As filed with the Securities and Exchange Commission on August 16, 2016.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-07170
TCW Funds, Inc.
(Exact Name of Registrant as Specified in Charter)
865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017
(Address of Principal Executive Offices) (Zip Code)
Patrick W. Dennis, Esq.
Assistant Secretary
865 South Figueroa Street, Suite 1800
Los Angeles, CA 90017
(Name and Address of Agent for Service)
Registrant’s Telephone Number, including Area Code: (213) 244-0000
Date of fiscal year end: October 31
Date of reporting period: July 1, 2015 – June 30, 2016
Item 1. Proxy Voting Record
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Short Term Bond Fund- The fund did not vote proxies relating to portfolio securities during the period covered by this report. | ||||||||||||||||||||||||||
TCW Total Return Bond Fund- The fund did not vote proxies relating to portfolio securities during the period covered by this report. | ||||||||||||||||||||||||||
TCW High Yield Bond Fund- The fund did not vote proxies relating to portfolio securities during the period covered by this report. | ||||||||||||||||||||||||||
TCW Core Fixed Income Fund- The fund did not vote proxies relating to portfolio securities during the period covered by this report. | ||||||||||||||||||||||||||
TCW Enhanced Commodity Strategy Fund- The fund did not vote proxies relating to portfolio securities during the period covered by this report. | ||||||||||||||||||||||||||
TCW Global Bond Fund- The fund did not vote proxies relating to portfolio securities during the period covered by this report. | ||||||||||||||||||||||||||
TCW Emerging Markets Income Fund- The fund did not vote proxies relating to portfolio securities during the period covered by this report. | ||||||||||||||||||||||||||
TCW Emerging Markets Local Currency Income Fund- The fund did not vote proxies relating to portfolio securities during the period covered by this report. | ||||||||||||||||||||||||||
TCW Conservative Allocation Fund- The fund did not vote proxies relating to portfolio securities during the period covered by this report. | ||||||||||||||||||||||||||
TCW International Small Cap Fund | A2A S.p.A. | 06/07/2016 | Mix | 05/27/2016 | A2A | T0579B105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | A2A S.p.A. | 06/07/2016 | Mix | 05/27/2016 | A2A | T0579B105 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | A2A S.p.A. | 06/07/2016 | Mix | 05/27/2016 | A2A | T0579B105 | 3 | Allocation of Losses | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | A2A S.p.A. | 06/07/2016 | Mix | 05/27/2016 | A2A | T0579B105 | 4 | Shareholder Approval of Sustainability Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | A2A S.p.A. | 06/07/2016 | Mix | 05/27/2016 | A2A | T0579B105 | 5 | Reduction of Reserves | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | A2A S.p.A. | 06/07/2016 | Mix | 05/27/2016 | A2A | T0579B105 | 6 | Merger by Incorporation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | A2A S.p.A. | 06/07/2016 | Mix | 05/27/2016 | A2A | T0579B105 | 7 | Dividends from Reserves | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | A2A S.p.A. | 06/07/2016 | Mix | 05/27/2016 | A2A | T0579B105 | 8 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | A2A S.p.A. | 06/07/2016 | Mix | 05/27/2016 | A2A | T0579B105 | 9 | Statutory Auditors' Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | A2A S.p.A. | 06/07/2016 | Mix | 05/27/2016 | A2A | T0579B105 | 10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | A2A S.p.A. | 06/07/2016 | Mix | 05/27/2016 | A2A | T0579B105 | 11 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | A2A S.p.A. | 06/07/2016 | Mix | 05/27/2016 | A2A | T0579B105 | 12 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 2 | Meeting Procedures | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 3 | Annual Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 4 | Financial Statements | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 5 | Allocation of Profits | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 6 | Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 7 | Amendments to Regulations on Directors' Fees | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 8 | Directors' Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 9 | Audit Commission's Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 10 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 11 | Elect Mikhail Yu. Alekseev | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 12 | Elect Kirill G. Androsov | Mgmt | N/A | For | Against | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 13 | Elect Mikhail V. Voevodin | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 14 | Elect Aleksey A. Germanovich | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 15 | Elect Igor A. Kamenskoy | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 16 | Elect Andrey V. Korobov | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 17 | Elect Roman V. Pakhomov | Mgmt | N/A | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 18 | Elect Dmitry N. Peskov | Mgmt | N/A | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 19 | Elect Vladimir V. Potapov | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 20 | Elect Vitaly G. Saveliev | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 21 | Elect Dmitry P. Saprykin | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 22 | Elect Vasily V. Sidorov | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 23 | Elect Jury B. Slyusar | Mgmt | N/A | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 24 | Elect Sergey V. Chemezov | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 25 | Elect Igor V. Belikov | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 26 | Elect Marina V. Mikhina | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 27 | Elect Ekaterina S. Nikitina | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 28 | Elect Sergey I. Ubugunov | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 29 | Elect Vasily P. Shipilov | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 30 | Appointment of RAS Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 31 | Appointment of IFRS Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 32 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 33 | Amendments to General Meeting Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 34 | Amendments to Board Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 35 | Amendments to Management Board Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 36 | Related Party Transactions (CJSC Aeromar) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 37 | D&O Insurance | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 38 | Related Party Transactions (JSC Rossiya Airlines) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 39 | Related Party Transactions (JSC Aurora Airlines) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Aeroflot | 06/27/2016 | Annual | 05/10/2016 | AFLT | X00096101 | 40 | Related Party Transactions (JSC Sukhoi Civil Aircraft) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Air France - KLM | 05/19/2016 | Ordinary | 05/16/2016 | AF | F01699135 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Air France - KLM | 05/19/2016 | Ordinary | 05/16/2016 | AF | F01699135 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Air France - KLM | 05/19/2016 | Ordinary | 05/16/2016 | AF | F01699135 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Air France - KLM | 05/19/2016 | Ordinary | 05/16/2016 | AF | F01699135 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Air France - KLM | 05/19/2016 | Ordinary | 05/16/2016 | AF | F01699135 | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Air France - KLM | 05/19/2016 | Ordinary | 05/16/2016 | AF | F01699135 | 6 | Allocation of Losses | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Air France - KLM | 05/19/2016 | Ordinary | 05/16/2016 | AF | F01699135 | 7 | Elect Annie-Marie Couderc to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Air France - KLM | 05/19/2016 | Ordinary | 05/16/2016 | AF | F01699135 | 8 | Elect Hans N.J. Smits to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Air France - KLM | 05/19/2016 | Ordinary | 05/16/2016 | AF | F01699135 | 9 | Elect Alexander R. Wynaendts to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Air France - KLM | 05/19/2016 | Ordinary | 05/16/2016 | AF | F01699135 | 10 | Appointment of Auditor (Deloitte & Associes) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Air France - KLM | 05/19/2016 | Ordinary | 05/16/2016 | AF | F01699135 | 11 | Appointment of Alternate Auditor (BEAS) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Air France - KLM | 05/19/2016 | Ordinary | 05/16/2016 | AF | F01699135 | 12 | Remuneration of Alexandre de Juniac, Chairman and CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Air France - KLM | 05/19/2016 | Ordinary | 05/16/2016 | AF | F01699135 | 13 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Air France - KLM | 05/19/2016 | Ordinary | 05/16/2016 | AF | F01699135 | 14 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 6 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 8 | Appointment of Group Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 9 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 10 | Appointment of Auditor for further interim reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 11 | Elect Hermann T. Dambach | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 12 | Elect Stefanie Frensch | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 13 | Increase in Authorised Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 16 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 04/18/2016 | Ordinary | 04/07/2016 | AMP | T0388E118 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 04/18/2016 | Ordinary | 04/07/2016 | AMP | T0388E118 | 2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 04/18/2016 | Ordinary | 04/07/2016 | AMP | T0388E118 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 04/18/2016 | Ordinary | 04/07/2016 | AMP | T0388E118 | 4 | List of Directors Presented by Ampliter N.V. | Mgmt | For | N/A | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 04/18/2016 | Ordinary | 04/07/2016 | AMP | T0388E118 | 5 | List of Directors Presented by Group of Institutional Investors Representing 2.229% of Share Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 04/18/2016 | Ordinary | 04/07/2016 | AMP | T0388E118 | 6 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 04/18/2016 | Ordinary | 04/07/2016 | AMP | T0388E118 | 7 | Amendment to New Performance Stock Grant Plan 2014-2021 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 04/18/2016 | Ordinary | 04/07/2016 | AMP | T0388E118 | 8 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 04/18/2016 | Ordinary | 04/07/2016 | AMP | T0388E118 | 9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 10/20/2015 | Ordinary | 10/09/2015 | AMP | T0388E118 | 1 | Board Size; Elect Enrico Vita | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 10/20/2015 | Ordinary | 10/09/2015 | AMP | T0388E118 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 10/20/2015 | Ordinary | 10/09/2015 | AMP | T0388E118 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Amplifon S.p.A. | 10/20/2015 | Ordinary | 10/09/2015 | AMP | T0388E118 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Ariake Japan Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 2815 | J01964105 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Ariake Japan Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 2815 | J01964105 | 2 | Elect Tomoki Tagawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Ariake Japan Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 2815 | J01964105 | 3 | Elect Katsutoshi Iwaki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Ariake Japan Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 2815 | J01964105 | 4 | Elect Naoki Shirakawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Ariake Japan Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 2815 | J01964105 | 5 | Elect Yoshikazu Uchida | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Ariake Japan Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 2815 | J01964105 | 6 | Elect Kohichi Matsumoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Ariake Japan Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 2815 | J01964105 | 7 | Bonus | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Ariake Japan Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 2815 | J01964105 | 8 | Retirement Allowances for Directors | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Ascendas India Trust | 06/29/2016 | Annual | CY6U | Y0259C104 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Ascendas India Trust | 06/29/2016 | Annual | CY6U | Y0259C104 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Ascendas India Trust | 06/29/2016 | Annual | CY6U | Y0259C104 | 3 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 04/21/2016 | Ordinary | 04/12/2016 | BGN | T3000G115 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 04/21/2016 | Ordinary | 04/12/2016 | BGN | T3000G115 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 04/21/2016 | Ordinary | 04/12/2016 | BGN | T3000G115 | 3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 04/21/2016 | Ordinary | 04/12/2016 | BGN | T3000G115 | 4 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 04/21/2016 | Ordinary | 04/12/2016 | BGN | T3000G115 | 5 | Maximum Variable Pay Ratio | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 04/21/2016 | Ordinary | 04/12/2016 | BGN | T3000G115 | 6 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 04/21/2016 | Ordinary | 04/12/2016 | BGN | T3000G115 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 04/21/2016 | Ordinary | 04/12/2016 | BGN | T3000G115 | 8 | List of Alternate Statutory Auditors Presented by Assicurazioni Generali S.p.A. | Mgmt | For | N/A | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Banca Generali S.p.A. | 04/21/2016 | Ordinary | 04/12/2016 | BGN | T3000G115 | 9 | List of Alternate Statutory Auditors Presented by Group of Institutional Investors Representing 1.063% of Share Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 4 | Special Dividend | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 5 | Elect George P. Blunden | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 6 | Elect Martin L. Bride | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 7 | Elect Adrian P. Cox | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 8 | Elect Angela Crawford-Ingle | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 9 | Elect Dennis Holt | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 10 | Elect Andrew D. Horton | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 11 | Elect Neil P. Maidment | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 12 | Elect Vincent J. Sheridan | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 13 | Elect Clive A. Washbourn | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 14 | Elect Sir Andrew Likierman | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 15 | Elect Catherine Woods | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 16 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 17 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 18 | Savings Related Share Option Plan | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 21 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Annual | BEZ | G1143Q101 | 22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Court | BEZ | G1143Q101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Court | BEZ | G1143Q101 | 2 | Reincorporation | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Ordinary | BEZ | G1143Q101 | 1 | Reincorporation | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Ordinary | BEZ | G1143Q101 | 2 | Authority to Reduce Share Capital | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Ordinary | BEZ | G1143Q101 | 3 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Ordinary | BEZ | G1143Q101 | 4 | Long Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Ordinary | BEZ | G1143Q101 | 5 | SAYE Plan | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Ordinary | BEZ | G1143Q101 | 6 | U.S. SAYE Plan | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Beazley Plc | 03/24/2016 | Ordinary | BEZ | G1143Q101 | 7 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 06/29/2016 | Annual | 03/31/2016 | 2412 | J0447X108 | 1 | Elect Yasuyuki Nambu | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 06/29/2016 | Annual | 03/31/2016 | 2412 | J0447X108 | 2 | Elect Norio Shiraishi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 06/29/2016 | Annual | 03/31/2016 | 2412 | J0447X108 | 3 | Elect Masako Suzuki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 06/29/2016 | Annual | 03/31/2016 | 2412 | J0447X108 | 4 | Elect Kenji Ozaki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 06/29/2016 | Annual | 03/31/2016 | 2412 | J0447X108 | 5 | Elect Yohichi Miyakawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 06/29/2016 | Annual | 03/31/2016 | 2412 | J0447X108 | 6 | Elect Hirotaka Wakamoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 06/29/2016 | Annual | 03/31/2016 | 2412 | J0447X108 | 7 | Elect Yuko Nakase | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 06/29/2016 | Annual | 03/31/2016 | 2412 | J0447X108 | 8 | Elect Akira Kamitomai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 06/29/2016 | Annual | 03/31/2016 | 2412 | J0447X108 | 9 | Elect Nobuyasu Kubo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 06/29/2016 | Annual | 03/31/2016 | 2412 | J0447X108 | 10 | Elect Yuji Momosaki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 06/29/2016 | Annual | 03/31/2016 | 2412 | J0447X108 | 11 | Elect Tomonori Fujiike as Statutory Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 06/29/2016 | Annual | 03/31/2016 | 2412 | J0447X108 | 12 | Elect Kazufumi Nomura as Alternate Statutory Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Benefit One Inc | 06/29/2016 | Annual | 03/31/2016 | 2412 | J0447X108 | 13 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Beni Stabili S.p.A. SIIQ | 04/07/2016 | Ordinary | 03/29/2016 | BNS | T19807139 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Beni Stabili S.p.A. SIIQ | 04/07/2016 | Ordinary | 03/29/2016 | BNS | T19807139 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Beni Stabili S.p.A. SIIQ | 04/07/2016 | Ordinary | 03/29/2016 | BNS | T19807139 | 3 | Accounts and Reports; Allocation of Losses/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Beni Stabili S.p.A. SIIQ | 04/07/2016 | Ordinary | 03/29/2016 | BNS | T19807139 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Beni Stabili S.p.A. SIIQ | 04/07/2016 | Ordinary | 03/29/2016 | BNS | T19807139 | 5 | List of Directors Presented by Fonciere Des Regions S.A. | Mgmt | For | N/A | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Beni Stabili S.p.A. SIIQ | 04/07/2016 | Ordinary | 03/29/2016 | BNS | T19807139 | 6 | List of Directors Presented by Group of Institutional Investors Representing 2.189% of Share Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Beni Stabili S.p.A. SIIQ | 04/07/2016 | Ordinary | 03/29/2016 | BNS | T19807139 | 7 | Directors' Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Beni Stabili S.p.A. SIIQ | 04/07/2016 | Ordinary | 03/29/2016 | BNS | T19807139 | 8 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Beni Stabili S.p.A. SIIQ | 12/10/2015 | Mix | 12/01/2015 | BNS | T19807139 | 1 | Revocation of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Beni Stabili S.p.A. SIIQ | 12/10/2015 | Mix | 12/01/2015 | BNS | T19807139 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Beni Stabili S.p.A. SIIQ | 12/10/2015 | Mix | 12/01/2015 | BNS | T19807139 | 3 | Board Size | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Beni Stabili S.p.A. SIIQ | 12/10/2015 | Mix | 12/01/2015 | BNS | T19807139 | 4 | Ratification of Aldo Mazzocco | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Beni Stabili S.p.A. SIIQ | 12/10/2015 | Mix | 12/01/2015 | BNS | T19807139 | 5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 2 | Remuneration Policy (Binding) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 5 | Elect James Drummond | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 6 | Elect Kevin Quinn | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 7 | Elect Iain Ferguson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 8 | Elect Maarit Aarni-Sirvio | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 9 | Elect Lucy Dimes | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 10 | Elect David S. Lowden | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 11 | Elect Andrew R. Wood | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 12 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 15 | Berendsen Performance Share Plan 2016 | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 16 | Sharesave Plan | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 17 | Increase in NEDs’ Fee Cap | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 19 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Berendsen Plc | 04/28/2016 | Annual | BRSN | G1011R108 | 21 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 10 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 11 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 12 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 13 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 14 | Ratification of Board and CEO Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 15 | Board Size | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 16 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 17 | Election of Directors | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 19 | Remuneration Guidelines | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 20 | Amendments to the Nomination Committee Charter | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 21 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 22 | Private Placement | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 23 | Option Program 2016 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 24 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bilia AB | 04/08/2016 | Annual | 04/01/2016 | BILI’A | W1600Y151 | 25 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | BKW FMB ENERGIE AG | 05/13/2016 | Annual | 04/28/2016 | BKW | H10053108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | BKW FMB ENERGIE AG | 05/13/2016 | Annual | 04/28/2016 | BKW | H10053108 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | BKW FMB ENERGIE AG | 05/13/2016 | Annual | 04/28/2016 | BKW | H10053108 | 3 | Compensation Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | BKW FMB ENERGIE AG | 05/13/2016 | Annual | 04/28/2016 | BKW | H10053108 | 4 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | BKW FMB ENERGIE AG | 05/13/2016 | Annual | 04/28/2016 | BKW | H10053108 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | BKW FMB ENERGIE AG | 05/13/2016 | Annual | 04/28/2016 | BKW | H10053108 | 6 | Board Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | BKW FMB ENERGIE AG | 05/13/2016 | Annual | 04/28/2016 | BKW | H10053108 | 7 | Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | BKW FMB ENERGIE AG | 05/13/2016 | Annual | 04/28/2016 | BKW | H10053108 | 8 | Elect Urs Gasche | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | BKW FMB ENERGIE AG | 05/13/2016 | Annual | 04/28/2016 | BKW | H10053108 | 9 | Elect Hartmut Geldmacher | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | BKW FMB ENERGIE AG | 05/13/2016 | Annual | 04/28/2016 | BKW | H10053108 | 10 | Elect Marc-Alain Affolter | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | BKW FMB ENERGIE AG | 05/13/2016 | Annual | 04/28/2016 | BKW | H10053108 | 11 | Elect Georges Bindschedler | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | BKW FMB ENERGIE AG | 05/13/2016 | Annual | 04/28/2016 | BKW | H10053108 | 12 | Elect Kurt Schar | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | BKW FMB ENERGIE AG | 05/13/2016 | Annual | 04/28/2016 | BKW | H10053108 | 13 | Elect Roger Baillod | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | BKW FMB ENERGIE AG | 05/13/2016 | Annual | 04/28/2016 | BKW | H10053108 | 14 | Elect Paul-Albert Nobs | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | BKW FMB ENERGIE AG | 05/13/2016 | Annual | 04/28/2016 | BKW | H10053108 | 15 | Elect Urs Gasche as Chairman | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | BKW FMB ENERGIE AG | 05/13/2016 | Annual | 04/28/2016 | BKW | H10053108 | 16 | Elect Urs Gasche as Compensation and Nominating Committee Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | BKW FMB ENERGIE AG | 05/13/2016 | Annual | 04/28/2016 | BKW | H10053108 | 17 | Elect Barbara Egger-Jenzer as Compensation and Nominating Committee Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | BKW FMB ENERGIE AG | 05/13/2016 | Annual | 04/28/2016 | BKW | H10053108 | 18 | Elect Georges Bindschedler as Compensation and Nominating Committee Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | BKW FMB ENERGIE AG | 05/13/2016 | Annual | 04/28/2016 | BKW | H10053108 | 19 | Appointment of Independent Proxy | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | BKW FMB ENERGIE AG | 05/13/2016 | Annual | 04/28/2016 | BKW | H10053108 | 20 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bonavista Energy Corporation | 05/05/2016 | Special | 03/22/2016 | BNP | 09784Y108 | 1.1 | Elect Keith A. MacPhail | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bonavista Energy Corporation | 05/05/2016 | Special | 03/22/2016 | BNP | 09784Y108 | 1.2 | Elect Ian S. Brown | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bonavista Energy Corporation | 05/05/2016 | Special | 03/22/2016 | BNP | 09784Y108 | 1.3 | Elect Michael M. Kanovsky | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bonavista Energy Corporation | 05/05/2016 | Special | 03/22/2016 | BNP | 09784Y108 | 1.4 | Elect Sue Lee | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bonavista Energy Corporation | 05/05/2016 | Special | 03/22/2016 | BNP | 09784Y108 | 1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bonavista Energy Corporation | 05/05/2016 | Special | 03/22/2016 | BNP | 09784Y108 | 1.6 | Elect Robert G. Phillips | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bonavista Energy Corporation | 05/05/2016 | Special | 03/22/2016 | BNP | 09784Y108 | 1.7 | Elect Ronald J. Poelzer | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bonavista Energy Corporation | 05/05/2016 | Special | 03/22/2016 | BNP | 09784Y108 | 1.8 | Elect Jason E. Skehar | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bonavista Energy Corporation | 05/05/2016 | Special | 03/22/2016 | BNP | 09784Y108 | 1.9 | Elect Christopher P. Slubicki | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Bonavista Energy Corporation | 05/05/2016 | Special | 03/22/2016 | BNP | 09784Y108 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bonavista Energy Corporation | 05/05/2016 | Special | 03/22/2016 | BNP | 09784Y108 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bonavista Energy Corporation | 05/05/2016 | Special | 03/22/2016 | BNP | 09784Y108 | 4 | Amendment to the 2013 Restricted Incentive Award Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bonavista Energy Corporation | 05/05/2016 | Special | 03/22/2016 | BNP | 09784Y108 | 5 | Approval of the 2016 Performance Incentive Award Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Bonavista Energy Corporation | 05/05/2016 | Special | 03/22/2016 | BNP | 09784Y108 | 6 | Reduction of Stated Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 2 | Allocation of Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 4 | Elect Kenzoh Tsujimoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 5 | Elect Haruhiro Tsujimoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 6 | Elect Yohichi Egawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 7 | Elect Kenkichi Nomura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 8 | Elect Hiroshi Yasuda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 9 | Elect Masao Satoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 10 | Elect Tohru Muranaka | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 11 | Elect Kazushi Hirao | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 12 | Elect Yoshihiko Iwasaki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 13 | Elect Tamio Oda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 14 | Elect Makoto Matsuo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 15 | Elect Takayuki Morinaga | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 16 | Elect Hitoshi Kanamori as an Alternate Audit Committee Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 17 | Non-Audit Committee Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 18 | Audit Committee Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Carl Zeiss Meditec AG | 04/06/2016 | Annual | 03/15/2016 | AFX | D14895102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Carl Zeiss Meditec AG | 04/06/2016 | Annual | 03/15/2016 | AFX | D14895102 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Carl Zeiss Meditec AG | 04/06/2016 | Annual | 03/15/2016 | AFX | D14895102 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Carl Zeiss Meditec AG | 04/06/2016 | Annual | 03/15/2016 | AFX | D14895102 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Carl Zeiss Meditec AG | 04/06/2016 | Annual | 03/15/2016 | AFX | D14895102 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Carl Zeiss Meditec AG | 04/06/2016 | Annual | 03/15/2016 | AFX | D14895102 | 6 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Carl Zeiss Meditec AG | 04/06/2016 | Annual | 03/15/2016 | AFX | D14895102 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Carl Zeiss Meditec AG | 04/06/2016 | Annual | 03/15/2016 | AFX | D14895102 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Carl Zeiss Meditec AG | 04/06/2016 | Annual | 03/15/2016 | AFX | D14895102 | 9 | Elect Michael Kaschke | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Carl Zeiss Meditec AG | 04/06/2016 | Annual | 03/15/2016 | AFX | D14895102 | 10 | Elect Markus Guthoff | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Carl Zeiss Meditec AG | 04/06/2016 | Annual | 03/15/2016 | AFX | D14895102 | 11 | Elect Thomas Spitzenpfeil | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Carl Zeiss Meditec AG | 04/06/2016 | Annual | 03/15/2016 | AFX | D14895102 | 12 | Increase in Authorised Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Challenger Limited | 10/27/2015 | Annual | 10/25/2015 | CGF | Q22685103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Challenger Limited | 10/27/2015 | Annual | 10/25/2015 | CGF | Q22685103 | 2 | Re-elect Graham A. Cubbin | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Challenger Limited | 10/27/2015 | Annual | 10/25/2015 | CGF | Q22685103 | 3 | Re-elect Steven Gregg | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Challenger Limited | 10/27/2015 | Annual | 10/25/2015 | CGF | Q22685103 | 4 | Re-elect JoAnne Stephenson | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Challenger Limited | 10/27/2015 | Annual | 10/25/2015 | CGF | Q22685103 | 5 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | China Biologic Products Inc. | 06/20/2016 | Annual | 05/06/2016 | CBPO | 16938C106 | 1.1 | Elect David (Xiaoying) Gao | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | China Biologic Products Inc. | 06/20/2016 | Annual | 05/06/2016 | CBPO | 16938C106 | 1.2 | Elect CHOW Joseph | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | China Biologic Products Inc. | 06/20/2016 | Annual | 05/06/2016 | CBPO | 16938C106 | 1.3 | Elect Min Fang | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | China Biologic Products Inc. | 06/20/2016 | Annual | 05/06/2016 | CBPO | 16938C106 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | China Biologic Products Inc. | 06/20/2016 | Annual | 05/06/2016 | CBPO | 16938C106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | China Biologic Products Inc. | 06/20/2016 | Annual | 05/06/2016 | CBPO | 16938C106 | 4 | Increase of Authorized Common Stock | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Cia Hering | 04/27/2016 | Annual | HGTX3 | P50753105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Cia Hering | 04/27/2016 | Annual | HGTX3 | P50753105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Cia Hering | 04/27/2016 | Annual | HGTX3 | P50753105 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Cia Hering | 04/27/2016 | Annual | HGTX3 | P50753105 | 4 | Capital Expenditure Budget | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Cia Hering | 04/27/2016 | Annual | HGTX3 | P50753105 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Cia Hering | 04/27/2016 | Annual | HGTX3 | P50753105 | 6 | Remuneration Policy | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 4 | Cancellation of Treasury Shares; Amendment to Article | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 5 | Capitalization of Reserves w/o Share Issuance; Amendment to Article | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 6 | Board Size; Amendment to Articles | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 7 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 8 | Ratify Co-option of Andrea Oliveira Mota Baril | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 10 | Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 11 | Transfer of Reserves | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 12 | Consolidation of Articles | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | |||||||||||||
TCW International Small Cap Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Small Cap Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 3 | Elect LIM Joo Jae | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Small Cap Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 4 | Elect CHOI Do Sung | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Small Cap Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 5 | Elect KIM Hyun Joon | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Small Cap Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 6 | Election of Audit Committee Member: LIM Joo Jae | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Small Cap Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 7 | Directors’ Fees | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Small Cap Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 8 | Spin-off | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Small Cap Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 9 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | |||||||||||||
TCW International Small Cap Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 10 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | |||||||||||||
TCW International Small Cap Fund | Cocokara Fine Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 3098 | J0845T105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Cocokara Fine Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 3098 | J0845T105 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Cocokara Fine Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 3098 | J0845T105 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Cocokara Fine Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 3098 | J0845T105 | 4 | Elect Atsushi Tsukamoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Cocokara Fine Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 3098 | J0845T105 | 5 | Elect Tohru Shibata | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Cocokara Fine Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 3098 | J0845T105 | 6 | Elect Makoto Kitayama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Cocokara Fine Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 3098 | J0845T105 | 7 | Elect Akira Sakamoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Cocokara Fine Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 3098 | J0845T105 | 8 | Elect Taizoh Furumatsu | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Cocokara Fine Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 3098 | J0845T105 | 9 | Elect Akira Torii | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Cocokara Fine Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 3098 | J0845T105 | 10 | Elect Hiroshi Kawashima as Alternate Audit Committee Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Cocokara Fine Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 3098 | J0845T105 | 11 | Non-Audit Committee Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Cocokara Fine Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 3098 | J0845T105 | 12 | Audit Committee Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Compugroup Holding AG | 05/18/2016 | Annual | 04/26/2016 | COP | D15813211 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Compugroup Holding AG | 05/18/2016 | Annual | 04/26/2016 | COP | D15813211 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Compugroup Holding AG | 05/18/2016 | Annual | 04/26/2016 | COP | D15813211 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Compugroup Holding AG | 05/18/2016 | Annual | 04/26/2016 | COP | D15813211 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Compugroup Holding AG | 05/18/2016 | Annual | 04/26/2016 | COP | D15813211 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Compugroup Holding AG | 05/18/2016 | Annual | 04/26/2016 | COP | D15813211 | 6 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Compugroup Holding AG | 05/18/2016 | Annual | 04/26/2016 | COP | D15813211 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Compugroup Holding AG | 05/18/2016 | Annual | 04/26/2016 | COP | D15813211 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Compugroup Holding AG | 05/18/2016 | Annual | 04/26/2016 | COP | D15813211 | 9 | Increase in Authorized Capital | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Crest Nicholson plc | 03/17/2016 | Annual | CRST | G25425102 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Crest Nicholson plc | 03/17/2016 | Annual | CRST | G25425102 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Crest Nicholson plc | 03/17/2016 | Annual | CRST | G25425102 | 3 | Elect William Rucker | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Crest Nicholson plc | 03/17/2016 | Annual | CRST | G25425102 | 4 | Elect Stephen Stone | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Crest Nicholson plc | 03/17/2016 | Annual | CRST | G25425102 | 5 | Elect Patrick Bergin | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Crest Nicholson plc | 03/17/2016 | Annual | CRST | G25425102 | 6 | Elect James Pettigrew | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Crest Nicholson plc | 03/17/2016 | Annual | CRST | G25425102 | 7 | Elect Pam Alexander | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Crest Nicholson plc | 03/17/2016 | Annual | CRST | G25425102 | 8 | Elect Sharon Flood | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Crest Nicholson plc | 03/17/2016 | Annual | CRST | G25425102 | 9 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Crest Nicholson plc | 03/17/2016 | Annual | CRST | G25425102 | 10 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Crest Nicholson plc | 03/17/2016 | Annual | CRST | G25425102 | 11 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Crest Nicholson plc | 03/17/2016 | Annual | CRST | G25425102 | 12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Crest Nicholson plc | 03/17/2016 | Annual | CRST | G25425102 | 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Crest Nicholson plc | 03/17/2016 | Annual | CRST | G25425102 | 14 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Crest Nicholson plc | 03/17/2016 | Annual | CRST | G25425102 | 15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW International Small Cap Fund | Crest Nicholson plc | 03/17/2016 | Annual | CRST | G25425102 | 16 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Criteo SA | 10/23/2015 | Annual | 09/23/2015 | CRTO | 226718104 | 1 | Authority to Grant RSUs (Employees) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Criteo SA | 10/23/2015 | Annual | 09/23/2015 | CRTO | 226718104 | 2 | Authority to Grant RSUs (Executives) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Criteo SA | 10/23/2015 | Annual | 09/23/2015 | CRTO | 226718104 | 3 | Time-Based RSU Plan 2015 | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Criteo SA | 10/23/2015 | Annual | 09/23/2015 | CRTO | 226718104 | 4 | Performance-Based RSU Plan 2015 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daicel Corporation | 06/17/2016 | Annual | 03/31/2016 | 4202 | J08484149 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daicel Corporation | 06/17/2016 | Annual | 03/31/2016 | 4202 | J08484149 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daicel Corporation | 06/17/2016 | Annual | 03/31/2016 | 4202 | J08484149 | 3 | Elect Misao Fudaba | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daicel Corporation | 06/17/2016 | Annual | 03/31/2016 | 4202 | J08484149 | 4 | Elect Masumi Fukuda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daicel Corporation | 06/17/2016 | Annual | 03/31/2016 | 4202 | J08484149 | 5 | Elect Yoshimi Ogawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daicel Corporation | 06/17/2016 | Annual | 03/31/2016 | 4202 | J08484149 | 6 | Elect Hisao Nishimura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daicel Corporation | 06/17/2016 | Annual | 03/31/2016 | 4202 | J08484149 | 7 | Elect Noboru Gotoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daicel Corporation | 06/17/2016 | Annual | 03/31/2016 | 4202 | J08484149 | 8 | Elect Akishige Okada | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daicel Corporation | 06/17/2016 | Annual | 03/31/2016 | 4202 | J08484149 | 9 | Elect Tadao Kondoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daicel Corporation | 06/17/2016 | Annual | 03/31/2016 | 4202 | J08484149 | 10 | Elect Chiyoko Shimozaki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daicel Corporation | 06/17/2016 | Annual | 03/31/2016 | 4202 | J08484149 | 11 | Elect Yuhji Iguchi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daicel Corporation | 06/17/2016 | Annual | 03/31/2016 | 4202 | J08484149 | 12 | Elect Toshio Takano | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daifuku Company Limited | 06/24/2016 | Annual | 03/31/2016 | 6383 | J08988107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daifuku Company Limited | 06/24/2016 | Annual | 03/31/2016 | 6383 | J08988107 | 2 | Elect Masaki Hohjoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daifuku Company Limited | 06/24/2016 | Annual | 03/31/2016 | 6383 | J08988107 | 3 | Elect Akio Tanaka | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daifuku Company Limited | 06/24/2016 | Annual | 03/31/2016 | 6383 | J08988107 | 4 | Elect Mikio Inohara | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daifuku Company Limited | 06/24/2016 | Annual | 03/31/2016 | 6383 | J08988107 | 5 | Elect Shuichi Honda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daifuku Company Limited | 06/24/2016 | Annual | 03/31/2016 | 6383 | J08988107 | 6 | Elect Hidenori Iwamoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daifuku Company Limited | 06/24/2016 | Annual | 03/31/2016 | 6383 | J08988107 | 7 | Elect Yoshiyuki Nakashima | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daifuku Company Limited | 06/24/2016 | Annual | 03/31/2016 | 6383 | J08988107 | 8 | Elect Seiji Satoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daifuku Company Limited | 06/24/2016 | Annual | 03/31/2016 | 6383 | J08988107 | 9 | Elect Hiroshi Geshiro | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daifuku Company Limited | 06/24/2016 | Annual | 03/31/2016 | 6383 | J08988107 | 10 | Elect Noboru Kashiwagi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daifuku Company Limited | 06/24/2016 | Annual | 03/31/2016 | 6383 | J08988107 | 11 | Elect Yoshiaki Ozawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daifuku Company Limited | 06/24/2016 | Annual | 03/31/2016 | 6383 | J08988107 | 12 | Elect Tatsujiroh Kurosaka | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daifuku Company Limited | 06/24/2016 | Annual | 03/31/2016 | 6383 | J08988107 | 13 | Elect Ryohsuke Aihara | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daifuku Company Limited | 06/24/2016 | Annual | 03/31/2016 | 6383 | J08988107 | 14 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daiichikosho Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 7458 | J0962F102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daiichikosho Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 7458 | J0962F102 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daiichikosho Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 7458 | J0962F102 | 3 | Elect Nobuaki Ohtsuka | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Daiichikosho Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 7458 | J0962F102 | 4 | Elect Masumi Arichika | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 04/29/2016 | Ordinary | 04/20/2016 | CPR | T24091117 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 04/29/2016 | Ordinary | 04/20/2016 | CPR | T24091117 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 04/29/2016 | Ordinary | 04/20/2016 | CPR | T24091117 | 3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 04/29/2016 | Ordinary | 04/20/2016 | CPR | T24091117 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 04/29/2016 | Ordinary | 04/20/2016 | CPR | T24091117 | 5 | List of Directors Presented by Alicros S.p.A | Mgmt | For | N/A | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 04/29/2016 | Ordinary | 04/20/2016 | CPR | T24091117 | 6 | List of Directors Presented by Cedar Rock Capital Ltd. | Mgmt | For | N/A | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 04/29/2016 | Ordinary | 04/20/2016 | CPR | T24091117 | 7 | List of Directors Presented by Group of Institutional Investors Representing 1.12% of Share Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 04/29/2016 | Ordinary | 04/20/2016 | CPR | T24091117 | 8 | Election of Chairman | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 04/29/2016 | Ordinary | 04/20/2016 | CPR | T24091117 | 9 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 04/29/2016 | Ordinary | 04/20/2016 | CPR | T24091117 | 10 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 04/29/2016 | Ordinary | 04/20/2016 | CPR | T24091117 | 11 | List of Statutory Auditors Presented by Alicros S.p.A. | Mgmt | N/A | Abstain | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 04/29/2016 | Ordinary | 04/20/2016 | CPR | T24091117 | 12 | List of Statutory Auditors Presented by Cedar Rock Capital Ltd. | Mgmt | N/A | Abstain | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 04/29/2016 | Ordinary | 04/20/2016 | CPR | T24091117 | 13 | List of Statutory Auditors Presented by Group of Institutional Investors Representing 1.12% of Share Capital | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 04/29/2016 | Ordinary | 04/20/2016 | CPR | T24091117 | 14 | Statutory Auditors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 04/29/2016 | Ordinary | 04/20/2016 | CPR | T24091117 | 15 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 04/29/2016 | Ordinary | 04/20/2016 | CPR | T24091117 | 16 | Stock Option Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Davide Campari-Milano S.p.A. | 04/29/2016 | Ordinary | 04/20/2016 | CPR | T24091117 | 17 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Diasorin S.p.A. | 04/28/2016 | Mix | 04/19/2016 | DIA | T3475Y104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Diasorin S.p.A. | 04/28/2016 | Mix | 04/19/2016 | DIA | T3475Y104 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Diasorin S.p.A. | 04/28/2016 | Mix | 04/19/2016 | DIA | T3475Y104 | 3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Diasorin S.p.A. | 04/28/2016 | Mix | 04/19/2016 | DIA | T3475Y104 | 4 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Diasorin S.p.A. | 04/28/2016 | Mix | 04/19/2016 | DIA | T3475Y104 | 5 | Board Size | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Diasorin S.p.A. | 04/28/2016 | Mix | 04/19/2016 | DIA | T3475Y104 | 6 | Board Term Length | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Diasorin S.p.A. | 04/28/2016 | Mix | 04/19/2016 | DIA | T3475Y104 | 7 | Directors’ Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Diasorin S.p.A. | 04/28/2016 | Mix | 04/19/2016 | DIA | T3475Y104 | 8 | List of Directors Presented by IP Investimenti e Partecipazioni S.r.l. | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Diasorin S.p.A. | 04/28/2016 | Mix | 04/19/2016 | DIA | T3475Y104 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Diasorin S.p.A. | 04/28/2016 | Mix | 04/19/2016 | DIA | T3475Y104 | 10 | List of Statutory Auditors Presented by IP Investimenti e Partecipazioni S.r.l. | Mgmt | For | N/A | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Diasorin S.p.A. | 04/28/2016 | Mix | 04/19/2016 | DIA | T3475Y104 | 11 | List of Statutory Auditors Presented by Group of Institutional Investors Representing 0.767% of Share Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Diasorin S.p.A. | 04/28/2016 | Mix | 04/19/2016 | DIA | T3475Y104 | 12 | Statutory Auditors' Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Diasorin S.p.A. | 04/28/2016 | Mix | 04/19/2016 | DIA | T3475Y104 | 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Diasorin S.p.A. | 04/28/2016 | Mix | 04/19/2016 | DIA | T3475Y104 | 14 | Stock Option Plan 2016 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Diasorin S.p.A. | 04/28/2016 | Mix | 04/19/2016 | DIA | T3475Y104 | 15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Diasorin S.p.A. | 04/28/2016 | Mix | 04/19/2016 | DIA | T3475Y104 | 16 | Amendments to Articles (Additional Voting Rights) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Diasorin S.p.A. | 04/28/2016 | Mix | 04/19/2016 | DIA | T3475Y104 | 17 | Amendments to Article 8 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIC Asset AG | 07/02/2015 | Annual | 06/25/2015 | DIC | D2837E191 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIC Asset AG | 07/02/2015 | Annual | 06/25/2015 | DIC | D2837E191 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIC Asset AG | 07/02/2015 | Annual | 06/25/2015 | DIC | D2837E191 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIC Asset AG | 07/02/2015 | Annual | 06/25/2015 | DIC | D2837E191 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIC Asset AG | 07/02/2015 | Annual | 06/25/2015 | DIC | D2837E191 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIC Asset AG | 07/02/2015 | Annual | 06/25/2015 | DIC | D2837E191 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIC Asset AG | 07/02/2015 | Annual | 06/25/2015 | DIC | D2837E191 | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIC Asset AG | 07/02/2015 | Annual | 06/25/2015 | DIC | D2837E191 | 8 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIC Asset AG | 07/02/2015 | Annual | 06/25/2015 | DIC | D2837E191 | 9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIC Asset AG | 07/02/2015 | Annual | 06/25/2015 | DIC | D2837E191 | 10 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIC Asset AG | 07/02/2015 | Annual | 06/25/2015 | DIC | D2837E191 | 11 | Elect Ulrich Reuter | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIC Asset AG | 07/02/2015 | Annual | 06/25/2015 | DIC | D2837E191 | 12 | Elect Anton Wiegers | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIC Asset AG | 07/02/2015 | Annual | 06/25/2015 | DIC | D2837E191 | 13 | Increase in Authorized Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIC Asset AG | 07/02/2015 | Annual | 06/25/2015 | DIC | D2837E191 | 14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 4 | Elect Hideki Tomita | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 5 | Elect Kazuhisa Iwata | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 6 | Elect Tsuneyo Ohtomo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 7 | Elect Katsumi Ueki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 8 | Elect Eiji Watanabe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 9 | Elect Minoru Noda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 10 | Elect Tatsuya Shimizu | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 11 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 12 | Equity Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | EI Towers S.p.A. | 04/21/2016 | Ordinary | 04/12/2016 | EIT | T3606C104 | 1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | EI Towers S.p.A. | 04/21/2016 | Ordinary | 04/12/2016 | EIT | T3606C104 | 2 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | EI Towers S.p.A. | 04/21/2016 | Ordinary | 04/12/2016 | EIT | T3606C104 | 3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | EI Towers S.p.A. | 04/21/2016 | Ordinary | 04/12/2016 | EIT | T3606C104 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | EI Towers S.p.A. | 04/21/2016 | Ordinary | 04/12/2016 | EIT | T3606C104 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Emis Group Plc | 04/26/2016 | Annual | EMIS | G2898S102 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Emis Group Plc | 04/26/2016 | Annual | EMIS | G2898S102 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Emis Group Plc | 04/26/2016 | Annual | EMIS | G2898S102 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Emis Group Plc | 04/26/2016 | Annual | EMIS | G2898S102 | 4 | Elect Andrew McKeon | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Emis Group Plc | 04/26/2016 | Annual | EMIS | G2898S102 | 5 | Elect Mike O'Leary | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Emis Group Plc | 04/26/2016 | Annual | EMIS | G2898S102 | 6 | Elect Chris Spencer | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Emis Group Plc | 04/26/2016 | Annual | EMIS | G2898S102 | 7 | Elect Peter Southby | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Emis Group Plc | 04/26/2016 | Annual | EMIS | G2898S102 | 8 | Elect Robin Taylor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Emis Group Plc | 04/26/2016 | Annual | EMIS | G2898S102 | 9 | Elect Kevin Boyd | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Emis Group Plc | 04/26/2016 | Annual | EMIS | G2898S102 | 10 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Emis Group Plc | 04/26/2016 | Annual | EMIS | G2898S102 | 11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Emis Group Plc | 04/26/2016 | Annual | EMIS | G2898S102 | 12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Emis Group Plc | 04/26/2016 | Annual | EMIS | G2898S102 | 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Emis Group Plc | 04/26/2016 | Annual | EMIS | G2898S102 | 14 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Emis Group Plc | 04/26/2016 | Annual | EMIS | G2898S102 | 15 | Ratification of Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Empire Company Limited | 09/10/2015 | Special | 07/20/2015 | EMP | 291843407 | 1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Empire Company Limited | 09/10/2015 | Special | 07/20/2015 | EMP | 291843407 | 2 | Stock Split | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Estia Health Limited | 09/22/2015 | Annual | 09/21/2015 | EHE | Q3627L102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Estia Health Limited | 09/22/2015 | Annual | 09/21/2015 | EHE | Q3627L102 | 2 | Re-elect Peter Arvanitis | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Estia Health Limited | 09/22/2015 | Annual | 09/21/2015 | EHE | Q3627L102 | 3 | Elect Marcus Darville | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Estia Health Limited | 09/22/2015 | Annual | 09/21/2015 | EHE | Q3627L102 | 4 | REMUNERATION REPORT | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 04/19/2016 | Mix | 04/04/2016 | ERF | F3322K104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 04/19/2016 | Mix | 04/04/2016 | ERF | F3322K104 | 2 | Related Party Transactions | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 04/19/2016 | Mix | 04/04/2016 | ERF | F3322K104 | 3 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 04/19/2016 | Mix | 04/04/2016 | ERF | F3322K104 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 04/19/2016 | Mix | 04/04/2016 | ERF | F3322K104 | 5 | Allocation of Profit/Dividend | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 04/19/2016 | Mix | 04/04/2016 | ERF | F3322K104 | 6 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 04/19/2016 | Mix | 04/04/2016 | ERF | F3322K104 | 7 | Ratification of Auditor's Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 04/19/2016 | Mix | 04/04/2016 | ERF | F3322K104 | 8 | Elect Gilles G. Martin to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 04/19/2016 | Mix | 04/04/2016 | ERF | F3322K104 | 9 | Elect Yves-Loic Martin to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 04/19/2016 | Mix | 04/04/2016 | ERF | F3322K104 | 10 | Elect Stuart Anderson to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 04/19/2016 | Mix | 04/04/2016 | ERF | F3322K104 | 11 | Elect Valerie Hanote to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 04/19/2016 | Mix | 04/04/2016 | ERF | F3322K104 | 12 | Appointment of Auditor (PricewaterhouseCoopers) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 04/19/2016 | Mix | 04/04/2016 | ERF | F3322K104 | 13 | Directors' Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 04/19/2016 | Mix | 04/04/2016 | ERF | F3322K104 | 14 | Report on Share Repurchase Programme | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 04/19/2016 | Mix | 04/04/2016 | ERF | F3322K104 | 15 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 04/19/2016 | Mix | 04/04/2016 | ERF | F3322K104 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 04/19/2016 | Mix | 04/04/2016 | ERF | F3322K104 | 17 | Amendments to Article Regarding Beneficiary Units | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 04/19/2016 | Mix | 04/04/2016 | ERF | F3322K104 | 18 | Amendments to Article Regarding Share Issue Beneficiaries | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 04/19/2016 | Mix | 04/04/2016 | ERF | F3322K104 | 19 | Authority to Issue Restricted Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Eurofins Scientific SE | 04/19/2016 | Mix | 04/04/2016 | ERF | F3322K104 | 20 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 05/12/2016 | Annual | 04/14/2016 | ENX | N3113K397 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 05/12/2016 | Annual | 04/14/2016 | ENX | N3113K397 | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 05/12/2016 | Annual | 04/14/2016 | ENX | N3113K397 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 05/12/2016 | Annual | 04/14/2016 | ENX | N3113K397 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 05/12/2016 | Annual | 04/14/2016 | ENX | N3113K397 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 05/12/2016 | Annual | 04/14/2016 | ENX | N3113K397 | 6 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 05/12/2016 | Annual | 04/14/2016 | ENX | N3113K397 | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 05/12/2016 | Annual | 04/14/2016 | ENX | N3113K397 | 8 | Ratification of Management Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 05/12/2016 | Annual | 04/14/2016 | ENX | N3113K397 | 9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 05/12/2016 | Annual | 04/14/2016 | ENX | N3113K397 | 10 | Elect Kerstin Gunther | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 05/12/2016 | Annual | 04/14/2016 | ENX | N3113K397 | 11 | Elect Dick Sluimers | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 05/12/2016 | Annual | 04/14/2016 | ENX | N3113K397 | 12 | Elect Maria Joao Borges Carioca Rodrigues to the Management Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 05/12/2016 | Annual | 04/14/2016 | ENX | N3113K397 | 13 | Authorisation of the Granting of Rights to French Beneficiaries | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 05/12/2016 | Annual | 04/14/2016 | ENX | N3113K397 | 14 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 05/12/2016 | Annual | 04/14/2016 | ENX | N3113K397 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 05/12/2016 | Annual | 04/14/2016 | ENX | N3113K397 | 16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 05/12/2016 | Annual | 04/14/2016 | ENX | N3113K397 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 05/12/2016 | Annual | 04/14/2016 | ENX | N3113K397 | 18 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 05/12/2016 | Annual | 04/14/2016 | ENX | N3113K397 | 19 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 10/27/2015 | Special | 09/29/2015 | ENX | N3113K397 | 1 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 10/27/2015 | Special | 09/29/2015 | ENX | N3113K397 | 2 | Elect Stephane Boujnah to the Management Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Euronext NV | 10/27/2015 | Special | 09/29/2015 | ENX | N3113K397 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 1 | Meeting Minutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 2 | Election of Directors (Slate) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 3 | Elect Khalid Nawaz Khan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 4 | Elect Shafqaat Ahmed | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 5 | Elect Qaiser Javaid | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 6 | Elect Nadeem Inayat | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 7 | Elect Rukhsana Zuberi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 8 | Elect Farhad Shaikh Mohammad | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 9 | Elect Muhammad Farooq Iqbal | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 10 | Elect Gulfam Alam | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 11 | Elect Shahid Ghaffar | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 12 | Elect Nargis Ghaloo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 13 | Elect Mumtaz Ahmad Bajwa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 14 | Elect Muhammad Arif Aziz | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 15 | Elect Per Kristian Bakkerud | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 16 | Transaction of Other Business | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Financial Products Group Co., Ltd. | 12/22/2015 | Annual | 09/30/2015 | 7148 | J14302103 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Financial Products Group Co., Ltd. | 12/22/2015 | Annual | 09/30/2015 | 7148 | J14302103 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Financial Products Group Co., Ltd. | 12/22/2015 | Annual | 09/30/2015 | 7148 | J14302103 | 3 | Elect Hisanaga Tanimura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Financial Products Group Co., Ltd. | 12/22/2015 | Annual | 09/30/2015 | 7148 | J14302103 | 4 | Elect Takeshi Kadota | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Financial Products Group Co., Ltd. | 12/22/2015 | Annual | 09/30/2015 | 7148 | J14302103 | 5 | Elect Masashi Funayama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Financial Products Group Co., Ltd. | 12/22/2015 | Annual | 09/30/2015 | 7148 | J14302103 | 6 | Elect Akihiko Matsunaga | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Financial Products Group Co., Ltd. | 12/22/2015 | Annual | 09/30/2015 | 7148 | J14302103 | 7 | Statutory Auditors' Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 5 | Compensation Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 6 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 7 | Allocation of Profits; Dividends from Reserves | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 8 | Dividends from Reserves | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 9 | Stock Split | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 10 | Board Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 11 | Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 12 | Elect Guglielmo L. Brentel | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 13 | Elect Corine Mauch | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 14 | Elect Kaspar Schiller | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 15 | Elect Andreas Schmid | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 16 | Elect Ulrik Svensson | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 17 | Elect Andreas Schmid as Chairman | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 18 | Elect Vincent Albers as Nominating and Compensation Committee Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 19 | Elect Eveline Saupper as Nominating and Compensation Committee Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 20 | Elect Kaspar Schiller as Nominating and Compensation Committee Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 21 | Elect Andreas Schmid as Non-Voting Nominating and Compensation Committee Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 22 | Appointment of Independent Proxy | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Flughafen Zurich AG | 04/28/2016 | Annual | 04/22/2016 | UZAN | H26552101 | 23 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Gerresheimer AG | 04/28/2016 | Annual | 04/06/2016 | GXI | D2852S109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Gerresheimer AG | 04/28/2016 | Annual | 04/06/2016 | GXI | D2852S109 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Gerresheimer AG | 04/28/2016 | Annual | 04/06/2016 | GXI | D2852S109 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Gerresheimer AG | 04/28/2016 | Annual | 04/06/2016 | GXI | D2852S109 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Gerresheimer AG | 04/28/2016 | Annual | 04/06/2016 | GXI | D2852S109 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Gerresheimer AG | 04/28/2016 | Annual | 04/06/2016 | GXI | D2852S109 | 6 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Gerresheimer AG | 04/28/2016 | Annual | 04/06/2016 | GXI | D2852S109 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Gerresheimer AG | 04/28/2016 | Annual | 04/06/2016 | GXI | D2852S109 | 8 | Appointment of Auditor | Mgmt | For | �� | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Glenmark Pharmaceuticals Limited | 09/22/2015 | Annual | 09/15/2015 | GLENMARK | Y2711C144 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Glenmark Pharmaceuticals Limited | 09/22/2015 | Annual | 09/15/2015 | GLENMARK | Y2711C144 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Glenmark Pharmaceuticals Limited | 09/22/2015 | Annual | 09/15/2015 | GLENMARK | Y2711C144 | 3 | Elect Cheryl Pinto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Glenmark Pharmaceuticals Limited | 09/22/2015 | Annual | 09/15/2015 | GLENMARK | Y2711C144 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Glenmark Pharmaceuticals Limited | 09/22/2015 | Annual | 09/15/2015 | GLENMARK | Y2711C144 | 5 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 3 | Elect Masatoshi Kumagai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 4 | Elect Issei Ainoura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 5 | Elect Ryu Muramatsu | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 6 | Elect Satoru Isozaki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 7 | Elect Yuichi Hisada | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 8 | Elect Yasuhiko Kimura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 9 | Elect Tadashi Ohshima | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 10 | Elect Tomoyuki Murakami | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 11 | Elect Shinichi Sugiyama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 12 | Elect Yusuke Arai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 13 | Elect Masaya Onagi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 14 | Elect Akio Satoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grandvision NV | 04/29/2016 | Annual | 04/01/2016 | GVNV | N36915200 | 1 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grandvision NV | 04/29/2016 | Annual | 04/01/2016 | GVNV | N36915200 | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grandvision NV | 04/29/2016 | Annual | 04/01/2016 | GVNV | N36915200 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grandvision NV | 04/29/2016 | Annual | 04/01/2016 | GVNV | N36915200 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grandvision NV | 04/29/2016 | Annual | 04/01/2016 | GVNV | N36915200 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grandvision NV | 04/29/2016 | Annual | 04/01/2016 | GVNV | N36915200 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grandvision NV | 04/29/2016 | Annual | 04/01/2016 | GVNV | N36915200 | 7 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grandvision NV | 04/29/2016 | Annual | 04/01/2016 | GVNV | N36915200 | 8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grandvision NV | 04/29/2016 | Annual | 04/01/2016 | GVNV | N36915200 | 9 | Elect Willem Eelman to the Supervisory Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grandvision NV | 04/29/2016 | Annual | 04/01/2016 | GVNV | N36915200 | 10 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grandvision NV | 04/29/2016 | Annual | 04/01/2016 | GVNV | N36915200 | 11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grandvision NV | 04/29/2016 | Annual | 04/01/2016 | GVNV | N36915200 | 12 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grandvision NV | 04/29/2016 | Annual | 04/01/2016 | GVNV | N36915200 | 13 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grandvision NV | 04/29/2016 | Annual | 04/01/2016 | GVNV | N36915200 | 14 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Greene King plc | 09/08/2015 | Annual | GNK | G40880133 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Greene King plc | 09/08/2015 | Annual | GNK | G40880133 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Greene King plc | 09/08/2015 | Annual | GNK | G40880133 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Greene King plc | 09/08/2015 | Annual | GNK | G40880133 | 4 | Elect Tim Bridge | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Greene King plc | 09/08/2015 | Annual | GNK | G40880133 | 5 | Elect Rooney Anand | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Greene King plc | 09/08/2015 | Annual | GNK | G40880133 | 6 | Elect Mike Coupe | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Greene King plc | 09/08/2015 | Annual | GNK | G40880133 | 7 | Elect Ian Durant | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Greene King plc | 09/08/2015 | Annual | GNK | G40880133 | 8 | Elect Robert Rowley | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Greene King plc | 09/08/2015 | Annual | GNK | G40880133 | 9 | Elect Lynne Weedall | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Greene King plc | 09/08/2015 | Annual | GNK | G40880133 | 10 | Elect Kirk D. Davis | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Greene King plc | 09/08/2015 | Annual | GNK | G40880133 | 11 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Greene King plc | 09/08/2015 | Annual | GNK | G40880133 | 12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Greene King plc | 09/08/2015 | Annual | GNK | G40880133 | 13 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Greene King plc | 09/08/2015 | Annual | GNK | G40880133 | 14 | Sharesave Scheme | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Greene King plc | 09/08/2015 | Annual | GNK | G40880133 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Greene King plc | 09/08/2015 | Annual | GNK | G40880133 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Greene King plc | 09/08/2015 | Annual | GNK | G40880133 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Greene King plc | 09/08/2015 | Annual | GNK | G40880133 | 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW International Small Cap Fund | Grupo Aeromexico SAB de CV | 04/26/2016 | Special | 04/18/2016 | AEROMEX | P4953T108 | 1 | Amendments to Articles of Association | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Aeromexico SAB de CV | 04/26/2016 | Special | 04/18/2016 | AEROMEX | P4953T108 | 2 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Aeromexico SAB de CV | 04/26/2016 | Ordinary | 04/18/2016 | AEROMEX | P4953T108 | 1 | Accounts and Reports; Allocation of Profits/Dividends; Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Aeromexico SAB de CV | 04/26/2016 | Ordinary | 04/18/2016 | AEROMEX | P4953T108 | 2 | Election of Directors; Election of Committee Chairman and Members; Appointment of CEO, Secretary and Deputy Secretary; Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Aeromexico SAB de CV | 04/26/2016 | Ordinary | 04/18/2016 | AEROMEX | P4953T108 | 3 | Authority to Cancel Treasury Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Aeromexico SAB de CV | 04/26/2016 | Ordinary | 04/18/2016 | AEROMEX | P4953T108 | 4 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 1 | Accounts and Reports (Individual) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 3 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 4 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 5 | Elect Federico Halpern Blasco | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 6 | Elect Cotyp S.L. (Alberto Thiebaut Estrada) | Mgmt | For | Against | Against | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 7 | Elect Inversiones Giro Godo S.L. (Enrique Giro Godo) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 8 | Elect Villasa S.L. (Fernando Villachecchia Obregon) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 9 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 10 | Amendments to Articles of Association (Article 17) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 11 | Presentation of Report on Amendments to Board of Directors' Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 12 | Remuneration Policy (Binding) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 13 | Directors' Fixed Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 14 | Directors' Meeting Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 15 | Directors' Maximum Remuneration | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 16 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 17 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 18 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 19 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 20 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 21 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Grupo Catalana Occidente S.A. | 04/28/2016 | Ordinary | 04/21/2016 | GCO | E5701Q116 | 22 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | GS Retail Co Ltd | 03/18/2016 | Annual | 12/31/2015 | 007070 | Y2915J101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | GS Retail Co Ltd | 03/18/2016 | Annual | 12/31/2015 | 007070 | Y2915J101 | 2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | GS Retail Co Ltd | 03/18/2016 | Annual | 12/31/2015 | 007070 | Y2915J101 | 3 | Elect JEONG Taek Geun | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | GS Retail Co Ltd | 03/18/2016 | Annual | 12/31/2015 | 007070 | Y2915J101 | 4 | Elect PARK Seong Deuk | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | GS Retail Co Ltd | 03/18/2016 | Annual | 12/31/2015 | 007070 | Y2915J101 | 5 | Directors' Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | GVC Holdings Plc | 05/24/2016 | Annual | GVC | G427A6103 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | GVC Holdings Plc | 05/24/2016 | Annual | GVC | G427A6103 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | GVC Holdings Plc | 05/24/2016 | Annual | GVC | G427A6103 | 3 | Elect Richard Cooper | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | GVC Holdings Plc | 05/24/2016 | Annual | GVC | G427A6103 | 4 | Elect Peter Isola | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | GVC Holdings Plc | 05/24/2016 | Annual | GVC | G427A6103 | 5 | Elect Stephen Morana | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | GVC Holdings Plc | 05/24/2016 | Annual | GVC | G427A6103 | 6 | Elect Norbert Teufelberger | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | GVC Holdings Plc | 05/24/2016 | Annual | GVC | G427A6103 | 7 | Increase in Authorised Share Capital | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | GVC Holdings Plc | 05/24/2016 | Annual | GVC | G427A6103 | 8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | GVC Holdings Plc | 05/24/2016 | Annual | GVC | G427A6103 | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | GVC Holdings Plc | 05/24/2016 | Annual | GVC | G427A6103 | 10 | Amendments to Articles (Authorised Share Capital) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | GVC Holdings Plc | 05/24/2016 | Annual | GVC | G427A6103 | 11 | Amendments to Articles (Pre-Emptive Rights) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | GVC Holdings Plc | 05/24/2016 | Annual | GVC | G427A6103 | 12 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | GVC Holdings Plc | 06/29/2016 | Special | GVC | G427A6103 | 1 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Haitong International Securities Group Limited | 04/28/2016 | Annual | 04/25/2016 | 665 | G4232X102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Haitong International Securities Group Limited | 04/28/2016 | Annual | 04/25/2016 | 665 | G4232X102 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Haitong International Securities Group Limited | 04/28/2016 | Annual | 04/25/2016 | 665 | G4232X102 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Haitong International Securities Group Limited | 04/28/2016 | Annual | 04/25/2016 | 665 | G4232X102 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Haitong International Securities Group Limited | 04/28/2016 | Annual | 04/25/2016 | 665 | G4232X102 | 5 | Elect POON Mo Yiu | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Haitong International Securities Group Limited | 04/28/2016 | Annual | 04/25/2016 | 665 | G4232X102 | 6 | Elect Brian CHENG Chi Ming | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Haitong International Securities Group Limited | 04/28/2016 | Annual | 04/25/2016 | 665 | G4232X102 | 7 | Elect Daniel LIN Ching Yee | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Haitong International Securities Group Limited | 04/28/2016 | Annual | 04/25/2016 | 665 | G4232X102 | 8 | Elect WEI Kuo-Chiang | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Haitong International Securities Group Limited | 04/28/2016 | Annual | 04/25/2016 | 665 | G4232X102 | 9 | Directors' Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Haitong International Securities Group Limited | 04/28/2016 | Annual | 04/25/2016 | 665 | G4232X102 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Haitong International Securities Group Limited | 04/28/2016 | Annual | 04/25/2016 | 665 | G4232X102 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Haitong International Securities Group Limited | 04/28/2016 | Annual | 04/25/2016 | 665 | G4232X102 | 12 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Haitong International Securities Group Limited | 04/28/2016 | Annual | 04/25/2016 | 665 | G4232X102 | 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Haitong International Securities Group Limited | 04/28/2016 | Special | 04/25/2016 | 665 | G4232X102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Haitong International Securities Group Limited | 04/28/2016 | Special | 04/25/2016 | 665 | G4232X102 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Haitong International Securities Group Limited | 04/28/2016 | Special | 04/25/2016 | 665 | G4232X102 | 3 | Master Agreement | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 7 | Scrip Dividend | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 8 | Directors' Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 9 | Related Party Transactions (Havas Worldwide Paris) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 10 | Related Party Transactions (Bollore) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 11 | Elect Marguerite Berard-Andrieu to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 12 | Elect Sidonie Dumas to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 13 | Elect Yannick Bollore to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 14 | Elect Delphine Arnault to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 15 | Elect Alfonso Rodes Vila to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 16 | Elect Patrick Soulard to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 17 | Remuneration of Yannick Bollore, Chairman and CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 18 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 21 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 23 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 24 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 25 | Authority to Issue Restricted Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Havas SA | 05/10/2016 | Mix | 05/04/2016 | HAV | F47696111 | 26 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hera S.p.A. | 04/28/2016 | Mix | 04/19/2016 | HER | T5250M106 | 1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hera S.p.A. | 04/28/2016 | Mix | 04/19/2016 | HER | T5250M106 | 2 | Presentation of Corporate Governance Report; Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hera S.p.A. | 04/28/2016 | Mix | 04/19/2016 | HER | T5250M106 | 3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hera S.p.A. | 04/28/2016 | Mix | 04/19/2016 | HER | T5250M106 | 4 | Amendments to Article 4 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hera S.p.A. | 04/28/2016 | Mix | 04/19/2016 | HER | T5250M106 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hera S.p.A. | 04/28/2016 | Mix | 04/19/2016 | HER | T5250M106 | 6 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 4 | Elect K.V. Rao | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 5 | Elect B.K. Namdeo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 7 | Elect Y.K. Gawali | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 8 | Elect Sandip Poundrik | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 9 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 10 | Related Party Transactions | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 4 | Allocation of Profits | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 5 | Compensation of Losses | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 6 | Special Dividend | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 7 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 8 | Elect Rafael Miranda Robredo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 9 | Elect Joaquin Ayuso Garcia | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 10 | Elect Fernando Gumuzio Iniguez de Onzono | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 11 | Elect Luis Alberto Manas Anton | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 12 | Elect Maria Concepcion Osacar Garaicoechea | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 13 | Elect Jose Pedro Perez Llorca | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 14 | Application of SOCIMI (REIT) Tax Regime | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 15 | Change in Company Name to Hispania Activos Inmobiliarios, SOCIMI, S.A. | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 16 | Amendments to Articles 1 and 6 Regarding Change in Company Name to Reflect REIT Status | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 17 | Amendments to Articles 8 and 56 Regarding Dividend Distributions under REIT Regime | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 18 | Amendments to Articles of Association (Renumbering) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 19 | Amendments to General Meeting Regulations to Change in Company Name to Reflect REIT Status | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 20 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 21 | Restructuring of the Company | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 22 | Merger | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 23 | Amendments to Articles of Association | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 24 | Authority to Reduce Notice Period to 20 Days | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 25 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 26 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 10 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 11 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 12 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 13 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 14 | Ratification of Board and CEO Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 15 | Board Size; Number of Auditors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 16 | Directors and Auditors' Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 17 | Election of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 18 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 19 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 20 | Remuneration Guidelines | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 21 | Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 22 | Authority to Transfer Shares Pursuant to LTIP | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 23 | Equity Swap Agreement Pursuant to LTIP | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 24 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 25 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Holmen AB | 04/13/2016 | Annual | 04/07/2016 | HOLM-B | W4200N112 | 26 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Horiba Limited | 03/26/2016 | Annual | 12/31/2015 | 6856 | J22428106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Horiba Limited | 03/26/2016 | Annual | 12/31/2015 | 6856 | J22428106 | 2 | Elect Atsushi Horiba | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Horiba Limited | 03/26/2016 | Annual | 12/31/2015 | 6856 | J22428106 | 3 | Elect Juichi Saitoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Horiba Limited | 03/26/2016 | Annual | 12/31/2015 | 6856 | J22428106 | 4 | Elect Fumitoshi Satoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Horiba Limited | 03/26/2016 | Annual | 12/31/2015 | 6856 | J22428106 | 5 | Elect Masayuki Adachi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Horiba Limited | 03/26/2016 | Annual | 12/31/2015 | 6856 | J22428106 | 6 | Elect Takashi Nagano | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Horiba Limited | 03/26/2016 | Annual | 12/31/2015 | 6856 | J22428106 | 7 | Elect Masahiro Sugita | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Horiba Limited | 03/26/2016 | Annual | 12/31/2015 | 6856 | J22428106 | 8 | Elect Jikoh Higashifushimi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Horiba Limited | 03/26/2016 | Annual | 12/31/2015 | 6856 | J22428106 | 9 | Elect Sawako Takeuchi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Horiba Limited | 03/26/2016 | Annual | 12/31/2015 | 6856 | J22428106 | 10 | Elect Toshihiko Uno | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Horiba Limited | 03/26/2016 | Annual | 12/31/2015 | 6856 | J22428106 | 11 | Elect Kanji Ishizumi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Horiba Limited | 03/26/2016 | Annual | 12/31/2015 | 6856 | J22428106 | 12 | Elect Keisuke Ishida | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Horiba Limited | 03/26/2016 | Annual | 12/31/2015 | 6856 | J22428106 | 13 | Elect Chikao Tanabe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Horiba Limited | 03/26/2016 | Annual | 12/31/2015 | 6856 | J22428106 | 14 | Elect Sunao Kikkawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hoshizaki Electric Co Ltd | 03/24/2016 | Annual | 12/31/2015 | 6465 | J23254105 | 1 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hoshizaki Electric Co Ltd | 03/24/2016 | Annual | 12/31/2015 | 6465 | J23254105 | 2 | Elect Seishi Sakamoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hoshizaki Electric Co Ltd | 03/24/2016 | Annual | 12/31/2015 | 6465 | J23254105 | 3 | Elect Masami Hongoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hoshizaki Electric Co Ltd | 03/24/2016 | Annual | 12/31/2015 | 6465 | J23254105 | 4 | Elect Hideki Kawai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hoshizaki Electric Co Ltd | 03/24/2016 | Annual | 12/31/2015 | 6465 | J23254105 | 5 | Elect Keishiroh Ogawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hoshizaki Electric Co Ltd | 03/24/2016 | Annual | 12/31/2015 | 6465 | J23254105 | 6 | Elect Satoru Maruyama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hoshizaki Electric Co Ltd | 03/24/2016 | Annual | 12/31/2015 | 6465 | J23254105 | 7 | Elect Yasuhiro Kobayashi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hoshizaki Electric Co Ltd | 03/24/2016 | Annual | 12/31/2015 | 6465 | J23254105 | 8 | Elect Taizoh Ogura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hoshizaki Electric Co Ltd | 03/24/2016 | Annual | 12/31/2015 | 6465 | J23254105 | 9 | Elect Tsukasa Ozaki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hoshizaki Electric Co Ltd | 03/24/2016 | Annual | 12/31/2015 | 6465 | J23254105 | 10 | Elect Kohichi Tsunematsu | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hoshizaki Electric Co Ltd | 03/24/2016 | Annual | 12/31/2015 | 6465 | J23254105 | 11 | Elect Shinichi Ochiai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hoshizaki Electric Co Ltd | 03/24/2016 | Annual | 12/31/2015 | 6465 | J23254105 | 12 | Elect Yoshio Furukawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hoshizaki Electric Co Ltd | 03/24/2016 | Annual | 12/31/2015 | 6465 | J23254105 | 13 | Elect Hiromitsu Kitagaito | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hoshizaki Electric Co Ltd | 03/24/2016 | Annual | 12/31/2015 | 6465 | J23254105 | 14 | Elect Chikai Onoda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hoshizaki Electric Co Ltd | 03/24/2016 | Annual | 12/31/2015 | 6465 | J23254105 | 15 | Elect Shigeru Motomatsu | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hoshizaki Electric Co Ltd | 03/24/2016 | Annual | 12/31/2015 | 6465 | J23254105 | 16 | Elect Takeshi Suzuki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hoshizaki Electric Co Ltd | 03/24/2016 | Annual | 12/31/2015 | 6465 | J23254105 | 17 | Elect Tachio Suzuki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hoshizaki Electric Co Ltd | 03/24/2016 | Annual | 12/31/2015 | 6465 | J23254105 | 18 | Non-Audit Committee Directors' Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hoshizaki Electric Co Ltd | 03/24/2016 | Annual | 12/31/2015 | 6465 | J23254105 | 19 | Audit Committee Directors' Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Hoshizaki Electric Co Ltd | 03/24/2016 | Annual | 12/31/2015 | 6465 | J23254105 | 20 | Retirement Allowances for Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 05/05/2016 | Annual | HWDN | G4647J102 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 05/05/2016 | Annual | HWDN | G4647J102 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 05/05/2016 | Annual | HWDN | G4647J102 | 3 | Remuneration Policy (Binding) | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 05/05/2016 | Annual | HWDN | G4647J102 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 05/05/2016 | Annual | HWDN | G4647J102 | 5 | Elect Andrew Cripps | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 05/05/2016 | Annual | HWDN | G4647J102 | 6 | Elect Geoff Drabble | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 05/05/2016 | Annual | HWDN | G4647J102 | 7 | Elect Richard Pennycook | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 05/05/2016 | Annual | HWDN | G4647J102 | 8 | Elect Matthew Ingle | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 05/05/2016 | Annual | HWDN | G4647J102 | 9 | Elect Mark Robson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 05/05/2016 | Annual | HWDN | G4647J102 | 10 | Elect Michael Wemms | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 05/05/2016 | Annual | HWDN | G4647J102 | 11 | Elect Tiffany Hall | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 05/05/2016 | Annual | HWDN | G4647J102 | 12 | Elect Mark Allen | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 05/05/2016 | Annual | HWDN | G4647J102 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 05/05/2016 | Annual | HWDN | G4647J102 | 14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 05/05/2016 | Annual | HWDN | G4647J102 | 15 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 05/05/2016 | Annual | HWDN | G4647J102 | 16 | Amendments to the Long Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 05/05/2016 | Annual | HWDN | G4647J102 | 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 05/05/2016 | Annual | HWDN | G4647J102 | 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 05/05/2016 | Annual | HWDN | G4647J102 | 19 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Howden Joinery Group Plc | 05/05/2016 | Annual | HWDN | G4647J102 | 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW International Small Cap Fund | Icon Plc | 07/24/2015 | Annual | 06/02/2015 | ICLR | G4705A100 | 1 | Elect Ciaran Murray | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Icon Plc | 07/24/2015 | Annual | 06/02/2015 | ICLR | G4705A100 | 2 | Elect Ronan Lambe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Icon Plc | 07/24/2015 | Annual | 06/02/2015 | ICLR | G4705A100 | 3 | Elect Declan McKeon | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Icon Plc | 07/24/2015 | Annual | 06/02/2015 | ICLR | G4705A100 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Icon Plc | 07/24/2015 | Annual | 06/02/2015 | ICLR | G4705A100 | 5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Icon Plc | 07/24/2015 | Annual | 06/02/2015 | ICLR | G4705A100 | 6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Icon Plc | 07/24/2015 | Annual | 06/02/2015 | ICLR | G4705A100 | 7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Icon Plc | 07/24/2015 | Annual | 06/02/2015 | ICLR | G4705A100 | 8 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Icon Plc | 07/24/2015 | Annual | 06/02/2015 | ICLR | G4705A100 | 9 | Authority to Set Price Range for the Issuance of Treasury Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Indus Holding AG | 06/09/2016 | Annual | 05/18/2016 | INH | D3510Y108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Indus Holding AG | 06/09/2016 | Annual | 05/18/2016 | INH | D3510Y108 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Indus Holding AG | 06/09/2016 | Annual | 05/18/2016 | INH | D3510Y108 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Indus Holding AG | 06/09/2016 | Annual | 05/18/2016 | INH | D3510Y108 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Indus Holding AG | 06/09/2016 | Annual | 05/18/2016 | INH | D3510Y108 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Indus Holding AG | 06/09/2016 | Annual | 05/18/2016 | INH | D3510Y108 | 6 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Indus Holding AG | 06/09/2016 | Annual | 05/18/2016 | INH | D3510Y108 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Indus Holding AG | 06/09/2016 | Annual | 05/18/2016 | INH | D3510Y108 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 1 | Report of the Board of Directors | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 2 | Reports of the CEO and Auditor | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 3 | Accounts | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 4 | Report on the Company's Accounting and Financial Reporting Policies | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 5 | Report of the Audit and Corporate Governance | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 6 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 7 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 8 | Election of Directors; Director's Fees | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 9 | Election of Audit and Corporate Governance Committee Chairman | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 10 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 11 | Minutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 10 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 11 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 12 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 13 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 14 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 15 | Ratification of Board and CEO Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 16 | Board Size; Report of the Nomination Committee | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 17 | Directors and Auditors' Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 18 | Election of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 19 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 20 | Nomination Committee | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 21 | Remuneration Guidelines | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 22 | Reduction in Share Capital by way of Cancellation of Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 23 | Bonus Share Issuance | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 24 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 25 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | INWIT - Infrastrutture Wireless Italiane S.p.A | 04/19/2016 | Mix | 04/08/2016 | INW | T6032P102 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | INWIT - Infrastrutture Wireless Italiane S.p.A | 04/19/2016 | Mix | 04/08/2016 | INW | T6032P102 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | INWIT - Infrastrutture Wireless Italiane S.p.A | 04/19/2016 | Mix | 04/08/2016 | INW | T6032P102 | 3 | Remuneration Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | INWIT - Infrastrutture Wireless Italiane S.p.A | 04/19/2016 | Mix | 04/08/2016 | INW | T6032P102 | 4 | Elect Paola Bruno | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | INWIT - Infrastrutture Wireless Italiane S.p.A | 04/19/2016 | Mix | 04/08/2016 | INW | T6032P102 | 5 | Merger by Incorporation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | INWIT - Infrastrutture Wireless Italiane S.p.A | 04/19/2016 | Mix | 04/08/2016 | INW | T6032P102 | 6 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | INWIT - Infrastrutture Wireless Italiane S.p.A | 04/19/2016 | Mix | 04/08/2016 | INW | T6032P102 | 7 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Iren S.p.A | 05/09/2016 | Mix | 04/28/2016 | IRE | T5551Y106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Iren S.p.A | 05/09/2016 | Mix | 04/28/2016 | IRE | T5551Y106 | 2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Iren S.p.A | 05/09/2016 | Mix | 04/28/2016 | IRE | T5551Y106 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Iren S.p.A | 05/09/2016 | Mix | 04/28/2016 | IRE | T5551Y106 | 4 | List of Directors Presented by Finanziaria Sviluppo Utilities S.r.l., Comune di Reggio Emilia and other shareholders from the Reggio Emilia, Parma and Piacenza Provinces | Mgmt | For | N/A | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Iren S.p.A | 05/09/2016 | Mix | 04/28/2016 | IRE | T5551Y106 | 5 | List of Directors Presented by Equiter S.p.A. | Mgmt | For | N/A | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Iren S.p.A | 05/09/2016 | Mix | 04/28/2016 | IRE | T5551Y106 | 6 | List of Directors Presented by Group of Institutional Investors Representing 1.447% of Share Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Iren S.p.A | 05/09/2016 | Mix | 04/28/2016 | IRE | T5551Y106 | 7 | Directors' Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Iren S.p.A | 05/09/2016 | Mix | 04/28/2016 | IRE | T5551Y106 | 8 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Iren S.p.A | 05/09/2016 | Mix | 04/28/2016 | IRE | T5551Y106 | 9 | Amendments to Articles | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Iren S.p.A | 05/09/2016 | Mix | 04/28/2016 | IRE | T5551Y106 | 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 4 | Elect Ian D. Marchant | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 5 | Elect Jann Brown | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 6 | Elect Thomas M. Botts | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 7 | Elect Mary Shafer-Malicki | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 8 | Elect Jeremy R. Wilson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 9 | Elect Robin Watson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 10 | Elect David Kemp | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 11 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 15 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Jupiter Fund Management Plc | 05/18/2016 | Annual | JUP | G5207P107 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Jupiter Fund Management Plc | 05/18/2016 | Annual | JUP | G5207P107 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Jupiter Fund Management Plc | 05/18/2016 | Annual | JUP | G5207P107 | 3 | Elect Bridget Macaskill | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Jupiter Fund Management Plc | 05/18/2016 | Annual | JUP | G5207P107 | 4 | Elect Liz Airey | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Jupiter Fund Management Plc | 05/18/2016 | Annual | JUP | G5207P107 | 5 | Elect Maarten F. Slendebroek | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Jupiter Fund Management Plc | 05/18/2016 | Annual | JUP | G5207P107 | 6 | Elect Edward H. Bonham Carter | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Jupiter Fund Management Plc | 05/18/2016 | Annual | JUP | G5207P107 | 7 | Elect John H. Chatfeild-Roberts | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Jupiter Fund Management Plc | 05/18/2016 | Annual | JUP | G5207P107 | 8 | Elect Lorraine Trainer | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Jupiter Fund Management Plc | 05/18/2016 | Annual | JUP | G5207P107 | 9 | Elect Jon Little | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Jupiter Fund Management Plc | 05/18/2016 | Annual | JUP | G5207P107 | 10 | Elect Jonathon Bond | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Jupiter Fund Management Plc | 05/18/2016 | Annual | JUP | G5207P107 | 11 | Elect Polly Williams | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Jupiter Fund Management Plc | 05/18/2016 | Annual | JUP | G5207P107 | 12 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Jupiter Fund Management Plc | 05/18/2016 | Annual | JUP | G5207P107 | 13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Jupiter Fund Management Plc | 05/18/2016 | Annual | JUP | G5207P107 | 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Jupiter Fund Management Plc | 05/18/2016 | Annual | JUP | G5207P107 | 15 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Jupiter Fund Management Plc | 05/18/2016 | Annual | JUP | G5207P107 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Jupiter Fund Management Plc | 05/18/2016 | Annual | JUP | G5207P107 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Jupiter Fund Management Plc | 05/18/2016 | Annual | JUP | G5207P107 | 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 06/24/2016 | Annual | 03/31/2016 | 9107 | J31588114 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 06/24/2016 | Annual | 03/31/2016 | 9107 | J31588114 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 06/24/2016 | Annual | 03/31/2016 | 9107 | J31588114 | 3 | Elect Jiroh Asakura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 06/24/2016 | Annual | 03/31/2016 | 9107 | J31588114 | 4 | Elect Eizoh Murakami | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 06/24/2016 | Annual | 03/31/2016 | 9107 | J31588114 | 5 | Elect Toshiyuki Suzuki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 06/24/2016 | Annual | 03/31/2016 | 9107 | J31588114 | 6 | Elect Hiromichi Aoki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 06/24/2016 | Annual | 03/31/2016 | 9107 | J31588114 | 7 | Elect Tsuyoshi Yamauchi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 06/24/2016 | Annual | 03/31/2016 | 9107 | J31588114 | 8 | Elect Yukikazu Myohchin | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 06/24/2016 | Annual | 03/31/2016 | 9107 | J31588114 | 9 | Elect Mitoji Yabunaka | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 06/24/2016 | Annual | 03/31/2016 | 9107 | J31588114 | 10 | Elect Akira Okabe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 06/24/2016 | Annual | 03/31/2016 | 9107 | J31588114 | 11 | Elect Seiichi Tanaka | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 06/24/2016 | Annual | 03/31/2016 | 9107 | J31588114 | 12 | Elect Kozue Shiga | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 06/24/2016 | Annual | 03/31/2016 | 9107 | J31588114 | 13 | Elect Harusato Nihei | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kawasaki Kisen Kaisha Ltd | 06/24/2016 | Annual | 03/31/2016 | 9107 | J31588114 | 14 | Directors’ Fees and Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 1 | Presentation of Board and Auditor Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 2 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 5 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 6 | Elect Andrzej Danilczuk | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 7 | Elect Ton Schurink | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 8 | Elect Sergei Shibaev | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 9 | Elect Andrey Verevskiy | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 10 | Elect Anastasia Usachova | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 11 | Elect Victoriia Lukyanenko | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 12 | Elect Yuriy Kovalchuk | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 13 | Elect Kostiantyn Lytvynskyi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 14 | Independent Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 15 | Executive Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 16 | Ratification of Auditor’s Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 17 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 18 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kernel Holding SA | 12/10/2015 | Special | 11/26/2015 | KER | L5829P109 | 1 | Increase in Authorized Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Kernel Holding SA | 12/10/2015 | Special | 11/26/2015 | KER | L5829P109 | 2 | Amendments to Articles (Authorized Capital) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Korea District Heating Corporation | 07/10/2015 | Special | 06/15/2015 | 071320 | Y4481W102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Korea District Heating Corporation | 07/10/2015 | Special | 06/15/2015 | 071320 | Y4481W102 | 2 | Elect MOON Jae Hee | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Korea District Heating Corporation | 07/10/2015 | Special | 06/15/2015 | 071320 | Y4481W102 | 3 | Elect PARK Young Hyun | Mgmt | For | N/A | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Krones AG | 06/15/2016 | Annual | 05/24/2016 | KRN | D47441171 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Krones AG | 06/15/2016 | Annual | 05/24/2016 | KRN | D47441171 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Krones AG | 06/15/2016 | Annual | 05/24/2016 | KRN | D47441171 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Krones AG | 06/15/2016 | Annual | 05/24/2016 | KRN | D47441171 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Krones AG | 06/15/2016 | Annual | 05/24/2016 | KRN | D47441171 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Krones AG | 06/15/2016 | Annual | 05/24/2016 | KRN | D47441171 | 6 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Krones AG | 06/15/2016 | Annual | 05/24/2016 | KRN | D47441171 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Krones AG | 06/15/2016 | Annual | 05/24/2016 | KRN | D47441171 | 8 | Elect Hans-Jurgen Thaus | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Krones AG | 06/15/2016 | Annual | 05/24/2016 | KRN | D47441171 | 9 | Elect Norman Kronseder | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Krones AG | 06/15/2016 | Annual | 05/24/2016 | KRN | D47441171 | 10 | Elect Philipp Graf von und zu Lerchenfeld | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Krones AG | 06/15/2016 | Annual | 05/24/2016 | KRN | D47441171 | 11 | Elect Volker Kronseder | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Krones AG | 06/15/2016 | Annual | 05/24/2016 | KRN | D47441171 | 12 | Elect Susanne Nonnast | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Krones AG | 06/15/2016 | Annual | 05/24/2016 | KRN | D47441171 | 13 | Increase in Authorized Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Krones AG | 06/15/2016 | Annual | 05/24/2016 | KRN | D47441171 | 14 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | La Doria S.p.A. | 06/10/2016 | Annual | 06/01/2016 | LDO | T6299F102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | La Doria S.p.A. | 06/10/2016 | Annual | 06/01/2016 | LDO | T6299F102 | 2 | Accounts and Reports (Subsidiaries) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | La Doria S.p.A. | 06/10/2016 | Annual | 06/01/2016 | LDO | T6299F102 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | La Doria S.p.A. | 06/10/2016 | Annual | 06/01/2016 | LDO | T6299F102 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | La Doria S.p.A. | 06/10/2016 | Annual | 06/01/2016 | LDO | T6299F102 | 5 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | La Doria S.p.A. | 06/10/2016 | Annual | 06/01/2016 | LDO | T6299F102 | 6 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | La Doria S.p.A. | 06/10/2016 | Annual | 06/01/2016 | LDO | T6299F102 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | La Doria S.p.A. | 06/10/2016 | Annual | 06/01/2016 | LDO | T6299F102 | 8 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | La Doria S.p.A. | 06/10/2016 | Annual | 06/01/2016 | LDO | T6299F102 | 9 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | La Doria S.p.A. | 06/10/2016 | Annual | 06/01/2016 | LDO | T6299F102 | 10 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lee and Man Paper Manufacturing Limited | 05/09/2016 | Annual | 05/04/2016 | 2314 | G5427W130 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lee and Man Paper Manufacturing Limited | 05/09/2016 | Annual | 05/04/2016 | 2314 | G5427W130 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lee and Man Paper Manufacturing Limited | 05/09/2016 | Annual | 05/04/2016 | 2314 | G5427W130 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lee and Man Paper Manufacturing Limited | 05/09/2016 | Annual | 05/04/2016 | 2314 | G5427W130 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lee and Man Paper Manufacturing Limited | 05/09/2016 | Annual | 05/04/2016 | 2314 | G5427W130 | 5 | Elect Raymond LEE Man Chun | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lee and Man Paper Manufacturing Limited | 05/09/2016 | Annual | 05/04/2016 | 2314 | G5427W130 | 6 | Elect Ross LI King Wai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lee and Man Paper Manufacturing Limited | 05/09/2016 | Annual | 05/04/2016 | 2314 | G5427W130 | 7 | Elect POON Chung Kwong | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lee and Man Paper Manufacturing Limited | 05/09/2016 | Annual | 05/04/2016 | 2314 | G5427W130 | 8 | Elect Tony WONG Kai Tung | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lee and Man Paper Manufacturing Limited | 05/09/2016 | Annual | 05/04/2016 | 2314 | G5427W130 | 9 | Elect Peter A. Davies | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lee and Man Paper Manufacturing Limited | 05/09/2016 | Annual | 05/04/2016 | 2314 | G5427W130 | 10 | Elect David CHAU Shing Yim | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lee and Man Paper Manufacturing Limited | 05/09/2016 | Annual | 05/04/2016 | 2314 | G5427W130 | 11 | Directors’ Fees for 2015 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lee and Man Paper Manufacturing Limited | 05/09/2016 | Annual | 05/04/2016 | 2314 | G5427W130 | 12 | Directors’ Fees for 2016 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lee and Man Paper Manufacturing Limited | 05/09/2016 | Annual | 05/04/2016 | 2314 | G5427W130 | 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lee and Man Paper Manufacturing Limited | 05/09/2016 | Annual | 05/04/2016 | 2314 | G5427W130 | 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lee and Man Paper Manufacturing Limited | 05/09/2016 | Annual | 05/04/2016 | 2314 | G5427W130 | 15 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lee and Man Paper Manufacturing Limited | 05/09/2016 | Annual | 05/04/2016 | 2314 | G5427W130 | 16 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 4 | Elect Andrew C. Bruce | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 5 | Elect Robin Gregson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 6 | Elect Tony Bramall | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 7 | Elect Bill Holmes | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 8 | Elect Phil White | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 9 | Elect Neil Davis | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 10 | Elect Nigel McMinn | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 11 | Elect Richard Walker | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 12 | Elect Sally Cabrini | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW International Small Cap Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 19 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 1 | Meeting Minutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 5 | Elect Muhammad Yunus Tabba | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 6 | Elect Muhammad Ali Tabba | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 7 | Elect Muhammad Sohail Tabba | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 8 | Elect Jawed Yunus Tabba | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 9 | Elect Rahila Aleem | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 10 | Elect Zulekha Razzaq Tabba | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 11 | Elect Tariq Iqbal Khan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 12 | Elect Muhammad Abid Ganatra | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 13 | Adoption of New Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 14 | Transaction of Other Business | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Lundin Mining Corporation | 05/13/2016 | Annual | 03/24/2016 | LUN | 550372106 | 1.1 | Elect Donald Charter | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lundin Mining Corporation | 05/13/2016 | Annual | 03/24/2016 | LUN | 550372106 | 1.2 | Elect Paul K. Conibear | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lundin Mining Corporation | 05/13/2016 | Annual | 03/24/2016 | LUN | 550372106 | 1.3 | Elect John H. Craig | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lundin Mining Corporation | 05/13/2016 | Annual | 03/24/2016 | LUN | 550372106 | 1.4 | Elect Peter C. Jones | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lundin Mining Corporation | 05/13/2016 | Annual | 03/24/2016 | LUN | 550372106 | 1.5 | Elect Lukas H. Lundin | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lundin Mining Corporation | 05/13/2016 | Annual | 03/24/2016 | LUN | 550372106 | 1.6 | Elect Dale C. Peniuk | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lundin Mining Corporation | 05/13/2016 | Annual | 03/24/2016 | LUN | 550372106 | 1.7 | Elect William A. Rand | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lundin Mining Corporation | 05/13/2016 | Annual | 03/24/2016 | LUN | 550372106 | 1.8 | Elect Catherine J.G. Stefan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Lundin Mining Corporation | 05/13/2016 | Annual | 03/24/2016 | LUN | 550372106 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | 559189204 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | 559189204 | 2 | Related Party Transactions (Share Purchase Agreement) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | 559189204 | 3 | Related Party Transactions (Supplementary Guarantee Agreement) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | 559189204 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | 559189204 | 5 | Declaration of Shareholder Type | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 6 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 7 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 9 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 10 | Corporate Governance and Management Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 11 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 12 | Elect Kerstin Gunther | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 13 | Elect Christopher Mattheisen | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 14 | Elect Gyorgy Mosonyi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 15 | Elect Gunter Mossal | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 16 | Elect Ralf Nejedl | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 17 | Elect Frank Odzuck | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 18 | Elect Mihaly Patai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 19 | Elect Ralph Rentschler | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 20 | Elect Janos Bito | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 21 | Elect Sandor Hartai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 22 | Elect Janos Illessy | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 23 | Elect Sandor Kerekes | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 24 | Elect Konrad Kreuzer | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 25 | Elect Tamas Lichnovszky | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 26 | Elect Martin Meffert | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 27 | Elect Eva Oz | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 28 | Elect Laszlo Pap | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 29 | Elect Karoly Salamon | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 30 | Elect Zsoltne Varga | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 31 | Elect Konrad Wetzker | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 32 | Elect Janos Bito | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 33 | Elect Janos Illessy | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 34 | Elect Sandor Kerekes | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 35 | Elect Laszlo Pap | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 36 | Elect Karoly Salamon | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 37 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 5 | Special Dividend | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 6 | Transfer of Reserves | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 7 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 8 | Elect Ismael Clemente Orrego | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 9 | Elect Miguel Ollero Barrera | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 10 | Ratify Co-option and Elect Hammad Waqar Sajjad Khan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 11 | Ratify Co-option and Elect John Gomez Hall | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 12 | Elect Fernando Ortiz Vaamonde | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 13 | Elect Ana Garcia Fau | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 14 | Elect Maria Luisa Jorda Castro | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 15 | Elect Alfredo Fernandez Agras | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 16 | Elect George Donald Johnston III | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 17 | Board Size | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 18 | Remuneration Policy (Binding) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 19 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 20 | Amendment to Management Stock Plan; Approval of 2016 Plan Limit | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 21 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 22 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 23 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 24 | Authority to Issue Debt Instruments | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 25 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 26 | Amendments to Article 38 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 27 | Amendments to Articles 4, 20 and 37 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 28 | Amendments to Article 6 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 29 | Amendments to Articles 39, 40, 44 and 45 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 30 | Authority to Set General Meeting Notice Period at 15 Days | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 31 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Mitsubishi Pencil Company Limited | 03/30/2016 | Annual | 12/31/2015 | 7976 | J44260107 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Mitsubishi Pencil Company Limited | 03/30/2016 | Annual | 12/31/2015 | 7976 | J44260107 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Mitsubishi Pencil Company Limited | 03/30/2016 | Annual | 12/31/2015 | 7976 | J44260107 | 3 | Elect Eiichiroh Suhara | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Mitsubishi Pencil Company Limited | 03/30/2016 | Annual | 12/31/2015 | 7976 | J44260107 | 4 | Elect Tetsuroh Suhara | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Mitsubishi Pencil Company Limited | 03/30/2016 | Annual | 12/31/2015 | 7976 | J44260107 | 5 | Elect Kazuo Nemoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Mitsubishi Pencil Company Limited | 03/30/2016 | Annual | 12/31/2015 | 7976 | J44260107 | 6 | Elect Jun Tomaru | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Mitsubishi Pencil Company Limited | 03/30/2016 | Annual | 12/31/2015 | 7976 | J44260107 | 7 | Elect Hiroshi Yokoishi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Mitsubishi Pencil Company Limited | 03/30/2016 | Annual | 12/31/2015 | 7976 | J44260107 | 8 | Elect Nobuyuki Nagasawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Mitsubishi Pencil Company Limited | 03/30/2016 | Annual | 12/31/2015 | 7976 | J44260107 | 9 | Elect Akira Fukai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Mitsubishi Pencil Company Limited | 03/30/2016 | Annual | 12/31/2015 | 7976 | J44260107 | 10 | Elect Kazuhisa Kirita | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Mitsubishi Pencil Company Limited | 03/30/2016 | Annual | 12/31/2015 | 7976 | J44260107 | 11 | Elect Hitoshi Suzuki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Mitsubishi Pencil Company Limited | 03/30/2016 | Annual | 12/31/2015 | 7976 | J44260107 | 12 | Elect Shigehiko Suhara | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Mitsubishi Pencil Company Limited | 03/30/2016 | Annual | 12/31/2015 | 7976 | J44260107 | 13 | Elect Naoto Hasegawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Mitsubishi Pencil Company Limited | 03/30/2016 | Annual | 12/31/2015 | 7976 | J44260107 | 14 | Elect Tsuneo Yahagi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Mitsubishi Pencil Company Limited | 03/30/2016 | Annual | 12/31/2015 | 7976 | J44260107 | 15 | Elect Toshihide Yoshimura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Mitsubishi Pencil Company Limited | 03/30/2016 | Annual | 12/31/2015 | 7976 | J44260107 | 16 | Elect Kiyokazu Sakurai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Mitsubishi Pencil Company Limited | 03/30/2016 | Annual | 12/31/2015 | 7976 | J44260107 | 17 | Elect Ichiroh Inasaki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Mitsubishi Pencil Company Limited | 03/30/2016 | Annual | 12/31/2015 | 7976 | J44260107 | 18 | Retirement Allowances for Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Mitsubishi Pencil Company Limited | 03/30/2016 | Annual | 12/31/2015 | 7976 | J44260107 | 19 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 4 | Elect Peter Plumb | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 5 | Elect Robert Rowley | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 6 | Elect Bruce Carnegie-Brown | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 7 | Elect Sally James | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 8 | Elect Matthew Price | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 9 | Elect Andrew Fisher | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 10 | Elect Genevieve Shore | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 11 | Elect Robin Freestone | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 12 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 16 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 17 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | MTY Food Group Inc. | 05/04/2016 | Special | 03/22/2016 | MTY | 55378N107 | 1 | Board Size | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | MTY Food Group Inc. | 05/04/2016 | Special | 03/22/2016 | MTY | 55378N107 | 2.1 | Elect Murat Armutlu | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | MTY Food Group Inc. | 05/04/2016 | Special | 03/22/2016 | MTY | 55378N107 | 2.2 | Elect Stanley Ma | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | MTY Food Group Inc. | 05/04/2016 | Special | 03/22/2016 | MTY | 55378N107 | 2.3 | Elect Dickie Orr | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | MTY Food Group Inc. | 05/04/2016 | Special | 03/22/2016 | MTY | 55378N107 | 2.4 | Elect Claude St-Pierre | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | MTY Food Group Inc. | 05/04/2016 | Special | 03/22/2016 | MTY | 55378N107 | 2.5 | Elect David K. Wong | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | MTY Food Group Inc. | 05/04/2016 | Special | 03/22/2016 | MTY | 55378N107 | 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | MTY Food Group Inc. | 05/04/2016 | Special | 03/22/2016 | MTY | 55378N107 | 4 | Approval of the Incentive Stock Option Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 4 | Elect John Armitt | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 5 | Elect Matthew Ashley | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 6 | Elect Joaquin Ayuso | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 7 | Elect Jorge Cosmen | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 8 | Elect Matthew Crummack | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 9 | Elect Dean Finch | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 10 | Elect Jane Kingston | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 11 | Elect Mike McKeon | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 12 | Elect Chris E. Muntwyler | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 13 | Elect Lee Sander | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 14 | Elect Ashley Steel | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 15 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 16 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 18 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 20 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 10 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 11 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 12 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | �� | 04/15/2016 | NET’B | W5938J224 | 13 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 14 | Ratification of Board and CEO Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 15 | Board Size | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 16 | Directors and Auditors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 17 | Election of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 18 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 19 | Nomination Committee | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 20 | Remuneration Guidelines | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 21 | Stock Split | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 22 | Reduction of Share Capital and Redemption of Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 23 | Bonus Issue | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 24 | Long-Term Incentive Program | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Net Entertainment NE AB | 04/21/2016 | Annual | 04/15/2016 | NET’B | W5938J224 | 25 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichias Corporation | 06/29/2016 | Annual | 03/31/2016 | 5393 | J49205107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichias Corporation | 06/29/2016 | Annual | 03/31/2016 | 5393 | J49205107 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichias Corporation | 06/29/2016 | Annual | 03/31/2016 | 5393 | J49205107 | 3 | Elect Toshiyuki Takei | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichias Corporation | 06/29/2016 | Annual | 03/31/2016 | 5393 | J49205107 | 4 | Elect Masayuki Tomita | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichias Corporation | 06/29/2016 | Annual | 03/31/2016 | 5393 | J49205107 | 5 | Elect Satoru Koide | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichias Corporation | 06/29/2016 | Annual | 03/31/2016 | 5393 | J49205107 | 6 | Elect Shohichi Yonezawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichias Corporation | 06/29/2016 | Annual | 03/31/2016 | 5393 | J49205107 | 7 | Elect Junichi Nakasone | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichias Corporation | 06/29/2016 | Annual | 03/31/2016 | 5393 | J49205107 | 8 | Elect Kiminori Nakata | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichias Corporation | 06/29/2016 | Annual | 03/31/2016 | 5393 | J49205107 | 9 | Elect Yujiroh Satoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichias Corporation | 06/29/2016 | Annual | 03/31/2016 | 5393 | J49205107 | 10 | Elect Katsumi Kametsu | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichias Corporation | 06/29/2016 | Annual | 03/31/2016 | 5393 | J49205107 | 11 | Elect Yohichi Etoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichias Corporation | 06/29/2016 | Annual | 03/31/2016 | 5393 | J49205107 | 12 | Elect Yoshito Hirabayashi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichias Corporation | 06/29/2016 | Annual | 03/31/2016 | 5393 | J49205107 | 13 | Elect Keizoh Kamiya | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichias Corporation | 06/29/2016 | Annual | 03/31/2016 | 5393 | J49205107 | 14 | Elect Tatsumi Johnoo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichias Corporation | 06/29/2016 | Annual | 03/31/2016 | 5393 | J49205107 | 15 | Elect Isao Iwabuchi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichiha Corporation | 06/23/2016 | Annual | 03/31/2016 | 7943 | J53892105 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichiha Corporation | 06/23/2016 | Annual | 03/31/2016 | 7943 | J53892105 | 2 | Elect Tatsuo Yamanaka | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichiha Corporation | 06/23/2016 | Annual | 03/31/2016 | 7943 | J53892105 | 3 | Elect Kohji Mukasa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichiha Corporation | 06/23/2016 | Annual | 03/31/2016 | 7943 | J53892105 | 4 | Elect Yasunori Yoshida | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichiha Corporation | 06/23/2016 | Annual | 03/31/2016 | 7943 | J53892105 | 5 | Elect Kazuhiro Kouchi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichiha Corporation | 06/23/2016 | Annual | 03/31/2016 | 7943 | J53892105 | 6 | Elect Kazuyuki Kojima | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichiha Corporation | 06/23/2016 | Annual | 03/31/2016 | 7943 | J53892105 | 7 | Elect Takafumi Yamahiro | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichiha Corporation | 06/23/2016 | Annual | 03/31/2016 | 7943 | J53892105 | 8 | Elect Kazushi Tonoi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichiha Corporation | 06/23/2016 | Annual | 03/31/2016 | 7943 | J53892105 | 9 | Elect Yoshinori Kawamura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichiha Corporation | 06/23/2016 | Annual | 03/31/2016 | 7943 | J53892105 | 10 | Elect Hisayuki Kawashima | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichiha Corporation | 06/23/2016 | Annual | 03/31/2016 | 7943 | J53892105 | 11 | Elect Kanemaru Yasui | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichiha Corporation | 06/23/2016 | Annual | 03/31/2016 | 7943 | J53892105 | 12 | Elect Kiyofumi Yagi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichiha Corporation | 06/23/2016 | Annual | 03/31/2016 | 7943 | J53892105 | 13 | Elect Akihiko Mizuno | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichiha Corporation | 06/23/2016 | Annual | 03/31/2016 | 7943 | J53892105 | 14 | Elect Hisashi Koyatsu | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nichiha Corporation | 06/23/2016 | Annual | 03/31/2016 | 7943 | J53892105 | 15 | Elect Katsumi Sugiura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nifco | 06/24/2016 | Annual | 03/31/2016 | 7988 | 654101104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nifco | 06/24/2016 | Annual | 03/31/2016 | 7988 | 654101104 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nifco | 06/24/2016 | Annual | 03/31/2016 | 7988 | 654101104 | 3 | Elect Toshiyuki Yamamoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nifco | 06/24/2016 | Annual | 03/31/2016 | 7988 | 654101104 | 4 | Elect Fukuo Iwasaki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nifco | 06/24/2016 | Annual | 03/31/2016 | 7988 | 654101104 | 5 | Elect Masaharu Shibao | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nifco | 06/24/2016 | Annual | 03/31/2016 | 7988 | 654101104 | 6 | Elect Toyoo Gyohten | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nifco | 06/24/2016 | Annual | 03/31/2016 | 7988 | 654101104 | 7 | Elect Masakazu Wakabayashi as Alternate Statutory Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Nifco | 06/24/2016 | Annual | 03/31/2016 | 7988 | 654101104 | 8 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Obic Co. Ltd. | 06/28/2016 | Annual | 03/31/2016 | 4684 | J5946V107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Obic Co. Ltd. | 06/28/2016 | Annual | 03/31/2016 | 4684 | J5946V107 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | OceanaGold Corporation | 06/09/2016 | Special | 05/03/2016 | OGC | 675222103 | 1.1 | Elect James E. Askew | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | OceanaGold Corporation | 06/09/2016 | Special | 05/03/2016 | OGC | 675222103 | 1.2 | Elect Jose P. Leviste Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | OceanaGold Corporation | 06/09/2016 | Special | 05/03/2016 | OGC | 675222103 | 1.3 | Elect Geoffrey W. Raby | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | OceanaGold Corporation | 06/09/2016 | Special | 05/03/2016 | OGC | 675222103 | 1.4 | Elect J. Denham Shale | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | OceanaGold Corporation | 06/09/2016 | Special | 05/03/2016 | OGC | 675222103 | 1.5 | Elect Michael F. Wilkes | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | OceanaGold Corporation | 06/09/2016 | Special | 05/03/2016 | OGC | 675222103 | 1.6 | Elect William H. Myckatyn | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | OceanaGold Corporation | 06/09/2016 | Special | 05/03/2016 | OGC | 675222103 | 1.7 | Elect Paul B. Sweeney | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | OceanaGold Corporation | 06/09/2016 | Special | 05/03/2016 | OGC | 675222103 | 1.8 | Elect Diane R. Garrett | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | OceanaGold Corporation | 06/09/2016 | Special | 05/03/2016 | OGC | 675222103 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | OceanaGold Corporation | 06/09/2016 | Special | 05/03/2016 | OGC | 675222103 | 3 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | OceanaGold Corporation | 06/09/2016 | Special | 05/03/2016 | OGC | 675222103 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Oriflame Holding AG | 09/25/2015 | Special | 09/18/2015 | ORI | H5884A109 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | |||||||||||||
TCW International Small Cap Fund | Oriflame Holding AG | 09/25/2015 | Special | 09/18/2015 | ORI | H5884A109 | 2 | Election of Presiding Chairman | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Small Cap Fund | Oriflame Holding AG | 09/25/2015 | Special | 09/18/2015 | ORI | H5884A109 | 3 | Appointment of Independent Proxy | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Small Cap Fund | Oriflame Holding AG | 09/25/2015 | Special | 09/18/2015 | ORI | H5884A109 | 4 | Merger | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 7 | Related Party Transactions (Modification of LTIP Terms) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 8 | Elect Christian Hensley to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 9 | Appointment of Auditor (Deloitte & Associes) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 10 | Appointment of Alternate Auditor (BEAS) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 11 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 12 | Remuneration of Jean-Claude Marian, Chairman | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 13 | Remuneration of Yves Le Masne, CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 14 | Remuneration of Jean-Claude Brdenk, Deputy CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 15 | Relocation of Corporate Headquarters | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 16 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 20 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 21 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 23 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 24 | Greenshoe | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 25 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 26 | Authority to Issue Performance and Restricted Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 27 | Authority to Grant Stock Options | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 28 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 29 | Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 30 | Authority to Issue Debt Instruments | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 31 | Amendments to Articles Regard Record Date | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 32 | Amendments to Articles Regarding Scrip Dividend | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 06/23/2016 | Mix | 06/20/2016 | ORP | F69036105 | 33 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 11/06/2015 | Special | 11/03/2015 | ORP | F69036105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 11/06/2015 | Special | 11/03/2015 | ORP | F69036105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 11/06/2015 | Special | 11/03/2015 | ORP | F69036105 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 11/06/2015 | Special | 11/03/2015 | ORP | F69036105 | 4 | Authority to Issue Performance Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Orpea | 11/06/2015 | Special | 11/03/2015 | ORP | F69036105 | 5 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 1 | Elect LEE Il Gyu | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 2 | Elect HONG Seong Jo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 3 | Elect LEE Hae Shin | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 4 | Election of Corporate Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 5 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 6 | Corporate Auditors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | OVS S.p.A. | 05/25/2016 | Ordinary | 05/16/2016 | OVS | T7S3C5103 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | OVS S.p.A. | 05/25/2016 | Ordinary | 05/16/2016 | OVS | T7S3C5103 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | OVS S.p.A. | 05/25/2016 | Ordinary | 05/16/2016 | OVS | T7S3C5103 | 3 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | OVS S.p.A. | 05/25/2016 | Ordinary | 05/16/2016 | OVS | T7S3C5103 | 4 | Elect Marvin Teubner | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Parkland Fuel Corporation | 05/13/2016 | Annual | 04/01/2016 | PKI | 70137T105 | 1.1 | Elect John F. Bechtold | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Parkland Fuel Corporation | 05/13/2016 | Annual | 04/01/2016 | PKI | 70137T105 | 1.2 | Elect Lisa Colnett | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Parkland Fuel Corporation | 05/13/2016 | Annual | 04/01/2016 | PKI | 70137T105 | 1.3 | Elect Robert Espey | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Parkland Fuel Corporation | 05/13/2016 | Annual | 04/01/2016 | PKI | 70137T105 | 1.4 | Elect Timothy W. Hogarth | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Parkland Fuel Corporation | 05/13/2016 | Annual | 04/01/2016 | PKI | 70137T105 | 1.5 | Elect James Pantelidis | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Parkland Fuel Corporation | 05/13/2016 | Annual | 04/01/2016 | PKI | 70137T105 | 1.6 | Elect Domenic Pilla | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Parkland Fuel Corporation | 05/13/2016 | Annual | 04/01/2016 | PKI | 70137T105 | 1.7 | Elect Ron Rogers | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Parkland Fuel Corporation | 05/13/2016 | Annual | 04/01/2016 | PKI | 70137T105 | 1.8 | Elect David A. Spencer | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Parkland Fuel Corporation | 05/13/2016 | Annual | 04/01/2016 | PKI | 70137T105 | 1.9 | Elect Deborah Stein | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Parkland Fuel Corporation | 05/13/2016 | Annual | 04/01/2016 | PKI | 70137T105 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Parkland Fuel Corporation | 05/13/2016 | Annual | 04/01/2016 | PKI | 70137T105 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Patrizia Immobilien AG | 06/16/2016 | Annual | 06/09/2016 | P1Z | D5988D110 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Patrizia Immobilien AG | 06/16/2016 | Annual | 06/09/2016 | P1Z | D5988D110 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Patrizia Immobilien AG | 06/16/2016 | Annual | 06/09/2016 | P1Z | D5988D110 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Patrizia Immobilien AG | 06/16/2016 | Annual | 06/09/2016 | P1Z | D5988D110 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Patrizia Immobilien AG | 06/16/2016 | Annual | 06/09/2016 | P1Z | D5988D110 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Patrizia Immobilien AG | 06/16/2016 | Annual | 06/09/2016 | P1Z | D5988D110 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Patrizia Immobilien AG | 06/16/2016 | Annual | 06/09/2016 | P1Z | D5988D110 | 7 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Patrizia Immobilien AG | 06/16/2016 | Annual | 06/09/2016 | P1Z | D5988D110 | 8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Patrizia Immobilien AG | 06/16/2016 | Annual | 06/09/2016 | P1Z | D5988D110 | 9 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Patrizia Immobilien AG | 06/16/2016 | Annual | 06/09/2016 | P1Z | D5988D110 | 10 | Elect Gerhard Steck to the Supervisory Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Patrizia Immobilien AG | 06/16/2016 | Annual | 06/09/2016 | P1Z | D5988D110 | 11 | Capitalization of Reserves; Bonus Share Issuance | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Patrizia Immobilien AG | 06/16/2016 | Annual | 06/09/2016 | P1Z | D5988D110 | 12 | Increase in Authorized Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Patrizia Immobilien AG | 06/16/2016 | Annual | 06/09/2016 | P1Z | D5988D110 | 13 | Increase in Authorized Capital for Employee Participation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Patrizia Immobilien AG | 06/16/2016 | Annual | 06/09/2016 | P1Z | D5988D110 | 14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Pengrowth Energy Corporation | 06/28/2016 | Annual | 05/16/2016 | PGF | 70706P104 | 1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Pengrowth Energy Corporation | 06/28/2016 | Annual | 05/16/2016 | PGF | 70706P104 | 2.1 | Elect Derek W. Evans | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Pengrowth Energy Corporation | 06/28/2016 | Annual | 05/16/2016 | PGF | 70706P104 | 2.2 | Elect Margaret L. Byl | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Pengrowth Energy Corporation | 06/28/2016 | Annual | 05/16/2016 | PGF | 70706P104 | 2.3 | Elect Wayne K. Foo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Pengrowth Energy Corporation | 06/28/2016 | Annual | 05/16/2016 | PGF | 70706P104 | 2.4 | Elect Kelvin B. Johnston | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Pengrowth Energy Corporation | 06/28/2016 | Annual | 05/16/2016 | PGF | 70706P104 | 2.5 | Elect James D. McFarland | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Pengrowth Energy Corporation | 06/28/2016 | Annual | 05/16/2016 | PGF | 70706P104 | 2.6 | Elect A. Terence Poole | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Pengrowth Energy Corporation | 06/28/2016 | Annual | 05/16/2016 | PGF | 70706P104 | 2.7 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Pengrowth Energy Corporation | 06/28/2016 | Annual | 05/16/2016 | PGF | 70706P104 | 2.8 | Elect D. Michael G. Stewart | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Pengrowth Energy Corporation | 06/28/2016 | Annual | 05/16/2016 | PGF | 70706P104 | 3 | Approval of Unallocated Awards Under the Long Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Pengrowth Energy Corporation | 06/28/2016 | Annual | 05/16/2016 | PGF | 70706P104 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Playtech Limited | 07/28/2015 | Ordinary | PTEC | G7132V100 | 1 | Merger/Acquisition | Mgmt | For | Abstain | Against | Voted | ||||||||||||||
TCW International Small Cap Fund | Playtech Plc | 05/18/2016 | Annual | PTEC | G7132V100 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Playtech Plc | 05/18/2016 | Annual | PTEC | G7132V100 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Playtech Plc | 05/18/2016 | Annual | PTEC | G7132V100 | 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Playtech Plc | 05/18/2016 | Annual | PTEC | G7132V100 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Playtech Plc | 05/18/2016 | Annual | PTEC | G7132V100 | 5 | Elect Paul Hewitt | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Playtech Plc | 05/18/2016 | Annual | PTEC | G7132V100 | 6 | Elect John Jackson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Playtech Plc | 05/18/2016 | Annual | PTEC | G7132V100 | 7 | Elect Andrew Thomas | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Playtech Plc | 05/18/2016 | Annual | PTEC | G7132V100 | 8 | Elect Alan Jackson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Playtech Plc | 05/18/2016 | Annual | PTEC | G7132V100 | 9 | Elect Ron Hoffman | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Playtech Plc | 05/18/2016 | Annual | PTEC | G7132V100 | 10 | Elect Mor Weizer | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Playtech Plc | 05/18/2016 | Annual | PTEC | G7132V100 | 11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Playtech Plc | 05/18/2016 | Annual | PTEC | G7132V100 | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Playtech Plc | 05/18/2016 | Annual | PTEC | G7132V100 | 13 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Playtech Plc | 05/18/2016 | Annual | PTEC | G7132V100 | 14 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Playtech Plc | 08/19/2015 | Ordinary | PTEC | G7132V100 | 1 | Acquisition | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Pola Orbis Holdings Inc | 03/30/2016 | Annual | 12/31/2015 | 4927 | J6388P103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Pola Orbis Holdings Inc | 03/30/2016 | Annual | 12/31/2015 | 4927 | J6388P103 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Pola Orbis Holdings Inc | 03/30/2016 | Annual | 12/31/2015 | 4927 | J6388P103 | 3 | Elect Satoshi Suzuki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Pola Orbis Holdings Inc | 03/30/2016 | Annual | 12/31/2015 | 4927 | J6388P103 | 4 | Elect Naoki Kume | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Pola Orbis Holdings Inc | 03/30/2016 | Annual | 12/31/2015 | 4927 | J6388P103 | 5 | Elect Akira Fujii | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Pola Orbis Holdings Inc | 03/30/2016 | Annual | 12/31/2015 | 4927 | J6388P103 | 6 | Elect Takao Miura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Pola Orbis Holdings Inc | 03/30/2016 | Annual | 12/31/2015 | 4927 | J6388P103 | 7 | Elect Yoshifumi Abe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Pola Orbis Holdings Inc | 03/30/2016 | Annual | 12/31/2015 | 4927 | J6388P103 | 8 | Elect Kazuyoshi Komiya | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Pola Orbis Holdings Inc | 03/30/2016 | Annual | 12/31/2015 | 4927 | J6388P103 | 9 | Elect Yumiko Kamada | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Pola Orbis Holdings Inc | 03/30/2016 | Annual | 12/31/2015 | 4927 | J6388P103 | 10 | Elect Yoshikazu Yokote | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Precision Drilling Corporation | 05/11/2016 | Annual | 03/24/2016 | PD | 74022D308 | 1.1 | Elect William T. Donovan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Precision Drilling Corporation | 05/11/2016 | Annual | 03/24/2016 | PD | 74022D308 | 1.2 | Elect Brian J. Gibson | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Precision Drilling Corporation | 05/11/2016 | Annual | 03/24/2016 | PD | 74022D308 | 1.3 | Elect Allen R. Hagerman | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Precision Drilling Corporation | 05/11/2016 | Annual | 03/24/2016 | PD | 74022D308 | 1.4 | Elect Catherine J. Hughes | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Precision Drilling Corporation | 05/11/2016 | Annual | 03/24/2016 | PD | 74022D308 | 1.5 | Elect Steven W. Krablin | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Precision Drilling Corporation | 05/11/2016 | Annual | 03/24/2016 | PD | 74022D308 | 1.6 | Elect Stephen J.J. Letwin | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Precision Drilling Corporation | 05/11/2016 | Annual | 03/24/2016 | PD | 74022D308 | 1.7 | Elect Kevin O. Meyers | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Precision Drilling Corporation | 05/11/2016 | Annual | 03/24/2016 | PD | 74022D308 | 1.8 | Elect Kevin A. Neveu | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Precision Drilling Corporation | 05/11/2016 | Annual | 03/24/2016 | PD | 74022D308 | 1.9 | Elect Robert L. Phillips | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Precision Drilling Corporation | 05/11/2016 | Annual | 03/24/2016 | PD | 74022D308 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Precision Drilling Corporation | 05/11/2016 | Annual | 03/24/2016 | PD | 74022D308 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Precision Drilling Corporation | 05/11/2016 | Annual | 03/24/2016 | PD | 74022D308 | 4 | Shareholder Rights Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | RAI Way Spa | 04/28/2016 | Ordinary | 04/19/2016 | RWAY | T7S1AC112 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | RAI Way Spa | 04/28/2016 | Ordinary | 04/19/2016 | RWAY | T7S1AC112 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | RAI Way Spa | 04/28/2016 | Ordinary | 04/19/2016 | RWAY | T7S1AC112 | 3 | Election of Directors or Reduction in Board size; Election of Chairman | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | RAI Way Spa | 04/28/2016 | Ordinary | 04/19/2016 | RWAY | T7S1AC112 | 4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | RAI Way Spa | 04/28/2016 | Ordinary | 04/19/2016 | RWAY | T7S1AC112 | 5 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Redde plc | 10/29/2015 | Annual | REDD | G7331H100 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Redde plc | 10/29/2015 | Annual | REDD | G7331H100 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Redde plc | 10/29/2015 | Annual | REDD | G7331H100 | 3 | Elect Mark McCafferty | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Redde plc | 10/29/2015 | Annual | REDD | G7331H100 | 4 | Elect John Davies | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Redde plc | 10/29/2015 | Annual | REDD | G7331H100 | 5 | Elect Stephen Oakley | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Redde plc | 10/29/2015 | Annual | REDD | G7331H100 | 6 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Redde plc | 10/29/2015 | Annual | REDD | G7331H100 | 7 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Redde plc | 10/29/2015 | Annual | REDD | G7331H100 | 8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Redde plc | 10/29/2015 | Annual | REDD | G7331H100 | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Redde plc | 10/29/2015 | Annual | REDD | G7331H100 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | REN - Redes Energeticas Nacionais, SGPS, SA | 04/13/2016 | Annual | 04/05/2016 | RENE | X70955103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | REN - Redes Energeticas Nacionais, SGPS, SA | 04/13/2016 | Annual | 04/05/2016 | RENE | X70955103 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | REN - Redes Energeticas Nacionais, SGPS, SA | 04/13/2016 | Annual | 04/05/2016 | RENE | X70955103 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | REN - Redes Energeticas Nacionais, SGPS, SA | 04/13/2016 | Annual | 04/05/2016 | RENE | X70955103 | 4 | Shareholder Proposal Regarding Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | REN - Redes Energeticas Nacionais, SGPS, SA | 04/13/2016 | Annual | 04/05/2016 | RENE | X70955103 | 5 | Authority to Trade in Company Stock | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | REN - Redes Energeticas Nacionais, SGPS, SA | 04/13/2016 | Annual | 04/05/2016 | RENE | X70955103 | 6 | Authority to Trade in Company Debt Instruments | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | REN - Redes Energeticas Nacionais, SGPS, SA | 04/13/2016 | Annual | 04/05/2016 | RENE | X70955103 | 7 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | REN - Redes Energeticas Nacionais, SGPS, SA | 04/13/2016 | Annual | 04/05/2016 | RENE | X70955103 | 8 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | REN - Redes Energeticas Nacionais, SGPS, SA | 04/13/2016 | Annual | 04/05/2016 | RENE | X70955103 | 9 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 05/11/2016 | Annual | RTO | G7494G105 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 05/11/2016 | Annual | RTO | G7494G105 | 2 | Remuneration Report (Policy) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 05/11/2016 | Annual | RTO | G7494G105 | 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 05/11/2016 | Annual | RTO | G7494G105 | 4 | Performance Share Plan | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 05/11/2016 | Annual | RTO | G7494G105 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 05/11/2016 | Annual | RTO | G7494G105 | 6 | Elect John McAdam | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 05/11/2016 | Annual | RTO | G7494G105 | 7 | Elect Richard Burrows | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 05/11/2016 | Annual | RTO | G7494G105 | 8 | Elect Alan Giles | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 05/11/2016 | Annual | RTO | G7494G105 | 9 | Elect Andrew Ransom | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 05/11/2016 | Annual | RTO | G7494G105 | 10 | Elect Angela Seymour-Jackson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 05/11/2016 | Annual | RTO | G7494G105 | 11 | Elect Jeremy Townsend | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 05/11/2016 | Annual | RTO | G7494G105 | 12 | Elect Julie Southern | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 05/11/2016 | Annual | RTO | G7494G105 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 05/11/2016 | Annual | RTO | G7494G105 | 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 05/11/2016 | Annual | RTO | G7494G105 | 15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 05/11/2016 | Annual | RTO | G7494G105 | 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 05/11/2016 | Annual | RTO | G7494G105 | 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 05/11/2016 | Annual | RTO | G7494G105 | 18 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rentokil Initial plc | 05/11/2016 | Annual | RTO | G7494G105 | 19 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 05/05/2016 | Annual | RMV | G75657109 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 05/05/2016 | Annual | RMV | G75657109 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 05/05/2016 | Annual | RMV | G75657109 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 05/05/2016 | Annual | RMV | G75657109 | 4 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 05/05/2016 | Annual | RMV | G75657109 | 5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 05/05/2016 | Annual | RMV | G75657109 | 6 | Elect Scott Forbes | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 05/05/2016 | Annual | RMV | G75657109 | 7 | Elect Nick McKittrick | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 05/05/2016 | Annual | RMV | G75657109 | 8 | Elect Peter Brooks-Johnson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 05/05/2016 | Annual | RMV | G75657109 | 9 | Elect Robyn Perriss | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 05/05/2016 | Annual | RMV | G75657109 | 10 | Elect Peter W. Williams | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 05/05/2016 | Annual | RMV | G75657109 | 11 | Elect Colin Kemp | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 05/05/2016 | Annual | RMV | G75657109 | 12 | Elect Ashley Martin | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 05/05/2016 | Annual | RMV | G75657109 | 13 | Elect Rakhi Parekh | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 05/05/2016 | Annual | RMV | G75657109 | 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 05/05/2016 | Annual | RMV | G75657109 | 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 05/05/2016 | Annual | RMV | G75657109 | 16 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 05/05/2016 | Annual | RMV | G75657109 | 17 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Rightmove Plc | 05/05/2016 | Annual | RMV | G75657109 | 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Santos Limited | 05/04/2016 | Annual | 05/02/2016 | STO | Q82869118 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Santos Limited | 05/04/2016 | Annual | 05/02/2016 | STO | Q82869118 | 2 | Re-elect Gregory J.W. Martin | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Santos Limited | 05/04/2016 | Annual | 05/02/2016 | STO | Q82869118 | 3 | Re-elect Hock Goh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Santos Limited | 05/04/2016 | Annual | 05/02/2016 | STO | Q82869118 | 4 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Santos Limited | 05/04/2016 | Annual | 05/02/2016 | STO | Q82869118 | 5 | Equity Grant (MD/CEO Kevin Gallagher) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Senko Company Limited | 06/28/2016 | Annual | 03/31/2016 | 9069 | J71004139 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Senko Company Limited | 06/28/2016 | Annual | 03/31/2016 | 9069 | J71004139 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Senko Company Limited | 06/28/2016 | Annual | 03/31/2016 | 9069 | J71004139 | 3 | Shift to Holding Company | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Senko Company Limited | 06/28/2016 | Annual | 03/31/2016 | 9069 | J71004139 | 4 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Senko Company Limited | 06/28/2016 | Annual | 03/31/2016 | 9069 | J71004139 | 5 | Equity Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | ShawCor Ltd. | 05/11/2016 | Special | 03/28/2016 | SCL | 820439107 | 1.1 | Elect John T. Baldwin | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | ShawCor Ltd. | 05/11/2016 | Special | 03/28/2016 | SCL | 820439107 | 1.2 | Elect Derek S. Blackwood | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | ShawCor Ltd. | 05/11/2016 | Special | 03/28/2016 | SCL | 820439107 | 1.3 | Elect James W. Derrick | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | ShawCor Ltd. | 05/11/2016 | Special | 03/28/2016 | SCL | 820439107 | 1.4 | Elect Kevin J. Forbes | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | ShawCor Ltd. | 05/11/2016 | Special | 03/28/2016 | SCL | 820439107 | 1.5 | Elect Michael S. Hanley | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | ShawCor Ltd. | 05/11/2016 | Special | 03/28/2016 | SCL | 820439107 | 1.6 | Elect Stephen M. Orr | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | ShawCor Ltd. | 05/11/2016 | Special | 03/28/2016 | SCL | 820439107 | 1.7 | Elect Pamela S. Pierce | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | ShawCor Ltd. | 05/11/2016 | Special | 03/28/2016 | SCL | 820439107 | 1.8 | Elect Paul G. Robinson | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | ShawCor Ltd. | 05/11/2016 | Special | 03/28/2016 | SCL | 820439107 | 1.9 | Elect E. Charlene Valiquette | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | ShawCor Ltd. | 05/11/2016 | Special | 03/28/2016 | SCL | 820439107 | 1.10 | Elect Donald M. Wishart | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | ShawCor Ltd. | 05/11/2016 | Special | 03/28/2016 | SCL | 820439107 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | ShawCor Ltd. | 05/11/2016 | Special | 03/28/2016 | SCL | 820439107 | 3 | Amendment to the 2001 Employee Stock Option Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 01/29/2016 | Special | 12/29/2015 | 0548 | Y7741B107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 01/29/2016 | Special | 12/29/2015 | 0548 | Y7741B107 | 2 | Toll Adjustment Agreement | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 05/19/2016 | Annual | 04/18/2016 | 0548 | Y7741B107 | 1 | Director's Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 05/19/2016 | Annual | 04/18/2016 | 0548 | Y7741B107 | 2 | Supervisors' Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 05/19/2016 | Annual | 04/18/2016 | 0548 | Y7741B107 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 05/19/2016 | Annual | 04/18/2016 | 0548 | Y7741B107 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 05/19/2016 | Annual | 04/18/2016 | 0548 | Y7741B107 | 5 | 2016 Financial Budget | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 05/19/2016 | Annual | 04/18/2016 | 0548 | Y7741B107 | 6 | Major Transactions | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 05/19/2016 | Annual | 04/18/2016 | 0548 | Y7741B107 | 7 | Size and Method | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 05/19/2016 | Annual | 04/18/2016 | 0548 | Y7741B107 | 8 | Type | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 05/19/2016 | Annual | 04/18/2016 | 0548 | Y7741B107 | 9 | Maturity | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 05/19/2016 | Annual | 04/18/2016 | 0548 | Y7741B107 | 10 | Target | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 05/19/2016 | Annual | 04/18/2016 | 0548 | Y7741B107 | 11 | Interest Rate | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 05/19/2016 | Annual | 04/18/2016 | 0548 | Y7741B107 | 12 | Use of Proceeds | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 05/19/2016 | Annual | 04/18/2016 | 0548 | Y7741B107 | 13 | Listing | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 05/19/2016 | Annual | 04/18/2016 | 0548 | Y7741B107 | 14 | Guarantee | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 05/19/2016 | Annual | 04/18/2016 | 0548 | Y7741B107 | 15 | Validity | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 05/19/2016 | Annual | 04/18/2016 | 0548 | Y7741B107 | 16 | Authorization | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 05/19/2016 | Annual | 04/18/2016 | 0548 | Y7741B107 | 17 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Other | 05/24/2016 | 0548 | Y7741B107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Other | 05/24/2016 | 0548 | Y7741B107 | 2 | Participants | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Other | 05/24/2016 | 0548 | Y7741B107 | 3 | Grant Price | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Other | 05/24/2016 | 0548 | Y7741B107 | 4 | Number and Allocation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Other | 05/24/2016 | 0548 | Y7741B107 | 5 | Validity Period and Lock-up Period | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Other | 05/24/2016 | 0548 | Y7741B107 | 6 | Conditions of Granting and Unlocking | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Other | 05/24/2016 | 0548 | Y7741B107 | 7 | Adjustment Method and Procedures | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Other | 05/24/2016 | 0548 | Y7741B107 | 8 | Accounting Treatment | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Other | 05/24/2016 | 0548 | Y7741B107 | 9 | Procedures of Implementation, Granting and Unlocking | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Other | 05/24/2016 | 0548 | Y7741B107 | 10 | Rights and Obligations | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Other | 05/24/2016 | 0548 | Y7741B107 | 11 | Implementation in Case of Change in the Company and/or Participants | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Other | 05/24/2016 | 0548 | Y7741B107 | 12 | Adjustment of the Repurchase Price and the Procedures of Repurchasing and Cancelling | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Other | 05/24/2016 | 0548 | Y7741B107 | 13 | Appraisal Measures | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Other | 05/24/2016 | 0548 | Y7741B107 | 14 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Other | 05/24/2016 | 0548 | Y7741B107 | 15 | Connected Party Transactions | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Special | 05/24/2016 | 0548 | Y7741B107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Special | 05/24/2016 | 0548 | Y7741B107 | 2 | Participants | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Special | 05/24/2016 | 0548 | Y7741B107 | 3 | Grant Price | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Special | 05/24/2016 | 0548 | Y7741B107 | 4 | Number and Allocation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Special | 05/24/2016 | 0548 | Y7741B107 | 5 | Validity Period and Lock-up Period | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Special | 05/24/2016 | 0548 | Y7741B107 | 6 | Conditions of Granting and Unlocking | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Special | 05/24/2016 | 0548 | Y7741B107 | 7 | Adjustment Method and Procedures | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Special | 05/24/2016 | 0548 | Y7741B107 | 8 | Accounting Treatment | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Special | 05/24/2016 | 0548 | Y7741B107 | 9 | Procedures of Implementation, Granting and Unlocking | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Special | 05/24/2016 | 0548 | Y7741B107 | 10 | Rights and Obligations | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Special | 05/24/2016 | 0548 | Y7741B107 | 11 | Implementation in Case of Change in the Company and/or Participants | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Special | 05/24/2016 | 0548 | Y7741B107 | 12 | Adjustment of the Repurchase Price and the Procedures of Repurchasing and Cancelling | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Special | 05/24/2016 | 0548 | Y7741B107 | 13 | Appraisal Measures | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Special | 05/24/2016 | 0548 | Y7741B107 | 14 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Special | 05/24/2016 | 0548 | Y7741B107 | 15 | Connected Party Transactions | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Special | 05/24/2016 | 0548 | Y7741B107 | 16 | Elect CHEN Tao | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 06/24/2016 | Special | 05/24/2016 | 0548 | Y7741B107 | 17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 08/20/2015 | Special | 07/20/2015 | 0548 | Y7741B107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Shenzhen Expressway Company Limited | 08/20/2015 | Special | 07/20/2015 | 0548 | Y7741B107 | 2 | Authority to Give Guarantees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 3 | Elect Sarah Bates | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 4 | Elect David Bellamy | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 5 | Elect Iain Cornish | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 6 | Elect Andrew Croft | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 7 | Elect Ian Gascoigne | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 8 | Elect Simon Jeffreys | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 9 | Elect David Lamb | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 10 | Elect Patience Wheatcroft | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 11 | Elect Roger Yates | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 12 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 18 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 20 | Amendments to Articles (Solvency II) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | St. James's Place plc | 05/04/2016 | Annual | STJ | G5005D124 | 21 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 3 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 5 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 6 | Board Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 7 | Executive Compensation (Fixed) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 8 | Executive Compensation (Long- Term) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 9 | Executive Compensation (Short-Term) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 10 | Increase in Conditional Capital; Equity Compensation Plans | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 11 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 12 | Elect Gilbert Achermann as Chairman | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 13 | Elect Sebastian Burckhardt | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 14 | Elect Roland W. Hess | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 15 | Elect Ulrich Looser | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 16 | Elect Beat E. Luthi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 17 | Elect Stefan Meister | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 18 | Elect Thomas Straumann | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 19 | Elect Ulrich Looser as Compensation Committee Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 20 | Elect Beat E. Luthi as Compensation Committee Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 21 | Elect Stefan Meister as Compensation Committee Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 22 | Appointment of Independent Proxy | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 23 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Straumann Holding AG | 04/08/2016 | Annual | 03/30/2016 | STMN | H8300N119 | 24 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Sun Frontier Fudosan Co., Ltd. | 06/24/2016 | Annual | 03/31/2016 | 8934 | J7808L102 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Sun Frontier Fudosan Co., Ltd. | 06/24/2016 | Annual | 03/31/2016 | 8934 | J7808L102 | 2 | Elect Tomoaki Horiguchi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Sun Frontier Fudosan Co., Ltd. | 06/24/2016 | Annual | 03/31/2016 | 8934 | J7808L102 | 3 | Elect Kiyokazu Saitoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Sun Frontier Fudosan Co., Ltd. | 06/24/2016 | Annual | 03/31/2016 | 8934 | J7808L102 | 4 | Elect Izumi Nakamura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Sun Frontier Fudosan Co., Ltd. | 06/24/2016 | Annual | 03/31/2016 | 8934 | J7808L102 | 5 | Elect Yasushi Yamada | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Sun Frontier Fudosan Co., Ltd. | 06/24/2016 | Annual | 03/31/2016 | 8934 | J7808L102 | 6 | Elect Toshio Takahara | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Sun Frontier Fudosan Co., Ltd. | 06/24/2016 | Annual | 03/31/2016 | 8934 | J7808L102 | 7 | Elect Yukitoshi Kubo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 3 | Special Dividend | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 4 | Elect Kevin S. Beeston | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 5 | Elect Peter T. Redfern | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 6 | Elect Ryan Mangold | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 7 | Elect James Jordan | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 8 | Elect Kate Barker | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 9 | Elect Margaret Ford | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 10 | Elect Mike Hussey | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 11 | Elect Robert Rowley | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 12 | Elect Humphrey S.M. Singer | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 18 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 19 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 20 | Related Party Transactions (CEO Pete Redfern) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 21 | Related Party Transactions (CEO Pete Redfern) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 22 | Related Party Transactions (CFO Ryan Mangold) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW International Small Cap Fund | Taylor Wimpey plc | 04/28/2016 | Annual | TW | G86954107 | 24 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Teleperformance | 04/28/2016 | Mix | 04/25/2016 | RCF | F9120F106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Teleperformance | 04/28/2016 | Mix | 04/25/2016 | RCF | F9120F106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Teleperformance | 04/28/2016 | Mix | 04/25/2016 | RCF | F9120F106 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Teleperformance | 04/28/2016 | Mix | 04/25/2016 | RCF | F9120F106 | 4 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Teleperformance | 04/28/2016 | Mix | 04/25/2016 | RCF | F9120F106 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Teleperformance | 04/28/2016 | Mix | 04/25/2016 | RCF | F9120F106 | 6 | Related Party Transactions | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Teleperformance | 04/28/2016 | Mix | 04/25/2016 | RCF | F9120F106 | 7 | Remuneration of Daniel Julien, Chairman | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Teleperformance | 04/28/2016 | Mix | 04/25/2016 | RCF | F9120F106 | 8 | Remuneration of Paulo Cesar Salles Vasques, CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Teleperformance | 04/28/2016 | Mix | 04/25/2016 | RCF | F9120F106 | 9 | Elect Wai Ping Leung to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Teleperformance | 04/28/2016 | Mix | 04/25/2016 | RCF | F9120F106 | 10 | Elect Pauline Ginestie-de Robert to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Teleperformance | 04/28/2016 | Mix | 04/25/2016 | RCF | F9120F106 | 11 | Elect Leigh P. Ryan to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Teleperformance | 04/28/2016 | Mix | 04/25/2016 | RCF | F9120F106 | 12 | Elect Paulo Cesar Salles Vasques to the Board of Directors | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Teleperformance | 04/28/2016 | Mix | 04/25/2016 | RCF | F9120F106 | 13 | Elect Alain Boulet to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Teleperformance | 04/28/2016 | Mix | 04/25/2016 | RCF | F9120F106 | 14 | Elect Robert Paszczak to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Teleperformance | 04/28/2016 | Mix | 04/25/2016 | RCF | F9120F106 | 15 | Elect Bernard Canetti to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Teleperformance | 04/28/2016 | Mix | 04/25/2016 | RCF | F9120F106 | 16 | Elect Stephen Winningham to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Teleperformance | 04/28/2016 | Mix | 04/25/2016 | RCF | F9120F106 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Teleperformance | 04/28/2016 | Mix | 04/25/2016 | RCF | F9120F106 | 18 | Authority to grant performance shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Teleperformance | 04/28/2016 | Mix | 04/25/2016 | RCF | F9120F106 | 19 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Teleperformance | 04/28/2016 | Mix | 04/25/2016 | RCF | F9120F106 | 20 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Temp Holdings Company Limited | 06/17/2016 | Annual | 03/31/2016 | 2181 | J8298W103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Temp Holdings Company Limited | 06/17/2016 | Annual | 03/31/2016 | 2181 | J8298W103 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Temp Holdings Company Limited | 06/17/2016 | Annual | 03/31/2016 | 2181 | J8298W103 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Temp Holdings Company Limited | 06/17/2016 | Annual | 03/31/2016 | 2181 | J8298W103 | 4 | Elect Masamichi Mizuta | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Temp Holdings Company Limited | 06/17/2016 | Annual | 03/31/2016 | 2181 | J8298W103 | 5 | Elect Hirotoshi Takahashi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Temp Holdings Company Limited | 06/17/2016 | Annual | 03/31/2016 | 2181 | J8298W103 | 6 | Elect Takao Wada | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Temp Holdings Company Limited | 06/17/2016 | Annual | 03/31/2016 | 2181 | J8298W103 | 7 | Elect Toshihiro Ozawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Temp Holdings Company Limited | 06/17/2016 | Annual | 03/31/2016 | 2181 | J8298W103 | 8 | Elect Kiyoshi Seki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Temp Holdings Company Limited | 06/17/2016 | Annual | 03/31/2016 | 2181 | J8298W103 | 9 | Elect Carl T. Camden | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Temp Holdings Company Limited | 06/17/2016 | Annual | 03/31/2016 | 2181 | J8298W103 | 10 | Elect Hiroshi Shimazaki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Temp Holdings Company Limited | 06/17/2016 | Annual | 03/31/2016 | 2181 | J8298W103 | 11 | Elect Ryohsuke Tamakoshi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Temp Holdings Company Limited | 06/17/2016 | Annual | 03/31/2016 | 2181 | J8298W103 | 12 | Elect Naoshige Shindoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Temp Holdings Company Limited | 06/17/2016 | Annual | 03/31/2016 | 2181 | J8298W103 | 13 | Elect Naohiro Nishiguchi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Temp Holdings Company Limited | 06/17/2016 | Annual | 03/31/2016 | 2181 | J8298W103 | 14 | Non-Audit Committee Directors' Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Temp Holdings Company Limited | 06/17/2016 | Annual | 03/31/2016 | 2181 | J8298W103 | 15 | Audit Committee Directors' Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 2 | Remuneration Policy (Binding) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 5 | Elect Phil White | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 6 | Elect Mark Allan | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 7 | Elect Joe Lister | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 8 | Elect Richard Simpson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 9 | Elect Richard Smith | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 10 | Elect Manjit Wolstenholme | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 11 | Elect Sir Tim Wilson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 12 | Elect Andrew Jones | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 13 | Elect Elizabeth McMeikan | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 14 | Elect Patrick Dempsey | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 15 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 17 | Amendment to Performance Share Plan | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 18 | Amendment to Employee Share Option Scheme | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | The UNITE Group plc | 05/12/2016 | Annual | UTG | G9283N101 | 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW International Small Cap Fund | Tullow Oil Plc | 04/28/2016 | Annual | TLW | G91235104 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Tullow Oil Plc | 04/28/2016 | Annual | TLW | G91235104 | 2 | Remuneration Report (advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Tullow Oil Plc | 04/28/2016 | Annual | TLW | G91235104 | 3 | Elect Tutu Agyare | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Tullow Oil Plc | 04/28/2016 | Annual | TLW | G91235104 | 4 | Elect Mike Daly | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Tullow Oil Plc | 04/28/2016 | Annual | TLW | G91235104 | 5 | Elect Anne Drinkwater | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Tullow Oil Plc | 04/28/2016 | Annual | TLW | G91235104 | 6 | Elect Ann Grant | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Tullow Oil Plc | 04/28/2016 | Annual | TLW | G91235104 | 7 | Elect Aidan Heavey | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Tullow Oil Plc | 04/28/2016 | Annual | TLW | G91235104 | 8 | Elect Steve Lucas | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Tullow Oil Plc | 04/28/2016 | Annual | TLW | G91235104 | 9 | Elect Angus McCoss | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Tullow Oil Plc | 04/28/2016 | Annual | TLW | G91235104 | 10 | Elect Paul McDade | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Tullow Oil Plc | 04/28/2016 | Annual | TLW | G91235104 | 11 | Elect Ian Springett | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Tullow Oil Plc | 04/28/2016 | Annual | TLW | G91235104 | 12 | Elect Simon R. Thompson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Tullow Oil Plc | 04/28/2016 | Annual | TLW | G91235104 | 13 | Elect Jeremy R. Wilson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Tullow Oil Plc | 04/28/2016 | Annual | TLW | G91235104 | 14 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Tullow Oil Plc | 04/28/2016 | Annual | TLW | G91235104 | 15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Tullow Oil Plc | 04/28/2016 | Annual | TLW | G91235104 | 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Tullow Oil Plc | 04/28/2016 | Annual | TLW | G91235104 | 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Tullow Oil Plc | 04/28/2016 | Annual | TLW | G91235104 | 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Tullow Oil Plc | 04/28/2016 | Annual | TLW | G91235104 | 19 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Small Cap Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 5 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 6 | Employee Restricted Shares Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 7 | Amendments to Procedural Rules: Shareholder Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 8 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 9 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 10 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 11 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | VTG AG | 05/31/2016 | Annual | 05/09/2016 | VT9 | D8571N107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | VTG AG | 05/31/2016 | Annual | 05/09/2016 | VT9 | D8571N107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | VTG AG | 05/31/2016 | Annual | 05/09/2016 | VT9 | D8571N107 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | VTG AG | 05/31/2016 | Annual | 05/09/2016 | VT9 | D8571N107 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | VTG AG | 05/31/2016 | Annual | 05/09/2016 | VT9 | D8571N107 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | VTG AG | 05/31/2016 | Annual | 05/09/2016 | VT9 | D8571N107 | 6 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | VTG AG | 05/31/2016 | Annual | 05/09/2016 | VT9 | D8571N107 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | VTG AG | 05/31/2016 | Annual | 05/09/2016 | VT9 | D8571N107 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wienerberger AG | 05/12/2016 | Annual | 05/02/2016 | WIE | A95384110 | 1 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wienerberger AG | 05/12/2016 | Annual | 05/02/2016 | WIE | A95384110 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wienerberger AG | 05/12/2016 | Annual | 05/02/2016 | WIE | A95384110 | 3 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wienerberger AG | 05/12/2016 | Annual | 05/02/2016 | WIE | A95384110 | 4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wienerberger AG | 05/12/2016 | Annual | 05/02/2016 | WIE | A95384110 | 5 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wienerberger AG | 05/12/2016 | Annual | 05/02/2016 | WIE | A95384110 | 6 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 10 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 11 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 12 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 13 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 14 | Ratification of Board and CEO Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 15 | Dividend Record Date | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 16 | Board Size; Number of Auditors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 17 | Directors and Auditors' Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 18 | Election of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 19 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 20 | Nomination Committee | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 21 | Remuneration Guidelines | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 22 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 24 | Transaction of Other Business | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Small Cap Fund | Wihlborgs Fastigheter AB | 04/28/2016 | Annual | 04/22/2016 | WIHL | W9899S108 | 25 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 1.1 | Elect John A. Begeman | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Small Cap Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 1.2 | Elect Christiane Bergevin | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 1.3 | Elect Alexander J. Davidson | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 1.4 | Elect Richard P. Graff | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 1.5 | Elect Nigel Lees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 1.6 | Elect Peter J. Marrone | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 1.7 | Elect Patrick J. Mars | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 1.8 | Elect Carl L. Renzoni | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 1.9 | Elect Jane Sadowsky | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 1.10 | Elect Dino Titaro | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 2 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Zhaojin Mining Industry Company Limited | 06/08/2016 | Annual | 05/06/2016 | 1818 | Y988A6104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Zhaojin Mining Industry Company Limited | 06/08/2016 | Annual | 05/06/2016 | 1818 | Y988A6104 | 2 | Directors' Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Zhaojin Mining Industry Company Limited | 06/08/2016 | Annual | 05/06/2016 | 1818 | Y988A6104 | 3 | Supervisors' Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Zhaojin Mining Industry Company Limited | 06/08/2016 | Annual | 05/06/2016 | 1818 | Y988A6104 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Zhaojin Mining Industry Company Limited | 06/08/2016 | Annual | 05/06/2016 | 1818 | Y988A6104 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Zhaojin Mining Industry Company Limited | 06/08/2016 | Annual | 05/06/2016 | 1818 | Y988A6104 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Zhaojin Mining Industry Company Limited | 06/08/2016 | Annual | 05/06/2016 | 1818 | Y988A6104 | 7 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Zhaojin Mining Industry Company Limited | 06/08/2016 | Annual | 05/06/2016 | 1818 | Y988A6104 | 8 | Authority to Repurchase H Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Zhaojin Mining Industry Company Limited | 06/08/2016 | Other | 05/06/2016 | 1818 | Y988A6104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Small Cap Fund | Zhaojin Mining Industry Company Limited | 06/08/2016 | Other | 05/06/2016 | 1818 | Y988A6104 | 2 | Authority to Repurchase H Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Small Cap Fund | Zhaojin Mining Industry Company Limited | 06/08/2016 | Other | 05/06/2016 | 1818 | Y988A6104 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Aberdeen Asset Management plc | 07/06/2015 | Ordinary | ADN | G00434111 | 1 | Authority to Issue Preference Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aberdeen Asset Management plc | 07/06/2015 | Ordinary | ADN | G00434111 | 2 | Authority to Consolidate and Sub-divide Share Capital (Preference Shares) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 3 | Compensation Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 4 | Allocation of Profits; Dividends from Reserves | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 5 | Ratification of Board and Management Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 7 | Increase in Authorised Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 8 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 9 | Elect Jean-Paul Clozel | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 10 | Elect Juhani Anttila | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 11 | Elect Robert J. Bertolini | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 12 | Elect John J. Greisch | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 13 | Elect Peter Gruss | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 14 | Elect Michael Jacobi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 15 | Elect Jean Malo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 16 | Elect David M. Stout | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 17 | Elect Herna Verhagen | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 18 | Elect Jean-Pierre Garnier as Chairman | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 19 | Elect Herna Verhagen as Compensation Committee Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 20 | Elect Jean-Pierre Garnier as Compensation Committee Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 21 | Elect John J. Greisch as Compensation Committee Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 22 | Board Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 23 | Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 24 | Appointment of Independent Proxy | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 25 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Actelion Ltd. | 05/04/2016 | Annual | 04/22/2016 | ATLN | H0032X135 | 26 | Additional or Miscellaneous Proposals | ShrHoldr | Abstain | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Aena S.A. | 06/28/2016 | Ordinary | 06/21/2016 | AENA | E526K0106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Aena S.A. | 06/28/2016 | Ordinary | 06/21/2016 | AENA | E526K0106 | 2 | Individual Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Aena S.A. | 06/28/2016 | Ordinary | 06/21/2016 | AENA | E526K0106 | 3 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Aena S.A. | 06/28/2016 | Ordinary | 06/21/2016 | AENA | E526K0106 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Aena S.A. | 06/28/2016 | Ordinary | 06/21/2016 | AENA | E526K0106 | 5 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Aena S.A. | 06/28/2016 | Ordinary | 06/21/2016 | AENA | E526K0106 | 6 | Appointment of Auditor | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Aena S.A. | 06/28/2016 | Ordinary | 06/21/2016 | AENA | E526K0106 | 7 | Amendments to Article 3 (Registered Office) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Aena S.A. | 06/28/2016 | Ordinary | 06/21/2016 | AENA | E526K0106 | 8 | Amendments to Article 15 (General Meeting) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Aena S.A. | 06/28/2016 | Ordinary | 06/21/2016 | AENA | E526K0106 | 9 | Amendments to Articles 43 (Audit Committee) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Aena S.A. | 06/28/2016 | Ordinary | 06/21/2016 | AENA | E526K0106 | 10 | Amendments to General Meeting Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Aena S.A. | 06/28/2016 | Ordinary | 06/21/2016 | AENA | E526K0106 | 11 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Aena S.A. | 06/28/2016 | Ordinary | 06/21/2016 | AENA | E526K0106 | 12 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Aena S.A. | 06/28/2016 | Ordinary | 06/21/2016 | AENA | E526K0106 | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Alfresa Holdings Corporation | 06/28/2016 | Annual | 03/31/2016 | 2784 | J0109X107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Alfresa Holdings Corporation | 06/28/2016 | Annual | 03/31/2016 | 2784 | J0109X107 | 2 | Elect Denroku Ishiguro | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alfresa Holdings Corporation | 06/28/2016 | Annual | 03/31/2016 | 2784 | J0109X107 | 3 | Elect Hiroyuki Kanome | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alfresa Holdings Corporation | 06/28/2016 | Annual | 03/31/2016 | 2784 | J0109X107 | 4 | Elect Taizoh Kubo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alfresa Holdings Corporation | 06/28/2016 | Annual | 03/31/2016 | 2784 | J0109X107 | 5 | Elect Shunichi Miyake | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alfresa Holdings Corporation | 06/28/2016 | Annual | 03/31/2016 | 2784 | J0109X107 | 6 | Elect Yasuki Izumi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alfresa Holdings Corporation | 06/28/2016 | Annual | 03/31/2016 | 2784 | J0109X107 | 7 | Elect Shohzoh Hasebe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alfresa Holdings Corporation | 06/28/2016 | Annual | 03/31/2016 | 2784 | J0109X107 | 8 | Elect Tsuneo Shinohara | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alfresa Holdings Corporation | 06/28/2016 | Annual | 03/31/2016 | 2784 | J0109X107 | 9 | Elect Kohichi Masunaga | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alfresa Holdings Corporation | 06/28/2016 | Annual | 03/31/2016 | 2784 | J0109X107 | 10 | Elect Ryuji Arakawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alfresa Holdings Corporation | 06/28/2016 | Annual | 03/31/2016 | 2784 | J0109X107 | 11 | Elect Kazuko Kimura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alfresa Holdings Corporation | 06/28/2016 | Annual | 03/31/2016 | 2784 | J0109X107 | 12 | Elect Kimiko Terai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alfresa Holdings Corporation | 06/28/2016 | Annual | 03/31/2016 | 2784 | J0109X107 | 13 | Elect Hiroshi Takeuchi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alfresa Holdings Corporation | 06/28/2016 | Annual | 03/31/2016 | 2784 | J0109X107 | 14 | Elect Kenzoh Nagai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alimentation Couche-Tard Inc. | 09/22/2015 | Special | 07/27/2015 | ATD | 01626P403 | 1.1 | Elect Alain Bouchard | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alimentation Couche-Tard Inc. | 09/22/2015 | Special | 07/27/2015 | ATD | 01626P403 | 1.2 | Elect Nathalie Bourque | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alimentation Couche-Tard Inc. | 09/22/2015 | Special | 07/27/2015 | ATD | 01626P403 | 1.3 | Elect Jacques D'Amours | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alimentation Couche-Tard Inc. | 09/22/2015 | Special | 07/27/2015 | ATD | 01626P403 | 1.4 | Elect Jean-Andre Elie | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alimentation Couche-Tard Inc. | 09/22/2015 | Special | 07/27/2015 | ATD | 01626P403 | 1.5 | Elect Richard Fortin | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alimentation Couche-Tard Inc. | 09/22/2015 | Special | 07/27/2015 | ATD | 01626P403 | 1.6 | Elect Brian Hannasch | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alimentation Couche-Tard Inc. | 09/22/2015 | Special | 07/27/2015 | ATD | 01626P403 | 1.7 | Elect Melanie Kau | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alimentation Couche-Tard Inc. | 09/22/2015 | Special | 07/27/2015 | ATD | 01626P403 | 1.8 | Elect Monique F. Leroux | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alimentation Couche-Tard Inc. | 09/22/2015 | Special | 07/27/2015 | ATD | 01626P403 | 1.9 | Elect Real Plourde | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alimentation Couche-Tard Inc. | 09/22/2015 | Special | 07/27/2015 | ATD | 01626P403 | 1.10 | Elect Daniel Rabinowicz | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alimentation Couche-Tard Inc. | 09/22/2015 | Special | 07/27/2015 | ATD | 01626P403 | 1.11 | Elect Jean Turmel | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alimentation Couche-Tard Inc. | 09/22/2015 | Special | 07/27/2015 | ATD | 01626P403 | 2 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Alimentation Couche-Tard Inc. | 09/22/2015 | Special | 07/27/2015 | ATD | 01626P403 | 3 | Amendments to Articles Regarding Dual Class Shares | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Alimentation Couche-Tard Inc. | 09/22/2015 | Special | 07/27/2015 | ATD | 01626P403 | 4 | Shareholder Proposal Regarding Advisory Vote on Compensation Report (Say on Pay) | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW International Growth Fund | Alimentation Couche-Tard Inc. | 09/22/2015 | Special | 07/27/2015 | ATD | 01626P403 | 5 | Shareholder Proposal Regarding Environmental and Social Expertise on Board | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW International Growth Fund | Alimentation Couche-Tard Inc. | 09/22/2015 | Special | 07/27/2015 | ATD | 01626P403 | 6 | Shareholder Proposal Regarding Board Gender Diversity | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW International Growth Fund | Alimentation Couche-Tard Inc. | 09/22/2015 | Special | 07/27/2015 | ATD | 01626P403 | 7 | I/we Own, or Have Control Over, Class A Multiple Voting Shares of The Corporation. For = Yes, Abstain = No, Against Will Be Treated As Not Marked | Mgmt | N/A | Abstain | Against | Voted | |||||||||||||
TCW International Growth Fund | Allegion plc | 06/08/2016 | Annual | 04/11/2016 | ALLE | G0176J109 | 1 | Elect Michael J. Chesser | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Allegion plc | 06/08/2016 | Annual | 04/11/2016 | ALLE | G0176J109 | 2 | Elect Carla Cico | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Allegion plc | 06/08/2016 | Annual | 04/11/2016 | ALLE | G0176J109 | 3 | Elect Kirk S. Hachigian | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Allegion plc | 06/08/2016 | Annual | 04/11/2016 | ALLE | G0176J109 | 4 | Elect David D. Petratis | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Allegion plc | 06/08/2016 | Annual | 04/11/2016 | ALLE | G0176J109 | 5 | Elect Dean I. Schaffer | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Allegion plc | 06/08/2016 | Annual | 04/11/2016 | ALLE | G0176J109 | 6 | Elect Martin E. Welch III | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Allegion plc | 06/08/2016 | Annual | 04/11/2016 | ALLE | G0176J109 | 7 | �� | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Allegion plc | 06/08/2016 | Annual | 04/11/2016 | ALLE | G0176J109 | 8 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Allegion plc | 06/08/2016 | Annual | 04/11/2016 | ALLE | G0176J109 | 9 | Amendments to Memorandum (Companies Act 2014) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Allegion plc | 06/08/2016 | Annual | 04/11/2016 | ALLE | G0176J109 | 10 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Allegion plc | 06/08/2016 | Annual | 04/11/2016 | ALLE | G0176J109 | 11 | Plurality Voting Standard for Contested Elections | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Allegion plc | 06/08/2016 | Annual | 04/11/2016 | ALLE | G0176J109 | 12 | Board Authority to Determine Board Size | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 6 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 8 | Appointment of Group Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 9 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 10 | Appointment of Auditor for further interim reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 11 | Elect Hermann T. Dambach | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 12 | Elect Stefanie Frensch | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 13 | Increase in Authorised Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | alstria office REIT AG | 05/12/2016 | Annual | 04/20/2016 | AOX | D0378R100 | 16 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Altice S.A. | 08/06/2015 | Special | 07/23/2015 | ATC | L0179Z104 | 1 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Altice S.A. | 08/06/2015 | Special | 07/23/2015 | ATC | L0179Z104 | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Altice S.A. | 08/06/2015 | Special | 07/23/2015 | ATC | L0179Z104 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Altice S.A. | 08/06/2015 | Special | 07/23/2015 | ATC | L0179Z104 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Altice S.A. | 08/06/2015 | Special | 07/23/2015 | ATC | L0179Z104 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Altice S.A. | 08/06/2015 | Special | 07/23/2015 | ATC | L0179Z104 | 6 | Transfer of Assets and Liabilities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Altice S.A. | 08/06/2015 | Special | 07/23/2015 | ATC | L0179Z104 | 7 | Elect Jurgen van Breukelen to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Altice S.A. | 08/06/2015 | Special | 07/23/2015 | ATC | L0179Z104 | 8 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Altice S.A. | 08/06/2015 | Special | 07/23/2015 | ATC | L0179Z104 | 9 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Altice S.A. | 08/06/2015 | Special | 07/23/2015 | ATC | L0179Z104 | 10 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Altice S.A. | 08/06/2015 | Special | 07/23/2015 | ATC | L0179Z104 | 1 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Altice S.A. | 08/06/2015 | Special | 07/23/2015 | ATC | L0179Z104 | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Altice S.A. | 08/06/2015 | Special | 07/23/2015 | ATC | L0179Z104 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Altice S.A. | 08/06/2015 | Special | 07/23/2015 | ATC | L0179Z104 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Altice S.A. | 08/06/2015 | Special | 07/23/2015 | ATC | L0179Z104 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Altice S.A. | 08/06/2015 | Special | 07/23/2015 | ATC | L0179Z104 | 6 | Cross-Border Merger | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Altice S.A. | 08/06/2015 | Special | 07/23/2015 | ATC | L0179Z104 | 7 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Altice S.A. | 08/06/2015 | Special | 07/23/2015 | ATC | L0179Z104 | 8 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Altice S.A. | 08/06/2015 | �� | Special | 07/23/2015 | ATC | L0179Z104 | 9 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 06/24/2016 | Ordinary | 06/16/2016 | AMS | E04908112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 06/24/2016 | Ordinary | 06/16/2016 | AMS | E04908112 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 06/24/2016 | Ordinary | 06/16/2016 | AMS | E04908112 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 06/24/2016 | Ordinary | 06/16/2016 | AMS | E04908112 | 4 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 06/24/2016 | Ordinary | 06/16/2016 | AMS | E04908112 | 5 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 06/24/2016 | Ordinary | 06/16/2016 | AMS | E04908112 | 6 | Merger by Absorption (Amadeus IT Group) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 06/24/2016 | Ordinary | 06/16/2016 | AMS | E04908112 | 7 | Elect Jose Antonio Tazon Garcia | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 06/24/2016 | Ordinary | 06/16/2016 | AMS | E04908112 | 8 | Elect David Gordon Comyn Webster | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 06/24/2016 | Ordinary | 06/16/2016 | AMS | E04908112 | 9 | Elect Francesco Loredan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 06/24/2016 | Ordinary | 06/16/2016 | AMS | E04908112 | 10 | Elect Stuart Anderson McAlpine | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 06/24/2016 | Ordinary | 06/16/2016 | AMS | E04908112 | 11 | Elect Guillermo de la Dehesa Romero | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 06/24/2016 | Ordinary | 06/16/2016 | AMS | E04908112 | 12 | Elect Clara Furse | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 06/24/2016 | Ordinary | 06/16/2016 | AMS | E04908112 | 13 | Elect Pierre-Henri Gourgeon | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 06/24/2016 | Ordinary | 06/16/2016 | AMS | E04908112 | 14 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 06/24/2016 | Ordinary | 06/16/2016 | AMS | E04908112 | 15 | Directors' Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 06/24/2016 | Ordinary | 06/16/2016 | AMS | E04908112 | 16 | Performance Share Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 06/24/2016 | Ordinary | 06/16/2016 | AMS | E04908112 | 17 | Restricted Share Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 06/24/2016 | Ordinary | 06/16/2016 | AMS | E04908112 | 18 | Share Match Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 06/24/2016 | Ordinary | 06/16/2016 | AMS | E04908112 | 19 | Authorisation of Legal Formalities Regarding Incentive Plans | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amadeus IT Holding SA | 06/24/2016 | Ordinary | 06/16/2016 | AMS | E04908112 | 20 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amer Sports Oyj | 03/08/2016 | Annual | 02/25/2016 | AMEAS | X01416118 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Amer Sports Oyj | 03/08/2016 | Annual | 02/25/2016 | AMEAS | X01416118 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Amer Sports Oyj | 03/08/2016 | Annual | 02/25/2016 | AMEAS | X01416118 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Amer Sports Oyj | 03/08/2016 | Annual | 02/25/2016 | AMEAS | X01416118 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Amer Sports Oyj | 03/08/2016 | Annual | 02/25/2016 | AMEAS | X01416118 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Amer Sports Oyj | 03/08/2016 | Annual | 02/25/2016 | AMEAS | X01416118 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Amer Sports Oyj | 03/08/2016 | Annual | 02/25/2016 | AMEAS | X01416118 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Amer Sports Oyj | 03/08/2016 | Annual | 02/25/2016 | AMEAS | X01416118 | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Amer Sports Oyj | 03/08/2016 | Annual | 02/25/2016 | AMEAS | X01416118 | 9 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amer Sports Oyj | 03/08/2016 | Annual | 02/25/2016 | AMEAS | X01416118 | 10 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amer Sports Oyj | 03/08/2016 | Annual | 02/25/2016 | AMEAS | X01416118 | 11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amer Sports Oyj | 03/08/2016 | Annual | 02/25/2016 | AMEAS | X01416118 | 12 | Directors' Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amer Sports Oyj | 03/08/2016 | Annual | 02/25/2016 | AMEAS | X01416118 | 13 | Board Size | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amer Sports Oyj | 03/08/2016 | Annual | 02/25/2016 | AMEAS | X01416118 | 14 | Election of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amer Sports Oyj | 03/08/2016 | Annual | 02/25/2016 | AMEAS | X01416118 | 15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amer Sports Oyj | 03/08/2016 | Annual | 02/25/2016 | AMEAS | X01416118 | 16 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amer Sports Oyj | 03/08/2016 | Annual | 02/25/2016 | AMEAS | X01416118 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amer Sports Oyj | 03/08/2016 | Annual | 02/25/2016 | AMEAS | X01416118 | 18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Amer Sports Oyj | 03/08/2016 | Annual | 02/25/2016 | AMEAS | X01416118 | 19 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Amer Sports Oyj | 03/08/2016 | Annual | 02/25/2016 | AMEAS | X01416118 | 20 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Ana Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 9202 | J51914109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Ana Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 9202 | J51914109 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ana Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 9202 | J51914109 | 3 | Elect Shinichiroh Itoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ana Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 9202 | J51914109 | 4 | Elect Shinya Katanozaka | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ana Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 9202 | J51914109 | 5 | Elect Shigeyuki Takemura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ana Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 9202 | J51914109 | 6 | Elect Kiyoshi Tonomoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ana Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 9202 | J51914109 | 7 | Elect Toyoyuki Nagamine | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ana Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 9202 | J51914109 | 8 | Elect Yuji Hirako | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ana Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 9202 | J51914109 | 9 | Elect Osamu Shinobe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ana Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 9202 | J51914109 | 10 | Elect Shohsuke Mori | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ana Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 9202 | J51914109 | 11 | Elect Ado Yamamoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ana Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 9202 | J51914109 | 12 | Elect Izumi Kobayashi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ana Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 9202 | J51914109 | 13 | Elect Eiji Kanazawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ana Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 9202 | J51914109 | 14 | Elect Shingo Matsuo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ana Holdings Inc. | 06/28/2016 | Annual | 03/31/2016 | 9202 | J51914109 | 15 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 4 | Elect Chris Kennedy | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 5 | Elect Lawton W. Fitt | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 6 | Elect Steve Pusey | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 7 | Elect Stuart Chambers | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 8 | Elect Simon Segars | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 9 | Elect Andy Green | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 10 | Elect Larry Hirst | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 11 | Elect Mike Muller | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 12 | Elect Janice Roberts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 13 | Elect John LIU Yun | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 14 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 17 | Employee Equity Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 18 | Employee Equity Plan (Overseas Plan) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 19 | U.S. Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 20 | Employee Stock Purchase Plan (Overseas Employees) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 21 | ARM Holdings Sharematch Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 22 | ARM Holdings Sharematch Plan (Overseas Plan) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 23 | Approve French Schedule to the Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 25 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 1 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 5 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 9 | Adoption of Restricted Stock Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 10 | Authority to Issue Shares under Employee Incentive Plans | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 11 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 12 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 15 | Authority to Issue Shares for Mergers/Acquisitions | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 18 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 19 | Authority to Cancel Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 20 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | ASML Holding N.V. | 04/29/2016 | Annual | 04/01/2016 | ASML | N07059202 | 21 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 4 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 6 | Scrip Dividend | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 7 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 8 | Elect Aminata Niane to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 9 | Elect Lynn Sharp Paine to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 10 | Elect Vernon Sankey to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 11 | Related Party Transactions | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 12 | Remuneration of Thierry Breton, chairman and CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 13 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 14 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 17 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 18 | Authority to Increase Capital in Considerations for Contributions in Kind | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 19 | Greenshoe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 21 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 22 | Authority to Issue Performance Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Atos SA | 05/26/2016 | Mix | 05/23/2016 | ATO | F06116101 | 23 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 4 | Elect Claudia Arney | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 5 | Elect Andy Briggs | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 6 | Elect Belen Romana Garcia | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 7 | Elect Sir Malcolm Williamson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 8 | Elect Glyn A. Barker | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 9 | Elect Patricia Cross | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 10 | Elect Michael Hawker | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 11 | Elect Michael Mire | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 12 | Elect Sir Adrian Montague | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 13 | Elect Robert W. Stein | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 14 | Elect Thomas Stoddard | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 15 | Elect Scott Wheway | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 16 | Elect Mark Wilson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 17 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 18 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 19 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 22 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 23 | Authority to repurchase 8 3/4% preference shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 24 | Authority to repurchase 8 3/8% preference shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 26 | Authority to Issue Solvency II Instruments w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Aviva Plc | 05/04/2016 | Annual | AV | G0683Q109 | 27 | Authority to Issue Solvency II Instruments w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 7 | Remuneration of Henri de Castries, Chairman and CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 8 | Remuneration of Denis Duverne, Deputy CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 9 | Related Party Transactions | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 10 | Elect Stefan Lippe to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 11 | Elect Francois Martineau to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 12 | Elect Irene Dorner to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 13 | Elect Angelien Kemna to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 14 | Elect Doina Palici-Chehab to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 15 | Elect Alain Raynaud as Employee Representative | Mgmt | Against | Against | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 16 | Elect Martin Woll as Employee Representative | Mgmt | Against | Against | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 17 | Appointment of Auditor (Mazars) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 18 | Appointment of Alternate Auditor (Emmanuel Charnavel) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 19 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 20 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 21 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 22 | Authority to Issue Restricted Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 23 | Authority to Issue Performance Shares Pursuant to Defined Contribution Pension Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 24 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 25 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | AXA S.A. | 04/27/2016 | Mix | 04/22/2016 | CS | F06106102 | 26 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Barrick Gold Corporation | 04/26/2016 | Annual | 02/26/2016 | ABX | 067901108 | 1.1 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Barrick Gold Corporation | 04/26/2016 | Annual | 02/26/2016 | ABX | 067901108 | 1.2 | Elect Graham G. Clow | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Barrick Gold Corporation | 04/26/2016 | Annual | 02/26/2016 | ABX | 067901108 | 1.3 | Elect Gary A. Doer | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Barrick Gold Corporation | 04/26/2016 | Annual | 02/26/2016 | �� | ABX | 067901108 | 1.4 | Elect J. Michael Evans | Mgmt | For | For | For | Voted | ||||||||||||
TCW International Growth Fund | Barrick Gold Corporation | 04/26/2016 | Annual | 02/26/2016 | ABX | 067901108 | 1.5 | Elect Kelvin P. M. Dushinky | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Barrick Gold Corporation | 04/26/2016 | Annual | 02/26/2016 | ABX | 067901108 | 1.6 | Elect Brian L. Greenspun | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Barrick Gold Corporation | 04/26/2016 | Annual | 02/26/2016 | ABX | 067901108 | 1.7 | Elect J. Brett Harvey | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Barrick Gold Corporation | 04/26/2016 | Annual | 02/26/2016 | ABX | 067901108 | 1.8 | Elect Nancy H.O. Lockhart | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Barrick Gold Corporation | 04/26/2016 | Annual | 02/26/2016 | ABX | 067901108 | 1.9 | Elect Dambisa Moyo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Barrick Gold Corporation | 04/26/2016 | Annual | 02/26/2016 | ABX | 067901108 | 1.10 | Elect Anthony Munk | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Barrick Gold Corporation | 04/26/2016 | Annual | 02/26/2016 | ABX | 067901108 | 1.11 | Elect J. Robert S. Prichard | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Barrick Gold Corporation | 04/26/2016 | Annual | 02/26/2016 | ABX | 067901108 | 1.12 | Elect Steven J. Shapiro | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Barrick Gold Corporation | 04/26/2016 | Annual | 02/26/2016 | ABX | 067901108 | 1.13 | Elect John L. Thornton | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Barrick Gold Corporation | 04/26/2016 | Annual | 02/26/2016 | ABX | 067901108 | 1.14 | Elect Ernie L. Thrasher | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Barrick Gold Corporation | 04/26/2016 | Annual | 02/26/2016 | ABX | 067901108 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Barrick Gold Corporation | 04/26/2016 | Annual | 02/26/2016 | ABX | 067901108 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Basf SE | 04/29/2016 | Annual | 04/22/2016 | BAS | D06216317 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Basf SE | 04/29/2016 | Annual | 04/22/2016 | BAS | D06216317 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Basf SE | 04/29/2016 | Annual | 04/22/2016 | BAS | D06216317 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Basf SE | 04/29/2016 | Annual | 04/22/2016 | BAS | D06216317 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Basf SE | 04/29/2016 | Annual | 04/22/2016 | BAS | D06216317 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Basf SE | 04/29/2016 | Annual | 04/22/2016 | BAS | D06216317 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Basf SE | 04/29/2016 | Annual | 04/22/2016 | BAS | D06216317 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Basf SE | 04/29/2016 | Annual | 04/22/2016 | BAS | D06216317 | 8 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Basf SE | 04/29/2016 | Annual | 04/22/2016 | BAS | D06216317 | 9 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 2 | Compensation Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 4 | Liability Exemption of Directors & Officers | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 6 | Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 7 | Elect Shaul Elovitch | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 8 | Elect Or Elovitch | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 9 | Elect Orna Elovitch Peled | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 10 | Elect Amikam Shorer | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 11 | Elect Eldad Ben Moshe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 12 | Elect Joshua Rosenzweig | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 13 | Elect Rami Nomkin | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 14 | Discussion of 2015 Financial Statements | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bezeq The Israeli Telecomunication Corp. Ltd. | 06/30/2016 | Special | 06/02/2016 | M2012Q100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Growth Fund | Bezeq The Israeli Telecomunication Corp. Ltd. | 06/30/2016 | Special | 06/02/2016 | M2012Q100 | 2 | Management Services Agreement with Controlling Shareholder | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 7 | Non-Compete Agreement with Jean-Laurent Bonnafe, CEO | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 8 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 9 | Elect Jean-Laurent Bonnafe to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 10 | Elect Marion Guillou to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 11 | Elect Michel J. Tilmant to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 12 | Elect Wouter de Ploey to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 13 | Remuneration of Jean Lemierre, Chairman | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 14 | Remuneration of Jean-Laurent Bonnafe, CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 15 | Remuneration of Philippe Bordenave, COO | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 16 | Remuneration of Francois Villeroy de Galhau, Former COO (until April 2015) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 17 | Remuneration of Executives and Certain Categories of Employees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 18 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 22 | Global Ceiling on Capital Increases w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 23 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 24 | Global Ceiling on Capital Increases | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 25 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 26 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BNP Paribas | 05/26/2016 | Mix | 05/23/2016 | BNP | F1058Q238 | 27 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 7 | Related Party Transactions | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 8 | Supplementary Retirement Benefits (Olivier Bouygues) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 9 | Remuneration of Martin Bouygues, Chairman and CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 10 | Remuneration of Olivier Bouygues, Deputy CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 11 | Elect Patrick Kron to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 12 | Elect Colette Lewiner to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 13 | Elect Rose-Marie Van Lerberghe to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 14 | Elect Edward Bouygues to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 15 | Elect Sandra Nombret to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 16 | Elect Michele Vilain to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 17 | Elect Olivier Bouygues to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 18 | Elect Cyril Bouygues to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 19 | Elect Clara Gaymard to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 20 | Appointment of Auditor (Mazars) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 21 | Appointment of Auditor (Philippe Castagnac) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 22 | Authority to Repurchase Shares | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 24 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 25 | Employee Stock Purchase Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 26 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Bouygues SA | 04/21/2016 | Mix | 04/18/2016 | EN | F11487125 | 27 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 3 | Elect Robert W. Dudley | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 4 | Elect Brian Gilvary | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 5 | Elect Paul M. Anderson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 6 | Elect Alan L. Boeckmann | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 7 | Elect Frank L. Bowman | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 8 | Elect Cynthia B. Carroll | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 9 | Elect Ian E.L. Davis | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 10 | Elect Ann Dowling | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 11 | Elect Brendan R. Nelson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 13 | Elect John Sawers | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 14 | Elect Andrew B. Shilston | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 15 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 17 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 20 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | BP plc | 04/14/2016 | Annual | BP | G12793108 | 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 4 | Elect Sir Michael Rake | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 5 | Elect Gavin Patterson | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 6 | Elect Tony Chanmugam | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 7 | Elect Tony Ball | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 8 | Elect Iain C. Conn | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 9 | Elect Phil Hodkinson | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 10 | Elect Karen Richardson | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 11 | Elect Nicholas Rose | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 12 | Elect Jasmine Whitbread | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 13 | Elect Isabel Hudson | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 14 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 18 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 19 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | BT Group plc | 07/15/2015 | Annual | 06/01/2015 | BT.A | 05577E101 | 21 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 6 | Related Party Transactions | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 8 | Remuneration of Paul Hermelin, Chairman and CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 9 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 10 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 11 | Elect Lucia Sinapi-Thomas to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 12 | Elect Tania Castillo-Perez to the Board of Directors | Mgmt | Against | N/A | Against | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 13 | Elect Sian Herbert-Jones to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 14 | Elect Carole Ferrand to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 15 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 17 | Authority to Increase Capital Through Capitalisation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 20 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 21 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 22 | Greenshoe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 23 | Authority to Increase Share Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 24 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 25 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 26 | Authority to Issue Performance Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 27 | Amendment to Articles Regarding Staggered Director Terms | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 28 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cap Gemini SA | 05/18/2016 | Mix | 05/13/2016 | CAP | F13587120 | 29 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 2 | Allocation of Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 4 | Elect Kenzoh Tsujimoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 5 | Elect Haruhiro Tsujimoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 6 | Elect Yohichi Egawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 7 | Elect Kenkichi Nomura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 8 | Elect Hiroshi Yasuda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 9 | Elect Masao Satoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 10 | Elect Tohru Muranaka | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 11 | Elect Kazushi Hirao | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 12 | Elect Yoshihiko Iwasaki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 13 | Elect Tamio Oda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 14 | Elect Makoto Matsuo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 15 | Elect Takayuki Morinaga | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 16 | Elect Hitoshi Kanamori as an Alternate Audit Committee Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 17 | Non-Audit Committee Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Capcom Co. Ltd. | 06/17/2016 | Annual | 03/31/2016 | 9697 | J05187109 | 18 | Audit Committee Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Carnival plc | 04/14/2016 | Annual | 02/16/2016 | CCL | 143658300 | 1 | Elect Micky Arison | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Carnival plc | 04/14/2016 | Annual | 02/16/2016 | CCL | 143658300 | 2 | Elect Sir Jonathon Band | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Carnival plc | 04/14/2016 | Annual | 02/16/2016 | CCL | 143658300 | 3 | Elect Arnold W. Donald | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Carnival plc | 04/14/2016 | Annual | 02/16/2016 | CCL | 143658300 | 4 | Elect Richard J. Glasier | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Carnival plc | 04/14/2016 | Annual | 02/16/2016 | CCL | 143658300 | 5 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Carnival plc | 04/14/2016 | Annual | 02/16/2016 | CCL | 143658300 | 6 | Elect Sir John Parker | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Carnival plc | 04/14/2016 | Annual | 02/16/2016 | CCL | 143658300 | 7 | Elect Stuart Subotnick | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Carnival plc | 04/14/2016 | Annual | 02/16/2016 | CCL | 143658300 | 8 | Elect Laura A. Weil | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Carnival plc | 04/14/2016 | Annual | 02/16/2016 | CCL | 143658300 | 9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Carnival plc | 04/14/2016 | Annual | 02/16/2016 | CCL | 143658300 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Carnival plc | 04/14/2016 | Annual | 02/16/2016 | CCL | 143658300 | 11 | Approval of Directors’ Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Carnival plc | 04/14/2016 | Annual | 02/16/2016 | CCL | 143658300 | 12 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Carnival plc | 04/14/2016 | Annual | 02/16/2016 | CCL | 143658300 | 13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Carnival plc | 04/14/2016 | Annual | 02/16/2016 | CCL | 143658300 | 14 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Carnival plc | 04/14/2016 | Annual | 02/16/2016 | CCL | 143658300 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Carnival plc | 04/14/2016 | Annual | 02/16/2016 | CCL | 143658300 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Carnival plc | 04/14/2016 | Annual | 02/16/2016 | CCL | 143658300 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | China Biologic Products Inc. | 06/20/2016 | Annual | 05/06/2016 | CBPO | 16938C106 | 1.1 | Elect David (Xiaoying) Gao | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | China Biologic Products Inc. | 06/20/2016 | Annual | 05/06/2016 | CBPO | 16938C106 | 1.2 | Elect CHOW Joseph | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | China Biologic Products Inc. | 06/20/2016 | Annual | 05/06/2016 | CBPO | 16938C106 | 1.3 | Elect Min Fang | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | China Biologic Products Inc. | 06/20/2016 | Annual | 05/06/2016 | CBPO | 16938C106 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | China Biologic Products Inc. | 06/20/2016 | Annual | 05/06/2016 | CBPO | 16938C106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | China Biologic Products Inc. | 06/20/2016 | Annual | 05/06/2016 | CBPO | 16938C106 | 4 | Increase of Authorized Common Stock | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 5 | Elect XIAO Xiao | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 6 | Elect LUO Liang | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 7 | Elect Brian David LI Man Bun | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 8 | Directors’ Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 3 | Elect LIM Joo Jae | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 4 | Elect CHOI Do Sung | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 5 | Elect KIM Hyun Joon | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 6 | Election of Audit Committee Member: LIM Joo Jae | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 7 | Directors’ Fees | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 8 | Spin-off | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 9 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 10 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 05/26/2016 | Annual | 05/20/2016 | 0883 | Y1662W117 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 05/26/2016 | Annual | 05/20/2016 | 0883 | Y1662W117 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 05/26/2016 | Annual | 05/20/2016 | 0883 | Y1662W117 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 05/26/2016 | Annual | 05/20/2016 | 0883 | Y1662W117 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 05/26/2016 | Annual | 05/20/2016 | 0883 | Y1662W117 | 5 | Elect LI Fanrong | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 05/26/2016 | Annual | 05/20/2016 | 0883 | Y1662W117 | 6 | Elect LV Bo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 05/26/2016 | Annual | 05/20/2016 | 0883 | Y1662W117 | 7 | Elect CHIU Sung Hong | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 05/26/2016 | Annual | 05/20/2016 | 0883 | Y1662W117 | 8 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 05/26/2016 | Annual | 05/20/2016 | 0883 | Y1662W117 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 05/26/2016 | Annual | 05/20/2016 | 0883 | Y1662W117 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 05/26/2016 | Annual | 05/20/2016 | 0883 | Y1662W117 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cnooc Ltd. | 05/26/2016 | Annual | 05/20/2016 | 0883 | Y1662W117 | 12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 1.1 | Elect Robert J. Shillman | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 1.2 | Elect Anthony Sun | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 1.3 | Elect Robert J. Willett | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 3 | Increase of Authorized Common Stock | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Constellation Software Inc | 04/28/2016 | Special | 03/24/2016 | CSU | 21037X100 | 1.1 | Elect Jeff Bender | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Constellation Software Inc | 04/28/2016 | Special | 03/24/2016 | CSU | 21037X100 | 1.2 | Elect Meredith H Hayes | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Constellation Software Inc | 04/28/2016 | Special | 03/24/2016 | CSU | 21037X100 | 1.3 | Elect Robert Kittel | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Constellation Software Inc | 04/28/2016 | Special | 03/24/2016 | CSU | 21037X100 | 1.4 | Elect Mark Leonard | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Constellation Software Inc | 04/28/2016 | Special | 03/24/2016 | CSU | 21037X100 | 1.5 | Elect Paul McFeeters | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Constellation Software Inc | 04/28/2016 | Special | 03/24/2016 | CSU | 21037X100 | 1.6 | Elect Ian McKinnon | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Constellation Software Inc | 04/28/2016 | Special | 03/24/2016 | CSU | 21037X100 | 1.7 | Elect Mark Miller | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Constellation Software Inc | 04/28/2016 | Special | 03/24/2016 | CSU | 21037X100 | 1.8 | Elect Stephen R. Scotchmer | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Constellation Software Inc | 04/28/2016 | Special | 03/24/2016 | CSU | 21037X100 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Constellation Software Inc | 04/28/2016 | Special | 03/24/2016 | CSU | 21037X100 | 3 | Amend Articles to Create a New Class of Common Stock | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Controladora Vuela Compania De Aviacion SAB de CV - VOLARIS | 04/21/2016 | Special | 04/13/2016 | VOLAR | P30987104 | 1 | Amendments to Article 12 (Preemptive Rights) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Controladora Vuela Compania De Aviacion SAB de CV - VOLARIS | 04/21/2016 | Special | 04/13/2016 | VOLAR | P30987104 | 2 | Amendments to Article 18 (Call of Meetings) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Controladora Vuela Compania De Aviacion SAB de CV - VOLARIS | 04/21/2016 | Special | 04/13/2016 | VOLAR | P30987104 | 3 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Controladora Vuela Compania De Aviacion SAB de CV - VOLARIS | 04/21/2016 | Special | 04/13/2016 | VOLAR | P30987104 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Controladora Vuela Compania De Aviacion SAB de CV - VOLARIS | 04/21/2016 | Special | 04/13/2016 | VOLAR | P30987104 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Cookpad Inc | 03/24/2016 | Annual | 12/31/2015 | 2193 | J08696106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Cookpad Inc | 03/24/2016 | Annual | 12/31/2015 | 2193 | J08696106 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cookpad Inc | 03/24/2016 | Annual | 12/31/2015 | 2193 | J08696106 | 3 | Elect Akimitsu Sano | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cookpad Inc | 03/24/2016 | Annual | 12/31/2015 | 2193 | J08696106 | 4 | Elect Yoshiteru Akita | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cookpad Inc | 03/24/2016 | Annual | 12/31/2015 | 2193 | J08696106 | 5 | Elect Rinpei Iwata | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cookpad Inc | 03/24/2016 | Annual | 12/31/2015 | 2193 | J08696106 | 6 | Elect Masaaki Shintaku | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cookpad Inc | 03/24/2016 | Annual | 12/31/2015 | 2193 | J08696106 | 7 | Elect Kiyohiko Nishimura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cookpad Inc | 03/24/2016 | Annual | 12/31/2015 | 2193 | J08696106 | 8 | Elect Toru Kitagawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cookpad Inc | 03/24/2016 | Annual | 12/31/2015 | 2193 | J08696106 | 9 | Elect Kyohko Deguchi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cookpad Inc | 03/24/2016 | Annual | 12/31/2015 | 2193 | J08696106 | 10 | Elect Kohichiro Fujii | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cookpad Inc | 03/24/2016 | Annual | 12/31/2015 | 2193 | J08696106 | 11 | Elect Daisuke Yanagizawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Cookpad Inc | 03/24/2016 | Annual | 12/31/2015 | 2193 | J08696106 | 12 | Equity Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 1 | Elect Charles L. Dunlap | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 2 | Elect Lucia van Geuns | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 3 | Elect Michael Straughen | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 4 | Election of Additional Supervisory Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 5 | Amendment of Article 16, Sub-article 15 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 7 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 8 | Cancellation of Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 9 | Extension and Renewal of Exisiting Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 10 | Extension of Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Credit Suisse Group | 11/19/2015 | Special | 11/16/2015 | CSGN | H3698D419 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Credit Suisse Group | 11/19/2015 | Special | 11/16/2015 | CSGN | H3698D419 | 2 | Private Placement | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Credit Suisse Group | 11/19/2015 | Special | 11/16/2015 | CSGN | H3698D419 | 3 | Rights Issue | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Credit Suisse Group | 11/19/2015 | Special | 11/16/2015 | CSGN | H3698D419 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Credit Suisse Group | 11/19/2015 | Special | 11/16/2015 | CSGN | H3698D419 | 5 | Authorize Proxy to Vote on Additional Shareholder Proposals | ShrHoldr | N/A | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Credit Suisse Group | 11/19/2015 | Special | 11/16/2015 | CSGN | H3698D419 | 6 | Authorize Proxy to Vote on Additional Board Proposals | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 4 | Remuneration Policy (Binding) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 5 | Increase in NEDs’ Fee Cap | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 6 | Elect Ernst Bartschi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 7 | Elect Maeve Carton | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 8 | Elect Nicky Hartery | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 9 | Elect Patrick J. Kennedy | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 10 | Elect Rebecca A. McDonald | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 11 | Elect Don McGovern | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 12 | Elect Heather Ann McSharry | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 13 | Elect Albert Manifold | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 14 | Elect Senan Murphy | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 15 | Elect Lucinda Riches | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 16 | Elect Henk Rottinghuis | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 17 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 18 | Elect Mark S. Towe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 19 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 20 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 23 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 24 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | CRH Plc | 04/28/2016 | Annual | 03/21/2016 | CRH | 12626K203 | 25 | Scrip Dividend | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dai Nippon Printing Company Limited | 06/29/2016 | Annual | 03/31/2016 | 7912 | J10584100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Dai Nippon Printing Company Limited | 06/29/2016 | Annual | 03/31/2016 | 7912 | J10584100 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dai Nippon Printing Company Limited | 06/29/2016 | Annual | 03/31/2016 | 7912 | J10584100 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dai Nippon Printing Company Limited | 06/29/2016 | Annual | 03/31/2016 | 7912 | J10584100 | 4 | Elect Yoshitoshi Kitajima | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dai Nippon Printing Company Limited | 06/29/2016 | Annual | 03/31/2016 | 7912 | J10584100 | 5 | Elect Kohichi Takanami | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dai Nippon Printing Company Limited | 06/29/2016 | Annual | 03/31/2016 | 7912 | J10584100 | 6 | Elect Masayoshi Yamada | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dai Nippon Printing Company Limited | 06/29/2016 | Annual | 03/31/2016 | 7912 | J10584100 | 7 | Elect Yoshinari Kitajima | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dai Nippon Printing Company Limited | 06/29/2016 | Annual | 03/31/2016 | 7912 | J10584100 | 8 | Elect Masahiko Wada | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dai Nippon Printing Company Limited | 06/29/2016 | Annual | 03/31/2016 | 7912 | J10584100 | 9 | Elect Tetsuji Morino | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dai Nippon Printing Company Limited | 06/29/2016 | Annual | 03/31/2016 | 7912 | J10584100 | 10 | Elect Tokuji Kanda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dai Nippon Printing Company Limited | 06/29/2016 | Annual | 03/31/2016 | 7912 | J10584100 | 11 | Elect Motoharu Kitajima | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dai Nippon Printing Company Limited | 06/29/2016 | Annual | 03/31/2016 | 7912 | J10584100 | 12 | Elect Takashi Saitoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dai Nippon Printing Company Limited | 06/29/2016 | Annual | 03/31/2016 | 7912 | J10584100 | 13 | Elect Satoru Inoue | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dai Nippon Printing Company Limited | 06/29/2016 | Annual | 03/31/2016 | 7912 | J10584100 | 14 | Elect Tadao Tsukada | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dai Nippon Printing Company Limited | 06/29/2016 | Annual | 03/31/2016 | 7912 | J10584100 | 15 | Elect Tsukasa Miyajima | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dai Nippon Printing Company Limited | 06/29/2016 | Annual | 03/31/2016 | 7912 | J10584100 | 16 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dai Nippon Printing Company Limited | 06/29/2016 | Annual | 03/31/2016 | 7912 | J10584100 | 17 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Dassault Systemes SA | 09/04/2015 | Special | 09/01/2015 | DSY | F2457H472 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Dassault Systemes SA | 09/04/2015 | Special | 09/01/2015 | DSY | F2457H472 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Dassault Systemes SA | 09/04/2015 | Special | 09/01/2015 | DSY | F2457H472 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Dassault Systemes SA | 09/04/2015 | Special | 09/01/2015 | DSY | F2457H472 | 4 | Authority to Issue Restricted Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dassault Systemes SA | 09/04/2015 | Special | 09/01/2015 | DSY | F2457H472 | 5 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dassault Systemes SA | 09/04/2015 | Special | 09/01/2015 | DSY | F2457H472 | 6 | Amendments to Corporate Purpose | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dassault Systemes SA | 09/04/2015 | Special | 09/01/2015 | DSY | F2457H472 | 7 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dentsu Inc. | 03/30/2016 | Annual | 12/31/2015 | 4324 | J1207N108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Dentsu Inc. | 03/30/2016 | Annual | 12/31/2015 | 4324 | J1207N108 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dentsu Inc. | 03/30/2016 | Annual | 12/31/2015 | 4324 | J1207N108 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dentsu Inc. | 03/30/2016 | Annual | 12/31/2015 | 4324 | J1207N108 | 4 | Elect Tadashi Ishii | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dentsu Inc. | 03/30/2016 | Annual | 12/31/2015 | 4324 | J1207N108 | 5 | Elect Shohichi Nakamoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dentsu Inc. | 03/30/2016 | Annual | 12/31/2015 | 4324 | J1207N108 | 6 | Elect Yoshio Takada | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dentsu Inc. | 03/30/2016 | Annual | 12/31/2015 | 4324 | J1207N108 | 7 | Elect Timothy Andree | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dentsu Inc. | 03/30/2016 | Annual | 12/31/2015 | 4324 | J1207N108 | 8 | Elect Kunihiro Matsushima | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dentsu Inc. | 03/30/2016 | Annual | 12/31/2015 | 4324 | J1207N108 | 9 | Elect Kenichi Katoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dentsu Inc. | 03/30/2016 | Annual | 12/31/2015 | 4324 | J1207N108 | 10 | Elect Atsuko Tohyama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dentsu Inc. | 03/30/2016 | Annual | 12/31/2015 | 4324 | J1207N108 | 11 | Elect Toshiaki Hasegawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dentsu Inc. | 03/30/2016 | Annual | 12/31/2015 | 4324 | J1207N108 | 12 | Elect Kentaroh Koga | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dentsu Inc. | 03/30/2016 | Annual | 12/31/2015 | 4324 | J1207N108 | 13 | Non-Audit Committee Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dentsu Inc. | 03/30/2016 | Annual | 12/31/2015 | 4324 | J1207N108 | 14 | Audit Committee Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Borse AG | 05/11/2016 | Annual | 05/04/2016 | DB1 | D1882G119 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Borse AG | 05/11/2016 | Annual | 05/04/2016 | DB1 | D1882G119 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Borse AG | 05/11/2016 | Annual | 05/04/2016 | DB1 | D1882G119 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Borse AG | 05/11/2016 | Annual | 05/04/2016 | DB1 | D1882G119 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Borse AG | 05/11/2016 | Annual | 05/04/2016 | DB1 | D1882G119 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Borse AG | 05/11/2016 | Annual | 05/04/2016 | DB1 | D1882G119 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Borse AG | 05/11/2016 | Annual | 05/04/2016 | DB1 | D1882G119 | 7 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Borse AG | 05/11/2016 | Annual | 05/04/2016 | DB1 | D1882G119 | 8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Borse AG | 05/11/2016 | Annual | 05/04/2016 | DB1 | D1882G119 | 9 | Elect Ann-Kristin Achleitner to the Supervisory Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Borse AG | 05/11/2016 | Annual | 05/04/2016 | DB1 | D1882G119 | 10 | Increase in Authorized Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Borse AG | 05/11/2016 | Annual | 05/04/2016 | DB1 | D1882G119 | 11 | Compensation Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Borse AG | 05/11/2016 | Annual | 05/04/2016 | DB1 | D1882G119 | 12 | Supervisory Board Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Borse AG | 05/11/2016 | Annual | 05/04/2016 | DB1 | D1882G119 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 05/18/2016 | DTE | D2035M136 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 05/18/2016 | DTE | D2035M136 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 05/18/2016 | DTE | D2035M136 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 05/18/2016 | DTE | D2035M136 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 05/18/2016 | DTE | D2035M136 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 05/18/2016 | DTE | D2035M136 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 05/18/2016 | DTE | D2035M136 | 7 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 05/18/2016 | DTE | D2035M136 | 8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 05/18/2016 | DTE | D2035M136 | 9 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 05/18/2016 | DTE | D2035M136 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 05/18/2016 | DTE | D2035M136 | 11 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 05/18/2016 | DTE | D2035M136 | 12 | Elect Helga Jung as Supervisory Board Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 05/18/2016 | DTE | D2035M136 | 13 | Supervisory Board Members’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 05/18/2016 | DTE | D2035M136 | 14 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 4 | Elect Hideki Tomita | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 5 | Elect Kazuhisa Iwata | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 6 | Elect Tsuneyo Ohtomo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 7 | Elect Katsumi Ueki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 8 | Elect Eiji Watanabe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 9 | Elect Minoru Noda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 10 | Elect Tatsuya Shimizu | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 11 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | DIP corporation | 05/28/2016 | Annual | 02/29/2016 | 2379 | J1231Q119 | 12 | Equity Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dollarama Inc. | 06/08/2016 | Annual | 04/20/2016 | DOL | 25675T206 | 1.1 | Elect Joshua Bekenstein | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dollarama Inc. | 06/08/2016 | Annual | 04/20/2016 | DOL | 25675T206 | 1.2 | Elect Gregory David | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dollarama Inc. | 06/08/2016 | Annual | 04/20/2016 | DOL | 25675T206 | 1.3 | Elect Elisa D. Garcia | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dollarama Inc. | 06/08/2016 | Annual | 04/20/2016 | DOL | 25675T206 | 1.4 | Elect Stephen K. Gunn | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dollarama Inc. | 06/08/2016 | Annual | 04/20/2016 | DOL | 25675T206 | 1.5 | Elect Nicholas Nomicos | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dollarama Inc. | 06/08/2016 | Annual | 04/20/2016 | DOL | 25675T206 | 1.6 | Elect Larry Rossy | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dollarama Inc. | 06/08/2016 | Annual | 04/20/2016 | DOL | 25675T206 | 1.7 | Elect Neil Rossy | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dollarama Inc. | 06/08/2016 | Annual | 04/20/2016 | DOL | 25675T206 | 1.8 | Elect Richard G. Roy | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dollarama Inc. | 06/08/2016 | Annual | 04/20/2016 | DOL | 25675T206 | 1.9 | Elect John J. Swidler | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dollarama Inc. | 06/08/2016 | Annual | 04/20/2016 | DOL | 25675T206 | 1.10 | Elect Huw Thomas | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Dollarama Inc. | 06/08/2016 | Annual | 04/20/2016 | DOL | 25675T206 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 3 | Amendment to Article | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 4 | Elect Satoshi Seino | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 5 | Elect Masaki Ogata | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 6 | Elect Tetsuroh Tomita | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 7 | Elect Yuji Fukasawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 8 | Elect Osamu Kawanobe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 9 | Elect Yuji Morimoto | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 10 | Elect Toshiroh Ichinose | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 11 | Elect Masahiko Nakai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 12 | Elect Takao Nishiyama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 13 | Elect Masao Hino | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 14 | Elect Tadao Maekawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 15 | Elect Akihiko Ishikawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 16 | Elect Takashi Etoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 17 | Elect Tomokazu Hamaguchi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 18 | Elect Motoshige Itoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 19 | Elect Reiko Amano | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 20 | Elect Seishi Kanetsuki as Statutory Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 21 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | East Japan Railway Company Limited | 06/23/2016 | Annual | 03/31/2016 | 9020 | J1257M109 | 22 | Bonus | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 04/18/2016 | Ordinary | EAST | M2932V106 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | ||||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 04/18/2016 | Ordinary | EAST | M2932V106 | 2 | Approval of 2016/17 Budget | Mgmt | For | TNA | Against | Take No Action | ||||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 04/18/2016 | Ordinary | EAST | M2932V106 | 3 | Amendments to Articles | Mgmt | For | TNA | Against | Take No Action | ||||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 09/15/2015 | Ordinary | EAST | M2932V106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 09/15/2015 | Ordinary | EAST | M2932V106 | 2 | Election of Board Chairman | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 09/15/2015 | Ordinary | EAST | M2932V106 | 3 | Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 3 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 4 | Auditor’s Report | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 5 | Financial Statements | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 6 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 7 | Employees’ Bonus | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 8 | Changes to Board Composition | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 10 | Elect Hussein Saad Zaghloul | Mgmt | For | N/A | Against | Voted | ||||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 11 | Elect Mohammed Jamal Muharram Mahmoud | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 12 | Elect Wajdi Kolta Michael | Mgmt | For | N/A | Against | Voted | ||||||||||||||
TCW International Growth Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 13 | Approval of Accounting Treatment of Charitable Assets | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | EI Towers S.p.A. | 04/21/2016 | Ordinary | 04/12/2016 | EIT | T3606C104 | 1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | EI Towers S.p.A. | 04/21/2016 | Ordinary | 04/12/2016 | EIT | T3606C104 | 2 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | EI Towers S.p.A. | 04/21/2016 | Ordinary | 04/12/2016 | EIT | T3606C104 | 3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | EI Towers S.p.A. | 04/21/2016 | Ordinary | 04/12/2016 | EIT | T3606C104 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | EI Towers S.p.A. | 04/21/2016 | Ordinary | 04/12/2016 | EIT | T3606C104 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Essentra Plc | 04/20/2016 | Annual | ESNT | G3198T105 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Essentra Plc | 04/20/2016 | Annual | ESNT | G3198T105 | 2 | Remuneration Report (advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Essentra Plc | 04/20/2016 | Annual | ESNT | G3198T105 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Essentra Plc | 04/20/2016 | Annual | ESNT | G3198T105 | 4 | Elect Paul J. Lester | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Essentra Plc | 04/20/2016 | Annual | ESNT | G3198T105 | 5 | Elect Tommy Breen | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Essentra Plc | 04/20/2016 | Annual | ESNT | G3198T105 | 6 | Elect Stefan Schellinger | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Essentra Plc | 04/20/2016 | Annual | ESNT | G3198T105 | 7 | Elect Colin Day | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Essentra Plc | 04/20/2016 | Annual | ESNT | G3198T105 | 8 | Elect Terry Twigger | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Essentra Plc | 04/20/2016 | Annual | ESNT | G3198T105 | 9 | Elect Peter Hill | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Essentra Plc | 04/20/2016 | Annual | ESNT | G3198T105 | 10 | Elect Lorraine Trainer | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Essentra Plc | 04/20/2016 | Annual | ESNT | G3198T105 | 11 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Essentra Plc | 04/20/2016 | Annual | ESNT | G3198T105 | 12 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Essentra Plc | 04/20/2016 | Annual | ESNT | G3198T105 | 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Essentra Plc | 04/20/2016 | Annual | ESNT | G3198T105 | 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Essentra Plc | 04/20/2016 | Annual | ESNT | G3198T105 | 15 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Essentra Plc | 04/20/2016 | Annual | ESNT | G3198T105 | 16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 1.1 | Elect Marc L. Andreessen | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 1.4 | Elect Reed Hastings | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 1.5 | Elect Jan Koum | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 1.7 | Elect Peter A. Thiel | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 4 | Ratification of 2013 Grants to Non-Employee Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 5 | Ratification of 2014 and 2015 Grants to Non-Employee Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 6 | Annual Compensation Program for Non-Employee Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 7 | Approve Establishment of Class C Stock and Associated Rights | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 8 | Increase the Number of Class A Stock from 5,000,000,000 to 20,000,000,000 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 9 | Provide Equal Treatment of Stock Classes in Transactions and Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 10 | Provide for Conversion Events of Class B Stock | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 11 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 12 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 13 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 15 | Shareholder Proposal Regarding Formation of International Public Policy Committee | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW International Growth Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW International Growth Fund | Fairfax Financial Holdings Limited | 04/14/2016 | Annual | 03/11/2016 | FFH | 303901102 | 1.1 | Elect Anthony F. Griffiths | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fairfax Financial Holdings Limited | 04/14/2016 | Annual | 03/11/2016 | FFH | 303901102 | 1.2 | Elect Robert J. Gunn | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fairfax Financial Holdings Limited | 04/14/2016 | Annual | 03/11/2016 | FFH | 303901102 | 1.3 | Elect Alan D. Horn | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fairfax Financial Holdings Limited | 04/14/2016 | Annual | 03/11/2016 | FFH | 303901102 | 1.4 | Elect John R.V. Palmer | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fairfax Financial Holdings Limited | 04/14/2016 | Annual | 03/11/2016 | FFH | 303901102 | 1.5 | Elect Timothy R. Price | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fairfax Financial Holdings Limited | 04/14/2016 | Annual | 03/11/2016 | FFH | 303901102 | 1.6 | Elect Brandon W. Sweitzer | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fairfax Financial Holdings Limited | 04/14/2016 | Annual | 03/11/2016 | FFH | 303901102 | 1.7 | Elect Benjamin P. Watsa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fairfax Financial Holdings Limited | 04/14/2016 | Annual | 03/11/2016 | FFH | 303901102 | 1.8 | Elect V. Prem Watsa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fairfax Financial Holdings Limited | 04/14/2016 | Annual | 03/11/2016 | FFH | 303901102 | 2 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 2 | Acquisition | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 3 | Demerger | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 4 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 5 | Elect Junji Ueda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 6 | Elect Isamu Nakayama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 7 | Elect Toshio Katoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 8 | Elect Toshinori Honda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 9 | Elect Masaaki Kosaka | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 10 | Elect Akinori Wada | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 11 | Elect Yukihiko Komatsuzaki | Mgmt | For | For | For | �� | Voted | ||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 12 | Elect Hiroaki Tamamaki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 13 | Elect Takashi Sawada | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 14 | Elect Kunihiro Nakade | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 15 | Elect Akihiro Watanabe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 16 | Elect Norio Sako | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 17 | Elect Jiroh Koshida | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 18 | Elect Jun Takahashi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 19 | Elect Takashi Saeki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 20 | Elect Yasuhiro Baba as Statutory Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 21 | Elect Akira Itoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 22 | Elect Naotaka Nanya | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Familymart Co Ltd | 05/26/2016 | Annual | 02/29/2016 | 8028 | J13398102 | 23 | Amendment to Special Allowances for Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 1 | Meeting Minutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 2 | Election of Directors (Slate) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 3 | Elect Khalid Nawaz Khan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 4 | Elect Shafqaat Ahmed | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 5 | Elect Qaiser Javaid | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 6 | Elect Nadeem Inayat | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 7 | Elect Rukhsana Zuberi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 8 | Elect Farhad Shaikh Mohammad | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 9 | Elect Muhammad Farooq Iqbal | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 10 | Elect Gulfam Alam | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 11 | Elect Shahid Ghaffar | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 12 | Elect Nargis Ghaloo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 13 | Elect Mumtaz Ahmad Bajwa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 14 | Elect Muhammad Arif Aziz | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 15 | Elect Per Kristian Bakkerud | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 16 | Transaction of Other Business | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.1 | Elect Pierre Lassonde | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.2 | Elect David Harquail | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.3 | Elect Thomas Albanese | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.4 | Elect Derek W. Evans | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.5 | Elect Graham Farquharson | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.6 | Elect Catherine Farrow | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.7 | Elect Louis P. Gignac | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.8 | Elect Randall Oliphant | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.9 | Elect David R. Peterson | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 05/12/2016 | Annual | 04/20/2016 | FME | D2734Z107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 05/12/2016 | Annual | 04/20/2016 | FME | D2734Z107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 05/12/2016 | Annual | 04/20/2016 | FME | D2734Z107 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 05/12/2016 | Annual | 04/20/2016 | FME | D2734Z107 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 05/12/2016 | Annual | 04/20/2016 | FME | D2734Z107 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 05/12/2016 | Annual | 04/20/2016 | FME | D2734Z107 | 6 | Ratification of General Partner Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 05/12/2016 | Annual | 04/20/2016 | FME | D2734Z107 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 05/12/2016 | Annual | 04/20/2016 | FME | D2734Z107 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 05/12/2016 | Annual | 04/20/2016 | FME | D2734Z107 | 9 | Compensation Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 05/12/2016 | Annual | 04/20/2016 | FME | D2734Z107 | 10 | Elect Gerd Krick to the Supervisory Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 05/12/2016 | Annual | 04/20/2016 | FME | D2734Z107 | 11 | Elect Dieter Schenk to the Supervisory Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 05/12/2016 | Annual | 04/20/2016 | FME | D2734Z107 | 12 | Elect Rolf A. Classon to the Supervisory Board and Joint Committee | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 05/12/2016 | Annual | 04/20/2016 | FME | D2734Z107 | 13 | Elect William P. Johnston to the Supervisory Board and Joint Committee | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 05/12/2016 | Annual | 04/20/2016 | FME | D2734Z107 | 14 | Elect Deborah Doyle McWhinney to the Supervisory Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 05/12/2016 | Annual | 04/20/2016 | FME | D2734Z107 | 15 | Elect Pascale Witz to the Supervisory Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 05/12/2016 | Annual | 04/20/2016 | FME | D2734Z107 | 16 | Supervisory Board Members’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 05/12/2016 | Annual | 04/20/2016 | FME | D2734Z107 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 05/12/2016 | Annual | 04/20/2016 | FME | D2734Z107 | 18 | Amendment to Pooling Agreement | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fresenius Medical Care AG & Co. KGaA | 05/12/2016 | Annual | 04/20/2016 | FME | D2734Z107 | 19 | Amendment to the Stock Option Plan 2011 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fuji Heavy Industries Ltd. | 06/28/2016 | Annual | 03/31/2016 | 7270 | J14406136 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Fuji Heavy Industries Ltd. | 06/28/2016 | Annual | 03/31/2016 | 7270 | J14406136 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fuji Heavy Industries Ltd. | 06/28/2016 | Annual | 03/31/2016 | 7270 | J14406136 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fuji Heavy Industries Ltd. | 06/28/2016 | Annual | 03/31/2016 | 7270 | J14406136 | 4 | Elect Yasuyuki Yoshinaga | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fuji Heavy Industries Ltd. | 06/28/2016 | Annual | 03/31/2016 | 7270 | J14406136 | 5 | Elect Jun Kondoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fuji Heavy Industries Ltd. | 06/28/2016 | Annual | 03/31/2016 | 7270 | J14406136 | 6 | Elect Naoto Mutoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fuji Heavy Industries Ltd. | 06/28/2016 | Annual | 03/31/2016 | 7270 | J14406136 | 7 | Elect Mitsuru Takahashi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fuji Heavy Industries Ltd. | 06/28/2016 | Annual | 03/31/2016 | 7270 | J14406136 | 8 | Elect Takeshi Tachimori | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fuji Heavy Industries Ltd. | 06/28/2016 | Annual | 03/31/2016 | 7270 | J14406136 | 9 | Elect Masahiro Kasai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fuji Heavy Industries Ltd. | 06/28/2016 | Annual | 03/31/2016 | 7270 | J14406136 | 10 | Elect Yoshinori Komamura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fuji Heavy Industries Ltd. | 06/28/2016 | Annual | 03/31/2016 | 7270 | J14406136 | 11 | Elect Shigehiro Aoyama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fuji Heavy Industries Ltd. | 06/28/2016 | Annual | 03/31/2016 | 7270 | J14406136 | 12 | Elect Shuzoh Haimoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fuji Heavy Industries Ltd. | 06/28/2016 | Annual | 03/31/2016 | 7270 | J14406136 | 13 | Elect Yasuyuki Abe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fuji Heavy Industries Ltd. | 06/28/2016 | Annual | 03/31/2016 | 7270 | J14406136 | 14 | Elect Kenji Tamazawa as Alternate Statutory Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Fuji Heavy Industries Ltd. | 06/28/2016 | Annual | 03/31/2016 | 7270 | J14406136 | 15 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 2 | Consolidated Accounts and Reports | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 3 | Financial Statements | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 4 | Compensation Report | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 5 | Allocation of Profits | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 6 | Dividends from Reserves | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 7 | Ratification of Board and Management Acts | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 8 | Elect Andreas Schmid as Chairman | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 9 | Elect David Barger | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 10 | Elect Remo Brunschwiler | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 11 | Elect Gerard van Kesteren | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 12 | Elect Frederick W. Reid | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 13 | Elect Julie Southern | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 14 | Elect Anthonie Stal | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 15 | Elect Dissident Nominee Rudolf Bohli | Mgmt | Against | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 16 | Elect Dissident Nominee Nils Engel | Mgmt | Against | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 17 | Elect Julie Southern as Compensation Committee Member | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 18 | Elect Fred Reid as Compensation Committee Member | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 19 | Elect Anthonie Stal as Compensation Committee Member | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 20 | Elect Dissident Nominee Nils Engel as Compensation Committee Member | Mgmt | Against | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 21 | Appointment of Independent Proxy | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 22 | Appointment of Auditor | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 23 | Increase in Authorised Capital | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 24 | Amendments to Articles | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 25 | Board Compensation | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 26 | Executive Compensation | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Gategroup Holding AG | 04/14/2016 | Annual | 04/04/2016 | GATE | H30145108 | 27 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Glenmark Pharmaceuticals Limited | 09/22/2015 | Annual | 09/15/2015 | GLENMARK | Y2711C144 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Glenmark Pharmaceuticals Limited | 09/22/2015 | Annual | 09/15/2015 | GLENMARK | Y2711C144 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Glenmark Pharmaceuticals Limited | 09/22/2015 | Annual | 09/15/2015 | GLENMARK | Y2711C144 | 3 | Elect Cheryl Pinto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Glenmark Pharmaceuticals Limited | 09/22/2015 | Annual | 09/15/2015 | GLENMARK | Y2711C144 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Glenmark Pharmaceuticals Limited | 09/22/2015 | Annual | 09/15/2015 | GLENMARK | Y2711C144 | 5 | Authority to Set Cost Auditor’s Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 3 | Elect Masatoshi Kumagai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 4 | Elect Issei Ainoura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 5 | Elect Ryu Muramatsu | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 6 | Elect Satoru Isozaki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 7 | Elect Yuichi Hisada | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 8 | Elect Yasuhiko Kimura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 9 | Elect Tadashi Ohshima | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 10 | Elect Tomoyuki Murakami | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 11 | Elect Shinichi Sugiyama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 12 | Elect Yusuke Arai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 13 | Elect Masaya Onagi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | GMO Payment Gateway Inc. | 12/20/2015 | Annual | 09/30/2015 | 3769 | J18229104 | 14 | Elect Akio Satoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | GS Retail Co Ltd | 03/18/2016 | Annual | 12/31/2015 | 007070 | Y2915J101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | GS Retail Co Ltd | 03/18/2016 | Annual | 12/31/2015 | 007070 | Y2915J101 | 2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | GS Retail Co Ltd | 03/18/2016 | Annual | 12/31/2015 | 007070 | Y2915J101 | 3 | Elect JEONG Taek Geun | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | GS Retail Co Ltd | 03/18/2016 | Annual | 12/31/2015 | 007070 | Y2915J101 | 4 | Elect PARK Seong Deuk | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | GS Retail Co Ltd | 03/18/2016 | Annual | 12/31/2015 | 007070 | Y2915J101 | 5 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 3 | Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 4 | Supervisors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 5 | Annual Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 6 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 9 | Investment Asset Allocation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 10 | Authority to Give Guarantees | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 11 | BNP Paribas Investment Partners BE Holding SA | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 12 | Shanghai Shengyuan Real Estate (Group) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 13 | Board Authorization | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 14 | Other Parties | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 15 | Elect ZHANG Ming as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 16 | Elect SONG Chunfeng as Supervisor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 17 | Adjustments to Directors’ and Supervisors’ Allowances | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 18 | Elect Lawrence CHU Sheng Yu as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 19 | Elect Carman CHAN Wah Man as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 20 | Type | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 21 | Term | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 22 | Interest rate | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 23 | Issuer, issue size and issue method | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 24 | Issue price | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 25 | Security and other credit enhancement arrangements | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 26 | Use of proceeds | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 27 | Issue target and placement arrangements | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 28 | Guarantee measures for repayment | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 29 | Listing of debt financing instruments | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 30 | Validity period | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 31 | Authorization for issuance | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 32 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 33 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haseko Corporation | 06/24/2016 | Annual | 03/31/2016 | 1808 | J18984104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Haseko Corporation | 06/24/2016 | Annual | 03/31/2016 | 1808 | J18984104 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haseko Corporation | 06/24/2016 | Annual | 03/31/2016 | 1808 | J18984104 | 3 | Elect Morio Shimada | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haseko Corporation | 06/24/2016 | Annual | 03/31/2016 | 1808 | J18984104 | 4 | Elect Kinichi Kitamura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haseko Corporation | 06/24/2016 | Annual | 03/31/2016 | 1808 | J18984104 | 5 | Elect Fujio Hirano | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haseko Corporation | 06/24/2016 | Annual | 03/31/2016 | 1808 | J18984104 | 6 | Elect Osamu Takahashi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haseko Corporation | 06/24/2016 | Annual | 03/31/2016 | 1808 | J18984104 | 7 | Elect Kazuhiko Ichimura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Haseko Corporation | 06/24/2016 | Annual | 03/31/2016 | 1808 | J18984104 | 8 | Elect Masahiro Okuyama as Statutory Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 4 | Elect K.V. Rao | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 5 | Elect B.K. Namdeo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 7 | Elect Y.K. Gawali | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 8 | Elect Sandip Poundrik | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 9 | Authority to Set Cost Auditor’s Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 10 | Related Party Transactions | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 4 | Allocation of Profits | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 5 | Compensation of Losses | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 6 | Special Dividend | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 7 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 8 | Elect Rafael Miranda Robredo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 9 | Elect Joaquin Ayuso Garcia | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 10 | Elect Fernando Gumuzio Iniguez de Onzono | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 11 | Elect Luis Alberto Manas Anton | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 12 | Elect Maria Concepcion Osacar Garaicoechea | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 13 | Elect Jose Pedro Perez Llorca | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 14 | Application of SOCIMI (REIT) Tax Regime | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 15 | Change in Company Name to Hispania Activos Inmobiliarios, SOCIMI, S.A. | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 16 | Amendments to Articles 1 and 6 Regarding Change in Company Name to Reflect REIT Status | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 17 | Amendments to Articles 8 and 56 Regarding Dividend Distributions under REIT Regime | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 18 | Amendments to Articles of Association (Renumbering) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 19 | Amendments to General Meeting Regulations to Change in Company Name to Reflect REIT Status | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 20 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 21 | Restructuring of the Company | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 22 | Merger | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 23 | Amendments to Articles of Association | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 24 | Authority to Reduce Notice Period to 20 Days | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 25 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hispania Activos Inmobiliarios SAU | 05/05/2016 | Ordinary | 04/28/2016 | HIS | E6164H106 | 26 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 1 | Accounts and Reports (Standalone) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 2 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 4 | Elect Deepak S. Parekh | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 6 | Appointment of Branch Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 7 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 8 | Related Party Transactions with HDFC Bank Limited | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 9 | Authority to Issue Non-Convertible Debentures and Warrants | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 10 | Increase in Authorised Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 11 | Amendments to Memorandum (Authorised Capital) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 12 | Amendments to Articles (Authorised Capital) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Hyundai Motor Co | 03/11/2016 | Annual | 12/31/2015 | 005380 | Y38472109 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hyundai Motor Co | 03/11/2016 | Annual | 12/31/2015 | 005380 | Y38472109 | 2 | Election of Directors (Slate) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hyundai Motor Co | 03/11/2016 | Annual | 12/31/2015 | 005380 | Y38472109 | 3 | Election of Audit Committee Member: NAM Sung Il | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Hyundai Motor Co | 03/11/2016 | Annual | 12/31/2015 | 005380 | Y38472109 | 4 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Imperial Tobacco Group plc | 02/03/2016 | Annual | IMT | G4721W102 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Imperial Tobacco Group plc | 02/03/2016 | Annual | IMT | G4721W102 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Imperial Tobacco Group plc | 02/03/2016 | Annual | IMT | G4721W102 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Imperial Tobacco Group plc | 02/03/2016 | Annual | IMT | G4721W102 | 4 | Elect Alison Cooper | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Imperial Tobacco Group plc | 02/03/2016 | Annual | IMT | G4721W102 | 5 | Elect David J. Haines | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Imperial Tobacco Group plc | 02/03/2016 | Annual | IMT | G4721W102 | 6 | Elect Michael Herlihy | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Imperial Tobacco Group plc | 02/03/2016 | Annual | IMT | G4721W102 | 7 | Elect Matthew Phillips | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Imperial Tobacco Group plc | 02/03/2016 | Annual | IMT | G4721W102 | 8 | Elect Oliver Tant | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Imperial Tobacco Group plc | 02/03/2016 | Annual | IMT | G4721W102 | 9 | Elect Mark Williamson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Imperial Tobacco Group plc | 02/03/2016 | Annual | IMT | G4721W102 | 10 | Elect Karen Witts | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Imperial Tobacco Group plc | 02/03/2016 | Annual | IMT | G4721W102 | 11 | Elect Malcolm Wyman | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Imperial Tobacco Group plc | 02/03/2016 | Annual | IMT | G4721W102 | 12 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Imperial Tobacco Group plc | 02/03/2016 | Annual | IMT | G4721W102 | 13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Imperial Tobacco Group plc | 02/03/2016 | Annual | IMT | G4721W102 | 14 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Imperial Tobacco Group plc | 02/03/2016 | Annual | IMT | G4721W102 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Imperial Tobacco Group plc | 02/03/2016 | Annual | IMT | G4721W102 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Imperial Tobacco Group plc | 02/03/2016 | Annual | IMT | G4721W102 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Imperial Tobacco Group plc | 02/03/2016 | Annual | IMT | G4721W102 | 18 | Change in Company Name | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Imperial Tobacco Group plc | 02/03/2016 | Annual | IMT | G4721W102 | 19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW International Growth Fund | Imperial Tobacco Group plc | 02/03/2016 | Annual | IMT | G4721W102 | 20 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Growth Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 1 | Report of the Board of Directors | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW International Growth Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 2 | Reports of the CEO and Auditor | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW International Growth Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 3 | Accounts | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW International Growth Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 4 | Report on the Company’s Accounting and Financial Reporting Policies | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW International Growth Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 5 | Report of the Audit and Corporate Governance | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW International Growth Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 6 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW International Growth Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 7 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 8 | Election of Directors; Director’s Fees | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW International Growth Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 9 | Election of Audit and Corporate Governance Committee Chairman | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW International Growth Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 10 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 11 | Minutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 7 | Scrip Dividend | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 8 | Related Party Transactions | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 9 | Severance Agreement with Philippe Lazare, Chairman and CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 10 | Appointment of Auditor (Mazars) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 11 | Appointment of Alternate Auditor (Jean-Louis Simon) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 12 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 13 | Appointment of Alternate Auditor (Salustro Reydel) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 14 | Ratification of the Co-option of Colette Lewiner | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 15 | Elect Bernard Bourigeaud to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 16 | Resignation of Jean-Pierre Cojan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 17 | Elect Diaa Elyaacoubi to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 18 | Elect Florence Parly to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 19 | Elect Thibault Poutrel to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 20 | Elect Philippe Lazare to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 21 | Remuneration of Philippe Lazare, Chairman and CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 22 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 23 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 24 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 25 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 26 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 27 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 28 | Greenshoe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 29 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 30 | Global Ceiling on Capital Increase and Debt Issuances | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 31 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 32 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 33 | Authority to Issue Performance Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 34 | Amendment Regarding Director Terms | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 35 | Amendments to Articles Regarding Censor Terms | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 36 | Internal Spin-off (Ingenico France) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 37 | Internal Spin-off (Ingenico Terminals) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 38 | Internal Spin-off (Ingenico Business Support) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Ingenico | 04/29/2016 | Mix | 04/26/2016 | ING | F5276G104 | 39 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 3 | Allocation of Profits | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 4 | Final Dividend | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 5 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 6 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 7 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 8 | Elect Antonio Vazquez Romero | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 9 | Elect Willie Walsh | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 10 | Elect Patrick Cescau | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 11 | Elect Enrique Dupuy de Lome Chavarri | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 12 | Elect Denise Kingsmill | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 13 | Elect James A. Lawrence | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 14 | Elect Maria Fernanda Mejia Campuzano | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 15 | Elect Kieran Poynter | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 16 | Elect Marjorie Scardino | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 17 | Elect Alberto Miguel Terol Esteban | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 18 | Elect Marc Bolland | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 19 | Elect Emilio Saracho Rodriguez de Torres | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 20 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 21 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 23 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 25 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | International Consolidated Airlines Group, S.A. | 06/16/2016 | Annual | 06/10/2016 | IAG | E67674106 | 26 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Intesa Sanpaolo S.p.A. | 02/26/2016 | Special | 02/17/2016 | ISP | T55067101 | 1 | Amendments to Articles Regarding the Adoption of One-Tier Board Structure | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intesa Sanpaolo S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | ISP | T55067101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Intesa Sanpaolo S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | ISP | T55067101 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intesa Sanpaolo S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | ISP | T55067101 | 3 | Board Size | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intesa Sanpaolo S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | ISP | T55067101 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Intesa Sanpaolo S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | ISP | T55067101 | 5 | List of Directors and Management Control Committee Members Presented by Compagnia San Paolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo and Fondazione Cassa di Risparmio in Bologna | Mgmt | For | N/A | Against | Voted | |||||||||||||
TCW International Growth Fund | Intesa Sanpaolo S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | ISP | T55067101 | 6 | List of Directors and Management Control Committee Members Presented by a Group of Institutional Investors Representing 2.403% of Share Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intesa Sanpaolo S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | ISP | T55067101 | 7 | Election of Chairman and Vice Chairmen | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intesa Sanpaolo S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | ISP | T55067101 | 8 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intesa Sanpaolo S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | ISP | T55067101 | 9 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intesa Sanpaolo S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | ISP | T55067101 | 10 | Remuneration Policies (Employees & Staff) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intesa Sanpaolo S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | ISP | T55067101 | 11 | Maximum Variable Pay Ratio | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intesa Sanpaolo S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | ISP | T55067101 | 12 | Incentive Plan; Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intesa Sanpaolo S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | ISP | T55067101 | 13 | Severance-Related Provisions | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 10 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 11 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 12 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 13 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 14 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 15 | Ratification of Board and CEO Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 16 | Board Size; Report of the Nomination Committee | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 17 | Directors and Auditors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 18 | Election of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 19 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 20 | Nomination Committee | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 21 | Remuneration Guidelines | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 22 | Reduction in Share Capital by way of Cancellation of Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 23 | Bonus Share Issuance | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 24 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Intrum Justitia AB | 04/20/2016 | Annual | 04/14/2016 | IJ | W4662R106 | 25 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | ITC Ltd | 07/31/2015 | Annual | 07/24/2015 | ITC | Y4211T171 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | ITC Ltd | 07/31/2015 | Annual | 07/24/2015 | ITC | Y4211T171 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ITC Ltd | 07/31/2015 | Annual | 07/24/2015 | ITC | Y4211T171 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ITC Ltd | 07/31/2015 | Annual | 07/24/2015 | ITC | Y4211T171 | 4 | Elect Kurush N. Grant | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ITC Ltd | 07/31/2015 | Annual | 07/24/2015 | ITC | Y4211T171 | 5 | Elect Krishnamoorthy Vaidyanath | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ITC Ltd | 07/31/2015 | Annual | 07/24/2015 | ITC | Y4211T171 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | ITC Ltd | 07/31/2015 | Annual | 07/24/2015 | ITC | Y4211T171 | 7 | Authority to Set Cost Auditor’s Remuneration | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | James Hardie Industries plc | 08/14/2015 | Annual | 08/12/2015 | JHX | G4253H119 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | James Hardie Industries plc | 08/14/2015 | Annual | 08/12/2015 | JHX | G4253H119 | 2 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | James Hardie Industries plc | 08/14/2015 | Annual | 08/12/2015 | JHX | G4253H119 | 3 | Elect Andrea G. Joosen | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | James Hardie Industries plc | 08/14/2015 | Annual | 08/12/2015 | JHX | G4253H119 | 4 | Re-elect Brian P. Anderson | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | James Hardie Industries plc | 08/14/2015 | Annual | 08/12/2015 | JHX | G4253H119 | 5 | Re-elect Alison Littley | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | James Hardie Industries plc | 08/14/2015 | Annual | 08/12/2015 | JHX | G4253H119 | 6 | Re-elect James R. Osborne | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | James Hardie Industries plc | 08/14/2015 | Annual | 08/12/2015 | JHX | G4253H119 | 7 | Authorise Board to Set Auditor’s Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | James Hardie Industries plc | 08/14/2015 | Annual | 08/12/2015 | JHX | G4253H119 | 8 | Renew Long Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | James Hardie Industries plc | 08/14/2015 | Annual | 08/12/2015 | JHX | G4253H119 | 9 | Equity Grant (CEO Louis Gries) - ROCE RSUs | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | James Hardie Industries plc | 08/14/2015 | Annual | 08/12/2015 | JHX | G4253H119 | 10 | Equity Grant (CEO Louis Gries) - TSR RSUs | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | James Hardie Industries plc | 08/14/2015 | Annual | 08/12/2015 | JHX | G4253H119 | 11 | Amendments to Memorandum of Association | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | James Hardie Industries plc | 08/14/2015 | Annual | 08/12/2015 | JHX | G4253H119 | 12 | Amendments to Articles of Association | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | James Hardie Industries plc | 08/14/2015 | Annual | 08/12/2015 | JHX | G4253H119 | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Airlines Company Limited | 06/22/2016 | Annual | 03/31/2016 | 9201 | J25979121 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Airlines Company Limited | 06/22/2016 | Annual | 03/31/2016 | 9201 | J25979121 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Airlines Company Limited | 06/22/2016 | Annual | 03/31/2016 | 9201 | J25979121 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Airlines Company Limited | 06/22/2016 | Annual | 03/31/2016 | 9201 | J25979121 | 4 | Elect Masaru Ohnishi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Airlines Company Limited | 06/22/2016 | Annual | 03/31/2016 | 9201 | J25979121 | 5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Airlines Company Limited | 06/22/2016 | Annual | 03/31/2016 | 9201 | J25979121 | 6 | Elect Tadashi Fujita | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Airlines Company Limited | 06/22/2016 | Annual | 03/31/2016 | 9201 | J25979121 | 7 | Elect Junko Ohkawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Airlines Company Limited | 06/22/2016 | Annual | 03/31/2016 | 9201 | J25979121 | 8 | Elect Norikazu Saitoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Airlines Company Limited | 06/22/2016 | Annual | 03/31/2016 | 9201 | J25979121 | 9 | Elect Toshiaki Norita | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Airlines Company Limited | 06/22/2016 | Annual | 03/31/2016 | 9201 | J25979121 | 10 | Elect Hideki Kikuyama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Airlines Company Limited | 06/22/2016 | Annual | 03/31/2016 | 9201 | J25979121 | 11 | Elect Toshinori Shin | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Airlines Company Limited | 06/22/2016 | Annual | 03/31/2016 | 9201 | J25979121 | 12 | Elect Kimie Iwata | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Airlines Company Limited | 06/22/2016 | Annual | 03/31/2016 | 9201 | J25979121 | 13 | Elect Eizoh Kobayashi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Airlines Company Limited | 06/22/2016 | Annual | 03/31/2016 | 9201 | J25979121 | 14 | Elect Masatoshi Itoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Airlines Company Limited | 06/22/2016 | Annual | 03/31/2016 | 9201 | J25979121 | 15 | Elect Hisao Taguchi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Airlines Company Limited | 06/22/2016 | Annual | 03/31/2016 | 9201 | J25979121 | 16 | Elect Yasushi Suzuka | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Airlines Company Limited | 06/22/2016 | Annual | 03/31/2016 | 9201 | J25979121 | 17 | Elect Hiroyuki Kumasaka | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Airlines Company Limited | 06/22/2016 | Annual | 03/31/2016 | 9201 | J25979121 | 18 | Elect Shinji Hatta | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Airlines Company Limited | 06/22/2016 | Annual | 03/31/2016 | 9201 | J25979121 | 19 | Elect Osamu Kamo | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 06/21/2016 | Annual | 03/31/2016 | 8697 | J2740B106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 06/21/2016 | Annual | 03/31/2016 | 8697 | J2740B106 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 06/21/2016 | Annual | 03/31/2016 | 8697 | J2740B106 | 3 | Elect Hiroki Tsuda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 06/21/2016 | Annual | 03/31/2016 | 8697 | J2740B106 | 4 | Elect Akira Kiyota | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 06/21/2016 | Annual | 03/31/2016 | 8697 | J2740B106 | 5 | Elect Kohichiroh Miyahara | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 06/21/2016 | Annual | 03/31/2016 | 8697 | J2740B106 | 6 | Elect Hiromi Yamaji | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 06/21/2016 | Annual | 03/31/2016 | 8697 | J2740B106 | 7 | Elect Christina Ahmadjian | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 06/21/2016 | Annual | 03/31/2016 | 8697 | J2740B106 | 8 | Elect Hitoshi Ogita | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 06/21/2016 | Annual | 03/31/2016 | 8697 | J2740B106 | 9 | Elect Hideaki Kubori | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 06/21/2016 | Annual | 03/31/2016 | 8697 | J2740B106 | 10 | Elect Main Kohda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 06/21/2016 | Annual | 03/31/2016 | 8697 | J2740B106 | 11 | Elect Eizoh Kobayashi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 06/21/2016 | Annual | 03/31/2016 | 8697 | J2740B106 | 12 | Elect Masayuki Hirose | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 06/21/2016 | Annual | 03/31/2016 | 8697 | J2740B106 | 13 | Elect Katsuhiko Honda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 06/21/2016 | Annual | 03/31/2016 | 8697 | J2740B106 | 14 | Elect Kimitaka Mori | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Japan Exchange Group, Inc. | 06/21/2016 | Annual | 03/31/2016 | 8697 | J2740B106 | 15 | Elect Tsuyoshi Yoneda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 4 | Elect Ian D. Marchant | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 5 | Elect Jann Brown | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 6 | Elect Thomas M. Botts | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 7 | Elect Mary Shafer-Malicki | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 8 | Elect Jeremy R. Wilson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 9 | Elect Robin Watson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 10 | Elect David Kemp | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 11 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 12 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 15 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | John Wood Group plc | 05/11/2016 | Annual | WG | G9745T118 | 16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | KIA Motors Corporation | 03/18/2016 | Annual | 12/31/2015 | 000270 | Y47601102 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | KIA Motors Corporation | 03/18/2016 | Annual | 12/31/2015 | 000270 | Y47601102 | 2 | Election of Directors (Slate) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | KIA Motors Corporation | 03/18/2016 | Annual | 12/31/2015 | 000270 | Y47601102 | 3 | Election of Audit Committee Member: NAM Sang Goo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | KIA Motors Corporation | 03/18/2016 | Annual | 12/31/2015 | 000270 | Y47601102 | 4 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 04/13/2016 | Annual | 03/16/2016 | KPN | N4297B146 | 1 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 04/13/2016 | Annual | 03/16/2016 | KPN | N4297B146 | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 04/13/2016 | Annual | 03/16/2016 | KPN | N4297B146 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 04/13/2016 | Annual | 03/16/2016 | KPN | N4297B146 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 04/13/2016 | Annual | 03/16/2016 | KPN | N4297B146 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 04/13/2016 | Annual | 03/16/2016 | KPN | N4297B146 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 04/13/2016 | Annual | 03/16/2016 | KPN | N4297B146 | 7 | Amendment to Par Value; Capital Repayment | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 04/13/2016 | Annual | 03/16/2016 | KPN | N4297B146 | 8 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 04/13/2016 | Annual | 03/16/2016 | KPN | N4297B146 | 9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 04/13/2016 | Annual | 03/16/2016 | KPN | N4297B146 | 10 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 04/13/2016 | Annual | 03/16/2016 | KPN | N4297B146 | 11 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 04/13/2016 | Annual | 03/16/2016 | KPN | N4297B146 | 12 | Elect P.A.M. van Bommel to the Supervisory Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 04/13/2016 | Annual | 03/16/2016 | KPN | N4297B146 | 13 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 04/13/2016 | Annual | 03/16/2016 | KPN | N4297B146 | 14 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 04/13/2016 | Annual | 03/16/2016 | KPN | N4297B146 | 15 | Cancellation of Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 04/13/2016 | Annual | 03/16/2016 | KPN | N4297B146 | 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 04/13/2016 | Annual | 03/16/2016 | KPN | N4297B146 | 17 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 04/13/2016 | Annual | 03/16/2016 | KPN | N4297B146 | 18 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 09/11/2015 | Special | 08/14/2015 | KPN | N4297B146 | 1 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 09/11/2015 | Special | 08/14/2015 | KPN | N4297B146 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 09/11/2015 | Special | 08/14/2015 | KPN | N4297B146 | 3 | Amendments to Articles | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 09/11/2015 | Special | 08/14/2015 | KPN | N4297B146 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Koninklijke KPN N.V. | 09/11/2015 | Special | 08/14/2015 | KPN | N4297B146 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Korea Electric Power Corp. | 04/25/2016 | Special | 03/08/2016 | 015760 | Y48406105 | 1 | Elect LEE Sung Han | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Korea Electric Power Corp. | 04/25/2016 | Special | 03/08/2016 | 015760 | Y48406105 | 2 | Election of Audit Committee Member: LEE Sung Han | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Korea Electric Power Corp. | 04/25/2016 | Special | 03/08/2016 | 015760 | Y48406105 | 3 | Election of Audit Committee Member: JO Jeon Hyuk | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Korea Electric Power Corp. | 04/25/2016 | Special | 03/08/2016 | 015760 | Y48406105 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Korean Reinsurance Company | 03/18/2016 | Annual | 12/31/2015 | 003690 | Y49391108 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Korean Reinsurance Company | 03/18/2016 | Annual | 12/31/2015 | 003690 | Y49391108 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Korean Reinsurance Company | 03/18/2016 | Annual | 12/31/2015 | 003690 | Y49391108 | 3 | Election of Directors (Slate) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Korean Reinsurance Company | 03/18/2016 | Annual | 12/31/2015 | 003690 | Y49391108 | 4 | Election of Audit Committee Member: HAN Taek Soo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Korean Reinsurance Company | 03/18/2016 | Annual | 12/31/2015 | 003690 | Y49391108 | 5 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | LIC Housing Finance Limited | 03/03/2016 | Other | 01/22/2016 | LICHSGFIN | Y5278Z133 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | LIC Housing Finance Limited | 03/03/2016 | Other | 01/22/2016 | LICHSGFIN | Y5278Z133 | 2 | Adoption of New Articles | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | LIC Housing Finance Limited | 08/19/2015 | Annual | 08/12/2015 | LICHSGFIN | Y5278Z133 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | LIC Housing Finance Limited | 08/19/2015 | Annual | 08/12/2015 | LICHSGFIN | Y5278Z133 | 2 | Standalone Financial Statements | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | LIC Housing Finance Limited | 08/19/2015 | Annual | 08/12/2015 | LICHSGFIN | Y5278Z133 | 3 | Consolidated Financial Statements | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | LIC Housing Finance Limited | 08/19/2015 | Annual | 08/12/2015 | LICHSGFIN | Y5278Z133 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | LIC Housing Finance Limited | 08/19/2015 | Annual | 08/12/2015 | LICHSGFIN | Y5278Z133 | 5 | Elect S.B. Mainak | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | LIC Housing Finance Limited | 08/19/2015 | Annual | 08/12/2015 | LICHSGFIN | Y5278Z133 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | LIC Housing Finance Limited | 08/19/2015 | Annual | 08/12/2015 | LICHSGFIN | Y5278Z133 | 7 | Related Party Transactions | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | LIC Housing Finance Limited | 08/19/2015 | Annual | 08/12/2015 | LICHSGFIN | Y5278Z133 | 8 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | LIC Housing Finance Limited | 08/19/2015 | Annual | 08/12/2015 | LICHSGFIN | Y5278Z133 | 9 | Elect Dharmendra Bhandari | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | LIC Housing Finance Limited | 08/19/2015 | Annual | 08/12/2015 | LICHSGFIN | Y5278Z133 | 10 | Elect Debabrata Sarkar | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | LIC Housing Finance Limited | 08/19/2015 | Annual | 08/12/2015 | LICHSGFIN | Y5278Z133 | 11 | Elect V.K. Kukreja | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Loblaw Companies Limited | 05/05/2016 | Annual | 03/14/2016 | L | 539481101 | 1.1 | Elect Stephen E. Bachand | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Loblaw Companies Limited | 05/05/2016 | Annual | 03/14/2016 | L | 539481101 | 1.2 | Elect Paul Beeston | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Loblaw Companies Limited | 05/05/2016 | Annual | 03/14/2016 | L | 539481101 | 1.3 | Elect Paviter S. Binning | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Loblaw Companies Limited | 05/05/2016 | Annual | 03/14/2016 | L | 539481101 | 1.4 | Elect Warren F. Bryant | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Loblaw Companies Limited | 05/05/2016 | Annual | 03/14/2016 | L | 539481101 | 1.5 | Elect Christie J.B. Clark | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Loblaw Companies Limited | 05/05/2016 | Annual | 03/14/2016 | L | 539481101 | 1.6 | Elect M. Marianne Harris | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Loblaw Companies Limited | 05/05/2016 | Annual | 03/14/2016 | L | 539481101 | 1.7 | Elect Claudia Kotchka | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Loblaw Companies Limited | 05/05/2016 | Annual | 03/14/2016 | L | 539481101 | 1.8 | Elect John S. Lacey | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Loblaw Companies Limited | 05/05/2016 | Annual | 03/14/2016 | L | 539481101 | 1.9 | Elect Nancy H.O. Lockhart | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Loblaw Companies Limited | 05/05/2016 | Annual | 03/14/2016 | L | 539481101 | 1.10 | Elect Thomas C. O’Neill | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Loblaw Companies Limited | 05/05/2016 | Annual | 03/14/2016 | L | 539481101 | 1.11 | Elect Beth Pritchard | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Loblaw Companies Limited | 05/05/2016 | Annual | 03/14/2016 | L | 539481101 | 1.12 | Elect Sarah Raiss | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Loblaw Companies Limited | 05/05/2016 | Annual | 03/14/2016 | L | 539481101 | 1.13 | Elect Galen G. Weston | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Loblaw Companies Limited | 05/05/2016 | Annual | 03/14/2016 | L | 539481101 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 3 | Compensation Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 4 | Ratification of Board and Management Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 6 | Elect Patrick Aebischer | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 7 | Elect Werner J. Bauer | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 8 | Elect Thomas Ebeling | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 9 | Elect Jean-Daniel Gerber | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 10 | Elect Barbara M. Richmond | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 11 | Elect Margot Scheltema | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 12 | Elect Rolf Soiron | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 13 | Elect Jurgen B. Steinemann | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 14 | Elect Antonio Trius | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 15 | Elect Christoph Mader | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 16 | Elect Rolf Soiron as Chairman | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 17 | Elect Thomas Ebeling as Nominating and Compensation Committee Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 18 | Elect Jean-Daniel Gerber as Nominating and Compensation Committee Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 19 | Elect Christoph Mader as Nominating and Compensation Committee Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 20 | Elect Jurgen Steinemann as Nominating and Compensation Committee Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 21 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 22 | Appointment of Independent Proxy | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 23 | Board Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 24 | Executive Compensation (Fixed) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 25 | Executive Compensation (Variable Short-Term) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 26 | Executive Compensation (Variable Long-Term) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lonza Group AG | 04/22/2016 | Annual | 04/15/2016 | LONN | H50524133 | 27 | Transaction of Other Business | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 4 | Elect Andrew C. Bruce | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 5 | Elect Robin Gregson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 6 | Elect Tony Bramall | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 7 | Elect Bill Holmes | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 8 | Elect Phil White | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 9 | Elect Neil Davis | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 10 | Elect Nigel McMinn | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 11 | Elect Richard Walker | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 12 | Elect Sally Cabrini | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW International Growth Fund | Lookers plc | 05/26/2016 | Annual | LOOK | G56420170 | 19 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW International Growth Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 1 | Meeting Minutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 5 | Elect Muhammad Yunus Tabba | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 6 | Elect Muhammad Ali Tabba | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 7 | Elect Muhammad Sohail Tabba | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 8 | Elect Jawed Yunus Tabba | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 9 | Elect Rahila Aleem | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 10 | Elect Zulekha Razzaq Tabba | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 11 | Elect Tariq Iqbal Khan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 12 | Elect Muhammad Abid Ganatra | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 13 | Adoption of New Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 14 | Transaction of Other Business | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 3 | Elect Vagit Y. Alekperov | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 4 | Elect Victor V. Blazheev | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 5 | Elect Toby T. Gati | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 6 | Elect Valery I. Grayfer | Mgmt | N/A | Abstain | Against | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 7 | Elect Igor S. Ivanov | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 8 | Elect Nikolai M. Nikolaev | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 9 | Elect Ravil U. Maganov | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 10 | Elect Roger Munnings | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 11 | Elect Richard H. Matzke | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 12 | Elect Guglielmo Moscato | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 13 | Elect Ivan Pictet | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 14 | Elect Leonid A. Fedun | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 15 | Appointment of CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 16 | Elect Ivan N. Vrublevsky | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 17 | Elect Pavel A. Suloev | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 18 | Elect Aleksandr V. Surkov | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 19 | Directors’ Fees (FY2015) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 20 | Directors’ Fees (FY2016) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 21 | Audit Commission Fees (FY2015) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 22 | Audit Commission Fees (FY2016) | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 23 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 24 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 25 | Amendments to General Meeting Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 26 | Amendments to Board of Directors Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 27 | Amendments to Management Board Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 28 | D&O Insurance | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 29 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 30 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | M3, Inc. | 06/29/2016 | Annual | 03/31/2016 | 2413 | J4697J108 | 1 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | M3, Inc. | 06/29/2016 | Annual | 03/31/2016 | 2413 | J4697J108 | 2 | Elect Itaru Tanimura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | M3, Inc. | 06/29/2016 | Annual | 03/31/2016 | 2413 | J4697J108 | 3 | Elect Akihiko Tomaru | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | M3, Inc. | 06/29/2016 | Annual | 03/31/2016 | 2413 | J4697J108 | 4 | Elect Satoshi Yokoi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | M3, Inc. | 06/29/2016 | Annual | 03/31/2016 | 2413 | J4697J108 | 5 | Elect Takahiro Tsuji | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | M3, Inc. | 06/29/2016 | Annual | 03/31/2016 | 2413 | J4697J108 | 6 | Elect Eiji Tsuchiya | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | M3, Inc. | 06/29/2016 | Annual | 03/31/2016 | 2413 | J4697J108 | 7 | Elect Yasuhiko Yoshida | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | M3, Inc. | 06/29/2016 | Annual | 03/31/2016 | 2413 | J4697J108 | 8 | Elect Akinori Urae | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | M3, Inc. | 06/29/2016 | Annual | 03/31/2016 | 2413 | J4697J108 | 9 | Elect Kenichiroh Yoshida | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | M3, Inc. | 06/29/2016 | Annual | 03/31/2016 | 2413 | J4697J108 | 10 | Elect Nobuto Horino | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | M3, Inc. | 06/29/2016 | Annual | 03/31/2016 | 2413 | J4697J108 | 11 | Elect Akiko Suzuki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | M3, Inc. | 06/29/2016 | Annual | 03/31/2016 | 2413 | J4697J108 | 12 | Elect Ryohko Tohyama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | M3, Inc. | 06/29/2016 | Annual | 03/31/2016 | 2413 | J4697J108 | 13 | Non-Audit Committee Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | M3, Inc. | 06/29/2016 | Annual | 03/31/2016 | 2413 | J4697J108 | 14 | Audit Committee Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | M3, Inc. | 06/29/2016 | Annual | 03/31/2016 | 2413 | J4697J108 | 15 | Equity Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Magnit PAO | 09/24/2015 | Special | 08/11/2015 | MGNT | 55953Q202 | 1 | Interim Dividend 2Q2015 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Magnit PAO | 09/24/2015 | Special | 08/11/2015 | MGNT | 55953Q202 | 2 | Related Party Transaction (Credit Agreement) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Magnit PAO | 09/24/2015 | Special | 08/11/2015 | MGNT | 55953Q202 | 3 | Related Party Transaction (Guarantee Agreement) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 1 | Interim Dividends 3Q2015 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 2 | Major Transactions (JSC Tander) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 3 | Major Transactions (JSC Russian Agricultural Bank) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 4 | Major Transactions (JSC ALFA-BANK) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 5 | Major Transactions (PJSC Sberbank) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 6 | Related Party Transactions (PJSC ROSBANK) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 7 | Related Party Transactions (PJSC Sberbank of Russia) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | 559189204 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | 559189204 | 2 | Related Party Transactions (Share Purchase Agreement) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | 559189204 | 3 | Related Party Transactions (Supplementary Guarantee Agreement) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | 559189204 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | 559189204 | 5 | Declaration of Shareholder Type | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Growth Fund | Makita Corp. | 06/28/2016 | Annual | 03/31/2016 | 6586 | J39584107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Makita Corp. | 06/28/2016 | Annual | 03/31/2016 | 6586 | J39584107 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Makita Corp. | 06/28/2016 | Annual | 03/31/2016 | 6586 | J39584107 | 3 | Elect Mitsuhiko Wakayama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Makita Corp. | 06/28/2016 | Annual | 03/31/2016 | 6586 | J39584107 | 4 | Elect Akira Kodama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Makita Corp. | 06/28/2016 | Annual | 03/31/2016 | 6586 | J39584107 | 5 | Elect Syohji Inoue | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Makita Corp. | 06/28/2016 | Annual | 03/31/2016 | 6586 | J39584107 | 6 | Bonus | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | MasterCard Incorporated | 06/28/2016 | Annual | 04/29/2016 | MA | 57636Q104 | 1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | MasterCard Incorporated | 06/28/2016 | Annual | 04/29/2016 | MA | 57636Q104 | 2 | Elect Ajay Banga | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | MasterCard Incorporated | 06/28/2016 | Annual | 04/29/2016 | MA | 57636Q104 | 3 | Elect Silvio Barzi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | MasterCard Incorporated | 06/28/2016 | Annual | 04/29/2016 | MA | 57636Q104 | 4 | Elect David R. Carlucci | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | MasterCard Incorporated | 06/28/2016 | Annual | 04/29/2016 | MA | 57636Q104 | 5 | Elect Steven J. Freiberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | MasterCard Incorporated | 06/28/2016 | Annual | 04/29/2016 | MA | 57636Q104 | 6 | Elect Julius Genachowski | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | MasterCard Incorporated | 06/28/2016 | Annual | 04/29/2016 | MA | 57636Q104 | 7 | Elect Merit E. Janow | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | MasterCard Incorporated | 06/28/2016 | Annual | 04/29/2016 | MA | 57636Q104 | 8 | Elect Nancy J. Karch | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | MasterCard Incorporated | 06/28/2016 | Annual | 04/29/2016 | MA | 57636Q104 | 9 | Elect Oki Matsumoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | MasterCard Incorporated | 06/28/2016 | Annual | 04/29/2016 | MA | 57636Q104 | 10 | Elect Rima Qureshi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | MasterCard Incorporated | 06/28/2016 | Annual | 04/29/2016 | MA | 57636Q104 | 11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | MasterCard Incorporated | 06/28/2016 | Annual | 04/29/2016 | MA | 57636Q104 | 12 | Elect Jackson P. Tai | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | MasterCard Incorporated | 06/28/2016 | Annual | 04/29/2016 | MA | 57636Q104 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | MasterCard Incorporated | 06/28/2016 | Annual | 04/29/2016 | MA | 57636Q104 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Medy-Tox Incorporated | 03/17/2016 | Annual | 12/31/2015 | 086900 | Y59079106 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Medy-Tox Incorporated | 03/17/2016 | Annual | 12/31/2015 | 086900 | Y59079106 | 2 | Amendments to Articles | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Medy-Tox Incorporated | 03/17/2016 | Annual | 12/31/2015 | 086900 | Y59079106 | 3 | Elect YANG Ki Hyuk | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Medy-Tox Incorporated | 03/17/2016 | Annual | 12/31/2015 | 086900 | Y59079106 | 4 | Elect KIM Hong Jik | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Medy-Tox Incorporated | 03/17/2016 | Annual | 12/31/2015 | 086900 | Y59079106 | 5 | Directors’ Fees | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Medy-Tox Incorporated | 03/17/2016 | Annual | 12/31/2015 | 086900 | Y59079106 | 6 | Corporate Auditors’ Fees | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW International Growth Fund | Melia Hotels International SA | 06/23/2016 | Ordinary | 06/16/2016 | MEL | E7366C101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Melia Hotels International SA | 06/23/2016 | Ordinary | 06/16/2016 | MEL | E7366C101 | 2 | �� | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||
TCW International Growth Fund | Melia Hotels International SA | 06/23/2016 | Ordinary | 06/16/2016 | MEL | E7366C101 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Melia Hotels International SA | 06/23/2016 | Ordinary | 06/16/2016 | MEL | E7366C101 | 4 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Melia Hotels International SA | 06/23/2016 | Ordinary | 06/16/2016 | MEL | E7366C101 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Melia Hotels International SA | 06/23/2016 | Ordinary | 06/16/2016 | MEL | E7366C101 | 6 | Ratify Co-option and Elect Carina Szpilka Lazaro | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Melia Hotels International SA | 06/23/2016 | Ordinary | 06/16/2016 | MEL | E7366C101 | 7 | Board Size | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Melia Hotels International SA | 06/23/2016 | Ordinary | 06/16/2016 | MEL | E7366C101 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Melia Hotels International SA | 06/23/2016 | Ordinary | 06/16/2016 | MEL | E7366C101 | 9 | Amendments to Article 39 Bis (Audit Committee) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Melia Hotels International SA | 06/23/2016 | Ordinary | 06/16/2016 | MEL | E7366C101 | 10 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Melia Hotels International SA | 06/23/2016 | Ordinary | 06/16/2016 | MEL | E7366C101 | 11 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Melia Hotels International SA | 06/23/2016 | Ordinary | 06/16/2016 | MEL | E7366C101 | 12 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Melia Hotels International SA | 06/23/2016 | Ordinary | 06/16/2016 | MEL | E7366C101 | 13 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Melia Hotels International SA | 06/23/2016 | Ordinary | 06/16/2016 | MEL | E7366C101 | 14 | Long-term Incentive Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Melia Hotels International SA | 06/23/2016 | Ordinary | 06/16/2016 | MEL | E7366C101 | 15 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Melia Hotels International SA | 06/23/2016 | Ordinary | 06/16/2016 | MEL | E7366C101 | 16 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Melia Hotels International SA | 06/23/2016 | Ordinary | 06/16/2016 | MEL | E7366C101 | 17 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | MercadoLibre, Inc. | 06/10/2016 | Annual | 04/18/2016 | MELI | 58733R102 | 1.1 | Elect Emiliano Calemzuk | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | MercadoLibre, Inc. | 06/10/2016 | Annual | 04/18/2016 | MELI | 58733R102 | 1.2 | Elect Marcos Galperin | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | MercadoLibre, Inc. | 06/10/2016 | Annual | 04/18/2016 | MELI | 58733R102 | 1.3 | Elect Roberto Balls Sallouti | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | MercadoLibre, Inc. | 06/10/2016 | Annual | 04/18/2016 | MELI | 58733R102 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | MercadoLibre, Inc. | 06/10/2016 | Annual | 04/18/2016 | MELI | 58733R102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merck KGAA | 04/29/2016 | Annual | 04/07/2016 | MRK | D5357W103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Merck KGAA | 04/29/2016 | Annual | 04/07/2016 | MRK | D5357W103 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Merck KGAA | 04/29/2016 | Annual | 04/07/2016 | MRK | D5357W103 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Merck KGAA | 04/29/2016 | Annual | 04/07/2016 | MRK | D5357W103 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Merck KGAA | 04/29/2016 | Annual | 04/07/2016 | MRK | D5357W103 | 5 | Approval of Financial Statements | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merck KGAA | 04/29/2016 | Annual | 04/07/2016 | MRK | D5357W103 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merck KGAA | 04/29/2016 | Annual | 04/07/2016 | MRK | D5357W103 | 7 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merck KGAA | 04/29/2016 | Annual | 04/07/2016 | MRK | D5357W103 | 8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merck KGAA | 04/29/2016 | Annual | 04/07/2016 | MRK | D5357W103 | 9 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merck KGAA | 04/29/2016 | Annual | 04/07/2016 | MRK | D5357W103 | 10 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 5 | Special Dividend | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 6 | Transfer of Reserves | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 7 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 8 | Elect Ismael Clemente Orrego | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 9 | Elect Miguel Ollero Barrera | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 10 | Ratify Co-option and Elect Hammad Waqar Sajjad Khan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 11 | Ratify Co-option and Elect John Gomez Hall | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 12 | Elect Fernando Ortiz Vaamonde | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 13 | Elect Ana Garcia Fau | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 14 | Elect Maria Luisa Jorda Castro | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 15 | Elect Alfredo Fernandez Agras | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 16 | Elect George Donald Johnston III | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 17 | Board Size | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 18 | Remuneration Policy (Binding) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 19 | Directors’ Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 20 | Amendment to Management Stock Plan; Approval of 2016 Plan Limit | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 21 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 22 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 23 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 24 | Authority to Issue Debt Instruments | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 25 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 26 | Amendments to Article 38 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 27 | Amendments to Articles 4, 20 and 37 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 28 | Amendments to Article 6 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 29 | Amendments to Articles 39, 40, 44 and 45 | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 30 | Authority to Set General Meeting Notice Period at 15 Days | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Merlin Properties | 04/06/2016 | Ordinary | 03/29/2016 | MRL | E7390Z100 | 31 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Mitsubishi Electric Corporation | 06/29/2016 | Annual | 03/31/2016 | 6503 | J43873116 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Mitsubishi Electric Corporation | 06/29/2016 | Annual | 03/31/2016 | 6503 | J43873116 | 2 | Elect Kenichiroh Yamanishi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Mitsubishi Electric Corporation | 06/29/2016 | Annual | 03/31/2016 | 6503 | J43873116 | 3 | Elect Masaki Sakuyama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Mitsubishi Electric Corporation | 06/29/2016 | Annual | 03/31/2016 | 6503 | J43873116 | 4 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Mitsubishi Electric Corporation | 06/29/2016 | Annual | 03/31/2016 | 6503 | J43873116 | 5 | Elect Nobuyuki Ohkuma | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Mitsubishi Electric Corporation | 06/29/2016 | Annual | 03/31/2016 | 6503 | J43873116 | 6 | Elect Akihiro Matsuyama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Mitsubishi Electric Corporation | 06/29/2016 | Annual | 03/31/2016 | 6503 | J43873116 | 7 | Elect Masayuki Ichige | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Mitsubishi Electric Corporation | 06/29/2016 | Annual | 03/31/2016 | 6503 | J43873116 | 8 | Elect Yutaka Ohhashi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Mitsubishi Electric Corporation | 06/29/2016 | Annual | 03/31/2016 | 6503 | J43873116 | 9 | Elect Mitoji Yabunaka | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Mitsubishi Electric Corporation | 06/29/2016 | Annual | 03/31/2016 | 6503 | J43873116 | 10 | Elect Hiroshi Ohbayashi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Mitsubishi Electric Corporation | 06/29/2016 | Annual | 03/31/2016 | 6503 | J43873116 | 11 | Elect Kazunori Watanabe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Mitsubishi Electric Corporation | 06/29/2016 | Annual | 03/31/2016 | 6503 | J43873116 | 12 | Elect Katsunori Nagayasu | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Mitsubishi Electric Corporation | 06/29/2016 | Annual | 03/31/2016 | 6503 | J43873116 | 13 | Elect Hiroko Koide | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 4 | Elect Peter Plumb | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 5 | Elect Robert Rowley | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 6 | Elect Bruce Carnegie-Brown | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 7 | Elect Sally James | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 8 | Elect Matthew Price | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 9 | Elect Andrew Fisher | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 10 | Elect Genevieve Shore | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 11 | Elect Robin Freestone | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 12 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 16 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 17 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Moneysupermarket.Com Group Plc | 04/20/2016 | Annual | MONY | G6258H101 | 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 4 | Elect John Armitt | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 5 | Elect Matthew Ashley | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 6 | Elect Joaquin Ayuso | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 7 | Elect Jorge Cosmen | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 8 | Elect Matthew Crummack | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 9 | Elect Dean Finch | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 10 | Elect Jane Kingston | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 11 | Elect Mike McKeon | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 12 | Elect Chris E. Muntwyler | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 13 | Elect Lee Sander | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 14 | Elect Ashley Steel | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 15 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 16 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 18 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 20 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | National Express Group plc | 05/11/2016 | Annual | NEX | G6374M109 | 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Nippon Telegraph And Telephone Corporation | 06/24/2016 | Annual | 03/31/2016 | 9432 | J59396101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Nippon Telegraph And Telephone Corporation | 06/24/2016 | Annual | 03/31/2016 | 9432 | J59396101 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Nippon Telegraph And Telephone Corporation | 06/24/2016 | Annual | 03/31/2016 | 9432 | J59396101 | 3 | Elect Satoshi Miura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Nippon Telegraph And Telephone Corporation | 06/24/2016 | Annual | 03/31/2016 | 9432 | J59396101 | 4 | Elect Hiroo Unoura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Nippon Telegraph And Telephone Corporation | 06/24/2016 | Annual | 03/31/2016 | 9432 | J59396101 | 5 | Elect Hiromichi Shinohara | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Nippon Telegraph And Telephone Corporation | 06/24/2016 | Annual | 03/31/2016 | 9432 | J59396101 | 6 | Elect Jun Sawada | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Nippon Telegraph And Telephone Corporation | 06/24/2016 | Annual | 03/31/2016 | 9432 | J59396101 | 7 | Elect Mitsuyoshi Kobayashi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Nippon Telegraph And Telephone Corporation | 06/24/2016 | Annual | 03/31/2016 | 9432 | J59396101 | 8 | Elect Akira Shimada | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Nippon Telegraph And Telephone Corporation | 06/24/2016 | Annual | 03/31/2016 | 9432 | J59396101 | 9 | Elect Tsunehisa Okuno | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Nippon Telegraph And Telephone Corporation | 06/24/2016 | Annual | 03/31/2016 | 9432 | J59396101 | 10 | Elect Hiroki Kuriyama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Nippon Telegraph And Telephone Corporation | 06/24/2016 | Annual | 03/31/2016 | 9432 | J59396101 | 11 | Elect Takashi Hiroi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Nippon Telegraph And Telephone Corporation | 06/24/2016 | Annual | 03/31/2016 | 9432 | J59396101 | 12 | Elect Eiichi Sakamoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Nippon Telegraph And Telephone Corporation | 06/24/2016 | Annual | 03/31/2016 | 9432 | J59396101 | 13 | Elect Katsuhiko Shirai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Nippon Telegraph And Telephone Corporation | 06/24/2016 | Annual | 03/31/2016 | 9432 | J59396101 | 14 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Nippon Telegraph And Telephone Corporation | 06/24/2016 | Annual | 03/31/2016 | 9432 | J59396101 | 15 | Elect Takao Maezawa as Statutory Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orange SA | 06/07/2016 | Mix | 06/02/2016 | ORA | F6866T100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Orange SA | 06/07/2016 | Mix | 06/02/2016 | ORA | F6866T100 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Orange SA | 06/07/2016 | Mix | 06/02/2016 | ORA | F6866T100 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Orange SA | 06/07/2016 | Mix | 06/02/2016 | ORA | F6866T100 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Orange SA | 06/07/2016 | Mix | 06/02/2016 | ORA | F6866T100 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Orange SA | 06/07/2016 | Mix | 06/02/2016 | ORA | F6866T100 | 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orange SA | 06/07/2016 | Mix | 06/02/2016 | ORA | F6866T100 | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orange SA | 06/07/2016 | Mix | 06/02/2016 | ORA | F6866T100 | 8 | Related Party Transactions | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orange SA | 06/07/2016 | Mix | 06/02/2016 | ORA | F6866T100 | 9 | Elect Jose Luis Duran to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orange SA | 06/07/2016 | Mix | 06/02/2016 | ORA | F6866T100 | 10 | Elect Charles-Henri Filippi to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orange SA | 06/07/2016 | Mix | 06/02/2016 | ORA | F6866T100 | 11 | Elect Bernard Ramanantsoa to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orange SA | 06/07/2016 | Mix | 06/02/2016 | ORA | F6866T100 | 12 | Remuneration of Stephane Richard, Chairman and CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orange SA | 06/07/2016 | Mix | 06/02/2016 | ORA | F6866T100 | 13 | Remuneration of Gervais Pellissier, Deputy CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orange SA | 06/07/2016 | Mix | 06/02/2016 | ORA | F6866T100 | 14 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orange SA | 06/07/2016 | Mix | 06/02/2016 | ORA | F6866T100 | 15 | Amendments to Articles Regarding the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orange SA | 06/07/2016 | Mix | 06/02/2016 | ORA | F6866T100 | 16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orange SA | 06/07/2016 | Mix | 06/02/2016 | ORA | F6866T100 | 17 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orange SA | 06/07/2016 | Mix | 06/02/2016 | ORA | F6866T100 | 18 | Shareholder Countermotion Regarding Distribution of Profits (Proposal A) | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW International Growth Fund | Orange SA | 06/07/2016 | Mix | 06/02/2016 | ORA | F6866T100 | 19 | Shareholder Proposal to Pay Dividends in Shares (Proposal B) | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW International Growth Fund | Orange SA | 06/07/2016 | Mix | 06/02/2016 | ORA | F6866T100 | 20 | Shareholder Proposal Regarding Limit on Board Memberships (Proposal C) | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW International Growth Fund | Orix Corporation | 06/21/2016 | Annual | 03/31/2016 | 8591 | J61933123 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Orix Corporation | 06/21/2016 | Annual | 03/31/2016 | 8591 | J61933123 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orix Corporation | 06/21/2016 | Annual | 03/31/2016 | 8591 | J61933123 | 3 | Elect Makoto Inoue | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orix Corporation | 06/21/2016 | Annual | 03/31/2016 | 8591 | J61933123 | 4 | Elect Kazuo Kojima | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orix Corporation | 06/21/2016 | Annual | 03/31/2016 | 8591 | J61933123 | 5 | Elect Tamio Umaki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orix Corporation | 06/21/2016 | Annual | 03/31/2016 | 8591 | J61933123 | 6 | Elect Katsunobu Kamei | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orix Corporation | 06/21/2016 | Annual | 03/31/2016 | 8591 | J61933123 | 7 | Elect Yuichi Nishigori | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orix Corporation | 06/21/2016 | Annual | 03/31/2016 | 8591 | J61933123 | 8 | Elect Kiyoshi Fushitani | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orix Corporation | 06/21/2016 | Annual | 03/31/2016 | 8591 | J61933123 | 9 | Elect Hideaki Takahashi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orix Corporation | 06/21/2016 | Annual | 03/31/2016 | 8591 | J61933123 | 10 | Elect Eiko Tsujiyama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orix Corporation | 06/21/2016 | Annual | 03/31/2016 | 8591 | J61933123 | 11 | Elect Robert Feldman | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orix Corporation | 06/21/2016 | Annual | 03/31/2016 | 8591 | J61933123 | 12 | Elect Takeshi Niinami | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orix Corporation | 06/21/2016 | Annual | 03/31/2016 | 8591 | J61933123 | 13 | Elect Nobuaki Usui | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orix Corporation | 06/21/2016 | Annual | 03/31/2016 | 8591 | J61933123 | 14 | Elect Ryuji Yasuda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Orix Corporation | 06/21/2016 | Annual | 03/31/2016 | 8591 | J61933123 | 15 | Elect Heizoh Takenaka | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 3 | Elect Teruhide Ohsawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 4 | Elect Norio Ishikawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 5 | Elect Masatoshi Sakurai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 6 | Elect Kohji Sonobe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 7 | Elect Tohru Endoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 8 | Elect Nobuaki Ohsawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 9 | Elect Tetsuroh Hayasaka | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 10 | Elect Jiroh Ohsawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 11 | Elect Toshitaka Yoshizaki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 12 | Elect Hideaki Ohsawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 13 | Elect Takeo Nakagawa | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 14 | Elect Gohei Ohsawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 15 | Elect Kohji Katoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 16 | Elect Hiroyuki Ohmori | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 17 | Elect Kyohshiroh Ono | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 18 | Elect Yoshiyuki Sakaki | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 19 | Non-Audit Committee Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 20 | Audit Committee Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OSG Corporation | 02/20/2016 | Annual | 11/30/2015 | 6136 | J63137103 | 21 | Bonus | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 1 | Elect LEE Il Gyu | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 2 | Elect HONG Seong Jo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 3 | Elect LEE Hae Shin | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 4 | Election of Corporate Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 5 | Directors’ Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 6 | Corporate Auditors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 6 | Corporate Governance Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 7 | Ratification of Management Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 9 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 10 | Elect Sandor Csanyi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 11 | Elect Mihaly Baumstark | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 12 | Elect Tibor Biro | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 13 | Elect Tamas Erdei | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 14 | Elect Istvan Gresa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 15 | Elect Antal Kovacs | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 16 | Elect Antal Pongracz | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 17 | Elect Laszlo Utassy | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 18 | Elect Jozsef Voros | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 19 | Elect Laszlo Wolf | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 20 | Elect Agnes Rudas to Supervisory Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 21 | Remuneration Guidelines | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 22 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 23 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 24 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 3 | Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 4 | Supervisors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 7 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 8 | Supervisors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 9 | Elect CHU Bende | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 11 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 12 | Authority to Issue Debt Instruments | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 06/30/2016 | Annual | 06/23/2016 | PSM | D6216S143 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 06/30/2016 | Annual | 06/23/2016 | PSM | D6216S143 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 06/30/2016 | Annual | 06/23/2016 | PSM | D6216S143 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 06/30/2016 | Annual | 06/23/2016 | PSM | D6216S143 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 06/30/2016 | Annual | 06/23/2016 | PSM | D6216S143 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 06/30/2016 | Annual | 06/23/2016 | PSM | D6216S143 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 06/30/2016 | Annual | 06/23/2016 | PSM | D6216S143 | 7 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 06/30/2016 | Annual | 06/23/2016 | PSM | D6216S143 | 8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 06/30/2016 | Annual | 06/23/2016 | PSM | D6216S143 | 9 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 06/30/2016 | Annual | 06/23/2016 | PSM | D6216S143 | 10 | Elect Ketan Mehta as Supervisory Board Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 06/30/2016 | Annual | 06/23/2016 | PSM | D6216S143 | 11 | Supervisory Board Members’ Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 06/30/2016 | Annual | 06/23/2016 | PSM | D6216S143 | 12 | Increase in Authorized Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | ProSiebenSat.1 Media AG | 06/30/2016 | Annual | 06/23/2016 | PSM | D6216S143 | 13 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Randstad Holding N.V. | 03/31/2016 | Annual | 03/03/2016 | RAND | N7291Y137 | 1 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Randstad Holding N.V. | 03/31/2016 | Annual | 03/03/2016 | RAND | N7291Y137 | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Randstad Holding N.V. | 03/31/2016 | Annual | 03/03/2016 | RAND | N7291Y137 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Randstad Holding N.V. | 03/31/2016 | Annual | 03/03/2016 | RAND | N7291Y137 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Randstad Holding N.V. | 03/31/2016 | Annual | 03/03/2016 | RAND | N7291Y137 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Randstad Holding N.V. | 03/31/2016 | Annual | 03/03/2016 | RAND | N7291Y137 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Randstad Holding N.V. | 03/31/2016 | Annual | 03/03/2016 | RAND | N7291Y137 | 7 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Randstad Holding N.V. | 03/31/2016 | Annual | 03/03/2016 | RAND | N7291Y137 | 8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Randstad Holding N.V. | 03/31/2016 | Annual | 03/03/2016 | RAND | N7291Y137 | 9 | Elect Linda Galipeau | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Randstad Holding N.V. | 03/31/2016 | Annual | 03/03/2016 | RAND | N7291Y137 | 10 | Elect Francois Beharel | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Randstad Holding N.V. | 03/31/2016 | Annual | 03/03/2016 | RAND | N7291Y137 | 11 | Elect Henri Giscard d’Estaing | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Randstad Holding N.V. | 03/31/2016 | Annual | 03/03/2016 | RAND | N7291Y137 | 12 | Elect Wout Dekker | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Randstad Holding N.V. | 03/31/2016 | Annual | 03/03/2016 | RAND | N7291Y137 | 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Randstad Holding N.V. | 03/31/2016 | Annual | 03/03/2016 | RAND | N7291Y137 | 14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Randstad Holding N.V. | 03/31/2016 | Annual | 03/03/2016 | RAND | N7291Y137 | 15 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Randstad Holding N.V. | 03/31/2016 | Annual | 03/03/2016 | RAND | N7291Y137 | 16 | Cancellation of Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Randstad Holding N.V. | 03/31/2016 | Annual | 03/03/2016 | RAND | N7291Y137 | 17 | Elect Sjoerd van Keulen to the Stichting | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Randstad Holding N.V. | 03/31/2016 | Annual | 03/03/2016 | RAND | N7291Y137 | 18 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Randstad Holding N.V. | 03/31/2016 | Annual | 03/03/2016 | RAND | N7291Y137 | 19 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Randstad Holding N.V. | 03/31/2016 | Annual | 03/03/2016 | RAND | N7291Y137 | 20 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 2 | Remuneration Policy (Binding) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 5 | Elect Adrian D.P. Bellamy | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 6 | Elect Nicandro Durante | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 7 | Elect Mary Harris | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 8 | Elect Adrian Hennah | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 9 | Elect Pamela J. Kirby | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 10 | Elect Kenneth Hydon | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 11 | Elect Rakesh Kapoor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 12 | Elect Andre Lacroix | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 13 | Elect Christopher A. Sinclair | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 14 | Elect Judith A. Sprieser | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 15 | Elect Warren G. Tucker | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 16 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 17 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 18 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 21 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Reckitt Benckiser Group Plc | 05/05/2016 | Annual | RB | G74079107 | 22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 4 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 7 | Related Party Transactions (Previously Approved) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 8 | Related Party Transactions (French State) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 9 | Related Party Transactions (Nissan) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 10 | Presentation of Report on Redeemable Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 11 | Remuneration of Carlos Ghosn, Chairman and CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 12 | Elect Thierry Desmarest to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 13 | Elect Olivia Qiu to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 14 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 16 | Authority to Issue Restricted Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 20 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 22 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 23 | Employee Stock Purchase Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Renault | 04/29/2016 | Mix | 04/26/2016 | RNO | F77098105 | 24 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 2 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 3 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 4 | Elect Robert E. Brown | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 5 | Elect Megan Clark | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 6 | Elect Jan du Plessis | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 7 | Elect Ann Godbehere | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 8 | Elect Anne Lauvergeon | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 9 | Elect Michael L’Estrange | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 10 | Elect Chris J. Lynch | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 11 | Elect Paul M. Tellier | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 12 | Elect Simon R. Thompson | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 13 | Elect John S. Varley | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 14 | Elect Samuel M.C. Walsh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 15 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 16 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 17 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 20 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Royal Dutch Shell Plc | 01/27/2016 | Ordinary | 01/25/2016 | RDSB | G7690A118 | 1 | Acquisition | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Royal Dutch Shell Plc | 05/24/2016 | Annual | 05/20/2016 | RDSB | G7690A118 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Royal Dutch Shell Plc | 05/24/2016 | Annual | 05/20/2016 | RDSB | G7690A118 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Royal Dutch Shell Plc | 05/24/2016 | Annual | 05/20/2016 | RDSB | G7690A118 | 3 | Elect Ben Van Beurden | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Royal Dutch Shell Plc | 05/24/2016 | Annual | 05/20/2016 | RDSB | G7690A118 | 4 | Elect Guy Elliott | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Royal Dutch Shell Plc | 05/24/2016 | Annual | 05/20/2016 | RDSB | G7690A118 | 5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Royal Dutch Shell Plc | 05/24/2016 | Annual | 05/20/2016 | RDSB | G7690A118 | 6 | Elect Simon Henry | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Royal Dutch Shell Plc | 05/24/2016 | Annual | 05/20/2016 | RDSB | G7690A118 | 7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Royal Dutch Shell Plc | 05/24/2016 | Annual | 05/20/2016 | RDSB | G7690A118 | 8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Royal Dutch Shell Plc | 05/24/2016 | Annual | 05/20/2016 | RDSB | G7690A118 | 9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Royal Dutch Shell Plc | 05/24/2016 | Annual | 05/20/2016 | RDSB | G7690A118 | 10 | Elect Linda G. Stuntz | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Royal Dutch Shell Plc | 05/24/2016 | Annual | 05/20/2016 | RDSB | G7690A118 | 11 | Elect Hans Wijers | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Royal Dutch Shell Plc | 05/24/2016 | Annual | 05/20/2016 | RDSB | G7690A118 | 12 | Elect Patricia A. Woertz | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Royal Dutch Shell Plc | 05/24/2016 | Annual | 05/20/2016 | RDSB | G7690A118 | 13 | Elect Gerrit Zalm | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Royal Dutch Shell Plc | 05/24/2016 | Annual | 05/20/2016 | RDSB | G7690A118 | 14 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Royal Dutch Shell Plc | 05/24/2016 | Annual | 05/20/2016 | RDSB | G7690A118 | 15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Royal Dutch Shell Plc | 05/24/2016 | Annual | 05/20/2016 | RDSB | G7690A118 | 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Royal Dutch Shell Plc | 05/24/2016 | Annual | 05/20/2016 | RDSB | G7690A118 | 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Royal Dutch Shell Plc | 05/24/2016 | Annual | 05/20/2016 | RDSB | G7690A118 | 18 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Royal Dutch Shell Plc | 05/24/2016 | Annual | 05/20/2016 | RDSB | G7690A118 | 19 | Shareholder Resolution Regarding Company Business Strategy | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW International Growth Fund | Santen Pharmaceutical Company Ltd. | 06/24/2016 | Annual | 03/31/2016 | 4536 | J68467109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Santen Pharmaceutical Company Ltd. | 06/24/2016 | Annual | 03/31/2016 | 4536 | J68467109 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Santen Pharmaceutical Company Ltd. | 06/24/2016 | Annual | 03/31/2016 | 4536 | J68467109 | 3 | Elect Akira Kurokawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Santen Pharmaceutical Company Ltd. | 06/24/2016 | Annual | 03/31/2016 | 4536 | J68467109 | 4 | Elect Sadatoshi Furukado | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Santen Pharmaceutical Company Ltd. | 06/24/2016 | Annual | 03/31/2016 | 4536 | J68467109 | 5 | Elect Akihiro Okumura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Santen Pharmaceutical Company Ltd. | 06/24/2016 | Annual | 03/31/2016 | 4536 | J68467109 | 6 | Elect Takayuki Katayama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Santen Pharmaceutical Company Ltd. | 06/24/2016 | Annual | 03/31/2016 | 4536 | J68467109 | 7 | Elect Kanoko Ohishi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Santen Pharmaceutical Company Ltd. | 06/24/2016 | Annual | 03/31/2016 | 4536 | J68467109 | 8 | Elect Masashi Murata as Statutory Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Santos Limited | 05/04/2016 | Annual | 05/02/2016 | STO | Q82869118 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Santos Limited | 05/04/2016 | Annual | 05/02/2016 | STO | Q82869118 | 2 | Re-elect Gregory J.W. Martin | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Santos Limited | 05/04/2016 | Annual | 05/02/2016 | STO | Q82869118 | 3 | Re-elect Hock Goh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Santos Limited | 05/04/2016 | Annual | 05/02/2016 | STO | Q82869118 | 4 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Santos Limited | 05/04/2016 | Annual | 05/02/2016 | STO | Q82869118 | 5 | Equity Grant (MD/CEO Kevin Gallagher) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sanyo Chemical Industries Ltd. | 06/17/2016 | Annual | 03/31/2016 | 4471 | J68682103 | 1 | Share Consolidation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sanyo Chemical Industries Ltd. | 06/17/2016 | Annual | 03/31/2016 | 4471 | J68682103 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sanyo Chemical Industries Ltd. | 06/17/2016 | Annual | 03/31/2016 | 4471 | J68682103 | 3 | Elect Kan Ueno | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sanyo Chemical Industries Ltd. | 06/17/2016 | Annual | 03/31/2016 | 4471 | J68682103 | 4 | Elect Takao Andoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sanyo Chemical Industries Ltd. | 06/17/2016 | Annual | 03/31/2016 | 4471 | J68682103 | 5 | Elect Hideya Narutaki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sanyo Chemical Industries Ltd. | 06/17/2016 | Annual | 03/31/2016 | 4471 | J68682103 | 6 | Elect Kohhei Maeda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sanyo Chemical Industries Ltd. | 06/17/2016 | Annual | 03/31/2016 | 4471 | J68682103 | 7 | Elect Akinori Higuchi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sanyo Chemical Industries Ltd. | 06/17/2016 | Annual | 03/31/2016 | 4471 | J68682103 | 8 | Elect Atsushi Ohta | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sanyo Chemical Industries Ltd. | 06/17/2016 | Annual | 03/31/2016 | 4471 | J68682103 | 9 | Elect Hiroyuki Shimominami | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sanyo Chemical Industries Ltd. | 06/17/2016 | Annual | 03/31/2016 | 4471 | J68682103 | 10 | Elect Masaya Yamamoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sanyo Chemical Industries Ltd. | 06/17/2016 | Annual | 03/31/2016 | 4471 | J68682103 | 11 | Elect Shigenobu Aikyoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sanyo Chemical Industries Ltd. | 06/17/2016 | Annual | 03/31/2016 | 4471 | J68682103 | 12 | Elect Akiyoshi Kodera | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sanyo Chemical Industries Ltd. | 06/17/2016 | Annual | 03/31/2016 | 4471 | J68682103 | 13 | Elect Toshio Ohshima | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sanyo Chemical Industries Ltd. | 06/17/2016 | Annual | 03/31/2016 | 4471 | J68682103 | 14 | Elect Takahide Kasai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sanyo Chemical Industries Ltd. | 06/17/2016 | Annual | 03/31/2016 | 4471 | J68682103 | 15 | Retirement Allowances for Directors and Statutory Auditors | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Sanyo Chemical Industries Ltd. | 06/17/2016 | Annual | 03/31/2016 | 4471 | J68682103 | 16 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 3 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 6 | Related Party Transactions | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 7 | Remuneration of Denis Kessler, Chairman and CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 8 | Elect Michele Aronvald to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 9 | Elect Bruno Pfister to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 11 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 12 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 15 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 16 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 17 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 18 | Greenshoe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 19 | Authority to Issue Contingent Convertible Bonds | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 21 | Authority to Grant Stock Options | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 22 | Authority to grant performance shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 23 | Employee Stock Purchase Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 24 | Global Ceiling on Capital Increases | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 25 | Amendment Regarding Record Date | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 04/27/2016 | Mix | 04/22/2016 | SCR | F15561677 | 26 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 12/18/2015 | Special | 12/15/2015 | SCR | F15561677 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 12/18/2015 | Special | 12/15/2015 | SCR | F15561677 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 12/18/2015 | Special | 12/15/2015 | SCR | F15561677 | 3 | Authority to Issue Restricted Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Scor SE | 12/18/2015 | Special | 12/15/2015 | SCR | F15561677 | 4 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shin-Etsu Chemical Co Limited | 06/29/2016 | Annual | 03/31/2016 | 4063 | J72810120 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shin-Etsu Chemical Co Limited | 06/29/2016 | Annual | 03/31/2016 | 4063 | J72810120 | 2 | Elect Chihiro Kanagawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shin-Etsu Chemical Co Limited | 06/29/2016 | Annual | 03/31/2016 | 4063 | J72810120 | 3 | Elect Shunzoh Mori | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shin-Etsu Chemical Co Limited | 06/29/2016 | Annual | 03/31/2016 | 4063 | J72810120 | 4 | Elect Fumio Akiya | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shin-Etsu Chemical Co Limited | 06/29/2016 | Annual | 03/31/2016 | 4063 | J72810120 | 5 | Elect Masahiko Todoroki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shin-Etsu Chemical Co Limited | 06/29/2016 | Annual | 03/31/2016 | 4063 | J72810120 | 6 | Elect Toshiya Akimoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shin-Etsu Chemical Co Limited | 06/29/2016 | Annual | 03/31/2016 | 4063 | J72810120 | 7 | Elect Fumio Arai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shin-Etsu Chemical Co Limited | 06/29/2016 | Annual | 03/31/2016 | 4063 | J72810120 | 8 | Elect Hiroshi Komiyama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shin-Etsu Chemical Co Limited | 06/29/2016 | Annual | 03/31/2016 | 4063 | J72810120 | 9 | Elect Kenji Ikegami | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shin-Etsu Chemical Co Limited | 06/29/2016 | Annual | 03/31/2016 | 4063 | J72810120 | 10 | Elect Toshio Shiobara | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shin-Etsu Chemical Co Limited | 06/29/2016 | Annual | 03/31/2016 | 4063 | J72810120 | 11 | Elect Yoshimitsu Takahashi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shin-Etsu Chemical Co Limited | 06/29/2016 | Annual | 03/31/2016 | 4063 | J72810120 | 12 | Elect Kai Yasuoka | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shin-Etsu Chemical Co Limited | 06/29/2016 | Annual | 03/31/2016 | 4063 | J72810120 | 13 | Equity Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shionogi & Co Ltd | 06/23/2016 | Annual | 03/31/2016 | 4507 | J74229105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Shionogi & Co Ltd | 06/23/2016 | Annual | 03/31/2016 | 4507 | J74229105 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shionogi & Co Ltd | 06/23/2016 | Annual | 03/31/2016 | 4507 | J74229105 | 3 | Elect Motozoh Shiono | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shionogi & Co Ltd | 06/23/2016 | Annual | 03/31/2016 | 4507 | J74229105 | 4 | Elect Isao Teshirogi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shionogi & Co Ltd | 06/23/2016 | Annual | 03/31/2016 | 4507 | J74229105 | 5 | Elect Takuko Sawada | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shionogi & Co Ltd | 06/23/2016 | Annual | 03/31/2016 | 4507 | J74229105 | 6 | Elect Akio Nomura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shionogi & Co Ltd | 06/23/2016 | Annual | 03/31/2016 | 4507 | J74229105 | 7 | Elect Teppei Mogi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shionogi & Co Ltd | 06/23/2016 | Annual | 03/31/2016 | 4507 | J74229105 | 8 | Elect Keiichi Andoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shionogi & Co Ltd | 06/23/2016 | Annual | 03/31/2016 | 4507 | J74229105 | 9 | Elect Shinichi Yokoyama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shionogi & Co Ltd | 06/23/2016 | Annual | 03/31/2016 | 4507 | J74229105 | 10 | Elect Ikuo Katoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 04/28/2016 | Annual | 03/18/2016 | SHP | 82481R106 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 04/28/2016 | Annual | 03/18/2016 | SHP | 82481R106 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 04/28/2016 | Annual | 03/18/2016 | SHP | 82481R106 | 3 | Elect Dominic Blakemore | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 04/28/2016 | Annual | 03/18/2016 | SHP | 82481R106 | 4 | Elect Olivier Bohuon | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 04/28/2016 | Annual | 03/18/2016 | SHP | 82481R106 | 5 | Elect William M. Burns | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 04/28/2016 | Annual | 03/18/2016 | SHP | 82481R106 | 6 | Elect Steven Gillis | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 04/28/2016 | Annual | 03/18/2016 | SHP | 82481R106 | 7 | Elect David Ginsburg | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 04/28/2016 | Annual | 03/18/2016 | SHP | 82481R106 | 8 | Elect Susan Kilsby | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 04/28/2016 | Annual | 03/18/2016 | SHP | 82481R106 | 9 | Elect Sara Mathew | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 04/28/2016 | Annual | 03/18/2016 | SHP | 82481R106 | 10 | Elect Anne Minto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 04/28/2016 | Annual | 03/18/2016 | SHP | 82481R106 | 11 | Elect Flemming Ornskov | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 04/28/2016 | Annual | 03/18/2016 | SHP | 82481R106 | 12 | Elect Jeffrey Poulton | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 04/28/2016 | Annual | 03/18/2016 | SHP | 82481R106 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 04/28/2016 | Annual | 03/18/2016 | SHP | 82481R106 | 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 04/28/2016 | Annual | 03/18/2016 | SHP | 82481R106 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 04/28/2016 | Annual | 03/18/2016 | SHP | 82481R106 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 04/28/2016 | Annual | 03/18/2016 | SHP | 82481R106 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 04/28/2016 | Annual | 03/18/2016 | SHP | 82481R106 | 18 | Increase in Authorised Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 04/28/2016 | Annual | 03/18/2016 | SHP | 82481R106 | 19 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 04/28/2016 | Annual | 03/18/2016 | SHP | 82481R106 | 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 05/27/2016 | Annual | 04/21/2016 | SHP | 82481R106 | 1 | Merger | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 05/27/2016 | Annual | 04/21/2016 | SHP | 82481R106 | 2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 05/27/2016 | Annual | 04/21/2016 | SHP | 82481R106 | 3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Shire Plc | 05/27/2016 | Annual | 04/21/2016 | SHP | 82481R106 | 4 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sky Plc | 11/04/2015 | Annual | SKY | G8212B105 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Sky Plc | 11/04/2015 | Annual | SKY | G8212B105 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Sky Plc | 11/04/2015 | Annual | SKY | G8212B105 | 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Sky Plc | 11/04/2015 | Annual | SKY | G8212B105 | 4 | Elect Nicholas Ferguson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Sky Plc | 11/04/2015 | Annual | SKY | G8212B105 | 5 | Elect Jeremy Darroch | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Sky Plc | 11/04/2015 | Annual | SKY | G8212B105 | 6 | Elect Andrew Griffith | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Sky Plc | 11/04/2015 | Annual | SKY | G8212B105 | 7 | Elect Tracy Clarke | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Sky Plc | 11/04/2015 | Annual | SKY | G8212B105 | 8 | Elect Martin J. Gilbert | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Sky Plc | 11/04/2015 | Annual | SKY | G8212B105 | 9 | Elect Adine Grate | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Sky Plc | 11/04/2015 | Annual | SKY | G8212B105 | 10 | Elect David Lewis | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Sky Plc | 11/04/2015 | Annual | SKY | G8212B105 | 11 | Elect Matthieu Pigasse | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Sky Plc | 11/04/2015 | Annual | SKY | G8212B105 | 12 | Elect Andy Sukawaty | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Sky Plc | 11/04/2015 | Annual | SKY | G8212B105 | 13 | Elect Chase Carey | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Sky Plc | 11/04/2015 | Annual | SKY | G8212B105 | 14 | Elect James Murdoch | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Sky Plc | 11/04/2015 | Annual | SKY | G8212B105 | 15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Sky Plc | 11/04/2015 | Annual | SKY | G8212B105 | 16 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Sky Plc | 11/04/2015 | Annual | SKY | G8212B105 | 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Sky Plc | 11/04/2015 | Annual | SKY | G8212B105 | 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Sky Plc | 11/04/2015 | Annual | SKY | G8212B105 | 19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Snam S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | SRG | T8578N103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Snam S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | SRG | T8578N103 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Snam S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | SRG | T8578N103 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Snam S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | SRG | T8578N103 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Snam S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | SRG | T8578N103 | 5 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Snam S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | SRG | T8578N103 | 6 | Board Size | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Snam S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | SRG | T8578N103 | 7 | Board Term Length | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Snam S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | SRG | T8578N103 | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Snam S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | SRG | T8578N103 | 9 | List of Directors Presented by CDP Reti S.p.A | Mgmt | For | N/A | Against | Voted | |||||||||||||
TCW International Growth Fund | Snam S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | SRG | T8578N103 | 10 | List of Directors Presented by Group of Institutional Investors Representing 0.026% of Share Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Snam S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | SRG | T8578N103 | 11 | List of Directors Presented by INARCASSA | Mgmt | For | N/A | Against | Voted | |||||||||||||
TCW International Growth Fund | Snam S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | SRG | T8578N103 | 12 | Election of Chairman of Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Snam S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | SRG | T8578N103 | 13 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Snam S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | SRG | T8578N103 | 14 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Snam S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | SRG | T8578N103 | 15 | List of Statutory Auditors Presented by CDP Reti S.p.A | Mgmt | N/A | Abstain | Against | Voted | |||||||||||||
TCW International Growth Fund | Snam S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | SRG | T8578N103 | 16 | List of Statutory Auditors Presented by Group of Institutional Investors Representing 0.026% of Share Capital | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW International Growth Fund | Snam S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | SRG | T8578N103 | 17 | Election of Chairman of Statutory Auditors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Snam S.p.A. | 04/27/2016 | Ordinary | 04/18/2016 | SRG | T8578N103 | 18 | Statutory Auditors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Solvay SA | 10/23/2015 | Special | 10/09/2015 | SOLB | B82095116 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Solvay SA | 10/23/2015 | Special | 10/09/2015 | SOLB | B82095116 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Solvay SA | 10/23/2015 | Special | 10/09/2015 | SOLB | B82095116 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Solvay SA | 10/23/2015 | Special | 10/09/2015 | SOLB | B82095116 | 4 | Increase in Authorized Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Solvay SA | 10/23/2015 | Special | 10/09/2015 | SOLB | B82095116 | 5 | Authority to Coordinate Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Solvay SA | 10/23/2015 | Special | 10/09/2015 | SOLB | B82095116 | 6 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Solvay SA | 10/23/2015 | Special | 10/09/2015 | SOLB | B82095116 | 7 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Solvay SA | 11/17/2015 | Special | 11/03/2015 | SOLB | B82095116 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Solvay SA | 11/17/2015 | Special | 11/03/2015 | SOLB | B82095116 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Solvay SA | 11/17/2015 | Special | 11/03/2015 | SOLB | B82095116 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Solvay SA | 11/17/2015 | Special | 11/03/2015 | SOLB | B82095116 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Solvay SA | 11/17/2015 | Special | 11/03/2015 | SOLB | B82095116 | 5 | Increase in Authorized Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Solvay SA | 11/17/2015 | Special | 11/03/2015 | SOLB | B82095116 | 6 | Authority to Coordinate Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Solvay SA | 11/17/2015 | Special | 11/03/2015 | SOLB | B82095116 | 7 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Solvay SA | 11/17/2015 | Special | 11/03/2015 | SOLB | B82095116 | 8 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Sony Corporation | 06/17/2016 | Annual | 03/31/2016 | 6758 | J76379106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Sony Corporation | 06/17/2016 | Annual | 03/31/2016 | 6758 | J76379106 | 2 | Elect Kazuo Hirai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sony Corporation | 06/17/2016 | Annual | 03/31/2016 | 6758 | J76379106 | 3 | Elect Kenichiroh Yoshida | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sony Corporation | 06/17/2016 | Annual | 03/31/2016 | 6758 | J76379106 | 4 | Elect Osamu Nagayama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sony Corporation | 06/17/2016 | Annual | 03/31/2016 | 6758 | J76379106 | 5 | Elect Takaaki Nimura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sony Corporation | 06/17/2016 | Annual | 03/31/2016 | 6758 | J76379106 | 6 | Elect Eikoh Harada | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sony Corporation | 06/17/2016 | Annual | 03/31/2016 | 6758 | J76379106 | 7 | Elect Johichi Itoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sony Corporation | 06/17/2016 | Annual | 03/31/2016 | 6758 | J76379106 | 8 | Elect Tim Schaaff | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sony Corporation | 06/17/2016 | Annual | 03/31/2016 | 6758 | J76379106 | 9 | Elect Kazuo Matsunaga | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sony Corporation | 06/17/2016 | Annual | 03/31/2016 | 6758 | J76379106 | 10 | Elect Kohichi Miyata | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sony Corporation | 06/17/2016 | Annual | 03/31/2016 | 6758 | J76379106 | 11 | Elect John V. Roos | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sony Corporation | 06/17/2016 | Annual | 03/31/2016 | 6758 | J76379106 | 12 | Elect Eriko Sakurai | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Sony Corporation | 06/17/2016 | Annual | 03/31/2016 | 6758 | J76379106 | 13 | Equity Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 2 | Elect Arno Daehnke | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 3 | Elect Martin Oduor-Otieno | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 4 | Re-elect Myles J.D. Ruck | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 5 | Re-elect Peter D. Sullivan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 6 | Re-elect WANG Wenbin | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 7 | Re-elect Ted Woods | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 8 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 9 | Appointment of Auditor (PricewaterhouseCoopers) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 10 | General Authority to Issue Ordinary Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 11 | General Authority to Issue Preference Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 12 | Approve Remuneration Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 13 | Approve NEDs’ Fees (Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 14 | Approve NEDs’ Fees (Director) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 15 | Approve NEDs’ Fees (International Director) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 16 | Approve NEDs’ Fees (Directors’ Affairs Committee - Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 17 | Approve NEDs’ Fees (Directors’ Affairs Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 18 | Approve NEDs’ Fees (Risk and Capital Management Committee - Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 19 | Approve NEDs’ Fees (Risk and Capital Management Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 20 | Approve NEDs’ Fees (Remuneration Committee - Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 21 | Approve NEDs’ Fees (Remuneration Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 22 | Approve NEDs’ Fees (Social and Ethics Committee - Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 23 | Approve NEDs’ Fees (Social and Ethics Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 24 | Approve NEDs’ Fees (Audit Committee - Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 25 | Approve NEDs’ Fees (Audit Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 26 | Approve NEDs’ Fees (IT Committee - Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 27 | Approve NEDs’ Fees (IT Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 28 | Approve NEDs’ Fees (Ad Hoc Meeting Attendance) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 29 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 30 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 31 | Approve Financial Assistance | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 32 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 3 | Remuneration Policy (Binding) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 4 | Elect David P. Conner | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 5 | Elect William T. Winters | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 6 | Elect Om Prakesh Bhatt | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 7 | Elect Kurt Campbell | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 8 | Elect Louis CHEUNG Chi Yan | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 9 | Elect Byron E. Grote | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 10 | Elect Andy Halford | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 11 | Elect HAN Seung-Soo | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 12 | Elect Christine Hodgson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 13 | Elect Gay Huey Evans | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 14 | Elect Naguib Kheraj | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 15 | Elect Simon J. Lowth | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 16 | Elect John Peace | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 17 | Elect Jasmine Whitbread | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 18 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 19 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 20 | Authorisation of Political Donations | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 22 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 23 | Authority to Issue Equity Convertible Additional Tier 1 Securities w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 25 | Authority to Issue Equity Convertible Additional Tier 1 Securities w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 26 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 27 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Standard Chartered plc | 05/04/2016 | Annual | STAN | G84228157 | 28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 06/29/2016 | Annual | 03/31/2016 | 8309 | J0752J108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 06/29/2016 | Annual | 03/31/2016 | 8309 | J0752J108 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 06/29/2016 | Annual | 03/31/2016 | 8309 | J0752J108 | 3 | Share Consolidation/Reverse Stock Split | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 06/29/2016 | Annual | 03/31/2016 | 8309 | J0752J108 | 4 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 06/29/2016 | Annual | 03/31/2016 | 8309 | J0752J108 | 5 | Elect Hitoshi Tsunekage | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 06/29/2016 | Annual | 03/31/2016 | 8309 | J0752J108 | 6 | Elect Kunitaroh Kitamura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 06/29/2016 | Annual | 03/31/2016 | 8309 | J0752J108 | 7 | Elect Nobuo Iwasaki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 06/29/2016 | Annual | 03/31/2016 | 8309 | J0752J108 | 8 | Elect Rikiya Hattori | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 06/29/2016 | Annual | 03/31/2016 | 8309 | J0752J108 | 9 | Elect Testuo Ohkubo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 06/29/2016 | Annual | 03/31/2016 | 8309 | J0752J108 | 10 | Elect Yoshiaki Koshimura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 06/29/2016 | Annual | 03/31/2016 | 8309 | J0752J108 | 11 | Elect Sohichi Shinohara | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 06/29/2016 | Annual | 03/31/2016 | 8309 | J0752J108 | 12 | Elect Takeshi Suzuki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 06/29/2016 | Annual | 03/31/2016 | 8309 | J0752J108 | 13 | Elect Mikio Araki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 06/29/2016 | Annual | 03/31/2016 | 8309 | J0752J108 | 14 | Elect Yasuyuki Yagi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sumitomo Mitsui Trust Holdings, Inc. | 06/29/2016 | Annual | 03/31/2016 | 8309 | J0752J108 | 15 | Elect Takashi Yoshida | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 10 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 11 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 12 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 13 | Ratification of Board and CEO Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 14 | Board Size | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 15 | Number of Auditors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 16 | Directors and Auditors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 17 | Elect Par Boman | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 18 | Elect Annemarie Gardshol | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 19 | Elect Magnus Groth | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 20 | Elect Louise Julian Svanberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 21 | Elect Bert Nordberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 22 | Elect Barbara M. Thoralfsson | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 23 | Elect Ewa Bjorling | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 24 | Elect Maija-Liisa Friman | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 25 | Elect Johan Malmquist | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 26 | Elect Par Boman as Chairman | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 27 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 28 | Nomination Committee | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 29 | Compensation Guidelines | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 30 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Svenska Cellulosa Aktiebolaget SCA | 04/14/2016 | Annual | 04/08/2016 | SCA.A | W90152120 | 31 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Sysmex Corp. | 06/24/2016 | Annual | 03/31/2016 | 6869 | J7864H102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Sysmex Corp. | 06/24/2016 | Annual | 03/31/2016 | 6869 | J7864H102 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sysmex Corp. | 06/24/2016 | Annual | 03/31/2016 | 6869 | J7864H102 | 3 | Amendments to Articles | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Sysmex Corp. | 06/24/2016 | Annual | 03/31/2016 | 6869 | J7864H102 | 4 | Elect Hisashi Ietsugu | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sysmex Corp. | 06/24/2016 | Annual | 03/31/2016 | 6869 | J7864H102 | 5 | Elect Masayoshi Hayashi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sysmex Corp. | 06/24/2016 | Annual | 03/31/2016 | 6869 | J7864H102 | 6 | Elect Yukio Nakajima | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sysmex Corp. | 06/24/2016 | Annual | 03/31/2016 | 6869 | J7864H102 | 7 | Elect Kohji Tamura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sysmex Corp. | 06/24/2016 | Annual | 03/31/2016 | 6869 | J7864H102 | 8 | Elect Kazuya Obe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sysmex Corp. | 06/24/2016 | Annual | 03/31/2016 | 6869 | J7864H102 | 9 | Elect Mitsuru Watanabe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sysmex Corp. | 06/24/2016 | Annual | 03/31/2016 | 6869 | J7864H102 | 10 | Elect Kaoru Asano | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sysmex Corp. | 06/24/2016 | Annual | 03/31/2016 | 6869 | J7864H102 | 11 | Elect Kenji Tachibana | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sysmex Corp. | 06/24/2016 | Annual | 03/31/2016 | 6869 | J7864H102 | 12 | Elect Susumu Nishiura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sysmex Corp. | 06/24/2016 | Annual | 03/31/2016 | 6869 | J7864H102 | 13 | Elect Masayo Takahashi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sysmex Corp. | 06/24/2016 | Annual | 03/31/2016 | 6869 | J7864H102 | 14 | Elect Yukitoshi Kamao | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sysmex Corp. | 06/24/2016 | Annual | 03/31/2016 | 6869 | J7864H102 | 15 | Elect Kohichi Ohnishi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sysmex Corp. | 06/24/2016 | Annual | 03/31/2016 | 6869 | J7864H102 | 16 | Elect Kazuhito Kajiura | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Sysmex Corp. | 06/24/2016 | Annual | 03/31/2016 | 6869 | J7864H102 | 17 | Non-Audit Committee Directors’ Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Sysmex Corp. | 06/24/2016 | Annual | 03/31/2016 | 6869 | J7864H102 | 18 | Audit Committee Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Telecom Italia S.p.A. | 12/15/2015 | Mix | 12/04/2015 | TIT | T92778108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Telecom Italia S.p.A. | 12/15/2015 | Mix | 12/04/2015 | TIT | T92778108 | 2 | Conversion of Savings Shares into Ordinary Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Telecom Italia S.p.A. | 12/15/2015 | Mix | 12/04/2015 | TIT | T92778108 | 3 | Shareholder Proposal Regarding Increase in Board Size | ShrHoldr | N/A | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Telecom Italia S.p.A. | 12/15/2015 | Mix | 12/04/2015 | TIT | T92778108 | 4 | Shareholder Proposal Regarding Election of Directors | ShrHoldr | N/A | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Telecom Italia S.p.A. | 12/15/2015 | Mix | 12/04/2015 | TIT | T92778108 | 5 | Shareholder Proposal Regarding Directors’ Fees | ShrHoldr | N/A | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Telecom Italia S.p.A. | 12/15/2015 | Mix | 12/04/2015 | TIT | T92778108 | 6 | Shareholder Proposal Regarding Authorisation of Competing Activities | ShrHoldr | N/A | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Telecom Italia S.p.A. | 12/15/2015 | Mix | 12/04/2015 | TIT | T92778108 | 7 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 5 | Elect Jacobus Petrus Bekker | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 6 | Elect Ian C. Stone | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 7 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 3 | Elect Katsutoshi Saitoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 4 | Elect Kohichiroh Watanabe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 5 | Elect Shigeo Tsuyuki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 6 | Elect Kazuma Ishii | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 7 | Elect Tomoyasu Asano | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 8 | Elect Hideo Teramoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 9 | Elect Kenji Sakurai | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 10 | Elect Morinobu Nagahama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 11 | Elect Seiji Inagaki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 12 | Elect Haruo Funabashi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 13 | Elect Michiko Miyamoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 14 | Elect Fusakazu Kondoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 15 | Elect Tsuneaki Taniguchi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 16 | Shift to Holding Company | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 17 | Amendments of Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 18 | Elect Katsutoshi Saitoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 19 | Elect Kohichiroh Watanabe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 20 | Elect Shigeo Tsuyuki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 21 | Elect Norimitsu Horio | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 22 | Elect Satoru Tsutsumi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 23 | Elect Kazuma Ishii | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 24 | Elect Tomoyasu Asano | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 25 | Elect Hideo Teramoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 26 | Elect Takashi Kawashima | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 27 | Elect Seiji Inagaki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 28 | Elect Haruo Funabashi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 29 | Elect George Olcott | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 30 | Elect Kohichi Maeda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 31 | Elect Morinobu Nagahama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 32 | Elect Fusakazu Kondoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 33 | Elect Rieko Satoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 34 | Elect SHU Ungyong | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 35 | Elect Kohichi Masuda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 36 | Elect Fumiaki Tsuchiya as Alternate Audit Committee Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 37 | Non-Audit Committee Directors’ Fees and Equity Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | The Dai-Ichi Life Insurance Co Ltd | 06/24/2016 | Annual | 03/31/2016 | 8750 | J09748112 | 38 | Audit Committee Directors’ Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 3 | Elect Akihiro Nikkaku | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 4 | Elect Kohichi Abe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 5 | Elect Kazushi Hashimoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 6 | Elect Ryoh Murayama | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 7 | Elect Yukichi Deguchi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 8 | Elect Akira Umeda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 9 | Elect Shohgo Masuda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 10 | Elect Akio Satoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 11 | Elect Hiroshi Ohtani | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 12 | Elect Satoru Hagiwara | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 13 | Elect Tohru Fukasawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 14 | Elect Yasuo Suga | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 15 | Elect Hirofumi Kobayashi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 16 | Elect Kazuhiko Shutoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 17 | Elect Tetsuya Tsunekawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 18 | Elect Satoru Nishino | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 19 | Elect Yoshiyuki Tanaka | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 20 | Elect Mitsuo Ohya | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 21 | Elect Takashi Fujimoto | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 22 | Elect Yuji Fukuda | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 23 | Elect Shigeki Taniguchi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 24 | Elect Toshiyuki Kondoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 25 | Elect Kennichiro Miki | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 26 | Elect Kunio Itoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 27 | Elect Ryohji Noyori | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 28 | Elect Shohshiroh Taneichi as Statutory Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 29 | Elect Kohichi Kobayashi as Alternate Statutory Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Toray Industries, Inc. | 06/28/2016 | Annual | 03/31/2016 | 3402 | J89494116 | 30 | Bonus | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 6 | Ratify Acts of Friedrich Joussen | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 7 | Ratify Acts of Peter Long | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 8 | Ratify Acts of Horst Baier | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 9 | Ratify Acts of David Burling | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 10 | Ratify Acts of Sebastian Ebel | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 11 | Ratify Acts of Johan Lundgren | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 12 | Ratify Acts of William Waggott | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 13 | Ratify Acts of Klaus Mangold | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 14 | Ratify Acts of Frank Jakobi | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 15 | Ratify Acts of Michael Hodgkinson | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 16 | Ratify Acts of Andreas Barczewski | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 17 | Ratify Acts of Peter Bremme | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 18 | Ratify Acts of Arnd Dunse | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 19 | Ratify Acts of Edgar Ernst | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 20 | Ratify Acts of Angelika Gifford | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 21 | Ratify Acts of Valerie Frances Gooding | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 22 | Ratify Acts of Dierk Hirschel | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 23 | Ratify Acts of Vladimir Lukin | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 24 | Ratify Acts of Minnow Powell | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 25 | Ratify Acts of Coline McConville | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 26 | Ratify Acts of Janis Kong | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 27 | Ratify Acts of Michael Ponipp | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 28 | Ratify Acts of Wilfried Rau | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 29 | Ratify Acts of Carmen Riu Guell | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 30 | Ratify Acts of Carola Schwirn | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 31 | Ratify Acts of Maxim G. Shemetov | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 32 | Ratify Acts of Anette Strempel | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 33 | Ratify Acts of Christian Strenger | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 34 | Ratify Acts of Ortwin Strubelt | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 35 | Ratify Acts of Marcell Witt | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 36 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 37 | Increase in Authorised Capital 2016/I | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 38 | Increase in Authorised Capital 2016/II | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 39 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 40 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 41 | Elect Edgar Ernst | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 42 | Elect Angelika Gifford | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 43 | Elect Sir Michael Hodgkinson | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 44 | Elect Peter Long | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 45 | Elect Klaus Mangold | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 46 | Elect Alexey A. Mordashov | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 47 | Elect Carmen Riu Guell | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 48 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Tui AG | 02/09/2016 | Annual | 02/02/2016 | TUI | D8484K166 | 49 | Supervisory Board Members’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 3 | Elect Nils Smedegaard Andersen | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 4 | Elect Laura CHA May Lung | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 5 | Elect Vittorio Colao | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 6 | Elect Louise O. Fresco | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 7 | Elect Ann M. Fudge | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 8 | Elect Judith Hartmann | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 9 | Elect Mary MA Xuezheng | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 10 | Elect Paul Polman | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 11 | Elect John Rishton | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 12 | Elect Feike Sijbesma | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 13 | Elect Marijn E. Dekkers | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 14 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 15 | Elect Youngme E. Moon | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 16 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 17 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 18 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 19 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 22 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Unilever plc | 04/20/2016 | Annual | ULVR | G92087165 | 23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 9 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 10 | Allocation of Profits/Dividend | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 12 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 13 | Board Size | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 14 | Election of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 16 | Appointment of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 17 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 18 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 19 | Reversal Entries of Revaluation of Reserves | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 20 | Charitable Donations | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 21 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | UPM-Kymmene Oyj | 04/07/2016 | Annual | 03/24/2016 | UPM1V | X9518S108 | 22 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 6 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 7 | Allocation of Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 8 | Related Party Transactions | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 9 | Elect Jacques Aschenbroich to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 10 | Elect Nathalie Rachou to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 11 | Elect Isabelle Courville to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 12 | Elect Guillaume Texier to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 13 | Remuneration of Antoine Frerot, Chairman and CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 14 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 17 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 19 | Greenshoe | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 21 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 23 | Authority to Issue Restricted and Performance Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 24 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Veolia Environnement | 04/21/2016 | Mix | 04/18/2016 | VIE | F9686M107 | 25 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 5 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 6 | Employee Restricted Shares Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 7 | Amendments to Procedural Rules: Shareholder Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 8 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 9 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 10 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 11 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Vonovia SE | 05/12/2016 | Annual | 05/05/2016 | VNA | D9581T100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Vonovia SE | 05/12/2016 | Annual | 05/05/2016 | VNA | D9581T100 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Vonovia SE | 05/12/2016 | Annual | 05/05/2016 | VNA | D9581T100 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Vonovia SE | 05/12/2016 | Annual | 05/05/2016 | VNA | D9581T100 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Vonovia SE | 05/12/2016 | Annual | 05/05/2016 | VNA | D9581T100 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Vonovia SE | 05/12/2016 | Annual | 05/05/2016 | VNA | D9581T100 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Vonovia SE | 05/12/2016 | Annual | 05/05/2016 | VNA | D9581T100 | 7 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Vonovia SE | 05/12/2016 | Annual | 05/05/2016 | VNA | D9581T100 | 8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Vonovia SE | 05/12/2016 | Annual | 05/05/2016 | VNA | D9581T100 | 9 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Vonovia SE | 05/12/2016 | Annual | 05/05/2016 | VNA | D9581T100 | 10 | Appointment of Auditor for Interim Financial Statements (FY2017) | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Vonovia SE | 05/12/2016 | Annual | 05/05/2016 | VNA | D9581T100 | 11 | Elect Ariane Reinhart | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | Vonovia SE | 05/12/2016 | Annual | 05/05/2016 | VNA | D9581T100 | 12 | Elect Ute M. Geipel-Faber | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Vonovia SE | 05/12/2016 | Annual | 05/05/2016 | VNA | D9581T100 | 13 | Increase in Authorized Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Vonovia SE | 05/12/2016 | Annual | 05/05/2016 | VNA | D9581T100 | 14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Vonovia SE | 11/30/2015 | Special | 11/23/2015 | VNA | D1764R100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Vonovia SE | 11/30/2015 | Special | 11/23/2015 | VNA | D1764R100 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Vonovia SE | 11/30/2015 | Special | 11/23/2015 | VNA | D1764R100 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Vonovia SE | 11/30/2015 | Special | 11/23/2015 | VNA | D1764R100 | 4 | Increase in Authorized Capital Against Contributions in Kind to Effect Transaction | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Vonovia SE | 11/30/2015 | Special | 11/23/2015 | VNA | D1764R100 | 5 | Increase in Authorized Capital Against Cash Contributions | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Vonovia SE | 11/30/2015 | Special | 11/23/2015 | VNA | D1764R100 | 6 | Authority to Increase Authorized Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Winpak Ltd. | 04/20/2016 | Annual | 03/16/2016 | WPK | 97535P104 | 1.1 | Elect Antti Aarnio-Wihuri | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Winpak Ltd. | 04/20/2016 | Annual | 03/16/2016 | WPK | 97535P104 | 1.2 | Elect Martti Hjalmar Aarnio-Wihuri | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Winpak Ltd. | 04/20/2016 | Annual | 03/16/2016 | WPK | 97535P104 | 1.3 | Elect Karen A. Albrechtsen | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Winpak Ltd. | 04/20/2016 | Annual | 03/16/2016 | WPK | 97535P104 | 1.4 | Elect Donald R.W. Chatterley | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Winpak Ltd. | 04/20/2016 | Annual | 03/16/2016 | WPK | 97535P104 | 1.5 | Elect Juha M. Hellgren | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Winpak Ltd. | 04/20/2016 | Annual | 03/16/2016 | WPK | 97535P104 | 1.6 | Elect Ilkka T. Suominen | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Winpak Ltd. | 04/20/2016 | Annual | 03/16/2016 | WPK | 97535P104 | 2 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 3 | Remuneration Policy (Advisory—Non-UK Issuer) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 5 | Elect Tessa E. Bamford | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 6 | Elect John P. Daly | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 7 | Elect Gareth Davis | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 8 | Elect Pilar Lopez | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 9 | Elect John Martin | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 10 | Elect Ian K. Meakins | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 11 | Elect Alan Murray | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 12 | Elect Frank W. Roach | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 13 | Elect Darren M. Shapland | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 14 | Elect Jacqueline Simmonds | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 15 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 16 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 17 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 20 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolseley plc | 12/01/2015 | Annual | WOS | G9736L124 | 21 | Long Term Incentive Plan | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Wolters Kluwer NV | 04/21/2016 | Annual | 03/24/2016 | WKL | ADPV09931 | 1 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Wolters Kluwer NV | 04/21/2016 | Annual | 03/24/2016 | WKL | ADPV09931 | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Wolters Kluwer NV | 04/21/2016 | Annual | 03/24/2016 | WKL | ADPV09931 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Wolters Kluwer NV | 04/21/2016 | Annual | 03/24/2016 | WKL | ADPV09931 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Wolters Kluwer NV | 04/21/2016 | Annual | 03/24/2016 | WKL | ADPV09931 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Wolters Kluwer NV | 04/21/2016 | Annual | 03/24/2016 | WKL | ADPV09931 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Wolters Kluwer NV | 04/21/2016 | Annual | 03/24/2016 | WKL | ADPV09931 | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Wolters Kluwer NV | 04/21/2016 | Annual | 03/24/2016 | WKL | ADPV09931 | 8 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Wolters Kluwer NV | 04/21/2016 | Annual | 03/24/2016 | WKL | ADPV09931 | 9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Wolters Kluwer NV | 04/21/2016 | Annual | 03/24/2016 | WKL | ADPV09931 | 10 | Elect Rene Hooft Graafland | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Wolters Kluwer NV | 04/21/2016 | Annual | 03/24/2016 | WKL | ADPV09931 | 11 | Elect Jeanette Horan | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Wolters Kluwer NV | 04/21/2016 | Annual | 03/24/2016 | WKL | ADPV09931 | 12 | Elect Fidelma Russo | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Wolters Kluwer NV | 04/21/2016 | Annual | 03/24/2016 | WKL | ADPV09931 | 13 | Supervisory Board’s Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Wolters Kluwer NV | 04/21/2016 | Annual | 03/24/2016 | WKL | ADPV09931 | 14 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Wolters Kluwer NV | 04/21/2016 | Annual | 03/24/2016 | WKL | ADPV09931 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Wolters Kluwer NV | 04/21/2016 | Annual | 03/24/2016 | WKL | ADPV09931 | 16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Wolters Kluwer NV | 04/21/2016 | Annual | 03/24/2016 | WKL | ADPV09931 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Wolters Kluwer NV | 04/21/2016 | Annual | 03/24/2016 | WKL | ADPV09931 | 18 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Wolters Kluwer NV | 04/21/2016 | Annual | 03/24/2016 | WKL | ADPV09931 | 19 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 3 | Remuneration Report (Non-UK Issuer — Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 5 | Elect Roberto Quarta | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 6 | Elect Jacques Aigrain | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 7 | Elect Ruigang Li | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 8 | Elect Paul Richardson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 9 | Elect Hugo Shong | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 10 | Elect Timothy Shriver | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 11 | Elect Martin S. Sorrell | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 12 | Elect Sally Susman | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 13 | Elect Solomon D. Trujillo | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 14 | Elect John Hood | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 15 | Elect Charlene T. Begley | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 16 | Elect Nicole Seligman | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 17 | Elect Daniela Riccardi | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 20 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | WPP Plc | 06/08/2016 | Annual | WPP | G9788D103 | 21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW International Growth Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 1.1 | Elect John A. Begeman | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 1.2 | Elect Christiane Bergevin | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 1.3 | Elect Alexander J. Davidson | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 1.4 | Elect Richard P. Graff | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 1.5 | Elect Nigel Lees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 1.6 | Elect Peter J. Marrone | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 1.7 | Elect Patrick J. Mars | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 1.8 | Elect Carl L. Renzoni | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 1.9 | Elect Jane Sadowsky | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 1.10 | Elect Dino Titaro | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 2 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Yamana Gold Inc. | 05/05/2016 | Annual | 03/11/2016 | YRI | 98462Y100 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW International Growth Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 2 | Completion of Share Repurchase | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 4 | Authority to Issue Debt Financing | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 5 | Authority to Give Guarantees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 6 | Provision of Counter-Guarantee | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 7 | Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 8 | Independent Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 9 | Supervisors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 10 | Financial Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 11 | Annual Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 12 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 13 | Directors’ and Supervisors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW International Growth Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 15 | Elect ZHU Guang | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ambev S.A. | 04/29/2016 | Special | 04/01/2016 | ABEV3 | 02319V103 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ambev S.A. | 04/29/2016 | Special | 04/01/2016 | ABEV3 | 02319V103 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ambev S.A. | 04/29/2016 | Special | 04/01/2016 | ABEV3 | 02319V103 | 3 | Election of Supervisory Council | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ambev S.A. | 04/29/2016 | Special | 04/01/2016 | ABEV3 | 02319V103 | 4 | Remuneration Policy; Ratify Updated Global Remuneration Amount for 2015 | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ambev S.A. | 04/29/2016 | Special | 04/01/2016 | ABEV3 | 02319V103 | 5 | Merger Agreements | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ambev S.A. | 04/29/2016 | Special | 04/01/2016 | ABEV3 | 02319V103 | 6 | Ratification of Appointment of Appraisers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ambev S.A. | 04/29/2016 | Special | 04/01/2016 | ABEV3 | 02319V103 | 7 | Valuation Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ambev S.A. | 04/29/2016 | Special | 04/01/2016 | ABEV3 | 02319V103 | 8 | Mergers by Absorption (Cervejarias Reunidas Skol Caracu S.A. and Eagle Distribuidora de Bebidas S.A.) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ambev S.A. | 04/29/2016 | Special | 04/01/2016 | ABEV3 | 02319V103 | 9 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ambev S.A. | 04/29/2016 | Special | 04/01/2016 | ABEV3 | 02319V103 | 10 | Restricted Stock Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aurobindo Pharma Ltd | 12/22/2015 | Other | 11/13/2015 | AUROPHARMA | Y04527142 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Aurobindo Pharma Ltd | 12/22/2015 | Other | 11/13/2015 | AUROPHARMA | Y04527142 | 2 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 2 | Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 3 | Supervisors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 4 | Financial Statements | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 6 | Annual Budget | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 8 | Elect TIAN Guoli | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 9 | Elect WANG Yong | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 10 | Elect LU Zhengfei | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 11 | Elect LEUNG Cheuk Yan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 12 | Elect WANG Changyun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 13 | Elect LI Jun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 14 | Elect WANG Xueqiang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 15 | Elect LIU Wanming | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 16 | Issuance of Bonds | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 17 | Issuance of Qualified Write-down Tier-2 Capital Instruments | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 08/11/2015 | Annual | 08/04/2015 | INFRATEL | Y0R86J109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 08/11/2015 | Annual | 08/04/2015 | INFRATEL | Y0R86J109 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 08/11/2015 | Annual | 08/04/2015 | INFRATEL | Y0R86J109 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 08/11/2015 | Annual | 08/04/2015 | INFRATEL | Y0R86J109 | 4 | Elect Rakesh Bharti Mittal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 08/11/2015 | Annual | 08/04/2015 | INFRATEL | Y0R86J109 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 08/11/2015 | Annual | 08/04/2015 | INFRATEL | Y0R86J109 | 6 | Elect Rajiinder P. Singh | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 08/11/2015 | Annual | 08/04/2015 | INFRATEL | Y0R86J109 | 7 | Adoption of New Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Bharti Infratel Limited | 08/11/2015 | Annual | 08/04/2015 | INFRATEL | Y0R86J109 | 8 | Related Party Transactions with Bharti Airtel Limited | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 06/08/2016 | Annual | 04/08/2016 | 2882 | Y11654103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 06/08/2016 | Annual | 04/08/2016 | 2882 | Y11654103 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 06/08/2016 | Annual | 04/08/2016 | 2882 | Y11654103 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 06/08/2016 | Annual | 04/08/2016 | 2882 | Y11654103 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 06/08/2016 | Annual | 04/08/2016 | 2882 | Y11654103 | 5 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 06/08/2016 | Annual | 04/08/2016 | 2882 | Y11654103 | 6 | Elect TSAI Cheng-Ta | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 06/08/2016 | Annual | 04/08/2016 | 2882 | Y11654103 | 7 | Elect TSAI Hong-Tu | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 06/08/2016 | Annual | 04/08/2016 | 2882 | Y11654103 | 8 | Elect TSAI Cheng-Chiu | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 06/08/2016 | Annual | 04/08/2016 | 2882 | Y11654103 | 9 | Elect Peter V. KWOK | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 06/08/2016 | Annual | 04/08/2016 | 2882 | Y11654103 | 10 | Elect TSAI Yeou-Tsair | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 06/08/2016 | Annual | 04/08/2016 | 2882 | Y11654103 | 11 | Elect JOONG Chi-Wei | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 06/08/2016 | Annual | 04/08/2016 | 2882 | Y11654103 | 12 | Elect CHEN Tsu-Pei | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 06/08/2016 | Annual | 04/08/2016 | 2882 | Y11654103 | 13 | Elect HUANG Tiao-Kuei | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 06/08/2016 | Annual | 04/08/2016 | 2882 | Y11654103 | 14 | Elect LEE Chang-Ken | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 06/08/2016 | Annual | 04/08/2016 | 2882 | Y11654103 | 15 | Elect HSIUNG Ming-Ho | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 06/08/2016 | Annual | 04/08/2016 | 2882 | Y11654103 | 16 | Elect HONG Min-Houng | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 06/08/2016 | Annual | 04/08/2016 | 2882 | Y11654103 | 17 | Elect Mattew MIAU | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 06/08/2016 | Annual | 04/08/2016 | 2882 | Y11654103 | 18 | Elect HWANG Tsing-Yuan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cathay Financial Holding Company Ltd. | 06/08/2016 | Annual | 04/08/2016 | 2882 | Y11654103 | 19 | Non-compete Restrictions for Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CCR S.A. | 07/21/2015 | Special | CCRO3 | P1413U105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CCR S.A. | 07/21/2015 | Special | CCRO3 | P1413U105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CCR S.A. | 07/21/2015 | Special | CCRO3 | P1413U105 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CCR S.A. | 07/21/2015 | Special | CCRO3 | P1413U105 | 4 | Election of Directors | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 3 | Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 4 | Supervisors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 7 | 2016 Fixed Asset Investment Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 8 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 9 | Supervisors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 10 | Elect ZHANG Long as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 11 | Elect Timpson CHUNG Shui Ming as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 12 | Elect WIM Kok as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 13 | Elect Murray Horn as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 14 | Elect LIU Jin as Supervisor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 15 | Elect LI Xiaoling as Supervisor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 16 | Elect BAI Jianjun as Supervisor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 18 | Amendment to the Impact of Dilution Immediate Return from the Issuance of Preference Shares and Remedial Measures | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 19 | Elect GUO Yanpeng as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 10/28/2015 | Special | 09/25/2015 | 0939 | Y1397N101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 10/28/2015 | Special | 09/25/2015 | 0939 | Y1397N101 | 2 | Elect Carl Walter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Construction Bank Corporation | 10/28/2015 | Special | 09/25/2015 | 0939 | Y1397N101 | 3 | Elect Anita FUNG Yuen Mei | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 2 | Type and Number | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 3 | Maturity | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 4 | Method of Issuance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 5 | Placees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 6 | Nominal Value and Issue Price | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 7 | Dividend Distribution Provisions | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 8 | Conditional Redemption | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 9 | Mandatory Conversion | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 10 | Restriction on and Restoration of Voting Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 11 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 12 | Use of Proceeds | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 13 | Rating | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 14 | Guarantee | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 15 | Transferability | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 16 | Legal Compliance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 17 | Effective Period | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 18 | Relationship between Domestic and Offshore Issuances | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 19 | Type and Number | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 20 | Maturity | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 21 | Method of Issuance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 22 | Placees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 23 | Nominal Value and Issue Price | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 24 | Dividend Distribution Provisions | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 25 | Conditional Redemption | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 26 | Mandatory Conversion | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 27 | Restriction on and Restoration of Voting Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 28 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 29 | Use of Proceeds | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 30 | Rating | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 31 | Guarantee | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 32 | Transferability | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 33 | Legal Compliance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 34 | Effective Period | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 35 | Relationship between Domestic and Offshore Issuances | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 2 | Increase in Registered Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 3 | Amendments to Articles Regarding Capital Increase | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 4 | Qualification of Non-public Issuance of Preference Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 5 | Type and Number | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 6 | Maturity | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 7 | Method of Issuance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 8 | Placees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 9 | Nominal Value and Issue Price | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 10 | Dividend Distribution Provisions | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 11 | Conditional Redemption | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 12 | Mandatory Conversion | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 13 | Restriction on and Restoration of Voting Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 14 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 15 | Use of Proceeds | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 16 | Rating | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 17 | Guarantee | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 18 | Transferability | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 19 | Legal Compliance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 20 | Effective Period | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 21 | Relationship between Domestic and Offshore Issuances | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 22 | Type and Number | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 23 | Maturity | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 24 | Method of Issuance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 25 | Placees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 26 | Nominal Value and Issue Price | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 27 | Dividend Distribution Provisions | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 28 | Conditional Redemption | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 29 | Mandatory Conversion | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 30 | Restriction on and Restoration of Voting Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 31 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 32 | Use of Proceeds | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 33 | Rating | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 34 | Guarantee | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 35 | Transferability | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 36 | Legal Compliance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 37 | Effective Period | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 38 | Relationship between Domestic and Offshore Issuances | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 39 | Feasibility Analysis Report of the Use of Proceeds from Non-public Issuance of Preference Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 40 | Authorization to the Board to Issue Preference Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 41 | Amendments to Articles Regarding Issuance of Preference Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 42 | 2015 Interim Profit Distribution Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 43 | Elect ZHENG Wanchun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 44 | Capital Management Planning for 2016 to 2018 | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 45 | Formulation of Shareholder Return Plan for 2016 to 2018 | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 46 | Diluted Immediate Returns | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 47 | Amendments to the Rules of Procedures for Shareholders’ General Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 48 | Amendments to the Rules of Procedure for the Meeting of the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 5 | Elect SHANG Bing | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 6 | Elect LI Yue | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 7 | Elect SHA Yuejia | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 8 | Elect LIU Aili | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 5 | Elect XIAO Xiao | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 6 | Elect LUO Liang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 7 | Elect Brian David LI Man Bun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 8 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 1 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.1 | Elect TSAI Lih-Shyng | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.2 | Elect SHIH Mu-Piao | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.3 | Elect FAN Chih-Ku | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.4 | Elect HONG Yu-Fen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.5 | Elect LIN Yi-Bing | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.6 | Elect FAN Chich-Chiang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.7 | Elect HUANG Shu-Juan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.8 | Elect HO Hsu-Hui | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.9 | Elect TSAI Zse-Hong | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.10 | Elect CHEN Jen-Ran | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.11 | Elect YEN Lo-Yu | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.12 | Elect WU Kuo-Long | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.13 | Elect CHEN Yung-Chen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 5 | YEN Lo-Yu | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 6 | CHEN Jen-Ran | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 7 | TSAI Lih-Shyng | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cia Hering | 04/27/2016 | Annual | HGTX3 | P50753105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cia Hering | 04/27/2016 | Annual | HGTX3 | P50753105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cia Hering | 04/27/2016 | Annual | HGTX3 | P50753105 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cia Hering | 04/27/2016 | Annual | HGTX3 | P50753105 | 4 | Capital Expenditure Budget | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cia Hering | 04/27/2016 | Annual | HGTX3 | P50753105 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cia Hering | 04/27/2016 | Annual | HGTX3 | P50753105 | 6 | Remuneration Policy | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cia Hering | 04/27/2016 | �� | Special | HGTX3 | P50753105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 4 | Cancellation of Treasury Shares; Amendment to Article | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 5 | Capitalization of Reserves w/o Share Issuance; Amendment to Article | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 6 | Board Size; Amendment to Articles | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 7 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 8 | Ratify Co-option of Andrea Oliveira Mota Baril | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 10 | Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 11 | Transfer of Reserves | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 12 | Consolidation of Articles | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 3 | Elect LIM Joo Jae | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 4 | Elect CHOI Do Sung | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 5 | Elect KIM Hyun Joon | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 6 | Election of Audit Committee Member: LIM Joo Jae | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 7 | Directors’ Fees | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 8 | Spin-off | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 9 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 10 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 05/26/2016 | Annual | 04/05/2016 | 0883 | 126132109 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 05/26/2016 | Annual | 04/05/2016 | 0883 | 126132109 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 05/26/2016 | Annual | 04/05/2016 | 0883 | 126132109 | 3 | Elect LI Fanrong | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 05/26/2016 | Annual | 04/05/2016 | 0883 | 126132109 | 4 | Elect LV Bo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 05/26/2016 | Annual | 04/05/2016 | 0883 | 126132109 | 5 | Elect CHIU Sung Hong | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 05/26/2016 | Annual | 04/05/2016 | 0883 | 126132109 | 6 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 05/26/2016 | Annual | 04/05/2016 | 0883 | 126132109 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 05/26/2016 | Annual | 04/05/2016 | 0883 | 126132109 | 8 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 05/26/2016 | Annual | 04/05/2016 | 0883 | 126132109 | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cnooc Ltd. | 05/26/2016 | Annual | 04/05/2016 | 0883 | 126132109 | 10 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 03/07/2016 | Ordinary | COMI | M25561107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 03/07/2016 | Ordinary | COMI | M25561107 | 2 | Presentation of Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 03/07/2016 | Ordinary | COMI | M25561107 | 3 | Presentation of Auditor’s Report | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 03/07/2016 | Ordinary | COMI | M25561107 | 4 | Financial Statements | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 03/07/2016 | Ordinary | COMI | M25561107 | 5 | Allocation of Profits/Dividends; Employee Profit-Sharing Plan | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 03/07/2016 | Ordinary | COMI | M25561107 | 6 | Ratification of Board Acts; Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 03/07/2016 | Ordinary | COMI | M25561107 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 03/07/2016 | Ordinary | COMI | M25561107 | 8 | Charitable Donations | �� | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 03/07/2016 | Ordinary | COMI | M25561107 | 9 | Presentation of Information on Committee Members’ Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 03/07/2016 | Ordinary | COMI | M25561107 | 10 | Changes in Board Composition | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 03/07/2016 | Ordinary | COMI | M25561107 | 11 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 03/07/2016 | Special | COMI | M25561107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 03/07/2016 | Special | COMI | M25561107 | 2 | Stock Option Plan | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 03/07/2016 | Special | COMI | M25561107 | 3 | Amendments to Articles | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 03/07/2016 | Special | COMI | M25561107 | 4 | Authority to Issue Bonds and Subordinated Loans | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 03/21/2016 | Special | COMI | M25561107 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 03/21/2016 | Special | COMI | M25561107 | 2 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 03/21/2016 | Special | COMI | M25561107 | 3 | Employee Stock Ownership Plan | Mgmt | For | TNA | Against | Take No Action | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 03/21/2016 | Special | COMI | M25561107 | 4 | Amendments to Articles | Mgmt | For | TNA | Against | Take No Action | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Commercial International Bank of Egypt | 03/21/2016 | Special | COMI | M25561107 | 5 | Authority to Issue Bonds or Subordinated Loans | Mgmt | For | TNA | Against | Take No Action | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Controladora Vuela Compania De Aviacion SAB de CV - VOLARIS | 04/21/2016 | Special | 04/13/2016 | VOLAR | P30987104 | 1 | Amendments to Article 12 (Preemptive Rights) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Controladora Vuela Compania De Aviacion SAB de CV - VOLARIS | 04/21/2016 | Special | 04/13/2016 | VOLAR | P30987104 | 2 | Amendments to Article 18 (Call of Meetings) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Controladora Vuela Compania De Aviacion SAB de CV - VOLARIS | 04/21/2016 | Special | 04/13/2016 | VOLAR | P30987104 | 3 | Election of Meeting Delegates | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Controladora Vuela Compania De Aviacion SAB de CV - VOLARIS | 04/21/2016 | Special | 04/13/2016 | VOLAR | P30987104 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Controladora Vuela Compania De Aviacion SAB de CV - VOLARIS | 04/21/2016 | Special | 04/13/2016 | VOLAR | P30987104 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 5 | Elect WU Xiaoli | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 6 | Elect DAI Yiyi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 7 | Elect CHEN Zhigang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 9 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 11 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 07/21/2015 | Special | 07/20/2015 | 1363 | G25885107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 07/21/2015 | Special | 07/20/2015 | 1363 | G25885107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 07/21/2015 | Special | 07/20/2015 | 1363 | G25885107 | 3 | Merger/Acquisition | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 07/21/2015 | Special | 07/20/2015 | 1363 | G25885107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 07/21/2015 | Special | 07/20/2015 | 1363 | G25885107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 07/21/2015 | Special | 07/20/2015 | 1363 | G25885107 | 3 | Share Subdivision | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 10/28/2015 | Special | 10/27/2015 | 1363 | G25885115 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 10/28/2015 | Special | 10/27/2015 | 1363 | G25885115 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | CT Environmental Group Limited | 10/28/2015 | Special | 10/27/2015 | 1363 | G25885115 | 3 | Subscription Agreement | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ctrip.com International Ltd. | 12/21/2015 | Annual | 11/16/2015 | CTRP | 22943F100 | 1 | Increase of Authorized Common Stock and Misc. Amendments to Articles of Association | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 08/31/2015 | Annual | 08/24/2015 | DIVISLAB | Y2076F112 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 08/31/2015 | Annual | 08/24/2015 | DIVISLAB | Y2076F112 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 08/31/2015 | Annual | 08/24/2015 | DIVISLAB | Y2076F112 | 3 | Elect Nimmagadda V. Ramana | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 08/31/2015 | Annual | 08/24/2015 | DIVISLAB | Y2076F112 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 08/31/2015 | Annual | 08/24/2015 | DIVISLAB | Y2076F112 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 09/12/2015 | Other | 08/07/2015 | DIVISLAB | Y2076F112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 09/12/2015 | Other | 08/07/2015 | DIVISLAB | Y2076F112 | 2 | Increase in Authorised Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Divi’s Laboratories Limited | 09/12/2015 | Other | 08/07/2015 | DIVISLAB | Y2076F112 | 3 | Bonus Share Issuance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 04/18/2016 | Ordinary | EAST | M2932V106 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 04/18/2016 | Ordinary | EAST | M2932V106 | 2 | Approval of 2016/17 Budget | Mgmt | For | TNA | Against | Take No Action | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 04/18/2016 | Ordinary | EAST | M2932V106 | 3 | Amendments to Articles | Mgmt | For | TNA | Against | Take No Action | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 09/15/2015 | Ordinary | EAST | M2932V106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 09/15/2015 | Ordinary | EAST | M2932V106 | 2 | Election of Board Chairman | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 09/15/2015 | Ordinary | EAST | M2932V106 | 3 | Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 3 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 4 | Auditor’s Report | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 5 | Financial Statements | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 6 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 7 | Employees’ Bonus | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 8 | Changes to Board Composition | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 10 | Elect Hussein Saad Zaghloul | Mgmt | For | N/A | Against | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 11 | Elect Mohammed Jamal Muharram Mahmoud | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 12 | Elect Wajdi Kolta Michael | Mgmt | For | N/A | Against | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 13 | Approval of Accounting Treatment of Charitable Assets | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Elswedy Electric Company SAE | 01/12/2016 | Special | SWDY | M398AL106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Elswedy Electric Company SAE | 01/12/2016 | Special | SWDY | M398AL106 | 2 | Property Sale | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Elswedy Electric Company SAE | 01/12/2016 | Special | SWDY | M398AL106 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Elswedy Electric Company SAE | 01/12/2016 | Ordinary | SWDY | M398AL106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Elswedy Electric Company SAE | 01/12/2016 | Ordinary | SWDY | M398AL106 | 2 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Elswedy Electric Company SAE | 01/12/2016 | Ordinary | SWDY | M398AL106 | 3 | Auditor’s Report | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Elswedy Electric Company SAE | 01/12/2016 | Ordinary | SWDY | M398AL106 | 4 | Financial Statements | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Elswedy Electric Company SAE | 01/12/2016 | Ordinary | SWDY | M398AL106 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Embotelladora Andina SA | 04/21/2016 | Ordinary | 04/15/2016 | ANDINA | P3697S103 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Embotelladora Andina SA | 04/21/2016 | Ordinary | 04/15/2016 | ANDINA | P3697S103 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Embotelladora Andina SA | 04/21/2016 | Ordinary | 04/15/2016 | ANDINA | P3697S103 | 3 | Dividend Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Embotelladora Andina SA | 04/21/2016 | Ordinary | 04/15/2016 | ANDINA | P3697S103 | 4 | Election of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Embotelladora Andina SA | 04/21/2016 | Ordinary | 04/15/2016 | ANDINA | P3697S103 | 5 | Directors’ Fees; Directors’ Committee Fees and Budget; Audit Committee Fees and Budget | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Embotelladora Andina SA | 04/21/2016 | Ordinary | 04/15/2016 | ANDINA | P3697S103 | 6 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Embotelladora Andina SA | 04/21/2016 | Ordinary | 04/15/2016 | ANDINA | P3697S103 | 7 | Appointment of Risk Rating Agency | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Embotelladora Andina SA | 04/21/2016 | Ordinary | 04/15/2016 | ANDINA | P3697S103 | 8 | Presentation of Report on Related Party Transactions | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Embotelladora Andina SA | 04/21/2016 | Ordinary | 04/15/2016 | ANDINA | P3697S103 | 9 | Publication of Company Notices | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Embotelladora Andina SA | 04/21/2016 | Ordinary | 04/15/2016 | ANDINA | P3697S103 | 10 | Transaction of Other Business | Mgmt | N/A | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 1 | Meeting Minutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 2 | Election of Directors (Slate) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 3 | Elect Khalid Nawaz Khan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 4 | Elect Shafqaat Ahmed | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 5 | Elect Qaiser Javaid | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 6 | Elect Nadeem Inayat | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 7 | Elect Rukhsana Zuberi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 8 | Elect Farhad Shaikh Mohammad | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 9 | Elect Muhammad Farooq Iqbal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 10 | Elect Gulfam Alam | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 11 | Elect Shahid Ghaffar | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 12 | Elect Nargis Ghaloo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 13 | Elect Mumtaz Ahmad Bajwa | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 14 | Elect Muhammad Arif Aziz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 15 | Elect Per Kristian Bakkerud | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fauji Fertilizer Company Limited | 09/29/2015 | Special | 09/22/2015 | FAUF | Y24695101 | 16 | Transaction of Other Business | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fomento Economico Mexicano SAB de CV | 03/08/2016 | Annual | 02/12/2016 | FEMSA | 344419106 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fomento Economico Mexicano SAB de CV | 03/08/2016 | Annual | 02/12/2016 | FEMSA | 344419106 | 2 | Report on Tax Compliance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fomento Economico Mexicano SAB de CV | 03/08/2016 | Annual | 02/12/2016 | FEMSA | 344419106 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fomento Economico Mexicano SAB de CV | 03/08/2016 | Annual | 02/12/2016 | FEMSA | 344419106 | 4 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fomento Economico Mexicano SAB de CV | 03/08/2016 | Annual | 02/12/2016 | FEMSA | 344419106 | 5 | Election of Directors; Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fomento Economico Mexicano SAB de CV | 03/08/2016 | Annual | 02/12/2016 | FEMSA | 344419106 | 6 | Election of Board Committee Members; Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fomento Economico Mexicano SAB de CV | 03/08/2016 | Annual | 02/12/2016 | FEMSA | 344419106 | 7 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Fomento Economico Mexicano SAB de CV | 03/08/2016 | Annual | 02/12/2016 | FEMSA | 344419106 | 8 | Minutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.1 | Elect Pierre Lassonde | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.2 | Elect David Harquail | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.3 | Elect Thomas Albanese | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.4 | Elect Derek W. Evans | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.5 | Elect Graham Farquharson | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.6 | Elect Catherine Farrow | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.7 | Elect Louis P. Gignac | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.8 | Elect Randall Oliphant | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.9 | Elect David R. Peterson | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gentera S.A.B. de C.V. | 04/20/2016 | Ordinary | 04/12/2016 | GENTERA | P4831V101 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gentera S.A.B. de C.V. | 04/20/2016 | Ordinary | 04/12/2016 | GENTERA | P4831V101 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gentera S.A.B. de C.V. | 04/20/2016 | Ordinary | 04/12/2016 | GENTERA | P4831V101 | 3 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gentera S.A.B. de C.V. | 04/20/2016 | Ordinary | 04/12/2016 | GENTERA | P4831V101 | 4 | Authority to Cancel Treasury Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gentera S.A.B. de C.V. | 04/20/2016 | Ordinary | 04/12/2016 | GENTERA | P4831V101 | 5 | Report on Tax Compliance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gentera S.A.B. de C.V. | 04/20/2016 | Ordinary | 04/12/2016 | GENTERA | P4831V101 | 6 | Election of Directors; Election of Committee Chairman; Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gentera S.A.B. de C.V. | 04/20/2016 | Ordinary | 04/12/2016 | GENTERA | P4831V101 | 7 | Election of Board Chairman and Secretaries | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gentera S.A.B. de C.V. | 04/20/2016 | Ordinary | 04/12/2016 | GENTERA | P4831V101 | 8 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Glenmark Pharmaceuticals Limited | 09/22/2015 | Annual | 09/15/2015 | GLENMARK | Y2711C144 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Glenmark Pharmaceuticals Limited | 09/22/2015 | Annual | 09/15/2015 | GLENMARK | Y2711C144 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Glenmark Pharmaceuticals Limited | 09/22/2015 | Annual | 09/15/2015 | GLENMARK | Y2711C144 | 3 | Elect Cheryl Pinto | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Glenmark Pharmaceuticals Limited | 09/22/2015 | Annual | 09/15/2015 | GLENMARK | Y2711C144 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Glenmark Pharmaceuticals Limited | 09/22/2015 | Annual | 09/15/2015 | GLENMARK | Y2711C144 | 5 | Authority to Set Cost Auditor’s Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 1 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 2 | Elect Steven P. Reid | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 3 | Re-elect Gayle M. Wilson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 4 | Re-elect David N. Murray | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 5 | Re-elect Donald M.J. Ncube | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 6 | Re-elect Alan R. Hill | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 7 | Elect Audit Committee Members (Gayle Wilson) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 8 | Elect Audit Committee Member (Richard Menell) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 9 | Elect Audit Committee Members (Donald Ncube) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 10 | General Authority to Issue Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 11 | Authority to Issue Shares for Cash | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 12 | Approve Remuneration Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 13 | Approve NEDs’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 14 | Approve Financial Assistance (Section 44 and 45) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 15 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 16 | Approve Amendments to the 2012 Share Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 17 | Approve Financial Assistance (Directors and/or Prescribed Officers) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 18 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 02/19/2016 | Ordinary | 02/08/2016 | GFNORTE | P49501201 | 1 | Interim Dividend | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 02/19/2016 | Ordinary | 02/08/2016 | GFNORTE | P49501201 | 2 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 04/22/2016 | Ordinary | 04/11/2016 | GFNORTE | P49501201 | 1 | Accounts and Reports; Ratification of Board, CEO and Committees Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 04/22/2016 | Ordinary | 04/11/2016 | GFNORTE | P49501201 | 2 | Allocation of Profits | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 04/22/2016 | Ordinary | 04/11/2016 | GFNORTE | P49501201 | 3 | Election of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 04/22/2016 | Ordinary | 04/11/2016 | GFNORTE | P49501201 | 4 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 04/22/2016 | Ordinary | 04/11/2016 | GFNORTE | P49501201 | 5 | Election of the Audit and Corporate Governance Committee Chairman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 04/22/2016 | Ordinary | 04/11/2016 | GFNORTE | P49501201 | 6 | Authority to Repurchase Shares; Report on the Company’s Repurchase Programme | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 04/22/2016 | Ordinary | 04/11/2016 | GFNORTE | P49501201 | 7 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 06/28/2016 | Ordinary | 06/15/2016 | GFNORTE | P49501201 | 1 | Interim Dividend | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 06/28/2016 | Ordinary | 06/15/2016 | GFNORTE | P49501201 | 2 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 11/19/2015 | Ordinary | 11/05/2015 | GFNORTE | P49501201 | 1 | Dividend Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 11/19/2015 | Ordinary | 11/05/2015 | GFNORTE | P49501201 | 2 | Interim Dividend | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 11/19/2015 | Ordinary | 11/05/2015 | GFNORTE | P49501201 | 3 | Report on Tax Compliance | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 11/19/2015 | Ordinary | 11/05/2015 | GFNORTE | P49501201 | 4 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 11/19/2015 | Ordinary | 11/05/2015 | GFNORTE | P49501201 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 11/19/2015 | Ordinary | 11/05/2015 | GFNORTE | P49501201 | 6 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 11/19/2015 | Special | 11/05/2015 | GFNORTE | P49501201 | 1 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 11/19/2015 | Special | 11/05/2015 | GFNORTE | P49501201 | 2 | Amendments to Shared Responsibility Agreement | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 11/19/2015 | Special | 11/05/2015 | GFNORTE | P49501201 | 3 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 2 | Authority to Cast Votes and Attend General Meeting of Subsidiary | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 5 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 6 | Supervisory Council Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 7 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 8 | Authority to Advance Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 9 | Election of Supervisory Council | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 10 | Board Size | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 11 | Election of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 12 | Ratification of Auditor’s Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 14 | Authority to Set Terms of Debt Issuance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | GS Retail Co Ltd | 03/18/2016 | Annual | 12/31/2015 | 007070 | Y2915J101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | GS Retail Co Ltd | 03/18/2016 | Annual | 12/31/2015 | 007070 | Y2915J101 | 2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | GS Retail Co Ltd | 03/18/2016 | Annual | 12/31/2015 | 007070 | Y2915J101 | 3 | Elect JEONG Taek Geun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | GS Retail Co Ltd | 03/18/2016 | Annual | 12/31/2015 | 007070 | Y2915J101 | 4 | Elect PARK Seong Deuk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | GS Retail Co Ltd | 03/18/2016 | Annual | 12/31/2015 | 007070 | Y2915J101 | 5 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 5 | Elect WEN Yinheng | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 6 | Elect ZHANG Hui | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 7 | Elect John CHAN Cho Chak | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 8 | Elect Anthony WU Ting-yuk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 9 | Elect Theresa HO LAM Lai Ping | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 10 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 13 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 14 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Habib Bank Limited | 03/29/2016 | Annual | 03/21/2016 | HBL | Y2974J109 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Habib Bank Limited | 03/29/2016 | Annual | 03/21/2016 | HBL | Y2974J109 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Habib Bank Limited | 03/29/2016 | Annual | 03/21/2016 | HBL | Y2974J109 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Habib Bank Limited | 03/29/2016 | Annual | 03/21/2016 | HBL | Y2974J109 | 4 | Investment in Himalayan Bank Limited Nepal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Habib Bank Limited | 03/29/2016 | Annual | 03/21/2016 | HBL | Y2974J109 | 5 | Transaction of Other Business | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Habib Bank Limited | 03/29/2016 | Annual | 03/21/2016 | HBL | Y2974J109 | 6 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 4 | Elect K.V. Rao | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 5 | Elect B.K. Namdeo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 7 | Elect Y.K. Gawali | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 8 | Elect Sandip Poundrik | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 9 | Authority to Set Cost Auditor’s Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hindustan Petroleum Corporation Limited | 09/10/2015 | Annual | 09/03/2015 | HPLC | Y3224R123 | 10 | Related Party Transactions | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 5 | Elect Susanna HUI Hon Hing | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 6 | Elect Peter A. Allen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 7 | Elect LI Fushen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 8 | Elect CHANG Hsin Kang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 9 | Elect Frances WONG Waikwun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 10 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 12 | Authority to Issue Units w/o Preemptive Rights | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 1 | Accounts and Reports (Standalone) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 2 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 4 | Elect Deepak S. Parekh | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 6 | Appointment of Branch Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 7 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 8 | Related Party Transactions with HDFC Bank Limited | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 9 | Authority to Issue Non-Convertible Debentures and Warrants | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 10 | Increase in Authorised Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 11 | Amendments to Memorandum (Authorised Capital) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 12 | Amendments to Articles (Authorised Capital) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Housing Development Finance Corporation Limited | 07/28/2015 | Annual | 07/22/2015 | HDFC | Y37246207 | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hyundai Mobis Co., Ltd | 03/11/2016 | Annual | 12/31/2015 | 012330 | Y3849A109 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hyundai Mobis Co., Ltd | 03/11/2016 | Annual | 12/31/2015 | 012330 | Y3849A109 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hyundai Mobis Co., Ltd | 03/11/2016 | Annual | 12/31/2015 | 012330 | Y3849A109 | 3 | Election of Directors (Slate) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hyundai Mobis Co., Ltd | 03/11/2016 | Annual | 12/31/2015 | 012330 | Y3849A109 | 4 | Election of Audit Committee Member: LEE Seung Ho | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hyundai Mobis Co., Ltd | 03/11/2016 | Annual | 12/31/2015 | 012330 | Y3849A109 | 5 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hyundai Motor Co | 03/11/2016 | Annual | 12/31/2015 | 005380 | Y38472109 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hyundai Motor Co | 03/11/2016 | Annual | 12/31/2015 | 005380 | Y38472109 | 2 | Election of Directors (Slate) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hyundai Motor Co | 03/11/2016 | Annual | 12/31/2015 | 005380 | Y38472109 | 3 | Election of Audit Committee Member: NAM Sung Il | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Hyundai Motor Co | 03/11/2016 | Annual | 12/31/2015 | 005380 | Y38472109 | 4 | Directors’ Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 2 | Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 3 | Supervisors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 4 | Elect YI Huiman as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 5 | Elect SHEN Si | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 6 | Elect ZHANG Wei as Supervisor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 7 | Elect SHEN Bingxi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 8 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 9 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 10 | 2016 Fixed Asset Investment Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 11 | Authority to Issue Tier II Capital Instruments | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial and Commercial Bank Of China | 12/21/2015 | Special | 11/20/2015 | 1398 | Y3990B112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial and Commercial Bank Of China | 12/21/2015 | Special | 11/20/2015 | 1398 | Y3990B112 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial and Commercial Bank Of China | 12/21/2015 | Special | 11/20/2015 | 1398 | Y3990B112 | 3 | Elect HONG Yongmiao as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial and Commercial Bank Of China | 12/21/2015 | Special | 11/20/2015 | 1398 | Y3990B112 | 4 | Elect YANG Siu Shun as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial and Commercial Bank Of China | 12/21/2015 | Special | 11/20/2015 | 1398 | Y3990B112 | 5 | Elect QU Qiang as Supervisor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial and Commercial Bank Of China | 12/21/2015 | Special | 11/20/2015 | 1398 | Y3990B112 | 6 | Amendments to Plan on Authorization of Shareholders’ General Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrial and Commercial Bank Of China | 12/21/2015 | Special | 11/20/2015 | 1398 | Y3990B112 | 7 | 2014 Payment Plan of Remuneration to Directors and Supervisors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 1 | Report of the Board of Directors | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 2 | Reports of the CEO and Auditor | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 3 | Accounts | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 4 | Report on the Company’s Accounting and Financial Reporting Policies | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 5 | Report of the Audit and Corporate Governance | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 6 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 7 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 8 | Election of Directors; Director’s Fees | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 9 | Election of Audit and Corporate Governance Committee Chairman | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 10 | Election of Meeting Delegates | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 11 | Minutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | ITC Ltd | 06/27/2016 | Other | 05/20/2016 | ITC | Y4211T171 | 1 | Increase in Authorized Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | ITC Ltd | 06/27/2016 | Other | 05/20/2016 | ITC | Y4211T171 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | ITC Ltd | 06/27/2016 | Other | 05/20/2016 | ITC | Y4211T171 | 3 | Bonus Share Issuance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | ITC Ltd | 06/27/2016 | Other | 05/20/2016 | ITC | Y4211T171 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | ITC Ltd | 07/31/2015 | Annual | 07/24/2015 | ITC | Y4211T171 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | ITC Ltd | 07/31/2015 | Annual | 07/24/2015 | ITC | Y4211T171 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | ITC Ltd | 07/31/2015 | Annual | 07/24/2015 | ITC | Y4211T171 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | ITC Ltd | 07/31/2015 | Annual | 07/24/2015 | ITC | Y4211T171 | 4 | Elect Kurush N. Grant | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | ITC Ltd | 07/31/2015 | Annual | 07/24/2015 | ITC | Y4211T171 | 5 | Elect Krishnamoorthy Vaidyanath | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | ITC Ltd | 07/31/2015 | Annual | 07/24/2015 | ITC | Y4211T171 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | ITC Ltd | 07/31/2015 | Annual | 07/24/2015 | ITC | Y4211T171 | 7 | Authority to Set Cost Auditor’s Remuneration | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 3 | Elect CHOI Young Hwi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 4 | Elect CHOI Woon Youl | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 5 | Elect YOO Suk Ryul | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 6 | Elect LEE Byung Nam | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 7 | Elect PARK Jae Ha | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 8 | Elect Eunice Kyonghee Kim | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 9 | Elect HAN Jong Soo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 10 | Election of Audit Committee Member: CHOI Young Hwi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 11 | Election of Audit Committee Member: CHOI Woon Youl | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 12 | Election of Audit Committee Member: Eunice Kyonghee KIM | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 13 | Election of Audit Committee Member: HAN Jong Soo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 14 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 1 | Presentation of Board and Auditor Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 2 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | �� | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 5 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 6 | Elect Andrzej Danilczuk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 7 | Elect Ton Schurink | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 8 | Elect Sergei Shibaev | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 9 | Elect Andrey Verevskiy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 10 | Elect Anastasia Usachova | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 11 | Elect Victoriia Lukyanenko | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 12 | Elect Yuriy Kovalchuk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 13 | Elect Kostiantyn Lytvynskyi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 14 | Independent Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 15 | Executive Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 16 | Ratification of Auditor’s Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 17 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 18 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kernel Holding SA | 12/10/2015 | Special | 11/26/2015 | KER | L5829P109 | 1 | Increase in Authorized Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Kernel Holding SA | 12/10/2015 | Special | 11/26/2015 | KER | L5829P109 | 2 | Amendments to Articles (Authorized Capital) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KIA Motors Corporation | 03/18/2016 | Annual | 12/31/2015 | 000270 | Y47601102 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KIA Motors Corporation | 03/18/2016 | Annual | 12/31/2015 | 000270 | Y47601102 | 2 | Election of Directors (Slate) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KIA Motors Corporation | 03/18/2016 | Annual | 12/31/2015 | 000270 | Y47601102 | 3 | Election of Audit Committee Member: NAM Sang Goo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | KIA Motors Corporation | 03/18/2016 | Annual | 12/31/2015 | 000270 | Y47601102 | 4 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 1 | Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 7 | Financial Statements | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 9 | Financial Statements (Consolidated) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 10 | Elect Borivoj Kacena | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 11 | Elect Borivoj Kacena as Audit Committee Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 12 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 14 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 15 | Maximum Variable Pay Ratio | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Korea Electric Power Corp. | 02/22/2016 | Special | 02/01/2016 | 015760 | Y48406105 | 1 | Elect CHO Hwan Ik as CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Korea Electric Power Corp. | 02/22/2016 | Special | 02/01/2016 | 015760 | Y48406105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Korea Electric Power Corp. | 03/22/2016 | Annual | 12/31/2015 | 015760 | Y48406105 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Korea Electric Power Corp. | 03/22/2016 | Annual | 12/31/2015 | 015760 | Y48406105 | 2 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Korea Electric Power Corp. | 04/25/2016 | Special | 03/08/2016 | 015760 | Y48406105 | 1 | Elect LEE Sung Han | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Korea Electric Power Corp. | 04/25/2016 | Special | 03/08/2016 | 015760 | Y48406105 | 2 | Election of Audit Committee Member: LEE Sung Han | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Korea Electric Power Corp. | 04/25/2016 | Special | 03/08/2016 | 015760 | Y48406105 | 3 | Election of Audit Committee Member: JO Jeon Hyuk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Korea Electric Power Corp. | 04/25/2016 | Special | 03/08/2016 | 015760 | Y48406105 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Korea Electric Power Corp. | 12/10/2015 | Special | 11/02/2015 | 015760 | Y48406105 | 1 | Elect RYU Hyang Ryeol | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Korea Electric Power Corp. | 12/10/2015 | Special | 11/02/2015 | 015760 | Y48406105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | LG Household and Health Care Ltd. | 03/18/2016 | Annual | 12/31/2015 | 051900 | Y5275R100 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | LG Household and Health Care Ltd. | 03/18/2016 | Annual | 12/31/2015 | 051900 | Y5275R100 | 2 | Elect CHA Suk Yong | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | LG Household and Health Care Ltd. | 03/18/2016 | Annual | 12/31/2015 | 051900 | Y5275R100 | 3 | Elect HAN Sang Lin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | LG Household and Health Care Ltd. | 03/18/2016 | Annual | 12/31/2015 | 051900 | Y5275R100 | 4 | Elect HUH Sung | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | LG Household and Health Care Ltd. | 03/18/2016 | Annual | 12/31/2015 | 051900 | Y5275R100 | 5 | Elect KIM Ju Hyung | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | LG Household and Health Care Ltd. | 03/18/2016 | Annual | 12/31/2015 | 051900 | Y5275R100 | 6 | Elect HWANG Yi Seok | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | LG Household and Health Care Ltd. | 03/18/2016 | Annual | 12/31/2015 | 051900 | Y5275R100 | 7 | Election of Board Committee Member: HWANG Yi Seok | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | LG Household and Health Care Ltd. | 03/18/2016 | Annual | 12/31/2015 | 051900 | Y5275R100 | 8 | Election of Board Committee Member: HAN Sang Lin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | LG Household and Health Care Ltd. | 03/18/2016 | Annual | 12/31/2015 | 051900 | Y5275R100 | 9 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | LG Household and Health Care Ltd. | 03/18/2016 | Annual | 12/31/2015 | 051900 | Y5275R100 | 10 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 1 | Meeting Minutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 5 | Elect Muhammad Yunus Tabba | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 6 | Elect Muhammad Ali Tabba | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 7 | Elect Muhammad Sohail Tabba | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 8 | Elect Jawed Yunus Tabba | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 9 | Elect Rahila Aleem | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 10 | Elect Zulekha Razzaq Tabba | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 11 | Elect Tariq Iqbal Khan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 12 | Elect Muhammad Abid Ganatra | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 13 | Adoption of New Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 14 | Transaction of Other Business | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 3 | Elect Vagit Y. Alekperov | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 4 | Elect Victor V. Blazheev | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 5 | Elect Toby T. Gati | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 6 | Elect Valery I. Grayfer | Mgmt | N/A | Abstain | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 7 | Elect Igor S. Ivanov | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 8 | �� | Elect Nikolai M. Nikolaev | Mgmt | N/A | For | Against | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 9 | Elect Ravil U. Maganov | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 10 | Elect Roger Munnings | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 11 | Elect Richard H. Matzke | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 12 | Elect Guglielmo Moscato | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 13 | Elect Ivan Pictet | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 14 | Elect Leonid A. Fedun | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 15 | Appointment of CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 16 | Elect Ivan N. Vrublevsky | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 17 | Elect Pavel A. Suloev | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 18 | Elect Aleksandr V. Surkov | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 19 | Directors’ Fees (FY2015) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 20 | Directors’ Fees (FY2016) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 21 | Audit Commission Fees (FY2015) | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 22 | Audit Commission Fees (FY2016) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 23 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 24 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 25 | Amendments to General Meeting Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 26 | Amendments to Board of Directors Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 27 | Amendments to Management Board Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 28 | D&O Insurance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 29 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 30 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 1 | Annual Report | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 2 | Financial Statements | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 3 | Allocation of Profits/Dividends | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 4 | Non-Voting Agenda Item | N/A | N/A | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 5 | Elect Aleksandr V. Aleksandrov | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 6 | Elect Sergey N. Galitsky | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 7 | Elect Vladimir E. Gordeychuk | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 8 | Elect Alexander L. Zayonts | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 9 | Elect Khachatur E. Pombykhchan | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 10 | Elect Aleksey A. Pshenichny | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 11 | Elect Aslan Y. Shkhachemukov | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 12 | Elect Roman G. Yefimenko | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 13 | Elect Angela V. Udovichenko | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 14 | Elect Denis A. Fedotov | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 15 | Appointment of Auditor (RAS) | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 16 | Appointment of Auditor (IFRS) | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 17 | Related Party Transaction with AO Tander (Loan Agreement) | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 18 | Related Party Transaction with Russian Agricultural Bank (Supplemental Agreement) | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 19 | Related Party Transaction with Alfa Bank (Guarantee Agreement) | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 20 | Related Party Transaction with Rosbank (Guarantee Agreement) | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 21 | Related Party Transaction with Sberbank (Guarantee Agreement) | Mgmt | For | TNA | Against | Take No Action |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 22 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 09/24/2015 | Special | 08/11/2015 | MGNT | 55953Q202 | 1 | Interim Dividend 2Q2015 | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 09/24/2015 | Special | 08/11/2015 | MGNT | 55953Q202 | 2 | Related Party Transaction (Credit Agreement) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 09/24/2015 | Special | 08/11/2015 | MGNT | 55953Q202 | 3 | Related Party Transaction (Guarantee Agreement) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 1 | Interim Dividends 3Q2015 | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 2 | Major Transactions (JSC Tander) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 3 | Major Transactions (JSC Russian Agricultural Bank) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 4 | Major Transactions (JSC ALFA-BANK) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 5 | Major Transactions (PJSC Sberbank) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 6 | Related Party Transactions (PJSC ROSBANK) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 7 | Related Party Transactions (PJSC Sberbank of Russia) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | X5170Z109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | X5170Z109 | 2 | Related Party Transactions (Share Purchase Agreement) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | X5170Z109 | 3 | Related Party Transactions (Supplementary Guarantee Agreement) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Maruti Suzuki India Limited | 09/04/2015 | Annual | 08/28/2015 | MARUTI | Y7565Y100 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Maruti Suzuki India Limited | 09/04/2015 | Annual | 08/28/2015 | MARUTI | Y7565Y100 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Maruti Suzuki India Limited | 09/04/2015 | Annual | 08/28/2015 | MARUTI | Y7565Y100 | 3 | Elect Toshiaki Hasuike | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Maruti Suzuki India Limited | 09/04/2015 | Annual | 08/28/2015 | MARUTI | Y7565Y100 | 4 | Elect Kinji Saito | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Maruti Suzuki India Limited | 09/04/2015 | Annual | 08/28/2015 | MARUTI | Y7565Y100 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Maruti Suzuki India Limited | 09/04/2015 | Annual | 08/28/2015 | MARUTI | Y7565Y100 | 6 | Elect Toshihiro Suzuki | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Maruti Suzuki India Limited | 09/04/2015 | Annual | 08/28/2015 | MARUTI | Y7565Y100 | 7 | Elect Shigetoshi Torii | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Maruti Suzuki India Limited | 09/04/2015 | Annual | 08/28/2015 | MARUTI | Y7565Y100 | 8 | Appoint of Kazuhiko Ayabe (Whole-time Director); Approval of Remuneration | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Maruti Suzuki India Limited | 09/04/2015 | Annual | 08/28/2015 | MARUTI | Y7565Y100 | 9 | Authority to Set Cost Auditor’s Remuneration | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Maruti Suzuki India Limited | 09/04/2015 | Annual | 08/28/2015 | MARUTI | Y7565Y100 | 10 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MercadoLibre, Inc. | 06/10/2016 | Annual | 04/18/2016 | MELI | 58733R102 | 1.1 | Elect Emiliano Calemzuk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MercadoLibre, Inc. | 06/10/2016 | Annual | 04/18/2016 | MELI | 58733R102 | 1.2 | Elect Marcos Galperin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MercadoLibre, Inc. | 06/10/2016 | Annual | 04/18/2016 | MELI | 58733R102 | 1.3 | Elect Roberto Balls Sallouti | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MercadoLibre, Inc. | 06/10/2016 | Annual | 04/18/2016 | MELI | 58733R102 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MercadoLibre, Inc. | 06/10/2016 | Annual | 04/18/2016 | MELI | 58733R102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 2 | Election of Presiding Chairman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 3 | Announcement of Meeting Results | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 7 | Elect Alexander Gorbunov | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 8 | Elect Andrey A. Dubovskov | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 9 | Elect Ron Sommer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 10 | Elect Michel Combes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 11 | Elect Stanley Miller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 12 | Elect Vsevolod V. Rosanov | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 13 | Elect Regina von Flemming | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 14 | Elect Thomas Holtrop | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 15 | Elect Mikhail V. Shamolin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 16 | Elect Irina R. Borisenkova | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 17 | Elect Maxim A. Mamonov | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 18 | Elect Anatoliy G. Panarin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 19 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 20 | Amendments to Charter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 21 | Amendments to General Meeting Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 22 | Amendments to Board of Directors Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 23 | Authority to Reduce Share Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 24 | Amendments to Charter (Share Capital) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 08/25/2015 | Special | 07/07/2015 | MTSS | X5430T109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 08/25/2015 | Special | 07/07/2015 | MTSS | X5430T109 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 08/25/2015 | Special | 07/07/2015 | MTSS | X5430T109 | 3 | Meeting Procedures | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 08/25/2015 | Special | 07/07/2015 | MTSS | X5430T109 | 4 | Merger by Absorption (ZAO KOMSTAR-Regions) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 08/25/2015 | Special | 07/07/2015 | MTSS | X5430T109 | 5 | Merger by Absorption (AO Penza GSM, AO SMARTS-Ivanovo and AO SMARTS-Ufa) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 08/25/2015 | Special | 07/07/2015 | MTSS | X5430T109 | 6 | Amendments to Articles Regarding Merger with ZAO KOMSTAR-Regions | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 08/25/2015 | Special | 07/07/2015 | MTSS | X5430T109 | 7 | Amendments to Articles Regarding Merger with AO Penza GSM, AO SMARTS-Ivanovo and AO SMARTS-Ufa | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telesystems PJSC | 08/25/2015 | Special | 07/07/2015 | MTSS | X5430T109 | 8 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 5 | Voting Procedures | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 6 | Election of Meeting Bodies | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 7 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 9 | Corporate Governance Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 10 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 12 | Presentation of Information on Share Repurchase | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 13 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 14 | Elect Oszkar Vilagi to Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 15 | Elect Gyorgy Mosonyi to Supervisory Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 16 | Elect Norbert Szivek to Audit Committee | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 17 | Shareholder Proposal Regarding Election of Ivan Miklos to Supervisory Board | ShrHoldr | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 18 | Shareholder Proposal Regarding Election of Ivan Miklos to Audit Committee | ShrHoldr | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 19 | Shareholder Proposal Regarding Reduction in Share Capital (To be Approved by Series “A” Shareholders) | ShrHoldr | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 20 | Shareholder Proposal Regarding Reduction in Share Capital (To be Approved by General Meeting) | ShrHoldr | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTR Corporation Limited | 02/01/2016 | Ordinary | 01/27/2016 | 0066 | Y6146T101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTR Corporation Limited | 02/01/2016 | Ordinary | 01/27/2016 | 0066 | Y6146T101 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTR Corporation Limited | 02/01/2016 | Ordinary | 01/27/2016 | 0066 | Y6146T101 | 3 | XRL Agreement | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 5 | Elect Vincent CHENG Hoi-Chuen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 6 | Elect Kaizer LAU Ping-Cheung | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 7 | Elect Allan WONG Chi-Yun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 8 | Elect Anthony CHOW Wing-kin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 11 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 12 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | My EG Services Berhad | 07/27/2015 | Special | 07/20/2015 | MYEG | Y6147P116 | 1 | Land Acquisition | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | My EG Services Berhad | 12/18/2015 | Annual | 12/08/2015 | MYEG | Y6147P116 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | My EG Services Berhad | 12/18/2015 | Annual | 12/08/2015 | MYEG | Y6147P116 | 2 | Elect Mohd Jimmy Wong bin Abdullah | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | My EG Services Berhad | 12/18/2015 | Annual | 12/08/2015 | MYEG | Y6147P116 | 3 | Elect Muhammad Rais bin Abdul Karim | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | My EG Services Berhad | 12/18/2015 | Annual | 12/08/2015 | MYEG | Y6147P116 | 4 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | My EG Services Berhad | 12/18/2015 | Annual | 12/08/2015 | MYEG | Y6147P116 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | My EG Services Berhad | 12/18/2015 | Annual | 12/08/2015 | MYEG | Y6147P116 | 6 | Retain Mohd Jimmy Wong Bin Abbdullah as an Independent Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | My EG Services Berhad | 12/18/2015 | Annual | 12/08/2015 | MYEG | Y6147P116 | 7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | My EG Services Berhad | 12/18/2015 | Annual | 12/08/2015 | MYEG | Y6147P116 | 8 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | My EG Services Berhad | 12/18/2015 | Special | 12/08/2015 | MYEG | Y6147P116 | 1 | Bonus Share Issuance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 2 | Approve Allocation of Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 3 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 4 | Elect Steve J.Z. Pacak | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 5 | Elect Mark R. Sorour | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 6 | Elect Jacobus (Koos) P. Bekker | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 7 | Re-elect Craig Enenstein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 8 | Re-elect Don Eriksson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 9 | Re-elect Fred Phaswana | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 10 | Re-elect Ben J. van der Ross | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 11 | Election of Audit Committee Member (Don Eriksson) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 12 | Election of Audit Committee Member (Ben van der Ross) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 13 | Election of Audit Committee Member (Rachel Jafta) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 14 | Approve Remuneration Policy | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 15 | General Authority to Issue Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 16 | Authority to Issue Shares for Cash | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 17 | Approve Restricted Stock Plan Trust Deed | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 18 | Amendments to the Company’s Share Incentive Trust Deeds and Schemes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 19 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 20 | Approve NEDs’ Fees (Board - chair) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 21 | Approve NEDs’ Fees (Board - member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 22 | Approve NEDs’ Fees (Audit Committee - Chair) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 23 | Approve NEDs’ Fees (Audit Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 24 | Approve NEDs’ Fees (Risk Committee - Chair) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 25 | Approve NEDs’ Fees (Risk Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 26 | Approve NEDs’ Fees (Human Resources & Remuneration Committee - Chair) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 27 | Approve NEDs’ Fees (Human Resources & Remuneration Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 28 | Approve NEDs’ Fees (Nomination Committee - Chair) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 29 | Approve NEDs’ Fees (Nomination Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 30 | Approve NEDs’ Fees (Social & Ethics Committee - Chair) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 31 | Approve NEDs’ Fees (Social & Ethics Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 32 | Approve NEDs’ Fees (Trustees of Group Share Schemes/Other Personnel Funds) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 33 | Approve NEDs’ Fees (Media24 Pension Fund - Chair) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 34 | Approve NEDs’ Fees (Media24 Pension Fund - Trustee) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 35 | Approve NEDs’ Fees (2017) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 36 | Approve Financial Assistance (Section 44) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 37 | Approve Financial Assistance (Section 45) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 38 | Authority to Repurchase N Ordinary Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 39 | Authority to Repurchase A Ordinary Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 1 | Elect LEE Il Gyu | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 2 | Elect HONG Seong Jo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 3 | Elect LEE Hae Shin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 4 | Election of Corporate Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 5 | Directors’ Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 6 | Corporate Auditors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 6 | Corporate Governance Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 7 | Ratification of Management Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 9 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 10 | Elect Sandor Csanyi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 11 | Elect Mihaly Baumstark | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 12 | Elect Tibor Biro | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 13 | Elect Tamas Erdei | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 14 | Elect Istvan Gresa | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 15 | Elect Antal Kovacs | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 16 | Elect Antal Pongracz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 17 | Elect Laszlo Utassy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 18 | Elect Jozsef Voros | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 19 | Elect Laszlo Wolf | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 20 | Elect Agnes Rudas to Supervisory Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 21 | Remuneration Guidelines | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 22 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 23 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 24 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 3 | Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 4 | Supervisors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 7 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 8 | Supervisors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 9 | Elect CHU Bende | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 11 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 12 | Authority to Issue Debt Instruments | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 06/15/2016 | Annual | 05/13/2016 | 2318 | Y69790106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 06/15/2016 | Annual | 05/13/2016 | 2318 | Y69790106 | 2 | Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 06/15/2016 | Annual | 05/13/2016 | 2318 | Y69790106 | 3 | Supervisors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 06/15/2016 | Annual | 05/13/2016 | 2318 | Y69790106 | 4 | Annual Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 06/15/2016 | Annual | 05/13/2016 | 2318 | Y69790106 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 06/15/2016 | Annual | 05/13/2016 | 2318 | Y69790106 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 06/15/2016 | Annual | 05/13/2016 | 2318 | Y69790106 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 06/15/2016 | Annual | 05/13/2016 | 2318 | Y69790106 | 8 | Elect HUANG Baokui as Supervisor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 06/15/2016 | Annual | 05/13/2016 | 2318 | Y69790106 | 9 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 12/17/2015 | Special | 11/16/2015 | 2318 | Y69790106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 12/17/2015 | Special | 11/16/2015 | 2318 | Y69790106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 12/17/2015 | Special | 11/16/2015 | 2318 | Y69790106 | 3 | Elect LIU Chong | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 12/17/2015 | Special | 11/16/2015 | 2318 | Y69790106 | 4 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 12/17/2015 | Special | 11/16/2015 | 2318 | Y69790106 | 5 | Elect XIONG Peijin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 12/17/2015 | Special | 11/16/2015 | 2318 | Y69790106 | 6 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | President Chain Store Corporation | 06/15/2016 | Annual | 04/15/2016 | 2912 | Y7082T105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | President Chain Store Corporation | 06/15/2016 | Annual | 04/15/2016 | 2912 | Y7082T105 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | President Chain Store Corporation | 06/15/2016 | Annual | 04/15/2016 | 2912 | Y7082T105 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | President Chain Store Corporation | 06/15/2016 | Annual | 04/15/2016 | 2912 | Y7082T105 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | President Chain Store Corporation | 06/15/2016 | Annual | 04/15/2016 | 2912 | Y7082T105 | 5 | Non-compete Restrictions for Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bank Mandiri (Persero) Tbk | 03/21/2016 | Annual | 02/25/2016 | BMRI | Y7123S108 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bank Mandiri (Persero) Tbk | 03/21/2016 | Annual | 02/25/2016 | BMRI | Y7123S108 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bank Mandiri (Persero) Tbk | 03/21/2016 | Annual | 02/25/2016 | BMRI | Y7123S108 | 3 | Directors’ and Commissioners’ Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bank Mandiri (Persero) Tbk | 03/21/2016 | Annual | 02/25/2016 | BMRI | Y7123S108 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bank Mandiri (Persero) Tbk | 03/21/2016 | Annual | 02/25/2016 | BMRI | Y7123S108 | 5 | Amend Pension Funds | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bank Mandiri (Persero) Tbk | 03/21/2016 | Annual | 02/25/2016 | BMRI | Y7123S108 | 6 | Management and Employee Stock Option Plan (MESOP) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bank Mandiri (Persero) Tbk | 03/21/2016 | Annual | 02/25/2016 | BMRI | Y7123S108 | 7 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bank Mandiri (Persero) Tbk | 12/18/2015 | Special | 11/25/2015 | BMRI | Y7123S108 | 1 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bank Mandiri (Persero) Tbk | 12/18/2015 | Special | 11/25/2015 | BMRI | Y7123S108 | 2 | Approval to Ministry of State-Owned Enterprises’ Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Matahari Department Store Tbk | 05/26/2016 | Annual | 05/03/2016 | LPPF | Y7139L105 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Matahari Department Store Tbk | 05/26/2016 | Annual | 05/03/2016 | LPPF | Y7139L105 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Matahari Department Store Tbk | 05/26/2016 | Annual | 05/03/2016 | LPPF | Y7139L105 | 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Matahari Department Store Tbk | 05/26/2016 | Annual | 05/03/2016 | LPPF | Y7139L105 | 4 | Election of Directors and Commissioners (Slate); Approval of Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Matahari Department Store Tbk | 05/26/2016 | Annual | 05/03/2016 | LPPF | Y7139L105 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Telekomunikasi Indonesia | 04/22/2016 | Annual | 03/30/2016 | TLKM | Y71474145 | 1 | Annual Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Telekomunikasi Indonesia | 04/22/2016 | Annual | 03/30/2016 | TLKM | Y71474145 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Telekomunikasi Indonesia | 04/22/2016 | Annual | 03/30/2016 | TLKM | Y71474145 | 3 | Implementation of Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Telekomunikasi Indonesia | 04/22/2016 | Annual | 03/30/2016 | TLKM | Y71474145 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Telekomunikasi Indonesia | 04/22/2016 | Annual | 03/30/2016 | TLKM | Y71474145 | 5 | Directors’ and Commissioners’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Telekomunikasi Indonesia | 04/22/2016 | Annual | 03/30/2016 | TLKM | Y71474145 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Telekomunikasi Indonesia | 04/22/2016 | Annual | 03/30/2016 | TLKM | Y71474145 | 7 | Authority to Board of Commissioners to Use/Divert Treasury Stocks Resulting from Share Buy Back IV | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | PT Telekomunikasi Indonesia | 04/22/2016 | Annual | 03/30/2016 | TLKM | Y71474145 | 8 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | 03/31/2016 | Annual | RADL3 | P7942C102 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | 03/31/2016 | Annual | RADL3 | P7942C102 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | 03/31/2016 | Annual | RADL3 | P7942C102 | 3 | Remuneration Policy | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | 03/31/2016 | Annual | RADL3 | P7942C102 | 4 | Publication of Company Notices | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | 03/31/2016 | Annual | RADL3 | P7942C102 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | 03/31/2016 | Annual | RADL3 | P7942C102 | 6 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | 11/26/2015 | Special | RADL3 | P7942C102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | 11/26/2015 | Special | RADL3 | P7942C102 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | 11/26/2015 | Special | RADL3 | P7942C102 | 3 | Capitalization of Reserves w/o Share Issuance | Mgmt | �� | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | 11/26/2015 | Special | RADL3 | P7942C102 | 4 | Increase Limits for Retained Earnings Reserve | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | 11/26/2015 | Special | RADL3 | P7942C102 | 5 | Amendments to Articles | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | 11/26/2015 | Special | RADL3 | P7942C102 | 6 | Consolidation of Articles | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 2 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 3 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 4 | Elect Robert E. Brown | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 5 | Elect Megan Clark | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 6 | Elect Jan du Plessis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 7 | Elect Ann Godbehere | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 8 | Elect Anne Lauvergeon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 9 | Elect Michael L’Estrange | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 10 | Elect Chris J. Lynch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 11 | Elect Paul M. Tellier | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 12 | Elect Simon R. Thompson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 13 | Elect John S. Varley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 14 | Elect Samuel M.C. Walsh | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 15 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 16 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 17 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 20 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Safaricom Limited | 09/03/2015 | Annual | 08/26/2015 | SAF | V74587102 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Safaricom Limited | 09/03/2015 | Annual | 08/26/2015 | SAF | V74587102 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Safaricom Limited | 09/03/2015 | Annual | 08/26/2015 | SAF | V74587102 | 3 | Elect Susan Mudhune | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Safaricom Limited | 09/03/2015 | Annual | 08/26/2015 | SAF | V74587102 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 2 | Elect LEE In Ho | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 3 | Elect SONG Kwang Soo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 4 | Elect PARK Jae Wan | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 5 | Elect YOON Boo Keun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 6 | Elect SHIN Jong Kyun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 7 | Elect LEE Sang Hoon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | �� | 8 | Election of Audit Committee Member: LEE In Ho | Mgmt | For | For | For | Voted | ||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 9 | Election of Audit Committee Member: SONG Kwang Soo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 10 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 11 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 12 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 2 | Appointmen of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 3 | Elect Karabo Nondumo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 4 | Elect Johan Van Zyl | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 5 | Re-elect Philip de Villiers Rademeyer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 6 | Re-elect Rejoice Simelane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 7 | Re-elect Christiaan G. Swanepoel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 8 | Re-elect Ian Kirk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 9 | Elect Audit, Actuarial and Finance Committee Member (Paul Bradshaw) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 10 | Elect Audit, Actuarial and Finance Committee Member (Karabo Nondumo) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 11 | Elect Audit, Actuarial and Finance Committee Member (Philip de Villiers Rademeyer) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 12 | Approve Remuneration Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 13 | Ratify NEDs’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 14 | General Authority to Issue Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 15 | Authority to Issue Shares for Cash | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 16 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 17 | Approve NEDs’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 18 | Authority to Cancel Authorised “A” and “B” Deferred Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 19 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 1 | Annual Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 2 | Financial Statements | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 4 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 6 | Elect Esko Tapani Aho | Mgmt | N/A | Abstain | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 7 | Elect Martin G. Gilman | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 8 | Elect Herman O. Gref | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 9 | Elect Nadezhda Y. Ivanova | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 10 | Elect Sergey M. Ignatyev | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 11 | Elect Alexey L. Kudrin | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 12 | Elect Georgy I. Luntovsky | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 13 | Elect Vladimir A. Mau | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 14 | Elect Gennady G. Melikyan | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 15 | Elect Alessandro Profumo | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 16 | Elect Sergey G. Sinelnikov-Murylev | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 17 | Elect Anton G. Siluanov | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 18 | Elect Dmitry Tulin | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 19 | Elect Nadia Wells | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 20 | Elect Sergei A. Shvetsov | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 21 | Elect Natalya P. Borodina | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 22 | Elect Vladimir M. Volkov | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 23 | Elect Irina Litvinova | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 24 | Elect Tatiana A. Domanskaya | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 25 | Elect Yulia Y. Isakhanova | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 26 | Elect Alexei E. Minenko | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 27 | Elect Natalia V. Revina | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 28 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 29 | D&O Insurance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 30 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 31 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 5 | Elect HUANG Yige | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 6 | Elect Michael WU Wai Chung | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 7 | Elect David WONG Yau Kar | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 8 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 13 | Authority to Grant Options Under Share Option Scheme | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 2 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 3 | Re-elect Christoffel Wiese | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 4 | Re-elect EC Kieswetter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 5 | Re-elect JA Louw | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 6 | Elect Audit and Risk Committee Chair (JF Bason) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 7 | Elect Audit and Risk Committee Member (JA Louw) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 8 | Elect Audit and Risk Committee Member (JJ Fouche) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 9 | Elect Audit and Risk Committee Member (JA Rock) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 10 | General Authority to Issue Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 11 | Authority to Issue Shares for Cash | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 12 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 13 | Approve Remuneration Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 14 | Approve NEDs’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 15 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 16 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 18 | Schemes of Arrangement (SHP2 Preference Shares) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 19 | Scheme of Arrangement (SHP3 Preference Shares) | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 20 | Scheme of Arrangement (SHP4 Preference Shares) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 21 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 22 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sihuan Pharmaceutical Holdings Group Ltd. | 12/11/2015 | Annual | 12/07/2015 | 0460 | G8162K113 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sihuan Pharmaceutical Holdings Group Ltd. | 12/11/2015 | Annual | 12/07/2015 | 0460 | G8162K113 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sihuan Pharmaceutical Holdings Group Ltd. | 12/11/2015 | Annual | 12/07/2015 | 0460 | G8162K113 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sihuan Pharmaceutical Holdings Group Ltd. | 12/11/2015 | Annual | 12/07/2015 | 0460 | G8162K113 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sihuan Pharmaceutical Holdings Group Ltd. | 12/11/2015 | Annual | 12/07/2015 | 0460 | G8162K113 | 5 | Elect GUO Weicheng | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sihuan Pharmaceutical Holdings Group Ltd. | 12/11/2015 | Annual | 12/07/2015 | 0460 | G8162K113 | 6 | Elect MENG Xianhui | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sihuan Pharmaceutical Holdings Group Ltd. | 12/11/2015 | Annual | 12/07/2015 | 0460 | G8162K113 | 7 | Elect Patrick SUN | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sihuan Pharmaceutical Holdings Group Ltd. | 12/11/2015 | Annual | 12/07/2015 | 0460 | G8162K113 | 8 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sihuan Pharmaceutical Holdings Group Ltd. | 12/11/2015 | Annual | 12/07/2015 | 0460 | G8162K113 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sihuan Pharmaceutical Holdings Group Ltd. | 12/11/2015 | Annual | 12/07/2015 | 0460 | G8162K113 | 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sihuan Pharmaceutical Holdings Group Ltd. | 12/11/2015 | Annual | 12/07/2015 | 0460 | G8162K113 | 11 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sihuan Pharmaceutical Holdings Group Ltd. | 12/11/2015 | Annual | 12/07/2015 | 0460 | G8162K113 | 12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 3 | Elect KO Shun-Hsiung | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 4 | Elect TSAI Yong-Song | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 5 | Elect LI Hong-Ji | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 6 | Elect No.4 | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 7 | Elect No.5 | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 8 | Elect No.6 | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 9 | Elect No.7 | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 10 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 11 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 12 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 13 | Employee Restricted Shares Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 14 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 15 | Extraordinary Motions | Mgmt | N/A | Against | Against | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SKS Microfinance Ltd. | 09/23/2015 | Annual | 09/16/2015 | SKSMICRO | Y8084Y100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SKS Microfinance Ltd. | 09/23/2015 | Annual | 09/16/2015 | SKSMICRO | Y8084Y100 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SKS Microfinance Ltd. | 09/23/2015 | Annual | 09/16/2015 | SKSMICRO | Y8084Y100 | 3 | Elect Paresh Patel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SKS Microfinance Ltd. | 09/23/2015 | Annual | 09/16/2015 | SKSMICRO | Y8084Y100 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SKS Microfinance Ltd. | 09/23/2015 | Annual | 09/16/2015 | SKSMICRO | Y8084Y100 | 5 | Elect Punita Kumar Sinha | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SKS Microfinance Ltd. | 09/23/2015 | Annual | 09/16/2015 | SKSMICRO | Y8084Y100 | 6 | Directors’ Commission | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | SKS Microfinance Ltd. | 09/23/2015 | Annual | 09/16/2015 | SKSMICRO | Y8084Y100 | 7 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 2 | Elect Arno Daehnke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 3 | Elect Martin Oduor-Otieno | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 4 | Re-elect Myles J.D. Ruck | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 5 | Re-elect Peter D. Sullivan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 6 | Re-elect WANG Wenbin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 7 | Re-elect Ted Woods | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 8 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 9 | Appointment of Auditor (PricewaterhouseCoopers) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 10 | General Authority to Issue Ordinary Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 11 | General Authority to Issue Preference Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 12 | Approve Remuneration Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 13 | Approve NEDs’ Fees (Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 14 | Approve NEDs’ Fees (Director) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 15 | Approve NEDs’ Fees (International Director) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 16 | Approve NEDs’ Fees (Directors’ Affairs Committee - Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 17 | Approve NEDs’ Fees (Directors’ Affairs Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 18 | Approve NEDs’ Fees (Risk and Capital Management Committee - Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 19 | Approve NEDs’ Fees (Risk and Capital Management Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 20 | Approve NEDs’ Fees (Remuneration Committee - Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 21 | Approve NEDs’ Fees (Remuneration Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 22 | Approve NEDs’ Fees (Social and Ethics Committee - Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 23 | Approve NEDs’ Fees (Social and Ethics Committee - Member) | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 24 | Approve NEDs’ Fees (Audit Committee - Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 25 | Approve NEDs’ Fees (Audit Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 26 | Approve NEDs’ Fees (IT Committee - Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 27 | Approve NEDs’ Fees (IT Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 28 | Approve NEDs’ Fees (Ad Hoc Meeting Attendance) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 29 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 30 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 31 | Approve Financial Assistance | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 32 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | State Bank of India Limited | 02/26/2016 | Special | 11/26/2015 | SBI | Y8155P103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | State Bank of India Limited | 02/26/2016 | Special | 11/26/2015 | SBI | Y8155P103 | 2 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | State Bank of India Limited | 02/26/2016 | Special | 11/26/2015 | SBI | Y8155P103 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | State Bank of India Limited | 02/26/2016 | Special | 11/26/2015 | SBI | Y8155P103 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | State Bank of India Limited | 02/26/2016 | Special | 11/26/2015 | SBI | Y8155P103 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | State Bank of India Limited | 02/26/2016 | Special | 11/26/2015 | SBI | Y8155P103 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | State Bank of India Limited | 02/26/2016 | Special | 11/26/2015 | SBI | Y8155P103 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | State Bank of India Limited | 02/26/2016 | Special | 11/26/2015 | SBI | Y8155P103 | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | State Bank of India Limited | 02/26/2016 | Special | 11/26/2015 | SBI | Y8155P103 | 9 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | State Bank of India Limited | 07/02/2015 | Annual | 04/01/2015 | SBI | Y8155P103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | State Bank of India Limited | 07/02/2015 | Annual | 04/01/2015 | SBI | Y8155P103 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | State Bank of India Limited | 07/02/2015 | Annual | 04/01/2015 | SBI | Y8155P103 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 09/07/2015 | Court | 08/28/2015 | SHF | S8217G106 | 1 | Approve Scheme of Arrangement | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 09/07/2015 | Court | 08/28/2015 | SHF | S8217G106 | 2 | Amend Articles of Association | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 09/07/2015 | Court | 08/28/2015 | SHF | S8217G106 | 3 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 09/07/2015 | Court | 08/28/2015 | SHF | S8217G106 | 4 | Approve Secondary Listing | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Steinhoff International Holdings Limited | 09/07/2015 | Court | 08/28/2015 | SHF | S8217G106 | 5 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 5 | Elect CHI Xun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 6 | Elect LI Qin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 7 | Elect MA Lishan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 8 | Elect TSE Chi Wai | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 9 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 12 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 06/07/2016 | Annual | 04/11/2016 | 2330 | 874039100 | 1 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 06/07/2016 | Annual | 04/11/2016 | 2330 | 874039100 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 06/07/2016 | Annual | 04/11/2016 | 2330 | 874039100 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 06/07/2016 | Annual | 04/08/2016 | 2330 | Y84629107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 06/07/2016 | Annual | 04/08/2016 | 2330 | Y84629107 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 06/07/2016 | Annual | 04/08/2016 | 2330 | Y84629107 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 06/07/2016 | Annual | 04/08/2016 | 2330 | Y84629107 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 5 | Elect Jacobus Petrus Bekker | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 6 | Elect Ian C. Stone | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 7 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 4 | Opening; Election of Presiding Chairman; Minutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 5 | Presentation of Directors’ Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 6 | Presentation of Auditors’ Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 7 | Financial Statements | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 8 | Amendments to Article 7 Regarding Authorised Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 9 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 10 | Ratification of Co-option of Board Members | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 11 | Election of Directors | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 12 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 13 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 14 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 15 | Presentation of Report on Compensation Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 16 | Charitable Donations | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 17 | Authority to Carry out Competing Activities and Related Party Transactions | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 18 | Presentation of Report on Competing Activities | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 2 | Certification of Notice and Quorum | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 3 | Approve Minutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 5 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 6 | Elect John L. Gokongwei, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 7 | Elect James L. Go | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 8 | Elect Lance Y. Gokongwei | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 9 | Elect Patrick Henry C. Go | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 10 | Elect Frederick D. Go | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 11 | Elect Johnson Robert G. Go, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 12 | Elect Robert G. Coyiuto, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 13 | Elect Wilfrido E. Sanchez | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 14 | Elect Pascual S. Guerzon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 15 | Appointment of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 16 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 17 | Transaction of Other Business | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 18 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 19 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 5 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 6 | Employee Restricted Shares Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 7 | Amendments to Procedural Rules: Shareholder Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 8 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 9 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 10 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 11 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 3 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 4 | Elect Rogier Rijnja to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 5 | Elect Charles Ryan to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 6 | Elect Alexander S. Voloshin to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 7 | Authority to Cancel Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 8 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 9 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 10 | 2016 Equity Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 11 | Share Pledge Agreement | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 12 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 14 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 15 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 02/24/2016 | Other | 01/15/2016 | ZEEENTER | Y98893152 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 02/24/2016 | Other | 01/15/2016 | ZEEENTER | Y98893152 | 2 | Appointment of Amit Goenka (CEO of Asia Today Ltd., Mauritius); Approval of Remuneration | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 02/24/2016 | Other | 01/15/2016 | ZEEENTER | Y98893152 | 3 | Authority to Mortgage Assets | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 07/15/2015 | Annual | 07/08/2015 | ZEEENTER | Y98893152 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 07/15/2015 | Annual | 07/08/2015 | ZEEENTER | Y98893152 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 07/15/2015 | Annual | 07/08/2015 | ZEEENTER | Y98893152 | 3 | Confirmation of Dividend on Preference Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 07/15/2015 | Annual | 07/08/2015 | ZEEENTER | Y98893152 | 4 | Allocation of Dividend on Ordinary Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 07/15/2015 | Annual | 07/08/2015 | ZEEENTER | Y98893152 | 5 | Elect Ashok M. Kurien | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 07/15/2015 | Annual | 07/08/2015 | ZEEENTER | Y98893152 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 07/15/2015 | Annual | 07/08/2015 | ZEEENTER | Y98893152 | 7 | Appointment of Punit Goenka (MD/CEO); Approval of Remuneration | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 07/15/2015 | Annual | 07/08/2015 | ZEEENTER | Y98893152 | 8 | Directors’ Commission | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 07/15/2015 | Annual | 07/08/2015 | ZEEENTER | Y98893152 | 9 | Elect Manish Chokhani | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zee Entertainment Enterprises Limited | 07/15/2015 | Annual | 07/08/2015 | ZEEENTER | Y98893152 | 10 | Reverse Stock Split (Consolidation of Preference Shares) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 2 | Completion of Share Repurchase | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 4 | Authority to Issue Debt Financing | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 5 | Authority to Give Guarantees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 6 | Provision of Counter-Guarantee | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 7 | Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 8 | Independent Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 9 | Supervisors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 10 | Financial Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 11 | Annual Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 12 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 13 | Directors’ and Supervisors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Emerging Markets Multi-Asset Opportunities Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 15 | Elect ZHU Guang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 1 | Elect Andres R. Gluski | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 2 | Elect Charles L. Harrington | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 3 | Elect Kristina M. Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 4 | Elect Tarun Khanna | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 5 | Elect Holly K. Koeppel | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 6 | Elect Philip Lader | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 7 | Elect James H. Miller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 8 | Elect John B. Morse, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 9 | Elect Moises Naim | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 10 | Elect Charles O. Rossotti | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 13 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Allegheny Technologies Incorporated | 05/06/2016 | Annual | 03/09/2016 | ATI | 01741R102 | 1.1 | Elect Richard J. Harshman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Allegheny Technologies Incorporated | 05/06/2016 | Annual | 03/09/2016 | ATI | 01741R102 | 1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Allegheny Technologies Incorporated | 05/06/2016 | Annual | 03/09/2016 | ATI | 01741R102 | 1.3 | Elect Barbara S. Jeremiah | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Allegheny Technologies Incorporated | 05/06/2016 | Annual | 03/09/2016 | ATI | 01741R102 | 1.4 | Elect John D. Turner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Allegheny Technologies Incorporated | 05/06/2016 | Annual | 03/09/2016 | ATI | 01741R102 | 2 | Repeal of Classified Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Allegheny Technologies Incorporated | 05/06/2016 | Annual | 03/09/2016 | ATI | 01741R102 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Allegheny Technologies Incorporated | 05/06/2016 | Annual | 03/09/2016 | ATI | 01741R102 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 1 | Elect Nicholas K. Akins | Mgmt | For | For | For | �� | Voted | ||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 2 | Elect David J. Anderson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 7 | Elect Sandra Beach Lin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 8 | Elect Richard C. Notebaert | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 04/27/2016 | Annual | 02/29/2016 | AMP | 03076C106 | 1 | Elect James M. Cracchiolo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 04/27/2016 | Annual | 02/29/2016 | AMP | 03076C106 | 2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 04/27/2016 | Annual | 02/29/2016 | AMP | 03076C106 | 3 | Elect Amy DiGeso | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 04/27/2016 | Annual | 02/29/2016 | AMP | 03076C106 | 4 | Elect Lon R. Greenberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 04/27/2016 | Annual | 02/29/2016 | AMP | 03076C106 | 5 | Elect Siri S. Marshall | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 04/27/2016 | Annual | 02/29/2016 | AMP | 03076C106 | 6 | Elect Jeffrey Noddle | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 04/27/2016 | Annual | 02/29/2016 | AMP | 03076C106 | 7 | Elect H. Jay Sarles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 04/27/2016 | Annual | 02/29/2016 | AMP | 03076C106 | 8 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 04/27/2016 | Annual | 02/29/2016 | AMP | 03076C106 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | 04/27/2016 | Annual | 02/29/2016 | AMP | 03076C106 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Anthem, Inc. | 05/19/2016 | Annual | 03/18/2016 | ANTM | 036752103 | 1 | Elect Lewis Hay, III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Anthem, Inc. | 05/19/2016 | Annual | 03/18/2016 | ANTM | 036752103 | 2 | Elect George A. Schaefer, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Anthem, Inc. | 05/19/2016 | Annual | 03/18/2016 | ANTM | 036752103 | 3 | Elect Joseph R. Swedish | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Anthem, Inc. | 05/19/2016 | Annual | 03/18/2016 | ANTM | 036752103 | 4 | Elect Elizabeth E. Tallett | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Anthem, Inc. | 05/19/2016 | Annual | 03/18/2016 | ANTM | 036752103 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Anthem, Inc. | 05/19/2016 | Annual | 03/18/2016 | ANTM | 036752103 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Anthem, Inc. | 05/19/2016 | Annual | 03/18/2016 | ANTM | 036752103 | 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Anthem, Inc. | 12/03/2015 | Special | 10/22/2015 | ANTM | 036752103 | 1 | Merger/Acquisition | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Anthem, Inc. | 12/03/2015 | Special | 10/22/2015 | ANTM | 036752103 | 2 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 03/10/2016 | Annual | 01/14/2016 | AMAT | 038222105 | 1 | Elect Willem P. Roelandts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 03/10/2016 | Annual | 01/14/2016 | AMAT | 038222105 | 2 | Elect Eric Chen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 03/10/2016 | Annual | 01/14/2016 | AMAT | 038222105 | 3 | Elect Aart J. de Geus | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 03/10/2016 | Annual | 01/14/2016 | AMAT | 038222105 | 4 | Elect Gary E. Dickerson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 03/10/2016 | Annual | 01/14/2016 | AMAT | 038222105 | 5 | Elect Stephen R. Forrest | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 03/10/2016 | Annual | 01/14/2016 | AMAT | 038222105 | 6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 03/10/2016 | Annual | 01/14/2016 | AMAT | 038222105 | 7 | Elect Susan M. James | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 03/10/2016 | Annual | 01/14/2016 | AMAT | 038222105 | 8 | Elect Alexander A. Karsner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 03/10/2016 | Annual | 01/14/2016 | AMAT | 038222105 | 9 | Elect Adrianna Ma | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 03/10/2016 | Annual | 01/14/2016 | AMAT | 038222105 | 10 | Elect Dennis D. Powell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 03/10/2016 | Annual | 01/14/2016 | AMAT | 038222105 | 11 | Elect Robert H. Swan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 03/10/2016 | Annual | 01/14/2016 | AMAT | 038222105 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 03/10/2016 | Annual | 01/14/2016 | AMAT | 038222105 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Applied Materials, Inc. | 03/10/2016 | Annual | 01/14/2016 | AMAT | 038222105 | 14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 1 | Elect Randall L. Stephenson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 3 | Elect Richard W. Fisher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 4 | Elect Scott T. Ford | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 6 | Elect William E. Kennard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 7 | Elect Michael McCallister | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 8 | Elect Beth E. Mooney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 9 | Elect Joyce M. Roche | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 10 | Elect Matthew K. Rose | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 11 | Elect Cynthia B. Taylor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 12 | Elect Laura D’Andrea Tyson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 15 | Approval of the 2016 Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 1 | Elect Larry D. Brady | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 4 | Elect Martin S. Craighead | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 5 | Elect William H. Easter III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 8 | Elect Claire W. Gargalli | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 9 | Elect Pierre H. Jungels | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 10 | Elect James A. Lash | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 11 | Elect J. Larry Nichols | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 12 | Elect James W. Stewart | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 13 | Elect Charles L. Watson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baxter International Inc. | 05/03/2016 | Annual | 03/09/2016 | BAX | 071813109 | 1 | Elect Thomas F. Chen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baxter International Inc. | 05/03/2016 | Annual | 03/09/2016 | BAX | 071813109 | 2 | Elect John D. Forsyth | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baxter International Inc. | 05/03/2016 | Annual | 03/09/2016 | BAX | 071813109 | 3 | Elect Michael F. Mahoney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baxter International Inc. | 05/03/2016 | Annual | 03/09/2016 | BAX | 071813109 | 4 | Elect Carole J. Shapazian | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baxter International Inc. | 05/03/2016 | Annual | 03/09/2016 | BAX | 071813109 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baxter International Inc. | 05/03/2016 | Annual | 03/09/2016 | BAX | 071813109 | 6 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baxter International Inc. | 05/03/2016 | Annual | 03/09/2016 | BAX | 071813109 | 7 | Repeal of Classified Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Baxter International Inc. | 05/03/2016 | Annual | 03/09/2016 | BAX | 071813109 | 8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Catamaran Corp. | 07/14/2015 | Special | 06/04/2015 | CTRX | 148887102 | 1 | Merger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Catamaran Corp. | 07/14/2015 | Special | 06/04/2015 | CTRX | 148887102 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Catamaran Corp. | 07/14/2015 | Special | 06/04/2015 | CTRX | 148887102 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 1 | Elect Alexander B. Cummings, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 2 | Elect Linnet F. Deily | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 3 | Elect Robert E. Denham | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 4 | Elect Alice P. Gast | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 8 | Elect John G. Stumpf | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 9 | Elect Ronald D. Sugar | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 10 | Elect Inge G. Thulin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 11 | Elect John S. Watson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 14 | Amendment to Non-Employee Directors’ Equity Compensation and Deferral Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 16 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 17 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 18 | Shareholder Proposal Regarding Report on Reserve Replacements | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 19 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 20 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 22 | Shareholder Proposal Regarding Right to Call a Special meeting | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | CIGNA Corporation | 04/27/2016 | Annual | 02/29/2016 | CI | 125509109 | 1 | Elect David M. Cordani | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | CIGNA Corporation | 04/27/2016 | Annual | 02/29/2016 | CI | 125509109 | 2 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | CIGNA Corporation | 04/27/2016 | Annual | 02/29/2016 | CI | 125509109 | 3 | Elect Jane E. Henney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | CIGNA Corporation | 04/27/2016 | Annual | 02/29/2016 | CI | 125509109 | 4 | Elect Donna F. Zarcone | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | CIGNA Corporation | 04/27/2016 | Annual | 02/29/2016 | CI | 125509109 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | CIGNA Corporation | 04/27/2016 | Annual | 02/29/2016 | CI | 125509109 | 6 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | CIGNA Corporation | 12/03/2015 | Special | 10/22/2015 | CI | 125509109 | 1 | Merger/Acquisition | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | CIGNA Corporation | 12/03/2015 | Special | 10/22/2015 | CI | 125509109 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | CIGNA Corporation | 12/03/2015 | Special | 10/22/2015 | CI | 125509109 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 1 | Elect Carol A. Bartz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 2 | Elect M. Michele Burns | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 3 | Elect Michael D. Capellas | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 4 | Elect John T. Chambers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 5 | Elect Brian L. Halla | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 6 | Elect John L. Hennessy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 7 | Elect Kristina M. Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 8 | Elect Roderick C. McGeary | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 9 | Elect Charlesá H. Robbins | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 10 | Elect Arun Sarin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 11 | Elect Steven M. West | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 14 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 1 | Elect Michael L. Corbat | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 2 | Elect Ellen M. Costello | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 3 | Elect Duncan P. Hennes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 4 | Elect Peter B. Henry | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 5 | Elect Franz B. Humer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 6 | Elect Renee J. James | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 7 | Elect Eugene M. McQuade | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 8 | Elect Michael E. O’Neill | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 9 | Elect Gary M. Reiner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 10 | Elect Judith Rodin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 11 | Elect Anthony M. Santomero | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 12 | Elect Joan E. Spero | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 13 | Elect Diana L. Taylor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 14 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 15 | Elect James S. Turley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 17 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 20 | Amendment to the 2011 Executive Performance Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 23 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 24 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 25 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.4 | Elect Edward D. Breen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.5 | Elect Joseph J. Collins | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.11 | Elect Judith Rodin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 3 | Amend 2002 Restricted Stock Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 4 | Amend 2003 Stock Option Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 5 | Amend 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 6 | Amend 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 10 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Comcast Corporation | 12/10/2015 | Special | 10/20/2015 | CMCSA | 20030N101 | 1 | Conversion of Class A Special Common Stock Into Class A Common Stock | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 1 | Elect Donald W. Blair | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 2 | Elect Stephanie A. Burns | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 3 | Elect John A. Canning Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 4 | Elect Richard T. Clark | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 5 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 6 | Elect Deborah A. Henretta | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 7 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 8 | Elect Kurt M. Landgraf | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 9 | Elect Kevin J. Martin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 10 | Elect Deborah D. Rieman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 11 | Elect Hansel E. Tookes II | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 12 | Elect Wendell P. Weeks | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 13 | Elect Mark S. Wrighton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.1 | Elect T.J. Rodgers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.2 | Elect W. Steve Albrecht | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.3 | Elect Eric A. Benhamou | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.4 | Elect H. Raymond Bingham | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.5 | Elect John H. Kispert | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.6 | Elect O.C. Kwon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.7 | Elect Wilbert van den Hoek | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.8 | Elect Michael S. Wishart | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dana Holding Corporation | 04/28/2016 | Annual | 03/01/2016 | DAN | 235825205 | 1.1 | Elect James K. Kamsickas | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dana Holding Corporation | 04/28/2016 | Annual | 03/01/2016 | DAN | 235825205 | 1.2 | Elect Virginia A. Kamsky | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dana Holding Corporation | 04/28/2016 | Annual | 03/01/2016 | DAN | 235825205 | 1.3 | Elect Terrence J. Keating | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dana Holding Corporation | 04/28/2016 | Annual | 03/01/2016 | DAN | 235825205 | 1.4 | Elect R. Bruce McDonald | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dana Holding Corporation | 04/28/2016 | Annual | 03/01/2016 | DAN | 235825205 | 1.5 | Elect Joseph C. Muscari | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dana Holding Corporation | 04/28/2016 | Annual | 03/01/2016 | DAN | 235825205 | 1.6 | Elect Mark A. Schulz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dana Holding Corporation | 04/28/2016 | Annual | 03/01/2016 | DAN | 235825205 | 1.7 | Elect Keith E. Wandell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dana Holding Corporation | 04/28/2016 | Annual | 03/01/2016 | DAN | 235825205 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dana Holding Corporation | 04/28/2016 | Annual | 03/01/2016 | DAN | 235825205 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dana Holding Corporation | 04/28/2016 | Annual | 03/01/2016 | DAN | 235825205 | 4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dow Chemical Company | 05/12/2016 | Annual | 03/14/2016 | DOW | 260543103 | 1 | Elect Ajay Banga | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dow Chemical Company | 05/12/2016 | Annual | 03/14/2016 | DOW | 260543103 | 2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dow Chemical Company | 05/12/2016 | Annual | 03/14/2016 | DOW | 260543103 | 3 | Elect James A. Bell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dow Chemical Company | 05/12/2016 | Annual | 03/14/2016 | DOW | 260543103 | 4 | Elect Richard K. Davis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dow Chemical Company | 05/12/2016 | Annual | 03/14/2016 | DOW | 260543103 | 5 | Elect Jeff M. Fettig | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dow Chemical Company | 05/12/2016 | Annual | 03/14/2016 | DOW | 260543103 | 6 | Elect Andrew N. Liveris | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dow Chemical Company | 05/12/2016 | Annual | 03/14/2016 | DOW | 260543103 | 7 | Elect Mark Loughridge | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dow Chemical Company | 05/12/2016 | Annual | 03/14/2016 | DOW | 260543103 | 8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dow Chemical Company | 05/12/2016 | Annual | 03/14/2016 | DOW | 260543103 | 9 | Elect Robert S. Miller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dow Chemical Company | 05/12/2016 | Annual | 03/14/2016 | DOW | 260543103 | 10 | Elect Paul Polman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dow Chemical Company | 05/12/2016 | Annual | 03/14/2016 | DOW | 260543103 | 11 | Elect Dennis H. Reilley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dow Chemical Company | 05/12/2016 | Annual | 03/14/2016 | DOW | 260543103 | 12 | Elect James M. Ringler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dow Chemical Company | 05/12/2016 | Annual | 03/14/2016 | DOW | 260543103 | 13 | Elect Ruth G. Shaw | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dow Chemical Company | 05/12/2016 | Annual | 03/14/2016 | DOW | 260543103 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dow Chemical Company | 05/12/2016 | Annual | 03/14/2016 | DOW | 260543103 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Dow Chemical Company | 05/12/2016 | Annual | 03/14/2016 | DOW | 260543103 | 16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 1 | Elect Domenico De Sole | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 2 | Elect Robert J. Fisher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 3 | Elect William S. Fisher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 4 | Elect Tracy Gardner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 5 | Elect Isabella D. Goren | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 6 | Elect Bob L. Martin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 7 | Elect Jorge P. Montoya | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 8 | Elect Arthur Peck | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 10 | Elect Katherine Tsang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 13 | Approval of the Amendment and Restatement of the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 1 | Elect Sebastien Bazin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 3 | Elect John J. Brennan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 4 | Elect Francisco D’Souza | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 6 | Elect Peter B. Henry | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 7 | Elect Susan Hockfield | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 9 | Elect Andrea Jung | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 10 | Elect Robert W. Lane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 12 | Elect Lowell C. McAdam | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 13 | Elect James J. Mulva | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 14 | Elect James E. Rohr | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 15 | Elect Mary L. Schapiro | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 16 | Elect James S. Tisch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 18 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 21 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 22 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 23 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 24 | Shareholder Proposal Regarding Human Rights Review | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 1 | Elect John F. Cogan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 2 | Elect Kevin E. Lofton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 3 | Elect John W. Madigan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 4 | Elect John C. Martin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 5 | Elect John F. Milligan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 6 | Elect Nicholas G. Moore | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 7 | Elect Richard J. Whitley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 8 | Elect Gayle E. Wilson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 9 | Elect Per Wold-Olsen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 11 | Amendment to the Code Section 162(m) Bonus Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 05/18/2016 | Annual | 03/21/2016 | HIG | 416515104 | 1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 05/18/2016 | Annual | 03/21/2016 | HIG | 416515104 | 2 | Elect Trevor Fetter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 05/18/2016 | Annual | 03/21/2016 | HIG | 416515104 | 3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 05/18/2016 | Annual | 03/21/2016 | HIG | 416515104 | 4 | Elect Michael G. Morris | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 05/18/2016 | Annual | 03/21/2016 | HIG | 416515104 | 5 | Elect Thomas A. Renyi | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 05/18/2016 | Annual | 03/21/2016 | HIG | 416515104 | 6 | Elect Julie G. Richardson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 05/18/2016 | Annual | 03/21/2016 | HIG | 416515104 | 7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 05/18/2016 | Annual | 03/21/2016 | HIG | 416515104 | 8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 05/18/2016 | Annual | 03/21/2016 | HIG | 416515104 | 9 | Elect Charles B. Strauss | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 05/18/2016 | Annual | 03/21/2016 | HIG | 416515104 | 10 | Elect Christopher J. Swift | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 05/18/2016 | Annual | 03/21/2016 | HIG | 416515104 | 11 | Elect H. Patrick Swygert | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 05/18/2016 | Annual | 03/21/2016 | HIG | 416515104 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 05/18/2016 | Annual | 03/21/2016 | HIG | 416515104 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Hartford Financial Services Group, Inc. | 05/18/2016 | Annual | 03/21/2016 | HIG | 416515104 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 1 | Elect Charlene Barshefsky | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 2 | Elect Aneel Bhusri | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 3 | Elect Andy D. Bryant | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 4 | Elect John J. Donahoe | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 5 | Elect Reed E. Hundt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 6 | Elect Brian M. Krzanich | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 7 | Elect James D. Plummer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 8 | Elect David S. Pottruck | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 9 | Elect Frank D. Yeary | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 10 | Elect David B. Yoffie | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 13 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 1 | Elect Charles R. Crisp | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 2 | Elect Jean-Marc Forneri | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 3 | Elect Lord Hague of Richmond | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 4 | Elect Fred W. Hatfield | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 5 | Elect Frederic V. Salerno | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 6 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 7 | Elect Judith A. Sprieser | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 8 | Elect Vincent Tese | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 11 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 1 | Elect Colleen C. Barrett | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 2 | Elect Marvin R. Ellison | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 3 | Elect Amanda Ginsberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 4 | Elect B. Craig Owens | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 5 | Elect Lisa A. Payne | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 6 | Elect J. Paul Raines | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 7 | Elect Leonard H. Roberts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 8 | Elect Javier G. Teruel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 9 | Elect R. Gerald Turner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 10 | Elect Ronald W. Tysoe | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 11 | Elect Myron E. Ullman III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 13 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 14 | 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 1 | Elect Mary C. Beckerle | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 2 | Elect D. Scott Davis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 3 | Elect Ian E.L. Davis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 4 | Elect Alex Gorsky | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 5 | Elect Susan L. Lindquist | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 6 | Elect Mark B. McClellan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 8 | Elect William D. Perez | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 9 | Elect Charles Prince | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 10 | Elect A. Eugene Washington | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 11 | Elect Ronald A. Williams | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 17 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 1 | Elect Linda B. Bammann | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 2 | Elect James A. Bell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 3 | Elect Crandall C. Bowles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 4 | Elect Stephen B. Burke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 5 | Elect James S. Crown | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 6 | Elect James Dimon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 9 | Elect Michael A. Neal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 10 | Elect Lee R. Raymond | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 11 | Elect William C. Weldon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 17 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 19 | Shareholder Proposal Regarding Linking Executive Pay to Social Factors | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.1 | Elect Irving Bolotin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.3 | Elect Theron I. Gilliam | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.4 | Elect Sherrill W. Hudson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.5 | Elect Sidney Lapidus | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.6 | Elect Teri P. McClure | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.7 | Elect Stuart A. Miller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.8 | Elect Armando J. Olivera | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.9 | Elect Jeffrey A. Sonnenfeld | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 4 | 2016 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 5 | 2016 Incentive Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 1 | Elect Leslie A. Brun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 2 | Elect Thomas R. Cech | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 3 | Elect Pamela J. Craig | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 5 | Elect Thomas H. Glocer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 6 | Elect C. Robert Kidder | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 8 | Elect Carlos E. Represas | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 9 | Elect Paul B. Rothman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 10 | Elect Patricia F. Russo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 11 | Elect Craig B. Thompson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 12 | Elect Wendell P. Weeks | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 13 | Elect Peter C. Wendell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 18 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 1 | Elect William H. Gates III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 3 | Elect G. Mason Morfit | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 4 | Elect Satya Nadella | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 5 | Elect Charles H. Noski | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 7 | Elect Sandra E. Peterson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 8 | Elect Charles W. Scharf | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 9 | Elect John W. Stanton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 10 | Elect John W. Thompson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 11 | Elect Padmasree Warrior | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 1 | Elect Heather Bresch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 2 | Elect Wendy Cameron | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 3 | Elect Robert J. Cindrich | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 4 | Elect Robert J. Coury | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 5 | Elect JoEllen Lyons Dillon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 6 | Elect Neil F. Dimick | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 7 | Elect Melina Higgins | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 8 | Elect Douglas J. Leech | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 9 | Elect Rajiv Malik | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 10 | Elect Joseph C. Maroon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 11 | Elect Mark Parrish | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 12 | Elect Rodney L. Piatt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 13 | Elect Randall L. Vanderveen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 14 | Adoption of the Dutch Annual Accounts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 16 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 18 | Re-Approval of 2003 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 19 | Authorization for Board to Acquire Ordinary and Preferred Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.1 | Elect James R. Crane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.2 | Elect John P. Kotts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.3 | Elect Michael C. Linn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.4 | Elect Anthony G. Petrello | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.5 | Elect Dag Skattum | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.6 | Elect Howard Wolf | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.7 | Elect John Yearwood | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 2 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 3 | Approval of the 2016 Stock Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 1 | Elect T. Michael Nevens | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 2 | Elect Jeffry R. Allen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 3 | Elect Tor R. Braham | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 4 | Elect Alan L. Earhart | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 5 | Elect Gerald D. Held | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 6 | Elect Kathryn M. Hill | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 7 | Elect George Kurian | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 8 | Elect George T. Shaheen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 9 | Elect Robert T. Wall | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 10 | Elect Richard P. Wallace | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 11 | Amendment to the 1999 Stock Option Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 1 | Elect Lee K. Boothby | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 2 | Elect Pamela J. Gardner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 3 | Elect Steven Nance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 4 | Elect Roger B. Plank | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 5 | Elect Thomas G. Ricks | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 6 | Elect Juanita F. Romans | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 7 | Elect John W. Schanck | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 8 | Elect J. Terry Strange | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 9 | Elect J. Kent Wells | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 1 | Elect Glynis A. Bryan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 2 | Elect Jerry W. Burris | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 3 | Elect Carol Anthony Davidson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 4 | Elect Jacques Esculier | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 5 | Elect T. Michael Glenn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 6 | Elect David H. Y. Ho | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 7 | Elect Randall J. Hogan III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 8 | Elect David A. Jones | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 9 | Elect Ronald L. Merriman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 10 | Elect William T. Monahan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 11 | Elect Billie Ida Williamson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 14 | Authorize price range at which the Company can re-allot treasury shares under Irish law | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 15 | Increase the maximum number of directors from eleven to twelve | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 16 | Technical Amendments to articles (Companies Act 2014) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 17 | Technical Amendments to memorandum (Companies Act 2014) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 1 | Elect Shona L. Brown | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 2 | Elect George W. Buckley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 3 | Elect Cesar Conde | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 4 | Elect Ian M. Cook | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 5 | Elect Dina Dublon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 6 | Elect Rona A. Fairhead | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 7 | Elect Richard W. Fisher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 8 | Elect William R. Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 9 | Elect Indra K. Nooyi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 10 | Elect David C. Page | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 11 | Elect Robert C. Pohlad | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 13 | Elect Daniel Vasella | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 14 | Elect Alberto Weisser | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 18 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 19 | Shareholder Proposal Regarding Neonicotinoids | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 20 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 21 | Shareholder Proposal Regarding Renewable Energy Targets | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 2 | Elect W. Don Cornwell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 4 | Elect Frances D. Fergusson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 5 | Elect Helen H. Hobbs | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 6 | Elect James M. Kilts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 7 | Elect Shantanu Narayen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 9 | Elect Ian C. Read | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 10 | Elect Stephen W. Sanger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 11 | Elect James C. Smith | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 14 | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 15 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 16 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 17 | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 1 | Elect Michael Chu | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 2 | Elect Lawrence R. Codey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 3 | Elect Patrick Duff | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 4 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 5 | Elect Neil Lustig | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 6 | Elect Kenneth P. Manning | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 7 | Elect William J. Marino | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 8 | Elect Jerome A. Peribere | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 9 | Elect Richard L. Wambold | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 1 | Elect Kennett F. Burnes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 3 | Elect Lynn A. Dugle | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 4 | Elect William C. Freda | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 5 | Elect Amelia C. Fawcett | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 6 | Elect Linda A. Hill | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 7 | Elect Joseph L. Hooley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 8 | Elect Richard P. Sergel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 9 | Elect Ronald L. Skates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 10 | Elect Gregory L. Summe | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 11 | Elect Thomas J. Wilson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 13 | Approval of the 2016 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 1 | Elect Margaret M. Keane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 2 | Elect Paget L. Alves | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 3 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 4 | Elect William W. Graylin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 5 | Elect Roy A. Guthrie | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 6 | Elect Richard C. Hartnack | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 8 | Elect Laurel J. Richie | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 9 | Elect Olympia J. Snowe | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 1 | Elect John M. Cassaday | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 2 | Elect Judith B. Craven | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 3 | Elect William J. DeLaney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 4 | Elect Joshua D. Frank | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 5 | Elect Larry C. Glasscock | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 6 | Elect Jonathan Golden | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 7 | Elect Joseph A. Hafner, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 8 | Elect Hans-Joachim Koerber | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 9 | Elect Nancy S. Newcomb | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 10 | Elect Nelson Peltz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 11 | Elect Richard G. Tilghman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 12 | Elect Jackie M. Ward | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 1 | Elect G. Chris Andersen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 2 | Elect Paula H. J. Cholmondeley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 3 | Elect Don DeFosset | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 4 | Elect John L. Garrison Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 5 | Elect Thomas J. Hansen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 6 | Elect Raimund Klinkner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 7 | Elect David A. Sachs | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 8 | Elect Oren G. Shaffer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 9 | Elect David C. Wang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 10 | Elect Scott W. Wine | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 1 | Elect Scott C. Donnelly | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 2 | Elect Kathleen M. Bader | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 3 | Elect R. Kerry Clark | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 4 | Elect James T. Conway | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 5 | Elect Ivor J. Evans | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 6 | Elect Lawrence K. Fish | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 7 | Elect Paul E. Gagne | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 8 | Elect Dain M. Hancock | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 9 | Elect Charles D. Powell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 10 | Elect Lloyd G. Trotter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 11 | Elect James L. Ziemer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 1 | Elect Thomas Colligan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 2 | Elect Richard Daly | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 3 | Elect Timothy Donahue | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 4 | Elect Robert Dutkowsky | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 5 | Elect Bruce Gordon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 6 | Elect Naren Gursahaney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 7 | Elect Bridgette Heller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 8 | Elect Kathleen Hyle | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 9 | Elect Christopher Hylen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 04/22/2016 | Special | 03/24/2016 | ADT | 00101J106 | 1 | Merger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 04/22/2016 | Special | 03/24/2016 | ADT | 00101J106 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The ADT Corporation | 04/22/2016 | Special | 03/24/2016 | ADT | 00101J106 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 1 | Elect Gerard J. Arpey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 2 | Elect Ari Bousbib | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 3 | Elect Gregory D. Brenneman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 4 | Elect J. Frank Brown | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 5 | Elect Albert P. Carey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 6 | Elect Armando Codina | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 7 | Elect Helena B. Foulkes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 8 | Elect Linda R. Gooden | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 9 | Elect Wayne M. Hewett | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 10 | Elect Karen Katen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 11 | Elect Craig A. Menear | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 12 | Elect Mark Vadon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 1 | Elect Alan L. Beller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 2 | Elect John H. Dasburg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 3 | Elect Janet M. Dolan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 5 | Elect Jay S. Fishman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 6 | Elect Patricia L. Higgins | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 7 | Elect Thomas R. Hodgson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 8 | Elect William J. Kane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 10 | Elect Philip T. Ruegger III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 11 | Elect Todd C. Schermerhorn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 12 | Elect Alan D. Schnitzer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 13 | Elect Donald J. Shepard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 14 | Elect Laurie J. Thomsen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 17 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 1 | Elect Edward D. Breen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 2 | Elect Herman E. Bulls | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 3 | Elect Michael E. Daniels | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 4 | Elect Frank M. Drendel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 5 | Elect Brian Duperreault | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 7 | Elect George R. Oliver | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 8 | Elect Brendan R. O’Neill | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 9 | Elect Jurgen Tinggren | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 11 | Elect R. David Yost | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 12 | Ratification of Deloitte & Touche | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 13 | Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 14 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 15 | Issuance of Treasury Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corp. | 03/15/2016 | Special | 02/03/2016 | WDC | 958102105 | 1 | Stock Issuance for Acquisition | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corp. | 03/15/2016 | Special | 02/03/2016 | WDC | 958102105 | 2 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corp. | 03/15/2016 | Special | 02/03/2016 | WDC | 958102105 | 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 1 | Elect Martin I. Cole | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 2 | Elect Kathleen A. Cote | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 3 | Elect Henry T. DeNero | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 4 | Elect Michael D. Lambert | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 5 | Elect Len J. Lauer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 6 | Elect Matthew E. Massengill | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 7 | Elect Stephen D. Milligan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 8 | Elect Paula A. Price | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 10 | Amendment to the 2004 Performance Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 11 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 1 | Elect Jerry C. Atkin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 2 | Elect Patricia Frobes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 3 | Elect Suren K Gupta | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 4 | Elect J. David Heaney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 5 | Elect Vivian S. Lee | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 6 | Elect Edward F Murphy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 7 | Elect Roger B. Porter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 8 | Elect Stephen D. Quinn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 9 | Elect Harris H. Simmons | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 10 | Elect L. E. Simmons | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 11 | Elect Shelley Thomas Williams | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 14 | Approval of the 2017 Management Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Large Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AbbVie Inc. | 05/06/2016 | Annual | 03/09/2016 | ABBV | 00287Y109 | 1.1 | Elect William H.L. Burnside | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AbbVie Inc. | 05/06/2016 | Annual | 03/09/2016 | ABBV | 00287Y109 | 1.2 | Elect Brett J. Hart | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AbbVie Inc. | 05/06/2016 | Annual | 03/09/2016 | ABBV | 00287Y109 | 1.3 | Elect Edward J. Rapp | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AbbVie Inc. | 05/06/2016 | Annual | 03/09/2016 | ABBV | 00287Y109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AbbVie Inc. | 05/06/2016 | Annual | 03/09/2016 | ABBV | 00287Y109 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AbbVie Inc. | 05/06/2016 | Annual | 03/09/2016 | ABBV | 00287Y109 | 4 | Repeal of Classified Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AbbVie Inc. | 05/06/2016 | Annual | 03/09/2016 | ABBV | 00287Y109 | 5 | Approval of Performance Goals Under the Performance Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AbbVie Inc. | 05/06/2016 | Annual | 03/09/2016 | ABBV | 00287Y109 | 6 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AbbVie Inc. | 05/06/2016 | Annual | 03/09/2016 | ABBV | 00287Y109 | 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | ACE Limited | 10/22/2015 | Special | 09/10/2015 | ACE | H0023R105 | 1 | Increase in Authorized Share Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | ACE Limited | 10/22/2015 | Special | 09/10/2015 | ACE | H0023R105 | 2 | Company Name Change | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | ACE Limited | 10/22/2015 | Special | 09/10/2015 | ACE | H0023R105 | 3 | Merger/Acquisition | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | ACE Limited | 10/22/2015 | Special | 09/10/2015 | ACE | H0023R105 | 4 | Elect Sheila P. Burke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | ACE Limited | 10/22/2015 | Special | 09/10/2015 | ACE | H0023R105 | 5 | Elect James I. Cash, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | ACE Limited | 10/22/2015 | Special | 09/10/2015 | ACE | H0023R105 | 6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | ACE Limited | 10/22/2015 | Special | 09/10/2015 | ACE | H0023R105 | 7 | Elect James M. Zimmerman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | ACE Limited | 10/22/2015 | Special | 09/10/2015 | ACE | H0023R105 | 8 | Board Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | ACE Limited | 10/22/2015 | Special | 09/10/2015 | ACE | H0023R105 | 9 | Additional or Miscellanious Proposals | ShrHoldr | For | Abstain | Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 1 | Elect Amy L. Banse | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 2 | Elect Edward W. Barnholt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 3 | Elect Robert K. Burgess | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 4 | Elect Frank A. Calderoni | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 5 | Elect James E. Daley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 6 | Elect Laura B. Desmond | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 7 | Elect Charles M. Geschke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 8 | Elect Shantanu Narayen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 9 | Elect Daniel Rosensweig | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 10 | Elect John E. Warnock | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 12 | Approval of the 2016 Executive Cash Performance Bonus Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Advance Auto Parts, Inc. | 05/18/2016 | Annual | 03/23/2016 | AAP | 00751Y106 | 1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Advance Auto Parts, Inc. | 05/18/2016 | Annual | 03/23/2016 | AAP | 00751Y106 | 1.2 | Elect John C. Brouillard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Advance Auto Parts, Inc. | 05/18/2016 | Annual | 03/23/2016 | AAP | 00751Y106 | 1.3 | Elect Brad W. Buss | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Advance Auto Parts, Inc. | 05/18/2016 | Annual | 03/23/2016 | AAP | 00751Y106 | 1.4 | Elect Fiona P. Dias | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Advance Auto Parts, Inc. | 05/18/2016 | Annual | 03/23/2016 | AAP | 00751Y106 | 1.5 | Elect John F. Ferraro | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Advance Auto Parts, Inc. | 05/18/2016 | Annual | 03/23/2016 | AAP | 00751Y106 | 1.6 | Elect Thomas R. Greco | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Advance Auto Parts, Inc. | 05/18/2016 | Annual | 03/23/2016 | AAP | 00751Y106 | 1.7 | Elect Adriana Karaboutis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Advance Auto Parts, Inc. | 05/18/2016 | Annual | 03/23/2016 | AAP | 00751Y106 | 1.8 | Elect Eugene I. Lee Jnr | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Advance Auto Parts, Inc. | 05/18/2016 | Annual | 03/23/2016 | AAP | 00751Y106 | 1.9 | Elect William S. Oglesby | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Advance Auto Parts, Inc. | 05/18/2016 | Annual | 03/23/2016 | AAP | 00751Y106 | 1.10 | Elect Robert E. Slone | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Advance Auto Parts, Inc. | 05/18/2016 | Annual | 03/23/2016 | AAP | 00751Y106 | 1.11 | Elect Jeffrey C. Smith | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Advance Auto Parts, Inc. | 05/18/2016 | Annual | 03/23/2016 | AAP | 00751Y106 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Advance Auto Parts, Inc. | 05/18/2016 | Annual | 03/23/2016 | AAP | 00751Y106 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Advance Auto Parts, Inc. | 05/18/2016 | Annual | 03/23/2016 | AAP | 00751Y106 | 4 | Eliminate One Year Holding Period Requirement for Shareholders to Call a Special Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Advance Auto Parts, Inc. | 05/18/2016 | Annual | 03/23/2016 | AAP | 00751Y106 | 5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Air Products and Chemicals, Inc. | 01/28/2016 | Annual | 11/30/2015 | APD | 009158106 | 1 | Elect Susan K. Carter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Air Products and Chemicals, Inc. | 01/28/2016 | Annual | 11/30/2015 | APD | 009158106 | 2 | Elect Charles I. Cogut | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Air Products and Chemicals, Inc. | 01/28/2016 | Annual | 11/30/2015 | APD | 009158106 | 3 | Elect Seifi Ghasemi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Air Products and Chemicals, Inc. | 01/28/2016 | Annual | 11/30/2015 | APD | 009158106 | 4 | Elect David H. Y. Ho | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Air Products and Chemicals, Inc. | 01/28/2016 | Annual | 11/30/2015 | APD | 009158106 | 5 | Elect Margaret G. McGlynn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Air Products and Chemicals, Inc. | 01/28/2016 | Annual | 11/30/2015 | APD | 009158106 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Air Products and Chemicals, Inc. | 01/28/2016 | Annual | 11/30/2015 | APD | 009158106 | 7 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Air Products and Chemicals, Inc. | 01/28/2016 | Annual | 11/30/2015 | APD | 009158106 | 8 | Approval of Annual Incentive Plan Terms | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.1 | Elect Nesli Basgoz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.2 | Elect Paul M. Bisaro | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.3 | Elect James H. Bloem | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.4 | Elect Christopher W. Bodine | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.6 | Elect Michael R. Gallagher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.7 | Elect Catherine M. Klema | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.8 | Elect Peter J. McDonnell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.9 | Elect Patrick J. O’Sullivan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.10 | Elect Brenton L. Saunders | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.11 | Elect Ronald R. Taylor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.12 | Elect Fred G. Weiss | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 3 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 7 | Sole Authority of Board to Determine Board Size | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 8 | Reduction of Company Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 1 | Elect David Baltimore | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 3 | Elect Robert A. Bradway | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 4 | Elect Francois de Carbonnel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 5 | Elect Robert A. Eckert | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 6 | Elect Greg C. Garland | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 7 | Elect Fred Hassan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 9 | Elect Frank C. Herringer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 10 | Elect Tyler Jacks | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 11 | Elect Judith C. Pelham | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 12 | Elect Ronald D. Sugar | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 13 | Elect R. Sanders Williams | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Anheuser-Busch Inbev SA/NV | 04/27/2016 | Annual | 03/18/2016 | ABI | 03524A108 | 1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Anheuser-Busch Inbev SA/NV | 04/27/2016 | Annual | 03/18/2016 | ABI | 03524A108 | 2 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Anheuser-Busch Inbev SA/NV | 04/27/2016 | Annual | 03/18/2016 | ABI | 03524A108 | 3 | Ratification of Auditor’s Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Anheuser-Busch Inbev SA/NV | 04/27/2016 | Annual | 03/18/2016 | ABI | 03524A108 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Anheuser-Busch Inbev SA/NV | 04/27/2016 | Annual | 03/18/2016 | ABI | 03524A108 | 5 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Anheuser-Busch Inbev SA/NV | 04/27/2016 | Annual | 03/18/2016 | ABI | 03524A108 | 6 | Stock Options for Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Anheuser-Busch Inbev SA/NV | 04/27/2016 | Annual | 03/18/2016 | ABI | 03524A108 | 7 | Change of Control Clause (2010 Senior Facilities Agreement) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Anheuser-Busch Inbev SA/NV | 04/27/2016 | Annual | 03/18/2016 | ABI | 03524A108 | 8 | Change of Control Clause (2015 Senior Facilities Agreement) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Anheuser-Busch Inbev SA/NV | 04/27/2016 | Annual | 03/18/2016 | ABI | 03524A108 | 9 | Authority to Cancel VVPR-strips | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Anheuser-Busch Inbev SA/NV | 04/27/2016 | Annual | 03/18/2016 | ABI | 03524A108 | 10 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.2 | Elect Mark J. Alles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.3 | Elect Richard W. Barker | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.5 | Elect Michael D. Casey | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.7 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.8 | Elect Michael A. Friedman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.9 | Elect Julia A. Haller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.10 | Elect Gilla Kaplan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.11 | Elect James J. Loughlin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.12 | Elect Ernest Mario | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 5 | Exclusive Forum Provision | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 6 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 3 | Dividends from Reserves | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 4 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 5 | Election of Statutory Auditors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 6 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 7 | Appointment of Special Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 8 | Elect Evan G. Greenberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 9 | Elect Robert M. Hernandez | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 10 | Elect Michael G. Atieh | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 11 | Elect Sheila P. Burke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 13 | Elect Mary A. Cirillo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 14 | Elect Michael P. Connors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 15 | Elect John A. Edwardson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 16 | Elect Lawrence W. Kellner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 17 | Elect Leo F. Mullin | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 18 | Elect Kimberly Ross | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 19 | Elect Robert W. Scully | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 20 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 21 | Elect Theodore Shasta | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 22 | Elect David H. Sidwell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 23 | Elect Olivier Steimer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 24 | Elect James M. Zimmerman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 25 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 26 | Elect Michael P. Connors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 27 | Elect Mary A. Cirillo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 28 | Elect Robert M. Hernandez | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 29 | Elect Robert W. Scully | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 30 | Elect James M. Zimmerman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 31 | Election of Homburger AG as Independent Proxy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 32 | Increase in Authorized Share Capital for General Purposes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 33 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 34 | Compensation of the Board until the Next AGM | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 35 | Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 36 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 37 | Additional or Miscellaneous Proposals | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 1 | Elect Richard M. Bracken | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 2 | Elect C. David Brown II | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 5 | Elect David W. Dorman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 6 | Elect Anne M. Finucane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 7 | Elect Larry J. Merlo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 9 | Elect Richard J. Swift | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 10 | Elect William C. Weldon | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 11 | Elect Tony L. White | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 14 | Shareholder Proposal Regarding Incorporating Values in Political Spending | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 15 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 4 | Elect Teri List-Stoll | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 6 | Elect Mitchell P. Rales | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 7 | Elect Steven M. Rales | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 8 | Elect John T. Schwieters | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 9 | Elect Alan G. Spoon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 10 | Elect Elias A. Zerhouni | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Dollar Tree, Inc. | 06/16/2016 | Annual | 04/15/2016 | DLTR | 256746108 | 1 | Elect Arnold S. Barron | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Dollar Tree, Inc. | 06/16/2016 | Annual | 04/15/2016 | DLTR | 256746108 | 2 | Elect Gregory M. Bridgeford | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Dollar Tree, Inc. | 06/16/2016 | Annual | 04/15/2016 | DLTR | 256746108 | 3 | Elect Macon F. Brock, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Dollar Tree, Inc. | 06/16/2016 | Annual | 04/15/2016 | DLTR | 256746108 | 4 | Elect Mary Anne Citrino | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Dollar Tree, Inc. | 06/16/2016 | Annual | 04/15/2016 | DLTR | 256746108 | 5 | Elect H. Ray Compton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Dollar Tree, Inc. | 06/16/2016 | Annual | 04/15/2016 | DLTR | 256746108 | 6 | Elect Conrad M. Hall | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Dollar Tree, Inc. | 06/16/2016 | Annual | 04/15/2016 | DLTR | 256746108 | 7 | Elect Lemuel E. Lewis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Dollar Tree, Inc. | 06/16/2016 | Annual | 04/15/2016 | DLTR | 256746108 | 8 | Elect Bob Sasser | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Dollar Tree, Inc. | 06/16/2016 | Annual | 04/15/2016 | DLTR | 256746108 | 9 | Elect Thomas A. Saunders III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Dollar Tree, Inc. | 06/16/2016 | Annual | 04/15/2016 | DLTR | 256746108 | 10 | Elect Thomas E. Whiddon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Dollar Tree, Inc. | 06/16/2016 | Annual | 04/15/2016 | DLTR | 256746108 | 11 | Elect Carl P. Zeithaml | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Dollar Tree, Inc. | 06/16/2016 | Annual | 04/15/2016 | DLTR | 256746108 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Dollar Tree, Inc. | 06/16/2016 | Annual | 04/15/2016 | DLTR | 256746108 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Dollar Tree, Inc. | 06/16/2016 | Annual | 04/15/2016 | DLTR | 256746108 | 14 | Approval of the Material Terms under the Omnibus Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Ecolab Inc. | 05/05/2016 | Annual | 03/08/2016 | ECL | 278865100 | 1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Ecolab Inc. | 05/05/2016 | Annual | 03/08/2016 | ECL | 278865100 | 2 | Elect Barbara J. Beck | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Ecolab Inc. | 05/05/2016 | Annual | 03/08/2016 | ECL | 278865100 | 3 | Elect Leslie S. Biller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Ecolab Inc. | 05/05/2016 | Annual | 03/08/2016 | ECL | 278865100 | 4 | Elect Carl M. Casale | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Ecolab Inc. | 05/05/2016 | Annual | 03/08/2016 | ECL | 278865100 | 5 | Elect Stephen I. Chazen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Ecolab Inc. | 05/05/2016 | Annual | 03/08/2016 | ECL | 278865100 | 6 | Elect Jeffrey M. Ettinger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Ecolab Inc. | 05/05/2016 | Annual | 03/08/2016 | ECL | 278865100 | 7 | Elect Jerry A. Grundhofer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Ecolab Inc. | 05/05/2016 | Annual | 03/08/2016 | ECL | 278865100 | 8 | Elect Arthur J. Higgins | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Ecolab Inc. | 05/05/2016 | Annual | 03/08/2016 | ECL | 278865100 | 9 | Elect Michael Larson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Ecolab Inc. | 05/05/2016 | Annual | 03/08/2016 | ECL | 278865100 | 10 | Elect Jerry W. Levin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Ecolab Inc. | 05/05/2016 | Annual | 03/08/2016 | ECL | 278865100 | 11 | Elect David W. MacLennan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Ecolab Inc. | 05/05/2016 | Annual | 03/08/2016 | ECL | 278865100 | 12 | Elect Tracy B. McKibben | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Ecolab Inc. | 05/05/2016 | Annual | 03/08/2016 | ECL | 278865100 | 13 | Elect Victoria J. Reich | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Ecolab Inc. | 05/05/2016 | Annual | 03/08/2016 | ECL | 278865100 | 14 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Ecolab Inc. | 05/05/2016 | Annual | 03/08/2016 | ECL | 278865100 | 15 | Elect John J. Zillmer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Ecolab Inc. | 05/05/2016 | Annual | 03/08/2016 | ECL | 278865100 | 16 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Ecolab Inc. | 05/05/2016 | Annual | 03/08/2016 | ECL | 278865100 | 17 | Amendment to the 2001 Non-Employee Director Stock Option and Deferred Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Ecolab Inc. | 05/05/2016 | Annual | 03/08/2016 | ECL | 278865100 | 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Ecolab Inc. | 05/05/2016 | Annual | 03/08/2016 | ECL | 278865100 | 19 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | EOG Resources, Inc. | 04/26/2016 | Annual | 02/26/2016 | EOG | 26875P101 | 1 | Elect Janet F. Clark | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | EOG Resources, Inc. | 04/26/2016 | Annual | 02/26/2016 | EOG | 26875P101 | 2 | Elect Charles R. Crisp | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | EOG Resources, Inc. | 04/26/2016 | Annual | 02/26/2016 | EOG | 26875P101 | 3 | Elect James C. Day | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | EOG Resources, Inc. | 04/26/2016 | Annual | 02/26/2016 | EOG | 26875P101 | 4 | Elect H. Leighton Steward | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | EOG Resources, Inc. | 04/26/2016 | Annual | 02/26/2016 | EOG | 26875P101 | 5 | Elect Donald F. Textor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | EOG Resources, Inc. | 04/26/2016 | Annual | 02/26/2016 | EOG | 26875P101 | 6 | Elect William R. Thomas | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | EOG Resources, Inc. | 04/26/2016 | Annual | 02/26/2016 | EOG | 26875P101 | 7 | Elect Frank G. Wisner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | EOG Resources, Inc. | 04/26/2016 | Annual | 02/26/2016 | EOG | 26875P101 | 8 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | EOG Resources, Inc. | 04/26/2016 | Annual | 02/26/2016 | EOG | 26875P101 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Goldman Sachs Group Inc. | 05/20/2016 | Annual | 03/21/2016 | GS | 38141G104 | 1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Goldman Sachs Group Inc. | 05/20/2016 | Annual | 03/21/2016 | GS | 38141G104 | 2 | Elect M. Michele Burns | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Goldman Sachs Group Inc. | 05/20/2016 | Annual | 03/21/2016 | GS | 38141G104 | 3 | Elect Gary D. Cohn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Goldman Sachs Group Inc. | 05/20/2016 | Annual | 03/21/2016 | GS | 38141G104 | 4 | Elect Mark Flaherty | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Goldman Sachs Group Inc. | 05/20/2016 | Annual | 03/21/2016 | GS | 38141G104 | 5 | Elect William W. George | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Goldman Sachs Group Inc. | 05/20/2016 | Annual | 03/21/2016 | GS | 38141G104 | 6 | Elect James A. Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Goldman Sachs Group Inc. | 05/20/2016 | Annual | 03/21/2016 | GS | 38141G104 | 7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Goldman Sachs Group Inc. | 05/20/2016 | Annual | 03/21/2016 | GS | 38141G104 | 8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Goldman Sachs Group Inc. | 05/20/2016 | Annual | 03/21/2016 | GS | 38141G104 | 9 | Elect Peter Oppenheimer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Goldman Sachs Group Inc. | 05/20/2016 | Annual | 03/21/2016 | GS | 38141G104 | 10 | Elect Debora L. Spar | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Goldman Sachs Group Inc. | 05/20/2016 | Annual | 03/21/2016 | GS | 38141G104 | 11 | Elect Mark E. Tucker | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Goldman Sachs Group Inc. | 05/20/2016 | Annual | 03/21/2016 | GS | 38141G104 | 12 | Elect David A. Viniar | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Goldman Sachs Group Inc. | 05/20/2016 | Annual | 03/21/2016 | GS | 38141G104 | 13 | Elect Mark O. Winkelman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Goldman Sachs Group Inc. | 05/20/2016 | Annual | 03/21/2016 | GS | 38141G104 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Goldman Sachs Group Inc. | 05/20/2016 | Annual | 03/21/2016 | GS | 38141G104 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Goldman Sachs Group Inc. | 05/20/2016 | Annual | 03/21/2016 | GS | 38141G104 | 16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Goldman Sachs Group Inc. | 05/20/2016 | Annual | 03/21/2016 | GS | 38141G104 | 17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Goldman Sachs Group Inc. | 05/20/2016 | Annual | 03/21/2016 | GS | 38141G104 | 18 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 1 | Elect William S. Ayer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 2 | Elect Kevin Burke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 4 | Elect David M. Cote | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 5 | Elect D. Scott Davis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 6 | Elect Linnet F. Deily | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 7 | Elect Judd Gregg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 8 | Elect Clive Hollick | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 9 | Elect Grace D. Lieblein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 10 | Elect George Paz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 11 | Elect Bradley T. Sheares | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 12 | Elect Robin L. Washington | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 15 | 2016 Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 16 | Approval of 2016 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Idex Corporation | 04/06/2016 | Annual | 02/10/2016 | IEX | 45167R104 | 1.1 | Elect Ernest J. Mrozek | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Idex Corporation | 04/06/2016 | Annual | 02/10/2016 | IEX | 45167R104 | 1.2 | Elect David C. Parry | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Idex Corporation | 04/06/2016 | Annual | 02/10/2016 | IEX | 45167R104 | 1.3 | Elect Livingston Satterthwaite | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Idex Corporation | 04/06/2016 | Annual | 02/10/2016 | IEX | 45167R104 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Idex Corporation | 04/06/2016 | Annual | 02/10/2016 | IEX | 45167R104 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 1 | Elect Linda B. Bammann | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 2 | Elect James A. Bell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 3 | Elect Crandall C. Bowles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 4 | Elect Stephen B. Burke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 5 | Elect James S. Crown | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 6 | Elect James Dimon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 9 | Elect Michael A. Neal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 10 | Elect Lee R. Raymond | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 11 | Elect William C. Weldon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 17 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 19 | Shareholder Proposal Regarding Linking Executive Pay to Social Factors | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Las Vegas Sands Corp. | 06/03/2016 | Annual | 04/11/2016 | LVS | 517834107 | 1.1 | Elect Sheldon G. Adelson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Las Vegas Sands Corp. | 06/03/2016 | Annual | 04/11/2016 | LVS | 517834107 | 1.2 | Elect Irwin Chafetz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Las Vegas Sands Corp. | 06/03/2016 | Annual | 04/11/2016 | LVS | 517834107 | 1.3 | Elect Robert G. Goldstein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Las Vegas Sands Corp. | 06/03/2016 | Annual | 04/11/2016 | LVS | 517834107 | 1.4 | Elect Charles A. Koppelman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Las Vegas Sands Corp. | 06/03/2016 | Annual | 04/11/2016 | LVS | 517834107 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Las Vegas Sands Corp. | 06/03/2016 | Annual | 04/11/2016 | LVS | 517834107 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.1 | Elect Brent D. Baird | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.2 | Elect C. Angela Bontempo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.3 | Elect Robert T. Brady | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.4 | Elect T. Jefferson Cunningham, III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.5 | Elect Mark J. Czarnecki | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.6 | Elect Gary N. Geisel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.7 | Elect Richard A. Grossi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.8 | Elect John D. Hawke Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.9 | Elect Patrick W. E. Hodgson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.10 | Elect Richard G. King | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.11 | Elect Newton P.S. Merrill | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.12 | Elect Melinda R. Rich | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.13 | Elect Robert E. Sadler, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.14 | Elect Denis J. Salamone | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.15 | Elect Herbert L. Washington | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.16 | Elect Robert G. Wilmers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Magellan Midstream Partners, L.P. | 04/21/2016 | Annual | 02/22/2016 | MMP | 559080106 | 1.1 | Elect Walter R. Arnheim | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Magellan Midstream Partners, L.P. | 04/21/2016 | Annual | 02/22/2016 | MMP | 559080106 | 1.2 | Elect Patrick C. Eilers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Magellan Midstream Partners, L.P. | 04/21/2016 | Annual | 02/22/2016 | MMP | 559080106 | 2 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Magellan Midstream Partners, L.P. | 04/21/2016 | Annual | 02/22/2016 | MMP | 559080106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Magellan Midstream Partners, L.P. | 04/21/2016 | Annual | 02/22/2016 | MMP | 559080106 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mckesson Corporation | 07/29/2015 | Annual | 06/01/2015 | MCK | 58155Q103 | 1 | Elect Andy D. Bryant | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mckesson Corporation | 07/29/2015 | Annual | 06/01/2015 | MCK | 58155Q103 | 2 | Elect Wayne A. Budd | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mckesson Corporation | 07/29/2015 | Annual | 06/01/2015 | MCK | 58155Q103 | 3 | Elect N. Anthony Coles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mckesson Corporation | 07/29/2015 | Annual | 06/01/2015 | MCK | 58155Q103 | 4 | Elect John H. Hammergren | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mckesson Corporation | 07/29/2015 | Annual | 06/01/2015 | MCK | 58155Q103 | 5 | Elect Alton F. Irby III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mckesson Corporation | 07/29/2015 | Annual | 06/01/2015 | MCK | 58155Q103 | 6 | Elect M. Christine Jacobs | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mckesson Corporation | 07/29/2015 | Annual | 06/01/2015 | MCK | 58155Q103 | 7 | Elect Donald R. Knauss | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mckesson Corporation | 07/29/2015 | Annual | 06/01/2015 | MCK | 58155Q103 | 8 | Elect Marie L. Knowles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mckesson Corporation | 07/29/2015 | Annual | 06/01/2015 | MCK | 58155Q103 | 9 | Elect David M. Lawrence | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mckesson Corporation | 07/29/2015 | Annual | 06/01/2015 | MCK | 58155Q103 | 10 | Elect Edward A. Mueller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mckesson Corporation | 07/29/2015 | Annual | 06/01/2015 | MCK | 58155Q103 | 11 | Elect Susan R. Salka | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mckesson Corporation | 07/29/2015 | Annual | 06/01/2015 | MCK | 58155Q103 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mckesson Corporation | 07/29/2015 | Annual | 06/01/2015 | MCK | 58155Q103 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mckesson Corporation | 07/29/2015 | Annual | 06/01/2015 | MCK | 58155Q103 | 14 | Reapproval of the Management Cash Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mckesson Corporation | 07/29/2015 | Annual | 06/01/2015 | MCK | 58155Q103 | 15 | Adoption of Proxy Access Bylaw | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mckesson Corporation | 07/29/2015 | Annual | 06/01/2015 | MCK | 58155Q103 | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mckesson Corporation | 07/29/2015 | Annual | 06/01/2015 | MCK | 58155Q103 | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 1 | Elect Steven M. Altschuler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 2 | Elect Howard B. Bernick | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 4 | Elect Anna C. Catalano | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 5 | Elect Celeste A. Clark | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 6 | Elect James M. Cornelius | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 7 | Elect Stephen W. Golsby | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 8 | Elect Michael Grobstein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 11 | Elect Michael A. Sherman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 12 | Elect Elliott Sigal | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 13 | Elect Robert Singer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 3 | Elect Lois D. Juliber | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 4 | Elect Mark D. Ketchum | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 6 | Elect Joseph Neubauer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 7 | Elect Nelson Peltz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 8 | Elect Fredric G. Reynolds | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 10 | Elect Christiana Shi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 11 | Elect Patrick T. Siewert | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 12 | Elect Ruth J. Simmons | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 13 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 18 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | PVH Corp. | 06/16/2016 | Annual | 04/22/2016 | PVH | 693656100 | 1 | Elect Mary Baglivo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | PVH Corp. | 06/16/2016 | Annual | 04/22/2016 | PVH | 693656100 | 2 | Elect Brent Callinicos | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | PVH Corp. | 06/16/2016 | Annual | 04/22/2016 | PVH | 693656100 | 3 | Elect Emanuel Chirico | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | PVH Corp. | 06/16/2016 | Annual | 04/22/2016 | PVH | 693656100 | 4 | Elect Juan R. Figuereo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | PVH Corp. | 06/16/2016 | Annual | 04/22/2016 | PVH | 693656100 | 5 | Elect Joseph B. Fuller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | PVH Corp. | 06/16/2016 | Annual | 04/22/2016 | PVH | 693656100 | 6 | Elect V. James Marino | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | PVH Corp. | 06/16/2016 | Annual | 04/22/2016 | PVH | 693656100 | 7 | Elect G. Penny McIntyre | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | PVH Corp. | 06/16/2016 | Annual | 04/22/2016 | PVH | �� | 693656100 | 8 | Elect Henry Nasella | Mgmt | For | For | For | Voted | ||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | PVH Corp. | 06/16/2016 | Annual | 04/22/2016 | PVH | 693656100 | 9 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | PVH Corp. | 06/16/2016 | Annual | 04/22/2016 | PVH | 693656100 | 10 | Elect Craig W. Rydin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | PVH Corp. | 06/16/2016 | Annual | 04/22/2016 | PVH | 693656100 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | PVH Corp. | 06/16/2016 | Annual | 04/22/2016 | PVH | 693656100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 1.1 | Elect Amy Woods Brinkley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 1.2 | Elect John F. Fort, III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 1.3 | Elect Brian D. Jellison | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 1.4 | Elect Robert D. Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 1.5 | Elect Robert E. Knowling, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 1.6 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 1.7 | Elect Laura G. Thatcher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 1.8 | Elect Richard F. Wallman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 1.9 | Elect Christopher Wright | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 4 | Approval of 2016 Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 1 | Elect Peter L.S. Currie | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 2 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 3 | Elect Paal Kibsgaard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 4 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 5 | Elect Michael E. Marks | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 6 | Elect Indra K. Nooyi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 7 | Elect Lubna S. Olayan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 8 | Elect Leo Rafael Reif | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 9 | Elect Tore I. Sandvold | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 10 | Elect Henri Seydoux | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 12 | Approval of Financials Statements/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 14 | Amendments to Articles of Incorporation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 15 | Ratification of Board Size | Mgmt | For | Against | Against | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 16 | Amendment to the French Sub Plan Under the 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 1 | Elect Michael Chu | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 2 | Elect Lawrence R. Codey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 3 | Elect Patrick Duff | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 4 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 5 | Elect Neil Lustig | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 6 | Elect Kenneth P. Manning | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 7 | Elect William J. Marino | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 8 | Elect Jerome A. Peribere | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 9 | Elect Richard L. Wambold | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Transdigm Group Incorporated | 03/02/2016 | Annual | 01/04/2016 | TDG | 893641100 | 1.1 | Elect William Dries | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Transdigm Group Incorporated | 03/02/2016 | Annual | 01/04/2016 | TDG | 893641100 | 1.2 | Elect Mervin Dunn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Transdigm Group Incorporated | 03/02/2016 | Annual | 01/04/2016 | TDG | 893641100 | 1.3 | Elect Michael Graff | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Transdigm Group Incorporated | 03/02/2016 | Annual | 01/04/2016 | TDG | 893641100 | 1.4 | Elect W. Nicholas Howley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Transdigm Group Incorporated | 03/02/2016 | Annual | 01/04/2016 | TDG | 893641100 | 1.5 | Elect Raymond Laubenthal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Transdigm Group Incorporated | 03/02/2016 | Annual | 01/04/2016 | TDG | 893641100 | 1.6 | Elect Robert J Small | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Transdigm Group Incorporated | 03/02/2016 | Annual | 01/04/2016 | TDG | 893641100 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Transdigm Group Incorporated | 03/02/2016 | Annual | 01/04/2016 | TDG | 893641100 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 2 | Elect Warner L. Baxter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 3 | Elect Marc N. Casper | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 5 | Elect Richard K. Davis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 6 | Elect Kimberly J. Harris | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 7 | Elect Roland A. Hernandez | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 8 | Elect Doreen Woo Ho | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 10 | Elect Karen S. Lynch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 11 | Elect David B. O’Maley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 12 | Elect O’dell M. Owens | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 13 | Elect Craig D. Schnuck | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 14 | Elect Scott W. Wine | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 17 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Union Pacific Corporation | 05/12/2016 | Annual | 03/11/2016 | UNP | 907818108 | 1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Union Pacific Corporation | 05/12/2016 | Annual | 03/11/2016 | UNP | 907818108 | 2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Union Pacific Corporation | 05/12/2016 | Annual | 03/11/2016 | UNP | 907818108 | 3 | Elect David B. Dillon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Union Pacific Corporation | 05/12/2016 | Annual | 03/11/2016 | UNP | 907818108 | 4 | Elect Lance M. Fritz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Union Pacific Corporation | 05/12/2016 | Annual | 03/11/2016 | UNP | 907818108 | 5 | Elect Charles C. Krulak | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Union Pacific Corporation | 05/12/2016 | Annual | 03/11/2016 | UNP | 907818108 | 6 | Elect Jane H. Lute | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Union Pacific Corporation | 05/12/2016 | Annual | 03/11/2016 | UNP | 907818108 | 7 | Elect Michael R. McCarthy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Union Pacific Corporation | 05/12/2016 | Annual | 03/11/2016 | UNP | 907818108 | 8 | Elect Michael W. McConnell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Union Pacific Corporation | 05/12/2016 | Annual | 03/11/2016 | UNP | 907818108 | 9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Union Pacific Corporation | 05/12/2016 | Annual | 03/11/2016 | UNP | 907818108 | 10 | Elect Steven R. Rogel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Union Pacific Corporation | 05/12/2016 | Annual | 03/11/2016 | UNP | 907818108 | 11 | Elect Jose H. Villarreal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Union Pacific Corporation | 05/12/2016 | Annual | 03/11/2016 | UNP | 907818108 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Union Pacific Corporation | 05/12/2016 | Annual | 03/11/2016 | UNP | 907818108 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Union Pacific Corporation | 05/12/2016 | Annual | 03/11/2016 | UNP | 907818108 | 14 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Union Pacific Corporation | 05/12/2016 | Annual | 03/11/2016 | UNP | 907818108 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 1 | Elect John D. Baker II | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 2 | Elect Elaine L. Chao | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 3 | Elect John S. Chen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 4 | Elect Lloyd H. Dean | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 6 | Elect Susan E. Engel | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 8 | Elect Donald M. James | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 10 | Elect Federico F. Pena | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 11 | Elect James H. Quigley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 12 | Elect Stephen W. Sanger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 13 | Elect John G. Stumpf | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 14 | Elect Susan G. Swenson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 17 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Williams Companies, Inc. | 06/27/2016 | Special | 05/19/2016 | WMB | 969457100 | 1 | Merger/Acquisition | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Williams Companies, Inc. | 06/27/2016 | Special | 05/19/2016 | WMB | 969457100 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Concentrated Value (formerly Focused Equities) Fund | Williams Companies, Inc. | 06/27/2016 | Special | 05/19/2016 | WMB | 969457100 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 1 | Elect Andres R. Gluski | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 2 | Elect Charles L. Harrington | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 3 | Elect Kristina M. Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 4 | Elect Tarun Khanna | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 5 | Elect Holly K. Koeppel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 6 | Elect Philip Lader | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 7 | Elect James H. Miller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 8 | Elect John B. Morse, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 9 | Elect Moises Naim | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 10 | Elect Charles O. Rossotti | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 13 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 05/24/2016 | Annual | 03/28/2016 | ALL | 020002101 | 1 | Elect Kermit R. Crawford | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 05/24/2016 | Annual | 03/28/2016 | ALL | 020002101 | 2 | Elect Michael L. Eskew | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 05/24/2016 | Annual | 03/28/2016 | ALL | 020002101 | 3 | Elect Herbert L. Henkel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 05/24/2016 | Annual | 03/28/2016 | ALL | 020002101 | 4 | Elect Siddharth N. Mehta | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 05/24/2016 | Annual | 03/28/2016 | ALL | 020002101 | 5 | Elect Jacques P. Perold | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 05/24/2016 | Annual | 03/28/2016 | ALL | 020002101 | 6 | Elect Andrea Redmond | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 05/24/2016 | Annual | 03/28/2016 | ALL | 020002101 | 7 | Elect John W. Rowe | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 05/24/2016 | Annual | 03/28/2016 | ALL | 020002101 | 8 | Elect Judith A. Sprieser | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 05/24/2016 | Annual | 03/28/2016 | ALL | 020002101 | 9 | Elect Mary Alice Taylor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 05/24/2016 | Annual | 03/28/2016 | ALL | 020002101 | 10 | Elect Thomas J. Wilson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 05/24/2016 | Annual | 03/28/2016 | ALL | 020002101 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 05/24/2016 | Annual | 03/28/2016 | ALL | 020002101 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 05/24/2016 | Annual | 03/28/2016 | ALL | 020002101 | 13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Allstate Corporation | 05/24/2016 | Annual | 03/28/2016 | ALL | 020002101 | 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 1 | Elect Nicholas K. Akins | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 2 | Elect David J. Anderson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 7 | Elect Sandra Beach Lin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 8 | Elect Richard C. Notebaert | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | American Electric Power Company, Inc. | 04/26/2016 | Annual | 02/29/2016 | AEP | 025537101 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 04/27/2016 | Annual | 02/29/2016 | AMP | 03076C106 | 1 | Elect James M. Cracchiolo | Mgmt | �� | For | For | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 04/27/2016 | Annual | 02/29/2016 | AMP | 03076C106 | 2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 04/27/2016 | Annual | 02/29/2016 | AMP | 03076C106 | 3 | Elect Amy DiGeso | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 04/27/2016 | Annual | 02/29/2016 | AMP | 03076C106 | 4 | Elect Lon R. Greenberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 04/27/2016 | Annual | 02/29/2016 | AMP | 03076C106 | 5 | Elect Siri S. Marshall | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 04/27/2016 | Annual | 02/29/2016 | AMP | 03076C106 | 6 | Elect Jeffrey Noddle | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 04/27/2016 | Annual | 02/29/2016 | AMP | 03076C106 | 7 | Elect H. Jay Sarles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 04/27/2016 | Annual | 02/29/2016 | AMP | 03076C106 | 8 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 04/27/2016 | Annual | 02/29/2016 | AMP | 03076C106 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | 04/27/2016 | Annual | 02/29/2016 | AMP | 03076C106 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 1 | Elect Randall L. Stephenson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 3 | Elect Richard W. Fisher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 4 | Elect Scott T. Ford | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 6 | Elect William E. Kennard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 7 | Elect Michael McCallister | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 8 | Elect Beth E. Mooney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 9 | Elect Joyce M. Roche | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 10 | Elect Matthew K. Rose | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 11 | Elect Cynthia B. Taylor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 12 | Elect Laura D’Andrea Tyson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 15 | Approval of the 2016 Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | AT and T Inc. | 04/29/2016 | Annual | 03/01/2016 | T | 00206R102 | 18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 04/28/2016 | Annual | 02/29/2016 | AVY | 053611109 | 1 | Elect Bradley Alford | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 04/28/2016 | Annual | 02/29/2016 | AVY | 053611109 | 2 | Elect Anthony K. Anderson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 04/28/2016 | Annual | 02/29/2016 | AVY | 053611109 | 3 | Elect Peter K. Barker | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 04/28/2016 | Annual | 02/29/2016 | AVY | 053611109 | 4 | Elect Mitchell R. Butier | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 04/28/2016 | Annual | 02/29/2016 | AVY | 053611109 | 5 | Elect Ken Hicks | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 04/28/2016 | Annual | 02/29/2016 | AVY | 053611109 | 6 | Elect David Pyott | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 04/28/2016 | Annual | 02/29/2016 | AVY | 053611109 | 7 | Elect Dean Scarborough | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 04/28/2016 | Annual | 02/29/2016 | AVY | 053611109 | 8 | Elect Patrick Siewert | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 04/28/2016 | Annual | 02/29/2016 | AVY | 053611109 | 9 | Elect Julia Stewart | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 04/28/2016 | Annual | 02/29/2016 | AVY | 053611109 | 10 | Elect Martha Sullivan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 04/28/2016 | Annual | 02/29/2016 | AVY | 053611109 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Avery Dennison Corporation | 04/28/2016 | Annual | 02/29/2016 | AVY | 053611109 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 1 | Elect Larry D. Brady | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 4 | Elect Martin S. Craighead | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 5 | Elect William H. Easter III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 8 | Elect Claire W. Gargalli | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 9 | Elect Pierre H. Jungels | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 10 | Elect James A. Lash | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 11 | Elect J. Larry Nichols | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 12 | Elect James W. Stewart | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 13 | Elect Charles L. Watson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Baker Hughes Incorporated | 05/24/2016 | Annual | 04/01/2016 | BHI | 057224107 | 16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 1 | Elect Bennett Dorrance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 2 | Elect Randall W. Larrimore | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 3 | Elect Marc B. Lautenbach | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 4 | Elect Mary Alice D. Malone | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 5 | Elect Sara Mathew | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 6 | Elect Denise M. Morrison | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 7 | Elect Charles R. Perrin | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 8 | Elect A. Barry Rand | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 9 | Elect Nick Shreiber | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 10 | Elect Tracey Travis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 11 | Elect Archbold D. van Beuren | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 12 | Elect Les C. Vinney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 15 | Approval of 2015 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 1 | Elect Alexander B. Cummings, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 2 | Elect Linnet F. Deily | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 3 | Elect Robert E. Denham | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 4 | Elect Alice P. Gast | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 8 | Elect John G. Stumpf | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 9 | Elect Ronald D. Sugar | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 10 | Elect Inge G. Thulin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 11 | Elect John S. Watson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 14 | Amendment to Non-Employee Directors’ Equity Compensation and Deferral Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 16 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 17 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 18 | Shareholder Proposal Regarding Report on Reserve Replacements | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 19 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 20 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | 05/25/2016 | Annual | 03/30/2016 | CVX | 166764100 | 22 | Shareholder Proposal Regarding Right to Call a Special meeting | ShrHoldr | Against | For | Against | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 1 | Elect Carol A. Bartz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 2 | Elect M. Michele Burns | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 3 | Elect Michael D. Capellas | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 4 | Elect John T. Chambers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 5 | Elect Brian L. Halla | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 6 | Elect John L. Hennessy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 7 | Elect Kristina M. Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 8 | Elect Roderick C. McGeary | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 9 | Elect Charlesá H. Robbins | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 10 | Elect Arun Sarin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 11 | Elect Steven M. West | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 14 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | 11/19/2015 | Annual | 09/21/2015 | CSCO | 17275R102 | 15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 1 | Elect Michael L. Corbat | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 2 | Elect Ellen M. Costello | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 3 | Elect Duncan P. Hennes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 4 | Elect Peter B. Henry | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 5 | Elect Franz B. Humer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 6 | Elect Renee J. James | Mgmt | For | For | �� | For | Voted | ||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 7 | Elect Eugene M. McQuade | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 8 | Elect Michael E. O’Neill | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 9 | Elect Gary M. Reiner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 10 | Elect Judith Rodin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 11 | Elect Anthony M. Santomero | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 12 | Elect Joan E. Spero | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 13 | Elect Diana L. Taylor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 14 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 15 | Elect James S. Turley | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 17 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 20 | Amendment to the 2011 Executive Performance Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 23 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 24 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | 04/26/2016 | Annual | 02/29/2016 | C | 172967424 | 25 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 1 | Elect David Denton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 2 | Elect Andrea Guerra | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 3 | Elect Susan J. Kropf | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 4 | Elect Victor Luis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 5 | Elect Ivan Menezes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 6 | Elect William R. Nuti | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 7 | Elect Stephanie Tilenius | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 8 | Elect Jide J. Zeitlin | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 11 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.4 | Elect Edward D. Breen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.5 | Elect Joseph J. Collins | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.11 | Elect Judith Rodin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 3 | Amend 2002 Restricted Stock Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 4 | Amend 2003 Stock Option Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 5 | Amend 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 6 | Amend 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 10 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | 12/10/2015 | Special | 10/20/2015 | CMCSA | 20030N101 | 1 | Conversion of Class A Special Common Stock Into Class A Common Stock | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 1 | Elect Donald W. Blair | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 2 | Elect Stephanie A. Burns | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 3 | Elect John A. Canning Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 4 | Elect Richard T. Clark | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 5 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 6 | Elect Deborah A. Henretta | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 7 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 8 | Elect Kurt M. Landgraf | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 9 | Elect Kevin J. Martin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 10 | Elect Deborah D. Rieman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 11 | Elect Hansel E. Tookes II | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 12 | Elect Wendell P. Weeks | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 13 | Elect Mark S. Wrighton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | 04/28/2016 | Annual | 02/29/2016 | GLW | 219350105 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.1 | Elect T.J. Rodgers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.2 | Elect W. Steve Albrecht | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.3 | Elect Eric A. Benhamou | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.4 | Elect H. Raymond Bingham | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.5 | Elect John H. Kispert | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.6 | Elect O.C. Kwon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.7 | Elect Wilbert van den Hoek | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.8 | Elect Michael S. Wishart | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 04/15/2016 | DTE | 251566105 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 04/15/2016 | DTE | 251566105 | 2 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 04/15/2016 | DTE | 251566105 | 3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 04/15/2016 | DTE | 251566105 | 4 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 04/15/2016 | DTE | 251566105 | 5 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 04/15/2016 | DTE | 251566105 | 6 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 04/15/2016 | DTE | 251566105 | 7 | Elect Helga Jung as Supervisory Board Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 04/15/2016 | DTE | 251566105 | 8 | Supervisory Board Members’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Deutsche Telekom AG | 05/25/2016 | Annual | 04/15/2016 | DTE | 251566105 | 9 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | E. I. du Pont de Nemours and Company | 04/27/2016 | Annual | 03/07/2016 | DD | 263534109 | 1 | Elect Lamberto Andreotti | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | E. I. du Pont de Nemours and Company | 04/27/2016 | Annual | 03/07/2016 | DD | 263534109 | 2 | Elect Edward D. Breen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | E. I. du Pont de Nemours and Company | 04/27/2016 | Annual | 03/07/2016 | DD | 263534109 | 3 | Elect Robert A. Brown | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | E. I. du Pont de Nemours and Company | 04/27/2016 | Annual | 03/07/2016 | DD | 263534109 | 4 | Elect Alexander M. Cutler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | E. I. du Pont de Nemours and Company | 04/27/2016 | Annual | 03/07/2016 | DD | 263534109 | 5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | E. I. du Pont de Nemours and Company | 04/27/2016 | Annual | 03/07/2016 | DD | 263534109 | 6 | Elect James L. Gallogly | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | E. I. du Pont de Nemours and Company | 04/27/2016 | Annual | 03/07/2016 | DD | 263534109 | 7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | E. I. du Pont de Nemours and Company | 04/27/2016 | Annual | 03/07/2016 | DD | 263534109 | 8 | Elect Lois D. Juliber | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | E. I. du Pont de Nemours and Company | 04/27/2016 | Annual | 03/07/2016 | DD | 263534109 | 9 | Elect Ulf M. Schneider | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | E. I. du Pont de Nemours and Company | 04/27/2016 | Annual | 03/07/2016 | DD | 263534109 | 10 | Elect Lee M. Thomas | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | E. I. du Pont de Nemours and Company | 04/27/2016 | Annual | 03/07/2016 | DD | 263534109 | 11 | Elect Patrick J. Ward | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | E. I. du Pont de Nemours and Company | 04/27/2016 | Annual | 03/07/2016 | DD | 263534109 | 12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | E. I. du Pont de Nemours and Company | 04/27/2016 | Annual | 03/07/2016 | DD | 263534109 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | E. I. du Pont de Nemours and Company | 04/27/2016 | Annual | 03/07/2016 | DD | 263534109 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | E. I. du Pont de Nemours and Company | 04/27/2016 | Annual | 03/07/2016 | DD | 263534109 | 15 | Shareholder Proposal Regarding Employee Board Advisory Position | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | E. I. du Pont de Nemours and Company | 04/27/2016 | Annual | 03/07/2016 | DD | 263534109 | 16 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | E. I. du Pont de Nemours and Company | 04/27/2016 | Annual | 03/07/2016 | DD | 263534109 | 17 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 1 | Elect James L. Barksdale | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 2 | Elect John A. Edwardson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 3 | Elect Marvin Ellison | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 4 | Elect Kimberly A. Jabal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 5 | Elect Shirley Ann Jackson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 6 | Elect Gary W. Loveman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 7 | Elect R. Brad Martin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 8 | Elect Joshua C. Ramo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 9 | Elect Susan C. Schwab | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 10 | Elect Frederick W. Smith | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 11 | Elect David P. Steiner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 12 | Elect Paul S. Walsh | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 16 | Shareholder Proposal Regarding Tax Payments on Restricted Stock Awards | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 17 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | FedEx Corporation | 09/28/2015 | Annual | 08/03/2015 | FDX | 31428X106 | 21 | Shareholder Proposal Regarding Report of Values in Political Spending | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 1 | Elect Domenico De Sole | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 2 | Elect Robert J. Fisher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 3 | Elect William S. Fisher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 4 | Elect Tracy Gardner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 5 | Elect Isabella D. Goren | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 6 | Elect Bob L. Martin | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 7 | Elect Jorge P. Montoya | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 8 | Elect Arthur Peck | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 10 | Elect Katherine Tsang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 13 | Approval of the Amendment and Restatement of the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 1 | Elect Sebastien Bazin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 3 | Elect John J. Brennan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 4 | Elect Francisco D’Souza | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 6 | Elect Peter B. Henry | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 7 | Elect Susan Hockfield | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 9 | Elect Andrea Jung | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 10 | Elect Robert W. Lane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 12 | Elect Lowell C. McAdam | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 13 | Elect James J. Mulva | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 14 | Elect James E. Rohr | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 15 | Elect Mary L. Schapiro | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 16 | Elect James S. Tisch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 18 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 21 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 22 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 23 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 24 | Shareholder Proposal Regarding Human Rights Review | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 1 | Elect John F. Cogan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 2 | Elect Kevin E. Lofton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 3 | Elect John W. Madigan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 4 | Elect John C. Martin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 5 | Elect John F. Milligan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 6 | Elect Nicholas G. Moore | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 7 | Elect Richard J. Whitley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 8 | Elect Gayle E. Wilson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 9 | Elect Per Wold-Olsen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 11 | Amendment to the Code Section 162(m) Bonus Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | 05/11/2016 | Annual | 03/16/2016 | GILD | 375558103 | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 1 | Elect Charlene Barshefsky | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 2 | Elect Aneel Bhusri | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 3 | Elect Andy D. Bryant | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 4 | Elect John J. Donahoe | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 5 | Elect Reed E. Hundt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 6 | Elect Brian M. Krzanich | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 7 | Elect James D. Plummer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 8 | Elect David S. Pottruck | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 9 | Elect Frank D. Yeary | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 10 | Elect David B. Yoffie | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 13 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intel Corporation | 05/19/2016 | Annual | 03/21/2016 | INTC | 458140100 | 15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 1 | Elect Charles R. Crisp | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 2 | Elect Jean-Marc Forneri | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 3 | Elect Lord Hague of Richmond | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 4 | Elect Fred W. Hatfield | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 5 | Elect Frederic V. Salerno | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 6 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 7 | Elect Judith A. Sprieser | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 8 | Elect Vincent Tese | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | 05/13/2016 | Annual | 03/15/2016 | ICE | 45866F104 | 11 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 1 | Elect Colleen C. Barrett | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 2 | Elect Marvin R. Ellison | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 3 | Elect Amanda Ginsberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 4 | Elect B. Craig Owens | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 5 | Elect Lisa A. Payne | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 6 | Elect J. Paul Raines | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 7 | Elect Leonard H. Roberts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 8 | Elect Javier G. Teruel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 9 | Elect R. Gerald Turner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 10 | Elect Ronald W. Tysoe | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 11 | Elect Myron E. Ullman III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 13 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 14 | 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 1 | Elect Mary C. Beckerle | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 2 | Elect D. Scott Davis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 3 | Elect Ian E.L. Davis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 4 | Elect Alex Gorsky | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 5 | Elect Susan L. Lindquist | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 6 | Elect Mark B. McClellan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 8 | Elect William D. Perez | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 9 | Elect Charles Prince | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 10 | Elect A. Eugene Washington | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 11 | Elect Ronald A. Williams | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 17 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 1 | Elect Linda B. Bammann | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 2 | Elect James A. Bell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 3 | Elect Crandall C. Bowles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 4 | Elect Stephen B. Burke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 5 | Elect James S. Crown | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 6 | Elect James Dimon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 9 | Elect Michael A. Neal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 10 | Elect Lee R. Raymond | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 11 | Elect William C. Weldon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 17 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | 05/17/2016 | Annual | 03/18/2016 | JPM | 46625H100 | 19 | Shareholder Proposal Regarding Linking Executive Pay to Social Factors | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Kimco Realty Corporation | 04/26/2016 | Annual | 03/07/2016 | KIM | 49446R109 | 1 | Elect Milton Cooper | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Kimco Realty Corporation | 04/26/2016 | Annual | 03/07/2016 | KIM | 49446R109 | 2 | Elect Philip E. Coviello | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Kimco Realty Corporation | 04/26/2016 | Annual | 03/07/2016 | KIM | 49446R109 | 3 | Elect Richard G. Dooley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Kimco Realty Corporation | 04/26/2016 | Annual | 03/07/2016 | KIM | 49446R109 | 4 | Elect Conor C. Flynn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Kimco Realty Corporation | 04/26/2016 | Annual | 03/07/2016 | KIM | 49446R109 | 5 | Elect Joe Grills | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Kimco Realty Corporation | 04/26/2016 | Annual | 03/07/2016 | KIM | 49446R109 | 6 | Elect Frank Lourenso | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Kimco Realty Corporation | 04/26/2016 | Annual | 03/07/2016 | KIM | 49446R109 | 7 | Elect Colombe M. Nicholas | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Kimco Realty Corporation | 04/26/2016 | Annual | 03/07/2016 | KIM | 49446R109 | 8 | Elect Richard Saltzman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Kimco Realty Corporation | 04/26/2016 | Annual | 03/07/2016 | KIM | 49446R109 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Kimco Realty Corporation | 04/26/2016 | Annual | 03/07/2016 | KIM | 49446R109 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips Electronics N.V. | 12/18/2015 | Special | 11/20/2015 | PHIA | 500472303 | 1 | Elect Abhijit Bhattacharya to the Management Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips N.V. | 05/12/2016 | Annual | 04/14/2016 | PHIA | 500472303 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips N.V. | 05/12/2016 | Annual | 04/14/2016 | PHIA | 500472303 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips N.V. | 05/12/2016 | Annual | 04/14/2016 | PHIA | 500472303 | 3 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips N.V. | 05/12/2016 | Annual | 04/14/2016 | PHIA | 500472303 | 4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips N.V. | 05/12/2016 | Annual | 04/14/2016 | PHIA | 500472303 | 5 | Elect N. Dhawan to the Supervisory Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips N.V. | 05/12/2016 | Annual | 04/14/2016 | PHIA | 500472303 | 6 | Supervisory Board Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips N.V. | 05/12/2016 | Annual | 04/14/2016 | PHIA | 500472303 | 7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips N.V. | 05/12/2016 | Annual | 04/14/2016 | PHIA | 500472303 | 8 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips N.V. | 05/12/2016 | Annual | 04/14/2016 | PHIA | 500472303 | 9 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Koninklijke Philips N.V. | 05/12/2016 | Annual | 04/14/2016 | PHIA | 500472303 | 10 | Cancellation of Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.1 | Elect Irving Bolotin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.3 | Elect Theron I. Gilliam | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.4 | Elect Sherrill W. Hudson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.5 | Elect Sidney Lapidus | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.6 | Elect Teri P. McClure | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.7 | Elect Stuart A. Miller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.8 | Elect Armando J. Olivera | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.9 | Elect Jeffrey A. Sonnenfeld | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 4 | 2016 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 5 | 2016 Incentive Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 1.1 | Elect Frederick F. Buchholz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 1.2 | Elect Thomas C. DeLoach, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 1.3 | Elect Katherine E. Dietze | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 1.4 | Elect Antonio F. Fernandez | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 1.5 | Elect Daniel P. Garton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 1.6 | Elect William P. Hankowsky | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 1.7 | Elect M. Leanne Lachman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 1.8 | Elect David L. Lingerfelt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 1.9 | Elect Fredric J. Tomczyk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 1.1 | Elect B. Kipling Hagopian | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 1.2 | Elect Tunc Doluca | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 1.3 | Elect James R. Bergman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 1.5 | Elect Robert E. Grady | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 1.6 | Elect William D. Watkins | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 5 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 1 | Elect Leslie A. Brun | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 2 | Elect Thomas R. Cech | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 3 | Elect Pamela J. Craig | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 5 | Elect Thomas H. Glocer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 6 | Elect C. Robert Kidder | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 8 | Elect Carlos E. Represas | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 9 | Elect Paul B. Rothman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 10 | Elect Patricia F. Russo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 11 | Elect Craig B. Thompson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 12 | Elect Wendell P. Weeks | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 13 | Elect Peter C. Wendell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Merck & Co., Inc. | 05/24/2016 | Annual | 03/31/2016 | MRK | 58933Y105 | 18 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 06/14/2016 | Annual | 04/19/2016 | MET | 59156R108 | 1 | Elect Cheryl W. Grise | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 06/14/2016 | Annual | 04/19/2016 | MET | 59156R108 | 2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 06/14/2016 | Annual | 04/19/2016 | MET | 59156R108 | 3 | Elect R. Glenn Hubbard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 06/14/2016 | Annual | 04/19/2016 | MET | 59156R108 | 4 | Elect Steven A. Kandarian | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 06/14/2016 | Annual | 04/19/2016 | MET | 59156R108 | 5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 06/14/2016 | Annual | 04/19/2016 | MET | 59156R108 | 6 | Elect Edward J. Kelly, III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 06/14/2016 | Annual | 04/19/2016 | MET | 59156R108 | 7 | Elect William E. Kennard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 06/14/2016 | Annual | 04/19/2016 | MET | 59156R108 | 8 | Elect James M. Kilts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 06/14/2016 | Annual | 04/19/2016 | MET | 59156R108 | 9 | Elect Catherine R. Kinney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 06/14/2016 | Annual | 04/19/2016 | MET | 59156R108 | 10 | Elect Denise M. Morrison | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 06/14/2016 | Annual | 04/19/2016 | MET | 59156R108 | 11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 06/14/2016 | Annual | 04/19/2016 | MET | 59156R108 | 12 | Elect Lulu C. Wang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 06/14/2016 | Annual | 04/19/2016 | MET | 59156R108 | 13 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 06/14/2016 | Annual | 04/19/2016 | MET | 59156R108 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 06/14/2016 | Annual | 04/19/2016 | MET | 59156R108 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 06/14/2016 | Annual | 04/19/2016 | MET | 59156R108 | 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | 06/14/2016 | Annual | 04/19/2016 | MET | 59156R108 | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microchip Technology Incorporated | 08/14/2015 | Annual | 06/18/2015 | MCHP | 595017104 | 1.1 | Elect Steve Sanghi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microchip Technology Incorporated | 08/14/2015 | Annual | 06/18/2015 | MCHP | 595017104 | 1.2 | Elect Matthew W. Chapman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microchip Technology Incorporated | 08/14/2015 | Annual | 06/18/2015 | MCHP | 595017104 | 1.3 | Elect L. B. Day | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microchip Technology Incorporated | 08/14/2015 | Annual | 06/18/2015 | MCHP | 595017104 | 1.4 | Elect Esther L. Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microchip Technology Incorporated | 08/14/2015 | Annual | 06/18/2015 | MCHP | 595017104 | 1.5 | Elect Wade F. Meyercord | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microchip Technology Incorporated | 08/14/2015 | Annual | 06/18/2015 | MCHP | 595017104 | 2 | Approval of Potential Conversion of Senior Debentures | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microchip Technology Incorporated | 08/14/2015 | Annual | 06/18/2015 | MCHP | 595017104 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microchip Technology Incorporated | 08/14/2015 | Annual | 06/18/2015 | MCHP | 595017104 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 1 | Elect William H. Gates III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 3 | Elect G. Mason Morfit | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 4 | Elect Satya Nadella | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 5 | Elect Charles H. Noski | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 7 | Elect Sandra E. Peterson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 8 | Elect Charles W. Scharf | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 9 | Elect John W. Stanton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 10 | Elect John W. Thompson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 11 | Elect Padmasree Warrior | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Microsoft Corporation | 12/02/2015 | Annual | 10/02/2015 | MSFT | 594918104 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 1 | Elect Heather Bresch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 2 | Elect Wendy Cameron | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 3 | Elect Robert J. Cindrich | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 4 | Elect Robert J. Coury | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 5 | Elect JoEllen Lyons Dillon | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 6 | Elect Neil F. Dimick | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 7 | Elect Melina Higgins | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 8 | Elect Douglas J. Leech | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 9 | Elect Rajiv Malik | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 10 | Elect Joseph C. Maroon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 11 | Elect Mark Parrish | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 12 | Elect Rodney L. Piatt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 13 | Elect Randall L. Vanderveen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 14 | Adoption of the Dutch Annual Accounts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 16 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 18 | Re-Approval of 2003 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 19 | Authorization for Board to Acquire Ordinary and Preferred Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.1 | Elect James R. Crane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.2 | Elect John P. Kotts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.3 | Elect Michael C. Linn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.4 | Elect Anthony G. Petrello | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.5 | Elect Dag Skattum | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.6 | Elect Howard Wolf | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.7 | Elect John Yearwood | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 2 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 3 | Approval of the 2016 Stock Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | New York Community Bancorp, Inc. | 04/26/2016 | Special | 02/29/2016 | NYCB | 649445103 | 1 | Merger/Acquisition | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | New York Community Bancorp, Inc. | 04/26/2016 | Special | 02/29/2016 | NYCB | 649445103 | 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | New York Community Bancorp, Inc. | 04/26/2016 | Special | 02/29/2016 | NYCB | 649445103 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | New York Community Bancorp, Inc. | 06/07/2016 | Annual | 04/12/2016 | NYCB | 649445103 | 1 | Elect Michael J. Levine | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | New York Community Bancorp, Inc. | 06/07/2016 | Annual | 04/12/2016 | NYCB | 649445103 | 2 | Elect Ronald A Rosenfeld | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | New York Community Bancorp, Inc. | 06/07/2016 | Annual | 04/12/2016 | NYCB | 649445103 | 3 | Elect Lawrence J. Savarese | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | New York Community Bancorp, Inc. | 06/07/2016 | Annual | 04/12/2016 | NYCB | 649445103 | 4 | Elect John M. Tsimbinos | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | New York Community Bancorp, Inc. | 06/07/2016 | Annual | 04/12/2016 | NYCB | 649445103 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | New York Community Bancorp, Inc. | 06/07/2016 | Annual | 04/12/2016 | NYCB | 649445103 | 6 | Repeal of Classified Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | New York Community Bancorp, Inc. | 06/07/2016 | Annual | 04/12/2016 | NYCB | 649445103 | 7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 1 | Elect Glynis A. Bryan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 2 | Elect Jerry W. Burris | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 3 | Elect Carol Anthony Davidson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 4 | Elect Jacques Esculier | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 5 | Elect T. Michael Glenn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 6 | Elect David H. Y. Ho | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 7 | Elect Randall J. Hogan III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 8 | Elect David A. Jones | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 9 | Elect Ronald L. Merriman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 10 | Elect William T. Monahan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 11 | Elect Billie Ida Williamson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 14 | Authorize price range at which the Company can re-allot treasury shares under Irish law | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 15 | Increase the maximum number of directors from eleven to twelve | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 16 | Technical Amendments to articles (Companies Act 2014) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pentair plc | 05/10/2016 | Annual | 03/07/2016 | PNR | G7S00T104 | 17 | Technical Amendments to memorandum (Companies Act 2014) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 1 | Elect Shona L. Brown | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 2 | Elect George W. Buckley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 3 | Elect Cesar Conde | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 4 | Elect Ian M. Cook | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 5 | Elect Dina Dublon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 6 | Elect Rona A. Fairhead | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 7 | Elect Richard W. Fisher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 8 | Elect William R. Johnson | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 9 | Elect Indra K. Nooyi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 10 | Elect David C. Page | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 11 | Elect Robert C. Pohlad | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 13 | Elect Daniel Vasella | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 14 | Elect Alberto Weisser | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 18 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 19 | Shareholder Proposal Regarding Neonicotinoids | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 20 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 21 | Shareholder Proposal Regarding Renewable Energy Targets | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 2 | Elect W. Don Cornwell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 4 | Elect Frances D. Fergusson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 5 | Elect Helen H. Hobbs | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 6 | Elect James M. Kilts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 7 | Elect Shantanu Narayen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 9 | Elect Ian C. Read | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 10 | Elect Stephen W. Sanger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 11 | Elect James C. Smith | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 14 | Shareholder Proposal Regarding Report on Lobbying Activities | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 15 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 16 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 17 | Shareholder Proposal Regarding Certain Taxable Events | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 1 | Elect Jenne K. Britell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 2 | Elect Vicky B. Gregg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 3 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 4 | Elect Timothy L. Main | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 5 | Elect Gary M. Pfeiffer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 6 | Elect Timothy M. Ring | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 7 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 8 | Elect Daniel C. Stanzione | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 9 | Elect Gail R. Wilensky | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 10 | Elect John B. Ziegler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Regal Entertainment Group | 05/04/2016 | Annual | 03/16/2016 | RGC | 758766109 | 1.1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Regal Entertainment Group | 05/04/2016 | Annual | 03/16/2016 | RGC | 758766109 | 1.2 | Elect David H. Keyte | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Regal Entertainment Group | 05/04/2016 | Annual | 03/16/2016 | RGC | 758766109 | 1.3 | Elect Amy E. Miles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Regal Entertainment Group | 05/04/2016 | Annual | 03/16/2016 | RGC | 758766109 | 1.4 | Elect Lee M. Thomas | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Regal Entertainment Group | 05/04/2016 | Annual | 03/16/2016 | RGC | 758766109 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Regal Entertainment Group | 05/04/2016 | Annual | 03/16/2016 | RGC | 758766109 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 1 | Elect Peter L.S. Currie | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 2 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 3 | Elect Paal Kibsgaard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 4 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 5 | Elect Michael E. Marks | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 6 | Elect Indra K. Nooyi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 7 | Elect Lubna S. Olayan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 8 | Elect Leo Rafael Reif | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 9 | Elect Tore I. Sandvold | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 10 | Elect Henri Seydoux | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 12 | Approval of Financials Statements/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 14 | Amendments to Articles of Incorporation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 15 | Ratification of Board Size | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Schlumberger N.V. (Schlumberger Limited) | 04/06/2016 | Annual | 02/17/2016 | SLB | 806857108 | 16 | Amendment to the French Sub Plan Under the 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 1 | Elect Stephen J. Luczo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 3 | Elect Michael R. Cannon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 4 | Elect Mei-Wei Cheng | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 5 | Elect William T. Coleman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 6 | Elect Jay L. Geldmacher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 7 | Elect Dambisa F. Moyo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 8 | Elect Kristen M. Onken | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 9 | Elect Chong Sup Park | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 10 | Elect Stephanie Tilenius | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 11 | Elect Edward Zander | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 12 | Authority to Set the Reissue Price Of Treasury Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 1 | Elect Kennett F. Burnes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 3 | Elect Lynn A. Dugle | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 4 | Elect William C. Freda | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 5 | Elect Amelia C. Fawcett | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 6 | Elect Linda A. Hill | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 7 | Elect Joseph L. Hooley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 8 | Elect Richard P. Sergel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 9 | Elect Ronald L. Skates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 10 | Elect Gregory L. Summe | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 11 | Elect Thomas J. Wilson | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 13 | Approval of the 2016 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | State Street Corporation | 05/18/2016 | Annual | 03/11/2016 | STT | 857477103 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 1 | Elect Margaret M. Keane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 2 | Elect Paget L. Alves | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 3 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 4 | Elect William W. Graylin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 5 | Elect Roy A. Guthrie | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 6 | Elect Richard C. Hartnack | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 8 | Elect Laurel J. Richie | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 9 | Elect Olympia J. Snowe | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Synchrony Financial | 05/19/2016 | Annual | 03/24/2016 | SYF | 87165B103 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 1 | Elect John M. Cassaday | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 2 | Elect Judith B. Craven | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 3 | Elect William J. DeLaney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 4 | Elect Joshua D. Frank | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 5 | Elect Larry C. Glasscock | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 6 | Elect Jonathan Golden | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 7 | Elect Joseph A. Hafner, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 8 | Elect Hans-Joachim Koerber | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 9 | Elect Nancy S. Newcomb | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 10 | Elect Nelson Peltz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 11 | Elect Richard G. Tilghman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 12 | Elect Jackie M. Ward | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 1 | Elect Scott C. Donnelly | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 2 | Elect Kathleen M. Bader | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 3 | Elect R. Kerry Clark | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 4 | Elect James T. Conway | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 5 | Elect Ivor J. Evans | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 6 | Elect Lawrence K. Fish | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 7 | Elect Paul E. Gagne | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 8 | Elect Dain M. Hancock | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 9 | Elect Charles D. Powell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 10 | Elect Lloyd G. Trotter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 11 | Elect James L. Ziemer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 1 | Elect Thomas Colligan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 2 | Elect Richard Daly | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 3 | Elect Timothy Donahue | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 4 | Elect Robert Dutkowsky | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 5 | Elect Bruce Gordon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 6 | Elect Naren Gursahaney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 7 | Elect Bridgette Heller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 8 | Elect Kathleen Hyle | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 9 | Elect Christopher Hylen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 03/15/2016 | Annual | 01/15/2016 | ADT | 00101J106 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 04/22/2016 | Special | 03/24/2016 | ADT | 00101J106 | 1 | Merger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 04/22/2016 | Special | 03/24/2016 | ADT | 00101J106 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The ADT Corporation | 04/22/2016 | Special | 03/24/2016 | ADT | 00101J106 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 1 | Elect Gerard J. Arpey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 2 | Elect Ari Bousbib | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 3 | Elect Gregory D. Brenneman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 4 | Elect J. Frank Brown | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 5 | Elect Albert P. Carey | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 6 | Elect Armando Codina | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 7 | Elect Helena B. Foulkes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 8 | Elect Linda R. Gooden | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 9 | Elect Wayne M. Hewett | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 10 | Elect Karen Katen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 11 | Elect Craig A. Menear | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 12 | Elect Mark Vadon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | The Home Depot, Inc. | 05/19/2016 | Annual | 03/21/2016 | HD | 437076102 | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 06/07/2016 | Annual | 04/12/2016 | TIME | 887228104 | 1 | Elect Joseph A. Ripp | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 06/07/2016 | Annual | 04/12/2016 | TIME | 887228104 | 2 | Elect David A. Bell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 06/07/2016 | Annual | 04/12/2016 | TIME | 887228104 | 3 | Elect John M. Fahey, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 06/07/2016 | Annual | 04/12/2016 | TIME | 887228104 | 4 | Elect Manuel A. Fernandez | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 06/07/2016 | Annual | 04/12/2016 | TIME | 887228104 | 5 | Elect Dennis J. FitzSimons | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 06/07/2016 | Annual | 04/12/2016 | TIME | 887228104 | 6 | Elect Betsy D. Holden | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 06/07/2016 | Annual | 04/12/2016 | TIME | 887228104 | 7 | Elect Kay Koplovitz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 06/07/2016 | Annual | 04/12/2016 | TIME | 887228104 | 8 | Elect J. Randall MacDonald | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 06/07/2016 | Annual | 04/12/2016 | TIME | 887228104 | 9 | Elect Ronald S. Rolfe | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 06/07/2016 | Annual | 04/12/2016 | TIME | 887228104 | 10 | Elect Howard Stringer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 06/07/2016 | Annual | 04/12/2016 | TIME | 887228104 | 11 | Elect Michael P. Zeisser | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 06/07/2016 | Annual | 04/12/2016 | TIME | 887228104 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 06/07/2016 | Annual | 04/12/2016 | TIME | 887228104 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Time Inc | 06/07/2016 | Annual | 04/12/2016 | TIME | 887228104 | 14 | Approval of the 2016 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 1 | Elect Alan L. Beller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 2 | Elect John H. Dasburg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 3 | Elect Janet M. Dolan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 5 | Elect Jay S. Fishman | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 6 | Elect Patricia L. Higgins | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 7 | Elect Thomas R. Hodgson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 8 | Elect William J. Kane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 10 | Elect Philip T. Ruegger III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 11 | Elect Todd C. Schermerhorn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 12 | Elect Alan D. Schnitzer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 13 | Elect Donald J. Shepard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 14 | Elect Laurie J. Thomsen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 17 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Travelers Companies, Inc. | 05/19/2016 | Annual | 03/21/2016 | TRV | 89417E109 | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 1 | Elect Edward D. Breen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 2 | Elect Herman E. Bulls | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 3 | Elect Michael E. Daniels | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 4 | Elect Frank M. Drendel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 5 | Elect Brian Duperreault | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 7 | Elect George R. Oliver | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 8 | Elect Brendan R. O’Neill | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 9 | Elect Jurgen Tinggren | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 11 | Elect R. David Yost | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 12 | Ratification of Deloitte & Touche | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 13 | Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 14 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 15 | Issuance of Treasury Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Tyco International Ltd. | 03/09/2016 | Annual | 01/04/2016 | TYC | G91442106 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda Item Number | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 1 | Elect Jerry C. Atkin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 2 | Elect Patricia Frobes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 3 | Elect Suren K Gupta | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 4 | Elect J. David Heaney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 5 | Elect Vivian S. Lee | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 6 | Elect Edward F Murphy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 7 | Elect Roger B. Porter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 8 | Elect Stephen D. Quinn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 9 | Elect Harris H. Simmons | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 10 | Elect L. E. Simmons | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 11 | Elect Shelley Thomas Williams | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 14 | Approval of the 2017 Management Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Growth Equities Fund | ANSYS, Inc. | 05/20/2016 | Annual | 03/21/2016 | ANSS | 03662Q105 | 1 | Elect Ronald W. Hovsepian | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ANSYS, Inc. | 05/20/2016 | Annual | 03/21/2016 | ANSS | 03662Q105 | 2 | Elect Barbara V. Scherer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ANSYS, Inc. | 05/20/2016 | Annual | 03/21/2016 | ANSS | 03662Q105 | 3 | Elect Michael C. Thurk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ANSYS, Inc. | 05/20/2016 | Annual | 03/21/2016 | ANSS | 03662Q105 | 4 | Amendment to the 1996 Stock Option and Grant Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ANSYS, Inc. | 05/20/2016 | Annual | 03/21/2016 | ANSS | 03662Q105 | 5 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ANSYS, Inc. | 05/20/2016 | Annual | 03/21/2016 | ANSS | 03662Q105 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ANSYS, Inc. | 05/20/2016 | Annual | 03/21/2016 | ANSS | 03662Q105 | 7 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 4 | Elect Chris Kennedy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 5 | Elect Lawton W. Fitt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 6 | Elect Steve Pusey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 7 | Elect Stuart Chambers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 8 | Elect Simon Segars | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 9 | Elect Andy Green | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 10 | Elect Larry Hirst | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 11 | Elect Mike Muller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 12 | Elect Janice Roberts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 13 | Elect John LIU Yun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 14 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 17 | Employee Equity Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 18 | Employee Equity Plan (Overseas Plan) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 19 | U.S. Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 20 | Employee Stock Purchase Plan (Overseas Employees) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 21 | ARM Holdings Sharematch Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 22 | ARM Holdings Sharematch Plan (Overseas Plan) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 23 | Approve French Schedule to the Long-Term Incentive Plan | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda Item Number | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 25 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Growth Equities Fund | athenahealth, Inc. | 06/14/2016 | Annual | 04/15/2016 | ATHN | 04685W103 | 1.1 | Elect Dev Ittycheria | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | athenahealth, Inc. | 06/14/2016 | Annual | 04/15/2016 | ATHN | 04685W103 | 1.2 | Elect John A. Kane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | athenahealth, Inc. | 06/14/2016 | Annual | 04/15/2016 | ATHN | 04685W103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | athenahealth, Inc. | 06/14/2016 | Annual | 04/15/2016 | ATHN | 04685W103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | BE Aerospace, Inc. | 07/30/2015 | Annual | 06/02/2015 | BEAV | 073302101 | 1.1 | Elect Richard G. Hamermesh | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | BE Aerospace, Inc. | 07/30/2015 | Annual | 06/02/2015 | BEAV | 073302101 | 1.2 | Elect David J. Anderson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | BE Aerospace, Inc. | 07/30/2015 | Annual | 06/02/2015 | BEAV | 073302101 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | BE Aerospace, Inc. | 07/30/2015 | Annual | 06/02/2015 | BEAV | 073302101 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | BE Aerospace, Inc. | 07/30/2015 | Annual | 06/02/2015 | BEAV | 073302101 | 4 | Amendment to the Non-Employee Director Stock and Deferred Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 1.2 | Elect Michael Grey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 1.4 | Elect V. Bryan Lawlis, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 1.5 | Elect Alan J. Lewis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 1.6 | Elect Richard A. Meier | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 1.7 | Elect David Pyott | Mgmt | For | For | �� | For | Voted | ||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 1.8 | Elect Dennis J. Slamon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 4 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Growth Equities Fund | Blue Buffalo Pet Products, Inc. | 06/02/2016 | Annual | 04/07/2016 | BUFF | 09531U102 | 1.1 | Elect Michael A. Eck | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Blue Buffalo Pet Products, Inc. | 06/02/2016 | Annual | 04/07/2016 | BUFF | 09531U102 | 1.2 | Elect Frances Frei | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Blue Buffalo Pet Products, Inc. | 06/02/2016 | Annual | 04/07/2016 | BUFF | 09531U102 | 1.3 | Elect Kurt Schmidt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Blue Buffalo Pet Products, Inc. | 06/02/2016 | Annual | 04/07/2016 | BUFF | 09531U102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Boston Beer Company, Inc. | 05/25/2016 | Annual | 03/28/2016 | SAM | 100557107 | 1.1 | Elect David A. Burwick | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Boston Beer Company, Inc. | 05/25/2016 | Annual | 03/28/2016 | SAM | 100557107 | 1.2 | Elect Michael Spillane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Boston Beer Company, Inc. | 05/25/2016 | Annual | 03/28/2016 | SAM | 100557107 | 1.3 | Elect Jean-Michel Valette | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Boston Beer Company, Inc. | 05/25/2016 | Annual | 03/28/2016 | SAM | 100557107 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 06/28/2016 | Annual | 04/22/2016 | KMX | 143130102 | 1 | Elect Ronald E. Blaylock | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 06/28/2016 | Annual | 04/22/2016 | KMX | 143130102 | 2 | Elect Alan B. Colberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 06/28/2016 | Annual | 04/22/2016 | KMX | 143130102 | 3 | Elect Thomas J. Folliard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 06/28/2016 | Annual | 04/22/2016 | KMX | 143130102 | 4 | Elect Rakesh Gangwal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 06/28/2016 | Annual | 04/22/2016 | KMX | 143130102 | 5 | Elect Jeffrey E. Garten | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 06/28/2016 | Annual | 04/22/2016 | KMX | 143130102 | 6 | Elect Shira D. Goodman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 06/28/2016 | Annual | 04/22/2016 | KMX | 143130102 | 7 | Elect W. Robert Grafton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 06/28/2016 | Annual | 04/22/2016 | KMX | 143130102 | 8 | Elect Edgar H. Grubb | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 06/28/2016 | Annual | 04/22/2016 | KMX | 143130102 | 9 | Elect Marcella Shinder | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 06/28/2016 | Annual | 04/22/2016 | KMX | 143130102 | 10 | Elect Mitchell D. Steenrod | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 06/28/2016 | Annual | 04/22/2016 | KMX | 143130102 | 11 | Elect William R. Tiefel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 06/28/2016 | Annual | 04/22/2016 | KMX | 143130102 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 06/28/2016 | Annual | 04/22/2016 | KMX | 143130102 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 06/28/2016 | Annual | 04/22/2016 | KMX | 143130102 | 14 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | CarMax, Inc. | 06/28/2016 | Annual | 04/22/2016 | KMX | 143130102 | 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Growth Equities Fund | Cerner Corporation | 05/27/2016 | Annual | 03/30/2016 | CERN | 156782104 | 1 | Elect Gerald E. Bisbee, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Cerner Corporation | 05/27/2016 | Annual | 03/30/2016 | CERN | 156782104 | 2 | Elect Denis A. Cortese | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Cerner Corporation | 05/27/2016 | Annual | 03/30/2016 | CERN | 156782104 | 3 | Elect Linda M. Dillman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Cerner Corporation | 05/27/2016 | Annual | 03/30/2016 | CERN | 156782104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Cerner Corporation | 05/27/2016 | Annual | 03/30/2016 | CERN | 156782104 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Cerner Corporation | 05/27/2016 | Annual | 03/30/2016 | CERN | 156782104 | 6 | Approval of the Performance-Based Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 07/22/2015 | Annual | 05/26/2015 | STZ | 21036P108 | 1.1 | Elect Jerry Fowden | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 07/22/2015 | Annual | 05/26/2015 | STZ | 21036P108 | 1.2 | Elect Barry A. Fromberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 07/22/2015 | Annual | 05/26/2015 | STZ | 21036P108 | 1.3 | Elect Robert L. Hanson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 07/22/2015 | Annual | 05/26/2015 | STZ | 21036P108 | 1.4 | Elect Ernesto M. Hernandez | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 07/22/2015 | Annual | 05/26/2015 | STZ | 21036P108 | 1.5 | Elect James A. Locke III | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda Item Number | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 07/22/2015 | Annual | 05/26/2015 | STZ | 21036P108 | 1.6 | Elect Richard Sands | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 07/22/2015 | Annual | 05/26/2015 | STZ | 21036P108 | 1.7 | Elect Robert Sands | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 07/22/2015 | Annual | 05/26/2015 | STZ | 21036P108 | 1.8 | Elect Judy A. Schmeling | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 07/22/2015 | Annual | 05/26/2015 | STZ | 21036P108 | 1.9 | Elect Keith E. Wandell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 07/22/2015 | Annual | 05/26/2015 | STZ | 21036P108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Constellation Brands, Inc. | 07/22/2015 | Annual | 05/26/2015 | STZ | 21036P108 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 1 | Elect Charles L. Dunlap | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 2 | Elect Lucia van Geuns | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 3 | Elect Michael Straughen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 4 | Election of Additional Supervisory Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 5 | Amendment of Article 16, Sub-article 15 | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 7 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 8 | Cancellation of Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 9 | Extension and Renewal of Exisiting Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 10 | Extension of Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Cornerstone OnDemand Inc. | 06/08/2016 | Annual | 04/15/2016 | CSOD | 21925Y103 | 1.1 | Elect Harold W. Burlingame | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Cornerstone OnDemand Inc. | 06/08/2016 | Annual | 04/15/2016 | CSOD | 21925Y103 | 1.2 | Elect James McGeever | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Cornerstone OnDemand Inc. | 06/08/2016 | Annual | 04/15/2016 | CSOD | 21925Y103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Demandware, Inc. | 05/18/2016 | Annual | 03/21/2016 | DWRE | 24802Y105 | 1.1 | Elect Thomas D. Ebling | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Demandware, Inc. | 05/18/2016 | Annual | 03/21/2016 | DWRE | 24802Y105 | 1.2 | Elect Jitendra S. Saxena | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Demandware, Inc. | 05/18/2016 | Annual | 03/21/2016 | DWRE | 24802Y105 | 1.3 | Elect Leonard Schlesinger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Demandware, Inc. | 05/18/2016 | Annual | 03/21/2016 | DWRE | 24802Y105 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Demandware, Inc. | 05/18/2016 | Annual | 03/21/2016 | DWRE | 24802Y105 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Demandware, Inc. | 05/18/2016 | Annual | 03/21/2016 | DWRE | 24802Y105 | 4 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Dick’s Sporting Goods Inc | 06/10/2016 | Annual | 04/13/2016 | DKS | 253393102 | 1 | Elect Mark J. Barrenechea | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Dick’s Sporting Goods Inc | 06/10/2016 | Annual | 04/13/2016 | DKS | 253393102 | 2 | Elect Emanuel Chirico | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Dick’s Sporting Goods Inc | 06/10/2016 | Annual | 04/13/2016 | DKS | 253393102 | 3 | Elect Allen R. Weiss | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Dick’s Sporting Goods Inc | 06/10/2016 | Annual | 04/13/2016 | DKS | 253393102 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Dick’s Sporting Goods Inc | 06/10/2016 | Annual | 04/13/2016 | DKS | 253393102 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Diplomat Pharmacy Inc | 06/06/2016 | Annual | 04/11/2016 | DPLO | 25456K101 | 1.1 | Elect Benjamin Wolin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Diplomat Pharmacy Inc | 06/06/2016 | Annual | 04/11/2016 | DPLO | 25456K101 | 1.2 | Elect Kenneth O. Klepper | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Diplomat Pharmacy Inc | 06/06/2016 | Annual | 04/11/2016 | DPLO | 25456K101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Diplomat Pharmacy Inc | 06/06/2016 | Annual | 04/11/2016 | DPLO | 25456K101 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Graco Inc. | 04/22/2016 | Annual | 02/22/2016 | GGG | 384109104 | 1 | Elect Eric P. Etchart | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Graco Inc. | 04/22/2016 | Annual | 02/22/2016 | GGG | 384109104 | 2 | Elect Jody H. Feragen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Graco Inc. | 04/22/2016 | Annual | 02/22/2016 | GGG | 384109104 | 3 | Elect J. Kevin Gilligan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Graco Inc. | 04/22/2016 | Annual | 02/22/2016 | GGG | 384109104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Graco Inc. | 04/22/2016 | Annual | 02/22/2016 | GGG | 384109104 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 11/19/2015 | Annual | 09/21/2015 | HAIN | 405217100 | 1.1 | Elect Irwin D. Simon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 11/19/2015 | Annual | 09/21/2015 | HAIN | 405217100 | 1.2 | Elect Richard C. Berke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 11/19/2015 | Annual | 09/21/2015 | HAIN | 405217100 | 1.3 | Elect Andrew R. Heyer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 11/19/2015 | Annual | 09/21/2015 | HAIN | 405217100 | 1.4 | Elect Raymond W. Kelly | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 11/19/2015 | Annual | 09/21/2015 | HAIN | 405217100 | 1.5 | Elect Roger Meltzer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 11/19/2015 | Annual | 09/21/2015 | HAIN | 405217100 | 1.6 | Elect Scott M. O’Neil | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 11/19/2015 | Annual | 09/21/2015 | HAIN | 405217100 | 1.7 | Elect Adrianne Shapira | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 11/19/2015 | Annual | 09/21/2015 | HAIN | 405217100 | 1.8 | Elect Lawrence S. Zilavy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 11/19/2015 | Annual | 09/21/2015 | HAIN | 405217100 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 11/19/2015 | Annual | 09/21/2015 | HAIN | 405217100 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Hain Celestial Group | 11/19/2015 | Annual | 09/21/2015 | HAIN | 405217100 | 4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | For | Against | Against | Voted | |||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.1 | Elect Thomas M. Culligan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.2 | Elect Adolfo Henriques | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.3 | Elect Samuel L. Higginbottom | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.4 | Elect Mark H. Hildebrandt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.5 | Elect Wolfgang Mayrhuber | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.6 | Elect Eric A. Mendelson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.7 | Elect Laurans A. Mendelson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.8 | Elect Victor H. Mendelson | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.9 | Elect Julie Neitzel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.10 | Elect Alan Schriesheim | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | �� | HEI | 422806208 | 1.11 | Elect Frank J. Schwitter | Mgmt | For | For | For | Voted | ||||||||||||
TCW Growth Equities Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Illumina, Inc. | 05/18/2016 | Annual | 03/21/2016 | ILMN | 452327109 | 1 | Elect Frances Arnold | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Illumina, Inc. | 05/18/2016 | Annual | 03/21/2016 | ILMN | 452327109 | 2 | Elect Francis deSouza | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Illumina, Inc. | 05/18/2016 | Annual | 03/21/2016 | ILMN | 452327109 | 3 | Elect Karin Eastham | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Illumina, Inc. | 05/18/2016 | Annual | 03/21/2016 | ILMN | 452327109 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Illumina, Inc. | 05/18/2016 | Annual | 03/21/2016 | ILMN | 452327109 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Illumina, Inc. | 05/18/2016 | Annual | 03/21/2016 | ILMN | 452327109 | 6 | Ratify the Retention of the Company’s Supermajority Requirements | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Imperva Inc. | 05/04/2016 | Annual | 03/15/2016 | IMPV | 45321L100 | 1.1 | Elect Anthony Bettencourt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Imperva Inc. | 05/04/2016 | Annual | 03/15/2016 | IMPV | 45321L100 | 1.2 | Elect Geraldine Elliott | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Imperva Inc. | 05/04/2016 | Annual | 03/15/2016 | IMPV | 45321L100 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Imperva Inc. | 05/04/2016 | Annual | 03/15/2016 | IMPV | 45321L100 | 3 | 2011 Stock Option and Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Imperva Inc. | 05/04/2016 | Annual | 03/15/2016 | IMPV | 45321L100 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 1 | Elect Robert W. Breckon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 2 | Elect David F. Burgstahler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 3 | Elect Terry Woodward | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | |||||||||||||
TCW Growth Equities Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 6 | Approval of the 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 7 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 1.1 | Elect Julian C. Baker | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 1.2 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 1.3 | Elect Paul A. Brooke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 1.4 | Elect Paul J. Clancy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 1.5 | Elect Wendy L. Dixon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 1.6 | Elect Paul A. Friedman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 1.7 | Elect Herve Hoppenot | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 2 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 3 | Amendment to the Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 1.1 | Elect Craig H. Barratt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 1.2 | Elect Michael A. Friedman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 1.3 | Elect Gary S. Guthart | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 1.4 | Elect Amal M. Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 1.5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 1.6 | Elect Alan J. Levy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 1.7 | Elect Mark J. Rubash | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 1.8 | Elect Lonnie M. Smith | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 1.9 | Elect George Stalk Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 1 | Elect Lawrence S. Benjamin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 2 | Elect Raul J. Fernandez | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 3 | Elect Kenneth B. Gilman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 4 | Elect Nancy J. Karch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 5 | Elect Kenneth P. Kopelman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 6 | Elect Craig A. Leavitt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 7 | Elect Deborah J. Lloyd | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 8 | Elect Douglas Mack | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 9 | Elect Jan Singer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 10 | Elect Doreen A. Toben | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 13 | Adoption of Proxy Access | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 14 | Adoption of Advance Notice Requirement | Mgmt | For | Against | Against | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 15 | Amendment to Remove the “For Cause” Language for Director Removal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Growth Equities Fund | Keurig Green Mountain, Inc. | 02/24/2016 | Special | 01/11/2016 | GMCR | 49271M100 | 1 | Merger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Keurig Green Mountain, Inc. | 02/24/2016 | Special | 01/11/2016 | GMCR | 49271M100 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Growth Equities Fund | Keurig Green Mountain, Inc. | 02/24/2016 | Special | 01/11/2016 | GMCR | 49271M100 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 1 | Elect Richard M. McVey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 2 | Elect Steven L. Begleiter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 3 | Elect Stephen P. Casper | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 4 | Elect Jane Chwick | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 5 | Elect William F. Cruger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 6 | Elect David G. Gomach | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 7 | Elect Carlos M. Hernandez | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 8 | Elect Ronald M. Hersch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 9 | Elect John Steinhardt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 10 | Elect James J. Sullivan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 13 | Amendment to the 2012 Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 14 | Executive Performance Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 1.3 | Elect Mark J. Hall | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 1.5 | Elect Gary P. Fayard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 1.6 | Elect Benjamin M. Polk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 1.7 | Elect Sydney Selati | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 1.8 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 1.9 | Elect Kathy N. Waller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 1.10 | Elect Mark S. Vidergauz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 4 | Re-approval of the Material Terms under the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 1.3 | Elect Mark J. Hall | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 1.5 | Elect Gary P. Fayard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 1.6 | Elect Benjamin M. Polk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 1.7 | Elect Sydney Selati | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 1.8 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 1.9 | Elect Kathy N. Waller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 1.10 | Elect Mark S. Vidergauz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Growth Equities Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.1 | Elect Sherry S. Bahrambeygui | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.2 | Elect Gonzalo Barrutieta | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.3 | Elect Gordon H. Hanson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.4 | Elect Katherine L. Hensley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.5 | Elect Leon C. Janks | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.6 | Elect Jose Luis Laparte | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.7 | Elect Mitchell G. Lynn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.8 | Elect Pierre Mignault | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.9 | Elect Robert E. Price | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.10 | Elect Edgar A. Zurcher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Proofpoint, Inc. | 05/26/2016 | Annual | 04/05/2016 | PFPT | 743424103 | 1.1 | Elect Douglas Garn | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Growth Equities Fund | Proofpoint, Inc. | 05/26/2016 | Annual | 04/05/2016 | PFPT | 743424103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Proofpoint, Inc. | 05/26/2016 | Annual | 04/05/2016 | PFPT | 743424103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Rockwell Automation, Inc. | 02/02/2016 | Annual | 12/07/2015 | ROK | 773903109 | 1.1 | Elect Keith D. Nosbusch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Rockwell Automation, Inc. | 02/02/2016 | Annual | 12/07/2015 | ROK | 773903109 | 1.2 | Elect William T. McCormick, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Rockwell Automation, Inc. | 02/02/2016 | Annual | 12/07/2015 | ROK | 773903109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Rockwell Automation, Inc. | 02/02/2016 | Annual | 12/07/2015 | ROK | 773903109 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Rockwell Automation, Inc. | 02/02/2016 | Annual | 12/07/2015 | ROK | 773903109 | 4 | Approval of an Amendment to the 2012 Long-Term Incentives Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Rockwell Automation, Inc. | 02/02/2016 | Annual | 12/07/2015 | ROK | 773903109 | 5 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Growth Equities Fund | ServiceNow Inc. | 06/08/2016 | Annual | 04/19/2016 | NOW | 81762P102 | 1 | Elect Paul V. Barber | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ServiceNow Inc. | 06/08/2016 | Annual | 04/19/2016 | NOW | 81762P102 | 2 | Elect Ronald E. F. Codd | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ServiceNow Inc. | 06/08/2016 | Annual | 04/19/2016 | NOW | 81762P102 | 3 | Elect Frank Slootman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ServiceNow Inc. | 06/08/2016 | Annual | 04/19/2016 | NOW | 81762P102 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | ServiceNow Inc. | 06/08/2016 | Annual | 04/19/2016 | NOW | 81762P102 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Skechers U.S.A., Inc. | 05/25/2016 | Annual | 03/31/2016 | SKX | 830566105 | 1.1 | Elect Michael Greenberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Skechers U.S.A., Inc. | 05/25/2016 | Annual | 03/31/2016 | SKX | 830566105 | 1.2 | Elect David Weinberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Skechers U.S.A., Inc. | 05/25/2016 | Annual | 03/31/2016 | SKX | 830566105 | 1.3 | Elect Jeffrey Greenberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Skechers U.S.A., Inc. | 05/25/2016 | Annual | 03/31/2016 | SKX | 830566105 | 2 | Amendment to the 2006 Annual Incentive Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Skechers U.S.A., Inc. | 05/25/2016 | Annual | 03/31/2016 | SKX | 830566105 | 3 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Growth Equities Fund | Splunk Inc. | 06/09/2016 | Annual | 04/15/2016 | SPLK | 848637104 | 1 | Elect Mark Carges | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Splunk Inc. | 06/09/2016 | Annual | 04/15/2016 | SPLK | 848637104 | 2 | Elect David Hornik | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Splunk Inc. | 06/09/2016 | Annual | 04/15/2016 | SPLK | 848637104 | 3 | Elect Thomas Neustaetter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Splunk Inc. | 06/09/2016 | Annual | 04/15/2016 | SPLK | 848637104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Splunk Inc. | 06/09/2016 | Annual | 04/15/2016 | SPLK | 848637104 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 1 | Elect Elchanan Jaglom | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 2 | Elect S. Scott Crump | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 3 | Elect David Reis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 4 | Elect Edward J. Fierko | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 5 | Elect Ilan Levin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 6 | Elect John J. McEleney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 7 | Elect Ziva Patir | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 8 | Elect Clifford H. Schwieter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 9 | Approval of a Cash Bonus to be Paid to CEO David Reis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Tableau Software, Inc. | 05/12/2016 | Annual | 03/18/2016 | DATA | 87336U105 | 1.1 | Elect Christian Chabot | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Tableau Software, Inc. | 05/12/2016 | Annual | 03/18/2016 | DATA | 87336U105 | 1.2 | Elect Christopher Stolte | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Tableau Software, Inc. | 05/12/2016 | Annual | 03/18/2016 | DATA | 87336U105 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Tableau Software, Inc. | 05/12/2016 | Annual | 03/18/2016 | DATA | 87336U105 | 3 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Tableau Software, Inc. | 05/12/2016 | Annual | 03/18/2016 | DATA | 87336U105 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | The Habit Restaurants Inc | 06/22/2016 | Annual | 04/25/2016 | HABT | 40449J103 | 1.1 | Elect Allan W. Karp | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | The Habit Restaurants Inc | 06/22/2016 | Annual | 04/25/2016 | HABT | 40449J103 | 1.2 | Elect Joseph J. Kadow | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | The Habit Restaurants Inc | 06/22/2016 | Annual | 04/25/2016 | HABT | 40449J103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 1.1 | Elect Selim A. Bassoul | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 1.2 | Elect Sarah Palisi Chapin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 1.3 | Elect Robert B. Lamb | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 1.4 | Elect Cathy L. McCarthy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 1.5 | Elect John R. Miller III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 1.6 | Elect Gordon O’Brien | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 1.7 | Elect Philip G. Putnam | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 4 | Re-Approval of the Performance Goals Under the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 5 | Re-Approval of the Performance Goals Under the Value Creation Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 06/23/2016 | Annual | 04/25/2016 | TRIP | 896945201 | 1.1 | Elect Gregory B. Maffei | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 06/23/2016 | Annual | 04/25/2016 | TRIP | 896945201 | 1.2 | Elect Stephen Kaufer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 06/23/2016 | Annual | 04/25/2016 | TRIP | 896945201 | 1.3 | Elect Dipchand Nishar | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 06/23/2016 | Annual | 04/25/2016 | TRIP | 896945201 | 1.4 | Elect Jeremy Philips | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 06/23/2016 | Annual | 04/25/2016 | TRIP | 896945201 | 1.5 | Elect Spencer M. Rascoff | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 06/23/2016 | Annual | 04/25/2016 | TRIP | 896945201 | 1.6 | Elect Albert E. Rosenthaler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 06/23/2016 | Annual | 04/25/2016 | TRIP | 896945201 | 1.7 | Elect Sukhinder Singh Cassidy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 06/23/2016 | Annual | 04/25/2016 | TRIP | 896945201 | 1.8 | Elect Robert S. Wiesenthal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 06/23/2016 | Annual | 04/25/2016 | TRIP | 896945201 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | TripAdvisor, Inc. | 06/23/2016 | Annual | 04/25/2016 | TRIP | 896945201 | 3 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Twitter Inc | 05/25/2016 | Annual | 03/30/2016 | TWTR | 90184L102 | 1.1 | Elect Jack Dorsey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Twitter Inc | 05/25/2016 | Annual | 03/30/2016 | TWTR | 90184L102 | 1.2 | Elect Hugh F. Johnston | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Twitter Inc | 05/25/2016 | Annual | 03/30/2016 | TWTR | 90184L102 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Twitter Inc | 05/25/2016 | Annual | 03/30/2016 | TWTR | 90184L102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Twitter Inc | 05/25/2016 | Annual | 03/30/2016 | TWTR | 90184L102 | 4 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.1 | Elect Kevin A. Plank | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.2 | Elect Byron K. Adams, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.3 | Elect George W. Bodenheimer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.4 | Elect Douglas E. Coltharp | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.5 | Elect Anthony W. Deering | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.6 | Elect Karen W. Katz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.7 | Elect Alvin B. Krongard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.8 | Elect William R. McDermott | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.9 | Elect Eric T. Olson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.10 | Elect Harvey L. Sanders | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 1 | Conversion of Class B Stock if CEO Plank Sells In Excess of Certain Limit | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 2 | Conversion of Class B Stock if CEO Plank Resigns or is Terminated | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 3 | Equal Treatment of Class A and B Common Stock in Certain Transactions | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 4 | Enhance Board Independence Requirements | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 5 | Requirements to Amend Equal Treatment Provision and Board Independence Provision | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 6 | Amendment to the 2005 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 7 | 2015 Class C Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 1 | Elect Eric F. Artz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 2 | Elect Ann Torre Bates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 3 | Elect Denise M. Clark | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 4 | Elect Michael S. Funk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 5 | Elect Gail A. Graham | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 6 | Elect James P. Heffernan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 7 | Elect Peter Roy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 8 | Elect Steven L. Spinner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 11 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Growth Equities Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 1 | Elect William A. Ackman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 2 | Elect Frederic N. Eshelman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 3 | Elect Stephen Fraidin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 4 | Elect D. Robert Hale | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 5 | Elect Robert A. Ingram | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 6 | Elect Argeris N. Karabelas | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Growth Equities Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 7 | Elect Joseph C. Papa | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 8 | Elect Robert N. Power | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 9 | Elect Russel C. Robertson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 10 | Elect Thomas W. Ross, Sr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 11 | Elect Amy B. Wechsler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.1 | Elect Mark A. Buthman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.2 | Elect William F. Feehery | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.3 | Elect Eric M. Green | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.4 | Elect Thomas W. Hofmann | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.5 | Elect Paula A. Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.6 | Elect Myla P. Lai-Goldman, M.D. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.7 | Elect Douglas A. Michels | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.8 | Elect John H. Weiland | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.9 | Elect Patrick J. Zenner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 3 | Approval for the 2016 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Westinghouse Air Brake Technologies Corporation | 05/11/2016 | Annual | 03/15/2016 | WAB | 929740108 | 1.1 | Elect Robert J. Brooks | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Westinghouse Air Brake Technologies Corporation | 05/11/2016 | Annual | 03/15/2016 | WAB | 929740108 | 1.2 | Elect William E. Kassling | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Westinghouse Air Brake Technologies Corporation | 05/11/2016 | Annual | 03/15/2016 | WAB | 929740108 | 1.3 | Elect Albert J. Neupaver | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Westinghouse Air Brake Technologies Corporation | 05/11/2016 | Annual | 03/15/2016 | WAB | 929740108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Westinghouse Air Brake Technologies Corporation | 05/11/2016 | Annual | 03/15/2016 | WAB | 929740108 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Westinghouse Air Brake Technologies Corporation | 05/11/2016 | Annual | 03/15/2016 | WAB | 929740108 | 4 | Re-Approval of the 2011 Stock Incentive Plan for Purposes of Macron Law Qualification | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | WisdomTree Investments, Inc. | 06/20/2016 | Annual | 04/27/2016 | WETF | 97717P104 | 1.1 | Elect Steven Begleiter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | WisdomTree Investments, Inc. | 06/20/2016 | Annual | 04/27/2016 | WETF | 97717P104 | 1.2 | Elect Win Neuger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | WisdomTree Investments, Inc. | 06/20/2016 | Annual | 04/27/2016 | WETF | 97717P104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | WisdomTree Investments, Inc. | 06/20/2016 | Annual | 04/27/2016 | WETF | 97717P104 | 3 | 2016 Equity Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Workday, Inc. | 06/01/2016 | Annual | 04/04/2016 | WDAY | 98138H101 | 1.1 | Elect A. George (Skip) Battle | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Workday, Inc. | 06/01/2016 | Annual | 04/04/2016 | WDAY | 98138H101 | 1.2 | Elect Michael M. McNamara | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Workday, Inc. | 06/01/2016 | Annual | 04/04/2016 | WDAY | 98138H101 | 1.3 | Elect Jerry Yang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Workday, Inc. | 06/01/2016 | Annual | 04/04/2016 | WDAY | 98138H101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Workday, Inc. | 06/01/2016 | Annual | 04/04/2016 | WDAY | 98138H101 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Workday, Inc. | 06/01/2016 | Annual | 04/04/2016 | WDAY | 98138H101 | 4 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Growth Equities Fund | Wynn Resorts, Limited | 04/14/2016 | Annual | 02/18/2016 | WYNN | 983134107 | 1.1 | Elect Ray R. Irani | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Growth Equities Fund | Wynn Resorts, Limited | 04/14/2016 | Annual | 02/18/2016 | WYNN | 983134107 | 1.2 | Elect Alvin V. Shoemaker | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Wynn Resorts, Limited | 04/14/2016 | Annual | 02/18/2016 | WYNN | 983134107 | 1.3 | Elect Stephen A. Wynn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Wynn Resorts, Limited | 04/14/2016 | Annual | 02/18/2016 | WYNN | 983134107 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Growth Equities Fund | Wynn Resorts, Limited | 04/14/2016 | Annual | 02/18/2016 | WYNN | 983134107 | 3 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Acadia Healthcare Company, Inc. | 05/19/2016 | Annual | 03/24/2016 | ACHC | 00404A109 | 1.1 | Elect William F. Grieco | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Acadia Healthcare Company, Inc. | 05/19/2016 | Annual | 03/24/2016 | ACHC | 00404A109 | 1.2 | Elect Joey A. Jacobs | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Acadia Healthcare Company, Inc. | 05/19/2016 | Annual | 03/24/2016 | ACHC | 00404A109 | 1.3 | Elect Reeve B. Waud | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Acadia Healthcare Company, Inc. | 05/19/2016 | Annual | 03/24/2016 | ACHC | 00404A109 | 2 | Amendment to the Incentive Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Acadia Healthcare Company, Inc. | 05/19/2016 | Annual | 03/24/2016 | ACHC | 00404A109 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Acadia Healthcare Company, Inc. | 05/19/2016 | Annual | 03/24/2016 | ACHC | 00404A109 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Acadia Healthcare Company, Inc. | 05/19/2016 | Annual | 03/24/2016 | ACHC | 00404A109 | 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Acadia Healthcare Company, Inc. | 05/19/2016 | Annual | 03/24/2016 | ACHC | 00404A109 | 6 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Select Equities Fund | ACE Limited | 10/22/2015 | Special | 09/10/2015 | ACE | H0023R105 | 1 | Increase in Authorized Share Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ACE Limited | 10/22/2015 | Special | 09/10/2015 | ACE | H0023R105 | 2 | Company Name Change | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ACE Limited | 10/22/2015 | Special | 09/10/2015 | ACE | H0023R105 | 3 | Merger/Acquisition | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ACE Limited | 10/22/2015 | Special | 09/10/2015 | ACE | H0023R105 | 4 | Elect Sheila P. Burke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ACE Limited | 10/22/2015 | Special | 09/10/2015 | ACE | H0023R105 | 5 | Elect James I. Cash, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ACE Limited | 10/22/2015 | Special | 09/10/2015 | ACE | H0023R105 | 6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ACE Limited | 10/22/2015 | Special | 09/10/2015 | ACE | H0023R105 | 7 | Elect James M. Zimmerman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ACE Limited | 10/22/2015 | Special | 09/10/2015 | ACE | H0023R105 | 8 | Board Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ACE Limited | 10/22/2015 | Special | 09/10/2015 | ACE | H0023R105 | 9 | Additional or Miscellanious Proposals | ShrHoldr | For | Abstain | Against | Voted | |||||||||||||
TCW Select Equities Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 1 | Elect Amy L. Banse | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 2 | Elect Edward W. Barnholt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 3 | Elect Robert K. Burgess | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 4 | Elect Frank A. Calderoni | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 5 | Elect James E. Daley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 6 | Elect Laura B. Desmond | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 7 | Elect Charles M. Geschke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 8 | Elect Shantanu Narayen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 9 | Elect Daniel Rosensweig | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 10 | Elect John E. Warnock | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 12 | Approval of the 2016 Executive Cash Performance Bonus Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Adobe Systems Incorporated | 04/13/2016 | Annual | 02/17/2016 | ADBE | 00724F101 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 05/11/2016 | Annual | 03/15/2016 | ALXN | 015351109 | 1 | Elect Leonard Bell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 05/11/2016 | Annual | 03/15/2016 | ALXN | 015351109 | 2 | Elect Felix Baker | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 05/11/2016 | Annual | 03/15/2016 | ALXN | 015351109 | 3 | Elect David R. Brennan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 05/11/2016 | Annual | 03/15/2016 | ALXN | 015351109 | 4 | Elect M. Michele Burns | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 05/11/2016 | Annual | 03/15/2016 | ALXN | 015351109 | 5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 05/11/2016 | Annual | 03/15/2016 | ALXN | 015351109 | 6 | Elect David Hallal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 05/11/2016 | Annual | 03/15/2016 | ALXN | 015351109 | 7 | Elect John T. Mollen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 05/11/2016 | Annual | 03/15/2016 | ALXN | 015351109 | 8 | Elect R. Douglas Norby | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 05/11/2016 | Annual | 03/15/2016 | ALXN | 015351109 | 9 | Elect Alvin S. Parven | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 05/11/2016 | Annual | 03/15/2016 | ALXN | 015351109 | 10 | Elect Andreas Rummelt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 05/11/2016 | Annual | 03/15/2016 | ALXN | 015351109 | 11 | Elect Ann M. Veneman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 05/11/2016 | Annual | 03/15/2016 | ALXN | 015351109 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 05/11/2016 | Annual | 03/15/2016 | ALXN | 015351109 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Alexion Pharmaceuticals, Inc. | 05/11/2016 | Annual | 03/15/2016 | ALXN | 015351109 | 14 | Shareholder Proposal Regarding Right To Call A Special Meeting | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.1 | Elect Nesli Basgoz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.2 | Elect Paul M. Bisaro | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.3 | Elect James H. Bloem | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.4 | Elect Christopher W. Bodine | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.6 | Elect Michael R. Gallagher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.7 | Elect Catherine M. Klema | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.8 | Elect Peter J. McDonnell | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.9 | Elect Patrick J. O’Sullivan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.10 | Elect Brenton L. Saunders | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.11 | Elect Ronald R. Taylor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 1.12 | Elect Fred G. Weiss | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 3 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 7 | Sole Authority of Board to Determine Board Size | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 8 | Reduction of Company Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Allergan plc | 05/05/2016 | Annual | 03/07/2016 | AGN | G0177J108 | 10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 05/17/2016 | Annual | 03/23/2016 | AMZN | 023135106 | 1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 05/17/2016 | Annual | 03/23/2016 | AMZN | 023135106 | 2 | Elect Tom A. Alberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 05/17/2016 | Annual | 03/23/2016 | AMZN | 023135106 | 3 | Elect John Seely Brown | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 05/17/2016 | Annual | 03/23/2016 | AMZN | 023135106 | 4 | Elect William B. Gordon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 05/17/2016 | Annual | 03/23/2016 | AMZN | 023135106 | 5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 05/17/2016 | Annual | 03/23/2016 | AMZN | 023135106 | 6 | Elect Judith A McGrath | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 05/17/2016 | Annual | 03/23/2016 | AMZN | 023135106 | 7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 05/17/2016 | Annual | 03/23/2016 | AMZN | 023135106 | 8 | Elect Thomas O. Ryder | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 05/17/2016 | Annual | 03/23/2016 | AMZN | 023135106 | 9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 05/17/2016 | Annual | 03/23/2016 | AMZN | 023135106 | 10 | Elect Wendell P. Weeks | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 05/17/2016 | Annual | 03/23/2016 | AMZN | 023135106 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 05/17/2016 | Annual | 03/23/2016 | AMZN | 023135106 | 12 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 05/17/2016 | Annual | 03/23/2016 | AMZN | 023135106 | 13 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Amazon.com, Inc. | 05/17/2016 | Annual | 03/23/2016 | AMZN | 023135106 | 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | American Tower Corporation | 06/01/2016 | Annual | 04/06/2016 | AMT | 03027X100 | 1 | Elect Raymond P. Dolan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | American Tower Corporation | 06/01/2016 | Annual | 04/06/2016 | AMT | 03027X100 | 2 | Elect Robert D. Hormats | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | American Tower Corporation | 06/01/2016 | Annual | 04/06/2016 | AMT | 03027X100 | 3 | Elect Carolyn Katz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | American Tower Corporation | 06/01/2016 | Annual | 04/06/2016 | AMT | 03027X100 | 4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | American Tower Corporation | 06/01/2016 | Annual | 04/06/2016 | AMT | 03027X100 | 5 | Elect Craig Macnab | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | American Tower Corporation | 06/01/2016 | Annual | 04/06/2016 | AMT | 03027X100 | 6 | Elect JoAnn A. Reed | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | American Tower Corporation | 06/01/2016 | Annual | 04/06/2016 | AMT | 03027X100 | 7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | American Tower Corporation | 06/01/2016 | Annual | 04/06/2016 | AMT | 03027X100 | 8 | Elect David E. Sharbutt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | American Tower Corporation | 06/01/2016 | Annual | 04/06/2016 | AMT | 03027X100 | 9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | American Tower Corporation | 06/01/2016 | Annual | 04/06/2016 | AMT | 03027X100 | 10 | Elect Samme L. Thompson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | American Tower Corporation | 06/01/2016 | Annual | 04/06/2016 | AMT | 03027X100 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | American Tower Corporation | 06/01/2016 | Annual | 04/06/2016 | AMT | 03027X100 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | American Tower Corporation | 06/01/2016 | Annual | 04/06/2016 | AMT | 03027X100 | 13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 4 | Elect Chris Kennedy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 5 | Elect Lawton W. Fitt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 6 | Elect Steve Pusey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 7 | Elect Stuart Chambers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 8 | Elect Simon Segars | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 9 | Elect Andy Green | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 10 | Elect Larry Hirst | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 11 | Elect Mike Muller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 12 | Elect Janice Roberts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 13 | Elect John LIU Yun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 14 | Appointment of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 17 | Employee Equity Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 18 | Employee Equity Plan (Overseas Plan) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 19 | U.S. Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 20 | Employee Stock Purchase Plan (Overseas Employees) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 21 | ARM Holdings Sharematch Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 22 | ARM Holdings Sharematch Plan (Overseas Plan) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 23 | Approve French Schedule to the Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 25 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ARM Holdings plc | 04/28/2016 | Annual | 03/21/2016 | ARM | 042068106 | 26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Select Equities Fund | athenahealth, Inc. | 06/14/2016 | Annual | 04/15/2016 | ATHN | 04685W103 | 1.1 | Elect Dev Ittycheria | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | athenahealth, Inc. | 06/14/2016 | Annual | 04/15/2016 | ATHN | 04685W103 | 1.2 | Elect John A. Kane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | athenahealth, Inc. | 06/14/2016 | Annual | 04/15/2016 | ATHN | 04685W103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | athenahealth, Inc. | 06/14/2016 | Annual | 04/15/2016 | ATHN | 04685W103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 1.2 | Elect Michael Grey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 1.4 | Elect V. Bryan Lawlis, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 1.5 | Elect Alan J. Lewis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 1.6 | Elect Richard A. Meier | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 1.7 | Elect David Pyott | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 1.8 | Elect Dennis J. Slamon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Biomarin Pharmaceutical Inc. | 06/06/2016 | Annual | 04/11/2016 | BMRN | 09061G101 | 4 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Select Equities Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.2 | Elect Mark J. Alles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.3 | Elect Richard W. Barker | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.5 | Elect Michael D. Casey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.7 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.8 | Elect Michael A. Friedman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.9 | Elect Julia A. Haller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.10 | Elect Gilla Kaplan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.11 | Elect James J. Loughlin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 1.12 | Elect Ernest Mario | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 5 | Exclusive Forum Provision | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 6 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Select Equities Fund | Celgene Corporation | 06/15/2016 | Annual | 04/18/2016 | CELG | 151020104 | 7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Cerner Corporation | 05/27/2016 | Annual | 03/30/2016 | CERN | 156782104 | 1 | Elect Gerald E. Bisbee, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Cerner Corporation | 05/27/2016 | Annual | 03/30/2016 | CERN | 156782104 | 2 | Elect Denis A. Cortese | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Cerner Corporation | 05/27/2016 | Annual | 03/30/2016 | CERN | 156782104 | 3 | Elect Linda M. Dillman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Cerner Corporation | 05/27/2016 | Annual | 03/30/2016 | CERN | 156782104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Cerner Corporation | 05/27/2016 | Annual | 03/30/2016 | CERN | 156782104 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Cerner Corporation | 05/27/2016 | Annual | 03/30/2016 | CERN | 156782104 | 6 | Approval of the Performance-Based Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 05/17/2016 | Annual | 03/18/2016 | SCHW | 808513105 | 1 | Elect John K. Adams | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 05/17/2016 | Annual | 03/18/2016 | SCHW | 808513105 | 2 | Elect Stephen A. Ellis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 05/17/2016 | Annual | 03/18/2016 | SCHW | 808513105 | 3 | Elect Arun Sarin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 05/17/2016 | Annual | 03/18/2016 | SCHW | 808513105 | 4 | Elect Charles R. Schwab | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 05/17/2016 | Annual | 03/18/2016 | SCHW | 808513105 | 5 | Elect Paula A. Sneed | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 05/17/2016 | Annual | 03/18/2016 | SCHW | 808513105 | 6 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 05/17/2016 | Annual | 03/18/2016 | SCHW | 808513105 | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 05/17/2016 | Annual | 03/18/2016 | SCHW | 808513105 | 8 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Charles Schwab Corporation | 05/17/2016 | Annual | 03/18/2016 | SCHW | 808513105 | 9 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 05/11/2016 | Annual | 03/14/2016 | CMG | 169656105 | 1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 05/11/2016 | Annual | 03/14/2016 | CMG | 169656105 | 1.2 | Elect Darlene J. Friedman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 05/11/2016 | Annual | 03/14/2016 | CMG | 169656105 | 1.3 | Elect John S. Charlesworth | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 05/11/2016 | Annual | 03/14/2016 | CMG | 169656105 | 1.4 | Elect Kimbal Musk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 05/11/2016 | Annual | 03/14/2016 | CMG | 169656105 | 1.5 | Elect Montgomery F. Moran | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 05/11/2016 | Annual | 03/14/2016 | CMG | 169656105 | 1.6 | Elect Neil W. Flanzraich | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 05/11/2016 | Annual | 03/14/2016 | CMG | 169656105 | 1.7 | Elect Patrick J. Flynn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 05/11/2016 | Annual | 03/14/2016 | CMG | 169656105 | 1.8 | Elect Stephen E. Gillett | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 05/11/2016 | Annual | 03/14/2016 | CMG | 169656105 | 1.9 | Elect Steve Ells | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 05/11/2016 | Annual | 03/14/2016 | CMG | 169656105 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 05/11/2016 | Annual | 03/14/2016 | CMG | 169656105 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 05/11/2016 | Annual | 03/14/2016 | CMG | 169656105 | 4 | Amendment to Certificate of Incorporation to Provide the Right to Call Special Meetings | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 05/11/2016 | Annual | 03/14/2016 | CMG | 169656105 | 5 | Adoption of Proxy Access | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 05/11/2016 | Annual | 03/14/2016 | CMG | 169656105 | 6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 05/11/2016 | Annual | 03/14/2016 | CMG | 169656105 | 7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 05/11/2016 | Annual | 03/14/2016 | CMG | 169656105 | 8 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 05/11/2016 | Annual | 03/14/2016 | CMG | 169656105 | 9 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Select Equities Fund | Chipotle Mexican Grill, Inc. | 05/11/2016 | Annual | 03/14/2016 | CMG | 169656105 | 10 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 3 | Dividends from Reserves | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 4 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 5 | Election of Statutory Auditors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 6 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 7 | Appointment of Special Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 8 | Elect Evan G. Greenberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 9 | Elect Robert M. Hernandez | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 10 | Elect Michael G. Atieh | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 11 | Elect Sheila P. Burke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 13 | Elect Mary A. Cirillo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 14 | Elect Michael P. Connors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 15 | Elect John A. Edwardson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 16 | Elect Lawrence W. Kellner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 17 | Elect Leo F. Mullin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 18 | Elect Kimberly Ross | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 19 | Elect Robert W. Scully | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 20 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 21 | Elect Theodore Shasta | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 22 | Elect David H. Sidwell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 23 | Elect Olivier Steimer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 24 | Elect James M. Zimmerman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 25 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 26 | Elect Michael P. Connors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 27 | Elect Mary A. Cirillo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 28 | Elect Robert M. Hernandez | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 29 | Elect Robert W. Scully | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 30 | Elect James M. Zimmerman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 31 | Election of Homburger AG as Independent Proxy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 32 | Increase in Authorized Share Capital for General Purposes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 33 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 34 | Compensation of the Board until the Next AGM | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 35 | Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 36 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 37 | Additional or Miscellaneous Proposals | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Costco Wholesale Corporation | 01/29/2016 | Annual | 11/20/2015 | COST | 22160K105 | 1.1 | Elect Hamilton E. James | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Costco Wholesale Corporation | 01/29/2016 | Annual | 11/20/2015 | COST | 22160K105 | 1.2 | Elect W. Craig Jelinek | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Costco Wholesale Corporation | 01/29/2016 | Annual | 11/20/2015 | COST | 22160K105 | 1.3 | Elect John W. Stanton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Costco Wholesale Corporation | 01/29/2016 | Annual | 11/20/2015 | COST | 22160K105 | 1.4 | Elect Maggie Wilderotter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Costco Wholesale Corporation | 01/29/2016 | Annual | 11/20/2015 | COST | 22160K105 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Costco Wholesale Corporation | 01/29/2016 | Annual | 11/20/2015 | COST | 22160K105 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Costco Wholesale Corporation | 01/29/2016 | Annual | 11/20/2015 | COST | 22160K105 | 4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 1 | Elect Richard M. Bracken | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 2 | Elect C. David Brown II | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 5 | Elect David W. Dorman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 6 | Elect Anne M. Finucane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 7 | Elect Larry J. Merlo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 9 | Elect Richard J. Swift | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 10 | Elect William C. Weldon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 11 | Elect Tony L. White | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 14 | Shareholder Proposal Regarding Incorporating Values in Political Spending | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 15 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.2 | Elect Nanci Caldwell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.3 | Elect Gary F. Hromadko | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.4 | Elect John Hughes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.5 | Elect Scott Kriens | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.6 | Elect William Luby | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.7 | Elect Irving F. Lyons III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.8 | Elect Christopher B. Paisley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.9 | Elect Stephen M. Smith | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.10 | Elect Peter F. Van Camp | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 3 | �� | Ratification of Auditor | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 1.1 | Elect Marc L. Andreessen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 1.4 | Elect Reed Hastings | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 1.5 | Elect Jan Koum | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 1.7 | Elect Peter A. Thiel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 4 | Ratification of 2013 Grants to Non-Employee Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 5 | Ratification of 2014 and 2015 Grants to Non-Employee Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 6 | Annual Compensation Program for Non-Employee Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 7 | Approve Establishment of Class C Stock and Associated Rights | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 8 | Increase the Number of Class A Stock from 5,000,000,000 to 20,000,000,000 | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 9 | Provide Equal Treatment of Stock Classes in Transactions and Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 10 | Provide for Conversion Events of Class B Stock | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 11 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 12 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 13 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 15 | Shareholder Proposal Regarding Formation of International Public Policy Committee | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Facebook, Inc. | 06/20/2016 | Annual | 04/29/2016 | FB | 30303M102 | 16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Illumina, Inc. | 05/18/2016 | Annual | 03/21/2016 | ILMN | 452327109 | 1 | Elect Frances Arnold | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Illumina, Inc. | 05/18/2016 | Annual | 03/21/2016 | ILMN | 452327109 | 2 | Elect Francis deSouza | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Illumina, Inc. | 05/18/2016 | Annual | 03/21/2016 | ILMN | 452327109 | 3 | Elect Karin Eastham | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Illumina, Inc. | 05/18/2016 | Annual | 03/21/2016 | ILMN | 452327109 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Illumina, Inc. | 05/18/2016 | Annual | 03/21/2016 | ILMN | 452327109 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Illumina, Inc. | 05/18/2016 | Annual | 03/21/2016 | ILMN | 452327109 | 6 | Ratify the Retention of the Company’s Supermajority Requirements | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Mobileye NV | 06/29/2016 | Annual | 06/01/2016 | MBLY | N51488117 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Mobileye NV | 06/29/2016 | Annual | 06/01/2016 | MBLY | N51488117 | 2 | Ratification of Management Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Mobileye NV | 06/29/2016 | Annual | 06/01/2016 | MBLY | N51488117 | 3 | Elect Eyal Desheh | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Mobileye NV | 06/29/2016 | Annual | 06/01/2016 | MBLY | N51488117 | 4 | Elect Peter Seth Neustadter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Mobileye NV | 06/29/2016 | Annual | 06/01/2016 | MBLY | N51488117 | 5 | Authority to Issue Shares and to Limit or Exclude Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Mobileye NV | 06/29/2016 | Annual | 06/01/2016 | MBLY | N51488117 | 6 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Mobileye NV | 06/29/2016 | Annual | 06/01/2016 | MBLY | N51488117 | 7 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Mobileye NV | 06/29/2016 | Annual | 06/01/2016 | MBLY | N51488117 | 8 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 1.3 | Elect Mark J. Hall | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 1.5 | Elect Gary P. Fayard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 1.6 | Elect Benjamin M. Polk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 1.7 | Elect Sydney Selati | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 1.8 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 1.9 | Elect Kathy N. Waller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 1.10 | Elect Mark S. Vidergauz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 4 | Re-approval of the Material Terms under the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 06/14/2016 | Annual | 04/20/2016 | MNST | 61174X109 | 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 1.3 | Elect Mark J. Hall | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 1.5 | Elect Gary P. Fayard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 1.6 | Elect Benjamin M. Polk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 08/07/2015 | �� | Annual | 06/17/2015 | MNST | 61174X109 | 1.7 | Elect Sydney Selati | Mgmt | For | For | For | Voted | ||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 1.8 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 1.9 | Elect Kathy N. Waller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 1.10 | Elect Mark S. Vidergauz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Monster Beverage Corporation | 08/07/2015 | Annual | 06/17/2015 | MNST | 61174X109 | 4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 06/02/2016 | Annual | 04/07/2016 | PCLN | 741503403 | 1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 06/02/2016 | Annual | 04/07/2016 | PCLN | 741503403 | 1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 06/02/2016 | Annual | 04/07/2016 | PCLN | 741503403 | 1.3 | Elect Jan L. Docter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 06/02/2016 | Annual | 04/07/2016 | PCLN | 741503403 | 1.4 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 06/02/2016 | Annual | 04/07/2016 | PCLN | 741503403 | 1.5 | Elect James M. Guyette | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 06/02/2016 | Annual | 04/07/2016 | PCLN | 741503403 | 1.6 | Elect Charles H. Noski | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 06/02/2016 | Annual | 04/07/2016 | PCLN | 741503403 | 1.7 | Elect Nancy B. Peretsman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 06/02/2016 | Annual | 04/07/2016 | PCLN | 741503403 | 1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 06/02/2016 | Annual | 04/07/2016 | PCLN | 741503403 | 1.9 | Elect Craig W. Rydin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 06/02/2016 | Annual | 04/07/2016 | PCLN | 741503403 | 1.10 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 06/02/2016 | Annual | 04/07/2016 | PCLN | 741503403 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Priceline Group Inc. | 06/02/2016 | Annual | 04/07/2016 | PCLN | 741503403 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 06/02/2016 | Annual | 04/07/2016 | CRM | 79466L302 | 1 | Elect Marc R. Benioff | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 06/02/2016 | Annual | 04/07/2016 | CRM | 79466L302 | 2 | Elect Keith G. Block | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 06/02/2016 | Annual | 04/07/2016 | CRM | 79466L302 | 3 | Elect Craig A. Conway | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 06/02/2016 | Annual | 04/07/2016 | CRM | 79466L302 | 4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 06/02/2016 | Annual | 04/07/2016 | CRM | 79466L302 | 5 | Elect Neelie Kroes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 06/02/2016 | Annual | 04/07/2016 | CRM | 79466L302 | 6 | Elect Colin L. Powell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 06/02/2016 | Annual | 04/07/2016 | CRM | 79466L302 | 7 | Elect Sanford R. Robertson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 06/02/2016 | Annual | 04/07/2016 | CRM | 79466L302 | 8 | Elect John V. Roos | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 06/02/2016 | Annual | 04/07/2016 | CRM | 79466L302 | 9 | Elect Lawrence J. Tomlinson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 06/02/2016 | Annual | 04/07/2016 | CRM | 79466L302 | 10 | Elect Robin L. Washington | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 06/02/2016 | Annual | 04/07/2016 | CRM | 79466L302 | 11 | Elect Maynard G. Webb | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 06/02/2016 | Annual | 04/07/2016 | CRM | 79466L302 | 12 | Elect Susan D. Wojcicki | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 06/02/2016 | Annual | 04/07/2016 | CRM | 79466L302 | 13 | Certificate Amendment Regarding Removal of Directors Without Cause | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 06/02/2016 | Annual | 04/07/2016 | CRM | 79466L302 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 06/02/2016 | Annual | 04/07/2016 | CRM | 79466L302 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 06/02/2016 | Annual | 04/07/2016 | CRM | 79466L302 | 16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | salesforce.com, inc. | 06/02/2016 | Annual | 04/07/2016 | CRM | 79466L302 | 17 | Shareholder Proposal Regarding Equity Retention | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | ServiceNow Inc. | 06/08/2016 | Annual | 04/19/2016 | NOW | 81762P102 | 1 | Elect Paul V. Barber | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ServiceNow Inc. | 06/08/2016 | Annual | 04/19/2016 | NOW | 81762P102 | 2 | Elect Ronald E. F. Codd | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ServiceNow Inc. | 06/08/2016 | Annual | 04/19/2016 | NOW | 81762P102 | 3 | Elect Frank Slootman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ServiceNow Inc. | 06/08/2016 | Annual | 04/19/2016 | NOW | 81762P102 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | ServiceNow Inc. | 06/08/2016 | Annual | 04/19/2016 | NOW | 81762P102 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Splunk Inc. | 06/09/2016 | Annual | 04/15/2016 | SPLK | 848637104 | 1 | Elect Mark Carges | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Splunk Inc. | 06/09/2016 | Annual | 04/15/2016 | SPLK | 848637104 | 2 | Elect David Hornik | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Splunk Inc. | 06/09/2016 | Annual | 04/15/2016 | SPLK | 848637104 | 3 | Elect Thomas Neustaetter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Splunk Inc. | 06/09/2016 | Annual | 04/15/2016 | SPLK | 848637104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Splunk Inc. | 06/09/2016 | Annual | 04/15/2016 | SPLK | 848637104 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 03/23/2016 | Annual | 01/14/2016 | SBUX | 855244109 | 1 | Elect Howard Schultz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 03/23/2016 | Annual | 01/14/2016 | SBUX | 855244109 | 2 | Elect William W. Bradley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 03/23/2016 | Annual | 01/14/2016 | SBUX | 855244109 | 3 | Elect Mary N. Dillon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 03/23/2016 | Annual | 01/14/2016 | SBUX | 855244109 | 4 | Elect Robert M. Gates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 03/23/2016 | Annual | 01/14/2016 | SBUX | 855244109 | 5 | Elect Mellody Hobson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 03/23/2016 | Annual | 01/14/2016 | SBUX | 855244109 | 6 | Elect Kevin R. Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 03/23/2016 | Annual | 01/14/2016 | SBUX | 855244109 | 7 | Elect Joshua C. Ramo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 03/23/2016 | Annual | 01/14/2016 | SBUX | 855244109 | 8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 03/23/2016 | Annual | 01/14/2016 | SBUX | 855244109 | 9 | Elect Clara Shih | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 03/23/2016 | Annual | 01/14/2016 | SBUX | 855244109 | 10 | Elect Javier G. Teruel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 03/23/2016 | Annual | 01/14/2016 | SBUX | 855244109 | 11 | Elect Myron E. Ullman III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 03/23/2016 | Annual | 01/14/2016 | SBUX | 855244109 | 12 | Elect Craig E. Weatherup | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 03/23/2016 | Annual | 01/14/2016 | SBUX | 855244109 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 03/23/2016 | Annual | 01/14/2016 | SBUX | 855244109 | 14 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 03/23/2016 | Annual | 01/14/2016 | SBUX | 855244109 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 03/23/2016 | Annual | 01/14/2016 | SBUX | 855244109 | 16 | Shareholder Proposal Regarding Proxy Acess | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Starbucks Corporation | 03/23/2016 | Annual | 01/14/2016 | SBUX | 855244109 | 17 | Shareholder Proposal Regarding Human Rights Review | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.1 | Elect Kevin A. Plank | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.2 | Elect Byron K. Adams, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.3 | Elect George W. Bodenheimer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.4 | Elect Douglas E. Coltharp | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.5 | Elect Anthony W. Deering | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.6 | Elect Karen W. Katz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.7 | Elect Alvin B. Krongard | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.8 | Elect William R. McDermott | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.9 | Elect Eric T. Olson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.10 | Elect Harvey L. Sanders | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 1 | Conversion of Class B Stock if CEO Plank Sells In Excess of Certain Limit | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 2 | Conversion of Class B Stock if CEO Plank Resigns or is Terminated | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 3 | Equal Treatment of Class A and B Common Stock in Certain Transactions | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 4 | Enhance Board Independence Requirements | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 5 | Requirements to Amend Equal Treatment Provision and Board Independence Provision | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 6 | Amendment to the 2005 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 7 | 2015 Class C Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Visa Inc. | 02/03/2016 | Annual | 12/07/2015 | V | 92826C839 | 1 | Elect Lloyd A. Carney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Visa Inc. | 02/03/2016 | Annual | 12/07/2015 | V | 92826C839 | 2 | Elect Mary B. Cranston | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Visa Inc. | 02/03/2016 | Annual | 12/07/2015 | V | 92826C839 | 3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Visa Inc. | 02/03/2016 | Annual | 12/07/2015 | V | 92826C839 | 4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Visa Inc. | 02/03/2016 | Annual | 12/07/2015 | V | 92826C839 | 5 | Elect Robert W. Matschullat | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Visa Inc. | 02/03/2016 | Annual | 12/07/2015 | V | 92826C839 | 6 | Elect Cathy E. Minehan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Visa Inc. | 02/03/2016 | Annual | 12/07/2015 | V | 92826C839 | 7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Visa Inc. | 02/03/2016 | Annual | 12/07/2015 | V | 92826C839 | 8 | Elect David J. Pang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Visa Inc. | 02/03/2016 | Annual | 12/07/2015 | V | 92826C839 | 9 | Elect Charles W. Scharf | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Visa Inc. | 02/03/2016 | Annual | 12/07/2015 | V | 92826C839 | 10 | Elect John A.C. Swainson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Visa Inc. | 02/03/2016 | Annual | 12/07/2015 | V | 92826C839 | 11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Visa Inc. | 02/03/2016 | Annual | 12/07/2015 | V | 92826C839 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Visa Inc. | 02/03/2016 | Annual | 12/07/2015 | V | 92826C839 | 13 | Approval of the 2007 Equity Incentive Compensation Plan as Amended and Restated | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Visa Inc. | 02/03/2016 | Annual | 12/07/2015 | V | 92826C839 | 14 | Amendment to the Visa Inc. Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Select Equities Fund | Visa Inc. | 02/03/2016 | Annual | 12/07/2015 | V | 92826C839 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Alkermes plc | 05/25/2016 | Annual | 03/17/2016 | ALKS | G01767105 | 1 | Elect David W. Anstice | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Alkermes plc | 05/25/2016 | Annual | 03/17/2016 | ALKS | G01767105 | 2 | Elect Robert A. Breyer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Alkermes plc | 05/25/2016 | Annual | 03/17/2016 | ALKS | G01767105 | 3 | Elect Wendy L. Dixon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Alkermes plc | 05/25/2016 | Annual | 03/17/2016 | ALKS | G01767105 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Alkermes plc | 05/25/2016 | Annual | 03/17/2016 | ALKS | G01767105 | 5 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Alkermes plc | 05/25/2016 | Annual | 03/17/2016 | ALKS | G01767105 | 6 | Amendment to the 2011 Stock Option and Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Alkermes plc | 05/25/2016 | Annual | 03/17/2016 | ALKS | G01767105 | 7 | Authority to Issue Shares with or without Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Alkermes plc | 05/25/2016 | Annual | 03/17/2016 | ALKS | G01767105 | 8 | Amendments to Articles Regarding Irish Companies Act 2014 | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Alkermes plc | 05/25/2016 | Annual | 03/17/2016 | ALKS | G01767105 | 9 | Amendments to Memorandum Regarding Irish Companies Act 2014 | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Alkermes plc | 05/25/2016 | Annual | 03/17/2016 | ALKS | G01767105 | 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Arista Networks, Inc. | 06/02/2016 | Annual | 04/08/2016 | ANET | 040413106 | 1.1 | Elect Charles H. Giancarlo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Arista Networks, Inc. | 06/02/2016 | Annual | 04/08/2016 | ANET | 040413106 | 1.2 | Elect Ann Mather | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Arista Networks, Inc. | 06/02/2016 | Annual | 04/08/2016 | ANET | 040413106 | 1.3 | Elect Daniel Scheinman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Arista Networks, Inc. | 06/02/2016 | Annual | 04/08/2016 | ANET | 040413106 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Arista Networks, Inc. | 06/02/2016 | Annual | 04/08/2016 | ANET | 040413106 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Arista Networks, Inc. | 06/02/2016 | Annual | 04/08/2016 | ANET | 040413106 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Asbury Automotive Group, Inc. | 04/20/2016 | Annual | 02/26/2016 | ABG | 043436104 | 1.1 | Elect Joel Alsfine | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Asbury Automotive Group, Inc. | 04/20/2016 | Annual | 02/26/2016 | ABG | 043436104 | 1.2 | Elect Thomas C. DeLoach, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Asbury Automotive Group, Inc. | 04/20/2016 | Annual | 02/26/2016 | ABG | 043436104 | 1.3 | Elect Philip F. Maritz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Asbury Automotive Group, Inc. | 04/20/2016 | Annual | 02/26/2016 | ABG | 043436104 | 2 | Repeal of Classified Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Asbury Automotive Group, Inc. | 04/20/2016 | Annual | 02/26/2016 | ABG | 043436104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Asbury Automotive Group, Inc. | 04/20/2016 | Annual | 02/26/2016 | ABG | 043436104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | athenahealth, Inc. | 06/14/2016 | Annual | 04/15/2016 | ATHN | 04685W103 | 1.1 | Elect Dev Ittycheria | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Small Cap Growth Fund | athenahealth, Inc. | 06/14/2016 | Annual | 04/15/2016 | ATHN | 04685W103 | 1.2 | Elect John A. Kane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | athenahealth, Inc. | 06/14/2016 | Annual | 04/15/2016 | ATHN | 04685W103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | athenahealth, Inc. | 06/14/2016 | Annual | 04/15/2016 | ATHN | 04685W103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Blue Buffalo Pet Products, Inc. | 06/02/2016 | Annual | 04/07/2016 | BUFF | 09531U102 | 1.1 | Elect Michael A. Eck | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Blue Buffalo Pet Products, Inc. | 06/02/2016 | Annual | 04/07/2016 | BUFF | 09531U102 | 1.2 | Elect Frances Frei | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Blue Buffalo Pet Products, Inc. | 06/02/2016 | Annual | 04/07/2016 | BUFF | 09531U102 | 1.3 | Elect Kurt Schmidt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Blue Buffalo Pet Products, Inc. | 06/02/2016 | Annual | 04/07/2016 | BUFF | 09531U102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Boston Beer Company, Inc. | 05/25/2016 | Annual | 03/28/2016 | SAM | 100557107 | 1.1 | Elect David A. Burwick | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Boston Beer Company, Inc. | 05/25/2016 | Annual | 03/28/2016 | SAM | 100557107 | 1.2 | Elect Michael Spillane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Boston Beer Company, Inc. | 05/25/2016 | Annual | 03/28/2016 | SAM | 100557107 | 1.3 | Elect Jean-Michel Valette | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Boston Beer Company, Inc. | 05/25/2016 | Annual | 03/28/2016 | SAM | 100557107 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Cepheid | 04/26/2016 | Annual | 03/04/2016 | CPHD | 15670R107 | 1 | Elect Thomas L. Gutshall | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Cepheid | 04/26/2016 | Annual | 03/04/2016 | CPHD | 15670R107 | 2 | Elect Cristina H. Kepner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Cepheid | 04/26/2016 | Annual | 03/04/2016 | CPHD | 15670R107 | 3 | Elect David H. Persing | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Cepheid | 04/26/2016 | Annual | 03/04/2016 | CPHD | 15670R107 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Cepheid | 04/26/2016 | Annual | 03/04/2016 | CPHD | 15670R107 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Clarcor Inc. | 03/29/2016 | Annual | 02/05/2016 | CLC | 179895107 | 1.1 | Elect Robert J. Burgstahler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Clarcor Inc. | 03/29/2016 | Annual | 02/05/2016 | CLC | 179895107 | 1.2 | Elect Christopher L. Conway | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Clarcor Inc. | 03/29/2016 | Annual | 02/05/2016 | CLC | 179895107 | 1.3 | Elect Paul Donovan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Clarcor Inc. | 03/29/2016 | Annual | 02/05/2016 | CLC | 179895107 | 1.4 | Elect Thomas W. Giacomini | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Clarcor Inc. | 03/29/2016 | Annual | 02/05/2016 | CLC | 179895107 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Clarcor Inc. | 03/29/2016 | Annual | 02/05/2016 | CLC | 179895107 | 3 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW Small Cap Growth Fund | Clarcor Inc. | 03/29/2016 | Annual | 02/05/2016 | CLC | 179895107 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 1.1 | Elect Robert J. Shillman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 1.2 | Elect Anthony Sun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 1.3 | Elect Robert J. Willett | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 3 | Increase of Authorized Common Stock | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Core-Mark Holding Company, Inc. | 05/24/2016 | Annual | 03/28/2016 | CORE | 218681104 | 1 | Elect Robert A. Allen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Core-Mark Holding Company, Inc. | 05/24/2016 | Annual | 03/28/2016 | CORE | 218681104 | 2 | Elect Stuart W. Booth | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Core-Mark Holding Company, Inc. | 05/24/2016 | Annual | 03/28/2016 | CORE | 218681104 | 3 | Elect Gary F. Colter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Core-Mark Holding Company, Inc. | 05/24/2016 | Annual | 03/28/2016 | CORE | 218681104 | 4 | Elect Robert G. Gross | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Core-Mark Holding Company, Inc. | 05/24/2016 | Annual | 03/28/2016 | CORE | 218681104 | 5 | Elect Thomas B. Perkins | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Core-Mark Holding Company, Inc. | 05/24/2016 | Annual | 03/28/2016 | CORE | 218681104 | 6 | Elect Harvey L. Tepner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Core-Mark Holding Company, Inc. | 05/24/2016 | Annual | 03/28/2016 | CORE | 218681104 | 7 | Elect Randolph I. Thornton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Core-Mark Holding Company, Inc. | 05/24/2016 | Annual | 03/28/2016 | CORE | 218681104 | 8 | Elect J. Michael Walsh | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Core-Mark Holding Company, Inc. | 05/24/2016 | Annual | 03/28/2016 | CORE | 218681104 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Core-Mark Holding Company, Inc. | 05/24/2016 | Annual | 03/28/2016 | CORE | 218681104 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Cornerstone OnDemand Inc. | 06/08/2016 | Annual | 04/15/2016 | CSOD | 21925Y103 | 1.1 | Elect Harold W. Burlingame | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Cornerstone OnDemand Inc. | 06/08/2016 | Annual | 04/15/2016 | CSOD | 21925Y103 | 1.2 | Elect James McGeever | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Cornerstone OnDemand Inc. | 06/08/2016 | Annual | 04/15/2016 | CSOD | 21925Y103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Demandware, Inc. | 05/18/2016 | Annual | 03/21/2016 | DWRE | 24802Y105 | 1.1 | Elect Thomas D. Ebling | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Demandware, Inc. | 05/18/2016 | Annual | 03/21/2016 | DWRE | 24802Y105 | 1.2 | Elect Jitendra S. Saxena | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Demandware, Inc. | 05/18/2016 | Annual | 03/21/2016 | DWRE | 24802Y105 | 1.3 | Elect Leonard Schlesinger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Demandware, Inc. | 05/18/2016 | Annual | 03/21/2016 | DWRE | 24802Y105 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Demandware, Inc. | 05/18/2016 | Annual | 03/21/2016 | DWRE | 24802Y105 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Demandware, Inc. | 05/18/2016 | Annual | 03/21/2016 | DWRE | 24802Y105 | 4 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Depomed, Inc. | 05/18/2016 | Annual | 03/31/2016 | DEPO | 249908104 | 1 | Elect Peter D. Staple | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Depomed, Inc. | 05/18/2016 | Annual | 03/31/2016 | DEPO | 249908104 | 2 | Elect Karen A. Dawes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Depomed, Inc. | 05/18/2016 | Annual | 03/31/2016 | DEPO | 249908104 | 3 | Elect Louis J. Lavigne, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Depomed, Inc. | 05/18/2016 | Annual | 03/31/2016 | DEPO | 249908104 | 4 | Elect Samuel R. Saks, M.D. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Depomed, Inc. | 05/18/2016 | Annual | 03/31/2016 | DEPO | 249908104 | 5 | Elect James A. Schoeneck | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Depomed, Inc. | 05/18/2016 | Annual | 03/31/2016 | DEPO | 249908104 | 6 | Elect David B. Zenoff | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Depomed, Inc. | 05/18/2016 | Annual | 03/31/2016 | DEPO | 249908104 | 7 | Amendment to the Omnibus Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Depomed, Inc. | 05/18/2016 | Annual | 03/31/2016 | DEPO | 249908104 | 8 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Depomed, Inc. | 05/18/2016 | Annual | 03/31/2016 | DEPO | 249908104 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Depomed, Inc. | 05/18/2016 | Annual | 03/31/2016 | DEPO | 249908104 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Depomed, Inc. | 11/20/2015 | Consent | 09/17/2015 | DEPO | 249908104 | 1 | Revoke Consent to Call Special Meeting Regarding Removal of Directors and Bylaw Amendments | Mgmt | For | TNA | Against | Take No Action |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Small Cap Growth Fund | Depomed, Inc. | 11/20/2015 | Consent | 09/17/2015 | DEPO | 249908104 | 2 | Revoke Consent to Call Special Meeting Regarding Election of Dissident Board Members | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Small Cap Growth Fund | Depomed, Inc. | 11/20/2015 | Consent | 10/29/2015 | DEPO | 249908104 | 1 | Shareholder Proposal to Call Special Meeting Regarding Removal of Directors and Bylaw Amendments (White Card) | ShrHoldr | N/A | Against | N/A | Voted | |||||||||||||
TCW Small Cap Growth Fund | Depomed, Inc. | 11/20/2015 | Consent | 10/29/2015 | DEPO | 249908104 | 2 | Shareholder Proposal to Call Special Meeting Regarding Election of Dissident Board Members (Blue Card) | ShrHoldr | N/A | Against | N/A | Voted | |||||||||||||
TCW Small Cap Growth Fund | Depomed, Inc. | 11/20/2015 | Consent | 09/17/2015 | DEPO | 249908104 | 1 | Shareholder Proposal to Call Special Meeting Regarding Removal of Directors and Bylaw Amendments (White Card) | ShrHoldr | N/A | Against | N/A | Voted | |||||||||||||
TCW Small Cap Growth Fund | Depomed, Inc. | 11/20/2015 | Consent | 09/17/2015 | DEPO | 249908104 | 2 | Shareholder Proposal to Call Special Meeting Regarding Election of Dissident Board Members (Blue Card) | ShrHoldr | N/A | Against | N/A | Voted | |||||||||||||
TCW Small Cap Growth Fund | Dick’s Sporting Goods Inc | 06/10/2016 | Annual | 04/13/2016 | DKS | 253393102 | 1 | Elect Mark J. Barrenechea | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Dick’s Sporting Goods Inc | 06/10/2016 | Annual | 04/13/2016 | DKS | 253393102 | 2 | Elect Emanuel Chirico | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Dick’s Sporting Goods Inc | 06/10/2016 | Annual | 04/13/2016 | DKS | 253393102 | 3 | Elect Allen R. Weiss | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Dick’s Sporting Goods Inc | 06/10/2016 | Annual | 04/13/2016 | DKS | 253393102 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Dick’s Sporting Goods Inc | 06/10/2016 | Annual | 04/13/2016 | DKS | 253393102 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Diplomat Pharmacy Inc | 06/06/2016 | Annual | 04/11/2016 | DPLO | 25456K101 | 1.1 | Elect Benjamin Wolin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Diplomat Pharmacy Inc | 06/06/2016 | Annual | 04/11/2016 | DPLO | 25456K101 | 1.2 | Elect Kenneth O. Klepper | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Diplomat Pharmacy Inc | 06/06/2016 | Annual | 04/11/2016 | DPLO | 25456K101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Diplomat Pharmacy Inc | 06/06/2016 | Annual | 04/11/2016 | DPLO | 25456K101 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Dorman Products, Inc. | 05/13/2016 | Annual | 03/18/2016 | DORM | 258278100 | 1.1 | Elect Steven L. Berman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Dorman Products, Inc. | 05/13/2016 | Annual | 03/18/2016 | DORM | 258278100 | 1.2 | Elect Mathias J. Barton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Dorman Products, Inc. | 05/13/2016 | Annual | 03/18/2016 | DORM | 258278100 | 1.3 | Elect Paul R. Lederer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Dorman Products, Inc. | 05/13/2016 | Annual | 03/18/2016 | DORM | 258278100 | 1.4 | Elect Edgar W. Levin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Dorman Products, Inc. | 05/13/2016 | Annual | 03/18/2016 | DORM | 258278100 | 1.5 | Elect Richard T. Riley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Dorman Products, Inc. | 05/13/2016 | Annual | 03/18/2016 | DORM | 258278100 | 1.6 | Elect G. Michael Stakias | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Dorman Products, Inc. | 05/13/2016 | Annual | 03/18/2016 | DORM | 258278100 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | El Pollo Loco Holdings, Inc. | 08/11/2015 | Annual | 06/12/2015 | LOCO | 268603107 | 1.1 | Elect Stephen J. Sather | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | El Pollo Loco Holdings, Inc. | 08/11/2015 | Annual | 06/12/2015 | LOCO | 268603107 | 1.2 | Elect Michael G. Maselli | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | El Pollo Loco Holdings, Inc. | 08/11/2015 | Annual | 06/12/2015 | LOCO | 268603107 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | EPAM Systems Inc. | 06/07/2016 | Annual | 04/15/2016 | EPAM | 29414B104 | 1.1 | Elect Karl Robb | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | EPAM Systems Inc. | 06/07/2016 | Annual | 04/15/2016 | EPAM | 29414B104 | 1.2 | Elect Richard M. Mayoras | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | EPAM Systems Inc. | 06/07/2016 | Annual | 04/15/2016 | EPAM | 29414B104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | EPAM Systems Inc. | 06/07/2016 | Annual | 04/15/2016 | EPAM | 29414B104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Exar Corporation | 09/17/2015 | Annual | 07/30/2015 | EXAR | 300645108 | 1.1 | Elect Behrooz Abdi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Exar Corporation | 09/17/2015 | Annual | 07/30/2015 | EXAR | 300645108 | 1.2 | Elect Izak Bencuya | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Exar Corporation | 09/17/2015 | Annual | 07/30/2015 | EXAR | 300645108 | 1.3 | Elect Louis DiNardo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Exar Corporation | 09/17/2015 | Annual | 07/30/2015 | EXAR | 300645108 | 1.4 | Elect Pierre Guilbault | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Exar Corporation | 09/17/2015 | Annual | 07/30/2015 | EXAR | 300645108 | 1.5 | Elect Brian Hilton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Exar Corporation | 09/17/2015 | Annual | 07/30/2015 | EXAR | 300645108 | 1.6 | Elect Richard L. Leza | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Exar Corporation | 09/17/2015 | Annual | 07/30/2015 | EXAR | 300645108 | 1.7 | Elect Gary Meyers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Exar Corporation | 09/17/2015 | Annual | 07/30/2015 | EXAR | 300645108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Exar Corporation | 09/17/2015 | Annual | 07/30/2015 | EXAR | 300645108 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | FARO Technologies, Inc. | 05/13/2016 | Annual | 03/24/2016 | FARO | 311642102 | 1.1 | Elect John E. Caldwell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | FARO Technologies, Inc. | 05/13/2016 | Annual | 03/24/2016 | FARO | 311642102 | 1.2 | Elect John Donofrio | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | FARO Technologies, Inc. | 05/13/2016 | Annual | 03/24/2016 | FARO | 311642102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | FARO Technologies, Inc. | 05/13/2016 | Annual | 03/24/2016 | FARO | 311642102 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Financial Engines Inc. | 05/17/2016 | Annual | 03/21/2016 | FNGN | 317485100 | 1.1 | Elect Heidi K. Fields | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Financial Engines Inc. | 05/17/2016 | Annual | 03/21/2016 | FNGN | 317485100 | 1.2 | Elect Joseph A. Grundfest | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Financial Engines Inc. | 05/17/2016 | Annual | 03/21/2016 | FNGN | 317485100 | 1.3 | Elect Michael E. Martin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Financial Engines Inc. | 05/17/2016 | Annual | 03/21/2016 | FNGN | 317485100 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Financial Engines Inc. | 05/17/2016 | Annual | 03/21/2016 | FNGN | 317485100 | 3 | Approval of the Amendment and Restatement of the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Small Cap Growth Fund | Freshpet Inc | 09/16/2015 | Annual | 07/23/2015 | FRPT | 358039105 | 1.1 | Elect Christopher B. Harned | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Freshpet Inc | 09/16/2015 | Annual | 07/23/2015 | FRPT | 358039105 | 1.2 | Elect Daryl G. Brewster | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Freshpet Inc | 09/16/2015 | Annual | 07/23/2015 | FRPT | 358039105 | 1.3 | Elect Robert C. King | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Freshpet Inc | 09/16/2015 | Annual | 07/23/2015 | FRPT | 358039105 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 05/26/2016 | Annual | 04/11/2016 | THRM | 37253A103 | 1.1 | Elect Lewis Booth | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 05/26/2016 | Annual | 04/11/2016 | THRM | 37253A103 | 1.2 | Elect Francois Castaing | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 05/26/2016 | Annual | 04/11/2016 | THRM | 37253A103 | 1.3 | Elect Daniel Coker | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 05/26/2016 | Annual | 04/11/2016 | THRM | 37253A103 | 1.4 | Elect Sophie Desormiere | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 05/26/2016 | Annual | 04/11/2016 | THRM | 37253A103 | 1.5 | Elect Maurice Gunderson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 05/26/2016 | Annual | 04/11/2016 | THRM | 37253A103 | 1.6 | Elect Yvonne Hao | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 05/26/2016 | Annual | 04/11/2016 | THRM | 37253A103 | 1.7 | Elect Ronald Hundzinski | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 05/26/2016 | Annual | 04/11/2016 | THRM | 37253A103 | 1.8 | Elect Oscar B. Marx III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 05/26/2016 | Annual | 04/11/2016 | THRM | 37253A103 | 1.9 | Elect Byron Shaw | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 05/26/2016 | Annual | 04/11/2016 | THRM | 37253A103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 05/26/2016 | Annual | 04/11/2016 | THRM | 37253A103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Gentherm Inc. | 05/26/2016 | Annual | 04/11/2016 | THRM | 37253A103 | 4 | Approval of Amended and Restated Bylaws to Change the Size of the Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Health Net, Inc. | 10/23/2015 | Special | 09/22/2015 | HNT | 42222G108 | 1 | Merger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Health Net, Inc. | 10/23/2015 | Special | 09/22/2015 | HNT | 42222G108 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Health Net, Inc. | 10/23/2015 | Special | 09/22/2015 | HNT | 42222G108 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 1.1 | Elect Daniel P. McCartney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 1.2 | Elect John M. Briggs | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 1.3 | Elect Robert L. Frome | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 1.4 | Elect Robert J. Moss | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 1.5 | Elect Dino D. Ottaviano | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 1.6 | Elect Theodore Wahl | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 1.7 | Elect Michael E. McBryan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 1.8 | Elect Diane S. Casey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 1.9 | Elect John J. McFadden | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 1.10 | Elect Jude Visconto | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthequity Inc | 06/23/2016 | Annual | 04/25/2016 | HQY | 42226A107 | 1.1 | Elect Robert W. Selander | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthequity Inc | 06/23/2016 | Annual | 04/25/2016 | HQY | 42226A107 | 1.2 | Elect Jon Kessler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthequity Inc | 06/23/2016 | Annual | 04/25/2016 | HQY | 42226A107 | 1.3 | Elect Stephen D. Neeleman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthequity Inc | 06/23/2016 | Annual | 04/25/2016 | HQY | 42226A107 | 1.4 | Elect Frank A. Corvino | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthequity Inc | 06/23/2016 | Annual | 04/25/2016 | HQY | 42226A107 | 1.5 | Elect Evelyn S. Dilsaver | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthequity Inc | 06/23/2016 | Annual | 04/25/2016 | HQY | 42226A107 | 1.6 | Elect Michael O. Leavitt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthequity Inc | 06/23/2016 | Annual | 04/25/2016 | HQY | 42226A107 | 1.7 | Elect Frank T. Medici | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthequity Inc | 06/23/2016 | Annual | 04/25/2016 | HQY | 42226A107 | 1.8 | Elect Manu Rana | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthequity Inc | 06/23/2016 | Annual | 04/25/2016 | HQY | 42226A107 | 1.9 | Elect Ian Sacks | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Healthequity Inc | 06/23/2016 | Annual | 04/25/2016 | HQY | 42226A107 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.1 | Elect Thomas M. Culligan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.2 | Elect Adolfo Henriques | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.3 | Elect Samuel L. Higginbottom | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.4 | Elect Mark H. Hildebrandt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.5 | Elect Wolfgang Mayrhuber | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.6 | Elect Eric A. Mendelson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.7 | Elect Laurans A. Mendelson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.8 | Elect Victor H. Mendelson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.9 | Elect Julie Neitzel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.10 | Elect Alan Schriesheim | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.11 | Elect Frank J. Schwitter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Horizon Pharma plc | 05/03/2016 | Annual | 03/03/2016 | HZNP | G4617B105 | 1 | Elect Michael Grey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Horizon Pharma plc | 05/03/2016 | Annual | 03/03/2016 | HZNP | G4617B105 | 2 | Elect Jeff Himawan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Horizon Pharma plc | 05/03/2016 | Annual | 03/03/2016 | HZNP | G4617B105 | 3 | Elect Ronald Pauli | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Horizon Pharma plc | 05/03/2016 | Annual | 03/03/2016 | HZNP | G4617B105 | 4 | Technical Amendments to Memorandum of Association | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Horizon Pharma plc | 05/03/2016 | Annual | 03/03/2016 | HZNP | G4617B105 | 5 | Technical Amendments to Articles of Association | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Horizon Pharma plc | 05/03/2016 | Annual | 03/03/2016 | HZNP | G4617B105 | 6 | Authority to Repurchase Overseas Market Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Horizon Pharma plc | 05/03/2016 | Annual | 03/03/2016 | HZNP | G4617B105 | 7 | Approval of the 2014 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Horizon Pharma plc | 05/03/2016 | Annual | 03/03/2016 | HZNP | G4617B105 | 8 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Horizon Pharma plc | 05/03/2016 | Annual | 03/03/2016 | HZNP | G4617B105 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Horizon Pharma plc | 11/13/2015 | Special | 10/07/2015 | HZNP | G4617B105 | 1 | Acquisition | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Horizon Pharma plc | 11/13/2015 | Special | 10/07/2015 | HZNP | G4617B105 | 2 | Increase in Authorized Capital | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Small Cap Growth Fund | Horizon Pharma plc | 11/13/2015 | Special | 10/07/2015 | HZNP | G4617B105 | 3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Horizon Pharma plc | 11/13/2015 | Special | 10/07/2015 | HZNP | G4617B105 | 4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Horizon Pharma plc | 11/13/2015 | Special | 10/07/2015 | HZNP | G4617B105 | 5 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Imperva Inc. | 05/04/2016 | Annual | 03/15/2016 | IMPV | 45321L100 | 1.1 | Elect Anthony Bettencourt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Imperva Inc. | 05/04/2016 | Annual | 03/15/2016 | IMPV | 45321L100 | 1.2 | Elect Geraldine Elliott | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Imperva Inc. | 05/04/2016 | Annual | 03/15/2016 | IMPV | 45321L100 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Imperva Inc. | 05/04/2016 | Annual | 03/15/2016 | IMPV | 45321L100 | 3 | 2011 Stock Option and Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Imperva Inc. | 05/04/2016 | Annual | 03/15/2016 | IMPV | 45321L100 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 1 | Elect Robert W. Breckon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 2 | Elect David F. Burgstahler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 3 | Elect Terry Woodward | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 6 | Approval of the 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 7 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | John Bean Technologies Corporation | 05/13/2016 | Annual | 03/17/2016 | JBT | 477839104 | 1.1 | Elect Edward L. Doheny II | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | John Bean Technologies Corporation | 05/13/2016 | Annual | 03/17/2016 | JBT | 477839104 | 1.2 | Elect Alan D. Feldman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | John Bean Technologies Corporation | 05/13/2016 | Annual | 03/17/2016 | JBT | 477839104 | 1.3 | Elect James E. Goodwin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | John Bean Technologies Corporation | 05/13/2016 | Annual | 03/17/2016 | JBT | 477839104 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | John Bean Technologies Corporation | 05/13/2016 | Annual | 03/17/2016 | JBT | 477839104 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 1 | Elect Lawrence S. Benjamin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 2 | Elect Raul J. Fernandez | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 3 | Elect Kenneth B. Gilman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 4 | Elect Nancy J. Karch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 5 | Elect Kenneth P. Kopelman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 6 | Elect Craig A. Leavitt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 7 | Elect Deborah J. Lloyd | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 8 | Elect Douglas Mack | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 9 | Elect Jan Singer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 10 | Elect Doreen A. Toben | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 13 | Adoption of Proxy Access | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 14 | Adoption of Advance Notice Requirement | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 15 | Amendment to Remove the “For Cause” Language for Director Removal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 1.1 | Elect James R. Abrahamson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 1.2 | Elect Glenn Alba | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 1.3 | Elect Scott O. Bergren | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 1.4 | Elect Alan J. Bowers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 1.5 | Elect Henry G. Cisneros | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 1.6 | Elect Keith A. Cline | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 1.7 | Elect Giovanni Cutaia | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 1.8 | Elect Brian Kim | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 1.9 | Elect Mitesh B. Shah | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 1.10 | Elect Gary M. Sumers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 3 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | LDR Holding Corp | 04/28/2016 | Annual | 03/01/2016 | LDRH | 50185U105 | 1.1 | Elect Christophe Lavigne | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | LDR Holding Corp | 04/28/2016 | Annual | 03/01/2016 | LDRH | 50185U105 | 1.2 | Elect William W. Burke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | LDR Holding Corp | 04/28/2016 | Annual | 03/01/2016 | LDRH | 50185U105 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Small Cap Growth Fund | LDR Holding Corp | 04/28/2016 | Annual | 03/01/2016 | LDRH | 50185U105 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | LDR Holding Corp | 04/28/2016 | Annual | 03/01/2016 | LDRH | 50185U105 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | LDR Holding Corp | 04/28/2016 | Annual | 03/01/2016 | LDRH | 50185U105 | 5 | French Sub Plan under the 2013 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | LHC Group, Inc. | 06/02/2016 | Annual | 04/15/2016 | LHCG | 50187A107 | 1.1 | Elect John L. Indest | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | LHC Group, Inc. | 06/02/2016 | Annual | 04/15/2016 | LHCG | 50187A107 | 1.2 | Elect Ronald T. Nixon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | LHC Group, Inc. | 06/02/2016 | Annual | 04/15/2016 | LHCG | 50187A107 | 1.3 | Elect W.J. Tauzin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | LHC Group, Inc. | 06/02/2016 | Annual | 04/15/2016 | LHCG | 50187A107 | 1.4 | Elect Kenneth E. Thorpe | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | LHC Group, Inc. | 06/02/2016 | Annual | 04/15/2016 | LHCG | 50187A107 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | LHC Group, Inc. | 06/02/2016 | Annual | 04/15/2016 | LHCG | 50187A107 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Lifeway Foods, Inc. | 12/14/2015 | Annual | 10/27/2015 | LWAY | 531914109 | 1.1 | Elect Renzo Bernardi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Lifeway Foods, Inc. | 12/14/2015 | Annual | 10/27/2015 | LWAY | 531914109 | 1.2 | Elect Paul Lee | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Lifeway Foods, Inc. | 12/14/2015 | Annual | 10/27/2015 | LWAY | 531914109 | 1.3 | Elect Mariano Lozano | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Lifeway Foods, Inc. | 12/14/2015 | Annual | 10/27/2015 | LWAY | 531914109 | 1.4 | Elect Jason Scher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Lifeway Foods, Inc. | 12/14/2015 | Annual | 10/27/2015 | LWAY | 531914109 | 1.5 | Elect Pol Sikar | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Lifeway Foods, Inc. | 12/14/2015 | Annual | 10/27/2015 | LWAY | 531914109 | 1.6 | Elect Julie Smolyansky | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Lifeway Foods, Inc. | 12/14/2015 | Annual | 10/27/2015 | LWAY | 531914109 | 1.7 | Elect Ludmila Smolyansky | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Lifeway Foods, Inc. | 12/14/2015 | Annual | 10/27/2015 | LWAY | 531914109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Lifeway Foods, Inc. | 12/14/2015 | Annual | 10/27/2015 | LWAY | 531914109 | 3 | 2015 Omnibus Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 1 | Elect Richard M. McVey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 2 | Elect Steven L. Begleiter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 3 | Elect Stephen P. Casper | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 4 | Elect Jane Chwick | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 5 | Elect William F. Cruger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 6 | Elect David G. Gomach | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 7 | Elect Carlos M. Hernandez | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 8 | Elect Ronald M. Hersch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 9 | Elect John Steinhardt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 10 | Elect James J. Sullivan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 13 | Amendment to the 2012 Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 14 | Executive Performance Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Marketo Inc | 06/01/2016 | Annual | 04/11/2016 | MKTO | 57063L107 | 1.1 | Elect Phillip M. Fernandez | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Marketo Inc | 06/01/2016 | Annual | 04/11/2016 | MKTO | 57063L107 | 1.2 | Elect Cambria Dunaway | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Marketo Inc | 06/01/2016 | Annual | 04/11/2016 | MKTO | 57063L107 | 1.3 | Elect Tae Hea Nahm | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Marketo Inc | 06/01/2016 | Annual | 04/11/2016 | MKTO | 57063L107 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 1 | Elect Eyal Waldman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 2 | Elect Irwin Federman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 3 | Elect Dov Baharav | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 4 | Elect Glenda M Dorchak | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 5 | Elect Thomas Weatherford | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 6 | Elect Shai Cohen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 7 | Elect Amal M. Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 8 | Elect Thomas J. Riordan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 9 | Declaration of Material Interest | Mgmt | N/A | Against | Against | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 10 | Salary and Bonus of CEO | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 11 | Declaration of Material Interest | Mgmt | N/A | Against | Against | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 12 | Approval of the Grant of Restricted Share Units to the CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 13 | Declaration of Material Interest | Mgmt | N/A | Against | Against | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 15 | Amendment to the Global Share Option Incentive Plan (2006) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 16 | Amendment to the 2006 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 17 | Indemnification of Directors/Officers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 18 | Declaration of Material Interest | Mgmt | N/A | Against | Against | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 19 | Approval of Compensation Philosophy | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 20 | Declaration of Material Interest | Mgmt | N/A | Against | Against | Voted | |||||||||||||
TCW Small Cap Growth Fund | Mellanox Technologies, Ltd. | 05/09/2016 | Annual | 04/05/2016 | MLNX | M51363113 | 21 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Small Cap Growth Fund | Nimble Storage Inc | 07/16/2015 | Annual | 05/18/2015 | NMBL | 65440R101 | 1.1 | Elect James J. Goetz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Nimble Storage Inc | 07/16/2015 | Annual | 05/18/2015 | NMBL | 65440R101 | 1.2 | Elect William D. Jenkins Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Nimble Storage Inc | 07/16/2015 | Annual | 05/18/2015 | NMBL | 65440R101 | 1.3 | Elect Ping Li | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Nimble Storage Inc | 07/16/2015 | Annual | 05/18/2015 | NMBL | 65440R101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Ophthotech Corporation | 06/02/2016 | Annual | 04/15/2016 | OPHT | 683745103 | 1.1 | Elect David R. Guyer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Ophthotech Corporation | 06/02/2016 | Annual | 04/15/2016 | OPHT | 683745103 | 1.2 | Elect Thomas Dyrberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Ophthotech Corporation | 06/02/2016 | Annual | 04/15/2016 | OPHT | 683745103 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Ophthotech Corporation | 06/02/2016 | Annual | 04/15/2016 | OPHT | 683745103 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Ophthotech Corporation | 06/02/2016 | Annual | 04/15/2016 | OPHT | 683745103 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Ophthotech Corporation | 06/02/2016 | Annual | 04/15/2016 | OPHT | 683745103 | 5 | Approval of the 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Power Solutions International, Inc. | 08/13/2015 | Annual | 07/02/2015 | PSIX | 73933G202 | 1 | Elect Gary Winemaster | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Power Solutions International, Inc. | 08/13/2015 | Annual | 07/02/2015 | PSIX | 73933G202 | 2 | Elect Kenneth Landini | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Power Solutions International, Inc. | 08/13/2015 | Annual | 07/02/2015 | PSIX | 73933G202 | 3 | Elect Jay J. Hansen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Power Solutions International, Inc. | 08/13/2015 | Annual | 07/02/2015 | PSIX | 73933G202 | 4 | Elect Mary Vogt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Power Solutions International, Inc. | 08/13/2015 | Annual | 07/02/2015 | PSIX | 73933G202 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Power Solutions International, Inc. | 08/13/2015 | Annual | 07/02/2015 | PSIX | 73933G202 | 6 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.1 | Elect Sherry S. Bahrambeygui | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.2 | Elect Gonzalo Barrutieta | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.3 | Elect Gordon H. Hanson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.4 | Elect Katherine L. Hensley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.5 | Elect Leon C. Janks | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.6 | Elect Jose Luis Laparte | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.7 | Elect Mitchell G. Lynn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.8 | Elect Pierre Mignault | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.9 | Elect Robert E. Price | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.10 | Elect Edgar A. Zurcher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Proofpoint, Inc. | 05/26/2016 | Annual | 04/05/2016 | PFPT | 743424103 | 1.1 | Elect Douglas Garn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Proofpoint, Inc. | 05/26/2016 | Annual | 04/05/2016 | PFPT | 743424103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Proofpoint, Inc. | 05/26/2016 | Annual | 04/05/2016 | PFPT | 743424103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Qualys Inc. | 06/06/2016 | Annual | 04/08/2016 | QLYS | 74758T303 | 1.1 | Elect Sandra E. Bergeron | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Qualys Inc. | 06/06/2016 | Annual | 04/08/2016 | QLYS | 74758T303 | 1.2 | Elect Todd P. Headley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Qualys Inc. | 06/06/2016 | Annual | 04/08/2016 | QLYS | 74758T303 | 1.3 | Elect Kristi M. Rogers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Qualys Inc. | 06/06/2016 | Annual | 04/08/2016 | QLYS | 74758T303 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Qualys Inc. | 06/06/2016 | Annual | 04/08/2016 | QLYS | 74758T303 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Qualys Inc. | 06/06/2016 | Annual | 04/08/2016 | QLYS | 74758T303 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Qualys Inc. | 06/06/2016 | Annual | 04/08/2016 | QLYS | 74758T303 | 5 | Executive Performance Bonus Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | RBC Bearings Incorporated | 09/10/2015 | Annual | 07/17/2015 | ROLL | 75524B104 | 1.1 | Elect Mitchell I. Quain | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | RBC Bearings Incorporated | 09/10/2015 | Annual | 07/17/2015 | ROLL | 75524B104 | 1.2 | Elect Richard R. Crowell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | RBC Bearings Incorporated | 09/10/2015 | Annual | 07/17/2015 | ROLL | 75524B104 | 1.3 | Elect Alan B. Levine | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | RBC Bearings Incorporated | 09/10/2015 | Annual | 07/17/2015 | ROLL | 75524B104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | RBC Bearings Incorporated | 09/10/2015 | Annual | 07/17/2015 | ROLL | 75524B104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | RE/MAX Holdings Inc | 05/05/2016 | Annual | 03/07/2016 | RMAX | 75524W108 | 1.1 | Elect David L. Liniger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | RE/MAX Holdings Inc | 05/05/2016 | Annual | 03/07/2016 | RMAX | 75524W108 | 1.2 | Elect Richard O. Covey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | RE/MAX Holdings Inc | 05/05/2016 | Annual | 03/07/2016 | RMAX | 75524W108 | 1.3 | Elect Daniel J. Predovich | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | RE/MAX Holdings Inc | 05/05/2016 | Annual | 03/07/2016 | RMAX | 75524W108 | 1.4 | Elect Teresa S. Van De Bogart | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | RE/MAX Holdings Inc | 05/05/2016 | Annual | 03/07/2016 | RMAX | 75524W108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | RE/MAX Holdings Inc | 05/05/2016 | Annual | 03/07/2016 | RMAX | 75524W108 | 3 | Shareholder Proposal Regarding Israeli Settlements | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | RSP Permian Inc | 05/25/2016 | Annual | 04/04/2016 | RSPP | 74978Q105 | 1.1 | Elect Joseph B. Armes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | RSP Permian Inc | 05/25/2016 | Annual | 04/04/2016 | RSPP | 74978Q105 | 1.2 | Elect Matthew S. Ramsey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | RSP Permian Inc | 05/25/2016 | Annual | 04/04/2016 | RSPP | 74978Q105 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | RSP Permian Inc | 05/25/2016 | Annual | 04/04/2016 | RSPP | 74978Q105 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | RSP Permian Inc | 05/25/2016 | Annual | 04/04/2016 | RSPP | 74978Q105 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Small Cap Growth Fund | Skechers U.S.A., Inc. | 05/25/2016 | Annual | 03/31/2016 | SKX | 830566105 | 1.1 | Elect Michael Greenberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Skechers U.S.A., Inc. | 05/25/2016 | Annual | 03/31/2016 | SKX | 830566105 | 1.2 | Elect David Weinberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Skechers U.S.A., Inc. | 05/25/2016 | Annual | 03/31/2016 | SKX | 830566105 | 1.3 | Elect Jeffrey Greenberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Skechers U.S.A., Inc. | 05/25/2016 | Annual | 03/31/2016 | SKX | 830566105 | 2 | Amendment to the 2006 Annual Incentive Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Skechers U.S.A., Inc. | 05/25/2016 | Annual | 03/31/2016 | SKX | 830566105 | 3 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Splunk Inc. | 06/09/2016 | Annual | 04/15/2016 | SPLK | 848637104 | 1 | Elect Mark Carges | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Splunk Inc. | 06/09/2016 | Annual | 04/15/2016 | SPLK | 848637104 | 2 | Elect David Hornik | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Splunk Inc. | 06/09/2016 | Annual | 04/15/2016 | SPLK | 848637104 | 3 | Elect Thomas Neustaetter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Splunk Inc. | 06/09/2016 | Annual | 04/15/2016 | SPLK | 848637104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Splunk Inc. | 06/09/2016 | Annual | 04/15/2016 | SPLK | 848637104 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | SPS Commerce Inc. | 05/18/2016 | Annual | 03/23/2016 | SPSC | 78463M107 | 1.1 | Elect Archie C. Black | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | SPS Commerce Inc. | 05/18/2016 | Annual | 03/23/2016 | SPSC | 78463M107 | 1.2 | Elect Martin J. Leestma | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | SPS Commerce Inc. | 05/18/2016 | Annual | 03/23/2016 | SPSC | 78463M107 | 1.3 | Elect James B. Ramsey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | SPS Commerce Inc. | 05/18/2016 | Annual | 03/23/2016 | SPSC | 78463M107 | 1.4 | Elect Tami L. Reller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | SPS Commerce Inc. | 05/18/2016 | Annual | 03/23/2016 | SPSC | 78463M107 | 1.5 | Elect Michael A. Smerklo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | SPS Commerce Inc. | 05/18/2016 | Annual | 03/23/2016 | SPSC | 78463M107 | 1.6 | Elect Philip E. Soran | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | SPS Commerce Inc. | 05/18/2016 | Annual | 03/23/2016 | SPSC | 78463M107 | 1.7 | Elect Sven A. Wehrwein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | SPS Commerce Inc. | 05/18/2016 | Annual | 03/23/2016 | SPSC | 78463M107 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | SPS Commerce Inc. | 05/18/2016 | Annual | 03/23/2016 | SPSC | 78463M107 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Square 1 Financial, Inc. | 07/29/2015 | Special | 06/18/2015 | SQBK | 85223W101 | 1 | Merger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Square 1 Financial, Inc. | 07/29/2015 | Special | 06/18/2015 | SQBK | 85223W101 | 2 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 1 | Elect Elchanan Jaglom | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 2 | Elect S. Scott Crump | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 3 | Elect David Reis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 4 | Elect Edward J. Fierko | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 5 | Elect Ilan Levin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 6 | Elect John J. McEleney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 7 | Elect Ziva Patir | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 8 | Elect Clifford H. Schwieter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 9 | Approval of a Cash Bonus to be Paid to CEO David Reis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Surgical Care Affiliates, Inc. | 06/02/2016 | Annual | 04/04/2016 | SCAI | 86881L106 | 1 | Elect Andrew P. Hayek | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Surgical Care Affiliates, Inc. | 06/02/2016 | Annual | 04/04/2016 | SCAI | 86881L106 | 2 | Elect Frederick A. Hessler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Surgical Care Affiliates, Inc. | 06/02/2016 | Annual | 04/04/2016 | SCAI | 86881L106 | 3 | Elect Lisa Skeete Tatum | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Surgical Care Affiliates, Inc. | 06/02/2016 | Annual | 04/04/2016 | SCAI | 86881L106 | 4 | Approval of 2016 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Surgical Care Affiliates, Inc. | 06/02/2016 | Annual | 04/04/2016 | SCAI | 86881L106 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Surgical Care Affiliates, Inc. | 06/02/2016 | Annual | 04/04/2016 | SCAI | 86881L106 | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Surgical Care Affiliates, Inc. | 06/02/2016 | Annual | 04/04/2016 | SCAI | 86881L106 | 7 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Tableau Software, Inc. | 05/12/2016 | Annual | 03/18/2016 | DATA | 87336U105 | 1.1 | Elect Christian Chabot | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Tableau Software, Inc. | 05/12/2016 | Annual | 03/18/2016 | DATA | 87336U105 | 1.2 | Elect Christopher Stolte | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Tableau Software, Inc. | 05/12/2016 | Annual | 03/18/2016 | DATA | 87336U105 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Tableau Software, Inc. | 05/12/2016 | Annual | 03/18/2016 | DATA | 87336U105 | 3 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Tableau Software, Inc. | 05/12/2016 | Annual | 03/18/2016 | DATA | 87336U105 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | The Advisory Board Company | 06/07/2016 | Annual | 04/15/2016 | ABCO | 00762W107 | 1.1 | Elect Sanju K. Bansal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | The Advisory Board Company | 06/07/2016 | Annual | 04/15/2016 | ABCO | 00762W107 | 1.2 | Elect David L. Felsenthal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | The Advisory Board Company | 06/07/2016 | Annual | 04/15/2016 | ABCO | 00762W107 | 1.3 | Elect Peter J. Grua | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | The Advisory Board Company | 06/07/2016 | Annual | 04/15/2016 | ABCO | 00762W107 | 1.4 | Elect Nancy Killefer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | The Advisory Board Company | 06/07/2016 | Annual | 04/15/2016 | ABCO | 00762W107 | 1.5 | Elect Kelt Kindick | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | The Advisory Board Company | 06/07/2016 | Annual | 04/15/2016 | ABCO | 00762W107 | 1.6 | Elect Robert W. Musslewhite | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | The Advisory Board Company | 06/07/2016 | Annual | 04/15/2016 | ABCO | 00762W107 | 1.7 | Elect Mark R. Neaman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | The Advisory Board Company | 06/07/2016 | Annual | 04/15/2016 | ABCO | 00762W107 | 1.8 | Elect Leon D. Shapiro | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | The Advisory Board Company | 06/07/2016 | Annual | 04/15/2016 | ABCO | 00762W107 | 1.9 | Elect LeAnne M. Zumwalt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | The Advisory Board Company | 06/07/2016 | Annual | 04/15/2016 | ABCO | 00762W107 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | The Advisory Board Company | 06/07/2016 | Annual | 04/15/2016 | ABCO | 00762W107 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | The Habit Restaurants Inc | 06/22/2016 | Annual | 04/25/2016 | HABT | 40449J103 | 1.1 | Elect Allan W. Karp | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | The Habit Restaurants Inc | 06/22/2016 | Annual | 04/25/2016 | HABT | 40449J103 | 1.2 | Elect Joseph J. Kadow | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | The Habit Restaurants Inc | 06/22/2016 | Annual | 04/25/2016 | HABT | 40449J103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | The Ultimate Software Group, Inc. | 05/16/2016 | Annual | 03/22/2016 | ULTI | 90385D107 | 1 | Elect Scott Scherr | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Small Cap Growth Fund | The Ultimate Software Group, Inc. | 05/16/2016 | Annual | 03/22/2016 | ULTI | 90385D107 | 2 | Elect Alois T. Leiter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | The Ultimate Software Group, Inc. | 05/16/2016 | Annual | 03/22/2016 | ULTI | 90385D107 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | The Ultimate Software Group, Inc. | 05/16/2016 | Annual | 03/22/2016 | ULTI | 90385D107 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | The Ultimate Software Group, Inc. | 05/16/2016 | Annual | 03/22/2016 | ULTI | 90385D107 | 5 | Amendment to the 2005 Equity and Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Ultragenyx Pharmaceutical Inc | 06/09/2016 | Annual | 04/12/2016 | RARE | 90400D108 | 1 | Elect William Aliski | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Ultragenyx Pharmaceutical Inc | 06/09/2016 | Annual | 04/12/2016 | RARE | 90400D108 | 2 | Elect Lars Ekman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Ultragenyx Pharmaceutical Inc | 06/09/2016 | Annual | 04/12/2016 | RARE | 90400D108 | 3 | Elect Matthew K. Fust | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Ultragenyx Pharmaceutical Inc | 06/09/2016 | Annual | 04/12/2016 | RARE | 90400D108 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Ultragenyx Pharmaceutical Inc | 06/09/2016 | Annual | 04/12/2016 | RARE | 90400D108 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Ultragenyx Pharmaceutical Inc | 06/09/2016 | Annual | 04/12/2016 | RARE | 90400D108 | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 1 | Elect Eric F. Artz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 2 | Elect Ann Torre Bates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 3 | Elect Denise M. Clark | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 4 | Elect Michael S. Funk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 5 | Elect Gail A. Graham | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 6 | Elect James P. Heffernan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 7 | Elect Peter Roy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 8 | Elect Steven L. Spinner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 11 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | US Ecology Inc. | 06/02/2016 | Annual | 04/08/2016 | ECOL | 91732J102 | 1 | Elect Joe F. Colvin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | US Ecology Inc. | 06/02/2016 | Annual | 04/08/2016 | ECOL | 91732J102 | 2 | Elect Katina Dorton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | US Ecology Inc. | 06/02/2016 | Annual | 04/08/2016 | ECOL | 91732J102 | 3 | Elect Jeffrey R. Feeler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | US Ecology Inc. | 06/02/2016 | Annual | 04/08/2016 | ECOL | 91732J102 | 4 | Elect Daniel Fox | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | US Ecology Inc. | 06/02/2016 | Annual | 04/08/2016 | ECOL | 91732J102 | 5 | Elect Stephen A. Romano | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | US Ecology Inc. | 06/02/2016 | Annual | 04/08/2016 | ECOL | 91732J102 | 6 | Elect John T. Sahlberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | US Ecology Inc. | 06/02/2016 | Annual | 04/08/2016 | ECOL | 91732J102 | 7 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | US Ecology Inc. | 06/02/2016 | Annual | 04/08/2016 | ECOL | 91732J102 | 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 1 | Elect William A. Ackman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 2 | Elect Frederic N. Eshelman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 3 | Elect Stephen Fraidin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 4 | Elect D. Robert Hale | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 5 | Elect Robert A. Ingram | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 6 | Elect Argeris N. Karabelas | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 7 | Elect Joseph C. Papa | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 8 | Elect Robert N. Power | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 9 | Elect Russel C. Robertson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 10 | Elect Thomas W. Ross, Sr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 11 | Elect Amy B. Wechsler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | WageWorks, Inc. | 04/28/2016 | Annual | 03/07/2016 | WAGE | 930427109 | 1.1 | Elect Jerome D. Gramaglia | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | WageWorks, Inc. | 04/28/2016 | Annual | 03/07/2016 | WAGE | 930427109 | 1.2 | Elect Robert L. Metzger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | WageWorks, Inc. | 04/28/2016 | Annual | 03/07/2016 | WAGE | 930427109 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Small Cap Growth Fund | WageWorks, Inc. | 04/28/2016 | Annual | 03/07/2016 | WAGE | 930427109 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Wayfair Inc | 05/18/2016 | Annual | 03/21/2016 | W | 94419L101 | 1 | Elect Neeraj Agrawal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Wayfair Inc | 05/18/2016 | Annual | 03/21/2016 | W | 94419L101 | 2 | Elect Julie M.B. Bradley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Wayfair Inc | 05/18/2016 | Annual | 03/21/2016 | W | 94419L101 | 3 | Elect Steven Conine | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Wayfair Inc | 05/18/2016 | Annual | 03/21/2016 | W | 94419L101 | 4 | Elect Robert J. Gamgort | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Wayfair Inc | 05/18/2016 | Annual | 03/21/2016 | W | 94419L101 | 5 | Elect Michael A. Kumin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Wayfair Inc | 05/18/2016 | Annual | 03/21/2016 | W | 94419L101 | 6 | Elect Ian Lane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Wayfair Inc | 05/18/2016 | Annual | 03/21/2016 | W | 94419L101 | 7 | Elect Romero Rodrigues | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Wayfair Inc | 05/18/2016 | Annual | 03/21/2016 | W | 94419L101 | 8 | Elect Niraj Shah | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Wayfair Inc | 05/18/2016 | Annual | 03/21/2016 | W | 94419L101 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Wayfair Inc | 05/18/2016 | Annual | 03/21/2016 | W | 94419L101 | 10 | Frequency of the Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.1 | Elect Mark A. Buthman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.2 | Elect William F. Feehery | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.3 | Elect Eric M. Green | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.4 | Elect Thomas W. Hofmann | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.5 | Elect Paula A. Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.6 | Elect Myla P. Lai-Goldman, M.D. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.7 | Elect Douglas A. Michels | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.8 | Elect John H. Weiland | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.9 | Elect Patrick J. Zenner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 3 | Approval for the 2016 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Westinghouse Air Brake Technologies Corporation | 05/11/2016 | Annual | 03/15/2016 | WAB | 929740108 | 1.1 | Elect Robert J. Brooks | Mgmt | For | For | For | �� | Voted | ||||||||||||
TCW Small Cap Growth Fund | Westinghouse Air Brake Technologies Corporation | 05/11/2016 | Annual | 03/15/2016 | WAB | 929740108 | 1.2 | Elect William E. Kassling | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Westinghouse Air Brake Technologies Corporation | 05/11/2016 | Annual | 03/15/2016 | WAB | 929740108 | 1.3 | Elect Albert J. Neupaver | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Westinghouse Air Brake Technologies Corporation | 05/11/2016 | Annual | 03/15/2016 | WAB | 929740108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Westinghouse Air Brake Technologies Corporation | 05/11/2016 | Annual | 03/15/2016 | WAB | 929740108 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | Westinghouse Air Brake Technologies Corporation | 05/11/2016 | Annual | 03/15/2016 | WAB | 929740108 | 4 | Re-Approval of the 2011 Stock Incentive Plan for Purposes of Macron Law Qualification | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | WisdomTree Investments, Inc. | 06/20/2016 | Annual | 04/27/2016 | WETF | 97717P104 | 1.1 | Elect Steven Begleiter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | WisdomTree Investments, Inc. | 06/20/2016 | Annual | 04/27/2016 | WETF | 97717P104 | 1.2 | Elect Win Neuger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | WisdomTree Investments, Inc. | 06/20/2016 | Annual | 04/27/2016 | WETF | 97717P104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Small Cap Growth Fund | WisdomTree Investments, Inc. | 06/20/2016 | Annual | 04/27/2016 | WETF | 97717P104 | 3 | 2016 Equity Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | ANSYS, Inc. | 05/20/2016 | Annual | 03/21/2016 | ANSS | 03662Q105 | 1 | Elect Ronald W. Hovsepian | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | ANSYS, Inc. | 05/20/2016 | Annual | 03/21/2016 | ANSS | 03662Q105 | 2 | Elect Barbara V. Scherer | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | ANSYS, Inc. | 05/20/2016 | Annual | 03/21/2016 | ANSS | 03662Q105 | 3 | Elect Michael C. Thurk | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | ANSYS, Inc. | 05/20/2016 | Annual | 03/21/2016 | ANSS | 03662Q105 | 4 | Amendment to the 1996 Stock Option and Grant Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | ANSYS, Inc. | 05/20/2016 | Annual | 03/21/2016 | ANSS | 03662Q105 | 5 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | ANSYS, Inc. | 05/20/2016 | Annual | 03/21/2016 | ANSS | 03662Q105 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | ANSYS, Inc. | 05/20/2016 | Annual | 03/21/2016 | ANSS | 03662Q105 | 7 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Aramark | 02/02/2016 | Annual | 12/14/2015 | ARMK | 03852U106 | 1.1 | Elect Eric J. Foss | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Aramark | 02/02/2016 | Annual | 12/14/2015 | ARMK | 03852U106 | 1.2 | Elect Todd M. Abbrecht | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Aramark | 02/02/2016 | Annual | 12/14/2015 | ARMK | 03852U106 | 1.3 | Elect Lawrence T. Babbio Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Aramark | 02/02/2016 | Annual | 12/14/2015 | ARMK | 03852U106 | 1.4 | Elect Pierre-Olivier Beckers-Vieujant | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Aramark | 02/02/2016 | Annual | 12/14/2015 | ARMK | 03852U106 | 1.5 | Elect Lisa G. Bisaccia | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Aramark | 02/02/2016 | Annual | 12/14/2015 | ARMK | 03852U106 | 1.6 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Aramark | 02/02/2016 | Annual | 12/14/2015 | ARMK | 03852U106 | 1.7 | Elect Richard W. Dreiling | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Aramark | 02/02/2016 | Annual | 12/14/2015 | ARMK | 03852U106 | 1.8 | Elect Irene M. Esteves | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Aramark | 02/02/2016 | Annual | 12/14/2015 | ARMK | 03852U106 | 1.9 | Elect Daniel J. Heinrich | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Aramark | 02/02/2016 | Annual | 12/14/2015 | ARMK | 03852U106 | 1.10 | Elect Sanjeev Mehra | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Aramark | 02/02/2016 | Annual | 12/14/2015 | ARMK | 03852U106 | 1.11 | Elect John A. Quelch | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Aramark | 02/02/2016 | Annual | 12/14/2015 | ARMK | 03852U106 | 1.12 | Elect Stephen Sadove | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Aramark | 02/02/2016 | Annual | 12/14/2015 | ARMK | 03852U106 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Aramark | 02/02/2016 | Annual | 12/14/2015 | ARMK | 03852U106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Asbury Automotive Group, Inc. | 04/20/2016 | Annual | 02/26/2016 | ABG | 043436104 | 1.1 | Elect Joel Alsfine | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Asbury Automotive Group, Inc. | 04/20/2016 | Annual | 02/26/2016 | ABG | 043436104 | 1.2 | Elect Thomas C. DeLoach, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Asbury Automotive Group, Inc. | 04/20/2016 | Annual | 02/26/2016 | ABG | 043436104 | 1.3 | Elect Philip F. Maritz | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Asbury Automotive Group, Inc. | 04/20/2016 | Annual | 02/26/2016 | ABG | 043436104 | 2 | Repeal of Classified Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Asbury Automotive Group, Inc. | 04/20/2016 | Annual | 02/26/2016 | ABG | 043436104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Asbury Automotive Group, Inc. | 04/20/2016 | Annual | 02/26/2016 | ABG | 043436104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | athenahealth, Inc. | 06/14/2016 | Annual | 04/15/2016 | ATHN | 04685W103 | 1.1 | Elect Dev Ittycheria | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | athenahealth, Inc. | 06/14/2016 | Annual | 04/15/2016 | ATHN | 04685W103 | 1.2 | Elect John A. Kane | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | athenahealth, Inc. | 06/14/2016 | Annual | 04/15/2016 | ATHN | 04685W103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | athenahealth, Inc. | 06/14/2016 | Annual | 04/15/2016 | ATHN | 04685W103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | BE Aerospace, Inc. | 07/30/2015 | Annual | 06/02/2015 | BEAV | 073302101 | 1.1 | Elect Richard G. Hamermesh | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | BE Aerospace, Inc. | 07/30/2015 | Annual | 06/02/2015 | BEAV | 073302101 | 1.2 | Elect David J. Anderson | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | BE Aerospace, Inc. | 07/30/2015 | Annual | 06/02/2015 | BEAV | 073302101 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | BE Aerospace, Inc. | 07/30/2015 | Annual | 06/02/2015 | BEAV | 073302101 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | BE Aerospace, Inc. | 07/30/2015 | Annual | 06/02/2015 | BEAV | 073302101 | 4 | Amendment to the Non-Employee Director Stock and Deferred Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Blue Buffalo Pet Products, Inc. | 06/02/2016 | Annual | 04/07/2016 | BUFF | 09531U102 | 1.1 | Elect Michael A. Eck | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Blue Buffalo Pet Products, Inc. | 06/02/2016 | Annual | 04/07/2016 | BUFF | 09531U102 | 1.2 | Elect Frances Frei | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Blue Buffalo Pet Products, Inc. | 06/02/2016 | Annual | 04/07/2016 | BUFF | 09531U102 | 1.3 | Elect Kurt Schmidt | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Blue Buffalo Pet Products, Inc. | 06/02/2016 | Annual | 04/07/2016 | BUFF | 09531U102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Boston Beer Company, Inc. | 05/25/2016 | Annual | 03/28/2016 | SAM | 100557107 | 1.1 | Elect David A. Burwick | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Boston Beer Company, Inc. | 05/25/2016 | Annual | 03/28/2016 | SAM | 100557107 | 1.2 | Elect Michael Spillane | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Boston Beer Company, Inc. | 05/25/2016 | Annual | 03/28/2016 | SAM | 100557107 | 1.3 | Elect Jean-Michel Valette | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Boston Beer Company, Inc. | 05/25/2016 | Annual | 03/28/2016 | SAM | 100557107 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Cepheid | 04/26/2016 | Annual | 03/04/2016 | CPHD | 15670R107 | 1 | Elect Thomas L. Gutshall | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Cepheid | 04/26/2016 | Annual | 03/04/2016 | CPHD | 15670R107 | 2 | Elect Cristina H. Kepner | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Cepheid | 04/26/2016 | Annual | 03/04/2016 | CPHD | 15670R107 | 3 | Elect David H. Persing | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Cepheid | 04/26/2016 | Annual | 03/04/2016 | CPHD | 15670R107 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Cepheid | 04/26/2016 | Annual | 03/04/2016 | CPHD | 15670R107 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Clarcor Inc. | 03/29/2016 | Annual | 02/05/2016 | CLC | 179895107 | 1.1 | Elect Robert J. Burgstahler | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Clarcor Inc. | 03/29/2016 | Annual | 02/05/2016 | CLC | 179895107 | 1.2 | Elect Christopher L. Conway | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Clarcor Inc. | 03/29/2016 | Annual | 02/05/2016 | CLC | 179895107 | 1.3 | Elect Paul Donovan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Clarcor Inc. | 03/29/2016 | Annual | 02/05/2016 | CLC | 179895107 | 1.4 | Elect Thomas W. Giacomini | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Clarcor Inc. | 03/29/2016 | Annual | 02/05/2016 | CLC | 179895107 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Clarcor Inc. | 03/29/2016 | Annual | 02/05/2016 | CLC | 179895107 | 3 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Clarcor Inc. | 03/29/2016 | Annual | 02/05/2016 | CLC | 179895107 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 1.1 | Elect Robert J. Shillman | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 1.2 | Elect Anthony Sun | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 1.3 | Elect Robert J. Willett | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 3 | Increase of Authorized Common Stock | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Cognex Corporation | 04/28/2016 | Annual | 03/04/2016 | CGNX | 192422103 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 1 | Elect Charles L. Dunlap | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 2 | Elect Lucia van Geuns | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 3 | Elect Michael Straughen | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 4 | Election of Additional Supervisory Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 5 | Amendment of Article 16, Sub-article 15 | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 7 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 8 | Cancellation of Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 9 | Extension and Renewal of Exisiting Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 10 | Extension of Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Core Laboratories N.V. | 05/19/2016 | Annual | 04/21/2016 | CLB | N22717107 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Cornerstone OnDemand Inc. | 06/08/2016 | Annual | 04/15/2016 | CSOD | 21925Y103 | 1.1 | Elect Harold W. Burlingame | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Cornerstone OnDemand Inc. | 06/08/2016 | Annual | 04/15/2016 | CSOD | 21925Y103 | 1.2 | Elect James McGeever | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Cornerstone OnDemand Inc. | 06/08/2016 | Annual | 04/15/2016 | CSOD | 21925Y103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Demandware, Inc. | 05/18/2016 | Annual | 03/21/2016 | DWRE | 24802Y105 | 1.1 | Elect Thomas D. Ebling | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Demandware, Inc. | 05/18/2016 | Annual | 03/21/2016 | DWRE | 24802Y105 | 1.2 | Elect Jitendra S. Saxena | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Demandware, Inc. | 05/18/2016 | Annual | 03/21/2016 | DWRE | 24802Y105 | 1.3 | Elect Leonard Schlesinger | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Demandware, Inc. | 05/18/2016 | Annual | 03/21/2016 | DWRE | 24802Y105 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Demandware, Inc. | 05/18/2016 | Annual | 03/21/2016 | DWRE | 24802Y105 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Demandware, Inc. | 05/18/2016 | Annual | 03/21/2016 | DWRE | 24802Y105 | 4 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Dick’s Sporting Goods Inc | 06/10/2016 | Annual | 04/13/2016 | DKS | 253393102 | 1 | Elect Mark J. Barrenechea | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Dick’s Sporting Goods Inc | 06/10/2016 | Annual | 04/13/2016 | DKS | 253393102 | 2 | Elect Emanuel Chirico | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Dick’s Sporting Goods Inc | 06/10/2016 | Annual | 04/13/2016 | DKS | 253393102 | 3 | Elect Allen R. Weiss | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Dick’s Sporting Goods Inc | 06/10/2016 | Annual | 04/13/2016 | DKS | 253393102 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Dick’s Sporting Goods Inc | 06/10/2016 | Annual | 04/13/2016 | DKS | 253393102 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Diplomat Pharmacy Inc | 06/06/2016 | Annual | 04/11/2016 | DPLO | 25456K101 | 1.1 | Elect Benjamin Wolin | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Diplomat Pharmacy Inc | 06/06/2016 | Annual | 04/11/2016 | DPLO | 25456K101 | 1.2 | Elect Kenneth O. Klepper | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Diplomat Pharmacy Inc | 06/06/2016 | Annual | 04/11/2016 | DPLO | 25456K101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Diplomat Pharmacy Inc | 06/06/2016 | Annual | 04/11/2016 | DPLO | 25456K101 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Dorman Products, Inc. | 05/13/2016 | Annual | 03/18/2016 | DORM | 258278100 | 1.1 | Elect Steven L. Berman | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Dorman Products, Inc. | 05/13/2016 | Annual | 03/18/2016 | DORM | 258278100 | 1.2 | Elect Mathias J. Barton | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Dorman Products, Inc. | 05/13/2016 | Annual | 03/18/2016 | DORM | 258278100 | 1.3 | Elect Paul R. Lederer | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Dorman Products, Inc. | 05/13/2016 | Annual | 03/18/2016 | DORM | 258278100 | 1.4 | Elect Edgar W. Levin | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Dorman Products, Inc. | 05/13/2016 | Annual | 03/18/2016 | DORM | 258278100 | 1.5 | Elect Richard T. Riley | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Dorman Products, Inc. | 05/13/2016 | Annual | 03/18/2016 | DORM | 258278100 | 1.6 | Elect G. Michael Stakias | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Dorman Products, Inc. | 05/13/2016 | Annual | 03/18/2016 | DORM | 258278100 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | El Pollo Loco Holdings, Inc. | 08/11/2015 | Annual | 06/12/2015 | LOCO | 268603107 | 1.1 | Elect Stephen J. Sather | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | El Pollo Loco Holdings, Inc. | 08/11/2015 | Annual | 06/12/2015 | LOCO | 268603107 | 1.2 | Elect Michael G. Maselli | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | El Pollo Loco Holdings, Inc. | 08/11/2015 | Annual | 06/12/2015 | LOCO | 268603107 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | FARO Technologies, Inc. | 05/13/2016 | Annual | 03/24/2016 | FARO | 311642102 | 1.1 | Elect John E. Caldwell | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | FARO Technologies, Inc. | 05/13/2016 | Annual | 03/24/2016 | FARO | 311642102 | 1.2 | Elect John Donofrio | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | FARO Technologies, Inc. | 05/13/2016 | Annual | 03/24/2016 | FARO | 311642102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | FARO Technologies, Inc. | 05/13/2016 | Annual | 03/24/2016 | FARO | 311642102 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Financial Engines Inc. | 05/17/2016 | Annual | 03/21/2016 | FNGN | 317485100 | 1.1 | Elect Heidi K. Fields | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Financial Engines Inc. | 05/17/2016 | Annual | 03/21/2016 | FNGN | 317485100 | 1.2 | Elect Joseph A. Grundfest | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Financial Engines Inc. | 05/17/2016 | Annual | 03/21/2016 | FNGN | 317485100 | 1.3 | Elect Michael E. Martin | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Financial Engines Inc. | 05/17/2016 | Annual | 03/21/2016 | FNGN | 317485100 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Financial Engines Inc. | 05/17/2016 | Annual | 03/21/2016 | FNGN | 317485100 | 3 | Approval of the Amendment and Restatement of the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW SMID Cap Growth Fund | FireEye, Inc. | 06/14/2016 | Annual | 04/15/2016 | FEYE | 31816Q101 | 1.1 | Elect Ronald E. F. Codd | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | FireEye, Inc. | 06/14/2016 | Annual | 04/15/2016 | FEYE | 31816Q101 | 1.2 | Elect Kevin R. Mandia | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | FireEye, Inc. | 06/14/2016 | Annual | 04/15/2016 | FEYE | 31816Q101 | 1.3 | Elect Enrique T. Salem | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | FireEye, Inc. | 06/14/2016 | Annual | 04/15/2016 | FEYE | 31816Q101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | FireEye, Inc. | 06/14/2016 | Annual | 04/15/2016 | FEYE | 31816Q101 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | FireEye, Inc. | 06/14/2016 | Annual | 04/15/2016 | FEYE | 31816Q101 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | FireEye, Inc. | 06/14/2016 | Annual | 04/15/2016 | FEYE | 31816Q101 | 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | N/A | Against | Against | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Graco Inc. | 04/22/2016 | Annual | 02/22/2016 | GGG | 384109104 | 1 | Elect Eric P. Etchart | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Graco Inc. | 04/22/2016 | Annual | 02/22/2016 | GGG | 384109104 | 2 | Elect Jody H. Feragen | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Graco Inc. | 04/22/2016 | Annual | 02/22/2016 | GGG | 384109104 | 3 | Elect J. Kevin Gilligan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Graco Inc. | 04/22/2016 | Annual | 02/22/2016 | GGG | 384109104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Graco Inc. | 04/22/2016 | Annual | 02/22/2016 | GGG | 384109104 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Health Net, Inc. | 10/23/2015 | Special | 09/22/2015 | HNT | 42222G108 | 1 | Merger | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Health Net, Inc. | 10/23/2015 | Special | 09/22/2015 | HNT | 42222G108 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Health Net, Inc. | 10/23/2015 | Special | 09/22/2015 | HNT | 42222G108 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.1 | Elect Thomas M. Culligan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.2 | Elect Adolfo Henriques | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.3 | Elect Samuel L. Higginbottom | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.4 | Elect Mark H. Hildebrandt | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.5 | Elect Wolfgang Mayrhuber | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.6 | Elect Eric A. Mendelson | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.7 | Elect Laurans A. Mendelson | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.8 | Elect Victor H. Mendelson | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.9 | Elect Julie Neitzel | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.10 | Elect Alan Schriesheim | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 1.11 | Elect Frank J. Schwitter | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | HEICO Corporation | 03/18/2016 | Annual | 01/15/2016 | HEI | 422806208 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Horizon Pharma plc | 05/03/2016 | Annual | 03/03/2016 | HZNP | G4617B105 | 1 | Elect Michael Grey | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Horizon Pharma plc | 05/03/2016 | Annual | 03/03/2016 | HZNP | G4617B105 | 2 | Elect Jeff Himawan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Horizon Pharma plc | 05/03/2016 | Annual | 03/03/2016 | HZNP | G4617B105 | 3 | Elect Ronald Pauli | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Horizon Pharma plc | 05/03/2016 | Annual | 03/03/2016 | HZNP | G4617B105 | 4 | Technical Amendments to Memorandum of Association | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Horizon Pharma plc | 05/03/2016 | Annual | 03/03/2016 | HZNP | G4617B105 | 5 | Technical Amendments to Articles of Association | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Horizon Pharma plc | 05/03/2016 | Annual | 03/03/2016 | HZNP | G4617B105 | 6 | Authority to Repurchase Overseas Market Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Horizon Pharma plc | 05/03/2016 | Annual | 03/03/2016 | HZNP | G4617B105 | 7 | Approval of the 2014 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Horizon Pharma plc | 05/03/2016 | Annual | 03/03/2016 | HZNP | G4617B105 | 8 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Horizon Pharma plc | 05/03/2016 | Annual | 03/03/2016 | HZNP | G4617B105 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Illumina, Inc. | 05/18/2016 | Annual | 03/21/2016 | ILMN | 452327109 | 1 | Elect Frances Arnold | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Illumina, Inc. | 05/18/2016 | Annual | 03/21/2016 | ILMN | 452327109 | 2 | Elect Francis deSouza | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Illumina, Inc. | 05/18/2016 | Annual | 03/21/2016 | ILMN | 452327109 | 3 | Elect Karin Eastham | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Illumina, Inc. | 05/18/2016 | Annual | 03/21/2016 | ILMN | 452327109 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Illumina, Inc. | 05/18/2016 | Annual | 03/21/2016 | ILMN | 452327109 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Illumina, Inc. | 05/18/2016 | Annual | 03/21/2016 | ILMN | 452327109 | 6 | Ratify the Retention of the Company’s Supermajority Requirements | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 1 | Elect Robert W. Breckon | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 2 | Elect David F. Burgstahler | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 3 | Elect Terry Woodward | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 6 | Approval of the 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | INC Research Holdings Inc | 05/24/2016 | Annual | 03/31/2016 | INCR | 45329R109 | 7 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 1.1 | Elect Julian C. Baker | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 1.2 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 1.3 | Elect Paul A. Brooke | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 1.4 | Elect Paul J. Clancy | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 1.5 | Elect Wendy L. Dixon | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 1.6 | Elect Paul A. Friedman | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 1.7 | Elect Herve Hoppenot | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 2 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 3 | Amendment to the Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Incyte Corporation | 05/27/2016 | Annual | 04/08/2016 | INCY | 45337C102 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 1.1 | Elect Craig H. Barratt | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 1.2 | Elect Michael A. Friedman | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 1.3 | Elect Gary S. Guthart | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 1.4 | Elect Amal M. Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 1.5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 1.6 | Elect Alan J. Levy | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 1.7 | Elect Mark J. Rubash | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 1.8 | Elect Lonnie M. Smith | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 1.9 | Elect George Stalk Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Intuitive Surgical, Inc. | 04/21/2016 | Annual | 02/25/2016 | ISRG | 46120E602 | 4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 1 | Elect Lawrence S. Benjamin | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 2 | Elect Raul J. Fernandez | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 3 | Elect Kenneth B. Gilman | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 4 | Elect Nancy J. Karch | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 5 | Elect Kenneth P. Kopelman | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 6 | Elect Craig A. Leavitt | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 7 | Elect Deborah J. Lloyd | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 8 | Elect Douglas Mack | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 9 | Elect Jan Singer | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 10 | Elect Doreen A. Toben | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 13 | Adoption of Proxy Access | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 14 | Adoption of Advance Notice Requirement | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 15 | Amendment to Remove the “For Cause” Language for Director Removal | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Kate Spade & Company | 05/19/2016 | Annual | 03/21/2016 | KATE | 485865109 | 16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Keurig Green Mountain, Inc. | 02/24/2016 | Special | 01/11/2016 | GMCR | 49271M100 | 1 | Merger | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Keurig Green Mountain, Inc. | 02/24/2016 | Special | 01/11/2016 | GMCR | 49271M100 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Keurig Green Mountain, Inc. | 02/24/2016 | Special | 01/11/2016 | GMCR | 49271M100 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 1.1 | Elect James R. Abrahamson | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 1.2 | Elect Glenn Alba | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 1.3 | Elect Scott O. Bergren | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 1.4 | Elect Alan J. Bowers | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 1.5 | Elect Henry G. Cisneros | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 1.6 | Elect Keith A. Cline | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 1.7 | Elect Giovanni Cutaia | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 1.8 | Elect Brian Kim | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 1.9 | Elect Mitesh B. Shah | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 1.10 | Elect Gary M. Sumers | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 3 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | La Quinta Holdings Inc | 05/19/2016 | Annual | 03/28/2016 | LQ | 50420D108 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Lifeway Foods, Inc. | 12/14/2015 | Annual | 10/27/2015 | LWAY | 531914109 | 1.1 | Elect Renzo Bernardi | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Lifeway Foods, Inc. | 12/14/2015 | Annual | 10/27/2015 | LWAY | 531914109 | 1.2 | Elect Paul Lee | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Lifeway Foods, Inc. | 12/14/2015 | Annual | 10/27/2015 | LWAY | 531914109 | 1.3 | Elect Mariano Lozano | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Lifeway Foods, Inc. | 12/14/2015 | Annual | 10/27/2015 | LWAY | 531914109 | 1.4 | Elect Jason Scher | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Lifeway Foods, Inc. | 12/14/2015 | Annual | 10/27/2015 | LWAY | 531914109 | 1.5 | Elect Pol Sikar | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Lifeway Foods, Inc. | 12/14/2015 | Annual | 10/27/2015 | LWAY | 531914109 | 1.6 | Elect Julie Smolyansky | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Lifeway Foods, Inc. | 12/14/2015 | Annual | 10/27/2015 | LWAY | 531914109 | 1.7 | Elect Ludmila Smolyansky | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Lifeway Foods, Inc. | 12/14/2015 | Annual | 10/27/2015 | LWAY | 531914109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Lifeway Foods, Inc. | 12/14/2015 | Annual | 10/27/2015 | LWAY | 531914109 | 3 | 2015 Omnibus Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 1 | Elect Richard M. McVey | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 2 | Elect Steven L. Begleiter | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 3 | Elect Stephen P. Casper | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 4 | Elect Jane Chwick | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 5 | Elect William F. Cruger | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 6 | Elect David G. Gomach | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 7 | Elect Carlos M. Hernandez | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 8 | Elect Ronald M. Hersch | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 9 | Elect John Steinhardt | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 10 | Elect James J. Sullivan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 13 | Amendment to the 2012 Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | MarketAxess Holdings Inc. | 06/07/2016 | Annual | 04/11/2016 | MKTX | 57060D108 | 14 | Executive Performance Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 05/18/2016 | Annual | 03/21/2016 | NVDA | 67066G104 | 1 | Elect Robert K. Burgess | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 05/18/2016 | Annual | 03/21/2016 | NVDA | 67066G104 | 2 | Elect Tench Coxe | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 05/18/2016 | Annual | 03/21/2016 | NVDA | 67066G104 | 3 | Elect Persis S. Drell | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 05/18/2016 | Annual | 03/21/2016 | NVDA | 67066G104 | 4 | Elect James C. Gaither | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 05/18/2016 | Annual | 03/21/2016 | NVDA | 67066G104 | 5 | Elect Jen-Hsun Huang | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 05/18/2016 | Annual | 03/21/2016 | NVDA | 67066G104 | 6 | Elect Dawn Hudson | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 05/18/2016 | Annual | 03/21/2016 | NVDA | 67066G104 | 7 | Elect Harvey C. Jones | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 05/18/2016 | Annual | 03/21/2016 | NVDA | 67066G104 | 8 | Elect Michael G. McCaffery | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 05/18/2016 | Annual | 03/21/2016 | NVDA | 67066G104 | 9 | Elect William J. Miller | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 05/18/2016 | Annual | 03/21/2016 | NVDA | 67066G104 | 10 | Elect Mark L. Perry | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 05/18/2016 | Annual | 03/21/2016 | NVDA | 67066G104 | 11 | Elect A. Brooke Seawell | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 05/18/2016 | Annual | 03/21/2016 | NVDA | 67066G104 | 12 | Elect Mark A. Stevens | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 05/18/2016 | Annual | 03/21/2016 | NVDA | 67066G104 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 05/18/2016 | Annual | 03/21/2016 | NVDA | 67066G104 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 05/18/2016 | Annual | 03/21/2016 | NVDA | 67066G104 | 15 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | NVIDIA Corporation | 05/18/2016 | Annual | 03/21/2016 | NVDA | 67066G104 | 16 | Amendment to the 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.1 | Elect Sherry S. Bahrambeygui | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.2 | Elect Gonzalo Barrutieta | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.3 | Elect Gordon H. Hanson | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.4 | Elect Katherine L. Hensley | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.5 | Elect Leon C. Janks | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.6 | Elect Jose Luis Laparte | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.7 | Elect Mitchell G. Lynn | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.8 | Elect Pierre Mignault | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.9 | Elect Robert E. Price | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | PriceSmart, Inc. | 02/03/2016 | Annual | 12/11/2015 | PSMT | 741511109 | 1.10 | Elect Edgar A. Zurcher | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Proofpoint, Inc. | 05/26/2016 | Annual | 04/05/2016 | PFPT | 743424103 | 1.1 | Elect Douglas Garn | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Proofpoint, Inc. | 05/26/2016 | Annual | 04/05/2016 | PFPT | 743424103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Proofpoint, Inc. | 05/26/2016 | Annual | 04/05/2016 | PFPT | 743424103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | ServiceNow Inc. | 06/08/2016 | Annual | 04/19/2016 | NOW | 81762P102 | 1 | Elect Paul V. Barber | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | ServiceNow Inc. | 06/08/2016 | Annual | 04/19/2016 | NOW | 81762P102 | 2 | Elect Ronald E. F. Codd | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | ServiceNow Inc. | 06/08/2016 | Annual | 04/19/2016 | NOW | 81762P102 | 3 | Elect Frank Slootman | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | ServiceNow Inc. | 06/08/2016 | Annual | 04/19/2016 | NOW | 81762P102 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | ServiceNow Inc. | 06/08/2016 | Annual | 04/19/2016 | NOW | 81762P102 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Splunk Inc. | 06/09/2016 | Annual | 04/15/2016 | SPLK | 848637104 | 1 | Elect Mark Carges | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Splunk Inc. | 06/09/2016 | Annual | 04/15/2016 | SPLK | 848637104 | 2 | Elect David Hornik | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Splunk Inc. | 06/09/2016 | Annual | 04/15/2016 | SPLK | 848637104 | 3 | Elect Thomas Neustaetter | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Splunk Inc. | 06/09/2016 | Annual | 04/15/2016 | SPLK | 848637104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Splunk Inc. | 06/09/2016 | Annual | 04/15/2016 | SPLK | 848637104 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Stifel Financial Corp. | 07/07/2015 | Annual | 04/14/2015 | SF | 860630102 | 1.1 | Elect Charles A. Dill | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Stifel Financial Corp. | 07/07/2015 | Annual | 04/14/2015 | SF | 860630102 | 1.2 | Elect Richard J. Himelfarb | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Stifel Financial Corp. | 07/07/2015 | Annual | 04/14/2015 | SF | 860630102 | 1.3 | Elect Alton F. Irby III | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Stifel Financial Corp. | 07/07/2015 | Annual | 04/14/2015 | SF | 860630102 | 1.4 | Elect Victor J. Nesi | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Stifel Financial Corp. | 07/07/2015 | Annual | 04/14/2015 | SF | 860630102 | 1.5 | Elect James M. Zemlyak | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Stifel Financial Corp. | 07/07/2015 | Annual | 04/14/2015 | SF | 860630102 | 1.6 | Elect Michael J. Zimmerman | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Stifel Financial Corp. | 07/07/2015 | Annual | 04/14/2015 | SF | 860630102 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Stifel Financial Corp. | 07/07/2015 | Annual | 04/14/2015 | SF | 860630102 | 3 | Approval of Executive Incentive Performance Plan for Purposes of Section 162 (m) | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Stifel Financial Corp. | 07/07/2015 | Annual | 04/14/2015 | SF | 860630102 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 1 | Elect Elchanan Jaglom | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 2 | Elect S. Scott Crump | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 3 | Elect David Reis | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 4 | Elect Edward J. Fierko | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 5 | Elect Ilan Levin | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 6 | Elect John J. McEleney | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 7 | Elect Ziva Patir | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 8 | Elect Clifford H. Schwieter | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 9 | Approval of a Cash Bonus to be Paid to CEO David Reis | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Stratasys, Ltd. | 10/09/2015 | Annual | 09/04/2015 | SSYS | M85548101 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 04/21/2016 | Annual | 02/23/2016 | SIVB | 78486Q101 | 1.1 | Elect Greg W. Becker | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 04/21/2016 | Annual | 02/23/2016 | SIVB | 78486Q101 | 1.2 | Elect Eric A. Benhamou | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 04/21/2016 | Annual | 02/23/2016 | SIVB | 78486Q101 | 1.3 | Elect David M. Clapper | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 04/21/2016 | Annual | 02/23/2016 | SIVB | 78486Q101 | 1.4 | Elect Roger F. Dunbar | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 04/21/2016 | Annual | 02/23/2016 | SIVB | 78486Q101 | 1.5 | Elect Joel P. Friedman | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 04/21/2016 | Annual | 02/23/2016 | SIVB | 78486Q101 | 1.6 | Elect Lata Krishnan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 04/21/2016 | Annual | 02/23/2016 | SIVB | 78486Q101 | 1.7 | Elect Jeffrey N. Maggioncalda | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 04/21/2016 | Annual | 02/23/2016 | SIVB | 78486Q101 | 1.8 | Elect Mary J. Miller | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 04/21/2016 | Annual | 02/23/2016 | SIVB | 78486Q101 | 1.9 | Elect Kate D. Mitchell | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 04/21/2016 | Annual | 02/23/2016 | SIVB | 78486Q101 | 1.10 | Elect John F. Robinson | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 04/21/2016 | Annual | 02/23/2016 | SIVB | 78486Q101 | 1.11 | Elect Garen K. Staglin | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 04/21/2016 | Annual | 02/23/2016 | SIVB | 78486Q101 | 2 | 1999 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 04/21/2016 | Annual | 02/23/2016 | SIVB | 78486Q101 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | SVB Financial Group | 04/21/2016 | Annual | 02/23/2016 | SIVB | 78486Q101 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Tableau Software, Inc. | 05/12/2016 | Annual | 03/18/2016 | DATA | 87336U105 | 1.1 | Elect Christian Chabot | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Tableau Software, Inc. | 05/12/2016 | Annual | 03/18/2016 | DATA | 87336U105 | 1.2 | Elect Christopher Stolte | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Tableau Software, Inc. | 05/12/2016 | Annual | 03/18/2016 | DATA | 87336U105 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Tableau Software, Inc. | 05/12/2016 | Annual | 03/18/2016 | DATA | 87336U105 | 3 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Tableau Software, Inc. | 05/12/2016 | Annual | 03/18/2016 | DATA | 87336U105 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | The Habit Restaurants Inc | 06/22/2016 | Annual | 04/25/2016 | HABT | 40449J103 | 1.1 | Elect Allan W. Karp | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | The Habit Restaurants Inc | 06/22/2016 | Annual | 04/25/2016 | HABT | 40449J103 | 1.2 | Elect Joseph J. Kadow | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | The Habit Restaurants Inc | 06/22/2016 | Annual | 04/25/2016 | HABT | 40449J103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 1.1 | Elect Selim A. Bassoul | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 1.2 | Elect Sarah Palisi Chapin | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 1.3 | Elect Robert B. Lamb | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 1.4 | Elect Cathy L. McCarthy | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 1.5 | Elect John R. Miller III | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 1.6 | Elect Gordon O’Brien | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 1.7 | Elect Philip G. Putnam | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 4 | Re-Approval of the Performance Goals Under the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | The Middleby Corporation | 05/11/2016 | Annual | 03/18/2016 | MIDD | 596278101 | 5 | Re-Approval of the Performance Goals Under the Value Creation Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 06/23/2016 | Annual | 04/25/2016 | TRIP | 896945201 | 1.1 | Elect Gregory B. Maffei | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 06/23/2016 | Annual | 04/25/2016 | TRIP | 896945201 | 1.2 | Elect Stephen Kaufer | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 06/23/2016 | Annual | 04/25/2016 | TRIP | 896945201 | 1.3 | Elect Dipchand Nishar | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 06/23/2016 | Annual | 04/25/2016 | TRIP | 896945201 | 1.4 | Elect Jeremy Philips | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 06/23/2016 | Annual | 04/25/2016 | TRIP | 896945201 | 1.5 | Elect Spencer M. Rascoff | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 06/23/2016 | Annual | 04/25/2016 | TRIP | 896945201 | 1.6 | Elect Albert E. Rosenthaler | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 06/23/2016 | Annual | 04/25/2016 | TRIP | 896945201 | 1.7 | Elect Sukhinder Singh Cassidy | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 06/23/2016 | Annual | 04/25/2016 | TRIP | 896945201 | 1.8 | Elect Robert S. Wiesenthal | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 06/23/2016 | Annual | 04/25/2016 | TRIP | 896945201 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | TripAdvisor, Inc. | 06/23/2016 | Annual | 04/25/2016 | TRIP | 896945201 | 3 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Twitter Inc | 05/25/2016 | Annual | 03/30/2016 | TWTR | 90184L102 | 1.1 | Elect Jack Dorsey | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Twitter Inc | 05/25/2016 | Annual | 03/30/2016 | TWTR | 90184L102 | 1.2 | Elect Hugh F. Johnston | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Twitter Inc | 05/25/2016 | Annual | 03/30/2016 | TWTR | 90184L102 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Twitter Inc | 05/25/2016 | Annual | 03/30/2016 | TWTR | 90184L102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Twitter Inc | 05/25/2016 | Annual | 03/30/2016 | TWTR | 90184L102 | 4 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 05/11/2016 | Annual | 03/18/2016 | TYL | 902252105 | 1 | Elect Donald R. Brattain | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 05/11/2016 | Annual | 03/18/2016 | TYL | 902252105 | 2 | Elect Glen A. Carter | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 05/11/2016 | Annual | 03/18/2016 | TYL | 902252105 | 3 | Elect Brenda A. Cline | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 05/11/2016 | Annual | 03/18/2016 | TYL | 902252105 | 4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 05/11/2016 | Annual | 03/18/2016 | TYL | 902252105 | 5 | Elect Larry D. Leinweber | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 05/11/2016 | Annual | 03/18/2016 | TYL | 902252105 | 6 | Elect John S. Marr, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 05/11/2016 | Annual | 03/18/2016 | TYL | 902252105 | 7 | Elect Daniel M. Pope | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 05/11/2016 | Annual | 03/18/2016 | TYL | 902252105 | 8 | Elect Dustin R. Womble | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 05/11/2016 | Annual | 03/18/2016 | TYL | 902252105 | 9 | Elect John M. Yeaman | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 05/11/2016 | Annual | 03/18/2016 | TYL | 902252105 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Tyler Technologies, Inc. | 05/11/2016 | Annual | 03/18/2016 | TYL | 902252105 | 11 | Transaction of Other Business | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.1 | Elect Kevin A. Plank | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.2 | Elect Byron K. Adams, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.3 | Elect George W. Bodenheimer | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.4 | Elect Douglas E. Coltharp | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.5 | Elect Anthony W. Deering | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.6 | Elect Karen W. Katz | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.7 | Elect Alvin B. Krongard | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.8 | Elect William R. McDermott | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.9 | Elect Eric T. Olson | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 1.10 | Elect Harvey L. Sanders | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 04/28/2016 | Annual | 02/26/2016 | UA | 904311107 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 1 | Conversion of Class B Stock if CEO Plank Sells In Excess of Certain Limit | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 2 | Conversion of Class B Stock if CEO Plank Resigns or is Terminated | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 3 | Equal Treatment of Class A and B Common Stock in Certain Transactions | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 4 | Enhance Board Independence Requirements | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 5 | Requirements to Amend Equal Treatment Provision and Board Independence Provision | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 6 | Amendment to the 2005 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Under Armour, Inc. | 08/26/2015 | Special | 07/13/2015 | UA | 904311107 | 7 | 2015 Class C Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 1 | Elect Eric F. Artz | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 2 | Elect Ann Torre Bates | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 3 | Elect Denise M. Clark | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 4 | Elect Michael S. Funk | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 5 | Elect Gail A. Graham | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 6 | Elect James P. Heffernan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 7 | Elect Peter Roy | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 8 | Elect Steven L. Spinner | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 11 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | United Natural Foods, Inc. | 12/16/2015 | Annual | 10/19/2015 | UNFI | 911163103 | 12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 1 | Elect William A. Ackman | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 2 | Elect Frederic N. Eshelman | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 3 | Elect Stephen Fraidin | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 4 | Elect D. Robert Hale | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 5 | Elect Robert A. Ingram | �� | Mgmt | For | For | For | Voted | ||||||||||||
TCW SMID Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 6 | Elect Argeris N. Karabelas | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 7 | Elect Joseph C. Papa | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 8 | Elect Robert N. Power | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 9 | Elect Russel C. Robertson | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 10 | Elect Thomas W. Ross, Sr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 11 | Elect Amy B. Wechsler | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Valeant Pharmaceuticals International, Inc. | 06/14/2016 | Annual | 04/20/2016 | VRX | 91911K102 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | WABCO Holdings Inc. | 05/26/2016 | Annual | 03/31/2016 | WBC | 92927K102 | 1.1 | Elect Jacques Esculier | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW SMID Cap Growth Fund | WABCO Holdings Inc. | 05/26/2016 | Annual | 03/31/2016 | WBC | 92927K102 | 1.2 | Elect Henry R. Keizer | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | WABCO Holdings Inc. | 05/26/2016 | Annual | 03/31/2016 | WBC | 92927K102 | 1.3 | Elect Thomas R. Gross | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | WABCO Holdings Inc. | 05/26/2016 | Annual | 03/31/2016 | WBC | 92927K102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | WABCO Holdings Inc. | 05/26/2016 | Annual | 03/31/2016 | WBC | 92927K102 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | WageWorks, Inc. | 04/28/2016 | Annual | 03/07/2016 | WAGE | 930427109 | 1.1 | Elect Jerome D. Gramaglia | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | WageWorks, Inc. | 04/28/2016 | Annual | 03/07/2016 | WAGE | 930427109 | 1.2 | Elect Robert L. Metzger | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | WageWorks, Inc. | 04/28/2016 | Annual | 03/07/2016 | WAGE | 930427109 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | WageWorks, Inc. | 04/28/2016 | Annual | 03/07/2016 | WAGE | 930427109 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Wayfair Inc | 05/18/2016 | Annual | 03/21/2016 | W | 94419L101 | 1 | Elect Neeraj Agrawal | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Wayfair Inc | 05/18/2016 | Annual | 03/21/2016 | W | 94419L101 | 2 | Elect Julie M.B. Bradley | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Wayfair Inc | 05/18/2016 | Annual | 03/21/2016 | W | 94419L101 | 3 | Elect Steven Conine | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Wayfair Inc | 05/18/2016 | Annual | 03/21/2016 | W | 94419L101 | 4 | Elect Robert J. Gamgort | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Wayfair Inc | 05/18/2016 | Annual | 03/21/2016 | W | 94419L101 | 5 | Elect Michael A. Kumin | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Wayfair Inc | 05/18/2016 | Annual | 03/21/2016 | W | 94419L101 | 6 | Elect Ian Lane | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Wayfair Inc | 05/18/2016 | Annual | 03/21/2016 | W | 94419L101 | 7 | Elect Romero Rodrigues | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Wayfair Inc | 05/18/2016 | Annual | 03/21/2016 | W | 94419L101 | 8 | Elect Niraj Shah | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Wayfair Inc | 05/18/2016 | Annual | 03/21/2016 | W | 94419L101 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Wayfair Inc | 05/18/2016 | Annual | 03/21/2016 | W | 94419L101 | 10 | Frequency of the Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.1 | Elect Mark A. Buthman | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.2 | Elect William F. Feehery | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.3 | Elect Eric M. Green | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.4 | Elect Thomas W. Hofmann | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.5 | Elect Paula A. Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.6 | Elect Myla P. Lai-Goldman, M.D. | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.7 | Elect Douglas A. Michels | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.8 | Elect John H. Weiland | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 1.9 | Elect Patrick J. Zenner | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 3 | Approval for the 2016 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | West Pharmaceutical Services, Inc. | 05/03/2016 | Annual | 03/08/2016 | WST | 955306105 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Westinghouse Air Brake Technologies Corporation | 05/11/2016 | Annual | 03/15/2016 | WAB | 929740108 | 1.1 | Elect Robert J. Brooks | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Westinghouse Air Brake Technologies Corporation | 05/11/2016 | Annual | 03/15/2016 | WAB | 929740108 | 1.2 | Elect William E. Kassling | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Westinghouse Air Brake Technologies Corporation | 05/11/2016 | Annual | 03/15/2016 | WAB | 929740108 | 1.3 | Elect Albert J. Neupaver | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Westinghouse Air Brake Technologies Corporation | 05/11/2016 | Annual | 03/15/2016 | WAB | 929740108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Westinghouse Air Brake Technologies Corporation | 05/11/2016 | Annual | 03/15/2016 | WAB | 929740108 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Westinghouse Air Brake Technologies Corporation | 05/11/2016 | Annual | 03/15/2016 | WAB | 929740108 | 4 | Re-Approval of the 2011 Stock Incentive Plan for Purposes of Macron Law Qualification | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | WisdomTree Investments, Inc. | 06/20/2016 | Annual | 04/27/2016 | WETF | 97717P104 | 1.1 | Elect Steven Begleiter | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | WisdomTree Investments, Inc. | 06/20/2016 | Annual | 04/27/2016 | WETF | 97717P104 | 1.2 | Elect Win Neuger | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | WisdomTree Investments, Inc. | 06/20/2016 | Annual | 04/27/2016 | WETF | 97717P104 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | WisdomTree Investments, Inc. | 06/20/2016 | Annual | 04/27/2016 | WETF | 97717P104 | 3 | 2016 Equity Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Workday, Inc. | 06/01/2016 | Annual | 04/04/2016 | WDAY | 98138H101 | 1.1 | Elect A. George (Skip) Battle | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Workday, Inc. | 06/01/2016 | Annual | 04/04/2016 | WDAY | 98138H101 | 1.2 | Elect Michael M. McNamara | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Workday, Inc. | 06/01/2016 | Annual | 04/04/2016 | WDAY | 98138H101 | 1.3 | Elect Jerry Yang | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Workday, Inc. | 06/01/2016 | Annual | 04/04/2016 | WDAY | 98138H101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Workday, Inc. | 06/01/2016 | Annual | 04/04/2016 | WDAY | 98138H101 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Workday, Inc. | 06/01/2016 | Annual | 04/04/2016 | WDAY | 98138H101 | 4 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Wynn Resorts, Limited | 04/14/2016 | Annual | 02/18/2016 | WYNN | 983134107 | 1.1 | Elect Ray R. Irani | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Wynn Resorts, Limited | 04/14/2016 | Annual | 02/18/2016 | WYNN | 983134107 | 1.2 | Elect Alvin V. Shoemaker | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Wynn Resorts, Limited | 04/14/2016 | Annual | 02/18/2016 | WYNN | 983134107 | 1.3 | Elect Stephen A. Wynn | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Wynn Resorts, Limited | 04/14/2016 | Annual | 02/18/2016 | WYNN | 983134107 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW SMID Cap Growth Fund | Wynn Resorts, Limited | 04/14/2016 | Annual | 02/18/2016 | WYNN | 983134107 | 3 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 1 | Elect Andres R. Gluski | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 2 | Elect Charles L. Harrington | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 3 | Elect Kristina M. Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 4 | Elect Tarun Khanna | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 5 | Elect Holly K. Koeppel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 6 | Elect Philip Lader | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 7 | Elect James H. Miller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 8 | Elect John B. Morse, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 9 | Elect Moises Naim | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 10 | Elect Charles O. Rossotti | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | AES Corporation | 04/21/2016 | Annual | 02/22/2016 | AES | 00130H105 | 13 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Albemarle Corporation | 05/10/2016 | Annual | 03/11/2016 | ALB | 012653101 | 1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Albemarle Corporation | 05/10/2016 | Annual | 03/11/2016 | ALB | 012653101 | 2.1 | Elect Jim W. Nokes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Albemarle Corporation | 05/10/2016 | Annual | 03/11/2016 | ALB | 012653101 | 2.2 | Elect William H. Hernandez | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Albemarle Corporation | 05/10/2016 | Annual | 03/11/2016 | ALB | 012653101 | 2.3 | Elect Luther C. Kissam IV | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Albemarle Corporation | 05/10/2016 | Annual | 03/11/2016 | ALB | 012653101 | 2.4 | Elect Douglas L. Maine | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Albemarle Corporation | 05/10/2016 | Annual | 03/11/2016 | ALB | 012653101 | 2.5 | Elect J. Kent Masters | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Albemarle Corporation | 05/10/2016 | Annual | 03/11/2016 | ALB | 012653101 | 2.6 | Elect James J. O’Brien | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Albemarle Corporation | 05/10/2016 | Annual | 03/11/2016 | ALB | 012653101 | 2.7 | Elect Barry W. Perry | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Albemarle Corporation | 05/10/2016 | Annual | 03/11/2016 | ALB | 012653101 | 2.8 | Elect John Sherman Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Albemarle Corporation | 05/10/2016 | Annual | 03/11/2016 | ALB | 012653101 | 2.9 | Elect Gerald A. Steiner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Albemarle Corporation | 05/10/2016 | Annual | 03/11/2016 | ALB | 012653101 | 2.10 | Elect Harriett Tee Taggart | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Albemarle Corporation | 05/10/2016 | Annual | 03/11/2016 | ALB | 012653101 | 2.11 | Elect Alejandro Wolff | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Albemarle Corporation | 05/10/2016 | Annual | 03/11/2016 | ALB | 012653101 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 07/22/2015 | Annual | 06/05/2015 | ALR | 01449J105 | 1 | Elect Gregg J. Powers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 07/22/2015 | Annual | 06/05/2015 | ALR | 01449J105 | 2 | Elect Hakan Bjorklund | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 07/22/2015 | Annual | 06/05/2015 | ALR | 01449J105 | 3 | Elect Geoffrey S. Ginsburg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 07/22/2015 | Annual | 06/05/2015 | ALR | 01449J105 | 4 | Elect Carol R. Goldberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 07/22/2015 | Annual | 06/05/2015 | ALR | 01449J105 | 5 | Elect John F. Levy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 07/22/2015 | Annual | 06/05/2015 | ALR | 01449J105 | 6 | Elect Brian A. Markison | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 07/22/2015 | Annual | 06/05/2015 | ALR | 01449J105 | 7 | Elect Thomas F. Wilson McKillop | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 07/22/2015 | Annual | 06/05/2015 | ALR | 01449J105 | 8 | Elect John Quelch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 07/22/2015 | Annual | 06/05/2015 | ALR | 01449J105 | 9 | Elect James Roosevelt, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 07/22/2015 | Annual | 06/05/2015 | ALR | 01449J105 | 10 | Elect Namal Nawana | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 07/22/2015 | Annual | 06/05/2015 | ALR | 01449J105 | 11 | Amendment to the 2010 Stock Option and Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 07/22/2015 | Annual | 06/05/2015 | ALR | 01449J105 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Alere Inc. | 07/22/2015 | Annual | 06/05/2015 | ALR | 01449J105 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Allegheny Technologies Incorporated | 05/06/2016 | Annual | 03/09/2016 | ATI | 01741R102 | 1.1 | Elect Richard J. Harshman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Allegheny Technologies Incorporated | 05/06/2016 | Annual | 03/09/2016 | ATI | 01741R102 | 1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Allegheny Technologies Incorporated | 05/06/2016 | Annual | 03/09/2016 | ATI | 01741R102 | 1.3 | Elect Barbara S. Jeremiah | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Allegheny Technologies Incorporated | 05/06/2016 | Annual | 03/09/2016 | ATI | 01741R102 | 1.4 | Elect John D. Turner | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Allegheny Technologies Incorporated | 05/06/2016 | Annual | 03/09/2016 | ATI | 01741R102 | 2 | Repeal of Classified Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Allegheny Technologies Incorporated | 05/06/2016 | Annual | 03/09/2016 | ATI | 01741R102 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Allegheny Technologies Incorporated | 05/06/2016 | Annual | 03/09/2016 | ATI | 01741R102 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 1 | Elect John L. Bunce, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 2 | Elect Yiorgos Lillikas | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 3 | Elect Deanna M. Mulligan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 4 | Elect Eugene S. Sunshine | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 5 | Elect Mr. Al-Judaimi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 6 | Elect Mr. Al-Tawari | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 7 | Elect Anthony Asquith | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 8 | Elect Edgardo Balois | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 9 | Elect Dennis R Brand | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 10 | Elect Dominic Brannigan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 11 | Elect Ian Britchfield | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 12 | Elect Pierre Andre-Camps | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 13 | Elect Paul Cole | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 14 | Elect Graham B.R. Collis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 15 | Elect Michael Constantinides | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 16 | Elect William J. Cooney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 17 | Elect Stephen J. Curley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 18 | Elect Nick Denniston | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 19 | Elect Michael Feetham | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 20 | Elect Stephen Fogarty | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 21 | Elect Steve Franklin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 22 | Elect Jann Gardner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 23 | Elect Giuliano Giovannetti | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 24 | Elect Marc Grandisson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 25 | Electt Mrs. Hadjipapa | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 26 | Elect Mr. Hadjipapas | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 27 | Elect Mr. Hammer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 28 | Elect Ms. Hartman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 29 | Elect Mr. Hipkin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 30 | Elect Mr. Hutchings | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 31 | Elect Mr. Iordanou | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 32 | Elect Mr. Kamphuijs | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 33 | Elect Ms. Kelly | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 34 | Elect Mr. Kier | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 35 | Elect Mr. Kittinger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 36 | Elect Mr. Konig | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 37 | Elect Mrs. Li-Williams | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 38 | Elect Mr. Lyons | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 39 | Elect Mr. Mailloux | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 40 | Elect Mr. Marangos | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 41 | Elect Mr. Martin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 42 | Elect Mr. McDowell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 43 | Elect Mr. McElroy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 44 | Elect Mr. Mercado | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 45 | Elect Mr. Morin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 46 | Elect Mr. Mulholland | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 47 | Elect Mr. Nolan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 48 | Elect Mr. Papadopoulo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 49 | Elect Mr. Price | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 50 | Elect Mrs. Quinn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 51 | Elect Mr. Rajeh | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 52 | Elect Mr. Rippert | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 53 | Elect Ms. Santamaria-Sena | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 54 | Elect Mr. Scace | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 55 | Elect Mr. Scheuer | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 56 | Elect Mr. Singh | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 57 | Elect Mr. Smith | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 58 | Elect Mr. Soares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 59 | Elect Mr. Stirling | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 60 | Elect Mr. Sturgess | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 61 | Elect Mr. Sullivan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 62 | Elect Mr. Taylor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 63 | Elect Mr. Totten | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 64 | Elect Mr. Van Velzen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 65 | Elect Mr. Weatherstone | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 66 | Elect Mr. Wolfe | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 67 | Amendment to the 2007 Employee Share Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 68 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 69 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | 05/06/2016 | Annual | 03/08/2016 | ACGL | G0450A105 | 70 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Asbury Automotive Group, Inc. | 04/20/2016 | Annual | 02/26/2016 | ABG | 043436104 | 1.1 | Elect Joel Alsfine | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Asbury Automotive Group, Inc. | 04/20/2016 | Annual | 02/26/2016 | ABG | 043436104 | 1.2 | Elect Thomas C. DeLoach, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Asbury Automotive Group, Inc. | 04/20/2016 | Annual | 02/26/2016 | ABG | 043436104 | 1.3 | Elect Philip F. Maritz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Asbury Automotive Group, Inc. | 04/20/2016 | Annual | 02/26/2016 | ABG | 043436104 | 2 | Repeal of Classified Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Asbury Automotive Group, Inc. | 04/20/2016 | Annual | 02/26/2016 | ABG | 043436104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Asbury Automotive Group, Inc. | 04/20/2016 | Annual | 02/26/2016 | ABG | 043436104 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 05/04/2016 | Annual | 03/07/2016 | AGO | G0585R106 | 1 | Elect Francisco L. Borges | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 05/04/2016 | Annual | 03/07/2016 | AGO | G0585R106 | 2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 05/04/2016 | Annual | 03/07/2016 | AGO | G0585R106 | 3 | Elect Dominic J. Frederico | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 05/04/2016 | Annual | 03/07/2016 | AGO | G0585R106 | 4 | Elect Bonnie L. Howard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 05/04/2016 | Annual | 03/07/2016 | AGO | G0585R106 | 5 | Elect Thomas W. Jones | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 05/04/2016 | Annual | 03/07/2016 | AGO | G0585R106 | 6 | �� | Elect Patrick W. Kenny | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 05/04/2016 | Annual | 03/07/2016 | AGO | G0585R106 | 7 | Elect Alan J. Kreczko | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 05/04/2016 | Annual | 03/07/2016 | AGO | G0585R106 | 8 | Elect Simon W. Leathes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 05/04/2016 | Annual | 03/07/2016 | AGO | G0585R106 | 9 | Elect Michael T. O’Kane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 05/04/2016 | Annual | 03/07/2016 | AGO | G0585R106 | 10 | Elect Yukiko Omura | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 05/04/2016 | Annual | 03/07/2016 | AGO | G0585R106 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 05/04/2016 | Annual | 03/07/2016 | AGO | G0585R106 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 05/04/2016 | Annual | 03/07/2016 | AGO | G0585R106 | 13 | Elect Howard W. Albert | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 05/04/2016 | Annual | 03/07/2016 | AGO | G0585R106 | 14 | Elect Robert A. Bailenson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 05/04/2016 | Annual | 03/07/2016 | AGO | G0585R106 | 15 | Elect Russell B. Brewer II | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 05/04/2016 | Annual | 03/07/2016 | AGO | G0585R106 | 16 | Elect Gary Burnet | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 05/04/2016 | Annual | 03/07/2016 | AGO | G0585R106 | 17 | Elect Stephen Donnarumma | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 05/04/2016 | Annual | 03/07/2016 | AGO | G0585R106 | 18 | Elect Dominic J. Frederico | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 05/04/2016 | Annual | 03/07/2016 | AGO | G0585R106 | 19 | Elect James M. Michener | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | 05/04/2016 | Annual | 03/07/2016 | AGO | G0585R106 | 20 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 02/17/2016 | Annual | 12/18/2015 | ATW | 050095108 | 1.1 | Elect Deborah A. Beck | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 02/17/2016 | Annual | 12/18/2015 | ATW | 050095108 | 1.2 | Elect George S. Dotson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 02/17/2016 | Annual | 12/18/2015 | ATW | 050095108 | 1.3 | Elect Jack E. Golden | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 02/17/2016 | Annual | 12/18/2015 | ATW | 050095108 | 1.4 | Elect Hans Helmerich | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 02/17/2016 | Annual | 12/18/2015 | ATW | 050095108 | 1.5 | Elect Jeffrey A. Miller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 02/17/2016 | Annual | 12/18/2015 | ATW | 050095108 | 1.6 | Elect James R. Montague | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 02/17/2016 | Annual | 12/18/2015 | ATW | 050095108 | 1.7 | Elect Robert J. Saltiel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 02/17/2016 | Annual | 12/18/2015 | ATW | 050095108 | 1.8 | Elect Phil D. Wedemeyer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 02/17/2016 | Annual | 12/18/2015 | ATW | 050095108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 02/17/2016 | Annual | 12/18/2015 | ATW | 050095108 | 3 | Amendment to the 2013 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Atwood Oceanics, Inc. | 02/17/2016 | Annual | 12/18/2015 | ATW | 050095108 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 05/12/2016 | Annual | 03/11/2016 | AVA | 05379B107 | 1 | Elect Erik J. Anderson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 05/12/2016 | Annual | 03/11/2016 | AVA | 05379B107 | 2 | Elect Kristianne Blake | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 05/12/2016 | Annual | 03/11/2016 | AVA | 05379B107 | 3 | Elect Donald C. Burke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 05/12/2016 | Annual | 03/11/2016 | AVA | 05379B107 | 4 | Elect John F. Kelly | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 05/12/2016 | Annual | 03/11/2016 | AVA | 05379B107 | 5 | Elect Rebecca A. Klein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 05/12/2016 | Annual | 03/11/2016 | AVA | 05379B107 | 6 | Elect Scott L. Morris | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 05/12/2016 | Annual | 03/11/2016 | AVA | 05379B107 | 7 | Elect Marc F. Racicot | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 05/12/2016 | Annual | 03/11/2016 | AVA | 05379B107 | 8 | Elect Heidi B. Stanley | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 05/12/2016 | Annual | 03/11/2016 | AVA | 05379B107 | 9 | Elect R. John Taylor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 05/12/2016 | Annual | 03/11/2016 | AVA | 05379B107 | 10 | Elect Janet D. Widmann | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 05/12/2016 | Annual | 03/11/2016 | AVA | 05379B107 | 11 | Elimination of Supermajority Requirement | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 05/12/2016 | Annual | 03/11/2016 | AVA | 05379B107 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 05/12/2016 | Annual | 03/11/2016 | AVA | 05379B107 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Avista Corporation | 05/12/2016 | Annual | 03/11/2016 | AVA | 05379B107 | 14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 06/17/2016 | Annual | 05/04/2016 | AXLL | 05463D100 | 1.1 | Elect Timothy Mann Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 06/17/2016 | Annual | 05/04/2016 | AXLL | 05463D100 | 1.2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 06/17/2016 | Annual | 05/04/2016 | AXLL | 05463D100 | 1.3 | Elect Patrick J. Fleming | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 06/17/2016 | Annual | 05/04/2016 | AXLL | 05463D100 | 1.4 | Elect Robert M. Gervis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 06/17/2016 | Annual | 05/04/2016 | AXLL | 05463D100 | 1.5 | Elect Victoria F. Haynes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 06/17/2016 | Annual | 05/04/2016 | AXLL | 05463D100 | 1.6 | Elect William L. Mansfield | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 06/17/2016 | Annual | 05/04/2016 | AXLL | 05463D100 | 1.7 | Elect Michael H. McGarry | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 06/17/2016 | Annual | 05/04/2016 | AXLL | 05463D100 | 1.8 | Elect Mark L. Noetzel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 06/17/2016 | Annual | 05/04/2016 | AXLL | 05463D100 | 1.9 | Elect David N. Weinstein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 06/17/2016 | Annual | 05/04/2016 | AXLL | 05463D100 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 06/17/2016 | Annual | 05/04/2016 | AXLL | 05463D100 | 3 | Approval of the Material Terms Under the 2011 Equity and Performance Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 06/17/2016 | Annual | 05/04/2016 | AXLL | 05463D100 | 4 | Approval of the Material Terms Under the Annual Incentive Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Axiall Corporation | 06/17/2016 | Annual | 05/04/2016 | AXLL | 05463D100 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 02/02/2016 | Annual | 12/07/2015 | BZH | 07556Q881 | 1 | Elect Elizabeth S. Acton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 02/02/2016 | Annual | 12/07/2015 | BZH | 07556Q881 | 2 | Elect Laurent Alpert | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 02/02/2016 | Annual | 12/07/2015 | BZH | 07556Q881 | 3 | Elect Brian C. Beazer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 02/02/2016 | Annual | 12/07/2015 | BZH | 07556Q881 | 4 | Elect Peter G. Leemputte | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 02/02/2016 | Annual | 12/07/2015 | BZH | 07556Q881 | 5 | Elect Allan P. Merrill | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 02/02/2016 | Annual | 12/07/2015 | BZH | 07556Q881 | 6 | Elect Norma A. Provencio | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 02/02/2016 | Annual | 12/07/2015 | BZH | 07556Q881 | 7 | Elect Larry T. Solari | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 02/02/2016 | Annual | 12/07/2015 | BZH | 07556Q881 | 8 | Elect Stephen P. Zelnak, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 02/02/2016 | Annual | 12/07/2015 | BZH | 07556Q881 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 02/02/2016 | Annual | 12/07/2015 | BZH | 07556Q881 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 02/02/2016 | Annual | 12/07/2015 | BZH | 07556Q881 | 11 | Extension of Share Transfer Restrictions | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Beazer Homes USA, Inc. | 02/02/2016 | Annual | 12/07/2015 | BZH | 07556Q881 | 12 | Approval of NOL Shareholder Rights Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Broadcom Corporation | 11/10/2015 | Special | 09/25/2015 | BRCM | 111320107 | 1 | Merger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Broadcom Corporation | 11/10/2015 | Special | 09/25/2015 | BRCM | 111320107 | 2 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Broadcom Corporation | 11/10/2015 | Special | 09/25/2015 | BRCM | 111320107 | 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 04/07/2016 | Annual | 02/19/2016 | BRCD | 111621306 | 1 | Elect Judy Bruner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 04/07/2016 | Annual | 02/19/2016 | BRCD | 111621306 | 2 | Elect Lloyd Carney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 04/07/2016 | Annual | 02/19/2016 | BRCD | 111621306 | 3 | Elect Renato A. DiPentima | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 04/07/2016 | Annual | 02/19/2016 | BRCD | 111621306 | 4 | Elect Alan L. Earhart | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 04/07/2016 | Annual | 02/19/2016 | BRCD | 111621306 | 5 | Elect John W. Gerdelman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 04/07/2016 | Annual | 02/19/2016 | BRCD | 111621306 | 6 | Elect Kim C. Goodman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 04/07/2016 | Annual | 02/19/2016 | BRCD | 111621306 | 7 | Elect David L. House | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 04/07/2016 | Annual | 02/19/2016 | BRCD | 111621306 | 8 | Elect L. William Krause | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 04/07/2016 | Annual | 02/19/2016 | BRCD | 111621306 | 9 | Elect David E. Roberson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 04/07/2016 | Annual | 02/19/2016 | BRCD | 111621306 | 10 | Elect Sanjay Vaswani | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 04/07/2016 | Annual | 02/19/2016 | BRCD | 111621306 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 04/07/2016 | Annual | 02/19/2016 | BRCD | 111621306 | 12 | Amendment to the 2009 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 04/07/2016 | Annual | 02/19/2016 | BRCD | 111621306 | 13 | Approval of an Exclusive Forum Provision | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Brocade Communications Systems, Inc. | 04/07/2016 | Annual | 02/19/2016 | BRCD | 111621306 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 1 | Elect Bennett Dorrance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 2 | Elect Randall W. Larrimore | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 3 | Elect Marc B. Lautenbach | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 4 | Elect Mary Alice D. Malone | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 5 | Elect Sara Mathew | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 6 | Elect Denise M. Morrison | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 7 | Elect Charles R. Perrin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 8 | Elect A. Barry Rand | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 9 | Elect Nick Shreiber | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 10 | Elect Tracey Travis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 11 | Elect Archbold D. van Beuren | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 12 | Elect Les C. Vinney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Campbell Soup Company | 11/18/2015 | Annual | 09/21/2015 | CPB | 134429109 | 15 | Approval of 2015 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Catamaran Corp. | 07/14/2015 | Special | 06/04/2015 | CTRX | 148887102 | 1 | Merger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Catamaran Corp. | 07/14/2015 | Special | 06/04/2015 | CTRX | 148887102 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Catamaran Corp. | 07/14/2015 | Special | 06/04/2015 | CTRX | 148887102 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Celanese Corporation | 04/21/2016 | Annual | 02/22/2016 | CE | 150870103 | 1 | Elect Kathryn M. Hill | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Celanese Corporation | 04/21/2016 | Annual | 02/22/2016 | CE | 150870103 | 2 | Elect William M. Brown | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Celanese Corporation | 04/21/2016 | Annual | 02/22/2016 | CE | 150870103 | 3 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Celanese Corporation | 04/21/2016 | Annual | 02/22/2016 | CE | 150870103 | 4 | Elect Mark C. Rohr | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Celanese Corporation | 04/21/2016 | Annual | 02/22/2016 | CE | 150870103 | 5 | Elect Farah M. Walters | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Celanese Corporation | 04/21/2016 | Annual | 02/22/2016 | CE | 150870103 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Celanese Corporation | 04/21/2016 | Annual | 02/22/2016 | CE | 150870103 | 7 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Celanese Corporation | 04/21/2016 | Annual | 02/22/2016 | CE | 150870103 | 8 | Declassify the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | CIGNA Corporation | 04/27/2016 | Annual | 02/29/2016 | CI | 125509109 | 1 | Elect David M. Cordani | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | CIGNA Corporation | 04/27/2016 | Annual | 02/29/2016 | CI | 125509109 | 2 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | CIGNA Corporation | 04/27/2016 | Annual | 02/29/2016 | CI | 125509109 | 3 | Elect Jane E. Henney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | CIGNA Corporation | 04/27/2016 | Annual | 02/29/2016 | CI | 125509109 | 4 | Elect Donna F. Zarcone | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | CIGNA Corporation | 04/27/2016 | Annual | 02/29/2016 | CI | 125509109 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | CIGNA Corporation | 04/27/2016 | Annual | 02/29/2016 | CI | 125509109 | 6 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | CIGNA Corporation | 12/03/2015 | Special | 10/22/2015 | CI | 125509109 | 1 | Merger/Acquisition | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | CIGNA Corporation | 12/03/2015 | Special | 10/22/2015 | CI | 125509109 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | CIGNA Corporation | 12/03/2015 | Special | 10/22/2015 | CI | 125509109 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 1 | Elect David Denton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 2 | Elect Andrea Guerra | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 3 | Elect Susan J. Kropf | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 4 | Elect Victor Luis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 5 | Elect Ivan Menezes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 6 | Elect William R. Nuti | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 7 | Elect Stephanie Tilenius | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 8 | Elect Jide J. Zeitlin | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Coach, Inc. | 11/04/2015 | Annual | 09/08/2015 | COH | 189754104 | 11 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 04/26/2016 | Annual | 02/26/2016 | CMA | 200340107 | 1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 04/26/2016 | Annual | 02/26/2016 | CMA | 200340107 | 2 | Elect Roger A. Cregg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 04/26/2016 | Annual | 02/26/2016 | CMA | 200340107 | 3 | Elect T. Kevin DeNicola | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 04/26/2016 | Annual | 02/26/2016 | CMA | 200340107 | 4 | Elect Jacqueline P. Kane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 04/26/2016 | Annual | 02/26/2016 | CMA | 200340107 | 5 | Elect Richard G. Lindner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 04/26/2016 | Annual | 02/26/2016 | CMA | 200340107 | 6 | Elect Alfred A. Piergallini | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 04/26/2016 | Annual | 02/26/2016 | CMA | 200340107 | 7 | Elect Robert S. Taubman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 04/26/2016 | Annual | 02/26/2016 | CMA | 200340107 | 8 | Elect Reginald M. Turner, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 04/26/2016 | Annual | 02/26/2016 | CMA | 200340107 | 9 | Elect Nina G. Vaca | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 04/26/2016 | Annual | 02/26/2016 | CMA | 200340107 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 04/26/2016 | Annual | 02/26/2016 | CMA | 200340107 | 11 | Approval of the 2016 Management Incentive Plan | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Comerica Incorporated | 04/26/2016 | Annual | 02/26/2016 | CMA | 200340107 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Commercial Metals Company | 01/13/2016 | Annual | 11/23/2015 | CMC | 201723103 | 1 | Elect Rhys J. Best | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Commercial Metals Company | 01/13/2016 | Annual | 11/23/2015 | CMC | 201723103 | 2 | Elect Richard B. Kelson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Commercial Metals Company | 01/13/2016 | Annual | 11/23/2015 | CMC | 201723103 | 3 | Elect Rick J. Mills | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Commercial Metals Company | 01/13/2016 | Annual | 11/23/2015 | CMC | 201723103 | 4 | Elect Charles L. Szews | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Commercial Metals Company | 01/13/2016 | Annual | 11/23/2015 | CMC | 201723103 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Commercial Metals Company | 01/13/2016 | Annual | 11/23/2015 | CMC | 201723103 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.1 | Elect T.J. Rodgers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.2 | Elect W. Steve Albrecht | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.3 | Elect Eric A. Benhamou | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.4 | Elect H. Raymond Bingham | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.5 | Elect John H. Kispert | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.6 | Elect O.C. Kwon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.7 | Elect Wilbert van den Hoek | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 1.8 | Elect Michael S. Wishart | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Cypress Semiconductor Corporation | 05/06/2016 | Annual | 03/07/2016 | CY | 232806109 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dana Holding Corporation | 04/28/2016 | Annual | 03/01/2016 | DAN | 235825205 | 1.1 | Elect James K. Kamsickas | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dana Holding Corporation | 04/28/2016 | Annual | 03/01/2016 | DAN | 235825205 | 1.2 | Elect Virginia A. Kamsky | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dana Holding Corporation | 04/28/2016 | Annual | 03/01/2016 | DAN | 235825205 | 1.3 | Elect Terrence J. Keating | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dana Holding Corporation | 04/28/2016 | Annual | 03/01/2016 | DAN | 235825205 | 1.4 | Elect R. Bruce McDonald | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dana Holding Corporation | 04/28/2016 | Annual | 03/01/2016 | DAN | 235825205 | 1.5 | Elect Joseph C. Muscari | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dana Holding Corporation | 04/28/2016 | Annual | 03/01/2016 | DAN | 235825205 | 1.6 | Elect Mark A. Schulz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dana Holding Corporation | 04/28/2016 | Annual | 03/01/2016 | DAN | 235825205 | 1.7 | Elect Keith E. Wandell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dana Holding Corporation | 04/28/2016 | Annual | 03/01/2016 | DAN | 235825205 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dana Holding Corporation | 04/28/2016 | Annual | 03/01/2016 | DAN | 235825205 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dana Holding Corporation | 04/28/2016 | Annual | 03/01/2016 | DAN | 235825205 | 4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 05/05/2016 | Annual | 03/07/2016 | DOV | 260003108 | 1 | Elect Peter T. Francis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 05/05/2016 | Annual | 03/07/2016 | DOV | 260003108 | 2 | Elect Kristiane C. Graham | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 05/05/2016 | Annual | 03/07/2016 | DOV | 260003108 | 3 | Elect Michael F. Johnston | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 05/05/2016 | Annual | 03/07/2016 | DOV | 260003108 | 4 | Elect Robert A. Livingston | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 05/05/2016 | Annual | 03/07/2016 | DOV | 260003108 | 5 | Elect Richard K. Lochridge | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 05/05/2016 | Annual | 03/07/2016 | DOV | 260003108 | 6 | Elect Bernard G. Rethore | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 05/05/2016 | Annual | 03/07/2016 | DOV | 260003108 | 7 | Elect Michael B. Stubbs | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 05/05/2016 | Annual | 03/07/2016 | DOV | 260003108 | 8 | Elect Stephen M. Todd | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 05/05/2016 | Annual | 03/07/2016 | DOV | 260003108 | 9 | Elect Stephen K. Wagner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 05/05/2016 | Annual | 03/07/2016 | DOV | 260003108 | 10 | Elect Keith E. Wandell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 05/05/2016 | Annual | 03/07/2016 | DOV | 260003108 | 11 | Elect Mary A. Winston | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 05/05/2016 | Annual | 03/07/2016 | DOV | 260003108 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 05/05/2016 | Annual | 03/07/2016 | DOV | 260003108 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 05/05/2016 | Annual | 03/07/2016 | DOV | 260003108 | 14 | Right to Act by Written Consent | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Dover Corporation | 05/05/2016 | Annual | 03/07/2016 | DOV | 260003108 | 15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | DST Systems, Inc. | 05/10/2016 | Annual | 03/18/2016 | DST | 233326107 | 1.1 | Elect Joseph C. Antonellis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | DST Systems, Inc. | 05/10/2016 | Annual | 03/18/2016 | DST | 233326107 | 1.2 | Elect Stephen C. Hooley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | DST Systems, Inc. | 05/10/2016 | Annual | 03/18/2016 | DST | 233326107 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | DST Systems, Inc. | 05/10/2016 | Annual | 03/18/2016 | DST | 233326107 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | E TRADE Financial Corporation | 05/12/2016 | Annual | 03/14/2016 | ETFC | 269246401 | 1 | Elect Richard J. Carbone | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | E TRADE Financial Corporation | 05/12/2016 | Annual | 03/14/2016 | ETFC | 269246401 | 2 | Elect James P. Healy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | E TRADE Financial Corporation | 05/12/2016 | Annual | 03/14/2016 | ETFC | 269246401 | 3 | Elect Paul T. Idzik | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | E TRADE Financial Corporation | 05/12/2016 | Annual | 03/14/2016 | ETFC | 269246401 | 4 | Elect Frederick W. Kanner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | E TRADE Financial Corporation | 05/12/2016 | Annual | 03/14/2016 | ETFC | 269246401 | 5 | Elect James Lam | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | E TRADE Financial Corporation | 05/12/2016 | Annual | 03/14/2016 | ETFC | 269246401 | 6 | Elect Rodger A. Lawson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | E TRADE Financial Corporation | 05/12/2016 | Annual | 03/14/2016 | ETFC | 269246401 | 7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | E TRADE Financial Corporation | 05/12/2016 | Annual | 03/14/2016 | ETFC | 269246401 | 8 | Elect Rebecca Saeger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | E TRADE Financial Corporation | 05/12/2016 | Annual | 03/14/2016 | ETFC | 269246401 | 9 | Elect Joseph L. Sclafani | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | E TRADE Financial Corporation | 05/12/2016 | Annual | 03/14/2016 | ETFC | 269246401 | 10 | Elect Gary H. Stern | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | E TRADE Financial Corporation | 05/12/2016 | Annual | 03/14/2016 | ETFC | 269246401 | 11 | Elect Donna L. Weaver | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | E TRADE Financial Corporation | 05/12/2016 | Annual | 03/14/2016 | ETFC | 269246401 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | E TRADE Financial Corporation | 05/12/2016 | Annual | 03/14/2016 | ETFC | 269246401 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 05/19/2016 | Annual | 03/21/2016 | EVER | 29977G102 | 1.1 | Elect Robert M. Clements | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 05/19/2016 | Annual | 03/21/2016 | EVER | 29977G102 | 1.2 | Elect W. Blake Wilson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 05/19/2016 | Annual | 03/21/2016 | EVER | 29977G102 | 1.3 | Elect Joseph D. Hinkel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 05/19/2016 | Annual | 03/21/2016 | EVER | 29977G102 | 1.4 | Elect Merrick R. Kleeman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 05/19/2016 | Annual | 03/21/2016 | EVER | 29977G102 | 1.5 | Elect W. Radford Lovett, II | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 05/19/2016 | Annual | 03/21/2016 | EVER | 29977G102 | 1.6 | Elect Arrington H. Mixon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 05/19/2016 | Annual | 03/21/2016 | EVER | 29977G102 | 1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 05/19/2016 | Annual | 03/21/2016 | EVER | 29977G102 | 1.8 | Elect Russell B. Newton, III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 05/19/2016 | Annual | 03/21/2016 | EVER | 29977G102 | 1.9 | Elect William Sanford | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 05/19/2016 | Annual | 03/21/2016 | EVER | 29977G102 | 1.10 | Elect Richard P. Schifter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 05/19/2016 | Annual | 03/21/2016 | EVER | 29977G102 | 1.11 | Elect Scott M. Stuart | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 05/19/2016 | Annual | 03/21/2016 | EVER | 29977G102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 05/19/2016 | Annual | 03/21/2016 | EVER | 29977G102 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 05/19/2016 | Annual | 03/21/2016 | EVER | 29977G102 | 4 | Amendment to the 2011 Omnibus Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | EverBank Financial Corp. | 05/19/2016 | Annual | 03/21/2016 | EVER | 29977G102 | 5 | Approval of Amendment to the Executive Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 06/15/2016 | Annual | 04/20/2016 | EVR | 29977A105 | 1.1 | Elect Roger C. Altman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 06/15/2016 | Annual | 04/20/2016 | EVR | 29977A105 | 1.2 | Elect Richard I. Beattie | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 06/15/2016 | Annual | 04/20/2016 | EVR | 29977A105 | 1.3 | Elect Francois de Saint Phalle | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 06/15/2016 | Annual | 04/20/2016 | EVR | 29977A105 | 1.4 | Elect Gail B. Harris | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 06/15/2016 | Annual | 04/20/2016 | EVR | 29977A105 | 1.5 | Elect Curtis A. Hessler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 06/15/2016 | Annual | 04/20/2016 | EVR | 29977A105 | 1.6 | Elect Robert B. Millard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 06/15/2016 | Annual | 04/20/2016 | EVR | 29977A105 | 1.7 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 06/15/2016 | Annual | 04/20/2016 | EVR | 29977A105 | 1.8 | Elect Ralph L. Schlosstein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 06/15/2016 | Annual | 04/20/2016 | EVR | 29977A105 | 1.9 | Elect William Wheeler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 06/15/2016 | Annual | 04/20/2016 | EVR | 29977A105 | 2 | Approval of the 2016 Stock Incentive Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Evercore Partners Inc. | 06/15/2016 | Annual | 04/20/2016 | EVR | 29977A105 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | First Niagara Financial Group, Inc. | 03/23/2016 | Special | 02/01/2016 | FNFG | 33582V108 | 1 | Merger/Acquisition | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | First Niagara Financial Group, Inc. | 03/23/2016 | Special | 02/01/2016 | FNFG | 33582V108 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | First Niagara Financial Group, Inc. | 03/23/2016 | Special | 02/01/2016 | FNFG | 33582V108 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Freescale Semiconductor Ltd. | 07/02/2015 | Special | 05/27/2015 | FSL | G3727Q101 | 1 | Merger/Acquisition | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Freescale Semiconductor Ltd. | 07/02/2015 | Special | 05/27/2015 | FSL | G3727Q101 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Freescale Semiconductor Ltd. | 07/02/2015 | Special | 05/27/2015 | FSL | G3727Q101 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 1 | Elect Domenico De Sole | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 2 | Elect Robert J. Fisher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 3 | Elect William S. Fisher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 4 | Elect Tracy Gardner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 5 | Elect Isabella D. Goren | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 6 | Elect Bob L. Martin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 7 | Elect Jorge P. Montoya | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 8 | Elect Arthur Peck | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 10 | Elect Katherine Tsang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gap Inc. | 05/17/2016 | Annual | 03/21/2016 | GPS | 364760108 | 13 | Approval of the Amendment and Restatement of the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Geo Group, Inc. | 04/27/2016 | Annual | 03/04/2016 | GEO | 36162J106 | 1.1 | Elect Clarence E. Anthony | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Geo Group, Inc. | 04/27/2016 | Annual | 03/04/2016 | GEO | 36162J106 | 1.2 | Elect Anne N. Foreman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Geo Group, Inc. | 04/27/2016 | Annual | 03/04/2016 | GEO | 36162J106 | 1.3 | Elect Richard H. Glanton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Geo Group, Inc. | 04/27/2016 | Annual | 03/04/2016 | GEO | 36162J106 | 1.4 | Elect Christopher C. Wheeler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Geo Group, Inc. | 04/27/2016 | Annual | 03/04/2016 | GEO | 36162J106 | 1.5 | Elect Julie Myers Wood | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Geo Group, Inc. | 04/27/2016 | Annual | 03/04/2016 | GEO | 36162J106 | 1.6 | Elect George C. Zoley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Geo Group, Inc. | 04/27/2016 | Annual | 03/04/2016 | GEO | 36162J106 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Geo Group, Inc. | 04/27/2016 | Annual | 03/04/2016 | GEO | 36162J106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Geo Group, Inc. | 04/27/2016 | Annual | 03/04/2016 | GEO | 36162J106 | 4 | Amendment to the Senior Management Performance Award Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Geo Group, Inc. | 04/27/2016 | Annual | 03/04/2016 | GEO | 36162J106 | 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Geo Group, Inc. | 04/27/2016 | Annual | 03/04/2016 | GEO | 36162J106 | 6 | Shareholder Proposal Regarding Human Rights Review | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gramercy Property Trust Inc | 06/23/2016 | Annual | 05/06/2016 | GPT | 385002100 | 1.1 | Elect Charles E. Black | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gramercy Property Trust Inc | 06/23/2016 | Annual | 05/06/2016 | GPT | 385002100 | 1.2 | Elect Gordon F. DuGan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gramercy Property Trust Inc | 06/23/2016 | Annual | 05/06/2016 | GPT | 385002100 | 1.3 | Elect Allan J. Baum | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gramercy Property Trust Inc | 06/23/2016 | Annual | 05/06/2016 | GPT | 385002100 | 1.4 | Elect Z. Jamie Behar | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gramercy Property Trust Inc | 06/23/2016 | Annual | 05/06/2016 | GPT | 385002100 | 1.5 | Elect Thomas D. Eckert | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gramercy Property Trust Inc | 06/23/2016 | Annual | 05/06/2016 | GPT | 385002100 | 1.6 | Elect James L. Francis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gramercy Property Trust Inc | 06/23/2016 | Annual | 05/06/2016 | GPT | 385002100 | 1.7 | Elect Gregory F. Hughes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gramercy Property Trust Inc | 06/23/2016 | Annual | 05/06/2016 | GPT | 385002100 | 1.8 | Elect Jeffrey E. Kelter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gramercy Property Trust Inc | 06/23/2016 | Annual | 05/06/2016 | GPT | 385002100 | 1.9 | Elect Louis P. Salvatore | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gramercy Property Trust Inc | 06/23/2016 | Annual | 05/06/2016 | GPT | 385002100 | 2 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gramercy Property Trust Inc | 06/23/2016 | Annual | 05/06/2016 | GPT | 385002100 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Gramercy Property Trust Inc | 06/23/2016 | Annual | 05/06/2016 | GPT | 385002100 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Invesco Ltd. | 05/12/2016 | Annual | 03/14/2016 | IVZ | G491BT108 | 1 | Elect Joseph R. Canion | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Invesco Ltd. | 05/12/2016 | Annual | 03/14/2016 | IVZ | G491BT108 | 2 | Elect Martin L. Flanagan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Invesco Ltd. | 05/12/2016 | Annual | 03/14/2016 | IVZ | G491BT108 | 3 | Elect C. Robert Henrikson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Invesco Ltd. | 05/12/2016 | Annual | 03/14/2016 | IVZ | G491BT108 | 4 | Elect Ben F. Johnson III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Invesco Ltd. | 05/12/2016 | Annual | 03/14/2016 | IVZ | G491BT108 | 5 | Elect Edward P. Lawrence | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Invesco Ltd. | 05/12/2016 | Annual | 03/14/2016 | IVZ | G491BT108 | 6 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Invesco Ltd. | 05/12/2016 | Annual | 03/14/2016 | IVZ | G491BT108 | 7 | Elect Phoebe A. Wood | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Invesco Ltd. | 05/12/2016 | Annual | 03/14/2016 | IVZ | G491BT108 | 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Invesco Ltd. | 05/12/2016 | Annual | 03/14/2016 | IVZ | G491BT108 | 9 | 2016 Global Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Invesco Ltd. | 05/12/2016 | Annual | 03/14/2016 | IVZ | G491BT108 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 1 | Elect Colleen C. Barrett | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 2 | Elect Marvin R. Ellison | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 3 | Elect Amanda Ginsberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 4 | Elect B. Craig Owens | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 5 | Elect Lisa A. Payne | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 6 | Elect J. Paul Raines | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 7 | Elect Leonard H. Roberts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 8 | Elect Javier G. Teruel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 9 | Elect R. Gerald Turner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 10 | Elect Ronald W. Tysoe | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 11 | Elect Myron E. Ullman III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 13 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 14 | 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | J.C. Penney Company, Inc. | 05/20/2016 | Annual | 03/21/2016 | JCP | 708160106 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | 01/28/2016 | Annual | 12/01/2015 | JEC | 469814107 | 1 | Elect Joseph R. Bronson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | 01/28/2016 | Annual | 12/01/2015 | JEC | 469814107 | 2 | Elect Juan Jose Suarez Coppel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | 01/28/2016 | Annual | 12/01/2015 | JEC | 469814107 | 3 | Elect Robert C. Davidson, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | 01/28/2016 | Annual | 12/01/2015 | JEC | 469814107 | 4 | Elect Steven J. Demetriou | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | 01/28/2016 | Annual | 12/01/2015 | JEC | 469814107 | 5 | Elect Ralph E. Eberhart | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | 01/28/2016 | Annual | 12/01/2015 | JEC | 469814107 | 6 | Elect Dawne S. Hickton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | 01/28/2016 | Annual | 12/01/2015 | JEC | 469814107 | 7 | Elect Peter J. Robertson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | 01/28/2016 | Annual | 12/01/2015 | JEC | 469814107 | 8 | Elect Noel G. Watson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | 01/28/2016 | Annual | 12/01/2015 | JEC | 469814107 | 9 | Amendment to the 1999 Outside Director Stock Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | 01/28/2016 | Annual | 12/01/2015 | JEC | 469814107 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | 01/28/2016 | Annual | 12/01/2015 | JEC | 469814107 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 05/27/2016 | Annual | 03/14/2016 | JLL | 48020Q107 | 1 | Elect Hugo Bague | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 05/27/2016 | Annual | 03/14/2016 | JLL | 48020Q107 | 2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 05/27/2016 | Annual | 03/14/2016 | JLL | 48020Q107 | 3 | Elect Colin Dyer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 05/27/2016 | Annual | 03/14/2016 | JLL | 48020Q107 | 4 | Elect DeAnne S. Julius | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 05/27/2016 | Annual | 03/14/2016 | JLL | 48020Q107 | 5 | Elect Ming Lu | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 05/27/2016 | Annual | 03/14/2016 | JLL | 48020Q107 | 6 | Elect Martin H. Nesbitt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 05/27/2016 | Annual | 03/14/2016 | JLL | 48020Q107 | 7 | Elect Sheila A. Penrose | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 05/27/2016 | Annual | 03/14/2016 | JLL | 48020Q107 | 8 | Elect Ann Marie Petach | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 05/27/2016 | Annual | 03/14/2016 | JLL | 48020Q107 | 9 | Elect Shailesh Rao | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 05/27/2016 | Annual | 03/14/2016 | JLL | 48020Q107 | 10 | Elect Christian Ulbrich | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 05/27/2016 | Annual | 03/14/2016 | JLL | 48020Q107 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | �� | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | 05/27/2016 | Annual | 03/14/2016 | JLL | 48020Q107 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 04/07/2016 | Annual | 02/05/2016 | KBH | 48666K109 | 1 | Elect Stephen F. Bollenbach | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 04/07/2016 | Annual | 02/05/2016 | KBH | 48666K109 | 2 | Elect Timothy W. Finchem | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 04/07/2016 | Annual | 02/05/2016 | KBH | 48666K109 | 3 | Elect Stuart A. Gabriel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 04/07/2016 | Annual | 02/05/2016 | KBH | 48666K109 | 4 | Elect Thomas W. Gilligan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 04/07/2016 | Annual | 02/05/2016 | KBH | 48666K109 | 5 | Elect Kenneth M. Jastrow II | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 04/07/2016 | Annual | 02/05/2016 | KBH | 48666K109 | 6 | Elect Robert L. Johnson | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 04/07/2016 | Annual | 02/05/2016 | KBH | 48666K109 | 7 | Elect Melissa Lora | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 04/07/2016 | Annual | 02/05/2016 | KBH | 48666K109 | 8 | Elect Jeffrey T. Mezger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 04/07/2016 | Annual | 02/05/2016 | KBH | 48666K109 | 9 | Elect Robert L. Patton, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 04/07/2016 | Annual | 02/05/2016 | KBH | 48666K109 | 10 | Elect Michael M. Wood | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 04/07/2016 | Annual | 02/05/2016 | KBH | 48666K109 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 04/07/2016 | Annual | 02/05/2016 | KBH | 48666K109 | 12 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | KB Home | 04/07/2016 | Annual | 02/05/2016 | KBH | 48666K109 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Kennametal Inc. | 10/27/2015 | Annual | 08/28/2015 | KMT | 489170100 | 1.1 | Elect Ronald M. DeFeo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Kennametal Inc. | 10/27/2015 | Annual | 08/28/2015 | KMT | 489170100 | 1.2 | Elect Lawrence W. Stranghoener | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Kennametal Inc. | 10/27/2015 | Annual | 08/28/2015 | KMT | 489170100 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Kennametal Inc. | 10/27/2015 | Annual | 08/28/2015 | KMT | 489170100 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 03/23/2016 | Special | 02/01/2016 | KEY | 493267108 | 1 | Merger/Acquisition | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 03/23/2016 | Special | 02/01/2016 | KEY | 493267108 | 2 | Preferred Shareholders’ Right to Call Special Meetings | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 03/23/2016 | Special | 02/01/2016 | KEY | 493267108 | 3 | Require Preferred Shareholders’ Approval for Certain Amendments | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 03/23/2016 | Special | 02/01/2016 | KEY | 493267108 | 4 | Require Preferred Shareholders’ Approval for Certain Transactions | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 03/23/2016 | Special | 02/01/2016 | KEY | 493267108 | 5 | Change in Board Size | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 03/23/2016 | Special | 02/01/2016 | KEY | 493267108 | 6 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 05/19/2016 | Annual | 03/24/2016 | KEY | 493267108 | 1 | Elect Bruce D. Broussard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 05/19/2016 | Annual | 03/24/2016 | KEY | 493267108 | 2 | Elect Joseph A. Carrabba | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 05/19/2016 | Annual | 03/24/2016 | KEY | 493267108 | 3 | Elect Charles P. Cooley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 05/19/2016 | Annual | 03/24/2016 | KEY | 493267108 | 4 | Elect Alexander M. Cutler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 05/19/2016 | Annual | 03/24/2016 | KEY | 493267108 | 5 | Elect H. James Dallas | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 05/19/2016 | Annual | 03/24/2016 | KEY | 493267108 | 6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 05/19/2016 | Annual | 03/24/2016 | KEY | 493267108 | 7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 05/19/2016 | Annual | 03/24/2016 | KEY | 493267108 | 8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 05/19/2016 | Annual | 03/24/2016 | KEY | 493267108 | 9 | Elect Richard J. Hipple | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 05/19/2016 | Annual | 03/24/2016 | KEY | 493267108 | 10 | Elect Kristen L. Manos | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 05/19/2016 | Annual | 03/24/2016 | KEY | 493267108 | 11 | Elect Beth E. Mooney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 05/19/2016 | Annual | 03/24/2016 | KEY | 493267108 | 12 | Elect Demos Parneros | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 05/19/2016 | Annual | 03/24/2016 | KEY | 493267108 | 13 | Elect Barbara R. Snyder | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 05/19/2016 | Annual | 03/24/2016 | KEY | 493267108 | 14 | Elect David K. Wilson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 05/19/2016 | Annual | 03/24/2016 | KEY | 493267108 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 05/19/2016 | Annual | 03/24/2016 | KEY | 493267108 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 05/19/2016 | Annual | 03/24/2016 | KEY | 493267108 | 17 | Approval of the 2016 Annual Performance Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Keycorp | 05/19/2016 | Annual | 03/24/2016 | KEY | 493267108 | 18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Kimco Realty Corporation | 04/26/2016 | Annual | 03/07/2016 | KIM | 49446R109 | 1 | Elect Milton Cooper | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Kimco Realty Corporation | 04/26/2016 | Annual | 03/07/2016 | KIM | 49446R109 | 2 | Elect Philip E. Coviello | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Kimco Realty Corporation | 04/26/2016 | Annual | 03/07/2016 | KIM | 49446R109 | 3 | Elect Richard G. Dooley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Kimco Realty Corporation | 04/26/2016 | Annual | 03/07/2016 | KIM | 49446R109 | 4 | Elect Conor C. Flynn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Kimco Realty Corporation | 04/26/2016 | Annual | 03/07/2016 | KIM | 49446R109 | 5 | Elect Joe Grills | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Kimco Realty Corporation | 04/26/2016 | Annual | 03/07/2016 | KIM | 49446R109 | 6 | Elect Frank Lourenso | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Kimco Realty Corporation | 04/26/2016 | Annual | 03/07/2016 | KIM | 49446R109 | 7 | Elect Colombe M. Nicholas | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Kimco Realty Corporation | 04/26/2016 | Annual | 03/07/2016 | KIM | 49446R109 | 8 | Elect Richard Saltzman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Kimco Realty Corporation | 04/26/2016 | Annual | 03/07/2016 | KIM | 49446R109 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Kimco Realty Corporation | 04/26/2016 | Annual | 03/07/2016 | KIM | 49446R109 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 02/19/2016 | Special | 01/07/2016 | LRCX | 512807108 | 1 | Merger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 02/19/2016 | Special | 01/07/2016 | LRCX | 512807108 | 2 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 02/19/2016 | Special | 01/07/2016 | LRCX | 512807108 | 3 | Increase of Authorized Common Stock | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 11/04/2015 | Annual | 09/08/2015 | LRCX | 512807108 | 1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 11/04/2015 | Annual | 09/08/2015 | LRCX | 512807108 | 1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 11/04/2015 | Annual | 09/08/2015 | LRCX | 512807108 | 1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 11/04/2015 | Annual | 09/08/2015 | LRCX | 512807108 | 1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 11/04/2015 | Annual | 09/08/2015 | LRCX | 512807108 | 1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 11/04/2015 | Annual | 09/08/2015 | LRCX | 512807108 | 1.6 | Elect Catherine P. Lego | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 11/04/2015 | Annual | 09/08/2015 | LRCX | 512807108 | 1.7 | Elect Stephen G. Newberry | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 11/04/2015 | Annual | 09/08/2015 | LRCX | 512807108 | 1.8 | Elect Krishna Saraswat | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 11/04/2015 | Annual | 09/08/2015 | LRCX | 512807108 | 1.9 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 11/04/2015 | Annual | 09/08/2015 | LRCX | 512807108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 11/04/2015 | Annual | 09/08/2015 | LRCX | 512807108 | 3 | Amendment to the 2004 Executive Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 11/04/2015 | Annual | 09/08/2015 | LRCX | 512807108 | 4 | 2015 Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lam Research Corporation | 11/04/2015 | Annual | 09/08/2015 | LRCX | 512807108 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.1 | Elect Irving Bolotin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.3 | Elect Theron I. Gilliam | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.4 | Elect Sherrill W. Hudson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.5 | Elect Sidney Lapidus | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.6 | Elect Teri P. McClure | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.7 | Elect Stuart A. Miller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.8 | Elect Armando J. Olivera | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 1.9 | Elect Jeffrey A. Sonnenfeld | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 4 | 2016 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 5 | 2016 Incentive Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Lennar Corporation | 04/13/2016 | Annual | 02/16/2016 | LEN | 526057302 | 6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 1.1 | Elect Frederick F. Buchholz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 1.2 | Elect Thomas C. DeLoach, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 1.3 | Elect Katherine E. Dietze | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 1.4 | Elect Antonio F. Fernandez | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 1.5 | Elect Daniel P. Garton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 1.6 | Elect William P. Hankowsky | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 1.7 | Elect M. Leanne Lachman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 1.8 | Elect David L. Lingerfelt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 1.9 | Elect Fredric J. Tomczyk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Liberty Property Trust | 05/12/2016 | Annual | 03/10/2016 | LPT | 531172104 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 1.1 | Elect B. Kipling Hagopian | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 1.2 | Elect Tunc Doluca | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 1.3 | Elect James R. Bergman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 1.5 | Elect Robert E. Grady | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 1.6 | Elect William D. Watkins | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 5 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | 11/12/2015 | Annual | 09/18/2015 | MXIM | 57772K101 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 1 | Elect Heather Bresch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 2 | Elect Wendy Cameron | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 3 | Elect Robert J. Cindrich | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 4 | Elect Robert J. Coury | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 5 | Elect JoEllen Lyons Dillon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 6 | Elect Neil F. Dimick | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 7 | Elect Melina Higgins | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 8 | Elect Douglas J. Leech | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 9 | Elect Rajiv Malik | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 10 | Elect Joseph C. Maroon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 11 | Elect Mark Parrish | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 12 | Elect Rodney L. Piatt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 13 | Elect Randall L. Vanderveen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 14 | Adoption of the Dutch Annual Accounts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 16 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 18 | Re-Approval of 2003 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Mylan N.V. | 06/24/2016 | Annual | 05/27/2016 | MYL | N59465109 | 19 | Authorization for Board to Acquire Ordinary and Preferred Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.1 | Elect James R. Crane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.2 | Elect John P. Kotts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.3 | Elect Michael C. Linn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.4 | Elect Anthony G. Petrello | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.5 | Elect Dag Skattum | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.6 | Elect Howard Wolf | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 1.7 | Elect John Yearwood | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 2 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 3 | Approval of the 2016 Stock Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Nabors Industries Ltd. | 06/07/2016 | Annual | 04/08/2016 | NBR | G6359F103 | 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 1 | Elect T. Michael Nevens | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 2 | Elect Jeffry R. Allen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 3 | Elect Tor R. Braham | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 4 | Elect Alan L. Earhart | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 5 | Elect Gerald D. Held | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 6 | Elect Kathryn M. Hill | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 7 | Elect George Kurian | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 8 | Elect George T. Shaheen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 9 | Elect Robert T. Wall | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 10 | Elect Richard P. Wallace | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 11 | Amendment to the 1999 Stock Option Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NetApp, Inc. | 09/11/2015 | Annual | 07/20/2015 | NTAP | 64110D104 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | New York Community Bancorp, Inc. | 04/26/2016 | Special | 02/29/2016 | NYCB | 649445103 | 1 | Merger/Acquisition | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | New York Community Bancorp, Inc. | 04/26/2016 | Special | 02/29/2016 | NYCB | 649445103 | 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | New York Community Bancorp, Inc. | 04/26/2016 | Special | 02/29/2016 | NYCB | 649445103 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | New York Community Bancorp, Inc. | 06/07/2016 | Annual | 04/12/2016 | NYCB | 649445103 | 1 | Elect Michael J. Levine | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | New York Community Bancorp, Inc. | 06/07/2016 | Annual | 04/12/2016 | NYCB | 649445103 | 2 | Elect Ronald A Rosenfeld | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | New York Community Bancorp, Inc. | 06/07/2016 | Annual | 04/12/2016 | NYCB | 649445103 | 3 | Elect Lawrence J. Savarese | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | New York Community Bancorp, Inc. | 06/07/2016 | Annual | 04/12/2016 | NYCB | 649445103 | 4 | Elect John M. Tsimbinos | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | New York Community Bancorp, Inc. | 06/07/2016 | Annual | 04/12/2016 | NYCB | 649445103 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | New York Community Bancorp, Inc. | 06/07/2016 | Annual | 04/12/2016 | NYCB | 649445103 | 6 | Repeal of Classified Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | New York Community Bancorp, Inc. | 06/07/2016 | Annual | 04/12/2016 | NYCB | 649445103 | 7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 1 | Elect Lee K. Boothby | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 2 | Elect Pamela J. Gardner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 3 | Elect Steven Nance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 4 | Elect Roger B. Plank | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 5 | Elect Thomas G. Ricks | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 6 | Elect Juanita F. Romans | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 7 | Elect John W. Schanck | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 8 | Elect J. Terry Strange | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 9 | Elect J. Kent Wells | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Newfield Exploration Company | 05/17/2016 | Annual | 03/21/2016 | NFX | 651290108 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Newpark Resources, Inc. | 05/19/2016 | Annual | 03/28/2016 | NR | 651718504 | 1.1 | Elect David C. Anderson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Newpark Resources, Inc. | 05/19/2016 | Annual | 03/28/2016 | NR | 651718504 | 1.2 | Elect Anthony J. Best | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Newpark Resources, Inc. | 05/19/2016 | Annual | 03/28/2016 | NR | 651718504 | 1.3 | Elect G. Stephen Finley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Newpark Resources, Inc. | 05/19/2016 | Annual | 03/28/2016 | NR | 651718504 | 1.4 | Elect Paul L. Howes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | �� | Newpark Resources, Inc. | 05/19/2016 | Annual | 03/28/2016 | NR | 651718504 | 1.5 | Elect Roderick A. Larson | Mgmt | For | For | For | Voted | ||||||||||||
TCW Relative Value Mid Cap Fund | Newpark Resources, Inc. | 05/19/2016 | Annual | 03/28/2016 | NR | 651718504 | 1.6 | Elect James W. McFarland | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Newpark Resources, Inc. | 05/19/2016 | Annual | 03/28/2016 | NR | 651718504 | 1.7 | Elect Gary L. Warren | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Newpark Resources, Inc. | 05/19/2016 | Annual | 03/28/2016 | NR | 651718504 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Newpark Resources, Inc. | 05/19/2016 | Annual | 03/28/2016 | NR | 651718504 | 3 | Amendment to the 2015 Employee Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Newpark Resources, Inc. | 05/19/2016 | Annual | 03/28/2016 | NR | 651718504 | 4 | Amendment to Provide for Removal of Directors Without Cause | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Newpark Resources, Inc. | 05/19/2016 | Annual | 03/28/2016 | NR | 651718504 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NXP Semiconductors N.V. | 06/02/2016 | Annual | 05/05/2016 | NXPI | N6596X109 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NXP Semiconductors N.V. | 06/02/2016 | Annual | 05/05/2016 | NXPI | N6596X109 | 2 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NXP Semiconductors N.V. | 06/02/2016 | Annual | 05/05/2016 | NXPI | N6596X109 | 3 | Elect Richard L. Clemmer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NXP Semiconductors N.V. | 06/02/2016 | Annual | 05/05/2016 | NXPI | N6596X109 | 4 | Elect Peter Leahy Bonfield | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NXP Semiconductors N.V. | 06/02/2016 | Annual | 05/05/2016 | NXPI | N6596X109 | 5 | Elect Johannes P. Huth | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NXP Semiconductors N.V. | 06/02/2016 | Annual | 05/05/2016 | NXPI | N6596X109 | 6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NXP Semiconductors N.V. | 06/02/2016 | Annual | 05/05/2016 | NXPI | N6596X109 | 7 | Elect Marion Helmes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NXP Semiconductors N.V. | 06/02/2016 | Annual | 05/05/2016 | NXPI | N6596X109 | 8 | Elect Josef Kaeser | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NXP Semiconductors N.V. | 06/02/2016 | Annual | 05/05/2016 | NXPI | N6596X109 | 9 | Elect Ian Loring | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NXP Semiconductors N.V. | 06/02/2016 | Annual | 05/05/2016 | NXPI | N6596X109 | 10 | Elect Eric Meurice | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NXP Semiconductors N.V. | 06/02/2016 | Annual | 05/05/2016 | NXPI | N6596X109 | 11 | Elect Peter Smitham | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NXP Semiconductors N.V. | 06/02/2016 | Annual | 05/05/2016 | NXPI | N6596X109 | 12 | Elect Julie Southern | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NXP Semiconductors N.V. | 06/02/2016 | Annual | 05/05/2016 | NXPI | N6596X109 | 13 | Elect Gregory L. Summe | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NXP Semiconductors N.V. | 06/02/2016 | Annual | 05/05/2016 | NXPI | N6596X109 | 14 | Elect Rick Lih-Shyng Tsai | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NXP Semiconductors N.V. | 06/02/2016 | Annual | 05/05/2016 | NXPI | N6596X109 | 15 | Committee Member Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NXP Semiconductors N.V. | 06/02/2016 | Annual | 05/05/2016 | NXPI | N6596X109 | 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NXP Semiconductors N.V. | 06/02/2016 | Annual | 05/05/2016 | NXPI | N6596X109 | 17 | Authority to Supress Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NXP Semiconductors N.V. | 06/02/2016 | Annual | 05/05/2016 | NXPI | N6596X109 | 18 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | NXP Semiconductors N.V. | 06/02/2016 | Annual | 05/05/2016 | NXPI | N6596X109 | 19 | Authority to Cancel Repurchased Shares in the Company’s Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Popular, Inc. | 04/26/2016 | Annual | 02/26/2016 | BPOP | 733174700 | 1 | Elect Joaquin E. Bacardi, III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Popular, Inc. | 04/26/2016 | Annual | 02/26/2016 | BPOP | 733174700 | 2 | Elect John W. Diercksen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Popular, Inc. | 04/26/2016 | Annual | 02/26/2016 | BPOP | 733174700 | 3 | Elect David Goel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Popular, Inc. | 04/26/2016 | Annual | 02/26/2016 | BPOP | 733174700 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Popular, Inc. | 04/26/2016 | Annual | 02/26/2016 | BPOP | 733174700 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 1 | Elect Jenne K. Britell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 2 | Elect Vicky B. Gregg | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 3 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 4 | Elect Timothy L. Main | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 5 | Elect Gary M. Pfeiffer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 6 | Elect Timothy M. Ring | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 7 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 8 | Elect Daniel C. Stanzione | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 9 | Elect Gail R. Wilensky | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 10 | Elect John B. Ziegler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Quest Diagnostics Incorporated | 05/18/2016 | Annual | 03/21/2016 | DGX | 74834L100 | 13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 1 | Elect Stephen J. Luczo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 3 | Elect Michael R. Cannon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 4 | Elect Mei-Wei Cheng | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 5 | Elect William T. Coleman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 6 | Elect Jay L. Geldmacher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 7 | Elect Dambisa F. Moyo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 8 | Elect Kristen M. Onken | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 9 | Elect Chong Sup Park | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 10 | Elect Stephanie Tilenius | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 11 | Elect Edward Zander | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 12 | Authority to Set the Reissue Price Of Treasury Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Seagate Technology | 10/21/2015 | Annual | 08/28/2015 | STX | G7945M107 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 1 | Elect Michael Chu | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 2 | Elect Lawrence R. Codey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 3 | Elect Patrick Duff | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 4 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 5 | Elect Neil Lustig | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 6 | Elect Kenneth P. Manning | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 7 | Elect William J. Marino | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 8 | Elect Jerome A. Peribere | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 9 | Elect Richard L. Wambold | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 06/23/2016 | Annual | 04/25/2016 | SLM | 78442P106 | 1 | Elect Paul G. Child | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 06/23/2016 | Annual | 04/25/2016 | SLM | 78442P106 | 2 | Elect Carter Warren Franke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 06/23/2016 | Annual | 04/25/2016 | SLM | 78442P106 | 3 | Elect Earl A. Goode | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 06/23/2016 | Annual | 04/25/2016 | SLM | 78442P106 | 4 | Elect Ronald F. Hunt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 06/23/2016 | Annual | 04/25/2016 | SLM | 78442P106 | 5 | Elect Marianne M. Keler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 06/23/2016 | Annual | 04/25/2016 | SLM | 78442P106 | 6 | Elect Jim Matheson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 06/23/2016 | Annual | 04/25/2016 | SLM | 78442P106 | 7 | Elect Jed H. Pitcher | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 06/23/2016 | Annual | 04/25/2016 | SLM | 78442P106 | 8 | Elect Frank C. Puleo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 06/23/2016 | Annual | 04/25/2016 | SLM | 78442P106 | 9 | Elect Raymond J. Quinlan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 06/23/2016 | Annual | 04/25/2016 | SLM | 78442P106 | 10 | Elect Vivian C. Schneck-Last | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 06/23/2016 | Annual | 04/25/2016 | SLM | 78442P106 | 11 | Elect William N. Shiebler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 06/23/2016 | Annual | 04/25/2016 | SLM | 78442P106 | 12 | Elect Robert S. Strong | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 06/23/2016 | Annual | 04/25/2016 | SLM | 78442P106 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SLM Corporation | 06/23/2016 | Annual | 04/25/2016 | SLM | 78442P106 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SPX Corporation | 05/24/2016 | Annual | 03/29/2016 | SPXC | 784635104 | 1 | Elect Ricky D. Puckett | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SPX Corporation | 05/24/2016 | Annual | 03/29/2016 | SPXC | 784635104 | 2 | Elect Tana L. Utley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SPX Corporation | 05/24/2016 | Annual | 03/29/2016 | SPXC | 784635104 | 3 | Elect Ruth G. Shaw | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SPX Corporation | 05/24/2016 | Annual | 03/29/2016 | SPXC | 784635104 | 4 | Elect Eugene J. Lowe, III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SPX Corporation | 05/24/2016 | Annual | 03/29/2016 | SPXC | 784635104 | 5 | Elect Patrick J. O’Leary | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SPX Corporation | 05/24/2016 | Annual | 03/29/2016 | SPXC | 784635104 | 6 | Elect David A. Roberts | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SPX Corporation | 05/24/2016 | Annual | 03/29/2016 | SPXC | 784635104 | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SPX Corporation | 05/24/2016 | Annual | 03/29/2016 | SPXC | 784635104 | 8 | Renewal of Executive Annual Bonus Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SPX Corporation | 05/24/2016 | Annual | 03/29/2016 | SPXC | 784635104 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SPX FLOW Inc | 05/11/2016 | Annual | 03/18/2016 | FLOW | 78469X107 | 1 | Elect Anne K. Altman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SPX FLOW Inc | 05/11/2016 | Annual | 03/18/2016 | FLOW | 78469X107 | 2 | Elect Patrick D. Campbell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SPX FLOW Inc | 05/11/2016 | Annual | 03/18/2016 | FLOW | 78469X107 | 3 | Elect Marcus Michael | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SPX FLOW Inc | 05/11/2016 | Annual | 03/18/2016 | FLOW | 78469X107 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SPX FLOW Inc | 05/11/2016 | Annual | 03/18/2016 | FLOW | 78469X107 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SPX FLOW Inc | 05/11/2016 | Annual | 03/18/2016 | FLOW | 78469X107 | 6 | Re-Approval of the Stock Compensation Plan for 162(m) Deductibility | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SPX FLOW Inc | 05/11/2016 | Annual | 03/18/2016 | FLOW | 78469X107 | 7 | Re-Approval of the Executive Annual Bonus Plan for 162(m) Deductibility | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | SPX FLOW Inc | 05/11/2016 | Annual | 03/18/2016 | FLOW | 78469X107 | 8 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 04/21/2016 | Annual | 02/18/2016 | SNV | 87161C501 | 1 | Elect Catherine A. Allen | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 04/21/2016 | Annual | 02/18/2016 | SNV | 87161C501 | 2 | Elect Tim E. Bentsen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 04/21/2016 | Annual | 02/18/2016 | SNV | 87161C501 | 3 | Elect Stephen T. Butler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 04/21/2016 | Annual | 02/18/2016 | SNV | 87161C501 | 4 | Elect Elizabeth W. Camp | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 04/21/2016 | Annual | 02/18/2016 | SNV | 87161C501 | 5 | Elect T. Michael Goodrich | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 04/21/2016 | Annual | 02/18/2016 | SNV | 87161C501 | 6 | Elect Jerry W. Nix | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 04/21/2016 | Annual | 02/18/2016 | SNV | 87161C501 | 7 | Elect Harris Pastides | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 04/21/2016 | Annual | 02/18/2016 | SNV | 87161C501 | 8 | Elect Joseph J. Prochaska, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 04/21/2016 | Annual | 02/18/2016 | SNV | 87161C501 | 9 | Elect Kessel D. Stelling | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 04/21/2016 | Annual | 02/18/2016 | SNV | 87161C501 | 10 | Elect Melvin T. Stith | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 04/21/2016 | Annual | 02/18/2016 | SNV | 87161C501 | 11 | Elect Barry L. Storey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 04/21/2016 | Annual | 02/18/2016 | SNV | 87161C501 | 12 | Elect Philip W. Tomlinson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 04/21/2016 | Annual | 02/18/2016 | SNV | 87161C501 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Synovus Financial Corp. | 04/21/2016 | Annual | 02/18/2016 | SNV | 87161C501 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 1 | Elect John M. Cassaday | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 2 | Elect Judith B. Craven | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 3 | Elect William J. DeLaney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 4 | Elect Joshua D. Frank | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 5 | Elect Larry C. Glasscock | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 6 | Elect Jonathan Golden | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 7 | Elect Joseph A. Hafner, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 8 | Elect Hans-Joachim Koerber | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 9 | Elect Nancy S. Newcomb | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 10 | Elect Nelson Peltz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 11 | Elect Richard G. Tilghman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 12 | Elect Jackie M. Ward | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Sysco Corporation | 11/18/2015 | Annual | 09/21/2015 | SYY | 871829107 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 05/18/2016 | Annual | 03/21/2016 | TEN | 880349105 | 1 | Elect Thomas C. Freyman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 05/18/2016 | Annual | 03/21/2016 | TEN | 880349105 | 2 | Elect Dennis J. Letham | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 05/18/2016 | Annual | 03/21/2016 | TEN | 880349105 | 3 | Elect James S. Metcalf | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 05/18/2016 | Annual | 03/21/2016 | TEN | 880349105 | 4 | Elect Roger B. Porter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 05/18/2016 | Annual | 03/21/2016 | TEN | 880349105 | 5 | Elect David B. Price, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 05/18/2016 | Annual | 03/21/2016 | TEN | 880349105 | 6 | Elect Gregg M. Sherrill | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 05/18/2016 | Annual | 03/21/2016 | TEN | 880349105 | 7 | Elect Paul T. Stecko | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 05/18/2016 | Annual | 03/21/2016 | TEN | 880349105 | 8 | Elect Jane L. Warner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 05/18/2016 | Annual | 03/21/2016 | TEN | 880349105 | 9 | Elect Roger J. Wood | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 05/18/2016 | Annual | 03/21/2016 | TEN | 880349105 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Tenneco, Inc. | 05/18/2016 | Annual | 03/21/2016 | TEN | 880349105 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 05/10/2016 | Annual | 03/17/2016 | TER | 880770102 | 1 | Elect Michael A. Bradley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 05/10/2016 | Annual | 03/17/2016 | TER | 880770102 | 2 | Elect Daniel W. Christman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 05/10/2016 | Annual | 03/17/2016 | TER | 880770102 | 3 | Elect Edwin J. Gillis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 05/10/2016 | Annual | 03/17/2016 | TER | 880770102 | 4 | Elect Timothy E. Guertin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 05/10/2016 | Annual | 03/17/2016 | TER | 880770102 | 5 | Elect Mark E. Jagiela | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 05/10/2016 | Annual | 03/17/2016 | TER | 880770102 | 6 | Elect Mercedes Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 05/10/2016 | Annual | 03/17/2016 | TER | 880770102 | 7 | Elect Paul J. Tufano | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 05/10/2016 | Annual | 03/17/2016 | TER | 880770102 | 8 | Elect Roy A. Vallee | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 05/10/2016 | Annual | 03/17/2016 | TER | 880770102 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Teradyne, Inc. | 05/10/2016 | Annual | 03/17/2016 | TER | 880770102 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 1 | Elect G. Chris Andersen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 2 | Elect Paula H. J. Cholmondeley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 3 | Elect Don DeFosset | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 4 | Elect John L. Garrison Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 5 | Elect Thomas J. Hansen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 6 | Elect Raimund Klinkner | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 7 | Elect David A. Sachs | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 8 | Elect Oren G. Shaffer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 9 | Elect David C. Wang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 10 | Elect Scott W. Wine | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Terex Corporation | 05/13/2016 | Annual | 03/21/2016 | TEX | 880779103 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 1 | Elect Scott C. Donnelly | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 2 | Elect Kathleen M. Bader | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 3 | Elect R. Kerry Clark | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 4 | Elect James T. Conway | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 5 | Elect Ivor J. Evans | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 6 | Elect Lawrence K. Fish | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 7 | Elect Paul E. Gagne | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 8 | Elect Dain M. Hancock | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 9 | Elect Charles D. Powell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 10 | Elect Lloyd G. Trotter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 11 | Elect James L. Ziemer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Textron Inc. | 04/27/2016 | Annual | 03/01/2016 | TXT | 883203101 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.1 | Elect Robert I. Toll | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.2 | Elect Bruce E. Toll | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.3 | Elect Douglas C. Yearley, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.4 | Elect Robert S. Blank | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.5 | Elect Edward G. Boehne | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.6 | Elect Richard J. Braemer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.7 | Elect Christine N. Garvey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.8 | Elect Carl B. Marbach | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.9 | Elect John A. Mclean | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.10 | Elect Stephen Novick | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.11 | Elect Paul E. Shapiro | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 4 | Stock Incentive Plan for Non-Executive Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 5 | Amendment to Certificate of Incorporation Regarding Removal of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 04/20/2016 | Annual | 02/11/2016 | UMPQ | 904214103 | 1 | Elect Luanne Calvert | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 04/20/2016 | Annual | 02/11/2016 | UMPQ | 904214103 | 2 | Elect Raymond P. Davis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 04/20/2016 | Annual | 02/11/2016 | UMPQ | 904214103 | 3 | Elect Peggy Y. Fowler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 04/20/2016 | Annual | 02/11/2016 | UMPQ | 904214103 | 4 | Elect Stephen M. Gambee | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 04/20/2016 | Annual | 02/11/2016 | UMPQ | 904214103 | 5 | Elect James S. Greene | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 04/20/2016 | Annual | 02/11/2016 | UMPQ | 904214103 | 6 | Elect Luis F. Machuca | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 04/20/2016 | Annual | 02/11/2016 | UMPQ | 904214103 | 7 | Elect Maria M. Pope | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 04/20/2016 | Annual | 02/11/2016 | UMPQ | 904214103 | 8 | Elect John F. Schultz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 04/20/2016 | Annual | 02/11/2016 | UMPQ | 904214103 | 9 | Elect Susan F. Stevens | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 04/20/2016 | Annual | 02/11/2016 | UMPQ | 904214103 | 10 | Elect Hilliard C. Terry III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 04/20/2016 | Annual | 02/11/2016 | UMPQ | 904214103 | 11 | Elect Bryan L. Timm | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 04/20/2016 | Annual | 02/11/2016 | UMPQ | 904214103 | 12 | 2013 Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 04/20/2016 | Annual | 02/11/2016 | UMPQ | 904214103 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Umpqua Holdings Corporation | 04/20/2016 | Annual | 02/11/2016 | UMPQ | 904214103 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 2 | Elect Thomas J. DeRosa | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 3 | Elect Jeffrey H. Donahue | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 4 | Elect Fred S. Klipsch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 5 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 6 | Elect Timothy J. Naughton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 7 | Elect Sharon M. Oster | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 8 | Elect Judith C. Pelham | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 9 | Elect Sergio D. Rivera | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 10 | Elect R. Scott Trumbull | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 13 | Approval of 2016 Long Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corp. | 03/15/2016 | Special | 02/03/2016 | WDC | 958102105 | 1 | Stock Issuance for Acquisition | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corp. | 03/15/2016 | Special | 02/03/2016 | WDC | 958102105 | 2 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corp. | 03/15/2016 | Special | 02/03/2016 | WDC | 958102105 | 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 1 | Elect Martin I. Cole | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 2 | Elect Kathleen A. Cote | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 3 | Elect Henry T. DeNero | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 4 | Elect Michael D. Lambert | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 5 | Elect Len J. Lauer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 6 | Elect Matthew E. Massengill | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 7 | Elect Stephen D. Milligan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 8 | Elect Paula A. Price | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 10 | Amendment to the 2004 Performance Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 11 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Western Digital Corporation | 11/04/2015 | Annual | 09/08/2015 | WDC | 958102105 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 05/12/2016 | Annual | 03/17/2016 | WIN | 97382A200 | 1 | Elect Carol B. Armitage | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 05/12/2016 | Annual | 03/17/2016 | WIN | 97382A200 | 2 | Elect Samuel E. Beall III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 05/12/2016 | Annual | 03/17/2016 | WIN | 97382A200 | 3 | Elect Jeannie Diefenderfer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 05/12/2016 | Annual | 03/17/2016 | WIN | 97382A200 | 4 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 05/12/2016 | Annual | 03/17/2016 | WIN | 97382A200 | 5 | Elect William G. LaPerch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 05/12/2016 | Annual | 03/17/2016 | WIN | 97382A200 | 6 | Elect Larry Laque | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 05/12/2016 | Annual | 03/17/2016 | WIN | 97382A200 | 7 | Elect Michael G. Stoltz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 05/12/2016 | Annual | 03/17/2016 | WIN | 97382A200 | 8 | Elect Anthony W. Thomas | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 05/12/2016 | Annual | 03/17/2016 | WIN | 97382A200 | 9 | Elect Alan L. Wells | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 05/12/2016 | Annual | 03/17/2016 | WIN | 97382A200 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 05/12/2016 | Annual | 03/17/2016 | WIN | 97382A200 | 11 | Adoption of Shareholder Rights Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 05/12/2016 | Annual | 03/17/2016 | WIN | 97382A200 | 12 | Amendments to enable stockholders to call special meetings | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 05/12/2016 | Annual | 03/17/2016 | WIN | 97382A200 | 13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Windstream Holdings, Inc. | 05/12/2016 | Annual | 03/17/2016 | WIN | 97382A200 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Worthington Industries, Inc. | 09/24/2015 | Annual | 07/31/2015 | WOR | 981811102 | 1.1 | Elect John B. Blystone | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Worthington Industries, Inc. | 09/24/2015 | Annual | 07/31/2015 | WOR | 981811102 | 1.2 | Elect Mark C. Davis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Worthington Industries, Inc. | 09/24/2015 | Annual | 07/31/2015 | WOR | 981811102 | 1.3 | Elect Sidney A. Ribeau | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Worthington Industries, Inc. | 09/24/2015 | Annual | 07/31/2015 | WOR | 981811102 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Worthington Industries, Inc. | 09/24/2015 | Annual | 07/31/2015 | WOR | 981811102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 1 | Elect Jerry C. Atkin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 2 | Elect Patricia Frobes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 3 | Elect Suren K Gupta | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 4 | Elect J. David Heaney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 5 | Elect Vivian S. Lee | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 6 | Elect Edward F Murphy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 7 | Elect Roger B. Porter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 8 | Elect Stephen D. Quinn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 9 | Elect Harris H. Simmons | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 10 | Elect L. E. Simmons | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 11 | Elect Shelley Thomas Williams | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 14 | Approval of the 2017 Management Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Relative Value Mid Cap Fund | Zions Bancorporation | 05/27/2016 | Annual | 03/24/2016 | ZION | 989701107 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 04/19/2016 | Annual | 02/25/2016 | AGNC | 02503X105 | 1 | Elect Malon Wilkus | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 04/19/2016 | Annual | 02/25/2016 | AGNC | 02503X105 | 2 | Elect John R. Erickson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 04/19/2016 | Annual | 02/25/2016 | AGNC | 02503X105 | 3 | Elect Samuel A. Flax | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 04/19/2016 | Annual | 02/25/2016 | AGNC | 02503X105 | 4 | Elect Alvin N. Puryear | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 04/19/2016 | Annual | 02/25/2016 | AGNC | 02503X105 | 5 | Elect Robert M. Couch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 04/19/2016 | Annual | 02/25/2016 | AGNC | 02503X105 | 6 | Elect Morris A. Davis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 04/19/2016 | Annual | 02/25/2016 | AGNC | 02503X105 | 7 | Elect Randy E. Dobbs | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 04/19/2016 | Annual | 02/25/2016 | AGNC | 02503X105 | 8 | Elect Larry K. Harvey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 04/19/2016 | Annual | 02/25/2016 | AGNC | 02503X105 | 9 | Elect Prue B. Larocca | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 04/19/2016 | Annual | 02/25/2016 | AGNC | 02503X105 | 10 | Amendment to the Equity Incentive Plan for Independent Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 04/19/2016 | Annual | 02/25/2016 | AGNC | 02503X105 | 11 | Permit Removal of Directors Without Cause | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 04/19/2016 | Annual | 02/25/2016 | AGNC | 02503X105 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | American Capital Agency Corp. | 04/19/2016 | Annual | 02/25/2016 | AGNC | 02503X105 | 13 | Elect Gary Kain | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 05/19/2016 | Annual | 03/07/2016 | AVB | 053484101 | 1.1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 05/19/2016 | Annual | 03/07/2016 | AVB | 053484101 | 1.2 | Elect Terry S. Brown | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 05/19/2016 | Annual | 03/07/2016 | AVB | 053484101 | 1.3 | Elect Alan B. Buckelew | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 05/19/2016 | Annual | 03/07/2016 | AVB | 053484101 | 1.4 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 05/19/2016 | Annual | 03/07/2016 | AVB | 053484101 | 1.5 | Elect Timothy J. Naughton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 05/19/2016 | Annual | 03/07/2016 | AVB | 053484101 | 1.6 | Elect Lance R. Primis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 05/19/2016 | Annual | 03/07/2016 | AVB | 053484101 | 1.7 | Elect Peter S. Rummell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 05/19/2016 | Annual | 03/07/2016 | AVB | 053484101 | 1.8 | Elect H. Jay Sarles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 05/19/2016 | Annual | 03/07/2016 | AVB | 053484101 | 1.9 | Elect W. Edward Walter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 05/19/2016 | Annual | 03/07/2016 | AVB | 053484101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | AvalonBay Communities, Inc | 05/19/2016 | Annual | 03/07/2016 | AVB | 053484101 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 05/17/2016 | Annual | 03/23/2016 | BXP | 101121101 | 1 | Elect Bruce W. Duncan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 05/17/2016 | Annual | 03/23/2016 | BXP | 101121101 | 2 | Elect Karen E. Dykstra | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 05/17/2016 | Annual | 03/23/2016 | BXP | 101121101 | 3 | Elect Carol B. Einiger | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 05/17/2016 | Annual | 03/23/2016 | BXP | 101121101 | 4 | Elect Jacob A. Frenkel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 05/17/2016 | Annual | 03/23/2016 | BXP | 101121101 | 5 | Elect Joel I. Klein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 05/17/2016 | Annual | 03/23/2016 | BXP | 101121101 | 6 | Elect Douglas T. Linde | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 05/17/2016 | Annual | 03/23/2016 | BXP | 101121101 | 7 | Elect Matthew J. Lustig | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 05/17/2016 | Annual | 03/23/2016 | BXP | 101121101 | 8 | Elect Alan J. Patricof | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 05/17/2016 | Annual | 03/23/2016 | BXP | 101121101 | 9 | Elect Owen D. Thomas | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 05/17/2016 | Annual | 03/23/2016 | BXP | 101121101 | 10 | Elect Martin Turchin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 05/17/2016 | Annual | 03/23/2016 | BXP | 101121101 | 11 | Elect David A. Twardock | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 05/17/2016 | Annual | 03/23/2016 | BXP | 101121101 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Boston Properties, Inc. | 05/17/2016 | Annual | 03/23/2016 | BXP | 101121101 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 3 | Elect Lynn Gladden | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 4 | Elect Laura Wade-Gery | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 5 | Elect Aubrey Adams | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 6 | Elect Lucinda Bell | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 7 | Elect Simon A. Borrows | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 8 | Elect John Gildersleeve | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 9 | Elect Chris Grigg | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 10 | Elect William Jackson | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 11 | Elect Charles Maudsley | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 12 | Elect Tim Roberts | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 13 | Elect Tim Score | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 14 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 15 | Appointment of Auditor | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 16 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 17 | Authorisation of Political Donations | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 18 | Related Party Transactions | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 21 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | British Land Company plc (The) | 07/21/2015 | Annual | BLND | G15540118 | 22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW Global Real Estate Fund | Chimera Investment Corp | 06/07/2016 | Annual | 04/08/2016 | CIM | 16934Q208 | 1 | Elect John P. Reilly | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Chimera Investment Corp | 06/07/2016 | Annual | 04/08/2016 | CIM | 16934Q208 | 2 | Elect Matthew Lambiase | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Chimera Investment Corp | 06/07/2016 | Annual | 04/08/2016 | CIM | 16934Q208 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Chimera Investment Corp | 06/07/2016 | Annual | 04/08/2016 | CIM | 16934Q208 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Chimera Investment Corporation | 12/10/2015 | Annual | 10/21/2015 | CIM | 16934Q208 | 1 | Elect Dennis M. Mahoney | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Chimera Investment Corporation | 12/10/2015 | Annual | 10/21/2015 | CIM | 16934Q208 | 2 | Elect Paul A. Keenan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Chimera Investment Corporation | 12/10/2015 | Annual | 10/21/2015 | CIM | 16934Q208 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Chimera Investment Corporation | 12/10/2015 | Annual | 10/21/2015 | CIM | 16934Q208 | 4 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Chimera Investment Corporation | 12/10/2015 | Annual | 10/21/2015 | CIM | 16934Q208 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 5 | Elect XIAO Xiao | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 6 | Elect LUO Liang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 7 | Elect Brian David LI Man Bun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 8 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Global Real Estate Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Colony Capital, Inc. | 05/05/2016 | Annual | 03/18/2016 | CLNY | 19624R106 | 1.1 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Colony Capital, Inc. | 05/05/2016 | Annual | 03/18/2016 | CLNY | 19624R106 | 1.2 | Elect Richard Saltzman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Colony Capital, Inc. | 05/05/2016 | Annual | 03/18/2016 | CLNY | 19624R106 | 1.3 | Elect George G. C. Parker | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Colony Capital, Inc. | 05/05/2016 | Annual | 03/18/2016 | CLNY | 19624R106 | 1.4 | Elect John A. Somers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Colony Capital, Inc. | 05/05/2016 | Annual | 03/18/2016 | CLNY | 19624R106 | 1.5 | Elect John L. Steffens | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Colony Capital, Inc. | 05/05/2016 | Annual | 03/18/2016 | CLNY | 19624R106 | 1.6 | Elect Nancy A. Curtin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Colony Capital, Inc. | 05/05/2016 | Annual | 03/18/2016 | CLNY | 19624R106 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Colony Capital, Inc. | 05/05/2016 | Annual | 03/18/2016 | CLNY | 19624R106 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 06/22/2016 | Annual | 05/31/2016 | DWNI | D2046U176 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 06/22/2016 | Annual | 05/31/2016 | DWNI | D2046U176 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 06/22/2016 | Annual | 05/31/2016 | DWNI | D2046U176 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 06/22/2016 | Annual | 05/31/2016 | DWNI | D2046U176 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 06/22/2016 | Annual | 05/31/2016 | DWNI | D2046U176 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 06/22/2016 | Annual | 05/31/2016 | DWNI | D2046U176 | 6 | Ratification of Management Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 06/22/2016 | Annual | 05/31/2016 | DWNI | D2046U176 | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 06/22/2016 | Annual | 05/31/2016 | DWNI | D2046U176 | 8 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Deutsche Wohnen AG | 06/22/2016 | Annual | 05/31/2016 | DWNI | D2046U176 | 9 | Elect Florian Stetter as Supervisory Board Member | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Digital Realty Trust, Inc. | 05/10/2016 | Annual | 03/17/2016 | DLR | 253868103 | 1 | Elect Dennis E. Singleton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Digital Realty Trust, Inc. | 05/10/2016 | Annual | 03/17/2016 | DLR | 253868103 | 2 | Elect Laurence A. Chapman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Digital Realty Trust, Inc. | 05/10/2016 | Annual | 03/17/2016 | DLR | 253868103 | 3 | Elect Kathleen Earley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Digital Realty Trust, Inc. | 05/10/2016 | Annual | 03/17/2016 | DLR | 253868103 | 4 | Elect Kevin J. Kennedy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Digital Realty Trust, Inc. | 05/10/2016 | Annual | 03/17/2016 | DLR | 253868103 | 5 | Elect William G. LaPerch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Digital Realty Trust, Inc. | 05/10/2016 | Annual | 03/17/2016 | DLR | 253868103 | 6 | Elect A. William Stein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Digital Realty Trust, Inc. | 05/10/2016 | Annual | 03/17/2016 | DLR | 253868103 | 7 | Elect Robert H. Zerbst | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Digital Realty Trust, Inc. | 05/10/2016 | Annual | 03/17/2016 | DLR | 253868103 | 8 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Digital Realty Trust, Inc. | 05/10/2016 | Annual | 03/17/2016 | DLR | 253868103 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.2 | Elect Nanci Caldwell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.3 | Elect Gary F. Hromadko | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.4 | Elect John Hughes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.5 | Elect Scott Kriens | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.6 | Elect William Luby | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.7 | Elect Irving F. Lyons III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.8 | Elect Christopher B. Paisley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.9 | Elect Stephen M. Smith | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.10 | Elect Peter F. Van Camp | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 06/16/2016 | Annual | 04/08/2016 | EQR | 29476L107 | 1.1 | Elect John W. Alexander | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 06/16/2016 | Annual | 04/08/2016 | EQR | 29476L107 | 1.2 | Elect Charles L. Atwood | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 06/16/2016 | Annual | 04/08/2016 | EQR | 29476L107 | 1.3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 06/16/2016 | Annual | 04/08/2016 | EQR | 29476L107 | 1.4 | Elect Connie K. Duckworth | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 06/16/2016 | Annual | 04/08/2016 | EQR | 29476L107 | 1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 06/16/2016 | Annual | 04/08/2016 | EQR | 29476L107 | 1.6 | Elect Bradley A. Keywell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 06/16/2016 | Annual | 04/08/2016 | EQR | 29476L107 | 1.7 | Elect John E. Neal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 06/16/2016 | Annual | 04/08/2016 | EQR | 29476L107 | 1.8 | Elect David J. Neithercut | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 06/16/2016 | Annual | 04/08/2016 | EQR | 29476L107 | 1.9 | Elect Mark S. Shapiro | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 06/16/2016 | Annual | 04/08/2016 | EQR | 29476L107 | 1.10 | Elect Gerald A. Spector | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 06/16/2016 | Annual | 04/08/2016 | EQR | 29476L107 | 1.11 | �� | Elect Stephen E. Sterrett | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 06/16/2016 | Annual | 04/08/2016 | EQR | 29476L107 | 1.12 | Elect B. Joseph White | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 06/16/2016 | Annual | 04/08/2016 | EQR | 29476L107 | 1.13 | Elect Samuel Zell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 06/16/2016 | Annual | 04/08/2016 | EQR | 29476L107 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Equity Residential Properties Trust | 06/16/2016 | Annual | 04/08/2016 | EQR | 29476L107 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Extra Space Storage Inc. | 05/24/2016 | Annual | 03/28/2016 | EXR | 30225T102 | 1 | Elect Kenneth M. Woolley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Extra Space Storage Inc. | 05/24/2016 | Annual | 03/28/2016 | EXR | 30225T102 | 2 | Elect Spencer F. Kirk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Extra Space Storage Inc. | 05/24/2016 | Annual | 03/28/2016 | EXR | 30225T102 | 3 | Elect Karl Haas | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Extra Space Storage Inc. | 05/24/2016 | Annual | 03/28/2016 | EXR | 30225T102 | 4 | Elect Diane Olmstead | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Extra Space Storage Inc. | 05/24/2016 | Annual | 03/28/2016 | EXR | 30225T102 | 5 | Elect Roger B. Porter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Extra Space Storage Inc. | 05/24/2016 | Annual | 03/28/2016 | EXR | 30225T102 | 6 | Withdrawn Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Extra Space Storage Inc. | 05/24/2016 | Annual | 03/28/2016 | EXR | 30225T102 | 7 | Elect K. Fred Skousen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Extra Space Storage Inc. | 05/24/2016 | Annual | 03/28/2016 | EXR | 30225T102 | 8 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Extra Space Storage Inc. | 05/24/2016 | Annual | 03/28/2016 | EXR | 30225T102 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Extra Space Storage Inc. | 05/24/2016 | Annual | 03/28/2016 | EXR | 30225T102 | 10 | Elect Dennis J. Letham | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Gaming And Leisure Properties Inc. | 03/15/2016 | Special | 02/08/2016 | GLPI | 36467J108 | 1 | Stock Issuance for Acquisition | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Gaming And Leisure Properties Inc. | 03/15/2016 | Special | 02/08/2016 | GLPI | 36467J108 | 2 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | 06/01/2016 | Annual | 04/08/2016 | GLPI | 36467J108 | 1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | 06/01/2016 | Annual | 04/08/2016 | GLPI | 36467J108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | 06/01/2016 | Annual | 04/08/2016 | GLPI | 36467J108 | 3 | Repeal of Classified Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 05/17/2016 | Annual | 03/18/2016 | GGP | 370023103 | 1 | Elect Richard B. Clark | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 05/17/2016 | Annual | 03/18/2016 | GGP | 370023103 | 2 | Elect Mary Lou Fiala | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 05/17/2016 | Annual | 03/18/2016 | GGP | 370023103 | 3 | Elect J. Bruce Flatt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 05/17/2016 | Annual | 03/18/2016 | GGP | 370023103 | 4 | Elect John K. Haley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 05/17/2016 | Annual | 03/18/2016 | GGP | 370023103 | 5 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 05/17/2016 | Annual | 03/18/2016 | GGP | 370023103 | 6 | Elect Brian W. Kingston | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 05/17/2016 | Annual | 03/18/2016 | GGP | 370023103 | 7 | Elect Sandeep Mathrani | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 05/17/2016 | Annual | 03/18/2016 | GGP | 370023103 | 8 | Elect David J. Neithercut | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 05/17/2016 | Annual | 03/18/2016 | GGP | 370023103 | 9 | Elect Mark R. Patterson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 05/17/2016 | Annual | 03/18/2016 | GGP | 370023103 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | General Growth Properties, Inc. | 05/17/2016 | Annual | 03/18/2016 | GGP | 370023103 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Global Logistic Properties Limited | 07/29/2015 | Annual | MC0 | Y27187106 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | Global Logistic Properties Limited | 07/29/2015 | Annual | MC0 | Y27187106 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Global Real Estate Fund | Global Logistic Properties Limited | 07/29/2015 | Annual | MC0 | Y27187106 | 3 | Elect Steven LIM Kok Hoong | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | Global Logistic Properties Limited | 07/29/2015 | Annual | MC0 | Y27187106 | 4 | Elect Dipak C. Jain | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | Global Logistic Properties Limited | 07/29/2015 | Annual | MC0 | Y27187106 | 5 | Elect LIM Swe Guan | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | Global Logistic Properties Limited | 07/29/2015 | Annual | MC0 | Y27187106 | 6 | Elect Paul CHENG Ming Fun | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | Global Logistic Properties Limited | 07/29/2015 | Annual | MC0 | Y27187106 | 7 | Elect Yohichiroh Furuse | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | Global Logistic Properties Limited | 07/29/2015 | Annual | MC0 | Y27187106 | 8 | Directors’ Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | Global Logistic Properties Limited | 07/29/2015 | Annual | MC0 | Y27187106 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | Global Logistic Properties Limited | 07/29/2015 | Annual | MC0 | Y27187106 | 10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | Global Logistic Properties Limited | 07/29/2015 | Annual | MC0 | Y27187106 | 11 | Authority to Grant Awards and Issue Shares under Equity Incentive Plans | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | Global Logistic Properties Limited | 07/29/2015 | Annual | MC0 | Y27187106 | 12 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Global Real Estate Fund | Global Logistic Properties Limited | 07/29/2015 | Special | MC0 | Y27187106 | 1 | Shareholder’s Loan | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 04/28/2016 | Annual | 03/07/2016 | HCP | 40414L109 | 1 | Elect Brian G. Cartwright | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 04/28/2016 | Annual | 03/07/2016 | HCP | 40414L109 | 2 | Elect Christine N. Garvey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 04/28/2016 | Annual | 03/07/2016 | HCP | 40414L109 | 3 | Elect David B. Henry | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 04/28/2016 | Annual | 03/07/2016 | HCP | 40414L109 | 4 | Elect James P. Hoffmann | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 04/28/2016 | Annual | 03/07/2016 | HCP | 40414L109 | 5 | Elect Lauralee E. Martin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 04/28/2016 | Annual | 03/07/2016 | HCP | 40414L109 | 6 | Elect Michael D. McKee | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 04/28/2016 | Annual | 03/07/2016 | HCP | 40414L109 | 7 | Elect Peter L. Rhein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 04/28/2016 | Annual | 03/07/2016 | HCP | 40414L109 | 8 | Elect Joseph P. Sullivan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 04/28/2016 | Annual | 03/07/2016 | HCP | 40414L109 | 9 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | HCP, Inc. | 04/28/2016 | Annual | 03/07/2016 | HCP | 40414L109 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Hospitality Properties Trust | 05/25/2016 | Annual | 02/10/2016 | HPT | 44106M102 | 1 | Elect Donna D. Fraiche | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Hospitality Properties Trust | 05/25/2016 | Annual | 02/10/2016 | HPT | 44106M102 | 2 | Elect William A. Lamkin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Hospitality Properties Trust | 05/25/2016 | Annual | 02/10/2016 | HPT | 44106M102 | 3 | Elect Adam D. Portnoy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Hospitality Properties Trust | 05/25/2016 | Annual | 02/10/2016 | HPT | 44106M102 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Hospitality Properties Trust | 05/25/2016 | Annual | 02/10/2016 | HPT | 44106M102 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Hospitality Properties Trust | 05/25/2016 | Annual | 02/10/2016 | HPT | 44106M102 | 6 | Shareholder Proposal Regarding Opt Out Of Maryland’s Unsolicited Takeover Act | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Host Hotels and Resorts, Inc. | 05/12/2016 | Annual | 03/17/2016 | HST | 44107P104 | 1 | Elect Mary L. Baglivo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Host Hotels and Resorts, Inc. | 05/12/2016 | Annual | 03/17/2016 | HST | 44107P104 | 2 | Elect Sheila C. Bair | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Host Hotels and Resorts, Inc. | 05/12/2016 | Annual | 03/17/2016 | HST | 44107P104 | 3 | Elect Terence C. Golden | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Host Hotels and Resorts, Inc. | 05/12/2016 | Annual | 03/17/2016 | HST | 44107P104 | 4 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Host Hotels and Resorts, Inc. | 05/12/2016 | Annual | 03/17/2016 | HST | 44107P104 | 5 | Elect Richard E. Marriott | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Host Hotels and Resorts, Inc. | 05/12/2016 | Annual | 03/17/2016 | HST | 44107P104 | 6 | Elect John B. Morse, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Host Hotels and Resorts, Inc. | 05/12/2016 | Annual | 03/17/2016 | HST | 44107P104 | 7 | Elect Walter C. Rakowich | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Host Hotels and Resorts, Inc. | 05/12/2016 | Annual | 03/17/2016 | HST | 44107P104 | 8 | Elect Gordon H. Smith | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Host Hotels and Resorts, Inc. | 05/12/2016 | Annual | 03/17/2016 | HST | 44107P104 | 9 | Elect W. Edward Walter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Host Hotels and Resorts, Inc. | 05/12/2016 | Annual | 03/17/2016 | HST | 44107P104 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Host Hotels and Resorts, Inc. | 05/12/2016 | Annual | 03/17/2016 | HST | 44107P104 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Host Hotels and Resorts, Inc. | 05/12/2016 | Annual | 03/17/2016 | HST | 44107P104 | 12 | Amendment to Charter Providing Shareholder to Amend Bylaws | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Host Hotels and Resorts, Inc. | 05/12/2016 | Annual | 03/17/2016 | HST | 44107P104 | 13 | Amendment to Charter Reducing the Special Meeting Threshold | Mgmt | For | For | For | �� | Voted | ||||||||||||
TCW Global Real Estate Fund | Host Hotels and Resorts, Inc. | 05/12/2016 | Annual | 03/17/2016 | HST | 44107P104 | 14 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 7 | Related Party Transactions | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 8 | Elect Rose-Marie Van Lerberghe to the Supervisory Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 9 | Elect Bertrand de Feydeau to the Supervisory Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 10 | Elect Beatrice de Clermont-Tonnerre to the Supervisory Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 11 | Elect Florence von Erb to the Supervisory Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 12 | Remuneration of Laurent Morel, CEO | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 13 | Remuneration of Jean-Michel Gault, Deputy CEO, and Jean-Marc Jestin, COO | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 14 | Supervisory Board Members’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 15 | Appointment of Auditor (Deloitte) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 16 | Appointment of Alternate Auditor (Beas) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 17 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 18 | Appointment of Alternate Auditor (Picarle) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 19 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 21 | Authority to Issue Restricted Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Klepierre SA | 04/19/2016 | Mix | 04/14/2016 | LI | F5396X102 | 22 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Link Real Estate Investment Trust | 07/22/2015 | Annual | 07/17/2015 | 0823 | Y5281M111 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Link Real Estate Investment Trust | 07/22/2015 | Annual | 07/17/2015 | 0823 | Y5281M111 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Link Real Estate Investment Trust | 07/22/2015 | Annual | 07/17/2015 | 0823 | Y5281M111 | 3 | Elect Nicholas R. Sallnow-Smith | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Link Real Estate Investment Trust | 07/22/2015 | Annual | 07/17/2015 | 0823 | Y5281M111 | 4 | Elect Ian K. Griffiths | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Link Real Estate Investment Trust | 07/22/2015 | Annual | 07/17/2015 | 0823 | Y5281M111 | 5 | Elect May Siew Boi TAN | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Link Real Estate Investment Trust | 07/22/2015 | Annual | 07/17/2015 | 0823 | Y5281M111 | 6 | Elect Elaine Carole YOUNG | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Link Real Estate Investment Trust | 07/22/2015 | Annual | 07/17/2015 | 0823 | Y5281M111 | 7 | Elect Peter TSE Pak Wing | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Link Real Estate Investment Trust | 07/22/2015 | Annual | 07/17/2015 | 0823 | Y5281M111 | 8 | Elect Nancy TSE Sau Ling | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Link Real Estate Investment Trust | 07/22/2015 | Annual | 07/17/2015 | 0823 | Y5281M111 | 9 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | M.D.C. Holdings, Inc. | 03/29/2016 | Annual | 02/05/2016 | MDC | 552676108 | 1.1 | Elect Michael A. Berman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | M.D.C. Holdings, Inc. | 03/29/2016 | Annual | 02/05/2016 | MDC | 552676108 | 1.2 | Elect Herbert T. Buchwald | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | M.D.C. Holdings, Inc. | 03/29/2016 | Annual | 02/05/2016 | MDC | 552676108 | 1.3 | Elect Larry A. Mizel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | M.D.C. Holdings, Inc. | 03/29/2016 | Annual | 02/05/2016 | MDC | 552676108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | M.D.C. Holdings, Inc. | 03/29/2016 | Annual | 02/05/2016 | MDC | 552676108 | 3 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | M.D.C. Holdings, Inc. | 03/29/2016 | Annual | 02/05/2016 | MDC | 552676108 | 4 | Amendment to the 2011 Stock Option Plan for Non-Employee Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | M.D.C. Holdings, Inc. | 03/29/2016 | Annual | 02/05/2016 | MDC | 552676108 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Macerich Company | 05/26/2016 | Annual | 03/21/2016 | MAC | 554382101 | 1 | Elect John H. Alschuler, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Macerich Company | 05/26/2016 | Annual | 03/21/2016 | MAC | 554382101 | 2 | Elect Arthur M. Coppola | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Macerich Company | 05/26/2016 | Annual | 03/21/2016 | MAC | 554382101 | 3 | Elect Edward C. Coppola | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Macerich Company | 05/26/2016 | Annual | 03/21/2016 | MAC | 554382101 | 4 | Elect Steven R. Hash | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Macerich Company | 05/26/2016 | Annual | 03/21/2016 | MAC | 554382101 | 5 | Elect Fred S. Hubbell | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Macerich Company | 05/26/2016 | Annual | 03/21/2016 | MAC | 554382101 | 6 | Elect Diana M. Laing | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Macerich Company | 05/26/2016 | Annual | 03/21/2016 | MAC | 554382101 | 7 | Elect Mason G. Ross | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Macerich Company | 05/26/2016 | Annual | 03/21/2016 | MAC | 554382101 | 8 | Elect Steven L. Soboroff | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Macerich Company | 05/26/2016 | Annual | 03/21/2016 | MAC | 554382101 | 9 | Elect Andrea M. Stephen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Macerich Company | 05/26/2016 | Annual | 03/21/2016 | MAC | 554382101 | 10 | Elect John M. Sullivan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Macerich Company | 05/26/2016 | Annual | 03/21/2016 | MAC | 554382101 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Macerich Company | 05/26/2016 | Annual | 03/21/2016 | MAC | 554382101 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Macerich Company | 05/26/2016 | Annual | 03/21/2016 | MAC | 554382101 | 13 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | MFA Financial, Inc. | 05/25/2016 | Annual | 03/29/2016 | MFA | 55272X102 | 1 | Elect James A. Brodsky | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | MFA Financial, Inc. | 05/25/2016 | Annual | 03/29/2016 | MFA | 55272X102 | 2 | Elect Richard J. Byrne | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | MFA Financial, Inc. | 05/25/2016 | Annual | 03/29/2016 | MFA | 55272X102 | 3 | Elect Alan L. Gosule | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | MFA Financial, Inc. | 05/25/2016 | Annual | 03/29/2016 | MFA | 55272X102 | 4 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | MFA Financial, Inc. | 05/25/2016 | Annual | 03/29/2016 | MFA | 55272X102 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 06/29/2016 | Annual | 03/31/2016 | 8802 | J43916113 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 06/29/2016 | Annual | 03/31/2016 | 8802 | J43916113 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 06/29/2016 | Annual | 03/31/2016 | 8802 | J43916113 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 06/29/2016 | Annual | 03/31/2016 | 8802 | J43916113 | 4 | Elect Keiji Kimura | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 06/29/2016 | Annual | 03/31/2016 | 8802 | J43916113 | 5 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 06/29/2016 | Annual | 03/31/2016 | 8802 | J43916113 | 6 | Elect Joh Katoh | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 06/29/2016 | Annual | 03/31/2016 | 8802 | J43916113 | 7 | Elect Junichi Tanisawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 06/29/2016 | Annual | 03/31/2016 | 8802 | J43916113 | 8 | Elect Junichi Yoshida | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 06/29/2016 | Annual | 03/31/2016 | 8802 | J43916113 | 9 | Elect Hiroshi Katayama | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 06/29/2016 | Annual | 03/31/2016 | 8802 | J43916113 | 10 | Elect Yutaka Yanagisawa | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 06/29/2016 | Annual | 03/31/2016 | 8802 | J43916113 | 11 | Elect Tohru Ohkusa | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 06/29/2016 | Annual | 03/31/2016 | 8802 | J43916113 | 12 | Elect Isao Matsuhashi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 06/29/2016 | Annual | 03/31/2016 | 8802 | J43916113 | 13 | Elect Shin Ebihara | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 06/29/2016 | Annual | 03/31/2016 | 8802 | J43916113 | 14 | Elect Shu Tomioka | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 06/29/2016 | Annual | 03/31/2016 | 8802 | J43916113 | 15 | Elect Masaaki Shirakawa | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 06/29/2016 | Annual | 03/31/2016 | 8802 | J43916113 | 16 | Elect Shin Nagase | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 06/29/2016 | Annual | 03/31/2016 | 8802 | J43916113 | 17 | Elect Setsuko Egami | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 06/29/2016 | Annual | 03/31/2016 | 8802 | J43916113 | 18 | Elect Iwao Taka | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsubishi Estate Co Limited | 06/29/2016 | Annual | 03/31/2016 | 8802 | J43916113 | 19 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 06/29/2016 | Annual | 03/31/2016 | 8801 | J4509L101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 06/29/2016 | Annual | 03/31/2016 | 8801 | J4509L101 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 06/29/2016 | Annual | 03/31/2016 | 8801 | J4509L101 | 3 | Elect Yasuo Onozawa as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 06/29/2016 | Annual | 03/31/2016 | 8801 | J4509L101 | 4 | Elect Kenji Iino | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 06/29/2016 | Annual | 03/31/2016 | 8801 | J4509L101 | 5 | Elect Yukimi Ozeki | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Mitsui Fudosan Co Ltd | 06/29/2016 | Annual | 03/31/2016 | 8801 | J4509L101 | 6 | Bonus | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 05/04/2016 | Annual | 03/09/2016 | PLD | 74340W103 | 1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 05/04/2016 | Annual | 03/09/2016 | PLD | 74340W103 | 2 | Elect George L. Fotiades | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 05/04/2016 | Annual | 03/09/2016 | PLD | 74340W103 | 3 | Elect Christine N. Garvey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 05/04/2016 | Annual | 03/09/2016 | PLD | 74340W103 | 4 | Elect Lydia H. Kennard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 05/04/2016 | Annual | 03/09/2016 | PLD | 74340W103 | 5 | Elect J. Michael Losh | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 05/04/2016 | Annual | 03/09/2016 | PLD | 74340W103 | 6 | Elect Irving F. Lyons III | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 05/04/2016 | Annual | 03/09/2016 | PLD | 74340W103 | 7 | Elect David P. O’Connor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 05/04/2016 | Annual | 03/09/2016 | PLD | 74340W103 | 8 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 05/04/2016 | Annual | 03/09/2016 | PLD | 74340W103 | 9 | Elect Carl B. Webb | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 05/04/2016 | Annual | 03/09/2016 | PLD | 74340W103 | 10 | Elect William D. Zollars | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 05/04/2016 | Annual | 03/09/2016 | PLD | 74340W103 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Prologis, Inc. | 05/04/2016 | Annual | 03/09/2016 | PLD | 74340W103 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Public Storage | 04/25/2016 | Annual | 03/01/2016 | PSA | 74460D109 | 1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Public Storage | 04/25/2016 | Annual | 03/01/2016 | PSA | 74460D109 | 2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Public Storage | 04/25/2016 | Annual | 03/01/2016 | PSA | 74460D109 | 3 | Elect Uri P. Harkham | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Public Storage | 04/25/2016 | Annual | 03/01/2016 | PSA | 74460D109 | 4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Public Storage | 04/25/2016 | Annual | 03/01/2016 | PSA | 74460D109 | 5 | Elect Avedick B. Poladian | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Public Storage | 04/25/2016 | Annual | 03/01/2016 | PSA | 74460D109 | 6 | Elect Gary E. Pruitt | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Public Storage | 04/25/2016 | Annual | 03/01/2016 | PSA | 74460D109 | 7 | Elect Ronald P. Spogli | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Public Storage | 04/25/2016 | Annual | 03/01/2016 | PSA | 74460D109 | 8 | Elect Daniel C. Staton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Public Storage | 04/25/2016 | Annual | 03/01/2016 | PSA | 74460D109 | 9 | Advisory Vote on Executive Compensation | �� | Mgmt | For | For | For | Voted | ||||||||||||
TCW Global Real Estate Fund | Public Storage | 04/25/2016 | Annual | 03/01/2016 | PSA | 74460D109 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Public Storage | 04/25/2016 | Annual | 03/01/2016 | PSA | 74460D109 | 11 | Approval of 2016 Equity and Performance-Based Incentive Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Scentre Group | 05/05/2016 | Annual | 05/03/2016 | SCG | Q8351E109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Scentre Group | 05/05/2016 | Annual | 05/03/2016 | SCG | Q8351E109 | 2 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Scentre Group | 05/05/2016 | Annual | 05/03/2016 | SCG | Q8351E109 | 3 | Re-elect Brian M. Schwartz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Scentre Group | 05/05/2016 | Annual | 05/03/2016 | SCG | Q8351E109 | 4 | Re-elect Michael F. Ihlein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Scentre Group | 05/05/2016 | Annual | 05/03/2016 | SCG | Q8351E109 | 5 | Re-elect Steven M. Lowy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Scentre Group | 05/05/2016 | Annual | 05/03/2016 | SCG | Q8351E109 | 6 | Elect Carolyn Kay | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Scentre Group | 05/05/2016 | Annual | 05/03/2016 | SCG | Q8351E109 | 7 | Elect Margaret L. Seale | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Simon Property Group, Inc. | 05/11/2016 | Annual | 03/14/2016 | SPG | 828806109 | 1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Simon Property Group, Inc. | 05/11/2016 | Annual | 03/14/2016 | SPG | 828806109 | 2 | Elect Larry C. Glasscock | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Simon Property Group, Inc. | 05/11/2016 | Annual | 03/14/2016 | SPG | 828806109 | 3 | Elect Karen N. Horn | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Simon Property Group, Inc. | 05/11/2016 | Annual | 03/14/2016 | SPG | 828806109 | 4 | Elect Allan B. Hubbard | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Simon Property Group, Inc. | 05/11/2016 | Annual | 03/14/2016 | SPG | 828806109 | 5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Simon Property Group, Inc. | 05/11/2016 | Annual | 03/14/2016 | SPG | 828806109 | 6 | Elect Gary M. Rodkin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Simon Property Group, Inc. | 05/11/2016 | Annual | 03/14/2016 | SPG | 828806109 | 7 | Elect Daniel C. Smith | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Simon Property Group, Inc. | 05/11/2016 | Annual | 03/14/2016 | SPG | 828806109 | 8 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Simon Property Group, Inc. | 05/11/2016 | Annual | 03/14/2016 | SPG | 828806109 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Simon Property Group, Inc. | 05/11/2016 | Annual | 03/14/2016 | SPG | 828806109 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.1 | Elect Robert I. Toll | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.2 | Elect Bruce E. Toll | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.3 | Elect Douglas C. Yearley, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.4 | Elect Robert S. Blank | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.5 | Elect Edward G. Boehne | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.6 | Elect Richard J. Braemer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.7 | Elect Christine N. Garvey | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.8 | Elect Carl B. Marbach | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.9 | Elect John A. Mclean | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.10 | Elect Stephen Novick | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 1.11 | Elect Paul E. Shapiro | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 4 | Stock Incentive Plan for Non-Executive Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Toll Brothers, Inc. | 03/08/2016 | Annual | 01/20/2016 | TOL | 889478103 | 5 | Amendment to Certificate of Incorporation Regarding Removal of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 04/21/2016 | Mix | 04/18/2016 | UL | F95094110 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 04/21/2016 | Mix | 04/18/2016 | UL | F95094110 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 04/21/2016 | Mix | 04/18/2016 | UL | F95094110 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 04/21/2016 | Mix | 04/18/2016 | UL | F95094110 | 4 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 04/21/2016 | Mix | 04/18/2016 | UL | F95094110 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 04/21/2016 | Mix | 04/18/2016 | UL | F95094110 | 6 | Related Party Transactions | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 04/21/2016 | Mix | 04/18/2016 | UL | F95094110 | 7 | Remuneration of Christophe Cuvillier, Chairman and CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 04/21/2016 | Mix | 04/18/2016 | UL | F95094110 | 8 | Remuneration of the Management Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 04/21/2016 | Mix | 04/18/2016 | UL | F95094110 | 9 | Remuneration of Armelle Carminati-Rabasse | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 04/21/2016 | Mix | 04/18/2016 | UL | F95094110 | 10 | Elect Jacques Stern to the Supervisory Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 04/21/2016 | Mix | 04/18/2016 | UL | F95094110 | 11 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 04/21/2016 | Mix | 04/18/2016 | UL | F95094110 | 12 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 04/21/2016 | Mix | 04/18/2016 | UL | F95094110 | 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 04/21/2016 | Mix | 04/18/2016 | UL | F95094110 | 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 04/21/2016 | Mix | 04/18/2016 | UL | F95094110 | 15 | Greenshoe | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 04/21/2016 | Mix | 04/18/2016 | UL | F95094110 | 16 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 04/21/2016 | Mix | 04/18/2016 | UL | F95094110 | 17 | Authority to Issue Performance Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 04/21/2016 | Mix | 04/18/2016 | UL | F95094110 | 18 | Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Unibail-Rodamco | 04/21/2016 | Mix | 04/18/2016 | UL | F95094110 | 19 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 05/10/2016 | Annual | 03/14/2016 | VTR | 92276F100 | 1 | Elect Melody C. Barnes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 05/10/2016 | Annual | 03/14/2016 | VTR | 92276F100 | 2 | Elect Debra A. Cafaro | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 05/10/2016 | Annual | 03/14/2016 | VTR | 92276F100 | 3 | Elect Jay M. Gellert | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 05/10/2016 | Annual | 03/14/2016 | VTR | 92276F100 | 4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 05/10/2016 | Annual | 03/14/2016 | VTR | 92276F100 | 5 | Elect Matthew J. Lustig | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 05/10/2016 | Annual | 03/14/2016 | VTR | 92276F100 | 6 | Elect Douglas M. Pasquale | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 05/10/2016 | Annual | 03/14/2016 | VTR | 92276F100 | 7 | Elect Robert D. Reed | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 05/10/2016 | Annual | 03/14/2016 | VTR | 92276F100 | 8 | Elect Glenn J. Rufrano | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 05/10/2016 | Annual | 03/14/2016 | VTR | 92276F100 | 9 | Elect James D. Shelton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 05/10/2016 | Annual | 03/14/2016 | VTR | 92276F100 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Ventas, Inc. | 05/10/2016 | Annual | 03/14/2016 | VTR | 92276F100 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | VEREIT, Inc. | 05/04/2016 | Annual | 03/09/2016 | VER | 92339V100 | 1 | Elect Glenn J. Rufrano | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | VEREIT, Inc. | 05/04/2016 | Annual | 03/09/2016 | VER | 92339V100 | 2 | Elect Hugh R. Frater | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | VEREIT, Inc. | 05/04/2016 | Annual | 03/09/2016 | VER | 92339V100 | 3 | Elect Bruce D. Frank | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | VEREIT, Inc. | 05/04/2016 | Annual | 03/09/2016 | VER | 92339V100 | 4 | Elect David B. Henry | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | VEREIT, Inc. | 05/04/2016 | Annual | 03/09/2016 | VER | 92339V100 | 5 | Elect Mark S. Ordan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | VEREIT, Inc. | 05/04/2016 | Annual | 03/09/2016 | VER | 92339V100 | 6 | Elect Eugene A. Pinover | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | VEREIT, Inc. | 05/04/2016 | Annual | 03/09/2016 | VER | 92339V100 | 7 | Elect Julie G. Richardson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | VEREIT, Inc. | 05/04/2016 | Annual | 03/09/2016 | VER | 92339V100 | 8 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | VEREIT, Inc. | 05/04/2016 | Annual | 03/09/2016 | VER | 92339V100 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Vornado Realty Trust | 05/19/2016 | Annual | 03/21/2016 | VNO | 929042109 | 1.1 | Elect Candace K. Beinecke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Vornado Realty Trust | 05/19/2016 | Annual | 03/21/2016 | VNO | 929042109 | 1.2 | Elect Robert P. Kogod | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Vornado Realty Trust | 05/19/2016 | Annual | 03/21/2016 | VNO | 929042109 | 1.3 | Elect Richard R. West | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Vornado Realty Trust | 05/19/2016 | Annual | 03/21/2016 | VNO | 929042109 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Vornado Realty Trust | 05/19/2016 | Annual | 03/21/2016 | VNO | 929042109 | 3 | Repeal of Classified Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Vornado Realty Trust | 05/19/2016 | Annual | 03/21/2016 | VNO | 929042109 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 2 | Elect Thomas J. DeRosa | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 3 | Elect Jeffrey H. Donahue | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 4 | Elect Fred S. Klipsch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 5 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 6 | Elect Timothy J. Naughton | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 7 | Elect Sharon M. Oster | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 8 | Elect Judith C. Pelham | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Global Real Estate Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 9 | Elect Sergio D. Rivera | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 10 | Elect R. Scott Trumbull | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Welltower Inc. | 05/05/2016 | Annual | 03/08/2016 | HCN | 95040Q104 | 13 | Approval of 2016 Long Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Westfield Corporation | 05/12/2016 | Annual | 05/10/2016 | WFD | Q9701H107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Westfield Corporation | 05/12/2016 | Annual | 05/10/2016 | WFD | Q9701H107 | 2 | Remuneration Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Westfield Corporation | 05/12/2016 | Annual | 05/10/2016 | WFD | Q9701H107 | 3 | Re-elect Frank P. Lowy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Westfield Corporation | 05/12/2016 | Annual | 05/10/2016 | WFD | Q9701H107 | 4 | Re-elect Ilana Atlas | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Westfield Corporation | 05/12/2016 | Annual | 05/10/2016 | WFD | Q9701H107 | 5 | Re-elect Mark G. Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Westfield Corporation | 05/12/2016 | Annual | 05/10/2016 | WFD | Q9701H107 | 6 | Re-elect John McFarlane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Global Real Estate Fund | Westfield Corporation | 05/12/2016 | Annual | 05/10/2016 | WFD | Q9701H107 | 7 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 05/19/2016 | Annual | 03/28/2016 | MO | 02209S103 | 1 | Elect Gerald L. Baliles | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 05/19/2016 | Annual | 03/28/2016 | MO | 02209S103 | 2 | Elect Martin J. Barrington | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 05/19/2016 | Annual | 03/28/2016 | MO | 02209S103 | 3 | Elect John T. Casteen III | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 05/19/2016 | Annual | 03/28/2016 | MO | 02209S103 | 4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 05/19/2016 | Annual | 03/28/2016 | MO | 02209S103 | 5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 05/19/2016 | Annual | 03/28/2016 | MO | 02209S103 | 6 | Elect Thomas W. Jones | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 05/19/2016 | Annual | 03/28/2016 | MO | 02209S103 | 7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 05/19/2016 | Annual | 03/28/2016 | MO | 02209S103 | 8 | Elect W. Leo Kiely III | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 05/19/2016 | Annual | 03/28/2016 | MO | 02209S103 | 9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 05/19/2016 | Annual | 03/28/2016 | MO | 02209S103 | 10 | Elect George Munoz | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 05/19/2016 | Annual | 03/28/2016 | MO | 02209S103 | 11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 05/19/2016 | Annual | 03/28/2016 | MO | 02209S103 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 05/19/2016 | Annual | 03/28/2016 | MO | 02209S103 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 05/19/2016 | Annual | 03/28/2016 | MO | 02209S103 | 14 | Shareholder proposal regarding report on tobacco ingredients | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW High Dividend Equities Fund | Altria Group, Inc. | 05/19/2016 | Annual | 03/28/2016 | MO | 02209S103 | 15 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 1 | Elect David Baltimore | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 3 | Elect Robert A. Bradway | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 4 | Elect Francois de Carbonnel | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 5 | Elect Robert A. Eckert | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 6 | Elect Greg C. Garland | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 7 | Elect Fred Hassan | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 9 | Elect Frank C. Herringer | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 10 | Elect Tyler Jacks | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 11 | Elect Judith C. Pelham | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 12 | Elect Ronald D. Sugar | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 13 | Elect R. Sanders Williams | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | AMGEN Inc. | 05/19/2016 | Annual | 03/21/2016 | AMGN | 031162100 | 16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 3 | Dividends from Reserves | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 4 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 5 | Election of Statutory Auditors | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 6 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 7 | Appointment of Special Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 8 | Elect Evan G. Greenberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 9 | Elect Robert M. Hernandez | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 10 | Elect Michael G. Atieh | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 11 | Elect Sheila P. Burke | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 13 | Elect Mary A. Cirillo | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 14 | Elect Michael P. Connors | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 15 | Elect John A. Edwardson | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 16 | Elect Lawrence W. Kellner | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 17 | Elect Leo F. Mullin | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 18 | Elect Kimberly Ross | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 19 | Elect Robert W. Scully | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 20 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 21 | Elect Theodore Shasta | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 22 | Elect David H. Sidwell | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 23 | Elect Olivier Steimer | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 24 | Elect James M. Zimmerman | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 25 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 26 | Elect Michael P. Connors | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 27 | Elect Mary A. Cirillo | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 28 | Elect Robert M. Hernandez | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 29 | Elect Robert W. Scully | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 30 | Elect James M. Zimmerman | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 31 | Election of Homburger AG as Independent Proxy | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 32 | Increase in Authorized Share Capital for General Purposes | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 33 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 34 | Compensation of the Board until the Next AGM | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 35 | Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 36 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Chubb Limited | 05/19/2016 | Annual | 03/28/2016 | CB | H1467J104 | 37 | Additional or Miscellaneous Proposals | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 1 | Elect Herbert A. Allen | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 2 | Elect Ronald W. Allen | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 3 | Elect Marc Bolland | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 4 | Elect Ana Botin | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 5 | Elect Howard G. Buffett | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 6 | Elect Richard M. Daley | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 7 | Elect Barry Diller | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 8 | Elect Helene D. Gayle | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 9 | Elect Evan G. Greenberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 10 | Elect Alexis M. Herman | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 11 | Elect Muhtar Kent | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 12 | Elect Robert A. Kotick | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 13 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 14 | Elect Sam Nunn | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 15 | Elect David B. Weinberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 17 | Amendment to the Performance Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 18 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 20 | Shareholder Proposal Regarding Unvested Restricted Stock Awards | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Coca-Cola Company | 04/27/2016 | Annual | 02/29/2016 | KO | 191216100 | 21 | Shareholder Proposal Regarding Corporate Values in Political Spending | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Colony Capital, Inc. | 05/05/2016 | Annual | 03/18/2016 | CLNY | 19624R106 | 1.1 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Colony Capital, Inc. | 05/05/2016 | Annual | 03/18/2016 | CLNY | 19624R106 | 1.2 | Elect Richard Saltzman | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Colony Capital, Inc. | 05/05/2016 | Annual | 03/18/2016 | CLNY | 19624R106 | 1.3 | Elect George G. C. Parker | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Colony Capital, Inc. | 05/05/2016 | Annual | 03/18/2016 | CLNY | 19624R106 | 1.4 | Elect John A. Somers | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Colony Capital, Inc. | 05/05/2016 | Annual | 03/18/2016 | CLNY | 19624R106 | 1.5 | Elect John L. Steffens | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Colony Capital, Inc. | 05/05/2016 | Annual | 03/18/2016 | CLNY | 19624R106 | 1.6 | Elect Nancy A. Curtin | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Colony Capital, Inc. | 05/05/2016 | Annual | 03/18/2016 | CLNY | 19624R106 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Colony Capital, Inc. | 05/05/2016 | Annual | 03/18/2016 | CLNY | 19624R106 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 1 | Elect Richard M. Bracken | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 2 | Elect C. David Brown II | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 5 | Elect David W. Dorman | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 6 | Elect Anne M. Finucane | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 7 | Elect Larry J. Merlo | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW High Dividend Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 9 | Elect Richard J. Swift | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 10 | Elect William C. Weldon | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 11 | Elect Tony L. White | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 14 | Shareholder Proposal Regarding Incorporating Values in Political Spending | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 15 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | D.R. Horton, Inc. | 01/21/2016 | Annual | 11/30/2015 | DHI | 23331A109 | 1 | Elect Donald R. Horton | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | D.R. Horton, Inc. | 01/21/2016 | Annual | 11/30/2015 | DHI | 23331A109 | 2 | Elect Barbara K. Allen | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | D.R. Horton, Inc. | 01/21/2016 | Annual | 11/30/2015 | DHI | 23331A109 | 3 | Elect Bradley S. Anderson | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | D.R. Horton, Inc. | 01/21/2016 | Annual | 11/30/2015 | DHI | 23331A109 | 4 | Elect Michael R. Buchanan | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | D.R. Horton, Inc. | 01/21/2016 | Annual | 11/30/2015 | DHI | 23331A109 | 5 | Elect Michael W. Hewatt | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | D.R. Horton, Inc. | 01/21/2016 | Annual | 11/30/2015 | DHI | 23331A109 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | D.R. Horton, Inc. | 01/21/2016 | Annual | 11/30/2015 | DHI | 23331A109 | 7 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Edison International | 04/28/2016 | Annual | 02/29/2016 | EIX | 281020107 | 1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Edison International | 04/28/2016 | Annual | 02/29/2016 | EIX | 281020107 | 2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Edison International | 04/28/2016 | Annual | 02/29/2016 | EIX | 281020107 | 3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Edison International | 04/28/2016 | Annual | 02/29/2016 | EIX | 281020107 | 4 | Elect James T. Morris | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Edison International | 04/28/2016 | Annual | 02/29/2016 | EIX | 281020107 | 5 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Edison International | 04/28/2016 | Annual | 02/29/2016 | EIX | 281020107 | 6 | Elect Linda G. Stuntz | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Edison International | 04/28/2016 | Annual | 02/29/2016 | EIX | 281020107 | 7 | Elect William P. Sullivan | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Edison International | 04/28/2016 | Annual | 02/29/2016 | EIX | 281020107 | 8 | Elect Ellen O. Tauscher | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Edison International | 04/28/2016 | Annual | 02/29/2016 | EIX | 281020107 | 9 | Elect Peter J. Taylor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Edison International | 04/28/2016 | Annual | 02/29/2016 | EIX | 281020107 | 10 | Elect Brett White | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Edison International | 04/28/2016 | Annual | 02/29/2016 | EIX | 281020107 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Edison International | 04/28/2016 | Annual | 02/29/2016 | EIX | 281020107 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Edison International | 04/28/2016 | Annual | 02/29/2016 | EIX | 281020107 | 13 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Edison International | 04/28/2016 | Annual | 02/29/2016 | EIX | 281020107 | 14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.2 | Elect Nanci Caldwell | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.3 | Elect Gary F. Hromadko | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.4 | Elect John Hughes | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.5 | Elect Scott Kriens | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.6 | Elect William Luby | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.7 | Elect Irving F. Lyons III | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.8 | Elect Christopher B. Paisley | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.9 | Elect Stephen M. Smith | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 1.10 | Elect Peter F. Van Camp | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Equinix, Inc. | 06/01/2016 | Annual | 04/20/2016 | EQIX | 29444U700 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 1 | Elect Sebastien Bazin | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 3 | Elect John J. Brennan | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 4 | Elect Francisco D’Souza | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 6 | Elect Peter B. Henry | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 7 | Elect Susan Hockfield | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 9 | Elect Andrea Jung | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 10 | Elect Robert W. Lane | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 12 | Elect Lowell C. McAdam | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 13 | Elect James J. Mulva | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 14 | Elect James E. Rohr | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 15 | Elect Mary L. Schapiro | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 16 | Elect James S. Tisch | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 18 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 21 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 22 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 23 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | General Electric Company | 04/27/2016 | Annual | 02/29/2016 | GE | 369604103 | 24 | Shareholder Proposal Regarding Human Rights Review | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Golub Capital BDC Inc. | 02/02/2016 | Annual | 12/10/2015 | GBDC | 38173M102 | 1 | Elect Lawrence E. Golub | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Golub Capital BDC Inc. | 02/02/2016 | Annual | 12/10/2015 | GBDC | 38173M102 | 2 | Elect William M. Webster IV | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Golub Capital BDC Inc. | 02/02/2016 | Annual | 12/10/2015 | GBDC | 38173M102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 1.1 | Elect Daniel P. McCartney | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 1.2 | Elect John M. Briggs | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 1.3 | Elect Robert L. Frome | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 1.4 | Elect Robert J. Moss | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 1.5 | Elect Dino D. Ottaviano | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 1.6 | Elect Theodore Wahl | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 1.7 | Elect Michael E. McBryan | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 1.8 | Elect Diane S. Casey | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 1.9 | Elect John J. McFadden | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 1.10 | Elect Jude Visconto | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Healthcare Services Group, Inc. | 05/31/2016 | Annual | 04/01/2016 | HCSG | 421906108 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Kraft Heinz Company | 04/21/2016 | Annual | 02/22/2016 | KHC | 500754106 | 1 | Elect Gregory E. Abel | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Kraft Heinz Company | 04/21/2016 | Annual | 02/22/2016 | KHC | 500754106 | 2 | Elect Alexandre Behring | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Kraft Heinz Company | 04/21/2016 | Annual | 02/22/2016 | KHC | 500754106 | 3 | Elect Warren E. Buffett | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Kraft Heinz Company | 04/21/2016 | Annual | 02/22/2016 | KHC | 500754106 | 4 | Elect John T. Cahill | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Kraft Heinz Company | 04/21/2016 | Annual | 02/22/2016 | KHC | 500754106 | 5 | Elect Tracy Britt Cool | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Kraft Heinz Company | 04/21/2016 | Annual | 02/22/2016 | KHC | 500754106 | 6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Kraft Heinz Company | 04/21/2016 | Annual | 02/22/2016 | KHC | 500754106 | 7 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Kraft Heinz Company | 04/21/2016 | Annual | 02/22/2016 | KHC | 500754106 | 8 | Elect Mackey J. McDonald | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Kraft Heinz Company | 04/21/2016 | Annual | 02/22/2016 | KHC | 500754106 | 9 | Elect John C. Pope | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Kraft Heinz Company | 04/21/2016 | Annual | 02/22/2016 | KHC | 500754106 | 10 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Kraft Heinz Company | 04/21/2016 | Annual | 02/22/2016 | KHC | 500754106 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Kraft Heinz Company | 04/21/2016 | Annual | 02/22/2016 | KHC | 500754106 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Kraft Heinz Company | 04/21/2016 | Annual | 02/22/2016 | KHC | 500754106 | 13 | Approval of 2016 Omnibus Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Kraft Heinz Company | 04/21/2016 | Annual | 02/22/2016 | KHC | 500754106 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.1 | Elect Brent D. Baird | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.2 | Elect C. Angela Bontempo | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.3 | Elect Robert T. Brady | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.4 | Elect T. Jefferson Cunningham, III | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.5 | Elect Mark J. Czarnecki | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.6 | Elect Gary N. Geisel | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.7 | Elect Richard A. Grossi | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.8 | Elect John D. Hawke Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.9 | Elect Patrick W. E. Hodgson | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.10 | Elect Richard G. King | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.11 | Elect Newton P.S. Merrill | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.12 | Elect Melinda R. Rich | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.13 | Elect Robert E. Sadler, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.14 | Elect Denis J. Salamone | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.15 | Elect Herbert L. Washington | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 1.16 | Elect Robert G. Wilmers | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M and T Bank Corporation | 04/19/2016 | Annual | 02/29/2016 | MTB | 55261F104 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M.D.C. Holdings, Inc. | 03/29/2016 | Annual | 02/05/2016 | MDC | 552676108 | 1.1 | Elect Michael A. Berman | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M.D.C. Holdings, Inc. | 03/29/2016 | Annual | 02/05/2016 | MDC | 552676108 | 1.2 | Elect Herbert T. Buchwald | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M.D.C. Holdings, Inc. | 03/29/2016 | Annual | 02/05/2016 | MDC | 552676108 | 1.3 | Elect Larry A. Mizel | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M.D.C. Holdings, Inc. | 03/29/2016 | Annual | 02/05/2016 | MDC | 552676108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW High Dividend Equities Fund | M.D.C. Holdings, Inc. | 03/29/2016 | Annual | 02/05/2016 | MDC | 552676108 | 3 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M.D.C. Holdings, Inc. | 03/29/2016 | Annual | 02/05/2016 | MDC | 552676108 | 4 | Amendment to the 2011 Stock Option Plan for Non-Employee Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | M.D.C. Holdings, Inc. | 03/29/2016 | Annual | 02/05/2016 | MDC | 552676108 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | NextEra Energy, Inc. | 05/19/2016 | Annual | 03/23/2016 | NEE | 65339F101 | 1 | Elect Sherry S. Barrat | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | NextEra Energy, Inc. | 05/19/2016 | Annual | 03/23/2016 | NEE | 65339F101 | 2 | Elect James L. Camaren | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | NextEra Energy, Inc. | 05/19/2016 | Annual | 03/23/2016 | NEE | 65339F101 | 3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | NextEra Energy, Inc. | 05/19/2016 | Annual | 03/23/2016 | NEE | 65339F101 | 4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | NextEra Energy, Inc. | 05/19/2016 | Annual | 03/23/2016 | NEE | 65339F101 | 5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | NextEra Energy, Inc. | 05/19/2016 | Annual | 03/23/2016 | NEE | 65339F101 | 6 | Elect Toni Jennings | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | NextEra Energy, Inc. | 05/19/2016 | Annual | 03/23/2016 | NEE | 65339F101 | 7 | Elect Amy B. Lane | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | NextEra Energy, Inc. | 05/19/2016 | Annual | 03/23/2016 | NEE | 65339F101 | 8 | Elect James L. Robo | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | NextEra Energy, Inc. | 05/19/2016 | Annual | 03/23/2016 | NEE | 65339F101 | 9 | Elect Rudy E. Schupp | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | NextEra Energy, Inc. | 05/19/2016 | Annual | 03/23/2016 | NEE | 65339F101 | 10 | Elect John L. Skolds | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | NextEra Energy, Inc. | 05/19/2016 | Annual | 03/23/2016 | NEE | 65339F101 | 11 | Elect William H. Swanson | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | NextEra Energy, Inc. | 05/19/2016 | Annual | 03/23/2016 | NEE | 65339F101 | 12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | NextEra Energy, Inc. | 05/19/2016 | Annual | 03/23/2016 | NEE | 65339F101 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | NextEra Energy, Inc. | 05/19/2016 | Annual | 03/23/2016 | NEE | 65339F101 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | NextEra Energy, Inc. | 05/19/2016 | Annual | 03/23/2016 | NEE | 65339F101 | 15 | Reapproval of material terms of the 2011 Long Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | NextEra Energy, Inc. | 05/19/2016 | Annual | 03/23/2016 | NEE | 65339F101 | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | NextEra Energy, Inc. | 05/19/2016 | Annual | 03/23/2016 | NEE | 65339F101 | 17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | NextEra Energy, Inc. | 05/19/2016 | Annual | 03/23/2016 | NEE | 65339F101 | 18 | Shareholder Proposal on Sea Level Rise Risks Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Nielsen Holdings plc | 06/21/2016 | Annual | 04/22/2016 | NLSN | G6518L108 | 1 | Elect James A. Attwood, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Nielsen Holdings plc | 06/21/2016 | Annual | 04/22/2016 | NLSN | G6518L108 | 2 | Elect Dwight Mitch Barns | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Nielsen Holdings plc | 06/21/2016 | Annual | 04/22/2016 | NLSN | G6518L108 | 3 | Elect David L. Calhoun | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Nielsen Holdings plc | 06/21/2016 | Annual | 04/22/2016 | NLSN | G6518L108 | 4 | Elect Karen M. Hoguet | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Nielsen Holdings plc | 06/21/2016 | Annual | 04/22/2016 | NLSN | G6518L108 | 5 | Elect James M. Kilts | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Nielsen Holdings plc | 06/21/2016 | Annual | 04/22/2016 | NLSN | G6518L108 | 6 | Elect Harish M. Manwani | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Nielsen Holdings plc | 06/21/2016 | Annual | 04/22/2016 | NLSN | G6518L108 | 7 | Elect Kathryn V. Marinello | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Nielsen Holdings plc | 06/21/2016 | Annual | 04/22/2016 | NLSN | G6518L108 | 8 | Elect Robert C. Pozen | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Nielsen Holdings plc | 06/21/2016 | Annual | 04/22/2016 | NLSN | G6518L108 | 9 | Elect Vivek Y. Ranadive | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Nielsen Holdings plc | 06/21/2016 | Annual | 04/22/2016 | NLSN | G6518L108 | 10 | Elect Javier G. Teruel | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Nielsen Holdings plc | 06/21/2016 | Annual | 04/22/2016 | NLSN | G6518L108 | 11 | Elect Lauren Zalaznick | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Nielsen Holdings plc | 06/21/2016 | Annual | 04/22/2016 | NLSN | G6518L108 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Nielsen Holdings plc | 06/21/2016 | Annual | 04/22/2016 | NLSN | G6518L108 | 13 | Election of Statutory Auditors | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Nielsen Holdings plc | 06/21/2016 | Annual | 04/22/2016 | NLSN | G6518L108 | 14 | Statutory Auditors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Nielsen Holdings plc | 06/21/2016 | Annual | 04/22/2016 | NLSN | G6518L108 | 15 | Approval of the 2016 Employee Share Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Nielsen Holdings plc | 06/21/2016 | Annual | 04/22/2016 | NLSN | G6518L108 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Nielsen Holdings plc | 06/21/2016 | Annual | 04/22/2016 | NLSN | G6518L108 | 17 | Remuneration Report (Advisory) | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Nielsen Holdings plc | 06/21/2016 | Annual | 04/22/2016 | NLSN | G6518L108 | 18 | Remuneration Policy (Binding) | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 04/29/2016 | Annual | 02/29/2016 | OXY | 674599105 | 1 | Elect Spencer Abraham | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 04/29/2016 | Annual | 02/29/2016 | OXY | 674599105 | 2 | Elect Howard I. Atkins | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 04/29/2016 | Annual | 02/29/2016 | OXY | 674599105 | 3 | Elect Eugene L. Batchelder | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 04/29/2016 | Annual | 02/29/2016 | OXY | 674599105 | 4 | Elect Stephen I. Chazen | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 04/29/2016 | Annual | 02/29/2016 | OXY | 674599105 | 5 | Elect John E. Feick | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 04/29/2016 | Annual | 02/29/2016 | OXY | 674599105 | 6 | Elect Margaret M. Foran | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 04/29/2016 | Annual | 02/29/2016 | OXY | 674599105 | 7 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 04/29/2016 | Annual | 02/29/2016 | OXY | 674599105 | 8 | Elect Vicki A. Hollub | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 04/29/2016 | Annual | 02/29/2016 | OXY | 674599105 | 9 | Elect William R. Klesse | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 04/29/2016 | Annual | 02/29/2016 | OXY | 674599105 | 10 | Elect Avedick B. Poladian | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 04/29/2016 | Annual | 02/29/2016 | OXY | 674599105 | 11 | Elect Elisse B. Walter | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 04/29/2016 | Annual | 02/29/2016 | OXY | 674599105 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 04/29/2016 | Annual | 02/29/2016 | OXY | 674599105 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 04/29/2016 | Annual | 02/29/2016 | OXY | 674599105 | 14 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 04/29/2016 | Annual | 02/29/2016 | OXY | 674599105 | 15 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 04/29/2016 | Annual | 02/29/2016 | OXY | 674599105 | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW High Dividend Equities Fund | Occidental Petroleum Corporation | 04/29/2016 | Annual | 02/29/2016 | OXY | 674599105 | 17 | Shareholder Proposal Regarding Methane Emissions And Flaring Reporting and Reduction Targets | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 1 | Elect Shona L. Brown | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 2 | Elect George W. Buckley | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 3 | Elect Cesar Conde | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 4 | Elect Ian M. Cook | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 5 | Elect Dina Dublon | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 6 | Elect Rona A. Fairhead | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 7 | Elect Richard W. Fisher | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 8 | Elect William R. Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 9 | Elect Indra K. Nooyi | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 10 | Elect David C. Page | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 11 | Elect Robert C. Pohlad | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 13 | Elect Daniel Vasella | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 14 | Elect Alberto Weisser | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 18 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 19 | Shareholder Proposal Regarding Neonicotinoids | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 20 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 21 | Shareholder Proposal Regarding Renewable Energy Targets | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PPL Corporation | 05/25/2016 | Annual | 02/29/2016 | PPL | 69351T106 | 1 | Elect Rodney C. Adkins | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PPL Corporation | 05/25/2016 | Annual | 02/29/2016 | PPL | 69351T106 | 2 | Elect John W. Conway | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PPL Corporation | 05/25/2016 | Annual | 02/29/2016 | PPL | 69351T106 | 3 | Elect Steven G. Elliott | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PPL Corporation | 05/25/2016 | Annual | 02/29/2016 | PPL | 69351T106 | 4 | Elect Raja Rajamannar | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PPL Corporation | 05/25/2016 | Annual | 02/29/2016 | PPL | 69351T106 | 5 | Elect Craig A. Rogerson | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PPL Corporation | 05/25/2016 | Annual | 02/29/2016 | PPL | 69351T106 | 6 | Elect William H. Spence | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PPL Corporation | 05/25/2016 | Annual | 02/29/2016 | PPL | 69351T106 | 7 | Elect Natica von Althann | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PPL Corporation | 05/25/2016 | Annual | 02/29/2016 | PPL | 69351T106 | 8 | Elect Keith H. Williamson | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PPL Corporation | 05/25/2016 | Annual | 02/29/2016 | PPL | 69351T106 | 9 | Elect Armando Zagalo De Lima | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PPL Corporation | 05/25/2016 | Annual | 02/29/2016 | PPL | 69351T106 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PPL Corporation | 05/25/2016 | Annual | 02/29/2016 | PPL | 69351T106 | 11 | 2016 Short-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PPL Corporation | 05/25/2016 | Annual | 02/29/2016 | PPL | 69351T106 | 12 | Increase of Authorized Common Stock | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PPL Corporation | 05/25/2016 | Annual | 02/29/2016 | PPL | 69351T106 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PPL Corporation | 05/25/2016 | Annual | 02/29/2016 | PPL | 69351T106 | 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | PPL Corporation | 05/25/2016 | Annual | 02/29/2016 | PPL | 69351T106 | 15 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 03/08/2016 | Annual | 01/11/2016 | QCOM | 747525103 | 1 | Elect Barbara T. Alexander | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 03/08/2016 | Annual | 01/11/2016 | QCOM | 747525103 | 2 | Elect Raymond V. Dittamore | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 03/08/2016 | Annual | 01/11/2016 | QCOM | 747525103 | 3 | Elect Jeffry W. Henderson | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 03/08/2016 | Annual | 01/11/2016 | QCOM | 747525103 | 4 | Elect Thomas W. Horton | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 03/08/2016 | Annual | 01/11/2016 | QCOM | 747525103 | 5 | Elect Paul E. Jacobs | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 03/08/2016 | Annual | 01/11/2016 | QCOM | 747525103 | 6 | Elect Harish M. Manwani | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 03/08/2016 | Annual | 01/11/2016 | QCOM | 747525103 | 7 | Elect Mark D. McLaughlin | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 03/08/2016 | Annual | 01/11/2016 | QCOM | 747525103 | 8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 03/08/2016 | Annual | 01/11/2016 | QCOM | 747525103 | 9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 03/08/2016 | Annual | 01/11/2016 | QCOM | 747525103 | 10 | Elect Francisco Ros | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 03/08/2016 | Annual | 01/11/2016 | QCOM | 747525103 | 11 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 03/08/2016 | Annual | 01/11/2016 | QCOM | 747525103 | 12 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 03/08/2016 | Annual | 01/11/2016 | QCOM | 747525103 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 03/08/2016 | Annual | 01/11/2016 | QCOM | 747525103 | 14 | Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 03/08/2016 | Annual | 01/11/2016 | QCOM | 747525103 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | QUALCOMM Incorporated | 03/08/2016 | Annual | 01/11/2016 | QCOM | 747525103 | 16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Republic Services, Inc. | 05/06/2016 | Annual | 03/08/2016 | RSG | 760759100 | 1 | Elect Ramon A. Rodriguez | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Republic Services, Inc. | 05/06/2016 | Annual | 03/08/2016 | RSG | 760759100 | 2 | Elect Tomago Collins | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Republic Services, Inc. | 05/06/2016 | Annual | 03/08/2016 | RSG | 760759100 | 3 | Elect James W. Crownover | �� | Mgmt | For | For | For | Voted | ||||||||||||
TCW High Dividend Equities Fund | Republic Services, Inc. | 05/06/2016 | Annual | 03/08/2016 | RSG | 760759100 | 4 | Elect Ann E. Dunwoody | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Republic Services, Inc. | 05/06/2016 | Annual | 03/08/2016 | RSG | 760759100 | 5 | Elect William J. Flynn | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Republic Services, Inc. | 05/06/2016 | Annual | 03/08/2016 | RSG | 760759100 | 6 | Elect Manuel Kadre | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Republic Services, Inc. | 05/06/2016 | Annual | 03/08/2016 | RSG | 760759100 | 7 | Elect Michael Larson | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Republic Services, Inc. | 05/06/2016 | Annual | 03/08/2016 | RSG | 760759100 | 8 | Elect W. Lee Nutter | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Republic Services, Inc. | 05/06/2016 | Annual | 03/08/2016 | RSG | 760759100 | 9 | Elect Donald W. Slager | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Republic Services, Inc. | 05/06/2016 | Annual | 03/08/2016 | RSG | 760759100 | 10 | Elect John M. Trani | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Republic Services, Inc. | 05/06/2016 | Annual | 03/08/2016 | RSG | 760759100 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Republic Services, Inc. | 05/06/2016 | Annual | 03/08/2016 | RSG | 760759100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Republic Services, Inc. | 05/06/2016 | Annual | 03/08/2016 | RSG | 760759100 | 13 | Amendment to Bylaws to Implement Proxy Access | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Republic Services, Inc. | 05/06/2016 | Annual | 03/08/2016 | RSG | 760759100 | 14 | Adoption of Exclusive Forum | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW High Dividend Equities Fund | Simon Property Group, Inc. | 05/11/2016 | Annual | 03/14/2016 | SPG | 828806109 | 1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Simon Property Group, Inc. | 05/11/2016 | Annual | 03/14/2016 | SPG | 828806109 | 2 | Elect Larry C. Glasscock | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Simon Property Group, Inc. | 05/11/2016 | Annual | 03/14/2016 | SPG | 828806109 | 3 | Elect Karen N. Horn | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Simon Property Group, Inc. | 05/11/2016 | Annual | 03/14/2016 | SPG | 828806109 | 4 | Elect Allan B. Hubbard | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Simon Property Group, Inc. | 05/11/2016 | Annual | 03/14/2016 | SPG | 828806109 | 5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Simon Property Group, Inc. | 05/11/2016 | Annual | 03/14/2016 | SPG | 828806109 | 6 | Elect Gary M. Rodkin | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Simon Property Group, Inc. | 05/11/2016 | Annual | 03/14/2016 | SPG | 828806109 | 7 | Elect Daniel C. Smith | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Simon Property Group, Inc. | 05/11/2016 | Annual | 03/14/2016 | SPG | 828806109 | 8 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Simon Property Group, Inc. | 05/11/2016 | Annual | 03/14/2016 | SPG | 828806109 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Simon Property Group, Inc. | 05/11/2016 | Annual | 03/14/2016 | SPG | 828806109 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 04/18/2016 | Annual | 03/21/2016 | TEVA | 881624209 | 1 | Elect Yitzhak Peterburg | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 04/18/2016 | Annual | 03/21/2016 | TEVA | 881624209 | 2 | Elect Arie S. Belldegrun | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 04/18/2016 | Annual | 03/21/2016 | TEVA | 881624209 | 3 | Elect Amir Elstein | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 04/18/2016 | Annual | 03/21/2016 | TEVA | 881624209 | 4 | Amendment of Compensation Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 04/18/2016 | Annual | 03/21/2016 | TEVA | 881624209 | 5 | Declaration of Material Interest | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 04/18/2016 | Annual | 03/21/2016 | TEVA | 881624209 | 6 | Salary Increase of CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 04/18/2016 | Annual | 03/21/2016 | TEVA | 881624209 | 7 | Amendment of CEO’s Bonus Scheme | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 04/18/2016 | Annual | 03/21/2016 | TEVA | 881624209 | 8 | Amendment of CEO’s Annual Equity Grants | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 04/18/2016 | Annual | 03/21/2016 | TEVA | 881624209 | 9 | Amendment of 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 04/18/2016 | Annual | 03/21/2016 | TEVA | 881624209 | 10 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 09/03/2015 | Annual | 08/04/2015 | TEVA | 881624209 | 1 | Elect Roger Abravanel | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 09/03/2015 | Annual | 08/04/2015 | TEVA | 881624209 | 2 | Elect Rosemary A. Crane | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 09/03/2015 | Annual | 08/04/2015 | TEVA | 881624209 | 3 | Elect Gerald M. Lieberman | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 09/03/2015 | Annual | 08/04/2015 | TEVA | 881624209 | 4 | Elect Galia Maor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 09/03/2015 | Annual | 08/04/2015 | TEVA | 881624209 | 5 | Elect Gabrielle Greene-Sulzberger | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 09/03/2015 | Annual | 08/04/2015 | TEVA | 881624209 | 6 | Amendment to Compensation Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 09/03/2015 | Annual | 08/04/2015 | TEVA | 881624209 | 7 | Declaration of Material Interest | Mgmt | N/A | Against | Against | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 09/03/2015 | Annual | 08/04/2015 | TEVA | 881624209 | 8 | Remuneration of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 09/03/2015 | Annual | 08/04/2015 | TEVA | 881624209 | 9 | Remuneration of Chairman | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 09/03/2015 | Annual | 08/04/2015 | TEVA | 881624209 | 10 | Salary Increase of CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 09/03/2015 | Annual | 08/04/2015 | TEVA | 881624209 | 11 | Special Bonus of CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 09/03/2015 | Annual | 08/04/2015 | TEVA | 881624209 | 12 | 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 09/03/2015 | Annual | 08/04/2015 | TEVA | 881624209 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Teva Pharmaceutical Industries Ltd. | 11/05/2015 | Special | 10/06/2015 | TEVA | 881624209 | 1 | Creation of Preferred Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | The Progressive Corporation | 05/13/2016 | Annual | 03/16/2016 | PGR | 743315103 | 1 | Elect Stuart B. Burgdoerfer | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | The Progressive Corporation | 05/13/2016 | Annual | 03/16/2016 | PGR | 743315103 | 2 | Elect Charles A. Davis | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | The Progressive Corporation | 05/13/2016 | Annual | 03/16/2016 | PGR | 743315103 | 3 | Elect Roger N. Farah | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | The Progressive Corporation | 05/13/2016 | Annual | 03/16/2016 | PGR | 743315103 | 4 | Elect Lawton W. Fitt | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | The Progressive Corporation | 05/13/2016 | Annual | 03/16/2016 | PGR | 743315103 | 5 | Elect Jeffrey D. Kelly | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | The Progressive Corporation | 05/13/2016 | Annual | 03/16/2016 | PGR | 743315103 | 6 | Elect Patrick H. Nettles | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | The Progressive Corporation | 05/13/2016 | Annual | 03/16/2016 | PGR | 743315103 | 7 | Elect Glenn M. Renwick | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | The Progressive Corporation | 05/13/2016 | Annual | 03/16/2016 | PGR | 743315103 | 8 | Elect Bradley T. Sheares | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | The Progressive Corporation | 05/13/2016 | Annual | 03/16/2016 | PGR | 743315103 | 9 | Elect Barbara R. Snyder | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | The Progressive Corporation | 05/13/2016 | Annual | 03/16/2016 | PGR | 743315103 | 10 | Elimination of Supermajority Requirements for Common Shareholders | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | The Progressive Corporation | 05/13/2016 | Annual | 03/16/2016 | PGR | 743315103 | 11 | Elimination of Supermajority Requirements for Voting Preference Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | The Progressive Corporation | 05/13/2016 | Annual | 03/16/2016 | PGR | 743315103 | 12 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW High Dividend Equities Fund | The Progressive Corporation | 05/13/2016 | Annual | 03/16/2016 | PGR | 743315103 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | The Progressive Corporation | 05/13/2016 | Annual | 03/16/2016 | PGR | 743315103 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | TPG Specialty Lending Inc | 05/19/2016 | Annual | 03/24/2016 | TSLX | 87265K102 | 1.1 | Elect John Ross | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | TPG Specialty Lending Inc | 05/19/2016 | Annual | 03/24/2016 | TSLX | 87265K102 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 2 | Elect Warner L. Baxter | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 3 | Elect Marc N. Casper | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 5 | Elect Richard K. Davis | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 6 | Elect Kimberly J. Harris | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 7 | Elect Roland A. Hernandez | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 8 | Elect Doreen Woo Ho | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 10 | Elect Karen S. Lynch | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 11 | Elect David B. O’Maley | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 12 | Elect O’dell M. Owens | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 13 | Elect Craig D. Schnuck | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 14 | Elect Scott W. Wine | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 17 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | U.S. Bancorp | 04/19/2016 | Annual | 02/23/2016 | USB | 902973304 | 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 2 | Elect Mark T. Bertolini | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 3 | Elect Richard L. Carrion | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 4 | Elect Melanie L. Healey | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 5 | Elect M. Frances Keeth | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 7 | Elect Lowell C. McAdam | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 10 | Elect Rodney E. Slater | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 11 | Elect Kathryn A. Tesija | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 12 | Elect Gregory D. Wasson | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 13 | Elect Gregory G. Weaver | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 16 | Shareholder Proposal Regarding Renewable Energy targets | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 17 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 20 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW High Dividend Equities Fund | Verizon Communications Inc. | 05/05/2016 | Annual | 03/07/2016 | VZ | 92343V104 | 21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 06/03/2016 | Annual | 04/08/2016 | WMT | 931142103 | 1 | Elect James I. Cash, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 06/03/2016 | Annual | 04/08/2016 | WMT | 931142103 | 2 | Elect Pamela J. Craig | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 06/03/2016 | Annual | 04/08/2016 | WMT | 931142103 | 3 | Elect Timothy P. Flynn | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 06/03/2016 | Annual | 04/08/2016 | WMT | 931142103 | 4 | Elect Thomas W. Horton | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 06/03/2016 | Annual | 04/08/2016 | WMT | 931142103 | 5 | Elect Marissa A. Mayer | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 06/03/2016 | Annual | 04/08/2016 | WMT | 931142103 | 6 | Elect C. Douglas McMillon | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 06/03/2016 | Annual | 04/08/2016 | WMT | 931142103 | 7 | Elect Gregory B. Penner | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 06/03/2016 | Annual | 04/08/2016 | WMT | 931142103 | 8 | Elect Steven S. Reinemund | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 06/03/2016 | Annual | 04/08/2016 | WMT | 931142103 | 9 | Elect Kevin Y. Systrom | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 06/03/2016 | Annual | 04/08/2016 | WMT | 931142103 | 10 | Elect S. Robson Walton | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 06/03/2016 | Annual | 04/08/2016 | WMT | 931142103 | 11 | Elect Steuart Walton | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 06/03/2016 | Annual | 04/08/2016 | WMT | 931142103 | 12 | Elect Linda S. Wolf | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 06/03/2016 | Annual | 04/08/2016 | WMT | 931142103 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 06/03/2016 | Annual | 04/08/2016 | WMT | 931142103 | 14 | 2016 Associate Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 06/03/2016 | Annual | 04/08/2016 | WMT | 931142103 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 06/03/2016 | Annual | 04/08/2016 | WMT | 931142103 | 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 06/03/2016 | Annual | 04/08/2016 | WMT | 931142103 | 17 | Shareholder Proposal Regarding Incentive Compensation Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wal-Mart Stores Inc. | 06/03/2016 | Annual | 04/08/2016 | WMT | 931142103 | 18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 05/12/2016 | Annual | 03/15/2016 | WM | 94106L109 | 1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 05/12/2016 | Annual | 03/15/2016 | WM | 94106L109 | 2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 05/12/2016 | Annual | 03/15/2016 | WM | 94106L109 | 3 | Elect Andres R. Gluski | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 05/12/2016 | Annual | 03/15/2016 | WM | 94106L109 | 4 | Elect Patrick W. Gross | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 05/12/2016 | Annual | 03/15/2016 | WM | 94106L109 | 5 | Elect Victoria M. Holt | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 05/12/2016 | Annual | 03/15/2016 | WM | 94106L109 | 6 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 05/12/2016 | Annual | 03/15/2016 | WM | 94106L109 | 7 | Elect John C. Pope | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 05/12/2016 | Annual | 03/15/2016 | WM | 94106L109 | 8 | Elect W. Robert Reum | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 05/12/2016 | Annual | 03/15/2016 | WM | 94106L109 | 9 | Elect David P. Steiner | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 05/12/2016 | Annual | 03/15/2016 | WM | 94106L109 | 10 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 05/12/2016 | Annual | 03/15/2016 | WM | 94106L109 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 05/12/2016 | Annual | 03/15/2016 | WM | 94106L109 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Waste Management, Inc. | 05/12/2016 | Annual | 03/15/2016 | WM | 94106L109 | 13 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 1 | Elect John D. Baker II | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 2 | Elect Elaine L. Chao | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 3 | Elect John S. Chen | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 4 | Elect Lloyd H. Dean | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 6 | Elect Susan E. Engel | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 8 | Elect Donald M. James | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 10 | Elect Federico F. Pena | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 11 | Elect James H. Quigley | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 12 | Elect Stephen W. Sanger | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 13 | Elect John G. Stumpf | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 14 | Elect Susan G. Swenson | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 17 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW High Dividend Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ambev S.A. | 04/29/2016 | Special | 04/01/2016 | ABEV3 | 02319V103 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ambev S.A. | 04/29/2016 | Special | 04/01/2016 | ABEV3 | 02319V103 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ambev S.A. | 04/29/2016 | Special | 04/01/2016 | ABEV3 | 02319V103 | 3 | Election of Supervisory Council | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ambev S.A. | 04/29/2016 | Special | 04/01/2016 | ABEV3 | 02319V103 | 4 | Remuneration Policy; Ratify Updated Global Remuneration Amount for 2015 | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ambev S.A. | 04/29/2016 | Special | 04/01/2016 | ABEV3 | 02319V103 | 5 | Merger Agreements | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ambev S.A. | 04/29/2016 | Special | 04/01/2016 | ABEV3 | 02319V103 | 6 | Ratification of Appointment of Appraisers | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ambev S.A. | 04/29/2016 | Special | 04/01/2016 | ABEV3 | 02319V103 | 7 | Valuation Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ambev S.A. | 04/29/2016 | Special | 04/01/2016 | ABEV3 | 02319V103 | 8 | Mergers by Absorption (Cervejarias Reunidas Skol Caracu S.A. and Eagle Distribuidora de Bebidas S.A.) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ambev S.A. | 04/29/2016 | Special | 04/01/2016 | ABEV3 | 02319V103 | 9 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ambev S.A. | 04/29/2016 | Special | 04/01/2016 | ABEV3 | 02319V103 | 10 | Restricted Stock Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Aurobindo Pharma Ltd | 12/22/2015 | Other | 11/13/2015 | AUROPHARMA | Y04527142 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Aurobindo Pharma Ltd | 12/22/2015 | Other | 11/13/2015 | AUROPHARMA | Y04527142 | 2 | Authority to Issue Shares and/or Covertible Securities w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 2 | Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 3 | Supervisors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 4 | Financial Statements | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 6 | Annual Budget | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 8 | Elect TIAN Guoli | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 9 | Elect WANG Yong | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 10 | Elect LU Zhengfei | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 11 | Elect LEUNG Cheuk Yan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 12 | Elect WANG Changyun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 13 | Elect LI Jun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 14 | Elect WANG Xueqiang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 15 | Elect LIU Wanming | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 16 | Issuance of Bonds | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bank of China Limited | 06/07/2016 | Annual | 05/06/2016 | 3988 | Y0698A107 | 17 | Issuance of Qualified Write-down Tier-2 Capital Instruments | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 2 | Compensation Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 4 | Liability Exemption of Directors & Officers | Mgmt | For | Against | Against | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 6 | Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 7 | Elect Shaul Elovitch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 8 | Elect Or Elovitch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 9 | Elect Orna Elovitch Peled | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 10 | Elect Amikam Shorer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 11 | Elect Eldad Ben Moshe | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 12 | Elect Joshua Rosenzweig | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 13 | Elect Rami Nomkin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bezeq The Israel Telecommunication Corp. Ltd. | 05/03/2016 | Special | 04/04/2016 | BEZQ | M2012Q100 | 14 | Discussion of 2015 Financial Statements | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bezeq The Israeli Telecomunication Corp. Ltd. | 06/30/2016 | Special | 06/02/2016 | M2012Q100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Bezeq The Israeli Telecomunication Corp. Ltd. | 06/30/2016 | Special | 06/02/2016 | M2012Q100 | 2 | Management Services Agreement with Controlling Shareholder | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Bizlink Holding Inc. | 06/15/2016 | Annual | 04/15/2016 | 3665 | G11474106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bizlink Holding Inc. | 06/15/2016 | Annual | 04/15/2016 | 3665 | G11474106 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bizlink Holding Inc. | 06/15/2016 | Annual | 04/15/2016 | 3665 | G11474106 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bizlink Holding Inc. | 06/15/2016 | Annual | 04/15/2016 | 3665 | G11474106 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bizlink Holding Inc. | 06/15/2016 | Annual | 04/15/2016 | 3665 | G11474106 | 5 | Adoption of Employee Restricted Stock Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Bizlink Holding Inc. | 06/15/2016 | Annual | 04/15/2016 | 3665 | G11474106 | 6 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Biologic Products Inc. | 06/20/2016 | Annual | 05/06/2016 | CBPO | 16938C106 | 1.1 | Elect David (Xiaoying) Gao | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Biologic Products Inc. | 06/20/2016 | Annual | 05/06/2016 | CBPO | 16938C106 | 1.2 | Elect CHOW Joseph | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Biologic Products Inc. | 06/20/2016 | Annual | 05/06/2016 | CBPO | 16938C106 | 1.3 | Elect Min Fang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Biologic Products Inc. | 06/20/2016 | Annual | 05/06/2016 | CBPO | 16938C106 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Biologic Products Inc. | 06/20/2016 | Annual | 05/06/2016 | CBPO | 16938C106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Biologic Products Inc. | 06/20/2016 | Annual | 05/06/2016 | CBPO | 16938C106 | 4 | Increase of Authorized Common Stock | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 3 | Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 4 | Supervisors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 7 | 2016 Fixed Asset Investment Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 8 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 9 | Supervisors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 10 | Elect ZHANG Long as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 11 | Elect Timpson CHUNG Shui Ming as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 12 | Elect WIM Kok as Director | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 13 | Elect Murray Horn as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 14 | Elect LIU Jin as Supervisor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 15 | Elect LI Xiaoling as Supervisor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 16 | Elect BAI Jianjun as Supervisor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 18 | Amendment to the Impact of Dilution Immediate Return from the Issuance of Preference Shares and Remedial Measures | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 06/17/2016 | Annual | 05/17/2016 | 0939 | Y1397N101 | 19 | Elect GUO Yanpeng as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 10/28/2015 | Special | 09/25/2015 | 0939 | Y1397N101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 10/28/2015 | Special | 09/25/2015 | 0939 | Y1397N101 | 2 | Elect Carl Walter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Construction Bank Corporation | 10/28/2015 | Special | 09/25/2015 | 0939 | Y1397N101 | 3 | Elect Anita FUNG Yuen Mei | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 2 | Type and Number | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 3 | Maturity | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 4 | Method of Issuance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 5 | Placees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 6 | Nominal Value and Issue Price | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 7 | Dividend Distribution Provisions | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 8 | Conditional Redemption | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 9 | Mandatory Conversion | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 10 | Restriction on and Restoration of Voting Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 11 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 12 | Use of Proceeds | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 13 | Rating | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 14 | Guarantee | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 15 | Transferability | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 16 | Legal Compliance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 17 | Effective Period | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 18 | Relationship between Domestic and Offshore Issuances | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 19 | Type and Number | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 20 | Maturity | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 21 | Method of Issuance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 22 | Placees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 23 | Nominal Value and Issue Price | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 24 | Dividend Distribution Provisions | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 25 | Conditional Redemption | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 26 | Mandatory Conversion | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 27 | Restriction on and Restoration of Voting Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 28 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 29 | Use of Proceeds | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 30 | Rating | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 31 | Guarantee | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 32 | Transferability | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 33 | Legal Compliance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 34 | Effective Period | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Other | 12/30/2015 | 1988 | Y1495M112 | 35 | Relationship between Domestic and Offshore Issuances | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 2 | Increase in Registered Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 3 | Amendments to Articles Regarding Capital Increase | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 4 | Qualification of Non-public Issuance of Preference Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 5 | Type and Number | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 6 | Maturity | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 7 | Method of Issuance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 8 | Placees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 9 | Nominal Value and Issue Price | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 10 | Dividend Distribution Provisions | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 11 | Conditional Redemption | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 12 | Mandatory Conversion | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 13 | Restriction on and Restoration of Voting Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 14 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 15 | Use of Proceeds | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 16 | Rating | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 17 | Guarantee | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 18 | Transferability | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 19 | Legal Compliance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 20 | Effective Period | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 21 | Relationship between Domestic and Offshore Issuances | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 22 | Type and Number | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 23 | Maturity | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 24 | Method of Issuance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 25 | Placees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 26 | Nominal Value and Issue Price | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 27 | Dividend Distribution Provisions | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 28 | Conditional Redemption | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 29 | Mandatory Conversion | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 30 | Restriction on and Restoration of Voting Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 31 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 32 | Use of Proceeds | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 33 | Rating | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 34 | Guarantee | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 35 | Transferability | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 36 | Legal Compliance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 37 | Effective Period | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 38 | Relationship between Domestic and Offshore Issuances | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 39 | Feasibility Analysis Report of the Use of Proceeds from Non-public Issuance of Preference Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 40 | Authorization to the Board to Issue Preference Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 41 | Amendments to Articles Regarding Issuance of Preference Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 42 | 2015 Interim Profit Distribution Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 43 | Elect ZHENG Wanchun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 44 | Capital Management Planning for 2016 to 2018 | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 45 | Formulation of Shareholder Return Plan for 2016 to 2018 | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 46 | Diluted Immediate Returns | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 47 | Amendments to the Rules of Procedures for Shareholders’ General Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 02/01/2016 | Special | 12/30/2015 | 1988 | Y1495M112 | 48 | Amendments to the Rules of Procedure for the Meeting of the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 06/07/2016 | Annual | 05/06/2016 | 1988 | Y1495M112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 06/07/2016 | Annual | 05/06/2016 | 1988 | Y1495M112 | 2 | Annual Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 06/07/2016 | Annual | 05/06/2016 | 1988 | Y1495M112 | 3 | Financial Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 06/07/2016 | Annual | 05/06/2016 | 1988 | Y1495M112 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 06/07/2016 | Annual | 05/06/2016 | 1988 | Y1495M112 | 5 | Allocation of Interim Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 06/07/2016 | Annual | 05/06/2016 | 1988 | Y1495M112 | 6 | Annual Budget | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 06/07/2016 | Annual | 05/06/2016 | 1988 | Y1495M112 | 7 | Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 06/07/2016 | Annual | 05/06/2016 | 1988 | Y1495M112 | 8 | Supervisors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 06/07/2016 | Annual | 05/06/2016 | 1988 | Y1495M112 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Minsheng Banking Corp., Ltd. | 06/07/2016 | Annual | 05/06/2016 | 1988 | Y1495M112 | 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 5 | Elect SHANG Bing | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 6 | Elect LI Yue | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 7 | Elect SHA Yuejia | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 8 | Elect LIU Aili | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Mobile Ltd. | 05/26/2016 | Annual | 05/19/2016 | 0941 | Y14965100 | 12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 5 | Elect XIAO Xiao | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 6 | Elect LUO Liang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 7 | Elect Brian David LI Man Bun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 8 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | China Overseas Land & Investment Ltd. | 05/06/2016 | Annual | 05/03/2016 | 0688 | Y15004107 | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 1 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.1 | Elect TSAI Lih-Shyng | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.2 | Elect SHIH Mu-Piao | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.3 | Elect FAN Chih-Ku | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.4 | Elect HONG Yu-Fen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.5 | Elect LIN Yi-Bing | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.6 | Elect FAN Chich-Chiang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.7 | Elect HUANG Shu-Juan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.8 | Elect HO Hsu-Hui | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.9 | Elect TSAI Zse-Hong | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.10 | Elect CHEN Jen-Ran | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.11 | Elect YEN Lo-Yu | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.12 | Elect WU Kuo-Long | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 4.13 | Elect CHEN Yung-Chen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 5 | YEN Lo-Yu | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 6 | CHEN Jen-Ran | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Chunghwa Telecom Co., Ltd. | 06/24/2016 | Annual | 04/25/2016 | 2412 | 17133Q502 | 7 | TSAI Lih-Shyng | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cia Hering | 04/27/2016 | Annual | HGTX3 | P50753105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Cia Hering | 04/27/2016 | Annual | HGTX3 | P50753105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Cia Hering | 04/27/2016 | Annual | HGTX3 | P50753105 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Cia Hering | 04/27/2016 | Annual | HGTX3 | P50753105 | 4 | Capital Expenditure Budget | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Cia Hering | 04/27/2016 | Annual | HGTX3 | P50753105 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Cia Hering | 04/27/2016 | Annual | HGTX3 | P50753105 | 6 | Remuneration Policy | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 4 | Cancellation of Treasury Shares; Amendment to Article | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 5 | Capitalization of Reserves w/o Share Issuance; Amendment to Article | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 6 | Board Size; Amendment to Articles | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 7 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 8 | Ratify Co-option of Andrea Oliveira Mota Baril | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 10 | Election of Directors | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 11 | Transfer of Reserves | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Cia Hering | 04/27/2016 | Special | HGTX3 | P50753105 | 12 | Consolidation of Articles | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 3 | Elect LIM Joo Jae | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 4 | Elect CHOI Do Sung | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 5 | Elect KIM Hyun Joon | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 6 | Election of Audit Committee Member: LIM Joo Jae | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 7 | Directors’ Fees | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 8 | Spin-off | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 9 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | CJ E&M Corporation | 03/18/2016 | Annual | 12/31/2015 | 130960 | Y6422E109 | 10 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Cnooc Ltd. | 05/26/2016 | Annual | 04/05/2016 | 0883 | 126132109 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cnooc Ltd. | 05/26/2016 | Annual | 04/05/2016 | 0883 | 126132109 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cnooc Ltd. | 05/26/2016 | Annual | 04/05/2016 | 0883 | 126132109 | 3 | Elect LI Fanrong | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cnooc Ltd. | 05/26/2016 | Annual | 04/05/2016 | 0883 | 126132109 | 4 | Elect LV Bo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cnooc Ltd. | 05/26/2016 | Annual | 04/05/2016 | 0883 | 126132109 | 5 | Elect CHIU Sung Hong | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cnooc Ltd. | 05/26/2016 | Annual | 04/05/2016 | 0883 | 126132109 | 6 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cnooc Ltd. | 05/26/2016 | Annual | 04/05/2016 | 0883 | 126132109 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cnooc Ltd. | 05/26/2016 | Annual | 04/05/2016 | 0883 | 126132109 | 8 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cnooc Ltd. | 05/26/2016 | Annual | 04/05/2016 | 0883 | 126132109 | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cnooc Ltd. | 05/26/2016 | Annual | 04/05/2016 | 0883 | 126132109 | 10 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Commercial International Bank of Egypt | 03/07/2016 | Mix | 02/22/2016 | COMI | 201712205 | 1 | Presentation of Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Commercial International Bank of Egypt | 03/07/2016 | Mix | 02/22/2016 | COMI | 201712205 | 2 | Presentation of Auditor’s Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Commercial International Bank of Egypt | 03/07/2016 | Mix | 02/22/2016 | COMI | 201712205 | 3 | Financial Statements | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Commercial International Bank of Egypt | 03/07/2016 | Mix | 02/22/2016 | COMI | 201712205 | 4 | Allocation of Profits/Dividends; Employee Profit-Sharing Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Commercial International Bank of Egypt | 03/07/2016 | Mix | 02/22/2016 | COMI | 201712205 | 5 | Ratification of Board Acts; Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Commercial International Bank of Egypt | 03/07/2016 | Mix | 02/22/2016 | COMI | 201712205 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Commercial International Bank of Egypt | 03/07/2016 | Mix | 02/22/2016 | COMI | 201712205 | 7 | Charitable Donations | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Commercial International Bank of Egypt | 03/07/2016 | Mix | 02/22/2016 | COMI | 201712205 | 8 | Presentation of Information on Committee Members’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Commercial International Bank of Egypt | 03/07/2016 | Mix | 02/22/2016 | COMI | 201712205 | 9 | Changes in Board Composition | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Commercial International Bank of Egypt | 03/07/2016 | Mix | 02/22/2016 | COMI | 201712205 | 10 | Stock Option Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Commercial International Bank of Egypt | 03/07/2016 | Mix | 02/22/2016 | COMI | 201712205 | 11 | Amendments to Articles | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Commercial International Bank of Egypt | 03/07/2016 | Mix | 02/22/2016 | COMI | 201712205 | 12 | Authority to Issue Bonds and Subordinated Loans | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Commercial International Bank of Egypt | 03/21/2016 | Special | 03/09/2016 | COMI | 201712205 | 1 | Employee Stock Ownership Plan | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Commercial International Bank of Egypt | 03/21/2016 | Special | 03/09/2016 | COMI | 201712205 | 2 | Amendments to Articles | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Commercial International Bank of Egypt | 03/21/2016 | Special | 03/09/2016 | COMI | 201712205 | 3 | Authority to Issue Bonds or Subordinated Loans | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Controladora Vuela Compania De Aviacion SAB de CV - VOLARIS | 04/21/2016 | Special | 04/13/2016 | VOLAR | P30987104 | 1 | Amendments to Article 12 (Preemptive Rights) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Controladora Vuela Compania De Aviacion SAB de CV - VOLARIS | 04/21/2016 | Special | 04/13/2016 | VOLAR | P30987104 | 2 | Amendments to Article 18 (Call of Meetings) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Controladora Vuela Compania De Aviacion SAB de CV - VOLARIS | 04/21/2016 | Special | 04/13/2016 | VOLAR | P30987104 | 3 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Controladora Vuela Compania De Aviacion SAB de CV - VOLARIS | 04/21/2016 | Special | 04/13/2016 | VOLAR | P30987104 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Controladora Vuela Compania De Aviacion SAB de CV - VOLARIS | 04/21/2016 | Special | 04/13/2016 | VOLAR | P30987104 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 5 | Elect WU Xiaoli | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 6 | Elect DAI Yiyi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 7 | Elect CHEN Zhigang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 9 | Directors’ Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 11 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Cosmo Lady (China) Holdings Company Limi | 05/25/2016 | Annual | 05/20/2016 | 2298 | G24442108 | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Country Garden Holdings Company Limited | 05/16/2016 | Annual | 05/10/2016 | 2007 | G24524103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Country Garden Holdings Company Limited | 05/16/2016 | Annual | 05/10/2016 | 2007 | G24524103 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Country Garden Holdings Company Limited | 05/16/2016 | Annual | 05/10/2016 | 2007 | G24524103 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Country Garden Holdings Company Limited | 05/16/2016 | Annual | 05/10/2016 | 2007 | G24524103 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Country Garden Holdings Company Limited | 05/16/2016 | Annual | 05/10/2016 | 2007 | G24524103 | 5 | Elect YANG Huiyan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Country Garden Holdings Company Limited | 05/16/2016 | Annual | 05/10/2016 | 2007 | G24524103 | 6 | Elect MO Bin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Country Garden Holdings Company Limited | 05/16/2016 | Annual | 05/10/2016 | 2007 | G24524103 | 7 | Elect ZHU Rongbin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Country Garden Holdings Company Limited | 05/16/2016 | Annual | 05/10/2016 | 2007 | G24524103 | 8 | Elect YANG Ziying | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Country Garden Holdings Company Limited | 05/16/2016 | Annual | 05/10/2016 | 2007 | G24524103 | 9 | Elect Abraham SHEK Lai Him | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Country Garden Holdings Company Limited | 05/16/2016 | Annual | 05/10/2016 | 2007 | G24524103 | 10 | Elect Ronald TONG Wui Tung | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Country Garden Holdings Company Limited | 05/16/2016 | Annual | 05/10/2016 | 2007 | G24524103 | 11 | Elect MEI Wenjue | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Country Garden Holdings Company Limited | 05/16/2016 | Annual | 05/10/2016 | 2007 | G24524103 | 12 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Country Garden Holdings Company Limited | 05/16/2016 | Annual | 05/10/2016 | 2007 | G24524103 | 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Country Garden Holdings Company Limited | 05/16/2016 | Annual | 05/10/2016 | 2007 | G24524103 | 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Country Garden Holdings Company Limited | 05/16/2016 | Annual | 05/10/2016 | 2007 | G24524103 | 15 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Country Garden Holdings Company Limited | 05/16/2016 | Annual | 05/10/2016 | 2007 | G24524103 | 16 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | CT Environmental Group Limited | 10/28/2015 | Special | 10/27/2015 | 1363 | G25885115 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | CT Environmental Group Limited | 10/28/2015 | Special | 10/27/2015 | 1363 | G25885115 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | CT Environmental Group Limited | 10/28/2015 | Special | 10/27/2015 | 1363 | G25885115 | 3 | Subscription Agreement | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | CT Environmental Group Ltd | 07/21/2015 | Special | 07/20/2015 | G25885107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | CT Environmental Group Ltd | 07/21/2015 | Special | 07/20/2015 | G25885107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | CT Environmental Group Ltd | 07/21/2015 | Special | 07/20/2015 | G25885107 | 3 | Merger/Acquisition | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | CT Environmental Group Ltd | 07/21/2015 | Special | 07/20/2015 | G25885107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | CT Environmental Group Ltd | 07/21/2015 | Special | 07/20/2015 | G25885107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | CT Environmental Group Ltd | 07/21/2015 | Special | 07/20/2015 | G25885107 | 3 | Share Subdivision | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Ctrip.com International Ltd. | 12/21/2015 | Annual | 11/16/2015 | CTRP | 22943F100 | 1 | Increase of Authorized Common Stock and Misc. Amendments to Articles of Association | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Eastern Company S.A.E | 04/18/2016 | Ordinary | EAST | M2932V106 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | ||||||||||||||
TCW Developing Markets Equity Fund | Eastern Company S.A.E | 04/18/2016 | Ordinary | EAST | M2932V106 | 2 | Approval of 2016/17 Budget | Mgmt | For | TNA | Against | Take No Action | ||||||||||||||
TCW Developing Markets Equity Fund | Eastern Company S.A.E | 04/18/2016 | Ordinary | EAST | M2932V106 | 3 | Amendments to Articles | Mgmt | For | TNA | Against | Take No Action | ||||||||||||||
TCW Developing Markets Equity Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 3 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 4 | Auditor’s Report | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 5 | Financial Statements | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 6 | Ratification of Board Acts | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 7 | Employees’ Bonus | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 8 | Changes to Board Composition | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 10 | Elect Hussein Saad Zaghloul | Mgmt | For | N/A | Against | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 11 | Elect Mohammed Jamal Muharram Mahmoud | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 12 | Elect Wajdi Kolta Michael | Mgmt | For | N/A | Against | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Eastern Company S.A.E | 11/29/2015 | Annual | EAST | M2932V106 | 13 | Approval of Accounting Treatment of Charitable Assets | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Eastern Tobacco | 09/15/2015 | Ordinary | M2932V106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||||
TCW Developing Markets Equity Fund | Eastern Tobacco | 09/15/2015 | Ordinary | M2932V106 | 2 | Election of Board Chairman | Mgmt | For | For | For | Voted | |||||||||||||||
TCW Developing Markets Equity Fund | Eastern Tobacco | 09/15/2015 | Ordinary | M2932V106 | 3 | Election of Directors | Mgmt | For | For | For | Voted | |||||||||||||||
TCW Developing Markets Equity Fund | Elswedy Electric Company SAE | 01/12/2016 | Special | SWDY | M398AL106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Elswedy Electric Company SAE | 01/12/2016 | Special | SWDY | M398AL106 | 2 | Property Sale | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Elswedy Electric Company SAE | 01/12/2016 | Special | SWDY | M398AL106 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Elswedy Electric Company SAE | 01/12/2016 | Ordinary | SWDY | M398AL106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Elswedy Electric Company SAE | 01/12/2016 | Ordinary | SWDY | M398AL106 | 2 | Directors’ Report | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Elswedy Electric Company SAE | 01/12/2016 | Ordinary | SWDY | M398AL106 | 3 | Auditor’s Report | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Elswedy Electric Company SAE | 01/12/2016 | Ordinary | SWDY | M398AL106 | 4 | Financial Statements | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Elswedy Electric Company SAE | 01/12/2016 | Ordinary | SWDY | M398AL106 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Embotelladora Andina SA | 04/21/2016 | Annual | 03/11/2016 | ANDINA | 29081P303 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Embotelladora Andina SA | 04/21/2016 | Annual | 03/11/2016 | ANDINA | 29081P303 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Embotelladora Andina SA | 04/21/2016 | Annual | 03/11/2016 | ANDINA | 29081P303 | 3 | Dividend Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Embotelladora Andina SA | 04/21/2016 | Annual | 03/11/2016 | ANDINA | 29081P303 | 4 | Election of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Embotelladora Andina SA | 04/21/2016 | Annual | 03/11/2016 | ANDINA | 29081P303 | 5 | Directors’ Fees; Directors’ Committee Fees and Budget; Audit Committee Fees and Budget | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Embotelladora Andina SA | 04/21/2016 | Annual | 03/11/2016 | ANDINA | 29081P303 | 6 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Embotelladora Andina SA | 04/21/2016 | Annual | 03/11/2016 | ANDINA | 29081P303 | 7 | Appointment of Risk Rating Agency | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Embotelladora Andina SA | 04/21/2016 | Annual | 03/11/2016 | ANDINA | 29081P303 | 8 | Presentation of Report on Related Party Transactions | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Embotelladora Andina SA | 04/21/2016 | Annual | 03/11/2016 | ANDINA | 29081P303 | 9 | Publication of Company Notices | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Embotelladora Andina SA | 04/21/2016 | Annual | 03/11/2016 | ANDINA | 29081P303 | 10 | Transaction of Other Business | Mgmt | N/A | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Fauji Fertilizer Company Ltd | 09/29/2015 | Special | 09/22/2015 | Y24695101 | 1 | Meeting Minutes | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Fauji Fertilizer Company Ltd | 09/29/2015 | Special | 09/22/2015 | Y24695101 | 2 | Election of Directors (Slate) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Fauji Fertilizer Company Ltd | 09/29/2015 | Special | 09/22/2015 | Y24695101 | 3 | Elect Khalid Nawaz Khan | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Fauji Fertilizer Company Ltd | 09/29/2015 | Special | 09/22/2015 | Y24695101 | 4 | Elect Shafqaat Ahmed | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Fauji Fertilizer Company Ltd | 09/29/2015 | Special | 09/22/2015 | Y24695101 | 5 | Elect Qaiser Javaid | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Fauji Fertilizer Company Ltd | 09/29/2015 | Special | 09/22/2015 | Y24695101 | 6 | Elect Nadeem Inayat | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Fauji Fertilizer Company Ltd | 09/29/2015 | Special | 09/22/2015 | Y24695101 | 7 | Elect Rukhsana Zuberi | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Fauji Fertilizer Company Ltd | 09/29/2015 | Special | 09/22/2015 | Y24695101 | 8 | Elect Farhad Shaikh Mohammad | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Fauji Fertilizer Company Ltd | 09/29/2015 | Special | 09/22/2015 | Y24695101 | 9 | Elect Muhammad Farooq Iqbal | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Fauji Fertilizer Company Ltd | 09/29/2015 | Special | 09/22/2015 | Y24695101 | 10 | Elect Gulfam Alam | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Fauji Fertilizer Company Ltd | 09/29/2015 | Special | 09/22/2015 | Y24695101 | 11 | Elect Shahid Ghaffar | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Fauji Fertilizer Company Ltd | 09/29/2015 | Special | 09/22/2015 | Y24695101 | 12 | Elect Nargis Ghaloo | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Fauji Fertilizer Company Ltd | 09/29/2015 | Special | 09/22/2015 | Y24695101 | 13 | Elect Mumtaz Ahmad Bajwa | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Fauji Fertilizer Company Ltd | 09/29/2015 | Special | 09/22/2015 | Y24695101 | 14 | Elect Muhammad Arif Aziz | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Fauji Fertilizer Company Ltd | 09/29/2015 | Special | 09/22/2015 | Y24695101 | 15 | Elect Per Kristian Bakkerud | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Fauji Fertilizer Company Ltd | 09/29/2015 | Special | 09/22/2015 | Y24695101 | 16 | Transaction of Other Business | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Fomento Economico Mexicano SAB de CV | 03/08/2016 | Annual | 02/12/2016 | FEMSA | 344419106 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Fomento Economico Mexicano SAB de CV | 03/08/2016 | Annual | 02/12/2016 | FEMSA | 344419106 | 2 | Report on Tax Compliance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Fomento Economico Mexicano SAB de CV | 03/08/2016 | Annual | 02/12/2016 | FEMSA | 344419106 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Fomento Economico Mexicano SAB de CV | 03/08/2016 | Annual | 02/12/2016 | FEMSA | 344419106 | 4 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Fomento Economico Mexicano SAB de CV | 03/08/2016 | Annual | 02/12/2016 | FEMSA | 344419106 | 5 | Election of Directors; Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Fomento Economico Mexicano SAB de CV | 03/08/2016 | Annual | 02/12/2016 | FEMSA | 344419106 | 6 | Election of Board Committee Members; Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Fomento Economico Mexicano SAB de CV | 03/08/2016 | Annual | 02/12/2016 | FEMSA | 344419106 | 7 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Fomento Economico Mexicano SAB de CV | 03/08/2016 | Annual | 02/12/2016 | FEMSA | 344419106 | 8 | Minutes | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.1 | Elect Pierre Lassonde | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.2 | Elect David Harquail | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.3 | Elect Thomas Albanese | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.4 | Elect Derek W. Evans | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.5 | Elect Graham Farquharson | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.6 | Elect Catherine Farrow | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.7 | Elect Louis P. Gignac | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.8 | Elect Randall Oliphant | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 1.9 | Elect David R. Peterson | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Franco-Nevada Corporation | 05/04/2016 | Special | 03/17/2016 | FNV | 351858105 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Gentera S.A.B. de C.V. | 04/20/2016 | Ordinary | 04/12/2016 | GENTERA | P4831V101 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gentera S.A.B. de C.V. | 04/20/2016 | Ordinary | 04/12/2016 | GENTERA | P4831V101 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gentera S.A.B. de C.V. | 04/20/2016 | Ordinary | 04/12/2016 | GENTERA | P4831V101 | 3 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gentera S.A.B. de C.V. | 04/20/2016 | Ordinary | 04/12/2016 | GENTERA | P4831V101 | 4 | Authority to Cancel Treasury Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gentera S.A.B. de C.V. | 04/20/2016 | Ordinary | 04/12/2016 | GENTERA | P4831V101 | 5 | Report on Tax Compliance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gentera S.A.B. de C.V. | 04/20/2016 | Ordinary | 04/12/2016 | GENTERA | P4831V101 | 6 | Election of Directors; Election of Committee Chairman; Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gentera S.A.B. de C.V. | 04/20/2016 | Ordinary | 04/12/2016 | GENTERA | P4831V101 | 7 | Election of Board Chairman and Secretaries | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gentera S.A.B. de C.V. | 04/20/2016 | Ordinary | 04/12/2016 | GENTERA | P4831V101 | 8 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 1 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 2 | Elect Steven P. Reid | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 3 | Re-elect Gayle M. Wilson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 4 | Re-elect David N. Murray | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 5 | Re-elect Donald M.J. Ncube | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 6 | Re-elect Alan R. Hill | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 7 | Elect Audit Committee Members (Gayle Wilson) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 8 | Elect Audit Committee Member (Richard Menell) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 9 | Elect Audit Committee Members (Donald Ncube) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 10 | General Authority to Issue Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 11 | Authority to Issue Shares for Cash | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 12 | Approve Remuneration Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 13 | Approve NEDs’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 14 | Approve Financial Assistance (Section 44 and 45) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 15 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 16 | Approve Amendments to the 2012 Share Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 17 | Approve Financial Assistance (Directors and/or Prescribed Officers) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Gold Fields Limited | 05/18/2016 | Annual | 05/06/2016 | GFI | S31755101 | 18 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Aeroportuario Del Centro Norte SAB de CV | 04/14/2016 | Annual | 03/18/2016 | OMA | 400501102 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Aeroportuario Del Centro Norte SAB de CV | 04/14/2016 | Annual | 03/18/2016 | OMA | 400501102 | 2 | Allocation of Profits; Capitalisation of Reserves; Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Aeroportuario Del Centro Norte SAB de CV | 04/14/2016 | Annual | 03/18/2016 | OMA | 400501102 | 3 | Election of Directors, Election of Committee Chairman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Aeroportuario Del Centro Norte SAB de CV | 04/14/2016 | Annual | 03/18/2016 | OMA | 400501102 | 4 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Aeroportuario Del Pacifico S.A.B. de C.V. | 04/26/2016 | Annual | 03/14/2016 | GAP.B | 400506101 | 1 | Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Aeroportuario Del Pacifico S.A.B. de C.V. | 04/26/2016 | Annual | 03/14/2016 | GAP.B | 400506101 | 2 | Ratification of Board and Executive Acts; Release of Responsability | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Aeroportuario Del Pacifico S.A.B. de C.V. | 04/26/2016 | Annual | 03/14/2016 | GAP.B | 400506101 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Aeroportuario Del Pacifico S.A.B. de C.V. | 04/26/2016 | Annual | 03/14/2016 | GAP.B | 400506101 | 4 | Allocation of Profits | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Aeroportuario Del Pacifico S.A.B. de C.V. | 04/26/2016 | Annual | 03/14/2016 | GAP.B | 400506101 | 5 | Allocation of Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Aeroportuario Del Pacifico S.A.B. de C.V. | 04/26/2016 | Annual | 03/14/2016 | GAP.B | 400506101 | 6 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Aeroportuario Del Pacifico S.A.B. de C.V. | 04/26/2016 | Annual | 03/14/2016 | GAP.B | 400506101 | 7 | Election of Directors Series B | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Aeroportuario Del Pacifico S.A.B. de C.V. | 04/26/2016 | Annual | 03/14/2016 | GAP.B | 400506101 | 8 | Election of Chairman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Aeroportuario Del Pacifico S.A.B. de C.V. | 04/26/2016 | Annual | 03/14/2016 | GAP.B | 400506101 | 9 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Aeroportuario Del Pacifico S.A.B. de C.V. | 04/26/2016 | Annual | 03/14/2016 | GAP.B | 400506101 | 10 | Election of Nominating and Remuneration Committee Members Series B | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Aeroportuario Del Pacifico S.A.B. de C.V. | 04/26/2016 | Annual | 03/14/2016 | GAP.B | 400506101 | 11 | Election of Audit and Corporate Governance Committee Chairmen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Aeroportuario Del Pacifico S.A.B. de C.V. | 04/26/2016 | Annual | 03/14/2016 | GAP.B | 400506101 | 12 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Aeroportuario Del Pacifico S.A.B. de C.V. | 04/26/2016 | Annual | 03/14/2016 | GAP.B | 400506101 | 13 | Authority to Reduce Share Capital for Special Dividend | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Aeroportuario Del Pacifico S.A.B. de C.V. | 04/26/2016 | Annual | 03/14/2016 | GAP.B | 400506101 | 14 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 02/19/2016 | Ordinary | 02/08/2016 | GFNORTE | P49501201 | 1 | Interim Dividend | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 02/19/2016 | Ordinary | 02/08/2016 | GFNORTE | P49501201 | 2 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 04/22/2016 | Ordinary | 04/11/2016 | GFNORTE | P49501201 | 1 | Accounts and Reports; Ratification of Board, CEO and Committees Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 04/22/2016 | Ordinary | 04/11/2016 | GFNORTE | P49501201 | 2 | Allocation of Profits | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 04/22/2016 | Ordinary | 04/11/2016 | GFNORTE | P49501201 | 3 | Election of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 04/22/2016 | Ordinary | 04/11/2016 | GFNORTE | P49501201 | 4 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 04/22/2016 | Ordinary | 04/11/2016 | GFNORTE | P49501201 | 5 | Election of the Audit and Corporate Governance Committee Chairman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 04/22/2016 | Ordinary | 04/11/2016 | GFNORTE | P49501201 | 6 | Authority to Repurchase Shares; Report on the Company’s Repurchase Programme | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 04/22/2016 | Ordinary | 04/11/2016 | GFNORTE | P49501201 | 7 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 06/28/2016 | Ordinary | 06/15/2016 | GFNORTE | P49501201 | 1 | Interim Dividend | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 06/28/2016 | Ordinary | 06/15/2016 | GFNORTE | P49501201 | 2 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 11/19/2015 | Ordinary | 11/05/2015 | GFNORTE | P49501201 | 1 | Dividend Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 11/19/2015 | Ordinary | 11/05/2015 | GFNORTE | P49501201 | 2 | Interim Dividend | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 11/19/2015 | Ordinary | 11/05/2015 | GFNORTE | P49501201 | 3 | Report on Tax Compliance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 11/19/2015 | Ordinary | 11/05/2015 | GFNORTE | P49501201 | 4 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 11/19/2015 | Ordinary | 11/05/2015 | GFNORTE | P49501201 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 11/19/2015 | Ordinary | 11/05/2015 | GFNORTE | P49501201 | 6 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 11/19/2015 | Special | 11/05/2015 | GFNORTE | P49501201 | 1 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 11/19/2015 | Special | 11/05/2015 | GFNORTE | P49501201 | 2 | Amendments to Shared Responsibility Agreement | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Banorte, S.A.B. de C.V. | 11/19/2015 | Special | 11/05/2015 | GFNORTE | P49501201 | 3 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 2 | Authority to Cast Votes and Attend General Meeting of Subsidiary | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 5 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 6 | Supervisory Council Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 7 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 8 | Authority to Advance Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 9 | Election of Supervisory Council | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 10 | Board Size | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 11 | Election of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 12 | Ratification of Auditor’s Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Grupo Financiero Galicia SA | 04/26/2016 | Annual | 03/28/2016 | GGAL | 399909100 | 14 | Authority to Set Terms of Debt Issuance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | GS Retail Co Ltd | 03/18/2016 | Annual | 12/31/2015 | 007070 | Y2915J101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | GS Retail Co Ltd | 03/18/2016 | Annual | 12/31/2015 | 007070 | Y2915J101 | 2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | GS Retail Co Ltd | 03/18/2016 | Annual | 12/31/2015 | 007070 | Y2915J101 | 3 | Elect JEONG Taek Geun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | GS Retail Co Ltd | 03/18/2016 | Annual | 12/31/2015 | 007070 | Y2915J101 | 4 | Elect PARK Seong Deuk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | GS Retail Co Ltd | 03/18/2016 | Annual | 12/31/2015 | 007070 | Y2915J101 | 5 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 5 | Elect WEN Yinheng | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 6 | Elect ZHANG Hui | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 7 | Elect John CHAN Cho Chak | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 8 | Elect Anthony WU Ting-yuk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 9 | Elect Theresa HO LAM Lai Ping | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 10 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 13 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Guangdong Investment Limited | 06/10/2016 | Annual | 06/06/2016 | 270 | Y2929L100 | 14 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Habib Bank Limited | 03/29/2016 | Annual | 03/21/2016 | HBL | Y2974J109 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Habib Bank Limited | 03/29/2016 | Annual | 03/21/2016 | HBL | Y2974J109 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Habib Bank Limited | 03/29/2016 | Annual | 03/21/2016 | HBL | Y2974J109 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Habib Bank Limited | 03/29/2016 | Annual | 03/21/2016 | HBL | Y2974J109 | 4 | Investment in Himalayan Bank Limited Nepal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Habib Bank Limited | 03/29/2016 | Annual | 03/21/2016 | HBL | Y2974J109 | 5 | Transaction of Other Business | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Habib Bank Limited | 03/29/2016 | Annual | 03/21/2016 | HBL | Y2974J109 | 6 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 3 | Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 4 | Supervisors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 5 | Annual Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 6 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 9 | Investment Asset Allocation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 10 | Authority to Give Guarantees | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 11 | BNP Paribas Investment Partners BE Holding SA | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 12 | Shanghai Shengyuan Real Estate (Group) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 13 | Board Authorization | Mgmt | For | Against | Against | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 14 | Other Parties | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 15 | Elect ZHANG Ming as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 16 | Elect SONG Chunfeng as Supervisor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 17 | Adjustments to Directors’ and Supervisors’ Allowances | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 18 | Elect Lawrence CHU Sheng Yu as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 19 | Elect Carman CHAN Wah Man as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 20 | Type | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 21 | Term | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 22 | Interest rate | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 23 | Issuer, issue size and issue method | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 24 | Issue price | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 25 | Security and other credit enhancement arrangements | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 26 | Use of proceeds | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 27 | Issue target and placement arrangements | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 28 | Guarantee measures for repayment | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 29 | Listing of debt financing instruments | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 30 | Validity period | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 31 | Authorization for issuance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 32 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Haitong Securities Company Limited | 05/26/2016 | Annual | 04/25/2016 | 6837 | Y2988F101 | 33 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Hikma Pharmaceuticals Plc | 02/19/2016 | Ordinary | HIK | G4576K104 | 1 | Merger/Acquisition | Mgmt | For | For | For | �� | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Hikma Pharmaceuticals Plc | 02/19/2016 | Ordinary | HIK | G4576K104 | 2 | Issuance of Consideration Shares | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Hikma Pharmaceuticals Plc | 02/19/2016 | Ordinary | HIK | G4576K104 | 3 | Authority to Repurchase Shares from Boehringer | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Hikma Pharmaceuticals Plc | 02/19/2016 | Ordinary | HIK | G4576K104 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 5 | Elect Susanna HUI Hon Hing | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 6 | Elect Peter A. Allen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 7 | Elect LI Fushen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 8 | Elect CHANG Hsin Kang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 9 | Elect Frances WONG Waikwun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 10 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 12 | Authority to Issue Units w/o Preemptive Rights | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | HKT Trust | 05/05/2016 | Annual | 04/29/2016 | 6823 | Y3R29Z107 | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Huaneng Power International, Inc. | 01/12/2016 | Special | 12/22/2015 | 0902 | Y3744A105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Huaneng Power International, Inc. | 01/12/2016 | Special | 12/22/2015 | 0902 | Y3744A105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Huaneng Power International, Inc. | 01/12/2016 | Special | 12/22/2015 | 0902 | Y3744A105 | 3 | 2016 Continuing Connected Transactions with Huaneng Group | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Huaneng Power International, Inc. | 01/12/2016 | Special | 12/22/2015 | 0902 | Y3744A105 | 4 | Finance Leasing and Leaseback by Huaneng Pingliang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Huaneng Power International, Inc. | 01/12/2016 | Special | 12/22/2015 | 0902 | Y3744A105 | 5 | Finance Leasing and Leaseback by Controlled Subsidiaries | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Huaneng Power International, Inc. | 01/12/2016 | Special | 12/22/2015 | 0902 | Y3744A105 | 6 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Hyundai Mobis Co., Ltd | 03/11/2016 | Annual | 12/31/2015 | 012330 | Y3849A109 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Hyundai Mobis Co., Ltd | 03/11/2016 | Annual | 12/31/2015 | 012330 | Y3849A109 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Hyundai Mobis Co., Ltd | 03/11/2016 | Annual | 12/31/2015 | 012330 | Y3849A109 | 3 | Election of Directors (Slate) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Hyundai Mobis Co., Ltd | 03/11/2016 | Annual | 12/31/2015 | 012330 | Y3849A109 | 4 | Election of Audit Committee Member: LEE Seung Ho | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Hyundai Mobis Co., Ltd | 03/11/2016 | Annual | 12/31/2015 | 012330 | Y3849A109 | 5 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Hyundai Motor Co | 03/11/2016 | Annual | 12/31/2015 | 005380 | Y38472109 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Hyundai Motor Co | 03/11/2016 | Annual | 12/31/2015 | 005380 | Y38472109 | 2 | Election of Directors (Slate) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Hyundai Motor Co | 03/11/2016 | Annual | 12/31/2015 | 005380 | Y38472109 | 3 | Election of Audit Committee Member: NAM Sung Il | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Hyundai Motor Co | 03/11/2016 | Annual | 12/31/2015 | 005380 | Y38472109 | 4 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 2 | Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 3 | Supervisors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 4 | Elect YI Huiman as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 5 | Elect SHEN Si | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 6 | Elect ZHANG Wei as Supervisor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 7 | Elect SHEN Bingxi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 8 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 9 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 10 | 2016 Fixed Asset Investment Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 11 | Authority to Issue Tier II Capital Instruments | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrial & Commercial Bank Of China | 06/24/2016 | Annual | 05/24/2016 | 1398 | Y3990B112 | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrial and Commercial Bank Of China | 12/21/2015 | Special | 11/20/2015 | 1398 | Y3990B112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrial and Commercial Bank Of China | 12/21/2015 | Special | 11/20/2015 | 1398 | Y3990B112 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrial and Commercial Bank Of China | 12/21/2015 | Special | 11/20/2015 | 1398 | Y3990B112 | 3 | Elect HONG Yongmiao as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrial and Commercial Bank Of China | 12/21/2015 | Special | 11/20/2015 | 1398 | Y3990B112 | 4 | Elect YANG Siu Shun as Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrial and Commercial Bank Of China | 12/21/2015 | Special | 11/20/2015 | 1398 | Y3990B112 | 5 | Elect QU Qiang as Supervisor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrial and Commercial Bank Of China | 12/21/2015 | Special | 11/20/2015 | 1398 | Y3990B112 | 6 | Amendments to Plan on Authorization of Shareholders’ General Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrial and Commercial Bank Of China | 12/21/2015 | Special | 11/20/2015 | 1398 | Y3990B112 | 7 | 2014 Payment Plan of Remuneration to Directors and Supervisors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 1 | Report of the Board of Directors | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 2 | Reports of the CEO and Auditor | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 3 | Accounts | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 4 | Report on the Company’s Accounting and Financial Reporting Policies | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 5 | Report of the Audit and Corporate Governance | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 6 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 7 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 8 | Election of Directors; Director’s Fees | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 9 | Election of Audit and Corporate Governance Committee Chairman | Mgmt | For | Abstain | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 10 | Election of Meeting Delegates | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Industrias Penoles S.A. | 04/21/2016 | Ordinary | 04/13/2016 | PE&OLES | P55409141 | 11 | Minutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | ITC Ltd | 06/27/2016 | Other | 05/20/2016 | ITC | Y4211T171 | 1 | Increase in Authorized Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | ITC Ltd | 06/27/2016 | Other | 05/20/2016 | ITC | Y4211T171 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | ITC Ltd | 06/27/2016 | Other | 05/20/2016 | ITC | Y4211T171 | 3 | Bonus Share Issuance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | ITC Ltd | 06/27/2016 | Other | 05/20/2016 | ITC | Y4211T171 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 3 | Elect CHOI Young Hwi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 4 | Elect CHOI Woon Youl | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 5 | Elect YOO Suk Ryul | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 6 | Elect LEE Byung Nam | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 7 | Elect PARK Jae Ha | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 8 | Elect Eunice Kyonghee Kim | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 9 | Elect HAN Jong Soo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 10 | Election of Audit Committee Member: CHOI Young Hwi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 11 | Election of Audit Committee Member: CHOI Woon Youl | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 12 | Election of Audit Committee Member: Eunice Kyonghee KIM | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 13 | Election of Audit Committee Member: HAN Jong Soo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | KB Financial Group Inc. | 03/25/2016 | Annual | 12/31/2015 | 105560 | Y46007103 | 14 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 1 | Presentation of Board and Auditor Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 2 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 5 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 6 | Elect Andrzej Danilczuk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 7 | Elect Ton Schurink | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 8 | Elect Sergei Shibaev | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 9 | Elect Andrey Verevskiy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 10 | Elect Anastasia Usachova | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 11 | Elect Victoriia Lukyanenko | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 12 | Elect Yuriy Kovalchuk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 13 | Elect Kostiantyn Lytvynskyi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 14 | Independent Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 15 | Executive Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 16 | Ratification of Auditor’s Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 17 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Kernel Holding SA | 12/10/2015 | Annual | 11/26/2015 | KER | L5829P109 | 18 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Kernel Holding SA | 12/10/2015 | Special | 11/26/2015 | KER | L5829P109 | 1 | Increase in Authorized Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Kernel Holding SA | 12/10/2015 | Special | 11/26/2015 | KER | L5829P109 | 2 | Amendments to Articles (Authorized Capital) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | KIA Motors Corporation | 03/18/2016 | Annual | 12/31/2015 | 000270 | Y47601102 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | KIA Motors Corporation | 03/18/2016 | Annual | 12/31/2015 | 000270 | Y47601102 | 2 | Election of Directors (Slate) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | KIA Motors Corporation | 03/18/2016 | Annual | 12/31/2015 | 000270 | Y47601102 | 3 | Election of Audit Committee Member: NAM Sang Goo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | KIA Motors Corporation | 03/18/2016 | Annual | 12/31/2015 | 000270 | Y47601102 | 4 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 1 | Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 7 | Financial Statements | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 9 | Financial Statements (Consolidated) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 10 | Elect Borivoj Kacena | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 11 | Elect Borivoj Kacena as Audit Committee Member | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 12 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 13 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 14 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Komercni Banka | 04/22/2016 | Ordinary | 04/15/2016 | BAAKOMB | X45471111 | 15 | Maximum Variable Pay Ratio | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Korea Electric Power Corp. | 02/22/2016 | Special | 02/01/2016 | 015760 | Y48406105 | 1 | Elect CHO Hwan Ik as CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Korea Electric Power Corp. | 02/22/2016 | Special | 02/01/2016 | 015760 | Y48406105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Korea Electric Power Corp. | 03/22/2016 | Annual | 12/31/2015 | 015760 | Y48406105 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Korea Electric Power Corp. | 03/22/2016 | Annual | 12/31/2015 | 015760 | Y48406105 | 2 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Korea Electric Power Corp. | 04/25/2016 | Special | 03/08/2016 | 015760 | Y48406105 | 1 | Elect LEE Sung Han | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Korea Electric Power Corp. | 04/25/2016 | Special | 03/08/2016 | 015760 | Y48406105 | 2 | Election of Audit Committee Member: LEE Sung Han | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Korea Electric Power Corp. | 04/25/2016 | Special | 03/08/2016 | 015760 | Y48406105 | 3 | Election of Audit Committee Member: JO Jeon Hyuk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Korea Electric Power Corp. | 04/25/2016 | Special | 03/08/2016 | 015760 | Y48406105 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Korea Electric Power Corp. | 12/10/2015 | Special | 11/02/2015 | 015760 | Y48406105 | 1 | Elect RYU Hyang Ryeol | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Korea Electric Power Corp. | 12/10/2015 | Special | 11/02/2015 | 015760 | Y48406105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | LG Household and Health Care Ltd. | 03/18/2016 | Annual | 12/31/2015 | 051900 | Y5275R100 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | LG Household and Health Care Ltd. | 03/18/2016 | Annual | 12/31/2015 | 051900 | Y5275R100 | 2 | Elect CHA Suk Yong | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | LG Household and Health Care Ltd. | 03/18/2016 | Annual | 12/31/2015 | 051900 | Y5275R100 | 3 | Elect HAN Sang Lin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | LG Household and Health Care Ltd. | 03/18/2016 | Annual | 12/31/2015 | 051900 | Y5275R100 | 4 | Elect HUH Sung | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | LG Household and Health Care Ltd. | 03/18/2016 | Annual | 12/31/2015 | 051900 | Y5275R100 | 5 | Elect KIM Ju Hyung | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | LG Household and Health Care Ltd. | 03/18/2016 | Annual | 12/31/2015 | 051900 | Y5275R100 | 6 | Elect HWANG Yi Seok | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | LG Household and Health Care Ltd. | 03/18/2016 | Annual | 12/31/2015 | 051900 | Y5275R100 | 7 | Election of Board Committee Member: HWANG Yi Seok | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | LG Household and Health Care Ltd. | 03/18/2016 | Annual | 12/31/2015 | 051900 | Y5275R100 | 8 | Election of Board Committee Member: HAN Sang Lin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | LG Household and Health Care Ltd. | 03/18/2016 | Annual | 12/31/2015 | 051900 | Y5275R100 | 9 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | LG Household and Health Care Ltd. | 03/18/2016 | Annual | 12/31/2015 | 051900 | Y5275R100 | 10 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 1 | Meeting Minutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 5 | Elect Muhammad Yunus Tabba | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 6 | Elect Muhammad Ali Tabba | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 7 | Elect Muhammad Sohail Tabba | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 8 | Elect Jawed Yunus Tabba | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 9 | Elect Rahila Aleem | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 10 | Elect Zulekha Razzaq Tabba | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 11 | Elect Tariq Iqbal Khan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 12 | Elect Muhammad Abid Ganatra | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 13 | Adoption of New Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lucky Cement Limited | 10/31/2015 | Annual | 10/16/2015 | LUCK | Y53498104 | 14 | Transaction of Other Business | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 3 | Elect Vagit Y. Alekperov | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 4 | Elect Victor V. Blazheev | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 5 | Elect Toby T. Gati | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 6 | Elect Valery I. Grayfer | Mgmt | N/A | Abstain | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 7 | Elect Igor S. Ivanov | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 8 | Elect Nikolai M. Nikolaev | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 9 | Elect Ravil U. Maganov | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 10 | Elect Roger Munnings | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 11 | Elect Richard H. Matzke | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 12 | Elect Guglielmo Moscato | Mgmt | N/A | For | Against | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 13 | Elect Ivan Pictet | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 14 | Elect Leonid A. Fedun | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 15 | Appointment of CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 16 | Elect Ivan N. Vrublevsky | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 17 | Elect Pavel A. Suloev | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 18 | Elect Aleksandr V. Surkov | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 19 | Directors’ Fees (FY2015) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 20 | Directors’ Fees (FY2016) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 21 | Audit Commission Fees (FY2015) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 22 | Audit Commission Fees (FY2016) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 23 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 24 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 25 | Amendments to General Meeting Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 26 | Amendments to Board of Directors Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 27 | Amendments to Management Board Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 28 | D&O Insurance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 29 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Lukoil OAO | 06/23/2016 | Annual | 05/10/2016 | LKOH | 69343P105 | 30 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 1 | Annual Report | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 2 | Financial Statements | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 3 | Allocation of Profits/Dividends | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 4 | Non-Voting Agenda Item | N/A | N/A | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 5 | Elect Aleksandr V. Aleksandrov | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 6 | Elect Sergey N. Galitsky | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 7 | Elect Vladimir E. Gordeychuk | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 8 | Elect Alexander L. Zayonts | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 9 | Elect Khachatur E. Pombykhchan | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 10 | Elect Aleksey A. Pshenichny | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 11 | Elect Aslan Y. Shkhachemukov | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 12 | Elect Roman G. Yefimenko | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 13 | Elect Angela V. Udovichenko | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 14 | Elect Denis A. Fedotov | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 15 | Appointment of Auditor (RAS) | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 16 | Appointment of Auditor (IFRS) | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 17 | Related Party Transaction with AO Tander (Loan Agreement) | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 18 | Related Party Transaction with Russian Agricultural Bank (Supplemental Agreement) | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 19 | Related Party Transaction with Alfa Bank (Guarantee Agreement) | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 20 | Related Party Transaction with Rosbank (Guarantee Agreement) | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 21 | Related Party Transaction with Sberbank (Guarantee Agreement) | Mgmt | For | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 06/02/2016 | Annual | 04/18/2016 | MGNT | 55953Q202 | 22 | Non-Voting Meeting Note | N/A | N/A | TNA | Against | Take No Action | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 1 | Interim Dividends 3Q2015 | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 2 | Major Transactions (JSC Tander) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 3 | Major Transactions (JSC Russian Agricultural Bank) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 4 | Major Transactions (JSC ALFA-BANK) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 5 | Major Transactions (PJSC Sberbank) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 6 | Related Party Transactions (PJSC ROSBANK) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PAO | 12/22/2015 | Special | 11/10/2015 | MGNT | 55953Q202 | 7 | Related Party Transactions (PJSC Sberbank of Russia) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magnit PJSC | 09/24/2015 | Special | 08/11/2015 | 55953Q202 | 1 | Interim Dividend 2Q2015 | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Magnit PJSC | 09/24/2015 | Special | 08/11/2015 | 55953Q202 | 2 | Related Party Transaction (Credit Agreement) | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Magnit PJSC | 09/24/2015 | Special | 08/11/2015 | 55953Q202 | 3 | Related Party Transaction (Guarantee Agreement) | Mgmt | For | Against | Against | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | 559189204 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | 559189204 | 2 | Related Party Transactions (Share Purchase Agreement) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | 559189204 | 3 | Related Party Transactions (Supplementary Guarantee Agreement) | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | 559189204 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | 559189204 | 5 | Declaration of Shareholder Type | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | X5170Z109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | X5170Z109 | 2 | Related Party Transactions (Share Purchase Agreement) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magnitogorsk Iron and Steel Works OJSC | 12/18/2015 | Special | 11/11/2015 | MAGN | X5170Z109 | 3 | Related Party Transactions (Supplementary Guarantee Agreement) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 6 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 7 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 9 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 10 | Corporate Governance and Management Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 11 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 12 | Elect Kerstin Gunther | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 13 | Elect Christopher Mattheisen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 14 | Elect Gyorgy Mosonyi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 15 | Elect Gunter Mossal | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 16 | Elect Ralf Nejedl | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 17 | Elect Frank Odzuck | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 18 | Elect Mihaly Patai | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 19 | Elect Ralph Rentschler | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 20 | Elect Janos Bito | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 21 | Elect Sandor Hartai | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 22 | Elect Janos Illessy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 23 | Elect Sandor Kerekes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 24 | Elect Konrad Kreuzer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 25 | Elect Tamas Lichnovszky | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 26 | Elect Martin Meffert | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 27 | Elect Eva Oz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 28 | Elect Laszlo Pap | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 29 | Elect Karoly Salamon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 30 | Elect Zsoltne Varga | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 31 | Elect Konrad Wetzker | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 32 | Elect Janos Bito | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 33 | Elect Janos Illessy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 34 | Elect Sandor Kerekes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 35 | Elect Laszlo Pap | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 36 | Elect Karoly Salamon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Magyar Telekom Plc | 04/12/2016 | Annual | 04/05/2016 | MTELEKOM | X5187V109 | 37 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | MercadoLibre, Inc. | 06/10/2016 | Annual | 04/18/2016 | MELI | 58733R102 | 1.1 | Elect Emiliano Calemzuk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | MercadoLibre, Inc. | 06/10/2016 | Annual | 04/18/2016 | MELI | 58733R102 | 1.2 | Elect Marcos Galperin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | MercadoLibre, Inc. | 06/10/2016 | Annual | 04/18/2016 | MELI | 58733R102 | 1.3 | Elect Roberto Balls Sallouti | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | MercadoLibre, Inc. | 06/10/2016 | Annual | 04/18/2016 | MELI | 58733R102 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | MercadoLibre, Inc. | 06/10/2016 | Annual | 04/18/2016 | MELI | 58733R102 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems | 08/25/2015 | Special | 07/07/2015 | X5430T109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems | 08/25/2015 | Special | 07/07/2015 | X5430T109 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems | 08/25/2015 | Special | 07/07/2015 | X5430T109 | 3 | Meeting Procedures | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems | 08/25/2015 | Special | 07/07/2015 | X5430T109 | 4 | Merger by Absorption (ZAO KOMSTAR-Regions) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems | 08/25/2015 | Special | 07/07/2015 | X5430T109 | 5 | Merger by Absorption (AO Penza GSM, AO SMARTS-Ivanovo and AO SMARTS-Ufa) | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems | 08/25/2015 | Special | 07/07/2015 | X5430T109 | 6 | Amendments to Articles Regarding Merger with ZAO KOMSTAR-Regions | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems | 08/25/2015 | Special | 07/07/2015 | X5430T109 | 7 | Amendments to Articles Regarding Merger with AO Penza GSM, AO SMARTS-Ivanovo and AO SMARTS-Ufa | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems | 08/25/2015 | Special | 07/07/2015 | X5430T109 | 8 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 2 | Election of Presiding Chairman | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 3 | Announcement of Meeting Results | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 7 | Elect Alexander Gorbunov | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 8 | Elect Andrey A. Dubovskov | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 9 | Elect Ron Sommer | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 10 | Elect Michel Combes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 11 | Elect Stanley Miller | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 12 | Elect Vsevolod V. Rosanov | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 13 | Elect Regina von Flemming | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 14 | Elect Thomas Holtrop | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 15 | Elect Mikhail V. Shamolin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 16 | Elect Irina R. Borisenkova | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 17 | Elect Maxim A. Mamonov | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 18 | Elect Anatoliy G. Panarin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 19 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 20 | Amendments to Charter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 21 | Amendments to General Meeting Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 22 | Amendments to Board of Directors Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 23 | Authority to Reduce Share Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mobile Telesystems PJSC | 06/23/2016 | Annual | 05/06/2016 | MTSS | X5430T109 | 24 | Amendments to Charter (Share Capital) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 5 | Voting Procedures | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 6 | Election of Meeting Bodies | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 7 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 9 | Corporate Governance Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 10 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 12 | Presentation of Information on Share Repurchase | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 13 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 14 | Elect Oszkar Vilagi to Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 15 | Elect Gyorgy Mosonyi to Supervisory Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 16 | Elect Norbert Szivek to Audit Committee | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 17 | Shareholder Proposal Regarding Election of Ivan Miklos to Supervisory Board | ShrHoldr | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 18 | Shareholder Proposal Regarding Election of Ivan Miklos to Audit Committee | ShrHoldr | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 19 | Shareholder Proposal Regarding Reduction in Share Capital (To be Approved by Series “A” Shareholders) | ShrHoldr | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Mol Hungarian Oil and Gas | 04/14/2016 | Annual | 04/05/2016 | MOL | X5462R112 | 20 | Shareholder Proposal Regarding Reduction in Share Capital (To be Approved by General Meeting) | ShrHoldr | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | MTR Corporation Limited | 02/01/2016 | Ordinary | 01/27/2016 | 0066 | Y6146T101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | MTR Corporation Limited | 02/01/2016 | Ordinary | 01/27/2016 | 0066 | Y6146T101 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | MTR Corporation Limited | 02/01/2016 | Ordinary | 01/27/2016 | 0066 | Y6146T101 | 3 | XRL Agreement | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 5 | Elect Vincent CHENG Hoi-Chuen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 6 | Elect Kaizer LAU Ping-Cheung | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 7 | Elect Allan WONG Chi-Yun | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 8 | Elect Anthony CHOW Wing-kin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 11 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | MTR Corporation Limited | 05/18/2016 | Annual | 05/13/2016 | 0066 | Y6146T101 | 12 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | My EG Services Berhad | 12/18/2015 | Annual | 12/08/2015 | MYEG | Y6147P116 | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | My EG Services Berhad | 12/18/2015 | Annual | 12/08/2015 | MYEG | Y6147P116 | 2 | Elect Mohd Jimmy Wong bin Abdullah | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | My EG Services Berhad | 12/18/2015 | Annual | 12/08/2015 | MYEG | Y6147P116 | 3 | Elect Muhammad Rais bin Abdul Karim | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | My EG Services Berhad | 12/18/2015 | Annual | 12/08/2015 | MYEG | Y6147P116 | 4 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | My EG Services Berhad | 12/18/2015 | Annual | 12/08/2015 | MYEG | Y6147P116 | 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | My EG Services Berhad | 12/18/2015 | Annual | 12/08/2015 | MYEG | Y6147P116 | 6 | Retain Mohd Jimmy Wong Bin Abbdullah as an Independent Director | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | My EG Services Berhad | 12/18/2015 | Annual | 12/08/2015 | MYEG | Y6147P116 | 7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | My EG Services Berhad | 12/18/2015 | Annual | 12/08/2015 | MYEG | Y6147P116 | 8 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | My EG Services Berhad | 12/18/2015 | Special | 12/08/2015 | MYEG | Y6147P116 | 1 | Bonus Share Issuance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 2 | Approve Allocation of Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 3 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 4 | Elect Steve J.Z. Pacak | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 5 | Elect Mark R. Sorour | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 6 | Elect Jacobus (Koos) P. Bekker | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 7 | Re-elect Craig Enenstein | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 8 | Re-elect Don Eriksson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 9 | Re-elect Fred Phaswana | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 10 | Re-elect Ben J. van der Ross | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 11 | Election of Audit Committee Member (Don Eriksson) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 12 | Election of Audit Committee Member (Ben van der Ross) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 13 | Election of Audit Committee Member (Rachel Jafta) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 14 | Approve Remuneration Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 15 | General Authority to Issue Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 16 | Authority to Issue Shares for Cash | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 17 | Approve Restricted Stock Plan Trust Deed | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 18 | Amendments to the Company’s Share Incentive Trust Deeds and Schemes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 19 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 20 | Approve NEDs’ Fees (Board - chair) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 21 | Approve NEDs’ Fees (Board - member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 22 | Approve NEDs’ Fees (Audit Committee - Chair) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 23 | Approve NEDs’ Fees (Audit Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 24 | Approve NEDs’ Fees (Risk Committee - Chair) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 25 | Approve NEDs’ Fees (Risk Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 26 | Approve NEDs’ Fees (Human Resources & Remuneration Committee - Chair) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 27 | Approve NEDs’ Fees (Human Resources & Remuneration Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 28 | Approve NEDs’ Fees (Nomination Committee - Chair) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 29 | Approve NEDs’ Fees (Nomination Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 30 | Approve NEDs’ Fees (Social & Ethics Committee - Chair) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 31 | Approve NEDs’ Fees (Social & Ethics Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 32 | Approve NEDs’ Fees (Trustees of Group Share Schemes/Other Personnel Funds) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 33 | Approve NEDs’ Fees (Media24 Pension Fund - Chair) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 34 | Approve NEDs’ Fees (Media24 Pension Fund - Trustee) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 35 | Approve NEDs’ Fees (2017) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 36 | Approve Financial Assistance (Section 44) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 37 | Approve Financial Assistance (Section 45) | Mgmt | For | Against | Against | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 38 | Authority to Repurchase N Ordinary Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Naspers Limited | 08/28/2015 | Annual | 08/14/2015 | NPN | S53435103 | 39 | Authority to Repurchase A Ordinary Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 1 | Elect LEE Il Gyu | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 2 | Elect HONG Seong Jo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 3 | Elect LEE Hae Shin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 4 | Election of Corporate Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 5 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Osstem Implant Company Limited | 03/25/2016 | Annual | 12/31/2015 | 048260 | Y6S027102 | 6 | Corporate Auditors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 6 | Corporate Governance Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 7 | Ratification of Management Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 9 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 10 | Elect Sandor Csanyi | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 11 | Elect Mihaly Baumstark | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 12 | Elect Tibor Biro | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 13 | Elect Tamas Erdei | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 14 | Elect Istvan Gresa | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 15 | Elect Antal Kovacs | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 16 | Elect Antal Pongracz | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 17 | Elect Laszlo Utassy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 18 | Elect Jozsef Voros | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 19 | Elect Laszlo Wolf | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 20 | Elect Agnes Rudas to Supervisory Board | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 21 | Remuneration Guidelines | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 22 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 23 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | OTP Bank NyRt | 04/15/2016 | Annual | 04/08/2016 | OTP | X60746181 | 24 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 3 | Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 4 | Supervisors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 7 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 8 | Supervisors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 9 | Elect CHU Bende | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 11 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PICC Property & Casualty Company Limited | 06/24/2016 | Annual | 05/24/2016 | 2328 | Y6975Z103 | 12 | Authority to Issue Debt Instruments | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ping An Insurance (Group) Company of China, Ltd. | 06/15/2016 | Annual | 05/13/2016 | 2318 | Y69790106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ping An Insurance (Group) Company of China, Ltd. | 06/15/2016 | Annual | 05/13/2016 | 2318 | Y69790106 | 2 | Directors’ Report | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ping An Insurance (Group) Company of China, Ltd. | 06/15/2016 | Annual | 05/13/2016 | 2318 | Y69790106 | 3 | Supervisors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ping An Insurance (Group) Company of China, Ltd. | 06/15/2016 | Annual | 05/13/2016 | 2318 | Y69790106 | 4 | Annual Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ping An Insurance (Group) Company of China, Ltd. | 06/15/2016 | Annual | 05/13/2016 | 2318 | Y69790106 | 5 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ping An Insurance (Group) Company of China, Ltd. | 06/15/2016 | Annual | 05/13/2016 | 2318 | Y69790106 | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ping An Insurance (Group) Company of China, Ltd. | 06/15/2016 | Annual | 05/13/2016 | 2318 | Y69790106 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ping An Insurance (Group) Company of China, Ltd. | 06/15/2016 | Annual | 05/13/2016 | 2318 | Y69790106 | 8 | Elect HUANG Baokui as Supervisor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ping An Insurance (Group) Company of China, Ltd. | 06/15/2016 | Annual | 05/13/2016 | 2318 | Y69790106 | 9 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ping An Insurance (Group) Company of China, Ltd. | 12/17/2015 | Special | 11/16/2015 | 2318 | Y69790106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ping An Insurance (Group) Company of China, Ltd. | 12/17/2015 | Special | 11/16/2015 | 2318 | Y69790106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ping An Insurance (Group) Company of China, Ltd. | 12/17/2015 | Special | 11/16/2015 | 2318 | Y69790106 | 3 | Elect LIU Chong | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ping An Insurance (Group) Company of China, Ltd. | 12/17/2015 | Special | 11/16/2015 | 2318 | Y69790106 | 4 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ping An Insurance (Group) Company of China, Ltd. | 12/17/2015 | Special | 11/16/2015 | 2318 | Y69790106 | 5 | Elect XIONG Peijin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Ping An Insurance (Group) Company of China, Ltd. | 12/17/2015 | Special | 11/16/2015 | 2318 | Y69790106 | 6 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | President Chain Store Corporation | 06/15/2016 | Annual | 04/15/2016 | 2912 | Y7082T105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | President Chain Store Corporation | 06/15/2016 | Annual | 04/15/2016 | 2912 | Y7082T105 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | President Chain Store Corporation | 06/15/2016 | Annual | 04/15/2016 | 2912 | Y7082T105 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | President Chain Store Corporation | 06/15/2016 | Annual | 04/15/2016 | 2912 | Y7082T105 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | President Chain Store Corporation | 06/15/2016 | Annual | 04/15/2016 | 2912 | Y7082T105 | 5 | Non-compete Restrictions for Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Bank Mandiri (Persero) Tbk | 03/21/2016 | Annual | 02/25/2016 | BMRI | Y7123S108 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Bank Mandiri (Persero) Tbk | 03/21/2016 | Annual | 02/25/2016 | BMRI | Y7123S108 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Bank Mandiri (Persero) Tbk | 03/21/2016 | Annual | 02/25/2016 | BMRI | Y7123S108 | 3 | Directors’ and Commissioners’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Bank Mandiri (Persero) Tbk | 03/21/2016 | Annual | 02/25/2016 | BMRI | Y7123S108 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Bank Mandiri (Persero) Tbk | 03/21/2016 | Annual | 02/25/2016 | BMRI | Y7123S108 | 5 | Amend Pension Funds | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Bank Mandiri (Persero) Tbk | 03/21/2016 | Annual | 02/25/2016 | BMRI | Y7123S108 | 6 | Management and Employee Stock Option Plan (MESOP) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Bank Mandiri (Persero) Tbk | 03/21/2016 | Annual | 02/25/2016 | BMRI | Y7123S108 | 7 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Bank Mandiri (Persero) Tbk | 12/18/2015 | Special | 11/25/2015 | BMRI | Y7123S108 | 1 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Bank Mandiri (Persero) Tbk | 12/18/2015 | Special | 11/25/2015 | BMRI | Y7123S108 | 2 | Approval to Ministry of State-Owned Enterprises’ Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Matahari Department Store Tbk | 05/26/2016 | Annual | 05/03/2016 | LPPF | Y7139L105 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Matahari Department Store Tbk | 05/26/2016 | Annual | 05/03/2016 | LPPF | Y7139L105 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Matahari Department Store Tbk | 05/26/2016 | Annual | 05/03/2016 | LPPF | Y7139L105 | 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Matahari Department Store Tbk | 05/26/2016 | Annual | 05/03/2016 | LPPF | Y7139L105 | 4 | Election of Directors and Commissioners (Slate); Approval of Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Matahari Department Store Tbk | 05/26/2016 | Annual | 05/03/2016 | LPPF | Y7139L105 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Sumber Alfaria Trijaya Terbuka | 05/27/2016 | Annual | 05/03/2016 | AMRT | Y71362118 | 1 | Accounts and Reports; Use of Proceeds | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Sumber Alfaria Trijaya Terbuka | 05/27/2016 | Annual | 05/03/2016 | AMRT | Y71362118 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Sumber Alfaria Trijaya Terbuka | 05/27/2016 | Annual | 05/03/2016 | AMRT | Y71362118 | 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Sumber Alfaria Trijaya Terbuka | 05/27/2016 | Annual | 05/03/2016 | AMRT | Y71362118 | 4 | Directors’ and Commissioners’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Telekomunikasi Indonesia | 04/22/2016 | Annual | 03/30/2016 | TLKM | Y71474145 | 1 | Annual Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Telekomunikasi Indonesia | 04/22/2016 | Annual | 03/30/2016 | TLKM | Y71474145 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Telekomunikasi Indonesia | 04/22/2016 | Annual | 03/30/2016 | TLKM | Y71474145 | 3 | Implementation of Regulations | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Telekomunikasi Indonesia | 04/22/2016 | Annual | 03/30/2016 | TLKM | Y71474145 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Telekomunikasi Indonesia | 04/22/2016 | Annual | 03/30/2016 | TLKM | Y71474145 | 5 | Directors’ and Commissioners’ Fees | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Telekomunikasi Indonesia | 04/22/2016 | Annual | 03/30/2016 | TLKM | Y71474145 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Telekomunikasi Indonesia | 04/22/2016 | Annual | 03/30/2016 | TLKM | Y71474145 | 7 | Authority to Board of Commissioners to Use/Divert Treasury Stocks Resulting from Share Buy Back IV | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | PT Telekomunikasi Indonesia | 04/22/2016 | Annual | 03/30/2016 | TLKM | Y71474145 | 8 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Raia Drogasil SA | 03/31/2016 | Annual | RADL3 | P7942C102 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Raia Drogasil SA | 03/31/2016 | Annual | RADL3 | P7942C102 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Raia Drogasil SA | 03/31/2016 | Annual | RADL3 | P7942C102 | 3 | Remuneration Policy | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Raia Drogasil SA | 03/31/2016 | Annual | RADL3 | P7942C102 | 4 | Publication of Company Notices | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Raia Drogasil SA | 03/31/2016 | Annual | RADL3 | P7942C102 | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Raia Drogasil SA | 03/31/2016 | Annual | RADL3 | P7942C102 | 6 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Raia Drogasil SA | 11/26/2015 | Special | RADL3 | P7942C102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Raia Drogasil SA | 11/26/2015 | Special | RADL3 | P7942C102 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Raia Drogasil SA | 11/26/2015 | Special | RADL3 | P7942C102 | 3 | Capitalization of Reserves w/o Share Issuance | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Raia Drogasil SA | 11/26/2015 | Special | RADL3 | P7942C102 | 4 | Increase Limits for Retained Earnings Reserve | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Raia Drogasil SA | 11/26/2015 | Special | RADL3 | P7942C102 | 5 | Amendments to Articles | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Raia Drogasil SA | 11/26/2015 | Special | RADL3 | P7942C102 | 6 | Consolidation of Articles | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 2 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 3 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 4 | Elect Robert E. Brown | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 5 | Elect Megan Clark | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 6 | Elect Jan du Plessis | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 7 | Elect Ann Godbehere | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 8 | Elect Anne Lauvergeon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 9 | Elect Michael L’Estrange | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 10 | Elect Chris J. Lynch | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 11 | Elect Paul M. Tellier | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 12 | Elect Simon R. Thompson | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 13 | Elect John S. Varley | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 14 | Elect Samuel M.C. Walsh | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 15 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 16 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 17 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 20 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Rio Tinto plc | 04/14/2016 | Annual | 03/11/2016 | RIO | 767204100 | 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Safaricom | 09/03/2015 | Annual | 08/26/2015 | V74587102 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Safaricom | 09/03/2015 | Annual | 08/26/2015 | V74587102 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Safaricom | 09/03/2015 | Annual | 08/26/2015 | V74587102 | 3 | Elect Susan Mudhune | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Safaricom | 09/03/2015 | Annual | 08/26/2015 | V74587102 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | ||||||||||||||
TCW Developing Markets Equity Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 2 | Elect LEE In Ho | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 3 | Elect SONG Kwang Soo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 4 | Elect PARK Jae Wan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 5 | Elect YOON Boo Keun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 6 | Elect SHIN Jong Kyun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 7 | Elect LEE Sang Hoon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 8 | Election of Audit Committee Member: LEE In Ho | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 9 | Election of Audit Committee Member: SONG Kwang Soo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 10 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 11 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Samsung Electronics Co., Ltd. | 03/11/2016 | Annual | 12/31/2015 | 005930 | Y74718100 | 12 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 2 | Appointmen of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 3 | Elect Karabo Nondumo | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 4 | Elect Johan Van Zyl | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 5 | Re-elect Philip de Villiers Rademeyer | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 6 | Re-elect Rejoice Simelane | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 7 | Re-elect Christiaan G. Swanepoel | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 8 | Re-elect Ian Kirk | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 9 | Elect Audit, Actuarial and Finance Committee Member (Paul Bradshaw) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 10 | Elect Audit, Actuarial and Finance Committee Member (Karabo Nondumo) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 11 | Elect Audit, Actuarial and Finance Committee Member (Philip de Villiers Rademeyer) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 12 | Approve Remuneration Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 13 | Ratify NEDs’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 14 | General Authority to Issue Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 15 | Authority to Issue Shares for Cash | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 16 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 17 | Approve NEDs’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 18 | Authority to Cancel Authorised “A” and “B” Deferred Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sanlam Ltd. | 06/08/2016 | Annual | 05/27/2016 | SLM | S7302C137 | 19 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 1 | Annual Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 2 | Financial Statements | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 4 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 6 | Elect Esko Tapani Aho | Mgmt | N/A | Abstain | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 7 | Elect Martin G. Gilman | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 8 | Elect Herman O. Gref | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 9 | Elect Nadezhda Y. Ivanova | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 10 | Elect Sergey M. Ignatyev | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 11 | Elect Alexey L. Kudrin | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 12 | Elect Georgy I. Luntovsky | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 13 | Elect Vladimir A. Mau | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 14 | Elect Gennady G. Melikyan | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 15 | Elect Alessandro Profumo | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 16 | Elect Sergey G. Sinelnikov-Murylev | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 17 | Elect Anton G. Siluanov | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 18 | Elect Dmitry Tulin | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 19 | Elect Nadia Wells | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 20 | Elect Sergei A. Shvetsov | Mgmt | N/A | For | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 21 | Elect Natalya P. Borodina | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 22 | Elect Vladimir M. Volkov | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 23 | Elect Irina Litvinova | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 24 | Elect Tatiana A. Domanskaya | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 25 | Elect Yulia Y. Isakhanova | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 26 | Elect Alexei E. Minenko | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 27 | Elect Natalia V. Revina | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 28 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 29 | D&O Insurance | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 30 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sberbank | 05/27/2016 | Annual | 04/14/2016 | SBER | X76317100 | 31 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 5 | Elect HUANG Yige | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 6 | Elect Michael WU Wai Chung | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 7 | Elect David WONG Yau Kar | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 8 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhen Investment Limited | 06/02/2016 | Annual | 05/30/2016 | 0604 | Y7743P120 | 13 | Authority to Grant Options Under Share Option Scheme | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhou International Group Holdings Limited | 05/26/2016 | Annual | 05/19/2016 | 2313 | G8087W101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhou International Group Holdings Limited | 05/26/2016 | Annual | 05/19/2016 | 2313 | G8087W101 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhou International Group Holdings Limited | 05/26/2016 | Annual | 05/19/2016 | 2313 | G8087W101 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhou International Group Holdings Limited | 05/26/2016 | Annual | 05/19/2016 | 2313 | G8087W101 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhou International Group Holdings Limited | 05/26/2016 | Annual | 05/19/2016 | 2313 | G8087W101 | 5 | Elect MA Jianrong | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhou International Group Holdings Limited | 05/26/2016 | Annual | 05/19/2016 | 2313 | G8087W101 | 6 | Elect CHEN Zhifen | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhou International Group Holdings Limited | 05/26/2016 | Annual | 05/19/2016 | 2313 | G8087W101 | 7 | Elect CHEN Genxiang | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhou International Group Holdings Limited | 05/26/2016 | Annual | 05/19/2016 | 2313 | G8087W101 | 8 | Elect CHEN Xu | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhou International Group Holdings Limited | 05/26/2016 | Annual | 05/19/2016 | 2313 | G8087W101 | 9 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhou International Group Holdings Limited | 05/26/2016 | Annual | 05/19/2016 | 2313 | G8087W101 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhou International Group Holdings Limited | 05/26/2016 | Annual | 05/19/2016 | 2313 | G8087W101 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhou International Group Holdings Limited | 05/26/2016 | Annual | 05/19/2016 | 2313 | G8087W101 | 12 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shenzhou International Group Holdings Limited | 05/26/2016 | Annual | 05/19/2016 | 2313 | G8087W101 | 13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 2 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 3 | Re-elect Christoffel Wiese | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 4 | Re-elect EC Kieswetter | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 5 | Re-elect JA Louw | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 6 | Elect Audit and Risk Committee Chair (JF Bason) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 7 | Elect Audit and Risk Committee Member (JA Louw) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 8 | Elect Audit and Risk Committee Member (JJ Fouche) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 9 | Elect Audit and Risk Committee Member (JA Rock) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 10 | General Authority to Issue Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 11 | Authority to Issue Shares for Cash | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 12 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 13 | Approve Remuneration Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 14 | Approve NEDs’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 15 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 16 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 17 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 18 | Schemes of Arrangement (SHP2 Preference Shares) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 19 | Scheme of Arrangement (SHP3 Preference Shares) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 20 | Scheme of Arrangement (SHP4 Preference Shares) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 21 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Shoprite Holdings Limited | 10/19/2015 | Annual | 10/09/2015 | SHP | S76263102 | 22 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 3 | Elect KO Shun-Hsiung | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 4 | Elect TSAI Yong-Song | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 5 | Elect LI Hong-Ji | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 6 | Elect No.4 | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 7 | Elect No.5 | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 8 | Elect No.6 | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 9 | Elect No.7 | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 10 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 11 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 12 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 13 | Employee Restricted Shares Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 14 | Non-compete Restrictions for Directorsá | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Silergy Corp. | 06/02/2016 | Annual | 04/01/2016 | 6415 | G8190F102 | 15 | EXTRAORDINARY MOTIONS | Mgmt | N/A | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 2 | Elect Arno Daehnke | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 3 | Elect Martin Oduor-Otieno | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 4 | Re-elect Myles J.D. Ruck | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 5 | Re-elect Peter D. Sullivan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 6 | Re-elect WANG Wenbin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 7 | Re-elect Ted Woods | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 8 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 9 | Appointment of Auditor (PricewaterhouseCoopers) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 10 | General Authority to Issue Ordinary Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 11 | General Authority to Issue Preference Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 12 | Approve Remuneration Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 13 | Approve NEDs’ Fees (Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 14 | Approve NEDs’ Fees (Director) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 15 | Approve NEDs’ Fees (International Director) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 16 | Approve NEDs’ Fees (Directors’ Affairs Committee - Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 17 | Approve NEDs’ Fees (Directors’ Affairs Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 18 | Approve NEDs’ Fees (Risk and Capital Management Committee - Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 19 | Approve NEDs’ Fees (Risk and Capital Management Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 20 | Approve NEDs’ Fees (Remuneration Committee - Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 21 | Approve NEDs’ Fees (Remuneration Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 22 | Approve NEDs’ Fees (Social and Ethics Committee - Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 23 | Approve NEDs’ Fees (Social and Ethics Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 24 | Approve NEDs’ Fees (Audit Committee - Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 25 | Approve NEDs’ Fees (Audit Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 26 | Approve NEDs’ Fees (IT Committee - Chairman) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 27 | Approve NEDs’ Fees (IT Committee - Member) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 28 | Approve NEDs’ Fees (Ad Hoc Meeting Attendance) | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 29 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 30 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 31 | Approve Financial Assistance | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Standard Bank Group Ltd. | 05/26/2016 | Annual | 05/20/2016 | SBK | S80605140 | 32 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | State Bank of India Limited | 02/26/2016 | Special | 11/26/2015 | SBI | Y8155P103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | State Bank of India Limited | 02/26/2016 | Special | 11/26/2015 | SBI | Y8155P103 | 2 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | State Bank of India Limited | 02/26/2016 | Special | 11/26/2015 | SBI | Y8155P103 | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | State Bank of India Limited | 02/26/2016 | Special | 11/26/2015 | SBI | Y8155P103 | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | State Bank of India Limited | 02/26/2016 | Special | 11/26/2015 | SBI | Y8155P103 | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | State Bank of India Limited | 02/26/2016 | Special | 11/26/2015 | SBI | Y8155P103 | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | State Bank of India Limited | 02/26/2016 | Special | 11/26/2015 | SBI | Y8155P103 | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | State Bank of India Limited | 02/26/2016 | Special | 11/26/2015 | SBI | Y8155P103 | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | State Bank of India Limited | 02/26/2016 | Special | 11/26/2015 | SBI | Y8155P103 | 9 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Steinhoff International Holdings Limited | 09/07/2015 | Court | 08/28/2015 | SHF | S8217G106 | 1 | Approve Scheme of Arrangement | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Steinhoff International Holdings Limited | 09/07/2015 | Court | 08/28/2015 | SHF | S8217G106 | 2 | Amend Articles of Association | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Steinhoff International Holdings Limited | 09/07/2015 | Court | 08/28/2015 | SHF | S8217G106 | 3 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Steinhoff International Holdings Limited | 09/07/2015 | Court | 08/28/2015 | SHF | S8217G106 | 4 | Approve Secondary Listing | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Steinhoff International Holdings Limited | 09/07/2015 | Court | 08/28/2015 | SHF | S8217G106 | 5 | Authorisation of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 5 | Elect CHI Xun | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 6 | Elect LI Qin | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 7 | Elect MA Lishan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 8 | Elect TSE Chi Wai | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 9 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 12 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Sunac China Holdings Limited | 05/19/2016 | Annual | 05/13/2016 | 1918 | G8569A106 | 13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 06/07/2016 | Annual | 04/11/2016 | 2330 | 874039100 | 1 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 06/07/2016 | Annual | 04/11/2016 | 2330 | 874039100 | 2 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 06/07/2016 | Annual | 04/11/2016 | 2330 | 874039100 | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 5 | Elect Jacobus Petrus Bekker | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 6 | Elect Ian C. Stone | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 7 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 10 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Tencent Holdings Limited | 05/18/2016 | Annual | 05/13/2016 | 700 | G87572163 | 11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 4 | Opening; Election of Presiding Chairman; Minutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 5 | Presentation of Directors’ Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 6 | Presentation of Auditors’ Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 7 | Financial Statements | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 8 | Amendments to Article 7 Regarding Authorised Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 9 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 10 | Ratification of Co-option of Board Members | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 11 | Election of Directors | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 12 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 13 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 14 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 15 | Presentation of Report on Compensation Policy | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 16 | Charitable Donations | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 17 | Authority to Carry out Competing Activities and Related Party Transactions | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Turkiye Garanti Bankasi A.S | 03/31/2016 | Ordinary | 03/30/2016 | GARAN | M4752S106 | 18 | Presentation of Report on Competing Activities | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 2 | Certification of Notice and Quorum | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 3 | Approve Minutes | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 4 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 5 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 6 | Elect John L. Gokongwei, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 7 | Elect James L. Go | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 8 | Elect Lance Y. Gokongwei | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 9 | Elect Patrick Henry C. Go | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 10 | Elect Frederick D. Go | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 11 | Elect Johnson Robert G. Go, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 12 | Elect Robert G. Coyiuto, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 13 | Elect Wilfrido E. Sanchez | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 14 | Elect Pascual S. Guerzon | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 15 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 16 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 17 | Transaction of Other Business | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 18 | Right to Adjourn Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Universal Robina Corp. | 03/09/2016 | Annual | 02/03/2016 | URC | Y9297P100 | 19 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Vanguard International Semiconductor Corp. | 06/07/2016 | Annual | 04/08/2016 | 5347 | Y9353N106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Vanguard International Semiconductor Corp. | 06/07/2016 | Annual | 04/08/2016 | 5347 | Y9353N106 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Vanguard International Semiconductor Corp. | 06/07/2016 | Annual | 04/08/2016 | 5347 | Y9353N106 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Vanguard International Semiconductor Corp. | 06/07/2016 | Annual | 04/08/2016 | 5347 | Y9353N106 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 2 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 3 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 5 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 6 | Employee Restricted Shares Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 7 | Amendments to Procedural Rules: Shareholder Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 8 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 9 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 10 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Voltronic Power Technology Corp. | 05/24/2016 | Annual | 03/25/2016 | 6409 | Y937BE103 | 11 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 1 | Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 3 | Ratification of Board Acts | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 4 | Elect Rogier Rijnja to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 5 | Elect Charles Ryan to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 6 | Elect Alexander S. Voloshin to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 7 | Authority to Cancel Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 8 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 9 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 10 | 2016 Equity Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 11 | Share Pledge Agreement | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 12 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 14 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Yandex N.V. | 05/27/2016 | Annual | 04/29/2016 | YNDX | N97284108 | 15 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 2 | Completion of Share Repurchase | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 3 | Amendments to Articles | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 4 | Authority to Issue Debt Financing | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 5 | Authority to Give Guarantees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 6 | Provision of Counter-Guarantee | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 7 | Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 8 | Independent Directors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 9 | Supervisors’ Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 10 | Financial Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 11 | Annual Report | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 12 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 13 | Directors’ and Supervisors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW Developing Markets Equity Fund | Zijin Mining Group Company Limited | 06/20/2016 | Annual | 05/20/2016 | 2899 | Y9892H107 | 15 | Elect ZHU Guang | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | 3M Company | 05/10/2016 | Annual | 03/11/2016 | MMM | 88579Y101 | 1 | Elect Sondra L. Barbour | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | 3M Company | 05/10/2016 | Annual | 03/11/2016 | MMM | 88579Y101 | 2 | Elect Thomas K. Brown | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | 3M Company | 05/10/2016 | Annual | 03/11/2016 | MMM | 88579Y101 | 3 | Elect Vance D. Coffman | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | 3M Company | 05/10/2016 | Annual | 03/11/2016 | MMM | 88579Y101 | 4 | Elect David B. Dillon | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | 3M Company | 05/10/2016 | Annual | 03/11/2016 | MMM | 88579Y101 | 5 | Elect Michael L. Eskew | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | 3M Company | 05/10/2016 | Annual | 03/11/2016 | MMM | 88579Y101 | 6 | Elect Herbert L. Henkel | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | 3M Company | 05/10/2016 | Annual | 03/11/2016 | MMM | 88579Y101 | 7 | Elect Muhtar Kent | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | 3M Company | 05/10/2016 | Annual | 03/11/2016 | MMM | 88579Y101 | 8 | Elect Edward M. Liddy | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | 3M Company | 05/10/2016 | Annual | 03/11/2016 | MMM | 88579Y101 | 9 | Elect Gregory R. Page | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | 3M Company | 05/10/2016 | Annual | 03/11/2016 | MMM | 88579Y101 | 10 | Elect Inge G. Thulin | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | 3M Company | 05/10/2016 | Annual | 03/11/2016 | MMM | 88579Y101 | 11 | Elect Robert J. Ulrich | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | 3M Company | 05/10/2016 | Annual | 03/11/2016 | MMM | 88579Y101 | 12 | Elect Patricia A. Woertz | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | 3M Company | 05/10/2016 | Annual | 03/11/2016 | MMM | 88579Y101 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | 3M Company | 05/10/2016 | Annual | 03/11/2016 | MMM | 88579Y101 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | 3M Company | 05/10/2016 | Annual | 03/11/2016 | MMM | 88579Y101 | 15 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | 3M Company | 05/10/2016 | Annual | 03/11/2016 | MMM | 88579Y101 | 16 | Shareholder Proposal Regarding Special Meetings | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | 3M Company | 05/10/2016 | Annual | 03/11/2016 | MMM | 88579Y101 | 17 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Activision Blizzard, Inc. | 06/02/2016 | Annual | 04/07/2016 | ATVI | 00507V109 | 1 | Elect Robert J. Corti | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Activision Blizzard, Inc. | 06/02/2016 | Annual | 04/07/2016 | ATVI | 00507V109 | 2 | Elect Hendrik Hartong III | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Activision Blizzard, Inc. | 06/02/2016 | Annual | 04/07/2016 | ATVI | 00507V109 | 3 | Elect Brian G. Kelly | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Activision Blizzard, Inc. | 06/02/2016 | Annual | 04/07/2016 | ATVI | 00507V109 | 4 | Elect Robert A. Kotick | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Activision Blizzard, Inc. | 06/02/2016 | Annual | 04/07/2016 | ATVI | 00507V109 | 5 | Elect Barry Meyer | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Activision Blizzard, Inc. | 06/02/2016 | Annual | 04/07/2016 | ATVI | 00507V109 | 6 | Elect Robert J. Morgado | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Activision Blizzard, Inc. | 06/02/2016 | Annual | 04/07/2016 | ATVI | 00507V109 | 7 | Elect Peter Nolan | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Activision Blizzard, Inc. | 06/02/2016 | Annual | 04/07/2016 | ATVI | 00507V109 | 8 | Elect Casey Wasserman | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Activision Blizzard, Inc. | 06/02/2016 | Annual | 04/07/2016 | ATVI | 00507V109 | 9 | Elect Elaine P. Wynn | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Activision Blizzard, Inc. | 06/02/2016 | Annual | 04/07/2016 | ATVI | 00507V109 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Activision Blizzard, Inc. | 06/02/2016 | Annual | 04/07/2016 | ATVI | 00507V109 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Aetna Inc. | 05/20/2016 | Annual | 03/18/2016 | AET | 00817Y108 | 1 | Elect Fernando Aguirre | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Aetna Inc. | 05/20/2016 | Annual | 03/18/2016 | AET | 00817Y108 | 2 | Elect Mark T. Bertolini | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Aetna Inc. | 05/20/2016 | Annual | 03/18/2016 | AET | 00817Y108 | 3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Aetna Inc. | 05/20/2016 | Annual | 03/18/2016 | AET | 00817Y108 | 4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Aetna Inc. | 05/20/2016 | Annual | 03/18/2016 | AET | 00817Y108 | 5 | Elect Molly J. Coye | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Aetna Inc. | 05/20/2016 | Annual | 03/18/2016 | AET | 00817Y108 | 6 | Elect Roger N. Farah | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Aetna Inc. | 05/20/2016 | Annual | 03/18/2016 | AET | 00817Y108 | 7 | Elect Jeffrey E. Garten | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Aetna Inc. | 05/20/2016 | Annual | 03/18/2016 | AET | 00817Y108 | 8 | Elect Ellen M. Hancock | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Aetna Inc. | 05/20/2016 | Annual | 03/18/2016 | AET | 00817Y108 | 9 | Elect Richard J. Harrington | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Aetna Inc. | 05/20/2016 | Annual | 03/18/2016 | AET | 00817Y108 | 10 | Elect Edward J. Ludwig | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Aetna Inc. | 05/20/2016 | Annual | 03/18/2016 | AET | 00817Y108 | 11 | Elect Joseph P. Newhouse | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Aetna Inc. | 05/20/2016 | Annual | 03/18/2016 | AET | 00817Y108 | 12 | Elect Olympia J. Snowe | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Aetna Inc. | 05/20/2016 | Annual | 03/18/2016 | AET | 00817Y108 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Aetna Inc. | 05/20/2016 | Annual | 03/18/2016 | AET | 00817Y108 | 14 | Approval of the 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Aetna Inc. | 05/20/2016 | Annual | 03/18/2016 | AET | 00817Y108 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Aetna Inc. | 05/20/2016 | Annual | 03/18/2016 | AET | 00817Y108 | 16 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Agrium Inc. | 05/04/2016 | Annual | 03/09/2016 | AGU | 008916108 | 1.1 | Elect Maura J. Clark | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Agrium Inc. | 05/04/2016 | Annual | 03/09/2016 | AGU | 008916108 | 1.2 | Elect David C. Everitt | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Agrium Inc. | 05/04/2016 | Annual | 03/09/2016 | AGU | 008916108 | 1.3 | Elect Russell K. Girling | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Agrium Inc. | 05/04/2016 | Annual | 03/09/2016 | AGU | 008916108 | 1.4 | Elect Russell J. Horner | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Agrium Inc. | 05/04/2016 | Annual | 03/09/2016 | AGU | 008916108 | 1.5 | Elect Miranda C. Hubbs | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Agrium Inc. | 05/04/2016 | Annual | 03/09/2016 | AGU | 008916108 | 1.6 | Elect Charles V. Magro | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Agrium Inc. | 05/04/2016 | Annual | 03/09/2016 | AGU | 008916108 | 1.7 | Elect A. Anne McLellan | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Agrium Inc. | 05/04/2016 | Annual | 03/09/2016 | AGU | 008916108 | 1.8 | Elect Derek G. Pannell | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Agrium Inc. | 05/04/2016 | Annual | 03/09/2016 | AGU | 008916108 | 1.9 | Elect Mayo M. Schmidt | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Agrium Inc. | 05/04/2016 | Annual | 03/09/2016 | AGU | 008916108 | 1.10 | Elect William S. Simon | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Agrium Inc. | 05/04/2016 | Annual | 03/09/2016 | AGU | 008916108 | 2 | Appointment of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Agrium Inc. | 05/04/2016 | Annual | 03/09/2016 | AGU | 008916108 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Agrium Inc. | 05/04/2016 | Annual | 03/09/2016 | AGU | 008916108 | 4 | Shareholder Rights Plan | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | AMETEK, Inc. | 05/04/2016 | Annual | 03/17/2016 | AME | 031100100 | 1 | Elect Ruby R. Chandy | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | AMETEK, Inc. | 05/04/2016 | Annual | 03/17/2016 | AME | 031100100 | 2 | Elect Steven W. Kohlhagen | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | AMETEK, Inc. | 05/04/2016 | Annual | 03/17/2016 | AME | 031100100 | 3 | Approval of The Performance Goals in 2011 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | AMETEK, Inc. | 05/04/2016 | Annual | 03/17/2016 | AME | 031100100 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | AMETEK, Inc. | 05/04/2016 | Annual | 03/17/2016 | AME | 031100100 | 5 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Berkshire Hathaway Inc. | 04/30/2016 | Annual | 03/02/2016 | BRK.A | 084670702 | 1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Berkshire Hathaway Inc. | 04/30/2016 | Annual | 03/02/2016 | BRK.A | 084670702 | 1.2 | Elect Charles T. Munger | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Berkshire Hathaway Inc. | 04/30/2016 | Annual | 03/02/2016 | BRK.A | 084670702 | 1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Berkshire Hathaway Inc. | 04/30/2016 | Annual | 03/02/2016 | BRK.A | 084670702 | 1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Berkshire Hathaway Inc. | 04/30/2016 | Annual | 03/02/2016 | BRK.A | 084670702 | 1.5 | Elect Susan L. Decker | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Berkshire Hathaway Inc. | 04/30/2016 | Annual | 03/02/2016 | BRK.A | 084670702 | 1.6 | Elect William H. Gates III | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Berkshire Hathaway Inc. | 04/30/2016 | Annual | 03/02/2016 | BRK.A | 084670702 | 1.7 | Elect David S. Gottesman | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Berkshire Hathaway Inc. | 04/30/2016 | Annual | 03/02/2016 | BRK.A | 084670702 | 1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Berkshire Hathaway Inc. | 04/30/2016 | Annual | 03/02/2016 | BRK.A | 084670702 | 1.9 | Elect Thomas S. Murphy | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Berkshire Hathaway Inc. | 04/30/2016 | Annual | 03/02/2016 | BRK.A | 084670702 | 1.10 | Elect Ronald L. Olson | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Berkshire Hathaway Inc. | 04/30/2016 | Annual | 03/02/2016 | BRK.A | 084670702 | 1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Berkshire Hathaway Inc. | 04/30/2016 | Annual | 03/02/2016 | BRK.A | 084670702 | 1.12 | Elect Meryl B. Witmer | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Berkshire Hathaway Inc. | 04/30/2016 | Annual | 03/02/2016 | BRK.A | 084670702 | 2 | Shareholder Proposal Regarding Reporting Of Climate Change Risks | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Celanese Corporation | 04/21/2016 | Annual | 02/22/2016 | CE | 150870103 | 1 | Elect Kathryn M. Hill | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Celanese Corporation | 04/21/2016 | Annual | 02/22/2016 | CE | 150870103 | 2 | Elect William M. Brown | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Celanese Corporation | 04/21/2016 | Annual | 02/22/2016 | CE | 150870103 | 3 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Celanese Corporation | 04/21/2016 | Annual | 02/22/2016 | CE | 150870103 | 4 | Elect Mark C. Rohr | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Celanese Corporation | 04/21/2016 | Annual | 02/22/2016 | CE | 150870103 | 5 | Elect Farah M. Walters | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Celanese Corporation | 04/21/2016 | Annual | 02/22/2016 | CE | 150870103 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Celanese Corporation | 04/21/2016 | Annual | 02/22/2016 | CE | 150870103 | 7 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Celanese Corporation | 04/21/2016 | Annual | 02/22/2016 | CE | 150870103 | 8 | Declassify the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Colgate-Palmolive Company | 05/06/2016 | Annual | 03/08/2016 | CL | 194162103 | 1 | Elect John P. Bilbrey | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Colgate-Palmolive Company | 05/06/2016 | Annual | 03/08/2016 | CL | 194162103 | 2 | Elect John T. Cahill | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Colgate-Palmolive Company | 05/06/2016 | Annual | 03/08/2016 | CL | 194162103 | 3 | Elect Ian M. Cook | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Colgate-Palmolive Company | 05/06/2016 | Annual | 03/08/2016 | CL | 194162103 | 4 | Elect Helene D. Gayle | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Colgate-Palmolive Company | 05/06/2016 | Annual | 03/08/2016 | CL | 194162103 | 5 | Elect Ellen M. Hancock | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Colgate-Palmolive Company | 05/06/2016 | Annual | 03/08/2016 | CL | 194162103 | 6 | Elect C. Martin Harris | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Colgate-Palmolive Company | 05/06/2016 | Annual | 03/08/2016 | CL | 194162103 | 7 | Elect Richard J. Kogan | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Colgate-Palmolive Company | 05/06/2016 | Annual | 03/08/2016 | CL | 194162103 | 8 | Elect Lorrie M. Norrington | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Colgate-Palmolive Company | 05/06/2016 | Annual | 03/08/2016 | CL | 194162103 | 9 | Elect Michael B. Polk | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Colgate-Palmolive Company | 05/06/2016 | Annual | 03/08/2016 | CL | 194162103 | 10 | Elect Stephen I. Sadove | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Colgate-Palmolive Company | 05/06/2016 | Annual | 03/08/2016 | CL | 194162103 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Colgate-Palmolive Company | 05/06/2016 | Annual | 03/08/2016 | CL | 194162103 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Colgate-Palmolive Company | 05/06/2016 | Annual | 03/08/2016 | CL | 194162103 | 13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.4 | Elect Edward D. Breen | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.5 | Elect Joseph J. Collins | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 1.11 | Elect Judith Rodin | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 2 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 3 | Amend 2002 Restricted Stock Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 4 | Amend 2003 Stock Option Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 5 | Amend 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 6 | Amend 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Comcast Corporation | 05/19/2016 | Annual | 03/10/2016 | CMCSA | 20030N101 | 10 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 1 | Elect Richard M. Bracken | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 2 | Elect C. David Brown II | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 5 | Elect David W. Dorman | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 6 | Elect Anne M. Finucane | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 7 | Elect Larry J. Merlo | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 9 | Elect Richard J. Swift | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 10 | Elect William C. Weldon | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 11 | Elect Tony L. White | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 14 | Shareholder Proposal Regarding Incorporating Values in Political Spending | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | CVS Health Corporation | 05/19/2016 | Annual | 03/24/2016 | CVS | 126650100 | 15 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 4 | Elect Teri List-Stoll | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 6 | Elect Mitchell P. Rales | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 7 | Elect Steven M. Rales | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 8 | Elect John T. Schwieters | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 9 | Elect Alan G. Spoon | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 10 | Elect Elias A. Zerhouni | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Danaher Corporation | 05/10/2016 | Annual | 03/14/2016 | DHR | 235851102 | 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Dr Pepper Snapple Group, Inc. | 05/19/2016 | Annual | 03/21/2016 | DPS | 26138E109 | 1 | Elect David E. Alexander | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Dr Pepper Snapple Group, Inc. | 05/19/2016 | Annual | 03/21/2016 | DPS | 26138E109 | 2 | Elect Antonio Carrillo | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Dr Pepper Snapple Group, Inc. | 05/19/2016 | Annual | 03/21/2016 | DPS | 26138E109 | 3 | Elect Pamela H. Patsley | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Dr Pepper Snapple Group, Inc. | 05/19/2016 | Annual | 03/21/2016 | DPS | 26138E109 | 4 | Elect Joyce M. Roche | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Dr Pepper Snapple Group, Inc. | 05/19/2016 | Annual | 03/21/2016 | DPS | 26138E109 | 5 | Elect Ronald G. Rogers | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Dr Pepper Snapple Group, Inc. | 05/19/2016 | Annual | 03/21/2016 | DPS | 26138E109 | 6 | Elect Wayne R. Sanders | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Dr Pepper Snapple Group, Inc. | 05/19/2016 | Annual | 03/21/2016 | DPS | 26138E109 | 7 | Elect Dunia A. Shive | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Dr Pepper Snapple Group, Inc. | 05/19/2016 | Annual | 03/21/2016 | DPS | 26138E109 | 8 | Elect M. Anne Szostak | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Dr Pepper Snapple Group, Inc. | 05/19/2016 | Annual | 03/21/2016 | DPS | 26138E109 | 9 | Elect Larry D. Young | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Dr Pepper Snapple Group, Inc. | 05/19/2016 | Annual | 03/21/2016 | DPS | 26138E109 | 10 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Dr Pepper Snapple Group, Inc. | 05/19/2016 | Annual | 03/21/2016 | DPS | 26138E109 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Dr Pepper Snapple Group, Inc. | 05/19/2016 | Annual | 03/21/2016 | DPS | 26138E109 | 12 | Amendment to Certificate of Incorporation Regarding Removal of Directors With or Without Cause | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Dr Pepper Snapple Group, Inc. | 05/19/2016 | Annual | 03/21/2016 | DPS | 26138E109 | 13 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Express Scripts Holding Company | 05/04/2016 | Annual | 03/11/2016 | ESRX | 30219G108 | 1 | Elect Maura C. Breen | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Express Scripts Holding Company | 05/04/2016 | Annual | 03/11/2016 | ESRX | 30219G108 | 2 | Elect William J. DeLaney | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Express Scripts Holding Company | 05/04/2016 | Annual | 03/11/2016 | ESRX | 30219G108 | 3 | Elect Elder Granger | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Express Scripts Holding Company | 05/04/2016 | Annual | 03/11/2016 | ESRX | 30219G108 | 4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Express Scripts Holding Company | 05/04/2016 | Annual | 03/11/2016 | ESRX | 30219G108 | 5 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Express Scripts Holding Company | 05/04/2016 | Annual | 03/11/2016 | ESRX | 30219G108 | 6 | Elect Frank Mergenthaler | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Express Scripts Holding Company | 05/04/2016 | Annual | 03/11/2016 | ESRX | 30219G108 | 7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Express Scripts Holding Company | 05/04/2016 | Annual | 03/11/2016 | ESRX | 30219G108 | 8 | Elect Roderick A. Palmore | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Express Scripts Holding Company | 05/04/2016 | Annual | 03/11/2016 | ESRX | 30219G108 | 9 | Elect George Paz | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Express Scripts Holding Company | 05/04/2016 | Annual | 03/11/2016 | ESRX | 30219G108 | 10 | Elect William L. Roper | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Express Scripts Holding Company | 05/04/2016 | Annual | 03/11/2016 | ESRX | 30219G108 | 11 | Elect Seymour Sternberg | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Express Scripts Holding Company | 05/04/2016 | Annual | 03/11/2016 | ESRX | 30219G108 | 12 | Elect Timothy Wentworth | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Express Scripts Holding Company | 05/04/2016 | Annual | 03/11/2016 | ESRX | 30219G108 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Express Scripts Holding Company | 05/04/2016 | Annual | 03/11/2016 | ESRX | 30219G108 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Express Scripts Holding Company | 05/04/2016 | Annual | 03/11/2016 | ESRX | 30219G108 | 15 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Express Scripts Holding Company | 05/04/2016 | Annual | 03/11/2016 | ESRX | 30219G108 | 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Express Scripts Holding Company | 05/04/2016 | Annual | 03/11/2016 | ESRX | 30219G108 | 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 1 | Elect William S. Ayer | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 2 | Elect Kevin Burke | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 4 | Elect David M. Cote | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 5 | Elect D. Scott Davis | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 6 | Elect Linnet F. Deily | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 7 | Elect Judd Gregg | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 8 | Elect Clive Hollick | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 9 | Elect Grace D. Lieblein | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 10 | Elect George Paz | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 11 | Elect Bradley T. Sheares | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 12 | Elect Robin L. Washington | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 15 | 2016 Stock Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 16 | Approval of 2016 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Honeywell International Inc. | 04/25/2016 | Annual | 02/26/2016 | HON | 438516106 | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Illinois Tool Works Inc. | 05/06/2016 | Annual | 03/08/2016 | ITW | 452308109 | 1 | Elect Daniel J. Brutto | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Illinois Tool Works Inc. | 05/06/2016 | Annual | 03/08/2016 | ITW | 452308109 | 2 | Elect Susan Crown | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Illinois Tool Works Inc. | 05/06/2016 | Annual | 03/08/2016 | ITW | 452308109 | 3 | Elect James W. Griffith | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Illinois Tool Works Inc. | 05/06/2016 | Annual | 03/08/2016 | ITW | 452308109 | 4 | Elect Richard H. Lenny | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Illinois Tool Works Inc. | 05/06/2016 | Annual | 03/08/2016 | ITW | 452308109 | 5 | Elect Robert S. Morrison | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Illinois Tool Works Inc. | 05/06/2016 | Annual | 03/08/2016 | ITW | 452308109 | 6 | Elect E. Scott Santi | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Illinois Tool Works Inc. | 05/06/2016 | Annual | 03/08/2016 | ITW | 452308109 | 7 | Elect James A. Skinner | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Illinois Tool Works Inc. | 05/06/2016 | Annual | 03/08/2016 | ITW | 452308109 | 8 | Elect David B. Smith, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Illinois Tool Works Inc. | 05/06/2016 | Annual | 03/08/2016 | ITW | 452308109 | 9 | Elect Pamela B. Strobel | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Illinois Tool Works Inc. | 05/06/2016 | Annual | 03/08/2016 | ITW | 452308109 | 10 | Elect Kevin M. Warren | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Illinois Tool Works Inc. | 05/06/2016 | Annual | 03/08/2016 | ITW | 452308109 | 11 | Elect Anre D. Williams | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Illinois Tool Works Inc. | 05/06/2016 | Annual | 03/08/2016 | ITW | 452308109 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Illinois Tool Works Inc. | 05/06/2016 | Annual | 03/08/2016 | ITW | 452308109 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Illinois Tool Works Inc. | 05/06/2016 | Annual | 03/08/2016 | ITW | 452308109 | 14 | Right to Call a Special Meeting | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Illinois Tool Works Inc. | 05/06/2016 | Annual | 03/08/2016 | ITW | 452308109 | 15 | Re-approval of the 2011 Cash Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Illinois Tool Works Inc. | 05/06/2016 | Annual | 03/08/2016 | ITW | 452308109 | 16 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | International Flavors & Fragrances Inc. | 05/02/2016 | Annual | 03/08/2016 | IFF | 459506101 | 1 | Elect Marcello V. Bottoli | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | International Flavors & Fragrances Inc. | 05/02/2016 | Annual | 03/08/2016 | IFF | 459506101 | 2 | Elect Linda B. Buck | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | International Flavors & Fragrances Inc. | 05/02/2016 | Annual | 03/08/2016 | IFF | 459506101 | 3 | Elect Michael L. Ducker | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | International Flavors & Fragrances Inc. | 05/02/2016 | Annual | 03/08/2016 | IFF | 459506101 | 4 | Elect David R. Epstein | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | International Flavors & Fragrances Inc. | 05/02/2016 | Annual | 03/08/2016 | IFF | 459506101 | 5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | International Flavors & Fragrances Inc. | 05/02/2016 | Annual | 03/08/2016 | IFF | 459506101 | 6 | Elect John F. Ferraro | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | International Flavors & Fragrances Inc. | 05/02/2016 | Annual | 03/08/2016 | IFF | 459506101 | 7 | Elect Andreas Fibig | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | International Flavors & Fragrances Inc. | 05/02/2016 | Annual | 03/08/2016 | IFF | 459506101 | 8 | Elect Christina A. Gold | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | International Flavors & Fragrances Inc. | 05/02/2016 | Annual | 03/08/2016 | IFF | 459506101 | 9 | Elect Henry W. Howell, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | International Flavors & Fragrances Inc. | 05/02/2016 | Annual | 03/08/2016 | IFF | 459506101 | 10 | Elect Katherine M. Hudson | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | International Flavors & Fragrances Inc. | 05/02/2016 | Annual | 03/08/2016 | IFF | 459506101 | 11 | Elect Dale Morrison | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | International Flavors & Fragrances Inc. | 05/02/2016 | Annual | 03/08/2016 | IFF | 459506101 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | International Flavors & Fragrances Inc. | 05/02/2016 | Annual | 03/08/2016 | IFF | 459506101 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 1 | Elect Mary C. Beckerle | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 2 | Elect D. Scott Davis | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 3 | Elect Ian E.L. Davis | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 4 | Elect Alex Gorsky | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 5 | Elect Susan L. Lindquist | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 6 | Elect Mark B. McClellan | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 8 | Elect William D. Perez | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 9 | Elect Charles Prince | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 10 | Elect A. Eugene Washington | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 11 | Elect Ronald A. Williams | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Johnson & Johnson | 04/28/2016 | Annual | 03/01/2016 | JNJ | 478160104 | 17 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 1 | Elect Steven M. Altschuler | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 2 | Elect Howard B. Bernick | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 4 | Elect Anna C. Catalano | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 5 | Elect Celeste A. Clark | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 6 | Elect James M. Cornelius | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 7 | Elect Stephen W. Golsby | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 8 | Elect Michael Grobstein | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 11 | Elect Michael A. Sherman | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 12 | Elect Elliott Sigal | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 13 | Elect Robert Singer | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mead Johnson Nutrition Company | 05/11/2016 | Annual | 03/21/2016 | MJN | 582839106 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 3 | Elect Lois D. Juliber | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 4 | Elect Mark D. Ketchum | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 6 | Elect Joseph Neubauer | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 7 | Elect Nelson Peltz | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 8 | Elect Fredric G. Reynolds | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 10 | Elect Christiana Shi | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 11 | Elect Patrick T. Siewert | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 12 | Elect Ruth J. Simmons | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 13 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Mondelez International Inc. | 05/18/2016 | Annual | 03/09/2016 | MDLZ | 609207105 | 18 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 1 | Elect Shona L. Brown | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 2 | Elect George W. Buckley | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 3 | Elect Cesar Conde | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 4 | Elect Ian M. Cook | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 5 | Elect Dina Dublon | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 6 | Elect Rona A. Fairhead | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 7 | Elect Richard W. Fisher | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 8 | Elect William R. Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 9 | Elect Indra K. Nooyi | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 10 | Elect David C. Page | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 11 | Elect Robert C. Pohlad | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 13 | Elect Daniel Vasella | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 14 | Elect Alberto Weisser | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 15 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 18 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 19 | Shareholder Proposal Regarding Neonicotinoids | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 20 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | PepsiCo, Inc. | 05/04/2016 | Annual | 02/26/2016 | PEP | 713448108 | 21 | Shareholder Proposal Regarding Renewable Energy Targets | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 2 | Elect W. Don Cornwell | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 4 | Elect Frances D. Fergusson | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 5 | Elect Helen H. Hobbs | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 6 | Elect James M. Kilts | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 7 | Elect Shantanu Narayen | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 9 | Elect Ian C. Read | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 10 | Elect Stephen W. Sanger | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 11 | Elect James C. Smith | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 14 | Shareholder Proposal Regarding Report on Lobbying Activities | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 15 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 16 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Pfizer Inc. | 04/28/2016 | Annual | 03/01/2016 | PFE | 717081103 | 17 | Shareholder Proposal Regarding Certain Taxable Events | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 1.1 | Elect Amy Woods Brinkley | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 1.2 | Elect John F. Fort, III | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 1.3 | Elect Brian D. Jellison | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 1.4 | Elect Robert D. Johnson | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 1.5 | Elect Robert E. Knowling, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 1.6 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 1.7 | Elect Laura G. Thatcher | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 1.8 | Elect Richard F. Wallman | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 1.9 | Elect Christopher Wright | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 3 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Roper Technologies, Inc. | 05/27/2016 | Annual | 03/29/2016 | ROP | 776696106 | 4 | Approval of 2016 Incentive Plan | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 4 | Non-Voting Meeting Note | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 8 | Personal Risk Insurance and Defined Contribution Supplementary Retirement Benefits (Ross McInnes, Chairman) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 9 | Defined Benefit Supplementary Retirement Benefits (Ross McInnes, Chairman) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 10 | Personal Risk Assurance and Defined Contribution Supplementary Retirement Benefits (Philippe Petitcolin, CEO) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 11 | Defined Contribution Supplementary Retirement Benefits (Philippe Petitcolin, CEO) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 12 | Related Party Transactions (Credit line) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 13 | Related Party Transactions (French state) | Mgmt | For | Against | Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 14 | Elect Gerard Mardine to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 15 | Non-Voting Agenda Item | N/A | N/A | N/A | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 16 | Elect Eliane Carre-Copin to the Board of Directors | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 17 | Elect Marc Aubry as Employee Representative | Mgmt | Against | N/A | Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 18 | Elect Jocelyne Jobard as Employee Representative | Mgmt | Against | N/A | Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 19 | Appointment of Auditor (Mazars) | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 20 | Appointment of Alternate Auditor (Gilles Rainaut) | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 21 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 22 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 23 | Directors’ Fees | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 24 | Remuneration of Ross McInnes, Chairman (from April 24, 2015) | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 25 | Remuneration of Philippe Petitcolin, CEO (from April 24, 2015) | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 26 | Remuneration of Jean-Paul Herteman, Former Chairman and CEO | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 27 | Remuneration of the Former Deputy CEOs | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 28 | Authority to Repurchase Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 29 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 30 | Authority to Issue Performance Shares | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 31 | Authorization of Legal Formalities | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Safran SA | 05/19/2016 | Mix | 05/16/2016 | SAF | F4035A557 | 32 | Shareholder Proposal Regarding Performance Share Plan | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 1 | Elect Michael Chu | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 2 | Elect Lawrence R. Codey | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 3 | Elect Patrick Duff | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 4 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 5 | Elect Neil Lustig | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 6 | Elect Kenneth P. Manning | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 7 | Elect William J. Marino | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 8 | Elect Jerome A. Peribere | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 9 | Elect Richard L. Wambold | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sealed Air Corporation | 05/19/2016 | Annual | 03/21/2016 | SEE | 81211K100 | 12 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sherwin-Williams Company | 04/20/2016 | Annual | 02/22/2016 | SHW | 824348106 | 1 | Elect Arthur F. Anton | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sherwin-Williams Company | 04/20/2016 | Annual | 02/22/2016 | SHW | 824348106 | 2 | Elect Christopher M. Connor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sherwin-Williams Company | 04/20/2016 | Annual | 02/22/2016 | SHW | 824348106 | 3 | Elect David F. Hodnik | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sherwin-Williams Company | 04/20/2016 | Annual | 02/22/2016 | SHW | 824348106 | 4 | Elect Thomas G. Kadien | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sherwin-Williams Company | 04/20/2016 | Annual | 02/22/2016 | SHW | 824348106 | 5 | Elect Richard J. Kramer | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sherwin-Williams Company | 04/20/2016 | Annual | 02/22/2016 | SHW | 824348106 | 6 | Elect Susan J. Kropf | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sherwin-Williams Company | 04/20/2016 | Annual | 02/22/2016 | SHW | 824348106 | 7 | Elect John G. Morikis | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sherwin-Williams Company | 04/20/2016 | Annual | 02/22/2016 | SHW | 824348106 | 8 | Elect Christine A. Poon | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sherwin-Williams Company | 04/20/2016 | Annual | 02/22/2016 | SHW | 824348106 | 9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sherwin-Williams Company | 04/20/2016 | Annual | 02/22/2016 | SHW | 824348106 | 10 | Elect Matthew Thornton | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sherwin-Williams Company | 04/20/2016 | Annual | 02/22/2016 | SHW | 824348106 | 11 | Elect Steven H. Wunning | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sherwin-Williams Company | 04/20/2016 | Annual | 02/22/2016 | SHW | 824348106 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sherwin-Williams Company | 04/20/2016 | Annual | 02/22/2016 | SHW | 824348106 | 13 | Amendment to the 2006 Stock Plan for Nonemployee Directors | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Sherwin-Williams Company | 04/20/2016 | Annual | 02/22/2016 | SHW | 824348106 | 14 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | The TJX Companies, Inc. | 06/07/2016 | Annual | 04/11/2016 | TJX | 872540109 | 1 | Elect Zein Abdalla | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | The TJX Companies, Inc. | 06/07/2016 | Annual | 04/11/2016 | TJX | 872540109 | 2 | Elect Jose B. Alvarez | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | The TJX Companies, Inc. | 06/07/2016 | Annual | 04/11/2016 | TJX | 872540109 | 3 | Elect Alan M. Bennett | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | The TJX Companies, Inc. | 06/07/2016 | Annual | 04/11/2016 | TJX | 872540109 | 4 | Elect David T. Ching | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | The TJX Companies, Inc. | 06/07/2016 | Annual | 04/11/2016 | TJX | 872540109 | 5 | Elect Ernie Herrman | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | The TJX Companies, Inc. | 06/07/2016 | Annual | 04/11/2016 | TJX | 872540109 | 6 | Elect Michael F. Hines | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | The TJX Companies, Inc. | 06/07/2016 | Annual | 04/11/2016 | TJX | 872540109 | 7 | Elect Amy B. Lane | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | The TJX Companies, Inc. | 06/07/2016 | Annual | 04/11/2016 | TJX | 872540109 | 8 | Elect Carol Meyrowitz | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | The TJX Companies, Inc. | 06/07/2016 | Annual | 04/11/2016 | TJX | 872540109 | 9 | Elect John F. O’Brien | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | The TJX Companies, Inc. | 06/07/2016 | Annual | 04/11/2016 | TJX | 872540109 | 10 | Elect Willow B. Shire | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | The TJX Companies, Inc. | 06/07/2016 | Annual | 04/11/2016 | TJX | 872540109 | 11 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | The TJX Companies, Inc. | 06/07/2016 | Annual | 04/11/2016 | TJX | 872540109 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | The TJX Companies, Inc. | 06/07/2016 | Annual | 04/11/2016 | TJX | 872540109 | 13 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | The TJX Companies, Inc. | 06/07/2016 | Annual | 04/11/2016 | TJX | 872540109 | 14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 1 | Elect John D. Baker II | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 2 | Elect Elaine L. Chao | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 3 | Elect John S. Chen | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 4 | Elect Lloyd H. Dean | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 6 | Elect Susan E. Engel | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 8 | Elect Donald M. James | �� | Mgmt | For | For | For | Voted | ||||||||||||
TCW New America Premier Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 10 | Elect Federico F. Pena | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 11 | Elect James H. Quigley | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 12 | Elect Stephen W. Sanger | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 13 | Elect John G. Stumpf | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 14 | Elect Susan G. Swenson | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | Voted |
Fund Name | Company Name | Meeting Date | Meeting | Record | Ticker | Security ID | Agenda | Agenda Item Description | Proponent | Management | Vote | For Against | Voted | |||||||||||||
TCW New America Premier Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 17 | Ratification of Auditor | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Wells Fargo and Company | 04/26/2016 | Annual | 03/01/2016 | WFC | 949746101 | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Yahoo! Inc. | 06/30/2016 | Annual | 05/20/2016 | YHOO | 984332106 | 1 | Elect Tor R. Braham | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Yahoo! Inc. | 06/30/2016 | Annual | 05/20/2016 | YHOO | 984332106 | 2 | Elect Eric K. Brandt | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Yahoo! Inc. | 06/30/2016 | Annual | 05/20/2016 | YHOO | 984332106 | 3 | Elect David Filo | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Yahoo! Inc. | 06/30/2016 | Annual | 05/20/2016 | YHOO | 984332106 | 4 | Elect Catherine J. Friedman | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Yahoo! Inc. | 06/30/2016 | Annual | 05/20/2016 | YHOO | 984332106 | 5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Yahoo! Inc. | 06/30/2016 | Annual | 05/20/2016 | YHOO | 984332106 | 6 | Elect Richard S. Hill | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Yahoo! Inc. | 06/30/2016 | Annual | 05/20/2016 | YHOO | 984332106 | 7 | Elect Marissa A. Mayer | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Yahoo! Inc. | 06/30/2016 | Annual | 05/20/2016 | YHOO | 984332106 | 8 | Elect Thomas J. McInerney | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Yahoo! Inc. | 06/30/2016 | Annual | 05/20/2016 | YHOO | 984332106 | 9 | Elect Jane E. Shaw | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Yahoo! Inc. | 06/30/2016 | Annual | 05/20/2016 | YHOO | 984332106 | 10 | Elect Jeffrey C. Smith | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Yahoo! Inc. | 06/30/2016 | Annual | 05/20/2016 | YHOO | 984332106 | 11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Yahoo! Inc. | 06/30/2016 | Annual | 05/20/2016 | YHOO | 984332106 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Voted | |||||||||||||
TCW New America Premier Equities Fund | Yahoo! Inc. | 06/30/2016 | Annual | 05/20/2016 | YHOO | 984332106 | 13 | Ratification of Auditor | Mgmt | For | For | For | Voted |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
TCW Funds, Inc. | ||
(Registrant) | ||
By: | /s/ David DeVito | |
David DeVito | ||
President and Chief Executive Officer | ||
Date: August 16, 2016 |