UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-8168
Aquila Three Peaks Opportunity Growth Fund
(formerly, Aquila Rocky Mountain Equity Fund)
(Exact name of registrant as specified in charter)
380 Madison Avenue, New York, NY 10017
(Address of principal executive offices) (Zip code)
Joseph P. DiMaggio, Chief Financial Officer, and Treasurer
380 Madison Avenue, New York, NY 10017
(name and address of agent for service)
Registrant's telephone number, including area code: 212-697-6666
Date of fiscal year end: December 31
Date of reporting period: June 30, 2011
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (subsections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, D.C. 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. subsection 3507.
Item. 1 Proxy Voting Record
******************************* FORM N-PX REPORT *******************************
ICA File Number: 811-08168
Reporting Period: 07/01/2010 - 06/30/2011
Aquila Three Peaks Opportunity Growth Fund
======================= AQUILA ROCKY MOUNTAIN EQUITY FUND =======================
ARRAY BIOPHARMA INC.
| Ticker: | ARRY | | Security ID: | 04269X105 |
| Meeting Date: | NOV 04, 2010 | | Meeting Type: | Annual |
| Record Date: | SEP 07, 2010 | | | |
| # | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | Elect Director David L. Snitman | | For | | Withhold | | Management |
| 1.2 | Elect Director Gil J. Van Lunsen | | For | | Withhold | | Management |
| 1.3 | Elect Director John L. Zabriskie | | For | | Withhold | | Management |
| 2 | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
| 3 | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
| 4 | Ratify Auditors | | For | | For | | Management |
ASPENBIO PHARMA, INC.
| Ticker: | APPY | | Security ID: | 045346103 |
| Meeting Date: | NOV 22, 2010 | | Meeting Type: | Annual |
| Record Date: | OCT 08, 2010 | | | |
| # | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | Elect Director Stephen T. Lundy | | For | | | | Management |
| 1.2 | Elect Director Gail S. Schoettler | | For | | | | Management |
| 1.3 | Elect Director Daryl J. Faulkner | | For | | For | | Management |
| 1.4 | Elect Director Douglas I. Hepler | | For | | For | | Management |
| 1.5 | Elect Director David E. Welch | | For | | For | | Management |
| 1.6 | Elect Director Mark J. Ratain | | For | | For | | Management |
| 1.7 | Elect Director Michael R. Merson | | For | | For | | Management |
| 1.8 | Elect Director John H. Landon | | For | | For | | Management |
| 1.9 | Elect Director Gregory S. Pusey | | For | | For | | Management |
| 2 | Amend Omnibus Stock Plan | | For | | For | | Management |
| 3 | Ratify Auditors | | For | | For | | Management |
| 4 | Approve Reverse Stock Split | | For | | For | | Management |
AVNET, INC.
| Ticker: | AVT | | Security ID: | 053807103 |
| Meeting Date: | NOV 05, 2010 | | Meeting Type: | Annual |
| Record Date: | SEP 08, 2010 | | | |
| # | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | Elect Director Eleanor Baum | | For | | | | Management |
| 1.2 | Elect Director J. Veronica Biggins | | For | | Withhold | | Management |
| 1.3 | Elect Director Ehud Houminer | | For | | Withhold | | Management |
| 1.4 | Elect Director Frank R. Noonan | | For | | For | | Management |
| 1.5 | Elect Director Ray M. Robinson | | For | | For | | Management |
| 1.6 | Elect Director William H. Schumann III | | For | | For | | Management |
| 1.7 | Elect Director William P. Sullivan | | For | | Withhold | | Management |
| 1.8 | Elect Director Gary L. Tooker | | For | | Withhold | | Management |
| 1.9 | Elect Director Roy Vallee | | For | | For | | Management |
| 2 | Approve Omnibus Stock Plan | | For | | For | | Management |
| 3 | Ratify Auditors | | For | | For | | Management |
MICROCHIP TECHNOLOGY INCORPORATED
| Ticker: | MCHP | | Security ID: | 595017104 |
| Meeting Date: | AUG 20, 2010 | | Meeting Type: | Annual |
| Record Date: | JUN 21, 2010 | | | |
| # | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | Elect Director Steve Sanghi | | For | | | | Management |
| 1.2 | Elect Director Albert J. Hugo-Martinez | | For | | | | Management |
| 1.3 | Elect Director L.B. Day | | For | | For | | Management |
| 1.4 | Elect Director Matthew W. Chapman | | For | | For | | Management |
| 1.5 | Elect Director Wade F. Meyercord | | For | | For | | Management |
| 2 | Ratify Auditors | | For | | For | | Management |
MICRON TECHNOLOGY, INC.
| Ticker: | MU | | Security ID: | 595112103 |
| Meeting Date: | DEC 16, 2010 | | Meeting Type: | Annual |
| Record Date: | OCT 18, 2010 | | | |
| # | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | Elect Director Steven R. Appleton | | For | | | | Management |
| 2 | Elect Director Teruaki Aoki | | For | | Against | | Management |
| 3 | Elect Director James W. Bagley | | For | | For | | Management |
| 4 | Elect Director Robert L. Bailey | | For | | For | | Management |
| 5 | Elect Director Mercedes Johnson | | For | | For | | Management |
| 6 | Elect Director Lawrence N. Mondry | | For | | Against | | Management |
| 7 | Elect Director Robert E. Switz | | For | | For | | Management |
| 8 | Amend Omnibus Stock Plan | | For | | For | | Management |
| 9 | Ratify Auditors | | For | | For | | Management |
ROCK-TENN COMPANY
| Ticker: | RKT | | Security ID: | 772739207 |
| Meeting Date: | JAN 28, 2011 | | Meeting Type: | Annual |
| Record Date: | NOV 26, 2010 | | | |
| # | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | Elect Director J. Powell Brown | | For | | Withhold | | Management |
| 1.2 | Elect Director Robert M. Chapman | | For | | For | | Management |
| 1.3 | Elect Director Russell M. Currey | | For | | For | | Management |
| 1.4 | Elect Director G. Stephen Felker | | For | | For | | Management |
| 2 | Ratify Auditors | | For | | For | | Management |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
| 4 | Advisory Vote on Say on Pay Frequency | | None | | One Year | | Management |
ROCKY MOUNTAIN CHOCOLATE FACTORY, INC.
| Ticker: | RMCF | | Security ID: | 774678403 |
| Meeting Date: | AUG 18, 2010 | | Meeting Type: | Annual |
| Record Date: | JUL 01, 2010 | | | |
| # | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | Elect Director Franklin E. Crail | | For | | | | Management |
| 1.2 | Elect Director Lee N. Mortenson | | For | | | | Management |
| 1.3 | Elect Director Bryan J. Merryman | | For | | For | | Management |
| 1.4 | Elect Director Gerald A. Kien | | For | | For | | Management |
| 1.5 | Elect Director Clyde Wm. Engle | | For | | Withhold | | Management |
| 1.6 | Elect Director Scott G. Capdevielle | | For | | For | | Management |
| 2 | Ratify Auditors | | For | | For | | Management |
================== AQUILA THREE PEAKS OPPORTUNITY GROWTH FUND ==================
ADVANCED MICRO DEVICES, INC.
| Ticker: | AMD | | Security ID: | 007903107 |
| Meeting Date: | MAY 03, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 07, 2011 | | | |
| # | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | Elect Director Bruce L. Claflin | | For | | | | Management |
| 2 | Elect Director W. Michael Barnes | | For | | | | Management |
| 3 | Elect Director John E. Caldwell | | For | | For | | Management |
| 4 | Elect Director Henry W.K. Chow | | For | | For | | Management |
| 5 | Elect Director Craig A. Conway | | For | | For | | Management |
| 6 | Elect Director Nicholas M. Donofrio | | For | | For | | Management |
| 7 | Elect Director H. Paulett Eberhart | | For | | For | | Management |
| 8 | Elect Director Waleed Al Muhairi | | For | | For | | Management |
| 9 | Elect Director Robert B. Palmer | | For | | For | | Management |
| 10 | Ratify Auditors | | For | | For | | Management |
| 11 | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For | | Management |
| 13 | Advisory Vote on Say on Pay Frequency | | None | | One Year | | Management |
AMERICAN TOWER CORPORATION
| Ticker: | AMT | | Security ID: | 029912201 |
| Meeting Date: | MAY 18, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 22, 2011 | | | |
| # | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | Elect Director Raymond P. Dolan | | For | | | | Management |
| 2 | Elect Director Ronald M. Dykes | | For | | | | Management |
| 3 | Elect Director Carolyn F. Katz | | For | | For | | Management |
| 4 | Elect Director Gustavo Lara Cantu | | For | | For | | Management |
| 5 | Elect Director Joann A. Reed | | For | | For | | Management |
| 6 | Elect Director Pamela D.A. Reeve | | For | | For | | Management |
| 7 | Elect Director David E. Sharbutt | | For | | For | | Management |
| 8 | Elect Director James D. Taiclet, Jr. | | For | | For | | Management |
| 9 | Elect Director Samme L. Thompson | | For | | For | | Management |
| 10 | Ratify Auditors | | For | | For | | Management |
| 11 | Reduce Supermajority Vote Requirement | | For | | For | | Management |
| 12 | Advisory Vote to Ratify Named Executive | | For | | For | | Management |
| 13 | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
AMERISTAR CASINOS, INC.
| Ticker: | ASCA | | Security ID: | 03070Q101 |
| Meeting Date: | JUN 15, 2011 | | Meeting Type: | Annual |
| Record Date: | APR 18, 2011 | | | |
| # | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | Elect Director Larry A. Hodges | | For | | | | Management |
| 1.2 | Elect Director Luther P. Cochrane | | For | | | | Management |
| 2 | Ratify Auditors | | For | | For | | Management |
| 3 | Amend Omnibus Stock Plan | | For | | Against | | Management |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Against | | Management |
| 5 | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year | | Management |
AMKOR TECHNOLOGY, INC.
| Ticker: | AMKR | | Security ID: | 031652100 |
| Meeting Date: | MAY 03, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 15, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director James J. Kim | For | For | Management |
| 1.2 | Elect Director Kenneth T. Joyce | For | For | Management |
| 1.3 | Elect Director Roger A. Carolin | For | For | Management |
| 1.4 | Elect Director Winston J. Churchill | For | For | Management |
| 1.5 | Elect Director John T. Kim | For | For | Management |
| 1.6 | Elect Director John F. Osborne | For | For | Management |
| 1.7 | Elect Director Dong Hyun Park | For | For | Management |
| 1.8 | Elect Director James W. Zug | For | For | Management |
| 2 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 4 | Ratify Auditors | For | For | Management |
ARCH COAL, INC.
| Ticker: | ACI | | Security ID: | 039380100 |
| Meeting Date: | APR 28, 2011 | | Meeting Type: | Annual |
| Record Date: | FEB 28, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director James R. Boyd | For | For | Management |
| 1.2 | Elect Director John W. Eaves | For | For | Management |
| 1.3 | Elect Director David D. Freudenthal | For | For | Management |
| 1.4 | Elect Director Douglas H. Hunt | For | For | Management |
| 1.5 | Elect Director J. Thomas Jones | For | For | Management |
| 1.6 | Elect Director A. Michael Perry | For | For | Management |
| 1.7 | Elect Director Peter I. Wold | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
AVAGO TECHNOLOGIES LIMITED
| Ticker: | AVGO | | Security ID: | Y0486S104 |
| Meeting Date: | MAR 30, 2011 | | Meeting Type: | Annual |
| Record Date: | FEB 09, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Reelect Hock E. Tan as Director | For | For | Management |
| 1.2 | Reelect Adam H. Clammer as Director | For | Against | Management |
| 1.3 | Reelect James A. Davidson as Director | For | Against | Management |
| 1.4 | Reelect James V. Diller as Director | For | For | Management |
| 1.5 | Reelect Kenneth Y. Hao as Director | For | Against | Management |
| 1.6 | Reelect John M. Hsuan as Director | For | For | Management |
| 1.7 | Reelect David Kerko as Director | For | Against | Management |
| 1.8 | Reelect Justine F. Lien as Director | For | For | Management |
| 1.9 | Reelect Donald Macleod as Director | For | For | Management |
| 1.10 | Reelect Bock Seng Tan as Director | For | For | Management |
| 2 | Reappoint PricewaterhouseCoopers LLP as | For | For | Management |
| | Auditors and Authorize Board to Fix | | | |
| | Their Remuneration | | | |
| 3 | Approve Cash Compensation to Directors | For | For | Management |
| 4 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 5 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management |
| | | Years | | |
| 6 | Approve Issuance of Equity or | For | For | Management |
| | Equity-Linked Securities with or | | | |
| | without Preemptive Rights | | | |
| 7 | Approve Repurchase of Up to 10 Percent | For | For | Management |
| | of Issued Capital | | | |
BALL CORPORATION
| Ticker: | BLL | | Security ID: | 058498106 |
| Meeting Date: | APR 27, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 01, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director John A. Hayes | For | Withhold | Management |
| 1.2 | Elect Director George M. Smart | For | Withhold | Management |
| 1.3 | Elect Director Theodore M. Solso | For | Withhold | Management |
| 1.4 | Elect Director Staurt A. Taylor II | For | Withhold | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 5 | Submit Shareholder Rights Plan (Poison | Against | For | Shareholder |
| | Pill) to Shareholder Vote | | | |
| 6 | Reincorporate in Another State | Against | For | Shareholder |
| | [Delaware] | | | |
BERRY PETROLEUM COMPANY
| Ticker: | BRY | | Security ID: | 085789105 |
| Meeting Date: | MAY 11, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 14, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director R. Busch III | For | For | Management |
| 1.2 | Elect Director W. Bush | For | For | Management |
| 1.3 | Elect Director S. Cropper | For | For | Management |
| 1.4 | Elect Director J. Gaul | For | For | Management |
| 1.5 | Elect Director S. Hadden | For | For | Management |
| 1.6 | Elect Director R. Heinemann | For | For | Management |
| 1.7 | Elect Director T. Jamieson | For | For | Management |
| 1.8 | Elect Director J. Keller | For | For | Management |
| 1.9 | Elect Director M. Reddin | For | For | Management |
| 1.10 | Elect Director M. Young | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
BILL BARRETT CORPORATION
| Ticker: | BBG | | Security ID: | 06846N104 |
| Meeting Date: | MAY 12, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 14, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Fredrick J. Barrett | For | Withhold | Management |
| 1.2 | Elect Director Jim W. Mogg | For | Withhold | Management |
| 1.3 | Elect Director Michael E. Wiley | For | Withhold | Management |
| 2 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 4 | Approve Executive Incentive Bonus Plan | For | For | Management |
| 5 | Ratify Auditors | For | For | Management |
| 6 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
BIO-RAD LABORATORIES, INC.
| Ticker: | BIO | | Security ID: | 090572207 |
| Meeting Date: | APR 26, 2011 | | Meeting Type: | Annual |
| Record Date: | FEB 25, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Louis Drapeau | For | For | Management |
| 1.2 | Elect Director Albert J. Hillman | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Approve Qualified Employee Stock | For | For | Management |
| | Purchase Plan | | | |
| 4 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 5 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management |
| | | Years | | |
CELESTICA INC.
| Ticker: | CLS | | Security ID: | 15101Q108 |
| Meeting Date: | APR 21, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 11, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Robert L. Crandall | For | For | Management |
| 1.2 | Elect Director Dan DiMaggio | For | For | Management |
| 1.3 | Elect Director William A. Etherington | For | For | Management |
| 1.4 | Elect Director Laurette Koellner | For | For | Management |
| 1.5 | Elect Director Craig H. Muhlhauser | For | For | Management |
| 1.6 | Elect Director Eamon J. Ryan | For | For | Management |
| 1.7 | Elect Director Gerald W. Schwartz | For | For | Management |
| 2 | Approve KPMG LLP as Auditors and | For | For | Management |
| | Authorize Board to Fix Their | | | |
| | Remuneration | | | |
CHARTER COMMUNICATIONS, INC.
| Ticker: | CHTR | | Security ID: | 16117M305 |
| Meeting Date: | APR 26, 2011 | | Meeting Type: | Annual |
| Record Date: | FEB 25, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Robert Cohn | For | For | Management |
| 1.2 | Elect Director W. Lance Conn | For | Withhold | Management |
| 1.3 | Elect Director Darren Glatt | For | For | Management |
| 1.4 | Elect Director Craig A. Jacobson | For | For | Management |
| 1.5 | Elect Director Bruce A. Karsh | For | For | Management |
| 1.6 | Elect Director Edgar Lee | For | For | Management |
| 1.7 | Elect Director Michael J. Lovett | For | For | Management |
| 1.8 | Elect Director John D. Markley, Jr. | For | For | Management |
| 1.9 | Elect Director David C. Merritt | For | For | Management |
| 1.10 | Elect Director Stan Parker | For | For | Management |
| 1.11 | Elect Director Eric L. Zinterhofer | For | For | Management |
| 2 | Approve Executive Incentive Bonus Plan | For | Against | Management |
| 3 | Approve Executive Incentive Bonus Plan | For | For | Management |
| 4 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 5 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management |
| | | Years | | |
| 6 | Ratify Auditors | For | For | Management |
CINEMARK HOLDINGS, INC.
| Ticker: | CNK | | Security ID: | 17243V102 |
| Meeting Date: | MAY 12, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 24, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Steven P. Rosenberg | For | For | Management |
| 1.2 | Elect Director Enrique F. Senior | For | For | Management |
| 1.3 | Elect Director Donald G. Soderquist | For | For | Management |
| 1.4 | Elect Director Roger T. Staubach | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
COMMUNITY HEALTH SYSTEMS, INC.
| Ticker: | CYH | | Security ID: | 203668108 |
| Meeting Date: | MAY 17, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 25, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Elect Director W. Larry Cash | For | For | Management |
| 2 | Elect Director James S. Ely III | For | Against | Management |
| 3 | Elect Director John A. Fry | For | Against | Management |
| 4 | Elect Director William Norris Jennings | For | For | Management |
| 5 | Elect Director H. Mitchell Watson, Jr. | For | For | Management |
| 6 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 8 | Amend Omnibus Stock Plan | For | For | Management |
| 9 | Ratify Auditors | For | For | Management |
CONSOL ENERGY INC.
| Ticker: | CNX | | Security ID: | 20854P109 |
| Meeting Date: | MAY 04, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 18, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director J. Brett Harvey | For | For | Management |
| 1.2 | Elect Director John Whitmire | For | For | Management |
| 1.3 | Elect Director Philip W. Baxter | For | For | Management |
| 1.4 | Elect Director James E. Altmeyer, Sr. | For | For | Management |
| 1.5 | Elect Director William E. Davis | For | For | Management |
| 1.6 | Elect Director Raj K. Gupta | For | For | Management |
| 1.7 | Elect Director Patricia A. Hammick | For | For | Management |
| 1.8 | Elect Director David C. Hardesty, Jr. | For | For | Management |
| 1.9 | Elect Director John T. Mills | For | For | Management |
| 1.10 | Elect Director William P. Powell | For | For | Management |
| 1.11 | Elect Director Joseph T. Williams | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 4 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Management |
CORRECTIONS CORPORATION OF AMERICA
| Ticker: | CXW | | Security ID: | 22025Y407 |
| Meeting Date: | MAY 12, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 14, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director John D. Ferguson | For | For | Management |
| 1.2 | Elect Director Damon T. Hininger | For | For | Management |
| 1.3 | Elect Director Donna M. Alvarado | For | For | Management |
| 1.4 | Elect Director William F. Andrews | For | For | Management |
| 1.5 | Elect Director John D. Correnti | For | For | Management |
| 1.6 | Elect Director Dennis W. DeConcini | For | For | Management |
| 1.7 | Elect Director John R. Horne | For | For | Management |
| 1.8 | Elect Director C. Michael Jacobi | For | For | Management |
| 1.9 | Elect Director Thurgood Marshall, Jr. | For | For | Management |
| 1.10 | Elect Director Charles L. Overby | For | For | Management |
| 1.11 | Elect Director John R. Prann, Jr. | For | For | Management |
| 1.12 | Elect Director Joseph V. Russell | For | For | Management |
| 1.13 | Elect Director Henri L. Wedell | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 5 | Amend Omnibus Stock Plan | For | For | Management |
CROWN CASTLE INTERNATIONAL CORP.
| Ticker: | CCI | | Security ID: | 228227104 |
| Meeting Date: | MAY 24, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 25, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Dale N. Hatfield | For | For | Management |
| 1.2 | Elect Director Lee W. Hogan | For | For | Management |
| 1.3 | Elect Director Robert F. Mckenzie | For | For | Management |
| 1.4 | Elect Director David C. Abrams | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 4 | Adopt Majority Voting for Uncontested | For | For | Management |
| | Election of Directors | | | |
| 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CROWN HOLDINGS, INC.
| Ticker: | CCK | | Security ID: | 228368106 |
| Meeting Date: | APR 28, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 08, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Jenne K. Britell | For | For | Management |
| 1.2 | Elect Director John W. Conway | For | For | Management |
| 1.3 | Elect Director Arnold W. Donald | For | For | Management |
| 1.4 | Elect Director William G. Little | For | For | Management |
| 1.5 | Elect Director Hans J. Loliger | For | For | Management |
| 1.6 | Elect Director James H. Miller | For | For | Management |
| 1.7 | Elect Director Josef M. Muller | For | For | Management |
| 1.8 | Elect Director Thomas A. Ralph | For | For | Management |
| 1.9 | Elect Director Hugues du Rouret | For | For | Management |
| 1.10 | Elect Director Jim L. Turner | For | For | Management |
| 1.11 | Elect Director William S. Urkiel | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Amend Omnibus Stock Plan | For | For | Management |
| 4 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
DAVITA INC.
| Ticker: | DVA | | Security ID: | 23918K108 |
| Meeting Date: | JUN 06, 2011 | | Meeting Type: | Annual |
| Record Date: | APR 15, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Elect Director Pamela M. Arway | For | For | Management |
| 2 | Elect Director Charles G. Berg | For | For | Management |
| 3 | Elect Director Willard W. Brittain, Jr. | For | For | Management |
| 4 | Elect Director Carol Anthony Davidson | For | For | Management |
| 5 | Elect Director Paul J. Diaz | For | For | Management |
| 6 | Elect Director Peter T. Grauer | For | For | Management |
| 7 | Elect Director John M. Nehra | For | For | Management |
| 8 | Elect Director William L. Roper | For | For | Management |
| 9 | Elect Director Kent J. Thiry | For | For | Management |
| 10 | Elect Director Roger J. Valine | For | For | Management |
| 11 | Amend Omnibus Stock Plan | For | For | Management |
| 12 | Ratify Auditors | For | For | Management |
| 13 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 15 | Provide Right to Act by Written Consent | Against | Against | Shareholder |
DENBURY RESOURCES INC.
| Ticker: | DNR | | Security ID: | 247916208 |
| Meeting Date: | MAY 18, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 31, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Wieland F. Wettstein | For | For | Management |
| 1.2 | Elect Director Michael L. Beatty | For | For | Management |
| 1.3 | Elect Director Michael B. Decker | For | For | Management |
| 1.4 | Elect Director Ronald G. Greene | For | For | Management |
| 1.5 | Elect Director David I. Heather | For | For | Management |
| 1.6 | Elect Director Gregory L. McMichael | For | For | Management |
| 1.7 | Elect Director Gareth Roberts | For | For | Management |
| 1.8 | Elect Director Phil Rykhoek | For | For | Management |
| 1.9 | Elect Director Randy Stein | For | For | Management |
| 2 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 4 | Amend Nonqualified Employee Stock | For | For | Management |
| | Purchase Plan | | | |
| 5 | Ratify Auditors | For | For | Management |
DIRECTV
| Ticker: | DTV | | Security ID: | 25490A101 |
| Meeting Date: | APR 28, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 14, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director David B. Dillon | For | For | Management |
| 1.2 | Elect Director Samuel A. DiPiazza, Jr. | For | For | Management |
| 1.3 | Elect Director Lorrie M. Norrington | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Reduce Authorized Class B Shares, | For | For | Management |
| | Eliminate Class C Common Stock and | | | |
| | Deletion of Rights to Call Special | | | |
| | Meetings to Certain Stockholders | | | |
| 4 | Declassify the Board of Directors | For | For | Management |
| 5 | Adopt Majority Voting for Uncontested | For | For | Management |
| | Election of Directors | | | |
| 6 | Provide Right to Call Special Meeting | For | For | Management |
| 7 | Adopt the Jurisdiction of Incorporation | For | Against | Management |
| | as the Exclusive Forum for Certain | | | |
| | Disputes | | | |
| 8 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
DISH NETWORK CORPORATION
| Ticker: | DISH | | Security ID: | 25470M109 |
| Meeting Date: | MAY 02, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 07, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director James Defranco | For | Withhold | Management |
| 1.2 | Elect Director Cantey Ergen | For | Withhold | Management |
| 1.3 | Elect Director Charles W. Ergen | For | Withhold | Management |
| 1.4 | Elect Director Steven R. Goodbarn | For | For | Management |
| 1.5 | Elect Director Gary S. Howard | For | For | Management |
| 1.6 | Elect Director David K. Moskowitz | For | Withhold | Management |
| 1.7 | Elect Director Tom A. Ortolf | For | For | Management |
| 1.8 | Elect Director Carl E. Vogel | For | Withhold | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 4 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management |
| | | Years | | |
| 5 | Adopt a Recapitalization Plan | Against | For | Shareholder |
| 6 | Other Business | For | Against | Management |
EL PASO CORPORATION
| Ticker: | EP | | Security ID: | 28336L109 |
| Meeting Date: | MAY 17, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 22, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Elect Director Juan Carlos Braniff | For | For | Management |
| 2 | Elect Director David W. Crane | For | For | Management |
| 3 | Elect Director Douglas L. Foshee | For | For | Management |
| 4 | Elect Director Robert W. Goldman | For | For | Management |
| 5 | Elect Director Anthony W. Hall, Jr. | For | For | Management |
| 6 | Elect Director Thomas R. Hix | For | For | Management |
| 7 | Elect Director Ferrell P. McClean | For | For | Management |
| 8 | Elect Director Timothy J. Probert | For | For | Management |
| 9 | Elect Director Steven J. Shapiro | For | For | Management |
| 10 | Elect Director J. Michael Talbert | For | For | Management |
| 11 | Elect Director Robert F. Vagt | For | For | Management |
| 12 | Elect Director John L. Whitmire | For | For | Management |
| 13 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 15 | Ratify Auditors | For | For | Management |
FELCOR LODGING TRUST INCORPORATED
| Ticker: | FCH | | Security ID: | 31430F101 |
| Meeting Date: | MAY 25, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 25, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Elect Director Thomas J. Corcoran, Jr. | For | For | Management |
| 2 | Elect Director Robert F. Cotter | For | For | Management |
| 3 | Elect Director Thomas C. Hendrick | For | For | Management |
| 4 | Elect Director Mark D. Rozells | For | Against | Management |
| 5 | Amend Omnibus Stock Plan | For | For | Management |
| 6 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 8 | Ratify Auditors | For | For | Management |
FRONTIER COMMUNICATIONS CORPORATION
| Ticker: | FTR | | Security ID: | 35906A108 |
| Meeting Date: | MAY 12, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 16, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Leroy T. Barnes, Jr. | For | For | Management |
| 1.2 | Elect Director Peter C.B. Bynoe | For | For | Management |
| 1.3 | Elect Director Jeri B. Finard | For | For | Management |
| 1.4 | Elect Director Edward Fraioli | For | For | Management |
| 1.5 | Elect Director James S. Kahan | For | For | Management |
| 1.6 | Elect Director Pamela D.A. Reeve | For | For | Management |
| 1.7 | Elect Director Howard L. Schrott | For | For | Management |
| 1.8 | Elect Director Larraine D. Segil | For | For | Management |
| 1.9 | Elect Director Mark Shapiro | For | For | Management |
| 1.10 | Elect Director Myron A. Wick, III | For | For | Management |
| 1.11 | Elect Director Mary Agnes Wilderotter | For | For | Management |
| 2 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 4 | Require Independent Board Chairman | Against | Against | Shareholder |
| 5 | Ratify Auditors | For | For | Management |
GEOEYE, INC.
| Ticker: | GEOY | | Security ID: | 37250W108 |
| Meeting Date: | JUN 02, 2011 | | Meeting Type: | Annual |
| Record Date: | APR 12, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director James A. Abrahamson | For | For | Management |
| 1.2 | Elect Director Joseph M. Ahearn | For | For | Management |
| 1.3 | Elect Director Martin C. Faga | For | For | Management |
| 1.4 | Elect Director Michael F. Horn, Sr. | For | For | Management |
| 1.5 | Elect Director Lawrence A. Hough | For | For | Management |
| 1.6 | Elect Director Matthew M. O'Connell | For | For | Management |
| 1.7 | Elect Director Roberta E. Lenczowski | For | For | Management |
| 1.8 | Elect Director James M. Simon, Jr. | For | For | Management |
| 1.9 | Elect Director William W. Sprague | For | For | Management |
| 2 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 4 | Ratify Auditors | For | For | Management |
HANESBRANDS INC.
| Ticker: | HBI | | Security ID: | 410345102 |
| Meeting Date: | APR 26, 2011 | | Meeting Type: | Annual |
| Record Date: | FEB 17, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Lee A. Chaden | For | For | Management |
| 1.2 | Elect Director Bobby J. Griffin | For | For | Management |
| 1.3 | Elect Director James C. Johnson | For | For | Management |
| 1.4 | Elect Director Jessica T. Mathews | For | For | Management |
| 1.5 | Elect Director J. Patrick Mulcahy | For | For | Management |
| 1.6 | Elect Director Ronald L. Nelson | For | For | Management |
| 1.7 | Elect Director Richard A. Noll | For | For | Management |
| 1.8 | Elect Director Andrew J. Schindler | For | For | Management |
| 1.9 | Elect Director Ann E. Ziegler | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
HANGER ORTHOPEDIC GROUP, INC.
| Ticker: | HGR | | Security ID: | 41043F208 |
| Meeting Date: | MAY 12, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 17, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Thomas P. Cooper | For | For | Management |
| 1.2 | Elect Director Cynthia L. Feldmann | For | For | Management |
| 1.3 | Elect Director Eric A. Green | For | For | Management |
| 1.4 | Elect Director Stephen E. Hare | For | For | Management |
| 1.5 | Elect Director Issac Kaufman | For | For | Management |
| 1.6 | Elect Director Thomas F. Kirk | For | For | Management |
| 1.7 | Elect Director Peter J. Nelf | For | For | Management |
| 1.8 | Elect Director Bennett Rosenthal | For | For | Management |
| 1.9 | Elect Director Ivan R. Sabel | For | For | Management |
| 2 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 4 | Eliminate Class of Common Stock | For | For | Management |
| 5 | Permit Board to Amend Bylaws Without | For | For | Management |
| | Shareholder Consent | | | |
| 6 | Amend Certificate of Incorporation to | For | For | Management |
| | Remove Duplicative Provisions and Make | | | |
| | Other Changes | | | |
| 7 | Ratify Auditors | For | For | Management |
HOST HOTELS & RESORTS, INC.
| Ticker: | HST | | Security ID: | 44107P104 |
| Meeting Date: | MAY 12, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 16, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Elect Director Robert M. Baylis | For | For | Management |
| 2 | Elect Director Willard W. Brittain | For | For | Management |
| 3 | Elect Director Terence C. Golden | For | For | Management |
| 4 | Elect Director Ann M. Korologos | For | For | Management |
| 5 | Elect Director Richard E. Marriott | For | For | Management |
| 6 | Elect Director John B. Morse, Jr. | For | For | Management |
| 7 | Elect Director Gordon H. Smith | For | For | Management |
| 8 | Elect Director W. Edward Walter | For | For | Management |
| 9 | Ratify Auditors | For | For | Management |
| 10 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
IRON MOUNTAIN INCORPORATED
| Ticker: | IRM | | Security ID: | 462846106 |
| Meeting Date: | JUN 10, 2011 | | Meeting Type: | Annual |
| Record Date: | APR 12, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Clarke H. Bailey | For | For | Management |
| 1.2 | Elect Director Kent P. Dauten | For | For | Management |
| 1.3 | Elect Director Paul F. Deninger | For | For | Management |
| 1.4 | Elect Director Per-Kristian Halvorsen | For | For | Management |
| 1.5 | Elect Director Michael W. Lamach | For | For | Management |
| 1.6 | Elect Director Allan Z. Loren | For | For | Management |
| 1.7 | Elect Director Arthur D. Little | For | For | Management |
| 1.8 | Elect Director C. Richard Reese | For | For | Management |
| 1.9 | Elect Director Vincent J. Ryan | For | For | Management |
| 1.10 | Elect Director Laurie A. Tucker | For | For | Management |
| 1.11 | Elect Director Alfred J. Verrecchia | For | For | Management |
| 2 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 4 | Ratify Auditors | For | For | Management |
JARDEN CORPORATION
| Ticker: | JAH | | Security ID: | 471109108 |
| Meeting Date: | JUN 13, 2011 | | Meeting Type: | Annual |
| Record Date: | APR 15, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director William J. Grant | For | For | Management |
| 1.2 | Elect Director Richard J. Heckmann | For | For | Management |
| 1.3 | Elect Director Irwin D. Simon | For | For | Management |
| 2 | Increase Authorized Common Stock | For | For | Management |
| 3 | Change Range for Size of the Board | For | For | Management |
| 4 | Ratify Auditors | For | For | Management |
| 5 | Advisory Vote to Ratify Named Executive | For | Against | Management |
| | Officers' Compensation | | | |
| 6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
KANSAS CITY SOUTHERN
| Ticker: | KSU | | Security ID: | 485170302 |
| Meeting Date: | MAY 05, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 07, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Henry R. Davis | For | For | Management |
| 1.2 | Elect Director Robert J. Druten | For | For | Management |
| 1.3 | Elect Director Rodney E. Slater | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Approve Executive Incentive Bonus Plan | For | For | Management |
| 4 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 5 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management |
| | | Years | | |
LIBERTY MEDIA CORPORATION
| Ticker: | LINTA | | Security ID: | 53071M302 |
| Meeting Date: | MAY 23, 2011 | | Meeting Type: | Annual |
| Record Date: | APR 11, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Approve Restructuring Plan of Liberty | For | For | Management |
| | Capital Tracking Stock | | | |
| 2 | Approve Restructuring Plan of Liberty | For | For | Management |
| | Starz Tracking Stock | | | |
MYLAN INC.
| Ticker: | MYL | | Security ID: | 628530107 |
| Meeting Date: | MAY 06, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 18, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Robert J. Coury | For | For | Management |
| 1.2 | Elect Director Rodney L. Piatt | For | For | Management |
| 1.3 | Elect Director Heather Bresch | For | For | Management |
| 1.4 | Elect Director Wendy Cameron | For | For | Management |
| 1.5 | Elect Director Robert J. Cindrich | For | For | Management |
| 1.6 | Elect Director Neil Dimick | For | For | Management |
| 1.7 | Elect Director Douglas J. Leech | For | For | Management |
| 1.8 | Elect Director Joseph C. Maroon | For | For | Management |
| 1.9 | Elect Director Mark W. Parrish | For | For | Management |
| 1.10 | Elect Director C.B. Todd | For | For | Management |
| 1.11 | Elect Director Randall L. Vanderveen | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named Executive | For | Against | Management |
| | Officers' Compensation | | | |
| 4 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management |
| | | Years | | |
NALCO HOLDING COMPANY
| Ticker: | NLC | | Security ID: | 62985Q101 |
| Meeting Date: | APR 29, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 07, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Douglas A. Pertz | For | For | Management |
| 1.2 | Elect Director Daniel S. Sanders | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
OWENS-ILLINOIS, INC.
| Ticker: | OI | | Security ID: | 690768403 |
| Meeting Date: | MAY 05, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 07, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Peter S. Hellman | For | For | Management |
| 1.2 | Elect Director Anastasia D. Kelly | For | For | Management |
| 1.3 | Elect Director John J. Mcmackin, Jr. | For | For | Management |
| 1.4 | Elect Director Hugh H. Roberts | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 4 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management |
| | | Years | | |
PEABODY ENERGY CORPORATION
| Ticker: | BTU | | Security ID: | 704549104 |
| Meeting Date: | MAY 03, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 11, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Gregory H. Boyce | For | For | Management |
| 1.2 | Elect Director William A. Coley | For | For | Management |
| 1.3 | Elect Director William E. James | For | For | Management |
| 1.4 | Elect Director Robert B. Karn III | For | For | Management |
| 1.5 | Elect Director M. Frances Keeth | For | For | Management |
| 1.6 | Elect Director Henry E. Lentz | For | For | Management |
| 1.7 | Elect Director Robert A. Malone | For | For | Management |
| 1.8 | Elect Director William C. Rusnack | For | For | Management |
| 1.9 | Elect Director John F. Turner | For | For | Management |
| 1.10 | Elect Director Sandra A. Van Trease | For | For | Management |
| 1.11 | Elect Director Alan H. Washkowitz | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 4 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Management |
| 5 | Approve Omnibus Stock Plan | For | Against | Management |
PETROHAWK ENERGY CORPORATION
| Ticker: | HK | | Security ID: | 716495106 |
| Meeting Date: | MAY 18, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 31, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Floyd C. Wilson | For | For | Management |
| 1.2 | Elect Director Gary A. Merriman | For | For | Management |
| 1.3 | Elect Director Robert C. Stone, Jr. | For | For | Management |
| 2 | Advisory Vote to Ratify Named Executive | For | Against | Management |
| | Officers' Compensation | | | |
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 4 | Amend Omnibus Stock Plan | For | For | Management |
| 5 | Ratify Auditors | For | For | Management |
PHILLIPS-VAN HEUSEN CORPORATION
| Ticker: | PVH | | Security ID: | 718592108 |
| Meeting Date: | JUN 23, 2011 | | Meeting Type: | Annual |
| Record Date: | APR 26, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Mary Baglivo | For | For | Management |
| 1.2 | Elect Director Emanuel Chirico | For | For | Management |
| 1.3 | Elect Director Juan Figuereo | For | For | Management |
| 1.4 | Elect Director Joseph B. Fuller | For | For | Management |
| 1.5 | Elect Director Fred Gehring | For | For | Management |
| 1.6 | Elect Director Margaret L. Jenkins | For | For | Management |
| 1.7 | Elect Director David Landau | For | For | Management |
| 1.8 | Elect Director Bruce Maggin | For | For | Management |
| 1.9 | Elect Director V. James Marino | For | For | Management |
| 1.10 | Elect Director Henry Nasella | For | For | Management |
| 1.11 | Elect Director Rita M. Rodriguez | For | For | Management |
| 1.12 | Elect Director Craig Rydin | For | For | Management |
| 1.13 | Elect Director Christian Stahl | For | For | Management |
| 2 | Change Company Name | For | For | Management |
| 3 | Amend Omnibus Stock Plan | For | For | Management |
| 4 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 6 | Ratify Auditors | For | For | Management |
RANGE RESOURCES CORPORATION
| Ticker: | RRC | | Security ID: | 75281A109 |
| Meeting Date: | MAY 18, 2011 | | Meeting Type: | Annual |
| Record Date: | MAY 18, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Elect Director Charles L. Blackburn | For | For | Management |
| 2 | Elect Director Anthony V. Dub | For | For | Management |
| 3 | Elect Director V. Richard Eales | For | For | Management |
| 4 | Elect Director Allen Finkelson | For | For | Management |
| 5 | Elect Director James M. Funk | For | For | Management |
| 6 | Elect Director Jonathan S. Linker | For | For | Management |
| 7 | Elect Director Kevin S. McCarthy | For | For | Management |
| 8 | Elect Director John H. Pinkerton | For | For | Management |
| 9 | Elect Director Jeffrey L. Ventura | For | For | Management |
| 10 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 11 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management |
| | | Years | | |
| 12 | Amend Omnibus Stock Plan | For | For | Management |
| 13 | Ratify Auditors | For | For | Management |
REGAL ENTERTAINMENT GROUP
| Ticker: | RGC | | Security ID: | 758766109 |
| Meeting Date: | MAY 04, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 09, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Stephen A. Kaplan | For | For | Management |
| 1.2 | Elect Director Jack Tyrrell | For | For | Management |
| 1.3 | Elect Director Nestor R. Weigand, Jr. | For | For | Management |
| 2 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 4 | Ratify Auditors | For | For | Management |
REPUBLIC SERVICES, INC.
| Ticker: | RSG | | Security ID: | 760759100 |
| Meeting Date: | MAY 12, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 15, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Elect Director James W. Crownover | For | For | Management |
| 2 | Elect Director John W. Croghan | For | For | Management |
| 3 | Elect Director William J. Flynn | For | For | Management |
| 4 | Elect Director Michael Larson | For | For | Management |
| 5 | Elect Director Nolan Lehmann | For | For | Management |
| 6 | Elect Director W. Lee Nutter | For | For | Management |
| 7 | Elect Director Ramon A. Rodriguez | For | For | Management |
| 8 | Elect Director Donald W. Slager | For | For | Management |
| 9 | Elect Director Allan C. Sorensen | For | For | Management |
| 10 | Elect Director John M. Trani | For | For | Management |
| 11 | Elect Director Michael W. Wickham | For | For | Management |
| 12 | Advisory Vote to Ratify Named Executive | For | Against | Management |
| | Officers' Compensation | | | |
| 13 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management |
| | | Years | | |
| 14 | Amend Omnibus Stock Plan | For | For | Management |
| 15 | Ratify Auditors | For | For | Management |
| 16 | Adopt a Policy in which the Company | Against | For | Shareholder |
| | will not Make or Promise to Make Any | | | |
| | Death Benefit Payments to Senior | | | |
ROCK-TENN COMPANY
| Ticker: | RKT | | Security ID: | 772739207 |
| Meeting Date: | MAY 27, 2011 | | Meeting Type: | Annual |
| Record Date: | APR 08, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Approve Merger Agreement | For | For | Management |
| 2 | Adjourn Meeting | For | For | Management |
SERVICE CORPORATION INTERNATIONAL
| Ticker: | SCI | | Security ID: | 817565104 |
| Meeting Date: | MAY 11, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 14, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Thomas L. Ryan | For | For | Management |
| 1.2 | Elect Director Malcolm Gillis | For | For | Management |
| 1.3 | Elect Director Clifton H. Morris, Jr. | For | For | Management |
| 1.4 | Elect Director W. Blair Waltrip | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Amend Omnibus Stock Plan | For | Against | Management |
| 4 | Amend Director Compensation Plan | For | For | Management |
| 5 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 6 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
SILGAN HOLDINGS INC.
| Ticker: | SLGN | | Security ID: | 827048109 |
| Meeting Date: | MAY 27, 2011 | | Meeting Type: | Annual |
| Record Date: | APR 11, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director D. Greg Horrigan | For | Withhold | Management |
| 1.2 | Elect Director John W. Alden | For | For | Management |
| 2 | Amend Executive Incentive Bonus Plan | For | For | Management |
| 3 | Ratify Auditors | For | For | Management |
| 4 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 5 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management |
| | | Years | | |
SPEEDWAY MOTORSPORTS, INC.
| Ticker: | TRK | | Security ID: | 847788106 |
| Meeting Date: | APR 20, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 01, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director William R. Brooks | For | For | Management |
| 1.2 | Elect Director Mark M. Gambill | For | For | Management |
| 1.3 | Elect Director James P. Holden | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named Executive | For | Against | Management |
| | Officers' Compensation | | | |
| 4 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management |
| | | Years | | |
SPRINT NEXTEL CORPORATION
| Ticker: | S | | Security ID: | 852061100 |
| Meeting Date: | MAY 10, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 11, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Election Director Robert R. Bennett | For | For | Management |
| 2 | Election Director Gordon M. Bethune | For | For | Management |
| 3 | Election Director Larry C. Glasscock | For | For | Management |
| 4 | Election Director James H. Hance, Jr. | For | For | Management |
| 5 | Election Director Daniel R. Hesse | For | For | Management |
| 6 | Election Director V. Janet Hill | For | For | Management |
| 7 | Election Director Frank Ianna | For | For | Management |
| 8 | Election Director Sven-Christer Nilsson | For | For | Management |
| 9 | Election Director William R. Nuti | For | For | Management |
| 10 | Election Director Rodney O' Neal | For | For | Management |
| 11 | Ratify Auditors | For | For | Management |
| 12 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 14 | Report on Political Contributions | Against | For | Shareholder |
| 15 | Stock Retention/Holding Period | Against | For | Shareholder |
| 16 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
| Ticker: | HOT | | Security ID: | 85590A401 |
| Meeting Date: | MAY 05, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 10, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Adam M. Aron | For | For | Management |
| 1.2 | Elect Director Charlene Barshefsky | For | For | Management |
| 1.3 | Elect Director Thomas E. Clarke | For | For | Management |
| 1.4 | Elect Director Clayton C. Daley, Jr. | For | For | Management |
| 1.5 | Elect Director Bruce W. Duncan | For | For | Management |
| 1.6 | Elect Director Lizanne Galbreath | For | For | Management |
| 1.7 | Elect Director Eric Hippeau | For | For | Management |
| 1.8 | Elect Director Stephen R. Quazzo | For | For | Management |
| 1.9 | Elect Director Thomas O. Ryder | For | For | Management |
| 1.10 | Elect Director Frits van Paasschen | For | For | Management |
| 1.11 | Elect Director Kneeland C. Youngblood | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
STEWART ENTERPRISES, INC.
| Ticker: | STEI | | Security ID: | 860370105 |
| Meeting Date: | APR 07, 2011 | | Meeting Type: | Annual |
| Record Date: | FEB 09, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director John B. Elstrott | For | For | Management |
| 1.2 | Elect Director Thomas M. Kitchen | For | For | Management |
| 1.3 | Elect Director Alden J. McDonald, Jr | For | For | Management |
| 1.4 | Elect Director Ronald H. Patron | For | For | Management |
| 1.5 | Elect Director Ashton J. Ryan, Jr. | For | For | Management |
| 1.6 | Elect Director John K. Saer, Jr. | For | For | Management |
| 1.7 | Elect Director Frank B. Stewart, Jr. | For | Withhold | Management |
| 2 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 4 | Ratify Auditors | For | For | Management |
| 5 | Other Business | For | Against | Management |
THE COOPER COMPANIES, INC.
| Ticker: | COO | | Security ID: | 216648402 |
| Meeting Date: | MAR 16, 2011 | | Meeting Type: | Annual |
| Record Date: | JAN 28, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Elect Director A. Thomas Bender | For | For | Management |
| 2 | Elect Director Michael H. Kalkstein | For | For | Management |
| 3 | Elect Director Jody S. Lindell | For | For | Management |
| 4 | Elect Director Donald Press | For | For | Management |
| 5 | Elect Director Steven Rosenberg | For | For | Management |
| 6 | Elect Director Allan E. Rubenstein | For | For | Management |
| 7 | Elect Director Robert S. Weiss | For | For | Management |
| 8 | Elect Director Stanley Zinberg | For | For | Management |
| 9 | Ratify Auditors | For | For | Management |
| 10 | Amend Omnibus Stock Plan | For | For | Management |
| 11 | Amend Non-Employee Director Omnibus | For | For | Management |
| | Stock Plan | | |
| 12 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | |
| 13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
THE INTERPUBLIC GROUP OF COMPANIES, INC.
| Ticker: | IPG | | Security ID: | 460690100 |
| Meeting Date: | MAY 26, 2011 | | Meeting Type: | Annual |
| Record Date: | APR 04, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Elect Director Reginald K. Brack | For | For | Management |
| 2 | Elect Director Jocelyn Carter-Miller | For | For | Management |
| 3 | Elect Director Jill M. Considine | For | For | Management |
| 4 | Elect Director Richard A. Goldstein | For | For | Management |
| 5 | Elect Director H. John Greeniaus | For | For | Management |
| 6 | Elect Director Mary J. Steele | For | For | Management |
| 7 | Elect Director William T. Kerr | For | For | Management |
| 8 | Elect Director Michael I. Roth | For | For | Management |
| 9 | Elect Director David M. Thomas | For | For | Management |
| 10 | Ratify Auditors | For | For | Management |
| 11 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 13 | Amend Bylaws-- Call Special Meetings | Against | For | Shareholder |
THE WARNACO GROUP, INC.
| Ticker: | WRC | | Security ID: | 934390402 |
| Meeting Date: | MAY 11, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 31, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Elect Director David A. Bell | For | For | Management |
| 2 | Elect Director Robert A. Bowman | For | For | Management |
| 3 | Elect Director Richard Karl Goeltz | For | For | Management |
| 4 | Elect Director Joseph R. Gromek | For | For | Management |
| 5 | Elect Director Sheila A. Hopkins | For | For | Management |
| 6 | Elect Director Charles R. Perrin | For | For | Management |
| 7 | Elect Director Nancy A. Reardon | For | For | Management |
| 8 | Elect Director Donald L. Seeley | For | For | Management |
| 9 | Elect Director Cheryl Nido Turpin | For | For | Management |
| 10 | Ratify Auditors | For | For | Management |
| 11 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
TREEHOUSE FOODS, INC.
| Ticker: | THS | | Security ID: | 89469A104 |
| Meeting Date: | APR 28, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 07, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Ann M. Sardini | For | For | Management |
| 1.2 | Elect Director Dennis F. O'Brien | For | For | Management |
| 1.3 | Elect Director Sam K. Reed | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Provide Right to Call Special Meeting | For | For | Management |
| 4 | Reduce Supermajority Vote Requirement | For | For | Management |
| 5 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
TW TELECOM INC.
| Ticker: | TWTC | | Security ID: | 87311L104 |
| Meeting Date: | JUN 01, 2011 | | Meeting Type: | Annual |
| Record Date: | APR 04, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Gregory J. Attorri | For | For | Management |
| 1.2 | Elect Director Spencer B. Hays | For | For | Management |
| 1.3 | Elect Director Larissa L. Herda | For | For | Management |
| 1.4 | Elect Director Kevin W. Mooney | For | For | Management |
| 1.5 | Elect Director Kirby G. Pickle | For | For | Management |
| 1.6 | Elect Director Roscoe C. Young, II | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 4 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management |
| | | Years | | |
UNITED RENTALS, INC.
| Ticker: | URI | | Security ID: | 911363109 |
| Meeting Date: | MAY 11, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 15, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Elect Director Jenne K. Britell | For | For | Management |
| 2 | Elect Director Jose B. Alvarez | For | For | Management |
| 3 | Elect Director Howard L. Clark, Jr. | For | For | Management |
| 4 | Elect Director Bobby J. Griffin | For | For | Management |
| 5 | Elect Director Michael J. Kneeland | For | For | Management |
| 6 | Elect Director Singleton B. McAllister | For | For | Management |
| 7 | Elect Director Brian D. McAuley | For | For | Management |
| 8 | Elect Director John S. McKinney | For | For | Management |
| 9 | Elect Director Jason D. Papastavrou | For | For | Management |
| 10 | Elect Director Filippo Passerini | For | For | Management |
| 11 | Elect Director Keith Wimbush | For | For | Management |
| 12 | Ratify Auditors | For | For | Management |
| 13 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
VALASSIS COMMUNICATIONS, INC.
| Ticker: | VCI | | Security ID: | 918866104 |
| Meeting Date: | MAY 05, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 14, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Elect Director Joseph B. Anderson, Jr. | For | For | Management |
| 2 | Elect Director Patrick F. Brennan | For | For | Management |
| 3 | Elect Director Kenneth V. Darish | For | For | Management |
| 4 | Elect Director Walter H. Ku | For | For | Management |
| 5 | Elect Director Robert L. Recchia | For | For | Management |
| 6 | Elect Director Thomas J. Reddin | For | For | Management |
| 7 | Elect Director Alan F. Schultz | For | For | Management |
| 8 | Elect Director Wallace S. Snyder | For | For | Management |
| 9 | Elect Director Faith Whittlesey | For | For | Management |
| 10 | Amend Omnibus Stock Plan | For | Against | Management |
| 11 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 12 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management |
| | | Years | | |
| 13 | Ratify Auditors | For | For | Management |
| 14 | Adjourn Meeting | For | Against | Management |
WINDSTREAM CORP.
| Ticker: | WIN | | Security ID: | 97381W104 |
| Meeting Date: | MAY 04, 2011 | | Meeting Type: | Annual |
| Record Date: | MAR 15, 2011 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Elect Director Carol B. Armitage | For | For | Management |
| 2 | Elect Director Samuel E. Beall, III | For | For | Management |
| 3 | Elect Director Dennis E. Foster | For | For | Management |
| 4 | Elect Director Francis X. Frantz | For | For | Management |
| 5 | Elect Director Jeffery R. Gardner | For | For | Management |
| 6 | Elect Director Jeffrey T. Hinson | For | For | Management |
| 7 | Elect Director Judy K. Jones | For | For | Management |
| 8 | Elect Director William A. Montgomery | For | For | Management |
| 9 | Elect Director Alan L. Wells | For | For | Management |
| 10 | Advisory Vote to Ratify Named Executive | For | For | Management |
| | Officers' Compensation | | | |
| 11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 12 | Ratify Auditors | For | For | Management |
| 13 | Provide for Cumulative Voting | Against | For | Shareholder |
| 14 | Report on Political Contributions | Against | For | Shareholder |
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AQUILA THREE PEAKS OPPORTUNTIY GROWTH FUND
(formerly, Aquila Rocky Mountain Equity Fund)
| | |
| /s/ Diana P. Herrmann | |
| Diana P. Herrmann, President and Trustee | |
| | |
| /s/ Joseph P. DiMaggio | |
| Joseph P. DiMaggio, Chief Financial Officer and Treasurer |
| | |
August 23, 2011
