Metallurgical Co Norilsk Nickel | 20141211 | Special | GMKN | 46626D108 | 1 | Interim Dividend 3Q2014 | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mining and Metallurgical Co Norilsk Nickel | 20141211 | Special | GMKN | 46626D108 | 2 | Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mining and Metallurgical Co Norilsk Nickel | 20141211 | Special | GMKN | 46626D108 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 2 | Meeting Procedures | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 6 | Elect Alexander Gorbunov | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 7 | Elect Sergey A. Drozdov | Mgmt | N/A | Abstain | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 8 | Elect Andrey A. Dubovskov | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 9 | Elect Ron Sommer | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 10 | Elect Michel Combes | Mgmt | N/A | For | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 11 | Elect Stanley Miller | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 12 | Elect Vsevolod V. Rosanov | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 13 | Elect Regina von Flemming | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 14 | Elect Thomas Holtrop | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 15 | Elect Mikhail V. Shamolin | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 16 | Elect Irina R. Borisenkova | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 17 | Elect Maxim A. Mamonov | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 18 | Elect Anatoliy G. Panarin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 19 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 20 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 21 | Amendments to Meeting Regulations | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 22 | Amendments to Board of Directors Regulations | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 23 | Amendments to CEO Regulations | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 24 | Amendments to Management Board Regulations | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems OJSC | 20150625 | Annual | MTSS | X5430T109 | 25 | Amendments to Audit Commission Regulations | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 4 | Elect Pankaj Mital | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 6 | Elect Noriyo Nakamura | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 7 | Elect Geeta Mathur | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 8 | Elect Amarjit Singh | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 9 | Elect Sushil C. Tripathi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 10 | Elect Arjun Puri | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 11 | Elect Gautam Mukherjee | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 12 | Appointment of Pankaj Mital (Chief Operating Officer); Approval Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 1 | Re-elect Alan Harper | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 2 | Re-elect Nkateko P. Mageza | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 3 | Re-elect Dawn M.L. Marole | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 4 | Re-elect Jan H.N. Strydom | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 5 | Re-elect Alan van Biljon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 6 | Elect Christine Ramon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 7 | Elect Audit Committee Member (Christine Ramon) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 8 | Elect Audit Committee Member (Nkateko Mageza) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 9 | Elect Audit Committee Member (Johnson Njeke) | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 10 | Elect Audit Committee Member (Jeff van Rooyen) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 11 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 12 | General Authority to Issue Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 13 | Authority to Issue Shares for Cash | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 14 | Approve Remuneration Policy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 15 | Approve NEDs’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 16 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 17 | Approve Financial Assistance | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 18 | Approve Amendment to the Performance Share Plan 2010 | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Multipolar Terbuka | 20150529 | Annual | MLPL | Y7132F162 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Multipolar Terbuka | 20150529 | Annual | MLPL | Y7132F162 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Multipolar Terbuka | 20150529 | Annual | MLPL | Y7132F162 | 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Multipolar Terbuka | 20150529 | Annual | MLPL | Y7132F162 | 4 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Multipolar Terbuka | 20150529 | Annual | MLPL | Y7132F162 | 5 | Election of Directors and Commissioners (Slate); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 2 | Approve Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 3 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 4 | Elect Craig Enenstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 5 | Elect Don Eriksson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 6 | Elect Roberto Oliveria de Lima | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 7 | Elect Yuanhe Ma | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 8 | Elect Cobus Stofberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 9 | Elect Nolo Letele | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 10 | Elect Bob van Dijk | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 11 | Elect Basil Sgourdos | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 12 | Re-elect Rachel C.C. Jafta | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 13 | Re-elect Debra Meyer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 14 | Re-elect Boetie J.M. van Zyl | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 15 | Elect Audit Committee Member (du Plessis) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 16 | Elect Audit Committee Member (Eriksson) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 17 | Elect Audit Committee Member (van der Ross) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 18 | Elect Audit Committee Member (van Zyl) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 19 | Approve Remuneration Policy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 20 | General Authority to Issue Shares | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 21 | Authority to Issue Shares for Cash | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 22 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 24 | Approve NEDs’ Fees (Board - Chair) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 25 | Approve NEDs’ Fees (Board - South African Resident Member) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 26 | Approve NEDs’ Fees (Board - Non-South African Resident Member) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 27 | Approve NEDs’ Fees (Board - Additional Amount for Non-South African Resident Member) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 28 | Approve NEDs’ Fees (Board - Daily Amount) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 29 | Approve NEDs’ Fees (Audit Committee - Chair) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 30 | Approve NEDs’ Fees (Audit Committee - Member) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 31 | Approve NEDs’ Fees (Risk Committee - Chair) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 32 | Approve NEDs’ Fees (Risk Committee - Member) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 33 | Approve NEDs’ Fees (Human Resources Committee - Chair) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 34 | Approve NEDs’ Fees (Human Resources Committee - Member) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 35 | Approve NEDs’ Fees (Nomination Committee - Chair) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 36 | Approve NEDs’ Fees (Nomination Committee - Member) | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 37 | Approve NEDs’ Fees (Social and Ethics Committee - Chair) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 38 | Approve NEDs’ Fees (Social and Ethics Committee - Member) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 39 | Approve NEDs’ Fees (Share Schemes/Other Personnel Funds Trustees) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 40 | Approve NEDs’ Fees (Media24 Pension Fund - Chair) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 41 | Approve NEDs’ Fees (Media24 Pension Fund - Trustee) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 42 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 43 | Approve NEDs’ Fees (Board - Chair) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 44 | Approve NEDs’ Fees (Board - South African Resident) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 45 | Approve NEDs’ Fees (Board - Non-South African Resident) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 46 | Approve NEDs’ Fees (Board - Additional Amount for Non-South African Resident) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 47 | Approve NEDs’ Fees (Board - Daily Amount) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 48 | Approve NEDs’ Fees (Audit Committee - Chair) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 49 | Approve NEDs’ Fees (Audit Committee - Member) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 50 | Approve NEDs’ Fees (Risk Committee - Chair) | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 51 | Approve NEDs’ Fees (Risk Committee - Member) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 52 | Approve NEDs’ Fees (Human Resources Committee - Chair) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 53 | Approve NEDs’ Fees (Human Resources Committee - Member) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 54 | Approve NEDs’ Fees (Nomination Committee - Chair) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 55 | Approve NEDs’ Fees (Nomination Committee - Member) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 56 | Approve NEDs’ Fees (Social and Ethics Committee - Chair) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 57 | Approve NEDs’ Fees (Social and Ethics Committee - Member) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 58 | Approve NEDs’ Fees (Share Schemes/Other Personnel Funds Trustees) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 59 | Approve NEDs’ Fees (Media24 Pension Fund - Chair) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 60 | Approve NEDs’ Fees (Media24 Pension Fund - Trustee) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 61 | Amendment to Memorandum | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 62 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 63 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 64 | Authority to Repurchase N Ordinary Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 20140829 | Annual | NPN | S53435103 | 65 | Authority to Repurchase A Ordinary Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 4 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 6 | Corporate Governance Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 7 | Ratification of Management Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 10 | Amendments to Articles Related to Act CCXXXVII of 2013 of Credit Institutions and Financial Enterprises | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 11 | Amendments to Articles Related to Act V of 2013 of the Civil Code | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 12 | Remuneration Guidelines | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 13 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 14 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Petrochina Company Limited | 20141029 | Special | 0857 | 71646E100 | 1 | New Comprehensive Agreement And Annual Caps | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Petrochina Company Limited | 20141029 | Special | 0857 | 71646E100 | 2 | Elect ZHANG Biyi as Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Petrochina Company Limited | 20141029 | Special | 0857 | 71646E100 | 3 | Elect JIANG Lifu as Supervisor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Petrochina Company Limited | 20141029 | Special | 0857 | Y6883Q104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Petrochina Company Limited | 20141029 | Special | 0857 | Y6883Q104 | 2 | New Comprehensive Agreement And Annual Caps | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Petrochina Company Limited | 20141029 | Special | 0857 | Y6883Q104 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Petrochina Company Limited | 20141029 | Special | 0857 | Y6883Q104 | 4 | Elect ZHANG Biyi as Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Petrochina Company Limited | 20141029 | Special | 0857 | Y6883Q104 | 5 | Elect JIANG Lifu as Supervisor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Petrochina Company Limited | 20141029 | Special | 0857 | Y6883Q104 | 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A. - Petrobras | 20150429 | Special | PETR3 | 71654V408 | 1 | Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A. - Petrobras | 20150429 | Special | PETR3 | 71654V408 | 2 | Elect Walter Mendes de Oliveira Filho as Representative of Minority Shareholders | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A. - Petrobras | 20150429 | Special | PETR3 | 71654V408 | 3 | Election of Chairman of the Board | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A. - Petrobras | 20150429 | Special | PETR3 | 71654V408 | 4 | Election of Supervisory Council | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A. - Petrobras | 20150429 | Special | PETR3 | 71654V408 | 5 | Election of Supervisory Council Member(s) Representative of Minority Shareholders | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A. - Petrobras | 20150429 | Special | PETR3 | 71654V408 | 6 | Remuneration Policy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A. - Petrobras | 20150429 | Special | PETR3 | 71654V408 | 7 | Ratify Retroactive Executive Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 2 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 3 | Supervisors’ Report | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 4 | Annual Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 7 | Elect MA Mingzhe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 8 | Elect SUN Jianyi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 9 | Elect REN Huichuan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 10 | Elect Jason YAO Bo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 11 | Elect LEE Yuansiong | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 12 | Elect CAI Fangfang | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 13 | Elect FAN Mingchun | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 14 | Elect LIN Lijun | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 15 | Elect Soopakij Chearavanont | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 16 | Elect YANG Xiaoping | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 17 | Elect LU Hua | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 18 | Elect Jackson WOO Ka Biu | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 19 | Elect Stephen T. Meldrum | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 20 | Elect Dicky Peter YIP | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 21 | Elect Oscar WONG Sai Hung | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 22 | Elect SUN Dongdong | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 23 | Elect GE Ming | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 24 | Elect GU Liji as Supervisor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 25 | Elect PENG Zhijian as Supervisor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 26 | Elect ZHANG Wangjin as Supervisor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 27 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 28 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 29 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bank Rakyat Indonesia | 20150319 | Annual | BBRI | Y0697U112 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bank Rakyat Indonesia | 20150319 | Annual | BBRI | Y0697U112 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bank Rakyat Indonesia | 20150319 | Annual | BBRI | Y0697U112 | 3 | Directors’ and Commissioners’ Fees | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bank Rakyat Indonesia | 20150319 | Annual | BBRI | Y0697U112 | 4 | Appointment of Auditor | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bank Rakyat Indonesia | 20150319 | Annual | BBRI | Y0697U112 | 5 | Amendments to Articles | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bank Rakyat Indonesia | 20150319 | Annual | BBRI | Y0697U112 | 6 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Qualicorp SA | 20140731 | Special | QUAL3 | P7S21H105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Qualicorp SA | 20140731 | Special | QUAL3 | P7S21H105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Qualicorp SA | 20140731 | Special | QUAL3 | P7S21H105 | 3 | Merger Agreement | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Qualicorp SA | 20140731 | Special | QUAL3 | P7S21H105 | 4 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Qualicorp SA | 20140731 | Special | QUAL3 | P7S21H105 | 5 | Valuation Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Qualicorp SA | 20140731 | Special | QUAL3 | P7S21H105 | 6 | Merger of Saude Solucoes Participacoes S.A. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Qualicorp SA | 20140731 | Special | QUAL3 | P7S21H105 | 7 | Increase in Authorized Capital | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Qualicorp SA | 20140731 | Special | QUAL3 | P7S21H105 | 8 | Amendment to Articles Regarding Reconciliation of Share Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Qualicorp SA | 20140731 | Special | QUAL3 | P7S21H105 | 9 | Merger Share Issuance | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Qualicorp SA | 20140731 | Special | QUAL3 | P7S21H105 | 10 | Authority to Carry Out Merger Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Qualicorp SA | 20140829 | Special | QUAL3 | P7S21H105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Qualicorp SA | 20140829 | Special | QUAL3 | P7S21H105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Qualicorp SA | 20140829 | Special | QUAL3 | P7S21H105 | 3 | Transfer of Reserves | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Safaricom Limited | 20140916 | Annual | SAF | V74587102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Safaricom Limited | 20140916 | Annual | SAF | V74587102 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Safaricom Limited | 20140916 | Annual | SAF | V74587102 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Safaricom Limited | 20140916 | Annual | SAF | V74587102 | 4 | Elect Susan Mudhune | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Safaricom Limited | 20140916 | Annual | SAF | V74587102 | 5 | Note Continuation of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Safaricom Limited | 20140916 | Annual | SAF | V74587102 | 6 | Acquisition of East Africa Tower Company Limited | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Safaricom Limited | 20140916 | Annual | SAF | V74587102 | 7 | Transaction of Other Business | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 1 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 2 | Supervisors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 3 | Independent Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 6 | Annual Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 7 | Authority to Give Guarantees to GMAC-SAIC Automotive Finance Co., Ltd. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 8 | Authority to Give Guarantees to Anyue Automobile Supplies Co., Ltd. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 9 | Authority to Give Guarantees to Anji Leasing Co., Ltd. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 10 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 11 | Appointment of Internal Control Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 12 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 13 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 14 | Amendments to Procedural Rules: Board Meetings | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 15 | Elect CHEN Hong | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 16 | Elect SUN Zheng | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 17 | Elect XIE Rong | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 18 | Elect WANG Fanghua | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 19 | Elect SUN Zheng | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 20 | Elect TAO Xinliang | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 21 | Elect BIAN Baiping | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 22 | Elect CHEN Weifeng | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 23 | Elect HONG Jinxin | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SAIC Motor Corporation Limited | 20150618 | Annual | 600104 | Y7443N102 | 24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung Electronics Co., Ltd. | 20150313 | Annual | 5930 | Y74718100 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung Electronics Co., Ltd. | 20150313 | Annual | 5930 | Y74718100 | 2 | Elect KIM Han Joong | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung Electronics Co., Ltd. | 20150313 | Annual | 5930 | Y74718100 | 3 | Elect LEE Byeong Gi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung Electronics Co., Ltd. | 20150313 | Annual | 5930 | Y74718100 | 4 | Election of Executive Director: KWON Oh Hyun | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung Electronics Co., Ltd. | 20150313 | Annual | 5930 | Y74718100 | 5 | Election of Audit Committee Member: KIM Han Joong | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung Electronics Co., Ltd. | 20150313 | Annual | 5930 | Y74718100 | 6 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 2 | Annual Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 3 | Financial Statements | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 5 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 7 | Elect Martin G. Gilman | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 8 | Elect Herman O. Gref | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 9 | Elect Evsey T. Gurvich | Mgmt | N/A | Abstain | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 10 | Elect Bella I. Zlatkis | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 11 | Elect Nadezhda Y. Ivanova | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 12 | Elect Sergey M. Ignatyev | Mgmt | N/A | For | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 13 | Elect Alexey L. Kudrin | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 14 | Elect Georgy I. Luntovsky | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 15 | Elect Vladimir A. Mau | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 16 | Elect Gennady G. Melikyan | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 17 | Elect Alessandro Profumo | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 18 | Elect Anton G. Siluanov | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 19 | Elect Sergey G. Sinelnikov-Murylev | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 20 | Elect Dmitry Tulin | Mgmt | N/A | Abstain | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 21 | Elect Nadia Wells | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 22 | Elect Sergei A. Shvetsov | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 23 | Elect Natalya P. Borodina | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 24 | Elect Vladimir M. Volkov | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 25 | Elect Galina Golubenkova | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 26 | Elect Tatiana A. Domanskaya | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 27 | Elect Yulia Y. Isakhanova | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 28 | Elect Alexei E. Minenko | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 29 | Elect Natalia V. Revina | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 30 | Appointment of CEO | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 31 | Adoption of New Edition of Charter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 32 | Adoption of New Meeting Regulations | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 33 | Adoption of New Regulations on Board of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 34 | Adoption of New Regulations on Remuneration of Board of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 35 | Related Party Transactions (D&O Insurance Policy) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shinhan Financial Group Co., Ltd | 20150325 | Annual | 55550 | Y7749X101 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shinhan Financial Group Co., Ltd | 20150325 | Annual | 55550 | Y7749X101 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shinhan Financial Group Co., Ltd | 20150325 | Annual | 55550 | Y7749X101 | 3 | Elect CHO Yong Byung | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shinhan Financial Group Co., Ltd | 20150325 | Annual | 55550 | Y7749X101 | 4 | Elect KO Boo In | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shinhan Financial Group Co., Ltd | 20150325 | Annual | 55550 | Y7749X101 | 5 | Elect KWON Tae Eun | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shinhan Financial Group Co., Ltd | 20150325 | Annual | 55550 | Y7749X101 | 6 | Elect KIM Seok Won | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shinhan Financial Group Co., Ltd | 20150325 | Annual | 55550 | Y7749X101 | 7 | Elect NAMKOONG Hoon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shinhan Financial Group Co., Ltd | 20150325 | Annual | 55550 | Y7749X101 | 8 | Elect PARK Cheol | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shinhan Financial Group Co., Ltd | 20150325 | Annual | 55550 | Y7749X101 | 9 | Elect LEE Sang Kyung | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shinhan Financial Group Co., Ltd | 20150325 | Annual | 55550 | Y7749X101 | 10 | Elect YUKI Hirakawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shinhan Financial Group Co., Ltd | 20150325 | Annual | 55550 | Y7749X101 | 11 | Elect Phillippe Avril | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shinhan Financial Group Co., Ltd | 20150325 | Annual | 55550 | Y7749X101 | 12 | Election of Audit Committee Members: KWON Tae Eun | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shinhan Financial Group Co., Ltd | 20150325 | Annual | 55550 | Y7749X101 | 13 | Election of Audit Committee Members: KIM Seok Won | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shinhan Financial Group Co., Ltd | 20150325 | Annual | 55550 | Y7749X101 | 14 | Election of Audit Committee Members: LEE Man Woo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shinhan Financial Group Co., Ltd | 20150325 | Annual | 55550 | Y7749X101 | 15 | Election of Audit Committee Members: LEE Sang Kyung | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shinhan Financial Group Co., Ltd | 20150325 | Annual | 55550 | Y7749X101 | 16 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SK Telecom Co., Ltd | 20150320 | Annual | 17670 | 78440P108 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SK Telecom Co., Ltd | 20150320 | Annual | 17670 | 78440P108 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SK Telecom Co., Ltd | 20150320 | Annual | 17670 | 78440P108 | 3 | Elect JANG Dong Hyun | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SK Telecom Co., Ltd | 20150320 | Annual | 17670 | 78440P108 | 4 | Election of Audit Committee Member: LEE Jae Hoon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SK Telecom Co., Ltd | 20150320 | Annual | 17670 | 78440P108 | 5 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | State Bank of India Limited | 20150226 | Special | SBI | Y8155P103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | State Bank of India Limited | 20150226 | Special | SBI | Y8155P103 | 2 | Authority to Issue Shares and/or Depository Receipts w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | State Bank of India Limited | 20150226 | Special | SBI | Y8155P103 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | State Bank of India Limited | 20150324 | Special | SBI | Y8155P103 | 1 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | State Bank of India Limited | 20140703 | Annual | SBI | Y8161Z129 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 2 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 3 | Approve Directors’ Fees (Executive Directors) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 4 | Approve Directors’ Fees (Chairman) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 5 | Approve Directors’ Fees (Board Members) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 6 | Approve Directors’ Fees (Audit Committee) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 7 | Approve Directors’ Fees (Human Resources and Remuneration Committee) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 8 | Approve Directors’ Fees (Group Risk Overview Committee) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 9 | Approve Directors’ Fees (Nominations Committee) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 10 | Approve Directors’ Fees (Social & Ethics Committee) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 11 | Re-elect David C. Brink | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 12 | Re-elect Claas E. Daun | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 13 | Re-elect Johannes F. Mouton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 14 | Re-elect Bruno E. Steinhoff | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 15 | Re-elect Christo Wiese | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 16 | Re-elect Stephanus J. Grobler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 17 | Re-elect Piet J.K. Ferreira | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 18 | Elect Audit Committee Member (Steve Booysen) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 19 | Elect Audit Committee Member (David Brink) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 20 | Elect Audit Committee Member (Marthinus Lategan) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 21 | Approve Conversion of Par Value Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 22 | Increase in Authorised Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 23 | General Authority to Issue Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 24 | Authority to Issue Shares Pursuant to Share Incentive Schemes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 25 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 26 | Authority to Distribute Share Capital and Reserves | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 27 | AUTHORITY TO CREATE AND ISSUE CONVERTIBLE DEBENTURES | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 28 | Approve Remuneration Policy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 20141202 | Annual | SHF | S8217G106 | 29 | Approve Financial Assistance | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | 874039100 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | 874039100 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | 874039100 | 3.1 | Elect Morris CHANG | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | 874039100 | 3.2 | Elect F.C. TSENG | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | 874039100 | 3.3 | Elect Johnsee LEE | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | 874039100 | 3.4 | Elect Peter Leahy Bonfield | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | 874039100 | 3.5 | Elect Stan SHIH | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | 874039100 | 3.6 | Elect Thomas J. Engibous | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | 874039100 | 3.7 | Elect CHEN Kok-Choo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | 874039100 | 3.8 | Elect Michael R. Splinter | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | Y84629107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | Y84629107 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | Y84629107 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | Y84629107 | 4 | Elect Morris CHANG | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | Y84629107 | 5 | Elect F.C. TSENG | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | Y84629107 | 6 | Elect Johnsee LEE | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | Y84629107 | 7 | Elect Peter Leahy Bonfield | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | Y84629107 | 8 | Elect Stan SHIH | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | Y84629107 | 9 | Elect Thomas J. Engibous | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | Y84629107 | 10 | Elect CHEN Kok-Choo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 20150609 | Annual | 2330 | Y84629107 | 11 | Elect Michael R. Splinter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 2 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 3 | Elect Sakthivel a/l Alagappan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 4 | Elect Wira Md Sidek bin Ahmad | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 5 | Elect Ahmad Farouk bin Mohamed | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 6 | Elect Zainal Abidin bin Putih | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 7 | Elect Abd Manaf bin Hashim | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 8 | Elect Leo Moggie | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 9 | Elect Siti Norma binti Yaakob | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 11 | Retention of Zainal Abidin bin Putih as Independent Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 12 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tenaga Nasional Berhad | 20141218 | Special | TENAGA | Y85859109 | 1 | Establishment of Long Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tenaga Nasional Berhad | 20141218 | Special | TENAGA | Y85859109 | 2 | Equity Grant to Azman bin Mohd under the LTIP | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 5 | Elect LI Dong Sheng | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 6 | Elect Iain Ferguson Bruce | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 7 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Torrent Pharmaceuticals Limited | 20150306 | Other | TORRENTPH | Y8896L148 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Torrent Pharmaceuticals Limited | 20150306 | Other | TORRENTPH | Y8896L148 | 2 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Torrent Pharmaceuticals Limited | 20150306 | Other | TORRENTPH | Y8896L148 | 3 | Amendment to Borrowing Powers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Torrent Pharmaceuticals Limited | 20150306 | Other | TORRENTPH | Y8896L148 | 4 | Authority to Mortgage Assets | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Torrent Pharmaceuticals Limited | 20150306 | Other | TORRENTPH | Y8896L148 | 5 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Torrent Pharmaceuticals Limited | 20150306 | Other | TORRENTPH | Y8896L148 | 6 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Torrent Pharmaceuticals Limited | 20140730 | Annual | TORRENTPH | Y8896L148 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Torrent Pharmaceuticals Limited | 20140730 | Annual | TORRENTPH | Y8896L148 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Torrent Pharmaceuticals Limited | 20140730 | Annual | TORRENTPH | Y8896L148 | 3 | Elect Samir U. Mehta | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Torrent Pharmaceuticals Limited | 20140730 | Annual | TORRENTPH | Y8896L148 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Torrent Pharmaceuticals Limited | 20140730 | Annual | TORRENTPH | Y8896L148 | 5 | Authority to Set Cost Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Torrent Pharmaceuticals Limited | 20140730 | Annual | TORRENTPH | Y8896L148 | 6 | Elect Shailesh V. Haribhakti | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Torrent Pharmaceuticals Limited | 20140730 | Annual | TORRENTPH | Y8896L148 | 7 | Elect Haigreve Khaitan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Torrent Pharmaceuticals Limited | 20140730 | Annual | TORRENTPH | Y8896L148 | 8 | Elect Pradeep K. Bhargava | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Torrent Pharmaceuticals Limited | 20140730 | Annual | TORRENTPH | Y8896L148 | 9 | Elect Ashish Nanda | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Torrent Pharmaceuticals Limited | 20140730 | Annual | TORRENTPH | Y8896L148 | 10 | Elect Bhavna Doshi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Torrent Pharmaceuticals Limited | 20140730 | Annual | TORRENTPH | Y8896L148 | 11 | Appointment of Samir Mehta (Executive Chairman); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Torrent Pharmaceuticals Limited | 20140730 | Annual | TORRENTPH | Y8896L148 | 12 | Appointment of Chaitanya Dutt (Whole-time Director); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 4 | Opening of Meeting; Election of Presiding Chairman; Minutes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 5 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 6 | Presentation of Auditors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 7 | Accounts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 8 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 9 | Ratification of Co-option | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 10 | Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 11 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 12 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 14 | Presentation of Compensation Policy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 15 | Charitable Donations | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 16 | Authority to Carry Out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 17 | Presentation of Report on Competing Activities or Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Halk Bankasi A.S. | 20150327 | Ordinary | HALKB | M9032A106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Halk Bankasi A.S. | 20150327 | Ordinary | HALKB | M9032A106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Halk Bankasi A.S. | 20150327 | Ordinary | HALKB | M9032A106 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Halk Bankasi A.S. | 20150327 | Ordinary | HALKB | M9032A106 | 4 | Opening of Meeting; Election of Presiding Chairman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Halk Bankasi A.S. | 20150327 | Ordinary | HALKB | M9032A106 | 5 | Presentation of Directors’ and Auditor’s Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Halk Bankasi A.S. | 20150327 | Ordinary | HALKB | M9032A106 | 6 | Financial Statements | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Halk Bankasi A.S. | 20150327 | Ordinary | HALKB | M9032A106 | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Halk Bankasi A.S. | 20150327 | Ordinary | HALKB | M9032A106 | 8 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Halk Bankasi A.S. | 20150327 | Ordinary | HALKB | M9032A106 | 9 | Election of Directors and Statutory Auditors | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Halk Bankasi A.S. | 20150327 | Ordinary | HALKB | M9032A106 | 10 | Directors’ and Statutory Auditors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Halk Bankasi A.S. | 20150327 | Ordinary | HALKB | M9032A106 | 11 | Amendments to Article 6 Regarding Share Capital | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Halk Bankasi A.S. | 20150327 | Ordinary | HALKB | M9032A106 | 12 | Appointment of Auditor | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Halk Bankasi A.S. | 20150327 | Ordinary | HALKB | M9032A106 | 13 | Presentation of Report on Charitable Donations | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Halk Bankasi A.S. | 20150327 | Ordinary | HALKB | M9032A106 | 14 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Halk Bankasi A.S. | 20150327 | Ordinary | HALKB | M9032A106 | 15 | Wishes; Closing | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | WONIK IPS Co. Ltd | 20150330 | Annual | 30530 | Y0450H100 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | WONIK IPS Co. Ltd | 20150330 | Annual | 30530 | Y0450H100 | 2 | Elect JANG Taek Yong | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | WONIK IPS Co. Ltd | 20150330 | Annual | 30530 | Y0450H100 | 3 | Elect KIM Kang Soo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | WONIK IPS Co. Ltd | 20150330 | Annual | 30530 | Y0450H100 | 4 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | WONIK IPS Co. Ltd | 20150330 | Annual | 30530 | Y0450H100 | 5 | Corprate Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | WONIK IPS Co. Ltd | 20141229 | Special | 30530 | Y0450H100 | 1 | Election of Corporate Auditors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | WONIK IPS Co. Ltd | 20141229 | Special | 30530 | Y0450H100 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 3 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 4 | Elect John Boynton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 5 | Elect Esther Dyson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 6 | Cancellation of Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 7 | Amendment to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 10 | Suppress Preemptive Rights | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 11 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | YPF S.A. | 20150205 | Annual | YPFD | 984245100 | 1 | Appointment of Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | YPF S.A. | 20150205 | Annual | YPFD | 984245100 | 2 | Authority to Increase Debt Under Global Notes Program | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 2 | Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 5 | Ratification of Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 7 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 8 | Ratification of Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 9 | Ratification of Supervisory Council’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 10 | Supervisory Council Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 11 | Election of Supervisory Council Members and Alternates (Class A) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 12 | Election of Supervisory Council Members and Alternates (Class D) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 13 | Board Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 14 | Election of Directors (Class A) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 15 | Election of Directors (Class D) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 16 | Directors’ Fees; Supervisory Council’s Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 17 | Indemnification of Board Members, Supervisory Council and Employees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 2 | Allocation of Dividend on Preference Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 3 | Allocation of Dividend on Ordinary Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 4 | Elect Subhash Chandra | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 6 | Elect Sunil Sharma | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 7 | Elect Neharika Vohra | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 8 | Elect Subodh Kumar | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 9 | Appointment of Subodh Kumar (Executive Vice Chairman); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 10 | Elect Sir Gulam Noon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Enhanced Commodity Strategy Fund | Morgan Stanley Mortgage Securities Trust | 20150420 | Consent | MTGAX | 61748HBF7 | 1 | TO SUPPORT THE ACTIONS DESCRIBED IN THE EXPLANATORY MEMORANDUM | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 20150421 | Annual | AGNC | 02503X105 | 1 | Elect Robert M. Couch | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 20150421 | Annual | AGNC | 02503X105 | 2 | Elect Morris A. Davis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 20150421 | Annual | AGNC | 02503X105 | 3 | Elect Randy E. Dobbs | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 20150421 | Annual | AGNC | 02503X105 | 4 | Elect Larry K. Harvey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 20150421 | Annual | AGNC | 02503X105 | 5 | Elect Prue B. Larocca | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 20150421 | Annual | AGNC | 02503X105 | 6 | Elect Alvin N. Puryear | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 20150421 | Annual | AGNC | 02503X105 | 7 | Elect Malon Wilkus | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 20150421 | Annual | AGNC | 02503X105 | 8 | Elect John R. Erickson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 20150421 | Annual | AGNC | 02503X105 | 9 | Elect Samuel A. Flax | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 20150421 | Annual | AGNC | 02503X105 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 20150521 | Annual | AVB | 053484101 | 1.1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 20150521 | Annual | AVB | 053484101 | 1.2 | Elect Terry S. Brown | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 20150521 | Annual | AVB | 053484101 | 1.3 | Elect Alan B. Buckelew | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 20150521 | Annual | AVB | 053484101 | 1.4 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 20150521 | Annual | AVB | 053484101 | 1.5 | Elect John J. Healy, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 20150521 | Annual | AVB | 053484101 | 1.6 | Elect Timothy J. Naughton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 20150521 | Annual | AVB | 053484101 | 1.7 | Elect Lance R. Primis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 20150521 | Annual | AVB | 053484101 | 1.8 | Elect Peter S. Rummell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 20150521 | Annual | AVB | 053484101 | 1.9 | Elect H. Jay Sarles | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 20150521 | Annual | AVB | 053484101 | 1.10 | Elect W. Edward Walter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 20150521 | Annual | AVB | 053484101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 20150521 | Annual | AVB | 053484101 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 20150521 | Annual | AVB | 053484101 | 4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 20150521 | Annual | AVB | 053484101 | 5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 20150519 | Annual | BXP | 101121101 | 1 | Elect Carol B. Einiger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 20150519 | Annual | BXP | 101121101 | 2 | Elect Jacob A. Frenkel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 20150519 | Annual | BXP | 101121101 | 3 | Elect Joel I. Klein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 20150519 | Annual | BXP | 101121101 | 4 | Elect Douglas T. Linde | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 20150519 | Annual | BXP | 101121101 | 5 | Elect Matthew J. Lustig | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 20150519 | Annual | BXP | 101121101 | 6 | Elect Alan J. Patricof | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 20150519 | Annual | BXP | 101121101 | 7 | Elect Ivan G. Seidenberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 20150519 | Annual | BXP | 101121101 | 8 | Elect Owen D. Thomas | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 20150519 | Annual | BXP | 101121101 | 9 | Elect Martin Turchin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 20150519 | Annual | BXP | 101121101 | 10 | Elect David A. Twardock | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 20150519 | Annual | BXP | 101121101 | 11 | Elect Mortimer B. Zuckerman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 20150519 | Annual | BXP | 101121101 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 20150519 | Annual | BXP | 101121101 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 20150519 | Annual | BXP | 101121101 | 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 20150519 | Annual | BXP | 101121101 | 15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 20150519 | Annual | BXP | 101121101 | 16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 20150505 | Ordinary | 0688 | Y15004107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 20150505 | Ordinary | 0688 | Y15004107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 20150505 | Ordinary | 0688 | Y15004107 | 3 | Acquisition | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 20150505 | Ordinary | 0688 | Y15004107 | 4 | Board Authorization to Implement Sale and Purchase Agreement | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 20150505 | Ordinary | 0688 | Y15004107 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 20150616 | Annual | 0688 | Y15004107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 20150616 | Annual | 0688 | Y15004107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 20150616 | Annual | 0688 | Y15004107 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 20150616 | Annual | 0688 | Y15004107 | 4 | Allocation of Final Dividend | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 20150616 | Annual | 0688 | Y15004107 | 5 | Elect HAO Jian Min | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 20150616 | Annual | 0688 | Y15004107 | 6 | Elect KAN Hongbo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 20150616 | Annual | 0688 | Y15004107 | 7 | Elect Kennedy WONG Ying Ho | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 20150616 | Annual | 0688 | Y15004107 | 8 | Elect Rita FAN HSU Lai Tai | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 20150616 | Annual | 0688 | Y15004107 | 9 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 20150616 | Annual | 0688 | Y15004107 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 20150616 | Annual | 0688 | Y15004107 | 11 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 20150616 | Annual | 0688 | Y15004107 | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 20150616 | Annual | 0688 | Y15004107 | 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Colony Capital, Inc. | 20150506 | Annual | CLNY | 19624R106 | 1.1 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Colony Capital, Inc. | 20150506 | Annual | CLNY | 19624R106 | 1.2 | Elect Richard Saltzman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Colony Capital, Inc. | 20150506 | Annual | CLNY | 19624R106 | 1.3 | Elect George G. C. Parker | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Colony Capital, Inc. | 20150506 | Annual | CLNY | 19624R106 | 1.4 | Elect John A. Somers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Colony Capital, Inc. | 20150506 | Annual | CLNY | 19624R106 | 1.5 | Elect John L. Steffens | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Colony Capital, Inc. | 20150506 | Annual | CLNY | 19624R106 | 1.6 | Elect Nancy A. Curtin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Colony Capital, Inc. | 20150506 | Annual | CLNY | 19624R106 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Colony Capital, Inc. | 20150506 | Annual | CLNY | 19624R106 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Colony Financial, Inc. | 20150331 | Special | CLNY | 19624R106 | 1 | Merger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Colony Financial, Inc. | 20150331 | Special | CLNY | 19624R106 | 2 | Article Amendments to Designate Terms of Class B Common Stock | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Colony Financial, Inc. | 20150331 | Special | CLNY | 19624R106 | 3 | Article Amendments to Reduce Common Stock Ownership Limit | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Colony Financial, Inc. | 20150331 | Special | CLNY | 19624R106 | 4 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 20150612 | Annual | DWNI | D2046U176 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 20150612 | Annual | DWNI | D2046U176 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 20150612 | Annual | DWNI | D2046U176 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 20150612 | Annual | DWNI | D2046U176 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 20150612 | Annual | DWNI | D2046U176 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 20150612 | Annual | DWNI | D2046U176 | 6 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 20150612 | Annual | DWNI | D2046U176 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 20150612 | Annual | DWNI | D2046U176 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 20150612 | Annual | DWNI | D2046U176 | 9 | Elect Andreas Kretschmer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 20150612 | Annual | DWNI | D2046U176 | 10 | Elect Matthias Hunlein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 20150612 | Annual | DWNI | D2046U176 | 11 | Supervisory Board Members’ Fees; Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 20150612 | Annual | DWNI | D2046U176 | 12 | Increase in Authorized Capital | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 20150612 | Annual | DWNI | D2046U176 | 13 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 20150612 | Annual | DWNI | D2046U176 | 14 | Approval of Intra-Company Control Agreement with Larry I Targetco (Berlin) GmbH | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 20150612 | Annual | DWNI | D2046U176 | 15 | Approval of Intra-Company Control Agreement with Larry II Targetco (Berlin) GmbH | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Digital Realty Trust, Inc. | 20150511 | Annual | DLR | 253868103 | 1 | Elect Dennis E. Singleton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Digital Realty Trust, Inc. | 20150511 | Annual | DLR | 253868103 | 2 | Elect Laurence A. Chapman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Digital Realty Trust, Inc. | 20150511 | Annual | DLR | 253868103 | 3 | Elect Kathleen Earley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Digital Realty Trust, Inc. | 20150511 | Annual | DLR | 253868103 | 4 | Elect Kevin J. Kennedy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Digital Realty Trust, Inc. | 20150511 | Annual | DLR | 253868103 | 5 | Elect William G. LaPerch | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Digital Realty Trust, Inc. | 20150511 | Annual | DLR | 253868103 | 6 | Elect A. William Stein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Digital Realty Trust, Inc. | 20150511 | Annual | DLR | 253868103 | 7 | Elect Robert H. Zerbst | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Digital Realty Trust, Inc. | 20150511 | Annual | DLR | 253868103 | 8 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Digital Realty Trust, Inc. | 20150511 | Annual | DLR | 253868103 | 9 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Digital Realty Trust, Inc. | 20150511 | Annual | DLR | 253868103 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 20150527 | Annual | EQIX | 29444U700 | 1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 20150527 | Annual | EQIX | 29444U700 | 1.2 | Elect Gary F. Hromadko | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 20150527 | Annual | EQIX | 29444U700 | 1.3 | Elect Scott Kriens | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 20150527 | Annual | EQIX | 29444U700 | 1.4 | Elect William Luby | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 20150527 | Annual | EQIX | 29444U700 | 1.5 | Elect Irving F. Lyons III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 20150527 | Annual | EQIX | 29444U700 | 1.6 | Elect Christopher B. Paisley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 20150527 | Annual | EQIX | 29444U700 | 1.7 | Elect Stephen M. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 20150527 | Annual | EQIX | 29444U700 | 1.8 | Elect Peter F. Van Camp | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 20150527 | Annual | EQIX | 29444U700 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 20150527 | Annual | EQIX | 29444U700 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 20150624 | Annual | EQR | 29476L107 | 1.1 | Elect John W. Alexander | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 20150624 | Annual | EQR | 29476L107 | 1.2 | Elect Charles L. Atwood | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 20150624 | Annual | EQR | 29476L107 | 1.3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 20150624 | Annual | EQR | 29476L107 | 1.4 | Elect Mary Kay Haben | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 20150624 | Annual | EQR | 29476L107 | 1.5 | Elect Bradley A. Keywell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 20150624 | Annual | EQR | 29476L107 | 1.6 | Elect John E. Neal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 20150624 | Annual | EQR | 29476L107 | 1.7 | Elect David J. Neithercut | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 20150624 | Annual | EQR | 29476L107 | 1.8 | Elect Mark S. Shapiro | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 20150624 | Annual | EQR | 29476L107 | 1.9 | Elect Gerald A. Spector | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 20150624 | Annual | EQR | 29476L107 | 1.10 | Elect Stephen E. Sterrett | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 20150624 | Annual | EQR | 29476L107 | 1.11 | Elect B. Joseph White | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 20150624 | Annual | EQR | 29476L107 | 1.12 | Elect Samuel Zell | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 20150624 | Annual | EQR | 29476L107 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 20150624 | Annual | EQR | 29476L107 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 20150624 | Annual | EQR | 29476L107 | 4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Global Real Estate Fund | First Industrial Realty Trust, Inc. | 20150507 | Annual | FR | 32054K103 | 1 | Elect Matthew S. Dominski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | First Industrial Realty Trust, Inc. | 20150507 | Annual | FR | 32054K103 | 2 | Elect Bruce W. Duncan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | First Industrial Realty Trust, Inc. | 20150507 | Annual | FR | 32054K103 | 3 | Elect H. Patrick Hackett, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | First Industrial Realty Trust, Inc. | 20150507 | Annual | FR | 32054K103 | 4 | Elect John E. Rau | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | First Industrial Realty Trust, Inc. | 20150507 | Annual | FR | 32054K103 | 5 | Elect Peter Sharpe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | First Industrial Realty Trust, Inc. | 20150507 | Annual | FR | 32054K103 | 6 | Elect W. Ed Tyler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | First Industrial Realty Trust, Inc. | 20150507 | Annual | FR | 32054K103 | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | First Industrial Realty Trust, Inc. | 20150507 | Annual | FR | 32054K103 | 8 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | 20150618 | Annual | GLPI | 36467J108 | 1.1 | Elect Wesley R. Edens | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | 20150618 | Annual | GLPI | 36467J108 | 1.2 | Elect David A. Handler | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | 20150618 | Annual | GLPI | 36467J108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | 20150618 | Annual | GLPI | 36467J108 | 3 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 20150416 | Annual | GGP | 370023103 | 1 | Elect Richard B. Clark | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 20150416 | Annual | GGP | 370023103 | 2 | Elect Mary Lou Fiala | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 20150416 | Annual | GGP | 370023103 | 3 | Elect J. Bruce Flatt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 20150416 | Annual | GGP | 370023103 | 4 | Elect John K. Haley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 20150416 | Annual | GGP | 370023103 | 5 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 20150416 | Annual | GGP | 370023103 | 6 | Elect Brian W. Kingston | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 20150416 | Annual | GGP | 370023103 | 7 | Elect Sandeep Mathrani | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 20150416 | Annual | GGP | 370023103 | 8 | Elect David J. Neithercut | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 20150416 | Annual | GGP | 370023103 | 9 | Elect Mark R Patterson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 20150416 | Annual | GGP | 370023103 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 20150416 | Annual | GGP | 370023103 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 20150416 | Annual | GGP | 370023103 | 12 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 20150430 | Annual | HCP | 40414L109 | 1 | Elect Brian G. Cartwright | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 20150430 | Annual | HCP | 40414L109 | 2 | Elect Christine N. Garvey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 20150430 | Annual | HCP | 40414L109 | 3 | Elect David B. Henry | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 20150430 | Annual | HCP | 40414L109 | 4 | Elect James P. Hoffmann | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 20150430 | Annual | HCP | 40414L109 | 5 | Elect Lauralee E. Martin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 20150430 | Annual | HCP | 40414L109 | 6 | Elect Michael D. McKee | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 20150430 | Annual | HCP | 40414L109 | 7 | Elect Peter L. Rhein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 20150430 | Annual | HCP | 40414L109 | 8 | Elect Joseph P. Sullivan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 20150430 | Annual | HCP | 40414L109 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 20150430 | Annual | HCP | 40414L109 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 20150430 | Annual | HCP | 40414L109 | 11 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 1 | Elect Thomas J. DeRosa | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 2 | Elect Jeffrey H. Donahue | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 3 | Elect Fred S. Klipsch | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 4 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 5 | Elect Timothy J. Naughton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 6 | Elect Sharon M. Oster | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 7 | Elect Judith C. Pelham | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 8 | Elect Sergio D. Rivera | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 9 | Elect R. Scott Trumbull | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 10 | Ratification of Auditor | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Hospitality Properties Trust | 20150601 | Proxy Contest | HPT | 44106M102 | 1 | Elect Bruce M. Gans | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Global Real Estate Fund | Hospitality Properties Trust | 20150601 | Proxy Contest | HPT | 44106M102 | 2 | Elect Adam D. Portnoy | Mgmt | N/A | TNA | N/A | Take No Action |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Hospitality Properties Trust | 20150601 | Proxy Contest | HPT | 44106M102 | 3 | Ratification of Policy Regarding Maryland’s Anti-Takeover Law | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Global Real Estate Fund | Hospitality Properties Trust | 20150601 | Proxy Contest | HPT | 44106M102 | 4 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Global Real Estate Fund | Hospitality Properties Trust | 20150601 | Proxy Contest | HPT | 44106M102 | 5 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Global Real Estate Fund | Hospitality Properties Trust | 20150601 | Proxy Contest | HPT | 44106M102 | 6 | Shareholder Proposal Regarding Opt Out of Maryland’s Unsolicited Takeover Act | ShrHoldr | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Global Real Estate Fund | Hospitality Properties Trust | 20150601 | Proxy Contest | HPT | 44106M102 | 1 | Elect Bruce M. Gans | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Hospitality Properties Trust | 20150601 | Proxy Contest | HPT | 44106M102 | 2 | Elect Adam D. Portnoy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Hospitality Properties Trust | 20150601 | Proxy Contest | HPT | 44106M102 | 3 | Ratification of Policy Regarding Maryland’s Anti-Takeover Law | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Hospitality Properties Trust | 20150601 | Proxy Contest | HPT | 44106M102 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Hospitality Properties Trust | 20150601 | Proxy Contest | HPT | 44106M102 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Host Hotels & Resorts, Inc. | 20150514 | Annual | HST | 44107P104 | 1 | Elect Mary L. Baglivo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Host Hotels & Resorts, Inc. | 20150514 | Annual | HST | 44107P104 | 2 | Elect Sheila C. Bair | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Host Hotels & Resorts, Inc. | 20150514 | Annual | HST | 44107P104 | 3 | Elect Terence C. Golden | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Host Hotels & Resorts, Inc. | 20150514 | Annual | HST | 44107P104 | 4 | Elect Ann M. Korologos | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Host Hotels & Resorts, Inc. | 20150514 | Annual | HST | 44107P104 | 5 | Elect Richard E. Marriott | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Host Hotels & Resorts, Inc. | 20150514 | Annual | HST | 44107P104 | 6 | Elect John B. Morse, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Host Hotels & Resorts, Inc. | 20150514 | Annual | HST | 44107P104 | 7 | Elect Walter C. Rakowich | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Host Hotels & Resorts, Inc. | 20150514 | Annual | HST | 44107P104 | 8 | Elect Gordon H. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Host Hotels & Resorts, Inc. | 20150514 | Annual | HST | 44107P104 | 9 | Elect W. Edward Walter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Host Hotels & Resorts, Inc. | 20150514 | Annual | HST | 44107P104 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Host Hotels & Resorts, Inc. | 20150514 | Annual | HST | 44107P104 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Host Hotels & Resorts, Inc. | 20150514 | Annual | HST | 44107P104 | 12 | Shareholder Proposal Regarding Simple Majority Vote for Bylaw Amendments | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 7 | Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 8 | Elect Rose-Marie Van Lerberghe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 9 | Elect Bertrand Jacquillat | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 10 | Elect David Simon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 11 | Elect Steven Fivel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 12 | Elect Stanley Shashoua | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 13 | Remuneration of Laurent Morel CEO | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 14 | Remuneration of Jean-Michel Gaul, Deputy CEO and Jean-Marc Jestin, COO. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 15 | Supervisory Board Members’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 16 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 20 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 21 | Greenshoe | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 23 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 24 | Employee Stock Purchase Plan | Mgmt | Against | Against | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 25 | Authority to Grant Stock Options | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 26 | Global Ceiling on Capital Increases | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 27 | Authority to Use Capital Authorities as a Takeover Defense | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 28 | Amendment Regarding Corporate Purpose | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 29 | Amendment Regarding Powers of Supervisory Board | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Klépierre SA | 20150414 | Mix | LI | F5396X102 | 30 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.1 | Elect Irving Bolotin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.3 | Elect Theron I. Gilliam | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.4 | Elect Sherrill W. Hudson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.5 | Elect Sidney Lapidus | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.6 | Elect Teri P. McClure | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.7 | Elect Stuart A. Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.8 | Elect Armando J. Olivera | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.9 | Elect Jeffrey A. Sonnenfeld | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | M.D.C. Holdings, Inc. | 20150323 | Annual | MDC | 552676108 | 1.1 | Elect Raymond T. Baker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | M.D.C. Holdings, Inc. | 20150323 | Annual | MDC | 552676108 | 1.2 | Elect David E. Blackford | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | M.D.C. Holdings, Inc. | 20150323 | Annual | MDC | 552676108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | M.D.C. Holdings, Inc. | 20150323 | Annual | MDC | 552676108 | 3 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | M.D.C. Holdings, Inc. | 20150323 | Annual | MDC | 552676108 | 4 | 2014 Non-Employee Director Compensation Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | M.D.C. Holdings, Inc. | 20150323 | Annual | MDC | 552676108 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Macerich Company | 20150528 | Annual | MAC | 554382101 | 1 | Elect Douglas D. Abbey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Macerich Company | 20150528 | Annual | MAC | 554382101 | 2 | Elect John H. Alschuler, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Macerich Company | 20150528 | Annual | MAC | 554382101 | 3 | Elect Steven R. Hash | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Macerich Company | 20150528 | Annual | MAC | 554382101 | 4 | Elect Stanley A. Moore | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Macerich Company | 20150528 | Annual | MAC | 554382101 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Macerich Company | 20150528 | Annual | MAC | 554382101 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | MFA Financial, Inc. | 20150521 | Annual | MFA | 55272X102 | 1 | Elect Robin Josephs | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | MFA Financial, Inc. | 20150521 | Annual | MFA | 55272X102 | 2 | Elect George H. Krauss | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | MFA Financial, Inc. | 20150521 | Annual | MFA | 55272X102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | MFA Financial, Inc. | 20150521 | Annual | MFA | 55272X102 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | MFA Financial, Inc. | 20150521 | Annual | MFA | 55272X102 | 5 | Amendment to the 2010 Equity Compensation Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 20150626 | Annual | 8802 | J43916113 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 20150626 | Annual | 8802 | J43916113 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 20150626 | Annual | 8802 | J43916113 | 3 | Elect Keiji Kimura | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 20150626 | Annual | 8802 | J43916113 | 4 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 20150626 | Annual | 8802 | J43916113 | 5 | Elect Joh Katoh | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 20150626 | Annual | 8802 | J43916113 | 6 | Elect Toshihiko Kazama | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 20150626 | Annual | 8802 | J43916113 | 7 | Elect Masamichi Ono | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 20150626 | Annual | 8802 | J43916113 | 8 | Elect Naoto Aiba | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 20150626 | Annual | 8802 | J43916113 | 9 | Elect Sohichiroh Hayashi | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 20150626 | Annual | 8802 | J43916113 | 10 | Elect Tohru Ohkusa | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 20150626 | Annual | 8802 | J43916113 | 11 | Elect Junichi Tanisawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 20150626 | Annual | 8802 | J43916113 | 12 | Elect Isao Matsuhashi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 20150626 | Annual | 8802 | J43916113 | 13 | Elect Shin Ebihara | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 20150626 | Annual | 8802 | J43916113 | 14 | Elect Shu Tomioka | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 20150626 | Annual | 8802 | J43916113 | 15 | Elect Setsuko Egami | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 20150626 | Annual | 8802 | J43916113 | 16 | Elect Yutaka Yanagisawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 20150626 | Annual | 8802 | J43916113 | 17 | Elect Iwao Taka | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 20150626 | Annual | 8801 | J4509L101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 20150626 | Annual | 8801 | J4509L101 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 20150626 | Annual | 8801 | J4509L101 | 3 | Elect Hiromichi Iwasa | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 20150626 | Annual | 8801 | J4509L101 | 4 | Elect Masanobu Komoda | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 20150626 | Annual | 8801 | J4509L101 | 5 | Elect Yoshiaki Iinuma | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 20150626 | Annual | 8801 | J4509L101 | 6 | Elect Hitoshi Saitoh | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 20150626 | Annual | 8801 | J4509L101 | 7 | Elect Yoshikazu Kitahara | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 20150626 | Annual | 8801 | J4509L101 | 8 | Elect Kenji Iino | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 20150626 | Annual | 8801 | J4509L101 | 9 | Elect Kiyotaka Fujibayashi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 20150626 | Annual | 8801 | J4509L101 | 10 | Elect Masatoshi Satoh | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 20150626 | Annual | 8801 | J4509L101 | 11 | Elect Masayuki Matsushima | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 20150626 | Annual | 8801 | J4509L101 | 12 | Elect Tohru Yamashita | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 20150626 | Annual | 8801 | J4509L101 | 13 | Elect Toshiaki Egashira | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 20150626 | Annual | 8801 | J4509L101 | 14 | Elect Masako Egawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 20150626 | Annual | 8801 | J4509L101 | 15 | Elect Hiroshi Asai | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 20150626 | Annual | 8801 | J4509L101 | 16 | Elect Yoshitaka Katoh | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 20150626 | Annual | 8801 | J4509L101 | 17 | Elect Yasushi Manago | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 20150626 | Annual | 8801 | J4509L101 | 18 | Bonus | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mori Hills Reit Investment Corp. | 20150403 | Special | 3234 | J4665S106 | 1 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mori Hills Reit Investment Corp. | 20150403 | Special | 3234 | J4665S106 | 2 | Elect Hideyuki Isobe as Executive Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mori Hills Reit Investment Corp. | 20150403 | Special | 3234 | J4665S106 | 3 | Elect Toshifumi Saitoh as Alternate Executive Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mori Hills Reit Investment Corp. | 20150403 | Special | 3234 | J4665S106 | 4 | Elect Noboru Yanai | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mori Hills Reit Investment Corp. | 20150403 | Special | 3234 | J4665S106 | 5 | Elect Takeo Kosugi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Mori Hills Reit Investment Corp. | 20150403 | Special | 3234 | J4665S106 | 6 | Elect Masakuni Tamura | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 20150429 | Annual | PLD | 74340W103 | 1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 20150429 | Annual | PLD | 74340W103 | 2 | Elect George L. Fotiades | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 20150429 | Annual | PLD | 74340W103 | 3 | Elect Christine N. Garvey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 20150429 | Annual | PLD | 74340W103 | 4 | Elect Lydia H. Kennard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 20150429 | Annual | PLD | 74340W103 | 5 | Elect J. Michael Losh | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 20150429 | Annual | PLD | 74340W103 | 6 | Elect Irving F. Lyons III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 20150429 | Annual | PLD | 74340W103 | 7 | Elect David P. O’Connor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 20150429 | Annual | PLD | 74340W103 | 8 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 20150429 | Annual | PLD | 74340W103 | 9 | Elect Carl B. Webb | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 20150429 | Annual | PLD | 74340W103 | 10 | Elect William D. Zollars | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 20150429 | Annual | PLD | 74340W103 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 20150429 | Annual | PLD | 74340W103 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Public Storage | 20150430 | Annual | PSA | 74460D109 | 1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Public Storage | 20150430 | Annual | PSA | 74460D109 | 2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Public Storage | 20150430 | Annual | PSA | 74460D109 | 3 | Elect Uri P. Harkham | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Public Storage | 20150430 | Annual | PSA | 74460D109 | 4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Public Storage | 20150430 | Annual | PSA | 74460D109 | 5 | Elect Avedick B. Poladian | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Public Storage | 20150430 | Annual | PSA | 74460D109 | 6 | Elect Gary E. Pruitt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Public Storage | 20150430 | Annual | PSA | 74460D109 | 7 | Elect Ronald P. Spogli | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Public Storage | 20150430 | Annual | PSA | 74460D109 | 8 | Elect Daniel C. Staton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Public Storage | 20150430 | Annual | PSA | 74460D109 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Public Storage | 20150430 | Annual | PSA | 74460D109 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Scentre Group | 20150507 | Annual | SCG | Q8351E109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Global Real Estate Fund | Scentre Group | 20150507 | Annual | SCG | Q8351E109 | 2 | Remuneration Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Scentre Group | 20150507 | Annual | SCG | Q8351E109 | 3 | Re-elect Brian M. Schwartz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Scentre Group | 20150507 | Annual | SCG | Q8351E109 | 4 | Re-elect Andrew W. Harmos | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Scentre Group | 20150507 | Annual | SCG | Q8351E109 | 5 | Re-elect Michael F. Ihlein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Scentre Group | 20150507 | Annual | SCG | Q8351E109 | 6 | Elect Aliza Knox | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Simon Property Group, Inc. | 20150514 | Annual | SPG | 828806109 | 1 | Elect Melvyn E. Bergstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Simon Property Group, Inc. | 20150514 | Annual | SPG | 828806109 | 2 | Elect Larry C. Glasscock | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Simon Property Group, Inc. | 20150514 | Annual | SPG | 828806109 | 3 | Elect Karen N. Horn | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Simon Property Group, Inc. | 20150514 | Annual | SPG | 828806109 | 4 | Elect Allan B. Hubbard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Simon Property Group, Inc. | 20150514 | Annual | SPG | 828806109 | 5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Simon Property Group, Inc. | 20150514 | Annual | SPG | 828806109 | 6 | Elect Daniel C. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Simon Property Group, Inc. | 20150514 | Annual | SPG | 828806109 | 7 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Simon Property Group, Inc. | 20150514 | Annual | SPG | 828806109 | 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Simon Property Group, Inc. | 20150514 | Annual | SPG | 828806109 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Simon Property Group, Inc. | 20150514 | Annual | SPG | 828806109 | 10 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 1.1 | Elect Robert I. Toll | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 1.2 | Elect Bruce E. Toll | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 1.3 | Elect Douglas C. Yearley, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 1.4 | Elect Robert S. Blank | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 1.5 | Elect Edward G. Boehne | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 1.6 | Elect Richard J. Braemer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 1.7 | Elect Christine N. Garvey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 1.8 | Elect Carl B. Marbach | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 1.9 | Elect Stephen Novick | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 1.10 | Elect Paul E. Shapiro | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 4 | Senior Officer Bonus Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 1 | Elect E. Spencer Abraham | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 2 | Elect James J. Bender | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 3 | Elect Stephen G. Kasnet | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 4 | Elect William Roth | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 5 | Elect W. Reid Sanders | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 6 | Elect Thomas Siering | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 7 | Elect Brian C. Taylor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 8 | Elect Hope D. Woodhouse | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 10 | Approval of Restated Equity Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 7 | Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 8 | Remuneration of Christophe Cuvillier CEO | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 9 | Remuneration of the Management Board | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 10 | Elect Mary Harris | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 11 | Elect Jean-Louis Laurens | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 12 | Elect Alec Pelmore | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 13 | Elect Sophie Stabile | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 14 | Elect Jacqueline Tammenoms Bakker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 15 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 16 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 19 | Greenshoe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 21 | Authority to Issue Performance Shares | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 22 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 23 | Amendment Regarding Double Voting Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 24 | Amendment Regarding Record Date | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 20150416 | Mix | UL | F95094110 | 25 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 20150514 | Annual | VTR | 92276F100 | 1 | Elect Melody C. Barnes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 20150514 | Annual | VTR | 92276F100 | 2 | Elect Debra A. Cafaro | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 20150514 | Annual | VTR | 92276F100 | 3 | Elect Douglas Crocker, II | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 20150514 | Annual | VTR | 92276F100 | 4 | Elect Ronald G. Geary | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 20150514 | Annual | VTR | 92276F100 | 5 | Elect Jay M. Gellert | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 20150514 | Annual | VTR | 92276F100 | 6 | Elect Richard I. Gilchrist | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 20150514 | Annual | VTR | 92276F100 | 7 | Elect Matthew J. Lustig | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 20150514 | Annual | VTR | 92276F100 | 8 | Elect Douglas M. Pasquale | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 20150514 | Annual | VTR | 92276F100 | 9 | Elect Robert D. Reed | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 20150514 | Annual | VTR | 92276F100 | 10 | Elect Glenn J. Rufrano | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 20150514 | Annual | VTR | 92276F100 | 11 | Elect James D. Shelton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 20150514 | Annual | VTR | 92276F100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 20150514 | Annual | VTR | 92276F100 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Vornado Realty Trust | 20150521 | Annual | VNO | 929042109 | 1.1 | Elect Steven Roth | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Vornado Realty Trust | 20150521 | Annual | VNO | 929042109 | 1.2 | Elect Michael D. Fascitelli | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Vornado Realty Trust | 20150521 | Annual | VNO | 929042109 | 1.3 | Elect Russell B. Wight, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Vornado Realty Trust | 20150521 | Annual | VNO | 929042109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Global Real Estate Fund | Vornado Realty Trust | 20150521 | Annual | VNO | 929042109 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Vornado Realty Trust | 20150521 | Annual | VNO | 929042109 | 4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Westfield Corporation | 20150514 | Annual | WFD | Q9701H107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW Global Real Estate Fund | Westfield Corporation | 20150514 | Annual | WFD | Q9701H107 | 2 | Remuneration Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Westfield Corporation | 20150514 | Annual | WFD | Q9701H107 | 3 | Elect Don Kingsborough | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Westfield Corporation | 20150514 | Annual | WFD | Q9701H107 | 4 | Elect Michael Gutman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 1.1 | Elect Mark S. Ordan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 1.2 | Elect Michael P. Glimcher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 1.3 | Elect Louis G. Conforti | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 1.4 | Elect Robert J. Laikin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 1.5 | Elect Niles C. Overly | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 1.6 | Elect Jacquelyn R. Soffer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 1.7 | Elect Richard S. Sokolov | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 1.8 | Elect Marvin L. White | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 2 | Company Name Change | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW Global Real Estate Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Alkermes plc | 20150527 | Annual | ALKS | G01767105 | 1 | Elect Floyd E. Bloom | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Alkermes plc | 20150527 | Annual | ALKS | G01767105 | 2 | Elect Nancy J. Wysenski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Alkermes plc | 20150527 | Annual | ALKS | G01767105 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Alkermes plc | 20150527 | Annual | ALKS | G01767105 | 4 | Change of 2016 annual meeting venue. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Alkermes plc | 20150527 | Annual | ALKS | G01767105 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ANSYS, Inc. | 20150514 | Annual | ANSS | 03662Q105 | 1 | Elect Bradford C. Morley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ANSYS, Inc. | 20150514 | Annual | ANSS | 03662Q105 | 2 | Elect Patrick J. Zilvitis | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Equities Fund | ANSYS, Inc. | 20150514 | Annual | ANSS | 03662Q105 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ANSYS, Inc. | 20150514 | Annual | ANSS | 03662Q105 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 4 | Elect John LIU Yun | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 5 | Elect Stuart Chambers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 6 | Elect Simon Segars | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 7 | Elect Andy Green | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 8 | Elect Larry Hirst | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 9 | Elect Mike Muller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 10 | Elect Kathleen O’Donovan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 11 | Elect Janice Roberts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 12 | Elect Tim Score | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Growth Equities Fund | Athenahealth, Inc. | 20150610 | Annual | ATHN | 04685W103 | 1.1 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Athenahealth, Inc. | 20150610 | Annual | ATHN | 04685W103 | 1.2 | Elect David E. Robinson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Athenahealth, Inc. | 20150610 | Annual | ATHN | 04685W103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Athenahealth, Inc. | 20150610 | Annual | ATHN | 04685W103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | BE Aerospace, Inc. | 20140910 | Annual | BEAV | 073302101 | 1.1 | Elect Amin J. Khoury | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | BE Aerospace, Inc. | 20140910 | Annual | BEAV | 073302101 | 1.2 | Elect Jonathan M. Schofield | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Equities Fund | BE Aerospace, Inc. | 20140910 | Annual | BEAV | 073302101 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | BE Aerospace, Inc. | 20140910 | Annual | BEAV | 073302101 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 1.2 | Elect Michael Grey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 1.5 | Elect V. Bryan Lawlis, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 1.6 | Elect Richard A. Meier | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 1.7 | Elect Alan J. Lewis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 1.8 | Elect William D. Young | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 1.9 | Elect Kenneth M. Bate | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 1.10 | Elect Dennis J. Slamon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 2 | Amendment to the 2006 Share Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 5 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Growth Equities Fund | BorgWarner Inc. | 20150429 | Annual | BWA | 099724106 | 1 | Elect Alexis P. Michas | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | BorgWarner Inc. | 20150429 | Annual | BWA | 099724106 | 2 | Elect Richard O. Schaum | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | BorgWarner Inc. | 20150429 | Annual | BWA | 099724106 | 3 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Equities Fund | BorgWarner Inc. | 20150429 | Annual | BWA | 099724106 | 4 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | BorgWarner Inc. | 20150429 | Annual | BWA | 099724106 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | BorgWarner Inc. | 20150429 | Annual | BWA | 099724106 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | BorgWarner Inc. | 20150429 | Annual | BWA | 099724106 | 7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | BorgWarner Inc. | 20150429 | Annual | BWA | 099724106 | 8 | Right to Call a Special Meeting | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | BorgWarner Inc. | 20150429 | Annual | BWA | 099724106 | 9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Growth Equities Fund | Boston Beer Company, Inc. | 20150527 | Annual | SAM | 100557107 | 1.1 | Elect David A. Burwick | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Boston Beer Company, Inc. | 20150527 | Annual | SAM | 100557107 | 1.2 | Elect Pearson C. Cummin, III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Boston Beer Company, Inc. | 20150527 | Annual | SAM | 100557107 | 1.3 | Elect Jean-Michel Valette | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Boston Beer Company, Inc. | 20150527 | Annual | SAM | 100557107 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 20150622 | Annual | KMX | 143130102 | 1 | Elect Ronald E. Blaylock | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 20150622 | Annual | KMX | 143130102 | 2 | Elect Thomas J. Folliard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 20150622 | Annual | KMX | 143130102 | 3 | Elect Rakesh Gangwal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 20150622 | Annual | KMX | 143130102 | 4 | Elect Jeffrey E. Garten | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 20150622 | Annual | KMX | 143130102 | 5 | Elect Shira D. Goodman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 20150622 | Annual | KMX | 143130102 | 6 | Elect W. Robert Grafton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 20150622 | Annual | KMX | 143130102 | 7 | Elect Edgar H. Grubb | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 20150622 | Annual | KMX | 143130102 | 8 | Elect Marcella Shinder | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 20150622 | Annual | KMX | 143130102 | 9 | Elect Mitchell D. Steenrod | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 20150622 | Annual | KMX | 143130102 | 10 | Elect Thomas G. Stemberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 20150622 | Annual | KMX | 143130102 | 11 | Elect William R. Tiefel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 20150622 | Annual | KMX | 143130102 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 20150622 | Annual | KMX | 143130102 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Equities Fund | Cerner Corporation | 20150522 | Annual | CERN | 156782104 | 1 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cerner Corporation | 20150522 | Annual | CERN | 156782104 | 2 | Elect Clifford W. Illig | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cerner Corporation | 20150522 | Annual | CERN | 156782104 | 3 | Elect William B. Neaves | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cerner Corporation | 20150522 | Annual | CERN | 156782104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cerner Corporation | 20150522 | Annual | CERN | 156782104 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cerner Corporation | 20150522 | Annual | CERN | 156782104 | 6 | Amendment to the Performance-Based Compensation Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cerner Corporation | 20150522 | Annual | CERN | 156782104 | 7 | Amendment to the 2011 Omnibus Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 20140723 | Annual | STZ.B | 21036P108 | 1.1 | Elect Jerry Fowden | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 20140723 | Annual | STZ.B | 21036P108 | 1.2 | Elect Barry A. Fromberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 20140723 | Annual | STZ.B | 21036P108 | 1.3 | Elect Robert L. Hanson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 20140723 | Annual | STZ.B | 21036P108 | 1.4 | Elect Jeananne K. Hauswald | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 20140723 | Annual | STZ.B | 21036P108 | 1.5 | Elect James A. Locke III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 20140723 | Annual | STZ.B | 21036P108 | 1.6 | Elect Richard Sands | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 20140723 | Annual | STZ.B | 21036P108 | 1.7 | Elect Robert Sands | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 20140723 | Annual | STZ.B | 21036P108 | 1.8 | Elect Judy A. Schmeling | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 20140723 | Annual | STZ.B | 21036P108 | 1.9 | Elect Keith E. Wandell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 20140723 | Annual | STZ.B | 21036P108 | 1.10 | Elect Mark Zupan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 20140723 | Annual | STZ.B | 21036P108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 20140723 | Annual | STZ.B | 21036P108 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 1 | Elect Richard L. Bergmark | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 2 | Elect Margaret A van Kempen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 6 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 7 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 10 | Approval of KPMG as Independent Auditor for 2016 | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cornerstone OnDemand Inc. | 20150603 | Annual | CSOD | 21925Y103 | 1.1 | Elect Robert Cavanaugh | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cornerstone OnDemand Inc. | 20150603 | Annual | CSOD | 21925Y103 | 1.2 | Elect Joseph P. Payne | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cornerstone OnDemand Inc. | 20150603 | Annual | CSOD | 21925Y103 | 1.3 | Elect Kristina Salen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cornerstone OnDemand Inc. | 20150603 | Annual | CSOD | 21925Y103 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cornerstone OnDemand Inc. | 20150603 | Annual | CSOD | 21925Y103 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cummins Inc. | 20150512 | Annual | CMI | 231021106 | 1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cummins Inc. | 20150512 | Annual | CMI | 231021106 | 2 | Elect Robert J. Bernhard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cummins Inc. | 20150512 | Annual | CMI | 231021106 | 3 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cummins Inc. | 20150512 | Annual | CMI | 231021106 | 4 | Elect Bruno V. Di Leo Allen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cummins Inc. | 20150512 | Annual | CMI | 231021106 | 5 | Elect Stephen B. Dobbs | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cummins Inc. | 20150512 | Annual | CMI | 231021106 | 6 | Elect Robert K. Herdman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cummins Inc. | 20150512 | Annual | CMI | 231021106 | 7 | Elect Alexis M. Herman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cummins Inc. | 20150512 | Annual | CMI | 231021106 | 8 | Elect Thomas J. Lynch | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cummins Inc. | 20150512 | Annual | CMI | 231021106 | 9 | Elect William I. Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cummins Inc. | 20150512 | Annual | CMI | 231021106 | 10 | Elect Georgia R. Nelson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cummins Inc. | 20150512 | Annual | CMI | 231021106 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Equities Fund | Cummins Inc. | 20150512 | Annual | CMI | 231021106 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Cummins Inc. | 20150512 | Annual | CMI | 231021106 | 13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Growth Equities Fund | Dick’s Sporting Goods Inc | 20150603 | Annual | DKS | 253393102 | 1 | Elect Vincent C. Byrd | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Dick’s Sporting Goods Inc | 20150603 | Annual | DKS | 253393102 | 2 | Elect William J. Colombo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Dick’s Sporting Goods Inc | 20150603 | Annual | DKS | 253393102 | 3 | Elect Larry D. Stone | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Dick’s Sporting Goods Inc | 20150603 | Annual | DKS | 253393102 | 4 | Ratification of Auditor | Mgmt | For | �� | For | For | Voted | |||||||||||
TCW Growth Equities Fund | Dick’s Sporting Goods Inc | 20150603 | Annual | DKS | 253393102 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | FireEye Inc | 20150611 | Annual | FEYE | 31816Q101 | 1.1 | Elect Ashar Aziz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | FireEye Inc | 20150611 | Annual | FEYE | 31816Q101 | 1.2 | Elect David G. DeWalt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | FireEye Inc | 20150611 | Annual | FEYE | 31816Q101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Graco Inc. | 20150424 | Annual | GGG | 384109104 | 1 | Elect William J. Carroll | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Graco Inc. | 20150424 | Annual | GGG | 384109104 | 2 | Elect Jack W. Eugster | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Graco Inc. | 20150424 | Annual | GGG | 384109104 | 3 | Elect R. William Van Sant | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Graco Inc. | 20150424 | Annual | GGG | 384109104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Graco Inc. | 20150424 | Annual | GGG | 384109104 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Graco Inc. | 20150424 | Annual | GGG | 384109104 | 6 | 2015 Stock Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Habit Restaurants Inc | 20150623 | Annual | HABT | 40449J103 | 1.1 | Elect Ira Fils | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Habit Restaurants Inc | 20150623 | Annual | HABT | 40449J103 | 1.2 | Elect Christopher Reilly | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Habit Restaurants Inc | 20150623 | Annual | HABT | 40449J103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 20141120 | Annual | HAIN | 405217100 | 1.1 | Elect Irwin D. Simon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 20141120 | Annual | HAIN | 405217100 | 1.2 | Elect Richard C. Berke | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 20141120 | Annual | HAIN | 405217100 | 1.3 | Elect Jack Futterman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 20141120 | Annual | HAIN | 405217100 | 1.4 | Elect Andrew R. Heyer | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 20141120 | Annual | HAIN | 405217100 | 1.5 | Elect Roger Meltzer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 20141120 | Annual | HAIN | 405217100 | 1.6 | Elect Scott M. O’Neil | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 20141120 | Annual | HAIN | 405217100 | 1.7 | Elect Adrianne Shapira | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 20141120 | Annual | HAIN | 405217100 | 1.8 | Elect Lawrence S. Zilavy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 20141120 | Annual | HAIN | 405217100 | 2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 20141120 | Annual | HAIN | 405217100 | 3 | Increase of Authorized Common Stock | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 20141120 | Annual | HAIN | 405217100 | 4 | 2015-2019 Executive Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 20141120 | Annual | HAIN | 405217100 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 20141120 | Annual | HAIN | 405217100 | 6 | Amendment to the 2002 Long Term Incentive and Stock Award Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 20141120 | Annual | HAIN | 405217100 | 7 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.1 | Elect Thomas M. Culligan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.2 | Elect Adolfo Henriques | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.3 | Elect Samuel L. Higginbottom | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.4 | Elect Mark H. Hildebrandt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.5 | Elect Wolfgang Mayrhuber | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.6 | Elect Eric A. Mendelson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.7 | Elect Laurans A. Mendelson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.8 | Elect Victor H. Mendelson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.9 | Elect Julie Neitzel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.10 | Elect Alan Schriesheim | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.11 | Elect Frank J. Schwitter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hilton Worldwide Holdings Inc | 20150506 | Annual | HLT | 43300A104 | 1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hilton Worldwide Holdings Inc | 20150506 | Annual | HLT | 43300A104 | 1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hilton Worldwide Holdings Inc | 20150506 | Annual | HLT | 43300A104 | 1.3 | Elect Michael S. Chae | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hilton Worldwide Holdings Inc | 20150506 | Annual | HLT | 43300A104 | 1.4 | Elect Tyler S. Henritze | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Equities Fund | Hilton Worldwide Holdings Inc | 20150506 | Annual | HLT | 43300A104 | 1.5 | Elect Judith A. McHale | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hilton Worldwide Holdings Inc | 20150506 | Annual | HLT | 43300A104 | 1.6 | Elect John G. Schreiber | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hilton Worldwide Holdings Inc | 20150506 | Annual | HLT | 43300A104 | 1.7 | Elect Elizabeth A. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hilton Worldwide Holdings Inc | 20150506 | Annual | HLT | 43300A104 | 1.8 | Elect Douglas M. Steenland | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hilton Worldwide Holdings Inc | 20150506 | Annual | HLT | 43300A104 | 1.9 | Elect William J. Stein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hilton Worldwide Holdings Inc | 20150506 | Annual | HLT | 43300A104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Hilton Worldwide Holdings Inc | 20150506 | Annual | HLT | 43300A104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 1 | Elect A. Blaine Bowman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 2 | Elect Karin Eastham | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 3 | Elect Jay T. Flatley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 4 | Elect Jeffrey T. Huber | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 5 | Elect William H. Rastetter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 6 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 8 | 2015 Stock and Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Incyte Corporation | 20150522 | Annual | INCY | 45337C102 | 1.1 | Elect Julian C. Baker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Incyte Corporation | 20150522 | Annual | INCY | 45337C102 | 1.2 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Incyte Corporation | 20150522 | Annual | INCY | 45337C102 | 1.3 | Elect Paul A. Brooke | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Incyte Corporation | 20150522 | Annual | INCY | 45337C102 | 1.4 | Elect Paul J. Clancy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Incyte Corporation | 20150522 | Annual | INCY | 45337C102 | 1.5 | Elect Wendy L. Dixon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Incyte Corporation | 20150522 | Annual | INCY | 45337C102 | 1.6 | Elect Paul A. Friedman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Incyte Corporation | 20150522 | Annual | INCY | 45337C102 | 1.7 | Elect Herve Hoppenot | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Incyte Corporation | 20150522 | Annual | INCY | 45337C102 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Incyte Corporation | 20150522 | Annual | INCY | 45337C102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Equities Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.1 | Elect Srinivas Akkaraju | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.2 | Elect Luca Benatti | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.3 | Elect Paolo Fundaro | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.4 | Elect Sanj K. Patel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.5 | Elect Mark Pruzanski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.6 | Elect Glenn Sblendorio | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.7 | Elect Jonathan Silverstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.8 | Elect Klaus Veitinger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.9 | Elect Nicole S. Williams | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.1 | Elect Craig H. Barratt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.2 | Elect Gary S. Guthart | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.3 | Elect Eric H. Halvorson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.4 | Elect Amal M. Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.5 | Elect Alan J. Levy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.6 | Elect Mark J. Rubash | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.7 | Elect Lonnie M. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.8 | Elect George Stalk Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Isis Pharmaceuticals, Inc. | 20150630 | Annual | ISIS | 464330109 | 1.1 | Elect Breaux B. Castleman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Isis Pharmaceuticals, Inc. | 20150630 | Annual | ISIS | 464330109 | 1.2 | Elect Frederick T. Muto | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Equities Fund | Isis Pharmaceuticals, Inc. | 20150630 | Annual | ISIS | 464330109 | 2 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Isis Pharmaceuticals, Inc. | 20150630 | Annual | ISIS | 464330109 | 3 | Amendment to the 2002 Non-Employee Directors’ Stock Option Plan | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Growth Equities Fund | Isis Pharmaceuticals, Inc. | 20150630 | Annual | ISIS | 464330109 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Isis Pharmaceuticals, Inc. | 20150630 | Annual | ISIS | 464330109 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Kansas City Southern | 20150507 | Annual | KSU | 485170302 | 1 | Elect Lu M. Cordova | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Kansas City Southern | 20150507 | Annual | KSU | 485170302 | 2 | Elect Thomas A. McDonnell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Kansas City Southern | 20150507 | Annual | KSU | 485170302 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Kansas City Southern | 20150507 | Annual | KSU | 485170302 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Kansas City Southern | 20150507 | Annual | KSU | 485170302 | 5 | Shareholder Proposal Regarding Right to Call A Special Meeting | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 1 | Elect Lawrence S. Benjamin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 2 | Elect Raul J. Fernandez | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 3 | Elect Kenneth B. Gilman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 4 | Elect Nancy J. Karch | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 5 | Elect Kenneth P. Kopelman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 6 | Elect Craig A. Leavitt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 7 | Elect Deborah J. Lloyd | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 8 | Elect Douglas Mack | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 9 | Elect Jan Singer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 10 | Elect Doreen A. Toben | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 12 | 2015 Annual Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 14 | Lower Minimum Share Ownership Threshold to Call a Special Meeting to 25% | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Growth Equities Fund | LinkedIn Corporation | 20150603 | Annual | LNKD | 53578A108 | 1.1 | Elect Leslie Kilgore | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | LinkedIn Corporation | 20150603 | Annual | LNKD | 53578A108 | 1.2 | Elect Jeffrey Weiner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | LinkedIn Corporation | 20150603 | Annual | LNKD | 53578A108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | LinkedIn Corporation | 20150603 | Annual | LNKD | 53578A108 | 3 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | LinkedIn Corporation | 20150603 | Annual | LNKD | 53578A108 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | LinkedIn Corporation | 20150603 | Annual | LNKD | 53578A108 | 5 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | N/A | Against | N/A | Voted | ||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 1 | Elect Richard M. McVey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 2 | Elect Steven L. Begleiter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 3 | Elect Stephen P. Casper | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 4 | Elect Jane Chwick | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 5 | Elect William F. Cruger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 6 | Elect David G. Gomach | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 7 | Elect Carlos M. Hernandez | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 8 | Elect Ronald M. Hersch | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 9 | Elect John Steinhardt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 10 | Elect James J. Sullivan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 2 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 4 | Elect Amnon Shashua | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 5 | Elect Ziv Aviram | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 6 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Equities Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 7 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Mobileye NV | 20141212 | Annual | MBLY | N51488117 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Mobileye NV | 20141212 | Annual | MBLY | N51488117 | 2 | Ratification of Management Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Mobileye NV | 20141212 | Annual | MBLY | N51488117 | 3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Mobileye NV | 20141212 | Annual | MBLY | N51488117 | 4 | Elimination of Supermajority Vote Requirement for Certain Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.1 | Elect Mitchell Jacobson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.2 | Elect David Sandler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.3 | Elect Erik Gershwind | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.4 | Elect Jonathan Byrnes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.5 | Elect Roger Fradin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.6 | Elect Louise K. Goeser | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.7 | Elect Denis Kelly | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.8 | Elect Philip R. Peller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 4 | 2015 Omnibus Incentive Plan | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Equities Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 5 | Amendment to the Associate Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 1 | Elect Robert K. Burgess | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 2 | Elect Tench Coxe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 3 | Elect Persis S. Drell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 4 | Elect James C. Gaither | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 5 | Elect Jen-Hsun Huang | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 6 | Elect Dawn Hudson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 7 | Elect Harvey C. Jones | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 8 | Elect Michael G. McCaffery | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 9 | Elect William J. Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 10 | Elect Mark L. Perry | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 11 | Elect A. Brooke Seawell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 12 | Elect Mark A. Stevens | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Polaris Industries Inc. | 20150430 | Annual | PII | 731068102 | 1.1 | Elect Annette K. Clayton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Polaris Industries Inc. | 20150430 | Annual | PII | 731068102 | 1.2 | Elect Kevin M. Farr | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Polaris Industries Inc. | 20150430 | Annual | PII | 731068102 | 1.3 | Elect John P. Wiehoff | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Polaris Industries Inc. | 20150430 | Annual | PII | 731068102 | 2 | Amendment to the 2007 Omnibus incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Polaris Industries Inc. | 20150430 | Annual | PII | 731068102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Polaris Industries Inc. | 20150430 | Annual | PII | 731068102 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 1.1 | Elect Stephen R. D’Arcy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 1.2 | Elect Lloyd H. Dean | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 1.3 | Elect Charles E. Hart | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 1.4 | Elect Philip A. Incarnati | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Equities Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 1.5 | Elect Alan R. Yordy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 3 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.1 | Elect Sherry S. Bahrambeygui | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.2 | Elect Gonzalo Barrutieta | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.3 | Elect Gordon H. Hanson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.4 | Elect Katherine L. Hensley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.5 | Elect Leon C. Janks | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.6 | Elect Jose Luis Laparte | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.7 | Elect Mitchell G. Lynn | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.8 | Elect Robert E. Price | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.9 | Elect Edgar A. Zurcher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Rockwell Automation, Inc. | 20150203 | Annual | ROK | 773903109 | 1.1 | Elect Betty C. Alewine | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Rockwell Automation, Inc. | 20150203 | Annual | ROK | 773903109 | 1.2 | Elect J. Phillip Holloman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Rockwell Automation, Inc. | 20150203 | Annual | ROK | 773903109 | 1.3 | Elect Verne G. Istock | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Rockwell Automation, Inc. | 20150203 | Annual | ROK | 773903109 | 1.4 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Rockwell Automation, Inc. | 20150203 | Annual | ROK | 773903109 | 1.5 | Elect Lisa A. Payne | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Rockwell Automation, Inc. | 20150203 | Annual | ROK | 773903109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Rockwell Automation, Inc. | 20150203 | Annual | ROK | 773903109 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Rockwell Automation, Inc. | 20150203 | Annual | ROK | 773903109 | 4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ServiceNow Inc. | 20150610 | Annual | NOW | 81762P102 | 1.1 | Elect Douglas Leone | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ServiceNow Inc. | 20150610 | Annual | NOW | 81762P102 | 1.2 | Elect Frederic B. Luddy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ServiceNow Inc. | 20150610 | Annual | NOW | 81762P102 | 1.3 | Elect Jeffrey A. Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ServiceNow Inc. | 20150610 | Annual | NOW | 81762P102 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ServiceNow Inc. | 20150610 | Annual | NOW | 81762P102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Equities Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 1.1 | Elect Susan L. Bostrom | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 1.2 | Elect Charles H. Giancarlo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 1.3 | Elect Anita M. Sands | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 1.4 | Elect William L. Strauss | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW Growth Equities Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Spirit Airlines, Inc. | 20150616 | Annual | SAVE | 848577102 | 1.1 | Elect Robert D. Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Spirit Airlines, Inc. | 20150616 | Annual | SAVE | 848577102 | 1.2 | Elect Barclay G. Jones III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Spirit Airlines, Inc. | 20150616 | Annual | SAVE | 848577102 | 1.3 | Elect Dawn M. Zier | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Spirit Airlines, Inc. | 20150616 | Annual | SAVE | 848577102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Spirit Airlines, Inc. | 20150616 | Annual | SAVE | 848577102 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Spirit Airlines, Inc. | 20150616 | Annual | SAVE | 848577102 | 4 | 2015 Incentive Award Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Splunk Inc. | 20150611 | Annual | SPLK | 848637104 | 1 | Elect Stephen G. Newberry | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Splunk Inc. | 20150611 | Annual | SPLK | 848637104 | 2 | Elect Graham V. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Splunk Inc. | 20150611 | Annual | SPLK | 848637104 | 3 | Elect Godfrey R. Sullivan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Splunk Inc. | 20150611 | Annual | SPLK | 848637104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Splunk Inc. | 20150611 | Annual | SPLK | 848637104 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | The Middleby Corporation | 20150512 | Annual | MIDD | 596278101 | 1 | Elect Selim A. Bassoul | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | The Middleby Corporation | 20150512 | Annual | MIDD | 596278101 | 2 | Elect Sarah Palisi Chapin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | The Middleby Corporation | 20150512 | Annual | MIDD | 596278101 | 3 | Elect Robert B. Lamb | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | The Middleby Corporation | 20150512 | Annual | MIDD | 596278101 | 4 | Elect John R. Miller III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | The Middleby Corporation | 20150512 | Annual | MIDD | 596278101 | 5 | Elect Gordon O’Brien | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | The Middleby Corporation | 20150512 | Annual | MIDD | 596278101 | 6 | Elect Philip G. Putnam | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | The Middleby Corporation | 20150512 | Annual | MIDD | 596278101 | 7 | Elect Sabin C. Streeter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | The Middleby Corporation | 20150512 | Annual | MIDD | 596278101 | 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | The Middleby Corporation | 20150512 | Annual | MIDD | 596278101 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 1.1 | Elect Gregory B. Maffei | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 1.2 | Elect Stephen Kaufer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 1.3 | Elect Jonathan F. Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 1.4 | Elect Dipchand Nishar | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 1.5 | Elect Jeremy Philips | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 1.6 | Elect Spencer M. Rascoff | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 1.7 | Elect Christopher W. Shean | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 1.8 | Elect Sukhinder Singh Cassidy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 1.9 | Elect Robert S. Wiesenthal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Twitter Inc | 20150603 | Annual | TWTR | 90184L102 | 1.1 | Elect David Rosenblatt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Twitter Inc | 20150603 | Annual | TWTR | 90184L102 | 1.2 | Elect Evan Williams | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Twitter Inc | 20150603 | Annual | TWTR | 90184L102 | 2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW Growth Equities Fund | Twitter Inc | 20150603 | Annual | TWTR | 90184L102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.1 | Elect Kevin A. Plank | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.2 | Elect Byron K. Adams, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.3 | Elect George W. Bodenheimer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.4 | Elect Douglas E. Coltharp | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.5 | Elect Anthony W. Deering | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.6 | Elect Karen W. Katz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.7 | Elect Alvin B. Krongard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.8 | Elect William R. McDermott | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.9 | Elect Eric T. Olson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.10 | Elect Harvey L. Sanders | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 3 | Amendment to the 2005 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Viasat, Inc. | 20140917 | Annual | VSAT | 92552V100 | 1.1 | Elect Mark D. Dankberg | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Equities Fund | Viasat, Inc. | 20140917 | Annual | VSAT | 92552V100 | 1.2 | Elect Harvey P. White | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Viasat, Inc. | 20140917 | Annual | VSAT | 92552V100 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Viasat, Inc. | 20140917 | Annual | VSAT | 92552V100 | 3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Westinghouse Air Brake Technologies Corporation | 20150513 | Annual | WAB | 929740108 | 1.1 | Elect Brian P. Hehir | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Westinghouse Air Brake Technologies Corporation | 20150513 | Annual | WAB | 929740108 | 1.2 | Elect Michael W. D. Howell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Westinghouse Air Brake Technologies Corporation | 20150513 | Annual | WAB | 929740108 | 1.3 | Elect Nickolas W. Vande Steeg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Westinghouse Air Brake Technologies Corporation | 20150513 | Annual | WAB | 929740108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Westinghouse Air Brake Technologies Corporation | 20150513 | Annual | WAB | 929740108 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Whitewave Foods Company | 20150514 | Annual | WWAV | 966244105 | 1 | Elect Mary E. Minnick | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Whitewave Foods Company | 20150514 | Annual | WWAV | 966244105 | 2 | Elect Doreen A. Wright | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Whitewave Foods Company | 20150514 | Annual | WWAV | 966244105 | 3 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Whitewave Foods Company | 20150514 | Annual | WWAV | 966244105 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Wisdomtree Investments, Inc. | 20150624 | Annual | WETF | 97717P104 | 1.1 | Elect Anthony Bossone | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Wisdomtree Investments, Inc. | 20150624 | Annual | WETF | 97717P104 | 1.2 | Elect Bruce Lavine | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Wisdomtree Investments, Inc. | 20150624 | Annual | WETF | 97717P104 | 1.3 | Elect Michael Steinhardt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Wisdomtree Investments, Inc. | 20150624 | Annual | WETF | 97717P104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Wisdomtree Investments, Inc. | 20150624 | Annual | WETF | 97717P104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Workday Inc. | 20150603 | Annual | WDAY | 98138H101 | 1.1 | Elect Aneel Bhursi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Workday Inc. | 20150603 | Annual | WDAY | 98138H101 | 1.2 | Elect David A. Duffield | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Workday Inc. | 20150603 | Annual | WDAY | 98138H101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Equities Fund | Workday Inc. | 20150603 | Annual | WDAY | 98138H101 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Workday Inc. | 20150603 | Annual | WDAY | 98138H101 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW Growth Equities Fund | Wynn Resorts, Limited | 20150424 | Proxy Contest | WYNN | 983134107 | 1.1 | Elect Elaine P. Wynn | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Growth Equities Fund | Wynn Resorts, Limited | 20150424 | Proxy Contest | WYNN | 983134107 | 1.2 | Elect J. Edward Virtue | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Growth Equities Fund | Wynn Resorts, Limited | 20150424 | Proxy Contest | WYNN | 983134107 | 2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Growth Equities Fund | Wynn Resorts, Limited | 20150424 | Proxy Contest | WYNN | 983134107 | 3 | Article Amendment Regarding Dividend Limitation | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Growth Equities Fund | Wynn Resorts, Limited | 20150424 | Proxy Contest | WYNN | 983134107 | 4 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Growth Equities Fund | Wynn Resorts, Limited | 20150424 | Proxy Contest | WYNN | 983134107 | 1.1 | Elect John J. Hagenbuch | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Wynn Resorts, Limited | 20150424 | Proxy Contest | WYNN | 983134107 | 1.2 | Elect J. Edward Virtue | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Wynn Resorts, Limited | 20150424 | Proxy Contest | WYNN | 983134107 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Wynn Resorts, Limited | 20150424 | Proxy Contest | WYNN | 983134107 | 3 | Article Amendment Regarding Dividend Limitation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | Wynn Resorts, Limited | 20150424 | Proxy Contest | WYNN | 983134107 | 4 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Growth Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 1.1 | Elect Diane C. Creel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 1.2 | Elect John R. Pipski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 1.3 | Elect James E. Rohr | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 1.4 | Elect David J. Morehouse | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 2 | Approval of the 2015 Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.1 | Elect Molly F. Ashby | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.2 | Elect John M. Foraker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.3 | Elect Robert W. Black | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.4 | Elect Julie D. Klapstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.5 | Elect Lawrence S. Peiros | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.6 | Elect Bettina M. Whyte | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.7 | Elect Billie Ida Williamson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Aruba Networks, Inc. | 20150501 | Special | ARUN | 043176106 | 1 | Acquisition | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Aruba Networks, Inc. | 20150501 | Special | ARUN | 043176106 | 2 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Aruba Networks, Inc. | 20150501 | Special | ARUN | 043176106 | 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.1 | Elect Dominic P. Orr | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.2 | Elect Keerti Melkote | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.3 | Elect Bernard Guidon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.4 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.5 | Elect Michael R. Kourey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.6 | Elect Willem P. Roelandts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.7 | Elect Juergen Rottler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.8 | Elect Daniel J. Warmenhoven | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | BE Aerospace, Inc. | 20140910 | Annual | BEAV | 073302101 | 1.1 | Elect Amin J. Khoury | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Fund | BE Aerospace, Inc. | 20140910 | Annual | BEAV | 073302101 | 1.2 | Elect Jonathan M. Schofield | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | BE Aerospace, Inc. | 20140910 | Annual | BEAV | 073302101 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | BE Aerospace, Inc. | 20140910 | Annual | BEAV | 073302101 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Cepheid | 20150428 | Annual | CPHD | 15670R107 | 1 | Elect John L. Bishop | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Cepheid | 20150428 | Annual | CPHD | 15670R107 | 2 | Elect Thomas D. Brown | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Cepheid | 20150428 | Annual | CPHD | 15670R107 | 3 | Elect Wayne G. Paterson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Cepheid | 20150428 | Annual | CPHD | 15670R107 | 4 | 2015 Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Cepheid | 20150428 | Annual | CPHD | 15670R107 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Cepheid | 20150428 | Annual | CPHD | 15670R107 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 1.1 | Elect Robert J. Shillman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 1.2 | Elect Jeffrey B. Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 1.3 | Elect Reuben Wasserman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 4 | Amendment to the 2007 Stock Option and Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | N/A | Against | N/A | Voted | ||||||||||||
TCW Growth Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 1.1 | Elect Jeffrey H. Brotman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 1.2 | Elect Daniel J. Evans | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 1.3 | Elect Richard A. Galanti | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 1.4 | Elect Jeffrey S. Raikes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 1.5 | Elect James D. Sinegal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 4 | Amendment to the Stock incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 5 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 6 | Elimination of Supermajority Requirement for Amending Requirement that Directors BE Removed For Cause | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 7 | Shareholder Proposal Regarding Director Tenure | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Growth Fund | Estee Lauder Companies Inc. | 20141114 | Annual | EL | 518439104 | 1 | Elect Charlene Barshefsky | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Estee Lauder Companies Inc. | 20141114 | Annual | EL | 518439104 | 2 | Elect Wei Sun Christianson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Estee Lauder Companies Inc. | 20141114 | Annual | EL | 518439104 | 3 | Elect Fabrizio Freda | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Estee Lauder Companies Inc. | 20141114 | Annual | EL | 518439104 | 4 | Elect Jane Lauder | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Estee Lauder Companies Inc. | 20141114 | Annual | EL | 518439104 | 5 | Elect Leonard A. Lauder | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Estee Lauder Companies Inc. | 20141114 | Annual | EL | 518439104 | 6 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Estee Lauder Companies Inc. | 20141114 | Annual | EL | 518439104 | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Graco Inc. | 20150424 | Annual | GGG | 384109104 | 1 | Elect William J. Carroll | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Graco Inc. | 20150424 | Annual | GGG | 384109104 | 2 | Elect Jack W. Eugster | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Graco Inc. | 20150424 | Annual | GGG | 384109104 | 3 | Elect R. William Van Sant | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Graco Inc. | 20150424 | Annual | GGG | 384109104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Graco Inc. | 20150424 | Annual | GGG | 384109104 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Graco Inc. | 20150424 | Annual | GGG | 384109104 | 6 | 2015 Stock Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 1 | Elect Adriane M. Brown | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 2 | Elect John W. Diercksen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 4 | Elect Edward H. Meyer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 5 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 6 | Elect Kenneth M. Reiss | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 7 | Elect Hellene S. Runtagh | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 8 | Elect Frank Sklarsky | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 9 | Elect Gary G. Steel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.1 | Elect Thomas M. Culligan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.2 | Elect Adolfo Henriques | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.3 | Elect Samuel L. Higginbottom | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.4 | Elect Mark H. Hildebrandt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.5 | Elect Wolfgang Mayrhuber | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.6 | Elect Eric A. Mendelson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.7 | Elect Laurans A. Mendelson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.8 | Elect Victor H. Mendelson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.9 | Elect Julie Neitzel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.10 | Elect Alan Schriesheim | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.11 | Elect Frank J. Schwitter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.1 | Elect Srinivas Akkaraju | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.2 | Elect Luca Benatti | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.3 | Elect Paolo Fundaro | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.4 | Elect Sanj K. Patel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.5 | Elect Mark Pruzanski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.6 | Elect Glenn Sblendorio | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.7 | Elect Jonathan Silverstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.8 | Elect Klaus Veitinger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.9 | Elect Nicole S. Williams | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.1 | Elect Craig H. Barratt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.2 | Elect Gary S. Guthart | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.3 | Elect Eric H. Halvorson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.4 | Elect Amal M. Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.5 | Elect Alan J. Levy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.6 | Elect Mark J. Rubash | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.7 | Elect Lonnie M. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.8 | Elect George Stalk Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Michael Kors Holdings Limited | 20140731 | Annual | KORS | G60754101 | 1 | Elect John D. Idol | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Michael Kors Holdings Limited | 20140731 | Annual | KORS | G60754101 | 2 | Elect Silas Chou | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Michael Kors Holdings Limited | 20140731 | Annual | KORS | G60754101 | 3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Michael Kors Holdings Limited | 20140731 | Annual | KORS | G60754101 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Michael Kors Holdings Limited | 20140731 | Annual | KORS | G60754101 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.1 | Elect Mitchell Jacobson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.2 | Elect David Sandler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.3 | Elect Erik Gershwind | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.4 | Elect Jonathan Byrnes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.5 | Elect Roger Fradin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.6 | Elect Louise K. Goeser | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.7 | Elect Denis Kelly | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.8 | Elect Philip R. Peller | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 4 | 2015 Omnibus Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 5 | Amendment to the Associate Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Polaris Industries Inc. | 20150430 | Annual | PII | 731068102 | 1.1 | Elect Annette K. Clayton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Polaris Industries Inc. | 20150430 | Annual | PII | 731068102 | 1.2 | Elect Kevin M. Farr | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Polaris Industries Inc. | 20150430 | Annual | PII | 731068102 | 1.3 | Elect John P. Wiehoff | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Polaris Industries Inc. | 20150430 | Annual | PII | 731068102 | 2 | Amendment to the 2007 Omnibus incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Polaris Industries Inc. | 20150430 | Annual | PII | 731068102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Polaris Industries Inc. | 20150430 | Annual | PII | 731068102 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 1 | Elect Mark Donegan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 2 | Elect Don R. Graber | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 3 | Elect Lester L. Lyles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 4 | Elect Daniel J. Murphy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 5 | Elect Vernon E. Oechsle | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 6 | Elect Rick Schmidt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 7 | Elect Richard L. Wambold | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 8 | Elect Timothy A. Wicks | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 11 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Growth Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 1.1 | Elect Stephen R. D’Arcy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 1.2 | Elect Lloyd H. Dean | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 1.3 | Elect Charles E. Hart | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 1.4 | Elect Philip A. Incarnati | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 1.5 | Elect Alan R. Yordy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 3 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.1 | Elect Sherry S. Bahrambeygui | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.2 | Elect Gonzalo Barrutieta | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.3 | Elect Gordon H. Hanson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.4 | Elect Katherine L. Hensley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.5 | Elect Leon C. Janks | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.6 | Elect Jose Luis Laparte | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.7 | Elect Mitchell G. Lynn | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.8 | Elect Robert E. Price | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.9 | Elect Edgar A. Zurcher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 1.1 | Elect Susan L. Bostrom | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 1.2 | Elect Charles H. Giancarlo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 1.3 | Elect Anita M. Sands | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 1.4 | Elect William L. Strauss | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW Growth Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.1 | Elect Greg W. Becker | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.2 | Elect Eric A. Benhamou | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.3 | Elect David M. Clapper | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.4 | Elect Roger F. Dunbar | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.5 | Elect Joel P. Friedman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.6 | Elect C. Richard Kramlich | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.7 | Elect Lata Krishnan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.8 | Elect Jeffrey N. Maggioncalda | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.9 | Elect Kate Mitchell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.10 | Elect John F. Robinson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.11 | Elect Garen K. Staglin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.1 | Elect Kevin A. Plank | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.2 | Elect Byron K. Adams, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.3 | Elect George W. Bodenheimer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.4 | Elect Douglas E. Coltharp | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.5 | Elect Anthony W. Deering | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.6 | Elect Karen W. Katz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.7 | Elect Alvin B. Krongard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.8 | Elect William R. McDermott | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.9 | Elect Eric T. Olson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.10 | Elect Harvey L. Sanders | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 3 | Amendment to the 2005 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 1 | Elect Ann Torre Bates | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 2 | Elect Michael S. Funk | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 3 | Elect Gail A. Graham | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 4 | Elect James P. Heffernan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 5 | Elect Steven L. Spinner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 6 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 8 | Eliminate Supermajority Vote Requirements from Certificate of Incorporation and Bylaws | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 9 | Amend Certificate of Incorporation and Bylaws to Allow Shareholders to Call a Special Meeting | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 10 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 11 | Shareholder Proposal Regarding Pay Ratios and Capping Executive Compensation | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | AbbVie Inc. | 20150508 | Annual | ABBV | 00287Y109 | 1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | AbbVie Inc. | 20150508 | Annual | ABBV | 00287Y109 | 1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | AbbVie Inc. | 20150508 | Annual | ABBV | 00287Y109 | 1.3 | Elect Glenn F. Tilton | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | AbbVie Inc. | 20150508 | Annual | ABBV | 00287Y109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | AbbVie Inc. | 20150508 | Annual | ABBV | 00287Y109 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 20150520 | Annual | MO | 02209S103 | 1 | Elect Gerald L. Baliles | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 20150520 | Annual | MO | 02209S103 | 2 | Elect Martin J. Barrington | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 20150520 | Annual | MO | 02209S103 | 3 | Elect John T. Casteen III | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 20150520 | Annual | MO | 02209S103 | 4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 20150520 | Annual | MO | 02209S103 | 5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 20150520 | Annual | MO | 02209S103 | 6 | Elect Thomas W. Jones | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 20150520 | Annual | MO | 02209S103 | 7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 20150520 | Annual | MO | 02209S103 | 8 | Elect W. Leo Kiely III | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 20150520 | Annual | MO | 02209S103 | 9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 20150520 | Annual | MO | 02209S103 | 10 | Elect George Munoz | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 20150520 | Annual | MO | 02209S103 | 11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 20150520 | Annual | MO | 02209S103 | 12 | Approval of 2015 Performance Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 20150520 | Annual | MO | 02209S103 | 13 | 2015 Stock Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 20150520 | Annual | MO | 02209S103 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 20150520 | Annual | MO | 02209S103 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 20150520 | Annual | MO | 02209S103 | 16 | Shareholder Proposal Regarding Labor Policies | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 20150520 | Annual | MO | 02209S103 | 17 | Shareholder Proposal Regarding Health Effects of Tobacco Use to Low Income Groups | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 20150520 | Annual | MO | 02209S103 | 18 | Shareholder Proposal Regarding Report on Green Tobacco Sickness Report | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 1 | Elect Timothy D. Cook | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 2 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 3 | Elect Robert A. Iger | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 4 | Elect Andrea Jung | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 5 | Elect Arthur D. Levinson | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 6 | Elect Ronald D. Sugar | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 7 | Elect Sue Wagner | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 8 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 11 | Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Apple Inc. | 20150310 | Annual | AAPL | 037833100 | 12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Ares Capital Corporation | 20150429 | Annual | ARCC | 04010L103 | 1 | Elect Steve Barlett | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Ares Capital Corporation | 20150429 | Annual | ARCC | 04010L103 | 2 | Elect Robert L. Rosen | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Ares Capital Corporation | 20150429 | Annual | ARCC | 04010L103 | 3 | Elect Bennett Rosenthal | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Ares Capital Corporation | 20150429 | Annual | ARCC | 04010L103 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Ares Capital Corporation | 20150429 | Special | ARCC | 04010L103 | 1 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 1 | Elect Alexander B. Cummings, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 2 | Elect Linnet F. Deily | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 3 | Elect Robert E. Denham | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 4 | Elect Alice P. Gast | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 8 | Elect John G. Stumpf | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 9 | Elect Ronald D. Sugar | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 10 | Elect Inge G. Thulin | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 11 | Elect Carl Ware | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 12 | Elect John S. Watson | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 15 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 17 | Shareholder Proposal Regarding Prohibiting Political Spending | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 18 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 19 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 20 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 21 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 22 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 23 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 24 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 20150429 | Annual | KO | 191216100 | 1 | Elect Herbert A. Allen | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 20150429 | Annual | KO | 191216100 | 2 | Elect Ronald W. Allen | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 20150429 | Annual | KO | 191216100 | 3 | Elect Marc Bolland | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 20150429 | Annual | KO | 191216100 | 4 | Elect Ana Botin | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 20150429 | Annual | KO | 191216100 | 5 | Elect Howard G. Buffett | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 20150429 | Annual | KO | 191216100 | 6 | Elect Richard M. Daley | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 20150429 | Annual | KO | 191216100 | 7 | Elect Barry Diller | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 20150429 | Annual | KO | 191216100 | 8 | Elect Helene D. Gayle | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 20150429 | Annual | KO | 191216100 | 9 | Elect Evan G. Greenberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 20150429 | Annual | KO | 191216100 | 10 | Elect Alexis M. Herman | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 20150429 | Annual | KO | 191216100 | 11 | Elect Muhtar Kent | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 20150429 | Annual | KO | 191216100 | 12 | Elect Robert A. Kotick | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 20150429 | Annual | KO | 191216100 | 13 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 20150429 | Annual | KO | 191216100 | 14 | Elect Sam Nunn | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 20150429 | Annual | KO | 191216100 | 15 | Elect David B. Weinberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 20150429 | Annual | KO | 191216100 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 20150429 | Annual | KO | 191216100 | 17 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 20150429 | Annual | KO | 191216100 | 18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 20150429 | Annual | KO | 191216100 | 19 | Shareholder Proposal Regarding Unvested Restricted Stock Awards | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Cogent Communications Group, Inc. | 20150416 | Annual | CCOI | 19239V302 | 1.1 | Elect Dave Schaeffer | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Cogent Communications Group, Inc. | 20150416 | Annual | CCOI | 19239V302 | 1.2 | Elect Steven D. Brooks | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Cogent Communications Group, Inc. | 20150416 | Annual | CCOI | 19239V302 | 1.3 | Elect Timothy Weingarten | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Cogent Communications Group, Inc. | 20150416 | Annual | CCOI | 19239V302 | 1.4 | Elect Richard T. Liebhaber | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Cogent Communications Group, Inc. | 20150416 | Annual | CCOI | 19239V302 | 1.5 | Elect D. Blake Bath | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Cogent Communications Group, Inc. | 20150416 | Annual | CCOI | 19239V302 | 1.6 | Elect Marc Montagner | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Cogent Communications Group, Inc. | 20150416 | Annual | CCOI | 19239V302 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Cogent Communications Group, Inc. | 20150416 | Annual | CCOI | 19239V302 | 3 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Cogent Communications Group, Inc. | 20150416 | Annual | CCOI | 19239V302 | 4 | Amendment to Articles Regarding Litigation Costs | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Cogent Communications Group, Inc. | 20150416 | Annual | CCOI | 19239V302 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Colony Capital, Inc. | 20150506 | Annual | CLNY | 19624R106 | 1.1 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Colony Capital, Inc. | 20150506 | Annual | CLNY | 19624R106 | 1.2 | Elect Richard Saltzman | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Colony Capital, Inc. | 20150506 | Annual | CLNY | 19624R106 | 1.3 | Elect George G. C. Parker | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Colony Capital, Inc. | 20150506 | Annual | CLNY | 19624R106 | 1.4 | Elect John A. Somers | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Colony Capital, Inc. | 20150506 | Annual | CLNY | 19624R106 | 1.5 | Elect John L. Steffens | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Colony Capital, Inc. | 20150506 | Annual | CLNY | 19624R106 | 1.6 | Elect Nancy A. Curtin | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Colony Capital, Inc. | 20150506 | Annual | CLNY | 19624R106 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Colony Capital, Inc. | 20150506 | Annual | CLNY | 19624R106 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Colony Financial, Inc. | 20150331 | Special | CLNY | 19624R106 | 1 | Merger | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Colony Financial, Inc. | 20150331 | Special | CLNY | 19624R106 | 2 | Article Amendments to Designate Terms of Class B Common Stock | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Colony Financial, Inc. | 20150331 | Special | CLNY | 19624R106 | 3 | Article Amendments to Reduce Common Stock Ownership Limit | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Colony Financial, Inc. | 20150331 | Special | CLNY | 19624R106 | 4 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Gaming And Leisure Properties, Inc. | 20150618 | Annual | GLPI | 36467J108 | 1.1 | Elect Wesley R. Edens | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Gaming And Leisure Properties, Inc. | 20150618 | Annual | GLPI | 36467J108 | 1.2 | Elect David A. Handler | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Gaming And Leisure Properties, Inc. | 20150618 | Annual | GLPI | 36467J108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Gaming And Leisure Properties, Inc. | 20150618 | Annual | GLPI | 36467J108 | 3 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | International Business Machines Corporation | 20150428 | Annual | IBM | 459200101 | 1 | Elect Alain J. P. Belda | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | International Business Machines Corporation | 20150428 | Annual | IBM | 459200101 | 2 | Elect William R. Brody | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | International Business Machines Corporation | 20150428 | Annual | IBM | 459200101 | 3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | International Business Machines Corporation | 20150428 | Annual | IBM | 459200101 | 4 | Elect Michael L. Eskew | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | International Business Machines Corporation | 20150428 | Annual | IBM | 459200101 | 5 | Elect David N. Farr | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | International Business Machines Corporation | 20150428 | Annual | IBM | 459200101 | 6 | Elect Alex Gorsky | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | International Business Machines Corporation | 20150428 | Annual | IBM | 459200101 | 7 | Elect Shirley Ann Jackson | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | International Business Machines Corporation | 20150428 | Annual | IBM | 459200101 | 8 | Elect Andrew N. Liveris | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | International Business Machines Corporation | 20150428 | Annual | IBM | 459200101 | 9 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | International Business Machines Corporation | 20150428 | Annual | IBM | 459200101 | 10 | Elect James W. Owens | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | International Business Machines Corporation | 20150428 | Annual | IBM | 459200101 | 11 | Elect Virginia M. Rometty | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | International Business Machines Corporation | 20150428 | Annual | IBM | 459200101 | 12 | Elect Joan E. Spero | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | International Business Machines Corporation | 20150428 | Annual | IBM | 459200101 | 13 | Elect Sidney Taurel | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | International Business Machines Corporation | 20150428 | Annual | IBM | 459200101 | 14 | Elect Peter R. Voser | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | International Business Machines Corporation | 20150428 | Annual | IBM | 459200101 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | International Business Machines Corporation | 20150428 | Annual | IBM | 459200101 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | International Business Machines Corporation | 20150428 | Annual | IBM | 459200101 | 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | International Business Machines Corporation | 20150428 | Annual | IBM | 459200101 | 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | International Business Machines Corporation | 20150428 | Annual | IBM | 459200101 | 19 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | International Business Machines Corporation | 20150428 | Annual | IBM | 459200101 | 20 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Lamar Advertising Company | 20150528 | Annual | LAMR | 512816109 | 1.1 | Elect John Maxwell Hamilton | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Lamar Advertising Company | 20150528 | Annual | LAMR | 512816109 | 1.2 | Elect John E. Koerner III | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Lamar Advertising Company | 20150528 | Annual | LAMR | 512816109 | 1.3 | Elect Stephen P. Mumblow | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Lamar Advertising Company | 20150528 | Annual | LAMR | 512816109 | 1.4 | Elect Thomas V. Reifenheiser | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Lamar Advertising Company | 20150528 | Annual | LAMR | 512816109 | 1.5 | Elect Anna Reilly | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Lamar Advertising Company | 20150528 | Annual | LAMR | 512816109 | 1.6 | Elect Kevin P. Reilly, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Lamar Advertising Company | 20150528 | Annual | LAMR | 512816109 | 1.7 | Elect Wendell S. Reilly | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Lamar Advertising Company | 20150528 | Annual | LAMR | 512816109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.1 | Elect Brent D. Baird | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.2 | Elect Herbert L. Washington | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.3 | Elect Brent D. Baird | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.4 | Elect Herbert L. Washington | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.5 | Elect Brent D. Baird | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.6 | Elect Herbert L. Washington | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.7 | Elect Brent D. Baird | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.8 | Elect Herbert L. Washington | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.9 | Elect Brent D. Baird | Mgmt | For | �� | For | For | Voted | |||||||||||
TCW High Dividend Equities Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.10 | Elect Herbert L. Washington | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.11 | Elect Brent D. Baird | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.12 | Elect Herbert L. Washington | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 1.13 | Elect Brent D. Baird | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 2 | Amendment to 2009 Equity Incentive Compensation Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | M&T Bank Corporation | 20150421 | Annual | MTB | 55261F104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | M.D.C. Holdings, Inc. | 20150323 | Annual | MDC | 552676108 | 1.1 | Elect Raymond T. Baker | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | M.D.C. Holdings, Inc. | 20150323 | Annual | MDC | 552676108 | 1.2 | Elect David E. Blackford | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | M.D.C. Holdings, Inc. | 20150323 | Annual | MDC | 552676108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | M.D.C. Holdings, Inc. | 20150323 | Annual | MDC | 552676108 | 3 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | M.D.C. Holdings, Inc. | 20150323 | Annual | MDC | 552676108 | 4 | 2014 Non-Employee Director Compensation Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | M.D.C. Holdings, Inc. | 20150323 | Annual | MDC | 552676108 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 1 | Elect Susan E. Arnold | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 3 | Elect Robert A. Eckert | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 7 | Elect Richard H. Lenny | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 8 | Elect Walter E. Massey | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 9 | Elect Andrew J. McKenna | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 10 | Elect Sheila A. Penrose | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 12 | Elect Roger W. Stone | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 13 | Elect Miles D. White | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 19 | Shareholder Proposal Regarding Report of Values in Political Spending | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 20 | Shareholder Proposal Regarding Educating the Public On Genetically Modified Organisms | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | McDonald’s Corporation | 20150521 | Annual | MCD | 580135101 | 21 | Shareholder Proposal Regarding Report on Palm Oil | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 1 | Elect Leslie A. Brun | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 2 | Elect Thomas R. Cech | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 4 | Elect Thomas H. Glocer | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 6 | Elect C. Robert Kidder | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 8 | Elect Carlos E. Represas | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 9 | Elect Patricia F. Russo | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 10 | Elect Craig B. Thompson | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 11 | Elect Wendell P. Weeks | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 12 | Elect Peter C. Wendell | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 15 | Amendment to the 2010 Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 16 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | National CineMedia, Inc. | 20150508 | Annual | NCMI | 635309107 | 1.1 | Elect David R. Haas | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | National CineMedia, Inc. | 20150508 | Annual | NCMI | 635309107 | 1.2 | Elect Stephen L. Lanning | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | National CineMedia, Inc. | 20150508 | Annual | NCMI | 635309107 | 1.3 | Elect Thomas F. Lesinski | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | National CineMedia, Inc. | 20150508 | Annual | NCMI | 635309107 | 1.4 | Elect Paula Williams Madison | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | National CineMedia, Inc. | 20150508 | Annual | NCMI | 635309107 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | National CineMedia, Inc. | 20150508 | Annual | NCMI | 635309107 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 20150501 | Annual | OXY | 674599105 | 1 | Elect Spencer Abraham | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 20150501 | Annual | OXY | 674599105 | 2 | Elect Howard I. Atkins | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 20150501 | Annual | OXY | 674599105 | 3 | Elect Eugene L. Batchelder | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 20150501 | Annual | OXY | 674599105 | 4 | Elect Stephen I. Chazen | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 20150501 | Annual | OXY | 674599105 | 5 | Elect John E. Feick | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 20150501 | Annual | OXY | 674599105 | 6 | Elect Margaret M. Foran | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 20150501 | Annual | OXY | 674599105 | 7 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 20150501 | Annual | OXY | 674599105 | 8 | Elect William R. Klesse | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 20150501 | Annual | OXY | 674599105 | 9 | Elect Avedick B. Poladian | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 20150501 | Annual | OXY | 674599105 | 10 | Elect Elisse B. Walter | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 20150501 | Annual | OXY | 674599105 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 20150501 | Annual | OXY | 674599105 | 12 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 20150501 | Annual | OXY | 674599105 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 20150501 | Annual | OXY | 674599105 | 14 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 20150501 | Annual | OXY | 674599105 | 15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 20150501 | Annual | OXY | 674599105 | 16 | Shareholder Proposal Regarding Methane Emissions and Flaring Reporting and Reduction Targets | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 20150501 | Annual | OXY | 674599105 | 17 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Pattern Energy Group Inc | 20150610 | Annual | PEGI | 70338P100 | 1 | Elect Alan R. Batkin | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Pattern Energy Group Inc | 20150610 | Annual | PEGI | 70338P100 | 2 | Elect Patricia S. Bellinger | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Pattern Energy Group Inc | 20150610 | Annual | PEGI | 70338P100 | 3 | Elect Lord Browne of Madingley | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Pattern Energy Group Inc | 20150610 | Annual | PEGI | 70338P100 | 4 | Elect Michael M. Garland | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Pattern Energy Group Inc | 20150610 | Annual | PEGI | 70338P100 | 5 | Elect Douglas G. Hall | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Pattern Energy Group Inc | 20150610 | Annual | PEGI | 70338P100 | 6 | Elect Michael B. Hoffman | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Pattern Energy Group Inc | 20150610 | Annual | PEGI | 70338P100 | 7 | Elect Patricia M. Newson | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Pattern Energy Group Inc | 20150610 | Annual | PEGI | 70338P100 | 8 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Patterson-UTI Energy, Inc. | 20150604 | Annual | PTEN | 703481101 | 1.1 | Elect Mark S. Siegel | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Patterson-UTI Energy, Inc. | 20150604 | Annual | PTEN | 703481101 | 1.2 | Elect Kenneth N. Berns | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Patterson-UTI Energy, Inc. | 20150604 | Annual | PTEN | 703481101 | 1.3 | Elect Charles O. Buckner | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Patterson-UTI Energy, Inc. | 20150604 | Annual | PTEN | 703481101 | 1.4 | Elect Michael W. Conlon | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Patterson-UTI Energy, Inc. | 20150604 | Annual | PTEN | 703481101 | 1.5 | Elect Curtis W. Huff | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Patterson-UTI Energy, Inc. | 20150604 | Annual | PTEN | 703481101 | 1.6 | Elect Terry H. Hunt | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Patterson-UTI Energy, Inc. | 20150604 | Annual | PTEN | 703481101 | 1.7 | Elect Tiffany J. Thom | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Patterson-UTI Energy, Inc. | 20150604 | Annual | PTEN | 703481101 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Patterson-UTI Energy, Inc. | 20150604 | Annual | PTEN | 703481101 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 1 | Elect Barbara T. Alexander | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 4 | Elect Susan Hockfield | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 5 | Elect Thomas W. Horton | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 6 | Elect Paul E. Jacobs | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 7 | Elect Sherry Lansing | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 8 | Elect Harish M. Manwani | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 9 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 10 | Elect Duane A. Nelles | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 11 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 12 | Elect Francisco Ros | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 13 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 14 | Elect Brent Scowcroft | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 15 | Elect Marc I. Stern | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 16 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 17 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Target Corporation | 20150610 | Annual | TGT | 87612E106 | 1 | Elect Roxanne S. Austin | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Target Corporation | 20150610 | Annual | TGT | 87612E106 | 2 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Target Corporation | 20150610 | Annual | TGT | 87612E106 | 3 | Elect Brian C. Cornell | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Target Corporation | 20150610 | Annual | TGT | 87612E106 | 4 | Elect Calvin Darden | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Target Corporation | 20150610 | Annual | TGT | 87612E106 | 5 | Elect Henrique de Castro | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Target Corporation | 20150610 | Annual | TGT | 87612E106 | 6 | Elect Mary E. Minnick | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Target Corporation | 20150610 | Annual | TGT | 87612E106 | 7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Target Corporation | 20150610 | Annual | TGT | 87612E106 | 8 | Elect Derica W. Rice | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Target Corporation | 20150610 | Annual | TGT | 87612E106 | 9 | Elect Kenneth L. Salazar | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Target Corporation | 20150610 | Annual | TGT | 87612E106 | 10 | Elect John G. Stumpf | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Target Corporation | 20150610 | Annual | TGT | 87612E106 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Target Corporation | 20150610 | Annual | TGT | 87612E106 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Target Corporation | 20150610 | Annual | TGT | 87612E106 | 13 | Amendment to 2011 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Target Corporation | 20150610 | Annual | TGT | 87612E106 | 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Target Corporation | 20150610 | Annual | TGT | 87612E106 | 15 | Shareholder Proposal Regarding Prohibiting Discrimination | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Theravance, Inc. | 20150424 | Annual | THRX | 88338T104 | 1.1 | Elect Michael W. Aguiar | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Theravance, Inc. | 20150424 | Annual | THRX | 88338T104 | 1.2 | Elect Catherine J. Friedman | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Theravance, Inc. | 20150424 | Annual | THRX | 88338T104 | 1.3 | Elect Terrence C. Kearney | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Theravance, Inc. | 20150424 | Annual | THRX | 88338T104 | 1.4 | Elect Paul Pepe | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Theravance, Inc. | 20150424 | Annual | THRX | 88338T104 | 1.5 | Elect James L. Tyree | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Theravance, Inc. | 20150424 | Annual | THRX | 88338T104 | 1.6 | Elect William H. Waltrip | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Theravance, Inc. | 20150424 | Annual | THRX | 88338T104 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Theravance, Inc. | 20150424 | Annual | THRX | 88338T104 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | TPG Specialty Lending Inc | 20150521 | Annual | TSLX | 87265K102 | 1.1 | Elect Richard Higginbotham | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | TPG Specialty Lending Inc | 20150521 | Annual | TSLX | 87265K102 | 1.2 | Elect Ronald Tanemura | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | TPG Specialty Lending Inc | 20150521 | Annual | TSLX | 87265K102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 1 | Elect E. Spencer Abraham | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 2 | Elect James J. Bender | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 3 | Elect Stephen G. Kasnet | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 4 | Elect William Roth | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 5 | Elect W. Reid Sanders | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 6 | Elect Thomas Siering | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 7 | Elect Brian C. Taylor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 8 | Elect Hope D. Woodhouse | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 10 | Approval of Restated Equity Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Two Harbors Investment Corp. | 20150514 | Annual | TWO | 90187B101 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 3 | Elect David B. Dillon | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 4 | Elect Lance M. Fritz | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 5 | Elect Judith Richards Hope | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 6 | Elect John J. Koraleski | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 7 | Elect Charles C. Krulak | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 8 | Elect Michael R. McCarthy | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 9 | Elect Michael W. McConnell | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 11 | Elect Steven R. Rogel | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 12 | Elect Jose H. Villarreal | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Union Pacific Corporation | 20150514 | Annual | UNP | 907818108 | 16 | Shareholder Proposal regarding Independent Chairman | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 20150507 | Annual | VZ | 92343V104 | 1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 20150507 | Annual | VZ | 92343V104 | 2 | Elect Mark T. Bertolini | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 20150507 | Annual | VZ | 92343V104 | 3 | Elect Richard L. Carrion | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 20150507 | Annual | VZ | 92343V104 | 4 | Elect Melanie L. Healey | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 20150507 | Annual | VZ | 92343V104 | 5 | Elect M. Frances Keeth | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 20150507 | Annual | VZ | 92343V104 | 6 | Elect Lowell C. McAdam | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 20150507 | Annual | VZ | 92343V104 | 7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 20150507 | Annual | VZ | 92343V104 | 8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 20150507 | Annual | VZ | 92343V104 | 9 | Elect Rodney E. Slater | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 20150507 | Annual | VZ | 92343V104 | 10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 20150507 | Annual | VZ | 92343V104 | 11 | Elect Gregory D. Wasson | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 20150507 | Annual | VZ | 92343V104 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 20150507 | Annual | VZ | 92343V104 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 20150507 | Annual | VZ | 92343V104 | 14 | Shareholder Proposal Regarding Network Neutrality | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 20150507 | Annual | VZ | 92343V104 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 20150507 | Annual | VZ | 92343V104 | 16 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 20150507 | Annual | VZ | 92343V104 | 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 20150507 | Annual | VZ | 92343V104 | 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 1 | Elect Aida M. Alvarez | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 2 | Elect James I. Cash, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 3 | Elect Roger C. Corbett | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 4 | Elect Pamela J. Craig | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 5 | Elect Michael T. Duke | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 6 | Elect Timothy P. Flynn | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 7 | Elect Thomas W. Horton | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 8 | Elect Marissa A. Mayer | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 9 | Elect C. Douglas McMillon | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 10 | Elect Gregory B. Penner | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 11 | Elect Steven S. Reinemund | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 12 | Elect Kevin Y. Systrom | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 13 | Elect Jim C. Walton | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 14 | Elect S. Robson Walton | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 15 | Elect Linda S. Wolf | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 16 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 18 | 2015 Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 19 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 20 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions in Maritime Shipping Supply Chain | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 22 | Shareholder Proposal Regarding an Incentive Compensation Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 20150605 | Annual | WMT | 931142103 | 23 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 20150512 | Annual | WM | 94106L109 | 1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 20150512 | Annual | WM | 94106L109 | 2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 20150512 | Annual | WM | 94106L109 | 3 | Elect Andres R. Gluski | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 20150512 | Annual | WM | 94106L109 | 4 | Elect Patrick W. Gross | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 20150512 | Annual | WM | 94106L109 | 5 | Elect Victoria M. Holt | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 20150512 | Annual | WM | 94106L109 | 6 | Elect John C. Pope | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 20150512 | Annual | WM | 94106L109 | 7 | Elect W. Robert Reum | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 20150512 | Annual | WM | 94106L109 | 8 | Elect David P. Steiner | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 20150512 | Annual | WM | 94106L109 | 9 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 20150512 | Annual | WM | 94106L109 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 20150512 | Annual | WM | 94106L109 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 20150512 | Annual | WM | 94106L109 | 12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 20150512 | Annual | WM | 94106L109 | 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 20150512 | Annual | WM | 94106L109 | 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 1 | Elect John D. Baker II | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 2 | Elect Elaine L. Chao | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 3 | Elect John S. Chen | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 4 | Elect Lloyd H. Dean | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 6 | Elect Susan E. Engel | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 8 | Elect Donald M. James | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 10 | Elect Federico F. Pena | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 11 | Elect James H. Quigley | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 12 | Elect Judith M. Runstad | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 13 | Elect Stephen W. Sanger | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 14 | Elect John G. Stumpf | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 15 | Elect Susan G. Swenson | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 16 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 18 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | Wells Fargo & Company | 20150428 | Annual | WFC | 949746101 | 20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 1 | Elect Alan S. Armstrong | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 2 | Elect Joseph R. Cleveland | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 3 | Elect Kathleen B. Cooper | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 4 | Elect John A. Hagg | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 5 | Elect Juanita H. Hinshaw | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 6 | Elect Ralph Izzo | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 7 | Elect Frank T. MacInnis | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 8 | Elect Eric W. Mandelblatt | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 9 | Elect Keith A. Meister | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 10 | Elect Steven Nance | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 11 | Elect Murray D. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 12 | Elect Janice D. Stoney | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 13 | Elect Laura A. Sugg | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Williams Companies, Inc. | 20150521 | Annual | WMB | 969457100 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 1.1 | Elect Mark S. Ordan | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 1.2 | Elect Michael P. Glimcher | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 1.3 | Elect Louis G. Conforti | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 1.4 | Elect Robert J. Laikin | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 1.5 | Elect Niles C. Overly | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW High Dividend Equities Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 1.6 | Elect Jacquelyn R. Soffer | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 1.7 | Elect Richard S. Sokolov | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 1.8 | Elect Marvin L. White | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 2 | Company Name Change | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | WP Glimcher Inc. | 20150521 | Annual | WPG | 92939N102 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Yield Bond Fund | Dynegy Inc. | 20150603 | Annual | DYN | 26817R108 | 1.1 | Elect Hillary E. Ackermann | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Yield Bond Fund | Dynegy Inc. | 20150603 | Annual | DYN | 26817R108 | 1.2 | Elect Paul M. Barbas | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Yield Bond Fund | Dynegy Inc. | 20150603 | Annual | DYN | 26817R108 | 1.3 | Elect Robert C. Flexon | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Yield Bond Fund | Dynegy Inc. | 20150603 | Annual | DYN | 26817R108 | 1.4 | Elect Richard Lee Kuersteiner | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Yield Bond Fund | Dynegy Inc. | 20150603 | Annual | DYN | 26817R108 | 1.5 | Elect Jeffrey S. Stein | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Yield Bond Fund | Dynegy Inc. | 20150603 | Annual | DYN | 26817R108 | 1.6 | Elect John R. Sult | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Yield Bond Fund | Dynegy Inc. | 20150603 | Annual | DYN | 26817R108 | 1.7 | Elect Pat Wood III | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Yield Bond Fund | Dynegy Inc. | 20150603 | Annual | DYN | 26817R108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Yield Bond Fund | Dynegy Inc. | 20150603 | Annual | DYN | 26817R108 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20150419 | Other | ADANIPORTS | Y00130107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20150419 | Other | ADANIPORTS | Y00130107 | 2 | Scheme of Arrangement | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20150420 | Court | ADANIPORTS | Y00130107 | 1 | Scheme of Arrangement | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20150420 | Court | ADANIPORTS | Y00130107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20150420 | Court | ADANIPORTS | Y00130107 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20140809 | Annual | ADANIPORTS | Y00130107 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20140809 | Annual | ADANIPORTS | Y00130107 | 2 | Allocation of Profits/Dividends (Preference Shares) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20140809 | Annual | ADANIPORTS | Y00130107 | 3 | Allocation of Profits/Dividends (Ordinary Shares) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20140809 | Annual | ADANIPORTS | Y00130107 | 4 | Elect Rajesh S. Adani | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20140809 | Annual | ADANIPORTS | Y00130107 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20140809 | Annual | ADANIPORTS | Y00130107 | 6 | Elect Daniel T. Joseph | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20140809 | Annual | ADANIPORTS | Y00130107 | 7 | Elect Arun Duggal | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20140809 | Annual | ADANIPORTS | Y00130107 | 8 | Elect Ganesan Raghuram | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20140809 | Annual | ADANIPORTS | Y00130107 | 9 | Elect Gopal K. Pillai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20140809 | Annual | ADANIPORTS | Y00130107 | 10 | Elect Sanjay S. Lalbhai | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20140809 | Annual | ADANIPORTS | Y00130107 | 11 | Elect A. K. Rakesh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20140809 | Annual | ADANIPORTS | Y00130107 | 12 | Elect Sudipta Bhattacharya | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20140809 | Annual | ADANIPORTS | Y00130107 | 13 | Appointment of Sudipta Bhattacharya (Executive Director); Approval of Remuneration | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20140809 | Annual | ADANIPORTS | Y00130107 | 14 | Appointment of Malay Mahadevia (Executive Director); Approval of Remuneration | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20140809 | Annual | ADANIPORTS | Y00130107 | 15 | Amendment to Borrowing Powers | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20140809 | Annual | ADANIPORTS | Y00130107 | 16 | Authority to Mortgage Assets | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20140809 | Annual | ADANIPORTS | Y00130107 | 17 | Authority to Issue Shares and/or Convertible Debt Instruments w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20140809 | Annual | ADANIPORTS | Y00130107 | 18 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20140809 | Annual | ADANIPORTS | Y00130107 | 19 | Amendments to Articles | Mgmt | For | Abstain | Against | Voted | ||||||||||||
TCW International Growth Fund | Adani Ports And Special Economic Zone Limited | 20140809 | Annual | ADANIPORTS | Y00130107 | 20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 3 | Individual Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 4 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 6 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 7 | Elect Amancio Lopez Seijas | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 8 | Elect Jaime Terceiro Lomba | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 9 | Elect Jose Luis Bonet Ferrer | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 10 | Elect Pilar Fabregat Romera | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 11 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 12 | Amendments to Article 31 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 13 | Amendments to Article 34 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 14 | Amendments to Article 43 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 15 | Amendments to Article 44 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 16 | Amendments to Article 47 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 17 | Amendments to Article 12 of the General Meeting Regulations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 18 | Amendments to Article 25 of the General Meeting Regulations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 19 | Amendments to Article 41 of the General Meeting Regulations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 20 | Amendments to Articles 43 and 44 of the General Meeting Regulations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 21 | Amendments to Article 45 of the General Meeting Regulations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 22 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 23 | Shareholder Proposal Regarding CNMC Agreement | ShrHoldr | N/A | Against | N/A | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 24 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Aena S.A. | 20150603 | Annual | AENA | E526K0106 | 25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Allegion plc | 20150610 | Annual | ALLE | G0176J109 | 1 | Elect Michael J. Chesser | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Allegion plc | 20150610 | Annual | ALLE | G0176J109 | 2 | Elect Carla Cico | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Allegion plc | 20150610 | Annual | ALLE | G0176J109 | 3 | Elect Kirk S. Hachigian | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Allegion plc | 20150610 | Annual | ALLE | G0176J109 | 4 | Elect David D. Petratis | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Allegion plc | 20150610 | Annual | ALLE | G0176J109 | 5 | Elect Dean I. Schaffer | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Allegion plc | 20150610 | Annual | ALLE | G0176J109 | 6 | Elect Martin E. Welch III | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Allegion plc | 20150610 | Annual | ALLE | G0176J109 | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Allegion plc | 20150610 | Annual | ALLE | G0176J109 | 8 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Allegion plc | 20150610 | Annual | ALLE | G0176J109 | 9 | Approval of the Material Terms of the Incentive Stock Plan of 2013 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Allegion plc | 20150610 | Annual | ALLE | G0176J109 | 10 | Amendment to the Senior Executive Performance Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 4 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 5 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 6 | Elect Jose Antonio Tazon Garcia | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 7 | Elect David Gordon Comyn Webster | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 8 | Elect Francesco Loredan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 9 | Elect Stuart Anderson McAlpine | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 10 | Elect Pierre-Henri Gourgeon | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 11 | Remuneration Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 12 | Directors’ Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 13 | Performance Share Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 14 | Amendments to Article 7 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 15 | Amendments to Articles 16, 18, 25 and 29 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 16 | Amendments to Articles 32, 34, 36, 37, 38, 39, 42 and 43 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 17 | Amendments to Article 47 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 18 | Amendments to Articles 7 and 17 of General Meeting Regulations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 19 | Amendments to Article 10 of General Meeting Regulations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 20 | Amendments to Articles 19 and 20 of General Meeting Regulations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 21 | Authority to Reduce Share Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 22 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 23 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 20150625 | Ordinary | AMS | E04908112 | 24 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 5 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 9 | Amendment to Remuneration Policy | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 10 | Adoption of Restricted Stock Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 11 | Authority to Issue Shares under Employee Incentive Plans | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 13 | Elect Annet Aris to the Supervisory Board | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 14 | Elect Gerard Kleisterlee to the Supervisory Board | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 15 | Elect Rolf-Dieter Schwalb to the Supervisory Board | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 17 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 19 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 20 | Authority to Issue Shares for Mergers/Acquisitions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 21 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 22 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 23 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 24 | Authority to Cancel Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 20150422 | Annual | ASML | N07059202 | 27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 11 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 12 | Ratification of Board and CEO Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 13 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 14 | Dividend Record Date | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 15 | Board Size; Number of Auditors | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 16 | Election of Directors; Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 17 | Directors and Auditors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 18 | Remuneration Guidelines | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 19 | Performance Option Plan 2015 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 20 | Authority to Repurchase Shares Pursuant to 2015 Performance Option Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 21 | Authority to Repurchase Shares Pursuant to Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 22 | Authority to Transfer Treasury Shares Pursuant to 2015 Performance Option Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 23 | Authority to Issue Treasury Shares Pursuant to Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 24 | Authority to Issue Treasury Shares Pursuant to 2010, 2011 and 2012 Stock Option Plans | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 25 | Stock Split | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 26 | Reduction in Share Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 27 | Bonus Issue | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Atlas Copco AB | 20150428 | Annual | ATCO-A | W10020118 | 29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 7 | Scrip Dividend | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 8 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 9 | Elect Thierry Breton | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 10 | Elect Bernard Meunier | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 11 | Elect Pasquale Pistorio | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 12 | Ratification of the Cooption of Valerie Bernis | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 13 | Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 14 | Remuneration of Thierry Breton, Chairman and CEO | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 15 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 17 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 18 | Amendments Regarding Double Voting Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 19 | Amendments Regarding Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 20 | Amendment Regarding Record Date | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Atos SA | 20150528 | Mix | ATO | F06116101 | 21 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Axis Bank Ltd | 20150307 | Other | AXISBANK | Y0487S137 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Axis Bank Ltd | 20150307 | Other | AXISBANK | Y0487S137 | 2 | Elect V.R. Kaundinya | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Axis Bank Ltd | 20150307 | Other | AXISBANK | Y0487S137 | 3 | Elect Prasad R. Menon | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Axis Bank Ltd | 20150307 | Other | AXISBANK | Y0487S137 | 4 | Elect Samir Kumar Barua | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Axis Bank Ltd | 20150307 | Other | AXISBANK | Y0487S137 | 5 | Elect Som Mittal | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Axis Bank Ltd | 20150307 | Other | AXISBANK | Y0487S137 | 6 | Elect Ireena Vittal | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Axis Bank Ltd | 20150307 | Other | AXISBANK | Y0487S137 | 7 | Elect Rohit Bhagat | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Axis Bank Ltd | 20150307 | Other | AXISBANK | Y0487S137 | 8 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Axis Bank Ltd | 20141009 | Other | AXISBANK | Y0487S137 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Axis Bank Ltd | 20141009 | Other | AXISBANK | Y0487S137 | 2 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ayala Corporation | 20150410 | Annual | AC | Y0486V115 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Ayala Corporation | 20150410 | Annual | AC | Y0486V115 | 2 | DETERMINATION OF QUORUM | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ayala Corporation | 20150410 | Annual | AC | Y0486V115 | 3 | Approve Minutes | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ayala Corporation | 20150410 | Annual | AC | Y0486V115 | 4 | ANNUAL REPORT | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ayala Corporation | 20150410 | Annual | AC | Y0486V115 | 5 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ayala Corporation | 20150410 | Annual | AC | Y0486V115 | 6 | Elect Jaime Augusto Zobel de Ayala | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ayala Corporation | 20150410 | Annual | AC | Y0486V115 | 7 | Elect Fernando Zobel de Ayala | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ayala Corporation | 20150410 | Annual | AC | Y0486V115 | 8 | Elect Yoshio Amano | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ayala Corporation | 20150410 | Annual | AC | Y0486V115 | 9 | Elect Ramon R. del Rosario Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ayala Corporation | 20150410 | Annual | AC | Y0486V115 | 10 | Elect Delfin L. Lazaro | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ayala Corporation | 20150410 | Annual | AC | Y0486V115 | 11 | Elect Xavier P. Loinaz | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ayala Corporation | 20150410 | Annual | AC | Y0486V115 | 12 | Elect Antonio Jose U. Periquet | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ayala Corporation | 20150410 | Annual | AC | Y0486V115 | 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ayala Corporation | 20150410 | Annual | AC | Y0486V115 | 14 | Transaction of Other Business | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | Ayala Corporation | 20150410 | Annual | AC | Y0486V115 | 15 | ADJOURNMENT | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bajaj Finance Limited | 20150311 | Other | BAJFINANC | Y05473122 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Bajaj Finance Limited | 20150311 | Other | BAJFINANC | Y05473122 | 2 | Amendment to Borrowing Powers | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bajaj Finance Limited | 20150311 | Other | BAJFINANC | Y05473122 | 3 | Authority to Mortgage Assets | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bajaj Finance Limited | 20150311 | Other | BAJFINANC | Y05473122 | 4 | Adoption of New Articles | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | Basf SE | 20150430 | Annual | BAS | D06216317 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Basf SE | 20150430 | Annual | BAS | D06216317 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Basf SE | 20150430 | Annual | BAS | D06216317 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Basf SE | 20150430 | Annual | BAS | D06216317 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Basf SE | 20150430 | Annual | BAS | D06216317 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Basf SE | 20150430 | Annual | BAS | D06216317 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Basf SE | 20150430 | Annual | BAS | D06216317 | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Basf SE | 20150430 | Annual | BAS | D06216317 | 8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Basf SE | 20150430 | Annual | BAS | D06216317 | 9 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Basf SE | 20150430 | Annual | BAS | D06216317 | 10 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bayerische Motoren Werke AG (BMW) | 20150513 | Annual | BMW | D12096109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Bayerische Motoren Werke AG (BMW) | 20150513 | Annual | BMW | D12096109 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Bayerische Motoren Werke AG (BMW) | 20150513 | Annual | BMW | D12096109 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Bayerische Motoren Werke AG (BMW) | 20150513 | Annual | BMW | D12096109 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Bayerische Motoren Werke AG (BMW) | 20150513 | Annual | BMW | D12096109 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bayerische Motoren Werke AG (BMW) | 20150513 | Annual | BMW | D12096109 | 6 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bayerische Motoren Werke AG (BMW) | 20150513 | Annual | BMW | D12096109 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bayerische Motoren Werke AG (BMW) | 20150513 | Annual | BMW | D12096109 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Bayerische Motoren Werke AG (BMW) | 20150513 | Annual | BMW | D12096109 | 9 | Elect Henning Kagermann | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bayerische Motoren Werke AG (BMW) | 20150513 | Annual | BMW | D12096109 | 10 | Elect Simone Menne | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bayerische Motoren Werke AG (BMW) | 20150513 | Annual | BMW | D12096109 | 11 | Elect Norbert Reithofer | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bayerische Motoren Werke AG (BMW) | 20150513 | Annual | BMW | D12096109 | 12 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 2 | Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 4 | Ratify Co-option and Elect Juan March Juan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 5 | Ratify Co-option and Elect Santos Martinez-Conde Gutierrez-Barquin | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 6 | Amendments to Article 5 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 7 | Amendments to Article 6 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 8 | Amendments to Articles 10 to 23 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 9 | Amendments to Articles 24 to 37 | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 10 | Amendments to Articles 38, 39 and 40 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 11 | Amendments to Articles 41 and 42 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 12 | Amendments to Article 45 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 13 | Amendments to Articles 47 and 48 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 14 | Approval of Consolidated Text of Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 15 | Amendments to General Meeting Regulation | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 16 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 17 | Remuneration Report; Remuneration Policy | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 18 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 19 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 20 | Presentation of Report on Board of Directors Regulations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 21 | Questions and Comments | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | BT Group plc | 20150430 | Annual | BT.A | 05577E101 | 1 | Acquisition | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | BT Group plc | 20150430 | Annual | BT.A | 05577E101 | 2 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cairn India Limited | 20140723 | Annual | CAIRN | Y1081B108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Cairn India Limited | 20140723 | Annual | CAIRN | Y1081B108 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cairn India Limited | 20140723 | Annual | CAIRN | Y1081B108 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cairn India Limited | 20140723 | Annual | CAIRN | Y1081B108 | 4 | Elect Priya Agarwal | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cairn India Limited | 20140723 | Annual | CAIRN | Y1081B108 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cairn India Limited | 20140723 | Annual | CAIRN | Y1081B108 | 6 | Elect Naresh Chandra | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cairn India Limited | 20140723 | Annual | CAIRN | Y1081B108 | 7 | Elect Omkar M. Goswami | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cairn India Limited | 20140723 | Annual | CAIRN | Y1081B108 | 8 | Elect Aman Mehta | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cairn India Limited | 20140723 | Annual | CAIRN | Y1081B108 | 9 | Elect Edward T. Story | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cairn India Limited | 20140723 | Annual | CAIRN | Y1081B108 | 10 | Elect Tarun Jain | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cairn India Limited | 20140723 | Annual | CAIRN | Y1081B108 | 11 | Authority to Set Cost Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | CESC Limited | 20141018 | Ordinary | CESC | Y12652189 | 1 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cetip S.A. - Mercados Organizados | 20140718 | Special | CTIP3 | P2325R149 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Cetip S.A. - Mercados Organizados | 20140718 | Special | CTIP3 | P2325R149 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Cetip S.A. - Mercados Organizados | 20140718 | Special | CTIP3 | P2325R149 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Cetip S.A. - Mercados Organizados | 20140718 | Special | CTIP3 | P2325R149 | 4 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Gas Holdings Limited | 20150317 | Special | 0384 | G2109G103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | China Gas Holdings Limited | 20150317 | Special | 0384 | G2109G103 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | China Gas Holdings Limited | 20150317 | Special | 0384 | G2109G103 | 3 | Merger/Acquisition | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Gas Holdings Limited | 20150317 | Special | 0384 | G2109G103 | 4 | Issuance of Consideration Shares under Specific Mandate | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Gas Holdings Limited | 20150317 | Special | 0384 | G2109G103 | 5 | Elect Arun Kumar MANCHANDA | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 3 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 4 | Supervisors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 7 | Directors’ and Supervisors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 9 | Elect YANG Mingsheng | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 10 | Elect LIN Dairen | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 11 | Elect XU Henping | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 12 | Elect XU Haifeng | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 13 | Elect MIAO Jianmin | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 14 | Elect ZHANG Xiangxian | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 15 | Elect WANG Sidong | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 16 | Elect LIU Jiade | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 17 | Elect Anthony Francis Neoh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 18 | Elect Stephen CHANG Tso Tung | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 19 | Elect HUANG Yiping | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 20 | Elect Drake Pike | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 21 | Elect MIAO Ping as Non-Employee Representative Supervisor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 22 | Elect SHI Xiangming as Non-Employee Representative Supervisor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 23 | Elect XIONG Junhong as Non-Employee Representative Supervisor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 25 | Authority to Issue Debt Instruments | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 26 | Amendments to Articles and Procedural Rules | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Life Insurance Company Ltd. | 20150528 | Annual | 2628 | Y1477R204 | 27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 2 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 3 | Supervisors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 7 | Authority to Repurchase H Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 9 | Shareholder Proposal | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | China Machinery Engineering Corporation | 20150629 | Other | 1829 | Y1501U108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | China Machinery Engineering Corporation | 20150629 | Other | 1829 | Y1501U108 | 2 | Authority to Repurchase H Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 3 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 4 | Supervisors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 5 | Annual Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 6 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 9 | Report on Duty Performance of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 10 | Report on Duty Performance of Supervisors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 11 | Duty Performance and Cross-evaluation Reports of Independent Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 12 | Duty Performance and Cross-evaluation Reports of External Supervisors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 13 | Related Party Transaction Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 14 | Extend Validity Period for Issue of Financial Bonds | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 16 | Compliance of Issuance of A Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 17 | Class and Nominal Value | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 18 | Method and Time | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 19 | Target and Method of Subscription | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 20 | Issue Price | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 21 | Issue Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 22 | Lock-up Period | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 23 | Place of Listing | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 24 | Use of Proceeds | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 25 | Arrangement of Profits | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 26 | Effective Period | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 27 | First Phase Employee Stock Ownership Scheme | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 28 | Plan Regarding the Private Placement of A Shares | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 29 | Connected Transaction Relating to the Private Placement of A Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 30 | Feasibility Report on Use of Proceeds from Private Placement of A Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 31 | Report on Use of Proceeds from Private Placement of A Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 32 | Board Authorization to Implement Private Placement | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 33 | Termination of the H Share Appreciation Rights Scheme | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 34 | Approval of Conditional Share Subscription Agreement | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 35 | Adoption of Shareholders’ Return Plan 2015-2017 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 36 | Adoption of Capital Management Plan 2015-2017 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Annual | 3968 | Y14896115 | 37 | Analysis on the Dilution by Private Placement of A Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Other | 3968 | Y14896115 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Other | 3968 | Y14896115 | 2 | Class and Nominal Value | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Other | 3968 | Y14896115 | 3 | Method and Time of Issue | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Other | 3968 | Y14896115 | 4 | Target and Method of Subscription | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Other | 3968 | Y14896115 | 5 | Issue Price | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Other | 3968 | Y14896115 | 6 | Issue Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Other | 3968 | Y14896115 | 7 | Lock-up Period | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Other | 3968 | Y14896115 | 8 | Place of Listing | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Other | 3968 | Y14896115 | 9 | Use of Proceeds | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Other | 3968 | Y14896115 | 10 | Arrangement of Profits | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Other | 3968 | Y14896115 | 11 | Effective Period | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Other | 3968 | Y14896115 | 12 | Plan of Private Placement of A Shares | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Other | 3968 | Y14896115 | 13 | Board Authorization to Implement Private Placement | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | China Merchants Bank Company Limited | 20150619 | Other | 3968 | Y14896115 | 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Chow Tai Fook Jewellery Group Limited | 20140820 | Annual | 1929 | G21146108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Chow Tai Fook Jewellery Group Limited | 20140820 | Annual | 1929 | G21146108 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Chow Tai Fook Jewellery Group Limited | 20140820 | Annual | 1929 | G21146108 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Chow Tai Fook Jewellery Group Limited | 20140820 | Annual | 1929 | G21146108 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Chow Tai Fook Jewellery Group Limited | 20140820 | Annual | 1929 | G21146108 | 5 | Elect Henry CHENG Kar Shun | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Chow Tai Fook Jewellery Group Limited | 20140820 | Annual | 1929 | G21146108 | 6 | Elect Adrian CHENG Chi Kong | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Chow Tai Fook Jewellery Group Limited | 20140820 | Annual | 1929 | G21146108 | 7 | Elect KOO Tong-Fat | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Chow Tai Fook Jewellery Group Limited | 20140820 | Annual | 1929 | G21146108 | 8 | Elect Victor FUNG Kwok King | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Chow Tai Fook Jewellery Group Limited | 20140820 | Annual | 1929 | G21146108 | 9 | Elect Gordon KWONG Che Keung | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Chow Tai Fook Jewellery Group Limited | 20140820 | Annual | 1929 | G21146108 | 10 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Chow Tai Fook Jewellery Group Limited | 20140820 | Annual | 1929 | G21146108 | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Chow Tai Fook Jewellery Group Limited | 20140820 | Annual | 1929 | G21146108 | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Chow Tai Fook Jewellery Group Limited | 20140820 | Annual | 1929 | G21146108 | 13 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Chow Tai Fook Jewellery Group Limited | 20140820 | Annual | 1929 | G21146108 | 14 | Authority to Issue Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 20150521 | Annual | CEO | 126132109 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 20150521 | Annual | CEO | 126132109 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 20150521 | Annual | CEO | 126132109 | 3 | Elect WU Guangqi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 20150521 | Annual | CEO | 126132109 | 4 | Elect YANG Hua | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 20150521 | Annual | CEO | 126132109 | 5 | Elect Aloysius TSE Hau Yin | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 20150521 | Annual | CEO | 126132109 | 6 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 20150521 | Annual | CEO | 126132109 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 20150521 | Annual | CEO | 126132109 | 8 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 20150521 | Annual | CEO | 126132109 | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 20150521 | Annual | CEO | 126132109 | 10 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Coal India Limited | 20140716 | Other | COALINDIA | Y1668L107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Coal India Limited | 20140716 | Other | COALINDIA | Y1668L107 | 2 | Amendments to Memorandum | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Colopl Inc. | 20141219 | Annual | 3668 | J0815U108 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Colopl Inc. | 20141219 | Annual | 3668 | J0815U108 | 2 | Elect Ryohsuke Ishiwatari | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | Colopl Inc. | 20141219 | Annual | 3668 | J0815U108 | 3 | Elect Kazunori Morisaki | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | Colopl Inc. | 20141219 | Annual | 3668 | J0815U108 | 4 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 2 | Presentation of Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 3 | Presentation of Auditor’s Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 4 | Financial Statements | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 6 | Ratification of Board Acts; Director’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 8 | Charitable Donations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 9 | Board Committees’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 10 | Changes to the Board | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 11 | Capitalization of Reserves | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Commercial International Bank of Egypt | 20150312 | Ordinary | COMI | M25561107 | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Container Corporation of India Limited | 20150221 | Other | CONCOR | Y1740A137 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Container Corporation of India Limited | 20150221 | Other | CONCOR | Y1740A137 | 2 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Container Corporation of India Limited | 20140903 | Annual | CONCOR | Y1740A137 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Container Corporation of India Limited | 20140903 | Annual | CONCOR | Y1740A137 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Container Corporation of India Limited | 20140903 | Annual | CONCOR | Y1740A137 | 3 | Elect Harpreet Singh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Container Corporation of India Limited | 20140903 | Annual | CONCOR | Y1740A137 | 4 | Elect Yash Vardhan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Container Corporation of India Limited | 20140903 | Annual | CONCOR | Y1740A137 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | Container Corporation of India Limited | 20140903 | Annual | CONCOR | Y1740A137 | 6 | Elect Arvind Bhatnagar | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 5 | Elect ZHANG Shengfeng | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 6 | Elect LIN Zonghong | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 7 | Elect WEN Baoma | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 9 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 11 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Ctrip.com International Ltd. | 20140919 | Annual | CTRP | 22943F100 | 1 | Increase of Authorized Common Stock and Misc. Article Amendments | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dai-ichi Life Insurance Company Limited | 20150623 | Annual | 8750 | J09748112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Dai-ichi Life Insurance Company Limited | 20150623 | Annual | 8750 | J09748112 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dai-ichi Life Insurance Company Limited | 20150623 | Annual | 8750 | J09748112 | 3 | Elect Norimitsu Horio | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dai-ichi Life Insurance Company Limited | 20150623 | Annual | 8750 | J09748112 | 4 | Elect Takashi Kawashima | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dai-ichi Life Insurance Company Limited | 20150623 | Annual | 8750 | J09748112 | 5 | Elect Satoru Tsutsumi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dai-ichi Life Insurance Company Limited | 20150623 | Annual | 8750 | J09748112 | 6 | Elect George Olcott | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dai-ichi Life Insurance Company Limited | 20150623 | Annual | 8750 | J09748112 | 7 | Elect Rieko Satoh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dai-ichi Life Insurance Company Limited | 20150623 | Annual | 8750 | J09748112 | 8 | Elect SHU Ungyong | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | Dai-ichi Life Insurance Company Limited | 20150623 | Annual | 8750 | J09748112 | 9 | Outside Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 7 | Scrip Dividend | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 8 | Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 9 | Severance Agreement of Bernard Charles, CEO | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 10 | Remuneration of Charles Edelstenne, Chairman | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 11 | Remuneration of Bernard Charles, CEO | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 12 | Elect Jean-Pierre Chahid-Nourai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 13 | Elect Arnoud de Meyer | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 14 | Elect Nicole Dassault | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 15 | Elect Toshiko Mori | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 16 | Ratification of the Co-option of Marie-Helene Habert | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 18 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 21 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 23 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 24 | Authority to Issue Restricted Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 25 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 26 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 27 | Conversion of Legal Form Into a European Company | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 28 | Amendment Regarding Company Name | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 29 | Adoption of New Articles Regarding the Conversion of Legal Form | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Dassault Systèmes SA | 20150528 | Mix | DSY | F2457H472 | 30 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DLF Limited | 20140829 | Annual | DLF | Y2089H105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | DLF Limited | 20140829 | Annual | DLF | Y2089H105 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DLF Limited | 20140829 | Annual | DLF | Y2089H105 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DLF Limited | 20140829 | Annual | DLF | Y2089H105 | 4 | Elect Gurvirendra S. Talwar | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DLF Limited | 20140829 | Annual | DLF | Y2089H105 | 5 | Elect Pia Singh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DLF Limited | 20140829 | Annual | DLF | Y2089H105 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | DLF Limited | 20140829 | Annual | DLF | Y2089H105 | 7 | Elect Mohit Gujral | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DLF Limited | 20140829 | Annual | DLF | Y2089H105 | 8 | Elect Rajeev Talwar | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DLF Limited | 20140829 | Annual | DLF | Y2089H105 | 9 | Elect Pramod Bhasin | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DLF Limited | 20140829 | Annual | DLF | Y2089H105 | 10 | Elect Rajiv Krishan Luthra | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DLF Limited | 20140829 | Annual | DLF | Y2089H105 | 11 | Elect Ved Kumar Jain | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DLF Limited | 20140829 | Annual | DLF | Y2089H105 | 12 | Elect Kashi Nath Memani | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DLF Limited | 20140829 | Annual | DLF | Y2089H105 | 13 | Elect Dharam V. Kapur | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DLF Limited | 20140829 | Annual | DLF | Y2089H105 | 14 | Elect Brijendra Bhushan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DLF Limited | 20140829 | Annual | DLF | Y2089H105 | 15 | Amendments to Articles | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | DLF Limited | 20140905 | Other | DLF | Y2089H105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | DLF Limited | 20140905 | Other | DLF | Y2089H105 | 2 | Amendment to Borrowing Powers | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DLF Limited | 20140905 | Other | DLF | Y2089H105 | 3 | Authority to Mortgage Assets | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DLF Limited | 20140905 | Other | DLF | Y2089H105 | 4 | Authority to Make Investments, Grant Loans and Give Guarantees | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | DLF Limited | 20140905 | Other | DLF | Y2089H105 | 5 | Authority to Issue Non-Convertible Debentures/Bonds | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 1 | CALL TO ORDER | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 2 | Determination of Quorum | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 3 | Approve Meeting Minutes | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 4 | Management Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 5 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 6 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 7 | Elect David M. Consunji | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 8 | Elect Cesar A. Buenaventura | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 9 | Elect Isidro A. Consunji | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 10 | Elect Jorge A. Consunji | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 11 | Elect Victor A. Consunji | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 12 | Elect Herbert M. Consunji | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 13 | Elect Edwina C. Laperal | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 14 | Elect Honorio Reyes-Lao | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 15 | Elect Antonio Jose U. Periquet | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 16 | Amendments to Articles: Principal Office | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 17 | Amendments to Articles: Increase in Authorized Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 18 | Declaration of Stock Dividend | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 19 | Transaction of Other Business | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 20 | ADJOURNMENT | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | DMCI Holdings Inc | 20140805 | Annual | DMC | Y2088F100 | 21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 20150427 | Ordinary | EAST | M2932V106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 20150427 | Ordinary | EAST | M2932V106 | 2 | 2015 - 2016 Budget | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 4 | Election of Directors (Slate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 5 | Divestiture of Engro Eximp (Private) Limited | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 6 | Investment in Engro Polymer and Chemicals Limited | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 7 | Loan to Engro Polymer and Chemicals Limited | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | F@N Communications Inc. | 20150326 | Annual | 2461 | J14092100 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | F@N Communications Inc. | 20150326 | Annual | 2461 | J14092100 | 2 | Elect Atsushi Seki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | F@N Communications Inc. | 20150326 | Annual | 2461 | J14092100 | 3 | Elect Kohji Ninomiya | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | F@N Communications Inc. | 20150326 | Annual | 2461 | J14092100 | 4 | Elect Takashi Yoshinaga | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | F@N Communications Inc. | 20150326 | Annual | 2461 | J14092100 | 5 | Elect Yukimitsu Sunohara as Statutory Auditor. | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | F@N Communications Inc. | 20150326 | Annual | 2461 | J14092100 | 6 | Directors’ and Statutory Auditors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 3 | Elect Yoshiharu Inaba | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 4 | Elect Kenji Yamaguchi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 5 | Elect Hiroyuki Uchida | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 6 | Elect Yoshihiro Gonda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 7 | Elect Kiyonori Inaba | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 8 | Elect Shunsuke Matsubara | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 9 | Elect Hiroshi Noda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 10 | Elect Katsuo Kohari | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 11 | Elect Toshiya Okada | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 12 | Elect Richard E. Schneider | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 13 | Elect Olaf C. Gehrels | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 14 | Elect Masato Ono | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 15 | Elect Kazuo Tsukuda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 16 | Elect Yasuo Imai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 17 | Elect Shunsuke Kimura | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 18 | Elect Naoki Shimizu | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fanuc Corporation | 20150626 | Annual | 6954 | J13440102 | 19 | Elect Takeo Nakagawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Finecobank Spa | 20150423 | Mix | FBK | T4R999104 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Finecobank Spa | 20150423 | Mix | FBK | T4R999104 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Finecobank Spa | 20150423 | Mix | FBK | T4R999104 | 3 | Remuneration Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Finecobank Spa | 20150423 | Mix | FBK | T4R999104 | 4 | Severance Agreement | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Finecobank Spa | 20150423 | Mix | FBK | T4R999104 | 5 | Incentive System 2015 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Finecobank Spa | 20150423 | Mix | FBK | T4R999104 | 6 | Incentive System for Financial Advisors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Finecobank Spa | 20150423 | Mix | FBK | T4R999104 | 7 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Finecobank Spa | 20150423 | Mix | FBK | T4R999104 | 8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Finecobank Spa | 20150423 | Mix | FBK | T4R999104 | 9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Finecobank Spa | 20150423 | Mix | FBK | T4R999104 | 10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 20150519 | Annual | FME | D2734Z107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 20150519 | Annual | FME | D2734Z107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 20150519 | Annual | FME | D2734Z107 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 20150519 | Annual | FME | D2734Z107 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 20150519 | Annual | FME | D2734Z107 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 20150519 | Annual | FME | D2734Z107 | 6 | Ratification of General Partner Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 20150519 | Annual | FME | D2734Z107 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 20150519 | Annual | FME | D2734Z107 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 20150519 | Annual | FME | D2734Z107 | 9 | Amendments to Articles Regarding Company’s Objects | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 20150519 | Annual | FME | D2734Z107 | 10 | Increase in Authorized Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 20150519 | Annual | FME | D2734Z107 | 11 | Amendments to Articles Regarding Supervisory Board Members Elections | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Gail (India) Limited | 20140917 | Annual | GAIL | Y2682X135 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Gail (India) Limited | 20140917 | Annual | GAIL | Y2682X135 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Gail (India) Limited | 20140917 | Annual | GAIL | Y2682X135 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Gail (India) Limited | 20140917 | Annual | GAIL | Y2682X135 | 4 | Elect Prabhat Singh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Gail (India) Limited | 20140917 | Annual | GAIL | Y2682X135 | 5 | Elect P.K. Singh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Gail (India) Limited | 20140917 | Annual | GAIL | Y2682X135 | 6 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Gail (India) Limited | 20140917 | Annual | GAIL | Y2682X135 | 7 | Framework Agreement with RGPPL | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Gail (India) Limited | 20140917 | Annual | GAIL | Y2682X135 | 8 | Elect Ashutosh Karnatak | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Gail (India) Limited | 20140917 | Annual | GAIL | Y2682X135 | 9 | Managing and Whole-Time Directors’ Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Gail (India) Limited | 20140917 | Annual | GAIL | Y2682X135 | 10 | Authority to Set Cost Auditor’s Fees | Mgmt | For | Abstain | Against | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Gail (India) Limited | 20140917 | Annual | GAIL | Y2682X135 | 11 | Authority to Issue Debt Instruments | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Glencore plc | 20150507 | Annual | GLEN | G39420107 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Glencore plc | 20150507 | Annual | GLEN | G39420107 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Glencore plc | 20150507 | Annual | GLEN | G39420107 | 3 | Lonmin Share Distribution | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Glencore plc | 20150507 | Annual | GLEN | G39420107 | 4 | Elect Anthony B. Hayward | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Glencore plc | 20150507 | Annual | GLEN | G39420107 | 5 | Elect Leonhard Fischer | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Glencore plc | 20150507 | Annual | GLEN | G39420107 | 6 | Elect William E. Macaulay | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Glencore plc | 20150507 | Annual | GLEN | G39420107 | 7 | Elect Ivan Glasenberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Glencore plc | 20150507 | Annual | GLEN | G39420107 | 8 | Elect Peter R. Coates | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Glencore plc | 20150507 | Annual | GLEN | G39420107 | 9 | Elect John J. Mack | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Glencore plc | 20150507 | Annual | GLEN | G39420107 | 10 | Elect Peter T. Grauer | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Glencore plc | 20150507 | Annual | GLEN | G39420107 | 11 | Elect Patrice E. Merrin | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Glencore plc | 20150507 | Annual | GLEN | G39420107 | 12 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Glencore plc | 20150507 | Annual | GLEN | G39420107 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Glencore plc | 20150507 | Annual | GLEN | G39420107 | 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Glencore plc | 20150507 | Annual | GLEN | G39420107 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Glencore plc | 20150507 | Annual | GLEN | G39420107 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Glencore plc | 20150507 | Annual | GLEN | G39420107 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 3 | Elect Masatoshi Kumagai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 4 | Elect Issei Ainoura | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 5 | Elect Ryu Muramatsu | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 6 | Elect Satoru Isozaki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 7 | Elect Yuichi Hisada | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 8 | Elect Yasuhiko Kimura | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 9 | Elect Tadashi Ooshima | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 10 | Elect Tomoyuki Murakami | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 11 | Elect Masaya Onagi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 12 | Elect Akio Satoh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 13 | Elect Shinichi Sugiyama | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 14 | Elect Yusuke Arai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 15 | Elect Yasuhiro Kanda as Statutory Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 16 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Great Wall Motor Company Limited | 20150512 | Annual | 2333 | Y2882P106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Great Wall Motor Company Limited | 20150512 | Annual | 2333 | Y2882P106 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Great Wall Motor Company Limited | 20150512 | Annual | 2333 | Y2882P106 | 3 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Great Wall Motor Company Limited | 20150512 | Annual | 2333 | Y2882P106 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Great Wall Motor Company Limited | 20150512 | Annual | 2333 | Y2882P106 | 5 | Annual Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Great Wall Motor Company Limited | 20150512 | Annual | 2333 | Y2882P106 | 6 | Independent Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Great Wall Motor Company Limited | 20150512 | Annual | 2333 | Y2882P106 | 7 | Supervisors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Great Wall Motor Company Limited | 20150512 | Annual | 2333 | Y2882P106 | 8 | Business Strategy for 2015 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Great Wall Motor Company Limited | 20150512 | Annual | 2333 | Y2882P106 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Great Wall Motor Company Limited | 20150512 | Annual | 2333 | Y2882P106 | 10 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Great Wall Motor Company Limited | 20150512 | Annual | 2333 | Y2882P106 | 11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Great Wall Motor Company Limited | 20150512 | Annual | 2333 | Y2882P106 | 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Great Wall Motor Company Limited | 20150512 | Annual | 2333 | Y2882P106 | 13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Great Wall Motor Company Limited | 20150512 | Annual | 2333 | Y2882P106 | 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Great Wall Motor Company Limited | 20150512 | Annual | 2333 | Y2882P106 | 15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Great Wall Motor Company Limited | 20150512 | Annual | 2333 | Y2882P106 | 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Great Wall Motor Company Limited | 20150512 | Annual | 2333 | Y2882P106 | 17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Great Wall Motor Company Limited | 20150512 | Annual | 2333 | Y2882P106 | 18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 6 | Ratify Bernd Scheifele | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 7 | Ratify Dominik Von Achten | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 8 | Ratify Daniel Gauthier | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 9 | Ratify Andreas Kern | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 10 | Ratify Lorenz Naeger | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 11 | Ratify Albert Scheuer | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 12 | Ratify Fritz-Juergen Heckmann | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 13 | Ratify Heinz Schmitt | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 14 | Ratify Robert Feiger | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 15 | Ratify Josef Heumann | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 16 | Ratify Gabrielle Kailing | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 17 | Ratify Max Dietrich Kley | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 18 | Ratify Hans Georg Kraut | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 19 | Ratify Ludwig Merckle | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 20 | Ratify Tobias Merckle | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 21 | Ratify Alan James Murray | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 22 | Ratify Juergen M. Schneider | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 23 | Ratify Werner Schraeder | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 24 | Ratify Frank-Dirk Steininger | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 25 | Ratify Marion Weissenberger-Eibl | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 26 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 27 | Increase in Authorized Capital I | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 28 | Increase in Authorized Capital II | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 29 | Supervisory Board Members’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HeidelbergCement AG | 20150507 | Annual | HEI | D31709104 | 30 | Amendments to Articles (Management Board) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 5 | Elect Richard LI Tzar Kai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 6 | Elect LU Yimin | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 7 | Elect B.G. Srinivas | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 8 | Elect Sunil Varma | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 9 | Elect Aman Mehta | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 10 | Approve Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | HKT Trust | 20150507 | Annual | 6823 | Y3R29Z107 | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140717 | Other | HDFC | Y37246207 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140717 | Other | HDFC | Y37246207 | 2 | Authority to Mortgage Assets | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 4 | Elect Dattatraya M. Sukthankar | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 6 | Appointment of Branch Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 7 | Elect Dhruba N. Ghosh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 8 | Elect Ram S. Tarneja | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 9 | Elect Bimal K. Jalan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 10 | Elect Bansidhar S. Mehta | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 11 | Elect Surendra A. Dave | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 12 | Elect Jamshed Jiji Irani | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 13 | Elect Nasser Mukhtar Munjee | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 14 | Revision of Remuneration for Executive Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 15 | Appointment of Renu Sud Karnad (Managing Director); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 16 | Appointment of V. Srinivasa Rangan (Wholetime Director); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 17 | Approval of Remuneration for Non-Executive Directors | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 18 | Amendment to Borrowing Powers | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 19 | Authority to Issue Non-Convertible Debentures on Private Placements | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 20 | Adoption of the Employee Stock Option Scheme 2014 (“ESOP 2014”) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 20140721 | Annual | HDFC | Y37246207 | 22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 2 | Amendments to Articles | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 3 | Elect Scott Callon | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 4 | Elect Kenji Iwasaki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ichigo Group Holdings Co Ltd | 20150524 | �� | Annual | 2337 | J2382Y109 | 5 | Elect Takuma Hasegawa | Mgmt | For | For | For | Voted | |||||||||||
TCW International Growth Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 6 | Elect Minoru Ishihara | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 7 | Elect Tetsuya Fujita | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 8 | Elect Maki Kumagai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 9 | Elect Noriko Kawate | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 10 | Elect Kenichiroh Yoshida | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 11 | Elect Yukio Suzuki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Infomart Corp | 20150327 | Annual | 2492 | J24436107 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Infomart Corp | 20150327 | Annual | 2492 | J24436107 | 2 | Elect Katsuteru Murakami | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Infomart Corp | 20150327 | Annual | 2492 | J24436107 | 3 | Elect Shohji Metabi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Infomart Corp | 20150327 | Annual | 2492 | J24436107 | 4 | Elect Naotake Fujita | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Infomart Corp | 20150327 | Annual | 2492 | J24436107 | 5 | Elect Osamu Nagahama | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Infomart Corp | 20150327 | Annual | 2492 | J24436107 | 6 | Elect Ken Nakajima | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Infomart Corp | 20150327 | Annual | 2492 | J24436107 | 7 | Elect Daigoroh Ohshima | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Infomart Corp | 20150327 | Annual | 2492 | J24436107 | 8 | Elect Kazutaka Katoh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Infomart Corp | 20150327 | Annual | 2492 | J24436107 | 9 | Elect Terukazu Okahashi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ITV plc | 20150514 | Annual | ITV | G4984A110 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ITV plc | 20150514 | Annual | ITV | G4984A110 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ITV plc | 20150514 | Annual | ITV | G4984A110 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ITV plc | 20150514 | Annual | ITV | G4984A110 | 4 | Special Dividend | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ITV plc | 20150514 | Annual | ITV | G4984A110 | 5 | Elect Mary Harris | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ITV plc | 20150514 | Annual | ITV | G4984A110 | 6 | Elect Peter Bazalgette | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ITV plc | 20150514 | Annual | ITV | G4984A110 | 7 | Elect Adam Crozier | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ITV plc | 20150514 | Annual | ITV | G4984A110 | 8 | Elect Roger Faxon | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ITV plc | 20150514 | Annual | ITV | G4984A110 | 9 | Elect Ian Griffiths | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ITV plc | 20150514 | Annual | ITV | G4984A110 | 10 | Elect Andy Haste | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ITV plc | 20150514 | Annual | ITV | G4984A110 | 11 | Elect Archie Norman | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ITV plc | 20150514 | Annual | ITV | G4984A110 | 12 | Elect John Ormerod | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ITV plc | 20150514 | Annual | ITV | G4984A110 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | ITV plc | 20150514 | Annual | ITV | G4984A110 | 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ITV plc | 20150514 | Annual | ITV | G4984A110 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ITV plc | 20150514 | Annual | ITV | G4984A110 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ITV plc | 20150514 | Annual | ITV | G4984A110 | 17 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ITV plc | 20150514 | Annual | ITV | G4984A110 | 18 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ITV plc | 20150514 | Annual | ITV | G4984A110 | 19 | Authority to Set General Meeting Notice Period at 14 days | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 20150616 | Annual | 8697 | J2740B106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 20150616 | Annual | 8697 | J2740B106 | 2 | Elect Hiroki Tsuda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 20150616 | Annual | 8697 | J2740B106 | 3 | Elect Akira Kiyota | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 20150616 | Annual | 8697 | J2740B106 | 4 | Elect Kohichiroh Miyahara | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 20150616 | Annual | 8697 | J2740B106 | 5 | Elect Hiromi Yamaji | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 20150616 | Annual | 8697 | J2740B106 | 6 | Elect Christina Ahmadjian | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 20150616 | Annual | 8697 | J2740B106 | 7 | Elect Tsutomu Okuda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 20150616 | Annual | 8697 | J2740B106 | 8 | Elect Hideaki Kubori | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 20150616 | Annual | 8697 | J2740B106 | 9 | Elect Shigetaka Satoh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 20150616 | Annual | 8697 | J2740B106 | 10 | Elect Michiko Tomonaga | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 20150616 | Annual | 8697 | J2740B106 | 11 | Elect Masayuki Hirose | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 20150616 | Annual | 8697 | J2740B106 | 12 | Elect Katsuhiko Honda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 20150616 | Annual | 8697 | J2740B106 | 13 | Elect Tsuyoshi Yoneda | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 20150616 | Annual | 8697 | J2740B106 | 14 | Elect Charles D. Lake, II | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 3 | Elect Atsushi Kawashima | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 4 | Elect Taisuke Miyajima | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 5 | Elect Taiji Yoshikawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 6 | Elect Sohshi Ikeda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 7 | Elect Masahiko Tajima | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 8 | Elect Shuhei Shiozawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 9 | Elect Yasuo Ichikawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 10 | Elect Koh Sekiguchi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 11 | Elect Yohko Sanuki as an Alternate Statutory Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 12 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kotak Mahindra Bank Limited | 20150107 | Special | KOTAKBANK | Y4964H150 | 1 | Appointment of C. Jayaram (Joint Managing Director); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kotak Mahindra Bank Limited | 20150107 | Special | KOTAKBANK | Y4964H150 | 2 | Elect Asim Ghosh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kotak Mahindra Bank Limited | 20150107 | Special | KOTAKBANK | Y4964H150 | 3 | Elect Amit Desai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kotak Mahindra Bank Limited | 20150107 | Special | KOTAKBANK | Y4964H150 | 4 | Elect Prof S. Mahendra Dev | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kotak Mahindra Bank Limited | 20150107 | Special | KOTAKBANK | Y4964H150 | 5 | Elect Prakash G. Apte | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kotak Mahindra Bank Limited | 20150107 | Special | KOTAKBANK | Y4964H150 | 6 | Elect Farida Khambata | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kotak Mahindra Bank Limited | 20150107 | Special | KOTAKBANK | Y4964H150 | 7 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Kotak Mahindra Bank Limited | 20150107 | Special | KOTAKBANK | Y4964H150 | 8 | Increase in Authorized Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kotak Mahindra Bank Limited | 20150107 | Special | KOTAKBANK | Y4964H150 | 9 | Amendments to Memorandum | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kotak Mahindra Bank Limited | 20150107 | Special | KOTAKBANK | Y4964H150 | 1 | Merger | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kotak Mahindra Bank Limited | 20150107 | Special | KOTAKBANK | Y4964H150 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Kotak Mahindra Bank Limited | 20140917 | Other | KOTAKBANK | Y4964H150 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Kotak Mahindra Bank Limited | 20140917 | Other | KOTAKBANK | Y4964H150 | 2 | Authority to Issue Non-Convertible Debt Instruments | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 2 | Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 3 | Stock Option Plan (“New Kroton Plan”) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 4 | Approve Merger Agreement Protocol and Justification | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 5 | Ratification of Appointment of Merger Appraiser | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 6 | Approve Merger Valuation Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 7 | Acquisition of Anhanguera Educacional Participacoes S.A. | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 8 | Authority to Issue Merger Share Consideration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 9 | Authority to Carry Out Merger Formalities | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 10 | Amendment to Articles Regarding Reconciliation of Share Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Kroton Educacional SA | 20140703 | Special | KROT3 | P6115V129 | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Kroton Educacional SA | 20140902 | Special | KROT3 | P6115V129 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Kroton Educacional SA | 20140902 | Special | KROT3 | P6115V129 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Kroton Educacional SA | 20140902 | Special | KROT3 | P6115V129 | 3 | Stock Split | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Kroton Educacional SA | 20140902 | Special | KROT3 | P6115V129 | 4 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Largan Precision Company Limited | 20150610 | Annual | 3008 | Y52144105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Largan Precision Company Limited | 20150610 | Annual | 3008 | Y52144105 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Largan Precision Company Limited | 20150610 | Annual | 3008 | Y52144105 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Largan Precision Company Limited | 20150610 | Annual | 3008 | Y52144105 | 4 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Largan Precision Company Limited | 20150610 | Annual | 3008 | Y52144105 | 5 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Largan Precision Company Limited | 20150610 | Annual | 3008 | Y52144105 | 6 | EXTRAORDINARY MOTIONS | Mgmt | N/A | Against | N/A | Voted | ||||||||||||
TCW International Growth Fund | Larsen & Toubro Limited | 20140711 | Other | LNT | Y5217N159 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Larsen & Toubro Limited | 20140711 | Other | LNT | Y5217N159 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Larsen & Toubro Limited | 20140711 | Other | LNT | Y5217N159 | 3 | Authority to Mortgage Assets | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Larsen & Toubro Limited | 20140711 | Other | LNT | Y5217N159 | 4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Larsen & Toubro Limited | 20140711 | Other | LNT | Y5217N159 | 5 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Larsen & Toubro Limited | 20140711 | Other | LNT | Y5217N159 | 6 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 2 | Authority to Reduce Capital Reserve | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 3 | Elect Eisei Miyama | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 4 | Elect Tadahiro Miyama | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 5 | Elect Yuzuru Sekiya | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 6 | Elect Kazuto Tajiri | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 7 | Elect Yoshikazu Miike | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 8 | Elect Hiroyuki Harada | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 9 | Elect Hiroshi Takeda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 10 | Elect Tetsuji Taya | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 11 | Elect Yoshiko Sasao | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 12 | Elect Takao Yuhara as Statutory Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 4 | Elect Jaques Aigrain | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 5 | Elect Christopher Gibson-Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 6 | Elect Sherry Coutu | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 7 | Elect Paul Heiden | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 8 | Elect Raffaele Jerusalmi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 9 | Elect Stuart Lewis | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 10 | Elect Andrea Munari | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 11 | Elect Stephen O’Connor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 12 | Elect Xavier Rolet | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 13 | Elect Joanna Shields | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 14 | Elect Massimo Tononi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 15 | Elect David Warren | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 16 | Elect Sharon Bowles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 17 | Appointment of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 18 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 20 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 22 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | London Stock Exchange Group plc | 20150429 | Annual | LSE | G5689U103 | 23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 5 | Elect Vagit Y. Alekperov | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 6 | Elect Victor V. Blazheev | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 7 | Elect Valery I. Grayfer | Mgmt | N/A | Abstain | N/A | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 8 | Elect Igor S. Ivanov | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 9 | Elect Aleksandr V. Leyfrid | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 10 | Elect Ravil U. Maganov | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 11 | Elect Roger Munnings | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 12 | Elect Richard H. Matzke | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 13 | Elect Sergei A. Mikhailov | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 14 | Elect Guglielmo Moscato | Mgmt | N/A | For | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 15 | Elect Ivan Pictet | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 16 | Elect Leonid A. Fedun | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 17 | Elect Mikhail B. Maksimov | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 18 | Elect Pavel A. Suloev | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 19 | Elect Aleksandr V. Surkov | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 20 | Directors’ Fees (2014) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 21 | Directors’ Fees (2015) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 22 | Audit Commission’s Fees (2014) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 23 | Audit Commission’s Fees (2015) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 24 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 25 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 26 | Related Party Transactions (D&O Insurance) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Lukoil OAO | 20150625 | Annual | LKO | 677862104 | 28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Lundin Mining Corporation | 20150508 | Annual | LUN | 550372106 | 1.1 | Elect Donald Charter | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Lundin Mining Corporation | 20150508 | Annual | LUN | 550372106 | 1.2 | Elect Paul K. Conibear | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Lundin Mining Corporation | 20150508 | Annual | LUN | 550372106 | 1.3 | Elect John H. Craig | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Lundin Mining Corporation | 20150508 | Annual | LUN | 550372106 | 1.4 | Elect Peter C. Jones | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Lundin Mining Corporation | 20150508 | Annual | LUN | 550372106 | 1.5 | Elect Lukas H. Lundin | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Lundin Mining Corporation | 20150508 | Annual | LUN | 550372106 | 1.6 | Elect Dale C. Peniuk | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Lundin Mining Corporation | 20150508 | Annual | LUN | 550372106 | 1.7 | Elect William A. Rand | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Lundin Mining Corporation | 20150508 | Annual | LUN | 550372106 | 1.8 | Elect Catherine J.G. Stefan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Lundin Mining Corporation | 20150508 | Annual | LUN | 550372106 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 6 | Related Party Transactions | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 8 | Elect Antoine Arnault | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 9 | Elect Albert Frere | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 10 | Elect Charles D. Powell | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 11 | Elect Yves-Thibault de Silguy | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 12 | Approval of Remuneration of Bernard Arnault, Chairman & CEO | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 13 | Approval of Remuneration of Antonio Belloni, Group Managing Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 14 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 15 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 18 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 20 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 21 | Greenshoe | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 22 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 23 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 24 | Authority to Grant Stock Options | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 25 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 26 | Global Ceiling on Capital Increases | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 27 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | LVMH Moët Hennessy Louis Vuitton SE | 20150416 | Mix | MC | F58485115 | 28 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | M3, Inc. | 20150626 | Annual | 2413 | J4697J108 | 1 | Elect Itaru Tanimura | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | M3, Inc. | 20150626 | Annual | 2413 | J4697J108 | 2 | Elect Tomoyuki Nagata | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | M3, Inc. | 20150626 | Annual | 2413 | J4697J108 | 3 | Elect Satoshi Yokoi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | M3, Inc. | 20150626 | Annual | 2413 | J4697J108 | 4 | Elect Yasuhiko Yoshida | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | M3, Inc. | 20150626 | Annual | 2413 | J4697J108 | 5 | Elect Takahiro Tsuji | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | M3, Inc. | 20150626 | Annual | 2413 | J4697J108 | 6 | Elect Akihiko Tomaru | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | M3, Inc. | 20150626 | Annual | 2413 | J4697J108 | 7 | Elect Akinori Urae | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | M3, Inc. | 20150626 | Annual | 2413 | J4697J108 | 8 | Elect Kenichiroh Yoshida | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | M3, Inc. | 20150626 | Annual | 2413 | J4697J108 | 9 | Elect Nobuhito Horino as Statutory Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 1 | Annual Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 2 | Financial Statements | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 5 | Elect Aleksandr V. Aleksandrov | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 6 | Elect Andrey N. Arutyunyan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 7 | Elect Sergey N. Galitsky | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 8 | Elect Alexander L. Zayonts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 9 | Elect Khachatur E. Pombykhchan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 10 | Elect Aleksey A. Pshenichny | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 11 | Elect Aslan Y. Shkhachemukov | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 12 | Elect Roman G. Yefimenko | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 13 | Elect Angela V. Udovichenko | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 14 | Elect Denis A. Fedotov | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 15 | Appointment of Auditor (RAS) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 16 | Appointment of Auditor (IFRS) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 17 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 18 | Amendments to Regulations on the Board of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 19 | Major Transaction with JSC Tander | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 20 | Major Transactions with PJSC Rosbank | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 21 | Major Transactions with OJSC Sberbank of Russia | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 22 | Major Transactions with JSC Alfa Bank | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 23 | Major Transactions with OJSC VTB Bank | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 24 | Major Transactions with OJSC Russian Agricultural Bank | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 25 | Related Party Transactions with JSCB Absolut Bank | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 26 | Related Party Transactions with OJSC Sberbank of Russia | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 27 | Related Party Transactions with OJSC VTB Bank | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PAO | 20150604 | Annual | MGNT | 55953Q202 | 28 | Related Party Transactions with PJSCB Financial Corporation Otkritie | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PJSC | 20141218 | Special | MGNT | 55953Q202 | 1 | Interim Dividend 3Q2014 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PJSC | 20141218 | Special | MGNT | 55953Q202 | 2 | Major Transactions with JSC CB Bank of Moscow | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PJSC | 20141218 | Special | MGNT | 55953Q202 | 3 | Major Transactions with OJSC ALFA BANK | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Magnit PJSC | 20141218 | Special | MGNT | 55953Q202 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Matahari Department Store Tbk | 20150528 | Annual | LPPF | Y7139L105 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Matahari Department Store Tbk | 20150528 | Annual | LPPF | Y7139L105 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Matahari Department Store Tbk | 20150528 | Annual | LPPF | Y7139L105 | 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Matahari Department Store Tbk | 20150528 | Annual | LPPF | Y7139L105 | 4 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Matahari Department Store Tbk | 20150528 | Annual | LPPF | Y7139L105 | 5 | Election of Directors and Commissioners (Slate); and Approval of Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Matahari Department Store Tbk | 20150528 | Annual | LPPF | Y7139L105 | 6 | Shareholder Structure | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 3 | Elect Kiyoshi Sono | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 4 | Elect Tatsuo Wakabayashi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 5 | Elect Takashi Nagaoka | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 7 | Elect Takashi Oyamada | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 8 | Elect Tadashi Kuroda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 9 | Elect Muneaki Tokunari | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 10 | Elect Masamichi Yasuda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 11 | Elect Takashi Mikumo | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 12 | Elect Takehiko Shimamoto | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 13 | Elect Yuko Kawamoto | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 14 | Elect Haruka Matsuyama @ Haruka Katoh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 15 | Elect Kunie Okamoto | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 16 | Elect Tsutomu Okuda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 17 | Elect Hiroshi Kawakami | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 18 | Elect Yukihiro Satoh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 19 | Elect Akira Yamate | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 20 | Shareholder Proposal Regarding Gender Discrimination in Customer Services | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW International Growth Fund | Mitsubishi UFJ Financial Group Inc. | 20150625 | Annual | 8306 | 606822104 | 21 | Shareholder Proposal Regarding Margin Trading Fees | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 2 | Elect Stephen C. Harris | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 3 | Elect David Hathorn | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 4 | Elect Andrew King | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 5 | Elect Imogen Mkhize | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 6 | Elect John E. Nicholas | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 7 | Elect Peter Oswald | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 8 | Elect Fred Phaswana | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 9 | Elect Anne Quinn | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 10 | Elect David Williams | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 11 | Elect Audit Committee Member (Stephen Harris) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 12 | Elect Audit Committee Member (John Nicholas) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 13 | Elect Audit Committee Member (Anne Quinn) | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 14 | Accounts and Reports (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 15 | Remuneration Policy (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 16 | Approve NEDs’ Fees (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 17 | Allocation of Profits/Dividends (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 18 | Appointment of Auditor (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 19 | Authority to Set Auditor’s Fees (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 20 | Approve Financial Assistance (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 21 | General Authority to Issue Shares (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 22 | General Authority to Issue Special Converting Shares (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 23 | Authority to Issue Shares w/o Preemptive Rights (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 24 | Authority to Repurchase Shares (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 25 | Accounts and Reports (Mondi plc) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 26 | Remuneration Report (Mondi plc) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 27 | Allocation of Profits/Dividends (Mondi plc) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 28 | Appointment of Auditor (Mondi plc) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 29 | Authority to Set Auditor’s Fees (Mondi plc) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 30 | Authority to Issue Shares w/ Preemptive Rights (Mondi plc) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 31 | Authority to Issue Shares w/o Preemptive Rights (Mondi plc) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 32 | Authority to Repurchase Shares (Mondi plc) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 4 | Elect Pankaj Mital | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 6 | Elect Noriyo Nakamura | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 7 | Elect Geeta Mathur | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 8 | Elect Amarjit Singh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 9 | Elect Sushil C. Tripathi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 10 | Elect Arjun Puri | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 11 | Elect Gautam Mukherjee | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Motherson Sumi Systems Ltd | 20140825 | Annual | MOTHERSUMI | Y6139B141 | 12 | Appointment of Pankaj Mital (Chief Operating Officer); Approval Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 1 | Re-elect Alan Harper | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 2 | Re-elect Nkateko P. Mageza | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 3 | Re-elect Dawn M.L. Marole | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 4 | Re-elect Jan H.N. Strydom | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 5 | Re-elect Alan van Biljon | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 6 | Elect Christine Ramon | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 7 | Elect Audit Committee Member (Christine Ramon) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 8 | Elect Audit Committee Member (Nkateko Mageza) | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 9 | Elect Audit Committee Member (Johnson Njeke) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 10 | Elect Audit Committee Member (Jeff van Rooyen) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 11 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 12 | General Authority to Issue Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 13 | Authority to Issue Shares for Cash | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 14 | Approve Remuneration Policy | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 15 | Approve NEDs’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 16 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 17 | Approve Financial Assistance | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | MTN Group Limited | 20150527 | Annual | MTN | S8039R108 | 18 | Approve Amendment to the Performance Share Plan 2010 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | National Aluminium Company Limited | 20140927 | Annual | NALCO | Y6211M130 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | National Aluminium Company Limited | 20140927 | Annual | NALCO | Y6211M130 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | National Aluminium Company Limited | 20140927 | Annual | NALCO | Y6211M130 | 3 | Elect S.S. Mahapatra | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | National Aluminium Company Limited | 20140927 | Annual | NALCO | Y6211M130 | 4 | Elect K.C. Samal | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | National Aluminium Company Limited | 20140927 | Annual | NALCO | Y6211M130 | 5 | Elect Soma Mondal | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | National Aluminium Company Limited | 20140927 | Annual | NALCO | Y6211M130 | 6 | Authority to Set Cost Auditor’s Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | National Aluminium Company Limited | 20140927 | Annual | NALCO | Y6211M130 | 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | National Aluminium Company Limited | 20140927 | Annual | NALCO | Y6211M130 | 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 3 | Compensation Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 4 | Ratification of Board and Management Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 6 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 7 | Elect Paul Bulcke | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 8 | Elect Andreas Koopmann | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 9 | Elect Beat Hess | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 10 | Elect Daniel Borel | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 11 | Elect Steven G. Hoch | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 12 | Elect Naina Lal Kidwai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 13 | Elect Jean-Pierre Roth | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 14 | Elect Ann Veneman | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 15 | Elect Henri de Castries | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 16 | Elect Eva Cheng | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 17 | Elect Ruth Khasaya Oniang’o | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 18 | Elect Patrick Aebischer | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 19 | Elect Renato Fassbind | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 20 | Elect Peter Brabeck-Letmathe as Chairman | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 21 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 22 | Elect Daniel Borel as Compensation Committee Member | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 23 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 24 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 25 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 26 | Appointment of Independent Proxy | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 27 | Board Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 28 | Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 29 | Cancellation of Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 30 | Additional or Miscellaneous Proposals | ShrHoldr | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Nestle S.A. | 20150416 | Annual | NESN | H57312649 | 32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | NMDC Limited | 20140929 | Annual | NMDCLTD | Y62393114 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | NMDC Limited | 20140929 | Annual | NMDCLTD | Y62393114 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | NMDC Limited | 20140929 | Annual | NMDCLTD | Y62393114 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | NMDC Limited | 20140929 | Annual | NMDCLTD | Y62393114 | 4 | Elect Narendra K. Nanda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | NMDC Limited | 20140929 | Annual | NMDCLTD | Y62393114 | 5 | Elect Swaminathan Thiagarajan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | NMDC Limited | 20140929 | Annual | NMDCLTD | Y62393114 | 6 | Elect Subimal Bose | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | NMDC Limited | 20140929 | Annual | NMDCLTD | Y62393114 | 7 | Elect Rabindra Singh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | NMDC Limited | 20140929 | Annual | NMDCLTD | Y62393114 | 8 | Elect Vinod Kumar Thakral | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | NMDC Limited | 20140929 | Annual | NMDCLTD | Y62393114 | 9 | Elect Syedain Abbasi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | NMDC Limited | 20140929 | Annual | NMDCLTD | Y62393114 | 10 | Elect S. J. Sibal | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | NMDC Limited | 20140929 | Annual | NMDCLTD | Y62393114 | 11 | Elect Noor Mohammad | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | NMDC Limited | 20140929 | Annual | NMDCLTD | Y62393114 | 12 | Elect Vinai Kumar Agarwal | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | NMDC Limited | 20140929 | Annual | NMDCLTD | Y62393114 | 13 | Elect Mahesh Shah | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | NMDC Limited | 20140929 | Annual | NMDCLTD | Y62393114 | 14 | Authority to Set Auditor’s Fees | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | NMDC Limited | 20140929 | Annual | NMDCLTD | Y62393114 | 15 | Elect Narendra Kothari | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | NMDC Limited | 20140929 | Annual | NMDCLTD | Y62393114 | 16 | Appointment of Narendra Kothari (Chairman and CEO) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | NMDC Limited | 20140929 | Annual | NMDCLTD | Y62393114 | 17 | Board Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 4 | Elect Vikas Oberoi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 6 | Elect Anil Harish | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 7 | Elect T.P. Ostwal | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 8 | Elect Venkatesh Mysore | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 9 | Appointment of Vikas Oberoi (Managing Director); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 10 | Elect and Appoint Saumil Daru (Whole-Time Director); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 11 | Amendment to Borrowing Powers | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 12 | Authority to Mortgage Assets | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 13 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 14 | Charitable Donations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 15 | Authority to Set Cost Auditor’s Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 8 | Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 9 | Ratification of the Co-option of Mouna Sepehri | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 10 | Elect Mouna Sepehri | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 11 | Elect Bernard Dufau | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 12 | Elect Helle Kristoffersen | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 13 | Elect Jean-Michel Severino | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 14 | Elect Anne Lange | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 15 | Appointment of Auditor, Ernst & Young | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 16 | Appointment of Alternative Auditor, Auditex | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 17 | Appointment of Auditor, KPMG | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 18 | Appointment of Alternative Auditor, Salustro Reydel | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 19 | Remuneration of Stephane Richard, Chairman and CEO | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 20 | Remuneration of Gervais Pellissier, Deputy CEO | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 21 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 22 | Amendments to Article Regarding Record Date | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 25 | Authority to Issue Shares w/o Preemptive Rights by Private Placement | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 26 | Greenshoe | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 27 | Increase in Authorized Capital in Case of Public Exchange Offer | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 28 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 29 | Global Limit to Capital Increase | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 30 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 31 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 32 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 33 | Shareholder Proposal To Allow Scrip Dividends | ShrHoldr | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 34 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 35 | Shareholder Countermotion Regarding Distribution of Profits (Proposal A) | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 36 | Shareholder Proposal to Pay Dividend in Shares (Proposal B) | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 37 | Shareholder Proposal Regarding Company Savings Plans (Proposal C) | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Orange SA | 20150527 | Mix | ORA | F6866T100 | 38 | Shareholder Proposal Regarding Double Voting Rights (Proposal D) | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW International Growth Fund | Orix Corporation | 20150623 | Annual | 8591 | 686330101 | 1 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orix Corporation | 20150623 | Annual | 8591 | 686330101 | 2.1 | Elect Makoto Inoue | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orix Corporation | 20150623 | Annual | 8591 | 686330101 | 2.2 | Elect Kazuo Kojima | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orix Corporation | 20150623 | Annual | 8591 | 686330101 | 2.3 | Elect Yoshiyuki Yamaya | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orix Corporation | 20150623 | Annual | 8591 | 686330101 | 2.4 | Elect Tamio Umaki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orix Corporation | 20150623 | Annual | 8591 | 686330101 | 2.5 | Elect Katsunobu Kamei | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orix Corporation | 20150623 | Annual | 8591 | 686330101 | 2.6 | Elect Yuichi Nishigori | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orix Corporation | 20150623 | Annual | 8591 | 686330101 | 2.7 | Elect Hideaki Takahashi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orix Corporation | 20150623 | Annual | 8591 | 686330101 | 2.8 | Elect Eiko Tsujiyama | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orix Corporation | 20150623 | Annual | 8591 | 686330101 | 2.9 | Elect Robert Feldman | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orix Corporation | 20150623 | Annual | 8591 | 686330101 | 2.10 | Elect Takeshi Niinami | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orix Corporation | 20150623 | Annual | 8591 | 686330101 | 2.11 | Elect Nobuaki Usui | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orix Corporation | 20150623 | Annual | 8591 | 686330101 | 2.12 | Elect Ryuji Yasuda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Orix Corporation | 20150623 | Annual | 8591 | 686330101 | 2.13 | Elect Heizoh Takenaka | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 4 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 6 | Corporate Governance Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 7 | Ratification of Management Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 10 | Amendments to Articles Related to Act CCXXXVII of 2013 of Credit Institutions and Financial Enterprises | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 11 | Amendments to Articles Related to Act V of 2013 of the Civil Code | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 12 | Remuneration Guidelines | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 13 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 20150417 | Annual | OTP | X60746181 | 14 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 6 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 7 | Directors’ Fees for 2014 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 8 | Directors’ Fees for 2015 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 9 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 10 | Ratification of Board and Management Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 11 | Authority to Reduce Share Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 12 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 13 | Amendments to Articles Regarding Additional Deputy Chairman | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 14 | Authority to Carry Out Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 15 | Elect Peder Tuborgh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 16 | Elect Christian Frigast | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 17 | Elect Allan L. Leighton | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 18 | Elect Andrea Dawn Alvey | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 19 | Elect Ronica Wang | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 20 | Elect Anders Boyer-Sogaard | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 21 | Elect Bjorn Gulden | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 22 | Elect Per Bank | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 23 | Elect Michael Hauge Sorensen | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 24 | Appointment of Auditor | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20150318 | Annual | PNDORA | K7681L102 | 25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20141009 | Special | PNDORA | K7681L102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20141009 | Special | PNDORA | K7681L102 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20141009 | Special | PNDORA | K7681L102 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20141009 | Special | PNDORA | K7681L102 | 4 | Elect Peder Tuborgh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Pandora A/S | 20141009 | Special | PNDORA | K7681L102 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150205 | Special | 2318 | Y69790106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150205 | Special | 2318 | Y69790106 | 2 | Adoption of Employee Share Purchase Scheme | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 2 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 3 | Supervisors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 4 | Annual Report | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 7 | Elect MA Mingzhe | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 8 | Elect SUN Jianyi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 9 | Elect REN Huichuan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 10 | Elect Jason YAO Bo | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 11 | Elect LEE Yuansiong | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 12 | Elect CAI Fangfang | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 13 | Elect FAN Mingchun | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 14 | Elect LIN Lijun | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 15 | Elect Soopakij Chearavanont | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 16 | Elect YANG Xiaoping | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 17 | Elect LU Hua | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 18 | Elect Jackson WOO Ka Biu | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 19 | Elect Stephen T. Meldrum | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 20 | Elect Dicky Peter YIP | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 21 | Elect Oscar WONG Sai Hung | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 22 | Elect SUN Dongdong | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 23 | Elect GE Ming | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 24 | Elect GU Liji as Supervisor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 25 | Elect PENG Zhijian as Supervisor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 26 | Elect ZHANG Wangjin as Supervisor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 27 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 28 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ping An Insurance (Group) Company of China, Ltd. | 20150615 | Annual | 2318 | Y69790106 | 29 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 1 | Elect Alastair Gordon | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 2 | Elect Gal Haber | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 3 | Elect Alon Gonen | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 4 | Elect Inbal Marom | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 5 | Elect Peter Boyle | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 7 | Salary Increase of CEO | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 8 | Salary Increase of Managing Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 9 | Salary Increase of CFO | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 10 | Directors’ Fees (Alastair Gordon) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 11 | Directors’ Fees (Charles Fairbairn) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 12 | Directors’ Fees (Paul Boyle) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 13 | Directors’ Fees (Daniel King) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 14 | Equity Grants (CFO Esther Marom) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Potash Corporation of Saskatchewan Inc. | 20150512 | Special | POT | 73755L107 | 1.1 | Elect Christopher M. Burley | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Potash Corporation of Saskatchewan Inc. | 20150512 | Special | POT | 73755L107 | 1.2 | Elect Donald G. Chynoweth | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Potash Corporation of Saskatchewan Inc. | 20150512 | Special | POT | 73755L107 | 1.3 | Elect John W. Estey | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Potash Corporation of Saskatchewan Inc. | 20150512 | Special | POT | 73755L107 | 1.4 | Elect Gerald W. Grandey | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Potash Corporation of Saskatchewan Inc. | 20150512 | Special | POT | 73755L107 | 1.5 | Elect Charles S. Hoffman | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Potash Corporation of Saskatchewan Inc. | 20150512 | Special | POT | 73755L107 | 1.6 | Elect Alice D. Laberge | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Potash Corporation of Saskatchewan Inc. | 20150512 | Special | POT | 73755L107 | 1.7 | Elect Consuelo E. Madere | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Potash Corporation of Saskatchewan Inc. | 20150512 | Special | POT | 73755L107 | 1.8 | Elect Keith G. Martell | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Potash Corporation of Saskatchewan Inc. | 20150512 | Special | POT | 73755L107 | 1.9 | Elect Jeffrey J. McCaig | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Potash Corporation of Saskatchewan Inc. | 20150512 | Special | POT | 73755L107 | 1.10 | Elect Jochen E. Tilk | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Potash Corporation of Saskatchewan Inc. | 20150512 | Special | POT | 73755L107 | 1.11 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Potash Corporation of Saskatchewan Inc. | 20150512 | Special | POT | 73755L107 | 2 | Appointment of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Potash Corporation of Saskatchewan Inc. | 20150512 | Special | POT | 73755L107 | 3 | Approval of the 2015 Performance Option Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Potash Corporation of Saskatchewan Inc. | 20150512 | Special | POT | 73755L107 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Potash Corporation of Saskatchewan Inc. | 20150512 | Special | POT | 73755L107 | 5 | Amendments to By-laws | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Potash Corporation of Saskatchewan Inc. | 20150512 | Special | POT | 73755L107 | 6 | Shareholder Proposal Regarding Sourcing Phosphate from Western Sahara | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW International Growth Fund | Power Grid Corporation of India Limited | 20140715 | Other | POWERGRID | Y7028N105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Power Grid Corporation of India Limited | 20140715 | Other | POWERGRID | Y7028N105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Power Grid Corporation of India Limited | 20140715 | Other | POWERGRID | Y7028N105 | 3 | Authority to Issue Non-Convertible Bonds | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Power Grid Corporation of India Limited | 20140715 | Other | POWERGRID | Y7028N105 | 4 | Authority to Give Guarantees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Power Grid Corporation of India Limited | 20140715 | Other | POWERGRID | Y7028N105 | 5 | Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Power Grid Corporation of India Limited | 20140918 | Annual | POWERGRID | Y7028N105 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Power Grid Corporation of India Limited | 20140918 | Annual | POWERGRID | Y7028N105 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Power Grid Corporation of India Limited | 20140918 | Annual | POWERGRID | Y7028N105 | 3 | Elect Indu S. Jha | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Power Grid Corporation of India Limited | 20140918 | Annual | POWERGRID | Y7028N105 | 4 | Elect R.T. Agarwal | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Power Grid Corporation of India Limited | 20140918 | Annual | POWERGRID | Y7028N105 | 5 | Authority to Set Auditor’s Fees | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | Power Grid Corporation of India Limited | 20140918 | Annual | POWERGRID | Y7028N105 | 6 | Elect Pradeep Kumar | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Power Grid Corporation of India Limited | 20140918 | Annual | POWERGRID | Y7028N105 | 7 | Elect Jyoti Arora | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Power Grid Corporation of India Limited | 20140918 | Annual | POWERGRID | Y7028N105 | 8 | Authority to Set Cost Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Power Grid Corporation of India Limited | 20140918 | Annual | POWERGRID | Y7028N105 | 9 | Amendment to Terms of Debt Instruments | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Power Grid Corporation of India Limited | 20140918 | Annual | POWERGRID | Y7028N105 | 10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Power Grid Corporation of India Limited | 20140918 | Annual | POWERGRID | Y7028N105 | 11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 8 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 10 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 11 | Elect Angela Gifford as Supervisory Board Member | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 12 | Approval of Intra-Company Control Agreement with SevenOne Investment (Holding) GmbH | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 13 | Approval of Intra-Company Control Agreement with ProSiebenSat1. Siebzehnte Verwaltungsgesellschaft mbH | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 14 | Approval of Intra-Company Control Agreement with ProSiebenSat1. Achtzehnte Verwaltungsgesellschaft mbH | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 15 | Approval of Intra-Company Control Agreement with ProSiebenSat1. Neunzehnte Verwaltungsgesellschaft mbH | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 16 | Change in Legal Form to a European Company | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 17 | Elect Lawrence Aidem | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 18 | Elect Annet Aris | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 19 | Elect Werner Brandt | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 20 | Elect Adam Cahan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 21 | Elect Philipp Freise | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 22 | Elect Marion Helmes | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 23 | Elect Erik Adrianus Hubertus Huggers | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 24 | Elect Rolf Nonnenmacher | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 25 | Elect Angelika Gifford | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 26 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 20150521 | Annual | PSM | D6216S143 | 27 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | PT Bank Central Asia Tbk | 20150409 | Annual | BBCA | Y7123P138 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | PT Bank Central Asia Tbk | 20150409 | Annual | BBCA | Y7123P138 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | PT Bank Central Asia Tbk | 20150409 | Annual | BBCA | Y7123P138 | 3 | Directors’ and Commissioners’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | PT Bank Central Asia Tbk | 20150409 | Annual | BBCA | Y7123P138 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | PT Bank Central Asia Tbk | 20150409 | Annual | BBCA | Y7123P138 | 5 | Allocation of Interim Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | PT Bank Central Asia Tbk | 20150409 | Special | BBCA | Y7123P138 | 1 | Amendments to Articles | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 7 | Scrip Dividend | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 8 | Related Party Transaction (Societe Generale) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 9 | Related Party Transaction (Elisabeth Badinter) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 10 | Severance Agreement for Kevin Roberts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 11 | Severance Agreement for Jean-Michel Etienne | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 12 | Severance Agreement for Anne-Gabrielle Heilbronner | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 13 | Remuneration of Maurice Levy, CEO | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 14 | Remuneration of Jean-Michel Etienne, Executive | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 15 | Remuneration of Kevin Roberts, Executive | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 16 | Remuneration of Jean-Yves Naouri, Executive | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 17 | Remuneration of Anne-Gabrielle Heilbronner, Executive | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 18 | Elect Jerry A. Greenberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 19 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 20 | Authority to Reduce Share Capital by the Cancellation of Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 21 | Authority to Issue Shares Without Pre-emptive Rights and to Set the Offering Price of Those Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 22 | Authority to Increase Share Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 23 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 24 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 25 | Amendments to Emission Contract for Convertible Bonds (ORANE) | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 26 | Amendments to Articles Regarding Supervisory Board Members Shareholding Requirements | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 27 | Amendments to Articles to Create the Office of Censor | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 28 | Amendments to Articles Concerning the Record Date | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Publicis Groupe SA | 20150527 | Mix | PUB | F7607Z165 | 29 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 3 | Elect Hiroshi Mikitani | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 4 | Elect Tohru Shimada | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 5 | Elect Masayuki Hosaka | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 6 | Elect Yoshihisa Yamada | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 7 | Elect Masatada Kobayashi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 8 | Elect Akio Sugihara | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 9 | Elect Kazunori Takeda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 10 | Elect Kentaroh Hyakuno | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 11 | Elect Hiroaki Yasutake | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 12 | Elect Charles B. Baxter | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 13 | Elect Kohichi Kusano | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 14 | Elect Ken Kutaragi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 15 | Elect Hiroshi Fukino | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 16 | Elect Jun Murai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 17 | Elect Yasufumi Hirai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 18 | Elect Youngme E. Moon | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 19 | Elect Yoshiaki Senoo | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 20 | Elect Takeo Hirata | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 21 | Elect Hiroshi Takahashi as Alternate Statutory Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 22 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 23 | Equity Compensation Plan for Inside Directors, Executive Officers and Employees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 24 | Equity Compensation Plan for Outside Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Rakuten Inc. | 20150327 | Annual | 4755 | J64264104 | 25 | Equity Compensation Plan for Statutory Auditors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Resona Holdings Inc | 20150619 | Annual | 8308 | J6448E106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Resona Holdings Inc | 20150619 | Annual | 8308 | J6448E106 | 2 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Resona Holdings Inc | 20150619 | Annual | 8308 | J6448E106 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Resona Holdings Inc | 20150619 | Annual | 8308 | J6448E106 | 4 | Elect Kazuhiro Higashi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Resona Holdings Inc | 20150619 | Annual | 8308 | J6448E106 | 5 | Elect Tetsuya Kan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Resona Holdings Inc | 20150619 | Annual | 8308 | J6448E106 | 6 | Elect Yuji Furukawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Resona Holdings Inc | 20150619 | Annual | 8308 | J6448E106 | 7 | Elect Kaoru Isono | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Resona Holdings Inc | 20150619 | Annual | 8308 | J6448E106 | 8 | Elect Emi Ohsono | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Resona Holdings Inc | 20150619 | Annual | 8308 | J6448E106 | 9 | Elect Toshio Arima | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Resona Holdings Inc | 20150619 | Annual | 8308 | J6448E106 | 10 | Elect Yohko Sanuki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Resona Holdings Inc | 20150619 | Annual | 8308 | J6448E106 | 11 | Elect Mitsudo Urano | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Resona Holdings Inc | 20150619 | Annual | 8308 | J6448E106 | 12 | Elect Tadamitsu Matsui | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Resona Holdings Inc | 20150619 | Annual | 8308 | J6448E106 | 13 | Elect Hidehiko Satoh | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Royal Gold, Inc. | 20141114 | Annual | RGLD | 780287108 | 1 | Elect M. Craig Haase | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Royal Gold, Inc. | 20141114 | Annual | RGLD | 780287108 | 2 | Elect C. Kevin McArthur | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Royal Gold, Inc. | 20141114 | Annual | RGLD | 780287108 | 3 | Elect Christopher M.T. Thompson | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Royal Gold, Inc. | 20141114 | Annual | RGLD | 780287108 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Royal Gold, Inc. | 20141114 | Annual | RGLD | 780287108 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 2 | Annual Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 3 | Financial Statements | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 5 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 7 | Elect Martin G. Gilman | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 8 | Elect Herman O. Gref | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 9 | Elect Evsey T. Gurvich | Mgmt | N/A | Abstain | N/A | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 10 | Elect Bella I. Zlatkis | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 11 | Elect Nadezhda Y. Ivanova | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 12 | Elect Sergey M. Ignatyev | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 13 | Elect Alexey L. Kudrin | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 14 | Elect Georgy I. Luntovsky | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 15 | Elect Vladimir A. Mau | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 16 | Elect Gennady G. Melikyan | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 17 | Elect Alessandro Profumo | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 18 | Elect Anton G. Siluanov | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 19 | Elect Sergey G. Sinelnikov-Murylev | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 20 | Elect Dmitry Tulin | Mgmt | N/A | Abstain | N/A | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 21 | Elect Nadia Wells | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 22 | Elect Sergei A. Shvetsov | Mgmt | N/A | For | N/A | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 23 | Elect Natalya P. Borodina | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 24 | Elect Vladimir M. Volkov | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 25 | Elect Galina Golubenkova | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 26 | Elect Tatiana A. Domanskaya | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 27 | Elect Yulia Y. Isakhanova | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 28 | Elect Alexei E. Minenko | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 29 | Elect Natalia V. Revina | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 30 | Appointment of CEO | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 31 | Adoption of New Edition of Charter | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 32 | Adoption of New Meeting Regulations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 33 | Adoption of New Regulations on Board of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 34 | Adoption of New Regulations on Remuneration of Board of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sberbank | 20150529 | Annual | SBER | X76317100 | 35 | Related Party Transactions (D&O Insurance Policy) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SBI Holdings Inc | 20150626 | Annual | 8473 | J6991H100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | SBI Holdings Inc | 20150626 | Annual | 8473 | J6991H100 | 2 | Elect Yoshitaka Kitao | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SBI Holdings Inc | 20150626 | Annual | 8473 | J6991H100 | 3 | Elect Katsuya Kawashima | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SBI Holdings Inc | 20150626 | Annual | 8473 | J6991H100 | 4 | Elect Takashi Nakagawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SBI Holdings Inc | 20150626 | Annual | 8473 | J6991H100 | 5 | Elect Tomoya Asakura | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SBI Holdings Inc | 20150626 | Annual | 8473 | J6991H100 | 6 | Elect Shumpei Morita | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SBI Holdings Inc | 20150626 | Annual | 8473 | J6991H100 | 7 | Elect Kazuhiro Nakatsuka | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SBI Holdings Inc | 20150626 | Annual | 8473 | J6991H100 | 8 | Elect LI Peilun | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | SBI Holdings Inc | 20150626 | Annual | 8473 | J6991H100 | 9 | Elect Masato Takamura | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SBI Holdings Inc | 20150626 | Annual | 8473 | J6991H100 | 10 | Elect Masaki Yoshida | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SBI Holdings Inc | 20150626 | Annual | 8473 | J6991H100 | 11 | Elect Kiyoshi Nagano | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SBI Holdings Inc | 20150626 | Annual | 8473 | J6991H100 | 12 | Elect Keiji Watanabe | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SBI Holdings Inc | 20150626 | Annual | 8473 | J6991H100 | 13 | Elect Akihiro Tamaki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SBI Holdings Inc | 20150626 | Annual | 8473 | J6991H100 | 14 | Elect Masanao Marumono | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SBI Holdings Inc | 20150626 | Annual | 8473 | J6991H100 | 15 | Elect Teruhide Satoh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SBI Holdings Inc | 20150626 | Annual | 8473 | J6991H100 | 16 | Elect Tatsuo Shigemitsu | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SBI Holdings Inc | 20150626 | Annual | 8473 | J6991H100 | 17 | Elect Ayako Hirota Weissman | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SBI Holdings Inc | 20150626 | Annual | 8473 | J6991H100 | 18 | Elect Yasumine Satake | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SBI Holdings Inc | 20150626 | Annual | 8473 | J6991H100 | 19 | Elect Hiroaki Nagasue as Statutory Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SBI Holdings Inc | 20150626 | Annual | 8473 | J6991H100 | 20 | Elect Hideaki Asayama as Alternate Statutory Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 2 | Annual Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 3 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 4 | Supervisors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 8 | Estimates of Ongoing Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 9 | Appraisal Results and Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 10 | Appraisal Program for 2015 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 11 | Approval of Entrusted Loans | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 12 | Authority to Give Guarantees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 13 | Approval of Line of Credit | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 14 | Authority to Issue Debt Instruments | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 15 | Approval to Dispose of Listed Shares and Securities | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 16 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 17 | Amendments to Articles and Rules for General Meetings | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 18 | Authority to Issue A Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 19 | Eligibility for Non-Public Issuance | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 20 | Class and Nominal Value | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 21 | Method and Time of Issuance | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 22 | Target Subscribers and Method of Subscription | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 23 | Subscription Price and Pricing Principles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 24 | Issuance Quantity | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 25 | Lock-up Arrangement | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 26 | Place of Listing | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 27 | Use of Proceeds | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 28 | Arrangement of Accumulated Undistributed Profits | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 29 | Validity Period | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 30 | Approval of the Non-Public Issuance | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 31 | Feasibility Report on Use of Proceeds | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 32 | Subscription Agreement | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 33 | Board Authorization to Implement the Non-Public Issuance | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 34 | Report on Use of Previous Proceeds | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 35 | Shareholder Return Plan 2015-2017 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 36 | Liability Insurance | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 37 | Approval of Sisram Medical Plan and Grant of Options | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 38 | Elect Kelvin WONG Tin Yau | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shanghai Fosun Pharmaceutical (Group) | 20150629 | Annual | 2196 | Y7687D109 | 39 | Elect JIANG Xian | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shire Plc | 20150428 | Annual | SHP | 82481R106 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shire Plc | 20150428 | Annual | SHP | 82481R106 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shire Plc | 20150428 | Annual | SHP | 82481R106 | 3 | Remuneration Policy (Binding) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shire Plc | 20150428 | Annual | SHP | 82481R106 | 4 | Elect Dominic Blakemore | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shire Plc | 20150428 | Annual | SHP | 82481R106 | 5 | Elect William M. Burns | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shire Plc | 20150428 | Annual | SHP | 82481R106 | 6 | Elect Steven Gillis | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shire Plc | 20150428 | Annual | SHP | 82481R106 | 7 | Elect David Ginsburg | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shire Plc | 20150428 | Annual | SHP | 82481R106 | 8 | Elect David Kappler | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shire Plc | 20150428 | Annual | SHP | 82481R106 | 9 | Elect Susan Kilsby | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shire Plc | 20150428 | Annual | SHP | 82481R106 | 10 | Elect Anne Minto | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shire Plc | 20150428 | Annual | SHP | 82481R106 | 11 | Elect Flemming Ornskov | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shire Plc | 20150428 | Annual | SHP | 82481R106 | 12 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shire Plc | 20150428 | Annual | SHP | 82481R106 | 13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shire Plc | 20150428 | Annual | SHP | 82481R106 | 14 | Long Term Incentive Plan 2015 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shire Plc | 20150428 | Annual | SHP | 82481R106 | 15 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Shire Plc | 20150428 | Annual | SHP | 82481R106 | 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shire Plc | 20150428 | Annual | SHP | 82481R106 | 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shire Plc | 20150428 | Annual | SHP | 82481R106 | 18 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shire Plc | 20150428 | Annual | SHP | 82481R106 | 19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shree Cement Limited | 20141110 | Annual | SHREECEM | Y7757Y132 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Shree Cement Limited | 20141110 | Annual | SHREECEM | Y7757Y132 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shree Cement Limited | 20141110 | Annual | SHREECEM | Y7757Y132 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shree Cement Limited | 20141110 | Annual | SHREECEM | Y7757Y132 | 4 | Elect Benu Gopal Bangur | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shree Cement Limited | 20141110 | Annual | SHREECEM | Y7757Y132 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shree Cement Limited | 20141110 | Annual | SHREECEM | Y7757Y132 | 6 | Appointment of Cost Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shree Cement Limited | 20141110 | Annual | SHREECEM | Y7757Y132 | 7 | Elect Ramakant Sharma | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shree Cement Limited | 20141110 | Annual | SHREECEM | Y7757Y132 | 8 | Elect Ratan Lal Gaggar | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shree Cement Limited | 20141110 | Annual | SHREECEM | Y7757Y132 | 9 | Elect Om Prakash Setia | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shree Cement Limited | 20141110 | Annual | SHREECEM | Y7757Y132 | 10 | Elect Shree Kant Somany | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shree Cement Limited | 20141110 | Annual | SHREECEM | Y7757Y132 | 11 | Elect Yoginder K. Alagh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shree Cement Limited | 20141110 | Annual | SHREECEM | Y7757Y132 | 12 | Elect Nitin Raojibhai Desai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shree Cement Limited | 20141110 | Annual | SHREECEM | Y7757Y132 | 13 | Elect Leena Srivastava | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Shree Cement Limited | 20141110 | Annual | SHREECEM | Y7757Y132 | 14 | Directors’ Commission | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shree Cement Limited | 20141110 | Annual | SHREECEM | Y7757Y132 | 15 | Amendment to Borrowing Powers | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shree Cement Limited | 20141110 | Annual | SHREECEM | Y7757Y132 | 16 | Authority to Mortgage Assets | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Shree Cement Limited | 20141110 | Annual | SHREECEM | Y7757Y132 | 17 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sinopharm Group Co. Ltd. | 20141229 | Special | 1099 | Y8008N107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Sinopharm Group Co. Ltd. | 20141229 | Special | 1099 | Y8008N107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Sinopharm Group Co. Ltd. | 20141229 | Special | 1099 | Y8008N107 | 3 | Master Procurement Agreement | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SK Hynix Inc. | 20150320 | Annual | 000660 | Y8085F100 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SK Hynix Inc. | 20150320 | Annual | 000660 | Y8085F100 | 2 | Election of Executive Director: PARK Sung Wook | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SK Hynix Inc. | 20150320 | Annual | 000660 | Y8085F100 | 3 | Elect KIM Doo Kyung | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SK Hynix Inc. | 20150320 | Annual | 000660 | Y8085F100 | 4 | Elect PARK Young Joon | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SK Hynix Inc. | 20150320 | Annual | 000660 | Y8085F100 | 5 | Elect KIM Dae Il | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SK Hynix Inc. | 20150320 | Annual | 000660 | Y8085F100 | 6 | Elect LEE Chang Yang | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SK Hynix Inc. | 20150320 | Annual | 000660 | Y8085F100 | 7 | Election of Audit Committee Member: KIM Doo Kyung | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SK Hynix Inc. | 20150320 | Annual | 000660 | Y8085F100 | 8 | Election of Audit Committee Member: KIM Dae Il | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SK Hynix Inc. | 20150320 | Annual | 000660 | Y8085F100 | 9 | Election of Audit Committee Member: LEE Chang Yang | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | SK Hynix Inc. | 20150320 | Annual | 000660 | Y8085F100 | 10 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Solvay SA | 20150512 | Ordinary | SOLB | B82095116 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Solvay SA | 20150512 | Ordinary | SOLB | B82095116 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Solvay SA | 20150512 | Ordinary | SOLB | B82095116 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Solvay SA | 20150512 | Ordinary | SOLB | B82095116 | 4 | Remuneration Report | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Solvay SA | 20150512 | Ordinary | SOLB | B82095116 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Solvay SA | 20150512 | Ordinary | SOLB | B82095116 | 6 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Solvay SA | 20150512 | Ordinary | SOLB | B82095116 | 7 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Solvay SA | 20150512 | Ordinary | SOLB | B82095116 | 8 | Ratification of Auditor Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Solvay SA | 20150512 | Ordinary | SOLB | B82095116 | 9 | Elect Charles Casimir-Lambert | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Solvay SA | 20150512 | Ordinary | SOLB | B82095116 | 10 | Elect Yves-Thibault de Silguy | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Solvay SA | 20150512 | Ordinary | SOLB | B82095116 | 11 | Ratification of Independence (Charles Casimir-Lambert) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Solvay SA | 20150512 | Ordinary | SOLB | B82095116 | 12 | Ratification of Independence (Yves-Thibault de Silguy) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Solvay SA | 20150512 | Ordinary | SOLB | B82095116 | 13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Solvay SA | 20150512 | Ordinary | SOLB | B82095116 | 14 | Elect Marjan Oudeman | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Solvay SA | 20150512 | Ordinary | SOLB | B82095116 | 15 | Ratification of Independence (Marjan Oudeman) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Solvay SA | 20150512 | Ordinary | SOLB | B82095116 | 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | SouFun Holdings Ltd. | 20141112 | Annual | SFUN | 836034108 | 1 | Elect Sol Trujillo | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | State Bank of India Limited | 20140703 | Annual | SBI | Y8161Z129 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Financial Group Inc | 20150626 | Annual | 8316 | 86562M209 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Financial Group Inc | 20150626 | Annual | 8316 | 86562M209 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Financial Group Inc | 20150626 | Annual | 8316 | 86562M209 | 3 | Elect Masayuki Oku | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Financial Group Inc | 20150626 | Annual | 8316 | 86562M209 | 4 | Elect Takeshi Kunibe | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Financial Group Inc | 20150626 | Annual | 8316 | 86562M209 | 5 | Elect Yujiroh Itoh | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Financial Group Inc | 20150626 | Annual | 8316 | 86562M209 | 6 | Elect Kohzoh Ogino | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Financial Group Inc | 20150626 | Annual | 8316 | 86562M209 | 7 | Elect Toshiyuki Teramoto | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Financial Group Inc | 20150626 | Annual | 8316 | 86562M209 | 8 | Elect Katsunori Tanizaki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Financial Group Inc | 20150626 | Annual | 8316 | 86562M209 | 9 | Elect Kuniaki Nomura | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Financial Group Inc | 20150626 | Annual | 8316 | 86562M209 | 10 | Elect Arthur M. Mitchell | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Financial Group Inc | 20150626 | Annual | 8316 | 86562M209 | 11 | Elect Masaharu Kohno | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Financial Group Inc | 20150626 | Annual | 8316 | 86562M209 | 12 | Elect Eriko Sakurai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Financial Group Inc | 20150626 | Annual | 8316 | 86562M209 | 13 | Elect Tohru Mikami as Statutory Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Financial Group Inc | 20150626 | Annual | 8316 | 86562M209 | 14 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 20150626 | Annual | 8309 | J0752J108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 20150626 | Annual | 8309 | J0752J108 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 20150626 | Annual | 8309 | J0752J108 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 20150626 | Annual | 8309 | J0752J108 | 4 | Elect Hitoshi Tsunekage | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 20150626 | Annual | 8309 | J0752J108 | 5 | Elect Kunitaroh Kitamura | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 20150626 | Annual | 8309 | J0752J108 | 6 | Elect Nobuo Iwasaki | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 20150626 | Annual | 8309 | J0752J108 | 7 | Elect Rikiya Hattori | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 20150626 | Annual | 8309 | J0752J108 | 8 | Elect Testuo Ohkubo | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 20150626 | Annual | 8309 | J0752J108 | 9 | Elect Yoshiaki Koshimura | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 20150626 | Annual | 8309 | J0752J108 | 10 | Elect Sohichi Shinohara | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 20150626 | Annual | 8309 | J0752J108 | 11 | Elect Takeshi Suzuki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 20150626 | Annual | 8309 | J0752J108 | 12 | Elect Mikio Araki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 20150626 | Annual | 8309 | J0752J108 | 13 | Elect Takashi Yoshida as Alternate Statutory Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Taro Pharmaceutical Industries Ltd. | 20141222 | Annual | TARO | M8737E108 | 1 | Elect Dilip S. Shanghvi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Taro Pharmaceutical Industries Ltd. | 20141222 | Annual | TARO | M8737E108 | 2 | Elect Kal Sundaram | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Taro Pharmaceutical Industries Ltd. | 20141222 | Annual | TARO | M8737E108 | 3 | Elect Sudhir Valia | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Taro Pharmaceutical Industries Ltd. | 20141222 | Annual | TARO | M8737E108 | 4 | Elect James Kedrowski | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Taro Pharmaceutical Industries Ltd. | 20141222 | Annual | TARO | M8737E108 | 5 | Elect Dov Pekelman | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Taro Pharmaceutical Industries Ltd. | 20141222 | Annual | TARO | M8737E108 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 2 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 3 | Elect Sakthivel a/l Alagappan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 4 | Elect Wira Md Sidek bin Ahmad | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 5 | Elect Ahmad Farouk bin Mohamed | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 6 | Elect Zainal Abidin bin Putih | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 7 | Elect Abd Manaf bin Hashim | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 8 | Elect Leo Moggie | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 9 | Elect Siti Norma binti Yaakob | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 11 | Retention of Zainal Abidin bin Putih as Independent Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tenaga Nasional Berhad | 20141218 | Annual | TENAGA | Y85859109 | 12 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tenaga Nasional Berhad | 20141218 | Special | TENAGA | Y85859109 | 1 | Establishment of Long Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tenaga Nasional Berhad | 20141218 | Special | TENAGA | Y85859109 | 2 | Equity Grant to Azman bin Mohd under the LTIP | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 5 | Elect LI Dong Sheng | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 6 | Elect Iain Ferguson Bruce | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 7 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 20150513 | Annual | 700 | G87572163 | 11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Travelsky Technology | 20150616 | Annual | 0696 | Y8972V101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Travelsky Technology | 20150616 | Annual | 0696 | Y8972V101 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Travelsky Technology | 20150616 | Annual | 0696 | Y8972V101 | 3 | Director’s Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Travelsky Technology | 20150616 | Annual | 0696 | Y8972V101 | 4 | Supervisor’s Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Travelsky Technology | 20150616 | Annual | 0696 | Y8972V101 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Travelsky Technology | 20150616 | Annual | 0696 | Y8972V101 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Travelsky Technology | 20150616 | Annual | 0696 | Y8972V101 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Travelsky Technology | 20150616 | Annual | 0696 | Y8972V101 | 8 | Authority to Issue Domestic and H Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Travelsky Technology | 20150616 | Annual | 0696 | Y8972V101 | 9 | Authority to Repurchase H Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Travelsky Technology | 20150616 | Other | 0696 | Y8972V101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Travelsky Technology | 20150616 | Other | 0696 | Y8972V101 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Travelsky Technology | 20150616 | Other | 0696 | Y8972V101 | 3 | Authority to Repurchase H Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Travelsky Technology | 20150616 | Other | 0696 | Y8972V101 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Travelsky Technology | 20141223 | Special | 0696 | Y8972V101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Travelsky Technology | 20141223 | Special | 0696 | Y8972V101 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Travelsky Technology | 20141223 | Special | 0696 | Y8972V101 | 3 | Elect CAO Jianxiong | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Travelsky Technology | 20141223 | Special | 0696 | Y8972V101 | 4 | Eastern Airlines Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Travelsky Technology | 20141223 | Special | 0696 | Y8972V101 | 5 | Eastern Airlines Transaction Annual Caps | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 4 | Opening of Meeting; Election of Presiding Chairman; Minutes | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 5 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 6 | Presentation of Auditors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 7 | Accounts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 8 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 9 | Ratification of Co-option | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 10 | Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 11 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 12 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 14 | Presentation of Compensation Policy | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 15 | Charitable Donations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 16 | Authority to Carry Out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | Turkiye Garanti Bankasi A.S. | 20150409 | Ordinary | GARAN | M4752S106 | 17 | Presentation of Report on Competing Activities or Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ulker Biskuvi Sanayi A.S. | 20150326 | Annual | ULKER | M90358108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Ulker Biskuvi Sanayi A.S. | 20150326 | Annual | ULKER | M90358108 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Ulker Biskuvi Sanayi A.S. | 20150326 | Annual | ULKER | M90358108 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Ulker Biskuvi Sanayi A.S. | 20150326 | Annual | ULKER | M90358108 | 4 | Opening of Meeting; Election of Presiding Chairman | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ulker Biskuvi Sanayi A.S. | 20150326 | Annual | ULKER | M90358108 | 5 | Meeting Minutes | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ulker Biskuvi Sanayi A.S. | 20150326 | Annual | ULKER | M90358108 | 6 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ulker Biskuvi Sanayi A.S. | 20150326 | Annual | ULKER | M90358108 | 7 | Presentation of Auditors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ulker Biskuvi Sanayi A.S. | 20150326 | Annual | ULKER | M90358108 | 8 | Financial Statements | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ulker Biskuvi Sanayi A.S. | 20150326 | Annual | ULKER | M90358108 | 9 | Ratification of Directors’ and Auditor’s Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ulker Biskuvi Sanayi A.S. | 20150326 | Annual | ULKER | M90358108 | 10 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ulker Biskuvi Sanayi A.S. | 20150326 | Annual | ULKER | M90358108 | 11 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ulker Biskuvi Sanayi A.S. | 20150326 | Annual | ULKER | M90358108 | 12 | Charitable Donations Policy | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ulker Biskuvi Sanayi A.S. | 20150326 | Annual | ULKER | M90358108 | 13 | Presentation of Charitable Donations; Limit on Charitable Donations | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Ulker Biskuvi Sanayi A.S. | 20150326 | Annual | ULKER | M90358108 | 14 | Presentation of Report on Guarantees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ulker Biskuvi Sanayi A.S. | 20150326 | Annual | ULKER | M90358108 | 15 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ulker Biskuvi Sanayi A.S. | 20150326 | Annual | ULKER | M90358108 | 16 | Presentation of Report on Competing Activities and Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Ulker Biskuvi Sanayi A.S. | 20150326 | Annual | ULKER | M90358108 | 17 | Authority to Carry Out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | Vedanta Resources Plc | 20140801 | Annual | VED | G9328D100 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Vedanta Resources Plc | 20140801 | Annual | VED | G9328D100 | 2 | Remuneration Policy (Binding) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Vedanta Resources Plc | 20140801 | Annual | VED | G9328D100 | 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Vedanta Resources Plc | 20140801 | Annual | VED | G9328D100 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Vedanta Resources Plc | 20140801 | Annual | VED | G9328D100 | 5 | Elect Thomas Albanese | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Vedanta Resources Plc | 20140801 | Annual | VED | G9328D100 | 6 | Elect Anil Agarwal | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Vedanta Resources Plc | 20140801 | Annual | VED | G9328D100 | 7 | Elect Navin Agarwal | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Vedanta Resources Plc | 20140801 | Annual | VED | G9328D100 | 8 | Elect Euan Macdonald | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Vedanta Resources Plc | 20140801 | Annual | VED | G9328D100 | 9 | Elect Aman Mehta | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Vedanta Resources Plc | 20140801 | Annual | VED | G9328D100 | 10 | Elect Deepak S. Parekh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Vedanta Resources Plc | 20140801 | Annual | VED | G9328D100 | 11 | Elect Geoffrey Green | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Vedanta Resources Plc | 20140801 | Annual | VED | G9328D100 | 12 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Vedanta Resources Plc | 20140801 | Annual | VED | G9328D100 | 13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Vedanta Resources Plc | 20140801 | Annual | VED | G9328D100 | 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Vedanta Resources Plc | 20140801 | Annual | VED | G9328D100 | 15 | Performance Share Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Vedanta Resources Plc | 20140801 | Annual | VED | G9328D100 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Vedanta Resources Plc | 20140801 | Annual | VED | G9328D100 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Vedanta Resources Plc | 20140801 | Annual | VED | G9328D100 | 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Vipshop Holdings Ltd. | 20140915 | Annual | VIPS | 92763W103 | 1 | Amendment to Authorized Common Stock | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | Vipshop Holdings Ltd. | 20140915 | Annual | VIPS | 92763W103 | 2 | Amendment to Authorized Common Stock | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | Vipshop Holdings Ltd. | 20140915 | Annual | VIPS | 92763W103 | 3 | Approval of Amendments to the Memorandum and Articles of Association | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Growth Fund | Wacker Chemie AG | 20150508 | Annual | WCH | D9540Z106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Wacker Chemie AG | 20150508 | Annual | WCH | D9540Z106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Wacker Chemie AG | 20150508 | Annual | WCH | D9540Z106 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Wacker Chemie AG | 20150508 | Annual | WCH | D9540Z106 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Wacker Chemie AG | 20150508 | Annual | WCH | D9540Z106 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Wacker Chemie AG | 20150508 | Annual | WCH | D9540Z106 | 6 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Wacker Chemie AG | 20150508 | Annual | WCH | D9540Z106 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Wacker Chemie AG | 20150508 | Annual | WCH | D9540Z106 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Wacker Chemie AG | 20150508 | Annual | WCH | D9540Z106 | 9 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 3 | Remuneration Report (Non-UK Issuer—Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 5 | Elect Roberto Quarta | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 6 | Elect Roger Agnelli | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 7 | Elect Jacques Aigrain | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 8 | Elect Ruigang Li | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 9 | Elect Paul Richardson | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 10 | Elect Hugo Shong | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 11 | Elect Timothy Shriver | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 12 | Elect Martin S. Sorrell | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 13 | Elect Sally Susman | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 14 | Elect Solomon D. Trujillo | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 15 | Elect John Hood | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 16 | Elect Charlene T. Begley | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 17 | Elect Nicole Seligman | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 18 | Elect Daniela Riccardi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 21 | Approve 2015 Share Option Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 22 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | WPP Plc | 20150609 | Annual | WPP | G9788D103 | 23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 3 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 4 | Elect John Boynton | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 5 | Elect Esther Dyson | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 6 | Cancellation of Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 7 | Amendment to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 10 | Suppress Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Yandex N.V. | 20150521 | Annual | YNDX | N97284108 | 11 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 2 | Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 5 | Ratification of Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 7 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 8 | Ratification of Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 9 | Ratification of Supervisory Council’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 10 | Supervisory Council Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 11 | Election of Supervisory Council Members and Alternates (Class A) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 12 | Election of Supervisory Council Members and Alternates (Class D) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 13 | Board Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 14 | Election of Directors (Class A) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 15 | Election of Directors (Class D) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 16 | Directors’ Fees; Supervisory Council’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | YPF S.A. | 20150430 | Annual | YPFD | 984245100 | 17 | Indemnification of Board Members, Supervisory Council and Employees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 2 | Allocation of Dividend on Preference Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 3 | Allocation of Dividend on Ordinary Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 4 | Elect Subhash Chandra | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Growth Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 6 | Elect Sunil Sharma | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 7 | Elect Neharika Vohra | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 8 | Elect Subodh Kumar | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 9 | Appointment of Subodh Kumar (Executive Vice Chairman); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 10 | Elect Sir Gulam Noon | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Growth Fund | Zee Entertainment Enterprises Limited | 20140718 | Annual | ZEEENTER | Y98893152 | 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Aalberts Industries NV | 20150421 | Annual | AALB | N00089271 | 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Aalberts Industries NV | 20150421 | Annual | AALB | N00089271 | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Aalberts Industries NV | 20150421 | Annual | AALB | N00089271 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Aalberts Industries NV | 20150421 | Annual | AALB | N00089271 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Aalberts Industries NV | 20150421 | Annual | AALB | N00089271 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aalberts Industries NV | 20150421 | Annual | AALB | N00089271 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Aalberts Industries NV | 20150421 | Annual | AALB | N00089271 | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aalberts Industries NV | 20150421 | Annual | AALB | N00089271 | 8 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aalberts Industries NV | 20150421 | Annual | AALB | N00089271 | 9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aalberts Industries NV | 20150421 | Annual | AALB | N00089271 | 10 | Elect Henk Scheffers | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Aalberts Industries NV | 20150421 | Annual | AALB | N00089271 | 11 | Elect J. van der Zouw | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aalberts Industries NV | 20150421 | Annual | AALB | N00089271 | 12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aalberts Industries NV | 20150421 | Annual | AALB | N00089271 | 13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aalberts Industries NV | 20150421 | Annual | AALB | N00089271 | 14 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aalberts Industries NV | 20150421 | Annual | AALB | N00089271 | 15 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aalberts Industries NV | 20150421 | Annual | AALB | N00089271 | 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Aalberts Industries NV | 20150421 | Annual | AALB | N00089271 | 17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Aareal Bank AG | 20150520 | Annual | ARL | D00379111 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Aareal Bank AG | 20150520 | Annual | ARL | D00379111 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Aareal Bank AG | 20150520 | Annual | ARL | D00379111 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Aareal Bank AG | 20150520 | Annual | ARL | D00379111 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Aareal Bank AG | 20150520 | Annual | ARL | D00379111 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aareal Bank AG | 20150520 | Annual | ARL | D00379111 | 6 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aareal Bank AG | 20150520 | Annual | ARL | D00379111 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aareal Bank AG | 20150520 | Annual | ARL | D00379111 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aareal Bank AG | 20150520 | Annual | ARL | D00379111 | 9 | Elect Hans Werner Rhein | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aareal Bank AG | 20150520 | Annual | ARL | D00379111 | 10 | Elect Stephan Schuller | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aareal Bank AG | 20150520 | Annual | ARL | D00379111 | 11 | Elect Sylvia Seignette | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aareal Bank AG | 20150520 | Annual | ARL | D00379111 | 12 | Elect Elisabeth Stheeman | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aareal Bank AG | 20150520 | Annual | ARL | D00379111 | 13 | Elect Dietrich Voigtlander | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aareal Bank AG | 20150520 | Annual | ARL | D00379111 | 14 | Elect Hermann Wagner | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aareal Bank AG | 20150520 | Annual | ARL | D00379111 | 15 | Authority to Trade in Company Stock | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Aareal Bank AG | 20150520 | Annual | ARL | D00379111 | 16 | Authority to Repurchase Shares and to use Equity Derivatives for Share Repurchases | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aareal Bank AG | 20150520 | Annual | ARL | D00379111 | 17 | Supervisory Board Members’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Aareal Bank AG | 20150520 | Annual | ARL | D00379111 | 18 | Approval of Intra-Company Control Agreements | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ackermans & Van Haaren | 20150526 | Annual | ACKB | B01165156 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Ackermans & Van Haaren | 20150526 | Annual | ACKB | B01165156 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Ackermans & Van Haaren | 20150526 | Annual | ACKB | B01165156 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Ackermans & Van Haaren | 20150526 | Annual | ACKB | B01165156 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Ackermans & Van Haaren | 20150526 | Annual | ACKB | B01165156 | 5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ackermans & Van Haaren | 20150526 | Annual | ACKB | B01165156 | 6 | Ratification of Alexia Bertrand’s Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ackermans & Van Haaren | 20150526 | Annual | ACKB | B01165156 | 7 | Ratification of Luc Bertrand’s Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ackermans & Van Haaren | 20150526 | Annual | ACKB | B01165156 | 8 | Ratification of Jacques Delen’s Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ackermans & Van Haaren | 20150526 | Annual | ACKB | B01165156 | 9 | Ratification of Teun Jurgens’ Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ackermans & Van Haaren | 20150526 | Annual | ACKB | B01165156 | 10 | Ratification of Pierre Macharis’ Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ackermans & Van Haaren | 20150526 | Annual | ACKB | B01165156 | 11 | Ratification of Julien Pestiaux’s Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ackermans & Van Haaren | 20150526 | Annual | ACKB | B01165156 | 12 | Ratification of Thierry Van Baren’s Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ackermans & Van Haaren | 20150526 | Annual | ACKB | B01165156 | 13 | Ratification of Frederic Van Haaren’s Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ackermans & Van Haaren | 20150526 | Annual | ACKB | B01165156 | 14 | Ratification of Pierre Willaert’s Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ackermans & Van Haaren | 20150526 | Annual | ACKB | B01165156 | 15 | Ratification of Auditor’s Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ackermans & Van Haaren | 20150526 | Annual | ACKB | B01165156 | 16 | Elect Julien Pestiaux | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ackermans & Van Haaren | 20150526 | Annual | ACKB | B01165156 | 17 | Remuneration Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ackermans & Van Haaren | 20150526 | Annual | ACKB | B01165156 | 18 | Approve Severance Agreement (Andre-Xavier Cooreman) | Mgmt | For | Against | Against | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Ackermans & Van Haaren | 20150526 | Annual | ACKB | B01165156 | 19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Ackermans & Van Haaren | 20150526 | Annual | ACKB | B01165156 | 20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Algonquin Power & Utilities Corp | 20150630 | Annual | AQUNF | 015857105 | 1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Algonquin Power & Utilities Corp | 20150630 | Annual | AQUNF | 015857105 | 2.1 | Elect Christopher J. Ball | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Algonquin Power & Utilities Corp | 20150630 | Annual | AQUNF | 015857105 | 2.2 | Elect Christopher G. Huskilson | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Algonquin Power & Utilities Corp | 20150630 | Annual | AQUNF | 015857105 | 2.3 | Elect Christopher K. Jarratt | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Algonquin Power & Utilities Corp | 20150630 | Annual | AQUNF | 015857105 | 2.4 | Elect Kenneth Moore | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Algonquin Power & Utilities Corp | 20150630 | Annual | AQUNF | 015857105 | 2.5 | Elect Ian E. Robertson | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Algonquin Power & Utilities Corp | 20150630 | Annual | AQUNF | 015857105 | 2.6 | Elect Masheed Saidi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Algonquin Power & Utilities Corp | 20150630 | Annual | AQUNF | 015857105 | 2.7 | Elect Dilek Samil | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Algonquin Power & Utilities Corp | 20150630 | Annual | AQUNF | 015857105 | 2.8 | Elect George L. Steeves | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Algonquin Power & Utilities Corp | 20150630 | Annual | AQUNF | 015857105 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Alps Electric Co Limited | 20150619 | Annual | 6770 | J01176114 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Alps Electric Co Limited | 20150619 | Annual | 6770 | J01176114 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Alps Electric Co Limited | 20150619 | Annual | 6770 | J01176114 | 3 | Elect Masataka Kataoka | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Alps Electric Co Limited | 20150619 | Annual | 6770 | J01176114 | 4 | Elect Toshihiro Kuriyama | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Alps Electric Co Limited | 20150619 | Annual | 6770 | J01176114 | 5 | Elect Shuhji Takamura | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Alps Electric Co Limited | 20150619 | Annual | 6770 | J01176114 | 6 | Elect Takashi Kimoto | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Alps Electric Co Limited | 20150619 | Annual | 6770 | J01176114 | 7 | Elect Junichi Umehara | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Alps Electric Co Limited | 20150619 | Annual | 6770 | J01176114 | 8 | Elect Yoshitada Amagishi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Alps Electric Co Limited | 20150619 | Annual | 6770 | J01176114 | 9 | Elect Yasuo Sasao | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Alps Electric Co Limited | 20150619 | Annual | 6770 | J01176114 | 10 | Elect Hitoshi Edagawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Alps Electric Co Limited | 20150619 | Annual | 6770 | J01176114 | 11 | Elect Shinji Inoue | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Alps Electric Co Limited | 20150619 | Annual | 6770 | J01176114 | 12 | Elect Takeshi Daiohmaru | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Alps Electric Co Limited | 20150619 | Annual | 6770 | J01176114 | 13 | Elect Takashi Iida | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Alps Electric Co Limited | 20150619 | Annual | 6770 | J01176114 | 14 | Elect Seishi Kai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Alps Electric Co Limited | 20150619 | Annual | 6770 | J01176114 | 15 | Elect Akihiko Okayasu | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Alps Electric Co Limited | 20150619 | Annual | 6770 | J01176114 | 16 | Elect Takatoshi Yamamoto as Alternate Statutory Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Amaya Inc. | 20150622 | Special | AYA | 02314M108 | 1.1 | Elect David Baazov | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Amaya Inc. | 20150622 | Special | AYA | 02314M108 | 1.2 | Elect Daniel Sebag | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Amaya Inc. | 20150622 | Special | AYA | 02314M108 | 1.3 | Elect Wesley Clark | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Amaya Inc. | 20150622 | Special | AYA | 02314M108 | 1.4 | Elect Divyesh Gadhia | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Amaya Inc. | 20150622 | Special | AYA | 02314M108 | 1.5 | Elect Harlan W. Goodson | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Amaya Inc. | 20150622 | Special | AYA | 02314M108 | 1.6 | Elect Aubrey Zidenberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Amaya Inc. | 20150622 | Special | AYA | 02314M108 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Amaya Inc. | 20150622 | Special | AYA | 02314M108 | 3 | Equity Compensation Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Amaya Inc. | 20150622 | Special | AYA | 02314M108 | 4 | Stock Option Plan Amendment | Mgmt | For | Against | Against | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 20150421 | Ordinary | AMP | T0388E118 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 20150421 | Ordinary | AMP | T0388E118 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 20150421 | Ordinary | AMP | T0388E118 | 3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 20150421 | Ordinary | AMP | T0388E118 | 4 | Elect Anna Puccio | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 20150421 | Ordinary | AMP | T0388E118 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 20150421 | Ordinary | AMP | T0388E118 | 6 | List Presented by Ampliter N.V. | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 20150421 | Ordinary | AMP | T0388E118 | 7 | List Presented by Group of Shareholders Representing 1.07% of Share Capital | Mgmt | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 20150421 | Ordinary | AMP | T0388E118 | 8 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 20150421 | Ordinary | AMP | T0388E118 | 9 | Amendments to the New Stock Grant Plan 2014 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 20150421 | Ordinary | AMP | T0388E118 | 10 | Remuneration Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 20150421 | Ordinary | AMP | T0388E118 | 11 | Authority to Repurchase and Dispose of Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | ams AG | 20150609 | Annual | AMS | A0400Q115 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | ams AG | 20150609 | Annual | AMS | A0400Q115 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | ams AG | 20150609 | Annual | AMS | A0400Q115 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | ams AG | 20150609 | Annual | AMS | A0400Q115 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | ams AG | 20150609 | Annual | AMS | A0400Q115 | 5 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | ams AG | 20150609 | Annual | AMS | A0400Q115 | 6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | ams AG | 20150609 | Annual | AMS | A0400Q115 | 7 | Supervisory Board Members’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | ams AG | 20150609 | Annual | AMS | A0400Q115 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | ams AG | 20150609 | Annual | AMS | A0400Q115 | 9 | Cancellation of Conditional Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | ams AG | 20150609 | Annual | AMS | A0400Q115 | 10 | Increase in Conditional Capital for Employee Stock Option Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | ams AG | 20150609 | Annual | AMS | A0400Q115 | 11 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | ams AG | 20150609 | Annual | AMS | A0400Q115 | 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | ams AG | 20150609 | Annual | AMS | A0400Q115 | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | ASM Pacific Technology Ltd. | 20150511 | Annual | 00522 | G0535Q133 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | ASM Pacific Technology Ltd. | 20150511 | Annual | 00522 | G0535Q133 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | ASM Pacific Technology Ltd. | 20150511 | Annual | 00522 | G0535Q133 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | ASM Pacific Technology Ltd. | 20150511 | Annual | 00522 | G0535Q133 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | ASM Pacific Technology Ltd. | 20150511 | Annual | 00522 | G0535Q133 | 5 | Elect John LOK Kam Chong | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | ASM Pacific Technology Ltd. | 20150511 | Annual | 00522 | G0535Q133 | 6 | Director’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | ASM Pacific Technology Ltd. | 20150511 | Annual | 00522 | G0535Q133 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | ASM Pacific Technology Ltd. | 20150511 | Annual | 00522 | G0535Q133 | 8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Azimut Holding S.p.A. | 20150430 | Ordinary | AZM | T0783G106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Azimut Holding S.p.A. | 20150430 | Ordinary | AZM | T0783G106 | 2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Azimut Holding S.p.A. | 20150430 | Ordinary | AZM | T0783G106 | 3 | Incentive Plan | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Azimut Holding S.p.A. | 20150430 | Ordinary | AZM | T0783G106 | 4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Azimut Holding S.p.A. | 20150430 | Ordinary | AZM | T0783G106 | 5 | Remuneration Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | B2Gold Corp. | 20140912 | Special | BTO | 11777Q209 | 1 | Merger/Acquisition | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 20150423 | Mix | BGN | T3000G115 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 20150423 | Mix | BGN | T3000G115 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 20150423 | Mix | BGN | T3000G115 | 3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 20150423 | Mix | BGN | T3000G115 | 4 | Remuneration Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 20150423 | Mix | BGN | T3000G115 | 5 | Maximum Variable Pay Ratio | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 20150423 | Mix | BGN | T3000G115 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 20150423 | Mix | BGN | T3000G115 | 7 | List Presented by Assicurazioni Generali S.p.A. | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 20150423 | Mix | BGN | T3000G115 | 8 | List Presented by Group of Shareholders Representing 1.056% of Share Capital | Mgmt | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 20150423 | Mix | BGN | T3000G115 | 9 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 20150423 | Mix | BGN | T3000G115 | 10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 20150423 | Mix | BGN | T3000G115 | 11 | List Presented by Assicurazioni Generali S.p.A. | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 20150423 | Mix | BGN | T3000G115 | 12 | List Presented by Group of Shareholders Representing 1.056% of Share Capital | Mgmt | N/A | Abstain | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 20150423 | Mix | BGN | T3000G115 | 13 | Election of Chairman | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 20150423 | Mix | BGN | T3000G115 | 14 | Authority to Repurchase and Dispose of Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 20150423 | Mix | BGN | T3000G115 | 15 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 20150423 | Mix | BGN | T3000G115 | 16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 20150423 | Mix | BGN | T3000G115 | 17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Popolare di Milano S.c.a.r.l. | 20150410 | Ordinary | PMI | T15120107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Popolare di Milano S.c.a.r.l. | 20150410 | Ordinary | PMI | T15120107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Popolare di Milano S.c.a.r.l. | 20150410 | Ordinary | PMI | T15120107 | 3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Popolare di Milano S.c.a.r.l. | 20150410 | Ordinary | PMI | T15120107 | 4 | Remuneration Report and Equity Plans | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Popolare di Milano S.c.a.r.l. | 20150410 | Ordinary | PMI | T15120107 | 5 | Authority to Repurchase and Dispose of Treasury Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Popolare di Milano S.c.a.r.l. | 20150410 | Ordinary | PMI | T15120107 | 6 | Appointment of Arbitration Committee | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Popolare di Milano S.c.a.r.l. | 20150410 | Ordinary | PMI | T15120107 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Popolare di Milano S.c.a.r.l. | 20150410 | Ordinary | PMI | T15120107 | 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Banca Popolare di Milano S.c.a.r.l. | 20150410 | Ordinary | PMI | T15120107 | 9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 4 | Special Dividend | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 5 | Elect George P. Blunden | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 6 | Elect Martin L. Bride | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 7 | Elect Adrian P. Cox | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 8 | Elect Angela Crawford-Ingle | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 9 | Elect Dennis Holt | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 10 | Elect Andrew D. Horton | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 11 | Elect Neil P. Maidment | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 12 | Elect Padraic J. O’Connor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 13 | Elect Vincent J. Sheridan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 14 | Elect Ken P. Sroka | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 15 | Elect Rolf W. Tolle | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 16 | Elect Clive A. Washbourn | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 17 | Appointment of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 18 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 21 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Beazley Plc | 20150325 | Annual | BEZ | G1143Q101 | 22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Befimmo SCA | 20150428 | Ordinary | BEFB | B09186105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Befimmo SCA | 20150428 | Ordinary | BEFB | B09186105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Befimmo SCA | 20150428 | Ordinary | BEFB | B09186105 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Befimmo SCA | 20150428 | Ordinary | BEFB | B09186105 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Befimmo SCA | 20150428 | Ordinary | BEFB | B09186105 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Befimmo SCA | 20150428 | Ordinary | BEFB | B09186105 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Befimmo SCA | 20150428 | Ordinary | BEFB | B09186105 | 7 | Accounts and Reports; Allocate Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Befimmo SCA | 20150428 | Ordinary | BEFB | B09186105 | 8 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Befimmo SCA | 20150428 | Ordinary | BEFB | B09186105 | 9 | Ratification of Auditor’s Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Befimmo SCA | 20150428 | Ordinary | BEFB | B09186105 | 10 | Elect Sophie Malarme-Lecloux to the Board of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Befimmo SCA | 20150428 | Ordinary | BEFB | B09186105 | 11 | Elect Alain Devos to the Board of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Befimmo SCA | 20150428 | Ordinary | BEFB | B09186105 | 12 | Elect Benoit De Blieck to the Board of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Befimmo SCA | 20150428 | Ordinary | BEFB | B09186105 | 13 | Elect Etienne Dewulf to the Board of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Befimmo SCA | 20150428 | Ordinary | BEFB | B09186105 | 14 | Elect Jacques Rousseaux to the Board of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Befimmo SCA | 20150428 | Ordinary | BEFB | B09186105 | 15 | Elect Hugues Delpire to the Board of Directors | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Befimmo SCA | 20150428 | Ordinary | BEFB | B09186105 | 16 | Elect Benoit Godts to the Board of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Befimmo SCA | 20150428 | Ordinary | BEFB | B09186105 | 17 | Remuneration Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Befimmo SCA | 20150428 | Ordinary | BEFB | B09186105 | 18 | Change in Control Clause | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Befimmo SCA | 20150428 | Ordinary | BEFB | B09186105 | 19 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Befimmo SCA | 20150428 | Ordinary | BEFB | B09186105 | 20 | Other Business | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 20150626 | Annual | 2412 | J0447X108 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 20150626 | Annual | 2412 | J0447X108 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 20150626 | Annual | 2412 | J0447X108 | 3 | Elect Yasuyuki Nambu | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 20150626 | Annual | 2412 | J0447X108 | 4 | Elect Norio Shiraishi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 20150626 | Annual | 2412 | J0447X108 | 5 | Elect Masako Suzuki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 20150626 | Annual | 2412 | J0447X108 | 6 | Elect Kenji Ozaki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 20150626 | Annual | 2412 | J0447X108 | 7 | Elect Tsutomu Ohta | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 20150626 | Annual | 2412 | J0447X108 | 8 | Elect Hirotaka Wakamoto | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 20150626 | Annual | 2412 | J0447X108 | 9 | Elect Yuko Nakase | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 20150626 | Annual | 2412 | J0447X108 | 10 | Elect Akira Kamitomai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 20150626 | Annual | 2412 | J0447X108 | 11 | Elect Nobuyasu Kubo | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 20150626 | Annual | 2412 | J0447X108 | 12 | Elect Yuji Momosaki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 20150626 | Annual | 2412 | J0447X108 | 13 | Elect Yoshio Katoh as Statutory Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 20150626 | Annual | 2412 | J0447X108 | 14 | Elect Kazufumi Nomura as Alternate Statutory Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 20150430 | Annual | BRSN | G1011R108 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 20150430 | Annual | BRSN | G1011R108 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 20150430 | Annual | BRSN | G1011R108 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 20150430 | Annual | BRSN | G1011R108 | 4 | Elect Peter J. Ventress | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 20150430 | Annual | BRSN | G1011R108 | 5 | Elect Kevin Quinn | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 20150430 | Annual | BRSN | G1011R108 | 6 | Elect Iain Ferguson | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 20150430 | Annual | BRSN | G1011R108 | 7 | Elect Lucy Dimes | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 20150430 | Annual | BRSN | G1011R108 | 8 | Elect David S. Lowden | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 20150430 | Annual | BRSN | G1011R108 | 9 | Elect Andrew R. Wood | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 20150430 | Annual | BRSN | G1011R108 | 10 | Elect Maarit Aarni-Sirvio | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 20150430 | Annual | BRSN | G1011R108 | 11 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 20150430 | Annual | BRSN | G1011R108 | 12 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 20150430 | Annual | BRSN | G1011R108 | 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 20150430 | Annual | BRSN | G1011R108 | 14 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 20150430 | Annual | BRSN | G1011R108 | 15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 13 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 14 | Allocation of Profits/Dividend | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | �� | Billerud AB | 20150505 | Annual | BILL | W16021102 | 15 | Ratification of Board and CEO Acts | Mgmt | For | For | For | Voted | |||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 17 | Board Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 18 | Directors’ and Auditors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 19 | Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 20 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 21 | Nomination Committee | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 22 | Remuneration Guidelines | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 23 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 24 | Transfer of Shares Pursuant to LTIP 2015 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 25 | Equity Swap Agreement | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 26 | Shareholder Proposal Regarding Shareholders Association | ShrHoldr | N/A | Against | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Billerud AB | 20150505 | Annual | BILL | W16021102 | 28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 2 | Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 4 | Ratify Co-option and Elect Juan March Juan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 5 | Ratify Co-option and Elect Santos Martinez-Conde Gutierrez-Barquin | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 6 | Amendments to Article 5 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 7 | Amendments to Article 6 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 8 | Amendments to Articles 10 to 23 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 9 | Amendments to Articles 24 to 37 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 10 | Amendments to Articles 38, 39 and 40 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 11 | Amendments to Articles 41 and 42 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 12 | Amendments to Article 45 | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 13 | Amendments to Articles 47 and 48 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 14 | Approval of Consolidated Text of Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 15 | Amendments to General Meeting Regulation | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 16 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 17 | Remuneration Report; Remuneration Policy | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 18 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 19 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 20 | Presentation of Report on Board of Directors Regulations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 21 | Questions and Comments | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bolsas y Mercados Españoles S.A. | 20150429 | Annual | BME | E8893G102 | 22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Bovis Homes Group plc | 20150515 | Annual | BVS | G12698109 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bovis Homes Group plc | 20150515 | Annual | BVS | G12698109 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bovis Homes Group plc | 20150515 | Annual | BVS | G12698109 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bovis Homes Group plc | 20150515 | Annual | BVS | G12698109 | 4 | Elect Ian Tyler | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bovis Homes Group plc | 20150515 | Annual | BVS | G12698109 | 5 | Elect Alastair D. Lyons | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bovis Homes Group plc | 20150515 | Annual | BVS | G12698109 | 6 | Elect Chris Browne | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Bovis Homes Group plc | 20150515 | Annual | BVS | G12698109 | 7 | Elect David J. Ritchie | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bovis Homes Group plc | 20150515 | Annual | BVS | G12698109 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bovis Homes Group plc | 20150515 | Annual | BVS | G12698109 | 9 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bovis Homes Group plc | 20150515 | Annual | BVS | G12698109 | 10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bovis Homes Group plc | 20150515 | Annual | BVS | G12698109 | 11 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Bovis Homes Group plc | 20150515 | Annual | BVS | G12698109 | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bovis Homes Group plc | 20150515 | Annual | BVS | G12698109 | 13 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Bovis Homes Group plc | 20150515 | Annual | BVS | G12698109 | 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | CA Immobilien Anlagen AG | 20150428 | Ordinary | CAI | A1144Q155 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | CA Immobilien Anlagen AG | 20150428 | Ordinary | CAI | A1144Q155 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | CA Immobilien Anlagen AG | 20150428 | Ordinary | CAI | A1144Q155 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | CA Immobilien Anlagen AG | 20150428 | Ordinary | CAI | A1144Q155 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | CA Immobilien Anlagen AG | 20150428 | Ordinary | CAI | A1144Q155 | 5 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | CA Immobilien Anlagen AG | 20150428 | Ordinary | CAI | A1144Q155 | 6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | CA Immobilien Anlagen AG | 20150428 | Ordinary | CAI | A1144Q155 | 7 | Supervisory Board Members’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | CA Immobilien Anlagen AG | 20150428 | Ordinary | CAI | A1144Q155 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | CA Immobilien Anlagen AG | 20150428 | Ordinary | CAI | A1144Q155 | 9 | Supervisory Board Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | CA Immobilien Anlagen AG | 20150428 | Ordinary | CAI | A1144Q155 | 10 | Election of Supervisory Board Members | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | CA Immobilien Anlagen AG | 20150428 | Ordinary | CAI | A1144Q155 | 11 | Shareholder Proposal Regarding Supervisory Board Term Lengths | ShrHoldr | N/A | Against | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | CA Immobilien Anlagen AG | 20150428 | Ordinary | CAI | A1144Q155 | 12 | Increase in Authorized Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | CA Immobilien Anlagen AG | 20150428 | Ordinary | CAI | A1144Q155 | 13 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | CA Immobilien Anlagen AG | 20150428 | Ordinary | CAI | A1144Q155 | 14 | Shareholder Proposal Regarding Article Amendments | ShrHoldr | N/A | Against | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | CA Immobilien Anlagen AG | 20150428 | Ordinary | CAI | A1144Q155 | 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | CA Immobilien Anlagen AG | 20150428 | Ordinary | CAI | A1144Q155 | 16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | CESC Limited | 20141018 | Ordinary | CESC | Y12652189 | 1 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Cetip S.A. - Mercados Organizados | 20140718 | Special | CTIP3 | P2325R149 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Cetip S.A. - Mercados Organizados | 20140718 | Special | CTIP3 | P2325R149 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Cetip S.A. - Mercados Organizados | 20140718 | Special | CTIP3 | P2325R149 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Cetip S.A. - Mercados Organizados | 20140718 | Special | CTIP3 | P2325R149 | 4 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 5 | Elect LIU Jun | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 6 | Elect CHEN Shuang | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 7 | Elect WANG Weimin | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 8 | Elect John SETO Gin Chung | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 9 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 12 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Everbright Limited | 20150527 | Annual | 0165 | Y1421G106 | 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | China Everbright Limited | 20150618 | Special | 0165 | Y1421G106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | China Everbright Limited | 20150618 | Special | 0165 | Y1421G106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | China Everbright Limited | 20150618 | Special | 0165 | Y1421G106 | 3 | Deposit Services Framework Agreement | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Everbright Limited | 20150618 | Special | 0165 | Y1421G106 | 4 | Finance Lease Framework Agreement | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Everbright Limited | 20150618 | Special | 0165 | Y1421G106 | 5 | Asset Management Services Framework Agreement | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Lodging Group Ltd. | 20141210 | Annual | HTHT | 16949N109 | 1 | Elect Qionger Jiang | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Lodging Group Ltd. | 20141210 | Annual | HTHT | 16949N109 | 2 | Elect Jian Shang | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Lodging Group Ltd. | 20141210 | Annual | HTHT | 16949N109 | 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 2 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 3 | Supervisors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 7 | Authority to Repurchase H Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | China Machinery Engineering Corporation | 20150629 | Annual | 1829 | Y1501U108 | 9 | Shareholder Proposal | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | China Machinery Engineering Corporation | 20150629 | Other | 1829 | Y1501U108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | China Machinery Engineering Corporation | 20150629 | Other | 1829 | Y1501U108 | 2 | Authority to Repurchase H Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | City Union Bank Limited | 20140823 | Annual | CITYUNIONB | Y1659F135 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | City Union Bank Limited | 20140823 | Annual | CITYUNIONB | Y1659F135 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | City Union Bank Limited | 20140823 | Annual | CITYUNIONB | Y1659F135 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | City Union Bank Limited | 20140823 | Annual | CITYUNIONB | Y1659F135 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | City Union Bank Limited | 20140823 | Annual | CITYUNIONB | Y1659F135 | 5 | Appointment of Branch Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | City Union Bank Limited | 20140823 | Annual | CITYUNIONB | Y1659F135 | 6 | Appointment of S. Balasubramaniam (Non-Executive Chairman); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | City Union Bank Limited | 20140823 | Annual | CITYUNIONB | Y1659F135 | 7 | Appointment of N. Kamakodi (Managing Director and CEO); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | City Union Bank Limited | 20140823 | Annual | CITYUNIONB | Y1659F135 | 8 | Elect R. Mohan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | City Union Bank Limited | 20140823 | Annual | CITYUNIONB | Y1659F135 | 9 | Elect R.G. Chandramogan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | City Union Bank Limited | 20140823 | Annual | CITYUNIONB | Y1659F135 | 10 | Elect T.K. Ramkumar | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | City Union Bank Limited | 20140823 | Annual | CITYUNIONB | Y1659F135 | 11 | Elect S.R. Singharavelu | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | City Union Bank Limited | 20140823 | Annual | CITYUNIONB | Y1659F135 | 12 | Elect C.R. Muralidharan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | City Union Bank Limited | 20140823 | Annual | CITYUNIONB | Y1659F135 | 13 | Elect V. Kamakoti | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | City Union Bank Limited | 20140823 | Annual | CITYUNIONB | Y1659F135 | 14 | Elect Seturaman Mahalingam | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | City Union Bank Limited | 20140823 | Annual | CITYUNIONB | Y1659F135 | 15 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Cofinimmo SA | 20150513 | Annual | COFB | B25654136 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Cofinimmo SA | 20150513 | Annual | COFB | B25654136 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Cofinimmo SA | 20150513 | Annual | COFB | B25654136 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Cofinimmo SA | 20150513 | Annual | COFB | B25654136 | 4 | Remuneration Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Cofinimmo SA | 20150513 | Annual | COFB | B25654136 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Cofinimmo SA | 20150513 | Annual | COFB | B25654136 | 6 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Cofinimmo SA | 20150513 | Annual | COFB | B25654136 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Cofinimmo SA | 20150513 | Annual | COFB | B25654136 | 8 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Cofinimmo SA | 20150513 | Annual | COFB | B25654136 | 9 | Ratification of Auditor’s Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Cofinimmo SA | 20150513 | Annual | COFB | B25654136 | 10 | Elect Xavier Denis to the Board of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Cofinimmo SA | 20150513 | Annual | COFB | B25654136 | 11 | Elect Kathleen Van den Eynde to the Board of Directors | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Cofinimmo SA | 20150513 | Annual | COFB | B25654136 | 12 | Elect Jerome Descamps to the Board of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Cofinimmo SA | 20150513 | Annual | COFB | B25654136 | 13 | Change in Control Clause | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Cofinimmo SA | 20150513 | Annual | COFB | B25654136 | 14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Colopl Inc. | 20141219 | Annual | 3668 | J0815U108 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Colopl Inc. | 20141219 | Annual | 3668 | J0815U108 | 2 | Elect Ryohsuke Ishiwatari | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Colopl Inc. | 20141219 | Annual | 3668 | J0815U108 | 3 | Elect Kazunori Morisaki | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Colopl Inc. | 20141219 | Annual | 3668 | J0815U108 | 4 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Concordia Healthcare Corp. | 20150625 | Annual | CXR | 206519100 | 1.1 | Elect Mark Thompson | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Concordia Healthcare Corp. | 20150625 | Annual | CXR | 206519100 | 1.2 | Elect Douglas Deeth | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Concordia Healthcare Corp. | 20150625 | Annual | CXR | 206519100 | 1.3 | Elect Jordan Kupinsky | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Concordia Healthcare Corp. | 20150625 | Annual | CXR | 206519100 | 1.4 | Elect Ed Borkowski | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Concordia Healthcare Corp. | 20150625 | Annual | CXR | 206519100 | 1.5 | Elect Rochelle Fuhrmann | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Concordia Healthcare Corp. | 20150625 | Annual | CXR | 206519100 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Consort Medical Plc | 20140904 | Annual | CSRT | G2506K103 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Consort Medical Plc | 20140904 | Annual | CSRT | G2506K103 | 2 | Remuneration Policy (Binding) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Consort Medical Plc | 20140904 | Annual | CSRT | G2506K103 | 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Consort Medical Plc | 20140904 | Annual | CSRT | G2506K103 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Consort Medical Plc | 20140904 | Annual | CSRT | G2506K103 | 5 | Elect William Jenkins | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Consort Medical Plc | 20140904 | Annual | CSRT | G2506K103 | 6 | Elect Andrew Hosty | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Consort Medical Plc | 20140904 | Annual | CSRT | G2506K103 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Consort Medical Plc | 20140904 | Annual | CSRT | G2506K103 | 8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Consort Medical Plc | 20140904 | Annual | CSRT | G2506K103 | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Consort Medical Plc | 20140904 | Annual | CSRT | G2506K103 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Consort Medical Plc | 20140904 | Annual | CSRT | G2506K103 | 11 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Consort Medical Plc | 20141016 | Ordinary | CSRT | G2506K103 | 1 | Acquisition | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Consort Medical Plc | 20141016 | Ordinary | CSRT | G2506K103 | 2 | Aesica and Financing Issuances | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Consort Medical Plc | 20141016 | Ordinary | CSRT | G2506K103 | 3 | Application of Pre-Emptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Consort Medical Plc | 20141016 | Ordinary | CSRT | G2506K103 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 5 | Elect ZHANG Shengfeng | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 6 | Elect LIN Zonghong | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 7 | Elect WEN Baoma | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 9 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 11 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Cosmo Lady (China) Holdings Company Limi | 20150430 | Annual | 2298 | G24442108 | 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Credit Analysis And Research Ltd | 20140929 | Annual | CARERATING | Y1R7BV106 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Credit Analysis And Research Ltd | 20140929 | Annual | CARERATING | Y1R7BV106 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Credit Analysis And Research Ltd | 20140929 | Annual | CARERATING | Y1R7BV106 | 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Credit Analysis And Research Ltd | 20140929 | Annual | CARERATING | Y1R7BV106 | 4 | Elect D.R. Dogra | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Credit Analysis And Research Ltd | 20140929 | Annual | CARERATING | Y1R7BV106 | 5 | Resignation of S.Venkatraman | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Credit Analysis And Research Ltd | 20140929 | Annual | CARERATING | Y1R7BV106 | 6 | Elect Anil Kumar Bansal | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Credit Analysis And Research Ltd | 20140929 | Annual | CARERATING | Y1R7BV106 | 7 | Elect Ashima Goyal | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Credit Analysis And Research Ltd | 20140929 | Annual | CARERATING | Y1R7BV106 | 8 | Appointment of D.R.Dogra (Managing Director & CEO); Approve Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Credit Analysis And Research Ltd | 20140929 | Annual | CARERATING | Y1R7BV106 | 9 | Appointment of Rajesh Mokashi (Whole-time Director); Approve Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Credit Analysis And Research Ltd | 20140929 | Annual | CARERATING | Y1R7BV106 | 10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Credit Analysis And Research Ltd | 20140929 | Annual | CARERATING | Y1R7BV106 | 11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Credit China Holdings Limited | 20141215 | Special | 8207 | G2523M108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Credit China Holdings Limited | 20141215 | Special | 8207 | G2523M108 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Credit China Holdings Limited | 20141215 | Special | 8207 | G2523M108 | 3 | Disposal | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Crisil Limited | 20150417 | Annual | CRISIL | Y1791U115 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Crisil Limited | 20150417 | Annual | CRISIL | Y1791U115 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Crisil Limited | 20150417 | Annual | CRISIL | Y1791U115 | 3 | Elect Douglas L. Peterson | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Crisil Limited | 20150417 | Annual | CRISIL | Y1791U115 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Crisil Limited | 20150417 | Annual | CRISIL | Y1791U115 | 5 | Elect Neeraj Sahai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Crisil Limited | 20141211 | Other | CRISIL | Y1791U115 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Crisil Limited | 20141211 | Other | CRISIL | Y1791U115 | 2 | Amendments to Articles | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Crisil Limited | 20141211 | Other | CRISIL | Y1791U115 | 3 | Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Crisil Limited | 20141211 | Other | CRISIL | Y1791U115 | 4 | Elect Hoshang N. Sinor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Crisil Limited | 20141211 | Other | CRISIL | Y1791U115 | 5 | Elect Nachiket Mor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Crisil Limited | 20141211 | Other | CRISIL | Y1791U115 | 6 | Elect Meleveetil Damodaran | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Crisil Limited | 20141211 | Other | CRISIL | Y1791U115 | 7 | Elect Vinita Bali | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Criteo SA | 20150623 | Annual | CRTO | 226718104 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Criteo SA | 20150623 | Annual | CRTO | 226718104 | 2 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Criteo SA | 20150623 | Annual | CRTO | 226718104 | 3 | Ratification of Board and Auditor Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Criteo SA | 20150623 | Annual | CRTO | 226718104 | 4 | Allocation of Profits | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Criteo SA | 20150623 | Annual | CRTO | 226718104 | 5 | Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Criteo SA | 20150623 | Annual | CRTO | 226718104 | 6 | Elect Dana Evan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Criteo SA | 20150623 | Annual | CRTO | 226718104 | 7 | Elect Hubert de Pesquidoux | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Criteo SA | 20150623 | Annual | CRTO | 226718104 | 8 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Criteo SA | 20150623 | Annual | CRTO | 226718104 | 9 | Authority to Issue Shares through Private Placements to Qualified Institutional Investors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Criteo SA | 20150623 | Annual | CRTO | 226718104 | 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Criteo SA | 20150623 | Annual | CRTO | 226718104 | 11 | Greenshoe | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Criteo SA | 20150623 | Annual | CRTO | 226718104 | 12 | Global Ceiling on Capital Increases | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Criteo SA | 20150623 | Annual | CRTO | 226718104 | 13 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Criteo SA | 20150623 | Annual | CRTO | 226718104 | 14 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Criteo SA | 20150623 | Annual | CRTO | 226718104 | 15 | Authority to Grant Warrants | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Criteo SA | 20150623 | Annual | CRTO | 226718104 | 16 | Employee Stock Purchase Plan | Mgmt | Against | Against | For | Voted | ||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 20150430 | Mix | CPR | T24091117 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 20150430 | Mix | CPR | T24091117 | 2 | Authority to Issue Shares w/ and/or w/o Preemptive Rights, Convertible Bonds, Convertible Securities and Participating Financial Instruments | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 20150430 | Mix | CPR | T24091117 | 3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 20150430 | Mix | CPR | T24091117 | 4 | Remuneration Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 20150430 | Mix | CPR | T24091117 | 5 | Stock Option Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 20150430 | Mix | CPR | T24091117 | 6 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 20150430 | Mix | CPR | T24091117 | 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Denki Kagaku Kogyo K.K. | 20150619 | Annual | 4061 | J12936134 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Denki Kagaku Kogyo K.K. | 20150619 | Annual | 4061 | J12936134 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Denki Kagaku Kogyo K.K. | 20150619 | Annual | 4061 | J12936134 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Denki Kagaku Kogyo K.K. | 20150619 | Annual | 4061 | J12936134 | 4 | Elect Shinsuke Yoshitaka | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Denki Kagaku Kogyo K.K. | 20150619 | Annual | 4061 | J12936134 | 5 | Elect Mitsukuni Ayabe | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Denki Kagaku Kogyo K.K. | 20150619 | Annual | 4061 | J12936134 | 6 | Elect Tetsuroh Maeda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Denki Kagaku Kogyo K.K. | 20150619 | Annual | 4061 | J12936134 | 7 | Elect Hideyuki Udagawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Denki Kagaku Kogyo K.K. | 20150619 | Annual | 4061 | J12936134 | 8 | Elect Manabu Yamamoto | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Denki Kagaku Kogyo K.K. | 20150619 | Annual | 4061 | J12936134 | 9 | Elect Tadashi Hashimoto | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Denki Kagaku Kogyo K.K. | 20150619 | Annual | 4061 | J12936134 | 10 | Elect Yasuo Satoh | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Denki Kagaku Kogyo K.K. | 20150619 | Annual | 4061 | J12936134 | 11 | Elect Akio Yamamoto | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Denki Kagaku Kogyo K.K. | 20150619 | Annual | 4061 | J12936134 | 12 | Elect Shohhei Tamaki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Denki Kagaku Kogyo K.K. | 20150619 | Annual | 4061 | J12936134 | 13 | Elect Masanori Sakamoto | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Denki Kagaku Kogyo K.K. | 20150619 | Annual | 4061 | J12936134 | 14 | Elect Tsunehiro Sasanami | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Denki Kagaku Kogyo K.K. | 20150619 | Annual | 4061 | J12936134 | 15 | Elect Toshio Kinoshita | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Denki Kagaku Kogyo K.K. | 20150619 | Annual | 4061 | J12936134 | 16 | Elect Gohtaroh Ichiki as Alternate Statutory Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Denki Kagaku Kogyo K.K. | 20150619 | Annual | 4061 | J12936134 | 17 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Deutsche Euroshop AG | 20150618 | Annual | DEQ | D1854M102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Deutsche Euroshop AG | 20150618 | Annual | DEQ | D1854M102 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Deutsche Euroshop AG | 20150618 | Annual | DEQ | D1854M102 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Deutsche Euroshop AG | 20150618 | Annual | DEQ | D1854M102 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Deutsche Euroshop AG | 20150618 | Annual | DEQ | D1854M102 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Deutsche Euroshop AG | 20150618 | Annual | DEQ | D1854M102 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Deutsche Euroshop AG | 20150618 | Annual | DEQ | D1854M102 | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Deutsche Euroshop AG | 20150618 | Annual | DEQ | D1854M102 | 8 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Deutsche Euroshop AG | 20150618 | Annual | DEQ | D1854M102 | 9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Deutsche Euroshop AG | 20150618 | Annual | DEQ | D1854M102 | 10 | Appointment of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Deutsche Euroshop AG | 20150618 | Annual | DEQ | D1854M102 | 11 | Elect Roland Werner as Supervisory Board Member | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Deutsche Euroshop AG | 20150618 | Annual | DEQ | D1854M102 | 12 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Disco Corporation | 20150623 | Annual | 6146 | J12327102 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Disco Corporation | 20150623 | Annual | 6146 | J12327102 | 2 | Elect Hitoshi Mizorogi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Disco Corporation | 20150623 | Annual | 6146 | J12327102 | 3 | Elect Kazuma Sekiya | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Disco Corporation | 20150623 | Annual | 6146 | J12327102 | 4 | Elect Hideyuki Sekiya | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Disco Corporation | 20150623 | Annual | 6146 | J12327102 | 5 | Elect Takao Tamura | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Disco Corporation | 20150623 | Annual | 6146 | J12327102 | 6 | Elect Ichiroh Inasaki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Disco Corporation | 20150623 | Annual | 6146 | J12327102 | 7 | Elect Shinichi Tamura | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Disco Corporation | 20150623 | Annual | 6146 | J12327102 | 8 | Elect Tadao Takayanagi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Disco Corporation | 20150623 | Annual | 6146 | J12327102 | 9 | Elect Tadahiko Kuronuma | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Disco Corporation | 20150623 | Annual | 6146 | J12327102 | 10 | Elect Yusei Yamaguchi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Disco Corporation | 20150623 | Annual | 6146 | J12327102 | 11 | Bonus | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Dualex Energy International Inc. | 20140731 | Special | DXE | 26357W103 | 1 | Board Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Dualex Energy International Inc. | 20140731 | Special | DXE | 26357W103 | 2.1 | Elect Garry T. Hides | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Dualex Energy International Inc. | 20140731 | Special | DXE | 26357W103 | 2.2 | Elect Kenneth M. Tompson | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Dualex Energy International Inc. | 20140731 | Special | DXE | 26357W103 | 2.3 | Elect Roy H. Hudson | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Dualex Energy International Inc. | 20140731 | Special | DXE | 26357W103 | 2.4 | Elect Bradley B. Porter | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Dualex Energy International Inc. | 20140731 | Special | DXE | 26357W103 | 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Dualex Energy International Inc. | 20140731 | Special | DXE | 26357W103 | 4 | Renewal of the Stock Option Plan | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Duerr AG | 20150515 | Annual | DUE | D23279108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Duerr AG | 20150515 | Annual | DUE | D23279108 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Duerr AG | 20150515 | Annual | DUE | D23279108 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Duerr AG | 20150515 | Annual | DUE | D23279108 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Duerr AG | 20150515 | Annual | DUE | D23279108 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Duerr AG | 20150515 | Annual | DUE | D23279108 | 6 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Duerr AG | 20150515 | Annual | DUE | D23279108 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Duerr AG | 20150515 | Annual | DUE | D23279108 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Duerr AG | 20150515 | Annual | DUE | D23279108 | 9 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Duerr AG | 20150515 | Annual | DUE | D23279108 | 10 | Approval of Profit-and-Loss Transfer Agreement with Duerr Technologies | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Duerr AG | 20150515 | Annual | DUE | D23279108 | 11 | Approval of Profit-and-Loss Transfer Agreement with Carl Schenk Aktiengesellschaft | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Duerr AG | 20150515 | Annual | DUE | D23279108 | 12 | Supervisory Board Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ebara Corporation | 20150624 | Annual | 6361 | J12600128 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Ebara Corporation | 20150624 | Annual | 6361 | J12600128 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ebara Corporation | 20150624 | Annual | 6361 | J12600128 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ebara Corporation | 20150624 | Annual | 6361 | J12600128 | 4 | Elect Natsunosuke Yago | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ebara Corporation | 20150624 | Annual | 6361 | J12600128 | 5 | Elect Sakon Uda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ebara Corporation | 20150624 | Annual | 6361 | J12600128 | 6 | Elect Masao Namiki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ebara Corporation | 20150624 | Annual | 6361 | J12600128 | 7 | Elect Shiroh Kuniya | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ebara Corporation | 20150624 | Annual | 6361 | J12600128 | 8 | Elect Nobuko Matsubara | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ebara Corporation | 20150624 | Annual | 6361 | J12600128 | 9 | Elect Hajime Sawabe | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ebara Corporation | 20150624 | Annual | 6361 | J12600128 | 10 | Elect Shohzoh Yamazaki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ebara Corporation | 20150624 | Annual | 6361 | J12600128 | 11 | Elect Izumi Satoh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ebara Corporation | 20150624 | Annual | 6361 | J12600128 | 12 | Elect Tohichi Maeda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ebara Corporation | 20150624 | Annual | 6361 | J12600128 | 13 | Elect Tetsuji Fujimoto | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ebara Corporation | 20150624 | Annual | 6361 | J12600128 | 14 | Elect Manabu Tsujimura | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ebara Corporation | 20150624 | Annual | 6361 | J12600128 | 15 | Elect Atsuo Ohi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ebara Corporation | 20150624 | Annual | 6361 | J12600128 | 16 | Elect Masaru Shibuya | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Ebara Corporation | 20150624 | Annual | 6361 | J12600128 | 17 | Elect Shusuke Tsumura | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ebara Corporation | 20150624 | Annual | 6361 | J12600128 | 18 | Bonus | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | EI Towers S.p.A. | 20150421 | Ordinary | EIT | T3606C104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | EI Towers S.p.A. | 20150421 | Ordinary | EIT | T3606C104 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | EI Towers S.p.A. | 20150421 | Ordinary | EIT | T3606C104 | 3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | EI Towers S.p.A. | 20150421 | Ordinary | EIT | T3606C104 | 4 | Remuneration Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | EI Towers S.p.A. | 20150421 | Ordinary | EIT | T3606C104 | 5 | Board Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | EI Towers S.p.A. | 20150421 | Ordinary | EIT | T3606C104 | 6 | Board Term Length | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | EI Towers S.p.A. | 20150421 | Ordinary | EIT | T3606C104 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | EI Towers S.p.A. | 20150421 | Ordinary | EIT | T3606C104 | 8 | List Presented by Group of Shareholders Representing 3.77% of Share Capital | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | EI Towers S.p.A. | 20150421 | Ordinary | EIT | T3606C104 | 9 | List Presented by Elettronica Industriale S.p.A. | Mgmt | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | EI Towers S.p.A. | 20150421 | Ordinary | EIT | T3606C104 | 10 | Election of Chairman | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | EI Towers S.p.A. | 20150421 | Ordinary | EIT | T3606C104 | 11 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | EI Towers S.p.A. | 20150421 | Ordinary | EIT | T3606C104 | 12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Engineers India Limited | 20140828 | Annual | EIL | Y2294S136 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Engineers India Limited | 20140828 | Annual | EIL | Y2294S136 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Engineers India Limited | 20140828 | Annual | EIL | Y2294S136 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Engineers India Limited | 20140828 | Annual | EIL | Y2294S136 | 4 | Elect Ram Singh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Engineers India Limited | 20140828 | Annual | EIL | Y2294S136 | 5 | Elect Veena Swarup | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Engineers India Limited | 20140828 | Annual | EIL | Y2294S136 | 6 | Authority to Set Auditor’s Fees | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 4 | Election of Directors (Slate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 5 | Divestiture of Engro Eximp (Private) Limited | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 6 | Investment in Engro Polymer and Chemicals Limited | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Engro Corporation Limited | 20150422 | Annual | EGCH | Y2295N102 | 7 | Loan to Engro Polymer and Chemicals Limited | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 20150429 | Annual | ERF | F3322K104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 20150429 | Annual | ERF | F3322K104 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 20150429 | Annual | ERF | F3322K104 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 20150429 | Annual | ERF | F3322K104 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 20150429 | Annual | ERF | F3322K104 | 5 | Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 20150429 | Annual | ERF | F3322K104 | 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 20150429 | Annual | ERF | F3322K104 | 7 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 20150429 | Annual | ERF | F3322K104 | 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 20150429 | Annual | ERF | F3322K104 | 9 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 20150429 | Annual | ERF | F3322K104 | 10 | Ratification of Auditor’s Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 20150429 | Annual | ERF | F3322K104 | 11 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 20150429 | Annual | ERF | F3322K104 | 12 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 20150429 | Annual | ERF | F3322K104 | 13 | Report on Share Repurchase Program | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 20150429 | Annual | ERF | F3322K104 | 14 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Euronext NV | 20150506 | Annual | ENX | N3113K397 | 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Euronext NV | 20150506 | Annual | ENX | N3113K397 | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Euronext NV | 20150506 | Annual | ENX | N3113K397 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Euronext NV | 20150506 | Annual | ENX | N3113K397 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Euronext NV | 20150506 | Annual | ENX | N3113K397 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Euronext NV | 20150506 | Annual | ENX | N3113K397 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Euronext NV | 20150506 | Annual | ENX | N3113K397 | 7 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Euronext NV | 20150506 | Annual | ENX | N3113K397 | 8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Euronext NV | 20150506 | Annual | ENX | N3113K397 | 9 | Elect Ramon Fernandez | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Euronext NV | 20150506 | Annual | ENX | N3113K397 | 10 | Elect Jim Gollan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Euronext NV | 20150506 | Annual | ENX | N3113K397 | 11 | Elect Maurice van Tilburg to the Management Board | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Euronext NV | 20150506 | Annual | ENX | N3113K397 | 12 | Remuneration Policy | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Euronext NV | 20150506 | Annual | ENX | N3113K397 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Euronext NV | 20150506 | Annual | ENX | N3113K397 | 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Euronext NV | 20150506 | Annual | ENX | N3113K397 | 15 | Authority to Suspend Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Euronext NV | 20150506 | Annual | ENX | N3113K397 | 16 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Euronext NV | 20150506 | Annual | ENX | N3113K397 | 17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Euronext NV | 20150506 | Annual | ENX | N3113K397 | 18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Euronext NV | 20150506 | Annual | ENX | N3113K397 | 19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | F@N Communications Inc. | 20150326 | Annual | 2461 | J14092100 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | F@N Communications Inc. | 20150326 | Annual | 2461 | J14092100 | 2 | Elect Atsushi Seki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | F@N Communications Inc. | 20150326 | Annual | 2461 | J14092100 | 3 | Elect Kohji Ninomiya | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | F@N Communications Inc. | 20150326 | Annual | 2461 | J14092100 | 4 | Elect Takashi Yoshinaga | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | F@N Communications Inc. | 20150326 | Annual | 2461 | J14092100 | 5 | Elect Yukimitsu Sunohara as Statutory Auditor. | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | F@N Communications Inc. | 20150326 | Annual | 2461 | J14092100 | 6 | Directors’ and Statutory Auditors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Federal Bank Limited | 20140717 | Annual | FED | Y24781182 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Federal Bank Limited | 20140717 | Annual | FED | Y24781182 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Federal Bank Limited | 20140717 | Annual | FED | Y24781182 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Federal Bank Limited | 20140717 | Annual | FED | Y24781182 | 4 | Elect Shyam Srinivasan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Federal Bank Limited | 20140717 | Annual | FED | Y24781182 | 5 | Appointment of Statutory Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Federal Bank Limited | 20140717 | Annual | FED | Y24781182 | 6 | Appointment of Branch Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Federal Bank Limited | 20140717 | Annual | FED | Y24781182 | 7 | Elect Harish H. Engineer | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Federal Bank Limited | 20140717 | Annual | FED | Y24781182 | 8 | Elect Grace E Koshie | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Federal Bank Limited | 20140717 | Annual | FED | Y24781182 | 9 | Elect Shubhalakshmi Panse | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Federal Bank Limited | 20140717 | Annual | FED | Y24781182 | 10 | Elect Abraham Koshy | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Federal Bank Limited | 20140717 | Annual | FED | Y24781182 | 11 | Elect Sudhir M. Joshi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Federal Bank Limited | 20140717 | Annual | FED | Y24781182 | 12 | Elect Nilesh S. Vikamsey | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Federal Bank Limited | 20140717 | Annual | FED | Y24781182 | 13 | Elect K. M. Chandrasekhar | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Federal Bank Limited | 20140717 | Annual | FED | Y24781182 | 14 | Elect Dilip G. Sadarangani | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Federal Bank Limited | 20140717 | Annual | FED | Y24781182 | 15 | Appointment of Shyam Srinivasan (Managing Director & CEO); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Federal Bank Limited | 20140717 | Annual | FED | Y24781182 | 16 | Appointment of Abraham Chacko (Executive Director); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Federal Bank Limited | 20140717 | Annual | FED | Y24781182 | 17 | Amendment to the Employee Stock Option Scheme 2010 | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Federal Bank Limited | 20140717 | Annual | FED | Y24781182 | 18 | Amendment to Borrowing Powers | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finecobank Spa | 20150423 | Mix | FBK | T4R999104 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finecobank Spa | 20150423 | Mix | FBK | T4R999104 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finecobank Spa | 20150423 | Mix | FBK | T4R999104 | 3 | Remuneration Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finecobank Spa | 20150423 | Mix | FBK | T4R999104 | 4 | Severance Agreement | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finecobank Spa | 20150423 | Mix | FBK | T4R999104 | 5 | Incentive System 2015 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finecobank Spa | 20150423 | Mix | FBK | T4R999104 | 6 | Incentive System for Financial Advisors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finecobank Spa | 20150423 | Mix | FBK | T4R999104 | 7 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finecobank Spa | 20150423 | Mix | FBK | T4R999104 | 8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finecobank Spa | 20150423 | Mix | FBK | T4R999104 | 9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Finecobank Spa | 20150423 | Mix | FBK | T4R999104 | 10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Finolex Cables Limited | 20140909 | Annual | FINCABLES | Y24953146 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Finolex Cables Limited | 20140909 | Annual | FINCABLES | Y24953146 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finolex Cables Limited | 20140909 | Annual | FINCABLES | Y24953146 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finolex Cables Limited | 20140909 | Annual | FINCABLES | Y24953146 | 4 | Election of Director in Place of Vikas G. Pai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finolex Cables Limited | 20140909 | Annual | FINCABLES | Y24953146 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finolex Cables Limited | 20140909 | Annual | FINCABLES | Y24953146 | 6 | Elect Adi J. Engineer | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finolex Cables Limited | 20140909 | Annual | FINCABLES | Y24953146 | 7 | Elect Homiar S. Vachha | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finolex Cables Limited | 20140909 | Annual | FINCABLES | Y24953146 | 8 | Elect Atul C. Choksey | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finolex Cables Limited | 20140909 | Annual | FINCABLES | Y24953146 | 9 | Elect S. B. (Ravi) Pandit | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finolex Cables Limited | 20140909 | Annual | FINCABLES | Y24953146 | 10 | Elect Pradeep R. Rathi | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Finolex Cables Limited | 20140909 | Annual | FINCABLES | Y24953146 | 11 | Elect Sanjay K. Asher | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finolex Cables Limited | 20140909 | Annual | FINCABLES | Y24953146 | 12 | Elect Pratap G. Pawar | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finolex Cables Limited | 20140909 | Annual | FINCABLES | Y24953146 | 13 | Amendment to Borrowing Powers | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finolex Cables Limited | 20140909 | Annual | FINCABLES | Y24953146 | 14 | Authority to Mortgage Assets | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finolex Cables Limited | 20140909 | Annual | FINCABLES | Y24953146 | 15 | Directors’ Commission | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finolex Cables Limited | 20140909 | Annual | FINCABLES | Y24953146 | 16 | Authority to Set Cost Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finolex Cables Limited | 20140909 | Annual | FINCABLES | Y24953146 | 17 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finolex Cables Limited | 20140909 | Annual | FINCABLES | Y24953146 | 18 | Related Party Transactions with Corning Finolex Optical Fibre Private Limited | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Finolex Cables Limited | 20140909 | Annual | FINCABLES | Y24953146 | 19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Freenet AG | 20150521 | Annual | FNT | D3689Q134 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Freenet AG | 20150521 | Annual | FNT | D3689Q134 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Freenet AG | 20150521 | Annual | FNT | D3689Q134 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Freenet AG | 20150521 | Annual | FNT | D3689Q134 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Freenet AG | 20150521 | Annual | FNT | D3689Q134 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Freenet AG | 20150521 | Annual | FNT | D3689Q134 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Freenet AG | 20150521 | Annual | FNT | D3689Q134 | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Freenet AG | 20150521 | Annual | FNT | D3689Q134 | 8 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Freenet AG | 20150521 | Annual | FNT | D3689Q134 | 9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Freenet AG | 20150521 | Annual | FNT | D3689Q134 | 10 | Appointment of Auditor | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Freenet AG | 20150521 | Annual | FNT | D3689Q134 | 11 | ELECT SABINE CHRISTIANSEN TO THE SUPERVISORY BOARD | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | GAM Holding AG | 20150430 | Annual | GAM | H2878E106 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW International Small Cap Fund | GAM Holding AG | 20150430 | Annual | GAM | H2878E106 | 2 | Accounts and Reports | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW International Small Cap Fund | GAM Holding AG | 20150430 | Annual | GAM | H2878E106 | 3 | Remuneration Report | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW International Small Cap Fund | GAM Holding AG | 20150430 | Annual | GAM | H2878E106 | 4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW International Small Cap Fund | GAM Holding AG | 20150430 | Annual | GAM | H2878E106 | 5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW International Small Cap Fund | GAM Holding AG | 20150430 | Annual | GAM | H2878E106 | 6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW International Small Cap Fund | GAM Holding AG | 20150430 | Annual | GAM | H2878E106 | 7 | Amendments to Articles Relating to VeguV | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW International Small Cap Fund | GAM Holding AG | 20150430 | Annual | GAM | H2878E106 | 8 | Elect Johannes A. de Gier as Chairman | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW International Small Cap Fund | GAM Holding AG | 20150430 | Annual | GAM | H2878E106 | 9 | Elect Daniel Daeniker | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW International Small Cap Fund | GAM Holding AG | 20150430 | Annual | GAM | H2878E106 | 10 | Elect Diego du Monceau | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW International Small Cap Fund | GAM Holding AG | 20150430 | Annual | GAM | H2878E106 | 11 | Elect Hugh Scott-Barrett | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW International Small Cap Fund | GAM Holding AG | 20150430 | Annual | GAM | H2878E106 | 12 | Elect Tanja Weiher | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW International Small Cap Fund | GAM Holding AG | 20150430 | Annual | GAM | H2878E106 | 13 | Elect Diego du Monceau as Compensation Committee Member | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW International Small Cap Fund | GAM Holding AG | 20150430 | Annual | GAM | H2878E106 | 14 | Elect Daniel Daeniker as Compensation Committee Member | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW International Small Cap Fund | GAM Holding AG | 20150430 | Annual | GAM | H2878E106 | 15 | Elect Johannes A. de Gier as Compensation Committee Member | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW International Small Cap Fund | GAM Holding AG | 20150430 | Annual | GAM | H2878E106 | 16 | Board Compensation | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW International Small Cap Fund | GAM Holding AG | 20150430 | Annual | GAM | H2878E106 | 17 | Fixed Executive Compensation | Mgmt | For | TNA | N/A | Take No Action |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | GAM Holding AG | 20150430 | Annual | GAM | H2878E106 | 18 | Variable Executive Compensation | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW International Small Cap Fund | GAM Holding AG | 20150430 | Annual | GAM | H2878E106 | 19 | Appointment of Auditor | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW International Small Cap Fund | GAM Holding AG | 20150430 | Annual | GAM | H2878E106 | 20 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | Take No Action | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 2 | Accounts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 3 | Management Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 4 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 6 | Ratify Co-option and Elect Francisco Javier Villalba Sanchez | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 7 | Board Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 8 | Elect Gloria Hernandez Garcia | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 9 | Elect Andoni Cendoya Aranzamendi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 12 | Authority to Issue Debt Instruments | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 13 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 14 | Amendments to Articles (Title I) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 15 | Amendments to Articles (Title II) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 16 | Amendments to Articles (Title III) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 17 | Amendments to Articles (Titles IV to VII) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 18 | Approval of Consolidated Text of Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 19 | Amendments to General Meeting Regulation (Titles I and II) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 20 | Amendments to General Meeting Regulation (Titles III and IV) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 21 | Amendments to General Meeting Regulation (Title V) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 22 | Approval of Consolidated Text of General Meeting Regulation | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 23 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 24 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Gamesa Corporación Tecnológica, S.A. | 20150507 | Ordinary | GAM | E54667113 | 25 | Remuneration Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gerresheimer AG | 20150430 | Annual | GXI | D2852S109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Gerresheimer AG | 20150430 | Annual | GXI | D2852S109 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Gerresheimer AG | 20150430 | Annual | GXI | D2852S109 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Gerresheimer AG | 20150430 | Annual | GXI | D2852S109 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Gerresheimer AG | 20150430 | Annual | GXI | D2852S109 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gerresheimer AG | 20150430 | Annual | GXI | D2852S109 | 6 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gerresheimer AG | 20150430 | Annual | GXI | D2852S109 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gerresheimer AG | 20150430 | Annual | GXI | D2852S109 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gerresheimer AG | 20150430 | Annual | GXI | D2852S109 | 9 | Elect Andrea Abt | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Gerresheimer AG | 20150430 | Annual | GXI | D2852S109 | 10 | Remuneration Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 3 | Elect Masatoshi Kumagai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 4 | Elect Issei Ainoura | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 5 | Elect Ryu Muramatsu | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 6 | Elect Satoru Isozaki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 7 | Elect Yuichi Hisada | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 8 | Elect Yasuhiko Kimura | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 9 | Elect Tadashi Ooshima | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 10 | Elect Tomoyuki Murakami | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 11 | Elect Masaya Onagi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 12 | Elect Akio Satoh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 13 | Elect Shinichi Sugiyama | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 14 | Elect Yusuke Arai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 15 | Elect Yasuhiro Kanda as Statutory Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 20141221 | Annual | 3769 | J18229104 | 16 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Grammer AG | 20150520 | Annual | GMM | D28515100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Grammer AG | 20150520 | Annual | GMM | D28515100 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Grammer AG | 20150520 | Annual | GMM | D28515100 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Grammer AG | 20150520 | Annual | GMM | D28515100 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Grammer AG | 20150520 | Annual | GMM | D28515100 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Grammer AG | 20150520 | Annual | GMM | D28515100 | 6 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Grammer AG | 20150520 | Annual | GMM | D28515100 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Grammer AG | 20150520 | Annual | GMM | D28515100 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Grammer AG | 20150520 | Annual | GMM | D28515100 | 9 | Elect Klaus Probst | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Grammer AG | 20150520 | Annual | GMM | D28515100 | 10 | Elect Wolfram Hatz Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Grammer AG | 20150520 | Annual | GMM | D28515100 | 11 | Elect Bernhard Wankerl | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Grammer AG | 20150520 | Annual | GMM | D28515100 | 12 | Elect Ingrid Hunger | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Grammer AG | 20150520 | Annual | GMM | D28515100 | 13 | Elect Hans Liebler | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Grammer AG | 20150520 | Annual | GMM | D28515100 | 14 | Elect Peter Merten | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Groupe CRIT SA | 20150612 | Mix | CEN | F1511B109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Groupe CRIT SA | 20150612 | Mix | CEN | F1511B109 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Groupe CRIT SA | 20150612 | Mix | CEN | F1511B109 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Groupe CRIT SA | 20150612 | Mix | CEN | F1511B109 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Groupe CRIT SA | 20150612 | Mix | CEN | F1511B109 | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Groupe CRIT SA | 20150612 | Mix | CEN | F1511B109 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Groupe CRIT SA | 20150612 | Mix | CEN | F1511B109 | 7 | Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Groupe CRIT SA | 20150612 | Mix | CEN | F1511B109 | 8 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Groupe CRIT SA | 20150612 | Mix | CEN | F1511B109 | 9 | Amendments Regarding Related Party Transactions and Record Date | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Groupe CRIT SA | 20150612 | Mix | CEN | F1511B109 | 10 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Haulotte Group | 20150528 | Mix | PIG | F4752U109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Haulotte Group | 20150528 | Mix | PIG | F4752U109 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Haulotte Group | 20150528 | Mix | PIG | F4752U109 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Haulotte Group | 20150528 | Mix | PIG | F4752U109 | 4 | Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Haulotte Group | 20150528 | Mix | PIG | F4752U109 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Haulotte Group | 20150528 | Mix | PIG | F4752U109 | 6 | Scrip Dividend | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Haulotte Group | 20150528 | Mix | PIG | F4752U109 | 7 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Haulotte Group | 20150528 | Mix | PIG | F4752U109 | 8 | Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Haulotte Group | 20150528 | Mix | PIG | F4752U109 | 9 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Haulotte Group | 20150528 | Mix | PIG | F4752U109 | 10 | Appointment of Alternate Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Haulotte Group | 20150528 | Mix | PIG | F4752U109 | 11 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Haulotte Group | 20150528 | Mix | PIG | F4752U109 | 12 | Authorize Legal Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Havas SA | 20150604 | Mix | HAV | F47696111 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Havas SA | 20150604 | Mix | HAV | F47696111 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Havas SA | 20150604 | Mix | HAV | F47696111 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Havas SA | 20150604 | Mix | HAV | F47696111 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Havas SA | 20150604 | Mix | HAV | F47696111 | 5 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Havas SA | 20150604 | Mix | HAV | F47696111 | 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Havas SA | 20150604 | Mix | HAV | F47696111 | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Havas SA | 20150604 | Mix | HAV | F47696111 | 8 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Havas SA | 20150604 | Mix | HAV | F47696111 | 9 | Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Havas SA | 20150604 | Mix | HAV | F47696111 | 10 | Remuneration of Yannick Bollore, Chairman and CEO | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Havas SA | 20150604 | Mix | HAV | F47696111 | 11 | Amendments Regarding Record Date | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Havas SA | 20150604 | Mix | HAV | F47696111 | 12 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Henderson Group Plc | 20150430 | Annual | HGG | G4474Y198 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Henderson Group Plc | 20150430 | Annual | HGG | G4474Y198 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Henderson Group Plc | 20150430 | Annual | HGG | G4474Y198 | 3 | Remuneration Policy (Advisory — Non-UK Issuer) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Henderson Group Plc | 20150430 | Annual | HGG | G4474Y198 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Henderson Group Plc | 20150430 | Annual | HGG | G4474Y198 | 5 | Elect Sarah Arkle | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Henderson Group Plc | 20150430 | Annual | HGG | G4474Y198 | 6 | Elect Kevin Dolan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Henderson Group Plc | 20150430 | Annual | HGG | G4474Y198 | 7 | Elect Andrew Formica | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Henderson Group Plc | 20150430 | Annual | HGG | G4474Y198 | 8 | Elect Richard Gillingwater | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Henderson Group Plc | 20150430 | Annual | HGG | G4474Y198 | 9 | Elect Tim How | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Henderson Group Plc | 20150430 | Annual | HGG | G4474Y198 | 10 | Elect Robert Jeens | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Henderson Group Plc | 20150430 | Annual | HGG | G4474Y198 | 11 | Elect Angela Seymour-Jackson | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Henderson Group Plc | 20150430 | Annual | HGG | G4474Y198 | 12 | Elect Roger Thompson | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Henderson Group Plc | 20150430 | Annual | HGG | G4474Y198 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Henderson Group Plc | 20150430 | Annual | HGG | G4474Y198 | 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Henderson Group Plc | 20150430 | Annual | HGG | G4474Y198 | 15 | Long Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Henderson Group Plc | 20150430 | Annual | HGG | G4474Y198 | 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Henderson Group Plc | 20150430 | Annual | HGG | G4474Y198 | 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Henderson Group Plc | 20150430 | Annual | HGG | G4474Y198 | 18 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Henderson Group Plc | 20150430 | Annual | HGG | G4474Y198 | 19 | Authority to Repurchase Shares Pursuant to Contingent Purchase Contract | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Hera S.p.A. | 20150428 | Mix | HER | T5250M106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Hera S.p.A. | 20150428 | Mix | HER | T5250M106 | 2 | Amendments to Articles | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Hera S.p.A. | 20150428 | Mix | HER | T5250M106 | 3 | Amendments to Articles | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Hera S.p.A. | 20150428 | Mix | HER | T5250M106 | 4 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Hera S.p.A. | 20150428 | Mix | HER | T5250M106 | 5 | Remuneration Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Hera S.p.A. | 20150428 | Mix | HER | T5250M106 | 6 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Hera S.p.A. | 20150428 | Mix | HER | T5250M106 | 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Hindustan Petroleum Corporation Limited | 20140821 | Other | HPLC | Y3224R123 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Hindustan Petroleum Corporation Limited | 20140821 | Other | HPLC | Y3224R123 | 2 | Amendment to Borrowing Powers | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 20150506 | Annual | HWDN | G4647J102 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 20150506 | Annual | HWDN | G4647J102 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 20150506 | Annual | HWDN | G4647J102 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 20150506 | Annual | HWDN | G4647J102 | 4 | Elect William Samuel | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 20150506 | Annual | HWDN | G4647J102 | 5 | Elect Matthew Ingle | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 20150506 | Annual | HWDN | G4647J102 | 6 | Elect Mark Robson | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 20150506 | Annual | HWDN | G4647J102 | 7 | Elect Mark Allen | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 20150506 | Annual | HWDN | G4647J102 | 8 | Elect Tiffany Hall | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 20150506 | Annual | HWDN | G4647J102 | 9 | Elect Richard Pennycook | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 20150506 | Annual | HWDN | G4647J102 | 10 | Elect Michael Wemms | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 20150506 | Annual | HWDN | G4647J102 | 11 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 20150506 | Annual | HWDN | G4647J102 | 12 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 20150506 | Annual | HWDN | G4647J102 | 13 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 20150506 | Annual | HWDN | G4647J102 | 14 | Share Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 20150506 | Annual | HWDN | G4647J102 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 20150506 | Annual | HWDN | G4647J102 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 20150506 | Annual | HWDN | G4647J102 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 20150506 | Annual | HWDN | G4647J102 | 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 2 | Amendments to Articles | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 3 | Elect Scott Callon | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 4 | Elect Kenji Iwasaki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 5 | Elect Takuma Hasegawa | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 6 | Elect Minoru Ishihara | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 7 | Elect Tetsuya Fujita | Mgmt | For | For | �� | For | Voted | |||||||||||
TCW International Small Cap Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 8 | Elect Maki Kumagai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 9 | Elect Noriko Kawate | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 10 | Elect Kenichiroh Yoshida | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ichigo Group Holdings Co Ltd | 20150524 | Annual | 2337 | J2382Y109 | 11 | Elect Yukio Suzuki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 2 | Remuneration Policy (Binding) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 4 | Elect Howard H. Pien | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 5 | Elect Shaun Thaxter | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 6 | Elect Cary J. Claiborne | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 7 | Elect Rupert Bondy | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 8 | Elect Yvonne Greenstreet | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 9 | Elect Adrian Hennah | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 10 | Elect A. Thomas McLellan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 11 | Elect Lorna Parker | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 12 | Elect Daniel J. Phelan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 13 | Elect Christian S. Schade | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 14 | Elect Daniel Tasse | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 15 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 16 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 17 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 20 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indivior Plc | 20150513 | Annual | INDV | G4766E108 | 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indus Holding AG | 20150603 | Annual | INH | D3510Y108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Indus Holding AG | 20150603 | Annual | INH | D3510Y108 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Indus Holding AG | 20150603 | Annual | INH | D3510Y108 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Indus Holding AG | 20150603 | Annual | INH | D3510Y108 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Indus Holding AG | 20150603 | Annual | INH | D3510Y108 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indus Holding AG | 20150603 | Annual | INH | D3510Y108 | 6 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indus Holding AG | 20150603 | Annual | INH | D3510Y108 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indus Holding AG | 20150603 | Annual | INH | D3510Y108 | 8 | Elect Carl Martin Welcker | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indus Holding AG | 20150603 | Annual | INH | D3510Y108 | 9 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Indus Holding AG | 20150603 | Annual | INH | D3510Y108 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Infomart Corp | 20150327 | Annual | 2492 | J24436107 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Infomart Corp | 20150327 | Annual | 2492 | J24436107 | 2 | Elect Katsuteru Murakami | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Infomart Corp | 20150327 | Annual | 2492 | J24436107 | 3 | Elect Shohji Metabi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Infomart Corp | 20150327 | Annual | 2492 | J24436107 | 4 | Elect Naotake Fujita | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Infomart Corp | 20150327 | Annual | 2492 | J24436107 | 5 | Elect Osamu Nagahama | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Infomart Corp | 20150327 | Annual | 2492 | J24436107 | 6 | Elect Ken Nakajima | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Infomart Corp | 20150327 | Annual | 2492 | J24436107 | 7 | Elect Daigoroh Ohshima | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Infomart Corp | 20150327 | Annual | 2492 | J24436107 | 8 | Elect Kazutaka Katoh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Infomart Corp | 20150327 | Annual | 2492 | J24436107 | 9 | Elect Terukazu Okahashi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 13 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 14 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 15 | Ratification of Board and CEO Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 16 | Board Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 17 | Directors and Auditors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 18 | Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 19 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 20 | Nomination Committee | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 21 | Remuneration Guidelines | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 22 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 23 | Share Redemption Program. | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 24 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 20150422 | Annual | IJ | W4662R106 | 25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | InvoCare Limited | 20150522 | Annual | IVC | Q4976L107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | InvoCare Limited | 20150522 | Annual | IVC | Q4976L107 | 2 | Remuneration Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | InvoCare Limited | 20150522 | Annual | IVC | Q4976L107 | 3 | Re-elect Aliza Knox | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | InvoCare Limited | 20150522 | Annual | IVC | Q4976L107 | 4 | Re-elect Christine Clifton | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | InvoCare Limited | 20150522 | Annual | IVC | Q4976L107 | 5 | Elect Gary P.M. Stead | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | InvoCare Limited | 20150522 | Annual | IVC | Q4976L107 | 6 | Approve Increase in NEDs’ Fee Cap | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | InvoCare Limited | 20150522 | Annual | IVC | Q4976L107 | 7 | Approve Termination Payments (MD/CEO Andrew Smith) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kaba Holding AG | 20150522 | Special | KABN | H0536M155 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Kaba Holding AG | 20150522 | Special | KABN | H0536M155 | 2 | Merger/Acquisition | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kaba Holding AG | 20150522 | Special | KABN | H0536M155 | 3 | Amendment to Articles (Opting Out Clause) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kaba Holding AG | 20150522 | Special | KABN | H0536M155 | 4 | Change of Company Name | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kaba Holding AG | 20150522 | Special | KABN | H0536M155 | 5 | Amendment to Articles (Share Transfer) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kaba Holding AG | 20150522 | Special | KABN | H0536M155 | 6 | Amendment to Articles (Voting Rights) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kaba Holding AG | 20150522 | Special | KABN | H0536M155 | 7 | Amendment to Articles (Board of Directors) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kaba Holding AG | 20150522 | Special | KABN | H0536M155 | 8 | Amendment to Articles (Quorum) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kaba Holding AG | 20150522 | Special | KABN | H0536M155 | 9 | Elect Christine Mankel | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kaba Holding AG | 20150522 | Special | KABN | H0536M155 | 10 | Elect Stephanie Brecht-Bergen | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kaba Holding AG | 20150522 | Special | KABN | H0536M155 | 11 | Elect Hans Gummert | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kaba Holding AG | 20150522 | Special | KABN | H0536M155 | 12 | Elect Hans Gummert as Compensation Committee Member | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kaba Holding AG | 20150522 | Special | KABN | H0536M155 | 13 | Dividends from Reserves | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kaba Holding AG | 20150522 | Special | KABN | H0536M155 | 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 20150624 | Annual | 9107 | J31588114 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 20150624 | Annual | 9107 | J31588114 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 20150624 | Annual | 9107 | J31588114 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 20150624 | Annual | 9107 | J31588114 | 4 | Elect Jiroh Asakura | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 20150624 | Annual | 9107 | J31588114 | 5 | Elect Eizoh Murakami | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 20150624 | Annual | 9107 | J31588114 | 6 | Elect Toshiyuki Suzuki | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 20150624 | Annual | 9107 | J31588114 | 7 | Elect Hiromichi Aoki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 20150624 | Annual | 9107 | J31588114 | 8 | Elect Tsuyoshi Yamauchi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 20150624 | Annual | 9107 | J31588114 | 9 | Elect Yukio Toriyama | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 20150624 | Annual | 9107 | J31588114 | 10 | Elect Yutaka Nakagawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 20150624 | Annual | 9107 | J31588114 | 11 | Elect Mitoji Yabunaka | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 20150624 | Annual | 9107 | J31588114 | 12 | Elect Eiichiroh Kinoshita | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 20150624 | Annual | 9107 | J31588114 | 13 | Elect Keisuke Yoshida | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 20150624 | Annual | 9107 | J31588114 | 14 | Elect Toshikazu Hayashi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 3 | Elect Atsushi Kawashima | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 4 | Elect Taisuke Miyajima | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 5 | Elect Taiji Yoshikawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 6 | Elect Sohshi Ikeda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 7 | Elect Masahiko Tajima | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 8 | Elect Shuhei Shiozawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 9 | Elect Yasuo Ichikawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 10 | Elect Koh Sekiguchi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 11 | Elect Yohko Sanuki as an Alternate Statutory Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Kenedix Inc. | 20150325 | Annual | 4321 | J3243N100 | 12 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Krones AG | 20150617 | Annual | KRN | D47441171 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Krones AG | 20150617 | Annual | KRN | D47441171 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Krones AG | 20150617 | Annual | KRN | D47441171 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Krones AG | 20150617 | Annual | KRN | D47441171 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Krones AG | 20150617 | Annual | KRN | D47441171 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Krones AG | 20150617 | Annual | KRN | D47441171 | 6 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Krones AG | 20150617 | Annual | KRN | D47441171 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Krones AG | 20150617 | Annual | KRN | D47441171 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Leoni AG | 20150507 | Annual | LEO | D5009P118 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Leoni AG | 20150507 | Annual | LEO | D5009P118 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Leoni AG | 20150507 | Annual | LEO | D5009P118 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Leoni AG | 20150507 | Annual | LEO | D5009P118 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Leoni AG | 20150507 | Annual | LEO | D5009P118 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Leoni AG | 20150507 | Annual | LEO | D5009P118 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Leoni AG | 20150507 | Annual | LEO | D5009P118 | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Leoni AG | 20150507 | Annual | LEO | D5009P118 | 8 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Leoni AG | 20150507 | Annual | LEO | D5009P118 | 9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Leoni AG | 20150507 | Annual | LEO | D5009P118 | 10 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Leoni AG | 20150507 | Annual | LEO | D5009P118 | 11 | Elect Ulrike Friese-Dormann as Supervisory Board Member | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Leoni AG | 20150507 | Annual | LEO | D5009P118 | 12 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Leoni AG | 20150507 | Annual | LEO | D5009P118 | 13 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 2 | Authority to Reduce Capital Reserve | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 3 | Elect Eisei Miyama | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 4 | Elect Tadahiro Miyama | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 5 | Elect Yuzuru Sekiya | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 6 | Elect Kazuto Tajiri | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 7 | Elect Yoshikazu Miike | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 8 | Elect Hiroyuki Harada | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 9 | Elect Hiroshi Takeda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 10 | Elect Tetsuji Taya | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 11 | Elect Yoshiko Sasao | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Leopalace21 Corp. | 20150626 | Annual | 8848 | J38781100 | 12 | Elect Takao Yuhara as Statutory Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | LIC Housing Finance Limited | 20140818 | Other | LICHSGFIN | Y5278Z133 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | LIC Housing Finance Limited | 20140818 | Other | LICHSGFIN | Y5278Z133 | 2 | Authority to Mortgage Assets | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | LIC Housing Finance Limited | 20140819 | Annual | LICHSGFIN | Y5278Z133 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | LIC Housing Finance Limited | 20140819 | Annual | LICHSGFIN | Y5278Z133 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | LIC Housing Finance Limited | 20140819 | Annual | LICHSGFIN | Y5278Z133 | 3 | Elect Savita Singh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | LIC Housing Finance Limited | 20140819 | Annual | LICHSGFIN | Y5278Z133 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | LIC Housing Finance Limited | 20140819 | Annual | LICHSGFIN | Y5278Z133 | 5 | Amendment to Borrowing Powers | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | LIC Housing Finance Limited | 20140819 | Annual | LICHSGFIN | Y5278Z133 | 6 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | LIC Housing Finance Limited | 20140819 | Annual | LICHSGFIN | Y5278Z133 | 7 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | LIC Housing Finance Limited | 20140819 | Annual | LICHSGFIN | Y5278Z133 | 8 | Related Party Transactions | Mgmt | For | Abstain | Against | Voted | ||||||||||||
TCW International Small Cap Fund | LIC Housing Finance Limited | 20140819 | Annual | LICHSGFIN | Y5278Z133 | 9 | Elect and Appoint Sunita Sharma (Managing Director and CEO): Approve Remuneration | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | LIC Housing Finance Limited | 20140819 | Annual | LICHSGFIN | Y5278Z133 | 10 | Elect T.V. Rao | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | LIC Housing Finance Limited | 20140819 | Annual | LICHSGFIN | Y5278Z133 | 11 | Elect S.B. Mainak | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lookers plc | 20150529 | Annual | LOOK | G56420170 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lookers plc | 20150529 | Annual | LOOK | G56420170 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lookers plc | 20150529 | Annual | LOOK | G56420170 | 3 | Remuneration Report (Binding) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lookers plc | 20150529 | Annual | LOOK | G56420170 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lookers plc | 20150529 | Annual | LOOK | G56420170 | 5 | Elect Andrew C. Bruce | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lookers plc | 20150529 | Annual | LOOK | G56420170 | 6 | Elect Robin Gregson | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lookers plc | 20150529 | Annual | LOOK | G56420170 | 7 | Elect Tony Bramall | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lookers plc | 20150529 | Annual | LOOK | G56420170 | 8 | Elect Bill Holmes | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lookers plc | 20150529 | Annual | LOOK | G56420170 | 9 | Elect Phil White | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lookers plc | 20150529 | Annual | LOOK | G56420170 | 10 | Elect Neil Davis | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lookers plc | 20150529 | Annual | LOOK | G56420170 | 11 | Elect Nigel McMinn | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lookers plc | 20150529 | Annual | LOOK | G56420170 | 12 | Elect Richard Walker | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lookers plc | 20150529 | Annual | LOOK | G56420170 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lookers plc | 20150529 | Annual | LOOK | G56420170 | 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lookers plc | 20150529 | Annual | LOOK | G56420170 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lookers plc | 20150529 | Annual | LOOK | G56420170 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lookers plc | 20150529 | Annual | LOOK | G56420170 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lookers plc | 20150529 | Annual | LOOK | G56420170 | 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lookers plc | 20150529 | Annual | LOOK | G56420170 | 19 | Long Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lundin Mining Corporation | 20150508 | Annual | LUN | 550372106 | 1.1 | Elect Donald Charter | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lundin Mining Corporation | 20150508 | Annual | LUN | 550372106 | 1.2 | Elect Paul K. Conibear | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Lundin Mining Corporation | 20150508 | Annual | LUN | 550372106 | 1.3 | Elect John H. Craig | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lundin Mining Corporation | 20150508 | Annual | LUN | 550372106 | 1.4 | Elect Peter C. Jones | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lundin Mining Corporation | 20150508 | Annual | LUN | 550372106 | 1.5 | Elect Lukas H. Lundin | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lundin Mining Corporation | 20150508 | Annual | LUN | 550372106 | 1.6 | Elect Dale C. Peniuk | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lundin Mining Corporation | 20150508 | Annual | LUN | 550372106 | 1.7 | Elect William A. Rand | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lundin Mining Corporation | 20150508 | Annual | LUN | 550372106 | 1.8 | Elect Catherine J.G. Stefan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Lundin Mining Corporation | 20150508 | Annual | LUN | 550372106 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Manitou BF | 20150609 | Mix | MTU | F59766109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Manitou BF | 20150609 | Mix | MTU | F59766109 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Manitou BF | 20150609 | Mix | MTU | F59766109 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Manitou BF | 20150609 | Mix | MTU | F59766109 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Manitou BF | 20150609 | Mix | MTU | F59766109 | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Manitou BF | 20150609 | Mix | MTU | F59766109 | 6 | Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Manitou BF | 20150609 | Mix | MTU | F59766109 | 7 | Severance Agreement of Michel Denis, CEO | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Manitou BF | 20150609 | Mix | MTU | F59766109 | 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Manitou BF | 20150609 | Mix | MTU | F59766109 | 9 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Manitou BF | 20150609 | Mix | MTU | F59766109 | 10 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Manitou BF | 20150609 | Mix | MTU | F59766109 | 11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Manitou BF | 20150609 | Mix | MTU | F59766109 | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Manitou BF | 20150609 | Mix | MTU | F59766109 | 13 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Manitou BF | 20150609 | Mix | MTU | F59766109 | 14 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Manitou BF | 20150609 | Mix | MTU | F59766109 | 15 | Authority to Issue Shares In Consideration for Contributions in Kind | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Manitou BF | 20150609 | Mix | MTU | F59766109 | 16 | Authority to Issue Restricted Shares | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Manitou BF | 20150609 | Mix | MTU | F59766109 | 17 | Employee Stock Purchase Plan | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Manitou BF | 20150609 | Mix | MTU | F59766109 | 18 | Amendments Regarding Double Voting Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Manitou BF | 20150609 | Mix | MTU | F59766109 | 19 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Matahari Department Store Tbk | 20150528 | Annual | LPPF | Y7139L105 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Matahari Department Store Tbk | 20150528 | Annual | LPPF | Y7139L105 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Matahari Department Store Tbk | 20150528 | Annual | LPPF | Y7139L105 | 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Matahari Department Store Tbk | 20150528 | Annual | LPPF | Y7139L105 | 4 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Matahari Department Store Tbk | 20150528 | Annual | LPPF | Y7139L105 | 5 | Election of Directors and Commissioners (Slate); and Approval of Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Matahari Department Store Tbk | 20150528 | Annual | LPPF | Y7139L105 | 6 | Shareholder Structure | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mediaset S.p.A. | 20150429 | Ordinary | MS | T6688Q107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Mediaset S.p.A. | 20150429 | Ordinary | MS | T6688Q107 | 2 | Accounts and Reports; Allocation of Profits/dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mediaset S.p.A. | 20150429 | Ordinary | MS | T6688Q107 | 3 | Remuneration Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mediaset S.p.A. | 20150429 | Ordinary | MS | T6688Q107 | 4 | Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mediaset S.p.A. | 20150429 | Ordinary | MS | T6688Q107 | 5 | Board Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mediaset S.p.A. | 20150429 | Ordinary | MS | T6688Q107 | 6 | Board Term | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mediaset S.p.A. | 20150429 | Ordinary | MS | T6688Q107 | 7 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mediaset S.p.A. | 20150429 | Ordinary | MS | T6688Q107 | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Mediaset S.p.A. | 20150429 | Ordinary | MS | T6688Q107 | 9 | List Presented by Fininvest S.p.A. | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Mediaset S.p.A. | 20150429 | Ordinary | MS | T6688Q107 | 10 | List Presented by Group of Shareholders representing 1.4% of the Share Capital | N/A | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Mediaset S.p.A. | 20150429 | Ordinary | MS | T6688Q107 | 11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 2 | Elect Stephen C. Harris | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 3 | Elect David Hathorn | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 4 | Elect Andrew King | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 5 | Elect Imogen Mkhize | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 6 | Elect John E. Nicholas | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 7 | Elect Peter Oswald | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 8 | Elect Fred Phaswana | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 9 | Elect Anne Quinn | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 10 | Elect David Williams | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 11 | Elect Audit Committee Member (Stephen Harris) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 12 | Elect Audit Committee Member (John Nicholas) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 13 | Elect Audit Committee Member (Anne Quinn) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 14 | Accounts and Reports (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 15 | Remuneration Policy (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 16 | Approve NEDs’ Fees (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 17 | Allocation of Profits/Dividends (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 18 | Appointment of Auditor (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 19 | Authority to Set Auditor’s Fees (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 20 | Approve Financial Assistance (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 21 | General Authority to Issue Shares (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 22 | General Authority to Issue Special Converting Shares (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 23 | Authority to Issue Shares w/o Preemptive Rights (Mondi Ltd) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 24 | Authority to Repurchase Shares (Mondi Ltd) | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 25 | Accounts and Reports (Mondi plc) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 26 | Remuneration Report (Mondi plc) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 27 | Allocation of Profits/Dividends (Mondi plc) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 28 | Appointment of Auditor (Mondi plc) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 29 | Authority to Set Auditor’s Fees (Mondi plc) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 30 | Authority to Issue Shares w/ Preemptive Rights (Mondi plc) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 31 | Authority to Issue Shares w/o Preemptive Rights (Mondi plc) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Mondi plc | 20150513 | Annual | MNDI | G6258S107 | 32 | Authority to Repurchase Shares (Mondi plc) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 2 | Annual Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 3 | Accounts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 6 | Elect Alexander K. Afanasiev | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 7 | Elect Nicola J. Beattie | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 8 | Elect Mikhail V. Bratanov | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 9 | Elect Yuan Wang | Mgmt | N/A | For | N/A | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 10 | Elect Sean Glodek | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 11 | Elect Andrei Golikov | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 12 | Elect Valery P. Goreglyad | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 13 | Elect Yuriy O. Denisov | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 14 | Elect Oleg V. Jelezko | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 15 | Elect Bella I. Zlatkis | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 16 | Elect Anatoly M. Karachinskiy | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 17 | Elect Alexey L. Kudrin | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 18 | Elect Sergey P. Lykov | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 19 | Elect Rainer Riess | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 20 | Elect Denis V.Soloviev | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 21 | Elect Andrey V. Sharonov | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 22 | Elect Kirill E. Shershun | Mgmt | N/A | For | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 23 | Audit Commission Size | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 24 | Elect Vladislav V. Zinin | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 25 | Elect Olga I. Romantsova | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 26 | Elect Vyacheslav E. Ulupov | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 27 | Board Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 28 | Appointment of Management Board Chairman | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 29 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 30 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 31 | Amendments to General Meeting Regulations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 32 | Amendments to Board of Directors Regulations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 33 | Remuneration Policy | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 34 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 35 | Audit Commission Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 36 | Related Party Transactions (CJSC STATUS) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 37 | Related Party Transactions (Sberbank of Russia) | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 38 | Related Party Transactions (Bank NCC) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 39 | Related Party Transactions (Bank NCC) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 40 | Related Party Transactions (MICEX Stock Exchange) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 41 | Related Party Transactions (National Settlement Depository CJSC ) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 42 | Related Party Transactions (Bank NCC) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 43 | Related Party Transactions (National Mercantile Exchange CJSC) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Moscow Exchange Micex OJSC | 20150428 | Annual | MOEX | X5504J102 | 44 | Related Party Transaction (D&O Insurance) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nanoco Group Plc | 20141211 | Annual | NANO | G6390M109 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nanoco Group Plc | 20141211 | Annual | NANO | G6390M109 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nanoco Group Plc | 20141211 | Annual | NANO | G6390M109 | 3 | Elect Robin Williams | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nanoco Group Plc | 20141211 | Annual | NANO | G6390M109 | 4 | Elect Michael Edelman | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nanoco Group Plc | 20141211 | Annual | NANO | G6390M109 | 5 | Elect Gordon Hall | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nanoco Group Plc | 20141211 | Annual | NANO | G6390M109 | 6 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nanoco Group Plc | 20141211 | Annual | NANO | G6390M109 | 7 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nanoco Group Plc | 20141211 | Annual | NANO | G6390M109 | 8 | Increase in NEDs’ Fees Cap | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nanoco Group Plc | 20141211 | Annual | NANO | G6390M109 | 9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nanoco Group Plc | 20141211 | Annual | NANO | G6390M109 | 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nanoco Group Plc | 20141211 | Annual | NANO | G6390M109 | 11 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Aluminium Company Limited | 20140927 | Annual | NALCO | Y6211M130 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Aluminium Company Limited | 20140927 | Annual | NALCO | Y6211M130 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | National Aluminium Company Limited | 20140927 | Annual | NALCO | Y6211M130 | 3 | Elect S.S. Mahapatra | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Aluminium Company Limited | 20140927 | Annual | NALCO | Y6211M130 | 4 | Elect K.C. Samal | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Aluminium Company Limited | 20140927 | Annual | NALCO | Y6211M130 | 5 | Elect Soma Mondal | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Aluminium Company Limited | 20140927 | Annual | NALCO | Y6211M130 | 6 | Authority to Set Cost Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Aluminium Company Limited | 20140927 | Annual | NALCO | Y6211M130 | 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | National Aluminium Company Limited | 20140927 | Annual | NALCO | Y6211M130 | 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | National Buildings Construction Corporation | 20140911 | Annual | NBCC | Y62018109 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Buildings Construction Corporation | 20140911 | Annual | NBCC | Y62018109 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Buildings Construction Corporation | 20140911 | Annual | NBCC | Y62018109 | 3 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | �� | National Buildings Construction Corporation | 20140911 | Annual | NBCC | Y62018109 | 4 | Elect S. K. Chaudhary | Mgmt | For | For | For | Voted | |||||||||||
TCW International Small Cap Fund | National Buildings Construction Corporation | 20140911 | Annual | NBCC | Y62018109 | 5 | Elect Jhanja Tripathy | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 2 | Remuneration Policy (Binding) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 5 | Elect John Armitt | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 6 | Elect Matthew Ashley | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 7 | Elect Joaquin Ayuso | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 8 | Elect Jorge Cosmen | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 9 | Elect Dean Finch | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 10 | Elect Jane Kingston | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 11 | Elect Chris E. Muntwyler | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 12 | Elect Lee Sander | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 15 | Approval of 2015 LTIP | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 17 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 18 | Increase in NEDs’ Fee Cap | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 20 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 22 | Shareholder Proposal Regarding Independent Assessment Allegations made by the Teamsters Union in the U.S.A | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW International Small Cap Fund | National Express Group plc | 20150506 | Annual | NEX | G6374M109 | 23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 12 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 13 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 14 | Ratification of Board and CEO Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 15 | Board Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 16 | Directors and Auditors’ Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 17 | Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 18 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 19 | Nomination Committee | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 20 | Remuneration Guidelines | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 21 | Amendments to Articles Regarding Company Name | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 22 | Stock Split | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 23 | Reduction of Share Capital and Redemption of Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 24 | Bonus Issue | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 25 | Incentive Guidelines | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 20150429 | Annual | NET’B | W5938L104 | 26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Nifco | 20150625 | Annual | 7988 | 654101104 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nifco | 20150625 | Annual | 7988 | 654101104 | 2 | Elect Kiyohiko Fukawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nifco | 20150625 | Annual | 7988 | 654101104 | 3 | Elect Keiji Tachikawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nifco | 20150625 | Annual | 7988 | 654101104 | 4 | Elect Kenji Matsukawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nifco | 20150625 | Annual | 7988 | 654101104 | 5 | Elect Yoshiaki Notoya | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nifco | 20150625 | Annual | 7988 | 654101104 | 6 | Elect Kagetoshi Uchida | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nifco | 20150625 | Annual | 7988 | 654101104 | 7 | Elect Masakazu Wakabayashi as Alternate Statutory Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nifco | 20150625 | Annual | 7988 | 654101104 | 8 | Statutory Auditors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nippon Shokubai Co. Ltd. | 20150619 | Annual | 4114 | J55806103 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nippon Shokubai Co. Ltd. | 20150619 | Annual | 4114 | J55806103 | 2 | Share Consolidation/Reverse Stock Split | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nippon Shokubai Co. Ltd. | 20150619 | Annual | 4114 | J55806103 | 3 | Elect Masanori Ikeda | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Nippon Shokubai Co. Ltd. | 20150619 | Annual | 4114 | J55806103 | 4 | Elect Yasuhito Nishii | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nippon Shokubai Co. Ltd. | 20150619 | Annual | 4114 | J55806103 | 5 | Elect Haruhisa Yamamoto | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nippon Shokubai Co. Ltd. | 20150619 | Annual | 4114 | J55806103 | 6 | Elect Masao Yamamoto | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nippon Shokubai Co. Ltd. | 20150619 | Annual | 4114 | J55806103 | 7 | Elect Yohjiroh Takahashi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nippon Shokubai Co. Ltd. | 20150619 | Annual | 4114 | J55806103 | 8 | Elect Yujiroh Gotoh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nippon Shokubai Co. Ltd. | 20150619 | Annual | 4114 | J55806103 | 9 | Elect Kohichi Miura | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nippon Shokubai Co. Ltd. | 20150619 | Annual | 4114 | J55806103 | 10 | Elect Takashi Sakai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nippon Shokubai Co. Ltd. | 20150619 | Annual | 4114 | J55806103 | 11 | Elect Taizoh Maruo | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nippon Shokubai Co. Ltd. | 20150619 | Annual | 4114 | J55806103 | 12 | Elect Yoshihiro Arita | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nippon Shokubai Co. Ltd. | 20150619 | Annual | 4114 | J55806103 | 13 | Elect Kohzoh Arao | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nippon Shokubai Co. Ltd. | 20150619 | Annual | 4114 | J55806103 | 14 | Elect Kunimitsu Ohba | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Nippon Shokubai Co. Ltd. | 20150619 | Annual | 4114 | J55806103 | 15 | Bonus | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Oberoi Realty Limited | 20140827 | Annual | �� | OBEROIRLTY | Y6424D109 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||
TCW International Small Cap Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 4 | Elect Vikas Oberoi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 6 | Elect Anil Harish | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 7 | Elect T.P. Ostwal | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 8 | Elect Venkatesh Mysore | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 9 | Appointment of Vikas Oberoi (Managing Director); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 10 | Elect and Appoint Saumil Daru (Whole-Time Director); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 11 | Amendment to Borrowing Powers | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 12 | Authority to Mortgage Assets | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 13 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 14 | Charitable Donations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Oberoi Realty Limited | 20140827 | Annual | OBEROIRLTY | Y6424D109 | 15 | Authority to Set Cost Auditor’s Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Obic Co. Ltd. | 20150626 | Annual | 4684 | J5946V107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Obic Co. Ltd. | 20150626 | Annual | 4684 | J5946V107 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Obic Co. Ltd. | 20150626 | Annual | 4684 | J5946V107 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Obic Co. Ltd. | 20150626 | Annual | 4684 | J5946V107 | 4 | Elect Masahiro Noda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Obic Co. Ltd. | 20150626 | Annual | 4684 | J5946V107 | 5 | Elect Shoichi Tachibana | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Obic Co. Ltd. | 20150626 | Annual | 4684 | J5946V107 | 6 | Elect Hiroshi Kanoh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Obic Co. Ltd. | 20150626 | Annual | 4684 | J5946V107 | 7 | Elect Kuniaki Serizawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Obic Co. Ltd. | 20150626 | Annual | 4684 | J5946V107 | 8 | Elect Atsushi Kawanishi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Obic Co. Ltd. | 20150626 | Annual | 4684 | J5946V107 | 9 | Elect Mizuki Noda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Obic Co. Ltd. | 20150626 | Annual | 4684 | J5946V107 | 10 | Elect Hideshi Ida | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Obic Co. Ltd. | 20150626 | Annual | 4684 | J5946V107 | 11 | Elect Takahiro Mori | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Obic Co. Ltd. | 20150626 | Annual | 4684 | J5946V107 | 12 | Elect Noboru Satoh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Obic Co. Ltd. | 20150626 | Annual | 4684 | J5946V107 | 13 | Elect Fumio Hashimoto | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Obic Co. Ltd. | 20150626 | Annual | 4684 | J5946V107 | 14 | Elect Yasumasa Gomi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Obic Co. Ltd. | 20150626 | Annual | 4684 | J5946V107 | 15 | Bonus | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Obic Co. Ltd. | 20150626 | Annual | 4684 | J5946V107 | 16 | Directors’ Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Optimal Payments Plc | 20150416 | Special | OPAY | G6770D109 | 1 | Merger/Acquisition | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Optimal Payments Plc | 20150416 | Special | OPAY | G6770D109 | 2 | New Loan Facility Agreement | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Optimal Payments Plc | 20150416 | Special | OPAY | G6770D109 | 3 | Increase in Authorized Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Optimal Payments Plc | 20150416 | Special | OPAY | G6770D109 | 4 | Issuance of Shares (for Rights Issue and the Acquisition) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Optimal Payments Plc | 20150416 | Special | OPAY | G6770D109 | 5 | Disapplication of Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Petronet LNG Limited | 20140726 | Other | PETRONET | Y68259103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Petronet LNG Limited | 20140726 | Other | PETRONET | Y68259103 | 2 | Authority to Mortgage Assets | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Petronet LNG Limited | 20140726 | Other | PETRONET | Y68259103 | 3 | Amendment to Borrowing Powers | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Petronet LNG Limited | 20140726 | Other | PETRONET | Y68259103 | 4 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Playtech Limited | 20150422 | Ordinary | PTEC | G7132V100 | 1 | Merger/Acquisition | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Playtech Limited | 20150520 | Annual | PTEC | G7132V100 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Playtech Limited | 20150520 | Annual | PTEC | G7132V100 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Playtech Limited | 20150520 | Annual | PTEC | G7132V100 | 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Playtech Limited | 20150520 | Annual | PTEC | G7132V100 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Playtech Limited | 20150520 | Annual | PTEC | G7132V100 | 5 | Elect Hilary Stewart-Jones | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Playtech Limited | 20150520 | Annual | PTEC | G7132V100 | 6 | Elect Andrew Thomas | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Playtech Limited | 20150520 | Annual | PTEC | G7132V100 | 7 | Elect Alan Jackson | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Playtech Limited | 20150520 | Annual | PTEC | G7132V100 | 8 | Elect Ron Hoffman | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Playtech Limited | 20150520 | Annual | PTEC | G7132V100 | 9 | Elect Mor Weizer | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Playtech Limited | 20150520 | Annual | PTEC | G7132V100 | 10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Playtech Limited | 20150520 | Annual | PTEC | G7132V100 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Playtech Limited | 20150520 | Annual | PTEC | G7132V100 | 12 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 1 | Elect Alastair Gordon | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 2 | Elect Gal Haber | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 3 | Elect Alon Gonen | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 4 | Elect Inbal Marom | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 5 | Elect Peter Boyle | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 7 | Salary Increase of CEO | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 8 | Salary Increase of Managing Director | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 9 | Salary Increase of CFO | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 10 | Directors’ Fees (Alastair Gordon) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 11 | Directors’ Fees (Charles Fairbairn) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 12 | Directors’ Fees (Paul Boyle) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 13 | Directors’ Fees (Daniel King) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 14 | Equity Grants (CFO Esther Marom) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Plus500 Ltd | 20150527 | Annual | PLUS | M7S2CK109 | 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | PTC India Limited | 20150322 | Other | PTC | Y7043E106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | PTC India Limited | 20150322 | Other | PTC | Y7043E106 | 2 | Elect Dhirendra Swarup | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | PTC India Limited | 20150322 | Other | PTC | Y7043E106 | 3 | Elect Harbans Lal Bajaj | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | PTC India Limited | 20150322 | Other | PTC | Y7043E106 | 4 | Elect Ved Kumar Jain | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | PTC India Limited | 20150322 | Other | PTC | Y7043E106 | 5 | Elect Anil Razdan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | PTC India Limited | 20150322 | Other | PTC | Y7043E106 | 6 | Elect Dipak Chatterjee | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | PTC India Limited | 20150322 | Other | PTC | Y7043E106 | 7 | Elect Srinivasan Balachandran | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ramco Cements Ltd | 20140728 | Annual | RAMCOCEM | Y53727148 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ramco Cements Ltd | 20140728 | Annual | RAMCOCEM | Y53727148 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ramco Cements Ltd | 20140728 | Annual | RAMCOCEM | Y53727148 | 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ramco Cements Ltd | 20140728 | Annual | RAMCOCEM | Y53727148 | 4 | Amendments to Articles | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Ramco Cements Ltd | 20140728 | Annual | RAMCOCEM | Y53727148 | 5 | Elect and Appoint P.R. Ramasubrahmaneya Rajha (Chairman and Managing Director); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ramco Cements Ltd | 20140728 | Annual | RAMCOCEM | Y53727148 | 6 | Elect R.S. Agarwal | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ramco Cements Ltd | 20140728 | Annual | RAMCOCEM | Y53727148 | 7 | Elect M.B.N. Rao | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ramco Cements Ltd | 20140728 | Annual | RAMCOCEM | Y53727148 | 8 | Elect M.M. Venkatachalam | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ramco Cements Ltd | 20140728 | Annual | RAMCOCEM | Y53727148 | 9 | Amendment to Borrowing Powers | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Ramco Cements Ltd | 20140728 | Annual | RAMCOCEM | Y53727148 | 10 | Maintenance of Company’s Registers | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 20150513 | Annual | RTO | G7494G105 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 20150513 | Annual | RTO | G7494G105 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 20150513 | Annual | RTO | G7494G105 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 20150513 | Annual | RTO | G7494G105 | 4 | Elect John McAdam | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 20150513 | Annual | RTO | G7494G105 | 5 | Elect Peter Bamford | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 20150513 | Annual | RTO | G7494G105 | 6 | Elect Richard Burrows | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 20150513 | Annual | RTO | G7494G105 | 7 | Elect Alan Giles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 20150513 | Annual | RTO | G7494G105 | 8 | Elect Andrew Ransom | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 20150513 | Annual | RTO | G7494G105 | 9 | Elect Angela Seymour-Jackson | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 20150513 | Annual | RTO | G7494G105 | 10 | Elect Jeremy Townsend | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 20150513 | Annual | RTO | G7494G105 | 11 | Elect Julie Southern | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 20150513 | Annual | RTO | G7494G105 | 12 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 20150513 | Annual | RTO | G7494G105 | 13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 20150513 | Annual | RTO | G7494G105 | 14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 20150513 | Annual | RTO | G7494G105 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 20150513 | Annual | RTO | G7494G105 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 20150513 | Annual | RTO | G7494G105 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 20150513 | Annual | RTO | G7494G105 | 18 | Authorisation of Political Donations | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 3 | Ratification of Board and Management Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 5 | Compensation Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 6 | Board Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 7 | Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 8 | Elect Erwin Stoller | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 9 | Elect This E. Schneider | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 10 | Elect Dieter Spalti | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 11 | Elect Jakob Bar | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 12 | Elect Michael Pieper | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 13 | Elect Hans-Peter Schwald | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 14 | Elect Peter Spuhler | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 15 | Elect Erwin Stoller as Chairman | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 16 | Elect This E. Schneider as Compensation Committee Member | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 17 | Elect Hans-Peter Schwald as Compensation Committee Member | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 18 | Elect Erwin Stoller as Compensation Committee Member | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 19 | Appointment of Independent Proxy | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 20 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rieter Holding AG | 20150416 | Annual | RIEN | H68745209 | 21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 20150507 | Annual | RMV | G75657109 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 20150507 | Annual | RMV | G75657109 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 20150507 | Annual | RMV | G75657109 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 20150507 | Annual | RMV | G75657109 | 4 | Appointment of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 20150507 | Annual | RMV | G75657109 | 5 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 20150507 | Annual | RMV | G75657109 | 6 | Elect Scott Forbes | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 20150507 | Annual | RMV | G75657109 | 7 | Elect Nick McKittrick | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 20150507 | Annual | RMV | G75657109 | 8 | Elect Peter Brooks-Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 20150507 | Annual | RMV | G75657109 | 9 | Elect Robyn Perriss | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 20150507 | Annual | RMV | G75657109 | 10 | Elect Peter W. Williams | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 20150507 | Annual | RMV | G75657109 | 11 | Elect Colin Kemp | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 20150507 | Annual | RMV | G75657109 | 12 | Elect Ashley Martin | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 20150507 | Annual | RMV | G75657109 | 13 | Elect Rakhi Parekh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 20150507 | Annual | RMV | G75657109 | 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 20150507 | Annual | RMV | G75657109 | 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 20150507 | Annual | RMV | G75657109 | 16 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 20150507 | Annual | RMV | G75657109 | 17 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 20150507 | Annual | RMV | G75657109 | 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Sawai Pharmaceutical Company Limited | 20150625 | Annual | 4555 | J69811107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Sawai Pharmaceutical Company Limited | 20150625 | Annual | 4555 | J69811107 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Sawai Pharmaceutical Company Limited | 20150625 | Annual | 4555 | J69811107 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Sawai Pharmaceutical Company Limited | 20150625 | Annual | 4555 | J69811107 | 4 | Elect Hiroyuki Sawai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Sawai Pharmaceutical Company Limited | 20150625 | Annual | 4555 | J69811107 | 5 | Elect Mitsuo Sawai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Sawai Pharmaceutical Company Limited | 20150625 | Annual | 4555 | J69811107 | 6 | Elect Takashi Iwasa | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Sawai Pharmaceutical Company Limited | 20150625 | Annual | 4555 | J69811107 | 7 | Elect Harumasa Toya | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Sawai Pharmaceutical Company Limited | 20150625 | Annual | 4555 | J69811107 | 8 | Elect Keiichi Kimura | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Sawai Pharmaceutical Company Limited | 20150625 | Annual | 4555 | J69811107 | 9 | Elect Minoru Kodama | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Sawai Pharmaceutical Company Limited | 20150625 | Annual | 4555 | J69811107 | 10 | Elect Kenzoh Sawai | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Sawai Pharmaceutical Company Limited | 20150625 | Annual | 4555 | J69811107 | 11 | Elect Shinichi Tokuyama | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Sawai Pharmaceutical Company Limited | 20150625 | Annual | 4555 | J69811107 | 12 | Elect Hidefumi Sugao | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Sawai Pharmaceutical Company Limited | 20150625 | Annual | 4555 | J69811107 | 13 | Elect Naomi Tohdoh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Sawai Pharmaceutical Company Limited | 20150625 | Annual | 4555 | J69811107 | 14 | Statutory Auditors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Sawai Pharmaceutical Company Limited | 20150625 | Annual | 4555 | J69811107 | 15 | Equity Compensation Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Senior plc | 20150424 | Annual | SNR | G8031U102 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Senior plc | 20150424 | Annual | SNR | G8031U102 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Senior plc | 20150424 | Annual | SNR | G8031U102 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Senior plc | 20150424 | Annual | SNR | G8031U102 | 4 | Elect Charles Berry | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Senior plc | 20150424 | Annual | SNR | G8031U102 | 5 | Elect Celia Baxter | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Senior plc | 20150424 | Annual | SNR | G8031U102 | 6 | Elect Andy Hamment | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Senior plc | 20150424 | Annual | SNR | G8031U102 | 7 | Elect Derek Harding | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Senior plc | 20150424 | Annual | SNR | G8031U102 | 8 | Elect Giles Kerr | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Senior plc | 20150424 | Annual | SNR | G8031U102 | 9 | Elect Mark Vernon | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Senior plc | 20150424 | Annual | SNR | G8031U102 | 10 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Senior plc | 20150424 | Annual | SNR | G8031U102 | 11 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Senior plc | 20150424 | Annual | SNR | G8031U102 | 12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Senior plc | 20150424 | Annual | SNR | G8031U102 | 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Senior plc | 20150424 | Annual | SNR | G8031U102 | 14 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Senior plc | 20150424 | Annual | SNR | G8031U102 | 15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 4 | Elect Liam O’Mahony | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 5 | Elect Gary McGann | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 6 | Elect Anthony Smurfit | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 7 | Elect Ian Curley | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 8 | Elect Frits Beurskens | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 9 | Elect Christel Bories | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 10 | Elect Thomas Brodin | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 11 | Elect Irial Finan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 12 | Elect Samuel Mencoff | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 13 | Elect John Moloney | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 14 | Elect Roberto Newell | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 15 | Elect Paul T. Stecko | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 16 | Elect Rosemary Thorne | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 17 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 20 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Smurfit Kappa Group Plc | 20150501 | Annual | SKG | G8248F104 | 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Summarecon Agung | 20150610 | Annual | SMRA | Y8198G144 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Summarecon Agung | 20150610 | Annual | SMRA | Y8198G144 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Summarecon Agung | 20150610 | Annual | SMRA | Y8198G144 | 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Summarecon Agung | 20150610 | Annual | SMRA | Y8198G144 | 4 | Directors’ and Commissioners Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Summarecon Agung | 20150610 | Annual | SMRA | Y8198G144 | 5 | Election of Directors and Commissioners (Slate) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Summarecon Agung | 20150610 | Annual | SMRA | Y8198G144 | 6 | Report on Use of Proceeds | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Summarecon Agung | 20150610 | Special | SMRA | Y8198G144 | 1 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Summarecon Agung | 20150610 | Special | SMRA | Y8198G144 | 2 | Authority to Give Guarantees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Summarecon Agung | 20150610 | Special | SMRA | Y8198G144 | 3 | Transfer of Asset to Subsidiary | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Sun Frontier Fudosan Co., Ltd. | 20150626 | Annual | 8934 | J7808L102 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Sun Frontier Fudosan Co., Ltd. | 20150626 | Annual | 8934 | J7808L102 | 2 | Elect Yasushi Yamada | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Sun Frontier Fudosan Co., Ltd. | 20150626 | Annual | 8934 | J7808L102 | 3 | Elect Yukitoshi Kubo | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Sun Frontier Fudosan Co., Ltd. | 20150626 | Annual | 8934 | J7808L102 | 4 | Elect Shinji Ohsawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Sun Frontier Fudosan Co., Ltd. | 20150626 | Annual | 8934 | J7808L102 | 5 | Elect Kohichi Kase | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taro Pharmaceutical Industries Ltd. | 20141222 | Annual | TARO | M8737E108 | 1 | Elect Dilip S. Shanghvi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taro Pharmaceutical Industries Ltd. | 20141222 | Annual | TARO | M8737E108 | 2 | Elect Kal Sundaram | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taro Pharmaceutical Industries Ltd. | 20141222 | Annual | TARO | M8737E108 | 3 | Elect Sudhir Valia | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taro Pharmaceutical Industries Ltd. | 20141222 | Annual | TARO | M8737E108 | 4 | Elect James Kedrowski | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Taro Pharmaceutical Industries Ltd. | 20141222 | Annual | TARO | M8737E108 | 5 | Elect Dov Pekelman | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taro Pharmaceutical Industries Ltd. | 20141222 | Annual | TARO | M8737E108 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | TAV Havalimanlari Holding A.S. | 20150330 | Annual | TAVHL | M8782T109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | TAV Havalimanlari Holding A.S. | 20150330 | Annual | TAVHL | M8782T109 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | TAV Havalimanlari Holding A.S. | 20150330 | Annual | TAVHL | M8782T109 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | TAV Havalimanlari Holding A.S. | 20150330 | Annual | TAVHL | M8782T109 | 4 | Opening; Election of Presiding Chairman | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | TAV Havalimanlari Holding A.S. | 20150330 | Annual | TAVHL | M8782T109 | 5 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | TAV Havalimanlari Holding A.S. | 20150330 | Annual | TAVHL | M8782T109 | 6 | Auditor’s Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | TAV Havalimanlari Holding A.S. | 20150330 | Annual | TAVHL | M8782T109 | 7 | Accounts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | TAV Havalimanlari Holding A.S. | 20150330 | Annual | TAVHL | M8782T109 | 8 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | TAV Havalimanlari Holding A.S. | 20150330 | Annual | TAVHL | M8782T109 | 9 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | TAV Havalimanlari Holding A.S. | 20150330 | Annual | TAVHL | M8782T109 | 10 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | TAV Havalimanlari Holding A.S. | 20150330 | Annual | TAVHL | M8782T109 | 11 | Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | TAV Havalimanlari Holding A.S. | 20150330 | Annual | TAVHL | M8782T109 | 12 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | TAV Havalimanlari Holding A.S. | 20150330 | Annual | TAVHL | M8782T109 | 13 | Amendments to Article 4 | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | TAV Havalimanlari Holding A.S. | 20150330 | Annual | TAVHL | M8782T109 | 14 | Compensation Policy | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | TAV Havalimanlari Holding A.S. | 20150330 | Annual | TAVHL | M8782T109 | 15 | Charitable Donations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | TAV Havalimanlari Holding A.S. | 20150330 | Annual | TAVHL | M8782T109 | 16 | Presentation of Report on Competing Activities and Related Party Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | TAV Havalimanlari Holding A.S. | 20150330 | Annual | TAVHL | M8782T109 | 17 | Presentation of Report on Guarantees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | TAV Havalimanlari Holding A.S. | 20150330 | Annual | TAVHL | M8782T109 | 18 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | TAV Havalimanlari Holding A.S. | 20150330 | Annual | TAVHL | M8782T109 | 19 | WISHES AND REQUESTS | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | TAV Havalimanlari Holding A.S. | 20150330 | Annual | TAVHL | M8782T109 | 20 | CLOSING | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 20150423 | Annual | TW | G86954107 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 20150423 | Annual | TW | G86954107 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 20150423 | Annual | TW | G86954107 | 3 | Special Dividend | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 20150423 | Annual | TW | G86954107 | 4 | Elect Kevin S. Beeston | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 20150423 | Annual | TW | G86954107 | 5 | Elect Peter T. Redfern | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 20150423 | Annual | TW | G86954107 | 6 | Elect Ryan Mangold | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 20150423 | Annual | TW | G86954107 | 7 | Elect James Jordan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 20150423 | Annual | TW | G86954107 | 8 | Elect Kate Barker | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 20150423 | Annual | TW | G86954107 | 9 | Elect Margaret Ford | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 20150423 | Annual | TW | G86954107 | 10 | Elect Mike Hussey | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 20150423 | Annual | TW | G86954107 | 11 | Elect Robert Rowley | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 20150423 | Annual | TW | G86954107 | 12 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 20150423 | Annual | TW | G86954107 | 13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 20150423 | Annual | TW | G86954107 | 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 20150423 | Annual | TW | G86954107 | 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 20150423 | Annual | TW | G86954107 | 16 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 20150423 | Annual | TW | G86954107 | 17 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 20150423 | Annual | TW | G86954107 | 18 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 20150423 | Annual | TW | G86954107 | 19 | Related Party Transaction (CEO Peter Redfern) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 20150423 | Annual | TW | G86954107 | 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Tokai Tokyo Financial Holdings, Inc. | 20150626 | Annual | 8616 | J8609T104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Tokai Tokyo Financial Holdings, Inc. | 20150626 | Annual | 8616 | J8609T104 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Tokai Tokyo Financial Holdings, Inc. | 20150626 | Annual | 8616 | J8609T104 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Tokai Tokyo Financial Holdings, Inc. | 20150626 | Annual | 8616 | J8609T104 | 4 | Elect Tateaki Ishida | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Tokai Tokyo Financial Holdings, Inc. | 20150626 | Annual | 8616 | J8609T104 | 5 | Elect Hiroshi Iizumi | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Tokai Tokyo Financial Holdings, Inc. | 20150626 | Annual | 8616 | J8609T104 | 6 | Elect Toshiyuki Hayakawa | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Tokai Tokyo Financial Holdings, Inc. | 20150626 | Annual | 8616 | J8609T104 | 7 | Elect Ikuo Suzuki | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Tokai Tokyo Financial Holdings, Inc. | 20150626 | Annual | 8616 | J8609T104 | 8 | Elect Nobuhiro Morisue | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Tokai Tokyo Financial Holdings, Inc. | 20150626 | Annual | 8616 | J8609T104 | 9 | Elect Ichiroh Mizuno | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Tokai Tokyo Financial Holdings, Inc. | 20150626 | Annual | 8616 | J8609T104 | 10 | Elect Masato Setta | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Tokai Tokyo Financial Holdings, Inc. | 20150626 | Annual | 8616 | J8609T104 | 11 | Elect Masato Okajima | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Tokai Tokyo Financial Holdings, Inc. | 20150626 | Annual | 8616 | J8609T104 | 12 | Elect Mitsuhiro Yasuda | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Tokai Tokyo Financial Holdings, Inc. | 20150626 | Annual | 8616 | J8609T104 | 13 | Bonus | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Tokai Tokyo Financial Holdings, Inc. | 20150626 | Annual | 8616 | J8609T104 | 14 | Equity Compensation Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Travelsky Technology | 20150616 | Annual | 0696 | Y8972V101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Travelsky Technology | 20150616 | Annual | 0696 | Y8972V101 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Travelsky Technology | 20150616 | Annual | 0696 | Y8972V101 | 3 | Director’s Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Travelsky Technology | 20150616 | Annual | 0696 | Y8972V101 | 4 | Supervisor’s Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Travelsky Technology | 20150616 | Annual | 0696 | Y8972V101 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Travelsky Technology | 20150616 | Annual | 0696 | Y8972V101 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Travelsky Technology | 20150616 | Annual | 0696 | Y8972V101 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Travelsky Technology | 20150616 | Annual | 0696 | Y8972V101 | 8 | Authority to Issue Domestic and H Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Travelsky Technology | 20150616 | Annual | 0696 | Y8972V101 | 9 | Authority to Repurchase H Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Travelsky Technology | 20150616 | Other | 0696 | Y8972V101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Travelsky Technology | 20150616 | Other | 0696 | Y8972V101 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Travelsky Technology | 20150616 | Other | 0696 | Y8972V101 | 3 | Authority to Repurchase H Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Travelsky Technology | 20150616 | Other | 0696 | Y8972V101 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Travelsky Technology | 20141223 | Special | 0696 | Y8972V101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Travelsky Technology | 20141223 | Special | 0696 | Y8972V101 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Travelsky Technology | 20141223 | Special | 0696 | Y8972V101 | 3 | Elect CAO Jianxiong | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Travelsky Technology | 20141223 | Special | 0696 | Y8972V101 | 4 | Eastern Airlines Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Travelsky Technology | 20141223 | Special | 0696 | Y8972V101 | 5 | Eastern Airlines Transaction Annual Caps | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Tree House Education & Accessories Ltd | 20150315 | Other | TREEHOUSE | Y8969C108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Tree House Education & Accessories Ltd | 20150315 | Other | TREEHOUSE | Y8969C108 | 2 | Appointment of Rajesh Bhatia (Managing Director); Approval of Remuneration | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Tree House Education & Accessories Ltd | 20150315 | Other | TREEHOUSE | Y8969C108 | 3 | Revision of Remuneration to Vishal Shah (Executive Director) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Tree House Education & Accessories Ltd | 20141211 | Special | TREEHOUSE | Y8969C108 | 1 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Tree House Education & Accessories Ltd | 20141211 | Special | TREEHOUSE | Y8969C108 | 2 | Increase in Authorized Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Tree House Education & Accessories Ltd | 20141211 | Special | TREEHOUSE | Y8969C108 | 3 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Tree House Education & Accessories Ltd | 20141211 | Special | TREEHOUSE | Y8969C108 | 4 | Authority to Set Cost Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 12 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 13 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 14 | Ratification of Board and CEO Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 16 | Board Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 17 | Directors and Auditors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 18 | Election of Directors and Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 19 | Remuneration Guidelines | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 20 | Nomination Committee | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 21 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Trelleborg AB | 20150423 | Annual | TREL-B | W96297101 | 23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | TrustBuddy International AB | 20141117 | Special | TBDY | W9680C106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | TrustBuddy International AB | 20141117 | Special | TBDY | W9680C106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | TrustBuddy International AB | 20141117 | Special | TBDY | W9680C106 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | TrustBuddy International AB | 20141117 | Special | TBDY | W9680C106 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | TrustBuddy International AB | 20141117 | Special | TBDY | W9680C106 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | TrustBuddy International AB | 20141117 | Special | TBDY | W9680C106 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | TrustBuddy International AB | 20141117 | Special | TBDY | W9680C106 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | TrustBuddy International AB | 20141117 | Special | TBDY | W9680C106 | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | TrustBuddy International AB | 20141117 | Special | TBDY | W9680C106 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | TrustBuddy International AB | 20141117 | Special | TBDY | W9680C106 | 10 | Merger | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | TrustBuddy International AB | 20141117 | Special | TBDY | W9680C106 | 11 | Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | TrustBuddy International AB | 20141117 | Special | TBDY | W9680C106 | 12 | Incentive Program | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | TrustBuddy International AB | 20141117 | Special | TBDY | W9680C106 | 13 | Directors’ Fees | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | TrustBuddy International AB | 20141117 | Special | TBDY | W9680C106 | 14 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | TrustBuddy International AB | 20141117 | Special | TBDY | W9680C106 | 15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | TrustBuddy International AB | 20141117 | Special | TBDY | W9680C106 | 16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Vesuvius Plc | 20150514 | Annual | VSVS | G9339E105 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Vesuvius Plc | 20150514 | Annual | VSVS | G9339E105 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Vesuvius Plc | 20150514 | Annual | VSVS | G9339E105 | 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Vesuvius Plc | 20150514 | Annual | VSVS | G9339E105 | 4 | Elect Nelda J. Connors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Vesuvius Plc | 20150514 | Annual | VSVS | G9339E105 | 5 | Elect Christer Gardell | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Vesuvius Plc | 20150514 | Annual | VSVS | G9339E105 | 6 | Elect Hock Goh | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Vesuvius Plc | 20150514 | Annual | VSVS | G9339E105 | 7 | Elect Jane Hinkley | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Vesuvius Plc | 20150514 | Annual | VSVS | G9339E105 | 8 | Elect Douglas Hurt | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Vesuvius Plc | 20150514 | Annual | VSVS | G9339E105 | 9 | Elect John McDonough | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Vesuvius Plc | 20150514 | Annual | VSVS | G9339E105 | 10 | Elect Chris O’Shea | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Vesuvius Plc | 20150514 | Annual | VSVS | G9339E105 | 11 | Elect Francois Wanecq | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Vesuvius Plc | 20150514 | Annual | VSVS | G9339E105 | 12 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Vesuvius Plc | 20150514 | Annual | VSVS | G9339E105 | 13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Vesuvius Plc | 20150514 | Annual | VSVS | G9339E105 | 14 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Vesuvius Plc | 20150514 | Annual | VSVS | G9339E105 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Vesuvius Plc | 20150514 | Annual | VSVS | G9339E105 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Vesuvius Plc | 20150514 | Annual | VSVS | G9339E105 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Vesuvius Plc | 20150514 | Annual | VSVS | G9339E105 | 18 | Authority to Set General Meeting Notice Period to 14 Days | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Wienerberger AG | 20150522 | Annual | WIE | A95384110 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Wienerberger AG | 20150522 | Annual | WIE | A95384110 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Wienerberger AG | 20150522 | Annual | WIE | A95384110 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Wienerberger AG | 20150522 | Annual | WIE | A95384110 | 4 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Wienerberger AG | 20150522 | Annual | WIE | A95384110 | 5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Wienerberger AG | 20150522 | Annual | WIE | A95384110 | 6 | Appointment of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Wienerberger AG | 20150522 | Annual | WIE | A95384110 | 7 | Supervisory Board Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Wienerberger AG | 20150522 | Annual | WIE | A95384110 | 8 | Elect Regina Prehofer | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Wienerberger AG | 20150522 | Annual | WIE | A95384110 | 9 | Elect Harald Nograsek | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Wienerberger AG | 20150522 | Annual | WIE | A95384110 | 10 | Elect Wilhelm Rasinger | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Wienerberger AG | 20150522 | Annual | WIE | A95384110 | 11 | Elect Myriam Meyer | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Wienerberger AG | 20150522 | Annual | WIE | A95384110 | 12 | Elect Caroline Gregoire Sainte Marie | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 12 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 13 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 14 | Ratification of Board and CEO Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 15 | Dividend Record Date | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 16 | Board Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 17 | Directors and Auditors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 18 | Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 19 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 20 | Nomination Committee | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 21 | Remuneration Guidelines | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 22 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 20150429 | Annual | WIHL | W9899S108 | 25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | Voted | ||||||||||||
TCW International Small Cap Fund | Zuken Incorporated | 20150626 | Annual | 6947 | J98974108 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 1 | Elect Andres R. Gluski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 2 | Elect Charles L. Harrington | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 3 | Elect Kristina M. Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 4 | Elect Tarun Khanna | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 5 | Elect Holly K. Koeppel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 6 | Elect Philip Lader | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 7 | Elect James H. Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 8 | Elect John B. Morse, Jr. | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 9 | Elect Moises Naim | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 10 | Elect Charles O. Rossotti | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 11 | Amendment to the 2003 Long-Term Compensation Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 12 | Amendment to the Performance Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 15 | Management Proposal Regarding the Right of Shareholders to Call a Special Meeting | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 16 | Management Proposal Regarding Proxy Access | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 20150519 | Annual | ALL | 020002101 | 1 | Elect Robert D. Beyer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 20150519 | Annual | ALL | 020002101 | 2 | Elect Kermit R. Crawford | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 20150519 | Annual | ALL | 020002101 | 3 | Elect Michael L. Eskew | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 20150519 | Annual | ALL | 020002101 | 4 | Elect Herbert L. Henkel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 20150519 | Annual | ALL | 020002101 | 5 | Elect Siddharth N. Mehta | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 20150519 | Annual | ALL | 020002101 | 6 | Elect Andrea Redmond | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 20150519 | Annual | ALL | 020002101 | 7 | Elect John W. Rowe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 20150519 | Annual | ALL | 020002101 | 8 | Elect Judith A. Sprieser | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 20150519 | Annual | ALL | 020002101 | 9 | Elect Mary Alice Taylor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 20150519 | Annual | ALL | 020002101 | 10 | Elect Thomas J. Wilson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 20150519 | Annual | ALL | 020002101 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 20150519 | Annual | ALL | 020002101 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 20150519 | Annual | ALL | 020002101 | 13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 1 | Elect Nicholas K. Akins | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 2 | Elect David J. Anderson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 7 | Elect Sandra Beach Lin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 8 | Elect Richard C. Notebaert | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 15 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 16 | Repeal of Fair Price Provision | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 17 | Elimination of Supermajority Requirement | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 1 | Elect James M. Cracchiolo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 3 | Elect Amy DiGeso | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 4 | Elect Lon R. Greenberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 5 | Elect Siri S. Marshall | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 6 | Elect Jeffrey Noddle | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 7 | Elect H. Jay Sarles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 8 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 9 | Elect William H. Turner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 1 | Elect Randall L. Stephenson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 2 | Elect Scott T. Ford | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 3 | Elect Glenn H. Hutchins | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 4 | Elect William E. Kennard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 5 | Elect Jon C. Madonna | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 6 | Elect Michael B. McCallister | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 7 | Elect John B. McCoy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 8 | Elect Beth E. Mooney | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 9 | Elect Joyce M. Roche | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 10 | Elect Matthew K. Rose | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 11 | Elect Cynthia B. Taylor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 12 | Elect Laura D’Andrea Tyson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 20150423 | Annual | AVY | 053611109 | 1 | Elect Bradley A. Alford | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 20150423 | Annual | AVY | 053611109 | 2 | Elect Anthony K. Anderson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 20150423 | Annual | AVY | 053611109 | 3 | Elect Peter K. Barker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 20150423 | Annual | AVY | 053611109 | 4 | Elect Ken C. Hicks | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 20150423 | Annual | AVY | 053611109 | 5 | Elect David E.I. Pyott | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 20150423 | Annual | AVY | 053611109 | 6 | Elect Dean A. Scarborough | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 20150423 | Annual | AVY | 053611109 | 7 | Elect Patrick T. Siewert | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 20150423 | Annual | AVY | 053611109 | 8 | Elect Julia A. Stewart | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 20150423 | Annual | AVY | 053611109 | 9 | Elect Martha Sullivan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 20150423 | Annual | AVY | 053611109 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 20150423 | Annual | AVY | 053611109 | 11 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 20150423 | Annual | AVY | 053611109 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.1 | Elect Douglas R. Conant | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.4 | Elect Nancy Killefer | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.5 | Elect Susan J. Kropf | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.6 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.7 | Elect Sara Mathew | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.8 | Elect Helen McCluskey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.9 | Elect Sheri McCoy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.10 | Elect Charles H. Noski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.11 | Elect Gary M. Rodkin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.12 | Elect Paula Stern | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 3 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 20150327 | Special | BHI | 057224107 | 1 | Merger/Acquisition | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 20150327 | Special | BHI | 057224107 | 2 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 20150327 | Special | BHI | 057224107 | 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 1 | Elect Larry D. Brady | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 4 | Elect Martin S. Craighead | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 5 | Elect William H. Easter III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 8 | Elect Claire W. Gargalli | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 9 | Elect Pierre J. Jungels | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 10 | Elect James A. Lash | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 11 | Elect J. Larry Nichols | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 12 | Elect James W. Stewart | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 13 | Elect Charles L. Watson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 1 | Elect Robert J. Finocchio, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 2 | Elect Nancy H. Handel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 3 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 4 | Elect Maria Klawe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 5 | Elect John E. Major | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 6 | Elect Scott A. McGregor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 7 | Elect William T. Morrow | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 8 | Elect Henry Samueli | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 9 | Elect Robert E. Switz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.1 | Elect Paul R. Charron | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.2 | Elect Bennett Dorrance | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.3 | Elect Lawrence C. Karlson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.4 | Elect Randall W. Larrimore | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.5 | Elect Marc B. Lautenbach | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.6 | Elect Mary Alice D. Malone | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.7 | Elect Sara Mathew | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.8 | Elect Denise M. Morrison | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.9 | Elect Charles R. Perrin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.10 | Elect A. Barry Rand | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.11 | Elect Nick Shreiber | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.12 | Elect Tracey Travis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.13 | Elect Archbold D. van Beuren | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.14 | Elect Les C. Vinney | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 4 | Re-Approval of the Annual Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 1 | Elect Mark A. Thierer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 2 | Elect Peter J. Bensen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 3 | Elect Steven Cosler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 4 | Elect William J. Davis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 5 | Elect Steven B. Epstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 6 | Elect Betsy D. Holden | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 7 | Elect Karen L. Katen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 8 | Elect Harry M. Kraemer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 9 | Elect Anthony Masso | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 10 | Adoption of Advanced Notice Provision | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 1 | Elect Archie W. Dunham | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 2 | Elect Vincent J. Intrieri | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 3 | Elect Robert D. Lawler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 4 | Elect John J. Lipinski | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 5 | Elect R. Brad Martin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 6 | Elect Merrill A. Miller, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 7 | Elect Frederic M. Poses | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 8 | Elect Kimberly K. Querrey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 9 | Elect Louis A. Raspino | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 10 | Elect Thomas L. Ryan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 13 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 14 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 15 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 16 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 1 | Elect Alexander B. Cummings, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 2 | Elect Linnet F. Deily | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 3 | Elect Robert E. Denham | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 4 | Elect Alice P. Gast | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 8 | Elect John G. Stumpf | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 9 | Elect Ronald D. Sugar | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 10 | Elect Inge G. Thulin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 11 | Elect Carl Ware | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 12 | Elect John S. Watson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 15 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 17 | Shareholder Proposal Regarding Prohibiting Political Spending | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 18 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 19 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 20 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 21 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 22 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 23 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 24 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 1 | Elect Carol A. Bartz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 2 | Elect M. Michele Burns | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 3 | Elect Michael D. Capellas | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 4 | Elect John T. Chambers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 5 | Elect Brian L. Halla | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 6 | Elect John L. Hennessy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 7 | Elect Kristina M. Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 8 | Elect Roderick C. McGeary | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 9 | Elect Arun Sarin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 10 | Elect Steven M. West | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 14 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 1 | Elect Michael L. Corbat | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 2 | Elect Duncan P. Hennes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 3 | Elect Peter B. Henry | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 4 | Elect Franz B. Humer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 5 | Elect Michael E. O’Neill | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 6 | Elect Gary M. Reiner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 7 | Elect Judith Rodin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 8 | Elect Anthony M. Santomero | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 9 | Elect Joan E. Spero | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 10 | Elect Diana L. Taylor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 11 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 12 | Elect James S. Turley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 13 | Elect Ernesto Zedillo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 16 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 20 | Shareholder Proposal Regarding Audit Committee Membership | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 21 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.1 | Elect Kenneth J. Bacon | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.3 | Elect Edward D. Breen | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.4 | Elect Joseph J. Collins | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.5 | Elect J. Michael Cook | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.6 | Elect Gerald L. Hassell | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.7 | Elect Jeffrey A. Honickman | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.8 | Elect Eduardo G. Mestre | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.9 | Elect Brian L. Roberts | Mgmt | For | N/A | N/A | Unvoted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.10 | Elect Ralph J. Roberts | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.11 | Elect Johnathan A. Rodgers | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.12 | Elect Judith Rodin | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 2 | Ratification of Auditor | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 3 | Amendment to the 2006 Cash Bonus Plan | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 20141008 | Special | CMCSA | 20030N101 | 1 | Merger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 20141008 | Special | CMCSA | 20030N101 | 2 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 1 | Elect Donald W. Blair | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 2 | Elect Stephanie A. Burns | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 3 | Elect John A. Canning Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 4 | Elect Richard T. Clark | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 5 | Elect Robert F. Cummings, Jr. | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 6 | Elect James B. Flaws | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 7 | Elect Deborah A. Henretta | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 8 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 9 | Elect Kurt M. Landgraf | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 10 | Elect Kevin J. Martin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 11 | Elect Deborah D. Rieman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 13 | Elect Wendell P. Weeks | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 14 | Elect Mark S. Wrighton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 17 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Deutsche Telekom AG | 20150521 | Annual | DTE | 251566105 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Deutsche Telekom AG | 20150521 | Annual | DTE | 251566105 | 2 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Deutsche Telekom AG | 20150521 | Annual | DTE | 251566105 | 3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Deutsche Telekom AG | 20150521 | Annual | DTE | 251566105 | 4 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Deutsche Telekom AG | 20150521 | Annual | DTE | 251566105 | 5 | Elect Wulf H. Bernotat to the Supervisory Board | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Deutsche Telekom AG | 20150521 | Annual | DTE | 251566105 | 6 | Elect Michael Kaschke to the Supervisory Board | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.1 | Elect Dissident Nominee Nelson Peltz | Mgmt | N/A | TNA | N/A | Take No Action |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.2 | Elect Dissident Nominee John H. Myers | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.3 | Elect Dissident Nominee Arthur B. Winkleblack | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.4 | Elect Dissident Nominee Robert J. Zatta | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.5 | Elect Company Nominee Lamberto Andreotti | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.6 | Elect Company Nominee Edward D. Breen | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.7 | Elect Company Nominee Eleuthere I. du Pont | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.8 | Elect Company Nominee James L. Gallogly | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.9 | Elect Company Nominee Marillyn A. Hewson | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.10 | Elect Company Nominee Ellen J. Kullman | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.11 | Elect Company Nominee Ulf M. Schneider | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.12 | Elect Company Nominee Patrick J. Ward | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | N/A | TNA | N/A | Take No Action |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 5 | Shareholder Proposal Regarding Grower Compliance | ShrHoldr | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 6 | Shareholder Proposal Regarding Plant Closings | ShrHoldr | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 7 | Shareholder Proposal Regarding Contested Bylaws | ShrHoldr | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.1 | Elect Lamberto Andreotti | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.2 | Elect Edward D. Breen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.3 | Elect Robert A. Brown | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.4 | Elect Alexander M. Cutler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.6 | Elect James L. Gallogly | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.8 | Elect Lois D. Juliber | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.9 | Elect Ellen J. Kullman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.10 | Elect Ulf M. Schneider | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.11 | Elect Lee M. Thomas | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 1.12 | Elect Patrick J. Ward | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 5 | Shareholder Proposal Regarding Grower Compliance | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 6 | Shareholder Proposal Regarding Plant Closings | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Du Pont (E.I.) De Nemours & Co | 20150513 | Proxy Contest | DD | 263534109 | 7 | Shareholder Proposal Regarding Contested Bylaws | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 20140929 | Annual | FDX | 31428X106 | 1 | Elect James L. Barksdale | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 20140929 | Annual | FDX | 31428X106 | 2 | Elect John A. Edwardson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 20140929 | Annual | FDX | 31428X106 | 3 | Elect Marvin Ellison | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 20140929 | Annual | FDX | 31428X106 | 4 | Elect Kimberly A. Jabal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 20140929 | Annual | FDX | 31428X106 | 5 | Elect Shirley A. Jackson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 20140929 | Annual | FDX | 31428X106 | 6 | Elect Gary W. Loveman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 20140929 | Annual | FDX | 31428X106 | 7 | Elect R. Brad Martin | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 20140929 | Annual | FDX | 31428X106 | 8 | Elect Joshua C. Ramo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 20140929 | Annual | FDX | 31428X106 | 9 | Elect Susan C. Schwab | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 20140929 | Annual | FDX | 31428X106 | 10 | Elect Frederick W. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 20140929 | Annual | FDX | 31428X106 | 11 | Elect David P. Steiner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 20140929 | Annual | FDX | 31428X106 | 12 | Elect Paul S. Walsh | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 20140929 | Annual | FDX | 31428X106 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 20140929 | Annual | FDX | 31428X106 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 20140929 | Annual | FDX | 31428X106 | 15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 20140929 | Annual | FDX | 31428X106 | 16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 20140929 | Annual | FDX | 31428X106 | 17 | Shareholder Proposal Regarding Hedging and Pledging Company Stock | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 20140929 | Annual | FDX | 31428X106 | 18 | Shareholder Proposal Regarding Tax Payments on Restricted Stock Awards | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 20140929 | Annual | FDX | 31428X106 | 19 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 1 | Elect Domenico De Sole | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 2 | Elect Robert J. Fisher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 3 | Elect William S. Fisher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 4 | Elect Isabella D. Goren | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 5 | Elect Bob L. Martin | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 6 | Elect Jorge P. Montoya | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 7 | Elect Arthur Peck | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 9 | Elect Katherine Tsang | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 10 | Elect Padmasree Warrior | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 12 | Amendment to the Executive Management Incentive Compensation Award Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 2 | Elect John J. Brennan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 4 | Elect Francisco D’Souza | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 6 | Elect Susan Hockfield | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 7 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 8 | Elect Andrea Jung | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 9 | Elect Robert W. Lane | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 10 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 11 | Elect James J. Mulva | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 12 | Elect James E. Rohr | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 13 | Elect Mary L. Schapiro | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 14 | Elect Robert J. Swieringa | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 15 | Elect James S. Tisch | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 16 | Elect Douglas A. Warner III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 18 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 19 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 20 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 21 | Shareholder Proposal Regarding Nomination of Retiree Directors | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 22 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 23 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 1 | Elect Charlene Barshefsky | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 2 | Elect Aneel Bhusri | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 3 | Elect Andy D. Bryant | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 4 | Elect Susan L. Decker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 5 | Elect John J. Donahoe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 6 | Elect Reed E. Hundt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 7 | Elect Brian M. Krzanich | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 8 | Elect James D. Plummer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 9 | Elect David S. Pottruck | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 10 | Elect Frank D. Yeary | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 11 | Elect David B. Yoffie | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 15 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 16 | Stockholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 18 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 1 | Elect Charles R. Crisp | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 2 | Elect Jean-Marc Forneri | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 3 | Elect Fred W. Hatfield | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 4 | Elect Terrence F. Martell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 5 | Elect Callum McCarthy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 6 | Elect Robert Reid | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 7 | Elect Frederic V. Salerno | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 8 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 9 | Elect Judith A. Sprieser | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 10 | Elect Vincent Tese | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 13 | Technical Charter Amendments Related to Sale of Euronext | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 1 | Elect Mary Sue Coleman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 2 | Elect D. Scott Davis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 3 | Elect Ian E.L. Davis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 4 | Elect Alex Gorsky | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 5 | Elect Susan L. Lindquist | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 6 | Elect Mark B. McClellan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 8 | Elect William D. Perez | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 9 | Elect Charles Prince | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 10 | Elect A. Eugene Washington | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 11 | Elect Ronald A. Williams | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 14 | Shareholder Proposal Regarding Overextended Directors | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 1 | Elect Linda B. Bammann | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 2 | Elect James A. Bell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 3 | Elect Crandall C. Bowles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 4 | Elect Stephen B. Burke | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 5 | Elect James S. Crown | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 6 | Elect James Dimon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 9 | Elect Michael A. Neal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 10 | Elect Lee R. Raymond | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 11 | Elect William C. Weldon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 18 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 19 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 20 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Kimco Realty Corporation | 20150505 | Annual | KIM | 49446R109 | 1.1 | Elect Milton Cooper | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Kimco Realty Corporation | 20150505 | Annual | KIM | 49446R109 | 1.2 | Elect Philip E. Coviello | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Kimco Realty Corporation | 20150505 | Annual | KIM | 49446R109 | 1.3 | Elect Richard G. Dooley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Kimco Realty Corporation | 20150505 | Annual | KIM | 49446R109 | 1.4 | Elect Joe Grills | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Kimco Realty Corporation | 20150505 | Annual | KIM | 49446R109 | 1.5 | Elect David B. Henry | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Kimco Realty Corporation | 20150505 | Annual | KIM | 49446R109 | 1.6 | Elect Frank Lourenso | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Kimco Realty Corporation | 20150505 | Annual | KIM | 49446R109 | 1.7 | Elect Colombe M. Nicholas | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Kimco Realty Corporation | 20150505 | Annual | KIM | 49446R109 | 1.8 | Elect Richard Saltzman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Kimco Realty Corporation | 20150505 | Annual | KIM | 49446R109 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Kimco Realty Corporation | 20150505 | Annual | KIM | 49446R109 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips Electronics N.V. | 20150507 | Annual | PHIA | 500472303 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips Electronics N.V. | 20150507 | Annual | PHIA | 500472303 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips Electronics N.V. | 20150507 | Annual | PHIA | 500472303 | 3 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips Electronics N.V. | 20150507 | Annual | PHIA | 500472303 | 4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips Electronics N.V. | 20150507 | Annual | PHIA | 500472303 | 5 | Spin-Off of Lighting Business | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips Electronics N.V. | 20150507 | Annual | PHIA | 500472303 | 6 | Elect F.A. van Houten to the Management Board | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips Electronics N.V. | 20150507 | Annual | PHIA | 500472303 | 7 | Elect R.H. Wirahadiraksa to the Management Board | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips Electronics N.V. | 20150507 | Annual | PHIA | 500472303 | 8 | Elect P.A.J. Nota to the Management Board | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips Electronics N.V. | 20150507 | Annual | PHIA | 500472303 | 9 | Elect Jackson P. Tai to the Supervisory Board | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips Electronics N.V. | 20150507 | Annual | PHIA | 500472303 | 10 | Elect Heino von Prondzynski to the Supervisory Board | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips Electronics N.V. | 20150507 | Annual | PHIA | 500472303 | 11 | Elect Cornelis Van Lede to the Supervisory Board | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips Electronics N.V. | 20150507 | Annual | PHIA | 500472303 | 12 | Elect David Pyott to the Supervisory Board | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips Electronics N.V. | 20150507 | Annual | PHIA | 500472303 | 13 | Supervisory Board Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips Electronics N.V. | 20150507 | Annual | PHIA | 500472303 | 14 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips Electronics N.V. | 20150507 | Annual | PHIA | 500472303 | 15 | Amendments to Articles Regarding Auditor’s Term Length | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips Electronics N.V. | 20150507 | Annual | PHIA | 500472303 | 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips Electronics N.V. | 20150507 | Annual | PHIA | 500472303 | 17 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips Electronics N.V. | 20150507 | Annual | PHIA | 500472303 | 18 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips Electronics N.V. | 20150507 | Annual | PHIA | 500472303 | 19 | Cancellation of Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.1 | Elect Irving Bolotin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.3 | Elect Theron I. Gilliam | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.4 | Elect Sherrill W. Hudson | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.5 | Elect Sidney Lapidus | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.6 | Elect Teri P. McClure | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.7 | Elect Stuart A. Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.8 | Elect Armando J. Olivera | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.9 | Elect Jeffrey A. Sonnenfeld | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 1.1 | Elect B. Kipling Hagopian | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 1.2 | Elect Tunc Doluca | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 1.3 | Elect James R. Bergman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 1.5 | Elect Robert E. Grady | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 1.6 | Elect William D. Watkins | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 3 | Amendment to 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 4 | Amendment to 1996 Stock Incentive Plan | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 5 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 7 | Renewal of Executive Bonus Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 1.1 | Elect Richard H. Anderson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 1.2 | Elect Scott C. Donnelly | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 1.3 | Elect Omar Ishrak | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 1.4 | Elect Shirley A. Jackson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 1.5 | Elect Michael O. Leavitt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 1.6 | Elect James T. Lenehan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 1.7 | Elect Denise M. O’Leary | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 1.8 | Elect Kendall J. Powell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 1.9 | Elect Robert C. Pozen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 1.10 | Elect Preetha Reddy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 4 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 5 | Adoption of Majority Vote Standard for Uncontested Director Elections | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 6 | Elimination of Supermajority Requirement for Changes to Board Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 7 | Elimination of Supermajority Requirement for Director Removal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 8 | Elimination of Supermajority Requirement for Amendments to Article Regarding Director Elections and Removals | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 1 | Elect Leslie A. Brun | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 2 | Elect Thomas R. Cech | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 4 | Elect Thomas H. Glocer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 6 | Elect C. Robert Kidder | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 8 | Elect Carlos E. Represas | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 9 | Elect Patricia F. Russo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 10 | Elect Craig B. Thompson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 11 | Elect Wendell P. Weeks | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 12 | Elect Peter C. Wendell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 15 | Amendment to the 2010 Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 16 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 20150428 | Annual | MET | 59156R108 | 1 | Elect Cheryl W. Grise | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 20150428 | Annual | MET | 59156R108 | 2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 20150428 | Annual | MET | 59156R108 | 3 | Elect R. Glenn Hubbard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 20150428 | Annual | MET | 59156R108 | 4 | Elect Steven A. Kandarian | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 20150428 | Annual | MET | 59156R108 | 5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 20150428 | Annual | MET | 59156R108 | 6 | Elect Edward J. Kelly, III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 20150428 | Annual | MET | 59156R108 | 7 | Elect William E. Kennard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 20150428 | Annual | MET | 59156R108 | 8 | Elect James M. Kilts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 20150428 | Annual | MET | 59156R108 | 9 | Elect Catherine R. Kinney | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 20150428 | Annual | MET | 59156R108 | 10 | Elect Denise M. Morrison | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 20150428 | Annual | MET | 59156R108 | 11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 20150428 | Annual | MET | 59156R108 | 12 | Elect Lulu C. Wang | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 20150428 | Annual | MET | 59156R108 | 13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 20150428 | Annual | MET | 59156R108 | 14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 20150428 | Annual | MET | 59156R108 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 20150428 | Annual | MET | 59156R108 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microchip Technology Incorporated | 20140825 | Annual | MCHP | 595017104 | 1.1 | Elect Steve Sanghi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microchip Technology Incorporated | 20140825 | Annual | MCHP | 595017104 | 1.2 | Elect Matthew W. Chapman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microchip Technology Incorporated | 20140825 | Annual | MCHP | 595017104 | 1.3 | Elect L. B. Day | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microchip Technology Incorporated | 20140825 | Annual | MCHP | 595017104 | 1.4 | Elect Esther L. Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microchip Technology Incorporated | 20140825 | Annual | MCHP | 595017104 | 1.5 | Elect Wade F. Meyercord | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microchip Technology Incorporated | 20140825 | Annual | MCHP | 595017104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microchip Technology Incorporated | 20140825 | Annual | MCHP | 595017104 | 3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microchip Technology Incorporated | 20140825 | Annual | MCHP | 595017104 | 4 | Amendment to the 1994 International Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microchip Technology Incorporated | 20140825 | Annual | MCHP | 595017104 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 1 | Elect William H. Gates III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 2 | Elect Maria Klawe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 3 | Elect Teri L. List-Stoll | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 4 | Elect G. Mason Morfit | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 5 | Elect Satya Nadella | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 6 | Elect Charles H. Noski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 8 | Elect Charles W. Scharf | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 9 | Elect John W. Stanton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 10 | Elect John W. Thompson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 13 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 3 | Elect Lois D. Juliber | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 4 | Elect Mark D. Ketchum | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 6 | Elect Joseph Neubauer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 7 | Elect Nelson Peltz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 8 | Elect Fredric G. Reynolds | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 10 | Elect Patrick Siewert | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 11 | Elect Ruth J. Simmons | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.1 | Elect James R. Crane | Mgmt | For | Withhold | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.2 | Elect John P. Kotts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.3 | Elect Michael C. Linn | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.4 | Elect Anthony G. Petrello | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.5 | Elect Dag Skattum | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.6 | Elect Howard Wolf | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.7 | Elect John Yearwood | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 3 | Bylaw Amendment Regarding Treatment of Broker Non-Votes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 5 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 7 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 8 | Shareholder Proposal regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 9 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 1 | Elect John K. Adams, Jr. | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 2 | Elect Anne Torre Bates | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 3 | Elect Anna Escobedo Cabral | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 4 | Elect William M. Diefenderfer III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 5 | Elect Diane Suitt Gilleland | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 6 | Elect Katherine A. Lehman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 7 | Elect Linda Mills | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 8 | Elect Barry A. Munitz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 9 | Elect Jack Remondi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 10 | Elect Steven L. Shapiro | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 11 | Elect Jane J. Thompson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 12 | Elect Laura S. Unger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 13 | Elect Barry L. Williams | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 17 | Amendment to the Navient Corporation 2014 Omnibus Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | New York Community Bancorp, Inc. | 20150603 | Annual | NYCB | 649445103 | 1 | Elect Maureen E. Clancy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | New York Community Bancorp, Inc. | 20150603 | Annual | NYCB | 649445103 | 2 | Elect Hanif M. Dahya | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | New York Community Bancorp, Inc. | 20150603 | Annual | NYCB | 649445103 | 3 | Elect Joseph R. Ficalora | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | New York Community Bancorp, Inc. | 20150603 | Annual | NYCB | 649445103 | 4 | Elect James J. O’Donovan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | New York Community Bancorp, Inc. | 20150603 | Annual | NYCB | 649445103 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | New York Community Bancorp, Inc. | 20150603 | Annual | NYCB | 649445103 | 6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Packaging Corporation of America | 20150512 | Annual | PKG | 695156109 | 1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Packaging Corporation of America | 20150512 | Annual | PKG | 695156109 | 2 | Elect Hasan Jameel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Packaging Corporation of America | 20150512 | Annual | PKG | 695156109 | 3 | Elect Mark W. Kowlzan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Packaging Corporation of America | 20150512 | Annual | PKG | 695156109 | 4 | Elect Robert C. Lyons | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Packaging Corporation of America | 20150512 | Annual | PKG | 695156109 | 5 | Elect Thomas P. Maurer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Packaging Corporation of America | 20150512 | Annual | PKG | 695156109 | 6 | Elect Samuel Mencoff | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Packaging Corporation of America | 20150512 | Annual | PKG | 695156109 | 7 | Elect Roger B. Porter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Packaging Corporation of America | 20150512 | Annual | PKG | 695156109 | 8 | Elect Thomas S. Souleles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Packaging Corporation of America | 20150512 | Annual | PKG | 695156109 | 9 | Elect Paul T. Stecko | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Packaging Corporation of America | 20150512 | Annual | PKG | 695156109 | 10 | Elect James D. Woodrum | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Packaging Corporation of America | 20150512 | Annual | PKG | 695156109 | 11 | Amendment to the PCA Performance Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Packaging Corporation of America | 20150512 | Annual | PKG | 695156109 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Packaging Corporation of America | 20150512 | Annual | PKG | 695156109 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 1 | Elect Glynis A. Bryan | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 2 | Elect Jerry W. Burris | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 3 | Elect Carol Anthony Davidson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 4 | Elect Jacques Esculier | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 5 | Elect T. Michael Glenn | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 6 | Elect David H. Y. Ho | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 7 | Elect Randall J. Hogan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 8 | Elect David A. Jones | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 9 | Elect Ronald L. Merriman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 10 | Elect William T. Monahan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 11 | Elect Billie Ida Williamson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 14 | Permission to Hold Annual Meeting Outside of Ireland | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 15 | Authorize Price for Reissuance of Treasury Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 1 | Elect Shona L. Brown | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 2 | Elect George W. Buckley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 3 | Elect Ian M. Cook | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 4 | Elect Dina Dublon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 5 | Elect Rona A. Fairhead | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 6 | Elect Richard W. Fisher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 7 | Elect Alberto Ibarguen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 8 | Elect William R. Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 9 | Elect Indra K. Nooyi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 10 | Elect David C. Page | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 11 | Elect Robert C. Pohlad | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 13 | Elect Daniel Vasella | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 14 | Elect Alberto Weisser | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 17 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 19 | Shareholder Proposal Regarding Neonicotinoids | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 2 | Elect W. Don Cornwell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 3 | Elect Frances D. Fergusson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 4 | Elect Helen H. Hobbs | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 5 | Elect James M. Kilts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 6 | Elect Shantanu Narayen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 8 | Elect Ian C. Read | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 9 | Elect Stephen W. Sanger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 10 | Elect James C. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 11 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 14 | Shareholder Proposal Regarding Lobbying Review | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 1 | Elect Jenne K. Britell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 2 | Elect Vicky B. Gregg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 3 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 4 | Elect Timothy L. Main | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 5 | Elect Timothy M. Ring | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 6 | Elect Daniel C. Stanzione | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 7 | Elect Gail R. Wilensky | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 8 | Elect John B. Ziegler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 11 | Amendment to Employee Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Regal Entertainment Group | 20150506 | Annual | RGC | 758766109 | 1.1 | Elect Charles E. Brymer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Regal Entertainment Group | 20150506 | Annual | RGC | 758766109 | 1.2 | Elect Michael L. Campbell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Regal Entertainment Group | 20150506 | Annual | RGC | 758766109 | 1.3 | Elect Alejandro Yemenidijan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Regal Entertainment Group | 20150506 | Annual | RGC | 758766109 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Regal Entertainment Group | 20150506 | Annual | RGC | 758766109 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 1 | Elect Peter L.S. Currie | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 2 | Elect K. Vaman Kamath | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 4 | Elect Paal Kibsgaard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 6 | Elect Michael E. Marks | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 7 | Elect Indra K. Nooyi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 8 | Elect Lubna S. Olayan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 9 | Elect Leo Rafael Reif | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 10 | Elect Tore I. Sandvold | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 11 | Elect Henri Seydoux | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 1 | Elect Stephen J. Luczo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 3 | Elect Michael R. Cannon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 4 | Elect Mei-Wei Cheng | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 5 | Elect William T. Coleman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 6 | Elect Jay L. Geldmacher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 7 | Elect Kristen M. Onken | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 8 | Elect Chong Sup Park | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 9 | Elect Gregorio Reyes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 10 | Elect Stephanie Tilenius | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 11 | Elect Edward Zander | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 12 | Authority to Issue Shares | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 14 | Authority to Set the Price of Treasury Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 15 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 17 | Authority to Hold the 2015 Annual Meeting Outside of Ireland | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 18 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 1 | Elect Paul G. Child | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 2 | Elect Carter Warren Franke | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 3 | Elect Earl A. Goode | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 4 | Elect Ronald F. Hunt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 5 | Elect Marianne M. Keler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 6 | Elect Jim Matheson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 7 | Elect Jed H. Pitcher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 8 | Elect Frank C. Puleo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 9 | Elect Raymond J. Quinlan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 10 | Elect Vivian C. Schneck-Last | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 11 | Elect William N. Shiebler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 12 | Elect Robert S. Strong | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 15 | Proxy Access Bylaw Amendment | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 1 | Elect Jose E. Almeida | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 2 | Elect Kennett F. Burnes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 5 | Elect William C. Freda | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 6 | Elect Linda A. Hill | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 7 | Elect Joseph L. Hooley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 8 | Elect Robert S. Kaplan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 9 | Elect Richard P. Sergel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 10 | Elect Ronald L. Skates | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 11 | Elect Gregory L. Summe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 12 | Elect Thomas J. Wilson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 1 | Elect John M. Cassaday | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 2 | Elect Judith B. Craven | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 3 | Elect William J. DeLaney | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 4 | Elect Larry C. Glasscock | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 5 | Elect Jonathan Golden | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 6 | Elect Joseph A. Hafner, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 7 | Elect Hans-Joachim Korber | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 8 | Elect Nancy S. Newcomb | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 9 | Elect Richard G. Tilghman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 10 | Elect Jackie M. Ward | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 11 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 1 | Elect Scott C. Donnelly | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 2 | Elect Kathleen M. Bader | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 3 | Elect R. Kerry Clark | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 4 | Elect James T. Conway | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 5 | Elect Ivor J. Evans | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 6 | Elect Lawrence K. Fish | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 7 | Elect Paul E. Gagne | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 8 | Elect Dain M. Hancock | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 9 | Elect Charles D. Powell | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 10 | Elect Lloyd G. Trotter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 11 | Elect James L. Ziemer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 12 | Approval of 2015 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 16 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 1 | Elect Thomas J. Colligan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 2 | Elect Richard J. Daly | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 3 | Elect Timothy M. Donahue | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 4 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 5 | Elect Bruce S. Gordon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 6 | Elect Naren K. Gursahaney | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 7 | Elect Bridgette Heller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 8 | Elect Kathleen W. Hyle | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 9 | Elect Christopher Hylen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 1 | Elect Ari Bousbib | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 3 | Elect J. Frank Brown | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 4 | Elect Albert P. Carey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 5 | Elect Armando M. Codina | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 6 | Elect Helena B. Foulkes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 7 | Elect Wayne M. Hewett | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 8 | Elect Karen Katen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 9 | Elect Craig A. Menear | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 10 | Elect Mark Vadon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 20150605 | Annual | TIME | 887228104 | 1 | Elect Joseph A. Ripp | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 20150605 | Annual | TIME | 887228104 | 2 | Elect David A. Bell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 20150605 | Annual | TIME | 887228104 | 3 | Elect John M. Fahey, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 20150605 | Annual | TIME | 887228104 | 4 | Elect Manuel A. Fernandez | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 20150605 | Annual | TIME | 887228104 | 5 | Elect Dennis J. FitzSimons | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 20150605 | Annual | TIME | 887228104 | 6 | Elect Betsy D. Holden | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 20150605 | Annual | TIME | 887228104 | 7 | Elect Kay Koplovitz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 20150605 | Annual | TIME | 887228104 | 8 | Elect J. Randall MacDonald | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 20150605 | Annual | TIME | 887228104 | 9 | Elect Ronald S. Rolfe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 20150605 | Annual | TIME | 887228104 | 10 | Elect Howard Stringer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 20150605 | Annual | TIME | 887228104 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 20150605 | Annual | TIME | 887228104 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 20150605 | Annual | TIME | 887228104 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 20150605 | Annual | TIME | 887228104 | 14 | Reapproval of the 2014 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Transocean Ltd. | 20140922 | Special | RIG | H8817H100 | 1 | Reduce Maximum Board Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Transocean Ltd. | 20140922 | Special | RIG | H8817H100 | 2 | Elect Merrill A. Miller, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 1 | Elect Alan L. Beller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 2 | Elect John H. Dasburg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 3 | Elect Janet M. Dolan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 5 | Elect Jay S. Fishman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 6 | Elect Patricia L. Higgins | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 7 | Elect Thomas R. Hodgson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 8 | Elect William J. Kane | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 10 | Elect Philip T. Ruegger III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 11 | Elect Donald J. Shepard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 12 | Elect Laurie J. Thomsen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 1 | Elect Edward D. Breen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 2 | Elect Herman E. Bulls | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 3 | Elect Michael E. Daniels | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 4 | Elect Frank M. Drendel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 5 | Elect Brian Duperreault | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 7 | Elect George R. Oliver | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 8 | Elect Brendan R. O’Neill | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 9 | Elect Jurgen Tinggren | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 11 | Elect R. David Yost | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 12 | Authority to Set Audit Fees | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 14 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 15 | Authority to set Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 20140909 | Special | TYC | H89128104 | 1 | Redomestication from Switzerland to Ireland | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 20140909 | Special | TYC | H89128104 | 2 | Reduction in Share Premium Account | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 1 | Elect Andres R. Gluski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 2 | Elect Charles L. Harrington | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 3 | Elect Kristina M. Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 4 | Elect Tarun Khanna | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 5 | Elect Holly K. Koeppel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 6 | Elect Philip Lader | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 7 | Elect James H. Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 8 | Elect John B. Morse, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 9 | Elect Moises Naim | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 10 | Elect Charles O. Rossotti | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 11 | Amendment to the 2003 Long-Term Compensation Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 12 | Amendment to the Performance Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 15 | Management Proposal Regarding the Right of Shareholders to Call a Special Meeting | Mgmt | For | Against | Against | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 16 | Management Proposal Regarding Proxy Access | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 1.1 | Elect Diane C. Creel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 1.2 | Elect John R. Pipski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 1.3 | Elect James E. Rohr | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 1.4 | Elect David J. Morehouse | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 2 | Approval of the 2015 Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 1 | Elect Nicholas K. Akins | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 2 | Elect David J. Anderson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 7 | Elect Sandra Beach Lin | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 8 | Elect Richard C. Notebaert | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 15 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 16 | Repeal of Fair Price Provision | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 17 | Elimination of Supermajority Requirement | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 20150421 | Annual | AEP | 025537101 | 18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 1 | Elect James M. Cracchiolo | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 3 | Elect Amy DiGeso | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 4 | Elect Lon R. Greenberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 5 | Elect Siri S. Marshall | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 6 | Elect Jeffrey Noddle | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 7 | Elect H. Jay Sarles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 8 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 9 | Elect William H. Turner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 20150429 | Annual | AMP | 03076C106 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Anthem Inc | 20141105 | Special | WLP | 94973V107 | 1 | Company Name Change | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Anthem, Inc. | 20150513 | Annual | ANTM | 036752103 | 1 | Elect Julie A. Hill | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Anthem, Inc. | 20150513 | Annual | ANTM | 036752103 | 2 | Elect Ramiro G. Peru | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Anthem, Inc. | 20150513 | Annual | ANTM | 036752103 | 3 | Elect John H. Short | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Anthem, Inc. | 20150513 | Annual | ANTM | 036752103 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Anthem, Inc. | 20150513 | Annual | ANTM | 036752103 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Anthem, Inc. | 20150513 | Annual | ANTM | 036752103 | 6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | N/A | For | N/A | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Anthem, Inc. | 20150513 | Annual | ANTM | 036752103 | 7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 20150402 | Annual | AMAT | 038222105 | 1 | Elect Aart J. de Geus | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 20150402 | Annual | AMAT | 038222105 | 2 | Elect Gary E. Dickerson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 20150402 | Annual | AMAT | 038222105 | 3 | Elect Stephen R. Forrest | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 20150402 | Annual | AMAT | 038222105 | 4 | Elect Thomas J. Iannotti | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 20150402 | Annual | AMAT | 038222105 | 5 | Elect Susan M. James | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 20150402 | Annual | AMAT | 038222105 | 6 | Elect Alexander A. Karsner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 20150402 | Annual | AMAT | 038222105 | 7 | Elect Dennis D. Powell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 20150402 | Annual | AMAT | 038222105 | 8 | Elect Willem P. Roelandts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 20150402 | Annual | AMAT | 038222105 | 9 | Elect Michael R. Splinter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 20150402 | Annual | AMAT | 038222105 | 10 | Elect Robert H. Swan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 20150402 | Annual | AMAT | 038222105 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 20150402 | Annual | AMAT | 038222105 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 1 | Elect Randall L. Stephenson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 2 | Elect Scott T. Ford | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 3 | Elect Glenn H. Hutchins | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 4 | Elect William E. Kennard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 5 | Elect Jon C. Madonna | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 6 | Elect Michael B. McCallister | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 7 | Elect John B. McCoy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 8 | Elect Beth E. Mooney | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 9 | Elect Joyce M. Roche | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 10 | Elect Matthew K. Rose | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 11 | Elect Cynthia B. Taylor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 12 | Elect Laura D’Andrea Tyson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | AT&T Inc. | 20150424 | Annual | T | 00206R102 | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 20150327 | Special | BHI | 057224107 | 1 | Merger/Acquisition | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 20150327 | Special | BHI | 057224107 | 2 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 20150327 | Special | BHI | 057224107 | 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 1 | Elect Larry D. Brady | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 4 | Elect Martin S. Craighead | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 5 | Elect William H. Easter III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 8 | Elect Claire W. Gargalli | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 9 | Elect Pierre J. Jungels | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 10 | Elect James A. Lash | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 11 | Elect J. Larry Nichols | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 12 | Elect James W. Stewart | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 13 | Elect Charles L. Watson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 20150514 | Annual | BHI | 057224107 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 1 | Elect Robert J. Finocchio, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 2 | Elect Nancy H. Handel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 3 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 4 | Elect Maria Klawe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 5 | Elect John E. Major | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 6 | Elect Scott A. McGregor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 7 | Elect William T. Morrow | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 8 | Elect Henry Samueli | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 9 | Elect Robert E. Switz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 1 | Elect Mark A. Thierer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 2 | Elect Peter J. Bensen | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 3 | Elect Steven Cosler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 4 | Elect William J. Davis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 5 | Elect Steven B. Epstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 6 | Elect Betsy D. Holden | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 7 | Elect Karen L. Katen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 8 | Elect Harry M. Kraemer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 9 | Elect Anthony Masso | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 10 | Adoption of Advanced Notice Provision | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 1 | Elect Archie W. Dunham | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 2 | Elect Vincent J. Intrieri | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 3 | Elect Robert D. Lawler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 4 | Elect John J. Lipinski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 5 | Elect R. Brad Martin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 6 | Elect Merrill A. Miller, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 7 | Elect Frederic M. Poses | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 8 | Elect Kimberly K. Querrey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 9 | Elect Louis A. Raspino | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 10 | Elect Thomas L. Ryan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 13 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 14 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 15 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 16 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 1 | Elect Alexander B. Cummings, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 2 | Elect Linnet F. Deily | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 3 | Elect Robert E. Denham | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 4 | Elect Alice P. Gast | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 8 | Elect John G. Stumpf | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 9 | Elect Ronald D. Sugar | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 10 | Elect Inge G. Thulin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 11 | Elect Carl Ware | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 12 | Elect John S. Watson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 15 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 17 | Shareholder Proposal Regarding Prohibiting Political Spending | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 18 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 19 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 20 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 21 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 22 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 23 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 20150527 | Annual | CVX | 166764100 | 24 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | CIGNA Corporation | 20150422 | Annual | CI | 125509109 | 1 | Elect John M. Partridge | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | CIGNA Corporation | 20150422 | Annual | CI | 125509109 | 2 | Elect James E. Rogers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | CIGNA Corporation | 20150422 | Annual | CI | 125509109 | 3 | Elect Eric C. Wiseman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | CIGNA Corporation | 20150422 | Annual | CI | 125509109 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | CIGNA Corporation | 20150422 | Annual | CI | 125509109 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 1 | Elect Carol A. Bartz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 2 | Elect M. Michele Burns | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 3 | Elect Michael D. Capellas | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 4 | Elect John T. Chambers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 5 | Elect Brian L. Halla | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 6 | Elect John L. Hennessy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 7 | Elect Kristina M. Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 8 | Elect Roderick C. McGeary | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 9 | Elect Arun Sarin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 10 | Elect Steven M. West | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 14 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 20141120 | Annual | CSCO | 17275R102 | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 1 | Elect Michael L. Corbat | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 2 | Elect Duncan P. Hennes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 3 | Elect Peter B. Henry | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 4 | Elect Franz B. Humer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 5 | Elect Michael E. O’Neill | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 6 | Elect Gary M. Reiner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 7 | Elect Judith Rodin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 8 | Elect Anthony M. Santomero | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 9 | Elect Joan E. Spero | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 10 | Elect Diana L. Taylor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 11 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 12 | Elect James S. Turley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 13 | Elect Ernesto Zedillo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 16 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 20 | Shareholder Proposal Regarding Audit Committee Membership | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 20150428 | Annual | C | 172967424 | 21 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.1 | Elect Kenneth J. Bacon | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.3 | Elect Edward D. Breen | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.4 | Elect Joseph J. Collins | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.5 | Elect J. Michael Cook | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.6 | Elect Gerald L. Hassell | Mgmt | For | N/A | N/A | Unvoted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.7 | Elect Jeffrey A. Honickman | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.8 | Elect Eduardo G. Mestre | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.9 | Elect Brian L. Roberts | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.10 | Elect Ralph J. Roberts | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.11 | Elect Johnathan A. Rodgers | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 1.12 | Elect Judith Rodin | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 2 | Ratification of Auditor | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 3 | Amendment to the 2006 Cash Bonus Plan | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 20150521 | Annual | CMCSA | 20030N101 | 6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 20141008 | Special | CMCSA | 20030N101 | 1 | Merger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 20141008 | Special | CMCSA | 20030N101 | 2 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 1 | Elect Donald W. Blair | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 2 | Elect Stephanie A. Burns | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 3 | Elect John A. Canning Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 4 | Elect Richard T. Clark | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 5 | Elect Robert F. Cummings, Jr. | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 6 | Elect James B. Flaws | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 7 | Elect Deborah A. Henretta | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 8 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 9 | Elect Kurt M. Landgraf | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 10 | Elect Kevin J. Martin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 11 | Elect Deborah D. Rieman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 13 | Elect Wendell P. Weeks | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 14 | Elect Mark S. Wrighton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 20150430 | Annual | GLW | 219350105 | 17 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Dana Holding Corporation | 20150430 | Annual | DAN | 235825205 | 1.1 | Elect Virginia A. Kamsky | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Dana Holding Corporation | 20150430 | Annual | DAN | 235825205 | 1.2 | Elect Terrence J. Keating | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Dana Holding Corporation | 20150430 | Annual | DAN | 235825205 | 1.3 | Elect R.Bruce McDonald | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Dana Holding Corporation | 20150430 | Annual | DAN | 235825205 | 1.4 | Elect Joseph C. Muscari | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Dana Holding Corporation | 20150430 | Annual | DAN | 235825205 | 1.5 | Elect Mark A. Schulz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Dana Holding Corporation | 20150430 | Annual | DAN | 235825205 | 1.6 | Elect Keith E. Wandell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Dana Holding Corporation | 20150430 | Annual | DAN | 235825205 | 1.7 | Elect Roger Wood | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Dana Holding Corporation | 20150430 | Annual | DAN | 235825205 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Dana Holding Corporation | 20150430 | Annual | DAN | 235825205 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ensco plc | 20150518 | Annual | ESV | G3157S106 | 1 | Elect J. Roderick Clark | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ensco plc | 20150518 | Annual | ESV | G3157S106 | 2 | Elect Roxanne J. Decyk | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ensco plc | 20150518 | Annual | ESV | G3157S106 | 3 | Elect Mary Francis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ensco plc | 20150518 | Annual | ESV | G3157S106 | 4 | Elect C. Christopher Gaut | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ensco plc | 20150518 | Annual | ESV | G3157S106 | 5 | Elect Gerald W. Haddock | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ensco plc | 20150518 | Annual | ESV | G3157S106 | 6 | Elect Francis S Kalman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ensco plc | 20150518 | Annual | ESV | G3157S106 | 7 | Elect Keith O. Rattie | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ensco plc | 20150518 | Annual | ESV | G3157S106 | 8 | Elect Paul E. Rowsey III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ensco plc | 20150518 | Annual | ESV | G3157S106 | 9 | Elect Carl G. Trowell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ensco plc | 20150518 | Annual | ESV | G3157S106 | 10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ensco plc | 20150518 | Annual | ESV | G3157S106 | 11 | Ratification of U.S. Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ensco plc | 20150518 | Annual | ESV | G3157S106 | 12 | Ratification of U.K. Statutory Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ensco plc | 20150518 | Annual | ESV | G3157S106 | 13 | Authority to Set U.K. Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ensco plc | 20150518 | Annual | ESV | G3157S106 | 14 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ensco plc | 20150518 | Annual | ESV | G3157S106 | 15 | Approval of Material Terms of the Performance Goals Under the 2005 Cash Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ensco plc | 20150518 | Annual | ESV | G3157S106 | 16 | Advisory Vote of the Director’s Remuneration Report | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ensco plc | 20150518 | Annual | ESV | G3157S106 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ensco plc | 20150518 | Annual | ESV | G3157S106 | 18 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Ensco plc | 20150518 | Annual | ESV | G3157S106 | 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 1 | Elect Domenico De Sole | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 2 | Elect Robert J. Fisher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 3 | Elect William S. Fisher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 4 | Elect Isabella D. Goren | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 5 | Elect Bob L. Martin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 6 | Elect Jorge P. Montoya | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 7 | Elect Arthur Peck | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 9 | Elect Katherine Tsang | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 10 | Elect Padmasree Warrior | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 12 | Amendment to the Executive Management Incentive Compensation Award Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 2 | Elect John J. Brennan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 4 | Elect Francisco D’Souza | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 6 | Elect Susan Hockfield | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 7 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 8 | Elect Andrea Jung | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 9 | Elect Robert W. Lane | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 10 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 11 | Elect James J. Mulva | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 12 | Elect James E. Rohr | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 13 | Elect Mary L. Schapiro | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 14 | Elect Robert J. Swieringa | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 15 | Elect James S. Tisch | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 16 | Elect Douglas A. Warner III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 18 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 19 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 20 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 21 | Shareholder Proposal Regarding Nomination of Retiree Directors | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 22 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 20150422 | Annual | GE | 369604103 | 23 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 20150520 | Annual | HIG | 416515104 | 1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 20150520 | Annual | HIG | 416515104 | 2 | Elect Trevor Fetter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 20150520 | Annual | HIG | 416515104 | 3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 20150520 | Annual | HIG | 416515104 | 4 | Elect Michael G. Morris | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 20150520 | Annual | HIG | 416515104 | 5 | Elect Thomas A. Renyi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 20150520 | Annual | HIG | 416515104 | 6 | Elect Julie G. Richardson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 20150520 | Annual | HIG | 416515104 | 7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 20150520 | Annual | HIG | 416515104 | 8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 20150520 | Annual | HIG | 416515104 | 9 | Elect Charles B. Strauss | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 20150520 | Annual | HIG | 416515104 | 10 | Elect Christopher J. Swift | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 20150520 | Annual | HIG | 416515104 | 11 | Elect H. Patrick Swygert | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 20150520 | Annual | HIG | 416515104 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 20150520 | Annual | HIG | 416515104 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 1 | Elect Charlene Barshefsky | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 2 | Elect Aneel Bhusri | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 3 | Elect Andy D. Bryant | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 4 | Elect Susan L. Decker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 5 | Elect John J. Donahoe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 6 | Elect Reed E. Hundt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 7 | Elect Brian M. Krzanich | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 8 | Elect James D. Plummer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 9 | Elect David S. Pottruck | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 10 | Elect Frank D. Yeary | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 11 | Elect David B. Yoffie | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 15 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 16 | Stockholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 20150521 | Annual | INTC | 458140100 | 18 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 1 | Elect Charles R. Crisp | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 2 | Elect Jean-Marc Forneri | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 3 | Elect Fred W. Hatfield | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 4 | Elect Terrence F. Martell | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 5 | Elect Callum McCarthy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 6 | Elect Robert Reid | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 7 | Elect Frederic V. Salerno | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 8 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 9 | Elect Judith A. Sprieser | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 10 | Elect Vincent Tese | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 20150515 | Annual | ICE | 45866F104 | 13 | Technical Charter Amendments Related to Sale of Euronext | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 1 | Elect Colleen C. Barrett | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 2 | Elect Marvin R. Ellison | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 3 | Elect Thomas J. Engibous | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 4 | Elect B. Craig Owens | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 5 | Elect Leonard H. Roberts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 6 | Elect Stephen Sadove | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 7 | Elect Javier G. Teruel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 8 | Elect R. Gerald Turner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 9 | Elect Ronald W. Tysoe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 10 | Elect Myron E. Ullman III | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 11 | Elect Mary Beth West (This nomination has been withdrawn.) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 1 | Elect Mary Sue Coleman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 2 | Elect D. Scott Davis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 3 | Elect Ian E.L. Davis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 4 | Elect Alex Gorsky | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 5 | Elect Susan L. Lindquist | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 6 | Elect Mark B. McClellan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 8 | Elect William D. Perez | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 9 | Elect Charles Prince | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 10 | Elect A. Eugene Washington | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 11 | Elect Ronald A. Williams | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 14 | Shareholder Proposal Regarding Overextended Directors | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 20150423 | Annual | JNJ | 478160104 | 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 1 | Elect Linda B. Bammann | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 2 | Elect James A. Bell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 3 | Elect Crandall C. Bowles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 4 | Elect Stephen B. Burke | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 5 | Elect James S. Crown | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 6 | Elect James Dimon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 9 | Elect Michael A. Neal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 10 | Elect Lee R. Raymond | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 11 | Elect William C. Weldon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 18 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 19 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 20150519 | Annual | JPM | 46625H100 | 20 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.6 | Elect Grant M. Inman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.10 | Elect William R. Spivey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.1 | Elect Irving Bolotin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.3 | Elect Theron I. Gilliam | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.4 | Elect Sherrill W. Hudson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.5 | Elect Sidney Lapidus | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.6 | Elect Teri P. McClure | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.7 | Elect Stuart A. Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.8 | Elect Armando J. Olivera | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.9 | Elect Jeffrey A. Sonnenfeld | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 1.1 | Elect Richard H. Anderson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 1.2 | Elect Scott C. Donnelly | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 1.3 | Elect Omar Ishrak | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 1.4 | Elect Shirley A. Jackson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 1.5 | Elect Michael O. Leavitt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 1.6 | Elect James T. Lenehan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 1.7 | Elect Denise M. O’Leary | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 1.8 | Elect Kendall J. Powell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 1.9 | Elect Robert C. Pozen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 1.10 | Elect Preetha Reddy | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 4 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 5 | Adoption of Majority Vote Standard for Uncontested Director Elections | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 6 | Elimination of Supermajority Requirement for Changes to Board Size | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 7 | Elimination of Supermajority Requirement for Director Removal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Medtronic, Inc. | 20140821 | Annual | MDT | 585055106 | 8 | Elimination of Supermajority Requirement for Amendments to Article Regarding Director Elections and Removals | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 1 | Elect Leslie A. Brun | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 2 | Elect Thomas R. Cech | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 4 | Elect Thomas H. Glocer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 6 | Elect C. Robert Kidder | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 8 | Elect Carlos E. Represas | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 9 | Elect Patricia F. Russo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 10 | Elect Craig B. Thompson | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 11 | Elect Wendell P. Weeks | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 12 | Elect Peter C. Wendell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 15 | Amendment to the 2010 Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 16 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 20150526 | Annual | MRK | 58933Y105 | 18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 1 | Elect William H. Gates III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 2 | Elect Maria Klawe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 3 | Elect Teri L. List-Stoll | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 4 | Elect G. Mason Morfit | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 5 | Elect Satya Nadella | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 6 | Elect Charles H. Noski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 8 | Elect Charles W. Scharf | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 9 | Elect John W. Stanton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 10 | Elect John W. Thompson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 20141203 | Annual | MSFT | 594918104 | 13 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 3 | Elect Lois D. Juliber | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 4 | Elect Mark D. Ketchum | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 6 | Elect Joseph Neubauer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 7 | Elect Nelson Peltz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 8 | Elect Fredric G. Reynolds | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 10 | Elect Patrick Siewert | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 11 | Elect Ruth J. Simmons | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Mondelez International Inc. | 20150520 | Annual | MDLZ | 609207105 | 15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Mylan Inc. | 20150129 | Special | MYL | 628530107 | 1 | Acquisition | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Mylan Inc. | 20150129 | Special | MYL | 628530107 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Mylan Inc. | 20150129 | Special | MYL | 628530107 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.1 | Elect James R. Crane | Mgmt | For | Withhold | Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.2 | Elect John P. Kotts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.3 | Elect Michael C. Linn | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.4 | Elect Anthony G. Petrello | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.5 | Elect Dag Skattum | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.6 | Elect Howard Wolf | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.7 | Elect John Yearwood | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 3 | Bylaw Amendment Regarding Treatment of Broker Non-Votes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 5 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 7 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 8 | Shareholder Proposal regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 9 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 1 | Elect John K. Adams, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 2 | Elect Anne Torre Bates | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 3 | Elect Anna Escobedo Cabral | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 4 | Elect William M. Diefenderfer III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 5 | Elect Diane Suitt Gilleland | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 6 | Elect Katherine A. Lehman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 7 | Elect Linda Mills | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 8 | Elect Barry A. Munitz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 9 | Elect Jack Remondi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 10 | Elect Steven L. Shapiro | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 11 | Elect Jane J. Thompson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 12 | Elect Laura S. Unger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 13 | Elect Barry L. Williams | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 17 | Amendment to the Navient Corporation 2014 Omnibus Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 1 | Elect Glynis A. Bryan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 2 | Elect Jerry W. Burris | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 3 | Elect Carol Anthony Davidson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 4 | Elect Jacques Esculier | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 5 | Elect T. Michael Glenn | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 6 | Elect David H. Y. Ho | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 7 | Elect Randall J. Hogan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 8 | Elect David A. Jones | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 9 | Elect Ronald L. Merriman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 10 | Elect William T. Monahan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 11 | Elect Billie Ida Williamson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 14 | Permission to Hold Annual Meeting Outside of Ireland | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pentair Ltd. | 20150505 | Annual | PNR | G7S00T104 | 15 | Authorize Price for Reissuance of Treasury Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 1 | Elect Shona L. Brown | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 2 | Elect George W. Buckley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 3 | Elect Ian M. Cook | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 4 | Elect Dina Dublon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 5 | Elect Rona A. Fairhead | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 6 | Elect Richard W. Fisher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 7 | Elect Alberto Ibarguen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 8 | Elect William R. Johnson | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 9 | Elect Indra K. Nooyi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 10 | Elect David C. Page | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 11 | Elect Robert C. Pohlad | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 13 | Elect Daniel Vasella | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 14 | Elect Alberto Weisser | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 17 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 20150506 | Annual | PEP | 713448108 | 19 | Shareholder Proposal Regarding Neonicotinoids | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 2 | Elect W. Don Cornwell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 3 | Elect Frances D. Fergusson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 4 | Elect Helen H. Hobbs | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 5 | Elect James M. Kilts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 6 | Elect Shantanu Narayen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 8 | Elect Ian C. Read | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 9 | Elect Stephen W. Sanger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 10 | Elect James C. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 11 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 20150423 | Annual | PFE | 717081103 | 14 | Shareholder Proposal Regarding Lobbying Review | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 1 | Elect Michael Chu | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 2 | Elect Lawrence R. Codey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 3 | Elect Patrick Duff | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 4 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 5 | Elect Neil Lustig | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 6 | Elect Kenneth P. Manning | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 7 | Elect William J. Marino | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 8 | Elect Jerome A. Peribere | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 9 | Elect Richard L. Wambold | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 1 | Elect Jose E. Almeida | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 2 | Elect Kennett F. Burnes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 5 | Elect William C. Freda | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 6 | Elect Linda A. Hill | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 7 | Elect Joseph L. Hooley | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 8 | Elect Robert S. Kaplan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 9 | Elect Richard P. Sergel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 10 | Elect Ronald L. Skates | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 11 | Elect Gregory L. Summe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 12 | Elect Thomas J. Wilson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 20150520 | Annual | STT | 857477103 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 1 | Elect John M. Cassaday | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 2 | Elect Judith B. Craven | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 3 | Elect William J. DeLaney | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 4 | Elect Larry C. Glasscock | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 5 | Elect Jonathan Golden | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 6 | Elect Joseph A. Hafner, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 7 | Elect Hans-Joachim Korber | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 8 | Elect Nancy S. Newcomb | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 9 | Elect Richard G. Tilghman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 10 | Elect Jackie M. Ward | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 11 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 1 | Elect Ronald M. DeFeo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 2 | Elect G. Chris Andersen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 3 | Elect Paula H. J. Cholmondeley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 4 | Elect Don DeFosset | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 5 | Elect Thomas J. Hansen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 6 | Elect Raimund Klinkner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 7 | Elect David A. Sachs | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 8 | Elect Oren G. Shaffer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 9 | Elect David C. Wang | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 10 | Elect Scott W. Wine | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 1 | Elect Scott C. Donnelly | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 2 | Elect Kathleen M. Bader | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 3 | Elect R. Kerry Clark | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 4 | Elect James T. Conway | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 5 | Elect Ivor J. Evans | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 6 | Elect Lawrence K. Fish | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 7 | Elect Paul E. Gagne | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 8 | Elect Dain M. Hancock | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 9 | Elect Charles D. Powell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 10 | Elect Lloyd G. Trotter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 11 | Elect James L. Ziemer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 12 | Approval of 2015 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 16 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 1 | Elect Thomas J. Colligan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 2 | Elect Richard J. Daly | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 3 | Elect Timothy M. Donahue | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 4 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 5 | Elect Bruce S. Gordon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 6 | Elect Naren K. Gursahaney | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 7 | Elect Bridgette Heller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 8 | Elect Kathleen W. Hyle | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 9 | Elect Christopher Hylen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 20150317 | Annual | ADT | 00101J106 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 1 | Elect Ari Bousbib | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 3 | Elect J. Frank Brown | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 4 | Elect Albert P. Carey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 5 | Elect Armando M. Codina | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 6 | Elect Helena B. Foulkes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 7 | Elect Wayne M. Hewett | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 8 | Elect Karen Katen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 9 | Elect Craig A. Menear | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 10 | Elect Mark Vadon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 20150521 | Annual | HD | 437076102 | 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 1 | Elect Alan L. Beller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 2 | Elect John H. Dasburg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 3 | Elect Janet M. Dolan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 5 | Elect Jay S. Fishman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 6 | Elect Patricia L. Higgins | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 7 | Elect Thomas R. Hodgson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 8 | Elect William J. Kane | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 10 | Elect Philip T. Ruegger III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 11 | Elect Donald J. Shepard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 12 | Elect Laurie J. Thomsen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 20150520 | Annual | TRV | 89417E109 | 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 1 | Elect Edward D. Breen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 2 | Elect Herman E. Bulls | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 3 | Elect Michael E. Daniels | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 4 | Elect Frank M. Drendel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 5 | Elect Brian Duperreault | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 7 | Elect George R. Oliver | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 8 | Elect Brendan R. O’Neill | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 9 | Elect Jurgen Tinggren | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 11 | Elect R. David Yost | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 12 | Authority to Set Audit Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 14 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 15 | Authority to set Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 20150304 | Annual | TYC | G91442106 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 20140909 | Special | TYC | H89128104 | 1 | Redomestication from Switzerland to Ireland | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 20140909 | Special | TYC | H89128104 | 2 | Reduction in Share Premium Account | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 1 | Elect Kathleen A. Cote | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 2 | Elect Henry T. DeNero | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 3 | Elect Michael D. Lambert | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 4 | Elect Len J. Lauer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 5 | Elect Matthew E. Massengill | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 6 | Elect Stephen D. Milligan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 7 | Elect Thomas E. Pardun | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 8 | Elect Paula A. Price | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 9 | Elect Masahiro Yamamura | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 1 | Elect Andres R. Gluski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 2 | Elect Charles L. Harrington | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 3 | Elect Kristina M. Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 4 | Elect Tarun Khanna | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 5 | Elect Holly K. Koeppel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 6 | Elect Philip Lader | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 7 | Elect James H. Miller | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 8 | Elect John B. Morse, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 9 | Elect Moises Naim | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 10 | Elect Charles O. Rossotti | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 11 | Amendment to the 2003 Long-Term Compensation Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 12 | Amendment to the Performance Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 15 | Management Proposal Regarding the Right of Shareholders to Call a Special Meeting | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 16 | Management Proposal Regarding Proxy Access | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 20150423 | Annual | AES | 00130H105 | 18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 20140821 | Annual | ALR | 01449J204 | 1 | Elect Gregg J. Powers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 20140821 | Annual | ALR | 01449J204 | 2 | Elect Regina Benjamin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 20140821 | Annual | ALR | 01449J204 | 3 | Elect Hakan Bjorklund | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 20140821 | Annual | ALR | 01449J204 | 4 | Elect John F. Levy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 20140821 | Annual | ALR | 01449J204 | 5 | Elect Stephen P. MacMillan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 20140821 | Annual | ALR | 01449J204 | 6 | Elect Brian A. Markison | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 20140821 | Annual | ALR | 01449J204 | 7 | Elect Sir Tom McKillop | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 20140821 | Annual | ALR | 01449J204 | 8 | Elect John Quelch | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 20140821 | Annual | ALR | 01449J204 | 9 | Amendment to the 2010 Stock Option and Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 20140821 | Annual | ALR | 01449J204 | 10 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 20140821 | Annual | ALR | 01449J204 | 11 | Amendment to Certificate of Incorporation to Allow 25% of Shareholders to Call Special Meetings | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 20140821 | Annual | ALR | 01449J204 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 20140821 | Annual | ALR | 01449J204 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 1.1 | Elect Diane C. Creel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 1.2 | Elect John R. Pipski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 1.3 | Elect James E. Rohr | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 1.4 | Elect David J. Morehouse | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 2 | Approval of the 2015 Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Allegheny Technologies Incorporated | 20150501 | Annual | ATI | 01741R102 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 1 | Elect Eric W. Doppstadt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 2 | Elect Constantine Iordanou | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 3 | Elect John M. Pasquesi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 4 | Elect Anthony Asquith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 5 | Elect Edgardo Balois | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 6 | Elect Dennis R. Brand | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 7 | Elect Ian Britchfield | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 8 | Elect Paul Cole | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 9 | Elect Graham B.R. Collis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 10 | Elect Michael Constantinides | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 11 | Elect William J. Cooney | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 12 | Elect Stephen J. Curley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 13 | Elect Nick Denniston | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 14 | Elect Michael Feetham | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 15 | Elect Stephen Fogarty | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 16 | Elect Guiliano Giovannetti | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 17 | Elect Marc Grandisson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 18 | Elect Michael Hammer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 19 | Elect Pet Hartman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 20 | Elect David W. Hipkin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 21 | Elect W. Preston Hutchings | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 22 | Elect Constantine Iordanou | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 23 | Elect Wolbert H. Kamphuijs | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 24 | Elect Cathy Kelly | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 25 | Michael H. Kier | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 26 | Jason Kittinger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 27 | Gerald Konig | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 28 | Lin Li-Williams | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 29 | Mark D. Lyons | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 30 | Patrick Mailloux | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 31 | Robert McDowell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 32 | David H. McElroy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 33 | Rommel Mercado | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 34 | David J. Mullholland | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 35 | Paul Muller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 36 | Mark Nolan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 37 | Marita Oliver | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 38 | Nicolas Papadopoulo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 39 | Elisabeth Quinn | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 40 | Maamoun Rajeh | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 41 | Andrew T. Rippert | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 42 | Carla Santamaria-Sena | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 43 | Arthur Scace | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 44 | Scott Schenker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 45 | Soren Scheuer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 46 | Budhi Singh | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 47 | Damian Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 48 | William A. Soares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 49 | Scott Stirling | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 50 | Hugh Sturgess | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 51 | Richard Sullivan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 52 | Ryan Taylor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 53 | Ross Totten | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 54 | Elect Iwan van Munster | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 55 | Elect Angus Watson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 56 | James R. Weatherstone | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 57 | Elect Gerald Wolfe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 58 | 2015 Long Term Incentive and Share Award Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 59 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 20150507 | Annual | ACGL | G0450A105 | 60 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Asbury Automotive Group, Inc. | 20150415 | Annual | ABG | 043436104 | 1.1 | Elect Dennis E. Clements | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Asbury Automotive Group, Inc. | 20150415 | Annual | ABG | 043436104 | 1.2 | Elect Eugene S. Katz | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Asbury Automotive Group, Inc. | 20150415 | Annual | ABG | 043436104 | 1.3 | Elect Scott Thompson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Asbury Automotive Group, Inc. | 20150415 | Annual | ABG | 043436104 | 2 | Advisory Approval of Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Asbury Automotive Group, Inc. | 20150415 | Annual | ABG | 043436104 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 20150506 | Annual | AGO | G0585R106 | 1.1 | Elect Francisco L. Borges | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 20150506 | Annual | AGO | G0585R106 | 1.2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 20150506 | Annual | AGO | G0585R106 | 1.3 | Elect Stephen A. Cozen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 20150506 | Annual | AGO | G0585R106 | 1.4 | Elect Dominic J. Frederico | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 20150506 | Annual | AGO | G0585R106 | 1.5 | Elect Bonnie L. Howard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 20150506 | Annual | AGO | G0585R106 | 1.6 | Elect Patrick W. Kenny | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 20150506 | Annual | AGO | G0585R106 | 1.7 | Elect Simon W. Leathes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 20150506 | Annual | AGO | G0585R106 | 1.8 | Elect Michael T. O’Kane | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 20150506 | Annual | AGO | G0585R106 | 1.9 | Elect Yukiko Omura | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 20150506 | Annual | AGO | G0585R106 | 1.10 | Elect Howard W. Albert | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 20150506 | Annual | AGO | G0585R106 | 1.11 | Elect Robert A. Bailenson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 20150506 | Annual | AGO | G0585R106 | 1.12 | Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 20150506 | Annual | AGO | G0585R106 | 1.13 | Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 20150506 | Annual | AGO | G0585R106 | 1.14 | Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 20150506 | Annual | AGO | G0585R106 | 1.15 | Elect Dominic J. Frederico | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 20150506 | Annual | AGO | G0585R106 | 1.16 | Elect James M. Michener | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 20150506 | Annual | AGO | G0585R106 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 20150506 | Annual | AGO | G0585R106 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 20150506 | Annual | AGO | G0585R106 | 4 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 20150218 | Annual | ATW | 050095108 | 1.1 | Elect Deborah A. Beck | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 20150218 | Annual | ATW | 050095108 | 1.2 | Elect George S. Dotson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 20150218 | Annual | ATW | 050095108 | 1.3 | Elect Jack E. Golden | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 20150218 | Annual | ATW | 050095108 | 1.4 | Elect Hans Helmerich | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 20150218 | Annual | ATW | 050095108 | 1.5 | Elect Jeffrey A. Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 20150218 | Annual | ATW | 050095108 | 1.6 | Elect James R. Montague | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 20150218 | Annual | ATW | 050095108 | 1.7 | Elect Robert J. Saltiel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 20150218 | Annual | ATW | 050095108 | 1.8 | Elect Phil D. Wedemeyer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 20150218 | Annual | ATW | 050095108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 20150218 | Annual | ATW | 050095108 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 20150507 | Annual | AVA | 05379B107 | 1 | Elect Erik J. Anderson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 20150507 | Annual | AVA | 05379B107 | 2 | Elect Kristianne Blake | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 20150507 | Annual | AVA | 05379B107 | 3 | Elect Donald C. Burke | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 20150507 | Annual | AVA | 05379B107 | 4 | Elect John F. Kelly | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 20150507 | Annual | AVA | 05379B107 | 5 | Elect Rebecca A. Klein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 20150507 | Annual | AVA | 05379B107 | 6 | Elect Scott L. Morris | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 20150507 | Annual | AVA | 05379B107 | 7 | Elect Marc F. Racicot | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 20150507 | Annual | AVA | 05379B107 | 8 | Elect Heidi B. Stanley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 20150507 | Annual | AVA | 05379B107 | 9 | Elect R. John Taylor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 20150507 | Annual | AVA | 05379B107 | 10 | Elect Janet D. Widmann | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 20150507 | Annual | AVA | 05379B107 | 11 | Elimination of Supermajority Requirement | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 20150507 | Annual | AVA | 05379B107 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 20150507 | Annual | AVA | 05379B107 | 13 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 20150507 | Annual | AVA | 05379B107 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.1 | Elect Douglas R. Conant | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.4 | Elect Nancy Killefer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.5 | Elect Susan J. Kropf | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.6 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.7 | Elect Sara Mathew | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.8 | Elect Helen McCluskey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.9 | Elect Sheri McCoy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.10 | Elect Charles H. Noski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.11 | Elect Gary M. Rodkin | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 1.12 | Elect Paula Stern | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 3 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Avon Products, Inc. | 20150506 | Annual | AVP | 054303102 | 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 20150519 | Annual | AXLL | 05463D100 | 1 | Elect Paul D. Carrico | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 20150519 | Annual | AXLL | 05463D100 | 2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 20150519 | Annual | AXLL | 05463D100 | 3 | Elect Patrick J. Fleming | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 20150519 | Annual | AXLL | 05463D100 | 4 | Elect Robert M. Gervis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 20150519 | Annual | AXLL | 05463D100 | 5 | Elect Victoria F. Haynes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 20150519 | Annual | AXLL | 05463D100 | 6 | Elect Michael H. McGarry | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 20150519 | Annual | AXLL | 05463D100 | 7 | Elect William L. Mansfield | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 20150519 | Annual | AXLL | 05463D100 | 8 | Elect Mark L. Noetzel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 20150519 | Annual | AXLL | 05463D100 | 9 | Elect Robert Ripp | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 20150519 | Annual | AXLL | 05463D100 | 10 | Elect David N. Weinstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 20150519 | Annual | AXLL | 05463D100 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 20150519 | Annual | AXLL | 05463D100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 20150204 | Annual | BZH | 07556Q881 | 1 | Elect Elizabeth S. Acton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 20150204 | Annual | BZH | 07556Q881 | 2 | Elect Laurent Alpert | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 20150204 | Annual | BZH | 07556Q881 | 3 | Elect Brian C. Beazer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 20150204 | Annual | BZH | 07556Q881 | 4 | Elect Peter G. Leemputte | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 20150204 | Annual | BZH | 07556Q881 | 5 | Elect Allan P. Merrill | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 20150204 | Annual | BZH | 07556Q881 | 6 | Elect Norma A. Provencio | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 20150204 | Annual | BZH | 07556Q881 | 7 | Elect Larry T. Solari | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 20150204 | Annual | BZH | 07556Q881 | 8 | Elect Stephen P. Zelnak, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 20150204 | Annual | BZH | 07556Q881 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 20150204 | Annual | BZH | 07556Q881 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 1 | Elect Robert J. Finocchio, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 2 | Elect Nancy H. Handel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 3 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 4 | Elect Maria Klawe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 5 | Elect John E. Major | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 6 | Elect Scott A. McGregor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 7 | Elect William T. Morrow | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 8 | Elect Henry Samueli | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 9 | Elect Robert E. Switz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Broadcom Corporation | 20150512 | Annual | BRCM | 111320107 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 20150407 | Annual | BRCD | 111621306 | 1 | Elect Judy Bruner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 20150407 | Annual | BRCD | 111621306 | 2 | Elect Lloyd Carney | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 20150407 | Annual | BRCD | 111621306 | 3 | Elect Renato A. DiPentima | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 20150407 | Annual | BRCD | 111621306 | 4 | Elect Alan L. Earhart | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 20150407 | Annual | BRCD | 111621306 | 5 | Elect John W. Gerdelman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 20150407 | Annual | BRCD | 111621306 | 6 | Elect David L. House | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 20150407 | Annual | BRCD | 111621306 | 7 | Elect L. William Krause | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 20150407 | Annual | BRCD | 111621306 | 8 | Elect David E. Roberson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 20150407 | Annual | BRCD | 111621306 | 9 | Elect Sanjay Vaswani | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 20150407 | Annual | BRCD | 111621306 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 20150407 | Annual | BRCD | 111621306 | 11 | Amendment to the 2009 Stock Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 20150407 | Annual | BRCD | 111621306 | 12 | Amendment to the 2009 Director Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 20150407 | Annual | BRCD | 111621306 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 20150407 | Annual | BRCD | 111621306 | 14 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.1 | Elect Paul R. Charron | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.2 | Elect Bennett Dorrance | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.3 | Elect Lawrence C. Karlson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.4 | Elect Randall W. Larrimore | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.5 | Elect Marc B. Lautenbach | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.6 | Elect Mary Alice D. Malone | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.7 | Elect Sara Mathew | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.8 | Elect Denise M. Morrison | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.9 | Elect Charles R. Perrin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.10 | Elect A. Barry Rand | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.11 | Elect Nick Shreiber | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.12 | Elect Tracey Travis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.13 | Elect Archbold D. van Beuren | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 1.14 | Elect Les C. Vinney | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 20141119 | Annual | CPB | 134429109 | 4 | Re-Approval of the Annual Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 1 | Elect Mark A. Thierer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 2 | Elect Peter J. Bensen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 3 | Elect Steven Cosler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 4 | Elect William J. Davis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 5 | Elect Steven B. Epstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 6 | Elect Betsy D. Holden | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 7 | Elect Karen L. Katen | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 8 | Elect Harry M. Kraemer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 9 | Elect Anthony Masso | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 10 | Adoption of Advanced Notice Provision | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Catamaran Corp. | 20150512 | Annual | CTRX | 148887102 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Celanese Corporation | 20150423 | Annual | CE | 150870103 | 1 | Elect James E. Barlett | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Celanese Corporation | 20150423 | Annual | CE | 150870103 | 2 | Elect Edward G. Galante | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Celanese Corporation | 20150423 | Annual | CE | 150870103 | 3 | Elect David F. Hoffmeister | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Celanese Corporation | 20150423 | Annual | CE | 150870103 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Celanese Corporation | 20150423 | Annual | CE | 150870103 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 1 | Elect Archie W. Dunham | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 2 | Elect Vincent J. Intrieri | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 3 | Elect Robert D. Lawler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 4 | Elect John J. Lipinski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 5 | Elect R. Brad Martin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 6 | Elect Merrill A. Miller, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 7 | Elect Frederic M. Poses | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 8 | Elect Kimberly K. Querrey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 9 | Elect Louis A. Raspino | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 10 | Elect Thomas L. Ryan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 13 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 14 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 15 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Chesapeake Energy Corporation | 20150522 | Annual | CHK | 165167107 | 16 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Children’s Place Retail Stores, Inc. | 20150522 | Proxy Contest | PLCE | 168905107 | 1 | Elect Norman S. Matthews | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Mid Cap Fund | Children’s Place Retail Stores, Inc. | 20150522 | Proxy Contest | PLCE | 168905107 | 2 | Elect Kenneth M. Reiss | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Mid Cap Fund | Children’s Place Retail Stores, Inc. | 20150522 | Proxy Contest | PLCE | 168905107 | 3 | Elect Stanley W. Reynolds | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Mid Cap Fund | Children’s Place Retail Stores, Inc. | 20150522 | Proxy Contest | PLCE | 168905107 | 4 | Ratification of Auditor | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Mid Cap Fund | Children’s Place Retail Stores, Inc. | 20150522 | Proxy Contest | PLCE | 168905107 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Mid Cap Fund | Children’s Place Retail Stores, Inc. | 20150522 | Proxy Contest | PLCE | 168905107 | 1.1 | Elect Seth R. Johnson | Mgmt | N/A | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Mid Cap Fund | Children’s Place Retail Stores, Inc. | 20150522 | Proxy Contest | PLCE | 168905107 | 1.2 | Elect Robert L. Mettler | Mgmt | N/A | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Mid Cap Fund | Children’s Place Retail Stores, Inc. | 20150522 | Proxy Contest | PLCE | 168905107 | 1.3 | Elect Management Nominee Kenneth M. Reiss | Mgmt | N/A | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Mid Cap Fund | Children’s Place Retail Stores, Inc. | 20150522 | Proxy Contest | PLCE | 168905107 | 2 | Ratification of Auditor | Mgmt | N/A | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Mid Cap Fund | Children’s Place Retail Stores, Inc. | 20150522 | Proxy Contest | PLCE | 168905107 | 3 | Advisory Vote on Executive Compensation | Mgmt | N/A | N/A | N/A | Unvoted | ||||||||||||
TCW Relative Value Mid Cap Fund | CIGNA Corporation | 20150422 | Annual | CI | 125509109 | 1 | Elect John M. Partridge | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | CIGNA Corporation | 20150422 | Annual | CI | 125509109 | 2 | Elect James E. Rogers | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | CIGNA Corporation | 20150422 | Annual | CI | 125509109 | 3 | Elect Eric C. Wiseman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | CIGNA Corporation | 20150422 | Annual | CI | 125509109 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | CIGNA Corporation | 20150422 | Annual | CI | 125509109 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 20141106 | Annual | COH | 189754104 | 1.1 | Elect David Denton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 20141106 | Annual | COH | 189754104 | 1.2 | Elect Susan J. Kropf | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 20141106 | Annual | COH | 189754104 | 1.3 | Elect Gary W. Loveman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 20141106 | Annual | COH | 189754104 | 1.4 | Elect Victor Luis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 20141106 | Annual | COH | 189754104 | 1.5 | Elect Ivan Menezes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 20141106 | Annual | COH | 189754104 | 1.6 | Elect William R. Nuti | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 20141106 | Annual | COH | 189754104 | 1.7 | Elect Stephanie Tilenius | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 20141106 | Annual | COH | 189754104 | 1.8 | Elect Jide J. Zeitlin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 20141106 | Annual | COH | 189754104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 20141106 | Annual | COH | 189754104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 20141106 | Annual | COH | 189754104 | 4 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 20150428 | Annual | CMA | 200340107 | 1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 20150428 | Annual | CMA | 200340107 | 2 | Elect Roger A. Cregg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 20150428 | Annual | CMA | 200340107 | 3 | Elect T. Kevin DeNicola | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 20150428 | Annual | CMA | 200340107 | 4 | Elect Jacqueline P. Kane | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 20150428 | Annual | CMA | 200340107 | 5 | Elect Richard G. Lindner | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 20150428 | Annual | CMA | 200340107 | 6 | Elect Alfred A. Piergallini | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 20150428 | Annual | CMA | 200340107 | 7 | Elect Robert S. Taubman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 20150428 | Annual | CMA | 200340107 | 8 | Elect Reginald M. Turner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 20150428 | Annual | CMA | 200340107 | 9 | Elect Nina G. Vaca | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 20150428 | Annual | CMA | 200340107 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 20150428 | Annual | CMA | 200340107 | 11 | Incentive Plan for Non-Employee Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 20150428 | Annual | CMA | 200340107 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Commercial Metals Company | 20150114 | Annual | CMC | 201723103 | 1.1 | Elect Joseph Alvarado | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Commercial Metals Company | 20150114 | Annual | CMC | 201723103 | 1.2 | Elect Anthony A. Massaro | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Commercial Metals Company | 20150114 | Annual | CMC | 201723103 | 1.3 | Elect Joseph C. Winkler III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Commercial Metals Company | 20150114 | Annual | CMC | 201723103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Commercial Metals Company | 20150114 | Annual | CMC | 201723103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Commercial Metals Company | 20150114 | Annual | CMC | 201723103 | 4 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Cytec Industries Inc. | 20150416 | Annual | CYT | 232820100 | 1 | Elect David P Hess | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Cytec Industries Inc. | 20150416 | Annual | CYT | 232820100 | 2 | Elect Barry C. Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Cytec Industries Inc. | 20150416 | Annual | CYT | 232820100 | 3 | Elect Carol P. Lowe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Cytec Industries Inc. | 20150416 | Annual | CYT | 232820100 | 4 | Elect Thomas W. Rabaut | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Cytec Industries Inc. | 20150416 | Annual | CYT | 232820100 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Cytec Industries Inc. | 20150416 | Annual | CYT | 232820100 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dana Holding Corporation | 20150430 | Annual | DAN | 235825205 | 1.1 | Elect Virginia A. Kamsky | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dana Holding Corporation | 20150430 | Annual | DAN | 235825205 | 1.2 | Elect Terrence J. Keating | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dana Holding Corporation | 20150430 | Annual | DAN | 235825205 | 1.3 | Elect R.Bruce McDonald | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dana Holding Corporation | 20150430 | Annual | DAN | 235825205 | 1.4 | Elect Joseph C. Muscari | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dana Holding Corporation | 20150430 | Annual | DAN | 235825205 | 1.5 | Elect Mark A. Schulz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dana Holding Corporation | 20150430 | Annual | DAN | 235825205 | 1.6 | Elect Keith E. Wandell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dana Holding Corporation | 20150430 | Annual | DAN | 235825205 | 1.7 | Elect Roger Wood | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dana Holding Corporation | 20150430 | Annual | DAN | 235825205 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dana Holding Corporation | 20150430 | Annual | DAN | 235825205 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | DiamondRock Hospitality Company | 20150505 | Annual | DRH | 252784301 | 1 | Elect William W. McCarten | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | DiamondRock Hospitality Company | 20150505 | Annual | DRH | 252784301 | 2 | Elect Daniel J. Altobello | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | DiamondRock Hospitality Company | 20150505 | Annual | DRH | 252784301 | 3 | Elect W. Robert Grafton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | DiamondRock Hospitality Company | 20150505 | Annual | DRH | 252784301 | 4 | Elect Maureen L. McAvey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | DiamondRock Hospitality Company | 20150505 | Annual | DRH | 252784301 | 5 | Elect Gilbert T. Ray | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | DiamondRock Hospitality Company | 20150505 | Annual | DRH | 252784301 | 6 | Elect Bruce D. Wardinski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | DiamondRock Hospitality Company | 20150505 | Annual | DRH | 252784301 | 7 | Elect Mark W. Brugger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | DiamondRock Hospitality Company | 20150505 | Annual | DRH | 252784301 | 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | DiamondRock Hospitality Company | 20150505 | Annual | DRH | 252784301 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | DiamondRock Hospitality Company | 20150505 | Annual | DRH | 252784301 | 10 | Shareholder Proposal Regarding Simple Majority Vote for Bylaw Amendments | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 20150507 | Annual | DOV | 260003108 | 1 | Elect Robert W. Cremin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 20150507 | Annual | DOV | 260003108 | 2 | Elect Jean-Pierre M. Ergas | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 20150507 | Annual | DOV | 260003108 | 3 | Elect Peter T. Francis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 20150507 | Annual | DOV | 260003108 | 4 | Elect Kristiane C. Graham | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 20150507 | Annual | DOV | 260003108 | 5 | Elect Michael F. Johnston | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 20150507 | Annual | DOV | 260003108 | 6 | Elect Robert A. Livingston | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 20150507 | Annual | DOV | 260003108 | 7 | Elect Richard K. Lochridge | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 20150507 | Annual | DOV | 260003108 | 8 | Elect Bernard G. Rethore | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 20150507 | Annual | DOV | 260003108 | 9 | Elect Michael B. Stubbs | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 20150507 | Annual | DOV | 260003108 | 10 | Elect Stephen M. Todd | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 20150507 | Annual | DOV | 260003108 | 11 | Elect Stephen K. Wagner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 20150507 | Annual | DOV | 260003108 | 12 | Elect Mary A. Winston | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 20150507 | Annual | DOV | 260003108 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 20150507 | Annual | DOV | 260003108 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 20150507 | Annual | DOV | 260003108 | 15 | Shareholder Proposal Regarding the Right to Act by Written Consent | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | DST Systems, Inc. | 20150512 | Annual | DST | 233326107 | 1.1 | Elect Jerome H. Bailey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | DST Systems, Inc. | 20150512 | Annual | DST | 233326107 | 1.2 | Elect Lowell L. Bryan | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | DST Systems, Inc. | 20150512 | Annual | DST | 233326107 | 1.3 | Elect Gary D. Forsee | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | DST Systems, Inc. | 20150512 | Annual | DST | 233326107 | 1.4 | Elect Charles E. Halderman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | DST Systems, Inc. | 20150512 | Annual | DST | 233326107 | 1.5 | Elect Samuel G. Liss | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | DST Systems, Inc. | 20150512 | Annual | DST | 233326107 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | DST Systems, Inc. | 20150512 | Annual | DST | 233326107 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | DST Systems, Inc. | 20150512 | Annual | DST | 233326107 | 4 | 2015 Equity and Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | DST Systems, Inc. | 20150512 | Annual | DST | 233326107 | 5 | Eliminate Cumulative Voting in Director Elections | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | DST Systems, Inc. | 20150512 | Annual | DST | 233326107 | 6 | Declassify the Board of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | E*TRADE Financial Corporation | 20150507 | Annual | ETFC | 269246401 | 1 | Elect Richard J. Carbone | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | E*TRADE Financial Corporation | 20150507 | Annual | ETFC | 269246401 | 2 | Elect James P. Healy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | E*TRADE Financial Corporation | 20150507 | Annual | ETFC | 269246401 | 3 | Elect Paul T. Idzik | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | E*TRADE Financial Corporation | 20150507 | Annual | ETFC | 269246401 | 4 | Elect Frederick W. Kanner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | E*TRADE Financial Corporation | 20150507 | Annual | ETFC | 269246401 | 5 | Elect James Lam | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | E*TRADE Financial Corporation | 20150507 | Annual | ETFC | 269246401 | 6 | Elect Rodger A. Lawson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | E*TRADE Financial Corporation | 20150507 | Annual | ETFC | 269246401 | 7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | E*TRADE Financial Corporation | 20150507 | Annual | ETFC | 269246401 | 8 | Elect Rebecca Saeger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | E*TRADE Financial Corporation | 20150507 | Annual | ETFC | 269246401 | 9 | Elect Joseph L. Sclafani | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | E*TRADE Financial Corporation | 20150507 | Annual | ETFC | 269246401 | 10 | Elect Gary H. Stern | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | E*TRADE Financial Corporation | 20150507 | Annual | ETFC | 269246401 | 11 | Elect Donna L. Weaver | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | E*TRADE Financial Corporation | 20150507 | Annual | ETFC | 269246401 | 12 | Approval of the 2015 Omnibus Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | E*TRADE Financial Corporation | 20150507 | Annual | ETFC | 269246401 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | E*TRADE Financial Corporation | 20150507 | Annual | ETFC | 269246401 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 20150521 | Annual | EVER | 29977G102 | 1.1 | Elect Robert M. Clements | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 20150521 | Annual | EVER | 29977G102 | 1.2 | Elect Merrick R. Kleeman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 20150521 | Annual | EVER | 29977G102 | 1.3 | Elect W. Radford Lovett, II | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 20150521 | Annual | EVER | 29977G102 | 1.4 | Elect Arrington H. Mixon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 20150521 | Annual | EVER | 29977G102 | 1.5 | Elect Scott M. Stuart | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 20150521 | Annual | EVER | 29977G102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 20150521 | Annual | EVER | 29977G102 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 20150521 | Annual | EVER | 29977G102 | 4 | Repeal of Classified Board | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 20150608 | Annual | EVR | 29977A105 | 1.1 | Elect Roger C. Altman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 20150608 | Annual | EVR | 29977A105 | 1.2 | Elect Richard I. Beattie | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 20150608 | Annual | EVR | 29977A105 | 1.3 | Elect Francois de Saint Phalle | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 20150608 | Annual | EVR | 29977A105 | 1.4 | Elect Gail B. Harris | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 20150608 | Annual | EVR | 29977A105 | 1.5 | Elect Curtis A. Hessler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 20150608 | Annual | EVR | 29977A105 | 1.6 | Elect Robert B. Millard | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 20150608 | Annual | EVR | 29977A105 | 1.7 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 20150608 | Annual | EVR | 29977A105 | 1.8 | Elect Ralph L. Schlosstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 20150608 | Annual | EVR | 29977A105 | 1.9 | Elect William Wheeler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 20150608 | Annual | EVR | 29977A105 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | First Niagara Financial Group, Inc. | 20150429 | Annual | FNFG | 33582V108 | 1.1 | Elect Austin A. Adams | Mgmt | For | For | �� | For | Voted | |||||||||||
TCW Relative Value Mid Cap Fund | First Niagara Financial Group, Inc. | 20150429 | Annual | FNFG | 33582V108 | 1.2 | Elect G. Thomas Bowers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | First Niagara Financial Group, Inc. | 20150429 | Annual | FNFG | 33582V108 | 1.3 | Elect Roxanne J. Coady | Mgmt | For | Withhold | Against | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | First Niagara Financial Group, Inc. | 20150429 | Annual | FNFG | 33582V108 | 1.4 | Elect Gary M. Crosby | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | First Niagara Financial Group, Inc. | 20150429 | Annual | FNFG | 33582V108 | 1.5 | Elect Carl A. Florio | Mgmt | For | Withhold | Against | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | First Niagara Financial Group, Inc. | 20150429 | Annual | FNFG | 33582V108 | 1.6 | Elect Carlton L. Highsmith | Mgmt | For | Withhold | Against | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | First Niagara Financial Group, Inc. | 20150429 | Annual | FNFG | 33582V108 | 1.7 | Elect Susan S. Harnett | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | First Niagara Financial Group, Inc. | 20150429 | Annual | FNFG | 33582V108 | 1.8 | Elect George M. Philip | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | First Niagara Financial Group, Inc. | 20150429 | Annual | FNFG | 33582V108 | 1.9 | Elect Peter B. Robinson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | First Niagara Financial Group, Inc. | 20150429 | Annual | FNFG | 33582V108 | 1.10 | Elect Nathaniel D. Woodson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | First Niagara Financial Group, Inc. | 20150429 | Annual | FNFG | 33582V108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | First Niagara Financial Group, Inc. | 20150429 | Annual | FNFG | 33582V108 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | First Niagara Financial Group, Inc. | 20150429 | Annual | FNFG | 33582V108 | 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Freescale Semiconductor Ltd. | 20150506 | Annual | FSL | G3727Q101 | 1.1 | Elect Krishnan Balasubramanian | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Freescale Semiconductor Ltd. | 20150506 | Annual | FSL | G3727Q101 | 1.2 | Elect Chinh E. Chu | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Freescale Semiconductor Ltd. | 20150506 | Annual | FSL | G3727Q101 | 1.3 | Elect D. Mark Durcan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Freescale Semiconductor Ltd. | 20150506 | Annual | FSL | G3727Q101 | 1.4 | Elect Daniel J. Heneghan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Freescale Semiconductor Ltd. | 20150506 | Annual | FSL | G3727Q101 | 1.5 | Elect Thomas H. Lister | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Freescale Semiconductor Ltd. | 20150506 | Annual | FSL | G3727Q101 | 1.6 | Elect Gregg A. Lowe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Freescale Semiconductor Ltd. | 20150506 | Annual | FSL | G3727Q101 | 1.7 | Elect Joanne M. Maguire | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Freescale Semiconductor Ltd. | 20150506 | Annual | FSL | G3727Q101 | 1.8 | Elect John W. Marren | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Freescale Semiconductor Ltd. | 20150506 | Annual | FSL | G3727Q101 | 1.9 | Elect James A. Quella | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Freescale Semiconductor Ltd. | 20150506 | Annual | FSL | G3727Q101 | 1.10 | Elect Peter Smitham | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Freescale Semiconductor Ltd. | 20150506 | Annual | FSL | G3727Q101 | 1.11 | Elect Gregory L. Summe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Freescale Semiconductor Ltd. | 20150506 | Annual | FSL | G3727Q101 | 1.12 | Elect Claudius E. Watts IV | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Freescale Semiconductor Ltd. | 20150506 | Annual | FSL | G3727Q101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Freescale Semiconductor Ltd. | 20150506 | Annual | FSL | G3727Q101 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Freescale Semiconductor Ltd. | 20150506 | Annual | FSL | G3727Q101 | 4 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 1 | Elect Domenico De Sole | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 2 | Elect Robert J. Fisher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 3 | Elect William S. Fisher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 4 | Elect Isabella D. Goren | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 5 | Elect Bob L. Martin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 6 | Elect Jorge P. Montoya | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 7 | Elect Arthur Peck | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 9 | Elect Katherine Tsang | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 10 | Elect Padmasree Warrior | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 12 | Amendment to the Executive Management Incentive Compensation Award Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 20150519 | Annual | GPS | 364760108 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Geo Group, Inc. | 20150429 | Annual | GEO | 36162J106 | 1.1 | Elect Clarence E. Anthony | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Geo Group, Inc. | 20150429 | Annual | GEO | 36162J106 | 1.2 | Elect Anne N. Foreman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Geo Group, Inc. | 20150429 | Annual | GEO | 36162J106 | 1.3 | Elect Richard H. Glanton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Geo Group, Inc. | 20150429 | Annual | GEO | 36162J106 | 1.4 | Elect Christopher C. Wheeler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Geo Group, Inc. | 20150429 | Annual | GEO | 36162J106 | 1.5 | Elect Julie Myers Wood | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Geo Group, Inc. | 20150429 | Annual | GEO | 36162J106 | 1.6 | Elect George C. Zoley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Geo Group, Inc. | 20150429 | Annual | GEO | 36162J106 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Geo Group, Inc. | 20150429 | Annual | GEO | 36162J106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Geo Group, Inc. | 20150429 | Annual | GEO | 36162J106 | 4 | Senior Management Performance Award Plan | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 1 | Elect Thomas J. DeRosa | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 2 | Elect Jeffrey H. Donahue | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 3 | Elect Fred S. Klipsch | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 4 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 5 | Elect Timothy J. Naughton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 6 | Elect Sharon M. Oster | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 7 | Elect Judith C. Pelham | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 8 | Elect Sergio D. Rivera | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 9 | Elect R. Scott Trumbull | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 10 | Ratification of Auditor | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Health Care Reit, Inc. | 20150507 | Annual | HCN | 42217K106 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Hologic, Inc. | 20150303 | Annual | HOLX | 436440101 | 1.1 | Elect Jonathan Christodoro | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Hologic, Inc. | 20150303 | Annual | HOLX | 436440101 | 1.2 | Elect Sally W. Crawford | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Hologic, Inc. | 20150303 | Annual | HOLX | 436440101 | 1.3 | Elect Scott T. Garrett | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Hologic, Inc. | 20150303 | Annual | HOLX | 436440101 | 1.4 | Elect David R. LaVance, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Hologic, Inc. | 20150303 | Annual | HOLX | 436440101 | 1.5 | Elect Nancy L. Leaming | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Hologic, Inc. | 20150303 | Annual | HOLX | 436440101 | 1.6 | Elect Lawrence M. Levy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Hologic, Inc. | 20150303 | Annual | HOLX | 436440101 | 1.7 | Elect Stephen P. MacMillan | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Hologic, Inc. | 20150303 | Annual | HOLX | 436440101 | 1.8 | Elect Samuel J. Merksamer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Hologic, Inc. | 20150303 | Annual | HOLX | 436440101 | 1.9 | Elect Christina Stamoulis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Hologic, Inc. | 20150303 | Annual | HOLX | 436440101 | 1.10 | Elect Elaine S. Ullian | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Hologic, Inc. | 20150303 | Annual | HOLX | 436440101 | 1.11 | Elect Wayne Wilson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Hologic, Inc. | 20150303 | Annual | HOLX | 436440101 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Hologic, Inc. | 20150303 | Annual | HOLX | 436440101 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Hologic, Inc. | 20150303 | Annual | HOLX | 436440101 | 4 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Hologic, Inc. | 20150303 | Annual | HOLX | 436440101 | 5 | Shareholder Proposal Regarding Poison Pills | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Invesco Ltd. | 20150514 | Annual | IVZ | G491BT108 | 1 | Elect Martin L. Flanagan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Invesco Ltd. | 20150514 | Annual | IVZ | G491BT108 | 2 | Elect C. Robert Henrikson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Invesco Ltd. | 20150514 | Annual | IVZ | G491BT108 | 3 | Elect Ben F. Johnson III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Invesco Ltd. | 20150514 | Annual | IVZ | G491BT108 | 4 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Invesco Ltd. | 20150514 | Annual | IVZ | G491BT108 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Invesco Ltd. | 20150514 | Annual | IVZ | G491BT108 | 6 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 1 | Elect Colleen C. Barrett | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 2 | Elect Marvin R. Ellison | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 3 | Elect Thomas J. Engibous | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 4 | Elect B. Craig Owens | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 5 | Elect Leonard H. Roberts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 6 | Elect Stephen Sadove | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 7 | Elect Javier G. Teruel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 8 | Elect R. Gerald Turner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 9 | Elect Ronald W. Tysoe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 10 | Elect Myron E. Ullman III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 11 | Elect Mary Beth West (This nomination has been withdrawn.) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 20150515 | Annual | JCP | 708160106 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | 20150129 | Annual | JEC | 469814107 | 1 | Elect Joseph R. Bronson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | 20150129 | Annual | JEC | 469814107 | 2 | Elect Juan Jose Suarez Coppel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | 20150129 | Annual | JEC | 469814107 | 3 | Elect Peter J. Robertson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | 20150129 | Annual | JEC | 469814107 | 4 | Elect Noel G. Watson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | 20150129 | Annual | JEC | 469814107 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | 20150129 | Annual | JEC | 469814107 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 20150529 | Annual | JLL | 48020Q107 | 1 | Elect Hugo Bague | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 20150529 | Annual | JLL | 48020Q107 | 2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 20150529 | Annual | JLL | 48020Q107 | 3 | Elect Colin Dyer | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 20150529 | Annual | JLL | 48020Q107 | 4 | Elect DeAnne S. Julius | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 20150529 | Annual | JLL | 48020Q107 | 5 | Elect Ming Lu | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 20150529 | Annual | JLL | 48020Q107 | 6 | Elect Martin H. Nesbitt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 20150529 | Annual | JLL | 48020Q107 | 7 | Elect Sheila A. Penrose | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 20150529 | Annual | JLL | 48020Q107 | 8 | Elect Ann Marie Petach | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 20150529 | Annual | JLL | 48020Q107 | 9 | Elect Shailesh Rao | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 20150529 | Annual | JLL | 48020Q107 | 10 | Elect David B. Rickard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 20150529 | Annual | JLL | 48020Q107 | 11 | Elect Roger T. Staubach | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 20150529 | Annual | JLL | 48020Q107 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 20150529 | Annual | JLL | 48020Q107 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Joy Global Inc. | 20150310 | Annual | JOY | 481165108 | 1.1 | Elect Edward L. Doheny II | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Joy Global Inc. | 20150310 | Annual | JOY | 481165108 | 1.2 | Elect Steven L. Gerard | Mgmt | For | Withhold | Against | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Joy Global Inc. | 20150310 | Annual | JOY | 481165108 | 1.3 | Elect Mark J. Gliebe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Joy Global Inc. | 20150310 | Annual | JOY | 481165108 | 1.4 | Elect John T. Gremp | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Joy Global Inc. | 20150310 | Annual | JOY | 481165108 | 1.5 | Elect John N. Hanson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Joy Global Inc. | 20150310 | Annual | JOY | 481165108 | 1.6 | Elect Gale E. Klappa | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Joy Global Inc. | 20150310 | Annual | JOY | 481165108 | 1.7 | Elect Richard B. Loynd | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Joy Global Inc. | 20150310 | Annual | JOY | 481165108 | 1.8 | Elect P. Eric Siegert | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Joy Global Inc. | 20150310 | Annual | JOY | 481165108 | 1.9 | Elect James H. Tate | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Joy Global Inc. | 20150310 | Annual | JOY | 481165108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Joy Global Inc. | 20150310 | Annual | JOY | 481165108 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 20150402 | Annual | KBH | 48666K109 | 1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 20150402 | Annual | KBH | 48666K109 | 2 | Elect Timothy W. Finchem | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 20150402 | Annual | KBH | 48666K109 | 3 | Elect Thomas W. Gilligan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 20150402 | Annual | KBH | 48666K109 | 4 | Elect Kenneth M. Jastrow II | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 20150402 | Annual | KBH | 48666K109 | 5 | Elect Robert L. Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 20150402 | Annual | KBH | 48666K109 | 6 | Elect Melissa Lora | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 20150402 | Annual | KBH | 48666K109 | 7 | Elect Jeffrey T. Mezger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 20150402 | Annual | KBH | 48666K109 | 8 | Elect Michael M. Wood | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 20150402 | Annual | KBH | 48666K109 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 20150402 | Annual | KBH | 48666K109 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Kennametal Inc. | 20141028 | Annual | KMT | 489170100 | 1.1 | Elect Philip A. Dur | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Kennametal Inc. | 20141028 | Annual | KMT | 489170100 | 1.2 | Elect Timothy R. McLevish | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Kennametal Inc. | 20141028 | Annual | KMT | 489170100 | 1.3 | Elect Steven H. Wunning | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Kennametal Inc. | 20141028 | Annual | KMT | 489170100 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Kennametal Inc. | 20141028 | Annual | KMT | 489170100 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Kennametal Inc. | 20141028 | Annual | KMT | 489170100 | 4 | Amendments to Articles Regarding Adoption of Majority Voting and Elimination of Cumulative Voting | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 20150521 | Annual | KEY | 493267108 | 1.1 | Elect Bruce D. Broussard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 20150521 | Annual | KEY | 493267108 | 1.2 | Elect Joseph A. Carrabba | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 20150521 | Annual | KEY | 493267108 | 1.3 | Elect Charles P. Cooley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 20150521 | Annual | KEY | 493267108 | 1.4 | Elect Alexander M. Cutler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 20150521 | Annual | KEY | 493267108 | 1.5 | Elect H. James Dallas | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 20150521 | Annual | KEY | 493267108 | 1.6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 20150521 | Annual | KEY | 493267108 | 1.7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 20150521 | Annual | KEY | 493267108 | 1.8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 20150521 | Annual | KEY | 493267108 | 1.9 | Elect Richard J. Hipple | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 20150521 | Annual | KEY | 493267108 | 1.10 | Elect Kristen L. Manos | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 20150521 | Annual | KEY | 493267108 | 1.11 | Elect Beth E. Mooney | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 20150521 | Annual | KEY | 493267108 | 1.12 | Elect Demos Parneros | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 20150521 | Annual | KEY | 493267108 | 1.13 | Elect Barbara R. Snyder | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 20150521 | Annual | KEY | 493267108 | 1.14 | Elect David K. Wilson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 20150521 | Annual | KEY | 493267108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 20150521 | Annual | KEY | 493267108 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 20150521 | Annual | KEY | 493267108 | 4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Kimco Realty Corporation | 20150505 | Annual | KIM | 49446R109 | 1.1 | Elect Milton Cooper | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Kimco Realty Corporation | 20150505 | Annual | KIM | 49446R109 | 1.2 | Elect Philip E. Coviello | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Kimco Realty Corporation | 20150505 | Annual | KIM | 49446R109 | 1.3 | Elect Richard G. Dooley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Kimco Realty Corporation | 20150505 | Annual | KIM | 49446R109 | 1.4 | Elect Joe Grills | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Kimco Realty Corporation | 20150505 | Annual | KIM | 49446R109 | 1.5 | Elect David B. Henry | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Kimco Realty Corporation | 20150505 | Annual | KIM | 49446R109 | 1.6 | Elect Frank Lourenso | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Kimco Realty Corporation | 20150505 | Annual | KIM | 49446R109 | 1.7 | Elect Colombe M. Nicholas | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Kimco Realty Corporation | 20150505 | Annual | KIM | 49446R109 | 1.8 | Elect Richard Saltzman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Kimco Realty Corporation | 20150505 | Annual | KIM | 49446R109 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Kimco Realty Corporation | 20150505 | Annual | KIM | 49446R109 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.6 | Elect Grant M. Inman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.10 | Elect William R. Spivey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 20141106 | Annual | LRCX | 512807108 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.1 | Elect Irving Bolotin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.3 | Elect Theron I. Gilliam | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.4 | Elect Sherrill W. Hudson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.5 | Elect Sidney Lapidus | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.6 | Elect Teri P. McClure | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.7 | Elect Stuart A. Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.8 | Elect Armando J. Olivera | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 1.9 | Elect Jeffrey A. Sonnenfeld | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 20150408 | Annual | LEN | 526057104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 20150512 | Annual | LPT | 531172104 | 1.1 | Elect Frederick F. Buchholz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 20150512 | Annual | LPT | 531172104 | 1.2 | Elect Thomas C. DeLoach, Jr. | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 20150512 | Annual | LPT | 531172104 | 1.3 | Elect Katherine E. Dietze | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 20150512 | Annual | LPT | 531172104 | 1.4 | Elect Antonio F. Fernandez | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 20150512 | Annual | LPT | 531172104 | 1.5 | Elect Daniel P. Garton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 20150512 | Annual | LPT | 531172104 | 1.6 | Elect William P. Hankowsky | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 20150512 | Annual | LPT | 531172104 | 1.7 | Elect M. Leanne Lachman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 20150512 | Annual | LPT | 531172104 | 1.8 | Elect David L. Lingerfelt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 20150512 | Annual | LPT | 531172104 | 1.9 | Elect Fredric J. Tomczyk | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 20150512 | Annual | LPT | 531172104 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 20150512 | Annual | LPT | 531172104 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 1.1 | Elect B. Kipling Hagopian | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 1.2 | Elect Tunc Doluca | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 1.3 | Elect James R. Bergman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 1.5 | Elect Robert E. Grady | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 1.6 | Elect William D. Watkins | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 3 | Amendment to 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 4 | Amendment to 1996 Stock Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 5 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 20141112 | Annual | MXIM | 57772K101 | 7 | Renewal of Executive Bonus Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Mylan Inc. | 20150129 | Special | MYL | 628530107 | 1 | Acquisition | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Mylan Inc. | 20150129 | Special | MYL | 628530107 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Mylan Inc. | 20150129 | Special | MYL | 628530107 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.1 | Elect James R. Crane | Mgmt | For | Withhold | Against | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.2 | Elect John P. Kotts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.3 | Elect Michael C. Linn | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.4 | Elect Anthony G. Petrello | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.5 | Elect Dag Skattum | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.6 | Elect Howard Wolf | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 1.7 | Elect John Yearwood | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 3 | Bylaw Amendment Regarding Treatment of Broker Non-Votes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 5 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 7 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 8 | Shareholder Proposal regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 20150602 | Annual | NBR | G6359F103 | 9 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 1 | Elect John K. Adams, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 2 | Elect Anne Torre Bates | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 3 | Elect Anna Escobedo Cabral | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 4 | Elect William M. Diefenderfer III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 5 | Elect Diane Suitt Gilleland | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 6 | Elect Katherine A. Lehman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 7 | Elect Linda Mills | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 8 | Elect Barry A. Munitz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 9 | Elect Jack Remondi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 10 | Elect Steven L. Shapiro | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 11 | Elect Jane J. Thompson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 12 | Elect Laura S. Unger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 13 | Elect Barry L. Williams | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Navient Corporation | 20150521 | Annual | NAVI | 63938C108 | 17 | Amendment to the Navient Corporation 2014 Omnibus Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 20150515 | Annual | NFX | 651290108 | 1 | Elect Lee K. Boothby | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 20150515 | Annual | NFX | 651290108 | 2 | Elect Pamela J. Gardner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 20150515 | Annual | NFX | 651290108 | 3 | Elect John R. Kemp III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 20150515 | Annual | NFX | 651290108 | 4 | Elect Steven Nance | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 20150515 | Annual | NFX | 651290108 | 5 | Elect Thomas G. Ricks | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 20150515 | Annual | NFX | 651290108 | 6 | Elect Juanita F. Romans | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 20150515 | Annual | NFX | 651290108 | 7 | Elect John W. Schank | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 20150515 | Annual | NFX | 651290108 | 8 | Elect J. Terry Strange | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 20150515 | Annual | NFX | 651290108 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 20150515 | Annual | NFX | 651290108 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 20150515 | Annual | NFX | 651290108 | 11 | Amendment to the 2011 Omnibus Stock Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 20150515 | Annual | NFX | 651290108 | 12 | Approval of Material Terms of Performance Awards under the 2011 Omnibus Stock Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 20150515 | Annual | NFX | 651290108 | 13 | Approval of Material Terms of Performance Awards under the 2011 Annual Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 20150515 | Annual | NFX | 651290108 | 14 | Increase Authorized Shares of Common Stock | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 20150515 | Annual | NFX | 651290108 | 15 | Increase Authorized Shares of Preferred Stock. | Mgmt | For | Against | Against | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newpark Resources, Inc. | 20150522 | Annual | NR | 651718504 | 1.1 | Elect David C. Anderson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newpark Resources, Inc. | 20150522 | Annual | NR | 651718504 | 1.2 | Elect Anthony J. Best | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newpark Resources, Inc. | 20150522 | Annual | NR | 651718504 | 1.3 | Elect G. Stephen Finley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newpark Resources, Inc. | 20150522 | Annual | NR | 651718504 | 1.4 | Elect Paul L. Howes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newpark Resources, Inc. | 20150522 | Annual | NR | 651718504 | 1.5 | Elect Roderick A. Larson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newpark Resources, Inc. | 20150522 | Annual | NR | 651718504 | 1.6 | Elect James W. McFarland | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newpark Resources, Inc. | 20150522 | Annual | NR | 651718504 | 1.7 | Elect Gary L. Warren | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newpark Resources, Inc. | 20150522 | Annual | NR | 651718504 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newpark Resources, Inc. | 20150522 | Annual | NR | 651718504 | 3 | 2015 Employee Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newpark Resources, Inc. | 20150522 | Annual | NR | 651718504 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Polycom, Inc. | 20150527 | Annual | PLCM | 73172K104 | 1 | Elect Peter A. Leav | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Polycom, Inc. | 20150527 | Annual | PLCM | 73172K104 | 2 | Elect Betsy S. Atkins | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Polycom, Inc. | 20150527 | Annual | PLCM | 73172K104 | 3 | Elect Martha H. Bejar | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Polycom, Inc. | 20150527 | Annual | PLCM | 73172K104 | 4 | Elect Robert J. Frankenberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Polycom, Inc. | 20150527 | Annual | PLCM | 73172K104 | 5 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Polycom, Inc. | 20150527 | Annual | PLCM | 73172K104 | 6 | Elect D. Scott Mercer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Polycom, Inc. | 20150527 | Annual | PLCM | 73172K104 | 7 | Elect Kevin T. Parker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Polycom, Inc. | 20150527 | Annual | PLCM | 73172K104 | 8 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Polycom, Inc. | 20150527 | Annual | PLCM | 73172K104 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Polycom, Inc. | 20150527 | Annual | PLCM | 73172K104 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Popular, Inc. | 20150429 | Annual | BPOP | 733174700 | 1 | Elect Alejandro M. Ballester | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Popular, Inc. | 20150429 | Annual | BPOP | 733174700 | 2 | Elect Richard L. Carrion | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Popular, Inc. | 20150429 | Annual | BPOP | 733174700 | 3 | Elect Carlos A. Unanue | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Popular, Inc. | 20150429 | Annual | BPOP | 733174700 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Popular, Inc. | 20150429 | Annual | BPOP | 733174700 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Popular, Inc. | 20150429 | Annual | BPOP | 733174700 | 6 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 1 | Elect Jenne K. Britell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 2 | Elect Vicky B. Gregg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 3 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 4 | Elect Timothy L. Main | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 5 | Elect Timothy M. Ring | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 6 | Elect Daniel C. Stanzione | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 7 | Elect Gail R. Wilensky | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 8 | Elect John B. Ziegler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 11 | Amendment to Employee Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 20150515 | Annual | DGX | 74834L100 | 12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | RCS Capital Corporation | 20150625 | Annual | RCAP | 74937W102 | 1 | Elect Mark Auerbach | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | RCS Capital Corporation | 20150625 | Annual | RCAP | 74937W102 | 2 | Elect Edward M. Weil, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | RCS Capital Corporation | 20150625 | Annual | RCAP | 74937W102 | 3 | Elect Peter M. Budko | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | RCS Capital Corporation | 20150625 | Annual | RCAP | 74937W102 | 4 | Elect C. Thomas McMillen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | RCS Capital Corporation | 20150625 | Annual | RCAP | 74937W102 | 5 | Elect Howell D. Wood | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | RCS Capital Corporation | 20150625 | Annual | RCAP | 74937W102 | 6 | Elect R. Lawrence Roth | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | RCS Capital Corporation | 20150625 | Annual | RCAP | 74937W102 | 7 | Elect Brian D. Jones | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | RCS Capital Corporation | 20150625 | Annual | RCAP | 74937W102 | 8 | Increase of Authorized Class A Common Stock | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | RCS Capital Corporation | 20150625 | Annual | RCAP | 74937W102 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | RCS Capital Corporation | 20150625 | Annual | RCAP | 74937W102 | 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | RCS Capital Corporation | 20150625 | Annual | RCAP | 74937W102 | 11 | Amendment to the Equity Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Reinsurance Group of America, Incorporated | 20150520 | Annual | RGA | 759351604 | 1.1 | Elect Fred Sievert | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Reinsurance Group of America, Incorporated | 20150520 | Annual | RGA | 759351604 | 1.2 | Elect Stanley B. Tulin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Reinsurance Group of America, Incorporated | 20150520 | Annual | RGA | 759351604 | 1.3 | Elect A. Greig Woodring | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Reinsurance Group of America, Incorporated | 20150520 | Annual | RGA | 759351604 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Reinsurance Group of America, Incorporated | 20150520 | Annual | RGA | 759351604 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 1 | Elect Stephen J. Luczo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 3 | Elect Michael R. Cannon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 4 | Elect Mei-Wei Cheng | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 5 | Elect William T. Coleman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 6 | Elect Jay L. Geldmacher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 7 | Elect Kristen M. Onken | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 8 | Elect Chong Sup Park | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 9 | Elect Gregorio Reyes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 10 | Elect Stephanie Tilenius | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 11 | Elect Edward Zander | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 12 | Authority to Issue Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 14 | Authority to Set the Price of Treasury Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 15 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 17 | Authority to Hold the 2015 Annual Meeting Outside of Ireland | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 20141022 | Annual | STX | G7945M107 | 18 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 1 | Elect Michael Chu | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 2 | Elect Lawrence R. Codey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 3 | Elect Patrick Duff | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 4 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 5 | Elect Neil Lustig | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 6 | Elect Kenneth P. Manning | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 7 | Elect William J. Marino | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 8 | Elect Jerome A. Peribere | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 9 | Elect Richard L. Wambold | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 20150514 | Annual | SEE | 81211K100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 1 | Elect Paul G. Child | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 2 | Elect Carter Warren Franke | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 3 | Elect Earl A. Goode | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 4 | Elect Ronald F. Hunt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 5 | Elect Marianne M. Keler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 6 | Elect Jim Matheson | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 7 | Elect Jed H. Pitcher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 8 | Elect Frank C. Puleo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 9 | Elect Raymond J. Quinlan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 10 | Elect Vivian C. Schneck-Last | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 11 | Elect William N. Shiebler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 12 | Elect Robert S. Strong | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 20150625 | Annual | SLM | 78442P106 | 15 | Proxy Access Bylaw Amendment | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SPX Corporation | 20150508 | Annual | SPW | 784635104 | 1 | Elect Christopher J. Kearney | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SPX Corporation | 20150508 | Annual | SPW | 784635104 | 2 | Elect Robert F. Hull, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SPX Corporation | 20150508 | Annual | SPW | 784635104 | 3 | Elect Anne K. Altman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SPX Corporation | 20150508 | Annual | SPW | 784635104 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SPX Corporation | 20150508 | Annual | SPW | 784635104 | 5 | Amendment and Restatement of 2002 Stock Compensation Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SPX Corporation | 20150508 | Annual | SPW | 784635104 | 6 | Approval of Amendment of Certificate of Incorporation to Reduce Par Value | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | SPX Corporation | 20150508 | Annual | SPW | 784635104 | 7 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 20150423 | Annual | SNV | 87161C105 | 1 | Elect Catherine A. Allen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 20150423 | Annual | SNV | �� | 87161C105 | 2 | Elect Tim E. Bentsen | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 20150423 | Annual | SNV | 87161C105 | 3 | Elect Stephen T. Butler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 20150423 | Annual | SNV | 87161C105 | 4 | Elect Elizabeth W. Camp | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 20150423 | Annual | SNV | 87161C105 | 5 | Elect T. Michael Goodrich | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 20150423 | Annual | SNV | 87161C105 | 6 | Elect V. Nathaniel Hansford | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 20150423 | Annual | SNV | 87161C105 | 7 | Elect Jerry W. Nix | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 20150423 | Annual | SNV | 87161C105 | 8 | Elect Harris Pastides | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 20150423 | Annual | SNV | 87161C105 | 9 | Elect Joseph J. Prochaska, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 20150423 | Annual | SNV | 87161C105 | 10 | Elect Kessel D. Stelling | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 20150423 | Annual | SNV | 87161C105 | 11 | Elect Melvin T. Stith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 20150423 | Annual | SNV | 87161C105 | 12 | Elect Barry L. Storey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 20150423 | Annual | SNV | 87161C105 | 13 | Elect Philip W. Tomlinson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 20150423 | Annual | SNV | 87161C105 | 14 | Approval of Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 20150423 | Annual | SNV | 87161C105 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 1 | Elect John M. Cassaday | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 2 | Elect Judith B. Craven | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 3 | Elect William J. DeLaney | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 4 | Elect Larry C. Glasscock | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 5 | Elect Jonathan Golden | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 6 | Elect Joseph A. Hafner, Jr. | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 7 | Elect Hans-Joachim Korber | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 8 | Elect Nancy S. Newcomb | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 9 | Elect Richard G. Tilghman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 10 | Elect Jackie M. Ward | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 11 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 20141119 | Annual | SYY | 871829107 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 20150513 | Annual | TEN | 880349105 | 1 | Elect Thomas C. Freyman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 20150513 | Annual | TEN | 880349105 | 2 | Elect Dennis J. Letham | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 20150513 | Annual | TEN | 880349105 | 3 | Elect James S. Metcalf | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 20150513 | Annual | TEN | 880349105 | 4 | Elect Roger B. Porter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 20150513 | Annual | TEN | 880349105 | 5 | Elect David B. Price, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 20150513 | Annual | TEN | 880349105 | 6 | Elect Gregg M. Sherrill | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 20150513 | Annual | TEN | 880349105 | 7 | Elect Paul T. Stecko | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 20150513 | Annual | TEN | 880349105 | 8 | Elect Jane L. Warner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 20150513 | Annual | TEN | 880349105 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 20150513 | Annual | TEN | 880349105 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 20150512 | Annual | TER | 880770102 | 1 | Elect Michael A. Bradley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 20150512 | Annual | TER | 880770102 | 2 | Elect Daniel W. Christman | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 20150512 | Annual | TER | 880770102 | 3 | Elect Edwin J. Gillis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 20150512 | Annual | TER | 880770102 | 4 | Elect Timothy E. Guertin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 20150512 | Annual | TER | 880770102 | 5 | Elect Mark E. Jagiela | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 20150512 | Annual | TER | 880770102 | 6 | Elect Mercedes Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 20150512 | Annual | TER | 880770102 | 7 | Elect Paul J. Tufano | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 20150512 | Annual | TER | 880770102 | 8 | Elect Roy A. Vallee | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 20150512 | Annual | TER | 880770102 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 20150512 | Annual | TER | 880770102 | 10 | Amendment to the 2006 Equity and Cash Compensation Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 20150512 | Annual | TER | 880770102 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 1 | Elect Ronald M. DeFeo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 2 | Elect G. Chris Andersen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 3 | Elect Paula H. J. Cholmondeley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 4 | Elect Don DeFosset | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 5 | Elect Thomas J. Hansen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 6 | Elect Raimund Klinkner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 7 | Elect David A. Sachs | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 8 | Elect Oren G. Shaffer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 9 | Elect David C. Wang | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 10 | Elect Scott W. Wine | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 20150515 | Annual | TEX | 880779103 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 1 | Elect Scott C. Donnelly | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 2 | Elect Kathleen M. Bader | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 3 | Elect R. Kerry Clark | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 4 | Elect James T. Conway | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 5 | Elect Ivor J. Evans | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 6 | Elect Lawrence K. Fish | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 7 | Elect Paul E. Gagne | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 8 | Elect Dain M. Hancock | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 9 | Elect Charles D. Powell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 10 | Elect Lloyd G. Trotter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 11 | Elect James L. Ziemer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 12 | Approval of 2015 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 20150422 | Annual | TXT | 883203101 | 16 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 1.1 | Elect Robert I. Toll | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 1.2 | Elect Bruce E. Toll | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 1.3 | Elect Douglas C. Yearley, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 1.4 | Elect Robert S. Blank | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 1.5 | Elect Edward G. Boehne | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 1.6 | Elect Richard J. Braemer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 1.7 | Elect Christine N. Garvey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 1.8 | Elect Carl B. Marbach | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 1.9 | Elect Stephen Novick | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 1.10 | Elect Paul E. Shapiro | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 20150310 | Annual | TOL | 889478103 | 4 | Senior Officer Bonus Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 20150415 | Annual | UMPQ | 904214103 | 1 | Elect Ellen R. M. Boyer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 20150415 | Annual | UMPQ | 904214103 | 2 | Elect Raymond P. Davis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 20150415 | Annual | UMPQ | 904214103 | 3 | Elect Robert C. Donegan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 20150415 | Annual | UMPQ | 904214103 | 4 | Elect C. Webb Edwards | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 20150415 | Annual | UMPQ | 904214103 | 5 | Elect Peggy Y. Fowler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 20150415 | Annual | UMPQ | 904214103 | 6 | Elect Stephen M. Gambee | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 20150415 | Annual | UMPQ | 904214103 | 7 | Elect James S. Greene | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 20150415 | Annual | UMPQ | 904214103 | 8 | Elect Luis F. Machuca | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 20150415 | Annual | UMPQ | 904214103 | 9 | Elect Maria M. Pope | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 20150415 | Annual | UMPQ | 904214103 | 10 | Elect Susan F. Stevens | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 20150415 | Annual | UMPQ | 904214103 | 11 | Elect Hilliard C. Terry III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 20150415 | Annual | UMPQ | 904214103 | 12 | Elect Bryan L. Timm | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 20150415 | Annual | UMPQ | 904214103 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 20150415 | Annual | UMPQ | 904214103 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Vulcan Materials Company | 20150508 | Annual | VMC | 929160109 | 1 | Elect Thomas A. Fanning | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Vulcan Materials Company | 20150508 | Annual | VMC | 929160109 | 2 | Elect J. Thomas Hill | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Vulcan Materials Company | 20150508 | Annual | VMC | 929160109 | 3 | Elect Cynthia L. Hostetler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Vulcan Materials Company | 20150508 | Annual | VMC | 929160109 | 4 | Elect Richard T. O’Brien | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Vulcan Materials Company | 20150508 | Annual | VMC | 929160109 | 5 | Elect Elaine L. Chao | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Vulcan Materials Company | 20150508 | Annual | VMC | 929160109 | 6 | Elect Donald B. Rice | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Vulcan Materials Company | 20150508 | Annual | VMC | 929160109 | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Vulcan Materials Company | 20150508 | Annual | VMC | 929160109 | 8 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 1 | Elect Kathleen A. Cote | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 2 | Elect Henry T. DeNero | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 3 | Elect Michael D. Lambert | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 4 | Elect Len J. Lauer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 5 | Elect Matthew E. Massengill | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 6 | Elect Stephen D. Milligan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 7 | Elect Thomas E. Pardun | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 8 | Elect Paula A. Price | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 9 | Elect Masahiro Yamamura | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 20141105 | Annual | WDC | 958102105 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 20150220 | Special | WIN | 97382A101 | 1 | Reverse Stock Split | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 20150220 | Special | WIN | 97382A101 | 2 | In Connection with Spin-Off, Remove Voting Requirement in Subsidiary’s Certificate of Incorporation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 20150220 | Special | WIN | 97382A101 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 20150514 | Annual | WIN | 97382A101 | 1 | Elect Carol B. Armitage | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 20150514 | Annual | WIN | 97382A101 | 2 | Elect Samuel E. Beall III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 20150514 | Annual | WIN | 97382A101 | 3 | Elect Francis X. Frantz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 20150514 | Annual | WIN | 97382A101 | 4 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 20150514 | Annual | WIN | 97382A101 | 5 | Elect Judy K. Jones | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 20150514 | Annual | WIN | 97382A101 | 6 | Elect William G. LaPerch | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 20150514 | Annual | WIN | 97382A101 | 7 | Elect William A. Montgomery | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 20150514 | Annual | WIN | 97382A101 | 8 | Elect Michael G. Stoltz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 20150514 | Annual | WIN | 97382A101 | 9 | Elect Anthony W. Thomas | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 20150514 | Annual | WIN | 97382A101 | 10 | Elect Alan L. Wells | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 20150514 | Annual | WIN | 97382A101 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 20150514 | Annual | WIN | 97382A101 | 12 | Enable Shareholders to Call a Special Meeting | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 20150514 | Annual | WIN | 97382A101 | 13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 20150514 | Annual | WIN | 97382A101 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Worthington Industries, Inc. | 20140925 | Annual | �� | WOR | 981811102 | 1.1 | Elect Michael J. Endres | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Worthington Industries, Inc. | 20140925 | Annual | WOR | 981811102 | 1.2 | Elect Ozey K. Horton, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Worthington Industries, Inc. | 20140925 | Annual | WOR | 981811102 | 1.3 | Elect Peter Karmanos, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Worthington Industries, Inc. | 20140925 | Annual | WOR | 981811102 | 1.4 | Elect Carl A. Nelson, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Worthington Industries, Inc. | 20140925 | Annual | WOR | 981811102 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Worthington Industries, Inc. | 20140925 | Annual | WOR | 981811102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 2 | Allocation of Profits | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 3 | Dividends from Reserves | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 4 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 5 | Appointment of Statutory Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 6 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 7 | Appointment of Special Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 8 | Elect Evan G. Greenberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 9 | Elect Robert M. Hernandez | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 10 | Elect Michael G. Atieh | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 11 | Elect Mary A. Cirillo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 12 | Elect Michael P. Connors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 13 | Elect John A. Edwardson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 14 | Elect Peter Menikoff | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 15 | Elect Leo F. Mullin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 16 | Elect Kimberly Ross | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 17 | Elect Robert W. Scully | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 18 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 19 | Elect Theodore Shasta | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 20 | Elect David H. Sidwell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 21 | Elect Olivier Steimer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 22 | Elect Evan G. Greenberg as chairman of the board | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 23 | Elect Michael P. Connors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 24 | Elect Mary A. Cirillo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 25 | Elect John A. Edwardson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 26 | Elect Robert M. Hernandez | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 27 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 28 | Amendments to Articles Relating to VeguV (General Amendments) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 29 | Amendments to Articles Relating to VeguV (Compensation Provisions) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 30 | Compensation of the Board until the Next AGM | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 31 | Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 32 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ACE Limited | 20150521 | Annual | ACE | H0023R105 | 33 | Additional or Miscellanious Proposals | ShrHoldr | For | Against | Against | Voted | ||||||||||||
TCW Select Equities Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 1 | Elect Paul M. Bisaro | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 2 | Elect Nesli Basgoz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 3 | Elect James H. Bloem | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 4 | Elect Christopher W. Bodine | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 6 | Elect Michael R. Gallagher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 7 | Elect Catherine M. Klema | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 8 | Elect Peter J. McDonnell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 9 | Elect Patrick J. O’Sullivan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 10 | Elect Brenton L. Saunders | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 11 | Elect Ronald R. Taylor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 12 | Elect Fred G. Weiss | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 15 | Name Change to Allergan plc | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 16 | Approval of the Amended 2013 Incentive Award Plan | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Select Equities Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 17 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Select Equities Fund | Actavis plc | 20150605 | Annual | ACT | G0083B108 | 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 20150506 | Annual | ALXN | 015351109 | 1 | Elect Leonard Bell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 20150506 | Annual | ALXN | 015351109 | 2 | Elect David R. Brennan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 20150506 | Annual | ALXN | 015351109 | 3 | Elect M. Michele Burns | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 20150506 | Annual | ALXN | 015351109 | 4 | Elect Christopher J. Coughlin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 20150506 | Annual | ALXN | 015351109 | 5 | Elect David Hallal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 20150506 | Annual | ALXN | 015351109 | 6 | Elect John T. Mollen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 20150506 | Annual | ALXN | 015351109 | 7 | Elect R. Douglas Norby | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 20150506 | Annual | ALXN | 015351109 | 8 | Elect Alvin S. Parven | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 20150506 | Annual | ALXN | 015351109 | 9 | Elect Andreas Rummelt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 20150506 | Annual | ALXN | 015351109 | 10 | Elect Ann M. Veneman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 20150506 | Annual | ALXN | 015351109 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 20150506 | Annual | ALXN | 015351109 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 20150506 | Annual | ALXN | 015351109 | 13 | Approval of 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 20150506 | Annual | ALXN | 015351109 | 14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 20150506 | Annual | ALXN | 015351109 | 15 | Shareholder Proposal Regarding Right To Call A Special Meeting | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Select Equities Fund | Allergan, Inc. | 20150310 | Special | AGN | 018490102 | 1 | Merger/Acquisition | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Allergan, Inc. | 20150310 | Special | AGN | 018490102 | 2 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Allergan, Inc. | 20150310 | Special | AGN | 018490102 | 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 20150610 | Annual | AMZN | 023135106 | 1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 20150610 | Annual | AMZN | 023135106 | 2 | Elect Tom A. Alberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 20150610 | Annual | AMZN | 023135106 | 3 | Elect John Seely Brown | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 20150610 | Annual | AMZN | 023135106 | 4 | Elect William B. Gordon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 20150610 | Annual | AMZN | 023135106 | 5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 20150610 | Annual | AMZN | 023135106 | 6 | Elect Judith A McGrath | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 20150610 | Annual | AMZN | 023135106 | 7 | Elect Alain Monie | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 20150610 | Annual | AMZN | 023135106 | 8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 20150610 | Annual | AMZN | 023135106 | 9 | Elect Thomas O. Ryder | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 20150610 | Annual | AMZN | 023135106 | 10 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 20150610 | Annual | AMZN | 023135106 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 20150610 | Annual | AMZN | 023135106 | 12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 20150610 | Annual | AMZN | 023135106 | 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 20150610 | Annual | AMZN | 023135106 | 14 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 20150610 | Annual | AMZN | 023135106 | 15 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Select Equities Fund | American Tower Corporation | 20150520 | Annual | AMT | 03027X100 | 1 | Elect Raymond P. Dolan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | American Tower Corporation | 20150520 | Annual | AMT | 03027X100 | 2 | Elect Carolyn Katz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | American Tower Corporation | 20150520 | Annual | AMT | 03027X100 | 3 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | American Tower Corporation | 20150520 | Annual | AMT | 03027X100 | 4 | Elect Craig Macnab | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | American Tower Corporation | 20150520 | Annual | AMT | 03027X100 | 5 | Elect JoAnn A. Reed | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | American Tower Corporation | 20150520 | Annual | AMT | 03027X100 | 6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | American Tower Corporation | 20150520 | Annual | AMT | 03027X100 | 7 | Elect David E. Sharbutt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | American Tower Corporation | 20150520 | Annual | AMT | 03027X100 | 8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Select Equities Fund | American Tower Corporation | 20150520 | Annual | AMT | 03027X100 | 9 | Elect Samme L. Thompson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | American Tower Corporation | 20150520 | Annual | AMT | 03027X100 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | American Tower Corporation | 20150520 | Annual | AMT | 03027X100 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 4 | Elect John LIU Yun | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 5 | Elect Stuart Chambers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 6 | Elect Simon Segars | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 7 | Elect Andy Green | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 8 | Elect Larry Hirst | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 9 | Elect Mike Muller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 10 | Elect Kathleen O’Donovan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 11 | Elect Janice Roberts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 12 | Elect Tim Score | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 20150430 | Annual | ARM | 042068106 | 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Select Equities Fund | Athenahealth, Inc. | 20150610 | Annual | ATHN | 04685W103 | 1.1 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Athenahealth, Inc. | 20150610 | Annual | ATHN | 04685W103 | 1.2 | Elect David E. Robinson | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Select Equities Fund | Athenahealth, Inc. | 20150610 | Annual | ATHN | 04685W103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Athenahealth, Inc. | 20150610 | Annual | ATHN | 04685W103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 1.2 | Elect Michael Grey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 1.5 | Elect V. Bryan Lawlis, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 1.6 | Elect Richard A. Meier | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 1.7 | Elect Alan J. Lewis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 1.8 | Elect William D. Young | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 1.9 | Elect Kenneth M. Bate | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 1.10 | Elect Dennis J. Slamon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 2 | Amendment to the 2006 Share Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 20150609 | Annual | BMRN | 09061G101 | 5 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Select Equities Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 1.2 | Elect Richard W. Barker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 1.3 | Elect Michael W. Bonney | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting Date | Meeting Type | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management Recommendation | Vote Cast | For/Against Management | Voted | ||||||||||||
TCW Select Equities Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 1.4 | Elect Michael D. Casey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 1.5 | Elect Carrie S. Cox | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 1.6 | Elect Michael A. Friedman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 1.8 | Elect James J. Loughlin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 1.9 | Elect Ernest Mario | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Celgene Corporation | 20150617 | Annual | CELG | 151020104 | 5 | Shareholder Proposal Regarding Drug Pricing Report | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Select Equities Fund | Cerner Corporation | 20150522 | Annual | CERN | 156782104 | 1 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Cerner Corporation | 20150522 | Annual | CERN | 156782104 | 2 | Elect Clifford W. Illig | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Cerner Corporation | 20150522 | Annual | CERN | 156782104 | 3 | Elect William B. Neaves | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Cerner Corporation | 20150522 | Annual | CERN | 156782104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Cerner Corporation | 20150522 | Annual | CERN | 156782104 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Cerner Corporation | 20150522 | Annual | CERN | 156782104 | 6 | Amendment to the Performance-Based Compensation Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Cerner Corporation | 20150522 | Annual | CERN | 156782104 | 7 | Amendment to the 2011 Omnibus Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 20150513 | Annual | SCHW | 808513105 | 1 | Elect Nancy H. Bechtle | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 20150513 | Annual | SCHW | 808513105 | 2 | Elect Walter W. Bettinger II | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 20150513 | Annual | SCHW | 808513105 | 3 | Elect C. Preston Butcher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 20150513 | Annual | SCHW | 808513105 | 4 | Elect Christopher V. Dodds | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 20150513 | Annual | SCHW | 808513105 | 5 | Elect Mark A. Goldfarb | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 20150513 | Annual | SCHW | 808513105 | 6 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 20150513 | Annual | SCHW | 808513105 | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 20150513 | Annual | SCHW | 808513105 | 8 | APPROVAL OF CORPORATE EXECUTIVE BONUS PLAN | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 20150513 | Annual | SCHW | 808513105 | 9 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 20150513 | Annual | SCHW | 808513105 | 10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 20150513 | Annual | SCHW | 808513105 | 11 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 20150513 | Annual | SCHW | 808513105 | 12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 20150513 | Annual | SCHW | 808513105 | 13 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 20150513 | Annual | CMG | 169656105 | 1.1 | Elect John S. Charlesworth | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 20150513 | Annual | CMG | 169656105 | 1.2 | Elect Kimbal Musk | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 20150513 | Annual | CMG | 169656105 | 1.3 | Elect Montgomery F. Moran | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 20150513 | Annual | CMG | 169656105 | 1.4 | Elect Patrick J. Flynn | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 20150513 | Annual | CMG | 169656105 | 1.5 | Elect Steve Ells | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 20150513 | Annual | CMG | 169656105 | 1.6 | Elect Stephen E. Gillett | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 20150513 | Annual | CMG | 169656105 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 20150513 | Annual | CMG | 169656105 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 20150513 | Annual | CMG | 169656105 | 4 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 20150513 | Annual | CMG | 169656105 | 5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 20150513 | Annual | CMG | 169656105 | 6 | Elimination of Supermajority Requirements | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 20150513 | Annual | CMG | 169656105 | 7 | Amend Bylaws to Provide for Proxy Access | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 20150513 | Annual | CMG | 169656105 | 8 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 20150513 | Annual | CMG | 169656105 | 9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 20150513 | Annual | CMG | 169656105 | 10 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 20150513 | Annual | CMG | 169656105 | 11 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 20150513 | Annual | CMG | 169656105 | 12 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Select Equities Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 1.1 | Elect Jeffrey H. Brotman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 1.2 | Elect Daniel J. Evans | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 1.3 | Elect Richard A. Galanti | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 1.4 | Elect Jeffrey S. Raikes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 1.5 | Elect James D. Sinegal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 4 | Amendment to the Stock incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 5 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 6 | Elimination of Supermajority Requirement for Amending Requirement that Directors BE Removed For Cause | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Costco Wholesale Corporation | 20150129 | Annual | COST | 22160K105 | 7 | Shareholder Proposal Regarding Director Tenure | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 20150527 | Annual | EQIX | 29444U700 | 1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 20150527 | Annual | EQIX | 29444U700 | 1.2 | Elect Gary F. Hromadko | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 20150527 | Annual | EQIX | 29444U700 | 1.3 | Elect Scott Kriens | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 20150527 | Annual | EQIX | 29444U700 | 1.4 | Elect William Luby | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 20150527 | Annual | EQIX | 29444U700 | 1.5 | Elect Irving F. Lyons III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 20150527 | Annual | EQIX | 29444U700 | 1.6 | Elect Christopher B. Paisley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 20150527 | Annual | EQIX | 29444U700 | 1.7 | Elect Stephen M. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 20150527 | Annual | EQIX | 29444U700 | 1.8 | Elect Peter F. Van Camp | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 20150527 | Annual | EQIX | 29444U700 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 20150527 | Annual | EQIX | 29444U700 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Facebook Inc. | 20150611 | Annual | FB | 30303M102 | 1.1 | Elect Marc L. Andreessen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Facebook Inc. | 20150611 | Annual | FB | 30303M102 | 1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Facebook Inc. | 20150611 | Annual | FB | 30303M102 | 1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Facebook Inc. | 20150611 | Annual | FB | 30303M102 | 1.4 | Elect Reed Hastings | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Facebook Inc. | 20150611 | Annual | FB | 30303M102 | 1.5 | Elect Jan Koum | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Facebook Inc. | 20150611 | Annual | FB | 30303M102 | 1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Facebook Inc. | 20150611 | Annual | FB | 30303M102 | 1.7 | Elect Peter A. Thiel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Facebook Inc. | 20150611 | Annual | FB | 30303M102 | 1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Facebook Inc. | 20150611 | Annual | FB | 30303M102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Facebook Inc. | 20150611 | Annual | FB | 30303M102 | 3 | Re-approval of 2012 Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Facebook Inc. | 20150611 | Annual | FB | 30303M102 | 4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Select Equities Fund | Facebook Inc. | 20150611 | Annual | FB | 30303M102 | 5 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Select Equities Fund | Facebook Inc. | 20150611 | Annual | FB | 30303M102 | 6 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Select Equities Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 1 | Elect A. Blaine Bowman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 2 | Elect Karin Eastham | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 3 | Elect Jay T. Flatley | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Select Equities Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 4 | Elect Jeffrey T. Huber | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 5 | Elect William H. Rastetter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 6 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 8 | 2015 Stock and Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | LinkedIn Corporation | 20150603 | Annual | LNKD | 53578A108 | 1.1 | Elect Leslie Kilgore | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | LinkedIn Corporation | 20150603 | Annual | LNKD | 53578A108 | 1.2 | Elect Jeffrey Weiner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | LinkedIn Corporation | 20150603 | Annual | LNKD | 53578A108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | LinkedIn Corporation | 20150603 | Annual | LNKD | 53578A108 | 3 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | LinkedIn Corporation | 20150603 | Annual | LNKD | 53578A108 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | LinkedIn Corporation | 20150603 | Annual | LNKD | 53578A108 | 5 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | N/A | Against | N/A | Voted | ||||||||||||
TCW Select Equities Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 1 | Elect Steven M. Altschuler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 2 | Elect Howard B. Bernick | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 4 | Elect Anna C. Catalano | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 5 | Elect Celeste A. Clark | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 6 | Elect James M. Cornelius | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 7 | Elect Stephen W. Golsby | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 8 | Elect Michael Grobstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 11 | Elect Michael A. Sherman | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Select Equities Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 12 | Elect Elliott Sigal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 13 | Elect Robert Singer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 15 | Approval of Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mead Johnson Nutrition Company | 20150430 | Annual | MJN | 582839106 | 16 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 2 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 4 | Elect Amnon Shashua | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 5 | Elect Ziv Aviram | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 6 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 7 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 1 | Elect Mark Donegan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 2 | Elect Don R. Graber | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 3 | Elect Lester L. Lyles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 4 | Elect Daniel J. Murphy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 5 | Elect Vernon E. Oechsle | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 6 | Elect Rick Schmidt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 7 | Elect Richard L. Wambold | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 8 | Elect Timothy A. Wicks | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Select Equities Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Precision Castparts Corp. | 20140812 | Annual | PCP | 740189105 | 11 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 20150604 | Annual | PCLN | 741503403 | 1.1 | Elect Tim Armstrong | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 20150604 | Annual | PCLN | 741503403 | 1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 20150604 | Annual | PCLN | 741503403 | 1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 20150604 | Annual | PCLN | 741503403 | 1.4 | Elect Jan L. Docter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 20150604 | Annual | PCLN | 741503403 | 1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 20150604 | Annual | PCLN | 741503403 | 1.6 | Elect James M. Guyette | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 20150604 | Annual | PCLN | 741503403 | 1.7 | Elect Darren R. Huston | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 20150604 | Annual | PCLN | 741503403 | 1.8 | Elect Charles H. Noski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 20150604 | Annual | PCLN | 741503403 | 1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 20150604 | Annual | PCLN | 741503403 | 1.10 | Elect Thomas E. Rothman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 20150604 | Annual | PCLN | 741503403 | 1.11 | Elect Craig W. Rydin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 20150604 | Annual | PCLN | 741503403 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 20150604 | Annual | PCLN | 741503403 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 20150604 | Annual | PCLN | 741503403 | 4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 20150604 | Annual | PCLN | 741503403 | 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Select Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 1 | Elect Barbara T. Alexander | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 4 | Elect Susan Hockfield | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 5 | Elect Thomas W. Horton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 6 | Elect Paul E. Jacobs | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 7 | Elect Sherry Lansing | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 8 | Elect Harish M. Manwani | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Select Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 9 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 10 | Elect Duane A. Nelles | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 11 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 12 | Elect Francisco Ros | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 13 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 14 | Elect Brent Scowcroft | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 15 | Elect Marc I. Stern | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 16 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 17 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | QUALCOMM Incorporated | 20150309 | Annual | QCOM | 747525103 | 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 20150604 | Annual | CRM | 79466L302 | 1 | Elect Marc R. Benioff | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 20150604 | Annual | CRM | 79466L302 | 2 | Elect Keith G. Block | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 20150604 | Annual | CRM | 79466L302 | 3 | Elect Craig A. Conway | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 20150604 | Annual | CRM | 79466L302 | 4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 20150604 | Annual | CRM | 79466L302 | 5 | Elect Colin L. Powell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 20150604 | Annual | CRM | 79466L302 | 6 | Elect Sanford R. Robertson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 20150604 | Annual | CRM | 79466L302 | 7 | Elect John V. Roos | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 20150604 | Annual | CRM | 79466L302 | 8 | Elect Lawrence J. Tomlinson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 20150604 | Annual | CRM | 79466L302 | 9 | Elect Robin L. Washington | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 20150604 | Annual | CRM | 79466L302 | 10 | Elect Maynard G. Webb | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 20150604 | Annual | CRM | 79466L302 | 11 | Elect Susan D. Wojcicki | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 20150604 | Annual | CRM | 79466L302 | 12 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 20150604 | Annual | CRM | 79466L302 | 13 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 20150604 | Annual | CRM | 79466L302 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 20150604 | Annual | CRM | 79466L302 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Select Equities Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 1 | Elect Peter L.S. Currie | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 2 | Elect K. Vaman Kamath | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 4 | Elect Paal Kibsgaard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 6 | Elect Michael E. Marks | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 7 | Elect Indra K. Nooyi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 8 | Elect Lubna S. Olayan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 9 | Elect Leo Rafael Reif | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 10 | Elect Tore I. Sandvold | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 11 | Elect Henri Seydoux | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Schlumberger Ltd. (Netherlands Antilles) | 20150408 | Annual | SLB | 806857108 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Select Equities Fund | ServiceNow Inc. | 20150610 | Annual | NOW | 81762P102 | 1.1 | Elect Douglas Leone | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ServiceNow Inc. | 20150610 | Annual | NOW | 81762P102 | 1.2 | Elect Frederic B. Luddy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ServiceNow Inc. | 20150610 | Annual | NOW | 81762P102 | 1.3 | Elect Jeffrey A. Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ServiceNow Inc. | 20150610 | Annual | NOW | 81762P102 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ServiceNow Inc. | 20150610 | Annual | NOW | 81762P102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 1.1 | Elect Susan L. Bostrom | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 1.2 | Elect Charles H. Giancarlo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 1.3 | Elect Anita M. Sands | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 1.4 | Elect William L. Strauss | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW Select Equities Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Splunk Inc. | 20150611 | Annual | SPLK | 848637104 | 1 | Elect Stephen G. Newberry | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Splunk Inc. | 20150611 | Annual | SPLK | 848637104 | 2 | Elect Graham V. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Splunk Inc. | 20150611 | Annual | SPLK | 848637104 | 3 | Elect Godfrey R. Sullivan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Splunk Inc. | 20150611 | Annual | SPLK | 848637104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Splunk Inc. | 20150611 | Annual | SPLK | 848637104 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 20150318 | Annual | SBUX | 855244109 | 1 | Elect Howard Schultz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 20150318 | Annual | SBUX | 855244109 | 2 | Elect William W. Bradley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 20150318 | Annual | SBUX | 855244109 | 3 | Elect Robert M. Gates | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 20150318 | Annual | SBUX | 855244109 | 4 | Elect Mellody Hobson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 20150318 | Annual | SBUX | 855244109 | 5 | Elect Kevin R. Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 20150318 | Annual | SBUX | 855244109 | 6 | Elect Olden Lee | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 20150318 | Annual | SBUX | 855244109 | 7 | Elect Joshua C. Ramo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 20150318 | Annual | SBUX | 855244109 | 8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 20150318 | Annual | SBUX | 855244109 | 9 | Elect Clara Shih | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 20150318 | Annual | SBUX | 855244109 | 10 | Elect Javier G. Teruel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 20150318 | Annual | SBUX | 855244109 | 11 | Elect Myron E. Ullman III | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 20150318 | Annual | SBUX | 855244109 | 12 | Elect Craig E. Weatherup | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 20150318 | Annual | SBUX | 855244109 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 20150318 | Annual | SBUX | 855244109 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 20150318 | Annual | SBUX | 855244109 | 15 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 20150318 | Annual | SBUX | 855244109 | 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW Select Equities Fund | Tiffany & Co. | 20150528 | Annual | TIF | 886547108 | 1 | Elect Michael J. Kowalski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Tiffany & Co. | 20150528 | Annual | TIF | 886547108 | 2 | Elect Rose Marie Bravo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Tiffany & Co. | 20150528 | Annual | TIF | 886547108 | 3 | Elect Gary E. Costley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Tiffany & Co. | 20150528 | Annual | TIF | 886547108 | 4 | Elect Frederic P. Cumenal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Tiffany & Co. | 20150528 | Annual | TIF | 886547108 | 5 | Elect Lawrence K. Fish | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Tiffany & Co. | 20150528 | Annual | TIF | 886547108 | 6 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Tiffany & Co. | 20150528 | Annual | TIF | 886547108 | 7 | Elect Charles K. Marquis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Tiffany & Co. | 20150528 | Annual | TIF | 886547108 | 8 | Elect Peter W. May | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Tiffany & Co. | 20150528 | Annual | TIF | 886547108 | 9 | Elect William A. Shutzer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Tiffany & Co. | 20150528 | Annual | TIF | 886547108 | 10 | Elect Robert Singer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Tiffany & Co. | 20150528 | Annual | TIF | 886547108 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Tiffany & Co. | 20150528 | Annual | TIF | 886547108 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.1 | Elect Kevin A. Plank | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.2 | Elect Byron K. Adams, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.3 | Elect George W. Bodenheimer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.4 | Elect Douglas E. Coltharp | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.5 | Elect Anthony W. Deering | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.6 | Elect Karen W. Katz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.7 | Elect Alvin B. Krongard | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.8 | Elect William R. McDermott | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.9 | Elect Eric T. Olson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.10 | Elect Harvey L. Sanders | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 3 | Amendment to the 2005 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Visa Inc. | 20150128 | Annual | V | 92826C839 | 1 | Elect Mary B. Cranston | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Visa Inc. | 20150128 | Annual | V | 92826C839 | 2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Visa Inc. | 20150128 | Annual | V | 92826C839 | 3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Visa Inc. | 20150128 | Annual | V | 92826C839 | 4 | Elect Robert W. Matschullat | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Visa Inc. | 20150128 | Annual | V | 92826C839 | 5 | Elect Cathy E. Minehan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Visa Inc. | 20150128 | Annual | V | 92826C839 | 6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Visa Inc. | 20150128 | Annual | V | 92826C839 | 7 | Elect David J. Pang | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Visa Inc. | 20150128 | Annual | V | 92826C839 | 8 | Elect Charles W. Scharf | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Visa Inc. | 20150128 | Annual | V | 92826C839 | 9 | Elect William S. Shanahan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Visa Inc. | 20150128 | Annual | V | 92826C839 | 10 | Elect John A.C. Swainson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Visa Inc. | 20150128 | Annual | V | 92826C839 | 11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Visa Inc. | 20150128 | Annual | V | 92826C839 | 12 | Amendments to Articles Regarding Stock Splits | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Visa Inc. | 20150128 | Annual | V | 92826C839 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Visa Inc. | 20150128 | Annual | V | 92826C839 | 14 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Visa Inc. | 20150128 | Annual | V | 92826C839 | 15 | Eliminate Supermajority Requirement for Exiting Core Payment Business | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Visa Inc. | 20150128 | Annual | V | 92826C839 | 16 | Eliminate Supermajority Requirement for Amendments to Certificate of Incorporation | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Select Equities Fund | Visa Inc. | 20150128 | Annual | V | 92826C839 | 17 | Eliminate Supermajority Requirement for Approval of Exceptions to Transfer Restrictions | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Visa Inc. | 20150128 | Annual | V | 92826C839 | 18 | Eliminate Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Visa Inc. | 20150128 | Annual | V | 92826C839 | 19 | Eliminate Supermajority Requirement for Amendments to Advance Notice Provisions | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Visa Inc. | 20150128 | Annual | V | 92826C839 | 20 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Short Term Bond Fund | Morgan Stanley Mortgage Securities Trust | 20150420 | Consent | MTGAX | 61748HBF7 | 1 | TO SUPPORT THE ACTIONS DESCRIBED IN THE EXPLANATORY MEMORANDUM | Mgmt | N/A | TNA | N/A | Take No Action | ||||||||||||
TCW Small Cap Growth Fund | Altra Holdings, Inc. | 20150430 | Annual | AIMC | 02208R106 | 1.1 | Elect Edmund M. Carpenter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Altra Holdings, Inc. | 20150430 | Annual | AIMC | 02208R106 | 1.2 | Elect Carl R. Christenson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Altra Holdings, Inc. | 20150430 | Annual | AIMC | 02208R106 | 1.3 | Elect Lyle G. Ganske | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Altra Holdings, Inc. | 20150430 | Annual | AIMC | 02208R106 | 1.4 | Elect Michael S. Lipscomb | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Altra Holdings, Inc. | 20150430 | Annual | AIMC | 02208R106 | 1.5 | Elect Larry McPherson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Altra Holdings, Inc. | 20150430 | Annual | AIMC | 02208R106 | 1.6 | Elect Thomas W. Swidarski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Altra Holdings, Inc. | 20150430 | Annual | AIMC | 02208R106 | 1.7 | Elect James H. Woodward, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Altra Holdings, Inc. | 20150430 | Annual | AIMC | 02208R106 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Altra Holdings, Inc. | 20150430 | Annual | AIMC | 02208R106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.1 | Elect Molly F. Ashby | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.2 | Elect John M. Foraker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.3 | Elect Robert W. Black | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.4 | Elect Julie D. Klapstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.5 | Elect Lawrence S. Peiros | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.6 | Elect Bettina M. Whyte | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.7 | Elect Billie Ida Williamson | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Arista Networks, Inc. | 20150601 | Annual | ANET | 040413106 | 1.1 | Elect Andreas Bechtolsheim | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Arista Networks, Inc. | 20150601 | Annual | ANET | 040413106 | 1.2 | Elect Jayshree Ullal | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Arista Networks, Inc. | 20150601 | Annual | ANET | 040413106 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.1 | Elect Dominic P. Orr | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.2 | Elect Keerti Melkote | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.3 | Elect Bernard Guidon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.4 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.5 | Elect Michael R. Kourey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.6 | Elect Willem P. Roelandts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.7 | Elect Juergen Rottler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.8 | Elect Daniel J. Warmenhoven | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Asbury Automotive Group, Inc. | 20150415 | Annual | ABG | 043436104 | 1.1 | Elect Dennis E. Clements | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Asbury Automotive Group, Inc. | 20150415 | Annual | ABG | 043436104 | 1.2 | Elect Eugene S. Katz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Asbury Automotive Group, Inc. | 20150415 | Annual | ABG | 043436104 | 1.3 | Elect Scott Thompson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Asbury Automotive Group, Inc. | 20150415 | Annual | ABG | 043436104 | 2 | Advisory Approval of Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Asbury Automotive Group, Inc. | 20150415 | Annual | ABG | 043436104 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Athenahealth, Inc. | 20150610 | Annual | ATHN | 04685W103 | 1.1 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Athenahealth, Inc. | 20150610 | Annual | ATHN | 04685W103 | 1.2 | Elect David E. Robinson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Athenahealth, Inc. | 20150610 | Annual | ATHN | 04685W103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Athenahealth, Inc. | 20150610 | Annual | ATHN | 04685W103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 1.1 | Elect Michael H. Carrel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 1.2 | Elect Mark A. Collar | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 1.3 | Elect Scott W. Drake | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 1.4 | Elect Michael D. Hooven | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 1.5 | Elect Richard M. Johnston | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 1.6 | Elect Elizabeth D. Krell | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 1.7 | Elect Mark R. Lanning | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 1.8 | Elect Karen P. Robards | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 1.9 | Elect Robert S. White | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Atrion Corporation | 20150521 | Annual | ATRI | 049904105 | 1.1 | Elect Hugh J. Morgan, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Atrion Corporation | 20150521 | Annual | ATRI | 049904105 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Atrion Corporation | 20150521 | Annual | ATRI | 049904105 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Barrett Business Services, Inc. | 20150527 | Annual | BBSI | 068463108 | 1 | Elect Thomas J. Carley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Barrett Business Services, Inc. | 20150527 | Annual | BBSI | 068463108 | 2 | Elect Michael L. Elich | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Barrett Business Services, Inc. | 20150527 | Annual | BBSI | 068463108 | 3 | Elect James B. Hicks | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Barrett Business Services, Inc. | 20150527 | Annual | BBSI | 068463108 | 4 | Elect Rodger L. Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Barrett Business Services, Inc. | 20150527 | Annual | BBSI | 068463108 | 5 | Elect Jon L. Justesen | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Barrett Business Services, Inc. | 20150527 | Annual | BBSI | 068463108 | 6 | Elect Anthony Meeker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Barrett Business Services, Inc. | 20150527 | Annual | BBSI | 068463108 | 7 | 2015 Stock Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Barrett Business Services, Inc. | 20150527 | Annual | BBSI | 068463108 | 8 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Barrett Business Services, Inc. | 20150527 | Annual | BBSI | 068463108 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Benefitfocus Inc | 20150612 | Annual | BNFT | 08180D106 | 1.1 | Elect Mason R Holland, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Benefitfocus Inc | 20150612 | Annual | BNFT | 08180D106 | 1.2 | Elect Ann H. Lamont | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Benefitfocus Inc | 20150612 | Annual | BNFT | 08180D106 | 1.3 | Elect Stephen M. Swad | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | BJ’s Restaurants, Inc. | 20150602 | Annual | BJRI | 09180C106 | 1.1 | Elect Peter A. Bassi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | BJ’s Restaurants, Inc. | 20150602 | Annual | BJRI | 09180C106 | 1.2 | Elect Larry D. Bouts | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | BJ’s Restaurants, Inc. | 20150602 | Annual | BJRI | 09180C106 | 1.3 | Elect James A. Dal Pozzo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | BJ’s Restaurants, Inc. | 20150602 | Annual | BJRI | 09180C106 | 1.4 | Elect Gerald W. Deitchle | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | BJ’s Restaurants, Inc. | 20150602 | Annual | BJRI | 09180C106 | 1.5 | Elect Noah Elbogen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | BJ’s Restaurants, Inc. | 20150602 | Annual | BJRI | 09180C106 | 1.6 | Elect Mark A. McEachen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | BJ’s Restaurants, Inc. | 20150602 | Annual | BJRI | 09180C106 | 1.7 | Elect Wesley A. Nichols | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | BJ’s Restaurants, Inc. | 20150602 | Annual | BJRI | 09180C106 | 1.8 | Elect Lea Anne S. Ottinger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | BJ’s Restaurants, Inc. | 20150602 | Annual | BJRI | 09180C106 | 1.9 | Elect Gregory A. Trojan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | BJ’s Restaurants, Inc. | 20150602 | Annual | BJRI | 09180C106 | 1.10 | Elect Patrick Walsh | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | BJ’s Restaurants, Inc. | 20150602 | Annual | BJRI | 09180C106 | 2 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | BJ’s Restaurants, Inc. | 20150602 | Annual | BJRI | 09180C106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | BJ’s Restaurants, Inc. | 20150602 | Annual | BJRI | 09180C106 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Boston Beer Company, Inc. | 20150527 | Annual | SAM | 100557107 | 1.1 | Elect David A. Burwick | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Boston Beer Company, Inc. | 20150527 | Annual | SAM | 100557107 | 1.2 | Elect Pearson C. Cummin, III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Boston Beer Company, Inc. | 20150527 | Annual | SAM | 100557107 | 1.3 | Elect Jean-Michel Valette | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Boston Beer Company, Inc. | 20150527 | Annual | SAM | 100557107 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Box Inc | 20150623 | Annual | BOX | 10316T104 | 1 | Elect Dana Evan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Box Inc | 20150623 | Annual | BOX | 10316T104 | 2 | Elect Steven M. Krausz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Box Inc | 20150623 | Annual | BOX | 10316T104 | 3 | Elect Aaron Levie | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Box Inc | 20150623 | Annual | BOX | 10316T104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Cepheid | 20150428 | Annual | CPHD | 15670R107 | 1 | Elect John L. Bishop | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Cepheid | 20150428 | Annual | CPHD | 15670R107 | 2 | Elect Thomas D. Brown | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Cepheid | 20150428 | Annual | CPHD | 15670R107 | 3 | Elect Wayne G. Paterson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Cepheid | 20150428 | Annual | CPHD | 15670R107 | 4 | 2015 Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Cepheid | 20150428 | Annual | CPHD | 15670R107 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Cepheid | 20150428 | Annual | CPHD | 15670R107 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Chart Industries, Inc. | 20150528 | Annual | GTLS | 16115Q308 | 1.1 | Elect Samuel F. Thomas | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Chart Industries, Inc. | 20150528 | Annual | GTLS | 16115Q308 | 1.2 | Elect W. Douglas Brown | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Chart Industries, Inc. | 20150528 | Annual | GTLS | 16115Q308 | 1.3 | Elect Richard E. Goodrich | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Chart Industries, Inc. | 20150528 | Annual | GTLS | 16115Q308 | 1.4 | Elect Terrence J. Keating | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Chart Industries, Inc. | 20150528 | Annual | GTLS | 16115Q308 | 1.5 | Elect Steven W. Krablin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Chart Industries, Inc. | 20150528 | Annual | GTLS | 16115Q308 | 1.6 | Elect Michael W. Press | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Chart Industries, Inc. | 20150528 | Annual | GTLS | 16115Q308 | 1.7 | Elect Elizabeth G. Spomer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Chart Industries, Inc. | 20150528 | Annual | GTLS | 16115Q308 | 1.8 | Elect Thomas L. Williams | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Chart Industries, Inc. | 20150528 | Annual | GTLS | 16115Q308 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Chart Industries, Inc. | 20150528 | Annual | GTLS | 16115Q308 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 1.1 | Elect Robert J. Shillman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 1.2 | Elect Jeffrey B. Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 1.3 | Elect Reuben Wasserman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 4 | Amendment to the 2007 Stock Option and Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | N/A | Against | N/A | Voted | ||||||||||||
TCW Small Cap Growth Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 1 | Elect Richard L. Bergmark | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 2 | Elect Margaret A van Kempen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 6 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 7 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 10 | Approval of KPMG as Independent Auditor for 2016 | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Cornerstone OnDemand Inc. | 20150603 | Annual | CSOD | 21925Y103 | 1.1 | Elect Robert Cavanaugh | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Cornerstone OnDemand Inc. | 20150603 | Annual | CSOD | 21925Y103 | 1.2 | Elect Joseph P. Payne | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Cornerstone OnDemand Inc. | 20150603 | Annual | CSOD | 21925Y103 | 1.3 | Elect Kristina Salen | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Cornerstone OnDemand Inc. | 20150603 | Annual | CSOD | 21925Y103 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Cornerstone OnDemand Inc. | 20150603 | Annual | CSOD | 21925Y103 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Curtiss-Wright Corporation | 20150507 | Annual | CW | 231561101 | 1.1 | Elect David C. Adams | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Curtiss-Wright Corporation | 20150507 | Annual | CW | 231561101 | 1.2 | Elect Dean M. Flatt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Curtiss-Wright Corporation | 20150507 | Annual | CW | 231561101 | 1.3 | Elect S. Marce Fuller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Curtiss-Wright Corporation | 20150507 | Annual | CW | 231561101 | 1.4 | Elect Allen A. Kozinski | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Curtiss-Wright Corporation | 20150507 | Annual | CW | 231561101 | 1.5 | Elect John R. Myers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Curtiss-Wright Corporation | 20150507 | Annual | CW | 231561101 | 1.6 | Elect John B. Nathman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Curtiss-Wright Corporation | 20150507 | Annual | CW | 231561101 | 1.7 | Elect Robert J. Rivet | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Curtiss-Wright Corporation | 20150507 | Annual | CW | 231561101 | 1.8 | Elect William W. Sihler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Curtiss-Wright Corporation | 20150507 | Annual | CW | 231561101 | 1.9 | Elect Albert E. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Curtiss-Wright Corporation | 20150507 | Annual | CW | 231561101 | 1.10 | Elect Stuart W. Thorn | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Curtiss-Wright Corporation | 20150507 | Annual | CW | 231561101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Curtiss-Wright Corporation | 20150507 | Annual | CW | 231561101 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | DexCom, Inc. | 20150528 | Annual | DXCM | 252131107 | 1 | Elect Terrance H. Gregg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | DexCom, Inc. | 20150528 | Annual | DXCM | 252131107 | 2 | Elect Kevin Sayer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | DexCom, Inc. | 20150528 | Annual | DXCM | 252131107 | 3 | Elect Nicholas Augustinos | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | DexCom, Inc. | 20150528 | Annual | DXCM | 252131107 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | DexCom, Inc. | 20150528 | Annual | DXCM | 252131107 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | DexCom, Inc. | 20150528 | Annual | DXCM | 252131107 | 6 | 2015 Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | DexCom, Inc. | 20150528 | Annual | DXCM | 252131107 | 7 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Dick’s Sporting Goods Inc | 20150603 | Annual | DKS | 253393102 | 1 | Elect Vincent C. Byrd | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Dick’s Sporting Goods Inc | 20150603 | Annual | DKS | 253393102 | 2 | Elect William J. Colombo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Dick’s Sporting Goods Inc | 20150603 | Annual | DKS | 253393102 | 3 | Elect Larry D. Stone | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Dick’s Sporting Goods Inc | 20150603 | Annual | DKS | 253393102 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Dick’s Sporting Goods Inc | 20150603 | Annual | DKS | 253393102 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Diplomat Pharmacy, Inc. | 20150605 | Annual | DPLO | 25456K101 | 1.1 | Elect Philip R. Hagerman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Diplomat Pharmacy, Inc. | 20150605 | Annual | DPLO | 25456K101 | 1.2 | Elect David Dreyer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Diplomat Pharmacy, Inc. | 20150605 | Annual | DPLO | 25456K101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Diplomat Pharmacy, Inc. | 20150605 | Annual | DPLO | 25456K101 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Diplomat Pharmacy, Inc. | 20150605 | Annual | DPLO | 25456K101 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Dorman Products, Inc. | 20150515 | Annual | DORM | 258278100 | 1.1 | Elect Steven L. Berman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Dorman Products, Inc. | 20150515 | Annual | DORM | 258278100 | 1.2 | Elect Paul R. Lederer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Dorman Products, Inc. | 20150515 | Annual | DORM | 258278100 | 1.3 | Elect Edgar W. Levin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Dorman Products, Inc. | 20150515 | Annual | DORM | 258278100 | 1.4 | Elect Richard T. Riley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Dorman Products, Inc. | 20150515 | Annual | DORM | 258278100 | 1.5 | Elect Mathias J. Barton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Dorman Products, Inc. | 20150515 | Annual | DORM | 258278100 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Endologix, Inc. | 20150528 | Annual | ELGX | 29266S106 | 1.1 | Elect John McDermott | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Endologix, Inc. | 20150528 | Annual | ELGX | 29266S106 | 1.2 | Elect Guido J. Neels | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Endologix, Inc. | 20150528 | Annual | ELGX | 29266S106 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Endologix, Inc. | 20150528 | Annual | ELGX | 29266S106 | 3 | Approval of the 2015 Stock Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Endologix, Inc. | 20150528 | Annual | ELGX | 29266S106 | 4 | Amendment to the 2006 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Endologix, Inc. | 20150528 | Annual | ELGX | 29266S106 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Envestnet, Inc. | 20150513 | Annual | ENV | 29404K106 | 1.1 | Elect James L. Fox | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Envestnet, Inc. | 20150513 | Annual | ENV | 29404K106 | 1.2 | Elect James Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Envestnet, Inc. | 20150513 | Annual | ENV | 29404K106 | 1.3 | Elect Charles Roame | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Envestnet, Inc. | 20150513 | Annual | ENV | 29404K106 | 1.4 | Elect Gregory A. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Envestnet, Inc. | 20150513 | Annual | ENV | 29404K106 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Envestnet, Inc. | 20150513 | Annual | ENV | 29404K106 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Envestnet, Inc. | 20150513 | Annual | ENV | 29404K106 | 4 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | EPAM Systems Inc. | 20150611 | Annual | EPAM | 29414B104 | 1.1 | Elect Arkadiy Dobkin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | EPAM Systems Inc. | 20150611 | Annual | EPAM | 29414B104 | 1.2 | Elect Robert E. Segert | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | EPAM Systems Inc. | 20150611 | Annual | EPAM | 29414B104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | EPAM Systems Inc. | 20150611 | Annual | EPAM | 29414B104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | EPAM Systems Inc. | 20150611 | Annual | EPAM | 29414B104 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | EPAM Systems Inc. | 20150611 | Annual | EPAM | 29414B104 | 5 | Approval of 2015 Long-Term Incentive Plan | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Exar Corporation | 20140918 | Annual | EXAR | 300645108 | 1.1 | Elect Behrooz Abdi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Exar Corporation | 20140918 | Annual | EXAR | 300645108 | 1.2 | Elect Izak Bencuya | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Exar Corporation | 20140918 | Annual | EXAR | 300645108 | 1.3 | Elect Louis DiNardo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Exar Corporation | 20140918 | Annual | EXAR | 300645108 | 1.4 | Elect Pierre Guilbault | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Exar Corporation | 20140918 | Annual | EXAR | 300645108 | 1.5 | Elect Brian Hilton | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Exar Corporation | 20140918 | Annual | EXAR | 300645108 | 1.6 | Elect Richard L. Leza | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Exar Corporation | 20140918 | Annual | EXAR | 300645108 | 1.7 | Elect Gary Meyers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Exar Corporation | 20140918 | Annual | EXAR | 300645108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Exar Corporation | 20140918 | Annual | EXAR | 300645108 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Exar Corporation | 20140918 | Annual | EXAR | 300645108 | 4 | 2014 Equity Incentive Plan | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | FARO Technologies, Inc. | 20150520 | Annual | FARO | 311642102 | 1.1 | Elect Lynn Brubaker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | FARO Technologies, Inc. | 20150520 | Annual | FARO | 311642102 | 1.2 | Elect Simon Raab | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | FARO Technologies, Inc. | 20150520 | Annual | FARO | 311642102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | FARO Technologies, Inc. | 20150520 | Annual | FARO | 311642102 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 1.1 | Elect Homa Bahrami | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 1.2 | Elect Arie Huijser | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 1.3 | Elect Don R. Kania | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 1.4 | Elect Thomas F. Kelly | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 1.5 | Elect Jan C. Lobbezoo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 1.6 | Elect Jami K. Nachtsheim | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 1.7 | Elect James T. Richardson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 1.8 | Elect Richard H. Wills | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 2 | Amendment to the 1995 Stock Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 3 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Financial Engines Inc. | 20150519 | Annual | FNGN | 317485100 | 1.1 | Elect E. Olena Berg-Lacy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Financial Engines Inc. | 20150519 | Annual | FNGN | 317485100 | 1.2 | Elect John B. Shoven | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Financial Engines Inc. | 20150519 | Annual | FNGN | 317485100 | 1.3 | Elect David B. Yoffie | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Financial Engines Inc. | 20150519 | Annual | FNGN | 317485100 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | FireEye Inc | 20150611 | Annual | FEYE | 31816Q101 | 1.1 | Elect Ashar Aziz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | FireEye Inc | 20150611 | Annual | FEYE | 31816Q101 | 1.2 | Elect David G. DeWalt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | FireEye Inc | 20150611 | Annual | FEYE | 31816Q101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Five Below Inc. | 20150618 | Annual | FIVE | 33829M101 | 1.1 | Elect David M. Mussafer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Five Below Inc. | 20150618 | Annual | FIVE | 33829M101 | 1.2 | Elect David Schlessinger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Five Below Inc. | 20150618 | Annual | FIVE | 33829M101 | 1.3 | Elect Thomas Vellios | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Five Below Inc. | 20150618 | Annual | FIVE | 33829M101 | 1.4 | Elect Catherine E. Buggeln | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Five Below Inc. | 20150618 | Annual | FIVE | 33829M101 | 1.5 | Elect Joel D. Anderson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Five Below Inc. | 20150618 | Annual | FIVE | 33829M101 | 1.6 | Elect Kathleen S. Barclay | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Five Below Inc. | 20150618 | Annual | FIVE | 33829M101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Five Below Inc. | 20150618 | Annual | FIVE | 33829M101 | 3 | Amendment to Articles of Incorporation and Bylaws to Provide Majority Voting | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 20150528 | Annual | THRM | 37253A103 | 1.1 | Elect Lewis Booth | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 20150528 | Annual | THRM | 37253A103 | 1.2 | Elect Francois Castaing | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 20150528 | Annual | THRM | 37253A103 | 1.3 | Elect Daniel Coker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 20150528 | Annual | THRM | 37253A103 | 1.4 | Elect Sophie Desormiere | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 20150528 | Annual | THRM | 37253A103 | 1.5 | Elect Maurice Gunderson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 20150528 | Annual | THRM | 37253A103 | 1.6 | Elect Oscar B. Marx III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 20150528 | Annual | THRM | 37253A103 | 1.7 | Elect Carlos Mazzorin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 20150528 | Annual | THRM | 37253A103 | 1.8 | Elect Franz Scherer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 20150528 | Annual | THRM | 37253A103 | 1.9 | Elect Byron Shaw | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 20150528 | Annual | THRM | 37253A103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 20150528 | Annual | THRM | 37253A103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 20150528 | Annual | THRM | 37253A103 | 4 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Habit Restaurants Inc | 20150623 | Annual | HABT | 40449J103 | 1.1 | Elect Ira Fils | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Habit Restaurants Inc | 20150623 | Annual | HABT | 40449J103 | 1.2 | Elect Christopher Reilly | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Habit Restaurants Inc | 20150623 | Annual | HABT | 40449J103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 1 | Elect Mary Anne Citrino | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 2 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 3 | Elect Vicki B. Escarra | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 4 | Elect Gale S. Fitzgerald | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 5 | Elect Jay M. Gellert | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 6 | Elect Roger F. Greaves | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 7 | Elect Douglas M. Mancino | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 8 | Elect George Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 9 | Elect Bruce G. Willison | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 10 | Elect Frederick C. Yeager | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 13 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.1 | Elect Thomas M. Culligan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.2 | Elect Adolfo Henriques | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.3 | Elect Samuel L. Higginbottom | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.4 | Elect Mark H. Hildebrandt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.5 | Elect Wolfgang Mayrhuber | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.6 | Elect Eric A. Mendelson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.7 | Elect Laurans A. Mendelson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.8 | Elect Victor H. Mendelson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.9 | Elect Julie Neitzel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.10 | Elect Alan Schriesheim | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.11 | Elect Frank J. Schwitter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Heritage Insurance Holdings Inc | 20150616 | Annual | HRTG | 42727J102 | 1.1 | Elect Bruce Lucas | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Heritage Insurance Holdings Inc | 20150616 | Annual | HRTG | 42727J102 | 1.2 | Elect Richard Widdiecombe | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Heritage Insurance Holdings Inc | 20150616 | Annual | HRTG | 42727J102 | 1.3 | Elect Pete Apostolou | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Heritage Insurance Holdings Inc | 20150616 | Annual | HRTG | 42727J102 | 1.4 | Elect Irini Barlas | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Heritage Insurance Holdings Inc | 20150616 | Annual | HRTG | 42727J102 | 1.5 | Elect Trifon Houvardas | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Heritage Insurance Holdings Inc | 20150616 | Annual | HRTG | 42727J102 | 1.6 | Elect James Masiello | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Heritage Insurance Holdings Inc | 20150616 | Annual | HRTG | 42727J102 | 1.7 | Elect Nicholas Pappas | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Heritage Insurance Holdings Inc | 20150616 | Annual | HRTG | 42727J102 | 1.8 | Elect Joseph Vattamattam | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Heritage Insurance Holdings Inc | 20150616 | Annual | HRTG | 42727J102 | 1.9 | Elect Vijay Walvekar | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Heritage Insurance Holdings Inc | 20150616 | Annual | HRTG | 42727J102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Imperva Inc. | 20150506 | Annual | IMPV | 45321L100 | 1.1 | Elect Greg Clark | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Imperva Inc. | 20150506 | Annual | IMPV | 45321L100 | 1.2 | Elect Charles H. Giancarlo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Imperva Inc. | 20150506 | Annual | IMPV | 45321L100 | 1.3 | Elect Allan R. Tessler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Imperva Inc. | 20150506 | Annual | IMPV | 45321L100 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Imperva Inc. | 20150506 | Annual | IMPV | 45321L100 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Imperva Inc. | 20150506 | Annual | IMPV | 45321L100 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | John Bean Technologies Corporation | 20150515 | Annual | JBT | 477839104 | 1.1 | Elect C. Maury Devine | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | John Bean Technologies Corporation | 20150515 | Annual | JBT | 477839104 | 1.2 | Elect James M. Ringler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | John Bean Technologies Corporation | 20150515 | Annual | JBT | 477839104 | 2 | Amendment to the Incentive Compensation and Stock Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | John Bean Technologies Corporation | 20150515 | Annual | JBT | 477839104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | John Bean Technologies Corporation | 20150515 | Annual | JBT | 477839104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Karyopharm Therapeutics Inc. | 20150522 | Annual | KPTI | 48576U106 | 1.1 | Elect Deepa R. Pakianathan | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Karyopharm Therapeutics Inc. | 20150522 | Annual | KPTI | 48576U106 | 1.2 | Elect Kenneth E. Weg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Karyopharm Therapeutics Inc. | 20150522 | Annual | KPTI | 48576U106 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 1 | Elect Lawrence S. Benjamin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 2 | Elect Raul J. Fernandez | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 3 | Elect Kenneth B. Gilman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 4 | Elect Nancy J. Karch | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 5 | Elect Kenneth P. Kopelman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 6 | Elect Craig A. Leavitt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 7 | Elect Deborah J. Lloyd | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 8 | Elect Douglas Mack | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 9 | Elect Jan Singer | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 10 | Elect Doreen A. Toben | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 12 | 2015 Annual Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 14 | Lower Minimum Share Ownership Threshold to Call a Special Meeting to 25% | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 1.1 | Elect Wayne B. Goldberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 1.2 | Elect Glenn Alba | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 1.3 | Elect Alan J. Bowers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 1.4 | Elect Henry G. Cisneros | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 1.5 | Elect Giovanni Cutaia | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 1.6 | Elect Brian Kim | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 1.7 | Elect Michael B. Nash | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 1.8 | Elect Mitesh B. Shah | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 1.9 | Elect Gary M. Sumers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 3 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | LDR Holding Corp | 20150507 | Annual | LDRH | 50185U105 | 1.1 | Elect Kevin M Lalande | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | LDR Holding Corp | 20150507 | Annual | LDRH | 50185U105 | 1.2 | Elect Stefan Widensohler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | LDR Holding Corp | 20150507 | Annual | LDRH | 50185U105 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | LHC Group, Inc. | 20150611 | Annual | LHCG | 50187A107 | 1.1 | Elect Monica F. Azare | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | LHC Group, Inc. | 20150611 | Annual | LHCG | 50187A107 | 1.2 | Elect John B. Breaux | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | LHC Group, Inc. | 20150611 | Annual | LHCG | 50187A107 | 1.3 | Elect Dan S. Wilford | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | LHC Group, Inc. | 20150611 | Annual | LHCG | 50187A107 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | LHC Group, Inc. | 20150611 | Annual | LHCG | 50187A107 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Malibu Boats Inc | 20141118 | Annual | MBUU | 56117J100 | 1.1 | Elect Mark W. Lanigan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Malibu Boats Inc | 20141118 | Annual | MBUU | 56117J100 | 1.2 | Elect Ivar S. Chhina | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Malibu Boats Inc | 20141118 | Annual | MBUU | 56117J100 | 1.3 | Elect Michael J. Connolly | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Malibu Boats Inc | 20141118 | Annual | MBUU | 56117J100 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 1 | Elect Richard M. McVey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 2 | Elect Steven L. Begleiter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 3 | Elect Stephen P. Casper | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 4 | Elect Jane Chwick | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 5 | Elect William F. Cruger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 6 | Elect David G. Gomach | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 7 | Elect Carlos M. Hernandez | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 8 | Elect Ronald M. Hersch | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 9 | Elect John Steinhardt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 10 | Elect James J. Sullivan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Marketo Inc | 20150601 | Annual | MKTO | 57063L107 | 1.1 | Elect Douglas A. Pepper | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Marketo Inc | 20150601 | Annual | MKTO | 57063L107 | 1.2 | Elect Wesley R. Wasson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Marketo Inc | 20150601 | Annual | MKTO | 57063L107 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 20150511 | Annual | MLNX | M51363113 | 1 | Elect Eyal Waldman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 20150511 | Annual | MLNX | M51363113 | 2 | Elect Irwin Federman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 20150511 | Annual | MLNX | M51363113 | 3 | Elect Dov Baharav | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 20150511 | Annual | MLNX | M51363113 | 4 | Elect Glenda M Dorchak | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 20150511 | Annual | MLNX | M51363113 | 5 | Elect Thomas Weatherford | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 20150511 | Annual | MLNX | M51363113 | 6 | Salary Increase and Bonus of CEO | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 20150511 | Annual | MLNX | M51363113 | 7 | Restricted Stock Units of CEO | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 20150511 | Annual | MLNX | M51363113 | 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 20150511 | Annual | MLNX | M51363113 | 9 | Indemnification of Directors/Officers | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 20150511 | Annual | MLNX | M51363113 | 10 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 20150511 | Annual | MLNX | M51363113 | 11 | Increase in Authorized Capital | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 20150511 | Annual | MLNX | M51363113 | 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Nimble Storage Inc | 20140715 | Annual | NMBL | 65440R101 | 1.1 | Elect Suresh Vasudevan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Nimble Storage Inc | 20140715 | Annual | NMBL | 65440R101 | 1.2 | Elect Varun Mehta | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Nimble Storage Inc | 20140715 | Annual | NMBL | 65440R101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Nimble Storage Inc | 20140715 | Annual | NMBL | 65440R101 | 3 | Amendment to Equity Incentive Plan | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Nord Anglia Education plc | 20150414 | Annual | NORD | G6583A102 | 1 | Elect Alan Kelsey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Nord Anglia Education plc | 20150414 | Annual | NORD | G6583A102 | 2 | Elect Andrew Fitzmaurice | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Nord Anglia Education plc | 20150414 | Annual | NORD | G6583A102 | 3 | Elect Graeme Halder | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Nord Anglia Education plc | 20150414 | Annual | NORD | G6583A102 | 4 | Elect Jack Hennessy | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Nord Anglia Education plc | 20150414 | Annual | NORD | G6583A102 | 5 | Elect Kosmas Kalliarekos | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Nord Anglia Education plc | 20150414 | Annual | NORD | G6583A102 | 6 | Elect Carlos Watson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Nord Anglia Education plc | 20150414 | Annual | NORD | G6583A102 | 7 | Ratification of Auditor | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Novadaq Technologies Inc. | 20150513 | Special | NDQ | 66987G102 | 1.1 | Elect Arun Menawat | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Novadaq Technologies Inc. | 20150513 | Special | NDQ | 66987G102 | 1.2 | Elect Anthony F. Griffiths | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Novadaq Technologies Inc. | 20150513 | Special | NDQ | 66987G102 | 1.3 | Elect Harold O. Koch Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Novadaq Technologies Inc. | 20150513 | Special | NDQ | 66987G102 | 1.4 | Elect William A. MacKinnon | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Novadaq Technologies Inc. | 20150513 | Special | NDQ | 66987G102 | 1.5 | Elect Thomas Wellner | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Novadaq Technologies Inc. | 20150513 | Special | NDQ | 66987G102 | 1.6 | Elect Robert S. White | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Novadaq Technologies Inc. | 20150513 | Special | NDQ | 66987G102 | 1.7 | Elect Patrice E. Merrin | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Novadaq Technologies Inc. | 20150513 | Special | NDQ | 66987G102 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Novadaq Technologies Inc. | 20150513 | Special | NDQ | 66987G102 | 3 | Long-Term Incentive Plan | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Ophthotech Corporation | 20150604 | Annual | OPHT | 683745103 | 1.1 | Elect Axel Bolte | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Ophthotech Corporation | 20150604 | Annual | OPHT | 683745103 | 1.2 | Elect Samir Patel | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Ophthotech Corporation | 20150604 | Annual | OPHT | 683745103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Power Solutions International, Inc. | 20140821 | Annual | PSIX | 73933G202 | 1 | Elect Gary Winemaster | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Power Solutions International, Inc. | 20140821 | Annual | PSIX | 73933G202 | 2 | Elect H. Samuel Greenawalt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Power Solutions International, Inc. | 20140821 | Annual | PSIX | 73933G202 | 3 | Elect Kenneth Landini | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Power Solutions International, Inc. | 20140821 | Annual | PSIX | 73933G202 | 4 | Elect Jay J. Hansen | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Power Solutions International, Inc. | 20140821 | Annual | PSIX | 73933G202 | 5 | Elect Mary Vogt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Power Solutions International, Inc. | 20140821 | Annual | PSIX | 73933G202 | 6 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.1 | Elect Sherry S. Bahrambeygui | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.2 | Elect Gonzalo Barrutieta | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.3 | Elect Gordon H. Hanson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.4 | Elect Katherine L. Hensley | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.5 | Elect Leon C. Janks | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.6 | Elect Jose Luis Laparte | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.7 | Elect Mitchell G. Lynn | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.8 | Elect Robert E. Price | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.9 | Elect Edgar A. Zurcher | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Proofpoint, Inc. | 20150608 | Annual | PFPT | 743424103 | 1.1 | Elect Anthony Bettencourt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Proofpoint, Inc. | 20150608 | Annual | PFPT | 743424103 | 1.2 | Elect Dana Evan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Proofpoint, Inc. | 20150608 | Annual | PFPT | 743424103 | 1.3 | Elect Gary Steele | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Proofpoint, Inc. | 20150608 | Annual | PFPT | 743424103 | 2 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Proofpoint, Inc. | 20150608 | Annual | PFPT | 743424103 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Proto Labs Inc. | 20150520 | Annual | PRLB | 743713109 | 1.1 | Elect Lawrence J. Lukis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Proto Labs Inc. | 20150520 | Annual | PRLB | 743713109 | 1.2 | Elect Victoria M. Holt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Proto Labs Inc. | 20150520 | Annual | PRLB | 743713109 | 1.3 | Elect Rainer Gawlick | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Proto Labs Inc. | 20150520 | Annual | PRLB | 743713109 | 1.4 | Elect John B. Goodman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Proto Labs Inc. | 20150520 | Annual | PRLB | 743713109 | 1.5 | Elect Douglas W. Kohrs | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Proto Labs Inc. | 20150520 | Annual | PRLB | 743713109 | 1.6 | Elect Brian K. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Proto Labs Inc. | 20150520 | Annual | PRLB | 743713109 | 1.7 | Elect Sven A. Wehrwein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Proto Labs Inc. | 20150520 | Annual | PRLB | 743713109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Proto Labs Inc. | 20150520 | Annual | PRLB | 743713109 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Proto Labs Inc. | 20150520 | Annual | PRLB | 743713109 | 4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Qualys Inc. | 20150604 | Annual | QLYS | 74758T303 | 1.1 | Elect Phillippe F. Courtot | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Qualys Inc. | 20150604 | Annual | QLYS | 74758T303 | 1.2 | Elect Jeffrey P. Hank | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Qualys Inc. | 20150604 | Annual | QLYS | 74758T303 | 1.3 | Elect Howard A. Schmidt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Qualys Inc. | 20150604 | Annual | QLYS | 74758T303 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | RBC Bearings Incorporated | 20140911 | Annual | ROLL | 75524B104 | 1.1 | Elect Mitchell I. Quain | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | RBC Bearings Incorporated | 20140911 | Annual | ROLL | 75524B104 | 1.2 | Elect Michael J. Hartnett | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | RBC Bearings Incorporated | 20140911 | Annual | ROLL | 75524B104 | 1.3 | Elect Amir Faghri | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | RBC Bearings Incorporated | 20140911 | Annual | ROLL | 75524B104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | RBC Bearings Incorporated | 20140911 | Annual | ROLL | 75524B104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | RE/MAX Holdings Inc | 20150507 | Annual | RMAX | 75524W108 | 1.1 | Elect Kathleen J. Cunningham | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | RE/MAX Holdings Inc | 20150507 | Annual | RMAX | 75524W108 | 1.2 | Elect Gail A. Liniger | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | RE/MAX Holdings Inc | 20150507 | Annual | RMAX | 75524W108 | 1.3 | Elect Christine Riordan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | RE/MAX Holdings Inc | 20150507 | Annual | RMAX | 75524W108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | RSP Permian, Inc. | 20150520 | Annual | RSPP | 74978Q105 | 1.1 | Elect Ted Collins, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | RSP Permian, Inc. | 20150520 | Annual | RSPP | 74978Q105 | 1.2 | Elect Kenneth V. Huseman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | RSP Permian, Inc. | 20150520 | Annual | RSPP | 74978Q105 | 1.3 | Elect Michael W. Wallace | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | RSP Permian, Inc. | 20150520 | Annual | RSPP | 74978Q105 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Servisfirst Bancshares, Inc. | 20150430 | Annual | SFBS | 81768T108 | 1.1 | Elect Thomas A. Broughton, III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Servisfirst Bancshares, Inc. | 20150430 | Annual | SFBS | 81768T108 | 1.2 | Elect Stanley M. Brock | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Servisfirst Bancshares, Inc. | 20150430 | Annual | SFBS | 81768T108 | 1.3 | Elect J. Richard Cashio | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Servisfirst Bancshares, Inc. | 20150430 | Annual | SFBS | 81768T108 | 1.4 | Elect James J. Filler | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Servisfirst Bancshares, Inc. | 20150430 | Annual | SFBS | 81768T108 | 1.5 | Elect Michael D. Fuller | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Servisfirst Bancshares, Inc. | 20150430 | Annual | SFBS | 81768T108 | 1.6 | Elect Hatton C.V. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Servisfirst Bancshares, Inc. | 20150430 | Annual | SFBS | 81768T108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Servisfirst Bancshares, Inc. | 20150430 | Annual | SFBS | 81768T108 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Shutterstock Inc. | 20150611 | Annual | SSTK | 825690100 | 1.1 | Elect Steven Berns | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Shutterstock Inc. | 20150611 | Annual | SSTK | 825690100 | 1.2 | Elect Thomas R. Evans | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Shutterstock Inc. | 20150611 | Annual | SSTK | 825690100 | 1.3 | Elect Paul J. Hennessy | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Shutterstock Inc. | 20150611 | Annual | SSTK | 825690100 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Shutterstock Inc. | 20150611 | Annual | SSTK | 825690100 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Shutterstock Inc. | 20150611 | Annual | SSTK | 825690100 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Spirit Airlines, Inc. | 20150616 | Annual | SAVE | 848577102 | 1.1 | Elect Robert D. Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Spirit Airlines, Inc. | 20150616 | Annual | SAVE | 848577102 | 1.2 | Elect Barclay G. Jones III | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Spirit Airlines, Inc. | 20150616 | Annual | SAVE | 848577102 | 1.3 | Elect Dawn M. Zier | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Spirit Airlines, Inc. | 20150616 | Annual | SAVE | 848577102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Spirit Airlines, Inc. | 20150616 | Annual | SAVE | 848577102 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Spirit Airlines, Inc. | 20150616 | Annual | SAVE | 848577102 | 4 | 2015 Incentive Award Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Splunk Inc. | 20150611 | Annual | SPLK | 848637104 | 1 | Elect Stephen G. Newberry | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Splunk Inc. | 20150611 | Annual | SPLK | 848637104 | 2 | Elect Graham V. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Splunk Inc. | 20150611 | Annual | SPLK | 848637104 | 3 | Elect Godfrey R. Sullivan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Splunk Inc. | 20150611 | Annual | SPLK | 848637104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Splunk Inc. | 20150611 | Annual | SPLK | 848637104 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Sportsman’s Warehouse Holdings, Inc | 20150624 | Annual | SPWH | 84920Y106 | 1.1 | Elect Christopher Eastland | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Sportsman’s Warehouse Holdings, Inc | 20150624 | Annual | SPWH | 84920Y106 | 1.2 | Elect Joseph P. Schneider | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Sportsman’s Warehouse Holdings, Inc | 20150624 | Annual | SPWH | 84920Y106 | 2 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Sportsman’s Warehouse Holdings, Inc | 20150624 | Annual | SPWH | 84920Y106 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | SPS Commerce Inc. | 20150514 | Annual | SPSC | 78463M107 | 1.1 | Elect Archie C. Black | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | SPS Commerce Inc. | 20150514 | Annual | SPSC | 78463M107 | 1.2 | Elect Michael B. Gorman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | SPS Commerce Inc. | 20150514 | Annual | SPSC | 78463M107 | 1.3 | Elect Martin J. Leestma | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | SPS Commerce Inc. | 20150514 | Annual | SPSC | 78463M107 | 1.4 | Elect James B. Ramsey | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | SPS Commerce Inc. | 20150514 | Annual | SPSC | 78463M107 | 1.5 | Elect Michael A. Smerklo | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | SPS Commerce Inc. | 20150514 | Annual | SPSC | 78463M107 | 1.6 | Elect Philip E. Soran | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | SPS Commerce Inc. | 20150514 | Annual | SPSC | 78463M107 | 1.7 | Elect Sven A. Wehrwein | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | SPS Commerce Inc. | 20150514 | Annual | SPSC | 78463M107 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | SPS Commerce Inc. | 20150514 | Annual | SPSC | 78463M107 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Steven Madden, Ltd. | 20150522 | Annual | SHOO | 556269108 | 1.1 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Steven Madden, Ltd. | 20150522 | Annual | SHOO | 556269108 | 1.2 | Elect Rose Peabody Lynch | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Steven Madden, Ltd. | 20150522 | Annual | SHOO | 556269108 | 1.3 | Elect John L. Madden | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Steven Madden, Ltd. | 20150522 | Annual | SHOO | 556269108 | 1.4 | Elect Peter Migliorini | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Steven Madden, Ltd. | 20150522 | Annual | SHOO | 556269108 | 1.5 | Elect Richard P. Randall | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Steven Madden, Ltd. | 20150522 | Annual | SHOO | 556269108 | 1.6 | Elect Ravi Sachdev | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Steven Madden, Ltd. | 20150522 | Annual | SHOO | 556269108 | 1.7 | Elect Thomas H. Schwartz | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Steven Madden, Ltd. | 20150522 | Annual | SHOO | 556269108 | 1.8 | Elect Robert Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Steven Madden, Ltd. | 20150522 | Annual | SHOO | 556269108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Steven Madden, Ltd. | 20150522 | Annual | SHOO | 556269108 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Travelport Worldwide Limited | 20150611 | Annual | TVPT | G9019D104 | 1 | Elect Douglas M. Steenland | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Travelport Worldwide Limited | 20150611 | Annual | TVPT | G9019D104 | 2 | Elect Gordon A. Wilson | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Travelport Worldwide Limited | 20150611 | Annual | TVPT | G9019D104 | 3 | Elect Gavin R. Baiera | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Travelport Worldwide Limited | 20150611 | Annual | TVPT | G9019D104 | 4 | Elect Gregory Blank | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Travelport Worldwide Limited | 20150611 | Annual | TVPT | G9019D104 | 5 | Elect Elisabeth L. Buse | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Travelport Worldwide Limited | 20150611 | Annual | TVPT | G9019D104 | 6 | Elect Stevan R. Chambers | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Travelport Worldwide Limited | 20150611 | Annual | TVPT | G9019D104 | 7 | Elect Michael J. Durham | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Travelport Worldwide Limited | 20150611 | Annual | TVPT | G9019D104 | 8 | Elect Douglas A. Hacker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Travelport Worldwide Limited | 20150611 | Annual | TVPT | G9019D104 | 9 | Ratification of Auditor | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Travelport Worldwide Limited | 20150611 | Annual | TVPT | G9019D104 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Travelport Worldwide Limited | 20150611 | Annual | TVPT | G9019D104 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Trex Company, Inc. | 20150506 | Annual | TREX | 89531P105 | 1.1 | Elect Frank H. Merlotti, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Trex Company, Inc. | 20150506 | Annual | TREX | 89531P105 | 1.2 | Elect Patricia B. Robinson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Trex Company, Inc. | 20150506 | Annual | TREX | 89531P105 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Trex Company, Inc. | 20150506 | Annual | TREX | 89531P105 | 3 | Approval of an amendment to the Annual Cash Incentive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Trex Company, Inc. | 20150506 | Annual | TREX | 89531P105 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | TriNet Group Inc | 20150521 | Annual | TNET | 896288107 | 1.1 | Elect H. Raymond Bingham | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | TriNet Group Inc | 20150521 | Annual | TNET | 896288107 | 1.2 | Elect Katherine August-deWilde | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | TriNet Group Inc | 20150521 | Annual | TNET | 896288107 | 1.3 | Elect Kenneth A. Goldman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | TriNet Group Inc | 20150521 | Annual | TNET | 896288107 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | TriNet Group Inc | 20150521 | Annual | TNET | 896288107 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | TriNet Group Inc | 20150521 | Annual | TNET | 896288107 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Ultimate Software Group Inc. | 20150518 | Annual | ULTI | 90385D107 | 1 | Elect Marc D. Scherr | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Ultimate Software Group Inc. | 20150518 | Annual | ULTI | 90385D107 | 2 | Elect Rick A. Wilber | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Ultimate Software Group Inc. | 20150518 | Annual | ULTI | 90385D107 | 3 | Elect James A. FitzPatrick, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Ultimate Software Group Inc. | 20150518 | Annual | ULTI | 90385D107 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Ultimate Software Group Inc. | 20150518 | Annual | ULTI | 90385D107 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Ultragenyx Pharmaceutical Inc | 20150618 | Annual | RARE | 90400D108 | 1 | Elect Michael Narachi | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Ultragenyx Pharmaceutical Inc | 20150618 | Annual | RARE | 90400D108 | 2 | Elect Clay B. Siegall | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Ultragenyx Pharmaceutical Inc | 20150618 | Annual | RARE | 90400D108 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Ultragenyx Pharmaceutical Inc | 20140710 | Annual | RARE | 90400D108 | 1 | Elect Emil D. Kakkis | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Ultragenyx Pharmaceutical Inc | 20140710 | Annual | RARE | 90400D108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Ultragenyx Pharmaceutical Inc | 20140710 | Annual | RARE | 90400D108 | 3 | Reapproval of Section 162(m) provisions of the 2014 Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Ultragenyx Pharmaceutical Inc | 20140710 | Annual | RARE | 90400D108 | 4 | Reapproval of Section 162(m) Provisions of the Corporate Bonus Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Veeva Systems Inc | 20150617 | Annual | VEEV | 922475108 | 1.1 | Elect Mark Armenante | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Veeva Systems Inc | 20150617 | Annual | VEEV | 922475108 | 1.2 | Elect Gordon Ritter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Veeva Systems Inc | 20150617 | Annual | VEEV | 922475108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Veeva Systems Inc | 20150617 | Annual | VEEV | 922475108 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Veeva Systems Inc | 20150617 | Annual | VEEV | 922475108 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Vince Holding Corp. | 20150602 | Annual | VNCE | 92719W108 | 1.1 | Elect Robert A. Bowman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Vince Holding Corp. | 20150602 | Annual | VNCE | 92719W108 | 1.2 | Elect Mark E. Brody | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Vince Holding Corp. | 20150602 | Annual | VNCE | 92719W108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Wisdomtree Investments, Inc. | 20150624 | Annual | WETF | 97717P104 | 1.1 | Elect Anthony Bossone | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW Small Cap Growth Fund | Wisdomtree Investments, Inc. | 20150624 | Annual | WETF | 97717P104 | 1.2 | Elect Bruce Lavine | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Wisdomtree Investments, Inc. | 20150624 | Annual | WETF | 97717P104 | 1.3 | Elect Michael Steinhardt | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Wisdomtree Investments, Inc. | 20150624 | Annual | WETF | 97717P104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Wisdomtree Investments, Inc. | 20150624 | Annual | WETF | 97717P104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Yelp Inc. | 20150520 | Annual | YELP | 985817105 | 1.1 | Elect Geoff Donaker | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Yelp Inc. | 20150520 | Annual | YELP | 985817105 | 1.2 | Elect Robert Gibbs | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Yelp Inc. | 20150520 | Annual | YELP | 985817105 | 1.3 | Elect Jeremy Stoppelman | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Yelp Inc. | 20150520 | Annual | YELP | 985817105 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Small Cap Growth Fund | Yelp Inc. | 20150520 | Annual | YELP | 985817105 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Alkermes plc | 20150527 | Annual | ALKS | G01767105 | 1 | Elect Floyd E. Bloom | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Alkermes plc | 20150527 | Annual | ALKS | G01767105 | 2 | Elect Nancy J. Wysenski | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Alkermes plc | 20150527 | Annual | ALKS | G01767105 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Alkermes plc | 20150527 | Annual | ALKS | G01767105 | 4 | Change of 2016 annual meeting venue. | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Alkermes plc | 20150527 | Annual | ALKS | G01767105 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | AMC Networks Inc. | 20150609 | Annual | AMCX | 00164V103 | 1.1 | Elect Jonathan F. Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | AMC Networks Inc. | 20150609 | Annual | AMCX | 00164V103 | 1.2 | Elect Leonard Tow | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | AMC Networks Inc. | 20150609 | Annual | AMCX | 00164V103 | 1.3 | Elect David E. Van Zandt | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | AMC Networks Inc. | 20150609 | Annual | AMCX | 00164V103 | 1.4 | Elect Carl E. Vogel | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | AMC Networks Inc. | 20150609 | Annual | AMCX | 00164V103 | 1.5 | Elect Robert C. Wright | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | AMC Networks Inc. | 20150609 | Annual | AMCX | 00164V103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | AMC Networks Inc. | 20150609 | Annual | AMCX | 00164V103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.1 | Elect Molly F. Ashby | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.2 | Elect John M. Foraker | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.3 | Elect Robert W. Black | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.4 | Elect Julie D. Klapstein | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.5 | Elect Lawrence S. Peiros | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.6 | Elect Bettina M. Whyte | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 1.7 | Elect Billie Ida Williamson | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Annie’s, Inc. | 20140909 | Annual | BNNY | 03600T104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | ANSYS, Inc. | 20150514 | Annual | ANSS | 03662Q105 | 1 | Elect Bradford C. Morley | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | ANSYS, Inc. | 20150514 | Annual | ANSS | 03662Q105 | 2 | Elect Patrick J. Zilvitis | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | ANSYS, Inc. | 20150514 | Annual | ANSS | 03662Q105 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | ANSYS, Inc. | 20150514 | Annual | ANSS | 03662Q105 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aramark Corporation | 20150203 | Annual | ARMK | 03852U106 | 1.1 | Elect Eric J. Foss | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aramark Corporation | 20150203 | Annual | ARMK | 03852U106 | 1.2 | Elect Todd M. Abbrecht | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aramark Corporation | �� | 20150203 | Annual | ARMK | 03852U106 | 1.3 | Elect Lawrence T. Babbio Jr. | Mgmt | For | For | For | Voted | |||||||||||
TCW SMID Cap Growth Fund | Aramark Corporation | 20150203 | Annual | ARMK | 03852U106 | 1.4 | Elect David A. Barr | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aramark Corporation | 20150203 | Annual | ARMK | 03852U106 | 1.5 | Elect Pierre-Olivier Beckers | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aramark Corporation | 20150203 | Annual | ARMK | 03852U106 | 1.6 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aramark Corporation | 20150203 | Annual | ARMK | 03852U106 | 1.7 | Elect Irene M. Esteves | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aramark Corporation | 20150203 | Annual | ARMK | 03852U106 | 1.8 | Elect Daniel J. Heinrich | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aramark Corporation | 20150203 | Annual | ARMK | 03852U106 | 1.9 | Elect Sanjeev Mehra | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aramark Corporation | 20150203 | Annual | ARMK | 03852U106 | 1.1 | Elect Stephen P. Murray | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aramark Corporation | 20150203 | Annual | ARMK | 03852U106 | 1.11 | Elect Stephen Sadove | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aramark Corporation | 20150203 | Annual | ARMK | 03852U106 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aramark Corporation | 20150203 | Annual | ARMK | 03852U106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aramark Corporation | 20150203 | Annual | ARMK | 03852U106 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Arista Networks, Inc. | 20150601 | Annual | ANET | 040413106 | 1.1 | Elect Andreas Bechtolsheim | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Arista Networks, Inc. | 20150601 | Annual | ANET | 040413106 | 1.2 | Elect Jayshree Ullal | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Arista Networks, Inc. | 20150601 | Annual | ANET | 040413106 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.1 | Elect Dominic P. Orr | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.2 | Elect Keerti Melkote | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.3 | Elect Bernard Guidon | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.4 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.5 | Elect Michael R. Kourey | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.6 | Elect Willem P. Roelandts | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.7 | Elect Juergen Rottler | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 1.8 | Elect Daniel J. Warmenhoven | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Aruba Networks, Inc. | 20141205 | Annual | ARUN | 043176106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Asbury Automotive Group, Inc. | 20150415 | Annual | ABG | 043436104 | 1.1 | Elect Dennis E. Clements | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Asbury Automotive Group, Inc. | 20150415 | Annual | ABG | 043436104 | 1.2 | Elect Eugene S. Katz | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Asbury Automotive Group, Inc. | 20150415 | Annual | ABG | 043436104 | 1.3 | Elect Scott Thompson | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Asbury Automotive Group, Inc. | 20150415 | Annual | ABG | 043436104 | 2 | Advisory Approval of Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Asbury Automotive Group, Inc. | 20150415 | Annual | ABG | 043436104 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Athenahealth, Inc. | 20150610 | Annual | ATHN | 04685W103 | 1.1 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Athenahealth, Inc. | 20150610 | Annual | ATHN | 04685W103 | 1.2 | Elect David E. Robinson | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Athenahealth, Inc. | 20150610 | Annual | ATHN | 04685W103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Athenahealth, Inc. | 20150610 | Annual | ATHN | 04685W103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 1.1 | Elect Michael H. Carrel | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 1.2 | Elect Mark A. Collar | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 1.3 | Elect Scott W. Drake | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 1.4 | Elect Michael D. Hooven | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 1.5 | Elect Richard M. Johnston | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 1.6 | Elect Elizabeth D. Krell | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 1.7 | Elect Mark R. Lanning | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 1.8 | Elect Karen P. Robards | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 1.9 | Elect Robert S. White | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | AtriCure, Inc. | 20150520 | Annual | ATRC | 04963C209 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | BE Aerospace, Inc. | 20140910 | Annual | BEAV | 073302101 | 1.1 | Elect Amin J. Khoury | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | BE Aerospace, Inc. | 20140910 | Annual | BEAV | 073302101 | 1.2 | Elect Jonathan M. Schofield | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | BE Aerospace, Inc. | 20140910 | Annual | BEAV | 073302101 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | BE Aerospace, Inc. | 20140910 | Annual | BEAV | 073302101 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Boston Beer Company, Inc. | 20150527 | Annual | SAM | 100557107 | 1.1 | Elect David A. Burwick | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Boston Beer Company, Inc. | 20150527 | Annual | SAM | 100557107 | 1.2 | Elect Pearson C. Cummin, III | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Boston Beer Company, Inc. | 20150527 | Annual | SAM | 100557107 | 1.3 | Elect Jean-Michel Valette | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Boston Beer Company, Inc. | 20150527 | Annual | SAM | 100557107 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Cepheid | 20150428 | Annual | CPHD | 15670R107 | 1 | Elect John L. Bishop | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Cepheid | 20150428 | Annual | CPHD | 15670R107 | 2 | Elect Thomas D. Brown | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Cepheid | 20150428 | Annual | CPHD | 15670R107 | 3 | Elect Wayne G. Paterson | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Cepheid | 20150428 | Annual | CPHD | 15670R107 | 4 | 2015 Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Cepheid | 20150428 | Annual | CPHD | 15670R107 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Cepheid | 20150428 | Annual | CPHD | 15670R107 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 1.1 | Elect Robert J. Shillman | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 1.2 | Elect Jeffrey B. Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 1.3 | Elect Reuben Wasserman | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 4 | Amendment to the 2007 Stock Option and Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Cognex Corporation | 20150417 | Annual | CGNX | 192422103 | 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | N/A | Against | N/A | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 1 | Elect Richard L. Bergmark | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 2 | Elect Margaret A van Kempen | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 6 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 7 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 20150521 | Annual | CLB | N22717107 | 10 | Approval of KPMG as Independent Auditor for 2016 | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Cornerstone OnDemand Inc. | 20150603 | Annual | CSOD | 21925Y103 | 1.1 | Elect Robert Cavanaugh | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Cornerstone OnDemand Inc. | 20150603 | Annual | CSOD | 21925Y103 | 1.2 | Elect Joseph P. Payne | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Cornerstone OnDemand Inc. | 20150603 | Annual | CSOD | 21925Y103 | 1.3 | Elect Kristina Salen | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Cornerstone OnDemand Inc. | 20150603 | Annual | CSOD | 21925Y103 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Cornerstone OnDemand Inc. | 20150603 | Annual | CSOD | 21925Y103 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Dick’s Sporting Goods Inc | 20150603 | Annual | DKS | 253393102 | 1 | Elect Vincent C. Byrd | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Dick’s Sporting Goods Inc | 20150603 | Annual | DKS | 253393102 | 2 | Elect William J. Colombo | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Dick’s Sporting Goods Inc | 20150603 | Annual | DKS | 253393102 | 3 | Elect Larry D. Stone | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Dick’s Sporting Goods Inc | 20150603 | Annual | DKS | 253393102 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Dick’s Sporting Goods Inc | 20150603 | Annual | DKS | 253393102 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Diplomat Pharmacy, Inc. | 20150605 | Annual | DPLO | 25456K101 | 1.1 | Elect Philip R. Hagerman | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Diplomat Pharmacy, Inc. | 20150605 | Annual | DPLO | 25456K101 | 1.2 | Elect David Dreyer | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Diplomat Pharmacy, Inc. | 20150605 | Annual | DPLO | 25456K101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Diplomat Pharmacy, Inc. | 20150605 | Annual | DPLO | 25456K101 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Diplomat Pharmacy, Inc. | 20150605 | Annual | DPLO | 25456K101 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Dorman Products, Inc. | 20150515 | Annual | DORM | 258278100 | 1.1 | Elect Steven L. Berman | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Dorman Products, Inc. | 20150515 | Annual | DORM | 258278100 | 1.2 | Elect Paul R. Lederer | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Dorman Products, Inc. | 20150515 | Annual | DORM | 258278100 | 1.3 | Elect Edgar W. Levin | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Dorman Products, Inc. | 20150515 | Annual | DORM | 258278100 | 1.4 | Elect Richard T. Riley | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Dorman Products, Inc. | 20150515 | Annual | DORM | 258278100 | 1.5 | Elect Mathias J. Barton | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Dorman Products, Inc. | 20150515 | Annual | DORM | 258278100 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | DSW Inc. | 20150610 | Annual | DSW | 23334L102 | 1.1 | Elect Jay L. Schottenstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | DSW Inc. | 20150610 | Annual | DSW | 23334L102 | 1.2 | Elect Michael R. MacDonald | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | DSW Inc. | 20150610 | Annual | DSW | 23334L102 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Endologix, Inc. | 20150528 | Annual | ELGX | 29266S106 | 1.1 | Elect John McDermott | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Endologix, Inc. | 20150528 | Annual | ELGX | 29266S106 | 1.2 | Elect Guido J. Neels | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Endologix, Inc. | 20150528 | Annual | ELGX | 29266S106 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Endologix, Inc. | 20150528 | Annual | ELGX | 29266S106 | 3 | Approval of the 2015 Stock Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Endologix, Inc. | 20150528 | Annual | ELGX | 29266S106 | 4 | Amendment to the 2006 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Endologix, Inc. | 20150528 | Annual | ELGX | 29266S106 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Envestnet, Inc. | 20150513 | Annual | ENV | 29404K106 | 1.1 | Elect James L. Fox | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Envestnet, Inc. | 20150513 | Annual | ENV | 29404K106 | 1.2 | Elect James Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Envestnet, Inc. | 20150513 | Annual | ENV | 29404K106 | 1.3 | Elect Charles Roame | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Envestnet, Inc. | 20150513 | Annual | ENV | 29404K106 | 1.4 | Elect Gregory A. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Envestnet, Inc. | 20150513 | Annual | ENV | 29404K106 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Envestnet, Inc. | 20150513 | Annual | ENV | 29404K106 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Envestnet, Inc. | 20150513 | Annual | ENV | 29404K106 | 4 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | FARO Technologies, Inc. | 20150520 | Annual | FARO | 311642102 | 1.1 | Elect Lynn Brubaker | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | FARO Technologies, Inc. | 20150520 | Annual | FARO | 311642102 | 1.2 | Elect Simon Raab | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | FARO Technologies, Inc. | 20150520 | Annual | FARO | 311642102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | FARO Technologies, Inc. | 20150520 | Annual | FARO | 311642102 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 1.1 | Elect Homa Bahrami | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 1.2 | Elect Arie Huijser | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 1.3 | Elect Don R. Kania | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 1.4 | Elect Thomas F. Kelly | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 1.5 | Elect Jan C. Lobbezoo | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 1.6 | Elect Jami K. Nachtsheim | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 1.7 | Elect James T. Richardson | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 1.8 | Elect Richard H. Wills | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 2 | Amendment to the 1995 Stock Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 3 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | FEI Company | 20150507 | Annual | FEIC | 30241L109 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Financial Engines Inc. | 20150519 | Annual | FNGN | 317485100 | 1.1 | Elect E. Olena Berg-Lacy | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Financial Engines Inc. | 20150519 | Annual | FNGN | 317485100 | 1.2 | Elect John B. Shoven | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Financial Engines Inc. | 20150519 | Annual | FNGN | 317485100 | 1.3 | Elect David B. Yoffie | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Financial Engines Inc. | 20150519 | Annual | FNGN | 317485100 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | FireEye Inc | 20150611 | Annual | FEYE | 31816Q101 | 1.1 | Elect Ashar Aziz | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | FireEye Inc | 20150611 | Annual | FEYE | 31816Q101 | 1.2 | Elect David G. DeWalt | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | FireEye Inc | 20150611 | Annual | FEYE | 31816Q101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Graco Inc. | 20150424 | Annual | GGG | 384109104 | 1 | Elect William J. Carroll | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Graco Inc. | 20150424 | Annual | GGG | 384109104 | 2 | Elect Jack W. Eugster | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Graco Inc. | 20150424 | Annual | GGG | 384109104 | 3 | Elect R. William Van Sant | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Graco Inc. | 20150424 | Annual | GGG | 384109104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Graco Inc. | 20150424 | Annual | GGG | 384109104 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Graco Inc. | 20150424 | Annual | GGG | 384109104 | 6 | 2015 Stock Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Habit Restaurants Inc | 20150623 | Annual | HABT | 40449J103 | 1.1 | Elect Ira Fils | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Habit Restaurants Inc | 20150623 | Annual | HABT | 40449J103 | 1.2 | Elect Christopher Reilly | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Habit Restaurants Inc | 20150623 | Annual | HABT | 40449J103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 1 | Elect Adriane M. Brown | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 2 | Elect John W. Diercksen | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 4 | Elect Edward H. Meyer | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 5 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 6 | Elect Kenneth M. Reiss | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 7 | Elect Hellene S. Runtagh | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 8 | Elect Frank Sklarsky | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 9 | Elect Gary G. Steel | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Harman International Industries, Incorporated | 20141203 | Annual | HAR | 413086109 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 1 | Elect Mary Anne Citrino | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 2 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 3 | Elect Vicki B. Escarra | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 4 | Elect Gale S. Fitzgerald | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 5 | Elect Jay M. Gellert | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 6 | Elect Roger F. Greaves | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 7 | Elect Douglas M. Mancino | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 8 | Elect George Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 9 | Elect Bruce G. Willison | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 10 | Elect Frederick C. Yeager | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Health Net, Inc. | 20150507 | Annual | HNT | 42222G108 | 13 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.1 | Elect Thomas M. Culligan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.2 | Elect Adolfo Henriques | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.3 | Elect Samuel L. Higginbottom | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.4 | Elect Mark H. Hildebrandt | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.5 | Elect Wolfgang Mayrhuber | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.6 | Elect Eric A. Mendelson | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.7 | Elect Laurans A. Mendelson | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.8 | Elect Victor H. Mendelson | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.9 | Elect Julie Neitzel | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.10 | Elect Alan Schriesheim | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 1.11 | Elect Frank J. Schwitter | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 20150320 | Annual | HEI | 422806208 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 1 | Elect A. Blaine Bowman | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 2 | Elect Karin Eastham | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 3 | Elect Jay T. Flatley | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 4 | Elect Jeffrey T. Huber | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 5 | Elect William H. Rastetter | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 6 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Illumina, Inc. | 20150527 | Annual | ILMN | 452327109 | 8 | 2015 Stock and Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Incyte Corporation | 20150522 | Annual | INCY | 45337C102 | 1.1 | Elect Julian C. Baker | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Incyte Corporation | 20150522 | Annual | INCY | 45337C102 | 1.2 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Incyte Corporation | 20150522 | Annual | INCY | 45337C102 | 1.3 | Elect Paul A. Brooke | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Incyte Corporation | 20150522 | Annual | INCY | 45337C102 | 1.4 | Elect Paul J. Clancy | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Incyte Corporation | 20150522 | Annual | INCY | 45337C102 | 1.5 | Elect Wendy L. Dixon | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Incyte Corporation | 20150522 | Annual | INCY | 45337C102 | 1.6 | Elect Paul A. Friedman | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Incyte Corporation | 20150522 | Annual | INCY | 45337C102 | 1.7 | Elect Herve Hoppenot | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Incyte Corporation | 20150522 | Annual | INCY | 45337C102 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Incyte Corporation | 20150522 | Annual | INCY | 45337C102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.1 | Elect Srinivas Akkaraju | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.2 | Elect Luca Benatti | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.3 | Elect Paolo Fundaro | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.4 | Elect Sanj K. Patel | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.5 | Elect Mark Pruzanski | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.6 | Elect Glenn Sblendorio | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.7 | Elect Jonathan Silverstein | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.8 | Elect Klaus Veitinger | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 1.9 | Elect Nicole S. Williams | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intercept Pharmaceuticals, Inc. | 20140717 | Annual | ICPT | 45845P108 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.1 | Elect Craig H. Barratt | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.2 | Elect Gary S. Guthart | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.3 | Elect Eric H. Halvorson | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.4 | Elect Amal M. Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.5 | Elect Alan J. Levy | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.6 | Elect Mark J. Rubash | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.7 | Elect Lonnie M. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 1.8 | Elect George Stalk Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 20150423 | Annual | ISRG | 46120E602 | 4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Isis Pharmaceuticals, Inc. | 20150630 | Annual | ISIS | 464330109 | 1.1 | Elect Breaux B. Castleman | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Isis Pharmaceuticals, Inc. | 20150630 | Annual | ISIS | 464330109 | 1.2 | Elect Frederick T. Muto | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Isis Pharmaceuticals, Inc. | 20150630 | Annual | ISIS | 464330109 | 2 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Isis Pharmaceuticals, Inc. | 20150630 | Annual | ISIS | 464330109 | 3 | Amendment to the 2002 Non-Employee Directors’ Stock Option Plan | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Isis Pharmaceuticals, Inc. | 20150630 | Annual | ISIS | 464330109 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Isis Pharmaceuticals, Inc. | 20150630 | Annual | ISIS | 464330109 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Kansas City Southern | 20150507 | Annual | KSU | 485170302 | 1 | Elect Lu M. Cordova | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Kansas City Southern | 20150507 | Annual | KSU | 485170302 | 2 | Elect Thomas A. McDonnell | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Kansas City Southern | 20150507 | Annual | KSU | 485170302 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Kansas City Southern | 20150507 | Annual | KSU | 485170302 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Kansas City Southern | 20150507 | Annual | KSU | 485170302 | 5 | Shareholder Proposal Regarding Right to Call A Special Meeting | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Karyopharm Therapeutics Inc. | 20150522 | Annual | KPTI | 48576U106 | 1.1 | Elect Deepa R. Pakianathan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Karyopharm Therapeutics Inc. | 20150522 | Annual | KPTI | 48576U106 | 1.2 | Elect Kenneth E. Weg | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Karyopharm Therapeutics Inc. | 20150522 | Annual | KPTI | 48576U106 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 1 | Elect Lawrence S. Benjamin | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 2 | Elect Raul J. Fernandez | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 3 | Elect Kenneth B. Gilman | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 4 | Elect Nancy J. Karch | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 5 | Elect Kenneth P. Kopelman | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 6 | Elect Craig A. Leavitt | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 7 | Elect Deborah J. Lloyd | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 8 | Elect Douglas Mack | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 9 | Elect Jan Singer | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 10 | Elect Doreen A. Toben | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 12 | 2015 Annual Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 14 | Lower Minimum Share Ownership Threshold to Call a Special Meeting to 25% | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 20150519 | Annual | KATE | 485865109 | 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 1.1 | Elect Wayne B. Goldberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 1.2 | Elect Glenn Alba | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 1.3 | Elect Alan J. Bowers | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 1.4 | Elect Henry G. Cisneros | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 1.5 | Elect Giovanni Cutaia | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 1.6 | Elect Brian Kim | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 1.7 | Elect Michael B. Nash | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 1.8 | Elect Mitesh B. Shah | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 1.9 | Elect Gary M. Sumers | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 20150508 | Annual | LQ | 50420D108 | 3 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 1 | Elect Richard M. McVey | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 2 | Elect Steven L. Begleiter | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 3 | Elect Stephen P. Casper | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 4 | Elect Jane Chwick | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 5 | Elect William F. Cruger | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 6 | Elect David G. Gomach | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 7 | Elect Carlos M. Hernandez | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 8 | Elect Ronald M. Hersch | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 9 | Elect John Steinhardt | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 10 | Elect James J. Sullivan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 20150604 | Annual | MKTX | 57060D108 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 2 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 4 | Elect Amnon Shashua | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 5 | Elect Ziv Aviram | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 6 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Mobileye NV | 20150625 | Annual | MBLY | N51488117 | 7 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Mobileye NV | 20141212 | Annual | MBLY | N51488117 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Mobileye NV | 20141212 | Annual | MBLY | N51488117 | 2 | Ratification of Management Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Mobileye NV | 20141212 | Annual | MBLY | N51488117 | 3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Mobileye NV | 20141212 | Annual | MBLY | N51488117 | 4 | Elimination of Supermajority Vote Requirement for Certain Transactions | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.1 | Elect Mitchell Jacobson | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.2 | Elect David Sandler | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.3 | Elect Erik Gershwind | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.4 | Elect Jonathan Byrnes | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.5 | Elect Roger Fradin | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.6 | Elect Louise K. Goeser | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.7 | Elect Denis Kelly | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 1.8 | Elect Philip R. Peller | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 4 | 2015 Omnibus Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | MSC Industrial Direct Co., Inc. | 20150115 | Annual | MSM | 553530106 | 5 | Amendment to the Associate Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | NetSuite Inc. | 20150610 | Annual | N | 64118Q107 | 1 | Elect Evan Goldberg | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | NetSuite Inc. | 20150610 | Annual | N | 64118Q107 | 2 | Elect Steven J. Gomo | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | NetSuite Inc. | 20150610 | Annual | N | 64118Q107 | 3 | Elect Catherine R. Kinney | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | NetSuite Inc. | 20150610 | Annual | N | 64118Q107 | 4 | Approval of the 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | NetSuite Inc. | 20150610 | Annual | N | 64118Q107 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Novadaq Technologies Inc. | 20150513 | Special | NDQ | 66987G102 | 1.1 | Elect Arun Menawat | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Novadaq Technologies Inc. | 20150513 | Special | NDQ | 66987G102 | 1.2 | Elect Anthony F. Griffiths | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Novadaq Technologies Inc. | 20150513 | Special | NDQ | 66987G102 | 1.3 | Elect Harold O. Koch Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Novadaq Technologies Inc. | 20150513 | Special | NDQ | 66987G102 | 1.4 | Elect William A. MacKinnon | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Novadaq Technologies Inc. | 20150513 | Special | NDQ | 66987G102 | 1.5 | Elect Thomas Wellner | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Novadaq Technologies Inc. | 20150513 | Special | NDQ | 66987G102 | 1.6 | Elect Robert S. White | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Novadaq Technologies Inc. | 20150513 | Special | NDQ | 66987G102 | 1.7 | Elect Patrice E. Merrin | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Novadaq Technologies Inc. | 20150513 | Special | NDQ | 66987G102 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Novadaq Technologies Inc. | 20150513 | Special | NDQ | 66987G102 | 3 | Long-Term Incentive Plan | Mgmt | For | Against | Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 1 | Elect Robert K. Burgess | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 2 | Elect Tench Coxe | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 3 | Elect Persis S. Drell | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 4 | Elect James C. Gaither | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 5 | Elect Jen-Hsun Huang | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 6 | Elect Dawn Hudson | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 7 | Elect Harvey C. Jones | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 8 | Elect Michael G. McCaffery | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 9 | Elect William J. Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 10 | Elect Mark L. Perry | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 11 | Elect A. Brooke Seawell | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 12 | Elect Mark A. Stevens | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 20150520 | Annual | NVDA | 67066G104 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Polaris Industries Inc. | 20150430 | Annual | PII | 731068102 | 1.1 | Elect Annette K. Clayton | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Polaris Industries Inc. | 20150430 | Annual | PII | 731068102 | 1.2 | Elect Kevin M. Farr | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Polaris Industries Inc. | 20150430 | Annual | PII | 731068102 | 1.3 | Elect John P. Wiehoff | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Polaris Industries Inc. | 20150430 | Annual | PII | 731068102 | 2 | Amendment to the 2007 Omnibus incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Polaris Industries Inc. | 20150430 | Annual | PII | 731068102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Polaris Industries Inc. | 20150430 | Annual | PII | 731068102 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 1.1 | Elect Stephen R. D’Arcy | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 1.2 | Elect Lloyd H. Dean | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 1.3 | Elect Charles E. Hart | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 1.4 | Elect Philip A. Incarnati | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 1.5 | Elect Alan R. Yordy | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Premier, Inc. | 20141205 | Annual | PINC | 74051N102 | 3 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.1 | Elect Sherry S. Bahrambeygui | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.2 | Elect Gonzalo Barrutieta | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.3 | Elect Gordon H. Hanson | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.4 | Elect Katherine L. Hensley | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.5 | Elect Leon C. Janks | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.6 | Elect Jose Luis Laparte | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.7 | Elect Mitchell G. Lynn | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.8 | Elect Robert E. Price | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 1.9 | Elect Edgar A. Zurcher | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | PriceSmart, Inc. | 20150203 | Annual | PSMT | 741511109 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Proto Labs Inc. | 20150520 | Annual | PRLB | 743713109 | 1.1 | Elect Lawrence J. Lukis | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Proto Labs Inc. | 20150520 | Annual | PRLB | 743713109 | 1.2 | Elect Victoria M. Holt | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Proto Labs Inc. | 20150520 | Annual | PRLB | 743713109 | 1.3 | Elect Rainer Gawlick | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Proto Labs Inc. | 20150520 | Annual | PRLB | 743713109 | 1.4 | Elect John B. Goodman | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Proto Labs Inc. | 20150520 | Annual | PRLB | 743713109 | 1.5 | Elect Douglas W. Kohrs | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Proto Labs Inc. | 20150520 | Annual | PRLB | 743713109 | 1.6 | Elect Brian K. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Proto Labs Inc. | 20150520 | Annual | PRLB | 743713109 | 1.7 | Elect Sven A. Wehrwein | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Proto Labs Inc. | 20150520 | Annual | PRLB | 743713109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Proto Labs Inc. | 20150520 | Annual | PRLB | 743713109 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Proto Labs Inc. | 20150520 | Annual | PRLB | 743713109 | 4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | ServiceNow Inc. | 20150610 | Annual | NOW | 81762P102 | 1.1 | Elect Douglas Leone | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | ServiceNow Inc. | 20150610 | Annual | NOW | 81762P102 | 1.2 | Elect Frederic B. Luddy | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | ServiceNow Inc. | 20150610 | Annual | NOW | 81762P102 | 1.3 | Elect Jeffrey A. Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | ServiceNow Inc. | 20150610 | Annual | NOW | 81762P102 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | ServiceNow Inc. | 20150610 | Annual | NOW | 81762P102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 1.1 | Elect Susan L. Bostrom | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 1.2 | Elect Charles H. Giancarlo | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 1.3 | Elect Anita M. Sands | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 1.4 | Elect William L. Strauss | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | ServiceNow Inc. | 20140708 | Annual | NOW | 81762P102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Shutterstock Inc. | 20150611 | Annual | SSTK | 825690100 | 1.1 | Elect Steven Berns | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Shutterstock Inc. | 20150611 | Annual | SSTK | 825690100 | 1.2 | Elect Thomas R. Evans | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Shutterstock Inc. | 20150611 | Annual | SSTK | 825690100 | 1.3 | Elect Paul J. Hennessy | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Shutterstock Inc. | 20150611 | Annual | SSTK | 825690100 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Shutterstock Inc. | 20150611 | Annual | SSTK | 825690100 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Shutterstock Inc. | 20150611 | Annual | SSTK | 825690100 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Spirit Airlines, Inc. | 20150616 | Annual | SAVE | 848577102 | 1.1 | Elect Robert D. Johnson | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Spirit Airlines, Inc. | 20150616 | Annual | SAVE | 848577102 | 1.2 | Elect Barclay G. Jones III | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Spirit Airlines, Inc. | 20150616 | Annual | SAVE | 848577102 | 1.3 | Elect Dawn M. Zier | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Spirit Airlines, Inc. | 20150616 | Annual | SAVE | 848577102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Spirit Airlines, Inc. | 20150616 | Annual | SAVE | 848577102 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Spirit Airlines, Inc. | 20150616 | Annual | SAVE | 848577102 | 4 | 2015 Incentive Award Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Splunk Inc. | 20150611 | Annual | SPLK | 848637104 | 1 | Elect Stephen G. Newberry | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Splunk Inc. | 20150611 | Annual | SPLK | 848637104 | 2 | Elect Graham V. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Splunk Inc. | 20150611 | Annual | SPLK | 848637104 | 3 | Elect Godfrey R. Sullivan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Splunk Inc. | 20150611 | Annual | SPLK | 848637104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Splunk Inc. | 20150611 | Annual | SPLK | 848637104 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.1 | Elect Greg W. Becker | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.2 | Elect Eric A. Benhamou | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.3 | Elect David M. Clapper | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.4 | Elect Roger F. Dunbar | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.5 | Elect Joel P. Friedman | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.6 | Elect C. Richard Kramlich | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.7 | Elect Lata Krishnan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.8 | Elect Jeffrey N. Maggioncalda | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.9 | Elect Kate Mitchell | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.10 | Elect John F. Robinson | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 1.11 | Elect Garen K. Staglin | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 20150423 | Annual | SIVB | 78486Q101 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | The Middleby Corporation | 20150512 | Annual | MIDD | 596278101 | 1 | Elect Selim A. Bassoul | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | The Middleby Corporation | 20150512 | Annual | MIDD | 596278101 | 2 | Elect Sarah Palisi Chapin | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | The Middleby Corporation | 20150512 | Annual | MIDD | 596278101 | 3 | Elect Robert B. Lamb | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | The Middleby Corporation | 20150512 | Annual | MIDD | 596278101 | 4 | Elect John R. Miller III | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | The Middleby Corporation | 20150512 | Annual | MIDD | 596278101 | 5 | Elect Gordon O’Brien | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | The Middleby Corporation | 20150512 | Annual | MIDD | 596278101 | 6 | Elect Philip G. Putnam | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | The Middleby Corporation | 20150512 | Annual | MIDD | 596278101 | 7 | Elect Sabin C. Streeter | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | The Middleby Corporation | 20150512 | Annual | MIDD | 596278101 | 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | The Middleby Corporation | 20150512 | Annual | MIDD | 596278101 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 1.1 | Elect Gregory B. Maffei | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 1.2 | Elect Stephen Kaufer | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 1.3 | Elect Jonathan F. Miller | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 1.4 | Elect Dipchand Nishar | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 1.5 | Elect Jeremy Philips | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 1.6 | Elect Spencer M. Rascoff | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 1.7 | Elect Christopher W. Shean | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 1.8 | Elect Sukhinder Singh Cassidy | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 1.9 | Elect Robert S. Wiesenthal | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 20150618 | Annual | TRIP | 896945201 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 20150512 | Annual | TYL | 902252105 | 1.1 | Elect Donald R. Brattain | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 20150512 | Annual | TYL | 902252105 | 1.2 | Elect Glen A. Carter | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 20150512 | Annual | TYL | 902252105 | 1.3 | Elect Brenda A. Cline | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 20150512 | Annual | TYL | 902252105 | 1.4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 20150512 | Annual | TYL | 902252105 | 1.5 | Elect John S. Marr, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 20150512 | Annual | TYL | 902252105 | 1.6 | Elect Dustin R. Womble | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 20150512 | Annual | TYL | 902252105 | 1.7 | Elect John M. Yeaman | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 20150512 | Annual | TYL | 902252105 | 2 | Amendment to 2010 Stock Option Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 20150512 | Annual | TYL | 902252105 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 20150512 | Annual | TYL | 902252105 | 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Ultimate Software Group Inc. | 20150518 | Annual | ULTI | 90385D107 | 1 | Elect Marc D. Scherr | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Ultimate Software Group Inc. | 20150518 | Annual | ULTI | 90385D107 | 2 | Elect Rick A. Wilber | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Ultimate Software Group Inc. | 20150518 | Annual | ULTI | 90385D107 | 3 | Elect James A. FitzPatrick, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Ultimate Software Group Inc. | 20150518 | Annual | ULTI | 90385D107 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Ultimate Software Group Inc. | 20150518 | Annual | ULTI | 90385D107 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.1 | Elect Kevin A. Plank | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.2 | Elect Byron K. Adams, Jr. | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.3 | Elect George W. Bodenheimer | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.4 | Elect Douglas E. Coltharp | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.5 | Elect Anthony W. Deering | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.6 | Elect Karen W. Katz | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.7 | Elect Alvin B. Krongard | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.8 | Elect William R. McDermott | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.9 | Elect Eric T. Olson | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 1.10 | Elect Harvey L. Sanders | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 3 | Amendment to the 2005 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 20150429 | Annual | UA | 904311107 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 1 | Elect Ann Torre Bates | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 2 | Elect Michael S. Funk | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 3 | Elect Gail A. Graham | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 4 | Elect James P. Heffernan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 5 | Elect Steven L. Spinner | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 6 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 8 | Eliminate Supermajority Vote Requirements from Certificate of Incorporation and Bylaws | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 9 | Amend Certificate of Incorporation and Bylaws to Allow Shareholders to Call a Special Meeting | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 10 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 20141217 | Annual | UNFI | 911163103 | 11 | Shareholder Proposal Regarding Pay Ratios and Capping Executive Compensation | ShrHoldr | Against | Against | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Veeva Systems Inc | 20150617 | Annual | VEEV | 922475108 | 1.1 | Elect Mark Armenante | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Veeva Systems Inc | 20150617 | Annual | VEEV | 922475108 | 1.2 | Elect Gordon Ritter | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Veeva Systems Inc | 20150617 | Annual | VEEV | 922475108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Veeva Systems Inc | 20150617 | Annual | VEEV | 922475108 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Veeva Systems Inc | 20150617 | Annual | VEEV | 922475108 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Vince Holding Corp. | 20150602 | Annual | VNCE | 92719W108 | 1.1 | Elect Robert A. Bowman | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Vince Holding Corp. | 20150602 | Annual | VNCE | 92719W108 | 1.2 | Elect Mark E. Brody | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Vince Holding Corp. | 20150602 | Annual | VNCE | 92719W108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | WABCO Holdings Inc. | 20150521 | Annual | WBC | 92927K102 | 1.1 | Elect Michael T. Smith | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | WABCO Holdings Inc. | 20150521 | Annual | WBC | 92927K102 | 1.2 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | WABCO Holdings Inc. | 20150521 | Annual | WBC | 92927K102 | 1.3 | Elect David N. Reilly | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | WABCO Holdings Inc. | 20150521 | Annual | WBC | 92927K102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | WABCO Holdings Inc. | 20150521 | Annual | WBC | 92927K102 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Westinghouse Air Brake Technologies Corporation | 20150513 | Annual | WAB | 929740108 | 1.1 | Elect Brian P. Hehir | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Westinghouse Air Brake Technologies Corporation | 20150513 | Annual | WAB | 929740108 | 1.2 | Elect Michael W. D. Howell | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Westinghouse Air Brake Technologies Corporation | 20150513 | Annual | WAB | 929740108 | 1.3 | Elect Nickolas W. Vande Steeg | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Westinghouse Air Brake Technologies Corporation | 20150513 | Annual | WAB | 929740108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Westinghouse Air Brake Technologies Corporation | 20150513 | Annual | WAB | 929740108 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Whitewave Foods Company | 20150514 | Annual | WWAV | 966244105 | 1 | Elect Mary E. Minnick | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Whitewave Foods Company | 20150514 | Annual | WWAV | 966244105 | 2 | Elect Doreen A. Wright | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Whitewave Foods Company | 20150514 | Annual | WWAV | 966244105 | 3 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Whitewave Foods Company | 20150514 | Annual | WWAV | 966244105 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Wisdomtree Investments, Inc. | 20150624 | Annual | WETF | 97717P104 | 1.1 | Elect Anthony Bossone | Mgmt | For | For | For | Voted |
Fund Name | Company | Meeting | Meeting | Ticker | Security ID | Agenda Item Description | Agenda Item Description | Propenent | Management | Vote | For/Against | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Wisdomtree Investments, Inc. | 20150624 | Annual | WETF | 97717P104 | 1.2 | Elect Bruce Lavine | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Wisdomtree Investments, Inc. | 20150624 | Annual | WETF | 97717P104 | 1.3 | Elect Michael Steinhardt | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Wisdomtree Investments, Inc. | 20150624 | Annual | WETF | 97717P104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Wisdomtree Investments, Inc. | 20150624 | Annual | WETF | 97717P104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Workday Inc. | 20150603 | Annual | WDAY | 98138H101 | 1.1 | Elect Aneel Bhursi | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Workday Inc. | 20150603 | Annual | WDAY | 98138H101 | 1.2 | Elect David A. Duffield | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Workday Inc. | 20150603 | Annual | WDAY | 98138H101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Workday Inc. | 20150603 | Annual | WDAY | 98138H101 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Workday Inc. | 20150603 | Annual | WDAY | 98138H101 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Yelp Inc. | 20150520 | Annual | YELP | 985817105 | 1.1 | Elect Geoff Donaker | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Yelp Inc. | 20150520 | Annual | YELP | 985817105 | 1.2 | Elect Robert Gibbs | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Yelp Inc. | 20150520 | Annual | YELP | 985817105 | 1.3 | Elect Jeremy Stoppelman | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Yelp Inc. | 20150520 | Annual | YELP | 985817105 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Yelp Inc. | 20150520 | Annual | YELP | 985817105 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW Total Return Bond Fund | Morgan Stanley Mortgage Securities Trust | 20150420 | Consent | MTGAX | 61748HMC2 | 1 | TO SUPPORT THE ACTIONS DESCRIBED IN THE EXPLANATORY MEMORANDUM | Mgmt | N/A | TNA | N/A | Take No Action |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
TCW Funds, Inc. | ||
(Registrant) | ||
By: | /s/ David DeVito | |
David DeVito | ||
President and Chief Executive Officer | ||
Date: August 27, 2015 |