UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 18, 2023
3D SYSTEMS CORPORATION
(Exact name of registrant as specified in its charter)
Delaware | 001-34220 | 95-4431352 | ||
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
333 Three D Systems Circle
Rock Hill, South Carolina 29730
(Address of Principal Executive Offices) (Zip Code)
(803) 326-3900
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading | Name of each exchange on which registered | ||
Common stock, par value $0.001 per share | DDD | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
This Current Report on Form 8-K/A (this “Current Report”) amends the Current Report on Form 8-K filed by 3D Systems Corporation (the “Company”) with the Securities and Exchange Commission (the “SEC”) on September 21, 2023 (the “Original Report”) and is being filed in order to supplement the Company’s disclosure under Item 5.02 of the Original Report. The Original Report otherwise remains unchanged.
Item 5.02. | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
As previously disclosed in the Original Report, the Company appointed Mr. Andrew Johnson, the Company’s Executive Vice President, Chief Corporate Development Officer, Chief Legal Officer and Secretary, as the Company’s Interim Chief Financial Officer, effective October 16, 2023. At the time of the Original Report, the Compensation Committee (the “Compensation Committee”) of the Company’s Board of Directors had not yet made a determination regarding any compensation adjustments in connection with Mr. Johnson’s appointment as the Company’s Interim Chief Financial Officer.
As previously disclosed, Mr. Jeffrey Creech succeeded Mr. Johnson as the Company’s Executive Vice President and Chief Financial Officer, effective December 12, 2023. Mr. Johnson remains the Company’s Executive Vice President, Chief Corporate Development Officer, Chief Legal Officer and Secretary.
The Company is filing this amended Current Report on Form 8-K/A to report that on December 18, 2023, the Compensation Committee approved a $70,000 cash payment to Mr. Johnson in recognition of his prior service as the Company’s Interim Chief Financial Officer.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
3D SYSTEMS CORPORATION | ||||||
Date: December 21, 2023 | By: | /s/ Andrew M. Johnson | ||||
Andrew M. Johnson | ||||||
Executive Vice President, Chief Corporate Development Officer and Chief Legal Officer |