TCW Funds N-PX Annual report of proxy voting record

As filed with the Securities and Exchange Commission on August 24, 2018.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-07170

TCW Funds, Inc.

(Exact Name of Registrant as Specified in Charter)

865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017

(Address of Principal Executive Offices) (Zip Code)

Patrick W. Dennis, Esq.

Vice President and Assistant Secretary

865 South Figueroa Street, Suite 1800

Los Angeles, CA 90017

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (213) 244-0000

Date of fiscal year end: October 31

Date of reporting period: July 1, 2017 – June 30, 2018

Item 1. Proxy Voting Record

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Conservative Allocation Fund—The fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Core Fixed Income Fund—The fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Emerging Markets Local Currency Income Fund—The fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Emerging Markets Income Fund—The fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Enhanced Commodity Strategy Fund—The fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Global Bond Fund—The fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW High Yield Bond Fund—The fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Short Term Bond Fund—The fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Total Return Bond Fund—The fund did not vote proxies relating to portfolio securities during the period covered by this report.

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Select Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Amy L. Banse	Mgmt	Voted	For	For
TCW Select Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Edward W. Barnholt	Mgmt	Voted	For	For
TCW Select Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Robert K. Burgess	Mgmt	Voted	For	For
TCW Select Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Frank A. Calderoni	Mgmt	Voted	For	For
TCW Select Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect James E. Daley	Mgmt	Voted	For	For
TCW Select Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Laura B. Desmond	Mgmt	Voted	For	For
TCW Select Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Charles M. Geschke	Mgmt	Voted	For	For
TCW Select Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Shantanu Narayen	Mgmt	Voted	For	For
TCW Select Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Daniel Rosensweig	Mgmt	Voted	For	For
TCW Select Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect John E. Warnock	Mgmt	Voted	For	For
TCW Select Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Amendment to the 2003 Equity Incentive Plan	Mgmt	Voted	For	For
TCW Select Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Susan K. Carter	Mgmt	Voted	For	For
TCW Select Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Charles I. Cogut	Mgmt	Voted	For	For
TCW Select Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Seifi Ghasemi	Mgmt	Voted	For	For
TCW Select Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Chadwick C. Deaton	Mgmt	Voted	For	For
TCW Select Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect David H. Y. Ho	Mgmt	Voted	For	For
TCW Select Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Margaret G. McGlynn	Mgmt	Voted	For	For
TCW Select Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Edward L. Monser	Mgmt	Voted	For	For
TCW Select Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Matthew H. Paull	Mgmt	Voted	For	For
TCW Select Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Approval of Performance Terms under LTIP (Proposal Withdrawn)	Mgmt	Voted	For	For
TCW Select Equities Fund	Alexion Pharmaceuticals, Inc.	ALXN	015351109	5/8/2018	Elect Felix J. Baker	Mgmt	Voted	For	For
TCW Select Equities Fund	Alexion Pharmaceuticals, Inc.	ALXN	015351109	5/8/2018	Elect David R. Brennan	Mgmt	Voted	For	For
TCW Select Equities Fund	Alexion Pharmaceuticals, Inc.	ALXN	015351109	5/8/2018	Elect Christopher J. Coughlin	Mgmt	Voted	For	For
TCW Select Equities Fund	Alexion Pharmaceuticals, Inc.	ALXN	015351109	5/8/2018	Elect Deborah Dunsire	Mgmt	Voted	For	For
TCW Select Equities Fund	Alexion Pharmaceuticals, Inc.	ALXN	015351109	5/8/2018	Elect Paul A. Friedman	Mgmt	Voted	For	For
TCW Select Equities Fund	Alexion Pharmaceuticals, Inc.	ALXN	015351109	5/8/2018	Elect Ludwig N. Hantson	Mgmt	Voted	For	For
TCW Select Equities Fund	Alexion Pharmaceuticals, Inc.	ALXN	015351109	5/8/2018	Elect John T. Mollen	Mgmt	Voted	For	For
TCW Select Equities Fund	Alexion Pharmaceuticals, Inc.	ALXN	015351109	5/8/2018	Elect Francois Nader	Mgmt	Voted	For	For
TCW Select Equities Fund	Alexion Pharmaceuticals, Inc.	ALXN	015351109	5/8/2018	Elect Judith A. Reinsdorf	Mgmt	Voted	For	For
TCW Select Equities Fund	Alexion Pharmaceuticals, Inc.	ALXN	015351109	5/8/2018	Elect Andreas Rummelt	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Select Equities Fund	Alexion Pharmaceuticals, Inc.	ALXN	015351109	5/8/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Alexion Pharmaceuticals, Inc.	ALXN	015351109	5/8/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Alexion Pharmaceuticals, Inc.	ALXN	015351109	5/8/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	Align Technology, Inc.	ALGN	016255101	5/16/2018	Elect Kevin J. Dallas	Mgmt	Voted	For	For
TCW Select Equities Fund	Align Technology, Inc.	ALGN	016255101	5/16/2018	Elect Joseph M. Hogan	Mgmt	Voted	For	For
TCW Select Equities Fund	Align Technology, Inc.	ALGN	016255101	5/16/2018	Elect Joseph Lacob	Mgmt	Voted	For	For
TCW Select Equities Fund	Align Technology, Inc.	ALGN	016255101	5/16/2018	Elect C. Raymond Larkin, Jr.	Mgmt	Voted	For	For
TCW Select Equities Fund	Align Technology, Inc.	ALGN	016255101	5/16/2018	Elect George J. Morrow	Mgmt	Voted	For	For
TCW Select Equities Fund	Align Technology, Inc.	ALGN	016255101	5/16/2018	Elect Thomas M. Prescott	Mgmt	Voted	For	For
TCW Select Equities Fund	Align Technology, Inc.	ALGN	016255101	5/16/2018	Elect Andrea L. Saia	Mgmt	Voted	For	For
TCW Select Equities Fund	Align Technology, Inc.	ALGN	016255101	5/16/2018	Elect Greg J. Santora	Mgmt	Voted	For	For
TCW Select Equities Fund	Align Technology, Inc.	ALGN	016255101	5/16/2018	Elect Susan E. Siegel	Mgmt	Voted	For	For
TCW Select Equities Fund	Align Technology, Inc.	ALGN	016255101	5/16/2018	Elect Warren S. Thaler	Mgmt	Voted	For	For
TCW Select Equities Fund	Align Technology, Inc.	ALGN	016255101	5/16/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Align Technology, Inc.	ALGN	016255101	5/16/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Elect Jeffrey P. Bezos	Mgmt	Voted	For	For
TCW Select Equities Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Elect Tom A. Alberg	Mgmt	Voted	For	For
TCW Select Equities Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Elect Jamie S. Gorelick	Mgmt	Voted	For	For
TCW Select Equities Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Elect Daniel P. Huttenlocher	Mgmt	Voted	For	For
TCW Select Equities Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Elect Judith A. McGrath	Mgmt	Voted	For	For
TCW Select Equities Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Elect Jonathan J. Rubinstein	Mgmt	Voted	For	For
TCW Select Equities Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Elect Thomas O. Ryder	Mgmt	Voted	For	For
TCW Select Equities Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Elect Patricia Q. Stonesifer	Mgmt	Voted	For	For
TCW Select Equities Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Elect Wendell P. Weeks	Mgmt	Voted	For	For
TCW Select Equities Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Shareholder Proposal Regarding Board Diversity	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Shareholder Proposal Regarding Counting Abstentions	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Gustavo Lara Cantu	Mgmt	Voted	For	For
TCW Select Equities Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Raymond P. Dolan	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Select Equities Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Robert D. Hormats	Mgmt	Voted	For	For
TCW Select Equities Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Grace D. Lieblein	Mgmt	Voted	For	For
TCW Select Equities Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Craig Macnab	Mgmt	Voted	For	For
TCW Select Equities Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect JoAnn A. Reed	Mgmt	Voted	For	For
TCW Select Equities Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Pamela D.A. Reeve	Mgmt	Voted	For	For
TCW Select Equities Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect David E. Sharbutt	Mgmt	Voted	For	For
TCW Select Equities Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect James D. Taiclet, Jr.	Mgmt	Voted	For	For
TCW Select Equities Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Samme L. Thompson	Mgmt	Voted	For	For
TCW Select Equities Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Biomarin Pharmaceutical Inc.	BMRN	09061G101	6/5/2018	Elect Jean-Jacques Bienaime	Mgmt	Voted	For	For
TCW Select Equities Fund	Biomarin Pharmaceutical Inc.	BMRN	09061G101	6/5/2018	Elect Willard H. Dere	Mgmt	Voted	For	For
TCW Select Equities Fund	Biomarin Pharmaceutical Inc.	BMRN	09061G101	6/5/2018	Elect Michael Grey	Mgmt	Voted	For	For
TCW Select Equities Fund	Biomarin Pharmaceutical Inc.	BMRN	09061G101	6/5/2018	Elect Elaine J. Heron	Mgmt	Voted	Withhold	Against
TCW Select Equities Fund	Biomarin Pharmaceutical Inc.	BMRN	09061G101	6/5/2018	Elect Robert J. Hombach	Mgmt	Voted	For	For
TCW Select Equities Fund	Biomarin Pharmaceutical Inc.	BMRN	09061G101	6/5/2018	Elect V. Bryan Lawlis	Mgmt	Voted	For	For
TCW Select Equities Fund	Biomarin Pharmaceutical Inc.	BMRN	09061G101	6/5/2018	Elect Alan J. Lewis	Mgmt	Voted	For	For
TCW Select Equities Fund	Biomarin Pharmaceutical Inc.	BMRN	09061G101	6/5/2018	Elect Richard A. Meier	Mgmt	Voted	For	For
TCW Select Equities Fund	Biomarin Pharmaceutical Inc.	BMRN	09061G101	6/5/2018	Elect David E. I. Pyott	Mgmt	Voted	For	For
TCW Select Equities Fund	Biomarin Pharmaceutical Inc.	BMRN	09061G101	6/5/2018	Elect Dennis J. Slamon	Mgmt	Voted	For	For
TCW Select Equities Fund	Biomarin Pharmaceutical Inc.	BMRN	09061G101	6/5/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Biomarin Pharmaceutical Inc.	BMRN	09061G101	6/5/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Booking Holdings Inc.	BKNG	09857L108	6/7/2018	Elect Timothy M. Armstrong	Mgmt	Voted	For	For
TCW Select Equities Fund	Booking Holdings Inc.	BKNG	09857L108	6/7/2018	Elect Jeffrey H. Boyd	Mgmt	Voted	For	For
TCW Select Equities Fund	Booking Holdings Inc.	BKNG	09857L108	6/7/2018	Elect Jeffrey E. Epstein	Mgmt	Voted	For	For
TCW Select Equities Fund	Booking Holdings Inc.	BKNG	09857L108	6/7/2018	Elect Glenn D. Fogel	Mgmt	Voted	For	For
TCW Select Equities Fund	Booking Holdings Inc.	BKNG	09857L108	6/7/2018	Elect Mirian M. Graddick-Weir	Mgmt	Voted	For	For
TCW Select Equities Fund	Booking Holdings Inc.	BKNG	09857L108	6/7/2018	Elect James M. Guyette	Mgmt	Voted	For	For
TCW Select Equities Fund	Booking Holdings Inc.	BKNG	09857L108	6/7/2018	Elect Robert J. Mylod, Jr.	Mgmt	Voted	For	For
TCW Select Equities Fund	Booking Holdings Inc.	BKNG	09857L108	6/7/2018	Elect Charles H. Noski	Mgmt	Voted	For	For
TCW Select Equities Fund	Booking Holdings Inc.	BKNG	09857L108	6/7/2018	Elect Nancy B. Peretsman	Mgmt	Voted	For	For
TCW Select Equities Fund	Booking Holdings Inc.	BKNG	09857L108	6/7/2018	Elect Nicholas J. Read	Mgmt	Voted	For	For
TCW Select Equities Fund	Booking Holdings Inc.	BKNG	09857L108	6/7/2018	Elect Thomas E. Rothman	Mgmt	Voted	For	For
TCW Select Equities Fund	Booking Holdings Inc.	BKNG	09857L108	6/7/2018	Elect Craig W. Rydin	Mgmt	Voted	For	For
TCW Select Equities Fund	Booking Holdings Inc.	BKNG	09857L108	6/7/2018	Elect Lynn M. Vojvodich	Mgmt	Voted	For	For
TCW Select Equities Fund	Booking Holdings Inc.	BKNG	09857L108	6/7/2018	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Select Equities Fund	Booking Holdings Inc.	BKNG	09857L108	6/7/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Booking Holdings Inc.	BKNG	09857L108	6/7/2018	Amendment to the 1999 Omnibus Plan	Mgmt	Voted	For	For
TCW Select Equities Fund	Booking Holdings Inc.	BKNG	09857L108	6/7/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect Mark J. Alles	Mgmt	Voted	For	For
TCW Select Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect Richard W. Barker	Mgmt	Voted	For	For
TCW Select Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect Hans E. Bishop	Mgmt	Voted	For	For
TCW Select Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect Michael W. Bonney	Mgmt	Voted	For	For
TCW Select Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect Michael D. Casey	Mgmt	Voted	For	For
TCW Select Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect Carrie S. Cox	Mgmt	Voted	For	For
TCW Select Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect Michael A. Friedman	Mgmt	Voted	For	For
TCW Select Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect Julia A. Haller	Mgmt	Voted	For	For
TCW Select Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect Patricia Hemingway Hall	Mgmt	Voted	For	For
TCW Select Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect James J. Loughlin	Mgmt	Voted	For	For
TCW Select Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect Ernest Mario	Mgmt	Voted	For	For
TCW Select Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect John H. Weiland	Mgmt	Voted	For	For
TCW Select Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Shareholder Proposal Regarding Amendment to Proxy Access Bylaw	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	Charles Schwab Corp.	SCHW	808513105	5/15/2018	Elect Walter W. Bettinger II	Mgmt	Voted	For	For
TCW Select Equities Fund	Charles Schwab Corp.	SCHW	808513105	5/15/2018	Elect Joan T. Dea	Mgmt	Voted	For	For
TCW Select Equities Fund	Charles Schwab Corp.	SCHW	808513105	5/15/2018	Elect Christopher V. Dodds	Mgmt	Voted	For	For
TCW Select Equities Fund	Charles Schwab Corp.	SCHW	808513105	5/15/2018	Elect Mark A. Goldfarb	Mgmt	Voted	For	For
TCW Select Equities Fund	Charles Schwab Corp.	SCHW	808513105	5/15/2018	Elect Charles A. Ruffel	Mgmt	Voted	For	For
TCW Select Equities Fund	Charles Schwab Corp.	SCHW	808513105	5/15/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Charles Schwab Corp.	SCHW	808513105	5/15/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Charles Schwab Corp.	SCHW	808513105	5/15/2018	Amendment to the 2013 Stock Incentive Plan	Mgmt	Voted	For	For
TCW Select Equities Fund	Charles Schwab Corp.	SCHW	808513105	5/15/2018	Adoption of Proxy Access	Mgmt	Voted	For	For
TCW Select Equities Fund	Charles Schwab Corp.	SCHW	808513105	5/15/2018	Shareholder Proposal Regarding Diversity Report	ShrHoldr	Voted	Against	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Select Equities Fund	Charles Schwab Corp.	SCHW	808513105	5/15/2018	Shareholder Proposal Regarding Political Contributions and Expenditures Report	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Allocation of Profits	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Dividends from Reserves	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Ratification of Board Acts	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Election of Statutory Auditors	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Appointment of Special Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Elect Evan G. Greenberg	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Elect Robert M. Hernandez	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Elect Michael G. Atieh	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Elect Sheila P. Burke	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Elect James I. Cash, Jr.	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Elect Mary A. Cirillo	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Elect Michael P. Connors	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Elect John A. Edwardson	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Elect Kimberly Ross	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Elect Robert W. Scully	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Elect Eugene B. Shanks, Jr.	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Elect Theodore Shasta	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Elect David H. Sidwell	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Elect Olivier Steimer	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Elect James M. Zimmerman	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Elect Evan G. Greenberg as Chair of the Board of Directors	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Elect Michael P. Connors	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Elect Mary A. Cirillo	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Elect Robert M. Hernandez	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Elect James M. Zimmerman	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Election of Homburger AG as independent proxy	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Amendment to Articles Regarding Authorized Share Capital for General Purposes	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Board Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Executive Compensation	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Chubb Limited	CB	H1467J104	5/17/2018	Additional or Miscellaneous Proposals	Mgmt	Voted	Abstain	Against
TCW Select Equities Fund	Concho Resources Inc.	CXO	20605P101	5/17/2018	Elect Steven L. Beal	Mgmt	Voted	For	For
TCW Select Equities Fund	Concho Resources Inc.	CXO	20605P101	5/17/2018	Elect Tucker S. Bridwell	Mgmt	Voted	For	For
TCW Select Equities Fund	Concho Resources Inc.	CXO	20605P101	5/17/2018	Elect Mark Puckett	Mgmt	Voted	For	For
TCW Select Equities Fund	Concho Resources Inc.	CXO	20605P101	5/17/2018	Elect Joseph Wright	Mgmt	Voted	For	For
TCW Select Equities Fund	Concho Resources Inc.	CXO	20605P101	5/17/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Concho Resources Inc.	CXO	20605P101	5/17/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Costco Wholesale Corporation	COST	22160K105	1/30/2018	Elect Kenneth D. Denman	Mgmt	Voted	For	For
TCW Select Equities Fund	Costco Wholesale Corporation	COST	22160K105	1/30/2018	Elect W. Craig Jelinek	Mgmt	Voted	For	For
TCW Select Equities Fund	Costco Wholesale Corporation	COST	22160K105	1/30/2018	Elect Jeffrey S. Raikes	Mgmt	Voted	For	For
TCW Select Equities Fund	Costco Wholesale Corporation	COST	22160K105	1/30/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Costco Wholesale Corporation	COST	22160K105	1/30/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Costco Wholesale Corporation	COST	22160K105	1/30/2018	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Voted	For	Against
TCW Select Equities Fund	Costco Wholesale Corporation	COST	22160K105	1/30/2018	Shareholder Proposal Regarding Prison Labor	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Thomas Bartlett	Mgmt	Voted	For	For
TCW Select Equities Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Nanci E. Caldwell	Mgmt	Voted	For	For
TCW Select Equities Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Gary F. Hromadko	Mgmt	Voted	For	For
TCW Select Equities Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Scott Kriens	Mgmt	Voted	For	For
TCW Select Equities Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect William Luby	Mgmt	Voted	For	For
TCW Select Equities Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Irving F. Lyons, III	Mgmt	Voted	For	For
TCW Select Equities Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Christopher B. Paisley	Mgmt	Voted	For	For
TCW Select Equities Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Peter F. Van Camp	Mgmt	Voted	For	For
TCW Select Equities Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Shareholder Proposal Regarding Amendment to Proxy Access Bylaw	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Marc L. Andreessen	Mgmt	Voted	Withhold	Against
TCW Select Equities Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Erskine B. Bowles	Mgmt	Voted	Withhold	Against
TCW Select Equities Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Kenneth I. Chenault	Mgmt	Voted	For	For
TCW Select Equities Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Susan D. Desmond-Hellmann	Mgmt	Voted	Withhold	Against
TCW Select Equities Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Reed Hastings	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Select Equities Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Jan Koum	Mgmt	Voted	For	For
TCW Select Equities Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Sheryl K. Sandberg	Mgmt	Voted	For	For
TCW Select Equities Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Peter A. Thiel	Mgmt	Voted	For	For
TCW Select Equities Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Mark Zuckerberg	Mgmt	Voted	For	For
TCW Select Equities Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Shareholder Proposal Regarding Recapitalization	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Shareholder Proposal Regarding Formation of a Risk Oversight Committee	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Voted	For	Against
TCW Select Equities Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Shareholder Proposal Regarding Gender Pay Equity Report	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Shareholder Proposal Regarding Tax Policy Principles	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	Fastenal Company	FAST	311900104	4/24/2018	Elect Willard D. Oberton	Mgmt	Voted	For	For
TCW Select Equities Fund	Fastenal Company	FAST	311900104	4/24/2018	Elect Michael J. Ancius	Mgmt	Voted	For	For
TCW Select Equities Fund	Fastenal Company	FAST	311900104	4/24/2018	Elect Michael J. Dolan	Mgmt	Voted	For	For
TCW Select Equities Fund	Fastenal Company	FAST	311900104	4/24/2018	Elect Stephen L. Eastman	Mgmt	Voted	For	For
TCW Select Equities Fund	Fastenal Company	FAST	311900104	4/24/2018	Elect Daniel L. Florness	Mgmt	Voted	For	For
TCW Select Equities Fund	Fastenal Company	FAST	311900104	4/24/2018	Elect Rita J. Heise	Mgmt	Voted	For	For
TCW Select Equities Fund	Fastenal Company	FAST	311900104	4/24/2018	Elect Darren R. Jackson	Mgmt	Voted	For	For
TCW Select Equities Fund	Fastenal Company	FAST	311900104	4/24/2018	Elect Daniel J. Johnson	Mgmt	Voted	For	For
TCW Select Equities Fund	Fastenal Company	FAST	311900104	4/24/2018	Elect Scott A. Satterlee	Mgmt	Voted	For	For
TCW Select Equities Fund	Fastenal Company	FAST	311900104	4/24/2018	Elect Reyne K. Wisecup	Mgmt	Voted	For	For
TCW Select Equities Fund	Fastenal Company	FAST	311900104	4/24/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Fastenal Company	FAST	311900104	4/24/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Fastenal Company	FAST	311900104	4/24/2018	Non-Employee Director Stock Option Plan	Mgmt	Voted	For	For
TCW Select Equities Fund	Illumina, Inc.	ILMN	452327109	5/23/2018	Elect Jay T. Flatley	Mgmt	Voted	For	For
TCW Select Equities Fund	Illumina, Inc.	ILMN	452327109	5/23/2018	Elect John W. Thompson	Mgmt	Voted	For	For
TCW Select Equities Fund	Illumina, Inc.	ILMN	452327109	5/23/2018	Elect Gary S. Guthart	Mgmt	Voted	For	For
TCW Select Equities Fund	Illumina, Inc.	ILMN	452327109	5/23/2018	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Select Equities Fund	Illumina, Inc.	ILMN	452327109	5/23/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Illumina, Inc.	ILMN	452327109	5/23/2018	Shareholder Proposal Regarding Declassification of the Board	ShrHoldr	Voted	For	Against
TCW Select Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Richard Haythornthwaite	Mgmt	Voted	For	For
TCW Select Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Ajay Banga	Mgmt	Voted	For	For
TCW Select Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Silvio Barzi	Mgmt	Voted	For	For
TCW Select Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect David R. Carlucci	Mgmt	Voted	For	For
TCW Select Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Richard K. Davis	Mgmt	Voted	For	For
TCW Select Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Steven J. Freiberg	Mgmt	Voted	For	For
TCW Select Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Julius Genachowski	Mgmt	Voted	For	For
TCW Select Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Goh Choon Phong	Mgmt	Voted	For	For
TCW Select Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Merit E. Janow	Mgmt	Voted	For	For
TCW Select Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Nancy J. Karch	Mgmt	Voted	For	For
TCW Select Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Oki Matsumoto	Mgmt	Voted	For	For
TCW Select Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Rima Qureshi	Mgmt	Voted	For	For
TCW Select Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Jose Octavio Reyes Lagunes	Mgmt	Voted	For	For
TCW Select Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Jackson P. Tai	Mgmt	Voted	For	For
TCW Select Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Monster Beverage Corporation	MNST	61174X109	6/7/2018	Elect Rodney C. Sacks	Mgmt	Voted	For	For
TCW Select Equities Fund	Monster Beverage Corporation	MNST	61174X109	6/7/2018	Elect Hilton H. Schlosberg	Mgmt	Voted	For	For
TCW Select Equities Fund	Monster Beverage Corporation	MNST	61174X109	6/7/2018	Elect Mark J. Hall	Mgmt	Voted	For	For
TCW Select Equities Fund	Monster Beverage Corporation	MNST	61174X109	6/7/2018	Elect Norman C. Epstein	Mgmt	Voted	For	For
TCW Select Equities Fund	Monster Beverage Corporation	MNST	61174X109	6/7/2018	Elect Gary P. Fayard	Mgmt	Voted	For	For
TCW Select Equities Fund	Monster Beverage Corporation	MNST	61174X109	6/7/2018	Elect Benjamin M. Polk	Mgmt	Voted	For	For
TCW Select Equities Fund	Monster Beverage Corporation	MNST	61174X109	6/7/2018	Elect Sydney Selati	Mgmt	Voted	For	For
TCW Select Equities Fund	Monster Beverage Corporation	MNST	61174X109	6/7/2018	Elect Harold C. Taber, Jr.	Mgmt	Voted	For	For
TCW Select Equities Fund	Monster Beverage Corporation	MNST	61174X109	6/7/2018	Elect Kathy N. Waller	Mgmt	Voted	For	For
TCW Select Equities Fund	Monster Beverage Corporation	MNST	61174X109	6/7/2018	Elect Mark S. Vidergauz	Mgmt	Voted	For	For
TCW Select Equities Fund	Monster Beverage Corporation	MNST	61174X109	6/7/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Monster Beverage Corporation	MNST	61174X109	6/7/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Monster Beverage Corporation	MNST	61174X109	6/7/2018	Shareholder Proposal Regarding Slavery and Human Trafficking Report	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	PayPal Holdings, Inc.	PYPL	70450Y103	5/23/2018	Elect Rodney C. Adkins	Mgmt	Voted	For	For
TCW Select Equities Fund	PayPal Holdings, Inc.	PYPL	70450Y103	5/23/2018	Elect Wences Casares	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Select Equities Fund	PayPal Holdings, Inc.	PYPL	70450Y103	5/23/2018	Elect Jonathan Christodoro	Mgmt	Voted	For	For
TCW Select Equities Fund	PayPal Holdings, Inc.	PYPL	70450Y103	5/23/2018	Elect John J. Donahoe II	Mgmt	Voted	For	For
TCW Select Equities Fund	PayPal Holdings, Inc.	PYPL	70450Y103	5/23/2018	Elect David W. Dorman	Mgmt	Voted	For	For
TCW Select Equities Fund	PayPal Holdings, Inc.	PYPL	70450Y103	5/23/2018	Elect Belinda J. Johnson	Mgmt	Voted	For	For
TCW Select Equities Fund	PayPal Holdings, Inc.	PYPL	70450Y103	5/23/2018	Elect Gail J. McGovern	Mgmt	Voted	For	For
TCW Select Equities Fund	PayPal Holdings, Inc.	PYPL	70450Y103	5/23/2018	Elect David M. Moffett	Mgmt	Voted	For	For
TCW Select Equities Fund	PayPal Holdings, Inc.	PYPL	70450Y103	5/23/2018	Elect Ann Sarnoff	Mgmt	Voted	For	For
TCW Select Equities Fund	PayPal Holdings, Inc.	PYPL	70450Y103	5/23/2018	Elect Daniel H. Schulman	Mgmt	Voted	For	For
TCW Select Equities Fund	PayPal Holdings, Inc.	PYPL	70450Y103	5/23/2018	Elect Frank D. Yeary	Mgmt	Voted	For	For
TCW Select Equities Fund	PayPal Holdings, Inc.	PYPL	70450Y103	5/23/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	PayPal Holdings, Inc.	PYPL	70450Y103	5/23/2018	Amendment to the 2015 Equity Incentive Award Plan	Mgmt	Voted	For	For
TCW Select Equities Fund	PayPal Holdings, Inc.	PYPL	70450Y103	5/23/2018	Amendment to the Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW Select Equities Fund	PayPal Holdings, Inc.	PYPL	70450Y103	5/23/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	PayPal Holdings, Inc.	PYPL	70450Y103	5/23/2018	Shareholder Proposal Regarding Amendment to Proxy Access Bylaw	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	PayPal Holdings, Inc.	PYPL	70450Y103	5/23/2018	Shareholder Proposal Regarding Political Contributions and Expenditures Report	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	PayPal Holdings, Inc.	PYPL	70450Y103	5/23/2018	Shareholder Proposal Regarding Integration of Human and Indigenous Peoples’ Rights Policy in Corporate Documents	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	S&P Global Inc.	SPGI	78409V104	5/1/2018	Elect Marco Alvera	Mgmt	Voted	For	For
TCW Select Equities Fund	S&P Global Inc.	SPGI	78409V104	5/1/2018	Elect William D. Green	Mgmt	Voted	For	For
TCW Select Equities Fund	S&P Global Inc.	SPGI	78409V104	5/1/2018	Elect Charles E. Haldeman, Jr.	Mgmt	Voted	For	For
TCW Select Equities Fund	S&P Global Inc.	SPGI	78409V104	5/1/2018	Elect Stephanie C. Hill	Mgmt	Voted	For	For
TCW Select Equities Fund	S&P Global Inc.	SPGI	78409V104	5/1/2018	Elect Rebecca Jacoby	Mgmt	Voted	For	For
TCW Select Equities Fund	S&P Global Inc.	SPGI	78409V104	5/1/2018	Elect Monique F. Leroux	Mgmt	Voted	For	For
TCW Select Equities Fund	S&P Global Inc.	SPGI	78409V104	5/1/2018	Elect Maria R. Morris	Mgmt	Voted	For	For
TCW Select Equities Fund	S&P Global Inc.	SPGI	78409V104	5/1/2018	Elect Douglas L. Peterson	Mgmt	Voted	For	For
TCW Select Equities Fund	S&P Global Inc.	SPGI	78409V104	5/1/2018	Elect Sir Michael Rake	Mgmt	Voted	For	For
TCW Select Equities Fund	S&P Global Inc.	SPGI	78409V104	5/1/2018	Elect Edward B. Rust, Jr.	Mgmt	Voted	For	For
TCW Select Equities Fund	S&P Global Inc.	SPGI	78409V104	5/1/2018	Elect Kurt L. Schmoke	Mgmt	Voted	For	For
TCW Select Equities Fund	S&P Global Inc.	SPGI	78409V104	5/1/2018	Elect Richard E. Thornburgh	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Select Equities Fund	S&P Global Inc.	SPGI	78409V104	5/1/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	S&P Global Inc.	SPGI	78409V104	5/1/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Marc R. Benioff	Mgmt	Voted	For	For
TCW Select Equities Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Keith G. Block	Mgmt	Voted	For	For
TCW Select Equities Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Craig A. Conway	Mgmt	Voted	For	For
TCW Select Equities Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Alan G. Hassenfeld	Mgmt	Voted	For	For
TCW Select Equities Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Neelie Kroes	Mgmt	Voted	For	For
TCW Select Equities Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Colin L. Powell	Mgmt	Voted	For	For
TCW Select Equities Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Sanford R. Robertson	Mgmt	Voted	For	For
TCW Select Equities Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect John V. Roos	Mgmt	Voted	For	For
TCW Select Equities Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Bernard Tyson	Mgmt	Voted	For	For
TCW Select Equities Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Robin L. Washington	Mgmt	Voted	For	For
TCW Select Equities Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Maynard G. Webb	Mgmt	Voted	For	For
TCW Select Equities Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Susan D. Wojcicki	Mgmt	Voted	For	For
TCW Select Equities Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Adoption of Right to Call a Special Meeting	Mgmt	Voted	For	For
TCW Select Equities Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Amendment to the 2013 Equity Incentive Plan	Mgmt	Voted	For	For
TCW Select Equities Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Voted	For	Against
TCW Select Equities Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Shareholder Proposal Regarding Country Selection Guidelines	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	ServiceNow, Inc.	NOW	81762P102	6/19/2018	Elect Susan L. Bostrom	Mgmt	Voted	For	For
TCW Select Equities Fund	ServiceNow, Inc.	NOW	81762P102	6/19/2018	Elect Jonathan C. Chadwick	Mgmt	Voted	For	For
TCW Select Equities Fund	ServiceNow, Inc.	NOW	81762P102	6/19/2018	Elect Frederic B. Luddy	Mgmt	Voted	For	For
TCW Select Equities Fund	ServiceNow, Inc.	NOW	81762P102	6/19/2018	Elect Jeffrey A. Miller	Mgmt	Voted	For	For
TCW Select Equities Fund	ServiceNow, Inc.	NOW	81762P102	6/19/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	ServiceNow, Inc.	NOW	81762P102	6/19/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	ServiceNow, Inc.	NOW	81762P102	6/19/2018	Amendment to the 2012 Equity Incentive Plan	Mgmt	Voted	For	For
TCW Select Equities Fund	Splunk Inc.	SPLK	848637104	6/7/2018	Elect Sara Baack	Mgmt	Voted	For	For
TCW Select Equities Fund	Splunk Inc.	SPLK	848637104	6/7/2018	Elect Douglas Merritt	Mgmt	Voted	For	For
TCW Select Equities Fund	Splunk Inc.	SPLK	848637104	6/7/2018	Elect Graham Smith	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Select Equities Fund	Splunk Inc.	SPLK	848637104	6/7/2018	Elect Godfrey Sullivan	Mgmt	Voted	For	For
TCW Select Equities Fund	Splunk Inc.	SPLK	848637104	6/7/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Splunk Inc.	SPLK	848637104	6/7/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Howard Schultz	Mgmt	Voted	For	For
TCW Select Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Rosalind G. Brewer	Mgmt	Voted	For	For
TCW Select Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Mary N. Dillon	Mgmt	Voted	For	For
TCW Select Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Mellody Hobson	Mgmt	Voted	For	For
TCW Select Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Kevin R. Johnson	Mgmt	Voted	For	For
TCW Select Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Jorgen Vig Knudstorp	Mgmt	Voted	For	For
TCW Select Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Satya Nadella	Mgmt	Voted	For	For
TCW Select Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Joshua Cooper Ramo	Mgmt	Voted	For	For
TCW Select Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Clara Shih	Mgmt	Voted	For	For
TCW Select Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Javier G. Teruel	Mgmt	Voted	For	For
TCW Select Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Myron E. Ullman, III	Mgmt	Voted	For	For
TCW Select Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Craig E. Weatherup	Mgmt	Voted	For	For
TCW Select Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Shareholder Proposal Regarding Amendment to Proxy Access Bylaw	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Shareholder Proposal Regarding Report on Sustainable Packaging	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Shareholder Proposal Regarding Report on Paid Family Leave	ShrHoldr	Voted	For	Against
TCW Select Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Shareholder Proposal Regarding Diversity Report	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	The Home Depot, Inc.	HD	437076102	5/17/2018	Elect Gerard J. Arpey	Mgmt	Voted	For	For
TCW Select Equities Fund	The Home Depot, Inc.	HD	437076102	5/17/2018	Elect Ari Bousbib	Mgmt	Voted	For	For
TCW Select Equities Fund	The Home Depot, Inc.	HD	437076102	5/17/2018	Elect Jeffery H. Boyd	Mgmt	Voted	For	For
TCW Select Equities Fund	The Home Depot, Inc.	HD	437076102	5/17/2018	Elect Gregory D. Brenneman	Mgmt	Voted	For	For
TCW Select Equities Fund	The Home Depot, Inc.	HD	437076102	5/17/2018	Elect J. Frank Brown	Mgmt	Voted	For	For
TCW Select Equities Fund	The Home Depot, Inc.	HD	437076102	5/17/2018	Elect Albert P. Carey	Mgmt	Voted	For	For
TCW Select Equities Fund	The Home Depot, Inc.	HD	437076102	5/17/2018	Elect Armando Codina	Mgmt	Voted	For	For
TCW Select Equities Fund	The Home Depot, Inc.	HD	437076102	5/17/2018	Elect Helena B. Foulkes	Mgmt	Voted	For	For
TCW Select Equities Fund	The Home Depot, Inc.	HD	437076102	5/17/2018	Elect Linda R. Gooden	Mgmt	Voted	For	For
TCW Select Equities Fund	The Home Depot, Inc.	HD	437076102	5/17/2018	Elect Wayne M. Hewett	Mgmt	Voted	For	For
TCW Select Equities Fund	The Home Depot, Inc.	HD	437076102	5/17/2018	Elect Stephanie C. Linnartz	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Select Equities Fund	The Home Depot, Inc.	HD	437076102	5/17/2018	Elect Craig A. Menear	Mgmt	Voted	For	For
TCW Select Equities Fund	The Home Depot, Inc.	HD	437076102	5/17/2018	Elect Mark Vadon	Mgmt	Voted	For	For
TCW Select Equities Fund	The Home Depot, Inc.	HD	437076102	5/17/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	The Home Depot, Inc.	HD	437076102	5/17/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	The Home Depot, Inc.	HD	437076102	5/17/2018	Shareholder Proposal Regarding Political Contributions and Expenditures Report	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	The Home Depot, Inc.	HD	437076102	5/17/2018	Shareholder Proposal Regarding Employment Diversity Report	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	The Home Depot, Inc.	HD	437076102	5/17/2018	Shareholder Proposal Regarding Right to Call Special Meetings	ShrHoldr	Voted	For	Against
TCW Select Equities Fund	The Home Depot, Inc.	HD	437076102	5/17/2018	Shareholder Proposal Regarding Amendment to Clawback Policy	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	TransUnion	TRU	89400J107	5/8/2018	Elect Pamela A. Joseph	Mgmt	Voted	For	For
TCW Select Equities Fund	TransUnion	TRU	89400J107	5/8/2018	Elect James M. Peck	Mgmt	Voted	For	For
TCW Select Equities Fund	TransUnion	TRU	89400J107	5/8/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Ulta Beauty, Inc.	ULTA	90384S303	6/6/2018	Elect Robert F. DiRomualdo	Mgmt	Voted	For	For
TCW Select Equities Fund	Ulta Beauty, Inc.	ULTA	90384S303	6/6/2018	Elect Catherine A. Halligan	Mgmt	Voted	For	For
TCW Select Equities Fund	Ulta Beauty, Inc.	ULTA	90384S303	6/6/2018	Elect George R. Mrkonic	Mgmt	Voted	For	For
TCW Select Equities Fund	Ulta Beauty, Inc.	ULTA	90384S303	6/6/2018	Elect Lorna E. Nagler	Mgmt	Voted	For	For
TCW Select Equities Fund	Ulta Beauty, Inc.	ULTA	90384S303	6/6/2018	Elect Sally E. Blount	Mgmt	Voted	For	For
TCW Select Equities Fund	Ulta Beauty, Inc.	ULTA	90384S303	6/6/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Ulta Beauty, Inc.	ULTA	90384S303	6/6/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Lloyd A. Carney	Mgmt	Voted	For	For
TCW Select Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Mary B. Cranston	Mgmt	Voted	For	For
TCW Select Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Francisco Javier Fernandez-Carbajal	Mgmt	Voted	For	For
TCW Select Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Gary A. Hoffman	Mgmt	Voted	For	For
TCW Select Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Alfred F. Kelly, Jr.	Mgmt	Voted	For	For
TCW Select Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Elect John F. Lundgren	Mgmt	Voted	For	For
TCW Select Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Robert W. Matschullat	Mgmt	Voted	For	For
TCW Select Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Suzanne Nora Johnson	Mgmt	Voted	For	For
TCW Select Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Elect John A.C. Swainson	Mgmt	Voted	For	For
TCW Select Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Maynard G. Webb, Jr.	Mgmt	Voted	For	For
TCW Select Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Select Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Waste Connections Inc	WCN	94106B101	5/24/2018	Elect Ronald J. Mittelstaedt	Mgmt	Voted	For	For
TCW Select Equities Fund	Waste Connections Inc	WCN	94106B101	5/24/2018	Elect Robert H. Davis	Mgmt	Voted	For	For
TCW Select Equities Fund	Waste Connections Inc	WCN	94106B101	5/24/2018	Elect Edward E. Gullet	Mgmt	Voted	For	For
TCW Select Equities Fund	Waste Connections Inc	WCN	94106B101	5/24/2018	Elect Michael W. Harlan	Mgmt	Voted	For	For
TCW Select Equities Fund	Waste Connections Inc	WCN	94106B101	5/24/2018	Elect Larry S. Hughes	Mgmt	Voted	For	For
TCW Select Equities Fund	Waste Connections Inc	WCN	94106B101	5/24/2018	Elect Susan Lee	Mgmt	Voted	For	For
TCW Select Equities Fund	Waste Connections Inc	WCN	94106B101	5/24/2018	Elect William J. Razzouk	Mgmt	Voted	For	For
TCW Select Equities Fund	Waste Connections Inc	WCN	94106B101	5/24/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Select Equities Fund	Waste Connections Inc	WCN	94106B101	5/24/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Waste Connections Inc	WCN	94106B101	5/24/2018	Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age	ShrHoldr	Voted	Against	For
TCW Select Equities Fund	West Pharmaceutical Services, Inc.	WST	955306105	5/1/2018	Elect Mark A. Buthman	Mgmt	Voted	For	For
TCW Select Equities Fund	West Pharmaceutical Services, Inc.	WST	955306105	5/1/2018	Elect William F. Feehery	Mgmt	Voted	For	For
TCW Select Equities Fund	West Pharmaceutical Services, Inc.	WST	955306105	5/1/2018	Elect Eric M. Green	Mgmt	Voted	For	For
TCW Select Equities Fund	West Pharmaceutical Services, Inc.	WST	955306105	5/1/2018	Elect Thomas W. Hofmann	Mgmt	Voted	For	For
TCW Select Equities Fund	West Pharmaceutical Services, Inc.	WST	955306105	5/1/2018	Elect Paula A. Johnson	Mgmt	Voted	For	For
TCW Select Equities Fund	West Pharmaceutical Services, Inc.	WST	955306105	5/1/2018	Elect Deborah L. V. Keller	Mgmt	Voted	For	For
TCW Select Equities Fund	West Pharmaceutical Services, Inc.	WST	955306105	5/1/2018	Elect Myla Lai-Goldman	Mgmt	Voted	For	For
TCW Select Equities Fund	West Pharmaceutical Services, Inc.	WST	955306105	5/1/2018	Elect Douglas A. Michels	Mgmt	Voted	For	For
TCW Select Equities Fund	West Pharmaceutical Services, Inc.	WST	955306105	5/1/2018	Elect Paolo Pucci	Mgmt	Voted	For	For
TCW Select Equities Fund	West Pharmaceutical Services, Inc.	WST	955306105	5/1/2018	Elect John H. Weiland	Mgmt	Voted	For	For
TCW Select Equities Fund	West Pharmaceutical Services, Inc.	WST	955306105	5/1/2018	Elect Patrick J. Zenner	Mgmt	Voted	For	For
TCW Select Equities Fund	West Pharmaceutical Services, Inc.	WST	955306105	5/1/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	West Pharmaceutical Services, Inc.	WST	955306105	5/1/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Select Equities Fund	Zoetis Inc.	ZTS	98978V103	5/15/2018	Elect Sanjay Khosla	Mgmt	Voted	For	For
TCW Select Equities Fund	Zoetis Inc.	ZTS	98978V103	5/15/2018	Elect Willie M. Reed	Mgmt	Voted	For	For
TCW Select Equities Fund	Zoetis Inc.	ZTS	98978V103	5/15/2018	Elect Linda Rhodes	Mgmt	Voted	For	For
TCW Select Equities Fund	Zoetis Inc.	ZTS	98978V103	5/15/2018	Elect William C. Steere, Jr.	Mgmt	Voted	For	For
TCW Select Equities Fund	Zoetis Inc.	ZTS	98978V103	5/15/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Select Equities Fund	Zoetis Inc.	ZTS	98978V103	5/15/2018	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Artificial Intelligence Equity Fund	Accenture plc	ACN	G1151C101	2/7/2018	Elect Jaime Ardila Gomez	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Accenture plc	ACN	G1151C101	2/7/2018	Elect Charles H. Giancarlo	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Accenture plc	ACN	G1151C101	2/7/2018	Elect Herbert Hainer	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Accenture plc	ACN	G1151C101	2/7/2018	Elect Marjorie Magner	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Accenture plc	ACN	G1151C101	2/7/2018	Elect Nancy McKinstry	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Accenture plc	ACN	G1151C101	2/7/2018	Elect Pierre Nanterme	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Accenture plc	ACN	G1151C101	2/7/2018	Elect Gilles Pelisson	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Accenture plc	ACN	G1151C101	2/7/2018	Elect Paula A. Price	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Accenture plc	ACN	G1151C101	2/7/2018	Elect Arun Sarin	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Accenture plc	ACN	G1151C101	2/7/2018	Elect Frank K. Tang	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Accenture plc	ACN	G1151C101	2/7/2018	Elect Tracey T. Travis	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Accenture plc	ACN	G1151C101	2/7/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Accenture plc	ACN	G1151C101	2/7/2018	Amendment to the 2010 Share Incentive Plan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Accenture plc	ACN	G1151C101	2/7/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Accenture plc	ACN	G1151C101	2/7/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Accenture plc	ACN	G1151C101	2/7/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Accenture plc	ACN	G1151C101	2/7/2018	Issuance of Treasury Shares	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Accenture plc	ACN	G1151C101	2/7/2018	Internal Merger Transaction	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Accenture plc	ACN	G1151C101	2/7/2018	Amendment to Articles Regarding Shareholder Approval of Internal Transactions	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Amy L. Banse	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Edward W. Barnholt	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Robert K. Burgess	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Frank A. Calderoni	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect James E. Daley	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Laura B. Desmond	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Charles M. Geschke	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Shantanu Narayen	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Daniel Rosensweig	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect John E. Warnock	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Amendment to the 2003 Equity Incentive Plan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Artificial Intelligence Equity Fund	Alphabet Inc.	GOOGL	02079K305	6/6/2018	Elect Larry Page	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Alphabet Inc.	GOOGL	02079K305	6/6/2018	Elect Sergey Brin	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Alphabet Inc.	GOOGL	02079K305	6/6/2018	Elect Eric E. Schmidt	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Alphabet Inc.	GOOGL	02079K305	6/6/2018	Elect L. John Doerr	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Alphabet Inc.	GOOGL	02079K305	6/6/2018	Elect Roger W. Ferguson, Jr.	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Alphabet Inc.	GOOGL	02079K305	6/6/2018	Elect Diane Greene	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Alphabet Inc.	GOOGL	02079K305	6/6/2018	Elect John L. Hennessy	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Alphabet Inc.	GOOGL	02079K305	6/6/2018	Elect Ann Mather	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Alphabet Inc.	GOOGL	02079K305	6/6/2018	Elect Alan R. Mulally	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Alphabet Inc.	GOOGL	02079K305	6/6/2018	Elect Sundar Pichai	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Alphabet Inc.	GOOGL	02079K305	6/6/2018	Elect K. Ram Shriram	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Alphabet Inc.	GOOGL	02079K305	6/6/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Alphabet Inc.	GOOGL	02079K305	6/6/2018	Amendment to the 2012 Stock Plan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Alphabet Inc.	GOOGL	02079K305	6/6/2018	Shareholder Proposal Regarding Recapitalization	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Alphabet Inc.	GOOGL	02079K305	6/6/2018	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Alphabet Inc.	GOOGL	02079K305	6/6/2018	Shareholder Proposal Regarding Gender Pay Gap Risk Report	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Alphabet Inc.	GOOGL	02079K305	6/6/2018	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Voted	For	Against
TCW Artificial Intelligence Equity Fund	Alphabet Inc.	GOOGL	02079K305	6/6/2018	Shareholder Proposal Regarding Linking Executive Pay to Sustainability	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Alphabet Inc.	GOOGL	02079K305	6/6/2018	Shareholder Proposal Regarding Disclosure of Board Qualifications	ShrHoldr	Voted	For	Against
TCW Artificial Intelligence Equity Fund	Alphabet Inc.	GOOGL	02079K305	6/6/2018	Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Elect Jeffrey P. Bezos	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Elect Tom A. Alberg	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Elect Jamie S. Gorelick	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Elect Daniel P. Huttenlocher	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Elect Judith A. McGrath	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Elect Jonathan J. Rubinstein	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Elect Thomas O. Ryder	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Elect Patricia Q. Stonesifer	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Elect Wendell P. Weeks	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Artificial Intelligence Equity Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Shareholder Proposal Regarding Board Diversity	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Amazon.com, Inc.	AMZN	023135106	5/30/2018	Shareholder Proposal Regarding Counting Abstentions	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Gustavo Lara Cantu	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Raymond P. Dolan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Robert D. Hormats	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Grace D. Lieblein	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Craig Macnab	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect JoAnn A. Reed	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Pamela D.A. Reeve	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect David E. Sharbutt	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect James D. Taiclet, Jr.	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Samme L. Thompson	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Apple Inc.	AAPL	037833100	2/13/2018	Elect James A. Bell	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Apple Inc.	AAPL	037833100	2/13/2018	Elect Timothy D. Cook	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Apple Inc.	AAPL	037833100	2/13/2018	Elect Albert A. Gore	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Apple Inc.	AAPL	037833100	2/13/2018	Elect Robert A. Iger	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Apple Inc.	AAPL	037833100	2/13/2018	Elect Andrea Jung	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Apple Inc.	AAPL	037833100	2/13/2018	Elect Arthur D. Levinson	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Apple Inc.	AAPL	037833100	2/13/2018	Elect Ronald D. Sugar	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Apple Inc.	AAPL	037833100	2/13/2018	Elect Susan L. Wagner	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Apple Inc.	AAPL	037833100	2/13/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Apple Inc.	AAPL	037833100	2/13/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Apple Inc.	AAPL	037833100	2/13/2018	Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Apple Inc.	AAPL	037833100	2/13/2018	Shareholder Proposal Regarding Amendments to Proxy Access Bylaw	ShrHoldr	Voted	Against	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Artificial Intelligence Equity Fund	Apple Inc.	AAPL	037833100	2/13/2018	Shareholder Proposal Regarding Formation of a Human Rights Committee	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Aptiv PLC	APTV	G27823106	4/26/2018	Elect Kevin P. Clark	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Aptiv PLC	APTV	G27823106	4/26/2018	Elect Nancy E. Cooper	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Aptiv PLC	APTV	G27823106	4/26/2018	Elect Frank J. Dellaquila	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Aptiv PLC	APTV	G27823106	4/26/2018	Elect Nicholas M. Donofrio	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Aptiv PLC	APTV	G27823106	4/26/2018	Elect Mark Frissora	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Aptiv PLC	APTV	G27823106	4/26/2018	Elect Rajiv L. Gupta	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Aptiv PLC	APTV	G27823106	4/26/2018	Elect Sean O. Mahoney	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Aptiv PLC	APTV	G27823106	4/26/2018	Elect Colin J. Parris	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Aptiv PLC	APTV	G27823106	4/26/2018	Elect Ana G. Pinczuk	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Aptiv PLC	APTV	G27823106	4/26/2018	Elect Thomas W. Sidlik	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Aptiv PLC	APTV	G27823106	4/26/2018	Elect Lawrence A. Zimmerman	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Aptiv PLC	APTV	G27823106	4/26/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Aptiv PLC	APTV	G27823106	4/26/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Aptiv PLC	APTV	G27823106	4/26/2018	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Artificial Intelligence Equity Fund	Aptiv PLC	DLPH	G27823106	11/7/2017	Company Name Change	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Arista Networks, Inc.	ANET	040413106	5/29/2018	Elect Andreas Bechtolsheim	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Arista Networks, Inc.	ANET	040413106	5/29/2018	Elect Jayshree Ullal	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Arista Networks, Inc.	ANET	040413106	5/29/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Arista Networks, Inc.	ANET	040413106	5/29/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ASML Holding N.V.	ASML	N07059210	4/25/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ASML Holding N.V.	ASML	N07059210	4/25/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ASML Holding N.V.	ASML	N07059210	4/25/2018	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ASML Holding N.V.	ASML	N07059210	4/25/2018	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ASML Holding N.V.	ASML	N07059210	4/25/2018	Long-Term Incentive Plan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ASML Holding N.V.	ASML	N07059210	4/25/2018	Elect J.M.C. Stork to the Supervisory Board	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ASML Holding N.V.	ASML	N07059210	4/25/2018	Elect T.L. Kelly to the Supervisory Board	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ASML Holding N.V.	ASML	N07059210	4/25/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ASML Holding N.V.	ASML	N07059210	4/25/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Artificial Intelligence Equity Fund	ASML Holding N.V.	ASML	N07059210	4/25/2018	Authority to Suppress Preemptive Rights	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ASML Holding N.V.	ASML	N07059210	4/25/2018	Authority to Issue Shares w/ Preemptive Rights in connection with mergers, acquisitions and alliances	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ASML Holding N.V.	ASML	N07059210	4/25/2018	Authority to Suppress Preemptive Rights in connection with mergers, acquisitions and alliances	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ASML Holding N.V.	ASML	N07059210	4/25/2018	Authority to Repurchase Ordinary Shares	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ASML Holding N.V.	ASML	N07059210	4/25/2018	Authority to Repurchase Additional Ordinary Shares	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ASML Holding N.V.	ASML	N07059210	4/25/2018	Authority to Cancel Repurchase Shares	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Broadcom Limited	AVGO	Y09827109	3/23/2018	Reincorporation/Change of Continuance	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Broadcom Limited	AVGO	Y09827109	4/4/2018	Elect Hock E. Tan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Broadcom Limited	AVGO	Y09827109	4/4/2018	Elect James V. Diller, Sr.	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Broadcom Limited	AVGO	Y09827109	4/4/2018	Elect Gayla J. Delly	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Broadcom Limited	AVGO	Y09827109	4/4/2018	Elect Lewis C. Eggebrecht	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Broadcom Limited	AVGO	Y09827109	4/4/2018	Elect Kenneth Y. Hao	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Broadcom Limited	AVGO	Y09827109	4/4/2018	Elect Eddy W. Hartenstein	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Broadcom Limited	AVGO	Y09827109	4/4/2018	Elect Check Kian Low	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Broadcom Limited	AVGO	Y09827109	4/4/2018	Elect Donald Macleod	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Broadcom Limited	AVGO	Y09827109	4/4/2018	Elect Peter J. Marks	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Broadcom Limited	AVGO	Y09827109	4/4/2018	Elect Dr. Henry S. Samueli	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Broadcom Limited	AVGO	Y09827109	4/4/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Broadcom Limited	AVGO	Y09827109	4/4/2018	Authority to Issue Ordinary and Special Preference Shares	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Broadcom Limited	AVGO	Y09827109	4/4/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Ciena Corporation	CIEN	171779309	4/3/2018	Elect Bruce L. Claflin	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Ciena Corporation	CIEN	171779309	4/3/2018	Elect Patrick Gallagher	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Ciena Corporation	CIEN	171779309	4/3/2018	Elect T. Michael Nevens	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Ciena Corporation	CIEN	171779309	4/3/2018	Elect William D. Fathers	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Ciena Corporation	CIEN	171779309	4/3/2018	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Artificial Intelligence Equity Fund	Ciena Corporation	CIEN	171779309	4/3/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Donald W. Blair	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Stephanie A. Burns	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect John A. Canning Jr.	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Richard T. Clark	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Robert F. Cummings, Jr.	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Deborah A. Henretta	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Daniel P. Huttenlocher	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Kurt M. Landgraf	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Kevin J. Martin	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Deborah Rieman	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Hansel E. Tookes II	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Wendell P. Weeks	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Mark S. Wrighton	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Corning Incorporated	GLW	219350105	4/26/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Corning Incorporated	GLW	219350105	4/26/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect W. Steve Albrecht	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Hassane El-Khoury	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Oh Chul Kwon	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Catherine P. Lego	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Camillo Martino	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect J. Daniel McCranie	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Jeffrey J. Owens	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Jeannine Sargent	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Michael S. Wishart	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Amendment to the Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Domino’s Pizza, Inc.	DPZ	25754A201	4/24/2018	Elect David A. Brandon	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Domino’s Pizza, Inc.	DPZ	25754A201	4/24/2018	Elect C. Andrew Ballard	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Domino’s Pizza, Inc.	DPZ	25754A201	4/24/2018	Elect Andrew B. Balson	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Domino’s Pizza, Inc.	DPZ	25754A201	4/24/2018	Elect Diana F. Cantor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Domino’s Pizza, Inc.	DPZ	25754A201	4/24/2018	Elect J. Patrick Doyle	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Domino’s Pizza, Inc.	DPZ	25754A201	4/24/2018	Elect Richard L. Federico	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Artificial Intelligence Equity Fund	Domino’s Pizza, Inc.	DPZ	25754A201	4/24/2018	Elect James A. Goldman	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Domino’s Pizza, Inc.	DPZ	25754A201	4/24/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Domino’s Pizza, Inc.	DPZ	25754A201	4/24/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Domino’s Pizza, Inc.	DPZ	25754A201	4/24/2018	Shareholder Proposal Regarding Deforestation and Human Rights Policy	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	EPAM Systems Inc.	EPAM	29414B104	6/6/2018	Elect Arkadiy Dobkin	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	EPAM Systems Inc.	EPAM	29414B104	6/6/2018	Elect Robert E. Segert	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	EPAM Systems Inc.	EPAM	29414B104	6/6/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	EPAM Systems Inc.	EPAM	29414B104	6/6/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Thomas Bartlett	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Nanci E. Caldwell	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Gary F. Hromadko	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Scott Kriens	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect William Luby	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Irving F. Lyons, III	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Christopher B. Paisley	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Peter F. Van Camp	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Shareholder Proposal Regarding Amendment to Proxy Access Bylaw	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Marc L. Andreessen	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Erskine B. Bowles	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Kenneth I. Chenault	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Susan D. Desmond-Hellmann	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Reed Hastings	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Jan Koum	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Sheryl K. Sandberg	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Peter A. Thiel	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Mark Zuckerberg	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Shareholder Proposal Regarding Recapitalization	ShrHoldr	Voted	Against	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Artificial Intelligence Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Shareholder Proposal Regarding Formation of a Risk Oversight Committee	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Voted	For	Against
TCW Artificial Intelligence Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Shareholder Proposal Regarding Gender Pay Equity Report	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Shareholder Proposal Regarding Tax Policy Principles	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Gartner, Inc.	IT	366651107	5/24/2018	Elect Michael J. Bingle	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Gartner, Inc.	IT	366651107	5/24/2018	Elect Peter Bisson	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Gartner, Inc.	IT	366651107	5/24/2018	Elect Richard J. Bressler	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Gartner, Inc.	IT	366651107	5/24/2018	Elect Raul E. Cesan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Gartner, Inc.	IT	366651107	5/24/2018	Elect Karen E. Dykstra	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Gartner, Inc.	IT	366651107	5/24/2018	Elect Anne Sutherland Fuchs	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Gartner, Inc.	IT	366651107	5/24/2018	Elect William O. Grabe	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Gartner, Inc.	IT	366651107	5/24/2018	Elect Eugene A. Hall	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Gartner, Inc.	IT	366651107	5/24/2018	Elect Stephen G. Pagliuca	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Gartner, Inc.	IT	366651107	5/24/2018	Elect Eileen Serra	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Gartner, Inc.	IT	366651107	5/24/2018	Elect James C. Smith	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Gartner, Inc.	IT	366651107	5/24/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Gartner, Inc.	IT	366651107	5/24/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	General Motors Co.	GM	37045V100	6/12/2018	Elect Mary T. Barra	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	General Motors Co.	GM	37045V100	6/12/2018	Elect Linda R. Gooden	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	General Motors Co.	GM	37045V100	6/12/2018	Elect Joseph Jimenez	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	General Motors Co.	GM	37045V100	6/12/2018	Elect Jane L. Mendillo	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	General Motors Co.	GM	37045V100	6/12/2018	Elect Michael G. Mullen	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	General Motors Co.	GM	37045V100	6/12/2018	Elect James J. Mulva	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	General Motors Co.	GM	37045V100	6/12/2018	Elect Patricia F. Russo	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	General Motors Co.	GM	37045V100	6/12/2018	Elect Thomas M. Schoewe	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	General Motors Co.	GM	37045V100	6/12/2018	Elect Theodore M. Solso	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	General Motors Co.	GM	37045V100	6/12/2018	Elect Carol M. Stephenson	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	General Motors Co.	GM	37045V100	6/12/2018	Elect Devin N. Wenig	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Artificial Intelligence Equity Fund	General Motors Co.	GM	37045V100	6/12/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	General Motors Co.	GM	37045V100	6/12/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	General Motors Co.	GM	37045V100	6/12/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	General Motors Co.	GM	37045V100	6/12/2018	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Voted	For	Against
TCW Artificial Intelligence Equity Fund	General Motors Co.	GM	37045V100	6/12/2018	Shareholder Proposal Regarding Report on Company Fleet Greenhouse Gas Emissions	ShrHoldr	Voted	For	Against
TCW Artificial Intelligence Equity Fund	Hortonworks, Inc.	HDP	440894103	5/23/2018	Elect Robert Bearden	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Hortonworks, Inc.	HDP	440894103	5/23/2018	Elect Kevin Klausmeyer	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Hortonworks, Inc.	HDP	440894103	5/23/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Idexx Laboratories, Inc.	IDXX	45168D104	5/9/2018	Elect Bruce L. Claflin	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Idexx Laboratories, Inc.	IDXX	45168D104	5/9/2018	Elect Daniel M. Junius	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Idexx Laboratories, Inc.	IDXX	45168D104	5/9/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Idexx Laboratories, Inc.	IDXX	45168D104	5/9/2018	Approval of the 2018 Stock Incentive Plan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Idexx Laboratories, Inc.	IDXX	45168D104	5/9/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Inphi Corp.	IPHI	45772F107	5/24/2018	Elect Diosdado P. Banatao	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Inphi Corp.	IPHI	45772F107	5/24/2018	Elect Ford Tamer	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Inphi Corp.	IPHI	45772F107	5/24/2018	Elect William J. Ruehle	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Inphi Corp.	IPHI	45772F107	5/24/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Inphi Corp.	IPHI	45772F107	5/24/2018	Amendment to the Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Inphi Corp.	IPHI	45772F107	5/24/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Aneel Bhusri	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Andy D. Bryant	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Reed E. Hundt	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Omar Ishrak	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Brian M. Krzanich	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Risa Lavizzo-Mourey	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Tsu-Jae King Liu	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Gregory D. Smith	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Andrew Wilson	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Frank D. Yeary	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Artificial Intelligence Equity Fund	Intel Corporation	INTC	458140100	5/17/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intel Corporation	INTC	458140100	5/17/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intel Corporation	INTC	458140100	5/17/2018	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Intel Corporation	INTC	458140100	5/17/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Intel Corporation	INTC	458140100	5/17/2018	Shareholder Proposal Regarding Cost-Benefit Analysis of Political Contributions	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Intuitive Surgical, Inc.	ISRG	46120E602	4/19/2018	Elect Craig H. Barratt	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intuitive Surgical, Inc.	ISRG	46120E602	4/19/2018	Elect Michael A. Friedman	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intuitive Surgical, Inc.	ISRG	46120E602	4/19/2018	Elect Gary S. Guthart	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intuitive Surgical, Inc.	ISRG	46120E602	4/19/2018	Elect Amal M. Johnson	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intuitive Surgical, Inc.	ISRG	46120E602	4/19/2018	Elect Keith R. Leonard, Jr.	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intuitive Surgical, Inc.	ISRG	46120E602	4/19/2018	Elect Alan J. Levy	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intuitive Surgical, Inc.	ISRG	46120E602	4/19/2018	Elect Jami Dover Nachtsheim	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intuitive Surgical, Inc.	ISRG	46120E602	4/19/2018	Elect Mark J. Rubash	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intuitive Surgical, Inc.	ISRG	46120E602	4/19/2018	Elect Lonnie M. Smith	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intuitive Surgical, Inc.	ISRG	46120E602	4/19/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Intuitive Surgical, Inc.	ISRG	46120E602	4/19/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	KAR Auction Services, Inc.	KAR	48238T109	6/4/2018	Elect Todd F. Bourell	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	KAR Auction Services, Inc.	KAR	48238T109	6/4/2018	Elect Donna R. Ecton	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	KAR Auction Services, Inc.	KAR	48238T109	6/4/2018	Elect James P. Hallett	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	KAR Auction Services, Inc.	KAR	48238T109	6/4/2018	Elect Mark E. Hill	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	KAR Auction Services, Inc.	KAR	48238T109	6/4/2018	Elect J. Mark Howell	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	KAR Auction Services, Inc.	KAR	48238T109	6/4/2018	Elect Lynn Jolliffe	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	KAR Auction Services, Inc.	KAR	48238T109	6/4/2018	Elect Michael T. Kestner	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	KAR Auction Services, Inc.	KAR	48238T109	6/4/2018	Elect John P. Larson	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	KAR Auction Services, Inc.	KAR	48238T109	6/4/2018	Elect Stephen E. Smith	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	KAR Auction Services, Inc.	KAR	48238T109	6/4/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	KAR Auction Services, Inc.	KAR	48238T109	6/4/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Micron Technology, Inc.	MU	595112103	1/17/2018	Elect Robert L. Bailey	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Micron Technology, Inc.	MU	595112103	1/17/2018	Elect Richard M. Beyer	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Micron Technology, Inc.	MU	595112103	1/17/2018	Elect Patrick J. Byrne	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Micron Technology, Inc.	MU	595112103	1/17/2018	Elect Mercedes Johnson	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Artificial Intelligence Equity Fund	Micron Technology, Inc.	MU	595112103	1/17/2018	Elect Sanjay Mehrotra	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Micron Technology, Inc.	MU	595112103	1/17/2018	Elect Lawrence N. Mondry	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Micron Technology, Inc.	MU	595112103	1/17/2018	Elect Robert E. Switz	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Micron Technology, Inc.	MU	595112103	1/17/2018	Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Micron Technology, Inc.	MU	595112103	1/17/2018	Approval of Performance Goals Under Executive Officer Performance Incentive Plan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Micron Technology, Inc.	MU	595112103	1/17/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Micron Technology, Inc.	MU	595112103	1/17/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Micron Technology, Inc.	MU	595112103	1/17/2018	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Artificial Intelligence Equity Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect William H. Gates III	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Reid G. Hoffman	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Hugh F. Johnston	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Teri L. List-Stoll	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Satya Nadella	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Charles H. Noski	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Helmut G. W. Panke	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Sandra E. Peterson	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Penny S. Pritzker	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Charles W. Scharf	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Arne M. Sorenson	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect John W. Stanton	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect John W. Thompson	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Padmasree Warrior	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Artificial Intelligence Equity Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Approval of Material Terms of Performance Goals Under Executive Incentive Plan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Approval of the 2017 Stock Plan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Netflix, Inc.	NFLX	64110L106	6/6/2018	Elect Richard N. Barton	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Netflix, Inc.	NFLX	64110L106	6/6/2018	Elect Rodolphe Belmer	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Netflix, Inc.	NFLX	64110L106	6/6/2018	Elect Bradford L. Smith	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Artificial Intelligence Equity Fund	Netflix, Inc.	NFLX	64110L106	6/6/2018	Elect Anne M. Sweeney	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Netflix, Inc.	NFLX	64110L106	6/6/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Netflix, Inc.	NFLX	64110L106	6/6/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Netflix, Inc.	NFLX	64110L106	6/6/2018	Shareholder Proposal Regarding Right to Call Special Meetings	ShrHoldr	Voted	For	Against
TCW Artificial Intelligence Equity Fund	Netflix, Inc.	NFLX	64110L106	6/6/2018	Shareholder Proposal Regarding Proxy Access	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Netflix, Inc.	NFLX	64110L106	6/6/2018	Shareholder Proposal Regarding Amendment to Clawback Policy	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Netflix, Inc.	NFLX	64110L106	6/6/2018	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Voted	For	Against
TCW Artificial Intelligence Equity Fund	Netflix, Inc.	NFLX	64110L106	6/6/2018	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Voted	For	Against
TCW Artificial Intelligence Equity Fund	Netflix, Inc.	NFLX	64110L106	6/6/2018	Shareholder Proposal Regarding Majority Vote for Election of Directors	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Elect Robert J. Finocchio	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Elect Robert J. Frankenberg	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Elect William H. Janeway	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Elect Laura S. Kaiser	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Elect Mark R. Laret	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Elect Katharine A. Martin	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Elect Philip J. Quigley	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Elect Sanjay Vaswani	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Amendment to the 2000 Stock Plan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Shareholder Proposal Regarding Right to Call a Special Meeting	ShrHoldr	Voted	For	N/A
TCW Artificial Intelligence Equity Fund	NVIDIA Corporation	NVDA	67066G104	5/16/2018	Elect Robert K. Burgess	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	NVIDIA Corporation	NVDA	67066G104	5/16/2018	Elect Tench Coxe	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	NVIDIA Corporation	NVDA	67066G104	5/16/2018	Elect Persis S. Drell	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	NVIDIA Corporation	NVDA	67066G104	5/16/2018	Elect James C. Gaither	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	NVIDIA Corporation	NVDA	67066G104	5/16/2018	Elect Jen-Hsun Huang	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	NVIDIA Corporation	NVDA	67066G104	5/16/2018	Elect Dawn Hudson	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	NVIDIA Corporation	NVDA	67066G104	5/16/2018	Elect Harvey C. Jones	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	NVIDIA Corporation	NVDA	67066G104	5/16/2018	Elect Michael G. McCaffery	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Artificial Intelligence Equity Fund	NVIDIA Corporation	NVDA	67066G104	5/16/2018	Elect Mark L. Perry	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	NVIDIA Corporation	NVDA	67066G104	5/16/2018	Elect A. Brooke Seawell	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	NVIDIA Corporation	NVDA	67066G104	5/16/2018	Elect Mark A. Stevens	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	NVIDIA Corporation	NVDA	67066G104	5/16/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	NVIDIA Corporation	NVDA	67066G104	5/16/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	NVIDIA Corporation	NVDA	67066G104	5/16/2018	Amendment to the NVIDIA Corporation Amended and Restated 2007 Equity Incentive Plan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	NVIDIA Corporation	NVDA	67066G104	5/16/2018	Amendment to the NVIDIA Corporation Amended and Restated 2012 Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oclaro Inc	OCLR	67555N206	11/17/2017	Elect Edward B. Collins	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oclaro Inc	OCLR	67555N206	11/17/2017	Elect Denise Haylor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oclaro Inc	OCLR	67555N206	11/17/2017	Elect William L. Smith	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oclaro Inc	OCLR	67555N206	11/17/2017	Amendment to the 2001 Long-Term Stock Incentive Plan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oclaro Inc	OCLR	67555N206	11/17/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oclaro Inc	OCLR	67555N206	11/17/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Artificial Intelligence Equity Fund	Oclaro Inc	OCLR	67555N206	11/17/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Atsushi Abe	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Alan Campbell	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Curtis J. Crawford	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Gilles Delfassy	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Emmanuel T. Hernandez	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Keith D. Jackson	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Paul A. Mascarenas	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Daryl A. Ostrander	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Teresa M. Ressel	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oracle Corp.	ORCL	68389X105	11/15/2017	Elect Jeffrey S. Berg	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oracle Corp.	ORCL	68389X105	11/15/2017	Elect Michael J. Boskin	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oracle Corp.	ORCL	68389X105	11/15/2017	Elect Safra A. Catz	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oracle Corp.	ORCL	68389X105	11/15/2017	Elect Bruce R. Chizen	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Artificial Intelligence Equity Fund	Oracle Corp.	ORCL	68389X105	11/15/2017	Elect George H. Conrades	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oracle Corp.	ORCL	68389X105	11/15/2017	Elect Lawrence J. Ellison	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oracle Corp.	ORCL	68389X105	11/15/2017	Elect Hector Garcia-Molina	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oracle Corp.	ORCL	68389X105	11/15/2017	Elect Jeffrey O. Henley	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oracle Corp.	ORCL	68389X105	11/15/2017	Elect Mark V. Hurd	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oracle Corp.	ORCL	68389X105	11/15/2017	Elect Renée J. James	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oracle Corp.	ORCL	68389X105	11/15/2017	Elect Leon E. Panetta	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oracle Corp.	ORCL	68389X105	11/15/2017	Elect Naomi O. Seligman	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oracle Corp.	ORCL	68389X105	11/15/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oracle Corp.	ORCL	68389X105	11/15/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Artificial Intelligence Equity Fund	Oracle Corp.	ORCL	68389X105	11/15/2017	Amendment to 2000 Long Term-Term Incentive Plan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oracle Corp.	ORCL	68389X105	11/15/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Oracle Corp.	ORCL	68389X105	11/15/2017	Shareholder Proposal Regarding Political Contributions and Expenditures Report	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Oracle Corp.	ORCL	68389X105	11/15/2017	Shareholder Proposal Regarding Gender Pay Equity Report	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Oracle Corp.	ORCL	68389X105	11/15/2017	Shareholder Proposal Regarding Amendments to Proxy Access Bylaw	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Proofpoint, Inc.	PFPT	743424103	5/30/2018	Elect Dana L. Evan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Proofpoint, Inc.	PFPT	743424103	5/30/2018	Elect Kristen Gil	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Proofpoint, Inc.	PFPT	743424103	5/30/2018	Elect Gary Steele	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Proofpoint, Inc.	PFPT	743424103	5/30/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Marc R. Benioff	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Keith G. Block	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Craig A. Conway	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Alan G. Hassenfeld	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Neelie Kroes	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Colin L. Powell	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Sanford R. Robertson	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect John V. Roos	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Bernard Tyson	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Robin L. Washington	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Maynard G. Webb	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Elect Susan D. Wojcicki	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Artificial Intelligence Equity Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Adoption of Right to Call a Special Meeting	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Amendment to the 2013 Equity Incentive Plan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Voted	For	Against
TCW Artificial Intelligence Equity Fund	salesforce.com, inc.	CRM	79466L302	6/12/2018	Shareholder Proposal Regarding Country Selection Guidelines	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	ServiceNow, Inc.	NOW	81762P102	6/19/2018	Elect Susan L. Bostrom	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ServiceNow, Inc.	NOW	81762P102	6/19/2018	Elect Jonathan C. Chadwick	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ServiceNow, Inc.	NOW	81762P102	6/19/2018	Elect Frederic B. Luddy	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ServiceNow, Inc.	NOW	81762P102	6/19/2018	Elect Jeffrey A. Miller	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ServiceNow, Inc.	NOW	81762P102	6/19/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ServiceNow, Inc.	NOW	81762P102	6/19/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	ServiceNow, Inc.	NOW	81762P102	6/19/2018	Amendment to the 2012 Equity Incentive Plan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Silicon Laboratories Inc.	SLAB	826919102	4/19/2018	Elect G. Tyson Tuttle	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Silicon Laboratories Inc.	SLAB	826919102	4/19/2018	Elect Sumit Sadana	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Silicon Laboratories Inc.	SLAB	826919102	4/19/2018	Elect Gregg A. Lowe	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Silicon Laboratories Inc.	SLAB	826919102	4/19/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Silicon Laboratories Inc.	SLAB	826919102	4/19/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Splunk Inc.	SPLK	848637104	6/7/2018	Elect Sara Baack	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Splunk Inc.	SPLK	848637104	6/7/2018	Elect Douglas Merritt	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Splunk Inc.	SPLK	848637104	6/7/2018	Elect Graham Smith	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Splunk Inc.	SPLK	848637104	6/7/2018	Elect Godfrey Sullivan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Splunk Inc.	SPLK	848637104	6/7/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Splunk Inc.	SPLK	848637104	6/7/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Square, Inc.	SQ	852234103	6/19/2018	Elect Randy Garutti	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Square, Inc.	SQ	852234103	6/19/2018	Elect Mary Meeker	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Square, Inc.	SQ	852234103	6/19/2018	Elect Naveen Rao	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Square, Inc.	SQ	852234103	6/19/2018	Elect Lawrence Summers	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Artificial Intelligence Equity Fund	Square, Inc.	SQ	852234103	6/19/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Square, Inc.	SQ	852234103	6/19/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Howard Schultz	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Rosalind G. Brewer	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Mary N. Dillon	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Mellody Hobson	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Kevin R. Johnson	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Jorgen Vig Knudstorp	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Satya Nadella	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Joshua Cooper Ramo	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Clara Shih	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Javier G. Teruel	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Myron E. Ullman, III	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Craig E. Weatherup	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Shareholder Proposal Regarding Amendment to Proxy Access Bylaw	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Shareholder Proposal Regarding Report on Sustainable Packaging	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Shareholder Proposal Regarding Report on Paid Family Leave	ShrHoldr	Voted	For	Against
TCW Artificial Intelligence Equity Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Shareholder Proposal Regarding Diversity Report	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Switch, Inc.	SWCH	87105L104	6/7/2018	Elect Rob Roy	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Switch, Inc.	SWCH	87105L104	6/7/2018	Elect Donald D. Snyder	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Switch, Inc.	SWCH	87105L104	6/7/2018	Elect Thomas A. Thomas	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Switch, Inc.	SWCH	87105L104	6/7/2018	Elect Bryan Wolf	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Switch, Inc.	SWCH	87105L104	6/7/2018	Elect Zareh M. Sarrafian	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Switch, Inc.	SWCH	87105L104	6/7/2018	Elect Kim Sheehy	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Switch, Inc.	SWCH	87105L104	6/7/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Tableau Software, Inc.	DATA	87336U105	5/22/2018	Elect Billy Bosworth	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Tableau Software, Inc.	DATA	87336U105	5/22/2018	Elect Patrick Hanrahan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Tableau Software, Inc.	DATA	87336U105	5/22/2018	Elect Hilarie Koplow-McAdams	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Tableau Software, Inc.	DATA	87336U105	5/22/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Artificial Intelligence Equity Fund	Tableau Software, Inc.	DATA	87336U105	5/22/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Elect F.C. TSENG	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Elect Mei-ling Chen	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Elect Mark LIU	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Elect C.C. WEI	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Elect Peter L. Bonfield	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Elect SHIH Stan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Elect Thomas J. Engibous	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Elect CHEN Kok-Choo	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Elect Michael R. Splinter	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Tesla, Inc.	TSLA	88160R101	3/21/2018	Approval of Performance Stock Option Agreement	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Tesla, Inc.	TSLA	88160R101	6/5/2018	Elect Antonio J. Gracias	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Tesla, Inc.	TSLA	88160R101	6/5/2018	Elect James Murdoch	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Tesla, Inc.	TSLA	88160R101	6/5/2018	Elect Kimbal Musk	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Tesla, Inc.	TSLA	88160R101	6/5/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Tesla, Inc.	TSLA	88160R101	6/5/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Tesla, Inc.	TSLA	88160R101	6/5/2018	Shareholder Proposal Regarding Proxy Access	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Twitter, Inc.	TWTR	90184L102	5/30/2018	Elect Martha Lane Fox	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Twitter, Inc.	TWTR	90184L102	5/30/2018	Elect David Rosenblatt	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Twitter, Inc.	TWTR	90184L102	5/30/2018	Elect Evan Williams	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Artificial Intelligence Equity Fund	Twitter, Inc.	TWTR	90184L102	5/30/2018	Elect Debra Lee	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Twitter, Inc.	TWTR	90184L102	5/30/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Twitter, Inc.	TWTR	90184L102	5/30/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Twitter, Inc.	TWTR	90184L102	5/30/2018	Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	Twitter, Inc.	TWTR	90184L102	5/30/2018	Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies	ShrHoldr	Voted	Against	For
TCW Artificial Intelligence Equity Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect William C. Ballard, Jr.	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect Richard T. Burke	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect Timothy P. Flynn	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect Stephen J. Hemsley	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect Michele J. Hooper	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect F. William Mcabb, III	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect Valerie C. Montgomery Rice	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect Glenn M. Renwick	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect Kenneth I. Shine	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect David S. Wichmann	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect Gail R. Wilensky	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Lloyd A. Carney	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Mary B. Cranston	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Francisco Javier Fernandez-Carbajal	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Gary A. Hoffman	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Alfred F. Kelly, Jr.	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Visa Inc.	V	92826C839	1/30/2018	Elect John F. Lundgren	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Robert W. Matschullat	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Suzanne Nora Johnson	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Visa Inc.	V	92826C839	1/30/2018	Elect John A.C. Swainson	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Maynard G. Webb, Jr.	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Visa Inc.	V	92826C839	1/30/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Visa Inc.	V	92826C839	1/30/2018	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Artificial Intelligence Equity Fund	Workday, Inc.	WDAY	98138H101	6/20/2018	Elect Aneel Bhusri	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Workday, Inc.	WDAY	98138H101	6/20/2018	Elect David A. Duffield	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Workday, Inc.	WDAY	98138H101	6/20/2018	Elect Lee J. Styslinger III	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Workday, Inc.	WDAY	98138H101	6/20/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Workday, Inc.	WDAY	98138H101	6/20/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Workday, Inc.	WDAY	98138H101	6/20/2018	Approval of Limits on Awards to Non-Employee Directors under the 2012 Equity Incentive Plan	Mgmt	Voted	Against	Against
TCW Artificial Intelligence Equity Fund	Yelp Inc.	YELP	985817105	6/7/2018	Elect Geoff Donaker	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Yelp Inc.	YELP	985817105	6/7/2018	Elect Robert Gibbs	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Yelp Inc.	YELP	985817105	6/7/2018	Elect Jeremy Stoppelman	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Yelp Inc.	YELP	985817105	6/7/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Yelp Inc.	YELP	985817105	6/7/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Zayo Group Holdings, Inc.	ZAYO	98919V105	11/2/2017	Elect Phil Canfield	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Zayo Group Holdings, Inc.	ZAYO	98919V105	11/2/2017	Elect Steven N. Kaplan	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Zayo Group Holdings, Inc.	ZAYO	98919V105	11/2/2017	Elect Linda Rottenberg	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Zayo Group Holdings, Inc.	ZAYO	98919V105	11/2/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Zayo Group Holdings, Inc.	ZAYO	98919V105	11/2/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Artificial Intelligence Equity Fund	Zayo Group Holdings, Inc.	ZAYO	98919V105	11/2/2017	Approval of Performance Criteria Under the 2014 Stock Incentive Plan	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Elect SU Dongmei	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Elect LIU Dong	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Elect David R. Parkinson	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Authority to Issue Repurchased Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Amendments to Procedural Rules for Shareholder Meetings	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Amendments to Procedural Rules	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Elect GUO Feilong	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Elect LIN Mingrong	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Elect HUANG Guoxiu	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Elect DU Hengyi	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Elect LIU Jionglang	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Elect ZHANG Zhiping	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Elect CHEN Shu	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Elect LIN Xiulin	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Elect CHEN Weiren	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Non-compete Restrictions for Directors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Alibaba Group Holding Limited	BABA	01609W102	10/18/2017	Elect Jack Yun Ma	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alibaba Group Holding Limited	BABA	01609W102	10/18/2017	Elect Masayoshi Son	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alibaba Group Holding Limited	BABA	01609W102	10/18/2017	Elect Walter Teh Ming Kwauk	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alibaba Group Holding Limited	BABA	01609W102	10/18/2017	Appointment of Auditor	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Accounts and Reports	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Ratification of Directors’ and Auditor’s Acts	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Announcement of Board Appointments	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect George C. Aronis	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Efthimios Vidalis	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Artemis Ch. Theodoridis	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Demetrios P. Mantzounis	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Vassilios Rapanos	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Spyros N. Filaretos	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Jean Cheval	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Ibrahim Dabdoub	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Carolyn Adele G. Dittmeier	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Richard Paul R. Gildea	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Shahzad Shahbaz	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Johannes Herman Frederik G. Umbgrove	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Jan Vanhevel	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Severance Payment Policy	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Defined Contribution Savings Plan	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Board Transactions	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Election of Heinz Schimmelbusch to the Management Board	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Elect Donatella Ceccarelli to the Supervisory Board	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Authority to Suppress Preemptive Rights	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Authority to Issue Shares w/ Preemptive Rights in Connection with a Merger or Acquisition	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Authority to Suppress Preemptive Rights in Connection with a Merger or Acquisition	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Anhui Conch Cement Company Limited	0914	Y01373102	5/30/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Anhui Conch Cement Company Limited	0914	Y01373102	5/30/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Anhui Conch Cement Company Limited	0914	Y01373102	5/30/2018	Directors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Anhui Conch Cement Company Limited	0914	Y01373102	5/30/2018	Supervisors’ Report	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Anhui Conch Cement Company Limited	0914	Y01373102	5/30/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Anhui Conch Cement Company Limited	0914	Y01373102	5/30/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Anhui Conch Cement Company Limited	0914	Y01373102	5/30/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Anhui Conch Cement Company Limited	0914	Y01373102	5/30/2018	Authority to Give Guarantees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Anhui Conch Cement Company Limited	0914	Y01373102	5/30/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Anhui Conch Cement Company Limited	0914	Y01373102	5/30/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ASPEED Technology Inc.	5274	Y04044106	5/30/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ASPEED Technology Inc.	5274	Y04044106	5/30/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ASPEED Technology Inc.	5274	Y04044106	5/30/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ASPEED Technology Inc.	5274	Y04044106	5/30/2018	Amendments to Procedural Rules: Acquisition and Disposal of Assets	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ASPEED Technology Inc.	5274	Y04044106	5/30/2018	Adoption of Employee Restricted Stock Option Plan	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ASPEED Technology Inc.	5274	Y04044106	5/30/2018	Elect LIN Chris Hong-ming	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ASPEED Technology Inc.	5274	Y04044106	5/30/2018	Elect CHEN Connie	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ASPEED Technology Inc.	5274	Y04044106	5/30/2018	Elect LIN Nicholas Yong-da	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ASPEED Technology Inc.	5274	Y04044106	5/30/2018	Elect YU Arnold Ming-zhang	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ASPEED Technology Inc.	5274	Y04044106	5/30/2018	Elect CHEN Luke Qing-hong	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ASPEED Technology Inc.	5274	Y04044106	5/30/2018	Elect TSAI Ted Yong-ping	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ASPEED Technology Inc.	5274	Y04044106	5/30/2018	Elect YANG Qian	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ASPEED Technology Inc.	5274	Y04044106	5/30/2018	Elect HU Di-Qun	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ASPEED Technology Inc.	5274	Y04044106	5/30/2018	Elect LUO Jun-ba	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ASPEED Technology Inc.	5274	Y04044106	5/30/2018	Non-compete Restrictions for Directors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Banco Santander (Brasil) SA	SANB3	P1505Z160	4/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Banco Santander (Brasil) SA	SANB3	P1505Z160	4/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Banco Santander (Brasil) SA	SANB3	P1505Z160	4/27/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Banco Santander (Brasil) SA	SANB3	P1505Z160	4/27/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Banco Santander (Brasil) SA	SANB3	P1505Z160	4/27/2018	Remuneration Policy	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Banco Santander (Brasil) SA	SANB3	P1505Z160	4/27/2018	Request Establishment of Supervisory Council	Mgmt	Voted	For	N/A
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Accounts and Reports	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Re-elect Sango S. Ntsaluba	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Re-elect Dominic M. Sewela	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Re-elect Frances N. O. Edozien	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Elect Hester H. Hickey	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Elect Michael Lynch-Bell	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Elect Nomavuso P. Mnxasana	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Elect Peter Schmid	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Elect Audit Committee Member (Sango Ntsaluba)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Elect Audit Committee Member (Frances Edozien)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Elect Audit Committee Member (Hester Hickey)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Elect Audit Committee Member (Michael Lynch-Bell)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Elect Audit Committee Member (Nomavuso Mnxasana)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve Remuneration Policy	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Chairman of the Board)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Resident NEDs)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Non-resident NEDs)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Resident Audit Committee Chair)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Resident Audit Committee Members)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Non-resident Audit Committee Members)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Resident Remuneration Committee Chair)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Resident Social, Ethics & Transformation Committee Chair)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Resident Risk & Sustainability Committee Chair)	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Resident General Purposes Committee Chair)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Resident Nomination Committee Chair)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Resident Members of Non-Audit Committees)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Non-resident Members of Non-Audit Committees)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve Financial Assistance	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	BGF Retail Company Limited	027410	Y0R25T101	9/28/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	BGF Retail Company Limited	027410	Y0R25T101	9/28/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	BGF Retail Company Limited	027410	Y0R25T101	9/28/2017	Spin-off	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	BGF Retail Company Limited	027410	Y0R25T101	9/28/2017	Amendments to Articles	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	BGF Retail Company Limited	027410	Y0R25T101	9/28/2017	Elect HAN Sang Dae	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Birla Corporation Limited	BIRLACORPN	Y0902X117	7/31/2017	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Birla Corporation Limited	BIRLACORPN	Y0902X117	7/31/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Birla Corporation Limited	BIRLACORPN	Y0902X117	7/31/2017	Elect Harsh Lodha	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Birla Corporation Limited	BIRLACORPN	Y0902X117	7/31/2017	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Birla Corporation Limited	BIRLACORPN	Y0902X117	7/31/2017	Authority to Set Cost Auditor’s Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Brilliance China Automotive Holdings Limited	1114	G1368B102	10/20/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Brilliance China Automotive Holdings Limited	1114	G1368B102	10/20/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Brilliance China Automotive Holdings Limited	1114	G1368B102	10/20/2017	Acquisition	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Brilliance China Automotive Holdings Limited	1114	G1368B102	10/20/2017	Divestiture	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Brilliance China Automotive Holdings Limited	1114	G1368B102	10/20/2017	Ratification of Board Acts	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Brilliance China Automotive Holdings Limited	1114	G1368B102	12/21/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Brilliance China Automotive Holdings Limited	1114	G1368B102	12/21/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Brilliance China Automotive Holdings Limited	1114	G1368B102	12/21/2017	Framework Agreements and Comprehensive Service Agreement	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	5/25/2018	Re-elect Michiel du Pre le Roux	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	5/25/2018	Re-elect Chris Otto	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	5/25/2018	Re-elect Jean Verster	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	5/25/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	5/25/2018	Authority to Issue Shares Pursuant to a Conversion of Loss Absorbent Capital Instruments	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	5/25/2018	Authority to Issue Shares for Cash	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	5/25/2018	Approve Remuneration Policy	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	5/25/2018	Approve Remuneration Implementation Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	5/25/2018	Approve NEDs’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	5/25/2018	Authority to Repurchase Ordinary Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	5/25/2018	Authority to Repurchase Existing Preference Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	5/25/2018	Authority to Repurchase Existing Preference Shares from Directors/Prescribed Officers	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	5/25/2018	Approve Financial Assistance (Section 45)	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	5/25/2018	Approve Financial Assistance (Section 44)	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Cathay Financial Holding Co.	2882	Y11654103	6/8/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Cathay Financial Holding Co.	2882	Y11654103	6/8/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Cathay Financial Holding Co.	2882	Y11654103	6/8/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Cathay Financial Holding Co.	2882	Y11654103	6/8/2018	Authority to Issue Shares w/ or w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Cathay Financial Holding Co.	2882	Y11654103	6/8/2018	Non-Compete Restrictions for Directors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Directors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Supervisors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Annual Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Report on Duty Performance of Directors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Report on Duty Performance of Supervisors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Duty Performance Report and Cross-Evaluation of Independent Directors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Duty Performance Report and Cross-Evaluation of External Supervisors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Report on Duty Performance of Senior Management	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Report on 2017 Related Party Transactions	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Elect ZHOU Song	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Authority to Issue Corporate Bonds	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Authority to Issue Domestic and/or H Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Elect LI Menggang	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Elect LIU Qiao	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	China Merchants Bank	3968	Y14896115	6/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	China Molybdenum Company Limited	3993	Y1503Z105	5/25/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	China Molybdenum Company Limited	3993	Y1503Z105	5/25/2018	Financial Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Molybdenum Company Limited	3993	Y1503Z105	5/25/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Molybdenum Company Limited	3993	Y1503Z105	5/25/2018	2018 Budget Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Molybdenum Company Limited	3993	Y1503Z105	5/25/2018	Profit Distribution Plan	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Molybdenum Company Limited	3993	Y1503Z105	5/25/2018	Directors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Molybdenum Company Limited	3993	Y1503Z105	5/25/2018	Supervisors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Molybdenum Company Limited	3993	Y1503Z105	5/25/2018	Annual Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Molybdenum Company Limited	3993	Y1503Z105	5/25/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Molybdenum Company Limited	3993	Y1503Z105	5/25/2018	Forfeiture of Unclaimed Final Dividends of FY2010	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Molybdenum Company Limited	3993	Y1503Z105	5/25/2018	Authority to Deal with Interim and Quarterly Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Molybdenum Company Limited	3993	Y1503Z105	5/25/2018	Amendments to Measures on External Investment Management	Mgmt	Voted	Abstain	Against

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	China Molybdenum Company Limited	3993	Y1503Z105	5/25/2018	Use of Idle Fund for Subscriptions of Principal-Protected Structured Deposit	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Molybdenum Company Limited	3993	Y1503Z105	5/25/2018	Use of Idle Fund for Wealth or Entrusted Wealth Management	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Molybdenum Company Limited	3993	Y1503Z105	5/25/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Molybdenum Company Limited	3993	Y1503Z105	5/25/2018	Authority to Issue Debt Financing Instruments	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Molybdenum Company Limited	3993	Y1503Z105	5/25/2018	Authority to Give Guarantees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Molybdenum Company Limited	3993	Y1503Z105	5/25/2018	Authority to Issue A and H Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Directors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Supervisors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Amendments to Rules of Procedure of the Board of Directors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Authority to Give Guarantees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Elect CAO Shujie	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Elect ZHANG Wukui	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Elect Mark FONG Chung (FANG Zhong)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Elect CHENG Xinsheng	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Elect WU Hanming	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Authority to Issue H Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Authority to Repurchase Domestic and/or H Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	China Oilfield Services Limited	2883	Y15002101	5/30/2018	Authority to Repurchase Domestic and/or H Shares	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	China Vanke Co., Ltd.	2202	Y77421132	2/23/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	China Vanke Co., Ltd.	2202	Y77421132	2/23/2018	Authority to Issue Debt Instruments	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Vanke Co., Ltd.	2202	Y77421132	2/23/2018	Amendment to Directors and Supervisors’ Remuneration	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Vanke Co., Ltd.	2202	Y77421132	6/29/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	China Vanke Co., Ltd.	2202	Y77421132	6/29/2018	Directors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Vanke Co., Ltd.	2202	Y77421132	6/29/2018	Supervisors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Vanke Co., Ltd.	2202	Y77421132	6/29/2018	Annual Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Vanke Co., Ltd.	2202	Y77421132	6/29/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Vanke Co., Ltd.	2202	Y77421132	6/29/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	China Vanke Co., Ltd.	2202	Y77421132	6/29/2018	Authority to Provide Financial Assistance to Third Parties	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	China Vanke Co., Ltd.	2202	Y77421132	6/29/2018	Authority to Issue H Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	CJ Corp	001040	Y1848L118	3/27/2018	Accounts and Allocation of Profits/Dividends	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	CJ Corp	001040	Y1848L118	3/27/2018	Elect SOHN Kyung Shik	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	CJ Corp	001040	Y1848L118	3/27/2018	Elect KIM Hong Ki	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	CJ Corp	001040	Y1848L118	3/27/2018	Elect CHOI Eun Seok	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	CJ Corp	001040	Y1848L118	3/27/2018	Directors’ Fees	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	Clicks Group Limited	CLS	S17249111	1/31/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Clicks Group Limited	CLS	S17249111	1/31/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Clicks Group Limited	CLS	S17249111	1/31/2018	Re-elect Fatima Abrahams	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Clicks Group Limited	CLS	S17249111	1/31/2018	Re-elect John A. Bester	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Clicks Group Limited	CLS	S17249111	1/31/2018	Elect Nonkululeko Gobodo	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Clicks Group Limited	CLS	S17249111	1/31/2018	Re-elect Bertina D. Engelbrecht	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Clicks Group Limited	CLS	S17249111	1/31/2018	Re-elect Michael Fleming	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Clicks Group Limited	CLS	S17249111	1/31/2018	Elect Audit and Risk Committee Member (John Bester)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Clicks Group Limited	CLS	S17249111	1/31/2018	Elect Audit and Risk Committee Member (Nonkululeko Gobodo)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Clicks Group Limited	CLS	S17249111	1/31/2018	Elect Audit and Risk Committee Member (Fatima Jakoet)	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Clicks Group Limited	CLS	S17249111	1/31/2018	Approve Remuneration Policy	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Clicks Group Limited	CLS	S17249111	1/31/2018	Approve Remuneration Implementation Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Clicks Group Limited	CLS	S17249111	1/31/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Clicks Group Limited	CLS	S17249111	1/31/2018	Approve NEDs’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Clicks Group Limited	CLS	S17249111	1/31/2018	Approve Financial Assistance	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Clicks Group Limited	CLS	S17249111	1/31/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Commercial International Bank of Egypt	COMI	M25561107	7/18/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Commercial International Bank of Egypt	COMI	M25561107	7/18/2017	Bonus Share Issuance	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Commercial International Bank of Egypt	COMI	M25561107	7/18/2017	Information on Board Changes	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Consolidation of Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Authorization of Legal Formalities	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Instructions if Meeting is Held on Second Call	Mgmt	Voted	For	N/A
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Request Establishment of Supervisory Council	Mgmt	Voted	For	N/A
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Capital Expenditure Budget	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Remuneration Policy	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	9/6/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	9/6/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	9/6/2017	Merger of Subsidiaries	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	9/6/2017	Authorisation of Legal Formalities	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	10/11/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	10/11/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	10/11/2017	Merger Agreement	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	10/11/2017	Amendments to Article 5 (Reconciliation of Share Capital)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	10/11/2017	Ratification of Appointment of Appraiser	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	10/11/2017	Valuation Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	10/11/2017	Merger (Read)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	10/11/2017	Merger (Reserva)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	10/11/2017	Authorisation of Legal Formalities	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	12/12/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	12/12/2017	Acquisition (Visual Turismo Ltda.)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	12/12/2017	Authorization of Legal Formalities	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	12/12/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Meeting Procedure	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Annual Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Financial Statements	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Board Size	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Christopher Baxter	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Vitaly Vavilov	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Artyom Zasursky	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Aleksey Katkov	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Tony Maher	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect James McArthur	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Andrey Morozov	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Elizabeth Kirkwood	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Olga Ryzhkova	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Gevork Sarkisyan	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Vladimir Chirakhov	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Aleksandr Shevchuk	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Aleksandr Shulgin	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Marina Zhuravlyova	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Marina Ivanova	Mgmt	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Aleksandr Patukov	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Nadezhda Voskresenskaya	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	1/8/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	1/8/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	1/8/2018	Election of Presiding Chair	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	1/8/2018	Compliance with Rules of Convocation	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	1/8/2018	Agenda	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	1/8/2018	Adoption of General Meeting Regulations	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	1/8/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	1/8/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Election of Presiding Chair	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Compliance with Rules of Convocation	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Agenda	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Management Board Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Financial Statements	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Allocation of Profits Proposal	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Supervisory Board Report (Activity)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Supervisory Board Report (Company’s Activity)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Supervisory Board Report (Consolidated Financial Statements)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Supervisory Board Report (Management Board Report)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Motion to Approve Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Motion to Approve Accounts and Reports (Consolidated)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Motion to Approve Allocation of Profits	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Motion to Ratify Management Board Acts	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Management Board Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Financial Statements	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Management Board Report (Consolidated)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Financial Statements (Consolidated)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Election of Supervisory Board	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Doosan Co., LTD	000150	Y2100N107	3/30/2018	Accounts and Allocation of Profits/Dividends	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	Doosan Co., LTD	000150	Y2100N107	3/30/2018	Election of Executive Directors (Slate)	Mgmt	Take No Action	TNA	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Doosan Co., LTD	000150	Y2100N107	3/30/2018	Election of Independent Director: LEE Doo Hee	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	Doosan Co., LTD	000150	Y2100N107	3/30/2018	Election of Audit Committee Member: LEE Doo Hee	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	Doosan Co., LTD	000150	Y2100N107	3/30/2018	Directors’ Fees	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Board Size	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Request Cumulative Voting	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Election of Directors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Approve Recasting of Votes for Amended Slate	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Proportional Allocation of Cumulative Votes	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Allocate Cumulative Votes to Juan Pablo Zucchini	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Allocate Cumulative Votes to Brenno Raiko de Souza	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Allocate Cumulative Votes to Mauricio Luis Lucchetti	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Allocate Cumulative Votes to Libano Miranda Barroso	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Allocate Cumulative Votes to Igor Xavier Correia Lima	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Allocate Cumulative Votes to Flavio Benicio Jansen Ferreira	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Allocate Cumulative Votes to Jackson Medeiros de Farias Schneider	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Allocate Cumulative Votes to Osvaldo Burgos Schirmer	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Allocate Cumulative Votes to Luiz Roberto Liza Curi	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Remuneration Policy	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Request Establishment of Supervisory Council	Mgmt	Voted	For	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Election of Supervisory Council	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Approve Recasting of Votes for Amended Supervisory Council	Mgmt	Voted	For	N/A
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Supervisory Council Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Instructions If Meeting is Held on Second Call	Mgmt	Voted	For	N/A
TCW Developing Markets Equity Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Directors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Presentation of Auditor’s Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Financial Statements	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Use of Reserves	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Ratification of Board Acts	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Directors’ Fees	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Netting Contracts; Authority to Give Guarantees	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Charitable Donations	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Authority to Give Guarantees	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Ezz Steel Co SAE	ESRS	M07095108	6/28/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Ezz Steel Co SAE	ESRS	M07095108	6/28/2018	Directors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ezz Steel Co SAE	ESRS	M07095108	6/28/2018	Presentation of Auditor’s Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ezz Steel Co SAE	ESRS	M07095108	6/28/2018	Financial Statements	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ezz Steel Co SAE	ESRS	M07095108	6/28/2018	Use of Reserves	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ezz Steel Co SAE	ESRS	M07095108	6/28/2018	Charitable Donations	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Marc L. Andreessen	Mgmt	Voted	Withhold	Against
TCW Developing Markets Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Erskine B. Bowles	Mgmt	Voted	Withhold	Against
TCW Developing Markets Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Kenneth I. Chenault	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Susan D. Desmond-Hellmann	Mgmt	Voted	Withhold	Against
TCW Developing Markets Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Reed Hastings	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Jan Koum	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Sheryl K. Sandberg	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Peter A. Thiel	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Elect Mark Zuckerberg	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Shareholder Proposal Regarding Recapitalization	ShrHoldr	Voted	Against	For
TCW Developing Markets Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Shareholder Proposal Regarding Formation of a Risk Oversight Committee	ShrHoldr	Voted	Against	For
TCW Developing Markets Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Voted	For	Against
TCW Developing Markets Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies	ShrHoldr	Voted	Against	For
TCW Developing Markets Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Shareholder Proposal Regarding Gender Pay Equity Report	ShrHoldr	Voted	Against	For
TCW Developing Markets Equity Fund	Facebook, Inc.	FB	30303M102	5/31/2018	Shareholder Proposal Regarding Tax Policy Principles	ShrHoldr	Voted	Against	For
TCW Developing Markets Equity Fund	Finolex Industries Limited	FINOLEXIND	Y2495J109	8/11/2017	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Finolex Industries Limited	FINOLEXIND	Y2495J109	8/11/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Finolex Industries Limited	FINOLEXIND	Y2495J109	8/11/2017	Elect Ritu P. Chhabria	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Finolex Industries Limited	FINOLEXIND	Y2495J109	8/11/2017	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Finolex Industries Limited	FINOLEXIND	Y2495J109	8/11/2017	Authority to Set Cost Auditor’s Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Finolex Industries Limited	FINOLEXIND	Y2495J109	8/11/2017	Authority to Issue Non-Convertible Debentures	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Finolex Industries Limited	FINOLEXIND	Y2495J109	8/11/2017	Elect Antil V. Whabi	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Finolex Industries Limited	FINOLEXIND	Y2495J109	8/11/2017	Appointment of Anil V. Whabi (Whole-Time Director); Approval of Remuneration	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Finolex Industries Limited	FINOLEXIND	Y2495J109	8/11/2017	Non-Executive Directors’ Commission	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	5/3/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	5/3/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	5/3/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	5/3/2018	Elect Francis LUI Yiu Tung	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	5/3/2018	Elect Patrick WONG Lung Tak	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	5/3/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	5/3/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	5/3/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	5/3/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	5/3/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	5/3/2018	Authority to Issue Repurchased Shares	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Amendments to Procedural Rules: Acquisition and Disposal of Assets	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Elect ZHENG Jixiong	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Elect ZHANG Junyan	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Elect ZHENG Zheng-Yuan	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Elect Director 4	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Elect Director 5	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Elect Director 6	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Elect Director 7	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Non-compete Restrictions for Directors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	8/23/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	8/23/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	8/23/2017	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	8/23/2017	Amendments to Rules of Procedures for General Meetings	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	8/23/2017	Amendments to Rules of Procedures for the Board	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	8/23/2017	Amendments to Rules of Procedures for Supervisory Committee	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	8/23/2017	Elect YAN Zhuangli as Director	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	8/23/2017	Elect JI Li as Supervisor	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	8/23/2017	Elect CHEN Jianxin as Supervisor	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Basis and Scope for Confirming Participants	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Source, Number and Allocation of Subject Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Schedule	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Exercise Price of Share Options and Basis of Determination of Exercise Price	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Conditions of Grant and Conditions of Exercise	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Method and Procedures of Adjustment to Share Options	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Accounting Treatment of Share Options	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Procedures of Grant of Share Options by the Company and Exercise by Participants	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Respective Rights and Obligations of the Company and Participants	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Handling of Changes in Relation to the Company and Participants	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Other Important Matters	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Second Share Option Incentive Scheme Performance Appraisal Measures	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Ratification of Board Acts	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Basis and Scope for Confirming Participants	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Source, Number and Allocation of Subject Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Schedule	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Exercise Price of Share Options and Basis of Determination of Exercise Price	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Conditions of Grant and Conditions of Exercise	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Method and Procedures of Adjustment to Share Options	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Accounting Treatment of Share Options	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Procedures of Grant of Share Options by the Company and Exercise by Participants	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Respective Rights and Obligations of the Company and Participants	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Handling of Changes in Relation to the Company and Participants	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Other Important Matters	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Second Share Option Incentive Scheme Performance Appraisal Measures	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/2017	Ratification of Board Acts	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	3/7/2018	Elect CHEN Zongnian	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	3/7/2018	Elect GONG Hongjia	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	3/7/2018	Elect QU Liyang	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	3/7/2018	Elect HU Yangzhong	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	3/7/2018	Elect WU Weiqi	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	3/7/2018	Elect CHENG Tianzong	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	3/7/2018	Elect LU Jianzhong	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	3/7/2018	Elect WANG Zhidong	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	3/7/2018	Elect HONG Tianfeng	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	3/7/2018	Elect CHENG Huifang	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	3/7/2018	Elect WANG Qiuchao	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	3/7/2018	Independent Directors’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	3/7/2018	Supervisors’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	9/13/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	9/13/2017	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	9/13/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	9/13/2017	Elect A. K. Agarwala	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	9/13/2017	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	9/13/2017	Authority to Set Cost Auditor’s Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	9/13/2017	Authority to Issue Non-Convertible Debentures	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	7/1/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	7/1/2017	Bonus Share Issuance	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	9/15/2017	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	9/15/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	9/15/2017	Elect Sandeep Poundrik	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	9/15/2017	Elect J. Ramaswamy	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	9/15/2017	Elect S. Jeyakrishnan	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	9/15/2017	Elect Vinod S. Shenoy	Mgmt	Voted	For	For

Fund Name	Issuer Name		Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Hindustan Petroleum Corporation Limited		HINDPETRO	Y3224R123	9/15/2017	Elect Asifa Khan	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hindustan Petroleum Corporation Limited		HINDPETRO	Y3224R123	9/15/2017	Elect G. V. Krishna	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hindustan Petroleum Corporation Limited		HINDPETRO	Y3224R123	9/15/2017	Elect Trilok Nath Singh	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hindustan Petroleum Corporation Limited		HINDPETRO	Y3224R123	9/15/2017	Authority to Set Cost Auditor’s Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Hindustan Petroleum Corporation Limited		HINDPETRO	Y3224R123	9/15/2017	Related Party Transactions	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Hindustan Petroleum Corporation Limited		HINDPETRO	Y3224R123	9/15/2017	Authority to Issue Non-Convertible Debentures	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Housing Development Finance Corporation Limited		HDFC	Y37246207	7/26/2017	Accounts and Reports (Standalone)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Housing Development Finance Corporation Limited		HDFC	Y37246207	7/26/2017	Accounts and Reports (Consolidated)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Housing Development Finance Corporation Limited		HDFC	Y37246207	7/26/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Housing Development Finance Corporation Limited	��	HDFC	Y37246207	7/26/2017	Elect Renu Sud Karnad	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Housing Development Finance Corporation Limited		HDFC	Y37246207	7/26/2017	Elect V. Srinivasa Rangan	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Housing Development Finance Corporation Limited		HDFC	Y37246207	7/26/2017	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Housing Development Finance Corporation Limited		HDFC	Y37246207	7/26/2017	Authority to Issue Debt Instruments	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Housing Development Finance Corporation Limited		HDFC	Y37246207	7/26/2017	Related Party Transactions with HDFC Bank Limited	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Housing Development Finance Corporation Limited		HDFC	Y37246207	7/26/2017	Revision of Remuneration of Whole-time Directors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Housing Development Finance Corporation Limited		HDFC	Y37246207	7/26/2017	Adoption of New Articles	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Indian Oil Corporation Limited		IOC	Y3925Y112	8/29/2017	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Indian Oil Corporation Limited		IOC	Y3925Y112	8/29/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Indian Oil Corporation Limited		IOC	Y3925Y112	8/29/2017	Elect Verghese Cherian	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Indian Oil Corporation Limited		IOC	Y3925Y112	8/29/2017	Elect Anish Aggarwal	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Indian Oil Corporation Limited		IOC	Y3925Y112	8/29/2017	Elect SSV Ramakumar	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Indian Oil Corporation Limited		IOC	Y3925Y112	8/29/2017	Authority to Set Cost Auditor’s Fees	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Indian Oil Corporation Limited	IOC	Y3925Y112	8/29/2017	Authority to Issue Non-Convertible Debentures	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	11/29/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	11/29/2017	2016 Payment Plan of Remuneration to Directors and Supervisors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	11/29/2017	Elect Anthony Francis Neoh	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	11/29/2017	Amendments to Articles and Rules of Procedure for Shareholders’ General Meetings	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	11/29/2017	Amendments to Articles and Rules of Procedure for Board of Directors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	11/29/2017	Amendments to Articles and Rules of Procedure for Board Supervisors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	11/29/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	6/26/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	6/26/2018	Directors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	6/26/2018	Supervisors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	6/26/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	6/26/2018	Profit Distribution Plan 2017	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	6/26/2018	2018 Fixed Asset Investment Plan	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	6/26/2018	2018-2020 Capital Planning of ICBC	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	6/26/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	6/26/2018	Elect CHENG Fengchao	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	6/26/2018	Amendments to Articles	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	6/26/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Instituto Hermes Pardini SA	PARD3	P5R2AD133	10/2/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Instituto Hermes Pardini SA	PARD3	P5R2AD133	10/2/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Instituto Hermes Pardini SA	PARD3	P5R2AD133	10/2/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Instituto Hermes Pardini SA	PARD3	P5R2AD133	10/2/2017	Merger Agreement	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Instituto Hermes Pardini SA	PARD3	P5R2AD133	10/2/2017	Ratification of Appointment of Appraiser	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Instituto Hermes Pardini SA	PARD3	P5R2AD133	10/2/2017	Valuation Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Instituto Hermes Pardini SA	PARD3	P5R2AD133	10/2/2017	Merger by Absorption between Parent and Subsidiaries	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Instituto Hermes Pardini SA	PARD3	P5R2AD133	10/2/2017	Amendments to Articles; Consolidation of Articles	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Instituto Hermes Pardini SA	PARD3	P5R2AD133	10/2/2017	Elect Sidney Levy	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	9/20/2017	Elect LEE Suk Joo	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	9/20/2017	Elect SON Sung Kyu	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	9/20/2017	Elect SONG Dal Ryong	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	9/20/2017	Elect LEE Deuk Yong	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	9/20/2017	Election of Audit Committee Member: SON Sung Kyu	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	9/20/2017	Election of Audit Committee Member: SONG Dal Ryong	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	9/20/2017	Election of Audit Committee Member: LEE Deuk Yong	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Elect Alison Baker	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Elect Oleg Novachuk	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Elect Andrew Southam	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Elect Lynda Armstrong	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Elect Vladimir Kim	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Elect Michael Lynch-Bell	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Elect John MacKenzie	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Elect Charles Watson	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Proposal)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	7/20/2017	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	7/20/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	7/20/2017	Elect Mark Edwin Newman	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	7/20/2017	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	7/20/2017	Elect S. Mahendra Dev	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	7/20/2017	Elect Uday C. Khanna	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	7/20/2017	Appointment of Uday S. Kotak (Vice Chairman and Managing Director); Approval of Remuneration	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	7/20/2017	Appointment of Dipak Gupta (Whole-time Director); Approval of Remuneration	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	7/20/2017	Amendment to Borrowing Powers	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	7/20/2017	Authority to Issue Redeemable Non-Convertible Debentures	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	7/20/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	7/20/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	5/23/2018	Directors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	5/23/2018	Supervisors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	5/23/2018	Annual Report and Summary	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	5/23/2018	2017 Financial Statements	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	5/23/2018	2018 Financial Budget Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	5/23/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	5/23/2018	Appointment of Financial Auditor and Internal Control Auditor	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	5/23/2018	Independent Directors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	5/23/2018	Deposit and Loan Transactions with Bank of Guizhou by Subsidiaries	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	5/23/2018	2018-2021 Daily Related Party Transactions:	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	5/23/2018	Related Party Product Sales	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	5/23/2018	Increase Investment in Warehouse Renovation Project in Tanchangpian District	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	10/26/2017	Elect LUO Guoqing as Supervisor	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	LG Household & Health Care Ltd.	051900	Y5275R100	3/16/2018	Accounts and Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	LG Household & Health Care Ltd.	051900	Y5275R100	3/16/2018	Elect SEO Joong Sik	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	LG Household & Health Care Ltd.	051900	Y5275R100	3/16/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	LG Uplus Corp.	032640	Y5293P102	3/16/2018	Accounts and Allocation of Profits/Dividends	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	LG Uplus Corp.	032640	Y5293P102	3/16/2018	Amendments to Articles	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	LG Uplus Corp.	032640	Y5293P102	3/16/2018	Election of Directors (Slate)	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	LG Uplus Corp.	032640	Y5293P102	3/16/2018	Election of Audit Committee Members (Slate)	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	LG Uplus Corp.	032640	Y5293P102	3/16/2018	Directors’ Fees	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	Maruti Suzuki India Limited	MARUTI	Y7565Y100	9/5/2017	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Maruti Suzuki India Limited	MARUTI	Y7565Y100	9/5/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Maruti Suzuki India Limited	MARUTI	Y7565Y100	9/5/2017	Elect Toshihiro Suzuki	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Maruti Suzuki India Limited	MARUTI	Y7565Y100	9/5/2017	Elect Shigetoshi Torii	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Maruti Suzuki India Limited	MARUTI	Y7565Y100	9/5/2017	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Maruti Suzuki India Limited	MARUTI	Y7565Y100	9/5/2017	Appointment of Shigetoshi Torii (Whole-Time Director); Approval of Remuneration	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Maruti Suzuki India Limited	MARUTI	Y7565Y100	9/5/2017	Elect Renu Sud Karnad	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Maruti Suzuki India Limited	MARUTI	Y7565Y100	9/5/2017	Authority to Set Cost Auditor’s Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Maruti Suzuki India Limited	MARUTI	Y7565Y100	9/5/2017	Adoption of Articles and Memorandum	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Microport Scientific Corp	0853	G60837104	4/19/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Microport Scientific Corp	0853	G60837104	4/19/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Microport Scientific Corp	0853	G60837104	4/19/2018	Merger/Acquisition	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Elect Janine FENG Junyuan	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Elect CHOU Jonathan H.	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Elect LIU Guoen	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Authority to Issue Repurchased Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Re-elect Malcolm (Bobby) Johnston	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Re-elect Nigel G. Payne	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Re-elect John Swain	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Elect Mark J. Bowman	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Appointment of Auditor	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Elect Audit and Compliance Committee Member (Bobby Johnston)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Elect Audit and Compliance Committee Member (Daisy Naidoo)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Elect Audit and Compliance Committee Member (Myles Ruck)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Elect Audit and Compliance Committee Member (John Swain)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Approve Remuneration Policy	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Report of the Social, Ethics, Transformation and Sustainability Committee	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Authorisation of Legal Formalities	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	General Authority to Issue Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Approve NEDs’ Fees (Independent Non-Executive Chairman)	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Approve NEDs’ Fees (Honorary Chairman)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Approve NEDs’ Fees (Lead Director)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Approve NEDs’ Fees (Director)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Approve NEDs’ Fees (Audit and Compliance Committee Chairman)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Approve NEDs’ Fees (Audit and Compliance Committee Member)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Approve NEDs’ Fees (Remuneration and Nominations Committee Chairman)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Approve NEDs’ Fees (Remuneration and Nominations Committee Member)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Approve NEDs’ Fees (Social, Ethics, Transformation and Sustainability Committee Chairman)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Approve NEDs’ Fees (Social, Ethics, Transformation and Sustainability Committee Member)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Approve Financial Assistance	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Amendments to Memorandum (Deletion of Clause 10.4)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Mr. Price Group Limited	MRP	S5256M135	8/31/2017	Amendments to Memorandum (Insertion of Clause 17.12)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	MSCI Inc.	MSCI	55354G100	5/10/2018	Elect Henry A. Fernandez	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	MSCI Inc.	MSCI	55354G100	5/10/2018	Elect Robert G. Ashe	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	MSCI Inc.	MSCI	55354G100	5/10/2018	Elect Benjamin F. duPont	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	MSCI Inc.	MSCI	55354G100	5/10/2018	Elect Wayne Edmunds	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	MSCI Inc.	MSCI	55354G100	5/10/2018	Elect Alice W. Handy	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	MSCI Inc.	MSCI	55354G100	5/10/2018	Elect Catherine R. Kinney	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	MSCI Inc.	MSCI	55354G100	5/10/2018	Elect Wendy E. Lane	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	MSCI Inc.	MSCI	55354G100	5/10/2018	Elect Jacques P. Perold	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	MSCI Inc.	MSCI	55354G100	5/10/2018	Elect Linda H. Riefler	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	MSCI Inc.	MSCI	55354G100	5/10/2018	Elect George W. Siguler	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	MSCI Inc.	MSCI	55354G100	5/10/2018	Elect Marcus L. Smith	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	MSCI Inc.	MSCI	55354G100	5/10/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	MSCI Inc.	MSCI	55354G100	5/10/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NetEase, Inc.	NTES	64110W102	9/8/2017	Elect William Lei Ding	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NetEase, Inc.	NTES	64110W102	9/8/2017	Elect Alice Cheng	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NetEase, Inc.	NTES	64110W102	9/8/2017	Elect Denny Lee	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NetEase, Inc.	NTES	64110W102	9/8/2017	Elect Joseph Tong	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NetEase, Inc.	NTES	64110W102	9/8/2017	Elect Lun FENG	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NetEase, Inc.	NTES	64110W102	9/8/2017	Elect Michael LEUNG	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NetEase, Inc.	NTES	64110W102	9/8/2017	Elect Michael Tong	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NetEase, Inc.	NTES	64110W102	9/8/2017	Appointment of Auditor	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect Mark Tompkins	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect B. R. Shetty	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect Khalifa Bin Butti	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect Prasanth Manghat	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect Hani Buttikhi	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect Ayesha Abdullah	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect Abdulrahman Basaddiq	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect Jonathan Bomford	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect Lord Patrick J. Clanwilliam	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect Salma Hareb	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect Nandini Tandon	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Authorisation of Political Donations	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Authority to Issue Shares w/oPreemptive Rights	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	Voted	Against	Against

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	OTP Bank	OTP	X60746181	4/13/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	OTP Bank	OTP	X60746181	4/13/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	OTP Bank	OTP	X60746181	4/13/2018	Accounts and Reports; Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	OTP Bank	OTP	X60746181	4/13/2018	Corporate Governance Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	OTP Bank	OTP	X60746181	4/13/2018	Ratification of Management Acts	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	OTP Bank	OTP	X60746181	4/13/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	OTP Bank	OTP	X60746181	4/13/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	OTP Bank	OTP	X60746181	4/13/2018	Elect Oliver Pequeux	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	OTP Bank	OTP	X60746181	4/13/2018	Election of Oliver Requex as Audit Committee Member	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	OTP Bank	OTP	X60746181	4/13/2018	Remuneration Guidelines	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	OTP Bank	OTP	X60746181	4/13/2018	Supervisory Board and Directors’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	OTP Bank	OTP	X60746181	4/13/2018	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	OTP Bank	OTP	X60746181	4/13/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	OTP Bank	OTP	X60746181	4/13/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Petroleo Brasileiro S.A. - Petrobras	PETR3	71654V408	4/26/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Petroleo Brasileiro S.A. - Petrobras	PETR3	71654V408	4/26/2018	Consolidation of Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Petroleo Brasileiro S.A. - Petrobras	PETR3	71654V408	4/26/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Petroleo Brasileiro S.A. - Petrobras	PETR3	71654V408	4/26/2018	Board Size	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Petroleo Brasileiro S.A. - Petrobras	PETR3	71654V408	4/26/2018	Election of Directors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Petroleo Brasileiro S.A. - Petrobras	PETR3	71654V408	4/26/2018	Recasting of Votes for Amended Slate	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Petroleo Brasileiro S.A. - Petrobras	PETR3	71654V408	4/26/2018	Proportional Allocation of Cumulative Votes	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Petroleo Brasileiro S.A. - Petrobras	PETR3	71654V408	4/26/2018	Elect Marcelo Mesquita de Siqueira Filho as Board Member Presented by Minority Shareholders	Mgmt	Voted	For	N/A
TCW Developing Markets Equity Fund	Petroleo Brasileiro S.A. - Petrobras	PETR3	71654V408	4/26/2018	Elect Marcelo Gasparino da Silva as Board Member Presented by Minority Shareholders	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	Petroleo Brasileiro S.A. - Petrobras	PETR3	71654V408	4/26/2018	Election of Chair of the Board of Directors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Petroleo Brasileiro S.A. - Petrobras	PETR3	71654V408	4/26/2018	Election of Supervisory Council	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Petroleo Brasileiro S.A. - Petrobras	PETR3	71654V408	4/26/2018	Elect Reginaldo Ferreira Alexandre as Supervisory Council Member Presented by Minority Shareholders	Mgmt	Voted	For	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Petroleo Brasileiro S.A. - Petrobras	PETR3	71654V408	4/26/2018	Remuneration Policy	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Petroleo Brasileiro S.A. - Petrobras	PETR3	71654V408	11/7/2017	Merger by Absorption (Downstream)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Petroleo Brasileiro S.A. - Petrobras	PETR3	71654V408	12/15/2017	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Petroleo Brasileiro S.A. - Petrobras	PETR3	71654V408	12/15/2017	Consolidation of Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	3/19/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	3/19/2018	Provision of Assured Entitlement to H Shareholders	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	3/19/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	3/19/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	3/19/2018	Provision of Assured Entitlement to H Shareholders	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Directors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Supervisors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Annual Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Elect MA Mingzhe	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Elect SUN Jianyi	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Elect REN Huichuan	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Elect Jason YAO Bo	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Elect LEE Yuansiong	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Elect CAI Fangfang	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Elect Soopakij Chearavanont	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Elect YANG Xiaoping	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Elect WANG Yongjian	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Elect LIU Chong	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Elect Dicky Peter YIP	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Elect Oscar WONG Sai Hung	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Elect SUN Dongdong	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Elect GE Ming	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Elect OUYANG Hui	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Elect GU Liji	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Elect HUANG Baokui	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Elect ZHANG Wangjin	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Allocation of Special Dividend	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	5/23/2018	Adoption of the Shanghai Jahwa Equity Incentive Scheme	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Piraeus Bank S.A.	TPEIR	X06397222	6/29/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Piraeus Bank S.A.	TPEIR	X06397222	6/29/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Piraeus Bank S.A.	TPEIR	X06397222	6/29/2018	Ratification of Directors’ and Auditor’s Acts	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Piraeus Bank S.A.	TPEIR	X06397222	6/29/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Piraeus Bank S.A.	TPEIR	X06397222	6/29/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Piraeus Bank S.A.	TPEIR	X06397222	6/29/2018	Board Transactions	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Piraeus Bank S.A.	TPEIR	X06397222	6/29/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Piraeus Bank S.A.	TPEIR	X06397222	6/29/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Accounts and Reports; Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Elect Vagit Y. Alekperov	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Elect Victor V. Blazheev	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Elect Toby T. Gati	Mgmt	Voted	For	N/A
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Elect Valery I. Grayfer	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Elect Igor S. Ivanov	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Elect Aleksandr V. Leyfrid	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Elect Ravil U. Maganov	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Elect Roger Munnings	Mgmt	Voted	For	N/A
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Elect Richard H. Matzke	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Elect Ivan Pictet	Mgmt	Voted	For	N/A
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Elect Leonid A. Fedun	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Elect Lyubov N. Khoba	Mgmt	Voted	Abstain	N/A
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Elect Ivan N. Vrublevsky	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Elect Pavel A. Suloev	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Elect Aleksandr V. Surkov	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Directors’ Fees (FY2017)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Directors’ Fees (FY2018)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Audit Commission Members’ Fees (FY2017)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Audit Commission Members’ Fees (FY2018)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	D&O Insurance	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	6/21/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	12/4/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	12/4/2017	Interim Dividends (3Q2017)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	12/4/2017	Directors’ Fees	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	12/4/2017	Approval of the Company’s Participation in the All-Russian Association of Employers the Russian Union of Industrialists and Entrepreneurs	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	12/4/2017	Related Party Transactions	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	PJSC Lukoil	LKOH	69343P105	12/4/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Polish Oil & Gas SA	PGN	X6582S105	9/13/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Polish Oil & Gas SA	PGN	X6582S105	9/13/2017	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Polish Oil & Gas SA	PGN	X6582S105	9/13/2017	Election of Presiding Chair	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Polish Oil & Gas SA	PGN	X6582S105	9/13/2017	Compliance with Rules of Convocation	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Polish Oil & Gas SA	PGN	X6582S105	9/13/2017	Attendance List	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Polish Oil & Gas SA	PGN	X6582S105	9/13/2017	Agenda	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Polish Oil & Gas SA	PGN	X6582S105	9/13/2017	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Polish Oil & Gas SA	PGN	X6582S105	9/13/2017	Authority to Seek Redress from Management Board Members for Damages Caused to the Company	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Polish Oil & Gas SA	PGN	X6582S105	9/13/2017	Property Purchase (3D Seismic Data)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Polish Oil & Gas SA	PGN	X6582S105	9/13/2017	Property Purchase (Drilling Rig)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Polish Oil & Gas SA	PGN	X6582S105	9/13/2017	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Polish Oil & Gas SA	PGN	X6582S105	10/21/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Polish Oil & Gas SA	PGN	X6582S105	10/21/2017	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Polish Oil & Gas SA	PGN	X6582S105	10/21/2017	Election of Presiding Chair	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Polish Oil & Gas SA	PGN	X6582S105	10/21/2017	Compliance with Rules of Convocation	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Polish Oil & Gas SA	PGN	X6582S105	10/21/2017	Attendance List	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Polish Oil & Gas SA	PGN	X6582S105	10/21/2017	Agenda	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Polish Oil & Gas SA	PGN	X6582S105	10/21/2017	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Polish Oil & Gas SA	PGN	X6582S105	10/21/2017	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	President Chain Store Corporation	2912	Y7082T105	6/12/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	President Chain Store Corporation	2912	Y7082T105	6/12/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	President Chain Store Corporation	2912	Y7082T105	6/12/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	President Chain Store Corporation	2912	Y7082T105	6/12/2018	Elect Alex LUO Chih-Hsien (Representative of Uni-President Enterprises Corporation)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	President Chain Store Corporation	2912	Y7082T105	6/12/2018	Elect GAO Xiu-Ling (Representative of Kao Chyuan Investment Co., Ltd.)	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	President Chain Store Corporation	2912	Y7082T105	6/12/2018	Elect CHEN Rui-Tang (Representative of Uni-President Enterprises Corporation)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	President Chain Store Corporation	2912	Y7082T105	6/12/2018	Elect HUANG Rui-Dian (Representative of Uni-President Enterprises Corporation)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	President Chain Store Corporation	2912	Y7082T105	6/12/2018	Elect WU Liang-Feng (Representative of Uni-President Enterprises Corporation)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	President Chain Store Corporation	2912	Y7082T105	6/12/2018	Elect SU Tsung-Ming (Representative of Uni-President Enterprises Corporation)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	President Chain Store Corporation	2912	Y7082T105	6/12/2018	Elect WU Kun-Lin (Representative of Uni-President Enterprises Corporation)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	President Chain Store Corporation	2912	Y7082T105	6/12/2018	Elect HUANG Zhao-Kai (Representative of Uni-President Enterprises Corporation)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	President Chain Store Corporation	2912	Y7082T105	6/12/2018	Elect WU Cong-Bin (Representative of Uni-President Enterprises Corporation)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	President Chain Store Corporation	2912	Y7082T105	6/12/2018	Elect WU Wen-Qi (Representative of Uni-President Enterprises Corporation)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	President Chain Store Corporation	2912	Y7082T105	6/12/2018	Elect WANG Wen-Yu	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	President Chain Store Corporation	2912	Y7082T105	6/12/2018	Elect XU Pei-Ji	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	President Chain Store Corporation	2912	Y7082T105	6/12/2018	Elect HONG Yong-Cheng	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	President Chain Store Corporation	2912	Y7082T105	6/12/2018	Non-compete Restrictions for Directors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	PT Bank Central Asia Tbk	BBCA	Y7123P138	4/5/2018	Amendments to Articles	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	PT Bank Central Asia Tbk	BBCA	Y7123P138	4/5/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	PT Bank Central Asia Tbk	BBCA	Y7123P138	4/5/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	PT Bank Central Asia Tbk	BBCA	Y7123P138	4/5/2018	Elect Vera Eve Lim	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	PT Bank Central Asia Tbk	BBCA	Y7123P138	4/5/2018	Directors’ and Commissioners’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	PT Bank Central Asia Tbk	BBCA	Y7123P138	4/5/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	PT Bank Central Asia Tbk	BBCA	Y7123P138	4/5/2018	Allocation of Interim Dividend for Fiscal Year 2018	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	PT Bank Central Asia Tbk	BBCA	Y7123P138	4/5/2018	Approval of Recovery Plan	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	PT Bank Central Asia Tbk	BBCA	Y7123P138	4/5/2018	Amendments to Articles	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Ratification of Directors’ and Auditor’s Acts	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Appointment of CEO	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Announcement of Board Appointments; Designation of Independent Directors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Election of Audit Committee Member(s)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Approval of High Voltage Tariffs	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Transaction of Other Business; Announcements	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Public Power Corp. S.A.	PPC	X7023M103	6/26/2018	Spin-off	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Public Power Corp. S.A.	PPC	X7023M103	6/26/2018	Authorization of Legal Formalities (Spin-off)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Public Power Corp. S.A.	PPC	X7023M103	6/26/2018	PRICING OF HIGH VOLTAGE CUSTOMERS	Mgmt	Voted	Abstain	Against
TCW Developing Markets Equity Fund	Public Power Corp. S.A.	PPC	X7023M103	6/26/2018	Approval of High Voltage Tariffs	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Public Power Corp. S.A.	PPC	X7023M103	6/26/2018	Transaction of Other Business; Announcements	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Public Power Corp. S.A.	PPC	X7023M103	6/26/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Public Power Corp. S.A.	PPC	X7023M103	6/26/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	6/10/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	6/10/2018	Directors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	6/10/2018	Auditor’s Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	6/10/2018	Financial Statements	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	6/10/2018	Ratification of Board Acts	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	6/10/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	6/10/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	Abstain	Against

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	6/10/2018	Charitable Donations	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	6/10/2018	Approve Acquisition Terms	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Elect Susan Mudhune	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Elect Bitange Ndemo	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Election of Audit Committee Members	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Directors’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Transaction of Other Business	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Change in Company Name	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Amendments to Articles	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Amendments to Articles	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Amendments to Articles	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Samsung Biologics Co., Ltd.	207940	Y7T7DY103	3/22/2018	Accounts and Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Samsung Biologics Co., Ltd.	207940	Y7T7DY103	3/22/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	3/23/2018	Accounts and Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	3/23/2018	Elect KIM Jeong Hoon	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	3/23/2018	Elect KIM Sun Uk	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	3/23/2018	Elect PARK Byung Gook	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	3/23/2018	Elect LEE Sang Hoon	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	3/23/2018	Elect KIM Ki Nam	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	3/23/2018	Elect KIM Hyun Suk	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	3/23/2018	Elect KOH Dong Jin	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	3/23/2018	Election of Audit Committee Member: KIM Sun Uk	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	3/23/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	3/23/2018	Stock Split and Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	3/23/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	3/23/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Annual Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Financial Statements	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Appointment of Auditor	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Esko Tapani Aho	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Leonid B. Boguslavskiy	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Valery P. Goreglyad	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Herman O. Gref	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Bella I. Zlatkis	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Nadezhda Y. Ivanova	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Sergey M. Ignatyev	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Aleksandr P. Kuleshov	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Vladimir A. Mau	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Gennady G. Melikyan	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Maksim S. Oreshkin	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Olga N. Skorobogatova	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Nadia Wells	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Sergei A. Shvetsov	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Alexey A. Bogatov	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Natalya P. Borodina	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Maria S. Voloshina	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Tatiana A. Domanskaya	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Yulia Y. Isakhanova	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Irina B. Litvinova	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Elect Alexey E. Minenko	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	D&O Insurance	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sberbank	SBER	X76317100	6/8/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Silergy Corp.	6415	G8190F102	6/8/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Silergy Corp.	6415	G8190F102	6/8/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Silergy Corp.	6415	G8190F102	6/8/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Silergy Corp.	6415	G8190F102	6/8/2018	Employee Equity Incentive Plan	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Silergy Corp.	6415	G8190F102	6/8/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Remuneration Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Elect Gabrijela Dreo Rodosek	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Elect Sieglinde Feist	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Elect Hermann Gerlinger	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Elect Michael Hankel	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Elect Bernd Jonas	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Elect Tobias Ohler	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Limited	1177	G8167W138	2/12/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Limited	1177	G8167W138	2/12/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Limited	1177	G8167W138	2/12/2018	The First Agreement	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Limited	1177	G8167W138	2/12/2018	The Second Agreement	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Limited	1177	G8167W138	2/12/2018	Issuance of Consideration Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Limited	1177	G8167W138	2/12/2018	Ratification of Board Acts	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Limited	1177	G8167W138	2/12/2018	Whitewash Waiver	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	5/29/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	5/29/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	5/29/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	5/29/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	5/29/2018	Elect TSE Ping	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	5/29/2018	Elect LI Mingqin	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	5/29/2018	Elect LU Zhengfei	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	5/29/2018	Elect LI Dakui	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	5/29/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	5/29/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	5/29/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	5/29/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	5/29/2018	Authority to Issue Repurchased Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	5/29/2018	Bonus Share Issuance	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	SK Hynix Inc.	000660	Y8085F100	3/28/2018	Accounts and Allocation of Profits/Dividends	Mgmt	Take No Action	TNA	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description		Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	SK Hynix Inc.	000660	Y8085F100	3/28/2018	Election of Executive Director: PARK Sung Wook		Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	SK Hynix Inc.	000660	Y8085F100	3/28/2018	Elect SONG Ho Geun		Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	SK Hynix Inc.	000660	Y8085F100	3/28/2018	Elect JO Heon Jae		Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	SK Hynix Inc.	000660	Y8085F100	3/28/2018	Elect YOON Tae Hwa		Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	SK Hynix Inc.	000660	Y8085F100	3/28/2018	Election of Independent Director to Become Audit Committee Member: YOON Tae Hwa		Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	SK Hynix Inc.	000660	Y8085F100	3/28/2018	Directors’ Fees		Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	SK Hynix Inc.	000660	Y8085F100	3/28/2018	Share Option Grant		Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	SK Hynix Inc.	000660	Y8085F100	3/28/2018	Share Options Previously Granted by Board Resolution		Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	SK Innovation	96770	Y8063L103	3/20/2018	Accounts and Allocation of Profits/Dividends		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	SK Innovation	96770	Y8063L103	3/20/2018	Elect KIM Jeong Gwan		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	SK Innovation	96770	Y8063L103	3/20/2018	Election of Audit Committee Member: CHOI Woo Seok		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	SK Innovation	96770	Y8063L103	3/20/2018	Share Option Grant		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	SK Innovation	96770	Y8063L103	3/20/2018	Amendments to Executive Officer Retirement Allowance Policy		Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	SK Innovation	96770	Y8063L103	3/20/2018	Directors’ Fees		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ssangyong Cement Industry Company	003410	Y81350103	6/7/2018	Amendments to Articles	��	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ssangyong Cement Industry Company	003410	Y81350103	6/7/2018	Stock Split		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Ssangyong Cement Industry Company	003410	Y81350103	6/7/2018	Non-Voting Meeting Note		N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Accounts and Reports		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Re-elect Thulani S. Gcabashe		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Elect HU Hao		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Re-elect Kgomotso D. Moroka		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Re-elect Atedo N.A. Peterside		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Re-elect Peter D. Sullivan		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Elect WANG Lubin		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Appointment of Auditor (KPMG)		Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Appointment of Auditor (PricewaterhouseCoopers)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	General Authority to Issue Ordinary Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	General Authority to Issue Preference Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	APPROVE REMUNERATION POLICY	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	APPROVE REMUNERATION IMPLEMENTATION REPORT	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Approve NEDs’ Fees (Chair)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Approve NEDs’ Fees (NED)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Approve NEDs’ Fees (International NED)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Approve NEDs’ Fees (Directors’ Affairs Committee Member)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Approve NEDs’ Fees (Risk and Capital Management Committee Chair)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Approve NEDs’ Fees (Risk and Capital Management Committee Member)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Approve NEDs’ Fees (Remuneration Committee Chair)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Approve NEDs’ Fees (Remuneration Committee Member)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Approve NEDs’ Fees (Social and Ethics Committee Chair)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Approve NEDs’ Fees (Social and Ethics Committee Member)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Approve NEDs’ Fees (Audit Committee Chair)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Approve NEDs’ Fees (Audit Committee Member)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Approve NEDs’ Fees (Technology and Information Committee Chair)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Approve NEDs’ Fees (Technology and Information Committee Member)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Approve NEDs’ Fees (Model Approval Committee Chair)	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description		Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Approve NEDs’ Fees (Model Approval Committee Member)		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Approve NEDs’ Fees (Ad Hoc Meeting Attendance)		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Authority to Repurchase Ordinary Shares		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Authority to Repurchase Preference Shares		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Approve Financial Assistance		Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Standard Bank Group Ltd.	SBK	S80605140	5/24/2018	Non-Voting Meeting Note		N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Accounts and Reports		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Allocation of Profits/Dividends		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Amendments to Articles		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Elect F.C. TSENG		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Elect Mei-ling Chen		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Elect Mark LIU		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Elect C.C. WEI		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Elect Peter L. Bonfield		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Elect SHIH Stan		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Elect Thomas J. Engibous		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Elect CHEN Kok-Choo		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	874039100	6/5/2018	Elect Michael R. Splinter		Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Tata Motors Limited	TATAMOTORS	Y85740275	11/15/2017	Non-Voting Meeting Note		N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Tata Motors Limited	TATAMOTORS	Y85740275	11/15/2017	Scheme of Merger and Arrangement	��	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Tencent Holdings Limited	700	G87572163	5/16/2018	Non-Voting Meeting Note		N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Tencent Holdings Limited	700	G87572163	5/16/2018	Non-Voting Meeting Note		N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Tencent Holdings Limited	700	G87572163	5/16/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Tencent Holdings Limited	700	G87572163	5/16/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Tencent Holdings Limited	700	G87572163	5/16/2018	Elect LI Dong Sheng	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Tencent Holdings Limited	700	G87572163	5/16/2018	Elect Iain Ferguson Bruce	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Tencent Holdings Limited	700	G87572163	5/16/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Tencent Holdings Limited	700	G87572163	5/16/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Tencent Holdings Limited	700	G87572163	5/16/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Tencent Holdings Limited	700	G87572163	5/16/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Tencent Holdings Limited	700	G87572163	5/16/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Tencent Holdings Limited	700	G87572163	5/16/2018	Authority to Issue Repurchased Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Tencent Holdings Limited	700	G87572163	5/16/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	TIM Participações SA	TIMP3	88706P205	4/19/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	TIM Participações SA	TIMP3	88706P205	4/19/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	TIM Participações SA	TIMP3	88706P205	4/19/2018	Ratify Co-Option and Elect Mario Di Mauro	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	TIM Participações SA	TIMP3	88706P205	4/19/2018	Ratify Co-Option and Elect Joao Cox Neto	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	TIM Participações SA	TIMP3	88706P205	4/19/2018	Ratify Co-Option and Elect Celso Luis Loducca	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	TIM Participações SA	TIMP3	88706P205	4/19/2018	Ratify Co-Option and Elect Piergiorgio Peluso	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	TIM Participações SA	TIMP3	88706P205	4/19/2018	Elect Agostino Nuzzolo	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	TIM Participações SA	TIMP3	88706P205	4/19/2018	Elect Raimondo Zizza	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	TIM Participações SA	TIMP3	88706P205	4/19/2018	Elect Giovanni Ferigo	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	TIM Participações SA	TIMP3	88706P205	4/19/2018	Supervisory Council Size	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	TIM Participações SA	TIMP3	88706P205	4/19/2018	Election of Supervisory Council	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	TIM Participações SA	TIMP3	88706P205	4/19/2018	Approve Recasting of Votes for Amended Supervisory Council Slate	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	TIM Participações SA	TIMP3	88706P205	4/19/2018	Remuneration Policy	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	TIM Participações SA	TIMP3	88706P205	4/19/2018	Extension of Cooperation and Support Agreement	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	TIM Participações SA	TIMP3	88706P205	4/19/2018	Adoption of Long-Term Incentive Plan	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Opening; Election of Presiding Chair	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Directors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Presentation of Auditor’s Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Financial Statements	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Ratification of Board Acts	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Directors’ Fees	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Appointment of Auditor	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Presentation of Report on Guarantees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Charitable Donations	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Wishes and Closing	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turkiye Garanti Bankasi A.S	GARAN	M4752S106	3/29/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Turkiye Garanti Bankasi A.S	GARAN	M4752S106	3/29/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Turkiye Garanti Bankasi A.S	GARAN	M4752S106	3/29/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Turkiye Garanti Bankasi A.S	GARAN	M4752S106	3/29/2018	Opening; Election of Presiding Chair; Minutes	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turkiye Garanti Bankasi A.S	GARAN	M4752S106	3/29/2018	Presentation of Directors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turkiye Garanti Bankasi A.S	GARAN	M4752S106	3/29/2018	Presentation of Auditors’ Report	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turkiye Garanti Bankasi A.S	GARAN	M4752S106	3/29/2018	Financial Statements	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turkiye Garanti Bankasi A.S	GARAN	M4752S106	3/29/2018	Dividend Policy	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turkiye Garanti Bankasi A.S	GARAN	M4752S106	3/29/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turkiye Garanti Bankasi A.S	GARAN	M4752S106	3/29/2018	Ratification of Co-Option of Directors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turkiye Garanti Bankasi A.S	GARAN	M4752S106	3/29/2018	Ratification of Board Acts	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turkiye Garanti Bankasi A.S	GARAN	M4752S106	3/29/2018	Election of Directors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turkiye Garanti Bankasi A.S	GARAN	M4752S106	3/29/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turkiye Garanti Bankasi A.S	GARAN	M4752S106	3/29/2018	Presentation of Compensation Policy	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turkiye Garanti Bankasi A.S	GARAN	M4752S106	3/29/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turkiye Garanti Bankasi A.S	GARAN	M4752S106	3/29/2018	Charitable Donations	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Turkiye Garanti Bankasi A.S	GARAN	M4752S106	3/29/2018	Authority to Carry out Competing Activities or Related Party Transactions	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Turkiye Garanti Bankasi A.S	GARAN	M4752S106	3/29/2018	Presentation of Report on Competing Activities	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Vedanta Limited	VEDL	Y9364D105	7/14/2017	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Vedanta Limited	VEDL	Y9364D105	7/14/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Vedanta Limited	VEDL	Y9364D105	7/14/2017	Elect Tom Albanese	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Vedanta Limited	VEDL	Y9364D105	7/14/2017	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Vedanta Limited	VEDL	Y9364D105	7/14/2017	Elect and Appoint G.R. Arun Kumar (CFO): Approval of Remuneration	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Vedanta Limited	VEDL	Y9364D105	7/14/2017	Appointment of Thomas Albanese (CEO); Approval of Remuneration	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Vedanta Limited	VEDL	Y9364D105	7/14/2017	Elect Krishnamurthi Venkataramanan	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Vedanta Limited	VEDL	Y9364D105	7/14/2017	Elect Aman S. Mehta	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Vedanta Limited	VEDL	Y9364D105	7/14/2017	Elect Priya Agarwal	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Vedanta Limited	VEDL	Y9364D105	7/14/2017	Authority to Set Cost Auditor’s Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Vedanta Limited	VEDL	Y9364D105	7/14/2017	Authority to Issue Non-Convertible Debentures	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Vedanta Limited	VEDL	Y9364D105	7/14/2017	Waiver of Excess Remuneration for Navin Agarwal (Whole-Director) for Fiscal Year 2013-14	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Voltas Limited	VOLTAS	Y93817149	8/28/2017	Standalone Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Voltas Limited	VOLTAS	Y93817149	8/28/2017	Consolidated Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Voltas Limited	VOLTAS	Y93817149	8/28/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Voltas Limited	VOLTAS	Y93817149	8/28/2017	Resignation of Ishaat Hussain; Board Vacancy	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Voltas Limited	VOLTAS	Y93817149	8/28/2017	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Voltas Limited	VOLTAS	Y93817149	8/28/2017	Elect Hemant Bhargava	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Voltas Limited	VOLTAS	Y93817149	8/28/2017	Elect Arun Adhikari	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Voltas Limited	VOLTAS	Y93817149	8/28/2017	Authority to Set Cost Auditor’s Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Voltas Limited	VOLTAS	Y93817149	8/28/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Voltas Limited	VOLTAS	Y93817149	8/28/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Weichai Power Co	2338	Y9531A109	11/30/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Weichai Power Co	2338	Y9531A109	11/30/2017	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Weichai Power Co	2338	Y9531A109	11/30/2017	Authority to Give Guarantees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Win Semiconductors Corp.	3105	Y9588T100	6/15/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Win Semiconductors Corp.	3105	Y9588T100	6/15/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Win Semiconductors Corp.	3105	Y9588T100	6/15/2018	Non-compete Restrictions for Directors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Win Semiconductors Corp.	3105	Y9588T100	6/15/2018	Adoption of Employee Restricted Stock Plan	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Wiwynn Corp	6669	Y9673D101	6/22/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Wiwynn Corp	6669	Y9673D101	6/22/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Wiwynn Corp	6669	Y9673D101	6/22/2018	Capitalization of Profits and Issuance of New Shares	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Wizz Air Holdings Plc	WIZZ	G96871101	1/30/2018	Approve Purchase of Aircraft (CEO Purchase Agreement)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Elect Ge Li	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Elect Zhisheng Chen	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Elect Weichang Zhou	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Elect Edward Hu	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Elect Yibing Wu	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Elect Yanling Cao	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Elect William Robert Keller	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Elect Walter Teh Ming Kwauk	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Elect Felix FONG Wo	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Authority to Issue Repurchased Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Elect ZHANG Chi	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Elect Lily HSIEH Hui Yun	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Elect Terence HON Ping Cho	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Elect CHEUNG Sze Man	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Issuance of Repurchased Shares	Mgmt	Voted	Against	Against
TCW Developing Markets Equity Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Authority to Declare Interim Dividend	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Adoption of Share Option Scheme of Coucou Restaurant Management Co., Ltd.	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Adoption of Share Option Scheme of Xiabuxiabu Restaurant Management Co., Ltd.	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Adoption of Share Option Scheme of Xiabuxiabu (China) Food Co., Ltd.	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Adoption of Share Option Scheme of Xiabuxiabu Restaurant Management (Shanghai) Co., Ltd.	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Allocation of Dividends from Capital Reserve	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Capitalization of Profits and Issuance of New Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Amendments to Procedural Rules: Shareholder Meeting	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Amendments to Procedural Rules: Acquisition and Disposal of Assets	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Amendments to Procedural Rules: Election of Directors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Elect Tie-Min Chen	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Elect Lai-Fu Lin	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Elect Shih-Chien Yang	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Elect Chi-Wen Chang	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Elect Pao-Yuan Wang	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Elect Victor WANG C.	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Elect Jerry Lee	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Elect Tun-Son Lin	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Elect Hilo Chen	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Non-compere Restrictions for Directors	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	YiChang HEC ChangJiang Pharmaceutical Co., Ltd	1558	ADPV33181	10/13/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	YiChang HEC ChangJiang Pharmaceutical Co., Ltd	1558	ADPV33181	10/13/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	YiChang HEC ChangJiang Pharmaceutical Co., Ltd	1558	ADPV33181	10/13/2017	Authority to Declare Interim Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	YiChang HEC ChangJiang Pharmaceutical Co., Ltd	1558	ADPV33181	10/13/2017	Amendments to Articles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	YPF S.A.	YPFD	984245100	4/27/2018	Election of Meeting Delegates	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	YPF S.A.	YPFD	984245100	4/27/2018	Authority to Waive Preemptive Rights in Relation to Long-Term Incentive Plan	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	YPF S.A.	YPFD	984245100	4/27/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	YPF S.A.	YPFD	984245100	4/27/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	YPF S.A.	YPFD	984245100	4/27/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	YPF S.A.	YPFD	984245100	4/27/2018	Appointment of Auditor; Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	YPF S.A.	YPFD	984245100	4/27/2018	Ratification of Board and Supervisory Council Acts	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	YPF S.A.	YPFD	984245100	4/27/2018	Ratification of Directors’ Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	YPF S.A.	YPFD	984245100	4/27/2018	Ratification of Supervisory Council Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	YPF S.A.	YPFD	984245100	4/27/2018	Supervisory Council Size	Mgmt	Voted	Abstain	Against

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	YPF S.A.	YPFD	984245100	4/27/2018	Election of Supervisory Council Members and Alternates (Class D)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	YPF S.A.	YPFD	984245100	4/27/2018	Board Size	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	YPF S.A.	YPFD	984245100	4/27/2018	Election of Directors (Class D)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	YPF S.A.	YPFD	984245100	4/27/2018	Directors’ Fees; Supervisory Council’s Fees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	YPF S.A.	YPFD	984245100	4/27/2018	Authority to Extend the Terms of the Global Notes Program	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	YPF S.A.	YPFD	984245100	4/27/2018	Ratify Adjustments for Funds Endowment (YPF Foundation)	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Fulfillment of Criteria for the Proposed Non-public Issuance of A Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Class and Par Value	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Method and Time of Issue	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Target Subscribers and Subscription Method	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Subscription Price and Pricing Principles	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Issuing Volume	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Lock-up Period	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Amounts and Use of Proceeds	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Listing Place	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Undistributed Profits	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Validity of Resolution	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Proposal for the Proposed Private Issuance of A Shares	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Feasibility Analysis Report on the Use of Proceeds	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Exemption from the Preparation of the Report on the Use of Proceeds	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Remedial Measures regarding Dilution on Returns	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Shareholders’ Return Plan 2018-2020	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Board Authorization	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Amendments to Articles of Association	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	3/28/2018	Entrustment in relation to the Development, Construction, Sales and Operation of Shenzhen Bay Super Headquarters Base	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Annual Report	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Directors’ Report	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Supervisors’ Report	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	President’s Report	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Accounts and Reports	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Allocation of Profits/Dividends	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Appointment of PRC Auditor and Authority to Set Fees	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Appointment of Hong Kong Auditor and Authority to Set Fees	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Appointment of Internal Control Auditor and Authority to Set Fees	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Application to Bank of China Limited	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Application to China Development Bank	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Application for Investment Limits in Derivative Products	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Authority to Give Guarantees (Overseas Subsidiaries)	Mgmt	Take No Action	TNA	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Authority to Give Guarantees (Debt Financing of ZTE (HK) Limited)	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Adjustment to Independent Non-Executive Directors’ Allowance	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Rules of Procedure of the Board of Directors Meetings	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Non-Voting Agenda Item	N/A	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Elect LI Zixue	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Elect LI Buqing	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Elect GU Junying	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Elect ZHU Weimin	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Elect FANG Rong	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Non-Voting Agenda Item	N/A	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Elect CAI Manli	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Elect YUMING Bao	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Elect GORDON Ng	Mgmt	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	6/29/2018	Non-Voting Meeting Note	N/A	Take No Action	TNA	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	12/14/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	12/14/2017	Authority to Give Guarantees	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	12/14/2017	Authority to Issue Perpetual Medium-term Notes	Mgmt	Voted	For	For
TCW Developing Markets Equity Fund	ZTE Corporation	0763	Y0004F105	12/14/2017	Authority to Issue Short-term Commercial Papers	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	3SBIO Inc	1530	G8875G102	06/20/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	3SBIO Inc	1530	G8875G102	06/20/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	3SBIO Inc	1530	G8875G102	06/20/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	3SBIO Inc	1530	G8875G102	06/20/18	Elect SU Dongmei	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	3SBIO Inc	1530	G8875G102	06/20/18	Elect LIU Dong	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	3SBIO Inc	1530	G8875G102	06/20/18	Elect David R. Parkinson	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	3SBIO Inc	1530	G8875G102	06/20/18	Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	3SBIO Inc	1530	G8875G102	06/20/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	3SBIO Inc	1530	G8875G102	06/20/18	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	3SBIO Inc	1530	G8875G102	06/20/18	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	3SBIO Inc	1530	G8875G102	06/20/18	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	3SBIO Inc	1530	G8875G102	06/20/18	Authority to Issue Repurchased Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Accton Technology Corp.	2345	Y0002S109	06/13/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Accton Technology Corp.	2345	Y0002S109	06/13/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Accton Technology Corp.	2345	Y0002S109	06/13/18	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Accton Technology Corp.	2345	Y0002S109	06/13/18	Amendments to Procedural Rules for Shareholder Meetings	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Accton Technology Corp.	2345	Y0002S109	06/13/18	Amendments to Procedural Rules	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Accton Technology Corp.	2345	Y0002S109	06/13/18	Elect GUO Feilong	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Accton Technology Corp.	2345	Y0002S109	06/13/18	Elect LIN Mingrong	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Accton Technology Corp.	2345	Y0002S109	06/13/18	Elect HUANG Guoxiu	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Accton Technology Corp.	2345	Y0002S109	06/13/18	Elect DU Hengyi	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Accton Technology Corp.	2345	Y0002S109	06/13/18	Elect LIU Jionglang	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Accton Technology Corp.	2345	Y0002S109	06/13/18	Elect ZHANG Zhiping	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Accton Technology Corp.	2345	Y0002S109	06/13/18	Elect CHEN Shu	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Accton Technology Corp.	2345	Y0002S109	06/13/18	Elect LIN Xiulin	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Accton Technology Corp.	2345	Y0002S109	06/13/18	Elect CHEN Weiren	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Accton Technology Corp.	2345	Y0002S109	06/13/18	Non-compete Restrictions for Directors	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Accton Technology Corp.	2345	Y0002S109	06/13/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Alibaba Group Holding Limited	BABA	01609W102	10/18/17	Elect Jack Yun Ma	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alibaba Group Holding Limited	BABA	01609W102	10/18/17	Elect Masayoshi Son	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alibaba Group Holding Limited	BABA	01609W102	10/18/17	Elect Walter Teh Ming Kwauk	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alibaba Group Holding Limited	BABA	01609W102	10/18/17	Appointment of Auditor	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Ratification of Directors’ and Auditor’s Acts	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Announcement of Board Appointments	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Elect George C. Aronis	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Elect Efthimios Vidalis	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Elect Artemis Ch. Theodoridis	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Elect Demetrios P. Mantzounis	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Elect Vassilios Rapanos	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Elect Spyros N. Filaretos	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Elect Jean Cheval	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Elect Ibrahim Dabdoub	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Elect Carolyn Adele G. Dittmeier	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Elect Richard Paul R. Gildea	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Elect Shahzad Shahbaz	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Elect Johannes Herman Frederik G. Umbgrove	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Elect Jan Vanhevel	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Severance Payment Policy	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Defined Contribution Savings Plan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Board Transactions	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Alpha Bank A.E.	ALPHA	X0085P155	06/29/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	05/02/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	05/02/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	05/02/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	05/02/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	05/02/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	05/02/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	05/02/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	05/02/18	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	05/02/18	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	05/02/18	Election of Heinz Schimmelbusch to the Management Board	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	05/02/18	Elect Donatella Ceccarelli to the Supervisory Board	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	05/02/18	Appointment of Auditor	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	05/02/18	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	05/02/18	Authority to Suppress Preemptive Rights	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	05/02/18	Authority to Issue Shares w/ Preemptive Rights in Connection with a Merger or Acquisition	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	05/02/18	Authority to Suppress Preemptive Rights in Connection with a Merger or Acquisition	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	05/02/18	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	05/02/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	05/02/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Anhui Conch Cement Company Limited	0914	Y01373102	05/30/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Anhui Conch Cement Company Limited	0914	Y01373102	05/30/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Anhui Conch Cement Company Limited	0914	Y01373102	05/30/18	Directors�� Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Anhui Conch Cement Company Limited	0914	Y01373102	05/30/18	Supervisors’ Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Anhui Conch Cement Company Limited	0914	Y01373102	05/30/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Anhui Conch Cement Company Limited	0914	Y01373102	05/30/18	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Anhui Conch Cement Company Limited	0914	Y01373102	05/30/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Anhui Conch Cement Company Limited	0914	Y01373102	05/30/18	Authority to Give Guarantees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Anhui Conch Cement Company Limited	0914	Y01373102	05/30/18	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Anhui Conch Cement Company Limited	0914	Y01373102	05/30/18	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ASPEED Technology Inc.	5274	Y04044106	05/30/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ASPEED Technology Inc.	5274	Y04044106	05/30/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ASPEED Technology Inc.	5274	Y04044106	05/30/18	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ASPEED Technology Inc.	5274	Y04044106	05/30/18	Amendments to Procedural Rules: Acquisition and Disposal of Assets	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ASPEED Technology Inc.	5274	Y04044106	05/30/18	Adoption of Employee Restricted Stock Option Plan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ASPEED Technology Inc.	5274	Y04044106	05/30/18	Elect LIN Chris Hong-ming	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ASPEED Technology Inc.	5274	Y04044106	05/30/18	Elect CHEN Connie	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ASPEED Technology Inc.	5274	Y04044106	05/30/18	Elect LIN Nicholas Yong-da	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ASPEED Technology Inc.	5274	Y04044106	05/30/18	Elect YU Arnold Ming-zhang	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ASPEED Technology Inc.	5274	Y04044106	05/30/18	Elect CHEN Luke Qing-hong	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ASPEED Technology Inc.	5274	Y04044106	05/30/18	Elect TSAI Ted Yong-ping	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ASPEED Technology Inc.	5274	Y04044106	05/30/18	Elect YANG Qian	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ASPEED Technology Inc.	5274	Y04044106	05/30/18	Elect HU Di-Qun	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ASPEED Technology Inc.	5274	Y04044106	05/30/18	Elect LUO Jun-ba	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ASPEED Technology Inc.	5274	Y04044106	05/30/18	Non-compete Restrictions for Directors	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Bajaj Finserv Limited	BAJAJFINSV	Y0548X109	07/19/17	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Bajaj Finserv Limited	BAJAJFINSV	Y0548X109	07/19/17	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Bajaj Finserv Limited	BAJAJFINSV	Y0548X109	07/19/17	Elect Rahul Bajaj	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Bajaj Finserv Limited	BAJAJFINSV	Y0548X109	07/19/17	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Bajaj Finserv Limited	BAJAJFINSV	Y0548X109	07/19/17	Authority to Set Cost Auditor’s Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Bajaj Finserv Limited	BAJAJFINSV	Y0548X109	07/19/17	Appointment of Sanjiv Bajaj (Managing Director); Approval of Remuneration	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Bajaj Finserv Limited	BAJAJFINSV	Y0548X109	07/19/17	Directors’ Commission	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Bajaj Finserv Limited	BAJAJFINSV	Y0548X109	07/19/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Banco Santander (Brasil) SA	SANB3	P1505Z160	04/27/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Banco Santander (Brasil) SA	SANB3	P1505Z160	04/27/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Banco Santander (Brasil) SA	SANB3	P1505Z160	04/27/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Banco Santander (Brasil) SA	SANB3	P1505Z160	04/27/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Banco Santander (Brasil) SA	SANB3	P1505Z160	04/27/18	Remuneration Policy	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Banco Santander (Brasil) SA	SANB3	P1505Z160	04/27/18	Request Establishment of Supervisory Council	Mgmt	Voted	For	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Re-elect Sango S. Ntsaluba	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Re-elect Dominic M. Sewela	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Re-elect Frances N. O. Edozien	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Elect Hester H. Hickey	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Elect Michael Lynch-Bell	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Elect Nomavuso P. Mnxasana	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Elect Peter Schmid	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Elect Audit Committee Member (Sango Ntsaluba)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Elect Audit Committee Member (Frances Edozien)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Elect Audit Committee Member (Hester Hickey)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Elect Audit Committee Member (Michael Lynch-Bell)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Elect Audit Committee Member (Nomavuso Mnxasana)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Appointment of Auditor	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Approve Remuneration Policy	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Approve NEDs Fees (Chairman of the Board)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Approve NEDs Fees (Resident NEDs)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Approve NEDs Fees (Non-resident NEDs)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Approve NEDs Fees (Resident Audit Committee Chair)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Approve NEDs Fees (Resident Audit Committee Members)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Approve NEDs Fees (Non-resident Audit Committee Members)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Approve NEDs Fees (Resident Remuneration Committee Chair)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Approve NEDs Fees (Resident Social, Ethics & Transformation Committee Chair)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Approve NEDs Fees (Resident Risk & Sustainability Committee Chair)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Approve NEDs Fees (Resident General Purposes Committee Chair)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Approve NEDs Fees (Resident Nomination Committee Chair)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Approve NEDs Fees (Resident Members of Non-Audit Committees)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Approve NEDs Fees (Non-resident Members of Non-Audit Committees)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Approve Financial Assistance	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Barloworld Ltd	BAW	S08470189	01/31/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	BGF Retail Company Limited	027410	Y0R25T101	09/28/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	BGF Retail Company Limited	027410	Y0R25T101	09/28/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	BGF Retail Company Limited	027410	Y0R25T101	09/28/17	Spin-off	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	BGF Retail Company Limited	027410	Y0R25T101	09/28/17	Amendments to Articles	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	BGF Retail Company Limited	027410	Y0R25T101	09/28/17	Elect HAN Sang Dae	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Birla Corporation Limited	BIRLACORPN	Y0902X117	07/31/17	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Birla Corporation Limited	BIRLACORPN	Y0902X117	07/31/17	Allocation of Profits/Dividends	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Birla Corporation Limited	BIRLACORPN	Y0902X117	07/31/17	Elect Harsh Lodha	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Birla Corporation Limited	BIRLACORPN	Y0902X117	07/31/17	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Birla Corporation Limited	BIRLACORPN	Y0902X117	07/31/17	Authority to Set Cost Auditor’s Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Brilliance China Automotive Holdings Limited	1114	G1368B102	10/20/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Brilliance China Automotive Holdings Limited	1114	G1368B102	10/20/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Brilliance China Automotive Holdings Limited	1114	G1368B102	10/20/17	Acquisition	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Brilliance China Automotive Holdings Limited	1114	G1368B102	10/20/17	Divestiture	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Brilliance China Automotive Holdings Limited	1114	G1368B102	10/20/17	Ratification of Board Acts	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Brilliance China Automotive Holdings Limited	1114	G1368B102	12/21/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Brilliance China Automotive Holdings Limited	1114	G1368B102	12/21/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Brilliance China Automotive Holdings Limited	1114	G1368B102	12/21/17	Framework Agreements and Comprehensive Service Agreement	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	05/25/18	Re-elect Michiel du Pre le Roux	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	05/25/18	Re-elect Chris Otto	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	05/25/18	Re-elect Jean Verster	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	05/25/18	Appointment of Auditor	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	05/25/18	Authority to Issue Shares Pursuant to a Conversion of Loss Absorbent Capital Instruments	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	05/25/18	Authority to Issue Shares for Cash	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	05/25/18	Approve Remuneration Policy	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	05/25/18	Approve Remuneration Implementation Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	05/25/18	Approve NEDs’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	05/25/18	Authority to Repurchase Ordinary Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	05/25/18	Authority to Repurchase Existing Preference Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	05/25/18	Authority to Repurchase Existing Preference Shares from Directors/Prescribed Officers	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	05/25/18	Approve Financial Assistance (Section 45)	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Capitec Bank Holdings Ltd.	CPI	S15445109	05/25/18	Approve Financial Assistance (Section 44)	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Cathay Financial Holding Co.	2882	Y11654103	06/08/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Cathay Financial Holding Co.	2882	Y11654103	06/08/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Cathay Financial Holding Co.	2882	Y11654103	06/08/18	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Cathay Financial Holding Co.	2882	Y11654103	06/08/18	Authority to Issue Shares w/ or w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Cathay Financial Holding Co.	2882	Y11654103	06/08/18	Non-Compete Restrictions for Directors	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Molybdenum Company Limited	3993	Y1503Z105	05/25/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	China Molybdenum Company Limited	3993	Y1503Z105	05/25/18	Financial Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Molybdenum Company Limited	3993	Y1503Z105	05/25/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Molybdenum Company Limited	3993	Y1503Z105	05/25/18	2018 Budget Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Molybdenum Company Limited	3993	Y1503Z105	05/25/18	Profit Distribution Plan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Molybdenum Company Limited	3993	Y1503Z105	05/25/18	Directors’ Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Molybdenum Company Limited	3993	Y1503Z105	05/25/18	Supervisors’ Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Molybdenum Company Limited	3993	Y1503Z105	05/25/18	Annual Report	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	China Molybdenum Company Limited	3993	Y1503Z105	05/25/18	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Molybdenum Company Limited	3993	Y1503Z105	05/25/18	Forfeiture of Unclaimed Final Dividends of FY2010	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Molybdenum Company Limited	3993	Y1503Z105	05/25/18	Authority to Deal with Interim and Quarterly Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Molybdenum Company Limited	3993	Y1503Z105	05/25/18	Amendments to Measures on External Investment Management	Mgmt	Voted	Abstain	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	China Molybdenum Company Limited	3993	Y1503Z105	05/25/18	Use of Idle Fund for Subscriptions of Principal-Protected Structured Deposit	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Molybdenum Company Limited	3993	Y1503Z105	05/25/18	Use of Idle Fund for Wealth or Entrusted Wealth Management	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Molybdenum Company Limited	3993	Y1503Z105	05/25/18	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Molybdenum Company Limited	3993	Y1503Z105	05/25/18	Authority to Issue Debt Financing Instruments	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Molybdenum Company Limited	3993	Y1503Z105	05/25/18	Authority to Give Guarantees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Molybdenum Company Limited	3993	Y1503Z105	05/25/18	Authority to Issue A and H Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Directors’ Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Supervisors’ Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Amendments to Rules of Procedure of the Board of Directors	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Authority to Give Guarantees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Elect CAO Shujie	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Elect ZHANG Wukui	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Elect Mark FONG Chung (FANG Zhong)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Elect CHENG Xinsheng	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Elect WU Hanming	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Authority to Issue H Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Authority to Repurchase Domestic and/or H Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	China Oilfield Services Limited	2883	Y15002101	05/30/18	Authority to Repurchase Domestic and/or H Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Vanke Co., Ltd.	2202	Y77421132	02/23/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	China Vanke Co., Ltd.	2202	Y77421132	02/23/18	Authority to Issue Debt Instruments	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Vanke Co., Ltd.	2202	Y77421132	02/23/18	Amendment to Directors and Supervisors’ Remuneration	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Vanke Co., Ltd.	2202	Y77421132	06/29/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	China Vanke Co., Ltd.	2202	Y77421132	06/29/18	Directors’ Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Vanke Co., Ltd.	2202	Y77421132	06/29/18	Supervisors’ Report	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	China Vanke Co., Ltd.	2202	Y77421132	06/29/18	Annual Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Vanke Co., Ltd.	2202	Y77421132	06/29/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Vanke Co., Ltd.	2202	Y77421132	06/29/18	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	China Vanke Co., Ltd.	2202	Y77421132	06/29/18	Authority to Provide Financial Assistance to Third Parties	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	China Vanke Co., Ltd.	2202	Y77421132	06/29/18	Authority to Issue H Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	CJ Corp	001040	Y1848L118	03/27/18	Accounts and Allocation of Profits/Dividends	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	CJ Corp	001040	Y1848L118	03/27/18	Elect SOHN Kyung Shik	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	CJ Corp	001040	Y1848L118	03/27/18	Elect KIM Hong Ki	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	CJ Corp	001040	Y1848L118	03/27/18	Elect CHOI Eun Seok	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	CJ Corp	001040	Y1848L118	03/27/18	Directors’ Fees	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Clicks Group Limited	CLS	S17249111	01/31/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Clicks Group Limited	CLS	S17249111	01/31/18	Appointment of Auditor	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Clicks Group Limited	CLS	S17249111	01/31/18	Re-elect Fatima Abrahams	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Clicks Group Limited	CLS	S17249111	01/31/18	Re-elect John A. Bester	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Clicks Group Limited	CLS	S17249111	01/31/18	Elect Nonkululeko Gobodo	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Clicks Group Limited	CLS	S17249111	01/31/18	Re-elect Bertina D. Engelbrecht	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Clicks Group Limited	CLS	S17249111	01/31/18	Re-elect Michael Fleming	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Clicks Group Limited	CLS	S17249111	01/31/18	Elect Audit and Risk Committee Member (John Bester)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Clicks Group Limited	CLS	S17249111	01/31/18	Elect Audit and Risk Committee Member (Nonkululeko Gobodo)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Clicks Group Limited	CLS	S17249111	01/31/18	Elect Audit and Risk Committee Member (Fatima Jakoet)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Clicks Group Limited	CLS	S17249111	01/31/18	Approve Remuneration Policy	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Clicks Group Limited	CLS	S17249111	01/31/18	Approve Remuneration Implementation Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Clicks Group Limited	CLS	S17249111	01/31/18	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Clicks Group Limited	CLS	S17249111	01/31/18	Approve NEDs’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Clicks Group Limited	CLS	S17249111	01/31/18	Approve Financial Assistance	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Clicks Group Limited	CLS	S17249111	01/31/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Commercial International Bank of Egypt	COMI	M25561107	07/18/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Commercial International Bank of Egypt	COMI	M25561107	07/18/17	Bonus Share Issuance	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Commercial International Bank of Egypt	COMI	M25561107	07/18/17	Information on Board Changes	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	04/27/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	04/27/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	04/27/18	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	04/27/18	Consolidation of Articles	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID		Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		04/27/18	Authorization of Legal Formalities	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		04/27/18	Instructions if Meeting is Held on Second Call	Mgmt	Voted	For	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		04/27/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		04/27/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		04/27/18	Request Establishment of Supervisory Council	Mgmt	Voted	For	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		04/27/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		04/27/18	Capital Expenditure Budget	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		04/27/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		04/27/18	Remuneration Policy	Mgmt	Voted	Abstain	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		09/06/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		09/06/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		09/06/17	Merger of Subsidiaries	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		09/06/17	Authorisation of Legal Formalities	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		10/11/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		10/11/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		10/11/17	Merger Agreement	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		10/11/17	Amendments to Article 5 (Reconciliation of Share Capital)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		10/11/17	Ratification of Appointment of Appraiser	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		10/11/17	Valuation Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	��	10/11/17	Merger (Read)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		10/11/17	Merger (Reserva)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		10/11/17	Authorisation of Legal Formalities	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		12/12/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		12/12/17	Acquisition (Visual Turismo Ltda.)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		12/12/17	Authorization of Legal Formalities	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102		12/12/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102		01/08/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102		01/08/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102		01/08/18	Election of Presiding Chair	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102		01/08/18	Compliance with Rules of Convocation	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	01/08/18	Agenda	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	01/08/18	Adoption of General Meeting Regulations	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	01/08/18	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	01/08/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Election of Presiding Chair	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Compliance with Rules of Convocation	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Agenda	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Presentation of Management Board Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Presentation of Financial Statements	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Presentation of Allocation of Profits Proposal	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Presentation of Supervisory Board Report (Activity)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Presentation of Supervisory Board Report (Company’s Activity)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Presentation of Supervisory Board Report (Consolidated Financial Statements)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Presentation of Supervisory Board Report (Management Board Report)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Presentation of Motion to Approve Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Presentation of Motion to Approve Accounts and Reports (Consolidated)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Presentation of Motion to Approve Allocation of Profits	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Presentation of Motion to Ratify Management Board Acts	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Management Board Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Financial Statements	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Management Board Report (Consolidated)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Financial Statements (Consolidated)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Election of Supervisory Board	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Dino Polska SA	DNP	X188AF102	05/21/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Doosan Co., LTD	000150	Y2100N107	03/30/18	Accounts and Allocation of Profits/Dividends	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Doosan Co., LTD	000150	Y2100N107	03/30/18	Election of Executive Directors (Slate)	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Doosan Co., LTD	000150	Y2100N107	03/30/18	Election of Independent Director: LEE Doo Hee	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Doosan Co., LTD	000150	Y2100N107	03/30/18	Election of Audit Committee Member: LEE Doo Hee	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Doosan Co., LTD	000150	Y2100N107	03/30/18	Directors’ Fees	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Board Size	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Request Cumulative Voting	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Election of Directors	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Approve Recasting of Votes for Amended Slate	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Proportional Allocation of Cumulative Votes	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Allocate Cumulative Votes to Juan Pablo Zucchini	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Allocate Cumulative Votes to Brenno Raiko de Souza	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Allocate Cumulative Votes to Mauricio Luis Lucchetti	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Allocate Cumulative Votes to Libano Miranda Barroso	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Allocate Cumulative Votes to Igor Xavier Correia Lima	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Allocate Cumulative Votes to Flavio Benicio Jansen Ferreira	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Allocate Cumulative Votes to Jackson Medeiros de Farias Schneider	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Allocate Cumulative Votes to Osvaldo Burgos Schirmer	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Allocate Cumulative Votes to Luiz Roberto Liza Curi	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Remuneration Policy	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Request Establishment of Supervisory Council	Mgmt	Voted	For	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Election of Supervisory Council	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Approve Recasting of Votes for Amended Supervisory Council	Mgmt	Voted	For	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Supervisory Council Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Instructions If Meeting is Held on Second Call	Mgmt	Voted	For	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	04/18/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	08/31/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	08/31/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	08/31/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	08/31/17	Amendments to Articles 17 and 18 (Committees)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	08/31/17	Amendments to Article 37.2 (Mandatory Offers)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	08/31/17	Amendments to Article 37.4 (Mandatory Offers)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	08/31/17	Amendments to Article 37.9 (Mandatory Offers)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	08/31/17	Amendments to Article 37.10 (Mandatory Offers)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Estacio Participacoes SA	ESTC3	P3784E108	08/31/17	Consolidation of Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ezz Steel Co SAE	ESRS	M07095108	04/30/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Ezz Steel Co SAE	ESRS	M07095108	04/30/18	Directors’ Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ezz Steel Co SAE	ESRS	M07095108	04/30/18	Presentation of Auditor’s Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ezz Steel Co SAE	ESRS	M07095108	04/30/18	Financial Statements	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ezz Steel Co SAE	ESRS	M07095108	04/30/18	Use of Reserves	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ezz Steel Co SAE	ESRS	M07095108	04/30/18	Ratification of Board Acts	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ezz Steel Co SAE	ESRS	M07095108	04/30/18	Directors’ Fees	Mgmt	Voted	Abstain	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Ezz Steel Co SAE	ESRS	M07095108	04/30/18	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	Abstain	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Ezz Steel Co SAE	ESRS	M07095108	04/30/18	Netting Contracts; Authority to Give Guarantees	Mgmt	Voted	Abstain	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Ezz Steel Co SAE	ESRS	M07095108	04/30/18	Charitable Donations	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ezz Steel Co SAE	ESRS	M07095108	04/30/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Ezz Steel Co SAE	ESRS	M07095108	04/30/18	Authority to Give Guarantees	Mgmt	Voted	Abstain	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Ezz Steel Co SAE	ESRS	M07095108	06/28/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Ezz Steel Co SAE	ESRS	M07095108	06/28/18	Directors’ Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ezz Steel Co SAE	ESRS	M07095108	06/28/18	Presentation of Auditor’s Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ezz Steel Co SAE	ESRS	M07095108	06/28/18	Financial Statements	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ezz Steel Co SAE	ESRS	M07095108	06/28/18	Use of Reserves	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ezz Steel Co SAE	ESRS	M07095108	06/28/18	Charitable Donations	Mgmt	Voted	Abstain	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Facebook, Inc.	FB	30303M102	05/31/18	Elect Marc L. Andreessen	Mgmt	Voted	Withhold	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Facebook, Inc.	FB	30303M102	05/31/18	Elect Erskine B. Bowles	Mgmt	Voted	Withhold	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Facebook, Inc.	FB	30303M102	05/31/18	Elect Kenneth I. Chenault	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Facebook, Inc.	FB	30303M102	05/31/18	Elect Susan D. Desmond-Hellmann	Mgmt	Voted	Withhold	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Facebook, Inc.	FB	30303M102	05/31/18	Elect Reed Hastings	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Facebook, Inc.	FB	30303M102	05/31/18	Elect Jan Koum	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Facebook, Inc.	FB	30303M102	05/31/18	Elect Sheryl K. Sandberg	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Facebook, Inc.	FB	30303M102	05/31/18	Elect Peter A. Thiel	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Facebook, Inc.	FB	30303M102	05/31/18	Elect Mark Zuckerberg	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Facebook, Inc.	FB	30303M102	05/31/18	Ratification of Auditor	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Facebook, Inc.	FB	30303M102	05/31/18	Shareholder Proposal Regarding Recapitalization	ShrHoldr	Voted	Against	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Facebook, Inc.	FB	30303M102	05/31/18	Shareholder Proposal Regarding Formation of a Risk Oversight Committee	ShrHoldr	Voted	Against	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Facebook, Inc.	FB	30303M102	05/31/18	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Voted	For	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Facebook, Inc.	FB	30303M102	05/31/18	Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies	ShrHoldr	Voted	Against	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Facebook, Inc.	FB	30303M102	05/31/18	Shareholder Proposal Regarding Gender Pay Equity Report	ShrHoldr	Voted	Against	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Facebook, Inc.	FB	30303M102	05/31/18	Shareholder Proposal Regarding Tax Policy Principles	ShrHoldr	Voted	Against	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Finolex Industries Limited	FINOLEXIND	Y2495J109	08/11/17	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Finolex Industries Limited	FINOLEXIND	Y2495J109	08/11/17	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Finolex Industries Limited	FINOLEXIND	Y2495J109	08/11/17	Elect Ritu P. Chhabria	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Finolex Industries Limited	FINOLEXIND	Y2495J109	08/11/17	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Finolex Industries Limited	FINOLEXIND	Y2495J109	08/11/17	Authority to Set Cost Auditor’s Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Finolex Industries Limited	FINOLEXIND	Y2495J109	08/11/17	Authority to Issue Non-Convertible Debentures	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Finolex Industries Limited	FINOLEXIND	Y2495J109	08/11/17	Elect Antil V. Whabi	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Finolex Industries Limited	FINOLEXIND	Y2495J109	08/11/17	Appointment of Anil V. Whabi (Whole-Time Director); Approval of Remuneration	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Finolex Industries Limited	FINOLEXIND	Y2495J109	08/11/17	Non-Executive Directors’ Commission	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	05/03/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	05/03/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	05/03/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	05/03/18	Elect Francis LUI Yiu Tung	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	05/03/18	Elect Patrick WONG Lung Tak	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	05/03/18	Directors’ Fees	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	05/03/18	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	05/03/18	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	05/03/18	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	05/03/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Galaxy Entertainment Group Limited	0027	Y2679D118	05/03/18	Authority to Issue Repurchased Shares	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Globalwafers Company Limited	6488	Y2722U109	06/25/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Globalwafers Company Limited	6488	Y2722U109	06/25/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Globalwafers Company Limited	6488	Y2722U109	06/25/18	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Globalwafers Company Limited	6488	Y2722U109	06/25/18	Amendments to Procedural Rules: Acquisition and Disposal of Assets	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Globalwafers Company Limited	6488	Y2722U109	06/25/18	Elect ZHENG Jixiong	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Globalwafers Company Limited	6488	Y2722U109	06/25/18	Elect ZHANG Junyan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Globalwafers Company Limited	6488	Y2722U109	06/25/18	Elect ZHENG Zheng-Yuan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Globalwafers Company Limited	6488	Y2722U109	06/25/18	Elect Director 4	Mgmt	Voted	Abstain	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Globalwafers Company Limited	6488	Y2722U109	06/25/18	Elect Director 5	Mgmt	Voted	Abstain	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Globalwafers Company Limited	6488	Y2722U109	06/25/18	Elect Director 6	Mgmt	Voted	Abstain	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Globalwafers Company Limited	6488	Y2722U109	06/25/18	Elect Director 7	Mgmt	Voted	Abstain	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Globalwafers Company Limited	6488	Y2722U109	06/25/18	Non-compete Restrictions for Directors	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Globalwafers Company Limited	6488	Y2722U109	06/25/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	08/23/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	08/23/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	08/23/17	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	08/23/17	Amendments to Rules of Procedures for General Meetings	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	08/23/17	Amendments to Rules of Procedures for the Board	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	08/23/17	Amendments to Rules of Procedures for Supervisory Committee	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	08/23/17	Elect YAN Zhuangli as Director	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	08/23/17	Elect JI Li as Supervisor	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	08/23/17	Elect CHEN Jianxin as Supervisor	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Basis and Scope for Confirming Participants	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Source, Number and Allocation of Subject Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Schedule	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Exercise Price of Share Options and Basis of Determination of Exercise Price	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Conditions of Grant and Conditions of Exercise	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Method and Procedures of Adjustment to Share Options	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Accounting Treatment of Share Options	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Procedures of Grant of Share Options by the Company and Exercise by Participants	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Respective Rights and Obligations of the Company and Participants	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Handling of Changes in Relation to the Company and Participants	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Other Important Matters	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Second Share Option Incentive Scheme Performance Appraisal Measures	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Ratification of Board Acts	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Basis and Scope for Confirming Participants	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Source, Number and Allocation of Subject Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Schedule	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Exercise Price of Share Options and Basis of Determination of Exercise Price	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Conditions of Grant and Conditions of Exercise	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Method and Procedures of Adjustment to Share Options	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Accounting Treatment of Share Options	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Procedures of Grant of Share Options by the Company and Exercise by Participants	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Respective Rights and Obligations of the Company and Participants	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Handling of Changes in Relation to the Company and Participants	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Other Important Matters	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Second Share Option Incentive Scheme Performance Appraisal Measures	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Guangzhou Automobile Group Company Ltd	2238	Y2R318121	12/18/17	Ratification of Board Acts	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	03/07/18	Elect CHEN Zongnian	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	03/07/18	Elect GONG Hongjia	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	03/07/18	Elect QU Liyang	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	03/07/18	Elect HU Yangzhong	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	03/07/18	Elect WU Weiqi	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	03/07/18	Elect CHENG Tianzong	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	03/07/18	Elect LU Jianzhong	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	03/07/18	Elect WANG Zhidong	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	03/07/18	Elect HONG Tianfeng	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	03/07/18	Elect CHENG Huifang	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	03/07/18	Elect WANG Qiuchao	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	03/07/18	Independent Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hangzhou Hikvision Digital Technology Co., Ltd.	002415	Y3038Z105	03/07/18	Supervisors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	09/13/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	09/13/17	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	09/13/17	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	09/13/17	Elect A. K. Agarwala	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	09/13/17	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	09/13/17	Authority to Set Cost Auditor’s Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	09/13/17	Authority to Issue Non-Convertible Debentures	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	07/01/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	07/01/17	Bonus Share Issuance	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	09/15/17	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	09/15/17	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	09/15/17	Elect Sandeep Poundrik	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	09/15/17	Elect J. Ramaswamy	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	09/15/17	Elect S. Jeyakrishnan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	09/15/17	Elect Vinod S. Shenoy	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	09/15/17	Elect Asifa Khan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	09/15/17	Elect G. V. Krishna	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	09/15/17	Elect Trilok Nath Singh	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	09/15/17	Authority to Set Cost Auditor’s Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	09/15/17	Related Party Transactions	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Hindustan Petroleum Corporation Limited	HINDPETRO	Y3224R123	09/15/17	Authority to Issue Non-Convertible Debentures	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Housing Development Finance Corporation Limited	HDFC	Y37246207	07/26/17	Accounts and Reports (Standalone)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Housing Development Finance Corporation Limited	HDFC	Y37246207	07/26/17	Accounts and Reports (Consolidated)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Housing Development Finance Corporation Limited	HDFC	Y37246207	07/26/17	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Housing Development Finance Corporation Limited	HDFC	Y37246207	07/26/17	Elect Renu Sud Karnad	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Housing Development Finance Corporation Limited	HDFC	Y37246207	07/26/17	Elect V. Srinivasa Rangan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Housing Development Finance Corporation Limited	HDFC	Y37246207	07/26/17	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Housing Development Finance Corporation Limited	HDFC	Y37246207	07/26/17	Authority to Issue Debt Instruments	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Housing Development Finance Corporation Limited	HDFC	Y37246207	07/26/17	Related Party Transactions with HDFC Bank Limited	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Housing Development Finance Corporation Limited	HDFC	Y37246207	07/26/17	Revision of Remuneration of Whole-time Directors	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Housing Development Finance Corporation Limited	HDFC	Y37246207	07/26/17	Adoption of New Articles	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Indian Oil Corporation Limited	IOC	Y3925Y112	08/29/17	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Indian Oil Corporation Limited	IOC	Y3925Y112	08/29/17	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Indian Oil Corporation Limited	IOC	Y3925Y112	08/29/17	Elect Verghese Cherian	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Indian Oil Corporation Limited	IOC	Y3925Y112	08/29/17	Elect Anish Aggarwal	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Indian Oil Corporation Limited	IOC	Y3925Y112	08/29/17	Elect SSV Ramakumar	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Indian Oil Corporation Limited	IOC	Y3925Y112	08/29/17	Authority to Set Cost Auditor’s Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Indian Oil Corporation Limited	IOC	Y3925Y112	08/29/17	Authority to Issue Non-Convertible Debentures	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	11/29/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	11/29/17	2016 Payment Plan of Remuneration to Directors and Supervisors	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	11/29/17	Elect Anthony Francis Neoh	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	11/29/17	Amendments to Articles and Rules of Procedure for Shareholders’ General Meetings	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	11/29/17	Amendments to Articles and Rules of Procedure for Board of Directors	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	11/29/17	Amendments to Articles and Rules of Procedure for Board Supervisors	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	11/29/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	06/26/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted		Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	06/26/18	Directors’ Report	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	06/26/18	Supervisors’ Report	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	06/26/18	Accounts and Reports	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	06/26/18	Profit Distribution Plan 2017	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	06/26/18	2018 Fixed Asset Investment Plan	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	06/26/18	2018-2020 Capital Planning of ICBC	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	06/26/18	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	06/26/18	Elect CHENG Fengchao	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	06/26/18	Amendments to Articles	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Industrial & Commercial Bank Of China	1398	Y3990B112	06/26/18	Non-Voting Meeting Note	N/A	Voted		N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Instituto Hermes Pardini SA	PARD3	P5R2AD133	10/02/17	Non-Voting Meeting Note	N/A	Voted		N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Instituto Hermes Pardini SA	PARD3	P5R2AD133	10/02/17	Non-Voting Meeting Note	N/A	Voted		N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Instituto Hermes Pardini SA	PARD3	P5R2AD133	10/02/17	Non-Voting Meeting Note	N/A	Voted		N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Instituto Hermes Pardini SA	PARD3	P5R2AD133	10/02/17	Merger Agreement	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Instituto Hermes Pardini SA	PARD3	P5R2AD133	10/02/17	Ratification of Appointment of Appraiser	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Instituto Hermes Pardini SA	PARD3	P5R2AD133	10/02/17	Valuation Reports	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Instituto Hermes Pardini SA	PARD3	P5R2AD133	10/02/17	Merger by Absorption between Parent and Subsidiaries	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Instituto Hermes Pardini SA	PARD3	P5R2AD133	10/02/17	Amendments to Articles; Consolidation of Articles	Mgmt	Voted		Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Instituto Hermes Pardini SA	PARD3	P5R2AD133	10/02/17	Elect Sidney Levy	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	09/20/17	Elect LEE Suk Joo	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	09/20/17	Elect SON Sung Kyu	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	09/20/17	Elect SONG Dal Ryong	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	09/20/17	Elect LEE Deuk Yong	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	09/20/17	Election of Audit Committee Member: SON Sung Kyu	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	09/20/17	Election of Audit Committee Member: SONG Dal Ryong	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	09/20/17	Election of Audit Committee Member: LEE Deuk Yong	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KAZ Minerals Plc	KAZ	G5221U108	05/03/18	Accounts and Reports	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KAZ Minerals Plc	KAZ	G5221U108	05/03/18	Remuneration Report (Advisory)	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KAZ Minerals Plc	KAZ	G5221U108	05/03/18	Elect Alison Baker	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KAZ Minerals Plc	KAZ	G5221U108	05/03/18	Elect Oleg Novachuk	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KAZ Minerals Plc	KAZ	G5221U108	05/03/18	Elect Andrew Southam	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KAZ Minerals Plc	KAZ	G5221U108	05/03/18	Elect Lynda Armstrong	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KAZ Minerals Plc	KAZ	G5221U108	05/03/18	Elect Vladimir Kim	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KAZ Minerals Plc	KAZ	G5221U108	05/03/18	Elect Michael Lynch-Bell	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KAZ Minerals Plc	KAZ	G5221U108	05/03/18	Elect John MacKenzie	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KAZ Minerals Plc	KAZ	G5221U108	05/03/18	Elect Charles Watson	Mgmt	Voted		For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KAZ Minerals Plc	KAZ	G5221U108	05/03/18	Appointment of Auditor	Mgmt	Voted	��	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KAZ Minerals Plc	KAZ	G5221U108	05/03/18	Authority to Set Auditor’s Fees	Mgmt	Voted		For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	KAZ Minerals Plc	KAZ	G5221U108	05/03/18	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KAZ Minerals Plc	KAZ	G5221U108	05/03/18	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KAZ Minerals Plc	KAZ	G5221U108	05/03/18	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Proposal)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KAZ Minerals Plc	KAZ	G5221U108	05/03/18	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KAZ Minerals Plc	KAZ	G5221U108	05/03/18	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	KB Financial Group Inc	KB	48241A105	03/23/18	Accounts and Allocation of Profits/Dividends	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	KB Financial Group Inc	KB	48241A105	03/23/18	Amendments to Articles (Bundled)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KB Financial Group Inc	KB	48241A105	03/23/18	Elect SUNWOO Seok Ho	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KB Financial Group Inc	KB	48241A105	03/23/18	Elect CHOI Myoung Hee	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KB Financial Group Inc	KB	48241A105	03/23/18	Elect JUNG Gu Hwan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KB Financial Group Inc	KB	48241A105	03/23/18	Elect YOO Suk Ryul	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KB Financial Group Inc	KB	48241A105	03/23/18	Elect PARK Jae Ha	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KB Financial Group Inc	KB	48241A105	03/23/18	Election of Independent Director to Become Audit Committee Member: HAN Jong Soo	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KB Financial Group Inc	KB	48241A105	03/23/18	Election of Audit Committee Member: SUNWOO Seok Ho	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KB Financial Group Inc	KB	48241A105	03/23/18	Election of Audit Committee Member: JUNG Gu Hwan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KB Financial Group Inc	KB	48241A105	03/23/18	Election of Audit Committee Member: PARK Jae Ha	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KB Financial Group Inc	KB	48241A105	03/23/18	Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KB Financial Group Inc	KB	48241A105	03/23/18	Amendments to Article 36 (Shareholder Proposal)	ShrHoldr	Voted	Against	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KB Financial Group Inc	KB	48241A105	03/23/18	Amendments to Article 48 (Shareholder Proposal)	ShrHoldr	Voted	For	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	KB Financial Group Inc	KB	48241A105	03/23/18	Elect KWON Soon Won (Shareholder Proposal)	ShrHoldr	Voted	Against	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KB Financial Group Inc	KB	48241A105	11/20/17	Elect YOON Jong Kyoo	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KB Financial Group Inc	KB	48241A105	11/20/17	Elect HUR Yin	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	KB Financial Group Inc	KB	48241A105	11/20/17	Elect HA Seung Soo (Shareholder nominee)	ShrHoldr	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	KB Financial Group Inc	KB	48241A105	11/20/17	Amendments to Articles (Shareholder Proposal)	ShrHoldr	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	07/20/17	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	07/20/17	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	07/20/17	Elect Mark Edwin Newman	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	07/20/17	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	07/20/17	Elect S. Mahendra Dev	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	07/20/17	Elect Uday C. Khanna	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	07/20/17	Appointment of Uday S. Kotak (Vice Chairman and Managing Director); Approval of Remuneration	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	07/20/17	Appointment of Dipak Gupta (Whole-time Director); Approval of Remuneration	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	07/20/17	Amendment to Borrowing Powers	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	07/20/17	Authority to Issue Redeemable Non-Convertible Debentures	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	07/20/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Kotak Mahindra Bank Limited	KOTAKBANK	Y4964H150	07/20/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	05/23/18	Directors’ Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	05/23/18	Supervisors’ Report	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	05/23/18	Annual Report and Summary	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	05/23/18	2017 Financial Statements	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	05/23/18	2018 Financial Budget Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	05/23/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	05/23/18	Appointment of Financial Auditor and Internal Control Auditor	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	05/23/18	Independent Directors’ Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	05/23/18	Deposit and Loan Transactions with Bank of Guizhou by Subsidiaries	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	05/23/18	2018-2021 Daily Related Party Transactions:	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	05/23/18	Related Party Product Sales	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	05/23/18	Increase Investment in Warehouse Renovation Project in Tanchangpian District	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Kweichow Moutai Co., Ltd.	600519	Y5070V116	10/26/17	Elect LUO Guoqing as Supervisor	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	LG Household & Health Care Ltd.	051900	Y5275R100	03/16/18	Accounts and Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	LG Household & Health Care Ltd.	051900	Y5275R100	03/16/18	Elect SEO Joong Sik	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	LG Household & Health Care Ltd.	051900	Y5275R100	03/16/18	Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	LG Uplus Corp.	032640	Y5293P102	03/16/18	Accounts and Allocation of Profits/Dividends	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	LG Uplus Corp.	032640	Y5293P102	03/16/18	Amendments to Articles	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	LG Uplus Corp.	032640	Y5293P102	03/16/18	Election of Directors (Slate)	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	LG Uplus Corp.	032640	Y5293P102	03/16/18	Election of Audit Committee Members (Slate)	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	LG Uplus Corp.	032640	Y5293P102	03/16/18	Directors’ Fees	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Maruti Suzuki India Limited	MARUTI	Y7565Y100	09/05/17	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Maruti Suzuki India Limited	MARUTI	Y7565Y100	09/05/17	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Maruti Suzuki India Limited	MARUTI	Y7565Y100	09/05/17	Elect Toshihiro Suzuki	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Maruti Suzuki India Limited	MARUTI	Y7565Y100	09/05/17	Elect Shigetoshi Torii	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Maruti Suzuki India Limited	MARUTI	Y7565Y100	09/05/17	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Maruti Suzuki India Limited	MARUTI	Y7565Y100	09/05/17	Appointment of Shigetoshi Torii (Whole-Time Director); Approval of Remuneration	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Maruti Suzuki India Limited	MARUTI	Y7565Y100	09/05/17	Elect Renu Sud Karnad	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Maruti Suzuki India Limited	MARUTI	Y7565Y100	09/05/17	Authority to Set Cost Auditor’s Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Maruti Suzuki India Limited	MARUTI	Y7565Y100	09/05/17	Adoption of Articles and Memorandum	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Microport Scientific Corp	0853	G60837104	04/19/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Microport Scientific Corp	0853	G60837104	04/19/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Microport Scientific Corp	0853	G60837104	04/19/18	Merger/Acquisition	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Microport Scientific Corp	0853	G60837104	05/14/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Microport Scientific Corp	0853	G60837104	05/14/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Microport Scientific Corp	0853	G60837104	05/14/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Microport Scientific Corp	0853	G60837104	05/14/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Microport Scientific Corp	0853	G60837104	05/14/18	Elect Janine FENG Junyuan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Microport Scientific Corp	0853	G60837104	05/14/18	Elect CHOU Jonathan H.	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Microport Scientific Corp	0853	G60837104	05/14/18	Elect LIU Guoen	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Microport Scientific Corp	0853	G60837104	05/14/18	Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Microport Scientific Corp	0853	G60837104	05/14/18	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Microport Scientific Corp	0853	G60837104	05/14/18	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Microport Scientific Corp	0853	G60837104	05/14/18	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Microport Scientific Corp	0853	G60837104	05/14/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Microport Scientific Corp	0853	G60837104	05/14/18	Authority to Issue Repurchased Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Re-elect Malcolm (Bobby) Johnston	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Re-elect Nigel G. Payne	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Re-elect John Swain	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Elect Mark J. Bowman	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Appointment of Auditor	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Elect Audit and Compliance Committee Member (Bobby Johnston)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Elect Audit and Compliance Committee Member (Daisy Naidoo)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Elect Audit and Compliance Committee Member (Myles Ruck)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Elect Audit and Compliance Committee Member (John Swain)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Approve Remuneration Policy	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Report of the Social, Ethics, Transformation and Sustainability Committee	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Authorisation of Legal Formalities	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	General Authority to Issue Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Approve NEDs’ Fees (Independent Non-Executive Chairman)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Approve NEDs’ Fees (Honorary Chairman)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Approve NEDs’ Fees (Lead Director)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Approve NEDs’ Fees (Director)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Approve NEDs’ Fees (Audit and Compliance Committee Chairman)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Approve NEDs’ Fees (Audit and Compliance Committee Member)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Approve NEDs’ Fees (Remuneration and Nominations Committee Chairman)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Approve NEDs’ Fees (Remuneration and Nominations Committee Member)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Approve NEDs’ Fees (Social, Ethics, Transformation and Sustainability Committee Chairman)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Approve NEDs’ Fees (Social, Ethics, Transformation and Sustainability Committee Member)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Approve Financial Assistance	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Amendments to Memorandum (Deletion of Clause 10.4)	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Mr. Price Group Limited	MRP	S5256M135	08/31/17	Amendments to Memorandum (Insertion of Clause 17.12)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	MSCI Inc.	MSCI	55354G100	05/10/18	Elect Henry A. Fernandez	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	MSCI Inc.	MSCI	55354G100	05/10/18	Elect Robert G. Ashe	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	MSCI Inc.	MSCI	55354G100	05/10/18	Elect Benjamin F. duPont	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	MSCI Inc.	MSCI	55354G100	05/10/18	Elect Wayne Edmunds	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	MSCI Inc.	MSCI	55354G100	05/10/18	Elect Alice W. Handy	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	MSCI Inc.	MSCI	55354G100	05/10/18	Elect Catherine R. Kinney	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	MSCI Inc.	MSCI	55354G100	05/10/18	Elect Wendy E. Lane	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	MSCI Inc.	MSCI	55354G100	05/10/18	Elect Jacques P. Perold	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	MSCI Inc.	MSCI	55354G100	05/10/18	Elect Linda H. Riefler	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	MSCI Inc.	MSCI	55354G100	05/10/18	Elect George W. Siguler	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	MSCI Inc.	MSCI	55354G100	05/10/18	Elect Marcus L. Smith	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	MSCI Inc.	MSCI	55354G100	05/10/18	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	MSCI Inc.	MSCI	55354G100	05/10/18	Ratification of Auditor	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NetEase, Inc.	NTES	64110W102	09/08/17	Elect William Lei Ding	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NetEase, Inc.	NTES	64110W102	09/08/17	Elect Alice Cheng	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NetEase, Inc.	NTES	64110W102	09/08/17	Elect Denny Lee	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NetEase, Inc.	NTES	64110W102	09/08/17	Elect Joseph Tong	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NetEase, Inc.	NTES	64110W102	09/08/17	Elect Lun FENG	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NetEase, Inc.	NTES	64110W102	09/08/17	Elect Michael LEUNG	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NetEase, Inc.	NTES	64110W102	09/08/17	Elect Michael Tong	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NetEase, Inc.	NTES	64110W102	09/08/17	Appointment of Auditor	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NMC Health Plc	NMC	G65836101	06/28/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NMC Health Plc	NMC	G65836101	06/28/18	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NMC Health Plc	NMC	G65836101	06/28/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NMC Health Plc	NMC	G65836101	06/28/18	Appointment of Auditor	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NMC Health Plc	NMC	G65836101	06/28/18	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NMC Health Plc	NMC	G65836101	06/28/18	Elect Mark Tompkins	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NMC Health Plc	NMC	G65836101	06/28/18	Elect B. R. Shetty	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NMC Health Plc	NMC	G65836101	06/28/18	Elect Khalifa Bin Butti	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NMC Health Plc	NMC	G65836101	06/28/18	Elect Prasanth Manghat	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NMC Health Plc	NMC	G65836101	06/28/18	Elect Hani Buttikhi	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NMC Health Plc	NMC	G65836101	06/28/18	Elect Ayesha Abdullah	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NMC Health Plc	NMC	G65836101	06/28/18	Elect Abdulrahman Basaddiq	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NMC Health Plc	NMC	G65836101	06/28/18	Elect Jonathan Bomford	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NMC Health Plc	NMC	G65836101	06/28/18	Elect Lord Patrick J. Clanwilliam	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NMC Health Plc	NMC	G65836101	06/28/18	Elect Salma Hareb	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NMC Health Plc	NMC	G65836101	06/28/18	Elect Nandini Tandon	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	NMC Health Plc	NMC	G65836101	06/28/18	Authorisation of Political Donations	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NMC Health Plc	NMC	G65836101	06/28/18	Authority to Issue Shares w/oPreemptive Rights	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NMC Health Plc	NMC	G65836101	06/28/18	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	NMC Health Plc	NMC	G65836101	06/28/18	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	OTP Bank	OTP	X60746181	04/13/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	OTP Bank	OTP	X60746181	04/13/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	OTP Bank	OTP	X60746181	04/13/18	Accounts and Reports; Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	OTP Bank	OTP	X60746181	04/13/18	Corporate Governance Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	OTP Bank	OTP	X60746181	04/13/18	Ratification of Management Acts	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	OTP Bank	OTP	X60746181	04/13/18	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	OTP Bank	OTP	X60746181	04/13/18	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	OTP Bank	OTP	X60746181	04/13/18	Elect Oliver Pequeux	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	OTP Bank	OTP	X60746181	04/13/18	Election of Oliver Requex as Audit Committee Member	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	OTP Bank	OTP	X60746181	04/13/18	Remuneration Guidelines	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	OTP Bank	OTP	X60746181	04/13/18	Supervisory Board and Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	OTP Bank	OTP	X60746181	04/13/18	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	OTP Bank	OTP	X60746181	04/13/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	OTP Bank	OTP	X60746181	04/13/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Petroleo Brasileiro S.A.—Petrobras	PETR3	71654V408	04/26/18	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Petroleo Brasileiro S.A.—Petrobras	PETR3	71654V408	04/26/18	Consolidation of Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Petroleo Brasileiro S.A.—Petrobras	PETR3	71654V408	04/26/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Petroleo Brasileiro S.A.—Petrobras	PETR3	71654V408	04/26/18	Board Size	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Petroleo Brasileiro S.A.—Petrobras	PETR3	71654V408	04/26/18	Election of Directors	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Petroleo Brasileiro S.A.—Petrobras	PETR3	71654V408	04/26/18	Recasting of Votes for Amended Slate	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Petroleo Brasileiro S.A.—Petrobras	PETR3	71654V408	04/26/18	Proportional Allocation of Cumulative Votes	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Petroleo Brasileiro S.A.—Petrobras	PETR3	71654V408	04/26/18	Elect Marcelo Mesquita de Siqueira Filho as Board Member Presented by Minority Shareholders	Mgmt	Voted	For	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Petroleo Brasileiro S.A.—Petrobras	PETR3	71654V408	04/26/18	Elect Marcelo Gasparino da Silva as Board Member Presented by Minority Shareholders	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Petroleo Brasileiro S.A.—Petrobras	PETR3	71654V408	04/26/18	Election of Chair of the Board of Directors	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Petroleo Brasileiro S.A.—Petrobras	PETR3	71654V408	04/26/18	Election of Supervisory Council	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Petroleo Brasileiro S.A.—Petrobras	PETR3	71654V408	04/26/18	Elect Reginaldo Ferreira Alexandre as Supervisory Council Member Presented by Minority Shareholders	Mgmt	Voted	For	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Petroleo Brasileiro S.A.—Petrobras	PETR3	71654V408	04/26/18	Remuneration Policy	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Petroleo Brasileiro S.A.—Petrobras	PETR3	71654V408	11/07/17	Merger by Absorption (Downstream)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Petroleo Brasileiro S.A.—Petrobras	PETR3	71654V408	12/15/17	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Petroleo Brasileiro S.A.—Petrobras	PETR3	71654V408	12/15/17	Consolidation of Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	03/19/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	03/19/18	Provision of Assured Entitlement to H Shareholders	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	03/19/18	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	03/19/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	03/19/18	Provision of Assured Entitlement to H Shareholders	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Directors’ Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Supervisors’ Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Annual Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Elect MA Mingzhe	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Elect SUN Jianyi	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Elect REN Huichuan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Elect Jason YAO Bo	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Elect LEE Yuansiong	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Elect CAI Fangfang	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Elect Soopakij Chearavanont	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Elect YANG Xiaoping	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Elect WANG Yongjian	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Elect LIU Chong	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Elect Dicky Peter YIP	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Elect Oscar WONG Sai Hung	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Elect SUN Dongdong	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Elect GE Ming	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Elect OUYANG Hui	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Elect GU Liji	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Elect HUANG Baokui	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Elect ZHANG Wangjin	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Allocation of Special Dividend	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ping An Insurance (Group) Company of China, Ltd.	2318	Y69790106	05/23/18	Adoption of the Shanghai Jahwa Equity Incentive Scheme	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Piraeus Bank S.A.	TPEIR	X06397222	06/29/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Piraeus Bank S.A.	TPEIR	X06397222	06/29/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Piraeus Bank S.A.	TPEIR	X06397222	06/29/18	Ratification of Directors’ and Auditor’s Acts	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Piraeus Bank S.A.	TPEIR	X06397222	06/29/18	Appointment of Auditor	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Piraeus Bank S.A.	TPEIR	X06397222	06/29/18	Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Piraeus Bank S.A.	TPEIR	X06397222	06/29/18	Board Transactions	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Piraeus Bank S.A.	TPEIR	X06397222	06/29/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Piraeus Bank S.A.	TPEIR	X06397222	06/29/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Accounts and Reports; Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Elect Vagit Y. Alekperov	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Elect Victor V. Blazheev	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Elect Toby T. Gati	Mgmt	Voted	For	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Elect Valery I. Grayfer	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Elect Igor S. Ivanov	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Elect Aleksandr V. Leyfrid	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Elect Ravil U. Maganov	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Elect Roger Munnings	Mgmt	Voted	For	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Elect Richard H. Matzke	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Elect Ivan Pictet	Mgmt	Voted	For	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Elect Leonid A. Fedun	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Elect Lyubov N. Khoba	Mgmt	Voted	Abstain	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Elect Ivan N. Vrublevsky	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Elect Pavel A. Suloev	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Elect Aleksandr V. Surkov	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Directors’ Fees (FY2017)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Directors’ Fees (FY2018)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Audit Commission Members’ Fees (FY2017)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Audit Commission Members’ Fees (FY2018)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Appointment of Auditor	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	D&O Insurance	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	06/21/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	12/04/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	12/04/17	Interim Dividends (3Q2017)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	12/04/17	Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	12/04/17	Approval of the Company’s Participation in the All-Russian Association of Employers the Russian Union of Industrialists and Entrepreneurs	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	12/04/17	Related Party Transactions	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PJSC Lukoil	LKOH	69343P105	12/04/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Polish Oil & Gas SA	PGN	X6582S105	09/13/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Polish Oil & Gas SA	PGN	X6582S105	09/13/17	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Polish Oil & Gas SA	PGN	X6582S105	09/13/17	Election of Presiding Chair	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Polish Oil & Gas SA	PGN	X6582S105	09/13/17	Compliance with Rules of Convocation	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Polish Oil & Gas SA	PGN	X6582S105	09/13/17	Attendance List	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Polish Oil & Gas SA	PGN	X6582S105	09/13/17	Agenda	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Polish Oil & Gas SA	PGN	X6582S105	09/13/17	Amendments to Articles	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Polish Oil & Gas SA	PGN	X6582S105	09/13/17	Authority to Seek Redress from Management Board Members for Damages Caused to the Company	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Polish Oil & Gas SA	PGN	X6582S105	09/13/17	Property Purchase (3D Seismic Data)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Polish Oil & Gas SA	PGN	X6582S105	09/13/17	Property Purchase (Drilling Rig)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Polish Oil & Gas SA	PGN	X6582S105	09/13/17	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Polish Oil & Gas SA	PGN	X6582S105	10/21/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Polish Oil & Gas SA	PGN	X6582S105	10/21/17	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Polish Oil & Gas SA	PGN	X6582S105	10/21/17	Election of Presiding Chair	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Polish Oil & Gas SA	PGN	X6582S105	10/21/17	Compliance with Rules of Convocation	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Polish Oil & Gas SA	PGN	X6582S105	10/21/17	Attendance List	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Polish Oil & Gas SA	PGN	X6582S105	10/21/17	Agenda	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Polish Oil & Gas SA	PGN	X6582S105	10/21/17	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Polish Oil & Gas SA	PGN	X6582S105	10/21/17	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	President Chain Store Corporation	2912	Y7082T105	06/12/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	President Chain Store Corporation	2912	Y7082T105	06/12/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	President Chain Store Corporation	2912	Y7082T105	06/12/18	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	President Chain Store Corporation	2912	Y7082T105	06/12/18	Elect Alex LUO Chih-Hsien (Representative of Uni-President Enterprises Corporation)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	President Chain Store Corporation	2912	Y7082T105	06/12/18	Elect GAO Xiu-Ling (Representative of Kao Chyuan Investment Co., Ltd.)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	President Chain Store Corporation	2912	Y7082T105	06/12/18	Elect CHEN Rui-Tang (Representative of Uni-President Enterprises Corporation)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	President Chain Store Corporation	2912	Y7082T105	06/12/18	Elect HUANG Rui-Dian (Representative of Uni-President Enterprises Corporation)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	President Chain Store Corporation	2912	Y7082T105	06/12/18	Elect WU Liang-Feng (Representative of Uni-President Enterprises Corporation)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	President Chain Store Corporation	2912	Y7082T105	06/12/18	Elect SU Tsung-Ming (Representative of Uni-President Enterprises Corporation)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	President Chain Store Corporation	2912	Y7082T105	06/12/18	Elect WU Kun-Lin (Representative of Uni-President Enterprises Corporation)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	President Chain Store Corporation	2912	Y7082T105	06/12/18	Elect HUANG Zhao-Kai (Representative of Uni-President Enterprises Corporation)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	President Chain Store Corporation	2912	Y7082T105	06/12/18	Elect WU Cong-Bin (Representative of Uni-President Enterprises Corporation)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	President Chain Store Corporation	2912	Y7082T105	06/12/18	Elect WU Wen-Qi (Representative of Uni-President Enterprises Corporation)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	President Chain Store Corporation	2912	Y7082T105	06/12/18	Elect WANG Wen-Yu	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	President Chain Store Corporation	2912	Y7082T105	06/12/18	Elect XU Pei-Ji	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	President Chain Store Corporation	2912	Y7082T105	06/12/18	Elect HONG Yong-Cheng	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	President Chain Store Corporation	2912	Y7082T105	06/12/18	Non-compete Restrictions for Directors	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PT Bank Central Asia Tbk	BBCA	Y7123P138	04/05/18	Amendments to Articles	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	PT Bank Central Asia Tbk	BBCA	Y7123P138	04/05/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PT Bank Central Asia Tbk	BBCA	Y7123P138	04/05/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PT Bank Central Asia Tbk	BBCA	Y7123P138	04/05/18	Elect Vera Eve Lim	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PT Bank Central Asia Tbk	BBCA	Y7123P138	04/05/18	Directors’ and Commissioners’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PT Bank Central Asia Tbk	BBCA	Y7123P138	04/05/18	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	PT Bank Central Asia Tbk	BBCA	Y7123P138	04/05/18	Allocation of Interim Dividend for Fiscal Year 2018	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PT Bank Central Asia Tbk	BBCA	Y7123P138	04/05/18	Approval of Recovery Plan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	PT Bank Central Asia Tbk	BBCA	Y7123P138	04/05/18	Amendments to Articles	Mgmt	Voted	Against	Against

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Public Power Corp. S.A.	PPC	X7023M103	06/07/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Public Power Corp. S.A.	PPC	X7023M103	06/07/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Public Power Corp. S.A.	PPC	X7023M103	06/07/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Public Power Corp. S.A.	PPC	X7023M103	06/07/18	Ratification of Directors’ and Auditor’s Acts	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Public Power Corp. S.A.	PPC	X7023M103	06/07/18	Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Public Power Corp. S.A.	PPC	X7023M103	06/07/18	Appointment of CEO	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Public Power Corp. S.A.	PPC	X7023M103	06/07/18	Appointment of Auditor	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Public Power Corp. S.A.	PPC	X7023M103	06/07/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Public Power Corp. S.A.	PPC	X7023M103	06/07/18	Announcement of Board Appointments; Designation of Independent Directors	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Public Power Corp. S.A.	PPC	X7023M103	06/07/18	Election of Audit Committee Member(s)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Public Power Corp. S.A.	PPC	X7023M103	06/07/18	Approval of High Voltage Tariffs	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Public Power Corp. S.A.	PPC	X7023M103	06/07/18	Transaction of Other Business; Announcements	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Public Power Corp. S.A.	PPC	X7023M103	06/07/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Public Power Corp. S.A.	PPC	X7023M103	06/26/18	Spin-off	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Public Power Corp. S.A.	PPC	X7023M103	06/26/18	Authorization of Legal Formalities (Spin-off)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Public Power Corp. S.A.	PPC	X7023M103	06/26/18	PRICING OF HIGH VOLTAGE CUSTOMERS	Mgmt	Voted	Abstain	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Public Power Corp. S.A.	PPC	X7023M103	06/26/18	Approval of High Voltage Tariffs	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Public Power Corp. S.A.	PPC	X7023M103	06/26/18	Transaction of Other Business; Announcements	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Public Power Corp. S.A.	PPC	X7023M103	06/26/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Public Power Corp. S.A.	PPC	X7023M103	06/26/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	06/10/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	06/10/18	Directors’ Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	06/10/18	Auditor’s Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	06/10/18	Financial Statements	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	06/10/18	Ratification of Board Acts	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	06/10/18	Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	06/10/18	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	Abstain	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	06/10/18	Charitable Donations	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	06/10/18	Approve Acquisition Terms	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Safaricom Limited	SCOM	V74587102	09/15/17	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Safaricom Limited	SCOM	V74587102	09/15/17	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Safaricom Limited	SCOM	V74587102	09/15/17	Elect Susan Mudhune	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Safaricom Limited	SCOM	V74587102	09/15/17	Elect Bitange Ndemo	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Safaricom Limited	SCOM	V74587102	09/15/17	Election of Audit Committee Members	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Safaricom Limited	SCOM	V74587102	09/15/17	Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Safaricom Limited	SCOM	V74587102	09/15/17	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Safaricom Limited	SCOM	V74587102	09/15/17	Transaction of Other Business	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Safaricom Limited	SCOM	V74587102	09/15/17	Change in Company Name	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Safaricom Limited	SCOM	V74587102	09/15/17	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Safaricom Limited	SCOM	V74587102	09/15/17	Amendments to Articles	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Safaricom Limited	SCOM	V74587102	09/15/17	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Safaricom Limited	SCOM	V74587102	09/15/17	Amendments to Articles	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Safaricom Limited	SCOM	V74587102	09/15/17	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Safaricom Limited	SCOM	V74587102	09/15/17	Amendments to Articles	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Samsung Biologics Co., Ltd.	207940	Y7T7DY103	03/22/18	Accounts and Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Samsung Biologics Co., Ltd.	207940	Y7T7DY103	03/22/18	Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	03/23/18	Accounts and Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	03/23/18	Elect KIM Jeong Hoon	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	03/23/18	Elect KIM Sun Uk	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	03/23/18	Elect PARK Byung Gook	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	03/23/18	Elect LEE Sang Hoon	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	03/23/18	Elect KIM Ki Nam	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	03/23/18	Elect KIM Hyun Suk	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	03/23/18	Elect KOH Dong Jin	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	03/23/18	Election of Audit Committee Member: KIM Sun Uk	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	03/23/18	Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	03/23/18	Stock Split and Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	03/23/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Samsung Electronics Co., Ltd.	005930	Y74718100	03/23/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Annual Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Financial Statements	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Appointment of Auditor	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Esko Tapani Aho	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Leonid B. Boguslavskiy	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Valery P. Goreglyad	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Herman O. Gref	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Bella I. Zlatkis	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Nadezhda Y. Ivanova	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Sergey M. Ignatyev	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Aleksandr P. Kuleshov	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Vladimir A. Mau	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Gennady G. Melikyan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Maksim S. Oreshkin	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Olga N. Skorobogatova	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Nadia Wells	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Sergei A. Shvetsov	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Alexey A. Bogatov	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Natalya P. Borodina	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Maria S. Voloshina	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Tatiana A. Domanskaya	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Yulia Y. Isakhanova	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Irina B. Litvinova	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Elect Alexey E. Minenko	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	D&O Insurance	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sberbank	SBER	X76317100	06/08/18	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Silergy Corp.	6415	G8190F102	06/08/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Silergy Corp.	6415	G8190F102	06/08/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Silergy Corp.	6415	G8190F102	06/08/18	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Silergy Corp.	6415	G8190F102	06/08/18	Employee Equity Incentive Plan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Silergy Corp.	6415	G8190F102	06/08/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Siltronic Ag	WAF	D6948S114	04/19/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Siltronic Ag	WAF	D6948S114	04/19/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Siltronic Ag	WAF	D6948S114	04/19/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Siltronic Ag	WAF	D6948S114	04/19/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Siltronic Ag	WAF	D6948S114	04/19/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Siltronic Ag	WAF	D6948S114	04/19/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Siltronic Ag	WAF	D6948S114	04/19/18	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Siltronic Ag	WAF	D6948S114	04/19/18	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Siltronic Ag	WAF	D6948S114	04/19/18	Appointment of Auditor	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Siltronic Ag	WAF	D6948S114	04/19/18	Remuneration Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Siltronic Ag	WAF	D6948S114	04/19/18	Elect Gabrijela Dreo Rodosek	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Siltronic Ag	WAF	D6948S114	04/19/18	Elect Sieglinde Feist	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Siltronic Ag	WAF	D6948S114	04/19/18	Elect Hermann Gerlinger	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Siltronic Ag	WAF	D6948S114	04/19/18	Elect Michael Hankel	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Siltronic Ag	WAF	D6948S114	04/19/18	Elect Bernd Jonas	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Siltronic Ag	WAF	D6948S114	04/19/18	Elect Tobias Ohler	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Limited	1177	G8167W138	02/12/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Limited	1177	G8167W138	02/12/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Limited	1177	G8167W138	02/12/18	The First Agreement	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Limited	1177	G8167W138	02/12/18	The Second Agreement	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Limited	1177	G8167W138	02/12/18	Issuance of Consideration Shares	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Limited	1177	G8167W138	02/12/18	Ratification of Board Acts	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Limited	1177	G8167W138	02/12/18	Whitewash Waiver	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	05/29/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	05/29/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	05/29/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	05/29/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	05/29/18	Elect TSE Ping	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	05/29/18	Elect LI Mingqin	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	05/29/18	Elect LU Zhengfei	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	05/29/18	Elect LI Dakui	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	05/29/18	Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	05/29/18	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	05/29/18	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	05/29/18	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	05/29/18	Authority to Issue Repurchased Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Sino Biopharmaceutical Ltd	1177	G8167W138	05/29/18	Bonus Share Issuance	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	SK Innovation	96770	Y8063L103	03/20/18	Accounts and Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	SK Innovation	96770	Y8063L103	03/20/18	Elect KIM Jeong Gwan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	SK Innovation	96770	Y8063L103	03/20/18	Election of Audit Committee Member: CHOI Woo Seok	Mgmt ��	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	SK Innovation	96770	Y8063L103	03/20/18	Share Option Grant	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	SK Innovation	96770	Y8063L103	03/20/18	Amendments to Executive Officer Retirement Allowance Policy	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	SK Innovation	96770	Y8063L103	03/20/18	Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ssangyong Cement Industry Company	003410	Y81350103	06/07/18	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ssangyong Cement Industry Company	003410	Y81350103	06/07/18	Stock Split	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Ssangyong Cement Industry Company	003410	Y81350103	06/07/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Re-elect Thulani S. Gcabashe	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Elect HU Hao	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Re-elect Kgomotso D. Moroka	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Re-elect Atedo N.A. Peterside	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Re-elect Peter D. Sullivan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Elect WANG Lubin	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Appointment of Auditor (KPMG)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Appointment of Auditor (PricewaterhouseCoopers)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	General Authority to Issue Ordinary Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	General Authority to Issue Preference Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	APPROVE REMUNERATION POLICY	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	APPROVE REMUNERATION IMPLEMENTATION REPORT	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Approve NEDs’ Fees (Chair)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Approve NEDs’ Fees (NED)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Approve NEDs’ Fees (International NED)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Approve NEDs’ Fees (Directors’ Affairs Committee Member)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Approve NEDs’ Fees (Risk and Capital Management Committee Chair)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Approve NEDs’ Fees (Risk and Capital Management Committee Member)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Approve NEDs’ Fees (Remuneration Committee Chair)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Approve NEDs’ Fees (Remuneration Committee Member)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Approve NEDs’ Fees (Social and Ethics Committee Chair)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Approve NEDs’ Fees (Social and Ethics Committee Member)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Approve NEDs’ Fees (Audit Committee Chair)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Approve NEDs’ Fees (Audit Committee Member)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Approve NEDs’ Fees (Technology and Information Committee Chair)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Approve NEDs’ Fees (Technology and Information Committee Member)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Approve NEDs’ Fees (Model Approval Committee Chair)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Approve NEDs’ Fees (Model Approval Committee Member)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Approve NEDs’ Fees (Ad Hoc Meeting Attendance)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Authority to Repurchase Ordinary Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Authority to Repurchase Preference Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Approve Financial Assistance	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Standard Bank Group Ltd.	SBK	S80605140	05/24/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Supreme Industries Limited	SUPREMEIND	Y83139140	07/03/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Supreme Industries Limited	SUPREMEIND	Y83139140	07/03/17	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Supreme Industries Limited	SUPREMEIND	Y83139140	07/03/17	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Supreme Industries Limited	SUPREMEIND	Y83139140	07/03/17	Elect V.K. Taparia	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Supreme Industries Limited	SUPREMEIND	Y83139140	07/03/17	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Supreme Industries Limited	SUPREMEIND	Y83139140	07/03/17	Adoption of New Articles	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Supreme Industries Limited	SUPREMEIND	Y83139140	07/03/17	Amendment to Terms of Appointment of Shivratan Jeetmal Taparia (Executive Director)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Supreme Industries Limited	SUPREMEIND	Y83139140	07/03/17	Authority to Set Cost Auditor’s Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	Y84629107	06/05/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	Y84629107	06/05/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	Y84629107	06/05/18	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	Y84629107	06/05/18	Elect F.C. TSENG	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	Y84629107	06/05/18	Elect Mei-ling Chen	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	Y84629107	06/05/18	Elect Mark LIU	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	Y84629107	06/05/18	Elect C.C. WEI	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	Y84629107	06/05/18	Elect Peter L. Bonfield	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	Y84629107	06/05/18	Elect SHIH Stan	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	Y84629107	06/05/18	Elect Thomas J. Engibous	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	Y84629107	06/05/18	Elect CHEN Kok-Choo	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Taiwan Semiconductor Manufacturing Co., Ltd.	2330	Y84629107	06/05/18	Elect Michael R. Splinter	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Tata Motors Limited	TATAMOTORS	Y85740275	11/15/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Tata Motors Limited	TATAMOTORS	Y85740275	11/15/17	Scheme of Merger and Arrangement	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Tencent Holdings Limited	700	G87572163	05/16/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Tencent Holdings Limited	700	G87572163	05/16/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Tencent Holdings Limited	700	G87572163	05/16/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Tencent Holdings Limited	700	G87572163	05/16/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Tencent Holdings Limited	700	G87572163	05/16/18	Elect LI Dong Sheng	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Tencent Holdings Limited	700	G87572163	05/16/18	Elect Iain Ferguson Bruce	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Tencent Holdings Limited	700	G87572163	05/16/18	Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Tencent Holdings Limited	700	G87572163	05/16/18	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Tencent Holdings Limited	700	G87572163	05/16/18	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Tencent Holdings Limited	700	G87572163	05/16/18	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Tencent Holdings Limited	700	G87572163	05/16/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Tencent Holdings Limited	700	G87572163	05/16/18	Authority to Issue Repurchased Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Tencent Holdings Limited	700	G87572163	05/16/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	TIM Participações SA	TIMP3	88706P205	04/19/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	TIM Participações SA	TIMP3	88706P205	04/19/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	TIM Participações SA	TIMP3	88706P205	04/19/18	Ratify Co-Option and Elect Mario Di Mauro	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	TIM Participações SA	TIMP3	88706P205	04/19/18	Ratify Co-Option and Elect Joao Cox Neto	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	TIM Participações SA	TIMP3	88706P205	04/19/18	Ratify Co-Option and Elect Celso Luis Loducca	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	TIM Participações SA	TIMP3	88706P205	04/19/18	Ratify Co-Option and Elect Piergiorgio Peluso	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	TIM Participações SA	TIMP3	88706P205	04/19/18	Elect Agostino Nuzzolo	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	TIM Participações SA	TIMP3	88706P205	04/19/18	Elect Raimondo Zizza	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	TIM Participações SA	TIMP3	88706P205	04/19/18	Elect Giovanni Ferigo	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	TIM Participações SA	TIMP3	88706P205	04/19/18	Supervisory Council Size	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	TIM Participações SA	TIMP3	88706P205	04/19/18	Election of Supervisory Council	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	TIM Participações SA	TIMP3	88706P205	04/19/18	Approve Recasting of Votes for Amended Supervisory Council Slate	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	TIM Participações SA	TIMP3	88706P205	04/19/18	Remuneration Policy	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	TIM Participações SA	TIMP3	88706P205	04/19/18	Extension of Cooperation and Support Agreement	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	TIM Participações SA	TIMP3	88706P205	04/19/18	Adoption of Long-Term Incentive Plan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	05/04/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	05/04/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	05/04/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	05/04/18	Opening; Election of Presiding Chair	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	05/04/18	Directors’ Report	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker		Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Turk Hava Yollari A.O.	THYAO		M8926R100	05/04/18	Presentation of Auditor’s Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turk Hava Yollari A.O.	THYAO		M8926R100	05/04/18	Financial Statements	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turk Hava Yollari A.O.	THYAO	��	M8926R100	05/04/18	Ratification of Board Acts	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turk Hava Yollari A.O.	THYAO		M8926R100	05/04/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turk Hava Yollari A.O.	THYAO		M8926R100	05/04/18	Directors’ Fees	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Turk Hava Yollari A.O.	THYAO		M8926R100	05/04/18	Appointment of Auditor	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Turk Hava Yollari A.O.	THYAO		M8926R100	05/04/18	Presentation of Report on Guarantees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turk Hava Yollari A.O.	THYAO		M8926R100	05/04/18	Charitable Donations	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turk Hava Yollari A.O.	THYAO		M8926R100	05/04/18	Wishes and Closing	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turkiye Garanti Bankasi A.S	GARAN		M4752S106	03/29/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Turkiye Garanti Bankasi A.S	GARAN		M4752S106	03/29/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Turkiye Garanti Bankasi A.S	GARAN		M4752S106	03/29/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Turkiye Garanti Bankasi A.S	GARAN		M4752S106	03/29/18	Opening; Election of Presiding Chair; Minutes	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turkiye Garanti Bankasi A.S	GARAN		M4752S106	03/29/18	Presentation of Directors’ Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turkiye Garanti Bankasi A.S	GARAN		M4752S106	03/29/18	Presentation of Auditors’ Report	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turkiye Garanti Bankasi A.S	GARAN		M4752S106	03/29/18	Financial Statements	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turkiye Garanti Bankasi A.S	GARAN		M4752S106	03/29/18	Dividend Policy	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turkiye Garanti Bankasi A.S	GARAN		M4752S106	03/29/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turkiye Garanti Bankasi A.S	GARAN		M4752S106	03/29/18	Ratification of Co-Option of Directors	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turkiye Garanti Bankasi A.S	GARAN		M4752S106	03/29/18	Ratification of Board Acts	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turkiye Garanti Bankasi A.S	GARAN		M4752S106	03/29/18	Election of Directors	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turkiye Garanti Bankasi A.S	GARAN		M4752S106	03/29/18	Appointment of Auditor	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turkiye Garanti Bankasi A.S	GARAN		M4752S106	03/29/18	Presentation of Compensation Policy	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turkiye Garanti Bankasi A.S	GARAN		M4752S106	03/29/18	Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turkiye Garanti Bankasi A.S	GARAN		M4752S106	03/29/18	Charitable Donations	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Turkiye Garanti Bankasi A.S	GARAN		M4752S106	03/29/18	Authority to Carry out Competing Activities or Related Party Transactions	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Turkiye Garanti Bankasi A.S	GARAN		M4752S106	03/29/18	Presentation of Report on Competing Activities	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Vedanta Limited	VEDL		Y9364D105	07/14/17	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Vedanta Limited	VEDL		Y9364D105	07/14/17	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Vedanta Limited	VEDL		Y9364D105	07/14/17	Elect Tom Albanese	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Vedanta Limited	VEDL		Y9364D105	07/14/17	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Vedanta Limited	VEDL		Y9364D105	07/14/17	Elect and Appoint G.R. Arun Kumar (CFO): Approval of Remuneration	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Vedanta Limited	VEDL		Y9364D105	07/14/17	Appointment of Thomas Albanese (CEO); Approval of Remuneration	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Vedanta Limited	VEDL		Y9364D105	07/14/17	Elect Krishnamurthi Venkataramanan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Vedanta Limited	VEDL		Y9364D105	07/14/17	Elect Aman S. Mehta	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Vedanta Limited	VEDL		Y9364D105	07/14/17	Elect Priya Agarwal	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Vedanta Limited	VEDL		Y9364D105	07/14/17	Authority to Set Cost Auditor’s Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Vedanta Limited	VEDL		Y9364D105	07/14/17	Authority to Issue Non-Convertible Debentures	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Vedanta Limited	VEDL	Y9364D105	07/14/17	Waiver of Excess Remuneration for Navin Agarwal (Whole-Director) for Fiscal Year 2013-14	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Voltas Limited	VOLTAS	Y93817149	08/28/17	Standalone Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Voltas Limited	VOLTAS	Y93817149	08/28/17	Consolidated Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Voltas Limited	VOLTAS	Y93817149	08/28/17	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Voltas Limited	VOLTAS	Y93817149	08/28/17	Resignation of Ishaat Hussain; Board Vacancy	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Voltas Limited	VOLTAS	Y93817149	08/28/17	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Voltas Limited	VOLTAS	Y93817149	08/28/17	Elect Hemant Bhargava	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Voltas Limited	VOLTAS	Y93817149	08/28/17	Elect Arun Adhikari	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Voltas Limited	VOLTAS	Y93817149	08/28/17	Authority to Set Cost Auditor’s Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Voltas Limited	VOLTAS	Y93817149	08/28/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Voltas Limited	VOLTAS	Y93817149	08/28/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Weichai Power Co	2338	Y9531A109	11/30/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Weichai Power Co	2338	Y9531A109	11/30/17	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Weichai Power Co	2338	Y9531A109	11/30/17	Authority to Give Guarantees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Win Semiconductors Corp.	3105	Y9588T100	06/15/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Win Semiconductors Corp.	3105	Y9588T100	06/15/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Win Semiconductors Corp.	3105	Y9588T100	06/15/18	Non-compete Restrictions for Directors	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Win Semiconductors Corp.	3105	Y9588T100	06/15/18	Adoption of Employee Restricted Stock Plan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Wiwynn Corp	6669	Y9673D101	06/22/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Wiwynn Corp	6669	Y9673D101	06/22/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Wiwynn Corp	6669	Y9673D101	06/22/18	Capitalization of Profits and Issuance of New Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Wizz Air Holdings Plc	WIZZ	G96871101	01/30/18	Approve Purchase of Aircraft (CEO Purchase Agreement)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	06/12/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	06/12/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	06/12/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	06/12/18	Elect Ge Li	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	06/12/18	Elect Zhisheng Chen	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	06/12/18	Elect Weichang Zhou	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	06/12/18	Elect Edward Hu	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	06/12/18	Elect Yibing Wu	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	06/12/18	Elect Yanling Cao	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	06/12/18	Elect William Robert Keller	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	06/12/18	Elect Walter Teh Ming Kwauk	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	06/12/18	Elect Felix FONG Wo	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	06/12/18	Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	06/12/18	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	06/12/18	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	06/12/18	Authority to Repurchase Shares	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	06/12/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	06/12/18	Authority to Issue Repurchased Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	05/25/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	05/25/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	05/25/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	05/25/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	05/25/18	Elect ZHANG Chi	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	05/25/18	Elect Lily HSIEH Hui Yun	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	05/25/18	Elect Terence HON Ping Cho	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	05/25/18	Elect CHEUNG Sze Man	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	05/25/18	Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	05/25/18	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	05/25/18	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	05/25/18	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	05/25/18	Issuance of Repurchased Shares	Mgmt	Voted	Against	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	05/25/18	Authority to Declare Interim Dividend	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	05/25/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	05/25/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	05/25/18	Adoption of Share Option Scheme of Coucou Restaurant Management Co., Ltd.	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	05/25/18	Adoption of Share Option Scheme of Xiabuxiabu Restaurant Management Co., Ltd.	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	05/25/18	Adoption of Share Option Scheme of Xiabuxiabu (China) Food Co., Ltd.	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	05/25/18	Adoption of Share Option Scheme of Xiabuxiabu Restaurant Management (Shanghai) Co., Ltd.	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Yageo Corporation	2327	Y9723R100	06/05/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Yageo Corporation	2327	Y9723R100	06/05/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Yageo Corporation	2327	Y9723R100	06/05/18	Allocation of Dividends from Capital Reserve	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Yageo Corporation	2327	Y9723R100	06/05/18	Capitalization of Profits and Issuance of New Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Yageo Corporation	2327	Y9723R100	06/05/18	Amendments to Procedural Rules: Shareholder Meeting	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Yageo Corporation	2327	Y9723R100	06/05/18	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Yageo Corporation	2327	Y9723R100	06/05/18	Amendments to Procedural Rules: Acquisition and Disposal of Assets	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Yageo Corporation	2327	Y9723R100	06/05/18	Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Yageo Corporation	2327	Y9723R100	06/05/18	Amendments to Procedural Rules: Election of Directors	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Yageo Corporation	2327	Y9723R100	06/05/18	Elect Tie-Min Chen	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Yageo Corporation	2327	Y9723R100	06/05/18	Elect Lai-Fu Lin	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Yageo Corporation	2327	Y9723R100	06/05/18	Elect Shih-Chien Yang	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Yageo Corporation	2327	Y9723R100	06/05/18	Elect Chi-Wen Chang	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Yageo Corporation	2327	Y9723R100	06/05/18	Elect Pao-Yuan Wang	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Yageo Corporation	2327	Y9723R100	06/05/18	Elect Victor WANG C.	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Yageo Corporation	2327	Y9723R100	06/05/18	Elect Jerry Lee	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	Yageo Corporation	2327	Y9723R100	06/05/18	Elect Tun-Son Lin	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Yageo Corporation	2327	Y9723R100	06/05/18	Elect Hilo Chen	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	Yageo Corporation	2327	Y9723R100	06/05/18	Non-compere Restrictions for Directors	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	YiChang HEC ChangJiang Pharmaceutical Co., Ltd	1558	ADPV33181	10/13/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	YiChang HEC ChangJiang Pharmaceutical Co., Ltd	1558	ADPV33181	10/13/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	YiChang HEC ChangJiang Pharmaceutical Co., Ltd	1558	ADPV33181	10/13/17	Authority to Declare Interim Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	YiChang HEC ChangJiang Pharmaceutical Co., Ltd	1558	ADPV33181	10/13/17	Amendments to Articles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	YPF S.A.	YPFD	984245100	04/27/18	Election of Meeting Delegates	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	YPF S.A.	YPFD	984245100	04/27/18	Authority to Waive Preemptive Rights in Relation to Long-Term Incentive Plan	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	YPF S.A.	YPFD	984245100	04/27/18	Accounts and Reports	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	YPF S.A.	YPFD	984245100	04/27/18	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	YPF S.A.	YPFD	984245100	04/27/18	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	YPF S.A.	YPFD	984245100	04/27/18	Appointment of Auditor; Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	YPF S.A.	YPFD	984245100	04/27/18	Ratification of Board and Supervisory Council Acts	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	YPF S.A.	YPFD	984245100	04/27/18	Ratification of Directors’ Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	YPF S.A.	YPFD	984245100	04/27/18	Ratification of Supervisory Council Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	YPF S.A.	YPFD	984245100	04/27/18	Supervisory Council Size	Mgmt	Voted	Abstain	Against
TCW Emerging Markets Multi-Asset Opportunities Fund	YPF S.A.	YPFD	984245100	04/27/18	Election of Supervisory Council Members and Alternates (Class D)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	YPF S.A.	YPFD	984245100	04/27/18	Board Size	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	YPF S.A.	YPFD	984245100	04/27/18	Election of Directors (Class D)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	YPF S.A.	YPFD	984245100	04/27/18	Directors’ Fees; Supervisory Council’s Fees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	YPF S.A.	YPFD	984245100	04/27/18	Authority to Extend the Terms of the Global Notes Program	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	YPF S.A.	YPFD	984245100	04/27/18	Ratify Adjustments for Funds Endowment (YPF Foundation)	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Fulfillment of Criteria for the Proposed Non-public Issuance of A Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Class and Par Value	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Method and Time of Issue	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Target Subscribers and Subscription Method	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Subscription Price and Pricing Principles	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Issuing Volume	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Lock-up Period	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Amounts and Use of Proceeds	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Listing Place	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Undistributed Profits	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Validity of Resolution	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Proposal for the Proposed Private Issuance of A Shares	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Feasibility Analysis Report on the Use of Proceeds	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Exemption from the Preparation of the Report on the Use of Proceeds	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Remedial Measures regarding Dilution on Returns	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Shareholders’ Return Plan 2018-2020	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Board Authorization	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Amendments to Articles of Association	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	03/28/18	Entrustment in relation to the Development, Construction, Sales and Operation of Shenzhen Bay Super Headquarters Base	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	06/29/18	Annual Report	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	06/29/18	Directors’ Report	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	06/29/18	Supervisors’ Report	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	06/29/18	President’s Report	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	06/29/18	Accounts and Reports	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	06/29/18	Allocation of Profits/Dividends	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	06/29/18	Appointment of PRC Auditor and Authority to Set Fees	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	06/29/18	Appointment of Hong Kong Auditor and Authority to Set Fees	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	06/29/18	Appointment of Internal Control Auditor and Authority to Set Fees	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	06/29/18	Application to Bank of China Limited	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	06/29/18	Application to China Development Bank	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	06/29/18	Application for Investment Limits in Derivative Products	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	06/29/18	Authority to Give Guarantees (Overseas Subsidiaries)	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	06/29/18	Authority to Give Guarantees (Debt Financing of ZTE (HK) Limited)	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	Y0004F105	06/29/18	Adjustment to Independent Non-Executive Directors’ Allowance	Mgmt	Take No Action	TNA	N/A

Fund Name	Issuer Name	Ticker		Security  ID	Meeting Date	Proposal Description	Proponent	Voted	Vote Cast	For/Against Management
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763		Y0004F105	06/29/18	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763		Y0004F105	06/29/18	Rules of Procedure of the Board of Directors Meetings	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763		Y0004F105	06/29/18	Non-Voting Agenda Item	N/A	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763		Y0004F105	06/29/18	Elect LI Zixue	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763		Y0004F105	06/29/18	Elect LI Buqing	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763	��	Y0004F105	06/29/18	Elect GU Junying	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763		Y0004F105	06/29/18	Elect ZHU Weimin	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763		Y0004F105	06/29/18	Elect FANG Rong	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763		Y0004F105	06/29/18	Non-Voting Agenda Item	N/A	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763		Y0004F105	06/29/18	Elect CAI Manli	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763		Y0004F105	06/29/18	Elect YUMING Bao	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763		Y0004F105	06/29/18	Elect GORDON Ng	Mgmt	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763		Y0004F105	06/29/18	Non-Voting Meeting Note	N/A	Take No Action	TNA	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763		Y0004F105	12/14/17	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763		Y0004F105	12/14/17	Authority to Give Guarantees	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763		Y0004F105	12/14/17	Authority to Issue Perpetual Medium-term Notes	Mgmt	Voted	For	For
TCW Emerging Markets Multi-Asset Opportunities Fund	ZTE Corporation	0763		Y0004F105	12/14/17	Authority to Issue Short-term Commercial Papers	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Focused Equities Fund	AbbVie Inc.	ABBV	00287Y109	5/4/2018	Elect Roxanne S. Austin	Mgmt	Voted	For	For
TCW Focused Equities Fund	AbbVie Inc.	ABBV	00287Y109	5/4/2018	Elect Richard A. Gonzalez	Mgmt	Voted	For	For
TCW Focused Equities Fund	AbbVie Inc.	ABBV	00287Y109	5/4/2018	Elect Rebecca B. Roberts	Mgmt	Voted	For	For
TCW Focused Equities Fund	AbbVie Inc.	ABBV	00287Y109	5/4/2018	Elect Glenn F. Tilton	Mgmt	Voted	For	For
TCW Focused Equities Fund	AbbVie Inc.	ABBV	00287Y109	5/4/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	AbbVie Inc.	ABBV	00287Y109	5/4/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	AbbVie Inc.	ABBV	00287Y109	5/4/2018	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Focused Equities Fund	AbbVie Inc.	ABBV	00287Y109	5/4/2018	Repeal of Classified Board	Mgmt	Voted	For	For
TCW Focused Equities Fund	AbbVie Inc.	ABBV	00287Y109	5/4/2018	Elimination of Supermajority Requirement	Mgmt	Voted	For	For
TCW Focused Equities Fund	AbbVie Inc.	ABBV	00287Y109	5/4/2018	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	AbbVie Inc.	ABBV	00287Y109	5/4/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	AbbVie Inc.	ABBV	00287Y109	5/4/2018	Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	Advance Auto Parts, Inc.	AAP	00751Y106	5/16/2018	Elect John F. Bergstrom	Mgmt	Voted	For	For
TCW Focused Equities Fund	Advance Auto Parts, Inc.	AAP	00751Y106	5/16/2018	Elect Brad W. Buss	Mgmt	Voted	For	For
TCW Focused Equities Fund	Advance Auto Parts, Inc.	AAP	00751Y106	5/16/2018	Elect Fiona P. Dias	Mgmt	Voted	For	For
TCW Focused Equities Fund	Advance Auto Parts, Inc.	AAP	00751Y106	5/16/2018	Elect John F. Ferraro	Mgmt	Voted	For	For
TCW Focused Equities Fund	Advance Auto Parts, Inc.	AAP	00751Y106	5/16/2018	Elect Thomas R. Greco	Mgmt	Voted	For	For
TCW Focused Equities Fund	Advance Auto Parts, Inc.	AAP	00751Y106	5/16/2018	Elect Adriana Karaboutis	Mgmt	Voted	For	For
TCW Focused Equities Fund	Advance Auto Parts, Inc.	AAP	00751Y106	5/16/2018	Elect Eugene I. Lee	Mgmt	Voted	For	For
TCW Focused Equities Fund	Advance Auto Parts, Inc.	AAP	00751Y106	5/16/2018	Elect Douglas A. Pertz	Mgmt	Voted	For	For
TCW Focused Equities Fund	Advance Auto Parts, Inc.	AAP	00751Y106	5/16/2018	Elect Reuben E. Slone	Mgmt	Voted	For	For
TCW Focused Equities Fund	Advance Auto Parts, Inc.	AAP	00751Y106	5/16/2018	Elect Jeffrey C. Smith	Mgmt	Voted	For	For
TCW Focused Equities Fund	Advance Auto Parts, Inc.	AAP	00751Y106	5/16/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Advance Auto Parts, Inc.	AAP	00751Y106	5/16/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	Advance Auto Parts, Inc.	AAP	00751Y106	5/16/2018	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Voted	For	Against
TCW Focused Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Amy L. Banse	Mgmt	Voted	For	For
TCW Focused Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Edward W. Barnholt	Mgmt	Voted	For	For
TCW Focused Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Robert K. Burgess	Mgmt	Voted	For	For
TCW Focused Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Frank A. Calderoni	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Focused Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect James E. Daley	Mgmt	Voted	For	For
TCW Focused Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Laura B. Desmond	Mgmt	Voted	For	For
TCW Focused Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Charles M. Geschke	Mgmt	Voted	For	For
TCW Focused Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Shantanu Narayen	Mgmt	Voted	For	For
TCW Focused Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect Daniel Rosensweig	Mgmt	Voted	For	For
TCW Focused Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Elect John E. Warnock	Mgmt	Voted	For	For
TCW Focused Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Amendment to the 2003 Equity Incentive Plan	Mgmt	Voted	For	For
TCW Focused Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	Adobe Systems Incorporated	ADBE	00724F101	4/12/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Susan K. Carter	Mgmt	Voted	For	For
TCW Focused Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Charles I. Cogut	Mgmt	Voted	For	For
TCW Focused Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Seifi Ghasemi	Mgmt	Voted	For	For
TCW Focused Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Chadwick C. Deaton	Mgmt	Voted	For	For
TCW Focused Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect David H. Y. Ho	Mgmt	Voted	For	For
TCW Focused Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Margaret G. McGlynn	Mgmt	Voted	For	For
TCW Focused Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Edward L. Monser	Mgmt	Voted	For	For
TCW Focused Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Matthew H. Paull	Mgmt	Voted	For	For
TCW Focused Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Approval of Performance Terms under LTIP (Proposal Withdrawn)	Mgmt	Voted	For	For
TCW Focused Equities Fund	Alaska Air Group, Inc.	ALK	011659109	5/3/2018	Elect Patricia M. Bedient	Mgmt	Voted	For	For
TCW Focused Equities Fund	Alaska Air Group, Inc.	ALK	011659109	5/3/2018	Elect James A. Beer	Mgmt	Voted	For	For
TCW Focused Equities Fund	Alaska Air Group, Inc.	ALK	011659109	5/3/2018	Elect Marion C. Blakey	Mgmt	Voted	For	For
TCW Focused Equities Fund	Alaska Air Group, Inc.	ALK	011659109	5/3/2018	Elect Phyllis J. Campbell	Mgmt	Voted	For	For
TCW Focused Equities Fund	Alaska Air Group, Inc.	ALK	011659109	5/3/2018	Elect Raymond L. Conner	Mgmt	Voted	For	For
TCW Focused Equities Fund	Alaska Air Group, Inc.	ALK	011659109	5/3/2018	Elect Dhiren Fonseca	Mgmt	Voted	For	For
TCW Focused Equities Fund	Alaska Air Group, Inc.	ALK	011659109	5/3/2018	Elect Susan J. Li	Mgmt	Voted	For	For
TCW Focused Equities Fund	Alaska Air Group, Inc.	ALK	011659109	5/3/2018	Elect Helvi K. Sandvik	Mgmt	Voted	For	For
TCW Focused Equities Fund	Alaska Air Group, Inc.	ALK	011659109	5/3/2018	Elect J. Kenneth Thompson	Mgmt	Voted	For	For
TCW Focused Equities Fund	Alaska Air Group, Inc.	ALK	011659109	5/3/2018	Elect Bradley D. Tilden	Mgmt	Voted	For	For
TCW Focused Equities Fund	Alaska Air Group, Inc.	ALK	011659109	5/3/2018	Elect Eric K. Yeaman	Mgmt	Voted	For	For
TCW Focused Equities Fund	Alaska Air Group, Inc.	ALK	011659109	5/3/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Alaska Air Group, Inc.	ALK	011659109	5/3/2018	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker		Security  ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Focused Equities Fund	Alaska Air Group, Inc.	ALK		011659109	5/3/2018	Shareholder Proposal Regarding Proxy Access Bylaw Amendment	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	Allergan plc	AGN		G0177J108	5/2/2018	Elect Nesli Basgoz	Mgmt	Voted	For	For
TCW Focused Equities Fund	Allergan plc	AGN		G0177J108	5/2/2018	Elect Paul M. Bisaro	Mgmt	Voted	For	For
TCW Focused Equities Fund	Allergan plc	AGN		G0177J108	5/2/2018	Elect Joseph H. Boccuzi	Mgmt	Voted	For	For
TCW Focused Equities Fund	Allergan plc	AGN	��	G0177J108	5/2/2018	Elect Christopher W. Bodine	Mgmt	Voted	For	For
TCW Focused Equities Fund	Allergan plc	AGN		G0177J108	5/2/2018	Elect Adriane M. Brown	Mgmt	Voted	For	For
TCW Focused Equities Fund	Allergan plc	AGN		G0177J108	5/2/2018	Elect Christopher J. Coughlin	Mgmt	Voted	For	For
TCW Focused Equities Fund	Allergan plc	AGN		G0177J108	5/2/2018	Elect Carol Anthony Davidson	Mgmt	Voted	For	For
TCW Focused Equities Fund	Allergan plc	AGN		G0177J108	5/2/2018	Elect Catherine M. Klema	Mgmt	Voted	For	For
TCW Focused Equities Fund	Allergan plc	AGN		G0177J108	5/2/2018	Elect Peter J. McDonnell	Mgmt	Voted	For	For
TCW Focused Equities Fund	Allergan plc	AGN		G0177J108	5/2/2018	Elect Patrick J. O’Sullivan	Mgmt	Voted	For	For
TCW Focused Equities Fund	Allergan plc	AGN		G0177J108	5/2/2018	Elect Brenton L. Saunders	Mgmt	Voted	For	For
TCW Focused Equities Fund	Allergan plc	AGN		G0177J108	5/2/2018	Elect Fred G. Weiss	Mgmt	Voted	For	For
TCW Focused Equities Fund	Allergan plc	AGN		G0177J108	5/2/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Allergan plc	AGN		G0177J108	5/2/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Focused Equities Fund	Allergan plc	AGN		G0177J108	5/2/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW Focused Equities Fund	Allergan plc	AGN		G0177J108	5/2/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Focused Equities Fund	Allergan plc	AGN		G0177J108	5/2/2018	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)	Mgmt	Voted	For	For
TCW Focused Equities Fund	Allergan plc	AGN		G0177J108	5/2/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	American International Group, Inc.	AIG		026874784	5/9/2018	Elect W. Don Cornwell	Mgmt	Voted	For	For
TCW Focused Equities Fund	American International Group, Inc.	AIG		026874784	5/9/2018	Elect Brian Duperreault	Mgmt	Voted	For	For
TCW Focused Equities Fund	American International Group, Inc.	AIG		026874784	5/9/2018	Elect John Fitzpatrick	Mgmt	Voted	For	For
TCW Focused Equities Fund	American International Group, Inc.	AIG		026874784	5/9/2018	Elect William G. Jurgensen	Mgmt	Voted	For	For
TCW Focused Equities Fund	American International Group, Inc.	AIG		026874784	5/9/2018	Elect Christopher S. Lynch	Mgmt	Voted	For	For
TCW Focused Equities Fund	American International Group, Inc.	AIG		026874784	5/9/2018	Elect Henry S. Miller	Mgmt	Voted	For	For
TCW Focused Equities Fund	American International Group, Inc.	AIG		026874784	5/9/2018	Elect Linda A. Mills	Mgmt	Voted	For	For
TCW Focused Equities Fund	American International Group, Inc.	AIG		026874784	5/9/2018	Elect Suzanne Nora Johnson	Mgmt	Voted	For	For
TCW Focused Equities Fund	American International Group, Inc.	AIG		026874784	5/9/2018	Elect Ronald A. Rittenmeyer	Mgmt	Voted	Against	Against
TCW Focused Equities Fund	American International Group, Inc.	AIG		026874784	5/9/2018	Elect Douglas M. Steenland	Mgmt	Voted	For	For
TCW Focused Equities Fund	American International Group, Inc.	AIG		026874784	5/9/2018	Elect Theresa M. Stone	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Focused Equities Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	AMGEN Inc.	AMGN	031162100	5/22/2018	Elect Wanda M. Austin	Mgmt	Voted	For	For
TCW Focused Equities Fund	AMGEN Inc.	AMGN	031162100	5/22/2018	Elect Robert A. Bradway	Mgmt	Voted	For	For
TCW Focused Equities Fund	AMGEN Inc.	AMGN	031162100	5/22/2018	Elect Brian J. Druker	Mgmt	Voted	For	For
TCW Focused Equities Fund	AMGEN Inc.	AMGN	031162100	5/22/2018	Elect Robert A. Eckert	Mgmt	Voted	For	For
TCW Focused Equities Fund	AMGEN Inc.	AMGN	031162100	5/22/2018	Elect Greg C. Garland	Mgmt	Voted	For	For
TCW Focused Equities Fund	AMGEN Inc.	AMGN	031162100	5/22/2018	Elect Fred Hassan	Mgmt	Voted	For	For
TCW Focused Equities Fund	AMGEN Inc.	AMGN	031162100	5/22/2018	Elect Rebecca M. Henderson	Mgmt	Voted	For	For
TCW Focused Equities Fund	AMGEN Inc.	AMGN	031162100	5/22/2018	Elect Frank C. Herringer	Mgmt	Voted	For	For
TCW Focused Equities Fund	AMGEN Inc.	AMGN	031162100	5/22/2018	Elect Charles M. Holley, Jr.	Mgmt	Voted	For	For
TCW Focused Equities Fund	AMGEN Inc.	AMGN	031162100	5/22/2018	Elect Tyler Jacks	Mgmt	Voted	For	For
TCW Focused Equities Fund	AMGEN Inc.	AMGN	031162100	5/22/2018	Elect Ellen J. Kullman	Mgmt	Voted	For	For
TCW Focused Equities Fund	AMGEN Inc.	AMGN	031162100	5/22/2018	Elect Ronald D. Sugar	Mgmt	Voted	For	For
TCW Focused Equities Fund	AMGEN Inc.	AMGN	031162100	5/22/2018	Elect R. Sanders Williams	Mgmt	Voted	For	For
TCW Focused Equities Fund	AMGEN Inc.	AMGN	031162100	5/22/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	AMGEN Inc.	AMGN	031162100	5/22/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	AMGEN Inc.	AMGN	031162100	5/22/2018	Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	Anheuser-Busch Inbev SA/NV	ABI	03524A108	4/25/2018	Accounts and Reports; Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Focused Equities Fund	Anheuser-Busch Inbev SA/NV	ABI	03524A108	4/25/2018	Ratification of Board Acts	Mgmt	Voted	For	For
TCW Focused Equities Fund	Anheuser-Busch Inbev SA/NV	ABI	03524A108	4/25/2018	Ratification of Auditor’s Acts	Mgmt	Voted	For	For
TCW Focused Equities Fund	Anheuser-Busch Inbev SA/NV	ABI	03524A108	4/25/2018	Elect Paul Cornet de Ways-Ruart	Mgmt	Voted	For	For
TCW Focused Equities Fund	Anheuser-Busch Inbev SA/NV	ABI	03524A108	4/25/2018	Elect Stefan Descheemaeker	Mgmt	Voted	For	For
TCW Focused Equities Fund	Anheuser-Busch Inbev SA/NV	ABI	03524A108	4/25/2018	Elect Gregoire de Spoelberch	Mgmt	Voted	For	For
TCW Focused Equities Fund	Anheuser-Busch Inbev SA/NV	ABI	03524A108	4/25/2018	Elect Alexandre Van Damme	Mgmt	Voted	For	For
TCW Focused Equities Fund	Anheuser-Busch Inbev SA/NV	ABI	03524A108	4/25/2018	Elect Alexandre Behring	Mgmt	Voted	For	For
TCW Focused Equities Fund	Anheuser-Busch Inbev SA/NV	ABI	03524A108	4/25/2018	Elect Paulo Lemann	Mgmt	Voted	For	For
TCW Focused Equities Fund	Anheuser-Busch Inbev SA/NV	ABI	03524A108	4/25/2018	Elect Carlos Alberto Sicupira	Mgmt	Voted	For	For
TCW Focused Equities Fund	Anheuser-Busch Inbev SA/NV	ABI	03524A108	4/25/2018	Elect Marcel Herrmann Telles	Mgmt	Voted	For	For
TCW Focused Equities Fund	Anheuser-Busch Inbev SA/NV	ABI	03524A108	4/25/2018	Elect Maria Asuncion Aramburuzabala	Mgmt	Voted	For	For
TCW Focused Equities Fund	Anheuser-Busch Inbev SA/NV	ABI	03524A108	4/25/2018	Elect Martin J. Barrington	Mgmt	Voted	For	For
TCW Focused Equities Fund	Anheuser-Busch Inbev SA/NV	ABI	03524A108	4/25/2018	Elect William F. Gifford	Mgmt	Voted	For	For
TCW Focused Equities Fund	Anheuser-Busch Inbev SA/NV	ABI	03524A108	4/25/2018	Elect Alejandro Santo Domingo Davila	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Focused Equities Fund	Anheuser-Busch Inbev SA/NV	ABI	03524A108	4/25/2018	Remuneration Report	Mgmt	Voted	For	For
TCW Focused Equities Fund	Anheuser-Busch Inbev SA/NV	ABI	03524A108	4/25/2018	Increase in Remuneration of Olivier Goudet, Chair	Mgmt	Voted	For	For
TCW Focused Equities Fund	Anheuser-Busch Inbev SA/NV	ABI	03524A108	4/25/2018	Directors’ Stock Option Plan	Mgmt	Voted	For	For
TCW Focused Equities Fund	Anheuser-Busch Inbev SA/NV	ABI	03524A108	4/25/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW Focused Equities Fund	Anheuser-Busch Inbev SA/NV	ABI	03524A108	4/25/2018	Authorisation of Legal Formalities	Mgmt	Voted	For	For
TCW Focused Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect Mark J. Alles	Mgmt	Voted	For	For
TCW Focused Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect Richard W. Barker	Mgmt	Voted	For	For
TCW Focused Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect Hans E. Bishop	Mgmt	Voted	For	For
TCW Focused Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect Michael W. Bonney	Mgmt	Voted	For	For
TCW Focused Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect Michael D. Casey	Mgmt	Voted	For	For
TCW Focused Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect Carrie S. Cox	Mgmt	Voted	For	For
TCW Focused Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect Michael A. Friedman	Mgmt	Voted	For	For
TCW Focused Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect Julia A. Haller	Mgmt	Voted	For	For
TCW Focused Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect Patricia Hemingway Hall	Mgmt	Voted	For	For
TCW Focused Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect James J. Loughlin	Mgmt	Voted	For	For
TCW Focused Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect Ernest Mario	Mgmt	Voted	For	For
TCW Focused Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Elect John H. Weiland	Mgmt	Voted	For	For
TCW Focused Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Shareholder Proposal Regarding Amendment to Proxy Access Bylaw	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	Celgene Corporation	CELG	151020104	6/13/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	CVS Health Corporation	CVS	126650100	3/13/2018	Issuance of Stock for Merger	Mgmt	Voted	For	For
TCW Focused Equities Fund	CVS Health Corporation	CVS	126650100	3/13/2018	Right to Adjourn Meeting	Mgmt	Voted	For	For
TCW Focused Equities Fund	CVS Health Corporation	CVS	126650100	6/4/2018	Elect Richard M. Bracken	Mgmt	Voted	For	For
TCW Focused Equities Fund	CVS Health Corporation	CVS	126650100	6/4/2018	Elect C. David Brown II	Mgmt	Voted	For	For
TCW Focused Equities Fund	CVS Health Corporation	CVS	126650100	6/4/2018	Elect Alecia A. DeCoudreaux	Mgmt	Voted	For	For
TCW Focused Equities Fund	CVS Health Corporation	CVS	126650100	6/4/2018	Elect Nancy-Ann M. DeParle	Mgmt	Voted	For	For
TCW Focused Equities Fund	CVS Health Corporation	CVS	126650100	6/4/2018	Elect David W. Dorman	Mgmt	Voted	For	For
TCW Focused Equities Fund	CVS Health Corporation	CVS	126650100	6/4/2018	Elect Anne M. Finucane	Mgmt	Voted	For	For
TCW Focused Equities Fund	CVS Health Corporation	CVS	126650100	6/4/2018	Elect Larry J. Merlo	Mgmt	Voted	For	For
TCW Focused Equities Fund	CVS Health Corporation	CVS	126650100	6/4/2018	Elect Jean-Pierre Millon	Mgmt	Voted	For	For
TCW Focused Equities Fund	CVS Health Corporation	CVS	126650100	6/4/2018	Elect Mary L. Schapiro	Mgmt	Voted	For	For
TCW Focused Equities Fund	CVS Health Corporation	CVS	126650100	6/4/2018	Elect Richard J. Swift	Mgmt	Voted	For	For
TCW Focused Equities Fund	CVS Health Corporation	CVS	126650100	6/4/2018	Elect William C. Weldon	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Focused Equities Fund	CVS Health Corporation	CVS	126650100	6/4/2018	Elect Tony L. White	Mgmt	Voted	For	For
TCW Focused Equities Fund	CVS Health Corporation	CVS	126650100	6/4/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	CVS Health Corporation	CVS	126650100	6/4/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	CVS Health Corporation	CVS	126650100	6/4/2018	Reduce Threshold for Shareholders’ Right to Call a Special Meeting	Mgmt	Voted	For	For
TCW Focused Equities Fund	CVS Health Corporation	CVS	126650100	6/4/2018	Shareholder Proposal Regarding Voting Disclosure	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect Donald J. Ehrlich	Mgmt	Voted	For	For
TCW Focused Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect Linda P. Hefner Filler	Mgmt	Voted	For	For
TCW Focused Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect Thomas P. Joyce, Jr.	Mgmt	Voted	For	For
TCW Focused Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect Teri List-Stoll	Mgmt	Voted	For	For
TCW Focused Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect Walter G. Lohr, Jr.	Mgmt	Voted	For	For
TCW Focused Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect Mitchell P. Rales	Mgmt	Voted	For	For
TCW Focused Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect Steven M. Rales	Mgmt	Voted	For	For
TCW Focused Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect John T. Schwieters	Mgmt	Voted	For	For
TCW Focused Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect Alan G. Spoon	Mgmt	Voted	For	For
TCW Focused Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect Raymond C. Stevens	Mgmt	Voted	For	For
TCW Focused Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect Elias A. Zerhouni	Mgmt	Voted	For	For
TCW Focused Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Shareholder Proposal Regarding Right to Call Special Meetings	ShrHoldr	Voted	For	Against
TCW Focused Equities Fund	Devon Energy Corporation	DVN	25179M103	6/6/2018	Elect Barbara M. Baumann	Mgmt	Voted	For	For
TCW Focused Equities Fund	Devon Energy Corporation	DVN	25179M103	6/6/2018	Elect John E. Bethancourt	Mgmt	Voted	For	For
TCW Focused Equities Fund	Devon Energy Corporation	DVN	25179M103	6/6/2018	Elect David A. Hager	Mgmt	Voted	For	For
TCW Focused Equities Fund	Devon Energy Corporation	DVN	25179M103	6/6/2018	Elect Robert H. Henry	Mgmt	Voted	For	For
TCW Focused Equities Fund	Devon Energy Corporation	DVN	25179M103	6/6/2018	Elect Michael M. Kanovsky	Mgmt	Voted	For	For
TCW Focused Equities Fund	Devon Energy Corporation	DVN	25179M103	6/6/2018	Elect John Krenicki, Jr.	Mgmt	Voted	For	For
TCW Focused Equities Fund	Devon Energy Corporation	DVN	25179M103	6/6/2018	Elect Robert A. Mosbacher, Jr.	Mgmt	Voted	For	For
TCW Focused Equities Fund	Devon Energy Corporation	DVN	25179M103	6/6/2018	Elect Duane C. Radtke	Mgmt	Voted	For	For
TCW Focused Equities Fund	Devon Energy Corporation	DVN	25179M103	6/6/2018	Elect Mary P. Ricciardello	Mgmt	Voted	For	For
TCW Focused Equities Fund	Devon Energy Corporation	DVN	25179M103	6/6/2018	Elect John Richels	Mgmt	Voted	For	For
TCW Focused Equities Fund	Devon Energy Corporation	DVN	25179M103	6/6/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Devon Energy Corporation	DVN	25179M103	6/6/2018	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Focused Equities Fund	Devon Energy Corporation	DVN	25179M103	6/6/2018	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Voted	For	Against
TCW Focused Equities Fund	Dollar Tree, Inc.	DLTR	256746108	6/14/2018	Elect Arnold S. Barron	Mgmt	Voted	For	For
TCW Focused Equities Fund	Dollar Tree, Inc.	DLTR	256746108	6/14/2018	Elect Gregory M. Bridgeford	Mgmt	Voted	For	For
TCW Focused Equities Fund	Dollar Tree, Inc.	DLTR	256746108	6/14/2018	Elect Mary Anne Citrino	Mgmt	Voted	For	For
TCW Focused Equities Fund	Dollar Tree, Inc.	DLTR	256746108	6/14/2018	Elect Conrad M. Hall	Mgmt	Voted	For	For
TCW Focused Equities Fund	Dollar Tree, Inc.	DLTR	256746108	6/14/2018	Elect Lemuel E. Lewis	Mgmt	Voted	For	For
TCW Focused Equities Fund	Dollar Tree, Inc.	DLTR	256746108	6/14/2018	Elect Jeffrey G. Naylor	Mgmt	Voted	For	For
TCW Focused Equities Fund	Dollar Tree, Inc.	DLTR	256746108	6/14/2018	Elect Gary M. Philbin	Mgmt	Voted	For	For
TCW Focused Equities Fund	Dollar Tree, Inc.	DLTR	256746108	6/14/2018	Elect Bob Sasser	Mgmt	Voted	For	For
TCW Focused Equities Fund	Dollar Tree, Inc.	DLTR	256746108	6/14/2018	Elect Thomas A. Saunders III	Mgmt	Voted	For	For
TCW Focused Equities Fund	Dollar Tree, Inc.	DLTR	256746108	6/14/2018	Elect Stephanie Stahl	Mgmt	Voted	For	For
TCW Focused Equities Fund	Dollar Tree, Inc.	DLTR	256746108	6/14/2018	Elect Thomas E. Whiddon	Mgmt	Voted	For	For
TCW Focused Equities Fund	Dollar Tree, Inc.	DLTR	256746108	6/14/2018	Elect Carl P. Zeithaml	Mgmt	Voted	For	For
TCW Focused Equities Fund	Dollar Tree, Inc.	DLTR	256746108	6/14/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Dollar Tree, Inc.	DLTR	256746108	6/14/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	Ecolab Inc.	ECL	278865100	5/3/2018	Elect Douglas M. Baker, Jr.	Mgmt	Voted	For	For
TCW Focused Equities Fund	Ecolab Inc.	ECL	278865100	5/3/2018	Elect Barbara J. Beck	Mgmt	Voted	For	For
TCW Focused Equities Fund	Ecolab Inc.	ECL	278865100	5/3/2018	Elect Leslie S. Biller	Mgmt	Voted	For	For
TCW Focused Equities Fund	Ecolab Inc.	ECL	278865100	5/3/2018	Elect Carl M. Casale	Mgmt	Voted	For	For
TCW Focused Equities Fund	Ecolab Inc.	ECL	278865100	5/3/2018	Elect Stephen I. Chazen	Mgmt	Voted	For	For
TCW Focused Equities Fund	Ecolab Inc.	ECL	278865100	5/3/2018	Elect Jeffrey M. Ettinger	Mgmt	Voted	For	For
TCW Focused Equities Fund	Ecolab Inc.	ECL	278865100	5/3/2018	Elect Arthur J. Higgins	Mgmt	Voted	For	For
TCW Focused Equities Fund	Ecolab Inc.	ECL	278865100	5/3/2018	Elect Michael Larson	Mgmt	Voted	For	For
TCW Focused Equities Fund	Ecolab Inc.	ECL	278865100	5/3/2018	Elect David W. MacLennan	Mgmt	Voted	For	For
TCW Focused Equities Fund	Ecolab Inc.	ECL	278865100	5/3/2018	Elect Tracy B. McKibben	Mgmt	Voted	For	For
TCW Focused Equities Fund	Ecolab Inc.	ECL	278865100	5/3/2018	Elect Victoria J. Reich	Mgmt	Voted	For	For
TCW Focused Equities Fund	Ecolab Inc.	ECL	278865100	5/3/2018	Elect Suzanne M. Vautrinot	Mgmt	Voted	For	For
TCW Focused Equities Fund	Ecolab Inc.	ECL	278865100	5/3/2018	Elect John J. Zillmer	Mgmt	Voted	For	For
TCW Focused Equities Fund	Ecolab Inc.	ECL	278865100	5/3/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	Ecolab Inc.	ECL	278865100	5/3/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Ecolab Inc.	ECL	278865100	5/3/2018	Shareholder Proposal Regarding Right to Call A Special Meeting	ShrHoldr	Voted	For	Against
TCW Focused Equities Fund	EOG Resources, Inc.	EOG	26875P101	4/24/2018	Elect Janet F. Clark	Mgmt	Voted	For	For
TCW Focused Equities Fund	EOG Resources, Inc.	EOG	26875P101	4/24/2018	Elect Charles R. Crisp	Mgmt	Voted	For	For
TCW Focused Equities Fund	EOG Resources, Inc.	EOG	26875P101	4/24/2018	Elect Robert P. Daniels	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Focused Equities Fund	EOG Resources, Inc.	EOG	26875P101	4/24/2018	Elect James C. Day	Mgmt	Voted	For	For
TCW Focused Equities Fund	EOG Resources, Inc.	EOG	26875P101	4/24/2018	Elect C. Christopher Gaut	Mgmt	Voted	For	For
TCW Focused Equities Fund	EOG Resources, Inc.	EOG	26875P101	4/24/2018	Elect Donald F. Textor	Mgmt	Voted	For	For
TCW Focused Equities Fund	EOG Resources, Inc.	EOG	26875P101	4/24/2018	Elect William R. Thomas	Mgmt	Voted	For	For
TCW Focused Equities Fund	EOG Resources, Inc.	EOG	26875P101	4/24/2018	Elect Frank G. Wisner	Mgmt	Voted	For	For
TCW Focused Equities Fund	EOG Resources, Inc.	EOG	26875P101	4/24/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	EOG Resources, Inc.	EOG	26875P101	4/24/2018	Amendment to the Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW Focused Equities Fund	EOG Resources, Inc.	EOG	26875P101	4/24/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect Darius Adamczyk	Mgmt	Voted	For	For
TCW Focused Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect Duncan B. Angove	Mgmt	Voted	For	For
TCW Focused Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect William S. Ayer	Mgmt	Voted	For	For
TCW Focused Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect Kevin Burke	Mgmt	Voted	For	For
TCW Focused Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect Jaime Chico Pardo	Mgmt	Voted	For	For
TCW Focused Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect D. Scott Davis	Mgmt	Voted	For	For
TCW Focused Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect Linnet F. Deily	Mgmt	Voted	For	For
TCW Focused Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect Judd Gregg	Mgmt	Voted	For	For
TCW Focused Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect Clive Hollick	Mgmt	Voted	For	For
TCW Focused Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect Grace D. Lieblein	Mgmt	Voted	For	For
TCW Focused Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect George Paz	Mgmt	Voted	For	For
TCW Focused Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect Robin L. Washington	Mgmt	Voted	For	For
TCW Focused Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Decrease in Threshold Required to Call a Special Meeting	Mgmt	Voted	For	For
TCW Focused Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	Idex Corporation	IEX	45167R104	4/25/2018	Elect William M. Cook	Mgmt	Voted	For	For
TCW Focused Equities Fund	Idex Corporation	IEX	45167R104	4/25/2018	Elect Cynthia J. Warner	Mgmt	Voted	For	For
TCW Focused Equities Fund	Idex Corporation	IEX	45167R104	4/25/2018	Elect Mark A. Buthman	Mgmt	Voted	For	For
TCW Focused Equities Fund	Idex Corporation	IEX	45167R104	4/25/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Idex Corporation	IEX	45167R104	4/25/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Linda B. Bammann	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Focused Equities Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect James A. Bell	Mgmt	Voted	For	For
TCW Focused Equities Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Stephen B. Burke	Mgmt	Voted	For	For
TCW Focused Equities Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Todd A. Combs	Mgmt	Voted	For	For
TCW Focused Equities Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect James S. Crown	Mgmt	Voted	For	For
TCW Focused Equities Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect James Dimon	Mgmt	Voted	For	For
TCW Focused Equities Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Timothy P. Flynn	Mgmt	Voted	For	For
TCW Focused Equities Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Mellody Hobson	Mgmt	Voted	For	For
TCW Focused Equities Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Laban P. Jackson, Jr.	Mgmt	Voted	For	For
TCW Focused Equities Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Michael A. Neal	Mgmt	Voted	For	For
TCW Focused Equities Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Lee R. Raymond	Mgmt	Voted	For	For
TCW Focused Equities Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect William C. Weldon	Mgmt	Voted	For	For
TCW Focused Equities Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Ratification of Ownership Threshold for Shareholders to Call a Special Meeting	Mgmt	Voted	For	For
TCW Focused Equities Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Amendment to the Long-Term Incentive Plan	Mgmt	Voted	For	For
TCW Focused Equities Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Shareholder Proposal Regarding Government Service Vesting	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Shareholder Proposal Regarding Genocide-Free Investing	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Shareholder Proposal Regarding Cumulative Voting	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	Las Vegas Sands Corp.	LVS	517834107	6/7/2018	Repeal of Classified Board	Mgmt	Voted	For	For
TCW Focused Equities Fund	Las Vegas Sands Corp.	LVS	517834107	6/7/2018	Elect Sheldon G. Adelson	Mgmt	Voted	For	For
TCW Focused Equities Fund	Las Vegas Sands Corp.	LVS	517834107	6/7/2018	Elect Irwin Chafetz	Mgmt	Voted	For	For
TCW Focused Equities Fund	Las Vegas Sands Corp.	LVS	517834107	6/7/2018	Elect Micheline Chau	Mgmt	Voted	For	For
TCW Focused Equities Fund	Las Vegas Sands Corp.	LVS	517834107	6/7/2018	Elect Patrick Dumont	Mgmt	Voted	For	For
TCW Focused Equities Fund	Las Vegas Sands Corp.	LVS	517834107	6/7/2018	Elect Charles D. Forman	Mgmt	Voted	For	For
TCW Focused Equities Fund	Las Vegas Sands Corp.	LVS	517834107	6/7/2018	Elect Steven L. Gerard	Mgmt	Voted	For	For
TCW Focused Equities Fund	Las Vegas Sands Corp.	LVS	517834107	6/7/2018	Elect Robert Glen Goldstein	Mgmt	Voted	For	For
TCW Focused Equities Fund	Las Vegas Sands Corp.	LVS	517834107	6/7/2018	Elect George Jamieson	Mgmt	Voted	For	For
TCW Focused Equities Fund	Las Vegas Sands Corp.	LVS	517834107	6/7/2018	Elect Charles A. Koppelman	Mgmt	Voted	For	For
TCW Focused Equities Fund	Las Vegas Sands Corp.	LVS	517834107	6/7/2018	Elect Lewis Kramer	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Focused Equities Fund	Las Vegas Sands Corp.	LVS	517834107	6/7/2018	Elect David F. Levi	Mgmt	Voted	For	For
TCW Focused Equities Fund	Las Vegas Sands Corp.	LVS	517834107	6/7/2018	Elect Micheline Chau	Mgmt	Voted	For	For
TCW Focused Equities Fund	Las Vegas Sands Corp.	LVS	517834107	6/7/2018	Elect Patrick Dumont	Mgmt	Voted	For	For
TCW Focused Equities Fund	Las Vegas Sands Corp.	LVS	517834107	6/7/2018	Elect David F. Levi	Mgmt	Voted	For	For
TCW Focused Equities Fund	Las Vegas Sands Corp.	LVS	517834107	6/7/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	Las Vegas Sands Corp.	LVS	517834107	6/7/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Las Vegas Sands Corp.	LVS	517834107	6/7/2018	Amendment to the Executive Cash Incentive Plan	Mgmt	Voted	For	For
TCW Focused Equities Fund	Lilly (Eli) & Co	LLY	532457108	5/7/2018	Elect Katherine Baicker	Mgmt	Voted	For	For
TCW Focused Equities Fund	Lilly (Eli) & Co	LLY	532457108	5/7/2018	Elect J. Erik Fyrwald	Mgmt	Voted	For	For
TCW Focused Equities Fund	Lilly (Eli) & Co	LLY	532457108	5/7/2018	Elect Jamere Jackson	Mgmt	Voted	For	For
TCW Focused Equities Fund	Lilly (Eli) & Co	LLY	532457108	5/7/2018	Elect Ellen R. Marram	Mgmt	Voted	For	For
TCW Focused Equities Fund	Lilly (Eli) & Co	LLY	532457108	5/7/2018	Elect Jackson P. Tai	Mgmt	Voted	For	For
TCW Focused Equities Fund	Lilly (Eli) & Co	LLY	532457108	5/7/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Lilly (Eli) & Co	LLY	532457108	5/7/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	Lilly (Eli) & Co	LLY	532457108	5/7/2018	Repeal of Classified Board	Mgmt	Voted	For	For
TCW Focused Equities Fund	Lilly (Eli) & Co	LLY	532457108	5/7/2018	Elimination of Supermajority Requirement	Mgmt	Voted	For	For
TCW Focused Equities Fund	Lilly (Eli) & Co	LLY	532457108	5/7/2018	Amendment to the 2002 Stock Plan	Mgmt	Voted	For	For
TCW Focused Equities Fund	Lilly (Eli) & Co	LLY	532457108	5/7/2018	Shareholder Proposal Regarding Cannabis Policy Advocacy	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	Lilly (Eli) & Co	LLY	532457108	5/7/2018	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	Lilly (Eli) & Co	LLY	532457108	5/7/2018	Shareholder Proposal Regarding Animal Welfare	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	Lilly (Eli) & Co	LLY	532457108	5/7/2018	Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	M&T Bank Corporation	MTB	55261F104	4/17/2018	Elect Brent D. Baird	Mgmt	Voted	For	For
TCW Focused Equities Fund	M&T Bank Corporation	MTB	55261F104	4/17/2018	Elect C. Angela Bontempo	Mgmt	Voted	For	For
TCW Focused Equities Fund	M&T Bank Corporation	MTB	55261F104	4/17/2018	Elect Robert T. Brady	Mgmt	Voted	For	For
TCW Focused Equities Fund	M&T Bank Corporation	MTB	55261F104	4/17/2018	Elect T. Jefferson Cunningham, III	Mgmt	Voted	For	For
TCW Focused Equities Fund	M&T Bank Corporation	MTB	55261F104	4/17/2018	Elect Gary N. Geisel	Mgmt	Voted	For	For
TCW Focused Equities Fund	M&T Bank Corporation	MTB	55261F104	4/17/2018	Elect Richard S. Gold	Mgmt	Voted	For	For
TCW Focused Equities Fund	M&T Bank Corporation	MTB	55261F104	4/17/2018	Elect Richard A. Grossi	Mgmt	Voted	For	For
TCW Focused Equities Fund	M&T Bank Corporation	MTB	55261F104	4/17/2018	Elect John D. Hawke Jr.	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Focused Equities Fund	M&T Bank Corporation	MTB	55261F104	4/17/2018	Elect Rene F. Jones	Mgmt	Voted	For	For
TCW Focused Equities Fund	M&T Bank Corporation	MTB	55261F104	4/17/2018	Elect Richard Ledgett	Mgmt	Voted	For	For
TCW Focused Equities Fund	M&T Bank Corporation	MTB	55261F104	4/17/2018	Elect Newton P.S. Merrill	Mgmt	Voted	For	For
TCW Focused Equities Fund	M&T Bank Corporation	MTB	55261F104	4/17/2018	Elect Melinda R. Rich	Mgmt	Voted	For	For
TCW Focused Equities Fund	M&T Bank Corporation	MTB	55261F104	4/17/2018	Elect Robert E. Sadler, Jr.	Mgmt	Voted	For	For
TCW Focused Equities Fund	M&T Bank Corporation	MTB	55261F104	4/17/2018	Elect Denis J. Salamone	Mgmt	Voted	For	For
TCW Focused Equities Fund	M&T Bank Corporation	MTB	55261F104	4/17/2018	Elect John R. Scannell	Mgmt	Voted	For	For
TCW Focused Equities Fund	M&T Bank Corporation	MTB	55261F104	4/17/2018	Elect David S. Scharfstein	Mgmt	Voted	For	For
TCW Focused Equities Fund	M&T Bank Corporation	MTB	55261F104	4/17/2018	Elect Herbert L. Washington	Mgmt	Voted	For	For
TCW Focused Equities Fund	M&T Bank Corporation	MTB	55261F104	4/17/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	M&T Bank Corporation	MTB	55261F104	4/17/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mckesson Corporation	MCK	58155Q103	7/26/2017	Elect Andy D. Bryant	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mckesson Corporation	MCK	58155Q103	7/26/2017	Elect N. Anthony Coles	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mckesson Corporation	MCK	58155Q103	7/26/2017	Elect John H. Hammergren	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mckesson Corporation	MCK	58155Q103	7/26/2017	Elect M. Christine Jacobs	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mckesson Corporation	MCK	58155Q103	7/26/2017	Elect Donald R. Knauss	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mckesson Corporation	MCK	58155Q103	7/26/2017	Elect Marie L. Knowles	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mckesson Corporation	MCK	58155Q103	7/26/2017	Elect Edward A. Mueller	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mckesson Corporation	MCK	58155Q103	7/26/2017	Elect Susan R. Salka	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mckesson Corporation	MCK	58155Q103	7/26/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mckesson Corporation	MCK	58155Q103	7/26/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mckesson Corporation	MCK	58155Q103	7/26/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Focused Equities Fund	Mckesson Corporation	MCK	58155Q103	7/26/2017	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	Mckesson Corporation	MCK	58155Q103	7/26/2017	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Voted	For	Against
TCW Focused Equities Fund	Mondelez International Inc.	MDLZ	609207105	5/16/2018	Elect Lewis W.K. Booth	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mondelez International Inc.	MDLZ	609207105	5/16/2018	Elect Charles E. Bunch	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mondelez International Inc.	MDLZ	609207105	5/16/2018	Elect Debra A. Crew	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mondelez International Inc.	MDLZ	609207105	5/16/2018	Elect Lois D. Juliber	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mondelez International Inc.	MDLZ	609207105	5/16/2018	Elect Mark D. Ketchum	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mondelez International Inc.	MDLZ	609207105	5/16/2018	Elect Peter W. May	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mondelez International Inc.	MDLZ	609207105	5/16/2018	Elect Jorge S. Mesquita	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mondelez International Inc.	MDLZ	609207105	5/16/2018	Elect Joseph Neubauer	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mondelez International Inc.	MDLZ	609207105	5/16/2018	Elect Fredric G. Reynolds	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Focused Equities Fund	Mondelez International Inc.	MDLZ	609207105	5/16/2018	Elect Christiana Shi	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mondelez International Inc.	MDLZ	609207105	5/16/2018	Elect Patrick T. Siewert	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mondelez International Inc.	MDLZ	609207105	5/16/2018	Elect Jean-Francois M. L. van Boxmeer	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mondelez International Inc.	MDLZ	609207105	5/16/2018	Elect Dirk Van de Put	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mondelez International Inc.	MDLZ	609207105	5/16/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mondelez International Inc.	MDLZ	609207105	5/16/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	Mondelez International Inc.	MDLZ	609207105	5/16/2018	Shareholder Proposal Regarding Reporting on the Use of Non-recyclable Packaging	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	Mondelez International Inc.	MDLZ	609207105	5/16/2018	Shareholder Proposal Regarding Plant Closings	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	PVH Corp.	PVH	693656100	6/21/2018	Elect Mary Baglivo	Mgmt	Voted	For	For
TCW Focused Equities Fund	PVH Corp.	PVH	693656100	6/21/2018	Elect Brent Callinicos	Mgmt	Voted	For	For
TCW Focused Equities Fund	PVH Corp.	PVH	693656100	6/21/2018	Elect Emanuel Chirico	Mgmt	Voted	For	For
TCW Focused Equities Fund	PVH Corp.	PVH	693656100	6/21/2018	Elect Juan R. Figuereo	Mgmt	Voted	For	For
TCW Focused Equities Fund	PVH Corp.	PVH	693656100	6/21/2018	Elect Joseph B. Fuller	Mgmt	Voted	For	For
TCW Focused Equities Fund	PVH Corp.	PVH	693656100	6/21/2018	Elect V. James Marino	Mgmt	Voted	For	For
TCW Focused Equities Fund	PVH Corp.	PVH	693656100	6/21/2018	Elect G. Penny McIntyre	Mgmt	Voted	For	For
TCW Focused Equities Fund	PVH Corp.	PVH	693656100	6/21/2018	Elect Amy McPherson	Mgmt	Voted	For	For
TCW Focused Equities Fund	PVH Corp.	PVH	693656100	6/21/2018	Elect Henry Nasella	Mgmt	Voted	For	For
TCW Focused Equities Fund	PVH Corp.	PVH	693656100	6/21/2018	Elect Edward R. Rosenfeld	Mgmt	Voted	For	For
TCW Focused Equities Fund	PVH Corp.	PVH	693656100	6/21/2018	Elect Craig W. Rydin	Mgmt	Voted	For	For
TCW Focused Equities Fund	PVH Corp.	PVH	693656100	6/21/2018	Elect Judith Amanda Sourry Knox	Mgmt	Voted	For	For
TCW Focused Equities Fund	PVH Corp.	PVH	693656100	6/21/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	PVH Corp.	PVH	693656100	6/21/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Elect Shellye L. Archambeau	Mgmt	Voted	For	For
TCW Focused Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Elect Amy Woods Brinkley	Mgmt	Voted	For	For
TCW Focused Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Elect John F. Fort, III	Mgmt	Voted	For	For
TCW Focused Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Elect Brian D. Jellison	Mgmt	Voted	For	For
TCW Focused Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Elect Robert D. Johnson	Mgmt	Voted	For	For
TCW Focused Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Elect Robert E. Knowling, Jr.	Mgmt	Voted	For	For
TCW Focused Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Elect Wilbur J. Prezzano	Mgmt	Voted	For	For
TCW Focused Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Elect Laura G. Thatcher	Mgmt	Voted	For	For
TCW Focused Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Elect Richard F. Wallman	Mgmt	Voted	For	For
TCW Focused Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Elect Christopher Wright	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Focused Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect Peter L.S. Currie	N/A	Voted	For	For
TCW Focused Equities Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect Miguel M. Galuccio	N/A	Voted	For	For
TCW Focused Equities Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect V. Maureen Kempston Darkes	N/A	Voted	For	For
TCW Focused Equities Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect Paal Kibsgaard	N/A	Voted	For	For
TCW Focused Equities Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect Nikolay Kudryavtsev	N/A	Voted	For	For
TCW Focused Equities Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect Helge Lund	N/A	Voted	For	For
TCW Focused Equities Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect Michael E. Marks	N/A	Voted	For	For
TCW Focused Equities Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect Indra K. Nooyi	N/A	Voted	For	For
TCW Focused Equities Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect Lubna S. Olayan	N/A	Voted	For	For
TCW Focused Equities Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect Leo Rafael Reif	N/A	Voted	For	For
TCW Focused Equities Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect Henri Seydoux	N/A	Voted	For	For
TCW Focused Equities Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Advisory Vote on Executive Compensation	N/A	Voted	For	For
TCW Focused Equities Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Approval of Financial Statements/Dividends	N/A	Voted	For	For
TCW Focused Equities Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Ratification of Auditor	N/A	Voted	For	For
TCW Focused Equities Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Approval of the 2018 French Sub Plan	N/A	Voted	For	For
TCW Focused Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Howard Schultz	Mgmt	Voted	For	For
TCW Focused Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Rosalind G. Brewer	Mgmt	Voted	For	For
TCW Focused Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Mary N. Dillon	Mgmt	Voted	For	For
TCW Focused Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Mellody Hobson	Mgmt	Voted	For	For
TCW Focused Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Kevin R. Johnson	Mgmt	Voted	For	For
TCW Focused Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Jorgen Vig Knudstorp	Mgmt	Voted	For	For
TCW Focused Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Satya Nadella	Mgmt	Voted	For	For
TCW Focused Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Joshua Cooper Ramo	Mgmt	Voted	For	For
TCW Focused Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Clara Shih	Mgmt	Voted	For	For
TCW Focused Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Javier G. Teruel	Mgmt	Voted	For	For
TCW Focused Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Myron E. Ullman, III	Mgmt	Voted	For	For
TCW Focused Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Elect Craig E. Weatherup	Mgmt	Voted	For	For
TCW Focused Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Shareholder Proposal Regarding Amendment to Proxy Access Bylaw	ShrHoldr	Voted	Against	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Focused Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Shareholder Proposal Regarding Report on Sustainable Packaging	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Shareholder Proposal Regarding Report on Paid Family Leave	ShrHoldr	Voted	For	Against
TCW Focused Equities Fund	Starbucks Corporation	SBUX	855244109	3/21/2018	Shareholder Proposal Regarding Diversity Report	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Lloyd C. Blankfein	Mgmt	Voted	For	For
TCW Focused Equities Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect M. Michele Burns	Mgmt	Voted	For	For
TCW Focused Equities Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Mark Flaherty	Mgmt	Voted	For	For
TCW Focused Equities Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect William W. George	Mgmt	Voted	For	For
TCW Focused Equities Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect James A. Johnson	Mgmt	Voted	For	For
TCW Focused Equities Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Ellen J. Kullman	Mgmt	Voted	For	For
TCW Focused Equities Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Lakshmi N. Mittal	Mgmt	Voted	For	For
TCW Focused Equities Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Adebayo O. Ogunlesi	Mgmt	Voted	For	For
TCW Focused Equities Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Peter Oppenheimer	Mgmt	Voted	For	For
TCW Focused Equities Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect David A. Viniar	Mgmt	Voted	For	For
TCW Focused Equities Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Mark O. Winkelman	Mgmt	Voted	For	For
TCW Focused Equities Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Amendment to the Stock Incentive Plan	Mgmt	Voted	For	For
TCW Focused Equities Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Shareholder Proposal Regarding Amendment to Proxy Access Bylaw	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	U.S. Bancorp	USB	902973304	4/17/2018	Elect Warner L. Baxter	Mgmt	Voted	For	For
TCW Focused Equities Fund	U.S. Bancorp	USB	902973304	4/17/2018	Elect Marc N. Casper	Mgmt	Voted	For	For
TCW Focused Equities Fund	U.S. Bancorp	USB	902973304	4/17/2018	Elect Andrew Cecere	Mgmt	Voted	For	For
TCW Focused Equities Fund	U.S. Bancorp	USB	902973304	4/17/2018	Elect Arthur D. Collins, Jr.	Mgmt	Voted	For	For
TCW Focused Equities Fund	U.S. Bancorp	USB	902973304	4/17/2018	Elect Kimberly J. Harris	Mgmt	Voted	For	For
TCW Focused Equities Fund	U.S. Bancorp	USB	902973304	4/17/2018	Elect Roland Hernandez	Mgmt	Voted	For	For
TCW Focused Equities Fund	U.S. Bancorp	USB	902973304	4/17/2018	Elect Doreen Woo Ho	Mgmt	Voted	For	For
TCW Focused Equities Fund	U.S. Bancorp	USB	902973304	4/17/2018	Elect Olivia F. Kirtley	Mgmt	Voted	For	For
TCW Focused Equities Fund	U.S. Bancorp	USB	902973304	4/17/2018	Elect Karen S. Lynch	Mgmt	Voted	For	For
TCW Focused Equities Fund	U.S. Bancorp	USB	902973304	4/17/2018	Elect Richard P. McKenney	Mgmt	Voted	For	For
TCW Focused Equities Fund	U.S. Bancorp	USB	902973304	4/17/2018	Elect David B. O’Maley	Mgmt	Voted	For	For
TCW Focused Equities Fund	U.S. Bancorp	USB	902973304	4/17/2018	Elect O’dell M. Owens	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Focused Equities Fund	U.S. Bancorp	USB	902973304	4/17/2018	Elect Craig D. Schnuck	Mgmt	Voted	For	For
TCW Focused Equities Fund	U.S. Bancorp	USB	902973304	4/17/2018	Elect Scott W. Wine	Mgmt	Voted	For	For
TCW Focused Equities Fund	U.S. Bancorp	USB	902973304	4/17/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	U.S. Bancorp	USB	902973304	4/17/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Union Pacific Corporation	UNP	907818108	5/10/2018	Elect Andrew H. Card, Jr.	Mgmt	Voted	For	For
TCW Focused Equities Fund	Union Pacific Corporation	UNP	907818108	5/10/2018	Elect Erroll B. Davis, Jr.	Mgmt	Voted	For	For
TCW Focused Equities Fund	Union Pacific Corporation	UNP	907818108	5/10/2018	Elect David B. Dillon	Mgmt	Voted	For	For
TCW Focused Equities Fund	Union Pacific Corporation	UNP	907818108	5/10/2018	Elect Lance M. Fritz	Mgmt	Voted	For	For
TCW Focused Equities Fund	Union Pacific Corporation	UNP	907818108	5/10/2018	Elect Deborah C. Hopkins	Mgmt	Voted	For	For
TCW Focused Equities Fund	Union Pacific Corporation	UNP	907818108	5/10/2018	Elect Jane H. Lute	Mgmt	Voted	For	For
TCW Focused Equities Fund	Union Pacific Corporation	UNP	907818108	5/10/2018	Elect Michael R. McCarthy	Mgmt	Voted	For	For
TCW Focused Equities Fund	Union Pacific Corporation	UNP	907818108	5/10/2018	Elect Thomas F. McLarty III	Mgmt	Voted	For	For
TCW Focused Equities Fund	Union Pacific Corporation	UNP	907818108	5/10/2018	Elect Bhavesh V. Patel	Mgmt	Voted	For	For
TCW Focused Equities Fund	Union Pacific Corporation	UNP	907818108	5/10/2018	Elect Jose H. Villarreal	Mgmt	Voted	For	For
TCW Focused Equities Fund	Union Pacific Corporation	UNP	907818108	5/10/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	Union Pacific Corporation	UNP	907818108	5/10/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Union Pacific Corporation	UNP	907818108	5/10/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect William C. Ballard, Jr.	Mgmt	Voted	For	For
TCW Focused Equities Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect Richard T. Burke	Mgmt	Voted	For	For
TCW Focused Equities Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect Timothy P. Flynn	Mgmt	Voted	For	For
TCW Focused Equities Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect Stephen J. Hemsley	Mgmt	Voted	For	For
TCW Focused Equities Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect Michele J. Hooper	Mgmt	Voted	For	For
TCW Focused Equities Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect F. William Mcabb, III	Mgmt	Voted	For	For
TCW Focused Equities Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect Valerie C. Montgomery Rice	Mgmt	Voted	For	For
TCW Focused Equities Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect Glenn M. Renwick	Mgmt	Voted	For	For
TCW Focused Equities Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect Kenneth I. Shine	Mgmt	Voted	For	For
TCW Focused Equities Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect David S. Wichmann	Mgmt	Voted	For	For
TCW Focused Equities Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Elect Gail R. Wilensky	Mgmt	Voted	For	For
TCW Focused Equities Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	UnitedHealth Group Incorporated	UNH	91324P102	6/4/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	Wells Fargo & Company	WFC	949746101	4/24/2018	Elect John D. Baker II	Mgmt	Voted	For	For
TCW Focused Equities Fund	Wells Fargo & Company	WFC	949746101	4/24/2018	Elect Celeste A. Clark	Mgmt	Voted	For	For
TCW Focused Equities Fund	Wells Fargo & Company	WFC	949746101	4/24/2018	Elect Theodore F. Craver, Jr.	Mgmt	Voted	For	For
TCW Focused Equities Fund	Wells Fargo & Company	WFC	949746101	4/24/2018	Elect Elizabeth A. Duke	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security  ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Focused Equities Fund	Wells Fargo & Company	WFC	949746101	4/24/2018	Elect Donald M. James	Mgmt	Voted	For	For
TCW Focused Equities Fund	Wells Fargo & Company	WFC	949746101	4/24/2018	Elect Maria R. Morris	Mgmt	Voted	For	For
TCW Focused Equities Fund	Wells Fargo & Company	WFC	949746101	4/24/2018	Elect Karen B. Peetz	Mgmt	Voted	For	For
TCW Focused Equities Fund	Wells Fargo & Company	WFC	949746101	4/24/2018	Elect Juan A. Pujadas	Mgmt	Voted	For	For
TCW Focused Equities Fund	Wells Fargo & Company	WFC	949746101	4/24/2018	Elect James H. Quigley	Mgmt	Voted	For	For
TCW Focused Equities Fund	Wells Fargo & Company	WFC	949746101	4/24/2018	Elect Ronald L. Sargent	Mgmt	Voted	For	For
TCW Focused Equities Fund	Wells Fargo & Company	WFC	949746101	4/24/2018	Elect Timothy J. Sloan	Mgmt	Voted	For	For
TCW Focused Equities Fund	Wells Fargo & Company	WFC	949746101	4/24/2018	Elect Suzanne M. Vautrinot	Mgmt	Voted	For	For
TCW Focused Equities Fund	Wells Fargo & Company	WFC	949746101	4/24/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Focused Equities Fund	Wells Fargo & Company	WFC	949746101	4/24/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Focused Equities Fund	Wells Fargo & Company	WFC	949746101	4/24/2018	Shareholder Proposal Regarding Right to Call Special Meetings	ShrHoldr	Voted	For	Against
TCW Focused Equities Fund	Wells Fargo & Company	WFC	949746101	4/24/2018	Shareholder Proposal Regarding Linking Executive Pay to Social Responsibility	ShrHoldr	Voted	Against	For
TCW Focused Equities Fund	Wells Fargo & Company	WFC	949746101	4/24/2018	Shareholder Proposal Regarding Incentive Compensation Report	ShrHoldr	Voted	Against	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast		For/Against Management
TCW Global Real Estate Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Gustavo Lara Cantu	Mgmt	Voted	For		For
TCW Global Real Estate Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Raymond P. Dolan	Mgmt	Voted	For		For
TCW Global Real Estate Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Robert D. Hormats	Mgmt	Voted	For	��	For
TCW Global Real Estate Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Grace D. Lieblein	Mgmt	Voted	For		For
TCW Global Real Estate Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Craig Macnab	Mgmt	Voted	For		For
TCW Global Real Estate Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect JoAnn A. Reed	Mgmt	Voted	For		For
TCW Global Real Estate Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Pamela D.A. Reeve	Mgmt	Voted	For		For
TCW Global Real Estate Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect David E. Sharbutt	Mgmt	Voted	For		For
TCW Global Real Estate Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect James D. Taiclet, Jr.	Mgmt	Voted	For		For
TCW Global Real Estate Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Elect Samme L. Thompson	Mgmt	Voted	For		For
TCW Global Real Estate Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Ratification of Auditor	Mgmt	Voted	For		For
TCW Global Real Estate Fund	American Tower Corporation	AMT	03027X100	5/23/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For		For
TCW Global Real Estate Fund	China Overseas Land & Investment Ltd.	0688	Y15004107	6/11/2018	Non-Voting Meeting Note	N/A	Voted	N/A		N/A
TCW Global Real Estate Fund	China Overseas Land & Investment Ltd.	0688	Y15004107	6/11/2018	Non-Voting Meeting Note	N/A	Voted	N/A		N/A
TCW Global Real Estate Fund	China Overseas Land & Investment Ltd.	0688	Y15004107	6/11/2018	Accounts and Reports	Mgmt	Voted	For		For
TCW Global Real Estate Fund	China Overseas Land & Investment Ltd.	0688	Y15004107	6/11/2018	Allocation of Profits/Dividends	Mgmt	Voted	For		For
TCW Global Real Estate Fund	China Overseas Land & Investment Ltd.	0688	Y15004107	6/11/2018	Elect LUO Liang	Mgmt	Voted	For		For
TCW Global Real Estate Fund	China Overseas Land & Investment Ltd.	0688	Y15004107	6/11/2018	Elect Rita FAN HSU Lai Tai	Mgmt	Voted	For		For
TCW Global Real Estate Fund	China Overseas Land & Investment Ltd.	0688	Y15004107	6/11/2018	Elect Brian David LI Man Bun	Mgmt	Voted	For		For
TCW Global Real Estate Fund	China Overseas Land & Investment Ltd.	0688	Y15004107	6/11/2018	Directors’ Fees	Mgmt	Voted	For		For
TCW Global Real Estate Fund	China Overseas Land & Investment Ltd.	0688	Y15004107	6/11/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For		For
TCW Global Real Estate Fund	China Overseas Land & Investment Ltd.	0688	Y15004107	6/11/2018	Authority to Repurchase Shares	Mgmt	Voted	For		For
TCW Global Real Estate Fund	China Overseas Land & Investment Ltd.	0688	Y15004107	6/11/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For		For
TCW Global Real Estate Fund	China Overseas Land & Investment Ltd.	0688	Y15004107	6/11/2018	Authority to Issue Repurchased Shares	Mgmt	Voted	For		For
TCW Global Real Estate Fund	China Overseas Land & Investment Ltd.	0688	Y15004107	6/11/2018	Adoption of Share Option Scheme	Mgmt	Voted	For		For
TCW Global Real Estate Fund	Colony NorthStar Inc	CLNS	19625W104	5/8/2018	Elect Thomas J. Barrack, Jr.	Mgmt	Voted	For		For
TCW Global Real Estate Fund	Colony NorthStar Inc	CLNS	19625W104	5/8/2018	Elect Richard B. Saltzman	Mgmt	Voted	For		For
TCW Global Real Estate Fund	Colony NorthStar Inc	CLNS	19625W104	5/8/2018	Elect Douglas Crocker II	Mgmt	Voted	For		For
TCW Global Real Estate Fund	Colony NorthStar Inc	CLNS	19625W104	5/8/2018	Elect Nancy A. Curtin	Mgmt	Voted	For		For
TCW Global Real Estate Fund	Colony NorthStar Inc	CLNS	19625W104	5/8/2018	Elect Jon A. Fosheim	Mgmt	Voted	For		For
TCW Global Real Estate Fund	Colony NorthStar Inc	CLNS	19625W104	5/8/2018	Elect Justin Metz	Mgmt	Voted	For		For
TCW Global Real Estate Fund	Colony NorthStar Inc	CLNS	19625W104	5/8/2018	Elect George G. C. Parker	Mgmt	Voted	For		For
TCW Global Real Estate Fund	Colony NorthStar Inc	CLNS	19625W104	5/8/2018	Elect Charles W. Schoenherr	Mgmt	Voted	For		For
TCW Global Real Estate Fund	Colony NorthStar Inc	CLNS	19625W104	5/8/2018	Elect John A. Somers	Mgmt	Voted	For		For
TCW Global Real Estate Fund	Colony NorthStar Inc	CLNS	19625W104	5/8/2018	Elect John L. Steffens	Mgmt	Voted	For		For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Global Real Estate Fund	Colony NorthStar Inc	CLNS	19625W104	5/8/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Colony NorthStar Inc	CLNS	19625W104	5/8/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	CoreSite Realty Corporation	COR	21870Q105	5/23/2018	Elect Robert G. Stuckey	Mgmt	Voted	For	For
TCW Global Real Estate Fund	CoreSite Realty Corporation	COR	21870Q105	5/23/2018	Elect Paul E. Szurek	Mgmt	Voted	For	For
TCW Global Real Estate Fund	CoreSite Realty Corporation	COR	21870Q105	5/23/2018	Elect James A. Attwood, Jr.	Mgmt	Voted	For	For
TCW Global Real Estate Fund	CoreSite Realty Corporation	COR	21870Q105	5/23/2018	Elect Jean Bua	Mgmt	Voted	For	For
TCW Global Real Estate Fund	CoreSite Realty Corporation	COR	21870Q105	5/23/2018	Elect Kelly C. Chambliss	Mgmt	Voted	For	For
TCW Global Real Estate Fund	CoreSite Realty Corporation	COR	21870Q105	5/23/2018	Elect Michael R. Koehler	Mgmt	Voted	For	For
TCW Global Real Estate Fund	CoreSite Realty Corporation	COR	21870Q105	5/23/2018	Elect J. David Thompson	Mgmt	Voted	For	For
TCW Global Real Estate Fund	CoreSite Realty Corporation	COR	21870Q105	5/23/2018	Elect David A. Wilson	Mgmt	Voted	For	For
TCW Global Real Estate Fund	CoreSite Realty Corporation	COR	21870Q105	5/23/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	CoreSite Realty Corporation	COR	21870Q105	5/23/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Costar Group, Inc.	CSGP	22160N109	6/6/2018	Elect Michael R. Klein	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Costar Group, Inc.	CSGP	22160N109	6/6/2018	Elect Andrew C. Florance	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Costar Group, Inc.	CSGP	22160N109	6/6/2018	Elect Laura Cox Kaplan	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Costar Group, Inc.	CSGP	22160N109	6/6/2018	Elect Michael J. Glosserman	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Costar Group, Inc.	CSGP	22160N109	6/6/2018	Elect Warren H. Haber	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Costar Group, Inc.	CSGP	22160N109	6/6/2018	Elect John W. Hill	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Costar Group, Inc.	CSGP	22160N109	6/6/2018	Elect Christopher J. Nassetta	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Costar Group, Inc.	CSGP	22160N109	6/6/2018	Elect David J. Steinberg	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Costar Group, Inc.	CSGP	22160N109	6/6/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Costar Group, Inc.	CSGP	22160N109	6/6/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Crown Castle International Corp.	CCI	22822V101	5/17/2018	Elect P. Robert Bartolo	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Crown Castle International Corp.	CCI	22822V101	5/17/2018	Elect Jay A. Brown	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Crown Castle International Corp.	CCI	22822V101	5/17/2018	Elect Cindy Christy	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Crown Castle International Corp.	CCI	22822V101	5/17/2018	Elect Ari Q. Fitzgerald	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Crown Castle International Corp.	CCI	22822V101	5/17/2018	Elect Robert E. Garrison II	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Crown Castle International Corp.	CCI	22822V101	5/17/2018	Elect Andrea J. Goldsmith	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Crown Castle International Corp.	CCI	22822V101	5/17/2018	Elect Lee W. Hogan	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Crown Castle International Corp.	CCI	22822V101	5/17/2018	Elect Edward C. Hutcheson, Jr.	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Crown Castle International Corp.	CCI	22822V101	5/17/2018	Elect J. Landis Martin	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Crown Castle International Corp.	CCI	22822V101	5/17/2018	Elect Robert F. McKenzie	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Crown Castle International Corp.	CCI	22822V101	5/17/2018	Elect Anthony J. Melone	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Crown Castle International Corp.	CCI	22822V101	5/17/2018	Elect W. Benjamin Moreland	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Crown Castle International Corp.	CCI	22822V101	5/17/2018	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Global Real Estate Fund	Crown Castle International Corp.	CCI	22822V101	5/17/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Global Real Estate Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Elect Donald R. Horton	Mgmt	Voted	For	For
TCW Global Real Estate Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Elect Barbara K. Allen	Mgmt	Voted	For	For
TCW Global Real Estate Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Elect Bradley S. Anderson	Mgmt	Voted	For	For
TCW Global Real Estate Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Elect Michael R. Buchanan	Mgmt	Voted	For	For
TCW Global Real Estate Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Elect Michael W. Hewatt	Mgmt	Voted	For	For
TCW Global Real Estate Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Global Real Estate Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Global Real Estate Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Approval of 2017 Incentive Bonus Plan	Mgmt	Voted	For	For
TCW Global Real Estate Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Deutsche Wohnen SE	DWNI	D2046U176	6/15/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Global Real Estate Fund	Deutsche Wohnen SE	DWNI	D2046U176	6/15/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Global Real Estate Fund	Deutsche Wohnen SE	DWNI	D2046U176	6/15/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Global Real Estate Fund	Deutsche Wohnen SE	DWNI	D2046U176	6/15/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Global Real Estate Fund	Deutsche Wohnen SE	DWNI	D2046U176	6/15/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Deutsche Wohnen SE	DWNI	D2046U176	6/15/2018	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Deutsche Wohnen SE	DWNI	D2046U176	6/15/2018	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Deutsche Wohnen SE	DWNI	D2046U176	6/15/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Deutsche Wohnen SE	DWNI	D2046U176	6/15/2018	Elect Tina Kleingarn to the Supervisory Board	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Deutsche Wohnen SE	DWNI	D2046U176	6/15/2018	Increase in Authorised Capital	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Deutsche Wohnen SE	DWNI	D2046U176	6/15/2018	Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Deutsche Wohnen SE	DWNI	D2046U176	6/15/2018	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Deutsche Wohnen SE	DWNI	D2046U176	6/15/2018	Authority to Repurchase Shares Using Equity Derivatives	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Digital Realty Trust, Inc.	DLR	253868103	9/13/2017	Merger	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Digital Realty Trust, Inc.	DLR	253868103	9/13/2017	Right to Adjourn Meeting	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Thomas Bartlett	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Nanci E. Caldwell	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Gary F. Hromadko	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Scott Kriens	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Global Real Estate Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect William Luby	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Irving F. Lyons, III	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Christopher B. Paisley	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Elect Peter F. Van Camp	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equinix, Inc.	EQIX	29444U700	6/7/2018	Shareholder Proposal Regarding Amendment to Proxy Access Bylaw	ShrHoldr	Voted	Against	For
TCW Global Real Estate Fund	Equity Residential Properties Trust	EQR	29476L107	6/14/2018	Elect Charles L. Atwood	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equity Residential Properties Trust	EQR	29476L107	6/14/2018	Elect Linda Walker Bynoe	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equity Residential Properties Trust	EQR	29476L107	6/14/2018	Elect Connie K. Duckworth	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equity Residential Properties Trust	EQR	29476L107	6/14/2018	Elect Mary Kay Haben	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equity Residential Properties Trust	EQR	29476L107	6/14/2018	Elect Bradley A. Keywell	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equity Residential Properties Trust	EQR	29476L107	6/14/2018	Elect John E. Neal	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equity Residential Properties Trust	EQR	29476L107	6/14/2018	Elect David J. Neithercut	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equity Residential Properties Trust	EQR	29476L107	6/14/2018	Elect Mark S. Shapiro	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equity Residential Properties Trust	EQR	29476L107	6/14/2018	Elect Gerald A. Spector	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equity Residential Properties Trust	EQR	29476L107	6/14/2018	Elect Stephen E. Sterrett	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equity Residential Properties Trust	EQR	29476L107	6/14/2018	Elect Samuel Zell	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equity Residential Properties Trust	EQR	29476L107	6/14/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Equity Residential Properties Trust	EQR	29476L107	6/14/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Extra Space Storage Inc.	EXR	30225T102	5/23/2018	Elect Kenneth M. Woolley	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Extra Space Storage Inc.	EXR	30225T102	5/23/2018	Elect Joseph D. Margolis	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Extra Space Storage Inc.	EXR	30225T102	5/23/2018	Elect Roger B. Porter	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Extra Space Storage Inc.	EXR	30225T102	5/23/2018	Elect Ashley Dreier	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Extra Space Storage Inc.	EXR	30225T102	5/23/2018	Elect Spencer F. Kirk	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Extra Space Storage Inc.	EXR	30225T102	5/23/2018	Elect Dennis J. Letham	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Extra Space Storage Inc.	EXR	30225T102	5/23/2018	Elect Diane Olmstead	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Extra Space Storage Inc.	EXR	30225T102	5/23/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Extra Space Storage Inc.	EXR	30225T102	5/23/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Global Logistic Properties Limited	MC0	Y27187106	7/28/2017	Accounts and Reports	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Global Logistic Properties Limited	MC0	Y27187106	7/28/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Global Logistic Properties Limited	MC0	Y27187106	7/28/2017	Elect Dipak C. Jain	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Global Logistic Properties Limited	MC0	Y27187106	7/28/2017	Elect LIM Swe Guan	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Global Logistic Properties Limited	MC0	Y27187106	7/28/2017	Elect Ming Z. Mei	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Global Real Estate Fund	Global Logistic Properties Limited	MC0	Y27187106	7/28/2017	Elect THAM Kui Seng	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Global Logistic Properties Limited	MC0	Y27187106	7/28/2017	Directors’ Fees	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Global Logistic Properties Limited	MC0	Y27187106	7/28/2017	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Global Logistic Properties Limited	MC0	Y27187106	7/28/2017	Authority to Issue Shares w/ or w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Global Logistic Properties Limited	MC0	Y27187106	7/28/2017	Authority to Issue Shares under Equity Incentive Plans	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Global Logistic Properties Limited	MC0	Y27187106	7/28/2017	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Global Logistic Properties Limited	MC0	Y27187106	7/28/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Global Real Estate Fund	Goodman Group	GMG	Q4229W132	11/16/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Global Real Estate Fund	Goodman Group	GMG	Q4229W132	11/16/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Global Real Estate Fund	Goodman Group	GMG	Q4229W132	11/16/2017	Appoint Auditor and Authorise Board to Set Fees (Goodman Logistics (HK) Limited)	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Goodman Group	GMG	Q4229W132	11/16/2017	Re-elect Ian D. Ferrier	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Goodman Group	GMG	Q4229W132	11/16/2017	Re-elect Ian D. Ferrier (Goodman Logistics (HK) Limited)	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Goodman Group	GMG	Q4229W132	11/16/2017	Elect Stephen P. Johns (Goodman Limited)	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Goodman Group	GMG	Q4229W132	11/16/2017	Remuneration Report	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Goodman Group	GMG	Q4229W132	11/16/2017	Equity Grant (CEO Gregory Goodman)	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Goodman Group	GMG	Q4229W132	11/16/2017	Equity Grant (Executive Director Danny Peeters)	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Goodman Group	GMG	Q4229W132	11/16/2017	Equity Grant (Deputy CEO Anthony Rozic)	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Goodman Group	GMG	Q4229W132	11/16/2017	Amendment to Constitution (Goodman Logistics (HK) Limited)	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Goodman Group	GMG	Q4229W132	11/16/2017	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW Global Real Estate Fund	Goodman Group	GMG	Q4229W132	11/16/2017	Board Spill	Mgmt	Voted	For	Against
TCW Global Real Estate Fund	Invitation Homes Inc.	INVH	46187W107	5/24/2018	Elect Bryce Blair	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Invitation Homes Inc.	INVH	46187W107	5/24/2018	Elect Frederick C. Tuomi	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Invitation Homes Inc.	INVH	46187W107	5/24/2018	Elect Richard D. Bronson	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Invitation Homes Inc.	INVH	46187W107	5/24/2018	Elect Kenneth A. Caplan	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Invitation Homes Inc.	INVH	46187W107	5/24/2018	Elect Michael D. Fascitelli	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Invitation Homes Inc.	INVH	46187W107	5/24/2018	Elect Robert Harper	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Invitation Homes Inc.	INVH	46187W107	5/24/2018	Elect Jeffrey E. Kelter	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Global Real Estate Fund	Invitation Homes Inc.	INVH	46187W107	5/24/2018	Elect John B. Rhea	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Invitation Homes Inc.	INVH	46187W107	5/24/2018	Elect Janice L. Sears	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Invitation Homes Inc.	INVH	46187W107	5/24/2018	Elect William J. Stein	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Invitation Homes Inc.	INVH	46187W107	5/24/2018	Elect Barry S. Sternlicht	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Invitation Homes Inc.	INVH	46187W107	5/24/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Kennedy-Wilson Holdings, Inc.	KW	489398107	6/14/2018	Elect William J. McMorrow	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Kennedy-Wilson Holdings, Inc.	KW	489398107	6/14/2018	Elect Kent Mouton	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Kennedy-Wilson Holdings, Inc.	KW	489398107	6/14/2018	Elect Norman Creighton	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Kennedy-Wilson Holdings, Inc.	KW	489398107	6/14/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Kennedy-Wilson Holdings, Inc.	KW	489398107	6/14/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Accounts and Reports; Approval of Non-Tax Deductible Expenses	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Consolidated Accounts and Reports	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Approve Special Auditors Report (France)	Mgmt	Voted	Against	Against
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Severance Agreement with Jean-Michel Gault	Mgmt	Voted	Against	Against
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Elect David Simon	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Elect John Carrafiell	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Elect Steven Fivel	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Elect Robert Fowlds	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Remuneration of Jean-Marc Jestin, Management Board Chair	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Remuneration of Jean-Michel Gault, Deputy CEO	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Remuneration Policy for the Supervisory Board	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Remuneration Policy for Management Board Chair	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Remuneration Policy for Management Board Members	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Authority to Cancel Shares and Reduce Capital	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Klépierre	LI	F5396X102	4/24/2018	Authorisation of Legal Formalities	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NexPoint Residential Trust Inc	NXRT	65341D102	5/15/2018	Elect James Dondero	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NexPoint Residential Trust Inc	NXRT	65341D102	5/15/2018	Elect Brian Mitts	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NexPoint Residential Trust Inc	NXRT	65341D102	5/15/2018	Elect Edward Constantino	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NexPoint Residential Trust Inc	NXRT	65341D102	5/15/2018	Elect Scott F. Kavanaugh	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NexPoint Residential Trust Inc	NXRT	65341D102	5/15/2018	Elect Arthur B. Laffer	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NexPoint Residential Trust Inc	NXRT	65341D102	5/15/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NVR, Inc.	NVR	62944T105	5/2/2018	Elect C. E. Andrews	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NVR, Inc.	NVR	62944T105	5/2/2018	Elect Timothy Donahue	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NVR, Inc.	NVR	62944T105	5/2/2018	Elect Thomas D. Eckert	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NVR, Inc.	NVR	62944T105	5/2/2018	Elect Alfred E. Festa	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NVR, Inc.	NVR	62944T105	5/2/2018	Elect Ed Grier	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NVR, Inc.	NVR	62944T105	5/2/2018	Elect Manuel H. Johnson	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NVR, Inc.	NVR	62944T105	5/2/2018	Elect Mel Martinez	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NVR, Inc.	NVR	62944T105	5/2/2018	Elect William A. Moran	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NVR, Inc.	NVR	62944T105	5/2/2018	Elect David A. Preiser	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NVR, Inc.	NVR	62944T105	5/2/2018	Elect W. Grady Rosier	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NVR, Inc.	NVR	62944T105	5/2/2018	Elect Susan Williamson Ross	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NVR, Inc.	NVR	62944T105	5/2/2018	Elect Dwight C. Schar	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NVR, Inc.	NVR	62944T105	5/2/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NVR, Inc.	NVR	62944T105	5/2/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Global Real Estate Fund	NVR, Inc.	NVR	62944T105	5/2/2018	2018 Equity Incentive Plan	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Prologis, Inc.	PLD	74340W103	5/2/2018	Elect Hamid R. Moghadam	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Prologis, Inc.	PLD	74340W103	5/2/2018	Elect Cristina G. Bita	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Prologis, Inc.	PLD	74340W103	5/2/2018	Elect George L. Fotiades	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Prologis, Inc.	PLD	74340W103	5/2/2018	Elect Lydia H. Kennard	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Prologis, Inc.	PLD	74340W103	5/2/2018	Elect J. Michael Losh	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Prologis, Inc.	PLD	74340W103	5/2/2018	Elect Irving F. Lyons, III	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Prologis, Inc.	PLD	74340W103	5/2/2018	Elect David P. O’Connor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Prologis, Inc.	PLD	74340W103	5/2/2018	Elect Olivier Piani	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Prologis, Inc.	PLD	74340W103	5/2/2018	Elect Jeffrey L. Skelton	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Prologis, Inc.	PLD	74340W103	5/2/2018	Elect Carl B. Webb	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Prologis, Inc.	PLD	74340W103	5/2/2018	Elect William D. Zollars	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Global Real Estate Fund	Prologis, Inc.	PLD	74340W103	5/2/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Prologis, Inc.	PLD	74340W103	5/2/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Scentre Group	SCG	Q8351E109	4/5/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Global Real Estate Fund	Scentre Group	SCG	Q8351E109	4/5/2018	Remuneration Report	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Scentre Group	SCG	Q8351E109	4/5/2018	Re-elect Sarah (Carolyn) H. Kay	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Scentre Group	SCG	Q8351E109	4/5/2018	Re-elect Margaret (Margie) L. Seale	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Scentre Group	SCG	Q8351E109	4/5/2018	Equity Grant (MD/CEO Peter Allen)	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Scentre Group	SCG	Q8351E109	4/5/2018	Adopt New Constitution	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Elect Gerald Corbett	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Elect Soumen Das	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Elect Christopher Fisher	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Elect Andy Gulliford	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Elect Martin Moore	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Elect Phil Redding	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Elect Mark Robertshaw	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Elect David Sleath	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Elect Doug Webb	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Elect Carol Fairweather	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Authorisation of Political Donations	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	Voted	Against	Against
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	2018 Long-Term Incentive Plan	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Segro Plc	SGRO	G80277141	4/19/2018	Scrip Dividend	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Seritage Growth Properties	SRG	81752R100	4/24/2018	Elect Edward S. Lampert	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Global Real Estate Fund	Seritage Growth Properties	SRG	81752R100	4/24/2018	Elect John T. McClain	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Seritage Growth Properties	SRG	81752R100	4/24/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Seritage Growth Properties	SRG	81752R100	4/24/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Simon Property Group, Inc.	SPG	828806109	5/8/2018	Elect Glyn F. Aeppel	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Simon Property Group, Inc.	SPG	828806109	5/8/2018	Elect Larry C. Glasscock	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Simon Property Group, Inc.	SPG	828806109	5/8/2018	Elect Karen N. Horn	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Simon Property Group, Inc.	SPG	828806109	5/8/2018	Elect Allan B. Hubbard	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Simon Property Group, Inc.	SPG	828806109	5/8/2018	Elect Reuben S. Leibowitz	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Simon Property Group, Inc.	SPG	828806109	5/8/2018	Elect Gary M. Rodkin	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Simon Property Group, Inc.	SPG	828806109	5/8/2018	Elect Stefan Selig	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Simon Property Group, Inc.	SPG	828806109	5/8/2018	Elect Daniel C. Smith	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Simon Property Group, Inc.	SPG	828806109	5/8/2018	Elect J. Albert Smith, Jr.	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Simon Property Group, Inc.	SPG	828806109	5/8/2018	Elect Marta R. Stewart	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Simon Property Group, Inc.	SPG	828806109	5/8/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Simon Property Group, Inc.	SPG	828806109	5/8/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Simon Property Group, Inc.	SPG	828806109	5/8/2018	Shareholder Proposal Regarding Prohibiting Termination Benefits Following a Change in Control	ShrHoldr	Voted	Against	For
TCW Global Real Estate Fund	Starwood Waypoint Homes	SFR	85572F105	11/14/2017	Merger	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Starwood Waypoint Homes	SFR	85572F105	11/14/2017	Advisory Vote on Golden Parachutes	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Starwood Waypoint Homes	SFR	85572F105	11/14/2017	Right to Adjourn Meeting	Mgmt	Voted	For	For
TCW Global Real Estate Fund	The Link Real Estate Investment Trust	0823	Y5281M111	7/26/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Global Real Estate Fund	The Link Real Estate Investment Trust	0823	Y5281M111	7/26/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Global Real Estate Fund	The Link Real Estate Investment Trust	0823	Y5281M111	7/26/2017	Elect May TAN Siew Boi	Mgmt	Voted	For	For
TCW Global Real Estate Fund	The Link Real Estate Investment Trust	0823	Y5281M111	7/26/2017	Elect Nancy TSE Sau Ling	Mgmt	Voted	For	For
TCW Global Real Estate Fund	The Link Real Estate Investment Trust	0823	Y5281M111	7/26/2017	Elect Elaine C. YOUNG	Mgmt	Voted	For	For
TCW Global Real Estate Fund	The Link Real Estate Investment Trust	0823	Y5281M111	7/26/2017	Authority to Repurchase Units	Mgmt	Voted	For	For
TCW Global Real Estate Fund	The Macerich Company	MAC	554382101	6/21/2018	Elect Peggy Alford	Mgmt	Voted	For	For
TCW Global Real Estate Fund	The Macerich Company	MAC	554382101	6/21/2018	Elect John H. Alschuler	Mgmt	Voted	For	For
TCW Global Real Estate Fund	The Macerich Company	MAC	554382101	6/21/2018	Elect Eric K. Brandt	Mgmt	Voted	For	For
TCW Global Real Estate Fund	The Macerich Company	MAC	554382101	6/21/2018	Elect Edward C. Coppola	Mgmt	Voted	For	For
TCW Global Real Estate Fund	The Macerich Company	MAC	554382101	6/21/2018	Elect Steven R. Hash	Mgmt	Voted	For	For
TCW Global Real Estate Fund	The Macerich Company	MAC	554382101	6/21/2018	Elect Daniel J. Hirsch	Mgmt	Voted	For	For
TCW Global Real Estate Fund	The Macerich Company	MAC	554382101	6/21/2018	Elect Diana M. Laing	Mgmt	Voted	For	For
TCW Global Real Estate Fund	The Macerich Company	MAC	554382101	6/21/2018	Elect Thomas E. O’Hern	Mgmt	Voted	For	For
TCW Global Real Estate Fund	The Macerich Company	MAC	554382101	6/21/2018	Elect Steven L. Soboroff	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Global Real Estate Fund	The Macerich Company	MAC	554382101	6/21/2018	Elect Andrea M. Stephen	Mgmt	Voted	For	For
TCW Global Real Estate Fund	The Macerich Company	MAC	554382101	6/21/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	The Macerich Company	MAC	554382101	6/21/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Tier Reit, Inc.	TIER	88650V208	6/19/2018	Elect Richard I. Gilchrist	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Tier Reit, Inc.	TIER	88650V208	6/19/2018	Elect Scott W. Fordham	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Tier Reit, Inc.	TIER	88650V208	6/19/2018	Elect R. Kent Griffin	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Tier Reit, Inc.	TIER	88650V208	6/19/2018	Elect Thomas M. Herzog	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Tier Reit, Inc.	TIER	88650V208	6/19/2018	Elect Dennis J. Martin	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Tier Reit, Inc.	TIER	88650V208	6/19/2018	Elect Gregory J. Whyte	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Tier Reit, Inc.	TIER	88650V208	6/19/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Tier Reit, Inc.	TIER	88650V208	6/19/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Consolidated Accounts and Reports	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Related Party Transactions	Mgmt	Voted	Against	Against
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Remuneration of Christophe Cuvillier, CEO	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Remuneration of the Management Board Members	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Remuneration of Colin Dyer, Chair of the Supervisory Board	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Remuneration of Rob ter Harr, former Chair of the Supervisory Board	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Amendments to Articles Regarding Dividends	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Distribution in Kind to Shareholders of shares of WFD Unibail-Rodamco N.V.	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Merger/Acquisition	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Amendments to Articles to Adopt the Principle of Stapled Shares Issued by the Company and by WFD Unibail-Rodamco N.V	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Amendments to Articles to Take Into Account the Vote of the General Meeting of Bondholders	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Adoption of New Articles	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Authority to Cancel Shares and Reduce Capital	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Greenshoe	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Authority to Increase Capital in Consideration for Contributions in Kind	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Authority to Grant Stock Options	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Authority to Grant Performance Shares	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Authority to Grant Performance Shares Conditional on Completion of Westfield Transaction	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Remuneration Policy (CEO)	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Remuneration Policy (Management Board)	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Remuneration Policy (Supervisory Board Members)	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Elect Mary Harris	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Elect Sophie Etchandy-Stabile	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Elect Jacqueline Tammenoms Bakker	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Elect Jill Granoff	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Elect Jean-Louis Laurens	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Elect Peter Lowy	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Elect Alec Pelmore	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Elect John McFarlane	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Authorisation for the Board to Acknowledge the Completion of the Westfield Transaction	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Authorization of Legal Formalities	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Unibail-Rodamco	UL	F95094110	5/17/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW Global Real Estate Fund	Ventas, Inc.	VTR	92276F100	5/15/2018	Elect Melody C. Barnes	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Ventas, Inc.	VTR	92276F100	5/15/2018	Elect Debra A. Cafaro	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Ventas, Inc.	VTR	92276F100	5/15/2018	Elect Jay M. Gellert	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Ventas, Inc.	VTR	92276F100	5/15/2018	Elect Richard I. Gilchrist	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Ventas, Inc.	VTR	92276F100	5/15/2018	Elect Matthew J. Lustig	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Ventas, Inc.	VTR	92276F100	5/15/2018	Elect Roxanne M. Martino	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Ventas, Inc.	VTR	92276F100	5/15/2018	Elect Walter C. Rakowich	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Ventas, Inc.	VTR	92276F100	5/15/2018	Elect Robert D. Reed	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Ventas, Inc.	VTR	92276F100	5/15/2018	Elect James D. Shelton	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Ventas, Inc.	VTR	92276F100	5/15/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Ventas, Inc.	VTR	92276F100	5/15/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Welltower Inc.	WELL	95040Q104	5/3/2018	Elect Kenneth J. Bacon	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Welltower Inc.	WELL	95040Q104	5/3/2018	Elect Thomas J. DeRosa	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Welltower Inc.	WELL	95040Q104	5/3/2018	Elect Jeffrey H. Donahue	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Welltower Inc.	WELL	95040Q104	5/3/2018	Elect Geoffrey G. Meyers	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Welltower Inc.	WELL	95040Q104	5/3/2018	Elect Timothy J. Naughton	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Welltower Inc.	WELL	95040Q104	5/3/2018	Elect Sharon M. Oster	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Welltower Inc.	WELL	95040Q104	5/3/2018	Elect Judith C. Pelham	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Welltower Inc.	WELL	95040Q104	5/3/2018	Elect Sergio D. Rivera	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Welltower Inc.	WELL	95040Q104	5/3/2018	Elect R. Scott Trumbull	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Welltower Inc.	WELL	95040Q104	5/3/2018	Elect Gary Whitelaw	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Welltower Inc.	WELL	95040Q104	5/3/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Welltower Inc.	WELL	95040Q104	5/3/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Welltower Inc.	WELL	95040Q104	5/3/2018	Approval of the Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Weyerhaeuser Company	WY	962166104	5/18/2018	Elect Mark A. Emmert	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Weyerhaeuser Company	WY	962166104	5/18/2018	Elect Rick R. Holley	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Weyerhaeuser Company	WY	962166104	5/18/2018	Elect Sara Grootwassink Lewis	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Weyerhaeuser Company	WY	962166104	5/18/2018	Elect John F. Morgan, Sr.	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Weyerhaeuser Company	WY	962166104	5/18/2018	Elect Nicole W. Piasecki	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Weyerhaeuser Company	WY	962166104	5/18/2018	Elect Marc F. Racicot	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Global Real Estate Fund	Weyerhaeuser Company	WY	962166104	5/18/2018	Elect Lawrence A. Selzer	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Weyerhaeuser Company	WY	962166104	5/18/2018	Elect Doyle R. Simons	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Weyerhaeuser Company	WY	962166104	5/18/2018	Elect D. Michael Steuert	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Weyerhaeuser Company	WY	962166104	5/18/2018	Elect Kim Williams	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Weyerhaeuser Company	WY	962166104	5/18/2018	Elect Charles R. Williamson	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Weyerhaeuser Company	WY	962166104	5/18/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Global Real Estate Fund	Weyerhaeuser Company	WY	962166104	5/18/2018	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW High Dividend Equities Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Elect Donald R. Horton	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Elect Barbara K. Allen	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Elect Bradley S. Anderson	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Elect Michael R. Buchanan	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Elect Michael W. Hewatt	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW High Dividend Equities Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Approval of 2017 Incentive Bonus Plan	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect William H. Gates III	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Reid G. Hoffman	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Hugh F. Johnston	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Teri L. List-Stoll	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Satya Nadella	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Charles H. Noski	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Helmut G. W. Panke	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Sandra E. Peterson	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Penny S. Pritzker	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Charles W. Scharf	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Arne M. Sorenson	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect John W. Stanton	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect John W. Thompson	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Padmasree Warrior	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW High Dividend Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Approval of Material Terms of Performance Goals Under Executive Incentive Plan	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Approval of the 2017 Stock Plan	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Jeffrey S. Berg	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Michael J. Boskin	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Safra A. Catz	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Bruce R. Chizen	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW High Dividend Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect George H. Conrades	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Lawrence J. Ellison	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Hector Garcia-Molina	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Jeffrey O. Henley	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Mark V. Hurd	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Renee J. James	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Leon E. Panetta	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Naomi O. Seligman	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW High Dividend Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Amendment to 2000 Long Term-Term Incentive Plan	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW High Dividend Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Shareholder Proposal Regarding Political Contributions and Expenditures Report	ShrHoldr	Voted	Against	For
TCW High Dividend Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Shareholder Proposal Regarding Gender Pay Equity Report	ShrHoldr	Voted	Against	For
TCW High Dividend Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Shareholder Proposal Regarding Amendments to Proxy Access Bylaw	ShrHoldr	Voted	Against	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Elect SU Dongmei	Mgmt	Voted	For	For
TCW International Small Cap Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Elect LIU Dong	Mgmt	Voted	For	For
TCW International Small Cap Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Elect David R. Parkinson	Mgmt	Voted	For	For
TCW International Small Cap Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	3SBIO Inc	1530	G8875G102	6/20/2018	Authority to Issue Repurchased Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Amendments to Procedural Rules for Shareholder Meetings	Mgmt	Voted	For	For
TCW International Small Cap Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Amendments to Procedural Rules	Mgmt	Voted	For	For
TCW International Small Cap Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Elect GUO Feilong	Mgmt	Voted	For	For
TCW International Small Cap Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Elect LIN Mingrong	Mgmt	Voted	For	For
TCW International Small Cap Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Elect HUANG Guoxiu	Mgmt	Voted	For	For
TCW International Small Cap Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Elect DU Hengyi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Elect LIU Jionglang	Mgmt	Voted	For	For
TCW International Small Cap Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Elect ZHANG Zhiping	Mgmt	Voted	For	For
TCW International Small Cap Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Elect CHEN Shu	Mgmt	Voted	For	For
TCW International Small Cap Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Elect LIN Xiulin	Mgmt	Voted	For	For
TCW International Small Cap Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Elect CHEN Weiren	Mgmt	Voted	For	For
TCW International Small Cap Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Non-compete Restrictions for Directors	Mgmt	Voted	For	For
TCW International Small Cap Fund	Accton Technology Corp.	2345	Y0002S109	6/13/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Advanced Medical Solutions Group plc	AMS	G0098X103	6/6/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Advanced Medical Solutions Group plc	AMS	G0098X103	6/6/2018	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Advanced Medical Solutions Group plc	AMS	G0098X103	6/6/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Advanced Medical Solutions Group plc	AMS	G0098X103	6/6/2018	Elect Chris Meredith	Mgmt	Voted	For	For
TCW International Small Cap Fund	Advanced Medical Solutions Group plc	AMS	G0098X103	6/6/2018	Elect Stephen G. Bellamy	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Advanced Medical Solutions Group plc	AMS	G0098X103	6/6/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Advanced Medical Solutions Group plc	AMS	G0098X103	6/6/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Advanced Medical Solutions Group plc	AMS	G0098X103	6/6/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Advanced Medical Solutions Group plc	AMS	G0098X103	6/6/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Air France—KLM	AF	F01699135	9/4/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Air France—KLM	AF	F01699135	9/4/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Air France—KLM	AF	F01699135	9/4/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Air France—KLM	AF	F01699135	9/4/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Air France—KLM	AF	F01699135	9/4/2017	Elect Bing Tang	Mgmt	Voted	For	For
TCW International Small Cap Fund	Air France—KLM	AF	F01699135	9/4/2017	Elect Delta Airlines	Mgmt	Voted	For	For
TCW International Small Cap Fund	Air France—KLM	AF	F01699135	9/4/2017	Private Placement I (China Eastern Airlines)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Air France—KLM	AF	F01699135	9/4/2017	Private Placement II (Delta Airlines)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Air France—KLM	AF	F01699135	9/4/2017	Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Air France—KLM	AF	F01699135	9/4/2017	Authorization of Legal Formalities	Mgmt	Voted	For	For
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Ratification of Directors’ and Auditor’s Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Announcement of Board Appointments	Mgmt	Voted	For	For
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect George C. Aronis	Mgmt	Voted	For	For
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Efthimios Vidalis	Mgmt	Voted	For	For
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Artemis Ch. Theodoridis	Mgmt	Voted	For	For
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Demetrios P. Mantzounis	Mgmt	Voted	For	For
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Vassilios Rapanos	Mgmt	Voted	For	For
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Spyros N. Filaretos	Mgmt	Voted	For	For
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Jean Cheval	Mgmt	Voted	For	For
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Ibrahim Dabdoub	Mgmt	Voted	For	For
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Carolyn Adele G. Dittmeier	Mgmt	Voted	For	For
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Richard Paul R. Gildea	Mgmt	Voted	For	For
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Shahzad Shahbaz	Mgmt	Voted	For	For
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Johannes Herman Frederik G. Umbgrove	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Elect Jan Vanhevel	Mgmt	Voted	For	For
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Severance Payment Policy	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Defined Contribution Savings Plan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Board Transactions	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Alpha Bank A.E.	ALPHA	X0085P155	6/29/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Altri SGPS SA	ALTR	X0142R103	5/4/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Altri SGPS SA	ALTR	X0142R103	5/4/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Altri SGPS SA	ALTR	X0142R103	5/4/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Altri SGPS SA	ALTR	X0142R103	5/4/2018	Shareholder Proposal Regarding Ratification of Board and Supervisory Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Altri SGPS SA	ALTR	X0142R103	5/4/2018	Remuneration Policy	Mgmt	Voted	For	For
TCW International Small Cap Fund	Altri SGPS SA	ALTR	X0142R103	5/4/2018	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Altri SGPS SA	ALTR	X0142R103	5/4/2018	Authority to Repurchase and Reissue Debt Instruments	Mgmt	Voted	For	For
TCW International Small Cap Fund	Altri SGPS SA	ALTR	X0142R103	5/4/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Altri SGPS SA	ALTR	X0142R103	5/4/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Ambu A/S	AMBUB	K03293113	12/13/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Ambu A/S	AMBUB	K03293113	12/13/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Ambu A/S	AMBUB	K03293113	12/13/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Ambu A/S	AMBUB	K03293113	12/13/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Ambu A/S	AMBUB	K03293113	12/13/2017	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ambu A/S	AMBUB	K03293113	12/13/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ambu A/S	AMBUB	K03293113	12/13/2017	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ambu A/S	AMBUB	K03293113	12/13/2017	Elect Jens Bager	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ambu A/S	AMBUB	K03293113	12/13/2017	Elect Mikael Worning	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ambu A/S	AMBUB	K03293113	12/13/2017	Elect Oliver Johansen	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ambu A/S	AMBUB	K03293113	12/13/2017	Elect Allan Sogaard Larsen	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ambu A/S	AMBUB	K03293113	12/13/2017	Elect Christian Sagild	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ambu A/S	AMBUB	K03293113	12/13/2017	Elect Henrik Ehlers Wulff	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ambu A/S	AMBUB	K03293113	12/13/2017	Appointment of Auditor	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Ambu A/S	AMBUB	K03293113	12/13/2017	Remuneration Guidelines	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ambu A/S	AMBUB	K03293113	12/13/2017	Amendments to Articles Regarding Denomination of Shares	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Ambu A/S	AMBUB	K03293113	12/13/2017	Authority to Issue Shares w/ or w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ambu A/S	AMBUB	K03293113	12/13/2017	Amendments to Articles Regarding Age Limit	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ambu A/S	AMBUB	K03293113	12/13/2017	Amendments to Articles Regarding General Meeting Attendance	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ambu A/S	AMBUB	K03293113	12/13/2017	Authority to Carry out Formalities	Mgmt	Voted	For	For
TCW International Small Cap Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Election of Heinz Schimmelbusch to the Management Board	Mgmt	Voted	For	For
TCW International Small Cap Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Elect Donatella Ceccarelli to the Supervisory Board	Mgmt	Voted	For	For
TCW International Small Cap Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Authority to Suppress Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Authority to Issue Shares w/ Preemptive Rights in Connection with a Merger or Acquisition	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Authority to Suppress Preemptive Rights in Connection with a Merger or Acquisition	Mgmt	Voted	For	For
TCW International Small Cap Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	AMG Advanced Metallurgical Group N.V.	AMG	N04897109	5/2/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Anicom Holdings Inc	8715	J0166U103	6/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Anicom Holdings Inc	8715	J0166U103	6/27/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Anicom Holdings Inc	8715	J0166U103	6/27/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Anicom Holdings Inc	8715	J0166U103	6/27/2018	Elect Nobuaki Komori	Mgmt	Voted	For	For
TCW International Small Cap Fund	Anicom Holdings Inc	8715	J0166U103	6/27/2018	Elect Yuzo Toda	Mgmt	Voted	For	For
TCW International Small Cap Fund	Anicom Holdings Inc	8715	J0166U103	6/27/2018	Elect Toshihiko Fukuyama	Mgmt	Voted	For	For
TCW International Small Cap Fund	Anicom Holdings Inc	8715	J0166U103	6/27/2018	Elect Yukihiko Inoue	Mgmt	Voted	For	For
TCW International Small Cap Fund	Anicom Holdings Inc	8715	J0166U103	6/27/2018	Elect Tatsuhiko Kamei as Alternate Director	Mgmt	Voted	For	For
TCW International Small Cap Fund	Arcus ASA	ARCUS	R0R05H109	4/11/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Arcus ASA	ARCUS	R0R05H109	4/11/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Arcus ASA	ARCUS	R0R05H109	4/11/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Arcus ASA	ARCUS	R0R05H109	4/11/2018	Election of Presiding Chair	Mgmt	Voted	For	For
TCW International Small Cap Fund	Arcus ASA	ARCUS	R0R05H109	4/11/2018	Minutes	Mgmt	Voted	For	For
TCW International Small Cap Fund	Arcus ASA	ARCUS	R0R05H109	4/11/2018	Agenda	Mgmt	Voted	For	For
TCW International Small Cap Fund	Arcus ASA	ARCUS	R0R05H109	4/11/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Arcus ASA	ARCUS	R0R05H109	4/11/2018	Accounts and Reports; Allocation of Profit and Dividend	Mgmt	Voted	For	For
TCW International Small Cap Fund	Arcus ASA	ARCUS	R0R05H109	4/11/2018	Remuneration Guidelines	Mgmt	Voted	For	For
TCW International Small Cap Fund	Arcus ASA	ARCUS	R0R05H109	4/11/2018	Long-Term Incentive Program	Mgmt	Voted	For	For
TCW International Small Cap Fund	Arcus ASA	ARCUS	R0R05H109	4/11/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Arcus ASA	ARCUS	R0R05H109	4/11/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Arcus ASA	ARCUS	R0R05H109	4/11/2018	Nomination Committee Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Arcus ASA	ARCUS	R0R05H109	4/11/2018	Election of Directors	Mgmt	Voted	For	For
TCW International Small Cap Fund	Arcus ASA	ARCUS	R0R05H109	4/11/2018	Authority to Issue Shares w/ or w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Arcus ASA	ARCUS	R0R05H109	4/11/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Arcus ASA	ARCUS	R0R05H109	4/11/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	ASR Nederland NV	ASRNL	N0709G103	5/31/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	ASR Nederland NV	ASRNL	N0709G103	5/31/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	ASR Nederland NV	ASRNL	N0709G103	5/31/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	ASR Nederland NV	ASRNL	N0709G103	5/31/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	ASR Nederland NV	ASRNL	N0709G103	5/31/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	ASR Nederland NV	ASRNL	N0709G103	5/31/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	ASR Nederland NV	ASRNL	N0709G103	5/31/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	ASR Nederland NV	ASRNL	N0709G103	5/31/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	ASR Nederland NV	ASRNL	N0709G103	5/31/2018	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	ASR Nederland NV	ASRNL	N0709G103	5/31/2018	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	ASR Nederland NV	ASRNL	N0709G103	5/31/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	ASR Nederland NV	ASRNL	N0709G103	5/31/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	ASR Nederland NV	ASRNL	N0709G103	5/31/2018	Elect Sonja Barendregt	Mgmt	Voted	For	For
TCW International Small Cap Fund	ASR Nederland NV	ASRNL	N0709G103	5/31/2018	Elect Stephanie Hottenhuis	Mgmt	Voted	For	For
TCW International Small Cap Fund	ASR Nederland NV	ASRNL	N0709G103	5/31/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	ASR Nederland NV	ASRNL	N0709G103	5/31/2018	Authority to Suppress Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	ASR Nederland NV	ASRNL	N0709G103	5/31/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	ASR Nederland NV	ASRNL	N0709G103	5/31/2018	Authority to Cancel Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	ASR Nederland NV	ASRNL	N0709G103	5/31/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	ASR Nederland NV	ASRNL	N0709G103	5/31/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Assystem	ASY	F0427A122	7/5/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Assystem	ASY	F0427A122	7/5/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Assystem	ASY	F0427A122	7/5/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Assystem	ASY	F0427A122	7/5/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Assystem	ASY	F0427A122	7/5/2017	Divestiture	Mgmt	Voted	For	For
TCW International Small Cap Fund	Assystem	ASY	F0427A122	7/5/2017	Authorization of Legal Formalities	Mgmt	Voted	For	For
TCW International Small Cap Fund	Assystem	ASY	F0427A122	11/22/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Assystem	ASY	F0427A122	11/22/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Assystem	ASY	F0427A122	11/22/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Assystem	ASY	F0427A122	11/22/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Assystem	ASY	F0427A122	11/22/2017	Authority to Repurchase and Cancel Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Assystem	ASY	F0427A122	11/22/2017	Authorization of Legal Formalities	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Accounts and Reports	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Shareholder Proposal Regarding Ratification of Board, Management and Supervisory Bodies Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Remuneration Policy	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amend Retirement Regulation (Management)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Selection and Evaluation Policy	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Articles 10 (Board Term)	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Article 13 (Remuneration and Welfare Board)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Article 15 (Remuneration)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Article 17 (Social Security and Pension Funds)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Article 25 (Majorities)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Article 28 (Board Size)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Article 29 (Chair and Vice Chair)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Article 35 (Executive Committee)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Article 36 (Legal Representation)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Article 37 (Board Committees)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Article 38 (Audit Committee)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to New Article 40 (Risk Assessment Committee)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to New Article 41 (Risk Assessment Committee Responsibilities)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Article New 42 (Nominating and Remuneration Committee)	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Article New 43 (Nominating and Remuneration Committee Responsibilities)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Article New 44 (Corporate Governance Committee)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Article New 45 (Corporate Governance Committee Responsibilities)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Article (Renumbering)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Articles 40 (Board for International Strategy)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Article 41 (Statutory Auditor)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Article 48 (Dividends)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Article 3 (Corporate Purpose)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Amendments to Article 29 (Chair and Vice Chair)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Shareholder Proposal Regarding Election of Directors and Audit Committee Members	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Shareholder Proposal Regarding Election of Remuneration and Welfare Board Members	Mgmt	Voted	For	For
TCW International Small Cap Fund	Banco Comercial Português, S.A.	BCPT	ADPV36616	5/30/2018	Authority to Repurchase and Reissue Shares and Bonds	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bang & Olufsen A/S	BO	K07774126	9/13/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Bang & Olufsen A/S	BO	K07774126	9/13/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Bang & Olufsen A/S	BO	K07774126	9/13/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Bang & Olufsen A/S	BO	K07774126	9/13/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Bang & Olufsen A/S	BO	K07774126	9/13/2017	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Bang & Olufsen A/S	BO	K07774126	9/13/2017	Accounts and Reports; Ratification of Board and Management Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bang & Olufsen A/S	BO	K07774126	9/13/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bang & Olufsen A/S	BO	K07774126	9/13/2017	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bang & Olufsen A/S	BO	K07774126	9/13/2017	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bang & Olufsen A/S	BO	K07774126	9/13/2017	Remuneration Guidelines	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Bang & Olufsen A/S	BO	K07774126	9/13/2017	Amendments to Remuneration Policy	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bang & Olufsen A/S	BO	K07774126	9/13/2017	Elect Ole Andersen	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bang & Olufsen A/S	BO	K07774126	9/13/2017	Elect Jesper Jarlbæk	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bang & Olufsen A/S	BO	K07774126	9/13/2017	Elect Majken Schultz	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bang & Olufsen A/S	BO	K07774126	9/13/2017	Elect Albert Bensoussan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bang & Olufsen A/S	BO	K07774126	9/13/2017	Elect Mads Nipper	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bang & Olufsen A/S	BO	K07774126	9/13/2017	Elect Juha Christensen	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bang & Olufsen A/S	BO	K07774126	9/13/2017	Elect TONG Kai Lap	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bang & Olufsen A/S	BO	K07774126	9/13/2017	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bang & Olufsen A/S	BO	K07774126	9/13/2017	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Re-elect Sango S. Ntsaluba	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Re-elect Dominic M. Sewela	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Re-elect Frances N. O. Edozien	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Elect Hester H. Hickey	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Elect Michael Lynch-Bell	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Elect Nomavuso P. Mnxasana	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Elect Peter Schmid	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Elect Audit Committee Member (Sango Ntsaluba)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Elect Audit Committee Member (Frances Edozien)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Elect Audit Committee Member (Hester Hickey)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Elect Audit Committee Member (Michael Lynch-Bell)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Elect Audit Committee Member (Nomavuso Mnxasana)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve Remuneration Policy	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Chairman of the Board)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Resident NEDs)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Non-resident NEDs)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Resident Audit Committee Chair)	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Resident Audit Committee Members)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Non-resident Audit Committee Members)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Resident Remuneration Committee Chair)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Resident Social, Ethics & Transformation Committee Chair)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Resident Risk & Sustainability Committee Chair)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Resident General Purposes Committee Chair)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Resident Nomination Committee Chair)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Resident Members of Non-Audit Committees)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve NEDs Fees (Non-resident Members of Non-Audit Committees)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Approve Financial Assistance	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Barloworld Ltd	BAW	S08470189	1/31/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Bellway plc	BWY	G09744155	12/13/2017	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bellway plc	BWY	G09744155	12/13/2017	Remuneration Policy (Binding)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bellway plc	BWY	G09744155	12/13/2017	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bellway plc	BWY	G09744155	12/13/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bellway plc	BWY	G09744155	12/13/2017	Elect John K. Watson	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bellway plc	BWY	G09744155	12/13/2017	Elect Edward F. Ayres	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bellway plc	BWY	G09744155	12/13/2017	Elect Keith Adey	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bellway plc	BWY	G09744155	12/13/2017	Elect John A. Cuthbert	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bellway plc	BWY	G09744155	12/13/2017	Elect Paul N. Hampden Smith	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bellway plc	BWY	G09744155	12/13/2017	Elect Denise Jagger	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bellway plc	BWY	G09744155	12/13/2017	Elect Jason Honeyman	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bellway plc	BWY	G09744155	12/13/2017	Elect Jill Caseberry	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bellway plc	BWY	G09744155	12/13/2017	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bellway plc	BWY	G09744155	12/13/2017	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bellway plc	BWY	G09744155	12/13/2017	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Bellway plc	BWY	G09744155	12/13/2017	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bellway plc	BWY	G09744155	12/13/2017	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bellway plc	BWY	G09744155	12/13/2017	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bellway plc	BWY	G09744155	12/13/2017	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Biffa Plc	BIFF	G1R62B102	7/19/2017	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Biffa Plc	BIFF	G1R62B102	7/19/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Biffa Plc	BIFF	G1R62B102	7/19/2017	Remuneration Policy (Binding)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Biffa Plc	BIFF	G1R62B102	7/19/2017	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Biffa Plc	BIFF	G1R62B102	7/19/2017	Elect Michael Averill	Mgmt	Voted	For	For
TCW International Small Cap Fund	Biffa Plc	BIFF	G1R62B102	7/19/2017	Elect Ken Lever	Mgmt	Voted	For	For
TCW International Small Cap Fund	Biffa Plc	BIFF	G1R62B102	7/19/2017	Elect Steve Marshall	Mgmt	Voted	For	For
TCW International Small Cap Fund	Biffa Plc	BIFF	G1R62B102	7/19/2017	Elect David Martin	Mgmt	Voted	For	For
TCW International Small Cap Fund	Biffa Plc	BIFF	G1R62B102	7/19/2017	Elect Michael Topham	Mgmt	Voted	For	For
TCW International Small Cap Fund	Biffa Plc	BIFF	G1R62B102	7/19/2017	Elect Ian Wakelin	Mgmt	Voted	For	For
TCW International Small Cap Fund	Biffa Plc	BIFF	G1R62B102	7/19/2017	Appointment of Auditor	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Biffa Plc	BIFF	G1R62B102	7/19/2017	Authority to Set Auditor’s Fees	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Biffa Plc	BIFF	G1R62B102	7/19/2017	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Biffa Plc	BIFF	G1R62B102	7/19/2017	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Biffa Plc	BIFF	G1R62B102	7/19/2017	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Biffa Plc	BIFF	G1R62B102	7/19/2017	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Biffa Plc	BIFF	G1R62B102	7/19/2017	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	BRP Inc.	DOO	05577W200	5/31/2018	Elect Laurent Beaudoin	Mgmt	Voted	For	For
TCW International Small Cap Fund	BRP Inc.	DOO	05577W200	5/31/2018	Elect Joshua Bekenstein	Mgmt	Voted	For	For
TCW International Small Cap Fund	BRP Inc.	DOO	05577W200	5/31/2018	Elect Jose Boisjoli	Mgmt	Voted	For	For
TCW International Small Cap Fund	BRP Inc.	DOO	05577W200	5/31/2018	Elect J.R. Andre Bombardier	Mgmt	Voted	For	For
TCW International Small Cap Fund	BRP Inc.	DOO	05577W200	5/31/2018	Elect William H. Cary	Mgmt	Voted	For	For
TCW International Small Cap Fund	BRP Inc.	DOO	05577W200	5/31/2018	Elect Michael S. Hanley	Mgmt	Voted	For	For
TCW International Small Cap Fund	BRP Inc.	DOO	05577W200	5/31/2018	Elect Louis Laporte	Mgmt	Voted	For	For
TCW International Small Cap Fund	BRP Inc.	DOO	05577W200	5/31/2018	Elect Estelle Metayer	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	BRP Inc.	DOO	05577W200	5/31/2018	Elect Nicholas Nomicos	Mgmt	Voted	For	For
TCW International Small Cap Fund	BRP Inc.	DOO	05577W200	5/31/2018	Elect Daniel J. O’Neill	Mgmt	Voted	For	For
TCW International Small Cap Fund	BRP Inc.	DOO	05577W200	5/31/2018	Elect Edward M. Philip	Mgmt	Voted	For	For
TCW International Small Cap Fund	BRP Inc.	DOO	05577W200	5/31/2018	Elect Joseph Robbins	Mgmt	Voted	For	For
TCW International Small Cap Fund	BRP Inc.	DOO	05577W200	5/31/2018	Elect Barbara J. Samardzich	Mgmt	Voted	For	For
TCW International Small Cap Fund	BRP Inc.	DOO	05577W200	5/31/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	BRP Inc.	DOO	05577W200	5/31/2018	Amendment to the Stock Option Plan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Ratification of Board and Management Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Elect Claude R. Cornaz	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Elect Anita Hauser	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Elect Michael Hauser	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Elect Philip Mosimann as Board Chair	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Elect Heinrich Spoerry	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Elect Valentin Vogt	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Elect Martin Hirzel	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Elect Claude R. Cornaz as Compensation Committee Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Elect Anita Hauser as Compensation Committee Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Elect Valentin Vogt as Compensation Committee Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Appointment of Independent Proxy	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Executive Compensation (Variable)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Compensation Report	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Board Compensation	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Executive Compensation (Fixed)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Bucher Industries AG	BUCN	H10914176	4/18/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Burford Capital Limited	BUR	G17977102	5/22/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Burford Capital Limited	BUR	G17977102	5/22/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Burford Capital Limited	BUR	G17977102	5/22/2018	Elect Hugh S. Wilson	Mgmt	Voted	For	For
TCW International Small Cap Fund	Burford Capital Limited	BUR	G17977102	5/22/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Burford Capital Limited	BUR	G17977102	5/22/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Burford Capital Limited	BUR	G17977102	5/22/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Burford Capital Limited	BUR	G17977102	5/22/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Burford Capital Limited	BUR	G17977102	5/22/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Buwog AG	BWO	A1R56Z103	10/17/2017	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Buwog AG	BWO	A1R56Z103	10/17/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Buwog AG	BWO	A1R56Z103	10/17/2017	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Buwog AG	BWO	A1R56Z103	10/17/2017	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Buwog AG	BWO	A1R56Z103	10/17/2017	Supervisory Board Members’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Buwog AG	BWO	A1R56Z103	10/17/2017	Appointment of Auditor	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Buwog AG	BWO	A1R56Z103	10/17/2017	Elect Caroline Mocker to the Supervisory Board	Mgmt	Voted	For	For
TCW International Small Cap Fund	Buwog AG	BWO	A1R56Z103	10/17/2017	Increase in Authorised Capital	Mgmt	Voted	For	For
TCW International Small Cap Fund	Buwog AG	BWO	A1R56Z103	10/17/2017	Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital	Mgmt	Voted	For	For
TCW International Small Cap Fund	Buwog AG	BWO	A1R56Z103	10/17/2017	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Buwog AG	BWO	A1R56Z103	10/17/2017	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Buwog AG	BWO	A1R56Z103	10/17/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Buwog AG	BWO	A1R56Z103	10/17/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	BW Offshore Limited	BWO	G1738J124	5/28/2018	Board Size	Mgmt	Voted	For	For
TCW International Small Cap Fund	BW Offshore Limited	BWO	G1738J124	5/28/2018	Elect Christophe Pettenati-Auziere	Mgmt	Voted	For	For
TCW International Small Cap Fund	BW Offshore Limited	BWO	G1738J124	5/28/2018	Elect Clare Spottiswoode	Mgmt	Voted	For	For
TCW International Small Cap Fund	BW Offshore Limited	BWO	G1738J124	5/28/2018	Elect Carsten Mortensen	Mgmt	Voted	For	For
TCW International Small Cap Fund	BW Offshore Limited	BWO	G1738J124	5/28/2018	Authority to Fill Board Vacancies	Mgmt	Voted	For	For
TCW International Small Cap Fund	BW Offshore Limited	BWO	G1738J124	5/28/2018	Directors’ Fees; Nomination Committee Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	BW Offshore Limited	BWO	G1738J124	5/28/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	BW Offshore Limited	BWO	G1738J124	5/28/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	BW Offshore Limited	BWO	G1738J124	5/28/2018	Classify Mr. Christophe Pettenati-Auziere as Group A Director	Mgmt	Voted	For	For
TCW International Small Cap Fund	BW Offshore Limited	BWO	G1738J124	5/28/2018	Classify Clare Spottiswoode as Group A Director	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	BW Offshore Limited	BWO	G1738J124	5/28/2018	Classify Carsten Mortensen as Group A Director	Mgmt	Voted	For	For
TCW International Small Cap Fund	BW Offshore Limited	BWO	G1738J124	5/28/2018	Classify Andreas Sohmen-Pao as Group B Director	Mgmt	Voted	For	For
TCW International Small Cap Fund	BW Offshore Limited	BWO	G1738J124	5/28/2018	Classify Maarten R. Scholten as Group B Director	Mgmt	Voted	For	For
TCW International Small Cap Fund	BW Offshore Limited	BWO	G1738J124	5/28/2018	Classify Thomas Thune Andersen as Group B Director	Mgmt	Voted	For	For
TCW International Small Cap Fund	BW Offshore Limited	BWO	G1738J124	5/28/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	BW Offshore Limited	BWO	G1738J124	5/28/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	BW Offshore Limited	BWO	G1738J124	5/28/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Cae Inc.	CAE	124765108	8/10/2017	Elect Margaret S. Billson	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cae Inc.	CAE	124765108	8/10/2017	Elect Michael M. Fortier	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cae Inc.	CAE	124765108	8/10/2017	Elect James F. Hankinson	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cae Inc.	CAE	124765108	8/10/2017	Elect Alan N. MacGibbon	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cae Inc.	CAE	124765108	8/10/2017	Elect John P. Manley	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cae Inc.	CAE	124765108	8/10/2017	Elect Francois Olivier	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cae Inc.	CAE	124765108	8/10/2017	Elect Marc Parent	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cae Inc.	CAE	124765108	8/10/2017	Elect Peter J. Schoomaker	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cae Inc.	CAE	124765108	8/10/2017	Elect Andrew Stevens	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cae Inc.	CAE	124765108	8/10/2017	Elect Katharine B. Stevenson	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cae Inc.	CAE	124765108	8/10/2017	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cae Inc.	CAE	124765108	8/10/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cae Inc.	CAE	124765108	8/10/2017	Shareholder Proposal Regarding Military Contracts with Israel	ShrHoldr	Voted	Against	For
TCW International Small Cap Fund	CIFI Holdings (Group) Co. Ltd	0884	G2140A107	5/3/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	CIFI Holdings (Group) Co. Ltd	0884	G2140A107	5/3/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	CIFI Holdings (Group) Co. Ltd	0884	G2140A107	5/3/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	CIFI Holdings (Group) Co. Ltd	0884	G2140A107	5/3/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	CIFI Holdings (Group) Co. Ltd	0884	G2140A107	5/3/2018	Elect LIN Wei	Mgmt	Voted	For	For
TCW International Small Cap Fund	CIFI Holdings (Group) Co. Ltd	0884	G2140A107	5/3/2018	Elect CHEN Dongbiao	Mgmt	Voted	For	For
TCW International Small Cap Fund	CIFI Holdings (Group) Co. Ltd	0884	G2140A107	5/3/2018	Elect YANG Xin	Mgmt	Voted	For	For
TCW International Small Cap Fund	CIFI Holdings (Group) Co. Ltd	0884	G2140A107	5/3/2018	Elect ZHOU Yimin	Mgmt	Voted	For	For
TCW International Small Cap Fund	CIFI Holdings (Group) Co. Ltd	0884	G2140A107	5/3/2018	Elect GU Yunchang	Mgmt	Voted	For	For
TCW International Small Cap Fund	CIFI Holdings (Group) Co. Ltd	0884	G2140A107	5/3/2018	Elect ZHANG Yongyue	Mgmt	Voted	For	For
TCW International Small Cap Fund	CIFI Holdings (Group) Co. Ltd	0884	G2140A107	5/3/2018	Directors’ Fees	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	CIFI Holdings (Group) Co. Ltd	0884	G2140A107	5/3/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	CIFI Holdings (Group) Co. Ltd	0884	G2140A107	5/3/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	CIFI Holdings (Group) Co. Ltd	0884	G2140A107	5/3/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	CIFI Holdings (Group) Co. Ltd	0884	G2140A107	5/3/2018	Authority to Issue Repurchased Shares	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Clinigen Group Plc	CLIN	G2R22L107	11/28/2017	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Clinigen Group Plc	CLIN	G2R22L107	11/28/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Clinigen Group Plc	CLIN	G2R22L107	11/28/2017	Elect Chris Rigg	Mgmt	Voted	For	For
TCW International Small Cap Fund	Clinigen Group Plc	CLIN	G2R22L107	11/28/2017	Elect Ian J. Nicholson	Mgmt	Voted	For	For
TCW International Small Cap Fund	Clinigen Group Plc	CLIN	G2R22L107	11/28/2017	Elect Martin Abell	Mgmt	Voted	For	For
TCW International Small Cap Fund	Clinigen Group Plc	CLIN	G2R22L107	11/28/2017	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Clinigen Group Plc	CLIN	G2R22L107	11/28/2017	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Clinigen Group Plc	CLIN	G2R22L107	11/28/2017	Authorisation of Political Donations	Mgmt	Voted	For	For
TCW International Small Cap Fund	Clinigen Group Plc	CLIN	G2R22L107	11/28/2017	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Clinigen Group Plc	CLIN	G2R22L107	11/28/2017	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Clinigen Group Plc	CLIN	G2R22L107	11/28/2017	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cocokara Fine Inc.	3098	J0845T105	6/26/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Cocokara Fine Inc.	3098	J0845T105	6/26/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cocokara Fine Inc.	3098	J0845T105	6/26/2018	Elect Atsushi Tsukamoto	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cocokara Fine Inc.	3098	J0845T105	6/26/2018	Elect Tohru Shibata	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cocokara Fine Inc.	3098	J0845T105	6/26/2018	Elect Tsuyoshi Yamamoto	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cocokara Fine Inc.	3098	J0845T105	6/26/2018	Elect Makoto Tanima	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cocokara Fine Inc.	3098	J0845T105	6/26/2018	Elect Akira Sakamoto	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cocokara Fine Inc.	3098	J0845T105	6/26/2018	Elect Akira Torii	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cocokara Fine Inc.	3098	J0845T105	6/26/2018	Elect Manabu Hashimoto	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cocokara Fine Inc.	3098	J0845T105	6/26/2018	Elect Osamu Nagai as Alternate Audit Committee Director	Mgmt	Voted	For	For
TCW International Small Cap Fund	Cosmo Energy Holdings Co., Ltd	5021	J08906109	6/21/2018	Non-Voting Meeting Note	N/A	Take No Action	TNA	N/A
TCW International Small Cap Fund	Cosmo Energy Holdings Co., Ltd	5021	J08906109	6/21/2018	Allocation of Profits/Dividends	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	Cosmo Energy Holdings Co., Ltd	5021	J08906109	6/21/2018	Elect Keizoh Morikawa	Mgmt	Take No Action	TNA	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Cosmo Energy Holdings Co., Ltd	5021	J08906109	6/21/2018	Elect Hiroshi Kiriyama	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	Cosmo Energy Holdings Co., Ltd	5021	J08906109	6/21/2018	Elect Masayoshi Noji	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	Cosmo Energy Holdings Co., Ltd	5021	J08906109	6/21/2018	Elect Yasuhiro Suzuki	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	Cosmo Energy Holdings Co., Ltd	5021	J08906109	6/21/2018	Elect Takayuki Uematsu	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	Cosmo Energy Holdings Co., Ltd	5021	J08906109	6/21/2018	Elect Musabbeh Al Kaabi	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	Cosmo Energy Holdings Co., Ltd	5021	J08906109	6/21/2018	Elect Khalifa Al Suwaidi	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	Cosmo Energy Holdings Co., Ltd	5021	J08906109	6/21/2018	Election of Kenichi Taki as Audit Committee Director	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	Cosmo Energy Holdings Co., Ltd	5021	J08906109	6/21/2018	Election of Hiroshi Matsushita as Alternate Audit Committee Director	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	Cosmo Energy Holdings Co., Ltd	5021	J08906109	6/21/2018	Non-Audit Committee Directors’ Fees	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	Cosmo Energy Holdings Co., Ltd	5021	J08906109	6/21/2018	Performance-Linked Equity Compensation Plan	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Consolidation of Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Authorization of Legal Formalities	Mgmt	Voted	For	For
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Instructions if Meeting is Held on Second Call	Mgmt	Voted	For	N/A
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Request Establishment of Supervisory Council	Mgmt	Voted	For	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Capital Expenditure Budget	Mgmt	Voted	For	For
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	4/27/2018	Remuneration Policy	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	9/6/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	9/6/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	9/6/2017	Merger of Subsidiaries	Mgmt	Voted	For	For
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	9/6/2017	Authorisation of Legal Formalities	Mgmt	Voted	For	For
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	10/11/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	10/11/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	10/11/2017	Merger Agreement	Mgmt	Voted	For	For
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	10/11/2017	Amendments to Article 5 (Reconciliation of Share Capital)	Mgmt	Voted	For	For
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	10/11/2017	Ratification of Appointment of Appraiser	Mgmt	Voted	For	For
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	10/11/2017	Valuation Report	Mgmt	Voted	For	For
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	10/11/2017	Merger (Read)	Mgmt	Voted	For	For
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	10/11/2017	Merger (Reserva)	Mgmt	Voted	For	For
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	10/11/2017	Authorisation of Legal Formalities	Mgmt	Voted	For	For
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	12/12/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	12/12/2017	Acquisition (Visual Turismo Ltda.)	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	12/12/2017	Authorization of Legal Formalities	Mgmt	Voted	For	For
TCW International Small Cap Fund	CVC Brasil Operadora E Agencia De Viagens S.A.	CVCB3	P3R154102	12/12/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Daifuku Company Limited	6383	J08988107	6/22/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Daifuku Company Limited	6383	J08988107	6/22/2018	Elect Akio Tanaka	Mgmt	Voted	For	For
TCW International Small Cap Fund	Daifuku Company Limited	6383	J08988107	6/22/2018	Elect Hiroshi Geshiro	Mgmt	Voted	For	For
TCW International Small Cap Fund	Daifuku Company Limited	6383	J08988107	6/22/2018	Elect Mikio Inohara	Mgmt	Voted	For	For
TCW International Small Cap Fund	Daifuku Company Limited	6383	J08988107	6/22/2018	Elect Shuichi Honda	Mgmt	Voted	For	For
TCW International Small Cap Fund	Daifuku Company Limited	6383	J08988107	6/22/2018	Elect Hidenori Iwamoto	Mgmt	Voted	For	For
TCW International Small Cap Fund	Daifuku Company Limited	6383	J08988107	6/22/2018	Elect Yoshiyuki Nakashima	Mgmt	Voted	For	For
TCW International Small Cap Fund	Daifuku Company Limited	6383	J08988107	6/22/2018	Elect Seiji Satoh	Mgmt	Voted	For	For
TCW International Small Cap Fund	Daifuku Company Limited	6383	J08988107	6/22/2018	Elect Noboru Kashiwagi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Daifuku Company Limited	6383	J08988107	6/22/2018	Elect Yoshiaki Ozawa	Mgmt	Voted	For	For
TCW International Small Cap Fund	Daifuku Company Limited	6383	J08988107	6/22/2018	Elect Mineo Sakai	Mgmt	Voted	For	For
TCW International Small Cap Fund	Daifuku Company Limited	6383	J08988107	6/22/2018	Elect Yoshihisa Kimura	Mgmt	Voted	For	For
TCW International Small Cap Fund	Daifuku Company Limited	6383	J08988107	6/22/2018	Elect Tsukasa Miyajima	Mgmt	Voted	For	For
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Meeting Procedure	Mgmt	Voted	For	For
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Annual Report	Mgmt	Voted	For	For
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Financial Statements	Mgmt	Voted	For	For
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Board Size	Mgmt	Voted	For	For
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Christopher Baxter	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Vitaly Vavilov	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Artyom Zasursky	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Aleksey Katkov	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Tony Maher	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect James McArthur	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Andrey Morozov	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Elizabeth Kirkwood	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Olga Ryzhkova	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Gevork Sarkisyan	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Vladimir Chirakhov	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Aleksandr Shevchuk	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Aleksandr Shulgin	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Marina Zhuravlyova	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Marina Ivanova	Mgmt	Voted	N/A	N/A
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Aleksandr Patukov	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Elect Nadezhda Voskresenskaya	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Detsky Mir JSC	DSKY	X1810L113	5/18/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Deutsche Beteiligungs AG	DBAN	D18150181	2/21/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Deutsche Beteiligungs AG	DBAN	D18150181	2/21/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Deutsche Beteiligungs AG	DBAN	D18150181	2/21/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Deutsche Beteiligungs AG	DBAN	D18150181	2/21/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Deutsche Beteiligungs AG	DBAN	D18150181	2/21/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Deutsche Beteiligungs AG	DBAN	D18150181	2/21/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Deutsche Beteiligungs AG	DBAN	D18150181	2/21/2018	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Deutsche Beteiligungs AG	DBAN	D18150181	2/21/2018	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Deutsche Beteiligungs AG	DBAN	D18150181	2/21/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Deutsche Beteiligungs AG	DBAN	D18150181	2/21/2018	Amendment to Corporate Purpose	Mgmt	Voted	For	For
TCW International Small Cap Fund	Deutsche Beteiligungs AG	DBAN	D18150181	2/21/2018	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Accounts and Reports; Non Tax-Deductible Expenses;	Mgmt	Voted	For	For
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Consolidated Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Related Party Transactions	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Supervisory Board Members’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Remuneration of Stanislas de Bentzmann, Management Board Chair	Mgmt	Voted	For	For
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Remuneration of Godefroy de Bentzmann, CEO	Mgmt	Voted	For	For
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Remuneration Policy (CEO)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Remuneration Policy (Management Board Chair)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Resignation of Georges Vialle	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations	Mgmt	Voted	For	For
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Authority to Set Offering Price of Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Authority to Increase Capital in Consideration for Contributions in Kind	Mgmt	Voted	For	For
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Amendment to Articles Regarding Share Ownership Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Amendment to Articles Regarding Alternate Statutory Auditors	Mgmt	Voted	For	For
TCW International Small Cap Fund	Devoteam SA	DVT	F26011100	5/18/2018	Authorisation of Legal Formalities	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	1/8/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	1/8/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	1/8/2018	Election of Presiding Chair	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	1/8/2018	Compliance with Rules of Convocation	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	1/8/2018	Agenda	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	1/8/2018	Adoption of General Meeting Regulations	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	1/8/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	1/8/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Election of Presiding Chair	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Compliance with Rules of Convocation	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Agenda	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Management Board Report	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Financial Statements	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Allocation of Profits Proposal	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Supervisory Board Report (Activity)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Supervisory Board Report (Company’s Activity)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Supervisory Board Report (Consolidated Financial Statements)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Supervisory Board Report (Management Board Report)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Motion to Approve Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Motion to Approve Accounts and Reports (Consolidated)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Motion to Approve Allocation of Profits	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Presentation of Motion to Ratify Management Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Management Board Report	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Financial Statements	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Management Board Report (Consolidated)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Financial Statements (Consolidated)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Election of Supervisory Board	Mgmt	Voted	For	For
TCW International Small Cap Fund	Dino Polska SA	DNP	X188AF102	5/21/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Edelweiss Financial Services Limited	EDELWEISS	Y22490208	8/2/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Edelweiss Financial Services Limited	EDELWEISS	Y22490208	8/2/2017	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Edelweiss Financial Services Limited	EDELWEISS	Y22490208	8/2/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Edelweiss Financial Services Limited	EDELWEISS	Y22490208	8/2/2017	Elect Rujan Panjwani	Mgmt	Voted	For	For
TCW International Small Cap Fund	Edelweiss Financial Services Limited	EDELWEISS	Y22490208	8/2/2017	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Edelweiss Financial Services Limited	EDELWEISS	Y22490208	8/2/2017	Appointment of Rashesh Shah (Managing Director & CEO); Approval of Remuneration	Mgmt	Voted	For	For
TCW International Small Cap Fund	Edelweiss Financial Services Limited	EDELWEISS	Y22490208	8/2/2017	Appointment of Venkatchalam Ramaswamy (Executive Director); Approval of Remuneration	Mgmt	Voted	For	For
TCW International Small Cap Fund	Edelweiss Financial Services Limited	EDELWEISS	Y22490208	8/2/2017	Elect Pudugramam N. Venkatachalam	Mgmt	Voted	For	For
TCW International Small Cap Fund	Edelweiss Financial Services Limited	EDELWEISS	Y22490208	8/2/2017	Elect Berjis Minoo Desai	Mgmt	Voted	For	For
TCW International Small Cap Fund	Edelweiss Financial Services Limited	EDELWEISS	Y22490208	8/2/2017	Elect Sanjiv Misra	Mgmt	Voted	For	For
TCW International Small Cap Fund	Edelweiss Financial Services Limited	EDELWEISS	Y22490208	8/2/2017	Elect Navtej S. Nandra	Mgmt	Voted	For	For
TCW International Small Cap Fund	Edelweiss Financial Services Limited	EDELWEISS	Y22490208	8/2/2017	Elect Kunnasagaran Chinniah	Mgmt	Voted	For	For
TCW International Small Cap Fund	Edelweiss Financial Services Limited	EDELWEISS	Y22490208	11/1/2017	Authority to Issue Shares and Convertible Debt w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Edelweiss Financial Services Limited	EDELWEISS	Y22490208	11/1/2017	Amendment to Foreign Investor Restrictions	Mgmt	Voted	For	For
TCW International Small Cap Fund	Edelweiss Financial Services Limited	EDELWEISS	Y22490208	11/1/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Non-Voting Meeting Note	N/A	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Non-Voting Meeting Note	N/A	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Accounts and Reports	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Allocation of Preferred Dividends	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Allocation of Losses	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Dividends from Reserves	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Ratification of Board and Management Acts for Fiscal Years 2016 and 2017	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Increase in Conditional Capital for Equity Compensation Plan	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Increase in Authorised Capital	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Amendments to Articles (Variable Compensation)	Mgmt	Take No Action	TNA	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Amendments to Articles (Editorial Changes)	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Board Compensation	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Executive Compensation (Fixed)	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Executive Compensation (Variable)	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Elect Susanne Brandenberger	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Elect Niccolo Burki	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Elect Emmanuel L. Bussetil	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Elect Michael N. Higgin	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Elect Roberto Isolani	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Elect Steve Michael Jacobs	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Elect Spiro J. Latsis	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Elect Bernd-A. von Maltzan	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Elect Pericles-Paul Petalas	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Elect John A. Williamson	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Elect Karl Daniel Zuberbuhler	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Elect John Spiro Latsis	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Elect Stuart M. Robertson	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Elect Fong Seng Tee	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Appoint John A. Williamson as Board Chair	Mgmt	Take No Action	TNA	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Elect Niccolo Burki as Compensation and Nominating Committee Member	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Elect Emmanuel L. Bussetil as Compensation and Nominating Committee Member	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Elect Steve Michael Jacobs as Compensation and Nominating Committee Member	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Elect Pericles-Paul Petalas as Compensation and Nominating Committee Member	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Elect Bernd-A. von Maltzan as Compensation and Nominating Committee Member	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Elect John A. Williamson as Compensation and Nominating Committee Member	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Appointment of Independent Proxy	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	EFG International AG	EFGN	H2078C108	4/27/2018	Appointment of Auditor	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	Elbit Systems Ltd.	ESLT	M3760D101	11/30/2017	Elect Michael Federmann	Mgmt	Voted	For	For
TCW International Small Cap Fund	Elbit Systems Ltd.	ESLT	M3760D101	11/30/2017	Elect Rina Baum	Mgmt	Voted	For	For
TCW International Small Cap Fund	Elbit Systems Ltd.	ESLT	M3760D101	11/30/2017	Elect Yoram Ben-Zeev	Mgmt	Voted	For	For
TCW International Small Cap Fund	Elbit Systems Ltd.	ESLT	M3760D101	11/30/2017	Elect David Federmann	Mgmt	Voted	For	For
TCW International Small Cap Fund	Elbit Systems Ltd.	ESLT	M3760D101	11/30/2017	Elect Dov Ninveh	Mgmt	Voted	For	For
TCW International Small Cap Fund	Elbit Systems Ltd.	ESLT	M3760D101	11/30/2017	Elect Ehood Nisan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Elbit Systems Ltd.	ESLT	M3760D101	11/30/2017	Elect Yuli Tamir	Mgmt	Voted	For	For
TCW International Small Cap Fund	Elbit Systems Ltd.	ESLT	M3760D101	11/30/2017	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Elbit Systems Ltd.	ESLT	M3760D101	11/30/2017	Declaration of Material Interest	Mgmt	Voted	For	N/A
TCW International Small Cap Fund	Elbit Systems Ltd.	ESLT	M3760D101	11/30/2017	Liability Insurance of Directors/Officers	Mgmt	Voted	For	For
TCW International Small Cap Fund	Elbit Systems Ltd.	ESLT	M3760D101	11/30/2017	Declaration of Material Interest	Mgmt	Voted	For	N/A
TCW International Small Cap Fund	Elbit Systems Ltd.	ESLT	M3760D101	11/30/2017	Indemnification of Directors (Controlling Shareholders)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Elbit Systems Ltd.	ESLT	M3760D101	11/30/2017	Declaration of Material Interest	Mgmt	Voted	For	N/A
TCW International Small Cap Fund	Elbit Systems Ltd.	ESLT	M3760D101	11/30/2017	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	En-Japan Inc	4849	J1312X108	6/26/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	En-Japan Inc	4849	J1312X108	6/26/2018	Elect Michikatsu Ochi	Mgmt	Voted	For	For
TCW International Small Cap Fund	En-Japan Inc	4849	J1312X108	6/26/2018	Elect Takatsugu Suzuki	Mgmt	Voted	For	For
TCW International Small Cap Fund	En-Japan Inc	4849	J1312X108	6/26/2018	Elect Megumi Kawai	Mgmt	Voted	For	For
TCW International Small Cap Fund	En-Japan Inc	4849	J1312X108	6/26/2018	Elect Yasunori Kusumi	Mgmt	Voted	For	For
TCW International Small Cap Fund	En-Japan Inc	4849	J1312X108	6/26/2018	Elect Kazunori Saitoh	Mgmt	Voted	For	For
TCW International Small Cap Fund	En-Japan Inc	4849	J1312X108	6/26/2018	Elect Kohji Asada	Mgmt	Voted	For	For
TCW International Small Cap Fund	En-Japan Inc	4849	J1312X108	6/26/2018	Elect Atsuo Yoshida	Mgmt	Voted	For	For
TCW International Small Cap Fund	En-Japan Inc	4849	J1312X108	6/26/2018	Elect Taisuke Igaki	Mgmt	Voted	For	For
TCW International Small Cap Fund	En-Japan Inc	4849	J1312X108	6/26/2018	Elect Akira Terada as Alternate Statutory Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Consolidated Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Approve Special Auditors Report	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Severance and Life Insurance Agreements with Christel Bories, Chair and CEO	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Remuneration Policy (Chair and CEO)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Remuneration of Christel Bories (Chair and CEO)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Remuneration of Patrick Buffet (former Chair and CEO)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Relocation of Headquarters	Mgmt	Voted	For	For
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Authority to Issue Performance Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Amendment to Article 4	Mgmt	Voted	For	For
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Amendment to Article 10	Mgmt	Voted	For	For
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Amendment to Article 15	Mgmt	Voted	For	For
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Amendment to Article 16	Mgmt	Voted	For	For
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Amendments to Article 19	Mgmt	Voted	For	For
TCW International Small Cap Fund	Eramet S.A.	ERA	F3145H130	5/24/2018	Authorisation of Legal Formalities	Mgmt	Voted	For	For
TCW International Small Cap Fund	ERG S.p.A.	ERG	T3707Z101	4/23/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	ERG S.p.A.	ERG	T3707Z101	4/23/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date		Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	ERG S.p.A.	ERG	T3707Z101	4/23/2018		Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	ERG S.p.A.	ERG	T3707Z101	4/23/2018		Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	ERG S.p.A.	ERG	T3707Z101	4/23/2018		Board Size	Mgmt	Voted	For	For
TCW International Small Cap Fund	ERG S.p.A.	ERG	T3707Z101	4/23/2018		Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	ERG S.p.A.	ERG	T3707Z101	4/23/2018		Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	ERG S.p.A.	ERG	T3707Z101	4/23/2018		List Presented by San Quirico	Mgmt	Voted	N/A	N/A
TCW International Small Cap Fund	ERG S.p.A.	ERG	T3707Z101	4/23/2018		List Presented by Group of Institutional Investors Representing 1.14% of Share Capital	Mgmt	Voted	For	For
TCW International Small Cap Fund	ERG S.p.A.	ERG	T3707Z101	4/23/2018		Election of Chair of Board	Mgmt	Voted	For	For
TCW International Small Cap Fund	ERG S.p.A.	ERG	T3707Z101	4/23/2018		Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	ERG S.p.A.	ERG	T3707Z101	4/23/2018		Audit and Risk Committee Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	ERG S.p.A.	ERG	T3707Z101	4/23/2018		Nominating and Remuneration Committee Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	ERG S.p.A.	ERG	T3707Z101	4/23/2018		Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	ERG S.p.A.	ERG	T3707Z101	4/23/2018		Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	ERG S.p.A.	ERG	T3707Z101	4/23/2018		LTI Plan 2018-2020	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	ERG S.p.A.	ERG	T3707Z101	4/23/2018		Remuneration Policy	Mgmt	Voted	For	For
TCW International Small Cap Fund	ERG S.p.A.	ERG	T3707Z101	4/23/2018		Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018		Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018		Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018		Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018		Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018		Board Size	Mgmt	Voted	For	For
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018		Request Cumulative Voting	Mgmt	Voted	Abstain	N/A
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018		Election of Directors	Mgmt	Voted	For	For
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018		Approve Recasting of Votes for Amended Slate	Mgmt	Voted	Abstain	N/A
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018		Proportional Allocation of Cumulative Votes	Mgmt	Voted	Abstain	N/A
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	��	Allocate Cumulative Votes to Juan Pablo Zucchini	Mgmt	Voted	Abstain	N/A
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018		Allocate Cumulative Votes to Brenno Raiko de Souza	Mgmt	Voted	Abstain	N/A
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018		Allocate Cumulative Votes to Mauricio Luis Lucchetti	Mgmt	Voted	Abstain	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Allocate Cumulative Votes to Libano Miranda Barroso	Mgmt	Voted	Abstain	N/A
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Allocate Cumulative Votes to Igor Xavier Correia Lima	Mgmt	Voted	Abstain	N/A
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Allocate Cumulative Votes to Flavio Benicio Jansen Ferreira	Mgmt	Voted	Abstain	N/A
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Allocate Cumulative Votes to Jackson Medeiros de Farias Schneider	Mgmt	Voted	Abstain	N/A
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Allocate Cumulative Votes to Osvaldo Burgos Schirmer	Mgmt	Voted	Abstain	N/A
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Allocate Cumulative Votes to Luiz Roberto Liza Curi	Mgmt	Voted	Abstain	N/A
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Remuneration Policy	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Request Establishment of Supervisory Council	Mgmt	Voted	For	N/A
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Election of Supervisory Council	Mgmt	Voted	For	For
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Approve Recasting of Votes for Amended Supervisory Council	Mgmt	Voted	For	N/A
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Supervisory Council Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Instructions If Meeting is Held on Second Call	Mgmt	Voted	For	N/A
TCW International Small Cap Fund	Estacio Participacoes SA	ESTC3	P3784E108	4/18/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	EVN AG	EVN	A19833101	1/18/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	EVN AG	EVN	A19833101	1/18/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	EVN AG	EVN	A19833101	1/18/2018	Ratification of Management and Supervisory Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	EVN AG	EVN	A19833101	1/18/2018	Appointment of Auditor	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	EVN AG	EVN	A19833101	1/18/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Directors’ Report	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Presentation of Auditor’s Report	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Financial Statements	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Use of Reserves	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Ratification of Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Directors’ Fees	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	Abstain	Against

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Netting Contracts; Authority to Give Guarantees	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Charitable Donations	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Ezz Steel Co SAE	ESRS	M07095108	4/30/2018	Authority to Give Guarantees	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Ezz Steel Co SAE	ESRS	M07095108	6/28/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Ezz Steel Co SAE	ESRS	M07095108	6/28/2018	Directors’ Report	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ezz Steel Co SAE	ESRS	M07095108	6/28/2018	Presentation of Auditor’s Report	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ezz Steel Co SAE	ESRS	M07095108	6/28/2018	Financial Statements	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ezz Steel Co SAE	ESRS	M07095108	6/28/2018	Use of Reserves	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ezz Steel Co SAE	ESRS	M07095108	6/28/2018	Charitable Donations	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Fancl Corp.	4921	J1341M107	6/23/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Fancl Corp.	4921	J1341M107	6/23/2018	Elect Kenji Ikemori	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fancl Corp.	4921	J1341M107	6/23/2018	Elect Kazuyoshi Miyajima	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fancl Corp.	4921	J1341M107	6/23/2018	Elect Kazuyuki Shimada	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fancl Corp.	4921	J1341M107	6/23/2018	Elect Tomochika Yamaguchi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fancl Corp.	4921	J1341M107	6/23/2018	Elect Tohru Tsurusaki	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fancl Corp.	4921	J1341M107	6/23/2018	Elect Yasushi Sumida	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fancl Corp.	4921	J1341M107	6/23/2018	Elect Yoshihisa Hosaka	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fancl Corp.	4921	J1341M107	6/23/2018	Elect Yukihiro Ishigami	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fancl Corp.	4921	J1341M107	6/23/2018	Elect Kazumasa Wakayama	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fancl Corp.	4921	J1341M107	6/23/2018	Elect Yuna Akashi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fancl Corp.	4921	J1341M107	6/23/2018	Elect Akihiro Yanagisawa	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fancl Corp.	4921	J1341M107	6/23/2018	Elect Kenichi Sugama	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fancl Corp.	4921	J1341M107	6/23/2018	Elect Gen Inomata	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fancl Corp.	4921	J1341M107	6/23/2018	Elect Norito Ikeda	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fancl Corp.	4921	J1341M107	6/23/2018	Elect Katsunori Koseki	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fancl Corp.	4921	J1341M107	6/23/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fenner plc	FENR	G33656102	1/11/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fenner plc	FENR	G33656102	1/11/2018	Remuneration Policy (Binding)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fenner plc	FENR	G33656102	1/11/2018	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fenner plc	FENR	G33656102	1/11/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fenner plc	FENR	G33656102	1/11/2018	Elect Vanda Murray	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fenner plc	FENR	G33656102	1/11/2018	Elect Mark Abrahams	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fenner plc	FENR	G33656102	1/11/2018	Elect John Pratt	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fenner plc	FENR	G33656102	1/11/2018	Elect Geraint Anderson	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fenner plc	FENR	G33656102	1/11/2018	Elect Chris Surch	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fenner plc	FENR	G33656102	1/11/2018	Elect Michael E. Ducey	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Fenner plc	FENR	G33656102	1/11/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fenner plc	FENR	G33656102	1/11/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fenner plc	FENR	G33656102	1/11/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fenner plc	FENR	G33656102	1/11/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fenner plc	FENR	G33656102	1/11/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fenner plc	FENR	G33656102	1/11/2018	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Fenner plc	FENR	G33656102	5/16/2018	Merger/Acquisition	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fenner plc	FENR	G33656102	5/16/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Fenner plc	FENR	G33656102	5/16/2018	Authorization of Legal Formalities Pursuant to Merger	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fevertree Drinks Plc	FEVR	G33929103	5/17/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fevertree Drinks Plc	FEVR	G33929103	5/17/2018	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fevertree Drinks Plc	FEVR	G33929103	5/17/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fevertree Drinks Plc	FEVR	G33929103	5/17/2018	Elect Charles Rolls	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fevertree Drinks Plc	FEVR	G33929103	5/17/2018	Elect Coline McConville	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fevertree Drinks Plc	FEVR	G33929103	5/17/2018	Elect Jeff Popkin	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fevertree Drinks Plc	FEVR	G33929103	5/17/2018	Elect Kevin Havelock	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fevertree Drinks Plc	FEVR	G33929103	5/17/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fevertree Drinks Plc	FEVR	G33929103	5/17/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fevertree Drinks Plc	FEVR	G33929103	5/17/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fevertree Drinks Plc	FEVR	G33929103	5/17/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Fevertree Drinks Plc	FEVR	G33929103	5/17/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Finecobank Spa	FBK	T4R999104	4/11/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Finecobank Spa	FBK	T4R999104	4/11/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Finecobank Spa	FBK	T4R999104	4/11/2018	Election of Statutory Auditors	Mgmt	Voted	For	For
TCW International Small Cap Fund	Finecobank Spa	FBK	T4R999104	4/11/2018	Remuneration Policy	Mgmt	Voted	For	For
TCW International Small Cap Fund	Finecobank Spa	FBK	T4R999104	4/11/2018	2018 Incentive System for Identified Staff	Mgmt	Voted	For	For
TCW International Small Cap Fund	Finecobank Spa	FBK	T4R999104	4/11/2018	2018-2020 Performance Share Plan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Finecobank Spa	FBK	T4R999104	4/11/2018	2018 Incentive System for Personal Financial Advisors	Mgmt	Voted	For	For
TCW International Small Cap Fund	Finecobank Spa	FBK	T4R999104	4/11/2018	2018-2020 Performance Share Plan for Personal Financial Advisors	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Finecobank Spa	FBK	T4R999104	4/11/2018	Authority to Repurchase and Reissue Shares (2018 Incentive System for Personal Financial Advisors)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Finecobank Spa	FBK	T4R999104	4/11/2018	Authority to Issue Shares w/o Preemptive Rights (2017 Incentive System)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Finecobank Spa	FBK	T4R999104	4/11/2018	Authority to Issue Shares w/o Preemptive Rights (2018 Incentive System for Identified Staff)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Finecobank Spa	FBK	T4R999104	4/11/2018	Authority to Issue Shares w/o Preemptive Rights (2018-2020 Performance Share Plan)	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Compensation Report	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Allocation of Profits; Dividend From Reserves	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Ratification of Board and Management Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Increase in Authorised Capital	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Amendments to Articles Regarding Approval of Compensation at Annual Meetings	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Elect Hugh Scott-Barrett as Board Chair	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Elect Diego du Monceau	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Elect Nancy G. Mistretta	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Elect Ezra S. Field	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Elect Benjamin Meuli	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Elect David J. Jacob	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Elect Monica Maechler	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Elect Nancy G. Mistretta as Compensation Committee Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Elect David J. Jacob as Compensation Committee Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Elect Ezra S. Field as Compensation Committee Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Board Compensation	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Executive Compensation (Fixed)	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Executive Compensation (Variable)	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Appointment of Independent Proxy	Mgmt	Voted	For	For
TCW International Small Cap Fund	GAM Holding AG	GAM	H2878E106	4/26/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	George Kent (Malaysia) Berhad	GKENT	Y46795103	6/4/2018	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Amendments to Procedural Rules: Acquisition and Disposal of Assets	Mgmt	Voted	For	For
TCW International Small Cap Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Elect ZHENG Jixiong	Mgmt	Voted	For	For
TCW International Small Cap Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Elect ZHANG Junyan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Elect ZHENG Zheng-Yuan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Elect Director 4	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Elect Director 5	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Elect Director 6	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Elect Director 7	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Non-compete Restrictions for Directors	Mgmt	Voted	For	For
TCW International Small Cap Fund	Globalwafers Company Limited	6488	Y2722U109	6/25/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Grand Korea Leisure Co.,Ltd	114090	Y2847C109	3/28/2018	Accounts and Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Grand Korea Leisure Co.,Ltd	114090	Y2847C109	3/28/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Grand Korea Leisure Co.,Ltd	114090	Y2847C109	3/28/2018	Corporate Auditors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Harmonic Drive Systems Inc	6324	J1886F103	6/21/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Harmonic Drive Systems Inc	6324	J1886F103	6/21/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Harmonic Drive Systems Inc	6324	J1886F103	6/21/2018	Elect Mitsumasa Itoh	Mgmt	Voted	For	For
TCW International Small Cap Fund	Harmonic Drive Systems Inc	6324	J1886F103	6/21/2018	Elect Akira Nagai	Mgmt	Voted	For	For
TCW International Small Cap Fund	Harmonic Drive Systems Inc	6324	J1886F103	6/21/2018	Elect Hideo Yasue	Mgmt	Voted	For	For
TCW International Small Cap Fund	Harmonic Drive Systems Inc	6324	J1886F103	6/21/2018	Elect Akira Maruyama	Mgmt	Voted	For	For
TCW International Small Cap Fund	Harmonic Drive Systems Inc	6324	J1886F103	6/21/2018	Elect Yoshinori Itoh	Mgmt	Voted	For	For
TCW International Small Cap Fund	Harmonic Drive Systems Inc	6324	J1886F103	6/21/2018	Elect Yoshimasa Itoh	Mgmt	Voted	For	For
TCW International Small Cap Fund	Harmonic Drive Systems Inc	6324	J1886F103	6/21/2018	Elect Haruhiko Yoshida	Mgmt	Voted	For	For
TCW International Small Cap Fund	Harmonic Drive Systems Inc	6324	J1886F103	6/21/2018	Elect Shinji Sakai	Mgmt	Voted	For	For
TCW International Small Cap Fund	Harmonic Drive Systems Inc	6324	J1886F103	6/21/2018	Elect Masanobu Nakamura	Mgmt	Voted	For	For
TCW International Small Cap Fund	Harmonic Drive Systems Inc	6324	J1886F103	6/21/2018	Bonus	Mgmt	Voted	For	For
TCW International Small Cap Fund	Harmonic Drive Systems Inc	6324	J1886F103	6/21/2018	Directors’ Fees	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	9/13/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	9/13/2017	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	9/13/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	9/13/2017	Elect A. K. Agarwala	Mgmt	Voted	For	For
TCW International Small Cap Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	9/13/2017	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	9/13/2017	Authority to Set Cost Auditor’s Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Hindalco Industries Limited	HINDALCO	Y3196V185	9/13/2017	Authority to Issue Non-Convertible Debentures	Mgmt	Voted	For	For
TCW International Small Cap Fund	Holy Stone Enterprise Co., Ltd.	3026	Y3272Z100	6/8/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Holy Stone Enterprise Co., Ltd.	3026	Y3272Z100	6/8/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Holy Stone Enterprise Co., Ltd.	3026	Y3272Z100	6/8/2018	Elect TANG Jin-Rong (Representative of LingTian Investment Corp.)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Holy Stone Enterprise Co., Ltd.	3026	Y3272Z100	6/8/2018	Elect LUO Qiang (Representative of LingTian Investment Corp.)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Holy Stone Enterprise Co., Ltd.	3026	Y3272Z100	6/8/2018	Elect WU Yu-Min	Mgmt	Voted	For	For
TCW International Small Cap Fund	Holy Stone Enterprise Co., Ltd.	3026	Y3272Z100	6/8/2018	Elect SHEN Shi-Yun	Mgmt	Voted	For	For
TCW International Small Cap Fund	Holy Stone Enterprise Co., Ltd.	3026	Y3272Z100	6/8/2018	Elect HUANG Shao-Guo	Mgmt	Voted	For	For
TCW International Small Cap Fund	Holy Stone Enterprise Co., Ltd.	3026	Y3272Z100	6/8/2018	Elect ZHENG Geng-Yi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Holy Stone Enterprise Co., Ltd.	3026	Y3272Z100	6/8/2018	Elect WU Nai-Hua	Mgmt	Voted	For	For
TCW International Small Cap Fund	Holy Stone Enterprise Co., Ltd.	3026	Y3272Z100	6/8/2018	Elect MAO Tang-Ming as Supervisor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Holy Stone Enterprise Co., Ltd.	3026	Y3272Z100	6/8/2018	Elect YANG Zhong-Yi as Supervisor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Holy Stone Enterprise Co., Ltd.	3026	Y3272Z100	6/8/2018	Allocation of Dividends from Capital Reserve	Mgmt	Voted	For	For
TCW International Small Cap Fund	Holy Stone Enterprise Co., Ltd.	3026	Y3272Z100	6/8/2018	Non-compete Restrictions for Directors	Mgmt	Voted	For	For
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Elect Mr. Piet van der Slikke to the Management Board	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Elect Mr. Hans Kooijmans to the Management Board	Mgmt	Voted	For	For
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Amendments to Remuneration Policy (LTI)	Mgmt	Voted	For	For
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Amendments to Remuneration Policy (Base Salary)	Mgmt	Voted	For	For
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Elect Michel G. Plantevin to the Supervisory Board	Mgmt	Voted	For	For
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Elect Arjan Kaaks to the Supervisory Board	Mgmt	Voted	For	For
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Elect Stephan Ronald Nanninga to the Supervisory Board	Mgmt	Voted	For	For
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Authority to Suppress Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	IMCD N.V.	IMCD	N4447S106	5/9/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Indraprastha Gas Limited	IGL	Y39881100	9/28/2017	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Indraprastha Gas Limited	IGL	Y39881100	9/28/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Indraprastha Gas Limited	IGL	Y39881100	9/28/2017	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Indraprastha Gas Limited	IGL	Y39881100	9/28/2017	Elect Ramesh Srinivasan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Indraprastha Gas Limited	IGL	Y39881100	9/28/2017	Elect Manoj Jain	Mgmt	Voted	For	For
TCW International Small Cap Fund	Indraprastha Gas Limited	IGL	Y39881100	9/28/2017	Elect Varsha Joshi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Indraprastha Gas Limited	IGL	Y39881100	9/28/2017	Authority to Set Cost Auditor’s Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Indraprastha Gas Limited	IGL	Y39881100	9/28/2017	Related Party Transactions for Purchases of APM Gas	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Indraprastha Gas Limited	IGL	Y39881100	9/28/2017	Related Party Transactions for Purchases of PMT Gas	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Indraprastha Gas Limited	IGL	Y39881100	9/28/2017	Stock Subdivision	Mgmt	Voted	For	For
TCW International Small Cap Fund	Indraprastha Gas Limited	IGL	Y39881100	9/28/2017	Amendments to Memorandum of Association	Mgmt	Voted	For	For
TCW International Small Cap Fund	Indraprastha Gas Limited	IGL	Y39881100	9/28/2017	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Indraprastha Gas Limited	IGL	Y39881100	12/5/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Indraprastha Gas Limited	IGL	Y39881100	12/5/2017	Elect Sadashiv S. Rao	Mgmt	Voted	For	For
TCW International Small Cap Fund	Indraprastha Gas Limited	IGL	Y39881100	12/5/2017	Elect V. Ranganathan	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Indraprastha Gas Limited	IGL	Y39881100	12/5/2017	Elect Santosh Kumar Bajpai	Mgmt	Voted	For	For
TCW International Small Cap Fund	Inficon Holding AG	IFCN	H7190K102	4/12/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Inficon Holding AG	IFCN	H7190K102	4/12/2018	Ratification of Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Inficon Holding AG	IFCN	H7190K102	4/12/2018	Allocation of Profits; Dividends from Reserves	Mgmt	Voted	For	For
TCW International Small Cap Fund	Inficon Holding AG	IFCN	H7190K102	4/12/2018	Elect Beat E. Lüthi as Board Chair	Mgmt	Voted	For	For
TCW International Small Cap Fund	Inficon Holding AG	IFCN	H7190K102	4/12/2018	Elect Richard Fischer	Mgmt	Voted	For	For
TCW International Small Cap Fund	Inficon Holding AG	IFCN	H7190K102	4/12/2018	Elect Richard Fischer as Compensation Committee Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	Inficon Holding AG	IFCN	H7190K102	4/12/2018	Elect Vanessa Frey	Mgmt	Voted	For	For
TCW International Small Cap Fund	Inficon Holding AG	IFCN	H7190K102	4/12/2018	Elect Beat Siegrist	Mgmt	Voted	For	For
TCW International Small Cap Fund	Inficon Holding AG	IFCN	H7190K102	4/12/2018	Elect Beat Siegrist as Compensation Committee Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	Inficon Holding AG	IFCN	H7190K102	4/12/2018	Elect Thomas Staehelin	Mgmt	Voted	For	For
TCW International Small Cap Fund	Inficon Holding AG	IFCN	H7190K102	4/12/2018	Elect Thomas Staehelin as Compensation Committee Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	Inficon Holding AG	IFCN	H7190K102	4/12/2018	Appointment of Independent Proxy	Mgmt	Voted	For	For
TCW International Small Cap Fund	Inficon Holding AG	IFCN	H7190K102	4/12/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Inficon Holding AG	IFCN	H7190K102	4/12/2018	Compensation Report	Mgmt	Voted	For	For
TCW International Small Cap Fund	Inficon Holding AG	IFCN	H7190K102	4/12/2018	Board Compensation	Mgmt	Voted	For	For
TCW International Small Cap Fund	Inficon Holding AG	IFCN	H7190K102	4/12/2018	Executive Compensation	Mgmt	Voted	For	For
TCW International Small Cap Fund	Interpump Group S.p.A.	IP	T5513W107	4/23/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Interpump Group S.p.A.	IP	T5513W107	4/23/2018	Presentation of Non-Financial statements	Mgmt	Voted	For	For
TCW International Small Cap Fund	Interpump Group S.p.A.	IP	T5513W107	4/23/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Interpump Group S.p.A.	IP	T5513W107	4/23/2018	Remuneration Policy	Mgmt	Voted	For	For
TCW International Small Cap Fund	Interpump Group S.p.A.	IP	T5513W107	4/23/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Interpump Group S.p.A.	IP	T5513W107	4/23/2018	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Interpump Group S.p.A.	IP	T5513W107	4/23/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Interpump Group S.p.A.	IP	T5513W107	4/23/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	InterXion Holding N.V.	INXN	N47279109	6/29/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	InterXion Holding N.V.	INXN	N47279109	6/29/2018	Ratification of Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	InterXion Holding N.V.	INXN	N47279109	6/29/2018	Elect Robert A. Ruijter	Mgmt	Voted	For	For
TCW International Small Cap Fund	InterXion Holding N.V.	INXN	N47279109	6/29/2018	Elect David Lister	Mgmt	Voted	For	For
TCW International Small Cap Fund	InterXion Holding N.V.	INXN	N47279109	6/29/2018	Restricted Shares for Non-Executive Directors	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	InterXion Holding N.V.	INXN	N47279109	6/29/2018	Performance Shares to Executive Director	Mgmt	Voted	For	For
TCW International Small Cap Fund	InterXion Holding N.V.	INXN	N47279109	6/29/2018	Authorize the Board to Issue Shares Pursuant to the Company’s Equity Incentive Plans	Mgmt	Voted	For	For
TCW International Small Cap Fund	InterXion Holding N.V.	INXN	N47279109	6/29/2018	Authorize the Board to Exclude Preemptive Rights for Incentive Plan Issuance of Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	InterXion Holding N.V.	INXN	N47279109	6/29/2018	Authorize the Company to Issue Shares For General Corporate Purposes	Mgmt	Voted	For	For
TCW International Small Cap Fund	InterXion Holding N.V.	INXN	N47279109	6/29/2018	Authorize the Company to Exclude Preemptive Rights for General Purpose Issuance of Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	InterXion Holding N.V.	INXN	N47279109	6/29/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Iren S.p.A	IRE	T5551Y106	4/19/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Iren S.p.A	IRE	T5551Y106	4/19/2018	Accounts and Reports/Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Iren S.p.A	IRE	T5551Y106	4/19/2018	Remuneration Report	Mgmt	Voted	For	For
TCW International Small Cap Fund	Iren S.p.A	IRE	T5551Y106	4/19/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Iren S.p.A	IRE	T5551Y106	4/19/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Iren S.p.A	IRE	T5551Y106	4/19/2018	List presented by Finanziaria Sviluppo Utilities S.r.l.	Mgmt	Voted	N/A	N/A
TCW International Small Cap Fund	Iren S.p.A	IRE	T5551Y106	4/19/2018	List presented by Group of Institutional Investors representing 3% of share capital	Mgmt	Voted	For	For
TCW International Small Cap Fund	Iren S.p.A	IRE	T5551Y106	4/19/2018	Statutory Auditors’ Fees	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Japan Lifeline Co., Ltd.	7575	J27093103	6/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Japan Lifeline Co., Ltd.	7575	J27093103	6/27/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Japan Lifeline Co., Ltd.	7575	J27093103	6/27/2018	Election of Yumiko Hoshiba as a Director	Mgmt	Voted	For	For
TCW International Small Cap Fund	Japan Lifeline Co., Ltd.	7575	J27093103	6/27/2018	Elect Yasunori Kamiya	Mgmt	Voted	For	For
TCW International Small Cap Fund	Japan Lifeline Co., Ltd.	7575	J27093103	6/27/2018	Elect Daizoh Asari	Mgmt	Voted	For	For
TCW International Small Cap Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	9/20/2017	Elect LEE Suk Joo	Mgmt	Voted	For	For
TCW International Small Cap Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	9/20/2017	Elect SON Sung Kyu	Mgmt	Voted	For	For
TCW International Small Cap Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	9/20/2017	Elect SONG Dal Ryong	Mgmt	Voted	For	For
TCW International Small Cap Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	9/20/2017	Elect LEE Deuk Yong	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	9/20/2017	Election of Audit Committee Member: SON Sung Kyu	Mgmt	Voted	For	For
TCW International Small Cap Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	9/20/2017	Election of Audit Committee Member: SONG Dal Ryong	Mgmt	Voted	For	For
TCW International Small Cap Fund	JEJUAIR, CO., LTD.	089590	Y4S2C2103	9/20/2017	Election of Audit Committee Member: LEE Deuk Yong	Mgmt	Voted	For	For
TCW International Small Cap Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW International Small Cap Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Elect Alison Baker	Mgmt	Voted	For	For
TCW International Small Cap Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Elect Oleg Novachuk	Mgmt	Voted	For	For
TCW International Small Cap Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Elect Andrew Southam	Mgmt	Voted	For	For
TCW International Small Cap Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Elect Lynda Armstrong	Mgmt	Voted	For	For
TCW International Small Cap Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Elect Vladimir Kim	Mgmt	Voted	For	For
TCW International Small Cap Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Elect Michael Lynch-Bell	Mgmt	Voted	For	For
TCW International Small Cap Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Elect John MacKenzie	Mgmt	Voted	For	For
TCW International Small Cap Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Elect Charles Watson	Mgmt	Voted	For	For
TCW International Small Cap Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Proposal)	Mgmt	Voted	For	For
TCW International Small Cap Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	KAZ Minerals Plc	KAZ	G5221U108	5/3/2018	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Keywords Studios Plc	KWS	G5254U108	5/25/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Keywords Studios Plc	KWS	G5254U108	5/25/2018	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Keywords Studios Plc	KWS	G5254U108	5/25/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Keywords Studios Plc	KWS	G5254U108	5/25/2018	Elect Ross Graham	Mgmt	Voted	For	For
TCW International Small Cap Fund	Keywords Studios Plc	KWS	G5254U108	5/25/2018	Elect David Broderick	Mgmt	Voted	For	For
TCW International Small Cap Fund	Keywords Studios Plc	KWS	G5254U108	5/25/2018	Elect Andrew Day	Mgmt	Voted	For	For
TCW International Small Cap Fund	Keywords Studios Plc	KWS	G5254U108	5/25/2018	Elect David Reeves	Mgmt	Voted	For	For
TCW International Small Cap Fund	Keywords Studios Plc	KWS	G5254U108	5/25/2018	Elect Giorgio Guastalla	Mgmt	Voted	For	For
TCW International Small Cap Fund	Keywords Studios Plc	KWS	G5254U108	5/25/2018	Elect Georges Fornay	Mgmt	Voted	For	For
TCW International Small Cap Fund	Keywords Studios Plc	KWS	G5254U108	5/25/2018	Elect Charlotta Ginman	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Keywords Studios Plc	KWS	G5254U108	5/25/2018	Appointment of Auditor	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Keywords Studios Plc	KWS	G5254U108	5/25/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Keywords Studios Plc	KWS	G5254U108	5/25/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Keywords Studios Plc	KWS	G5254U108	5/25/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Keywords Studios Plc	KWS	G5254U108	5/25/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Kobe Steel Ltd.	5406	J34555250	6/21/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Kobe Steel Ltd.	5406	J34555250	6/21/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kobe Steel Ltd.	5406	J34555250	6/21/2018	Elect Mitsugu Yamaguchi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kobe Steel Ltd.	5406	J34555250	6/21/2018	Elect Yoshinori Onoe	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kobe Steel Ltd.	5406	J34555250	6/21/2018	Elect Fusaki Koshiishi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kobe Steel Ltd.	5406	J34555250	6/21/2018	Elect Shohei Manabe	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kobe Steel Ltd.	5406	J34555250	6/21/2018	Elect Takao Kitabata	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kobe Steel Ltd.	5406	J34555250	6/21/2018	Elect Hiroyuki Bamba	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kobe Steel Ltd.	5406	J34555250	6/21/2018	Elect Takao Ohhama	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kobe Steel Ltd.	5406	J34555250	6/21/2018	Elect Kohichiro Shibata	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kobe Steel Ltd.	5406	J34555250	6/21/2018	Elect Jiroh Kitagawa	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kobe Steel Ltd.	5406	J34555250	6/21/2018	Elect Yoshihiko Katsukawa	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kobe Steel Ltd.	5406	J34555250	6/21/2018	Elect Takashi Okimoto	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kobe Steel Ltd.	5406	J34555250	6/21/2018	Elect Yoshiiku Miyata	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kobe Steel Ltd.	5406	J34555250	6/21/2018	Elect Hideroh Chimori	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kobe Steel Ltd.	5406	J34555250	6/21/2018	Elect Hiroshi Ishikawa	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kobe Steel Ltd.	5406	J34555250	6/21/2018	Elect Yasushi Tsushima	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kobe Steel Ltd.	5406	J34555250	6/21/2018	Elect Kunio Miura as Alternate Audit Committee Director	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Early Termination of Board Powers	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Board Size	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Elect Mikhail S. Gutseriev	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Elect Said M. Gutseriev	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Elect Bilan A. Uzhakhov	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Elect Avet V. Mirakyan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Elect Mikhail O. Shishkanov	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Elect Anton A. Zhuchenko	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Elect Andrey M. Derekh	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Elect Aleksey P. Maknev	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Elect Aleksandr A. Lukin	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Elect Sait-Salam S. Gutseriev	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Elect Alexander Tynkovan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Elect Pavel Y. Breev	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Elect Vladimir V. Preobrazhenskiy	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Elect Januzs Lella	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Early Termination of Audit Commission Powers	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Elect Andrey A. Gorokhov	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Elect Aleksey L. Rogkovsky	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Elect Evgeny V. Bezlik	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Adoption of Management Board Regulations	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kompaniya M. Video OAO	MVID	X5596G107	8/7/2017	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kwangju Bank Co., Ltd.	192530	Y4S01H106	9/27/2017	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kwangju Bank Co., Ltd.	192530	Y4S01H106	9/27/2017	Elect SONG Jong Wook	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kwangju Bank Co., Ltd.	192530	Y4S01H106	9/27/2017	Elect CHANG Soo Yeon	Mgmt	Voted	For	For
TCW International Small Cap Fund	KWG Property Holdings Limited	1813	G53224104	2/9/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	KWG Property Holdings Limited	1813	G53224104	2/9/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	KWG Property Holdings Limited	1813	G53224104	2/9/2018	Adoption of Share Option Scheme	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	KWG Property Holdings Limited	1813	G53224104	6/8/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	KWG Property Holdings Limited	1813	G53224104	6/8/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	KWG Property Holdings Limited	1813	G53224104	6/8/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	KWG Property Holdings Limited	1813	G53224104	6/8/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	KWG Property Holdings Limited	1813	G53224104	6/8/2018	Authorization of Legal Formalities (Final Dividends)	Mgmt	Voted	For	For
TCW International Small Cap Fund	KWG Property Holdings Limited	1813	G53224104	6/8/2018	Elect KONG Jian Nan	Mgmt	Voted	For	For
TCW International Small Cap Fund	KWG Property Holdings Limited	1813	G53224104	6/8/2018	Elect TAM Chun Fai	Mgmt	Voted	For	For
TCW International Small Cap Fund	KWG Property Holdings Limited	1813	G53224104	6/8/2018	Elect LI Bin Hai	Mgmt	Voted	For	For
TCW International Small Cap Fund	KWG Property Holdings Limited	1813	G53224104	6/8/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	KWG Property Holdings Limited	1813	G53224104	6/8/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	KWG Property Holdings Limited	1813	G53224104	6/8/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	KWG Property Holdings Limited	1813	G53224104	6/8/2018	Authority to Issue Repurchased Shares	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	KWG Property Holdings Limited	1813	G53224104	6/8/2018	Amendments to Articles	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Kyowa Exeo Corporation	1951	J38232104	6/22/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Kyowa Exeo Corporation	1951	J38232104	6/22/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kyowa Exeo Corporation	1951	J38232104	6/22/2018	Elect Tetsuya Funabashi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kyowa Exeo Corporation	1951	J38232104	6/22/2018	Elect Yasushi Kohara	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kyowa Exeo Corporation	1951	J38232104	6/22/2018	Elect Wataru Hashimoto	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kyowa Exeo Corporation	1951	J38232104	6/22/2018	Elect Toshihiko Kumamoto	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kyowa Exeo Corporation	1951	J38232104	6/22/2018	Elect Toshiroh Ue	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kyowa Exeo Corporation	1951	J38232104	6/22/2018	Elect Tomoko Aramaki as Statutory Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Kyowa Exeo Corporation	1951	J38232104	6/22/2018	Equity Compensation Plan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Maanshan Iron & Steel Company Limited	0323	Y5361G109	11/30/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Maanshan Iron & Steel Company Limited	0323	Y5361G109	11/30/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Maanshan Iron & Steel Company Limited	0323	Y5361G109	11/30/2017	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Maanshan Iron & Steel Company Limited	0323	Y5361G109	11/30/2017	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Maanshan Iron & Steel Company Limited	0323	Y5361G109	11/30/2017	Supervisors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Maanshan Iron & Steel Company Limited	0323	Y5361G109	11/30/2017	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Maanshan Iron & Steel Company Limited	0323	Y5361G109	11/30/2017	Elect DING Yi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Maanshan Iron & Steel Company Limited	0323	Y5361G109	11/30/2017	Elect QIAN Haifan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Maanshan Iron & Steel Company Limited	0323	Y5361G109	11/30/2017	Elect REN Tianbao	Mgmt	Voted	For	For
TCW International Small Cap Fund	Maanshan Iron & Steel Company Limited	0323	Y5361G109	11/30/2017	Elect ZHANG Wenyang	Mgmt	Voted	For	For
TCW International Small Cap Fund	Maanshan Iron & Steel Company Limited	0323	Y5361G109	11/30/2017	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Maanshan Iron & Steel Company Limited	0323	Y5361G109	11/30/2017	Elect ZHANG Chunxia	Mgmt	Voted	For	For
TCW International Small Cap Fund	Maanshan Iron & Steel Company Limited	0323	Y5361G109	11/30/2017	Elect ZHU Shaofang	Mgmt	Voted	For	For
TCW International Small Cap Fund	Maanshan Iron & Steel Company Limited	0323	Y5361G109	11/30/2017	Elect WANG Xianzhu	Mgmt	Voted	For	For

Fund Name		Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund		Maanshan Iron & Steel Company Limited	0323	Y5361G109	11/30/2017	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund		Maanshan Iron & Steel Company Limited	0323	Y5361G109	11/30/2017	Elect ZHANG Qianchun	Mgmt	Voted	For	For
TCW International Small Cap Fund		Maanshan Iron & Steel Company Limited	0323	Y5361G109	11/30/2017	Elect YANG Yada	Mgmt	Voted	For	For
TCW International Small Cap Fund		Maanshan Iron & Steel Company Limited	0323	Y5361G109	11/30/2017	Elect QIN Tongzhou	Mgmt	Voted	For	For
TCW International Small Cap Fund		Maeda Kosen Company Limited	7821	J39495106	12/19/2017	Elect Yukitoshi Maeda	Mgmt	Voted	For	For
TCW International Small Cap Fund		Maeda Kosen Company Limited	7821	J39495106	12/19/2017	Elect Takahiro Maeda	Mgmt	Voted	For	For
TCW International Small Cap Fund	��	Maeda Kosen Company Limited	7821	J39495106	12/19/2017	Elect Yasuo Saitoh	Mgmt	Voted	For	For
TCW International Small Cap Fund		Maeda Kosen Company Limited	7821	J39495106	12/19/2017	Elect Tomoo Mimura	Mgmt	Voted	For	For
TCW International Small Cap Fund		Maeda Kosen Company Limited	7821	J39495106	12/19/2017	Elect Akira Matsumoto	Mgmt	Voted	For	For
TCW International Small Cap Fund		Maeda Kosen Company Limited	7821	J39495106	12/19/2017	Elect Fujio Shinki	Mgmt	Voted	For	For
TCW International Small Cap Fund		Maeda Kosen Company Limited	7821	J39495106	12/19/2017	Elect Toshiichiroh Sumida as Statutory Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Remuneration Policy (Binding)	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Elect Katharine Barker	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Elect Richard D.A. Berliand	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Elect John Cryan	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Elect Luke Ellis	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Elect Andrew D. Horton	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Elect Mark Daniel Jones	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Elect Matthew Lester	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Elect Lord Ian P. Livingston	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Elect Dev Sanyal	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Elect Nina Shapiro	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Elect Jonathan Sorrell	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Authorisation of Political Donations	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Long Term Incentive Plan	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Deferred Share Plan	Mgmt	Voted	For	For
TCW International Small Cap Fund		Man Group plc	EMG	G5790V172	5/11/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Man Group plc	EMG	G5790V172	5/11/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Man Group plc	EMG	G5790V172	5/11/2018	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investments)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Man Group plc	EMG	G5790V172	5/11/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Man Group plc	EMG	G5790V172	5/11/2018	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Mandom Corporation	4917	J39659107	6/22/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Mandom Corporation	4917	J39659107	6/22/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mandom Corporation	4917	J39659107	6/22/2018	Elect Motonobu Nishimura	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mandom Corporation	4917	J39659107	6/22/2018	Elect Shinichiroh Koshiba	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mandom Corporation	4917	J39659107	6/22/2018	Elect Yasuaki Kameda	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mandom Corporation	4917	J39659107	6/22/2018	Elect Takeshi Hibi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mandom Corporation	4917	J39659107	6/22/2018	Elect Tatsuyoshi Kitamura	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mandom Corporation	4917	J39659107	6/22/2018	Elect Satoshi Nakajima	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mandom Corporation	4917	J39659107	6/22/2018	Elect Satoshi Nagao	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mandom Corporation	4917	J39659107	6/22/2018	Restricted Share Plan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mazor Robotics Limited	MZOR	57886P103	12/27/2017	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mazor Robotics Limited	MZOR	57886P103	12/27/2017	Elect Jonathan Adereth	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mazor Robotics Limited	MZOR	57886P103	12/27/2017	Elect Ori Hadomi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mazor Robotics Limited	MZOR	57886P103	12/27/2017	Elect Michael Berman	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mazor Robotics Limited	MZOR	57886P103	12/27/2017	Elect Sarit Soccary Ben-Yochanan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mazor Robotics Limited	MZOR	57886P103	12/27/2017	Elect Gil Bianco	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mazor Robotics Limited	MZOR	57886P103	12/27/2017	Confirmation of Controlling Shareholder	Mgmt	Voted	Against	N/A
TCW International Small Cap Fund	Mazor Robotics Limited	MZOR	57886P103	12/27/2017	Salary Increase of CEO	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mazor Robotics Limited	MZOR	57886P103	12/27/2017	Confirmation of Controlling Shareholder	Mgmt	Voted	Against	N/A
TCW International Small Cap Fund	Mazor Robotics Limited	MZOR	57886P103	12/27/2017	Options Grant to CEO	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mazor Robotics Limited	MZOR	57886P103	12/27/2017	Confirmation of Controlling Shareholder	Mgmt	Voted	Against	N/A
TCW International Small Cap Fund	Mazor Robotics Limited	MZOR	57886P103	12/27/2017	Compensation Policy	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mazor Robotics Limited	MZOR	57886P103	12/27/2017	Confirmation of Controlling Shareholder	Mgmt	Voted	Against	N/A
TCW International Small Cap Fund	Melco International Development Limited	0200	Y59683188	6/7/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Melco International Development Limited	0200	Y59683188	6/7/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Melco International Development Limited	0200	Y59683188	6/7/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Melco International Development Limited	0200	Y59683188	6/7/2018	Elect Clarence CHUNG Yuk Man	Mgmt	Voted	For	For
TCW International Small Cap Fund	Melco International Development Limited	0200	Y59683188	6/7/2018	Elect Frank TSUI Che Yin	Mgmt	Voted	For	For
TCW International Small Cap Fund	Melco International Development Limited	0200	Y59683188	6/7/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Melco International Development Limited	0200	Y59683188	6/7/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Melco International Development Limited	0200	Y59683188	6/7/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Melco International Development Limited	0200	Y59683188	6/7/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Melco International Development Limited	0200	Y59683188	6/7/2018	Authority to Issue Repurchased Shares	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Melco International Development Limited	0200	Y59683188	6/7/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Microport Scientific Corp	0853	G60837104	4/19/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Microport Scientific Corp	0853	G60837104	4/19/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Microport Scientific Corp	0853	G60837104	4/19/2018	Merger/Acquisition	Mgmt	Voted	For	For
TCW International Small Cap Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Elect Janine FENG Junyuan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Elect CHOU Jonathan H.	Mgmt	Voted	For	For
TCW International Small Cap Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Elect LIU Guoen	Mgmt	Voted	For	For
TCW International Small Cap Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Microport Scientific Corp	0853	G60837104	5/14/2018	Authority to Issue Repurchased Shares	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Mitsubishi Logisnext Co.,Ltd.	7105	J56558109	6/28/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mitsubishi Logisnext Co.,Ltd.	7105	J56558109	6/28/2018	Elect Hideaki Ninomiya	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mitsubishi Logisnext Co.,Ltd.	7105	J56558109	6/28/2018	Elect Takashi Mikogami	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mitsubishi Logisnext Co.,Ltd.	7105	J56558109	6/28/2018	Elect Masanori Kagami	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mitsubishi Logisnext Co.,Ltd.	7105	J56558109	6/28/2018	Elect Shinji Fujita	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mitsubishi Logisnext Co.,Ltd.	7105	J56558109	6/28/2018	Elect Hiroaki Yamamoto	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mitsubishi Logisnext Co.,Ltd.	7105	J56558109	6/28/2018	Elect Takayuki Katoh	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mitsubishi Logisnext Co.,Ltd.	7105	J56558109	6/28/2018	Elect Ken Ohkohchi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Mitsubishi Nichiyu Forklift Co Ltd.	7105	J56558109	9/15/2017	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Morgan Advanced Materials Plc	MGAM	G62496131	5/11/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Morgan Advanced Materials Plc	MGAM	G62496131	5/11/2018	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Morgan Advanced Materials Plc	MGAM	G62496131	5/11/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Morgan Advanced Materials Plc	MGAM	G62496131	5/11/2018	Elect Jane Aikman	Mgmt	Voted	For	For
TCW International Small Cap Fund	Morgan Advanced Materials Plc	MGAM	G62496131	5/11/2018	Elect Helen Bunch	Mgmt	Voted	For	For
TCW International Small Cap Fund	Morgan Advanced Materials Plc	MGAM	G62496131	5/11/2018	Elect Douglas Caster	Mgmt	Voted	For	For
TCW International Small Cap Fund	Morgan Advanced Materials Plc	MGAM	G62496131	5/11/2018	Elect Laurence Mulliez	Mgmt	Voted	For	For
TCW International Small Cap Fund	Morgan Advanced Materials Plc	MGAM	G62496131	5/11/2018	Elect Pete Raby	Mgmt	Voted	For	For
TCW International Small Cap Fund	Morgan Advanced Materials Plc	MGAM	G62496131	5/11/2018	Elect Andrew B. Shilston	Mgmt	Voted	For	For
TCW International Small Cap Fund	Morgan Advanced Materials Plc	MGAM	G62496131	5/11/2018	Elect Peter A. Turner	Mgmt	Voted	For	For
TCW International Small Cap Fund	Morgan Advanced Materials Plc	MGAM	G62496131	5/11/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Morgan Advanced Materials Plc	MGAM	G62496131	5/11/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Morgan Advanced Materials Plc	MGAM	G62496131	5/11/2018	Authorisation of Political Donations	Mgmt	Voted	For	For
TCW International Small Cap Fund	Morgan Advanced Materials Plc	MGAM	G62496131	5/11/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Morgan Advanced Materials Plc	MGAM	G62496131	5/11/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Morgan Advanced Materials Plc	MGAM	G62496131	5/11/2018	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Morgan Advanced Materials Plc	MGAM	G62496131	5/11/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Morgan Advanced Materials Plc	MGAM	G62496131	5/11/2018	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Nabtesco Corp.	6268	J4707Q100	3/27/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nabtesco Corp.	6268	J4707Q100	3/27/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nabtesco Corp.	6268	J4707Q100	3/27/2018	Election of Directors	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nabtesco Corp.	6268	J4707Q100	3/27/2018	Elect Katsuhiro Teramoto	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nabtesco Corp.	6268	J4707Q100	3/27/2018	Elect Shinji Juman	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nabtesco Corp.	6268	J4707Q100	3/27/2018	Elect Daisuke Hakoda	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Nabtesco Corp.	6268	J4707Q100	3/27/2018	Elect Kohji Kaminaka	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nabtesco Corp.	6268	J4707Q100	3/27/2018	Elect Goroh Hashimoto	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nabtesco Corp.	6268	J4707Q100	3/27/2018	Elect Toshiaki Akita	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nabtesco Corp.	6268	J4707Q100	3/27/2018	Elect Yutaka Fujiwara	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nabtesco Corp.	6268	J4707Q100	3/27/2018	Elect Norio Uchida	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nabtesco Corp.	6268	J4707Q100	3/27/2018	Elect Naoko Yamzaki	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nemetschek SE	NEM	D56134105	5/30/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Nemetschek SE	NEM	D56134105	5/30/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Nemetschek SE	NEM	D56134105	5/30/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Nemetschek SE	NEM	D56134105	5/30/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Nemetschek SE	NEM	D56134105	5/30/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nemetschek SE	NEM	D56134105	5/30/2018	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nemetschek SE	NEM	D56134105	5/30/2018	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nemetschek SE	NEM	D56134105	5/30/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nemetschek SE	NEM	D56134105	5/30/2018	Elect Bill Krouch to the Supervisory Board	Mgmt	Voted	For	For
TCW International Small Cap Fund	NEXTDC Limited	NXT	Q6750Y106	11/22/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	NEXTDC Limited	NXT	Q6750Y106	11/22/2017	REMUNERATION REPORT	Mgmt	Voted	For	For
TCW International Small Cap Fund	NEXTDC Limited	NXT	Q6750Y106	11/22/2017	Re-elect Stuart Davis	Mgmt	Voted	For	For
TCW International Small Cap Fund	NEXTDC Limited	NXT	Q6750Y106	11/22/2017	Elect Sharon Warburton	Mgmt	Voted	For	For
TCW International Small Cap Fund	NEXTDC Limited	NXT	Q6750Y106	11/22/2017	Equity Grant (CEO Craig Scroggie)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nihon M&A Center Inc.	2127	J50883107	6/26/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Nihon M&A Center Inc.	2127	J50883107	6/26/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nihon M&A Center Inc.	2127	J50883107	6/26/2018	Elect Yasuhiro Wakebayashi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nihon M&A Center Inc.	2127	J50883107	6/26/2018	Elect Suguru Miyake	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nihon M&A Center Inc.	2127	J50883107	6/26/2018	Elect Takamaro Naraki	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nihon M&A Center Inc.	2127	J50883107	6/26/2018	Elect Masahiko Ohtsuki	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nihon M&A Center Inc.	2127	J50883107	6/26/2018	Elect Takayoshi Ohyama	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nihon M&A Center Inc.	2127	J50883107	6/26/2018	Elect Naoki Takeuchi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nihon M&A Center Inc.	2127	J50883107	6/26/2018	Elect Tokihiko Mori	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nihon M&A Center Inc.	2127	J50883107	6/26/2018	Elect Nobutsugi Tamura	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nihon M&A Center Inc.	2127	J50883107	6/26/2018	Elect Naoki Kinoshita	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nihon M&A Center Inc.	2127	J50883107	6/26/2018	Elect Yoshinori Yamada	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nihon M&A Center Inc.	2127	J50883107	6/26/2018	Elect Katsumasa Shiga as Alternate Audit Committee	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nishi-Nippon Financial Holdings, Inc.	7189	J56774102	6/28/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Nishi-Nippon Financial Holdings, Inc.	7189	J56774102	6/28/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Nishi-Nippon Financial Holdings, Inc.	7189	J56774102	6/28/2018	Elect Isao Kubota	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nishi-Nippon Financial Holdings, Inc.	7189	J56774102	6/28/2018	Elect Hiromichi Tanigawa	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nishi-Nippon Financial Holdings, Inc.	7189	J56774102	6/28/2018	Elect Sohichi Kawamoto	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nishi-Nippon Financial Holdings, Inc.	7189	J56774102	6/28/2018	Elect Kiyota Takata	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nishi-Nippon Financial Holdings, Inc.	7189	J56774102	6/28/2018	Elect Shigeru Urayama	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nishi-Nippon Financial Holdings, Inc.	7189	J56774102	6/28/2018	Elect Hiroyuki Irie	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nishi-Nippon Financial Holdings, Inc.	7189	J56774102	6/28/2018	Elect Shinya Hirota	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nishi-Nippon Financial Holdings, Inc.	7189	J56774102	6/28/2018	Elect Hideyuki Murakami	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nishi-Nippon Financial Holdings, Inc.	7189	J56774102	6/28/2018	Elect Kiyotaka Tomoike	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nishi-Nippon Financial Holdings, Inc.	7189	J56774102	6/28/2018	Elect Yuji Tanaka	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nishi-Nippon Financial Holdings, Inc.	7189	J56774102	6/28/2018	Elect Hirohiko Okumura	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nishi-Nippon Financial Holdings, Inc.	7189	J56774102	6/28/2018	Elect Nobuko Takahashi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Nishi-Nippon Financial Holdings, Inc.	7189	J56774102	6/28/2018	Elect Seiji Ino as Alternate Audit Committee Director	Mgmt	Voted	For	For
TCW International Small Cap Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW International Small Cap Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect Mark Tompkins	Mgmt	Voted	For	For
TCW International Small Cap Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect B. R. Shetty	Mgmt	Voted	For	For
TCW International Small Cap Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect Khalifa Bin Butti	Mgmt	Voted	For	For
TCW International Small Cap Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect Prasanth Manghat	Mgmt	Voted	For	For
TCW International Small Cap Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect Hani Buttikhi	Mgmt	Voted	For	For
TCW International Small Cap Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect Ayesha Abdullah	Mgmt	Voted	For	For
TCW International Small Cap Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect Abdulrahman Basaddiq	Mgmt	Voted	For	For
TCW International Small Cap Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect Jonathan Bomford	Mgmt	Voted	For	For
TCW International Small Cap Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect Lord Patrick J. Clanwilliam	Mgmt	Voted	For	For
TCW International Small Cap Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect Salma Hareb	Mgmt	Voted	For	For
TCW International Small Cap Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Elect Nandini Tandon	Mgmt	Voted	For	For
TCW International Small Cap Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Authorisation of Political Donations	Mgmt	Voted	For	For
TCW International Small Cap Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Authority to Issue Shares w/oPreemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)	Mgmt	Voted	For	For
TCW International Small Cap Fund	NMC Health Plc	NMC	G65836101	6/28/2018	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	Voted	Against	Against

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent		Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Noevir Holdings Co Ltd	4928	J5877N108	12/7/2017	Non-Voting Meeting Note	N/A		Voted	N/A	N/A
TCW International Small Cap Fund	Noevir Holdings Co Ltd	4928	J5877N108	12/7/2017	Elect Hiroshi Ohkura	Mgmt		Voted	For	For
TCW International Small Cap Fund	Noevir Holdings Co Ltd	4928	J5877N108	12/7/2017	Elect Takashi Ohkura	Mgmt		Voted	For	For
TCW International Small Cap Fund	Noevir Holdings Co Ltd	4928	J5877N108	12/7/2017	Elect Ikkoh Yoshida	Mgmt		Voted	For	For
TCW International Small Cap Fund	Noevir Holdings Co Ltd	4928	J5877N108	12/7/2017	Elect Yasuo Kaiden	Mgmt		Voted	For	For
TCW International Small Cap Fund	Noevir Holdings Co Ltd	4928	J5877N108	12/7/2017	Elect Masataka Nakano	Mgmt		Voted	For	For
TCW International Small Cap Fund	Noevir Holdings Co Ltd	4928	J5877N108	12/7/2017	Elect Sanae Tanaka	Mgmt		Voted	For	For
TCW International Small Cap Fund	Noevir Holdings Co Ltd	4928	J5877N108	12/7/2017	Elect Maho Kinami	Mgmt		Voted	For	For
TCW International Small Cap Fund	North Pacific Bank Limited	8524	J22260111	6/26/2018	Non-Voting Meeting Note	N/A		Voted	N/A	N/A
TCW International Small Cap Fund	North Pacific Bank Limited	8524	J22260111	6/26/2018	Allocation of Profits/Dividends	Mgmt		Voted	For	For
TCW International Small Cap Fund	North Pacific Bank Limited	8524	J22260111	6/26/2018	Elect Junji Ishii	Mgmt		Voted	For	For
TCW International Small Cap Fund	North Pacific Bank Limited	8524	J22260111	6/26/2018	Elect Ryu Shibata	Mgmt		Voted	For	For
TCW International Small Cap Fund	North Pacific Bank Limited	8524	J22260111	6/26/2018	Elect Mitsuharu Yasuda	Mgmt		Voted	For	For
TCW International Small Cap Fund	North Pacific Bank Limited	8524	J22260111	6/26/2018	Elect Toshitaka Sakoda	Mgmt		Voted	For	For
TCW International Small Cap Fund	North Pacific Bank Limited	8524	J22260111	6/26/2018	Elect Iwao Takeuchi	Mgmt		Voted	For	For
TCW International Small Cap Fund	North Pacific Bank Limited	8524	J22260111	6/26/2018	Elect Minoru Nagano	Mgmt		Voted	For	For
TCW International Small Cap Fund	North Pacific Bank Limited	8524	J22260111	6/26/2018	Elect Hideki Fujiike	Mgmt		Voted	For	For
TCW International Small Cap Fund	North Pacific Bank Limited	8524	J22260111	6/26/2018	Elect Satoshi Fukase	Mgmt		Voted	For	For
TCW International Small Cap Fund	North Pacific Bank Limited	8524	J22260111	6/26/2018	Elect Satoshi Shindoh	Mgmt		Voted	For	For
TCW International Small Cap Fund	North Pacific Bank Limited	8524	J22260111	6/26/2018	Elect Mikako Hayashi	Mgmt		Voted	For	For
TCW International Small Cap Fund	North Pacific Bank Limited	8524	J22260111	6/26/2018	Elect Rieko Ubagai	Mgmt		Voted	For	For
TCW International Small Cap Fund	North Pacific Bank Limited	8524	J22260111	6/26/2018	Elect Kazuaki Shimamoto	Mgmt		Voted	For	For
TCW International Small Cap Fund	North Pacific Bank Limited	8524	J22260111	6/26/2018	Elect Katsunori Matsushita as Statutory Auditor	Mgmt		Voted	For	For
TCW International Small Cap Fund	North Pacific Bank Limited	8524	J22260111	6/26/2018	Trusty-Type Performance-Linked Equity	Mgmt		Voted	For	For
TCW International Small Cap Fund	OC Oerlikon Corporation AG, Pfaffikon	OERL	H59187106	4/10/2018	Accounts and Reports	Mgmt		Voted	For	For
TCW International Small Cap Fund	OC Oerlikon Corporation AG, Pfaffikon	OERL	H59187106	4/10/2018	Allocation of Profits	Mgmt		Voted	For	For
TCW International Small Cap Fund	OC Oerlikon Corporation AG, Pfaffikon	OERL	H59187106	4/10/2018	Dividends from Reserves	Mgmt		Voted	For	For
TCW International Small Cap Fund	OC Oerlikon Corporation AG, Pfaffikon	OERL	H59187106	4/10/2018	Ratification of Board and Management Acts	Mgmt		Voted	For	For
TCW International Small Cap Fund	OC Oerlikon Corporation AG, Pfaffikon	OERL	H59187106	4/10/2018	Elect Michael Süss as Board Chair	Mgmt		Voted	For	For
TCW International Small Cap Fund	OC Oerlikon Corporation AG, Pfaffikon	OERL	H59187106	4/10/2018	Elect Jean Botti	Mgmt		Voted	For	For
TCW International Small Cap Fund	OC Oerlikon Corporation AG, Pfaffikon	OERL	H59187106	4/10/2018	Elect Geoffery Merszei	Mgmt	��	Voted	For	For
TCW International Small Cap Fund	OC Oerlikon Corporation AG, Pfaffikon	OERL	H59187106	4/10/2018	Elect David Metzger	Mgmt		Voted	For	For
TCW International Small Cap Fund	OC Oerlikon Corporation AG, Pfaffikon	OERL	H59187106	4/10/2018	Elect Alexey V. Moskov	Mgmt		Voted	For	For
TCW International Small Cap Fund	OC Oerlikon Corporation AG, Pfaffikon	OERL	H59187106	4/10/2018	Elect Gerhard Pegam	Mgmt		Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	OC Oerlikon Corporation AG, Pfaffikon	OERL	H59187106	4/10/2018	Elect Michael Süss as Compensation and Nominating Committee Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	OC Oerlikon Corporation AG, Pfaffikon	OERL	H59187106	4/10/2018	Elect Alexey V. Moskov as Compensation and Nominating Committee Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	OC Oerlikon Corporation AG, Pfaffikon	OERL	H59187106	4/10/2018	Elect Gerhard Pegam as Compensation and Nominating Committee Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	OC Oerlikon Corporation AG, Pfaffikon	OERL	H59187106	4/10/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	OC Oerlikon Corporation AG, Pfaffikon	OERL	H59187106	4/10/2018	Appointment of Independent Proxy	Mgmt	Voted	For	For
TCW International Small Cap Fund	OC Oerlikon Corporation AG, Pfaffikon	OERL	H59187106	4/10/2018	Board Compensation	Mgmt	Voted	For	For
TCW International Small Cap Fund	OC Oerlikon Corporation AG, Pfaffikon	OERL	H59187106	4/10/2018	Executive Compensation (Fixed)	Mgmt	Voted	For	For
TCW International Small Cap Fund	OC Oerlikon Corporation AG, Pfaffikon	OERL	H59187106	4/10/2018	Executive Compensation (Variable)	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	5/16/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	5/16/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	5/16/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	5/16/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	5/16/2018	Increase in Authorised Capital	Mgmt	Voted	For	For
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	5/16/2018	Private Placement	Mgmt	Voted	For	For
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	5/16/2018	Subsequent Offering	Mgmt	Voted	For	For
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	5/16/2018	Issuance of Stock Options to CEO	Mgmt	Voted	For	For
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	5/28/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	5/28/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	5/28/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	5/28/2018	Increase in Authorised Capital	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	5/28/2018	Creation of New Share Class	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	5/28/2018	Authority to Issue Preferred Shares	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	5/28/2018	Authority to Issue Warrants w/ or w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	5/28/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	6/20/2018	Elect Helene Odfjell	Mgmt	Voted	For	For
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	6/20/2018	Elect Bengt Lie Hansen	Mgmt	Voted	For	For
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	6/20/2018	Elect Henry H. Hamilton III	Mgmt	Voted	For	For
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	6/20/2018	Elect Kirk L. Davis	Mgmt	Voted	For	For
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	6/20/2018	Elect Susanne E. Munch Thore	Mgmt	Voted	For	For
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	6/20/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	6/20/2018	Directors’ Fees	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	6/20/2018	Amendments to Articles Regarding Power to Issue Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	6/20/2018	Amendments to Articles Regarding to Compulsory Purchase of Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	6/20/2018	Amendments to Articles Regarding Requisitioned General Meetings	Mgmt	Voted	For	For
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	6/20/2018	Amendments to Articles Regarding Notice	Mgmt	Voted	For	For
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	6/20/2018	Amendments to Articles Regarding Instrument of Proxy	Mgmt	Voted	For	For
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	6/20/2018	Amendments to Articles Regarding Adjournment of General Meeting	Mgmt	Voted	For	For
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	6/20/2018	Amendments to Articles Regarding Motion for Inquiry	Mgmt	Voted	For	For
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	6/20/2018	Amendments to Articles Regarding Indemnification and Exculpation of Directors and Officers	Mgmt	Voted	For	For
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	6/20/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	6/20/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Odfjell Drilling Ltd	ODL	G67180102	6/20/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Open House Co.Ltd	3288	J3072G101	12/20/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Open House Co.Ltd	3288	J3072G101	12/20/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Open House Co.Ltd	3288	J3072G101	12/20/2017	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Open House Co.Ltd	3288	J3072G101	12/20/2017	Elect Kazumi Ido as Alternate Statutory Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Open House Co.Ltd	3288	J3072G101	12/20/2017	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Open House Co.Ltd	3288	J3072G101	12/20/2017	Restricted Share Plan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Optex Group Company Limited	6914	J61654109	3/24/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Optex Group Company Limited	6914	J61654109	3/24/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Optex Group Company Limited	6914	J61654109	3/24/2018	Elect Tohru Kobayashi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Optex Group Company Limited	6914	J61654109	3/24/2018	Elect Isamu Oguni	Mgmt	Voted	For	For
TCW International Small Cap Fund	Optex Group Company Limited	6914	J61654109	3/24/2018	Elect Akira Higashi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Optex Group Company Limited	6914	J61654109	3/24/2018	Elect Tohru Kamimura	Mgmt	Voted	For	For
TCW International Small Cap Fund	Optex Group Company Limited	6914	J61654109	3/24/2018	Elect Hiroyuki Ohnishi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Optex Group Company Limited	6914	J61654109	3/24/2018	Elect Tatsuya Nakajima	Mgmt	Voted	For	For
TCW International Small Cap Fund	Optex Group Company Limited	6914	J61654109	3/24/2018	Elect Yukio Kuroda	Mgmt	Voted	For	For
TCW International Small Cap Fund	Optex Group Company Limited	6914	J61654109	3/24/2018	Elect Yukinori Kuwano	Mgmt	Voted	For	For
TCW International Small Cap Fund	Optex Group Company Limited	6914	J61654109	3/24/2018	Elect Tsutomu Ozako	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Outsourcing Inc.	2427	J6313D100	3/28/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Outsourcing Inc.	2427	J6313D100	3/28/2018	Elect Haruhiko Doi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Outsourcing Inc.	2427	J6313D100	3/28/2018	Elect Kazuhiko Suzuki	Mgmt	Voted	For	For
TCW International Small Cap Fund	Outsourcing Inc.	2427	J6313D100	3/28/2018	Elect Masaki Motegi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Outsourcing Inc.	2427	J6313D100	3/28/2018	Elect Atsushi Nakamoto	Mgmt	Voted	For	For
TCW International Small Cap Fund	Outsourcing Inc.	2427	J6313D100	3/28/2018	Elect Masashi Fukushima	Mgmt	Voted	For	For
TCW International Small Cap Fund	Outsourcing Inc.	2427	J6313D100	3/28/2018	Elect Ichiroh Otani	Mgmt	Voted	For	For
TCW International Small Cap Fund	Outsourcing Inc.	2427	J6313D100	3/28/2018	Elect Hiroshi Ohtaka	Mgmt	Voted	For	For
TCW International Small Cap Fund	Outsourcing Inc.	2427	J6313D100	3/28/2018	Elect Fujio Kobayashi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Outsourcing Inc.	2427	J6313D100	3/28/2018	Elect Kenji Nishizawa	Mgmt	Voted	For	For
TCW International Small Cap Fund	Paltac Corporation	8283	J6349W106	6/22/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Paltac Corporation	8283	J6349W106	6/22/2018	Elect Kunio Mikita	Mgmt	Voted	For	For
TCW International Small Cap Fund	Paltac Corporation	8283	J6349W106	6/22/2018	Elect Tadashi Morinaga	Mgmt	Voted	For	For
TCW International Small Cap Fund	Paltac Corporation	8283	J6349W106	6/22/2018	Elect Kunio Ninomiya	Mgmt	Voted	For	For
TCW International Small Cap Fund	Paltac Corporation	8283	J6349W106	6/22/2018	Elect Seiichi Kasutani	Mgmt	Voted	For	For
TCW International Small Cap Fund	Paltac Corporation	8283	J6349W106	6/22/2018	Elect Masahiko Tashiro	Mgmt	Voted	For	For
TCW International Small Cap Fund	Paltac Corporation	8283	J6349W106	6/22/2018	Elect Yukinori Tsujimoto	Mgmt	Voted	For	For
TCW International Small Cap Fund	Paltac Corporation	8283	J6349W106	6/22/2018	Elect Osamu Wada	Mgmt	Voted	For	For
TCW International Small Cap Fund	Paltac Corporation	8283	J6349W106	6/22/2018	Elect Masahiro Noma	Mgmt	Voted	For	For
TCW International Small Cap Fund	Paltac Corporation	8283	J6349W106	6/22/2018	Elect Katsutoshi Yogoh	Mgmt	Voted	For	For
TCW International Small Cap Fund	Paltac Corporation	8283	J6349W106	6/22/2018	Elect Ryu Matsumoto	Mgmt	Voted	For	For
TCW International Small Cap Fund	Paltac Corporation	8283	J6349W106	6/22/2018	Elect Kaori Ohishi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Papeles y Cartones de Europa, S.A.	PAC	E4611S106	6/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Papeles y Cartones de Europa, S.A.	PAC	E4611S106	6/27/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Papeles y Cartones de Europa, S.A.	PAC	E4611S106	6/27/2018	Ratification of Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Papeles y Cartones de Europa, S.A.	PAC	E4611S106	6/27/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Papeles y Cartones de Europa, S.A.	PAC	E4611S106	6/27/2018	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Papeles y Cartones de Europa, S.A.	PAC	E4611S106	6/27/2018	Remuneration Policy (Binding)	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Papeles y Cartones de Europa, S.A.	PAC	E4611S106	6/27/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Papeles y Cartones de Europa, S.A.	PAC	E4611S106	6/27/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Papeles y Cartones de Europa, S.A.	PAC	E4611S106	6/27/2018	Elect Vicente Guilarte Gutierrez	Mgmt	Voted	For	For
TCW International Small Cap Fund	Papeles y Cartones de Europa, S.A.	PAC	E4611S106	6/27/2018	Elect Maria Amelia Isidro Rincon (Aguasal S.A.U.)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Papeles y Cartones de Europa, S.A.	PAC	E4611S106	6/27/2018	Board Size	Mgmt	Voted	For	For
TCW International Small Cap Fund	Papeles y Cartones de Europa, S.A.	PAC	E4611S106	6/27/2018	Capitalisation of Reserves For Bonus Share Issuance	Mgmt	Voted	For	For
TCW International Small Cap Fund	Papeles y Cartones de Europa, S.A.	PAC	E4611S106	6/27/2018	Authority to Issue Shares w/ or w/o Preemptive Rights	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Papeles y Cartones de Europa, S.A.	PAC	E4611S106	6/27/2018	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Papeles y Cartones de Europa, S.A.	PAC	E4611S106	6/27/2018	Authority to Issue Convertible Debt Instruments	Mgmt	Voted	For	For
TCW International Small Cap Fund	Papeles y Cartones de Europa, S.A.	PAC	E4611S106	6/27/2018	Cancellation of Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Papeles y Cartones de Europa, S.A.	PAC	E4611S106	6/27/2018	Authorisation of Legal Formalities	Mgmt	Voted	For	For
TCW International Small Cap Fund	Papeles y Cartones de Europa, S.A.	PAC	E4611S106	6/27/2018	Minutes	Mgmt	Voted	For	For
TCW International Small Cap Fund	Papeles y Cartones de Europa, S.A.	PAC	E4611S106	6/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Papeles y Cartones de Europa, S.A.	PAC	E4611S106	6/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Piraeus Bank S.A.	TPEIR	X06397222	6/29/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Piraeus Bank S.A.	TPEIR	X06397222	6/29/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Piraeus Bank S.A.	TPEIR	X06397222	6/29/2018	Ratification of Directors’ and Auditor’s Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Piraeus Bank S.A.	TPEIR	X06397222	6/29/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Piraeus Bank S.A.	TPEIR	X06397222	6/29/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Piraeus Bank S.A.	TPEIR	X06397222	6/29/2018	Board Transactions	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Piraeus Bank S.A.	TPEIR	X06397222	6/29/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Piraeus Bank S.A.	TPEIR	X06397222	6/29/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Premier Oil plc	PMO	G7216B178	5/16/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Premier Oil plc	PMO	G7216B178	5/16/2018	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Premier Oil plc	PMO	G7216B178	5/16/2018	Elect Robin Allan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Premier Oil plc	PMO	G7216B178	5/16/2018	Elect David John Blackwood	Mgmt	Voted	For	For
TCW International Small Cap Fund	Premier Oil plc	PMO	G7216B178	5/16/2018	Elect Anne Marie Cannon	Mgmt	Voted	For	For
TCW International Small Cap Fund	Premier Oil plc	PMO	G7216B178	5/16/2018	Elect Tony Durrant	Mgmt	Voted	For	For
TCW International Small Cap Fund	Premier Oil plc	PMO	G7216B178	5/16/2018	Elect Roy Franklin	Mgmt	Voted	For	For
TCW International Small Cap Fund	Premier Oil plc	PMO	G7216B178	5/16/2018	Elect Jane Hinkley	Mgmt	Voted	For	For
TCW International Small Cap Fund	Premier Oil plc	PMO	G7216B178	5/16/2018	Elect Iain Macdonald	Mgmt	Voted	For	For
TCW International Small Cap Fund	Premier Oil plc	PMO	G7216B178	5/16/2018	Elect Richard A. Rose	Mgmt	Voted	For	For
TCW International Small Cap Fund	Premier Oil plc	PMO	G7216B178	5/16/2018	Elect Mike Wheeler	Mgmt	Voted	For	For
TCW International Small Cap Fund	Premier Oil plc	PMO	G7216B178	5/16/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Premier Oil plc	PMO	G7216B178	5/16/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Premier Oil plc	PMO	G7216B178	5/16/2018	Authorisation of Political Donations	Mgmt	Voted	For	For
TCW International Small Cap Fund	Premier Oil plc	PMO	G7216B178	5/16/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Premier Oil plc	PMO	G7216B178	5/16/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Premier Oil plc	PMO	G7216B178	5/16/2018	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Premier Oil plc	PMO	G7216B178	5/16/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Premier Oil plc	PMO	G7216B178	5/16/2018	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Premier Oil plc	PMO	G7216B178	12/7/2017	Disposal	Mgmt	Voted	For	For
TCW International Small Cap Fund	PT Ace Hardware Indonesia Tbk	ACES	Y000CY105	5/18/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	PT Ace Hardware Indonesia Tbk	ACES	Y000CY105	5/18/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	PT Ace Hardware Indonesia Tbk	ACES	Y000CY105	5/18/2018	Directors’ and Commissioners’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	PT Ace Hardware Indonesia Tbk	ACES	Y000CY105	5/18/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Ratification of Directors’ and Auditor’s Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Appointment of CEO	Mgmt	Voted	For	For
TCW International Small Cap Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Announcement of Board Appointments; Designation of Independent Directors	Mgmt	Voted	For	For
TCW International Small Cap Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Election of Audit Committee Member(s)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Approval of High Voltage Tariffs	Mgmt	Voted	For	For
TCW International Small Cap Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Transaction of Other Business; Announcements	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Public Power Corp. S.A.	PPC	X7023M103	6/7/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Public Power Corp. S.A.	PPC	X7023M103	6/26/2018	Spin-off	Mgmt	Voted	For	For
TCW International Small Cap Fund	Public Power Corp. S.A.	PPC	X7023M103	6/26/2018	Authorization of Legal Formalities (Spin-off)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Public Power Corp. S.A.	PPC	X7023M103	6/26/2018	PRICING OF HIGH VOLTAGE CUSTOMERS	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Public Power Corp. S.A.	PPC	X7023M103	6/26/2018	Approval of High Voltage Tariffs	Mgmt	Voted	For	For
TCW International Small Cap Fund	Public Power Corp. S.A.	PPC	X7023M103	6/26/2018	Transaction of Other Business; Announcements	Mgmt	Voted	Against	Against

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Public Power Corp. S.A.	PPC	X7023M103	6/26/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Public Power Corp. S.A.	PPC	X7023M103	6/26/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	6/10/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	6/10/2018	Directors’ Report	Mgmt	Voted	For	For
TCW International Small Cap Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	6/10/2018	Auditor’s Report	Mgmt	Voted	For	For
TCW International Small Cap Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	6/10/2018	Financial Statements	Mgmt	Voted	For	For
TCW International Small Cap Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	6/10/2018	Ratification of Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	6/10/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	6/10/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	Abstain	Against
TCW International Small Cap Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	6/10/2018	Charitable Donations	Mgmt	Voted	For	For
TCW International Small Cap Fund	Qalaa Holdings S.A.E.	CCAP	M24810117	6/10/2018	Approve Acquisition Terms	Mgmt	Voted	For	For
TCW International Small Cap Fund	Qantas Airways Limited	QAN	Q77974550	10/27/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Qantas Airways Limited	QAN	Q77974550	10/27/2017	Re-elect William Meaney	Mgmt	Voted	For	For
TCW International Small Cap Fund	Qantas Airways Limited	QAN	Q77974550	10/27/2017	Re-elect Paul Rayner	Mgmt	Voted	For	For
TCW International Small Cap Fund	Qantas Airways Limited	QAN	Q77974550	10/27/2017	Re-elect Todd Sampson	Mgmt	Voted	For	For
TCW International Small Cap Fund	Qantas Airways Limited	QAN	Q77974550	10/27/2017	Elect Richard J. Goyder	Mgmt	Voted	For	For
TCW International Small Cap Fund	Qantas Airways Limited	QAN	Q77974550	10/27/2017	Equity Grant (MD/CEO Alan Joyce)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Qantas Airways Limited	QAN	Q77974550	10/27/2017	REMUNERATION REPORT	Mgmt	Voted	For	For
TCW International Small Cap Fund	Redrow plc	RDW	G7455X105	11/9/2017	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Redrow plc	RDW	G7455X105	11/9/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Redrow plc	RDW	G7455X105	11/9/2017	Elect Steve Morgan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Redrow plc	RDW	G7455X105	11/9/2017	Elect John Tutte	Mgmt	Voted	For	For
TCW International Small Cap Fund	Redrow plc	RDW	G7455X105	11/9/2017	Elect Barbara Richmond	Mgmt	Voted	For	For
TCW International Small Cap Fund	Redrow plc	RDW	G7455X105	11/9/2017	Elect Debbie Hewitt	Mgmt	Voted	For	For
TCW International Small Cap Fund	Redrow plc	RDW	G7455X105	11/9/2017	Elect Nick Hewson	Mgmt	Voted	For	For
TCW International Small Cap Fund	Redrow plc	RDW	G7455X105	11/9/2017	Elect Sir Michael Lyons	Mgmt	Voted	For	For
TCW International Small Cap Fund	Redrow plc	RDW	G7455X105	11/9/2017	Elect Vanda Murray	Mgmt	Voted	For	For
TCW International Small Cap Fund	Redrow plc	RDW	G7455X105	11/9/2017	Appointment of Auditor	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Redrow plc	RDW	G7455X105	11/9/2017	Authority to Set Auditor’s Fees	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Redrow plc	RDW	G7455X105	11/9/2017	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Redrow plc	RDW	G7455X105	11/9/2017	Remuneration Policy (Binding)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Redrow plc	RDW	G7455X105	11/9/2017	Increase in Directors’ Fee Cap	Mgmt	Voted	For	For
TCW International Small Cap Fund	Redrow plc	RDW	G7455X105	11/9/2017	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Redrow plc	RDW	G7455X105	11/9/2017	Waiver of Mandatory Takeover Requirement (Share Repurchases)	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Redrow plc	RDW	G7455X105	11/9/2017	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Redrow plc	RDW	G7455X105	11/9/2017	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Redrow plc	RDW	G7455X105	11/9/2017	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Redrow plc	RDW	G7455X105	11/9/2017	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Ratification of Board and Management Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Authority to Cancel Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Authority to Issue Shares w/ or w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Amendments to Articles Regarding Age Limit	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Amendments to Articles Regarding Board Size	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Elect Walther Thygesen	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Elect Jais Valeur	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Elect Karsten Mattias Slotte	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Elect Hemming Van	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Elect Lars Vestergaard	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Elect Floris van Woerkom	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Elect Christian Saglid	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Unibrew A/S	RBREW	K8390X122	4/24/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Wessanen NV	WES	N50783120	4/12/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Royal Wessanen NV	WES	N50783120	4/12/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Royal Wessanen NV	WES	N50783120	4/12/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Royal Wessanen NV	WES	N50783120	4/12/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Royal Wessanen NV	WES	N50783120	4/12/2018	Accounts and Reports	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Royal Wessanen NV	WES	N50783120	4/12/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Royal Wessanen NV	WES	N50783120	4/12/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Wessanen NV	WES	N50783120	4/12/2018	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Wessanen NV	WES	N50783120	4/12/2018	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Wessanen NV	WES	N50783120	4/12/2018	Elect Ivonne M.C.M. Rietjens to the Supervisory Board	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Wessanen NV	WES	N50783120	4/12/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Wessanen NV	WES	N50783120	4/12/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Wessanen NV	WES	N50783120	4/12/2018	Authority to Suppress Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Wessanen NV	WES	N50783120	4/12/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Royal Wessanen NV	WES	N50783120	4/12/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	RS Technologies Co.Ltd	3445	J65609109	3/29/2018	Elect Nagayoshi Hoh	Mgmt	Voted	For	For
TCW International Small Cap Fund	RS Technologies Co.Ltd	3445	J65609109	3/29/2018	Elect Kunio Hongoh	Mgmt	Voted	For	For
TCW International Small Cap Fund	RS Technologies Co.Ltd	3445	J65609109	3/29/2018	Elect Masayuki Suzuki	Mgmt	Voted	For	For
TCW International Small Cap Fund	RS Technologies Co.Ltd	3445	J65609109	3/29/2018	Elect Atsuyuki Kondoh	Mgmt	Voted	For	For
TCW International Small Cap Fund	RS Technologies Co.Ltd	3445	J65609109	3/29/2018	Elect Satoru Endoh	Mgmt	Voted	For	For
TCW International Small Cap Fund	RS Technologies Co.Ltd	3445	J65609109	3/29/2018	Elect Makoto Kuramoto	Mgmt	Voted	For	For
TCW International Small Cap Fund	RS Technologies Co.Ltd	3445	J65609109	3/29/2018	Elect Yasunori Watanabe	Mgmt	Voted	For	For
TCW International Small Cap Fund	RS Technologies Co.Ltd	3445	J65609109	3/29/2018	Elect Tadashi Utsumi	Mgmt	Voted	For	For
TCW International Small Cap Fund	RS Technologies Co.Ltd	3445	J65609109	3/29/2018	Elect Yoshitaka Kataoka	Mgmt	Voted	For	For
TCW International Small Cap Fund	RS Technologies Co.Ltd	3445	J65609109	3/29/2018	Elect Hiroyuki Kanamori	Mgmt	Voted	For	For
TCW International Small Cap Fund	RS Technologies Co.Ltd	3445	J65609109	3/29/2018	Elect Tomohiro Obata	Mgmt	Voted	For	For
TCW International Small Cap Fund	S IMMO AG	SPI	A7468Q101	5/3/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	S IMMO AG	SPI	A7468Q101	5/3/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	S IMMO AG	SPI	A7468Q101	5/3/2018	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	S IMMO AG	SPI	A7468Q101	5/3/2018	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	S IMMO AG	SPI	A7468Q101	5/3/2018	Supervisory Board Members’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	S IMMO AG	SPI	A7468Q101	5/3/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	S IMMO AG	SPI	A7468Q101	5/3/2018	Election of Supervisory Board	Mgmt	Voted	For	For
TCW International Small Cap Fund	S IMMO AG	SPI	A7468Q101	5/3/2018	Increase in Authorised Capital	Mgmt	Voted	For	For
TCW International Small Cap Fund	S IMMO AG	SPI	A7468Q101	5/3/2018	Authority to Issue Convertible Debt Instruments	Mgmt	Voted	For	For
TCW International Small Cap Fund	S IMMO AG	SPI	A7468Q101	5/3/2018	Increase in Conditional Capital	Mgmt	Voted	For	For
TCW International Small Cap Fund	S IMMO AG	SPI	A7468Q101	5/3/2018	Amendments to Articles	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	S IMMO AG	SPI	A7468Q101	5/3/2018	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	S IMMO AG	SPI	A7468Q101	5/3/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Sadbhav Engineering Limited	SADBHAV	Y7369C130	5/29/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Sadbhav Engineering Limited	SADBHAV	Y7369C130	5/29/2018	Related Party Transactions	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Sadbhav Engineering Limited	SADBHAV	Y7369C130	5/29/2018	Authority to Issue Non-Convertible Debentures and/or other Debt Securities	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Elect Susan Mudhune	Mgmt	Voted	For	For
TCW International Small Cap Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Elect Bitange Ndemo	Mgmt	Voted	For	For
TCW International Small Cap Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Election of Audit Committee Members	Mgmt	Voted	For	For
TCW International Small Cap Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Transaction of Other Business	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Change in Company Name	Mgmt	Voted	For	For
TCW International Small Cap Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Amendments to Articles	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Amendments to Articles	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Safaricom Limited	SCOM	V74587102	9/15/2017	Amendments to Articles	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Sankyu Inc.	9065	J68037100	6/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Sankyu Inc.	9065	J68037100	6/27/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Sankyu Inc.	9065	J68037100	6/27/2018	Elect Takashi Ogawa	Mgmt	Voted	For	For
TCW International Small Cap Fund	Sankyu Inc.	9065	J68037100	6/27/2018	Elect Yasuo Nakazato	Mgmt	Voted	For	For
TCW International Small Cap Fund	Sankyu Inc.	9065	J68037100	6/27/2018	Elect Masao Inoue	Mgmt	Voted	For	For
TCW International Small Cap Fund	Sankyu Inc.	9065	J68037100	6/27/2018	Elect Toshio Yuki	Mgmt	Voted	For	For
TCW International Small Cap Fund	Sankyu Inc.	9065	J68037100	6/27/2018	Elect Terukazu Okahashi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Sankyu Inc.	9065	J68037100	6/27/2018	Elect Hiroshi Otobe	Mgmt	Voted	For	For
TCW International Small Cap Fund	Sankyu Inc.	9065	J68037100	6/27/2018	Elect Masayuki Ikuta	Mgmt	Voted	For	For
TCW International Small Cap Fund	Sankyu Inc.	9065	J68037100	6/27/2018	Elect Yoshihiro Nishi as Alternate Statutory Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	SAS AB	SAS	W7501Z171	11/3/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	SAS AB	SAS	W7501Z171	11/3/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	SAS AB	SAS	W7501Z171	11/3/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	SAS AB	SAS	W7501Z171	11/3/2017	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	SAS AB	SAS	W7501Z171	11/3/2017	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	SAS AB	SAS	W7501Z171	11/3/2017	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	SAS AB	SAS	W7501Z171	11/3/2017	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	SAS AB	SAS	W7501Z171	11/3/2017	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	SAS AB	SAS	W7501Z171	11/3/2017	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	SAS AB	SAS	W7501Z171	11/3/2017	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	SAS AB	SAS	W7501Z171	11/3/2017	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Scandinavian Tobacco Group AS	STG	K8553U105	4/26/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Scandinavian Tobacco Group AS	STG	K8553U105	4/26/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Scandinavian Tobacco Group AS	STG	K8553U105	4/26/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Scandinavian Tobacco Group AS	STG	K8553U105	4/26/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Scandinavian Tobacco Group AS	STG	K8553U105	4/26/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Scandinavian Tobacco Group AS	STG	K8553U105	4/26/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Scandinavian Tobacco Group AS	STG	K8553U105	4/26/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Scandinavian Tobacco Group AS	STG	K8553U105	4/26/2018	Elect Nigel Northridge	Mgmt	Voted	For	For
TCW International Small Cap Fund	Scandinavian Tobacco Group AS	STG	K8553U105	4/26/2018	Elect Henrik Brandt	Mgmt	Voted	For	For
TCW International Small Cap Fund	Scandinavian Tobacco Group AS	STG	K8553U105	4/26/2018	Elect Soren Bjerre-Nielsen	Mgmt	Voted	For	For
TCW International Small Cap Fund	Scandinavian Tobacco Group AS	STG	K8553U105	4/26/2018	Elect Dianne Neal Blixt	Mgmt	Voted	For	For
TCW International Small Cap Fund	Scandinavian Tobacco Group AS	STG	K8553U105	4/26/2018	Elect Luc Missorten	Mgmt	Voted	For	For
TCW International Small Cap Fund	Scandinavian Tobacco Group AS	STG	K8553U105	4/26/2018	Elect Anders Obel	Mgmt	Voted	For	For
TCW International Small Cap Fund	Scandinavian Tobacco Group AS	STG	K8553U105	4/26/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Scandinavian Tobacco Group AS	STG	K8553U105	4/26/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Scandinavian Tobacco Group AS	STG	K8553U105	4/26/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Schoeller-Bleckmann Oilfield Equipment AG	SBO	A7362J104	4/24/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Schoeller-Bleckmann Oilfield Equipment AG	SBO	A7362J104	4/24/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Schoeller-Bleckmann Oilfield Equipment AG	SBO	A7362J104	4/24/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Schoeller-Bleckmann Oilfield Equipment AG	SBO	A7362J104	4/24/2018	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Schoeller-Bleckmann Oilfield Equipment AG	SBO	A7362J104	4/24/2018	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Schoeller-Bleckmann Oilfield Equipment AG	SBO	A7362J104	4/24/2018	Supervisory Board Members’ Fees	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Schoeller-Bleckmann Oilfield Equipment AG	SBO	A7362J104	4/24/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Schoeller-Bleckmann Oilfield Equipment AG	SBO	A7362J104	4/24/2018	Elect Sonja Zimmermann to the Supervisory Board	Mgmt	Voted	For	For
TCW International Small Cap Fund	Schoeller-Bleckmann Oilfield Equipment AG	SBO	A7362J104	4/24/2018	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Schoeller-Bleckmann Oilfield Equipment AG	SBO	A7362J104	4/24/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Ratification of Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Board Compensation	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Executive Compensation (Fixed)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Executive Compensation (Short-Term)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Executive Compensation (Long-Term)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Elect Ulla Schmidt	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Elect Colin Bond	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Elect Wolfram Carius	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Elect Andreas Casutt	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Elect Reto A. Garzetti	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Elect Martin Schmid	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Appoint Andreas Casutt as Board Chair	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Elect Ulla Schmidt as Compensation Committee Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Elect Reto A. Garzetti as Compensation Committee Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Elect Martin Schmid as Compensation Committee Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Appointment of Independent Proxy	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siegfried Holding AG	SFZN	H75942153	4/20/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Remuneration Report	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Elect Gabrijela Dreo Rodosek	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Elect Sieglinde Feist	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Elect Hermann Gerlinger	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Elect Michael Hankel	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Elect Bernd Jonas	Mgmt	Voted	For	For
TCW International Small Cap Fund	Siltronic Ag	WAF	D6948S114	4/19/2018	Elect Tobias Ohler	Mgmt	Voted	For	For
TCW International Small Cap Fund	Societa` Cattolica Di Assicurazione Scarl	CASS	T8647K106	4/27/2018	Non-Voting Meeting Note	N/A	Take No Action	TNA	N/A
TCW International Small Cap Fund	Societa` Cattolica Di Assicurazione Scarl	CASS	T8647K106	4/27/2018	Non-Voting Meeting Note	N/A	Take No Action	TNA	N/A
TCW International Small Cap Fund	Societa` Cattolica Di Assicurazione Scarl	CASS	T8647K106	4/27/2018	Non-Voting Meeting Note	N/A	Take No Action	TNA	N/A
TCW International Small Cap Fund	Societa` Cattolica Di Assicurazione Scarl	CASS	T8647K106	4/27/2018	Amendments to Articles Regarding the Adoption of One-Tier Board Structure	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	Societa` Cattolica Di Assicurazione Scarl	CASS	T8647K106	4/27/2018	Amendments to Articles (Transitional and Final Provisions)	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	Societa` Cattolica Di Assicurazione Scarl	CASS	T8647K106	4/27/2018	Accounts and Reports; Allocation of Profits/Dividends	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	Societa` Cattolica Di Assicurazione Scarl	CASS	T8647K106	4/27/2018	Remuneration Policy	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	Societa` Cattolica Di Assicurazione Scarl	CASS	T8647K106	4/27/2018	Long-Term Performance Share Plan 2018-2020	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	Societa` Cattolica Di Assicurazione Scarl	CASS	T8647K106	4/27/2018	Authority to Repurchase and Reissue Shares	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	Societa` Cattolica Di Assicurazione Scarl	CASS	T8647K106	4/27/2018	Ratification of Co-Option of a Director	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	Societa` Cattolica Di Assicurazione Scarl	CASS	T8647K106	4/27/2018	Non-Voting Agenda Item	N/A	Take No Action	TNA	N/A
TCW International Small Cap Fund	Societa` Cattolica Di Assicurazione Scarl	CASS	T8647K106	4/27/2018	Non-Voting Agenda Item	N/A	Take No Action	TNA	N/A
TCW International Small Cap Fund	Societa` Cattolica Di Assicurazione Scarl	CASS	T8647K106	4/27/2018	List presented by Board of Directors	Mgmt	Take No Action	TNA	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Societa` Cattolica Di Assicurazione Scarl	CASS	T8647K106	4/27/2018	List presented by Group of Shareholders 0.5% of Share Capital	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	Societa` Cattolica Di Assicurazione Scarl	CASS	T8647K106	4/27/2018	List presented by Group of Shareholders Representing 0.3% of Share Capital	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	Societa` Cattolica Di Assicurazione Scarl	CASS	T8647K106	4/27/2018	Non-Voting Meeting Note	N/A	Take No Action	TNA	N/A
TCW International Small Cap Fund	Ssangyong Cement Industry Company	003410	Y81350103	6/7/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ssangyong Cement Industry Company	003410	Y81350103	6/7/2018	Stock Split	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ssangyong Cement Industry Company	003410	Y81350103	6/7/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Remuneration Policy (Binding)	Mgmt	Voted	For	For
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Elect Vagn Sorensen	Mgmt	Voted	For	For
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Elect John Barton	Mgmt	Voted	For	For
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Elect Kate Swann	Mgmt	Voted	For	For
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Elect Jonathan Davies	Mgmt	Voted	For	For
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Elect Ian Dyson	Mgmt	Voted	For	For
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Elect Denis Hennequin	Mgmt	Voted	For	For
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Elect Per H. Utnegaard	Mgmt	Voted	For	For
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Authorisation of Political Donations	Mgmt	Voted	For	For
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Special Dividend, Share Consolidation and Amendment to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)	Mgmt	Voted	For	For
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	SSP Group Plc	SSPG	G8402N109	2/27/2018	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Election of Presiding Chair	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Agenda	Mgmt	Voted	For	For
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Accounts and Reports; Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Corporate Governance Report	Mgmt	Voted	For	For
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Remuneration Guidelines (Binding)	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Remuneration Guidelines (Advisory)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Authority to Issue Shares w/ or w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Elect Didrik Munch	Mgmt	Voted	For	For
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Elect Laila Dahlen	Mgmt	Voted	For	For
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Elect Jan Christian Opsahl	Mgmt	Voted	For	For
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Elect Karin Bing Orgland	Mgmt	Voted	For	For
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Elect Liv Sandbæk	Mgmt	Voted	For	For
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Elect Martin Skancke	Mgmt	Voted	For	For
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Elect Didrik Munch as Board Chair	Mgmt	Voted	For	For
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Elect Per Otto Dyb	Mgmt	Voted	For	For
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Elect Leiv Askvig	Mgmt	Voted	For	For
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Elect Nils Bastiansen	Mgmt	Voted	For	For
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Elect Margareth Øvrum	Mgmt	Voted	For	For
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Elect Per Otto Dyb as Nomination Committee Chair	Mgmt	Voted	For	For
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Directors’ and Nomination Committee Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Storebrand ASA	SKT	R85746106	4/11/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Stratec Biomedical AG	SBS	D8171G205	5/30/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Stratec Biomedical AG	SBS	D8171G205	5/30/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Stratec Biomedical AG	SBS	D8171G205	5/30/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Stratec Biomedical AG	SBS	D8171G205	5/30/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Stratec Biomedical AG	SBS	D8171G205	5/30/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Stratec Biomedical AG	SBS	D8171G205	5/30/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Stratec Biomedical AG	SBS	D8171G205	5/30/2018	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Stratec Biomedical AG	SBS	D8171G205	5/30/2018	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Stratec Biomedical AG	SBS	D8171G205	5/30/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Stratec Biomedical AG	SBS	D8171G205	5/30/2018	Stock Option Plan; Increase in Conditional Capital	Mgmt	Voted	Against	Against

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Stratec Biomedical AG	SBS	D8171G205	5/30/2018	Change of Legal Form	Mgmt	Voted	For	For
TCW International Small Cap Fund	Stratec Biomedical AG	SBS	D8171G205	5/30/2018	Elect Fred K Bruckner	Mgmt	Voted	For	For
TCW International Small Cap Fund	Stratec Biomedical AG	SBS	D8171G205	5/30/2018	Elect Stefanie Remmele	Mgmt	Voted	For	For
TCW International Small Cap Fund	Stratec Biomedical AG	SBS	D8171G205	5/30/2018	Elect Rainer Baule	Mgmt	Voted	For	For
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Accounts and Reports; Ratification of Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Consolidated Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Remuneration Policy for Chair and CEO	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Remuneration Policy for Deputy CEOs	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Remuneration of Daniel Augereau, Chair and CEO	Mgmt	Voted	For	For
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Remuneration of Yvon Drouet, Deputy CEO	Mgmt	Voted	For	For
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Remuneration of Sophie Sanchez, Deputy CEO	Mgmt	Voted	For	For
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Approve Special Auditors Report on Regulated Agreements	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Authority to Cancel Shares and Reduce Share Capital	Mgmt	Voted	For	For
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Conversion to Two-Tier Management and Supervisory Boards	Mgmt	Voted	For	For
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Approval of Articles Pursuant to Conversion of European Company Management and Supervisory Boards	Mgmt	Voted	For	For
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Elect Julien Vaney	Mgmt	Voted	For	For
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Elect Nadine Granson	Mgmt	Voted	For	For
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Elect Christine Fornaroli	Mgmt	Voted	For	For
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Elect Christoph Lanz	Mgmt	Voted	For	For
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Elect Quentin Vercauteren Drubbel	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Supervisory Board Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Remuneration Policy for Management Board Chair	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Remuneration Policy for Management Board	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Remuneration Policy for Supervisory Board	Mgmt	Voted	For	For
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Authorisation of Legal Formalities	Mgmt	Voted	For	For
TCW International Small Cap Fund	Synergie SA	SDG	F90342118	6/14/2018	Authority to Cancel Shares and Reduce Share Capital	Mgmt	Voted	For	For
TCW International Small Cap Fund	TAG Immobilien AG	TEG	D8283Q174	5/23/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	TAG Immobilien AG	TEG	D8283Q174	5/23/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	TAG Immobilien AG	TEG	D8283Q174	5/23/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	TAG Immobilien AG	TEG	D8283Q174	5/23/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	TAG Immobilien AG	TEG	D8283Q174	5/23/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	TAG Immobilien AG	TEG	D8283Q174	5/23/2018	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	TAG Immobilien AG	TEG	D8283Q174	5/23/2018	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	TAG Immobilien AG	TEG	D8283Q174	5/23/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	TAG Immobilien AG	TEG	D8283Q174	5/23/2018	Elect Rolf Elgeti	Mgmt	Voted	For	For
TCW International Small Cap Fund	TAG Immobilien AG	TEG	D8283Q174	5/23/2018	Elect Lothar Lanz	Mgmt	Voted	For	For
TCW International Small Cap Fund	TAG Immobilien AG	TEG	D8283Q174	5/23/2018	Elect Kristin Wellner	Mgmt	Voted	For	For
TCW International Small Cap Fund	TAG Immobilien AG	TEG	D8283Q174	5/23/2018	Elect Philipp K. Wagner	Mgmt	Voted	For	For
TCW International Small Cap Fund	TAG Immobilien AG	TEG	D8283Q174	5/23/2018	Amendments to Remuneration Policy	Mgmt	Voted	For	For
TCW International Small Cap Fund	TAG Immobilien AG	TEG	D8283Q174	5/23/2018	Increase in Authorized Capital	Mgmt	Voted	For	For
TCW International Small Cap Fund	TAG Immobilien AG	TEG	D8283Q174	5/23/2018	Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital	Mgmt	Voted	For	For
TCW International Small Cap Fund	TaiMed Biologics Inc.	4147	Y83622103	6/6/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	TaiMed Biologics Inc.	4147	Y83622103	6/6/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tamarack Valley Energy Ltd	TVE	87505Y409	5/10/2018	Elect Brian Schmidt	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tamarack Valley Energy Ltd	TVE	87505Y409	5/10/2018	Elect David MacKenzie	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tamarack Valley Energy Ltd	TVE	87505Y409	5/10/2018	Elect Floyd Price	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tamarack Valley Energy Ltd	TVE	87505Y409	5/10/2018	Elect Jeff Boyce	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tamarack Valley Energy Ltd	TVE	87505Y409	5/10/2018	Elect Noralee Bradley	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tamarack Valley Energy Ltd	TVE	87505Y409	5/10/2018	Elect John Leach	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Tamarack Valley Energy Ltd	TVE	87505Y409	5/10/2018	Elect Ian Currie	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tamarack Valley Energy Ltd	TVE	87505Y409	5/10/2018	Elect Robert Spitzer	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tamarack Valley Energy Ltd	TVE	87505Y409	5/10/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tamarack Valley Energy Ltd	TVE	87505Y409	5/10/2018	Amendment to the Stock Option Plan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tamarack Valley Energy Ltd	TVE	87505Y409	5/10/2018	Approval of Performance and Restricted Share Unit Plan (the “PRSU Plan”)	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Allocation of Profits	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Dividends from Reserves	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Ratification of Board and Management Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Change of Company Name	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Increase in Conditional Capital for Employee Share Plans	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Board Compensation	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Executive Compensation	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Elect Andreas Andreades	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Elect Sergio Giacoletto-Roggio	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Elect George Koukis	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Elect Ian R. Cookson	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Elect Thibault de Tersant	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Elect Erik Hansen	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Elect Yok Tak Amy Yip	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Elect Peter Spenser	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Elect Sergio Giacoletto-Roggio as Compensation Committee Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Elect Ian R. Cookson as Compensation Committee Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Elect Erik Hansen as Compensation Committee Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Elect Yok Tak Amy Yip as Compensation Committee Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Appointment of Independent Proxy	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Temenos Group	TEMN	H8547Q107	5/15/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Thk Co. Ltd	6481	J83345108	3/17/2018	Allocation of Profits	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thk Co. Ltd	6481	J83345108	3/17/2018	Elect Akihiro Teramachi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thk Co. Ltd	6481	J83345108	3/17/2018	Elect Toshihiro Teramachi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thk Co. Ltd	6481	J83345108	3/17/2018	Elect Hiroshi Imano	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thk Co. Ltd	6481	J83345108	3/17/2018	Elect Nobuyuki Maki	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thk Co. Ltd	6481	J83345108	3/17/2018	Elect Takashi Teramachi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thk Co. Ltd	6481	J83345108	3/17/2018	Elect Junji Shimomaki	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thk Co. Ltd	6481	J83345108	3/17/2018	Elect Junichi Sakai	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thk Co. Ltd	6481	J83345108	3/17/2018	Elect Masaaki Kainoshoh	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thk Co. Ltd	6481	J83345108	3/17/2018	Elect Masakatsu Hioki	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thk Co. Ltd	6481	J83345108	3/17/2018	Elect Tomitoshi Ohmura	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thk Co. Ltd	6481	J83345108	3/17/2018	Elect Yoshiki Ueda	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thk Co. Ltd	6481	J83345108	3/17/2018	Elect Tetsuroh Toriumi as Alternate Audit-Committee Director	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Elect Paul Edgecliffe-Johnson	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Elect Jurgen Schreiber	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Elect William J. Scott	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Elect Dawn Airey	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Elect Annet Aris	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Elect Emre Berkin	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Elect Peter Fankhauser	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Elect Lesley Knox	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Elect Frank L. Meysman	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Elect Warren G. Tucker	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Elect Martine Verluyten	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Authorisation of Political Donations	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Buy As You Earn Scheme	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Thomas Cook Group Plc	TCG	G88471100	2/8/2018	Authority to Set General Meeting Notice Period at 14 Days	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Tocalo Co., Ltd.	3433	J84227123	6/28/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Tocalo Co., Ltd.	3433	J84227123	6/28/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tocalo Co., Ltd.	3433	J84227123	6/28/2018	Elect Takeshi Miki	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tocalo Co., Ltd.	3433	J84227123	6/28/2018	Elect Hiroshi Gotoh	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tocalo Co., Ltd.	3433	J84227123	6/28/2018	Elect Keiko Takihara	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tocalo Co., Ltd.	3433	J84227123	6/28/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokai Carbon Company Limited	5301	J85538106	3/29/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Tokai Carbon Company Limited	5301	J85538106	3/29/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokai Carbon Company Limited	5301	J85538106	3/29/2018	Elect Hajime Nagasaka	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokai Carbon Company Limited	5301	J85538106	3/29/2018	Elect Nobuyuki Murofushi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokai Carbon Company Limited	5301	J85538106	3/29/2018	Elect Masanao Hosoya	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokai Carbon Company Limited	5301	J85538106	3/29/2018	Elect Yuji Serizawa	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokai Carbon Company Limited	5301	J85538106	3/29/2018	Elect Masafumi Tusji	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokai Carbon Company Limited	5301	J85538106	3/29/2018	Elect Yoshio Kumakura	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokai Carbon Company Limited	5301	J85538106	3/29/2018	Elect Nobumitsu Kambayashi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokai Carbon Company Limited	5301	J85538106	3/29/2018	Elect Yoshio Namura as Statutory Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokai Carbon Company Limited	5301	J85538106	3/29/2018	Elect Kenichi Kubota as Alternate Statutory Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokyo Seimitsu Company Limited	7729	J87903100	6/25/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Tokyo Seimitsu Company Limited	7729	J87903100	6/25/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokyo Seimitsu Company Limited	7729	J87903100	6/25/2018	Elect Kunimasa Ohta	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokyo Seimitsu Company Limited	7729	J87903100	6/25/2018	Elect Hitoshi Yoshida	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokyo Seimitsu Company Limited	7729	J87903100	6/25/2018	Elect Ryuichi Kimura	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokyo Seimitsu Company Limited	7729	J87903100	6/25/2018	Elect Kohichi Kawamura	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokyo Seimitsu Company Limited	7729	J87903100	6/25/2018	Elect Akihiro Endoh	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokyo Seimitsu Company Limited	7729	J87903100	6/25/2018	Elect Masahiro Tomoeda	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokyo Seimitsu Company Limited	7729	J87903100	6/25/2018	Elect Takahiro Hohkida	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokyo Seimitsu Company Limited	7729	J87903100	6/25/2018	Elect Wolfgang Bonatz	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokyo Seimitsu Company Limited	7729	J87903100	6/25/2018	Elect Hirokazu Matsumoto	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokyo Seimitsu Company Limited	7729	J87903100	6/25/2018	Elect Shozoh Saitoh	Mgmt	Voted	For	For
TCW International Small Cap Fund	Tokyo Seimitsu Company Limited	7729	J87903100	6/25/2018	Elect Shinji Akimoto as Statutory Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast		For/Against Management
TCW International Small Cap Fund	Tokyo Seimitsu Company Limited	7729	J87903100	6/25/2018	Equity Compensation Plan	Mgmt	Voted	For		For
TCW International Small Cap Fund	Topdanmark	TOP	K96213176	4/12/2018	Amendments to Articles Regarding Corporate Language	Mgmt	Voted	For		For
TCW International Small Cap Fund	Topdanmark	TOP	K96213176	4/12/2018	Accounts and Reports; Allocation of Profits	Mgmt	Voted	For		For
TCW International Small Cap Fund	Topdanmark	TOP	K96213176	4/12/2018	Amendments to Articles Regarding Share Capital	Mgmt	Voted	For		For
TCW International Small Cap Fund	Topdanmark	TOP	K96213176	4/12/2018	Amendments to Articles Regarding Share Capital	Mgmt	Voted	For		For
TCW International Small Cap Fund	Topdanmark	TOP	K96213176	4/12/2018	Amendments to Articles Regarding Loan Conversion	Mgmt	Voted	For		For
TCW International Small Cap Fund	Topdanmark	TOP	K96213176	4/12/2018	Amendments to Articles Regarding Loan Conversion	Mgmt	Voted	For		For
TCW International Small Cap Fund	Topdanmark	TOP	K96213176	4/12/2018	Amendments to Articles Regarding Warrants	Mgmt	Voted	For		For
TCW International Small Cap Fund	Topdanmark	TOP	K96213176	4/12/2018	Amendments to Articles Regarding Warrants	Mgmt	Voted	For		For
TCW International Small Cap Fund	Topdanmark	TOP	K96213176	4/12/2018	Amendments to Remuneration Policy	Mgmt	Voted	For		For
TCW International Small Cap Fund	Topdanmark	TOP	K96213176	4/12/2018	Directors’ Fees	Mgmt	Voted	For		For
TCW International Small Cap Fund	Topdanmark	TOP	K96213176	4/12/2018	Shareholder approval regarding the recommendations of the task force on climate related financial disclosures	ShrHoldr	Voted	Against		N/A
TCW International Small Cap Fund	Topdanmark	TOP	K96213176	4/12/2018	Elect Torbjörn Magnusson	Mgmt	Voted	For		For
TCW International Small Cap Fund	Topdanmark	TOP	K96213176	4/12/2018	Elect Petri Niemistvirta	Mgmt	Voted	For		For
TCW International Small Cap Fund	Topdanmark	TOP	K96213176	4/12/2018	Elect Lone Møller Olsen	Mgmt	Voted	For		For
TCW International Small Cap Fund	Topdanmark	TOP	K96213176	4/12/2018	Elect Annette Sadolin	Mgmt	Voted	For		For
TCW International Small Cap Fund	Topdanmark	TOP	K96213176	4/12/2018	Elect Ricard Wennerklint	Mgmt	Voted	For		For
TCW International Small Cap Fund	Topdanmark	TOP	K96213176	4/12/2018	Elect Jens Aaløse	Mgmt	Voted	For		For
TCW International Small Cap Fund	Topdanmark	TOP	K96213176	4/12/2018	Appointment of Auditor	Mgmt	Voted	Against		Against
TCW International Small Cap Fund	TORC Oil & Gas Ltd	TOG	890895303	5/9/2018	Board Size	Mgmt	Voted	For		For
TCW International Small Cap Fund	TORC Oil & Gas Ltd	TOG	890895303	5/9/2018	Elect David Johnson	Mgmt	Voted	For		For
TCW International Small Cap Fund	TORC Oil & Gas Ltd	TOG	890895303	5/9/2018	Elect John A. Brussa	Mgmt	Voted	For	��	For
TCW International Small Cap Fund	TORC Oil & Gas Ltd	TOG	890895303	5/9/2018	Elect Mary-Jo Case	Mgmt	Voted	For		For
TCW International Small Cap Fund	TORC Oil & Gas Ltd	TOG	890895303	5/9/2018	Elect Raymond T. Chan	Mgmt	Voted	For		For
TCW International Small Cap Fund	TORC Oil & Gas Ltd	TOG	890895303	5/9/2018	Elect M. Bruce Chernoff	Mgmt	Voted	For		For
TCW International Small Cap Fund	TORC Oil & Gas Ltd	TOG	890895303	5/9/2018	Elect Brett Herman	Mgmt	Voted	For		For
TCW International Small Cap Fund	TORC Oil & Gas Ltd	TOG	890895303	5/9/2018	Elect R. Scott Lawrence	Mgmt	Voted	For		For
TCW International Small Cap Fund	TORC Oil & Gas Ltd	TOG	890895303	5/9/2018	Elect Dale O. Shwed	Mgmt	Voted	For		For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	TORC Oil & Gas Ltd	TOG	890895303	5/9/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	TORC Oil & Gas Ltd	TOG	890895303	5/9/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW International Small Cap Fund	Toyo Tanso Company Limited	5310	J92689108	3/29/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Toyo Tanso Company Limited	5310	J92689108	3/29/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Toyo Tanso Company Limited	5310	J92689108	3/29/2018	Elect Naotaka Kondoh	Mgmt	Voted	For	For
TCW International Small Cap Fund	Toyo Tanso Company Limited	5310	J92689108	3/29/2018	Elect Takashi Konishi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Toyo Tanso Company Limited	5310	J92689108	3/29/2018	Elect Naruhito Ishihata	Mgmt	Voted	For	For
TCW International Small Cap Fund	Toyo Tanso Company Limited	5310	J92689108	3/29/2018	Elect ZHAN Guobin	Mgmt	Voted	For	For
TCW International Small Cap Fund	Toyo Tanso Company Limited	5310	J92689108	3/29/2018	Elect Hiroki Tsutsumi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Toyo Tanso Company Limited	5310	J92689108	3/29/2018	Elect Shohgo Yamada	Mgmt	Voted	For	For
TCW International Small Cap Fund	Toyo Tanso Company Limited	5310	J92689108	3/29/2018	Elect Mune Iwamoto	Mgmt	Voted	For	For
TCW International Small Cap Fund	Toyo Tanso Company Limited	5310	J92689108	3/29/2018	Elect Yasuo Yamagata	Mgmt	Voted	For	For
TCW International Small Cap Fund	Toyo Tanso Company Limited	5310	J92689108	3/29/2018	Elect Kazuhiro Maekawa	Mgmt	Voted	For	For
TCW International Small Cap Fund	Toyo Tanso Company Limited	5310	J92689108	3/29/2018	Elect Kohichiroh Tanaka	Mgmt	Voted	For	For
TCW International Small Cap Fund	Toyo Tanso Company Limited	5310	J92689108	3/29/2018	Elect Keiko Kohsaka	Mgmt	Voted	For	For
TCW International Small Cap Fund	Toyo Tanso Company Limited	5310	J92689108	3/29/2018	Elect Tadashi Edo as Alternate Statutory Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Toyo Tanso Company Limited	5310	J92689108	3/29/2018	Statutory Auditors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Trigano	TRI	F93488108	1/8/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Trigano	TRI	F93488108	1/8/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Trigano	TRI	F93488108	1/8/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Trigano	TRI	F93488108	1/8/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Trigano	TRI	F93488108	1/8/2018	Accounts and Reports; Non-Tax Deductible Expenses	Mgmt	Voted	For	For
TCW International Small Cap Fund	Trigano	TRI	F93488108	1/8/2018	Consolidated Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Trigano	TRI	F93488108	1/8/2018	Related Party Transactions	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Trigano	TRI	F93488108	1/8/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Trigano	TRI	F93488108	1/8/2018	Supervisory Board Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Trigano	TRI	F93488108	1/8/2018	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Trigano	TRI	F93488108	1/8/2018	Remuneration Policy (Chair of the Management Board)	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Trigano	TRI	F93488108	1/8/2018	Remuneration Policy (General Managers)	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Trigano	TRI	F93488108	1/8/2018	Remuneration Policy (Management Board Members)	Mgmt	Voted	Against	Against

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Trigano	TRI	F93488108	1/8/2018	Remuneration Policy (Supervisory Board Members)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Trigano	TRI	F93488108	1/8/2018	Authorisation of Legal Formalities	Mgmt	Voted	For	For
TCW International Small Cap Fund	Trigano	TRI	F93488108	1/8/2018	Authority to Reduce Share Capital	Mgmt	Voted	For	For
TCW International Small Cap Fund	Trigano	TRI	F93488108	1/8/2018	Approval to Amend the Article Regarding Employee Representatives	Mgmt	Voted	For	For
TCW International Small Cap Fund	Trigano	TRI	F93488108	1/8/2018	Amendment Regarding Employee Representatives	Mgmt	Voted	For	For
TCW International Small Cap Fund	Trigano	TRI	F93488108	7/27/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Trigano	TRI	F93488108	7/27/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Trigano	TRI	F93488108	7/27/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Trigano	TRI	F93488108	7/27/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Trigano	TRI	F93488108	7/27/2017	Amendment to Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Trigano	TRI	F93488108	7/27/2017	Authorisation of Legal Formalities	Mgmt	Voted	For	For
TCW International Small Cap Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Opening; Election of Presiding Chair	Mgmt	Voted	For	For
TCW International Small Cap Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Directors’ Report	Mgmt	Voted	For	For
TCW International Small Cap Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Presentation of Auditor’s Report	Mgmt	Voted	For	For
TCW International Small Cap Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Financial Statements	Mgmt	Voted	For	For
TCW International Small Cap Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Ratification of Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Directors’ Fees	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Appointment of Auditor	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Presentation of Report on Guarantees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Charitable Donations	Mgmt	Voted	For	For
TCW International Small Cap Fund	Turk Hava Yollari A.O.	THYAO	M8926R100	5/4/2018	Wishes and Closing	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Allocation of Profits	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Consolidated Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Approval of Related Party Transactions Report	Mgmt	Voted	Against	Against

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Remuneration of Yves Guillemot, Chair and CEO	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Remuneration of Claude Guillemot, Deputy CEO	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Remuneration of Michel Guillemot, Deputy CEO	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Remuneration of Gerard Guillemot, Deputy CEO	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Remuneration of Christian Guillemot, Deputy CEO	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Remuneration Policy (Chair and CEO)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Remuneration Policy (Deputy CEOs)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Authority to Cancel Shares and Reduce Capital	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Employee Stock Purchase Plan (Overseas Employees)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Employee Stock Purchase Plan (Custodian Institutions)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Authority to Issue Performance Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Authority to Grant Stock Options (Employees)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Authority to Grant Stock Options (Corporate Officers)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ubisoft Entertainment SA	UBI	F9396N106	6/27/2018	Authorisation of Legal Formalities	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ulvac Inc.	6728	J94048105	9/28/2017	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Ulvac Inc.	6728	J94048105	9/28/2017	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ulvac Inc.	6728	J94048105	9/28/2017	Elect Hisaharu Obinata	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ulvac Inc.	6728	J94048105	9/28/2017	Elect Setsuo Iwashita	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ulvac Inc.	6728	J94048105	9/28/2017	Elect Akinori Boh	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ulvac Inc.	6728	J94048105	9/28/2017	Elect Mitsuru Motoyoshi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ulvac Inc.	6728	J94048105	9/28/2017	Elect Junki Fujiyama	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ulvac Inc.	6728	J94048105	9/28/2017	Elect Akira Mihayashi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ulvac Inc.	6728	J94048105	9/28/2017	Elect Norio Uchida	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ulvac Inc.	6728	J94048105	9/28/2017	Elect Kohzoh Ishida	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Ulvac Inc.	6728	J94048105	9/28/2017	Elect Isao Utsunomiya as Statutory Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Ulvac Inc.	6728	J94048105	9/28/2017	Elect Takao Nonaka as Alternate Statutory Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Uniqa Insurance Group AG	UQA	A90015131	5/28/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Uniqa Insurance Group AG	UQA	A90015131	5/28/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Uniqa Insurance Group AG	UQA	A90015131	5/28/2018	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Uniqa Insurance Group AG	UQA	A90015131	5/28/2018	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Uniqa Insurance Group AG	UQA	A90015131	5/28/2018	Supervisory Board Member’s Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Uniqa Insurance Group AG	UQA	A90015131	5/28/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Uniqa Insurance Group AG	UQA	A90015131	5/28/2018	Authority to Repurchase and Reissue Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Uniqa Insurance Group AG	UQA	A90015131	5/28/2018	Elect Marie-Valerie Brunner	Mgmt	Voted	For	For
TCW International Small Cap Fund	Uniqa Insurance Group AG	UQA	A90015131	5/28/2018	Elect Elgar Fleisch	Mgmt	Voted	For	For
TCW International Small Cap Fund	Uniqa Insurance Group AG	UQA	A90015131	5/28/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Vanguard Group, Inc.	VPACX	922042718	11/15/2017	Elect Mortimer J. Buckley	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vanguard Group, Inc.	VPACX	922042718	11/15/2017	Elect Emerson U. Fullwood	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vanguard Group, Inc.	VPACX	922042718	11/15/2017	Elect Amy Gutmann	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vanguard Group, Inc.	VPACX	922042718	11/15/2017	Elect JoAnn Heffernan Heisen	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vanguard Group, Inc.	VPACX	922042718	11/15/2017	Elect F. Joseph Loughrey	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vanguard Group, Inc.	VPACX	922042718	11/15/2017	Elect Mark Loughridge	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vanguard Group, Inc.	VPACX	922042718	11/15/2017	Elect Scott C. Malpass	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vanguard Group, Inc.	VPACX	922042718	11/15/2017	Elect F. William McNabb, III	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vanguard Group, Inc.	VPACX	922042718	11/15/2017	Elect Deanna M. Mulligan	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vanguard Group, Inc.	VPACX	922042718	11/15/2017	Elect Andre F. Perold	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vanguard Group, Inc.	VPACX	922042718	11/15/2017	Elect Sarah Bloom Raskin	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vanguard Group, Inc.	VPACX	922042718	11/15/2017	Elect Peter F. Volanakis	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vanguard Group, Inc.	VPACX	922042718	11/15/2017	Approval of Manager of Managers Structure	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vanguard Group, Inc.	VPACX	922042718	11/15/2017	Approval of a Manager of Managers Structure with Wholly-Owned Subsidiaries	Mgmt	Voted	For	For
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Accounts and Reports	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Allocation of Losses	Mgmt	Take No Action	TNA	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Dividends from Reserves	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Ratification of Board and Management Acts	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Elect Martin Komischke as Board Member and Chair	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Elect Urs Leinhauser	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Elect Karl Schlegel	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Elect Hermann Gerlinger	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Elect Heinz Kundert	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Elect Libo Zhang	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Elect Martin Komischke as Nominating and Compensation Committee Member	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Elect Karl Schlegel as Nominating and Compensation Committee Member	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Elect Heinz Kundert as Nominating and Compensation Committee Member	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Appointment of Independent Proxy	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Appointment of Auditor	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Compensation Report	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Executive Compensation (Short-Term)	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Executive Compensation (Fixed)	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Executive Compensation (Long-Term)	Mgmt	Take No Action	TNA	N/A
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Board Compensation	Mgmt	Take No Action	TNA	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	VAT Group AG	VACN	H90508104	5/17/2018	Non-Voting Meeting Note	N/A	Take No Action	TNA	N/A
TCW International Small Cap Fund	Vermilion Energy Inc.	VET	923725105	4/26/2018	Board Size	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vermilion Energy Inc.	VET	923725105	4/26/2018	Elect Lorenzo Donadeo	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vermilion Energy Inc.	VET	923725105	4/26/2018	Elect Larry J. Macdonald	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vermilion Energy Inc.	VET	923725105	4/26/2018	Elect Stephen P. Larke	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vermilion Energy Inc.	VET	923725105	4/26/2018	Elect Loren M. Leiker	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vermilion Energy Inc.	VET	923725105	4/26/2018	Elect Timothy R. Marchant	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vermilion Energy Inc.	VET	923725105	4/26/2018	Elect Anthony W. Marino	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vermilion Energy Inc.	VET	923725105	4/26/2018	Elect Robert B. Michaleski	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vermilion Energy Inc.	VET	923725105	4/26/2018	Elect William B. Roby	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vermilion Energy Inc.	VET	923725105	4/26/2018	Elect Catherine L. Williams	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vermilion Energy Inc.	VET	923725105	4/26/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vermilion Energy Inc.	VET	923725105	4/26/2018	Approval of the Security Based Compensation	Mgmt	Voted	For	For
TCW International Small Cap Fund	Vermilion Energy Inc.	VET	923725105	4/26/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW International Small Cap Fund	West China Cement Ltd	2233	G9550B111	5/18/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	West China Cement Ltd	2233	G9550B111	5/18/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	West China Cement Ltd	2233	G9550B111	5/18/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	West China Cement Ltd	2233	G9550B111	5/18/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	West China Cement Ltd	2233	G9550B111	5/18/2018	Elect ZHANG Jimin	Mgmt	Voted	For	For
TCW International Small Cap Fund	West China Cement Ltd	2233	G9550B111	5/18/2018	Elect MA Weiping	Mgmt	Voted	For	For
TCW International Small Cap Fund	West China Cement Ltd	2233	G9550B111	5/18/2018	Elect LIU Yan	Mgmt	Voted	For	For
TCW International Small Cap Fund	West China Cement Ltd	2233	G9550B111	5/18/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	West China Cement Ltd	2233	G9550B111	5/18/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	West China Cement Ltd	2233	G9550B111	5/18/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	West China Cement Ltd	2233	G9550B111	5/18/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	West China Cement Ltd	2233	G9550B111	5/18/2018	Authority to Issue Repurchased Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Win Semiconductors Corp.	3105	Y9588T100	6/15/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Win Semiconductors Corp.	3105	Y9588T100	6/15/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Win Semiconductors Corp.	3105	Y9588T100	6/15/2018	Non-compete Restrictions for Directors	Mgmt	Voted	For	For
TCW International Small Cap Fund	Win Semiconductors Corp.	3105	Y9588T100	6/15/2018	Adoption of Employee Restricted Stock Plan	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Wirecard AG	WDI	D22359133	6/21/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Wirecard AG	WDI	D22359133	6/21/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Wirecard AG	WDI	D22359133	6/21/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Wirecard AG	WDI	D22359133	6/21/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Wirecard AG	WDI	D22359133	6/21/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wirecard AG	WDI	D22359133	6/21/2018	Ratification of Management Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wirecard AG	WDI	D22359133	6/21/2018	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wirecard AG	WDI	D22359133	6/21/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wirecard AG	WDI	D22359133	6/21/2018	Elect Anastassia Lauterbach as Supervisory Board Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wirecard AG	WDI	D22359133	6/21/2018	Approval of Profit-and-Loss Transfer Agreement with Wirecard Technologies GmbH	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wirecard AG	WDI	D22359133	6/21/2018	Amendment to Corporate Purpose	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wirecard AG	WDI	D22359133	6/21/2018	Supervisory Board Size	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wirecard AG	WDI	D22359133	6/21/2018	Elect Susana Quintana-Plaza as Supervisory Board Member	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wiwynn Corp	6669	Y9673D101	6/22/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wiwynn Corp	6669	Y9673D101	6/22/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wiwynn Corp	6669	Y9673D101	6/22/2018	Capitalization of Profits and Issuance of New Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wizz Air Holdings Plc	WIZZ	G96871101	1/30/2018	Approve Purchase of Aircraft (CEO Purchase Agreement)	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Elect Ge Li	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Elect Zhisheng Chen	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Elect Weichang Zhou	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Elect Edward Hu	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Elect Yibing Wu	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Elect Yanling Cao	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Elect William Robert Keller	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Elect Walter Teh Ming Kwauk	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Elect Felix FONG Wo	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Directors’ Fees	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Non-Voting Agenda Item	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Wuxi Biologics (Cayman) Inc.	2269	G97008109	6/12/2018	Authority to Issue Repurchased Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Elect ZHANG Chi	Mgmt	Voted	For	For
TCW International Small Cap Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Elect Lily HSIEH Hui Yun	Mgmt	Voted	For	For
TCW International Small Cap Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Elect Terence HON Ping Cho	Mgmt	Voted	For	For
TCW International Small Cap Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Elect CHEUNG Sze Man	Mgmt	Voted	For	For
TCW International Small Cap Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Directors’ Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW International Small Cap Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Issuance of Repurchased Shares	Mgmt	Voted	Against	Against
TCW International Small Cap Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Authority to Declare Interim Dividend	Mgmt	Voted	For	For
TCW International Small Cap Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Adoption of Share Option Scheme of Coucou Restaurant Management Co., Ltd.	Mgmt	Voted	For	For
TCW International Small Cap Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Adoption of Share Option Scheme of Xiabuxiabu Restaurant Management Co., Ltd.	Mgmt	Voted	For	For
TCW International Small Cap Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Adoption of Share Option Scheme of Xiabuxiabu (China) Food Co., Ltd.	Mgmt	Voted	For	For
TCW International Small Cap Fund	Xiabuxiabu Catering Management China Holdings Co Ltd	520	G98297107	5/25/2018	Adoption of Share Option Scheme of Xiabuxiabu Restaurant Management (Shanghai) Co., Ltd.	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Allocation of Dividends from Capital Reserve	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Capitalization of Profits and Issuance of New Shares	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Amendments to Procedural Rules: Shareholder Meeting	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Amendments to Procedural Rules: Acquisition and Disposal of Assets	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Amendments to Procedural Rules: Election of Directors	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Elect Tie-Min Chen	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Elect Lai-Fu Lin	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Elect Shih-Chien Yang	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Elect Chi-Wen Chang	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Elect Pao-Yuan Wang	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Elect Victor WANG C.	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Elect Jerry Lee	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Elect Tun-Son Lin	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Elect Hilo Chen	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW International Small Cap Fund	Yageo Corporation	2327	Y9723R100	6/5/2018	Non-compete Restrictions for Directors	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yaskawa Electric Corp.	6506	J9690T102	5/29/2018	Non-Voting Meeting Note	N/A	Voted	N/A	N/A
TCW International Small Cap Fund	Yaskawa Electric Corp.	6506	J9690T102	5/29/2018	Amendments to Articles	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yaskawa Electric Corp.	6506	J9690T102	5/29/2018	Elect Junji Tsuda	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yaskawa Electric Corp.	6506	J9690T102	5/29/2018	Elect Hiroshi Ogasawara	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yaskawa Electric Corp.	6506	J9690T102	5/29/2018	Elect Shuji Murakami	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yaskawa Electric Corp.	6506	J9690T102	5/29/2018	Elect Yoshikatsu Minami	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yaskawa Electric Corp.	6506	J9690T102	5/29/2018	Elect Kohichi Takamiya	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yaskawa Electric Corp.	6506	J9690T102	5/29/2018	Elect Yuji Nakayama	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yaskawa Electric Corp.	6506	J9690T102	5/29/2018	Elect Kohichi Tsukahata	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yaskawa Electric Corp.	6506	J9690T102	5/29/2018	Elect Junko Sasaki	Mgmt	Voted	For	For
TCW International Small Cap Fund	Yaskawa Electric Corp.	6506	J9690T102	5/29/2018	Audit Committee Directors’ Fees	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW New America Premier Equities Fund	Activision Blizzard, Inc.	ATVI	00507V109	6/26/2018	Elect Reveta Bowers	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Activision Blizzard, Inc.	ATVI	00507V109	6/26/2018	Elect Robert J. Corti	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Activision Blizzard, Inc.	ATVI	00507V109	6/26/2018	Elect Hendrik Hartong III	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Activision Blizzard, Inc.	ATVI	00507V109	6/26/2018	Elect Brian G. Kelly	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Activision Blizzard, Inc.	ATVI	00507V109	6/26/2018	Elect Robert A. Kotick	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Activision Blizzard, Inc.	ATVI	00507V109	6/26/2018	Elect Barry Meyer	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Activision Blizzard, Inc.	ATVI	00507V109	6/26/2018	Elect Robert J. Morgado	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Activision Blizzard, Inc.	ATVI	00507V109	6/26/2018	Elect Peter Nolan	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Activision Blizzard, Inc.	ATVI	00507V109	6/26/2018	Elect Casey Wasserman	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Activision Blizzard, Inc.	ATVI	00507V109	6/26/2018	Elect Elaine P. Wynn	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Activision Blizzard, Inc.	ATVI	00507V109	6/26/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Activision Blizzard, Inc.	ATVI	00507V109	6/26/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Agilent Technologies, Inc.	A	00846U101	3/21/2018	Elect KOH Boon Hwee	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Agilent Technologies, Inc.	A	00846U101	3/21/2018	Elect Michael R. McMullen	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Agilent Technologies, Inc.	A	00846U101	3/21/2018	Elect Daniel K. Podolsky	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Agilent Technologies, Inc.	A	00846U101	3/21/2018	Amendment to the 2009 Stock Plan	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Agilent Technologies, Inc.	A	00846U101	3/21/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Agilent Technologies, Inc.	A	00846U101	3/21/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Susan K. Carter	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Charles I. Cogut	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Seifi Ghasemi	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Chadwick C. Deaton	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect David H. Y. Ho	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Margaret G. McGlynn	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Edward L. Monser	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Elect Matthew H. Paull	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Air Products and Chemicals, Inc.	APD	009158106	1/25/2018	Approval of Performance Terms under LTIP (Proposal Withdrawn)	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Altaba Inc	AABA	021346101	10/24/2017	Elect Tor R. Braham	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Altaba Inc	AABA	021346101	10/24/2017	Elect Eric K. Brandt	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Altaba Inc	AABA	021346101	10/24/2017	Elect Catherine J. Friedman	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Altaba Inc	AABA	021346101	10/24/2017	Elect Richard L. Kauffman	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Altaba Inc	AABA	021346101	10/24/2017	Elect Thomas J. McInerney	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW New America Premier Equities Fund	Altaba Inc	AABA	021346101	10/24/2017	Approval of New Investment Advisory Agreement with BlackRock	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Altaba Inc	AABA	021346101	10/24/2017	Approval of New Investment Advisory Agreement with MSSB	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Altaba Inc	AABA	021346101	10/24/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Altaba Inc	AABA	021346101	10/24/2017	Approval of Long-Term Deferred Compensation Incentive Plan	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Altaba Inc	AABA	021346101	10/24/2017	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Voted	For	Against
TCW New America Premier Equities Fund	Altaba Inc	AABA	021346101	10/24/2017	Shareholder Proposal Regarding Human Rights Report	ShrHoldr	Voted	Against	For
TCW New America Premier Equities Fund	Baxter International Inc.	BAX	071813109	5/8/2018	Elect Jose E. Almeida	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Baxter International Inc.	BAX	071813109	5/8/2018	Elect Thomas F. Chen	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Baxter International Inc.	BAX	071813109	5/8/2018	Elect John D. Forsyth	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Baxter International Inc.	BAX	071813109	5/8/2018	Elect James R. Gavin III	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Baxter International Inc.	BAX	071813109	5/8/2018	Elect Peter S. Hellman	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Baxter International Inc.	BAX	071813109	5/8/2018	Elect Munib Islam	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Baxter International Inc.	BAX	071813109	5/8/2018	Elect Michael F. Mahoney	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Baxter International Inc.	BAX	071813109	5/8/2018	Elect Stephen N. Oesterle	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Baxter International Inc.	BAX	071813109	5/8/2018	Elect Carole J. Shapazian	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Baxter International Inc.	BAX	071813109	5/8/2018	Elect Cathy R. Smith	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Baxter International Inc.	BAX	071813109	5/8/2018	Elect Thomas T. Stallkamp	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Baxter International Inc.	BAX	071813109	5/8/2018	Elect Albert P.L. Stroucken	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Baxter International Inc.	BAX	071813109	5/8/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Baxter International Inc.	BAX	071813109	5/8/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Baxter International Inc.	BAX	071813109	5/8/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW New America Premier Equities Fund	Baxter International Inc.	BAX	071813109	5/8/2018	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Voted	For	Against
TCW New America Premier Equities Fund	Berkshire Hathaway Inc.	BRK.A	084670108	5/5/2018	Elect Warren E. Buffett	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Berkshire Hathaway Inc.	BRK.A	084670108	5/5/2018	Elect Charles T. Munger	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Berkshire Hathaway Inc.	BRK.A	084670108	5/5/2018	Elect Gregory E. Abel	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Berkshire Hathaway Inc.	BRK.A	084670108	5/5/2018	Elect Howard G. Buffett	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Berkshire Hathaway Inc.	BRK.A	084670108	5/5/2018	Elect Stephen B. Burke	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Berkshire Hathaway Inc.	BRK.A	084670108	5/5/2018	Elect Susan L. Decker	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Berkshire Hathaway Inc.	BRK.A	084670108	5/5/2018	Elect William H. Gates III	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Berkshire Hathaway Inc.	BRK.A	084670108	5/5/2018	Elect David S. Gottesman	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW New America Premier Equities Fund	Berkshire Hathaway Inc.	BRK.A	084670108	5/5/2018	Elect Charlotte Guyman	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Berkshire Hathaway Inc.	BRK.A	084670108	5/5/2018	Elect Ajit Jain	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Berkshire Hathaway Inc.	BRK.A	084670108	5/5/2018	Elect Thomas S. Murphy	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Berkshire Hathaway Inc.	BRK.A	084670108	5/5/2018	Elect Ronald L. Olson	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Berkshire Hathaway Inc.	BRK.A	084670108	5/5/2018	Elect Walter Scott, Jr.	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Berkshire Hathaway Inc.	BRK.A	084670108	5/5/2018	Elect Meryl B. Witmer	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Berkshire Hathaway Inc.	BRK.A	084670108	5/5/2018	Shareholder Proposal Regarding Methane Emissions Report	ShrHoldr	Voted	For	Against
TCW New America Premier Equities Fund	Berkshire Hathaway Inc.	BRK.A	084670108	5/5/2018	Shareholder Proposal Regarding Sustainability Reporting Policy for Subsidiaries	ShrHoldr	Voted	For	Against
TCW New America Premier Equities Fund	Caterpillar Inc.	CAT	149123101	6/13/2018	Elect Kelly A. Ayotte	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Caterpillar Inc.	CAT	149123101	6/13/2018	Elect David L. Calhoun	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Caterpillar Inc.	CAT	149123101	6/13/2018	Elect Daniel M. Dickinson	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Caterpillar Inc.	CAT	149123101	6/13/2018	Elect Juan Gallardo	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Caterpillar Inc.	CAT	149123101	6/13/2018	Elect Dennis A. Muilenburg	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Caterpillar Inc.	CAT	149123101	6/13/2018	Elect William A. Osborn	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Caterpillar Inc.	CAT	149123101	6/13/2018	Elect Debra L. Reed	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Caterpillar Inc.	CAT	149123101	6/13/2018	Elect Edward B. Rust, Jr.	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Caterpillar Inc.	CAT	149123101	6/13/2018	Elect Susan C. Schwab	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Caterpillar Inc.	CAT	149123101	6/13/2018	Elect Jim Umpleby III	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Caterpillar Inc.	CAT	149123101	6/13/2018	Elect Miles D. White	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Caterpillar Inc.	CAT	149123101	6/13/2018	Elect Rayford Wilkins Jr.	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Caterpillar Inc.	CAT	149123101	6/13/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Caterpillar Inc.	CAT	149123101	6/13/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Caterpillar Inc.	CAT	149123101	6/13/2018	Shareholder Proposal Regarding Right to Call Special Meetings	ShrHoldr	Voted	For	Against
TCW New America Premier Equities Fund	Caterpillar Inc.	CAT	149123101	6/13/2018	Shareholder Proposal Regarding Amendment to Clawback Policy	ShrHoldr	Voted	Against	For
TCW New America Premier Equities Fund	Caterpillar Inc.	CAT	149123101	6/13/2018	Shareholder Proposal Regarding Human Rights Expertise on Board	ShrHoldr	Voted	Against	For
TCW New America Premier Equities Fund	Celanese Corporation	CE	150870103	4/19/2018	Elect Jean S. Blackwell	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Celanese Corporation	CE	150870103	4/19/2018	Elect William M. Brown	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Celanese Corporation	CE	150870103	4/19/2018	Elect Bennie W. Fowler	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Celanese Corporation	CE	150870103	4/19/2018	Elect Edward G. Galante	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Celanese Corporation	CE	150870103	4/19/2018	Elect Kathryn M. Hill	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW New America Premier Equities Fund	Celanese Corporation	CE	150870103	4/19/2018	Elect David F. Hoffmeister	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Celanese Corporation	CE	150870103	4/19/2018	Elect John K. Wulff	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Celanese Corporation	CE	150870103	4/19/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Celanese Corporation	CE	150870103	4/19/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Celanese Corporation	CE	150870103	4/19/2018	2018 Global Incentive Plan	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Bradley A. Alford	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Thomas K. Brown	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Stephen G. Butler	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Sean M. Connolly	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Thomas W. Dickson	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Steven F. Goldstone	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Joie Gregor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Rajive Johri	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Richard H. Lenny	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Ruth Ann Marshall	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Craig P. Omtvedt	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW New America Premier Equities Fund	Constellation Software Inc.	CSU	21037X100	4/26/2018	Elect Jeff Bender	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Constellation Software Inc.	CSU	21037X100	4/26/2018	Elect Lawrence A. Cunningham	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Constellation Software Inc.	CSU	21037X100	4/26/2018	Elect Meredith H. Hayes	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Constellation Software Inc.	CSU	21037X100	4/26/2018	Elect Robert Kittel	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Constellation Software Inc.	CSU	21037X100	4/26/2018	Elect Mark Leonard	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Constellation Software Inc.	CSU	21037X100	4/26/2018	Elect Paul McFeeters	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Constellation Software Inc.	CSU	21037X100	4/26/2018	Elect Mark Miller	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Constellation Software Inc.	CSU	21037X100	4/26/2018	Elect Lori O’Neill	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Constellation Software Inc.	CSU	21037X100	4/26/2018	Elect Stephen R. Scotchmer	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Constellation Software Inc.	CSU	21037X100	4/26/2018	Elect Robin Van Poelje	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Constellation Software Inc.	CSU	21037X100	4/26/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	Withhold	Against
TCW New America Premier Equities Fund	Constellation Software Inc.	CSU	21037X100	4/26/2018	Shareholder Proposal Regarding Board Diversity Policy	ShrHoldr	Voted	Against	For
TCW New America Premier Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect Donald J. Ehrlich	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect Linda P. Hefner Filler	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW New America Premier Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect Thomas P. Joyce, Jr.	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect Teri List-Stoll	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect Walter G. Lohr, Jr.	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect Mitchell P. Rales	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect Steven M. Rales	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect John T. Schwieters	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect Alan G. Spoon	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect Raymond C. Stevens	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Elect Elias A. Zerhouni	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Danaher Corporation	DHR	235851102	5/8/2018	Shareholder Proposal Regarding Right to Call Special Meetings	ShrHoldr	Voted	For	Against
TCW New America Premier Equities Fund	Fiserv, Inc.	FISV	337738108	5/23/2018	Elect Alison Davis	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Fiserv, Inc.	FISV	337738108	5/23/2018	Elect Harry DiSimone	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Fiserv, Inc.	FISV	337738108	5/23/2018	Elect John Y. Kim	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Fiserv, Inc.	FISV	337738108	5/23/2018	Elect Dennis F. Lynch	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Fiserv, Inc.	FISV	337738108	5/23/2018	Elect Denis J. O’Leary	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Fiserv, Inc.	FISV	337738108	5/23/2018	Elect Glenn M. Renwick	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Fiserv, Inc.	FISV	337738108	5/23/2018	Elect Kim M. Robak	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Fiserv, Inc.	FISV	337738108	5/23/2018	Elect J.D. Sherman	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Fiserv, Inc.	FISV	337738108	5/23/2018	Elect Doyle R. Simons	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Fiserv, Inc.	FISV	337738108	5/23/2018	Elect Jeffery W. Yabuki	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Fiserv, Inc.	FISV	337738108	5/23/2018	Amendment to the 2007 Omnibus Incentive Plan	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Fiserv, Inc.	FISV	337738108	5/23/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Fiserv, Inc.	FISV	337738108	5/23/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Fiserv, Inc.	FISV	337738108	5/23/2018	Shareholder Proposal Regarding Voting Disclosure	ShrHoldr	Voted	Against	For
TCW New America Premier Equities Fund	Floor & Decor Holdings Inc	FND	339750101	5/17/2018	Elect Norman H. Axelrod	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Floor & Decor Holdings Inc	FND	339750101	5/17/2018	Elect Brad J. Brutocao	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Floor & Decor Holdings Inc	FND	339750101	5/17/2018	Elect Richard L. Sullivan	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Floor & Decor Holdings Inc	FND	339750101	5/17/2018	Elect Felicia D. Thornton	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Floor & Decor Holdings Inc	FND	339750101	5/17/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Floor & Decor Holdings Inc	FND	339750101	5/17/2018	2018 Employee Stock Purchase Plan	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW New America Premier Equities Fund	Floor & Decor Holdings Inc	FND	339750101	5/17/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Floor & Decor Holdings Inc	FND	339750101	5/17/2018	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW New America Premier Equities Fund	Heico Corp.	HEI	422806109	3/16/2018	Elect Thomas M. Culligan	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Heico Corp.	HEI	422806109	3/16/2018	Elect Adolfo Henriques	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Heico Corp.	HEI	422806109	3/16/2018	Elect Mark H. Hildebrandt	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Heico Corp.	HEI	422806109	3/16/2018	Elect Wolfgang Mayrhuber	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Heico Corp.	HEI	422806109	3/16/2018	Elect Eric A. Mendelson	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Heico Corp.	HEI	422806109	3/16/2018	Elect Laurans A. Mendelson	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Heico Corp.	HEI	422806109	3/16/2018	Elect Victor H. Mendelson	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Heico Corp.	HEI	422806109	3/16/2018	Elect Julie Neitzel	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Heico Corp.	HEI	422806109	3/16/2018	Elect Alan Schriesheim	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Heico Corp.	HEI	422806109	3/16/2018	Elect Frank J. Schwitter	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Heico Corp.	HEI	422806109	3/16/2018	Re-approval of the Performance Goals Under the 2012 Incentive Compensation Plan	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Heico Corp.	HEI	422806109	3/16/2018	Approval of the 2018 Incentive Compensation Plan	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Heico Corp.	HEI	422806109	3/16/2018	Increase of Authorized Common Stock	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Heico Corp.	HEI	422806109	3/16/2018	Increase of Authorized Class A Common Stock	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Heico Corp.	HEI	422806109	3/16/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Heico Corp.	HEI	422806109	3/16/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Hilton Worldwide Holdings Inc.	HLT	43300A203	5/10/2018	Elect Christopher J. Nassetta	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Hilton Worldwide Holdings Inc.	HLT	43300A203	5/10/2018	Elect Jonathan D. Gray	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Hilton Worldwide Holdings Inc.	HLT	43300A203	5/10/2018	Elect Charlene T. Begley	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Hilton Worldwide Holdings Inc.	HLT	43300A203	5/10/2018	Elect Melanie L. Healey	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Hilton Worldwide Holdings Inc.	HLT	43300A203	5/10/2018	Elect Raymond E. Mabus, Jr.	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Hilton Worldwide Holdings Inc.	HLT	43300A203	5/10/2018	Elect Judith A. McHale	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Hilton Worldwide Holdings Inc.	HLT	43300A203	5/10/2018	Elect John G. Schreiber	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Hilton Worldwide Holdings Inc.	HLT	43300A203	5/10/2018	Elect Elizabeth A. Smith	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Hilton Worldwide Holdings Inc.	HLT	43300A203	5/10/2018	Elect Douglas M. Steenland	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Hilton Worldwide Holdings Inc.	HLT	43300A203	5/10/2018	Elect ZHANG Ling	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Hilton Worldwide Holdings Inc.	HLT	43300A203	5/10/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Hilton Worldwide Holdings Inc.	HLT	43300A203	5/10/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW New America Premier Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect Darius Adamczyk	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect Duncan B. Angove	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect William S. Ayer	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect Kevin Burke	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect Jaime Chico Pardo	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect D. Scott Davis	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect Linnet F. Deily	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect Judd Gregg	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect Clive Hollick	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect Grace D. Lieblein	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect George Paz	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Elect Robin L. Washington	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Decrease in Threshold Required to Call a Special Meeting	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW New America Premier Equities Fund	Honeywell International Inc.	HON	438516106	4/23/2018	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW New America Premier Equities Fund	Idex Corporation	IEX	45167R104	4/25/2018	Elect William M. Cook	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Idex Corporation	IEX	45167R104	4/25/2018	Elect Cynthia J. Warner	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Idex Corporation	IEX	45167R104	4/25/2018	Elect Mark A. Buthman	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Idex Corporation	IEX	45167R104	4/25/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Idex Corporation	IEX	45167R104	4/25/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	IHS Markit Ltd	INFO	G47567105	4/11/2018	Elect Dinyar S. Devitre	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	IHS Markit Ltd	INFO	G47567105	4/11/2018	Elect Nicoletta Giadrossi	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	IHS Markit Ltd	INFO	G47567105	4/11/2018	Elect Robert P. Kelly	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	IHS Markit Ltd	INFO	G47567105	4/11/2018	Elect Deborah D. McWhinney	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	IHS Markit Ltd	INFO	G47567105	4/11/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	IHS Markit Ltd	INFO	G47567105	4/11/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	IHS Markit Ltd	INFO	G47567105	4/11/2018	Board Declassification Bye-law Amendment	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW New America Premier Equities Fund	IHS Markit Ltd	INFO	G47567105	4/11/2018	Majority Voting For Directors Bye-law Amendment	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Illinois Tool Works Inc.	ITW	452308109	5/4/2018	Elect Daniel J. Brutto	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Illinois Tool Works Inc.	ITW	452308109	5/4/2018	Elect Susan Crown	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Illinois Tool Works Inc.	ITW	452308109	5/4/2018	Elect James W. Griffith	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Illinois Tool Works Inc.	ITW	452308109	5/4/2018	Elect Jay L. Henderson	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Illinois Tool Works Inc.	ITW	452308109	5/4/2018	Elect Richard H. Lenny	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Illinois Tool Works Inc.	ITW	452308109	5/4/2018	Elect E. Scott Santi	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Illinois Tool Works Inc.	ITW	452308109	5/4/2018	Elect James A. Skinner	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Illinois Tool Works Inc.	ITW	452308109	5/4/2018	Elect David H. B. Smith, Jr.	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Illinois Tool Works Inc.	ITW	452308109	5/4/2018	Elect Pamela B. Strobel	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Illinois Tool Works Inc.	ITW	452308109	5/4/2018	Elect Kevin M. Warren	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Illinois Tool Works Inc.	ITW	452308109	5/4/2018	Elect Anre D. Williams	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Illinois Tool Works Inc.	ITW	452308109	5/4/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Illinois Tool Works Inc.	ITW	452308109	5/4/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Illinois Tool Works Inc.	ITW	452308109	5/4/2018	Shareholder Proposal Regarding Right to Call a Special Meeting	ShrHoldr	Voted	For	Against
TCW New America Premier Equities Fund	Illinois Tool Works Inc.	ITW	452308109	5/4/2018	Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions	ShrHoldr	Voted	Against	For
TCW New America Premier Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Richard Haythornthwaite	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Ajay Banga	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Silvio Barzi	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect David R. Carlucci	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Richard K. Davis	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Steven J. Freiberg	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Julius Genachowski	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Goh Choon Phong	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Merit E. Janow	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Nancy J. Karch	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Oki Matsumoto	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Rima Qureshi	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Jose Octavio Reyes Lagunes	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Elect Jackson P. Tai	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Mastercard Incorporated	MA	57636Q104	6/26/2018	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW New America Premier Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect William H. Gates III	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Reid G. Hoffman	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Hugh F. Johnston	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Teri L. List-Stoll	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Satya Nadella	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Charles H. Noski	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Helmut G. W. Panke	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Sandra E. Peterson	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Penny S. Pritzker	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Charles W. Scharf	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Arne M. Sorenson	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect John W. Stanton	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect John W. Thompson	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Padmasree Warrior	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW New America Premier Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Approval of Material Terms of Performance Goals Under Executive Incentive Plan	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Approval of the 2017 Stock Plan	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Motorola Solutions Inc.	MSI	620076307	5/14/2018	Elect Gregory Q. Brown	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Motorola Solutions Inc.	MSI	620076307	5/14/2018	Elect Kenneth D. Denman	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Motorola Solutions Inc.	MSI	620076307	5/14/2018	Elect Egon Durban	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Motorola Solutions Inc.	MSI	620076307	5/14/2018	Elect Clayton M. Jones	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Motorola Solutions Inc.	MSI	620076307	5/14/2018	Elect Judy C. Lewent	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Motorola Solutions Inc.	MSI	620076307	5/14/2018	Elect Gregory K. Mondre	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Motorola Solutions Inc.	MSI	620076307	5/14/2018	Elect Anne R. Pramaggiore	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Motorola Solutions Inc.	MSI	620076307	5/14/2018	Elect Samuel C. Scott III	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Motorola Solutions Inc.	MSI	620076307	5/14/2018	Elect Joseph M. Tucci	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Motorola Solutions Inc.	MSI	620076307	5/14/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Motorola Solutions Inc.	MSI	620076307	5/14/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Motorola Solutions Inc.	MSI	620076307	5/14/2018	Shareholder Proposal Regarding Supply Chain Labor Standards	ShrHoldr	Voted	Against	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW New America Premier Equities Fund	Motorola Solutions Inc.	MSI	620076307	5/14/2018	Shareholder Proposal Regarding Human Rights Expertise on Board	ShrHoldr	Voted	Against	For
TCW New America Premier Equities Fund	Motorola Solutions Inc.	MSI	620076307	5/14/2018	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW New America Premier Equities Fund	National Vision Holdings, Inc.	EYE	63845R107	6/6/2018	Elect L. Reade Fahs	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	National Vision Holdings, Inc.	EYE	63845R107	6/6/2018	Elect Nathaniel H. Taylor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	National Vision Holdings, Inc.	EYE	63845R107	6/6/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	National Vision Holdings, Inc.	EYE	63845R107	6/6/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	National Vision Holdings, Inc.	EYE	63845R107	6/6/2018	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW New America Premier Equities Fund	National Vision Holdings, Inc.	EYE	63845R107	6/6/2018	Approval of the 2018 Associate Stock Purchase Plan	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Jeffrey S. Berg	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Michael J. Boskin	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Safra A. Catz	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Bruce R. Chizen	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect George H. Conrades	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Lawrence J. Ellison	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Hector Garcia-Molina	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Jeffrey O. Henley	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Mark V. Hurd	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Renee J. James	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Leon E. Panetta	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Elect Naomi O. Seligman	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW New America Premier Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Amendment to 2000 Long Term-Term Incentive Plan	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Shareholder Proposal Regarding Political Contributions and Expenditures Report	ShrHoldr	Voted	Against	For
TCW New America Premier Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Shareholder Proposal Regarding Gender Pay Equity Report	ShrHoldr	Voted	Against	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW New America Premier Equities Fund	Oracle Corporation	ORCL	68389X105	11/15/2017	Shareholder Proposal Regarding Amendments to Proxy Access Bylaw	ShrHoldr	Voted	Against	For
TCW New America Premier Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Elect Shellye L. Archambeau	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Elect Amy Woods Brinkley	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Elect John F. Fort, III	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Elect Brian D. Jellison	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Elect Robert D. Johnson	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Elect Robert E. Knowling, Jr.	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Elect Wilbur J. Prezzano	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Elect Laura G. Thatcher	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Elect Richard F. Wallman	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Elect Christopher Wright	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Roper Technologies, Inc.	ROP	776696106	6/4/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Trade Desk Inc	TTD	88339J105	5/3/2018	Elect Thomas Falk	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Trade Desk Inc	TTD	88339J105	5/3/2018	Elect Robert D. Perdue	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Trade Desk Inc	TTD	88339J105	5/3/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Trade Desk Inc	TTD	88339J105	5/3/2018	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	3 Years	For
TCW New America Premier Equities Fund	Trade Desk Inc	TTD	88339J105	7/20/2017	Elect Jeff T. Green	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Trade Desk Inc	TTD	88339J105	7/20/2017	Elect Eric B. Paley	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Trade Desk Inc	TTD	88339J105	7/20/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	TransUnion	TRU	89400J107	5/8/2018	Elect Pamela A. Joseph	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	TransUnion	TRU	89400J107	5/8/2018	Elect James M. Peck	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	TransUnion	TRU	89400J107	5/8/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Lloyd A. Carney	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Mary B. Cranston	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Francisco Javier Fernandez-Carbajal	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Gary A. Hoffman	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Alfred F. Kelly, Jr.	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Elect John F. Lundgren	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Robert W. Matschullat	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Suzanne Nora Johnson	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Elect John A.C. Swainson	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Elect Maynard G. Webb, Jr.	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW New America Premier Equities Fund	Visa Inc.	V	92826C839	1/30/2018	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect W. Don Cornwell	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect Brian Duperreault	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect John Fitzpatrick	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect William G. Jurgensen	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect Christopher S. Lynch	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect Henry S. Miller	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect Linda A. Mills	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect Suzanne Nora Johnson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect Ronald A. Rittenmeyer	Mgmt	Voted	Against	Against
TCW Relative Value Dividend Appreciation Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect Douglas M. Steenland	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect Theresa M. Stone	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Randall L. Stephenson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Samuel A. Di Piazza, Jr.	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Richard W. Fisher	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Scott T. Ford	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Glenn H. Hutchins	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect William E. Kennard	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Michael B. McCallister	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Beth E. Mooney	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Joyce M. Roche	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Matthew K. Rose	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Cindy B. Taylor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Laura D’Andrea Tyson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Geoffrey Y. Yang	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Stock Purchase and Deferral Plan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Approval of the 2018 Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Shareholder Proposal Regarding Amendments to Proxy Access Bylaw	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	AT&T Inc.	T	00206R102	4/27/2018	Shareholder Proposal Regarding Lowering Threshold for Right to Act By Written Consent	ShrHoldr	Voted	For	Against
TCW Relative Value Dividend Appreciation Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Elect W. Geoffrey Beattie	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Elect Gregory D. Brenneman	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Elect Clarence P. Cazalot, Jr.	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Elect Martin S. Craighead	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Elect Lynn L. Elsenhans	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Elect Jamie Miller	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Elect James J. Mulva	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Elect John G. Rice	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Elect Lorenzo Simonelli	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect David J. Anderson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect Colleen F. Arnold	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect George S. Barrett	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect Carrie S. Cox	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect Calvin Darden	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect Bruce L. Downey	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect Patricia Hemingway Hall	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect Clayton M. Jones	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect Gregory B. Kenny	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect Nancy Killefer	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect David P. King	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Dividend Appreciation Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Shareholder Proposal Regarding Voting Disclosure	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	Chevron Corporation	CVX	166764100	5/30/2018	Elect Wanda M. Austin	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	Chevron Corporation	CVX	166764100	5/30/2018	Elect John B. Frank	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Chevron Corporation	CVX	166764100	5/30/2018	Elect Alice P. Gast	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Chevron Corporation	CVX	166764100	5/30/2018	Elect Enrique Hernandez, Jr.	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Chevron Corporation	CVX	166764100	5/30/2018	Elect Charles W. Moorman, IV	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Chevron Corporation	CVX	166764100	5/30/2018	Elect Dambisa F. Moyo	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Chevron Corporation	CVX	166764100	5/30/2018	Elect Ronald D. Sugar	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Chevron Corporation	CVX	166764100	5/30/2018	Elect Inge G. Thulin	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Chevron Corporation	CVX	166764100	5/30/2018	Elect D. James Umpleby	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Chevron Corporation	CVX	166764100	5/30/2018	Elect Michael K. Wirth	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Chevron Corporation	CVX	166764100	5/30/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Chevron Corporation	CVX	166764100	5/30/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Chevron Corporation	CVX	166764100	5/30/2018	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	Chevron Corporation	CVX	166764100	5/30/2018	Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide	ShrHoldr	Voted	For	Against
TCW Relative Value Dividend Appreciation Fund	Chevron Corporation	CVX	166764100	5/30/2018	Shareholder Proposal Regarding Report on Transition to Low Carbon Economy	ShrHoldr	Voted	For	Against
TCW Relative Value Dividend Appreciation Fund	Chevron Corporation	CVX	166764100	5/30/2018	Shareholder Proposal Regarding Methane Emissions Report	ShrHoldr	Voted	For	Against
TCW Relative Value Dividend Appreciation Fund	Chevron Corporation	CVX	166764100	5/30/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	Chevron Corporation	CVX	166764100	5/30/2018	Shareholder Proposal Regarding Environmental Expertise on Board	ShrHoldr	Voted	For	Against
TCW Relative Value Dividend Appreciation Fund	Chevron Corporation	CVX	166764100	5/30/2018	Shareholder Proposal Regarding Right to Call Special Meetings	ShrHoldr	Voted	For	Against
TCW Relative Value Dividend Appreciation Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect Carol A. Bartz	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect M. Michele Burns	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect Michael D. Capellas	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect Amy L. Chang	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect John L. Hennessy	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect Kristina M. Johnson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect Roderick C. McGeary	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect Charles H. Robbins	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect Arun Sarin	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect Brenton L. Saunders	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect Steven M. West	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Amendment and Restatement of the 2005 Stock Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Approval of Material Terms of Performance Goals Under Executive Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Dividend Appreciation Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Michael L. Corbat	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Ellen M. Costello	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect John C. Dugan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Duncan P. Hennes	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Peter B. Henry	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Franz B. Humer	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect S. Leslie Ireland	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Renee J. James	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Eugene M. McQuade	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Michael E. O’Neill	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Gary M. Reiner	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Anthony M. Santomero	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Diana L. Taylor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect James S. Turley	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Deborah C. Wright	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Ernesto Zedillo Ponce de Leon	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Amendment to the 2014 Stock Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Shareholder Proposal Regarding Indigenous Peoples’ Rights Policy	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Shareholder Proposal Regarding Cumulative Voting	ShrHoldr	Voted	Against	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Shareholder Proposal Regarding Amendment to Proxy Access Bylaw	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Shareholder Proposal Regarding Government Service Vesting	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	Citigroup Inc.	C	172967424	4/24/2018	Shareholder Proposal Regarding Right to Call a Special Meeting	ShrHoldr	Voted	For	Against
TCW Relative Value Dividend Appreciation Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect David Denton	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect Andrea Guerra	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect Susan J. Kropf	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect Annabelle Yu Long	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect Victor Luis	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect Ivan Menezes	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect William R. Nuti	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect Jide J. Zeitlin	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Coach, Inc.	COH	189754104	11/9/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Coach, Inc.	COH	189754104	11/9/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Coach, Inc.	COH	189754104	11/9/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Dividend Appreciation Fund	Coach, Inc.	COH	189754104	11/9/2017	Amendment to the 2010 Stock Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Coach, Inc.	COH	189754104	11/9/2017	Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	Coach, Inc.	COH	189754104	11/9/2017	Shareholder Proposal Regarding Report on Risks of the Sale of Fur Products	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Elect Kenneth J. Bacon	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Elect Madeline S. Bell	Mgmt	Voted	Withhold	Against
TCW Relative Value Dividend Appreciation Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Elect Sheldon M. Bonovitz	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Elect Edward D. Breen	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Elect Gerald L. Hassell	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Elect Jeffrey A. Honickman	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Elect Maritza Gomez Montiel	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Elect Asuka Nakahara	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Elect David C. Novak	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Elect Brian L. Roberts	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Advisory vote on executive compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Bradley A. Alford	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Thomas K. Brown	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Stephen G. Butler	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Sean M. Connolly	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Thomas W. Dickson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Steven F. Goldstone	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Joie Gregor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Rajive Johri	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Richard H. Lenny	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Ruth Ann Marshall	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Craig P. Omtvedt	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Dividend Appreciation Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Donald W. Blair	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Stephanie A. Burns	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect John A. Canning Jr.	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Richard T. Clark	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Robert F. Cummings, Jr.	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Deborah A. Henretta	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Daniel P. Huttenlocher	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Kurt M. Landgraf	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Kevin J. Martin	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Deborah Rieman	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Hansel E. Tookes II	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Wendell P. Weeks	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Mark S. Wrighton	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Corning Incorporated	GLW	219350105	4/26/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Corning Incorporated	GLW	219350105	4/26/2018	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect W. Steve Albrecht	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Hassane El-Khoury	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Oh Chul Kwon	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Catherine P. Lego	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Camillo Martino	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect J. Daniel McCranie	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Jeffrey J. Owens	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Jeannine Sargent	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Michael S. Wishart	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Amendment to the Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Lamberto Andreotti	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect James A. Bell	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Edward D. Breen	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Robert A. Brown	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Alexander M. Cutler	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Jeff M. Fettig	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Marillyn A. Hewson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Lois D. Juliber	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Andrew N. Liveris	Mgmt	Voted	Against	Against
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Raymond J. Milchovich	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Paul Polman	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Dennis H. Reilley	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect James M. Ringler	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Ruth G. Shaw	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Lee M. Thomas	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Patrick J. Ward	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	Against	Against
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Voted	For	Against

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Shareholder Proposal Regarding Linking Executive Pay to Sustainability	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Shareholder Proposal Regarding a Report on Reputational Risk Associated with the Bhopal Tragedy	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Shareholder Proposal Regarding Right to Call Special Meetings	ShrHoldr	Voted	For	Against
TCW Relative Value Dividend Appreciation Fund	FedEx Corporation	FDX	31428X106	9/25/2017	Elect James L. Barksdale	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	FedEx Corporation	FDX	31428X106	9/25/2017	Elect John A. Edwardson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	FedEx Corporation	FDX	31428X106	9/25/2017	Elect Marvin Ellison	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	FedEx Corporation	FDX	31428X106	9/25/2017	Elect John Chris Inglis	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	FedEx Corporation	FDX	31428X106	9/25/2017	Elect Kimberly A. Jabal	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	FedEx Corporation	FDX	31428X106	9/25/2017	Elect Shirley Ann Jackson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	FedEx Corporation	FDX	31428X106	9/25/2017	Elect R. Brad Martin	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	FedEx Corporation	FDX	31428X106	9/25/2017	Elect Joshua Cooper Ramo	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	FedEx Corporation	FDX	31428X106	9/25/2017	Elect Susan C. Schwab	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	FedEx Corporation	FDX	31428X106	9/25/2017	Elect Frederick W. Smith	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	FedEx Corporation	FDX	31428X106	9/25/2017	Elect David P. Steiner	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	FedEx Corporation	FDX	31428X106	9/25/2017	Elect Paul S. Walsh	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	FedEx Corporation	FDX	31428X106	9/25/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	FedEx Corporation	FDX	31428X106	9/25/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Dividend Appreciation Fund	FedEx Corporation	FDX	31428X106	9/25/2017	Amendment to the 2010 Omnibus Stock Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	FedEx Corporation	FDX	31428X106	9/25/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	FedEx Corporation	FDX	31428X106	9/25/2017	Shareholder Proposal Regarding Amendments to Proxy Access Bylaw	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	FedEx Corporation	FDX	31428X106	9/25/2017	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	For	Against
TCW Relative Value Dividend Appreciation Fund	FedEx Corporation	FDX	31428X106	9/25/2017	Shareholder Proposal Regarding Voting Disclosure	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	FedEx Corporation	FDX	31428X106	9/25/2017	Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations	ShrHoldr	Voted	For	Against

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Richard C. Adkerson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Gerald J. Ford	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Lydia H. Kennard	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Jon C. Madonna	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Courtney R. Mather	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Dustan E. McCoy	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Frances F. Townsend	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Elect Sebastien Bazin	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Elect W. Geoffrey Beattie	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Elect John J. Brennan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Elect H. Lawrence Culp	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Elect Francisco D’Souza	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Elect John L. Flannery, Jr.	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Elect Edward P. Garden	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Elect Thomas W. Horton	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Elect Risa Lavizzo-Mourey	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Elect James J. Mulva	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Elect Leslie F. Seidman	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Elect James S. Tisch	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Amendment to the International Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Ratification of Auditor	Mgmt	Voted	Against	Against
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	For	Against
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Shareholder Proposal Regarding Cumulative Voting	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation	ShrHoldr	Voted	For	Against
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Shareholder Proposal Regarding a Stock Buyback Report	ShrHoldr	Voted	Against	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	General Electric Company	GE	369604103	4/25/2018	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Voted	For	Against
TCW Relative Value Dividend Appreciation Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Elect John F. Cogan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Elect Jacqueline K. Barton	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Elect Kelly A. Kramer	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Elect Kevin E. Lofton	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Elect John C. Martin	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Elect John F. Milligan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Elect Richard J. Whitley	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Elect Gayle E. Wilson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Elect Per Wold-Olsen	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Voted	For	Against
TCW Relative Value Dividend Appreciation Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Aneel Bhusri	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Andy D. Bryant	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Reed E. Hundt	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Omar Ishrak	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Brian M. Krzanich	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Risa Lavizzo-Mourey	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Tsu-Jae King Liu	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Gregory D. Smith	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Andrew Wilson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Frank D. Yeary	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intel Corporation	INTC	458140100	5/17/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intel Corporation	INTC	458140100	5/17/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intel Corporation	INTC	458140100	5/17/2018	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	Intel Corporation	INTC	458140100	5/17/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	Intel Corporation	INTC	458140100	5/17/2018	Shareholder Proposal Regarding Cost-Benefit Analysis of Political Contributions	ShrHoldr	Voted	Against	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Sharon Y. Bowen	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Ann M. Cairns	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Charles R. Crisp	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Duriya M. Farooqui	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Jean-Marc Forneri	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Lord Hague of Richmond	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Fred W. Hatfield	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Thomas E. Noonan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Frederic V. Salerno	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Jeffrey C. Sprecher	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Judith A. Sprieser	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Vincent S. Tese	Mgmt	Voted	Against	Against
TCW Relative Value Dividend Appreciation Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Approval of 2018 Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Sarah E. Beshar	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Joseph R. Canion	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Martin L. Flanagan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect C. Robert Henrikson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Ben F. Johnson III	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Denis Kessler	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Sir Nigel Sheinwald	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect G. Richard Wagoner Jr.	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Phoebe A. Wood	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect Michael E. Daniels	Mgmt	Voted	Against	Against
TCW Relative Value Dividend Appreciation Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect W. Roy Dunbar	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect Brian Duperreault	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect Gretchen R. Haggerty	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect Simone Menne	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect George R. Oliver	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect Juan Pablo del Valle Perochena	Mgmt	Voted	Against	Against

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect Carl Jurgen Tinggren	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect Mark P. Vergnano	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect R. David Yost	Mgmt	Voted	Against	Against
TCW Relative Value Dividend Appreciation Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect John D. Young	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Ratification of PricewaterhouseCoopers	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Authority to Set Price Range for Re-Issuance of Treasury Shares	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	Against	Against
TCW Relative Value Dividend Appreciation Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Reduction of Authorized Capital	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Amendment Regarding Capital Reduction	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Hugo Bague	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Samuel A. Di Piazza, Jr.	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect DeAnne Julius	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Sheila A. Penrose	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Ming Lu	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Bridget Macaskill	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Martin H. Nesbitt	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Ann Marie Petach	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Shailesh Rao	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Christian Ulbrich	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Linda B. Bammann	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect James A. Bell	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Stephen B. Burke	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Todd A. Combs	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect James S. Crown	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect James Dimon	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Timothy P. Flynn	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Mellody Hobson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Laban P. Jackson, Jr.	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Michael A. Neal	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Lee R. Raymond	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect William C. Weldon	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Ratification of Ownership Threshold for Shareholders to Call a Special Meeting	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Amendment to the Long-Term Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	For	Against
TCW Relative Value Dividend Appreciation Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Shareholder Proposal Regarding Government Service Vesting	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Shareholder Proposal Regarding Genocide-Free Investing	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Shareholder Proposal Regarding Cumulative Voting	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	Koninklijke Philips N.V.	PHIA	500472303	5/3/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Koninklijke Philips N.V.	PHIA	500472303	5/3/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Koninklijke Philips N.V.	PHIA	500472303	5/3/2018	Ratification of Management Acts	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Koninklijke Philips N.V.	PHIA	500472303	5/3/2018	Ratification of Supervisory Board Acts	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Koninklijke Philips N.V.	PHIA	500472303	5/3/2018	Elect Orit Gadiesh to the Supervisory Board	Mgmt	Voted	Against	Against
TCW Relative Value Dividend Appreciation Fund	Koninklijke Philips N.V.	PHIA	500472303	5/3/2018	Elect Paul Stoffels to the Supervisory Board	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Koninklijke Philips N.V.	PHIA	500472303	5/3/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Koninklijke Philips N.V.	PHIA	500472303	5/3/2018	Authority to Suppress Preemptive Rights	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Koninklijke Philips N.V.	PHIA	500472303	5/3/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Koninklijke Philips N.V.	PHIA	500472303	5/3/2018	Cancellation of Shares	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Koninklijke Philips N.V.	PHIA	500472303	10/20/2017	Elect Marnix van Ginneken to the Management Board	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	Koninklijke Philips N.V.	PHIA	500472303	10/20/2017	Amendments to Articles Regarding Management Board Size	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	2/12/2018	Merger/Acquisition	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	2/12/2018	Increase of Authorized Class A Common Stock	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	2/12/2018	Right to Adjourn Meeting	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	2/12/2018	Merger/Acquisition	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	2/12/2018	Increase of Authorized Class A Common Stock	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	2/12/2018	Right to Adjourn Meeting	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Irving Bolotin	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Steven L. Gerard	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Theron I. Gilliam	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Sherrill W. Hudson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Sidney Lapidus	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Teri P. McClure	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Stuart A. Miller	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Armando Olivera	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Donna Shalala	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Scott D. Stowell	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Jeffrey Sonnenfeld	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	4/11/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	4/11/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	4/11/2018	Shareholder Proposal Regarding Recapitalization	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	4/11/2018	Shareholder Proposal Regarding Annual Conversion Right	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	Lennar Corporation	LEN	526057104	4/11/2018	Shareholder Proposal Regarding Director Tenure	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Elect William P. Sullivan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Elect Tunc Doluca	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Elect Tracy C. Accardi	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Elect James R. Bergman	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Elect Joseph R. Bronson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Elect Robert E. Grady	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Elect William D. Watkins	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Elect MaryAnn Wright	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Amendment to the 2008 Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Dividend Appreciation Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Richard H. Anderson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Craig Arnold	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Scott C. Donnelly	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Randall J. Hogan III	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Omar Ishrak	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Shirley Ann Jackson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Michael O. Leavitt	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect James T. Lenehan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Elizabeth G. Nabel	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Denise M. O’Leary	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Kendall J. Powell	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Robert C. Pozen	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Amendment to the 2013 Stock Award and Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Leslie A. Brun	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Thomas R. Cech	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Pamela J. Craig	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Kenneth C. Frazier	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Thomas H. Glocer	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Rochelle B. Lazarus	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect John H. Noseworthy	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Paul B. Rothman	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Patricia F. Russo	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Craig B. Thompson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Inge G. Thulin	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Wendell P. Weeks	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Peter C. Wendell	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect Cheryl W. Grise	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect Carlos M. Gutierrez	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect Gerald L. Hassell	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect David L. Herzog	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect R. Glenn Hubbard	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect Steven A. Kandarian	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect Edward J. Kelly, III	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect William E. Kennard	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect James M. Kilts	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect Catherine R. Kinney	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect Denise M. Morrison	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Ratification of Auditor	Mgmt	Voted	Against	Against
TCW Relative Value Dividend Appreciation Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	Against	Against
TCW Relative Value Dividend Appreciation Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	For	Against
TCW Relative Value Dividend Appreciation Fund	MetLife, Inc.	MET	59156R108	10/19/2017	Amendements to the Certificate of Incorporation to Modify the Preferred Stock Dividend Payment Tests	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	MetLife, Inc.	MET	59156R108	10/19/2017	Right to Adjourn Meeting	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microchip Technology Incorporated	MCHP	595017104	8/22/2017	Elect Steve Sanghi	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microchip Technology Incorporated	MCHP	595017104	8/22/2017	Elect Matthew W. Chapman	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microchip Technology Incorporated	MCHP	595017104	8/22/2017	Elect L. B. Day	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microchip Technology Incorporated	MCHP	595017104	8/22/2017	Elect Esther L. Johnson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microchip Technology Incorporated	MCHP	595017104	8/22/2017	Elect Wade F. Meyercord	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microchip Technology Incorporated	MCHP	595017104	8/22/2017	Amendment to the 2004 Equity Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microchip Technology Incorporated	MCHP	595017104	8/22/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microchip Technology Incorporated	MCHP	595017104	8/22/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microchip Technology Incorporated	MCHP	595017104	8/22/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Dividend Appreciation Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect William H. Gates III	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Reid G. Hoffman	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Hugh F. Johnston	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Teri L. List-Stoll	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Satya Nadella	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Charles H. Noski	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Helmut G. W. Panke	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Sandra E. Peterson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Penny S. Pritzker	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Charles W. Scharf	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Arne M. Sorenson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect John W. Stanton	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect John W. Thompson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Padmasree Warrior	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Dividend Appreciation Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Approval of Material Terms of Performance Goals Under Executive Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Approval of the 2017 Stock Plan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	New York Community Bancorp, Inc.	NYCB	649445103	6/5/2018	Elect Maureen E. Clancy	Mgmt	Voted	Against	Against
TCW Relative Value Dividend Appreciation Fund	New York Community Bancorp, Inc.	NYCB	649445103	6/5/2018	Elect Hanif Dahya	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	New York Community Bancorp, Inc.	NYCB	649445103	6/5/2018	Elect Joseph R. Ficalora	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	New York Community Bancorp, Inc.	NYCB	649445103	6/5/2018	Elect James J. O’Donovan	Mgmt	Voted	Against	Against
TCW Relative Value Dividend Appreciation Fund	New York Community Bancorp, Inc.	NYCB	649445103	6/5/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	New York Community Bancorp, Inc.	NYCB	649445103	6/5/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	Against	Against
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Ratification of Board and Management Acts	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Allocation of Profits/Dividends	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Cancellation of Shares and Reduction in Share Capital	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Board Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Compensation Report	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Elect Jorg Reinhardt as Board Chair	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Elect Nancy C. Andrews	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Elect Dimitri Azar	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Elect Ton Buchner	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Elect Srikant M. Datar	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Elect Elizabeth Doherty	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Elect Ann M. Fudge	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Elect Frans van Houten	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Elect Andreas von Planta	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Elect Charles L. Sawyers	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Elect Enrico Vanni	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Elect William T. Winters	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Elect Srikant M. Datar as Compensation Committee Member	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Elect Ann M. Fudge as Compensation Committee Member	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Elect Enrico Vanni as Compensation Committee Member	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Elect William T. Winters as Compensation Committee Member	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Appointment of Independent Proxy	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Novartis AG	NOVN	66987V109	3/2/2018	Additional or Miscellaneous Proposals	ShrHoldr	Voted	Against	N/A
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Glynis A. Bryan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Jacques Esculier	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect T. Michael Glenn	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Theodore L. Harris	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect David A. Jones	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Matthew H. Peltz	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Michael T. Speetzen	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect John L. Stauch	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Billie I. Williamson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Glynis A. Bryan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Jerry W. Burris	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Jacques Esculier	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Edward P. Garden	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect T. Michael Glenn	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect David H. Y. Ho	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Randall J. Hogan III	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect David A. Jones	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Ronald L. Merriman	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect William T. Monahan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Billie I. Williamson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	Against	Against
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Authorize Price Range at Which the Company Can Re-Allot Treasury Shares Under Irish Law	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Change in Board Size	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect Shona L. Brown	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect George W. Buckley	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect Cesar Conde	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect Ian M. Cook	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect Dina Dublon	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect Richard W. Fisher	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect William R. Johnson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect Indra K. Nooyi	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect David C. Page	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect Robert C. Pohlad	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect Daniel L. Vasella	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect Darren Walker	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect Alberto Weisser	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Shareholder Proposal Regarding Right to Call a Special Meeting	ShrHoldr	Voted	For	Against
TCW Relative Value Dividend Appreciation Fund	Royal Dutch Shell Plc	RDSB	780259206	5/22/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Royal Dutch Shell Plc	RDSB	780259206	5/22/2018	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Royal Dutch Shell Plc	RDSB	780259206	5/22/2018	Elect Ann F. Godbehere	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Royal Dutch Shell Plc	RDSB	780259206	5/22/2018	Elect Ben Van Beurden	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Royal Dutch Shell Plc	RDSB	780259206	5/22/2018	Elect Euleen GOH Yiu Kiang	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Royal Dutch Shell Plc	RDSB	780259206	5/22/2018	Elect Charles O. Holliday, Jr.	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	Royal Dutch Shell Plc	RDSB	780259206	5/22/2018	Elect Catherine J. Hughes	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Royal Dutch Shell Plc	RDSB	780259206	5/22/2018	Elect Gerard Kleisterlee	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Royal Dutch Shell Plc	RDSB	780259206	5/22/2018	Elect Roberto Egydio Setubal	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Royal Dutch Shell Plc	RDSB	780259206	5/22/2018	Elect Sir Nigel Sheinwald	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Royal Dutch Shell Plc	RDSB	780259206	5/22/2018	Elect Linda G. Stuntz	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Royal Dutch Shell Plc	RDSB	780259206	5/22/2018	Elect Jessica Uhl	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Royal Dutch Shell Plc	RDSB	780259206	5/22/2018	Elect Gerrit Zalm	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Royal Dutch Shell Plc	RDSB	780259206	5/22/2018	Appointment of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Royal Dutch Shell Plc	RDSB	780259206	5/22/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Royal Dutch Shell Plc	RDSB	780259206	5/22/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Royal Dutch Shell Plc	RDSB	780259206	5/22/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Royal Dutch Shell Plc	RDSB	780259206	5/22/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Royal Dutch Shell Plc	RDSB	780259206	5/22/2018	Shareholder Proposal Regarding GHG Reduction Targets	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect Peter L.S. Currie	N/A	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect Miguel M. Galuccio	N/A	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect V. Maureen Kempston Darkes	N/A	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect Paal Kibsgaard	N/A	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect Nikolay Kudryavtsev	N/A	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect Helge Lund	N/A	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect Michael E. Marks	N/A	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect Indra K. Nooyi	N/A	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect Lubna S. Olayan	N/A	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect Leo Rafael Reif	N/A	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Elect Henri Seydoux	N/A	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Advisory Vote on Executive Compensation	N/A	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Approval of Financial Statements/Dividends	N/A	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Ratification of Auditor	N/A	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Schlumberger Ltd.	SLB	806857108	4/4/2018	Approval of the 2018 French Sub Plan	N/A	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Seagate Technology Plc	STX	G7945M107	10/18/2017	Elect Stephen J. Luczo	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Seagate Technology Plc	STX	G7945M107	10/18/2017	Elect Mark W. Adams	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Seagate Technology Plc	STX	G7945M107	10/18/2017	Elect Michael R. Cannon	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Seagate Technology Plc	STX	G7945M107	10/18/2017	Elect Mei-Wei Cheng	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Seagate Technology Plc	STX	G7945M107	10/18/2017	Elect William T. Coleman	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	Seagate Technology Plc	STX	G7945M107	10/18/2017	Elect Jay L. Geldmacher	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Seagate Technology Plc	STX	G7945M107	10/18/2017	Elect William D. Mosley	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Seagate Technology Plc	STX	G7945M107	10/18/2017	Elect Chong Sup Park	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Seagate Technology Plc	STX	G7945M107	10/18/2017	Elect Stephanie Tilenius	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Seagate Technology Plc	STX	G7945M107	10/18/2017	Elect Edward Zander	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Seagate Technology Plc	STX	G7945M107	10/18/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Seagate Technology Plc	STX	G7945M107	10/18/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Dividend Appreciation Fund	Seagate Technology Plc	STX	G7945M107	10/18/2017	Amendment to the Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Seagate Technology Plc	STX	G7945M107	10/18/2017	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Seagate Technology Plc	STX	G7945M107	10/18/2017	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Seagate Technology Plc	STX	G7945M107	10/18/2017	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Seagate Technology Plc	STX	G7945M107	10/18/2017	Authority to Set the Reissue Price Of Treasury Shares	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	State Street Corporation	STT	857477103	5/16/2018	Elect Kennett F. Burnes	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	State Street Corporation	STT	857477103	5/16/2018	Elect Patrick de Saint-Aignan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	State Street Corporation	STT	857477103	5/16/2018	Elect Lynn A. Dugle	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	State Street Corporation	STT	857477103	5/16/2018	Elect Amelia C. Fawcett	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	State Street Corporation	STT	857477103	5/16/2018	Elect William C. Freda	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	State Street Corporation	STT	857477103	5/16/2018	Elect Linda A. Hill	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	State Street Corporation	STT	857477103	5/16/2018	Elect Joseph L. Hooley	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	State Street Corporation	STT	857477103	5/16/2018	Elect Sara Mathew	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	State Street Corporation	STT	857477103	5/16/2018	Elect William L. Meaney	Mgmt	Voted	Against	Against
TCW Relative Value Dividend Appreciation Fund	State Street Corporation	STT	857477103	5/16/2018	Elect Sean O’Sullivan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	State Street Corporation	STT	857477103	5/16/2018	Elect Richard P. Sergel	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	State Street Corporation	STT	857477103	5/16/2018	Elect Gregory L. Summe	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	State Street Corporation	STT	857477103	5/16/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	State Street Corporation	STT	857477103	5/16/2018	Elimination of Supermajority Requirement	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	State Street Corporation	STT	857477103	5/16/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Margaret M. Keane	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Paget L. Alves	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Arthur W. Coviello, Jr.	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect William W. Graylin	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Roy A. Guthrie	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Richard C. Hartnack	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Jeffrey G. Naylor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Laurel J. Richie	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Olympia J. Snowe	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Target Corporation	TGT	87612E106	6/13/2018	Elect Roxanne S. Austin	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Target Corporation	TGT	87612E106	6/13/2018	Elect Douglas M. Baker, Jr.	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Target Corporation	TGT	87612E106	6/13/2018	Elect Brian C. Cornell	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Target Corporation	TGT	87612E106	6/13/2018	Elect Calvin Darden	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Target Corporation	TGT	87612E106	6/13/2018	Elect Henrique De Castro	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Target Corporation	TGT	87612E106	6/13/2018	Elect Robert L. Edwards	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Target Corporation	TGT	87612E106	6/13/2018	Elect Melanie L. Healey	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Target Corporation	TGT	87612E106	6/13/2018	Elect Don Knauss	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Target Corporation	TGT	87612E106	6/13/2018	Elect Monica C. Lozano	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Target Corporation	TGT	87612E106	6/13/2018	Elect Mary E. Minnick	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Target Corporation	TGT	87612E106	6/13/2018	Elect Kenneth L. Salazar	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Target Corporation	TGT	87612E106	6/13/2018	Elect Dmitri L. Stockton	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Target Corporation	TGT	87612E106	6/13/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Target Corporation	TGT	87612E106	6/13/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Target Corporation	TGT	87612E106	6/13/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	For	Against
TCW Relative Value Dividend Appreciation Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Scott C. Donnelly	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Kathleen M. Bader	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect R. Kerry Clark	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect James T. Conway	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Lawrence K. Fish	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Paul E. Gagne	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Ralph D. Heath	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Deborah Lee James	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Lloyd G. Trotter	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect James L. Ziemer	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Maria T. Zuber	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	Textron Inc.	TXT	883203101	4/25/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	Against	Against
TCW Relative Value Dividend Appreciation Fund	Textron Inc.	TXT	883203101	4/25/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Textron Inc.	TXT	883203101	4/25/2018	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	Textron Inc.	TXT	883203101	4/25/2018	Shareholder Proposal Regarding Director Tenure	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Andres R. Gluski	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Charles L. Harrington	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Kristina M. Johnson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Tarun Khanna	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Holly K. Koeppel	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect James H. Miller	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Alain Monie	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect John B. Morse, Jr.	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Moises Naim	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Jeffrey W. Ubben	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The AES Corporation	AES	00130H105	4/19/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The AES Corporation	AES	00130H105	4/19/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The AES Corporation	AES	00130H105	4/19/2018	Ratification of Special Meeting Provisions	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The AES Corporation	AES	00130H105	4/19/2018	Shareholder Proposal Regarding Two Degree Scenario Analysis Report	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Lloyd C. Blankfein	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect M. Michele Burns	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Mark Flaherty	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect William W. George	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect James A. Johnson	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Ellen J. Kullman	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Lakshmi N. Mittal	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Adebayo O. Ogunlesi	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Peter Oppenheimer	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect David A. Viniar	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Mark O. Winkelman	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Amendment to the Stock Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Shareholder Proposal Regarding Amendment to Proxy Access Bylaw	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Nelson Peltz	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Mgmt. Nominee Francis S. Blake	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Mgmt. Nominee Angela F. Braly	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Mgmt. Nominee Amy L. Chang	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Mgmt. Nominee Kenneth I. Chenault	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Mgmt. Nominee Scott D. Cook	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Mgmt. Nominee Terry J. Lundgren	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Mgmt. Nominee W. James McNerney, Jr.	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Mgmt. Nominee David. S. Taylor	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Mgmt. Nominee Margaret C. Whitman	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Mgmt. Nominee Patricia A. Woertz	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Ratification of Auditor	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Advisory Vote on Executive Compensation	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Frequency of Advisory Vote on Executive Compensation	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Shareholder Proposal Regarding Holy Land Principles	ShrHoldr	Take No Action	TNA	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Shareholder Proposal Regarding Repeal of Bylaw Amendments	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Francis S. Blake	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Angela F. Braly	Mgmt	Voted	Withhold	Against
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Amy Chang	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Kenneth I. Chenault	Mgmt	Voted	Withhold	Against
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Scott D. Cook	Mgmt	Voted	Withhold	Against
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Terry J. Lundgren	Mgmt	Voted	Withhold	Against
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect W. James McNerney, Jr.	Mgmt	Voted	Withhold	Against
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect David. S. Taylor	Mgmt	Voted	Withhold	Against
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Margaret C. Whitman	Mgmt	Voted	Withhold	Against
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Patricia A. Woertz	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Ernesto Zedillo	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	Against	Against
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Shareholder Proposal Regarding Holy Land Principles	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations	ShrHoldr	Voted	Against	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas	ShrHoldr	Voted	Against	For
TCW Relative Value Dividend Appreciation Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Shareholder Proposal Regarding Repeal of Bylaw Amendments	ShrHoldr	Voted	For	Against
TCW Relative Value Dividend Appreciation Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Jerry C. Atkin	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Gary L. Crittenden	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Suren K Gupta	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect J. David Heaney	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Vivian S. Lee	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Edward F Murphy	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Roger B. Porter	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Stephen D. Quinn	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Harris H. Simmons	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Barbara A. Yastine	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Dividend Appreciation Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect W. Don Cornwell	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect Brian Duperreault	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect John Fitzpatrick	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect William G. Jurgensen	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect Christopher S. Lynch	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect Henry S. Miller	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect Linda A. Mills	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect Suzanne Nora Johnson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect Ronald A. Rittenmeyer	Mgmt	Voted	Against	Against
TCW Relative Value Large Cap Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect Douglas M. Steenland	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Elect Theresa M. Stone	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	American International Group, Inc.	AIG	026874784	5/9/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Randall L. Stephenson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Samuel A. Di Piazza, Jr.	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Richard W. Fisher	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Scott T. Ford	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Glenn H. Hutchins	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect William E. Kennard	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Michael B. McCallister	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Beth E. Mooney	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Joyce M. Roche	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Matthew K. Rose	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Cindy B. Taylor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Laura D’Andrea Tyson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Elect Geoffrey Y. Yang	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Stock Purchase and Deferral Plan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Approval of the 2018 Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Shareholder Proposal Regarding Amendments to Proxy Access Bylaw	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	AT&T Inc.	T	00206R102	4/27/2018	Shareholder Proposal Regarding Lowering Threshold for Right to Act By Written Consent	ShrHoldr	Voted	For	Against
TCW Relative Value Large Cap Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Elect W. Geoffrey Beattie	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Elect Gregory D. Brenneman	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Elect Clarence P. Cazalot, Jr.	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Elect Martin S. Craighead	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Elect Lynn L. Elsenhans	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Elect Jamie Miller	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Elect James J. Mulva	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Elect John G. Rice	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Elect Lorenzo Simonelli	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Baker Hughes, a GE Company	BHGE	05722G100	5/11/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect David J. Anderson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect Colleen F. Arnold	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect George S. Barrett	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect Carrie S. Cox	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect Calvin Darden	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect Bruce L. Downey	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect Patricia Hemingway Hall	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect Clayton M. Jones	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect Gregory B. Kenny	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect Nancy Killefer	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Elect David P. King	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Large Cap Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	Cardinal Health, Inc.	CAH	14149Y108	11/8/2017	Shareholder Proposal Regarding Voting Disclosure	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	Centene Corporation	CNC	15135B101	4/24/2018	Elect Jessica L. Blume	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	Centene Corporation	CNC	15135B101	4/24/2018	Elect Frederick H. Eppinger	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Centene Corporation	CNC	15135B101	4/24/2018	Elect David L. Steward	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Centene Corporation	CNC	15135B101	4/24/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Centene Corporation	CNC	15135B101	4/24/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Chevron Corporation	CVX	166764100	5/30/2018	Elect Wanda M. Austin	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Chevron Corporation	CVX	166764100	5/30/2018	Elect John B. Frank	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Chevron Corporation	CVX	166764100	5/30/2018	Elect Alice P. Gast	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Chevron Corporation	CVX	166764100	5/30/2018	Elect Enrique Hernandez, Jr.	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Chevron Corporation	CVX	166764100	5/30/2018	Elect Charles W. Moorman, IV	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Chevron Corporation	CVX	166764100	5/30/2018	Elect Dambisa F. Moyo	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Chevron Corporation	CVX	166764100	5/30/2018	Elect Ronald D. Sugar	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Chevron Corporation	CVX	166764100	5/30/2018	Elect Inge G. Thulin	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Chevron Corporation	CVX	166764100	5/30/2018	Elect D. James Umpleby	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Chevron Corporation	CVX	166764100	5/30/2018	Elect Michael K. Wirth	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Chevron Corporation	CVX	166764100	5/30/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Chevron Corporation	CVX	166764100	5/30/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Chevron Corporation	CVX	166764100	5/30/2018	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	Chevron Corporation	CVX	166764100	5/30/2018	Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide	ShrHoldr	Voted	For	Against
TCW Relative Value Large Cap Fund	Chevron Corporation	CVX	166764100	5/30/2018	Shareholder Proposal Regarding Report on Transition to Low Carbon Economy	ShrHoldr	Voted	For	Against
TCW Relative Value Large Cap Fund	Chevron Corporation	CVX	166764100	5/30/2018	Shareholder Proposal Regarding Methane Emissions Report	ShrHoldr	Voted	For	Against
TCW Relative Value Large Cap Fund	Chevron Corporation	CVX	166764100	5/30/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	Chevron Corporation	CVX	166764100	5/30/2018	Shareholder Proposal Regarding Environmental Expertise on Board	ShrHoldr	Voted	For	Against
TCW Relative Value Large Cap Fund	Chevron Corporation	CVX	166764100	5/30/2018	Shareholder Proposal Regarding Right to Call Special Meetings	ShrHoldr	Voted	For	Against
TCW Relative Value Large Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Elect David M. Cordani	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Elect Eric J. Foss	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Elect Isaiah Harris, Jr.	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Elect Roman Martinez IV	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Elect John M. Partridge	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Elect James E. Rogers	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Elect Eric C. Wiseman	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Elect Donna F. Zarcone	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Elect William D. Zollars	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Elimination of Supermajority Requirement	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect Carol A. Bartz	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect M. Michele Burns	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect Michael D. Capellas	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect Amy L. Chang	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect John L. Hennessy	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect Kristina M. Johnson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect Roderick C. McGeary	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect Charles H. Robbins	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect Arun Sarin	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect Brenton L. Saunders	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Elect Steven M. West	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Amendment and Restatement of the 2005 Stock Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Approval of Material Terms of Performance Goals Under Executive Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Large Cap Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cisco Systems, Inc.	CSCO	17275R102	12/11/2017	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Michael L. Corbat	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Ellen M. Costello	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect John C. Dugan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Duncan P. Hennes	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Peter B. Henry	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Franz B. Humer	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect S. Leslie Ireland	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Renee J. James	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Eugene M. McQuade	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Michael E. O’Neill	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Gary M. Reiner	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Anthony M. Santomero	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Diana L. Taylor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect James S. Turley	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Deborah C. Wright	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Elect Ernesto Zedillo Ponce de Leon	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Amendment to the 2014 Stock Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Shareholder Proposal Regarding Indigenous Peoples’ Rights Policy	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Shareholder Proposal Regarding Cumulative Voting	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Shareholder Proposal Regarding Amendment to Proxy Access Bylaw	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Shareholder Proposal Regarding Government Service Vesting	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	Citigroup Inc.	C	172967424	4/24/2018	Shareholder Proposal Regarding Right to Call a Special Meeting	ShrHoldr	Voted	For	Against
TCW Relative Value Large Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect David Denton	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect Andrea Guerra	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect Susan J. Kropf	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect Annabelle Yu Long	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect Victor Luis	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect Ivan Menezes	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect William R. Nuti	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect Jide J. Zeitlin	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Large Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Amendment to the 2010 Stock Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Shareholder Proposal Regarding Report on Risks of the Sale of Fur Products	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Elect Kenneth J. Bacon	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Elect Madeline S. Bell	Mgmt	Voted	Withhold	Against
TCW Relative Value Large Cap Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Elect Sheldon M. Bonovitz	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Elect Edward D. Breen	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Elect Gerald L. Hassell	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Elect Jeffrey A. Honickman	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Elect Maritza Gomez Montiel	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Elect Asuka Nakahara	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Elect David C. Novak	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Elect Brian L. Roberts	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Advisory vote on executive compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Comcast Corporation	CMCSA	20030N101	6/11/2018	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Bradley A. Alford	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Thomas K. Brown	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Stephen G. Butler	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Sean M. Connolly	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Thomas W. Dickson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Steven F. Goldstone	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Joie Gregor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Rajive Johri	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Richard H. Lenny	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Ruth Ann Marshall	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Craig P. Omtvedt	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Large Cap Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Donald W. Blair	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Stephanie A. Burns	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect John A. Canning Jr.	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Richard T. Clark	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Robert F. Cummings, Jr.	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Deborah A. Henretta	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Daniel P. Huttenlocher	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Kurt M. Landgraf	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Kevin J. Martin	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Deborah Rieman	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Hansel E. Tookes II	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Wendell P. Weeks	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Corning Incorporated	GLW	219350105	4/26/2018	Elect Mark S. Wrighton	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Corning Incorporated	GLW	219350105	4/26/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Corning Incorporated	GLW	219350105	4/26/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect W. Steve Albrecht	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Hassane El-Khoury	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Oh Chul Kwon	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Catherine P. Lego	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Camillo Martino	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect J. Daniel McCranie	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Jeffrey J. Owens	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Jeannine Sargent	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Michael S. Wishart	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Amendment to the Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Elect Rachel A. Gonzalez	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Elect James K. Kamsickas	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Elect Virginia A. Kamsky	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Elect Raymond E. Mabus, Jr.	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Elect Michael J. Mack, Jr.	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Elect R. Bruce McDonald	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Elect Diarmuid B. O’Connell	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Elect Keith E. Wandell	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Elimination of Supermajority Requirement	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Shareholder Proposal Regarding Right to Call Special Meetings	ShrHoldr	Voted	For	Against
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Lamberto Andreotti	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect James A. Bell	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Edward D. Breen	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Robert A. Brown	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Alexander M. Cutler	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Jeff M. Fettig	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Marillyn A. Hewson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Lois D. Juliber	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Andrew N. Liveris	Mgmt	Voted	Against	Against
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Raymond J. Milchovich	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Paul Polman	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Dennis H. Reilley	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect James M. Ringler	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Ruth G. Shaw	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Lee M. Thomas	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Elect Patrick J. Ward	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	Against	Against
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Voted	For	Against
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay	ShrHoldr	Voted	Against	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Shareholder Proposal Regarding Linking Executive Pay to Sustainability	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Shareholder Proposal Regarding a Report on Reputational Risk Associated with the Bhopal Tragedy	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	DowDuPont Inc.	DWDP	26078J100	4/25/2018	Shareholder Proposal Regarding Right to Call Special Meetings	ShrHoldr	Voted	For	Against
TCW Relative Value Large Cap Fund	First Data Corp.	FDC	32008D106	5/10/2018	Elect James E. Nevels	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	First Data Corp.	FDC	32008D106	5/10/2018	Elect Tagar C. Olson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	First Data Corp.	FDC	32008D106	5/10/2018	Elect Barbara A. Yastine	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	First Data Corp.	FDC	32008D106	5/10/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect Peter K. Barker	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect Alan M. Bennett	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect Rosemary T. Berkery	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect Peter J. Fluor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect James T. Hackett	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect Samuel Locklear III	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect Deborah D. McWhinney	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect Armando Olivera	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect Matthew K. Rose	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect David T. Seaton	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect Nader H. Sultan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect Lynn Swann	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions	ShrHoldr	Voted	For	Against
TCW Relative Value Large Cap Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Richard C. Adkerson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Gerald J. Ford	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Lydia H. Kennard	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Jon C. Madonna	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Courtney R. Mather	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Dustan E. McCoy	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Frances F. Townsend	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Elect Sebastien Bazin	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Elect W. Geoffrey Beattie	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Elect John J. Brennan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Elect H. Lawrence Culp	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Elect Francisco D’Souza	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Elect John L. Flannery, Jr.	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Elect Edward P. Garden	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Elect Thomas W. Horton	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Elect Risa Lavizzo-Mourey	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Elect James J. Mulva	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Elect Leslie F. Seidman	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Elect James S. Tisch	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Amendment to the International Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Ratification of Auditor	Mgmt	Voted	Against	Against
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	For	Against
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Shareholder Proposal Regarding Cumulative Voting	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation	ShrHoldr	Voted	For	Against
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Shareholder Proposal Regarding a Stock Buyback Report	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	General Electric Company	GE	369604103	4/25/2018	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Voted	For	Against
TCW Relative Value Large Cap Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Elect John F. Cogan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Elect Jacqueline K. Barton	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Elect Kelly A. Kramer	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Elect Kevin E. Lofton	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Elect John C. Martin	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Elect John F. Milligan	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Elect Richard J. Whitley	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Elect Gayle E. Wilson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Elect Per Wold-Olsen	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	Gilead Sciences, Inc.	GILD	375558103	5/9/2018	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Voted	For	Against
TCW Relative Value Large Cap Fund	Impax Laboratories Inc.	IPXL	45256B101	3/27/2018	Merger/Acquisition	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Impax Laboratories Inc.	IPXL	45256B101	3/27/2018	Advisory Vote on Golden Parachutes	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Impax Laboratories Inc.	IPXL	45256B101	3/27/2018	2018 Incentive Award Plan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Impax Laboratories Inc.	IPXL	45256B101	3/27/2018	Right to Adjourn Meeting	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Aneel Bhusri	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Andy D. Bryant	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Reed E. Hundt	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Omar Ishrak	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Brian M. Krzanich	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Risa Lavizzo-Mourey	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Tsu-Jae King Liu	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Gregory D. Smith	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Andrew Wilson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Intel Corporation	INTC	458140100	5/17/2018	Elect Frank D. Yeary	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Intel Corporation	INTC	458140100	5/17/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Intel Corporation	INTC	458140100	5/17/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Intel Corporation	INTC	458140100	5/17/2018	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	Intel Corporation	INTC	458140100	5/17/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	Intel Corporation	INTC	458140100	5/17/2018	Shareholder Proposal Regarding Cost-Benefit Analysis of Political Contributions	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Sharon Y. Bowen	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Ann M. Cairns	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Charles R. Crisp	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Duriya M. Farooqui	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent		Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Jean-Marc Forneri	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Lord Hague of Richmond	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Fred W. Hatfield	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Thomas E. Noonan	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Frederic V. Salerno	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Jeffrey C. Sprecher	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Judith A. Sprieser	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Elect Vincent S. Tese	Mgmt		Voted	Against	Against
TCW Relative Value Large Cap Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Advisory Vote on Executive Compensation	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Approval of 2018 Employee Stock Purchase Plan	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Intercontinental Exchange, Inc.	ICE	45866F104	5/18/2018	Ratification of Auditor	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Sarah E. Beshar	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Joseph R. Canion	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Martin L. Flanagan	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect C. Robert Henrikson	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Ben F. Johnson III	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Denis Kessler	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Sir Nigel Sheinwald	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect G. Richard Wagoner Jr.	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Phoebe A. Wood	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Advisory Vote on Executive Compensation	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Ratification of Auditor	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr		Voted	For	For
TCW Relative Value Large Cap Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect Michael E. Daniels	Mgmt		Voted	Against	Against
TCW Relative Value Large Cap Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect W. Roy Dunbar	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect Brian Duperreault	Mgmt	��	Voted	For	For
TCW Relative Value Large Cap Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect Gretchen R. Haggerty	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect Simone Menne	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect George R. Oliver	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect Juan Pablo del Valle Perochena	Mgmt		Voted	Against	Against
TCW Relative Value Large Cap Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect Carl Jurgen Tinggren	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect Mark P. Vergnano	Mgmt		Voted	For	For
TCW Relative Value Large Cap Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect R. David Yost	Mgmt		Voted	Against	Against
TCW Relative Value Large Cap Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Elect John D. Young	Mgmt		Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Ratification of PricewaterhouseCoopers	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Authority to Set Auditor’s Fees	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Authority to Repurchase Shares	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Authority to Set Price Range for Re-Issuance of Treasury Shares	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	Against	Against
TCW Relative Value Large Cap Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Authority to Issue Shares w/ Preemptive Rights	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Authority to Issue Shares w/o Preemptive Rights	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Reduction of Authorized Capital	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Johnson Controls International plc	JCI	G51502105	3/7/2018	Amendment Regarding Capital Reduction	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Hugo Bague	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Samuel A. Di Piazza, Jr.	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect DeAnne Julius	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Sheila A. Penrose	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Ming Lu	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Bridget Macaskill	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Martin H. Nesbitt	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Ann Marie Petach	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Shailesh Rao	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Christian Ulbrich	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Linda B. Bammann	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect James A. Bell	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Stephen B. Burke	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Todd A. Combs	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect James S. Crown	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect James Dimon	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Timothy P. Flynn	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Mellody Hobson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Laban P. Jackson, Jr.	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Michael A. Neal	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect Lee R. Raymond	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Elect William C. Weldon	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Ratification of Ownership Threshold for Shareholders to Call a Special Meeting	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Amendment to the Long-Term Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	For	Against
TCW Relative Value Large Cap Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Shareholder Proposal Regarding Government Service Vesting	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Shareholder Proposal Regarding Genocide-Free Investing	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	JPMorgan Chase & Co.	JPM	46625H100	5/15/2018	Shareholder Proposal Regarding Cumulative Voting	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	Lennar Corporation	LEN	526057104	2/12/2018	Merger/Acquisition	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Lennar Corporation	LEN	526057104	2/12/2018	Increase of Authorized Class A Common Stock	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Lennar Corporation	LEN	526057104	2/12/2018	Right to Adjourn Meeting	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Irving Bolotin	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Steven L. Gerard	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Theron I. Gilliam	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Sherrill W. Hudson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Sidney Lapidus	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Teri P. McClure	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Stuart A. Miller	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Armando Olivera	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Donna Shalala	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Scott D. Stowell	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Jeffrey Sonnenfeld	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Shareholder Proposal Regarding Recapitalization	ShrHoldr	Voted	Against	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Shareholder Proposal Regarding Annual Conversion Right	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Shareholder Proposal Regarding Director Tenure	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Richard H. Anderson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Craig Arnold	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Scott C. Donnelly	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Randall J. Hogan III	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Omar Ishrak	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Shirley Ann Jackson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Michael O. Leavitt	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect James T. Lenehan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Elizabeth G. Nabel	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Denise M. O’Leary	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Kendall J. Powell	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Elect Robert C. Pozen	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Appointment of Auditor and Authority to Set Fees	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Medtronic Plc	MDT	G5960L103	12/8/2017	Amendment to the 2013 Stock Award and Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Leslie A. Brun	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Thomas R. Cech	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Pamela J. Craig	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Kenneth C. Frazier	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Thomas H. Glocer	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Rochelle B. Lazarus	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect John H. Noseworthy	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Paul B. Rothman	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Patricia F. Russo	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Craig B. Thompson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Inge G. Thulin	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Wendell P. Weeks	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Elect Peter C. Wendell	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	Merck & Co., Inc.	MRK	58933Y105	5/22/2018	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect Cheryl W. Grise	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect Carlos M. Gutierrez	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect Gerald L. Hassell	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect David L. Herzog	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect R. Glenn Hubbard	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect Steven A. Kandarian	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect Edward J. Kelly, III	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect William E. Kennard	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect James M. Kilts	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect Catherine R. Kinney	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Elect Denise M. Morrison	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Ratification of Auditor	Mgmt	Voted	Against	Against
TCW Relative Value Large Cap Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	Against	Against
TCW Relative Value Large Cap Fund	MetLife, Inc.	MET	59156R108	6/12/2018	Shareholder Proposal Regarding Independent Board Chair	ShrHoldr	Voted	For	Against
TCW Relative Value Large Cap Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect William H. Gates III	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Reid G. Hoffman	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Hugh F. Johnston	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Teri L. List-Stoll	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Satya Nadella	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Charles H. Noski	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Helmut G. W. Panke	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Sandra E. Peterson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Penny S. Pritzker	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Charles W. Scharf	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Arne M. Sorenson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect John W. Stanton	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect John W. Thompson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Elect Padmasree Warrior	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Large Cap Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Approval of Material Terms of Performance Goals Under Executive Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Microsoft Corporation	MSFT	594918104	11/29/2017	Approval of the 2017 Stock Plan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Molina Healthcare, Inc.	MOH	60855R100	5/2/2018	Elect Garrey E. Carruthers	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Molina Healthcare, Inc.	MOH	60855R100	5/2/2018	Elect Daniel Cooperman	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Molina Healthcare, Inc.	MOH	60855R100	5/2/2018	Elect Richard M. Schapiro	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Molina Healthcare, Inc.	MOH	60855R100	5/2/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Molina Healthcare, Inc.	MOH	60855R100	5/2/2018	Implement Proxy Access	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Molina Healthcare, Inc.	MOH	60855R100	5/2/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Elect Lee K. Boothby	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Elect Pamela J. Gardner	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Elect Edgar R. Giesinger	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Elect Steven Nance	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Elect Roger B. Plank	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Elect Thomas G. Ricks	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Elect Juanita F. Romans	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Elect John W. Schanck	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Elect J. Terry Strange	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Elect J. Kent Wells	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Atsushi Abe	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Alan Campbell	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Curtis J. Crawford	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Gilles Delfassy	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Emmanuel T. Hernandez	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Keith D. Jackson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Paul A. Mascarenas	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Daryl A. Ostrander	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Teresa M. Ressel	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Glynis A. Bryan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Jacques Esculier	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description		Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect T. Michael Glenn		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Theodore L. Harris		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect David A. Jones		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Matthew H. Peltz		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Michael T. Speetzen		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect John L. Stauch		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Billie I. Williamson		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Glynis A. Bryan		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Jerry W. Burris		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Jacques Esculier		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Edward P. Garden		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect T. Michael Glenn		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect David H. Y. Ho		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Randall J. Hogan III		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect David A. Jones		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Ronald L. Merriman		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect William T. Monahan		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Elect Billie I. Williamson		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Advisory Vote on Executive Compensation		Mgmt	Voted	Against	Against
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Appointment of Auditor and Authority to Set Fees		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Authorize Price Range at Which the Company Can Re-Allot Treasury Shares Under Irish Law	��	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Pentair plc	PNR	G7S00T104	5/8/2018	Change in Board Size		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect Shona L. Brown		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect George W. Buckley		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect Cesar Conde		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect Ian M. Cook		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect Dina Dublon		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect Richard W. Fisher		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect William R. Johnson		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect Indra K. Nooyi		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect David C. Page		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect Robert C. Pohlad		Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect Daniel L. Vasella		Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect Darren Walker	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Elect Alberto Weisser	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	PepsiCo, Inc.	PEP	713448108	5/2/2018	Shareholder Proposal Regarding Right to Call a Special Meeting	ShrHoldr	Voted	For	Against
TCW Relative Value Large Cap Fund	State Street Corporation	STT	857477103	5/16/2018	Elect Kennett F. Burnes	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	State Street Corporation	STT	857477103	5/16/2018	Elect Patrick de Saint-Aignan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	State Street Corporation	STT	857477103	5/16/2018	Elect Lynn A. Dugle	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	State Street Corporation	STT	857477103	5/16/2018	Elect Amelia C. Fawcett	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	State Street Corporation	STT	857477103	5/16/2018	Elect William C. Freda	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	State Street Corporation	STT	857477103	5/16/2018	Elect Linda A. Hill	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	State Street Corporation	STT	857477103	5/16/2018	Elect Joseph L. Hooley	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	State Street Corporation	STT	857477103	5/16/2018	Elect Sara Mathew	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	State Street Corporation	STT	857477103	5/16/2018	Elect William L. Meaney	Mgmt	Voted	Against	Against
TCW Relative Value Large Cap Fund	State Street Corporation	STT	857477103	5/16/2018	Elect Sean O’Sullivan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	State Street Corporation	STT	857477103	5/16/2018	Elect Richard P. Sergel	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	State Street Corporation	STT	857477103	5/16/2018	Elect Gregory L. Summe	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	State Street Corporation	STT	857477103	5/16/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	State Street Corporation	STT	857477103	5/16/2018	Elimination of Supermajority Requirement	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	State Street Corporation	STT	857477103	5/16/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Margaret M. Keane	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Paget L. Alves	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Arthur W. Coviello, Jr.	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect William W. Graylin	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Roy A. Guthrie	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Richard C. Hartnack	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Jeffrey G. Naylor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Laurel J. Richie	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Olympia J. Snowe	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	TechnipFMC plc	FTI	G87110105	6/14/2018	Accounts and Reports	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	TechnipFMC plc	FTI	G87110105	6/14/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	TechnipFMC plc	FTI	G87110105	6/14/2018	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	TechnipFMC plc	FTI	G87110105	6/14/2018	Remuneration Policy (Binding)	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	TechnipFMC plc	FTI	G87110105	6/14/2018	Ratification of U.S. Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	TechnipFMC plc	FTI	G87110105	6/14/2018	Appointment of U.K. Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	TechnipFMC plc	FTI	G87110105	6/14/2018	Authority to Set U.K. Auditor’s Fees	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect Paula H.J. Cholmondeley	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect Don DeFosset	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect John L. Garrison Jr.	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect Thomas J. Hansen	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect Matthew Hepler	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect Raimund Klinkner	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect Andra Rush	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect David A. Sachs	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect Oren G. Shaffer	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect David C. Wang	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect Scott W. Wine	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	2018 Omnibus Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Scott C. Donnelly	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Kathleen M. Bader	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect R. Kerry Clark	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect James T. Conway	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Lawrence K. Fish	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Paul E. Gagne	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Ralph D. Heath	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Deborah Lee James	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Lloyd G. Trotter	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect James L. Ziemer	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Maria T. Zuber	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	Against	Against
TCW Relative Value Large Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Voted	Against	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Shareholder Proposal Regarding Director Tenure	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Andres R. Gluski	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Charles L. Harrington	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Kristina M. Johnson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Tarun Khanna	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Holly K. Koeppel	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect James H. Miller	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Alain Monie	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect John B. Morse, Jr.	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Moises Naim	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Jeffrey W. Ubben	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Ratification of Special Meeting Provisions	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Shareholder Proposal Regarding Two Degree Scenario Analysis Report	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Lloyd C. Blankfein	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect M. Michele Burns	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Mark Flaherty	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect William W. George	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect James A. Johnson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Ellen J. Kullman	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Lakshmi N. Mittal	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Adebayo O. Ogunlesi	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Peter Oppenheimer	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect David A. Viniar	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Elect Mark O. Winkelman	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Amendment to the Stock Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	The Goldman Sachs Group, Inc.	GS	38141G104	5/2/2018	Shareholder Proposal Regarding Amendment to Proxy Access Bylaw	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	The Hartford Financial Services Group, Inc.	HIG	416515104	5/16/2018	Elect Robert B. Allardice, III	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Hartford Financial Services Group, Inc.	HIG	416515104	5/16/2018	Elect Carlos Dominguez	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Hartford Financial Services Group, Inc.	HIG	416515104	5/16/2018	Elect Trevor Fetter	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Hartford Financial Services Group, Inc.	HIG	416515104	5/16/2018	Elect Stephen P. McGill	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Hartford Financial Services Group, Inc.	HIG	416515104	5/16/2018	Elect Kathryn A. Mikells	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Hartford Financial Services Group, Inc.	HIG	416515104	5/16/2018	Elect Michael G. Morris	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Hartford Financial Services Group, Inc.	HIG	416515104	5/16/2018	Elect Thomas A. Renyi	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Hartford Financial Services Group, Inc.	HIG	416515104	5/16/2018	Elect Julie G. Richardson	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Hartford Financial Services Group, Inc.	HIG	416515104	5/16/2018	Elect Teresa W. Roseborough	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Hartford Financial Services Group, Inc.	HIG	416515104	5/16/2018	Elect Virginia P. Ruesterholz	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Hartford Financial Services Group, Inc.	HIG	416515104	5/16/2018	Elect Christopher J. Swift	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Hartford Financial Services Group, Inc.	HIG	416515104	5/16/2018	Elect Greig Woodring	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Hartford Financial Services Group, Inc.	HIG	416515104	5/16/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Hartford Financial Services Group, Inc.	HIG	416515104	5/16/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Nelson Peltz	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Mgmt. Nominee Francis S. Blake	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Mgmt. Nominee Angela F. Braly	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Mgmt. Nominee Amy L. Chang	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Mgmt. Nominee Kenneth I. Chenault	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Mgmt. Nominee Scott D. Cook	ShrHoldr	Take No Action	TNA	N/A

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Mgmt. Nominee Terry J. Lundgren	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Mgmt. Nominee W. James McNerney, Jr.	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Mgmt. Nominee David. S. Taylor	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Mgmt. Nominee Margaret C. Whitman	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Mgmt. Nominee Patricia A. Woertz	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Ratification of Auditor	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Advisory Vote on Executive Compensation	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Frequency of Advisory Vote on Executive Compensation	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Shareholder Proposal Regarding Holy Land Principles	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Shareholder Proposal Regarding Repeal of Bylaw Amendments	ShrHoldr	Take No Action	TNA	N/A
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Francis S. Blake	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Angela F. Braly	Mgmt	Voted	Withhold	Against
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Amy Chang	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Kenneth I. Chenault	Mgmt	Voted	Withhold	Against
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Scott D. Cook	Mgmt	Voted	Withhold	Against
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Terry J. Lundgren	Mgmt	Voted	Withhold	Against
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect W. James McNerney, Jr.	Mgmt	Voted	Withhold	Against
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect David. S. Taylor	Mgmt	Voted	Withhold	Against
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Margaret C. Whitman	Mgmt	Voted	Withhold	Against
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Patricia A. Woertz	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Elect Ernesto Zedillo	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	Against	Against

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Shareholder Proposal Regarding Holy Land Principles	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas	ShrHoldr	Voted	Against	For
TCW Relative Value Large Cap Fund	The Procter & Gamble Company	PG	742718109	10/10/2017	Shareholder Proposal Regarding Repeal of Bylaw Amendments	ShrHoldr	Voted	For	Against
TCW Relative Value Large Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Elect Martin I. Cole	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Elect Kathleen A. Cote	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Elect Henry T. DeNero	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Elect Michael D. Lambert	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Elect Len J. Lauer	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Elect Matthew E. Massengill	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Elect Stephen D. Milligan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Elect Paula A. Price	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Large Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Amendment and Restatement of the 2004 Performance Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Jerry C. Atkin	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Gary L. Crittenden	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Suren K Gupta	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect J. David Heaney	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Vivian S. Lee	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Edward F Murphy	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Roger B. Porter	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Stephen D. Quinn	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Harris H. Simmons	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Barbara A. Yastine	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Large Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	Acadia Healthcare Company, Inc.	ACHC	00404A109	5/3/2018	Elect E. Perot Bissell	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Acadia Healthcare Company, Inc.	ACHC	00404A109	5/3/2018	Elect Vicky B. Gregg	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Acadia Healthcare Company, Inc.	ACHC	00404A109	5/3/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Acadia Healthcare Company, Inc.	ACHC	00404A109	5/3/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Elect Francisco L. Borges	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Elect G. Lawrence Buhl	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Elect Dominic J. Frederico	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Elect Bonnie L. Howard	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Elect Thomas W. Jones	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Elect Patrick W. Kenny	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Elect Alan J. Kreczko	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Elect Simon W. Leathes	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Elect Michael T. O’Kane	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Elect Yukiko Omura	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Elect Howard W. Albert	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Elect Robert A. Bailenson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Elect Russel B. Brewer II	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Elect Gary Burnet	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Elect Ling Chow	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Elect Stephen Donnarumma	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Elect Dominic J. Frederico	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Elect Walter A. Scott	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Assured Guaranty Ltd.	AGO	G0585R106	5/2/2018	Ratification of Subsidiary Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Beazer Homes USA, Inc.	BZH	07556Q881	2/1/2018	Elect Elizabeth S. Acton	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Beazer Homes USA, Inc.	BZH	07556Q881	2/1/2018	Elect Laurent Alpert	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Beazer Homes USA, Inc.	BZH	07556Q881	2/1/2018	Elect Brian C. Beazer	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Beazer Homes USA, Inc.	BZH	07556Q881	2/1/2018	Elect Peter G. Leemputte	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Beazer Homes USA, Inc.	BZH	07556Q881	2/1/2018	Elect Allan P. Merrill	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Beazer Homes USA, Inc.	BZH	07556Q881	2/1/2018	Elect Peter M. Orser	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Beazer Homes USA, Inc.	BZH	07556Q881	2/1/2018	Elect Norma A. Provencio	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Beazer Homes USA, Inc.	BZH	07556Q881	2/1/2018	Elect Danny R. Shepherd	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Beazer Homes USA, Inc.	BZH	07556Q881	2/1/2018	Elect Stephen P. Zelnak, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Beazer Homes USA, Inc.	BZH	07556Q881	2/1/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Beazer Homes USA, Inc.	BZH	07556Q881	2/1/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Bloomin’ Brands, Inc.	BLMN	094235108	4/24/2018	Elect David R. Fitzjohn	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Bloomin’ Brands, Inc.	BLMN	094235108	4/24/2018	Elect John J. Mahoney	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Bloomin’ Brands, Inc.	BLMN	094235108	4/24/2018	Elect R. Michael Mohan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Bloomin’ Brands, Inc.	BLMN	094235108	4/24/2018	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	Bloomin’ Brands, Inc.	BLMN	094235108	4/24/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Centene Corporation	CNC	15135B101	4/24/2018	Elect Jessica L. Blume	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Centene Corporation	CNC	15135B101	4/24/2018	Elect Frederick H. Eppinger	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Centene Corporation	CNC	15135B101	4/24/2018	Elect David L. Steward	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Centene Corporation	CNC	15135B101	4/24/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Centene Corporation	CNC	15135B101	4/24/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Elect David M. Cordani	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Elect Eric J. Foss	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Elect Isaiah Harris, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Elect Roman Martinez IV	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Elect John M. Partridge	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Elect James E. Rogers	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Elect Eric C. Wiseman	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Elect Donna F. Zarcone	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Elect William D. Zollars	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cigna Corporation	CI	125509109	4/25/2018	Elimination of Supermajority Requirement	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect David Denton	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect Andrea Guerra	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect Susan J. Kropf	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect Annabelle Yu Long	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect Victor Luis	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect Ivan Menezes	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect William R. Nuti	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Elect Jide J. Zeitlin	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Ratification of Auditor	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Mid Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Amendment to the 2010 Stock Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions	ShrHoldr	Voted	Against	For
TCW Relative Value Mid Cap Fund	Coach, Inc.	COH	189754104	11/9/2017	Shareholder Proposal Regarding Report on Risks of the Sale of Fur Products	ShrHoldr	Voted	Against	For
TCW Relative Value Mid Cap Fund	Comerica Incorporated	CMA	200340107	4/24/2018	Elect Ralph W. Babb, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Comerica Incorporated	CMA	200340107	4/24/2018	Elect Michael E. Collins	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Comerica Incorporated	CMA	200340107	4/24/2018	Elect Roger A. Cregg	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Comerica Incorporated	CMA	200340107	4/24/2018	Elect T. Kevin DeNicola	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Comerica Incorporated	CMA	200340107	4/24/2018	Elect Jacqueline P. Kane	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Comerica Incorporated	CMA	200340107	4/24/2018	Elect Richard G. Lindner	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Comerica Incorporated	CMA	200340107	4/24/2018	Elect Barbara R. Smith	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Comerica Incorporated	CMA	200340107	4/24/2018	Elect Robert S. Taubman	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Comerica Incorporated	CMA	200340107	4/24/2018	Elect Reginald M. Turner, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Comerica Incorporated	CMA	200340107	4/24/2018	Elect Nina G. Vaca	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Comerica Incorporated	CMA	200340107	4/24/2018	Elect Michael G. Van de Ven	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Comerica Incorporated	CMA	200340107	4/24/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Comerica Incorporated	CMA	200340107	4/24/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Comerica Incorporated	CMA	200340107	4/24/2018	Approval of the 2018 Long-Term Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Commercial Metals Company	CMC	201723103	1/10/2018	Elect Rick J. Mills	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Commercial Metals Company	CMC	201723103	1/10/2018	Elect Barbara R. Smith	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Commercial Metals Company	CMC	201723103	1/10/2018	Elect Joseph C. Winkler III	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Commercial Metals Company	CMC	201723103	1/10/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Commercial Metals Company	CMC	201723103	1/10/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	Against	Against
TCW Relative Value Mid Cap Fund	Commercial Metals Company	CMC	201723103	1/10/2018	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Mid Cap Fund	Commercial Metals Company	CMC	201723103	1/10/2018	Amendment to the 2013 Cash Incentive Plan	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description		Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	Commercial Metals Company	CMC	201723103	1/10/2018	Amendment to the 2013 Long-Term Equity Incentive Plan		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Bradley A. Alford		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Thomas K. Brown		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Stephen G. Butler		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Sean M. Connolly		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Thomas W. Dickson		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Steven F. Goldstone		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Joie Gregor		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Rajive Johri		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Richard H. Lenny		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Ruth Ann Marshall	��	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Elect Craig P. Omtvedt		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Ratification of Auditor		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Advisory Vote on Executive Compensation		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ConAgra Brands, Inc.	CAG	205887102	9/22/2017	Frequency of Advisory Vote on Executive Compensation		Mgmt	Voted	1 Year	For
TCW Relative Value Mid Cap Fund	Cousins Properties Incorporated	CUZ	222795106	4/24/2018	Elect Charles T. Cannada		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cousins Properties Incorporated	CUZ	222795106	4/24/2018	Elect Edward M. Casal		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cousins Properties Incorporated	CUZ	222795106	4/24/2018	Elect Robert M. Chapman		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cousins Properties Incorporated	CUZ	222795106	4/24/2018	Elect Lawrence L. Gellerstedt, III		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cousins Properties Incorporated	CUZ	222795106	4/24/2018	Elect Lillian C. Giornelli		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cousins Properties Incorporated	CUZ	222795106	4/24/2018	Elect S. Taylor Glover		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cousins Properties Incorporated	CUZ	222795106	4/24/2018	Elect Donna W. Hyland		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cousins Properties Incorporated	CUZ	222795106	4/24/2018	Elect R. Dary Stone		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cousins Properties Incorporated	CUZ	222795106	4/24/2018	Advisory Vote on Executive Compensation		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cousins Properties Incorporated	CUZ	222795106	4/24/2018	Ratification of Auditor		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect W. Steve Albrecht		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Hassane El-Khoury		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Oh Chul Kwon		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Catherine P. Lego		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Camillo Martino		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect J. Daniel McCranie		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Jeffrey J. Owens		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Jeannine Sargent		Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Elect Michael S. Wishart		Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Cypress Semiconductor Corporation	CY	232806109	5/11/2018	Amendment to the Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Elect Donald R. Horton	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Elect Barbara K. Allen	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Elect Bradley S. Anderson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Elect Michael R. Buchanan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Elect Michael W. Hewatt	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Mid Cap Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Approval of 2017 Incentive Bonus Plan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	D.R. Horton, Inc.	DHI	23331A109	1/24/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Elect Rachel A. Gonzalez	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Elect James K. Kamsickas	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Elect Virginia A. Kamsky	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Elect Raymond E. Mabus, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Elect Michael J. Mack, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Elect R. Bruce McDonald	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Elect Diarmuid B. O’Connell	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Elect Keith E. Wandell	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Elimination of Supermajority Requirement	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dana Incorporated	DAN	235825205	4/26/2018	Shareholder Proposal Regarding Right to Call Special Meetings	ShrHoldr	Voted	For	Against
TCW Relative Value Mid Cap Fund	Dover Corporation	DOV	260003108	5/4/2018	Elect Peter T. Francis	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dover Corporation	DOV	260003108	5/4/2018	Elect Kristiane C. Graham	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dover Corporation	DOV	260003108	5/4/2018	Elect Michael F. Johnston	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dover Corporation	DOV	260003108	5/4/2018	Elect Richard K. Lochridge	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dover Corporation	DOV	260003108	5/4/2018	Elect Eric A. Spiegel	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dover Corporation	DOV	260003108	5/4/2018	Elect Richard J. Tobin	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dover Corporation	DOV	260003108	5/4/2018	Elect Stephen M. Todd	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	Dover Corporation	DOV	260003108	5/4/2018	Elect Stephen K. Wagner	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dover Corporation	DOV	260003108	5/4/2018	Elect Keith E. Wandell	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dover Corporation	DOV	260003108	5/4/2018	Elect Mary A. Winston	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dover Corporation	DOV	260003108	5/4/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dover Corporation	DOV	260003108	5/4/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dover Corporation	DOV	260003108	5/4/2018	Elimination of Supermajority Requirement	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Dover Corporation	DOV	260003108	5/4/2018	Elimination of Supermajority Requirement	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	E*TRADE Financial Corporation	ETFC	269246401	5/10/2018	Elect Richard J. Carbone	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	E*TRADE Financial Corporation	ETFC	269246401	5/10/2018	Elect James P. Healy	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	E*TRADE Financial Corporation	ETFC	269246401	5/10/2018	Elect Kevin T. Kabat	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	E*TRADE Financial Corporation	ETFC	269246401	5/10/2018	Elect Frederick W. Kanner	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	E*TRADE Financial Corporation	ETFC	269246401	5/10/2018	Elect James Lam	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	E*TRADE Financial Corporation	ETFC	269246401	5/10/2018	Elect Rodger A. Lawson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	E*TRADE Financial Corporation	ETFC	269246401	5/10/2018	Elect Shelley B. Leibowitz	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	E*TRADE Financial Corporation	ETFC	269246401	5/10/2018	Elect Karl A. Roessner	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	E*TRADE Financial Corporation	ETFC	269246401	5/10/2018	Elect Rebecca Saeger	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	E*TRADE Financial Corporation	ETFC	269246401	5/10/2018	Elect Joseph L. Sclafani	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	E*TRADE Financial Corporation	ETFC	269246401	5/10/2018	Elect Gary H. Stern	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	E*TRADE Financial Corporation	ETFC	269246401	5/10/2018	Elect Donna L. Weaver	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	E*TRADE Financial Corporation	ETFC	269246401	5/10/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	E*TRADE Financial Corporation	ETFC	269246401	5/10/2018	Approval of 2018 Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	E*TRADE Financial Corporation	ETFC	269246401	5/10/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Evercore Inc.	EVR	29977A105	6/11/2018	Elect Roger C. Altman	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Evercore Inc.	EVR	29977A105	6/11/2018	Elect Richard I. Beattie	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Evercore Inc.	EVR	29977A105	6/11/2018	Elect Ellen V. Futter	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Evercore Inc.	EVR	29977A105	6/11/2018	Elect Gail B. Harris	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Evercore Inc.	EVR	29977A105	6/11/2018	Elect Robert B. Millard	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Evercore Inc.	EVR	29977A105	6/11/2018	Elect Willard J. Overlock, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Evercore Inc.	EVR	29977A105	6/11/2018	Elect Sir Simon M. Robertson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Evercore Inc.	EVR	29977A105	6/11/2018	Elect Ralph L. Schlosstein	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Evercore Inc.	EVR	29977A105	6/11/2018	Elect John S. Weinberg	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Evercore Inc.	EVR	29977A105	6/11/2018	Elect William J. Wheeler	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Evercore Inc.	EVR	29977A105	6/11/2018	Elect Sarah K. Williamson	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	Evercore Inc.	EVR	29977A105	6/11/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Evercore Inc.	EVR	29977A105	6/11/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	First Data Corp.	FDC	32008D106	5/10/2018	Elect James E. Nevels	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	First Data Corp.	FDC	32008D106	5/10/2018	Elect Tagar C. Olson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	First Data Corp.	FDC	32008D106	5/10/2018	Elect Barbara A. Yastine	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	First Data Corp.	FDC	32008D106	5/10/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect Peter K. Barker	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect Alan M. Bennett	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect Rosemary T. Berkery	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect Peter J. Fluor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect James T. Hackett	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect Samuel Locklear III	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect Deborah D. McWhinney	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect Armando Olivera	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect Matthew K. Rose	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect David T. Seaton	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect Nader H. Sultan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Elect Lynn Swann	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Fluor Corporation	FLR	343412102	5/3/2018	Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions	ShrHoldr	Voted	For	Against
TCW Relative Value Mid Cap Fund	Forum Energy Technologies, Inc.	FET	34984V100	5/15/2018	Elect Michael M. McShane	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Forum Energy Technologies, Inc.	FET	34984V100	5/15/2018	Elect Terence M. O’Toole	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Forum Energy Technologies, Inc.	FET	34984V100	5/15/2018	Elect Louis A. Raspino	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Forum Energy Technologies, Inc.	FET	34984V100	5/15/2018	Elect John Schmitz	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Forum Energy Technologies, Inc.	FET	34984V100	5/15/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Forum Energy Technologies, Inc.	FET	34984V100	5/15/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Richard C. Adkerson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Gerald J. Ford	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Lydia H. Kennard	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Jon C. Madonna	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Courtney R. Mather	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Dustan E. McCoy	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Elect Frances F. Townsend	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Freeport-McMoRan Inc.	FCX	35671D857	6/5/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Genesee & Wyoming Inc.	GWR	371559105	5/23/2018	Elect Ann N. Reese	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Genesee & Wyoming Inc.	GWR	371559105	5/23/2018	Elect Bruce J. Carter	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Genesee & Wyoming Inc.	GWR	371559105	5/23/2018	Elect Cynthia L. Hostetler	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Genesee & Wyoming Inc.	GWR	371559105	5/23/2018	Amendment to the 2004 Omnibus Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Genesee & Wyoming Inc.	GWR	371559105	5/23/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Genesee & Wyoming Inc.	GWR	371559105	5/23/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Genesee & Wyoming Inc.	GWR	371559105	5/23/2018	Shareholder Proposal Regarding Reducing Greenhouse Gas Emissions	ShrHoldr	Voted	For	Against
TCW Relative Value Mid Cap Fund	Hain Celestial Group, Inc.	HAIN	405217100	11/16/2017	Elect Irwin D. Simon	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Hain Celestial Group, Inc.	HAIN	405217100	11/16/2017	Elect Celeste A. Clark	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Hain Celestial Group, Inc.	HAIN	405217100	11/16/2017	Elect Andrew R. Heyer	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Hain Celestial Group, Inc.	HAIN	405217100	11/16/2017	Elect R. Dean Hollis	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Hain Celestial Group, Inc.	HAIN	405217100	11/16/2017	Elect Shervin J. Korangy	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Hain Celestial Group, Inc.	HAIN	405217100	11/16/2017	Elect Roger Meltzer	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Hain Celestial Group, Inc.	HAIN	405217100	11/16/2017	Elect Adrianne Shapira	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Hain Celestial Group, Inc.	HAIN	405217100	11/16/2017	Elect Jack L. Sinclair	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Hain Celestial Group, Inc.	HAIN	405217100	11/16/2017	Elect Glenn W. Welling	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Hain Celestial Group, Inc.	HAIN	405217100	11/16/2017	Elect Dawn M. Zier	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Hain Celestial Group, Inc.	HAIN	405217100	11/16/2017	Elect Lawrence S. Zilavy	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Hain Celestial Group, Inc.	HAIN	405217100	11/16/2017	Adoption of Advance Notice Requirement	Mgmt	Voted	Against	Against
TCW Relative Value Mid Cap Fund	Hain Celestial Group, Inc.	HAIN	405217100	11/16/2017	Adoption of Proxy Access	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Hain Celestial Group, Inc.	HAIN	405217100	11/16/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	Against	Against
TCW Relative Value Mid Cap Fund	Hain Celestial Group, Inc.	HAIN	405217100	11/16/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Mid Cap Fund	Hain Celestial Group, Inc.	HAIN	405217100	11/16/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Impax Laboratories Inc.	IPXL	45256B101	3/27/2018	Merger/Acquisition	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Impax Laboratories Inc.	IPXL	45256B101	3/27/2018	Advisory Vote on Golden Parachutes	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Impax Laboratories Inc.	IPXL	45256B101	3/27/2018	2018 Incentive Award Plan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Impax Laboratories Inc.	IPXL	45256B101	3/27/2018	Right to Adjourn Meeting	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Sarah E. Beshar	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Joseph R. Canion	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Martin L. Flanagan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect C. Robert Henrikson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Ben F. Johnson III	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Denis Kessler	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Sir Nigel Sheinwald	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect G. Richard Wagoner Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Elect Phoebe A. Wood	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Invesco Ltd.	IVZ	G491BT108	5/10/2018	Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Voted	For	For
TCW Relative Value Mid Cap Fund	Jacobs Engineering Group Inc.	JEC	469814107	1/17/2018	Elect Joseph R. Bronson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jacobs Engineering Group Inc.	JEC	469814107	1/17/2018	Elect Juan Jose Suarez Coppel	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jacobs Engineering Group Inc.	JEC	469814107	1/17/2018	Elect Robert C. Davidson, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jacobs Engineering Group Inc.	JEC	469814107	1/17/2018	Elect Steven J. Demetriou	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jacobs Engineering Group Inc.	JEC	469814107	1/17/2018	Elect Ralph E. Eberhart	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jacobs Engineering Group Inc.	JEC	469814107	1/17/2018	Elect Dawne S. Hickton	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jacobs Engineering Group Inc.	JEC	469814107	1/17/2018	Elect Linda Fayne Levinson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jacobs Engineering Group Inc.	JEC	469814107	1/17/2018	Elect Robert A. McNamara	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jacobs Engineering Group Inc.	JEC	469814107	1/17/2018	Elect Peter J. Robertson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jacobs Engineering Group Inc.	JEC	469814107	1/17/2018	Elect Chris M.T. Thompson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jacobs Engineering Group Inc.	JEC	469814107	1/17/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jacobs Engineering Group Inc.	JEC	469814107	1/17/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Hugo Bague	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Samuel A. Di Piazza, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect DeAnne Julius	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Sheila A. Penrose	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Ming Lu	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Bridget Macaskill	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Martin H. Nesbitt	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Ann Marie Petach	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Shailesh Rao	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Elect Christian Ulbrich	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	Jones Lang LaSalle Incorporated	JLL	48020Q107	5/30/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	KB Home	KBH	48666K109	4/12/2018	Elect Dorene C. Dominguez	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	KB Home	KBH	48666K109	4/12/2018	Elect Timothy W. Finchem	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	KB Home	KBH	48666K109	4/12/2018	Elect Stuart A. Gabriel	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	KB Home	KBH	48666K109	4/12/2018	Elect Thomas W. Gilligan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	KB Home	KBH	48666K109	4/12/2018	Elect Kenneth M. Jastrow II	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	KB Home	KBH	48666K109	4/12/2018	Elect Robert L. Johnson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	KB Home	KBH	48666K109	4/12/2018	Elect Melissa Lora	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	KB Home	KBH	48666K109	4/12/2018	Elect Jeffrey T. Mezger	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	KB Home	KBH	48666K109	4/12/2018	Elect James C. Weaver	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	KB Home	KBH	48666K109	4/12/2018	Elect Michael M. Wood	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	KB Home	KBH	48666K109	4/12/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	KB Home	KBH	48666K109	4/12/2018	Amendment to Shareholder Rights Plan	Mgmt	Voted	Against	Against
TCW Relative Value Mid Cap Fund	KB Home	KBH	48666K109	4/12/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Kennametal Inc.	KMT	489170100	10/31/2017	Elect Cindy L. Davis	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Kennametal Inc.	KMT	489170100	10/31/2017	Elect William J. Harvey	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Kennametal Inc.	KMT	489170100	10/31/2017	Elect William M. Lambert	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Kennametal Inc.	KMT	489170100	10/31/2017	Elect Timothy R. McLevish	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Kennametal Inc.	KMT	489170100	10/31/2017	Elect Sagar A. Patel	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Kennametal Inc.	KMT	489170100	10/31/2017	Elect Christopher Rossi	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Kennametal Inc.	KMT	489170100	10/31/2017	Elect Steven H. Wunning	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Kennametal Inc.	KMT	489170100	10/31/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Kennametal Inc.	KMT	489170100	10/31/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Kennametal Inc.	KMT	489170100	10/31/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Mid Cap Fund	Keycorp	KEY	493267108	5/10/2018	Elect Bruce D. Broussard	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Keycorp	KEY	493267108	5/10/2018	Elect Charles P. Cooley	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Keycorp	KEY	493267108	5/10/2018	Elect Gary M. Crosby	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Keycorp	KEY	493267108	5/10/2018	Elect Alexander M. Cutler	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Keycorp	KEY	493267108	5/10/2018	Elect H. James Dallas	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Keycorp	KEY	493267108	5/10/2018	Elect Elizabeth R. Gile	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Keycorp	KEY	493267108	5/10/2018	Elect Ruth Ann M. Gillis	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Keycorp	KEY	493267108	5/10/2018	Elect William G. Gisel, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Keycorp	KEY	493267108	5/10/2018	Elect Carlton L. Highsmith	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Keycorp	KEY	493267108	5/10/2018	Elect Richard J. Hipple	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent		Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	Keycorp	KEY	493267108	5/10/2018	Elect Kristen L. Manos	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Keycorp	KEY	493267108	5/10/2018	Elect Beth E. Mooney	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Keycorp	KEY	493267108	5/10/2018	Elect Demos Parneros	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Keycorp	KEY	493267108	5/10/2018	Elect Barbara R. Snyder	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Keycorp	KEY	493267108	5/10/2018	Elect David K. Wilson	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Keycorp	KEY	493267108	5/10/2018	Ratification of Auditor	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Keycorp	KEY	493267108	5/10/2018	Advisory Vote on Executive Compensation	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Keycorp	KEY	493267108	5/10/2018	Shareholder Proposal Regarding Right to Call Special Meetings	ShrHoldr		Voted	For	Against
TCW Relative Value Mid Cap Fund	Kimco Realty Corporation	KIM	49446R109	4/24/2018	Elect Milton Cooper	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Kimco Realty Corporation	KIM	49446R109	4/24/2018	Elect Philip E. Coviello	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Kimco Realty Corporation	KIM	49446R109	4/24/2018	Elect Richard G. Dooley	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Kimco Realty Corporation	KIM	49446R109	4/24/2018	Elect Conor C. Flynn	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Kimco Realty Corporation	KIM	49446R109	4/24/2018	Elect Joe Grills	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Kimco Realty Corporation	KIM	49446R109	4/24/2018	Elect Frank Lourenso	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Kimco Realty Corporation	KIM	49446R109	4/24/2018	Elect Colombe M. Nicholas	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Kimco Realty Corporation	KIM	49446R109	4/24/2018	Elect Mary Hogan Preusse	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Kimco Realty Corporation	KIM	49446R109	4/24/2018	Elect Richard B. Saltzman	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Kimco Realty Corporation	KIM	49446R109	4/24/2018	Advisory Vote on Executive Compensation	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Kimco Realty Corporation	KIM	49446R109	4/24/2018	Ratification of Auditor	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Kirby Corporation	KEX	497266106	4/24/2018	Elect Barry E. Davis	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Kirby Corporation	KEX	497266106	4/24/2018	Elect Monte J. Miller	Mgmt	��	Voted	For	For
TCW Relative Value Mid Cap Fund	Kirby Corporation	KEX	497266106	4/24/2018	Elect Joseph H. Pyne	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Kirby Corporation	KEX	497266106	4/24/2018	Ratification of Auditor	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Kirby Corporation	KEX	497266106	4/24/2018	Advisory Vote on Executive Compensation	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Lennar Corporation	LEN	526057104	2/12/2018	Merger/Acquisition	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Lennar Corporation	LEN	526057104	2/12/2018	Increase of Authorized Class A Common Stock	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Lennar Corporation	LEN	526057104	2/12/2018	Right to Adjourn Meeting	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Irving Bolotin	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Steven L. Gerard	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Theron I. Gilliam	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Sherrill W. Hudson	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Sidney Lapidus	Mgmt		Voted	For	For
TCW Relative Value Mid Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Teri P. McClure	Mgmt		Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Stuart A. Miller	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Armando Olivera	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Donna Shalala	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Scott D. Stowell	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Elect Jeffrey Sonnenfeld	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Shareholder Proposal Regarding Recapitalization	ShrHoldr	Voted	Against	For
TCW Relative Value Mid Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Shareholder Proposal Regarding Annual Conversion Right	ShrHoldr	Voted	Against	For
TCW Relative Value Mid Cap Fund	Lennar Corporation	LEN	526057104	4/11/2018	Shareholder Proposal Regarding Director Tenure	ShrHoldr	Voted	Against	For
TCW Relative Value Mid Cap Fund	Manitowoc Co., Inc.	MTW	563571405	5/1/2018	Elect Robert G. Bohn	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Manitowoc Co., Inc.	MTW	563571405	5/1/2018	Elect Donald M. Condon, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Manitowoc Co., Inc.	MTW	563571405	5/1/2018	Elect Anne M. Cooney	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Manitowoc Co., Inc.	MTW	563571405	5/1/2018	Elect Kenneth W. Krueger	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Manitowoc Co., Inc.	MTW	563571405	5/1/2018	Elect C. David Myers	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Manitowoc Co., Inc.	MTW	563571405	5/1/2018	Elect Barry L. Pennypacker	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Manitowoc Co., Inc.	MTW	563571405	5/1/2018	Elect John C. Pfeifer	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Manitowoc Co., Inc.	MTW	563571405	5/1/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Manitowoc Co., Inc.	MTW	563571405	5/1/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Manitowoc Co., Inc.	MTW	563571405	5/1/2018	Shareholder Proposal Regarding Eliminating Supermajority Provisions	ShrHoldr	Voted	For	Against
TCW Relative Value Mid Cap Fund	Matson Inc.	MATX	57686G105	4/26/2018	Elect W. Blake Baird	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Matson Inc.	MATX	57686G105	4/26/2018	Elect Michael J. Chun	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Matson Inc.	MATX	57686G105	4/26/2018	Elect Matthew J. Cox	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Matson Inc.	MATX	57686G105	4/26/2018	Elect Thomas B. Fargo	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Matson Inc.	MATX	57686G105	4/26/2018	Elect Mark H. Fukunaga	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Matson Inc.	MATX	57686G105	4/26/2018	Elect Stanley M. Kuriyama	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Matson Inc.	MATX	57686G105	4/26/2018	Elect Constance H. Lau	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Matson Inc.	MATX	57686G105	4/26/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Matson Inc.	MATX	57686G105	4/26/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Elect William P. Sullivan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Elect Tunc Doluca	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Elect Tracy C. Accardi	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Elect James R. Bergman	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Elect Joseph R. Bronson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Elect Robert E. Grady	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Elect William D. Watkins	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Elect MaryAnn Wright	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Amendment to the 2008 Employee Stock Purchase Plan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Maxim Integrated Products, Inc.	MXIM	57772K101	11/10/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Mid Cap Fund	Mid-America Apartment Communities, Inc.	MAA	59522J103	5/22/2018	Elect H. Eric Bolton, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Mid-America Apartment Communities, Inc.	MAA	59522J103	5/22/2018	Elect Russell R. French	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Mid-America Apartment Communities, Inc.	MAA	59522J103	5/22/2018	Elect Alan B. Graf, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Mid-America Apartment Communities, Inc.	MAA	59522J103	5/22/2018	Elect Toni Jennings	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Mid-America Apartment Communities, Inc.	MAA	59522J103	5/22/2018	Elect James K. Lowder	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Mid-America Apartment Communities, Inc.	MAA	59522J103	5/22/2018	Elect Thomas H. Lowder	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Mid-America Apartment Communities, Inc.	MAA	59522J103	5/22/2018	Elect Monica McGurk	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Mid-America Apartment Communities, Inc.	MAA	59522J103	5/22/2018	Elect Claude B. Nielsen	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Mid-America Apartment Communities, Inc.	MAA	59522J103	5/22/2018	Elect Philip W. Norwood	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Mid-America Apartment Communities, Inc.	MAA	59522J103	5/22/2018	Elect W. Reid Sanders	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Mid-America Apartment Communities, Inc.	MAA	59522J103	5/22/2018	Elect Gary Shorb	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Mid-America Apartment Communities, Inc.	MAA	59522J103	5/22/2018	Elect David P. Stockert	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Mid-America Apartment Communities, Inc.	MAA	59522J103	5/22/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Mid-America Apartment Communities, Inc.	MAA	59522J103	5/22/2018	Amendment to the 2013 Stock incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Mid-America Apartment Communities, Inc.	MAA	59522J103	5/22/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Molina Healthcare, Inc.	MOH	60855R100	5/2/2018	Elect Garrey E. Carruthers	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Molina Healthcare, Inc.	MOH	60855R100	5/2/2018	Elect Daniel Cooperman	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Molina Healthcare, Inc.	MOH	60855R100	5/2/2018	Elect Richard M. Schapiro	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Molina Healthcare, Inc.	MOH	60855R100	5/2/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Molina Healthcare, Inc.	MOH	60855R100	5/2/2018	Implement Proxy Access	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Molina Healthcare, Inc.	MOH	60855R100	5/2/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	New York Community Bancorp, Inc.	NYCB	649445103	6/5/2018	Elect Maureen E. Clancy	Mgmt	Voted	Against	Against

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	New York Community Bancorp, Inc.	NYCB	649445103	6/5/2018	Elect Hanif Dahya	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	New York Community Bancorp, Inc.	NYCB	649445103	6/5/2018	Elect Joseph R. Ficalora	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	New York Community Bancorp, Inc.	NYCB	649445103	6/5/2018	Elect James J. O’Donovan	Mgmt	Voted	Against	Against
TCW Relative Value Mid Cap Fund	New York Community Bancorp, Inc.	NYCB	649445103	6/5/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	New York Community Bancorp, Inc.	NYCB	649445103	6/5/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	Against	Against
TCW Relative Value Mid Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Elect Lee K. Boothby	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Elect Pamela J. Gardner	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Elect Edgar R. Giesinger	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Elect Steven Nance	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Elect Roger B. Plank	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Elect Thomas G. Ricks	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Elect Juanita F. Romans	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Elect John W. Schanck	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Elect J. Terry Strange	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Elect J. Kent Wells	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Newfield Exploration Company	NFX	651290108	5/15/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Newpark Resources, Inc.	NR	651718504	5/17/2018	Elect Anthony J. Best	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Newpark Resources, Inc.	NR	651718504	5/17/2018	Elect G. Stephen Finley	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Newpark Resources, Inc.	NR	651718504	5/17/2018	Elect Paul L. Howes	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Newpark Resources, Inc.	NR	651718504	5/17/2018	Elect Roderick A. Larson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Newpark Resources, Inc.	NR	651718504	5/17/2018	Elect John C. Minge	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Newpark Resources, Inc.	NR	651718504	5/17/2018	Elect Rose M. Robeson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Newpark Resources, Inc.	NR	651718504	5/17/2018	Elect Gary L. Warren	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Newpark Resources, Inc.	NR	651718504	5/17/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Newpark Resources, Inc.	NR	651718504	5/17/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Elect Robert J. Finocchio	Mgmt	Voted	Withhold	Against
TCW Relative Value Mid Cap Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Elect Robert J. Frankenberg	Mgmt	Voted	Withhold	Against
TCW Relative Value Mid Cap Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Elect William H. Janeway	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Elect Laura S. Kaiser	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Elect Mark R. Laret	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Elect Katharine A. Martin	Mgmt	Voted	Withhold	Against
TCW Relative Value Mid Cap Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Elect Philip J. Quigley	Mgmt	Voted	Withhold	Against
TCW Relative Value Mid Cap Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Elect Sanjay Vaswani	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Amendment to the 2000 Stock Plan	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	Against	Against
TCW Relative Value Mid Cap Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Nuance Communications, Inc.	NUAN	67020Y100	2/28/2018	Shareholder Proposal Regarding Right to Call a Special Meeting	ShrHoldr	Voted	Against	N/A
TCW Relative Value Mid Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Atsushi Abe	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Alan Campbell	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Curtis J. Crawford	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Gilles Delfassy	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Emmanuel T. Hernandez	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Keith D. Jackson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Paul A. Mascarenas	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Daryl A. Ostrander	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Elect Teresa M. Ressel	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	ON Semiconductor Corporation	ON	682189105	5/16/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Popular, Inc.	BPOP	733174700	5/8/2018	Elect Ignacio Alvarez	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Popular, Inc.	BPOP	733174700	5/8/2018	Elect Alejandro M. Ballester	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Popular, Inc.	BPOP	733174700	5/8/2018	Elect Richard L. Carrion	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Popular, Inc.	BPOP	733174700	5/8/2018	Elect Carlos A. Unanue	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Popular, Inc.	BPOP	733174700	5/8/2018	Amendment to Articles of Incorporation to Adopt Plurality Voting Standard in Contested Elections	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Popular, Inc.	BPOP	733174700	5/8/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Popular, Inc.	BPOP	733174700	5/8/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Popular, Inc.	BPOP	733174700	5/8/2018	Right to Adjourn Meeting	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Santander Consumer USA Holdings Inc.	SC	80283M101	6/12/2018	Elect Mahesh Aditya	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Santander Consumer USA Holdings Inc.	SC	80283M101	6/12/2018	Elect Jose Doncel	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Santander Consumer USA Holdings Inc.	SC	80283M101	6/12/2018	Elect Stephen A. Ferriss	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Santander Consumer USA Holdings Inc.	SC	80283M101	6/12/2018	Elect Victor Hill	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Santander Consumer USA Holdings Inc.	SC	80283M101	6/12/2018	Elect Edith E. Holiday	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Santander Consumer USA Holdings Inc.	SC	80283M101	6/12/2018	Elect Javier Maldonado	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Santander Consumer USA Holdings Inc.	SC	80283M101	6/12/2018	Elect Robert J. McCarthy	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Santander Consumer USA Holdings Inc.	SC	80283M101	6/12/2018	Elect William F. Muir	Mgmt	Voted	Withhold	Against
TCW Relative Value Mid Cap Fund	Santander Consumer USA Holdings Inc.	SC	80283M101	6/12/2018	Elect Scott Powell	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	Santander Consumer USA Holdings Inc.	SC	80283M101	6/12/2018	Elect William Rainer	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Santander Consumer USA Holdings Inc.	SC	80283M101	6/12/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Santander Consumer USA Holdings Inc.	SC	80283M101	6/12/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Santander Consumer USA Holdings Inc.	SC	80283M101	6/12/2018	Shareholder Proposal Regarding Report on Risk of Discrimination in Vehicle Lending	ShrHoldr	Voted	Against	For
TCW Relative Value Mid Cap Fund	SPX FLOW, Inc.	FLOW	78469X107	5/9/2018	Elect Majdi B Abulaban	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	SPX FLOW, Inc.	FLOW	78469X107	5/9/2018	Elect Emerson U. Fullwood	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	SPX FLOW, Inc.	FLOW	78469X107	5/9/2018	Elect Terry S. Lisenby	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	SPX FLOW, Inc.	FLOW	78469X107	5/9/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	SPX FLOW, Inc.	FLOW	78469X107	5/9/2018	Repeal of Classified Board	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	SPX FLOW, Inc.	FLOW	78469X107	5/9/2018	Elimination of Supermajority Requirement	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	SPX FLOW, Inc.	FLOW	78469X107	5/9/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	SRC Energy Inc.	SRCI	78470V108	5/18/2018	Elect Lynn A. Peterson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	SRC Energy Inc.	SRCI	78470V108	5/18/2018	Elect Jack N. Aydin	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	SRC Energy Inc.	SRCI	78470V108	5/18/2018	Elect Daniel E. Kelly	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	SRC Energy Inc.	SRCI	78470V108	5/18/2018	Elect Paul J. Korus	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	SRC Energy Inc.	SRCI	78470V108	5/18/2018	Elect Raymond E. McElhaney	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	SRC Energy Inc.	SRCI	78470V108	5/18/2018	Elect Jennifer S. Zucker	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	SRC Energy Inc.	SRCI	78470V108	5/18/2018	Increase of Authorized Common Stock	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	SRC Energy Inc.	SRCI	78470V108	5/18/2018	Amendment to the 2015 Equity Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	SRC Energy Inc.	SRCI	78470V108	5/18/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	SRC Energy Inc.	SRCI	78470V108	5/18/2018	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Mid Cap Fund	SRC Energy Inc.	SRCI	78470V108	5/18/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Margaret M. Keane	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Paget L. Alves	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Arthur W. Coviello, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect William W. Graylin	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Roy A. Guthrie	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Richard C. Hartnack	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Jeffrey G. Naylor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Laurel J. Richie	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Elect Olympia J. Snowe	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synchrony Financial	SYF	87165B103	5/17/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synovus Financial Corp.	SNV	87161C501	4/26/2018	Elect Catherine A. Allen	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synovus Financial Corp.	SNV	87161C501	4/26/2018	Elect Tim E. Bentsen	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synovus Financial Corp.	SNV	87161C501	4/26/2018	Elect F. Dixon Brooke Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synovus Financial Corp.	SNV	87161C501	4/26/2018	Elect Stephen T. Butler	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synovus Financial Corp.	SNV	87161C501	4/26/2018	Elect Elizabeth W. Camp	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synovus Financial Corp.	SNV	87161C501	4/26/2018	Elect Diana M. Murphy	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synovus Financial Corp.	SNV	87161C501	4/26/2018	Elect Jerry W. Nix	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synovus Financial Corp.	SNV	87161C501	4/26/2018	Elect Harris Pastides	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synovus Financial Corp.	SNV	87161C501	4/26/2018	Elect Joseph J. Prochaska, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synovus Financial Corp.	SNV	87161C501	4/26/2018	Elect John L. Stallworth	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synovus Financial Corp.	SNV	87161C501	4/26/2018	Elect Kessel D. Stelling	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synovus Financial Corp.	SNV	87161C501	4/26/2018	Elect Melvin T. Stith	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synovus Financial Corp.	SNV	87161C501	4/26/2018	Elect Barry L. Storey	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synovus Financial Corp.	SNV	87161C501	4/26/2018	Elect Philip W. Tomlinson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synovus Financial Corp.	SNV	87161C501	4/26/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Synovus Financial Corp.	SNV	87161C501	4/26/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	TechnipFMC plc	FTI	G87110105	6/14/2018	Accounts and Reports	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	TechnipFMC plc	FTI	G87110105	6/14/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	TechnipFMC plc	FTI	G87110105	6/14/2018	Remuneration Report (Advisory)	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	TechnipFMC plc	FTI	G87110105	6/14/2018	Remuneration Policy (Binding)	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	TechnipFMC plc	FTI	G87110105	6/14/2018	Ratification of U.S. Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	TechnipFMC plc	FTI	G87110105	6/14/2018	Appointment of U.K. Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	TechnipFMC plc	FTI	G87110105	6/14/2018	Authority to Set U.K. Auditor’s Fees	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tenneco, Inc.	TEN	880349105	5/16/2018	Elect Thomas C. Freyman	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tenneco, Inc.	TEN	880349105	5/16/2018	Elect Brian J. Kesseler	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tenneco, Inc.	TEN	880349105	5/16/2018	Elect Dennis J. Letham	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tenneco, Inc.	TEN	880349105	5/16/2018	Elect James S. Metcalf	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tenneco, Inc.	TEN	880349105	5/16/2018	Elect Roger B. Porter	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tenneco, Inc.	TEN	880349105	5/16/2018	Elect David B. Price, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tenneco, Inc.	TEN	880349105	5/16/2018	Elect Gregg M. Sherrill	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tenneco, Inc.	TEN	880349105	5/16/2018	Elect Paul T. Stecko	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tenneco, Inc.	TEN	880349105	5/16/2018	Elect Jane L. Warner	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	Tenneco, Inc.	TEN	880349105	5/16/2018	Elect Roger J. Wood	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tenneco, Inc.	TEN	880349105	5/16/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tenneco, Inc.	TEN	880349105	5/16/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect Paula H.J. Cholmondeley	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect Don DeFosset	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect John L. Garrison Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect Thomas J. Hansen	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect Matthew Hepler	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect Raimund Klinkner	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect Andra Rush	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect David A. Sachs	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect Oren G. Shaffer	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect David C. Wang	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Elect Scott W. Wine	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	2018 Omnibus Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Terex Corporation	TEX	880779103	5/11/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Scott C. Donnelly	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Kathleen M. Bader	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect R. Kerry Clark	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect James T. Conway	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Lawrence K. Fish	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Paul E. Gagne	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Ralph D. Heath	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Deborah Lee James	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Lloyd G. Trotter	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect James L. Ziemer	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Elect Maria T. Zuber	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	Against	Against
TCW Relative Value Mid Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Voted	Against	For
TCW Relative Value Mid Cap Fund	Textron Inc.	TXT	883203101	4/25/2018	Shareholder Proposal Regarding Director Tenure	ShrHoldr	Voted	Against	For
TCW Relative Value Mid Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Andres R. Gluski	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Charles L. Harrington	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Kristina M. Johnson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Tarun Khanna	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Holly K. Koeppel	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect James H. Miller	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Alain Monie	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect John B. Morse, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Moises Naim	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Elect Jeffrey W. Ubben	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Ratification of Special Meeting Provisions	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	The AES Corporation	AES	00130H105	4/19/2018	Shareholder Proposal Regarding Two Degree Scenario Analysis Report	ShrHoldr	Voted	Against	For
TCW Relative Value Mid Cap Fund	The Manitowoc Company, Inc.	MTW	563571108	11/17/2017	Reverse Stock Split	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Toll Brothers, Inc.	TOL	889478103	3/13/2018	Elect Robert I. Toll	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Toll Brothers, Inc.	TOL	889478103	3/13/2018	Elect Douglas C. Yearley, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Toll Brothers, Inc.	TOL	889478103	3/13/2018	Elect Edward G. Boehne	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Toll Brothers, Inc.	TOL	889478103	3/13/2018	Elect Richard J. Braemer	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Toll Brothers, Inc.	TOL	889478103	3/13/2018	Elect Christine N. Garvey	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Toll Brothers, Inc.	TOL	889478103	3/13/2018	Elect Carl B. Marbach	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Toll Brothers, Inc.	TOL	889478103	3/13/2018	Elect John A. McLean	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Toll Brothers, Inc.	TOL	889478103	3/13/2018	Elect Stephen A. Novick	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Toll Brothers, Inc.	TOL	889478103	3/13/2018	Elect Wendell E Prichett	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Toll Brothers, Inc.	TOL	889478103	3/13/2018	Elect Paul E. Shapiro	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Toll Brothers, Inc.	TOL	889478103	3/13/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Toll Brothers, Inc.	TOL	889478103	3/13/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	TreeHouse Foods, Inc.	THS	89469A104	4/26/2018	Elect Steven Oakland	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	TreeHouse Foods, Inc.	THS	89469A104	4/26/2018	Elect Frank J. O’Connell	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	TreeHouse Foods, Inc.	THS	89469A104	4/26/2018	Elect Matthew E. Rubel	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	TreeHouse Foods, Inc.	THS	89469A104	4/26/2018	Elect David B. Vermylen	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	TreeHouse Foods, Inc.	THS	89469A104	4/26/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	TreeHouse Foods, Inc.	THS	89469A104	4/26/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Trinity Industries, Inc.	TRN	896522109	5/7/2018	Elect John L. Adams	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	Trinity Industries, Inc.	TRN	896522109	5/7/2018	Elect Rhys J. Best	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Trinity Industries, Inc.	TRN	896522109	5/7/2018	Elect David W. Biegler	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Trinity Industries, Inc.	TRN	896522109	5/7/2018	Elect Antonio Carrillo	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Trinity Industries, Inc.	TRN	896522109	5/7/2018	Elect Leldon E. Echols	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Trinity Industries, Inc.	TRN	896522109	5/7/2018	Elect Ronald J. Gafford	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Trinity Industries, Inc.	TRN	896522109	5/7/2018	Elect Charles W. Matthews	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Trinity Industries, Inc.	TRN	896522109	5/7/2018	Elect Douglas L. Rock	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Trinity Industries, Inc.	TRN	896522109	5/7/2018	Elect Dunia A. Shive	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Trinity Industries, Inc.	TRN	896522109	5/7/2018	Elect Timothy R. Wallace	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Trinity Industries, Inc.	TRN	896522109	5/7/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Trinity Industries, Inc.	TRN	896522109	5/7/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tyson Foods, Inc.	TSN	902494103	2/8/2018	Elect John H. Tyson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tyson Foods, Inc.	TSN	902494103	2/8/2018	Elect Gaurdie E. Banister, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tyson Foods, Inc.	TSN	902494103	2/8/2018	Elect Dean Banks	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tyson Foods, Inc.	TSN	902494103	2/8/2018	Elect Mike D. Beebe	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tyson Foods, Inc.	TSN	902494103	2/8/2018	Elect Mikel A. Durham	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tyson Foods, Inc.	TSN	902494103	2/8/2018	Elect Tom Hayes	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tyson Foods, Inc.	TSN	902494103	2/8/2018	Elect Kevin M. McNamara	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tyson Foods, Inc.	TSN	902494103	2/8/2018	Elect Cheryl S. Miller	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tyson Foods, Inc.	TSN	902494103	2/8/2018	Elect Jeffrey K. Schomburger	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tyson Foods, Inc.	TSN	902494103	2/8/2018	Elect Robert Thurber	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tyson Foods, Inc.	TSN	902494103	2/8/2018	Elect Barbara A. Tyson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tyson Foods, Inc.	TSN	902494103	2/8/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tyson Foods, Inc.	TSN	902494103	2/8/2018	Amendment to the 2000 Stock Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Tyson Foods, Inc.	TSN	902494103	2/8/2018	Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Voted	Against	For
TCW Relative Value Mid Cap Fund	Tyson Foods, Inc.	TSN	902494103	2/8/2018	Shareholder Proposal Regarding Water Stewardship Policy	ShrHoldr	Voted	Against	For
TCW Relative Value Mid Cap Fund	Umpqua Holdings Corporation	UMPQ	904214103	4/18/2018	Elect Peggy Y. Fowler	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Umpqua Holdings Corporation	UMPQ	904214103	4/18/2018	Elect Stephen M. Gambee	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Umpqua Holdings Corporation	UMPQ	904214103	4/18/2018	Elect James S. Greene	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Umpqua Holdings Corporation	UMPQ	904214103	4/18/2018	Elect Luis F. Machuca	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Umpqua Holdings Corporation	UMPQ	904214103	4/18/2018	Elect Cort L. O’Haver	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Umpqua Holdings Corporation	UMPQ	904214103	4/18/2018	Elect Maria M. Pope	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Umpqua Holdings Corporation	UMPQ	904214103	4/18/2018	Elect John F. Schultz	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Umpqua Holdings Corporation	UMPQ	904214103	4/18/2018	Elect Susan F. Stevens	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	Umpqua Holdings Corporation	UMPQ	904214103	4/18/2018	Elect Hilliard C. Terry, III	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Umpqua Holdings Corporation	UMPQ	904214103	4/18/2018	Elect Bryan L. Timm	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Umpqua Holdings Corporation	UMPQ	904214103	4/18/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Umpqua Holdings Corporation	UMPQ	904214103	4/18/2018	Adoption of Majority Vote for Election of Directors	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Umpqua Holdings Corporation	UMPQ	904214103	4/18/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Under Armour, Inc.	UAA	904311107	5/9/2018	Elect Kevin A. Plank	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Under Armour, Inc.	UAA	904311107	5/9/2018	Elect George W. Bodenheimer	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Under Armour, Inc.	UAA	904311107	5/9/2018	Elect Douglas E. Coltharp	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Under Armour, Inc.	UAA	904311107	5/9/2018	Elect Jerri L. DeVard	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Under Armour, Inc.	UAA	904311107	5/9/2018	Elect Karen W. Katz	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Under Armour, Inc.	UAA	904311107	5/9/2018	Elect Alvin B. Krongard	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Under Armour, Inc.	UAA	904311107	5/9/2018	Elect William R. McDermott	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Under Armour, Inc.	UAA	904311107	5/9/2018	Elect Eric T. Olson	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Under Armour, Inc.	UAA	904311107	5/9/2018	Elect Harvey L. Sanders	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Under Armour, Inc.	UAA	904311107	5/9/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Under Armour, Inc.	UAA	904311107	5/9/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Univar Inc	UNVR	91336L107	5/9/2018	Elect Rhonda Germany Ballintyn	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Univar Inc	UNVR	91336L107	5/9/2018	Elect Richard P. Fox	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Univar Inc	UNVR	91336L107	5/9/2018	Elect Stephen D. Newlin	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Univar Inc	UNVR	91336L107	5/9/2018	Elect Christopher D. Pappas	Mgmt	Voted	Withhold	Against
TCW Relative Value Mid Cap Fund	Univar Inc	UNVR	91336L107	5/9/2018	Repeal of Classified Board	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Univar Inc	UNVR	91336L107	5/9/2018	Adoption of Proxy Access	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Univar Inc	UNVR	91336L107	5/9/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Univar Inc	UNVR	91336L107	5/9/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Elect Martin I. Cole	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Elect Kathleen A. Cote	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Elect Henry T. DeNero	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Elect Michael D. Lambert	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Elect Len J. Lauer	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Elect Matthew E. Massengill	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Elect Stephen D. Milligan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Elect Paula A. Price	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For

Fund Name	Issuer Name	Ticker	Security ID	Meeting Date	Proposal Description	Proponent	Voted?	Vote Cast	For/Against Management
TCW Relative Value Mid Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Mid Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Amendment and Restatement of the 2004 Performance Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Western Digital Corporation	WDC	958102105	11/2/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Whiting Petroleum Corporation	WLL	966387409	5/1/2018	Elect William N. Hahne	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Whiting Petroleum Corporation	WLL	966387409	5/1/2018	Elect Bradley J. Holly	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Whiting Petroleum Corporation	WLL	966387409	5/1/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Whiting Petroleum Corporation	WLL	966387409	5/1/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Worthington Industries, Inc.	WOR	981811102	9/27/2017	Elect Michael J. Endres	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Worthington Industries, Inc.	WOR	981811102	9/27/2017	Elect Ozey K. Horton, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Worthington Industries, Inc.	WOR	981811102	9/27/2017	Elect Peter Karmanos, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Worthington Industries, Inc.	WOR	981811102	9/27/2017	Elect Carl A. Nelson, Jr.	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Worthington Industries, Inc.	WOR	981811102	9/27/2017	Frequency of Advisory Vote on Executive Compensation	Mgmt	Voted	1 Year	For
TCW Relative Value Mid Cap Fund	Worthington Industries, Inc.	WOR	981811102	9/27/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Worthington Industries, Inc.	WOR	981811102	9/27/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Zayo Group Holdings, Inc.	ZAYO	98919V105	11/2/2017	Elect Phil Canfield	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Zayo Group Holdings, Inc.	ZAYO	98919V105	11/2/2017	Elect Steven N. Kaplan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Zayo Group Holdings, Inc.	ZAYO	98919V105	11/2/2017	Elect Linda Rottenberg	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Zayo Group Holdings, Inc.	ZAYO	98919V105	11/2/2017	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Zayo Group Holdings, Inc.	ZAYO	98919V105	11/2/2017	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Zayo Group Holdings, Inc.	ZAYO	98919V105	11/2/2017	Approval of Performance Criteria Under the 2014 Stock Incentive Plan	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Jerry C. Atkin	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Gary L. Crittenden	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Suren K Gupta	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect J. David Heaney	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Vivian S. Lee	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Edward F Murphy	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Roger B. Porter	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Stephen D. Quinn	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Harris H. Simmons	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Elect Barbara A. Yastine	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Ratification of Auditor	Mgmt	Voted	For	For
TCW Relative Value Mid Cap Fund	Zions Bancorporation	ZION	989701107	6/1/2018	Advisory Vote on Executive Compensation	Mgmt	Voted	For	For

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

TCW Funds, Inc.
	(Registrant)
By:	/s/ David DeVito
	David DeVito
	President and Chief Executive Officer
	Date: August 24, 2018