UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-8168
Aquila Three Peaks Opportunity Growth Fund
(formerly, Aquila Rocky Mountain Equity Fund)
(Exact name of registrant as specified in charter)
380 Madison Avenue, New York, NY 10017
(Address of principal executive offices) (Zip code)
Joseph P. DiMaggio, Chief Financial Officer, and Treasurer
380 Madison Avenue, New York, NY 10017
(name and address of agent for service)
Registrant's telephone number, including area code: 212-697-6666
Date of fiscal year end: December 31, 2012
Date of reporting period: June 30, 2013
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (subsections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, D.C. 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. subsection 3507.
Item. 1 Proxy Voting Record
******************************* FORM N-PX REPORT *******************************
ICA File Number: 811-08168
Reporting Period: 07/01/2012 - 06/30/2013
Aquila Three Peaks Opportunity Growth Fund
================== Aquila Three Peaks Opportunity Growth Fund ==================
ACTAVIS, INC. | | | | |
| | | | | |
Ticker: ACT | Security ID: 00507K103 | | |
Meeting Date: MAY 10, 2013 | Meeting Type: Annual | | |
Record Date: MAR 15, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jack Michelson | For | For | Management |
1b | Elect Director Ronald R. Taylor | For | For | Management |
1c | Elect Director Andrew L. Turner | For | For | Management |
1d | Elect Director Paul M. Bisaro | For | For | Management |
1e | Elect Director Christopher W. Bodine | For | For | Management |
1f | Elect Director Michael J. Feldman | For | For | Management |
1g | Elect Director Fred G. Weiss | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | | For | For | Management |
4 | Stock Retention | | Against | For | Shareholder |
AMERICAN TOWER CORPORATION | | | | |
| | | | | |
Ticker: AMT | Security ID: 03027X100 | | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | |
Record Date: MAR 26, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Raymond P. Dolan | | For | For | Management |
1b | Elect Director Ronald M. Dykes | | For | For | Management |
1c | Elect Director Carolyn F. Katz | | For | For | Management |
1d | Elect Director Gustavo Lara Cantu | | For | For | Management |
1e | Elect Director JoAnn A. Reed | | For | For | Management |
1f | Elect Director Pamela D.A. Reeve | | For | For | Management |
1g | Elect Director David E. Sharbutt | | For | For | Management |
1h | Elect Director James D. Taiclet, Jr. | | For | For | Management |
1i | Elect Director Samme L. Thompson | | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named | | For | For | Management |
| Executive Officers' Compensation | | | | |
4 | Amend Right to Call Special Meeting | | For | For | Management |
AMERISTAR CASINOS, INC. | | | | |
| | | | | |
Ticker: ASCA | Security ID: 03070Q101 | | |
Meeting Date: APR 25, 2013 | Meeting Type: Special | | |
Record Date: MAR 22, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Advisory Vote on Golden Parachutes | For | Against | Management |
3 | Adjourn Meeting | | For | For | Management |
AMERISTAR CASINOS, INC. | | | | |
| | | | | |
Ticker: ASCA | Security ID: 03070Q101 | | |
Meeting Date: JUN 05, 2013 | Meeting Type: Annual | | |
Record Date: MAY 01, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Carl Brooks | For | For | Management |
1.2 | Elect Director Gordon R. Kanofsky | For | For | Management |
1.3 | Elect Director J. William Richardson | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
B&G FOODS, INC. | | | | |
| | | | | |
Ticker: BGS | Security ID: 05508R106 | | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | |
Record Date: MAR 22, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert C. Cantwell | | For | For | Management |
1.2 | Elect Director Cynthia T. Jamison | | For | For | Management |
1.3 | Elect Director Charles F. Marcy | | For | For | Management |
1.4 | Elect Director Dennis M. Mullen | | For | For | Management |
1.5 | Elect Director Cheryl M. Palmer | | For | For | Management |
1.6 | Elect Director Alfred Poe | | For | For | Management |
1.7 | Elect Director Stephen C. Sherrill | | For | For | Management |
1.8 | Elect Director David L. Wenner | | For | For | Management |
2 | Advisory Vote to Ratify Named | | For | For | Management |
| Executive Officers' Compensation | | | | |
3 | Amend Omnibus Stock Plan | | For | For | Management |
4 | Ratify Auditors | | For | For | Management |
BALL CORPORATION | | | | |
| | | | |
Ticker: BLL | Security ID: 058498106 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | |
Record Date: MAR 01, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Hanno C. Fiedler | | For | Withhold | Management |
1.2 | Elect Director John F. Lehman | | For | Withhold | Management |
1.3 | Elect Director Georgia R. Nelson | | For | Withhold | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Approve Omnibus Stock Plan | | For | For | Management |
4 | Advisory Vote to Ratify Named | | For | For | Management |
| Executive Officers' Compensation | | | | |
5 | Require a Majority Vote for the | | Against | For | Shareholder |
| Election of Directors | | | | |
BERRY PLASTICS GROUP, INC. | | | | |
| | | | | |
Ticker: BERY | Security ID: 08579W103 | | |
Meeting Date: MAR 20, 2013 | Meeting Type: Annual | | |
Record Date: FEB 14, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Donald C. Graham | For | Withhold | Management |
1.2 | Elect Director David B. Heller | For | For | Management |
1.3 | Elect Director Carl J. (Rick) | For | For | Management |
| Rickertsen | | | | |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management |
| | | Years | | |
4 | Ratify Auditors | | For | For | Management |
BIO-RAD LABORATORIES, INC. | | | | |
| | | | | |
Ticker: BIO | Security ID: 090572207 | | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | |
Record Date: FEB 28, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Louis Drapeau | For | Withhold | Management |
1.2 | Elect Director Albert J. Hillman | For | Withhold | Management |
2 | Ratify Auditors | | For | For | Management |
CHARTER COMMUNICATIONS, INC. | | | | |
| | | | | |
Ticker: CHTR | Security ID: 16117M305 | | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | |
Record Date: MAR 01, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director W. Lance Conn | For | Withhold | Management |
1.2 | Elect Director Darren Glatt | For | For | Management |
1.3 | Elect Director Craig A. Jacobson | For | For | Management |
1.4 | Elect Director Bruce A. Karsh | For | For | Management |
1.5 | Elect Director Edgar Lee | For | For | Management |
1.6 | Elect Director Jeffrey A. Marcus | For | For | Management |
1.7 | Elect Director John D. Markley, Jr. | For | For | Management |
1.8 | Elect Director David C. Merritt | For | For | Management |
1.9 | Elect Director Stan Parker | For | For | Management |
1.10 | Elect Director Thomas M. Rutledge | For | For | Management |
1.11 | Elect Director Eric L. Zinterhofer | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Ratify Auditors | For | For | Management |
CINEMARK HOLDINGS, INC. | | | | |
| | | | | |
Ticker: CNK | Security ID: 17243V102 | | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | |
Record Date: APR 05, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Benjamin D. Chereskin | For | For | Management |
1.2 | Elect Director Lee Roy Mitchell | For | For | Management |
1.3 | Elect Director Raymond W. Syufy | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Amend Executive Incentive Bonus Plan | For | For | Management |
CONSTELLATION BRANDS, INC. | | | | |
| | | | | |
Ticker: STZ | Security ID: 21036P108 | | |
Meeting Date: JUL 27, 2012 | Meeting Type: Annual | | |
Record Date: MAY 29, 2012 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Barry A. Fromberg | | For | For | Management |
1.2 | Elect Director Jeananne K. Hauswald | | For | For | Management |
1.3 | Elect Director Paul L. Smith | | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named | | For | For | Management |
| Executive Officers' Compensation | | | | |
4 | Amend Executive Incentive Bonus Plan | | For | For | Management |
5 | Amend Omnibus Stock Plan | | For | For | Management |
6 | Approve Recapitalization Plan for all | | Against | For | Shareholder |
| Stock to have One-vote per Share | | | | |
7 | Adopt Multiple Performance Metrics | | Against | For | Shareholder |
| Under Executive Incentive Plans | | | | |
CORRECTIONS CORPORATION OF AMERICA | | |
| | |
Ticker: CXW | Security ID: 22025Y407 | | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | |
Record Date: MAR 18, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director John D. Ferguson | | For | For | Management |
1b | Elect Director Damon T. Hininger | | For | For | Management |
1c | Elect Director Donna M. Alvarado | | For | For | Management |
1d | Elect Director William F. Andrews | | For | For | Management |
1e | Elect Director John D. Correnti | | For | For | Management |
1f | Elect Director Dennis W. DeConcini | | For | For | Management |
1g | Elect Director Robert J. Dennis | | For | For | Management |
1h | Elect Director John R. Horne | | For | For | Management |
1i | Elect Director C. Michael Jacobi | | For | For | Management |
1j | Elect Director Anne L. Mariucci | | For | For | Management |
1k | Elect Director Thurgood Marshall, Jr. | | For | For | Management |
1l | Elect Director Charles L. Overby | | For | For | Management |
1m | Elect Director John R. Prann, Jr. | | For | For | Management |
1n | Elect Director Joseph V. Russell | | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named | | For | For | Management |
| Executive Officers' Compensation | | | | |
4 | Amend Securities Transfer Restrictions | | For | For | Management |
COVANTA HOLDING CORPORATION | | | | |
| | | | | |
Ticker: CVA | Security ID: 22282E102 | | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | |
Record Date: MAR 19, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David M. Barse | | For | For | Management |
1.2 | Elect Director Ronald J. Broglio | | For | For | Management |
1.3 | Elect Director Peter C.B. Bynoe | | For | Withhold | Management |
1.4 | Elect Director Linda J. Fisher | | For | For | Management |
1.5 | Elect Director Joseph M. Holsten | | For | For | Management |
1.6 | Elect Director Anthony J. Orlando | | For | For | Management |
1.7 | Elect Director William C. Pate | | For | For | Management |
1.8 | Elect Director Robert S. Silberman | | For | For | Management |
1.9 | Elect Director Jean Smith | | For | For | Management |
1.10 | Elect Director Samuel Zell | | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
CROWN HOLDINGS, INC. | | | | |
| | | | | |
Ticker: CCK | Security ID: 228368106 | | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | |
Record Date: MAR 05, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jenne K. Britell | For | For | Management |
1.2 | Elect Director John W. Conway | For | For | Management |
1.3 | Elect Director Arnold W. Donald | For | For | Management |
1.4 | Elect Director William G. Little | For | For | Management |
1.5 | Elect Director Hans J. Loliger | For | For | Management |
1.6 | Elect Director James H. Miller | For | For | Management |
1.7 | Elect Director Josef M. Muller | For | For | Management |
1.8 | Elect Director Thomas A. Ralph | For | For | Management |
1.9 | Elect Director Hugues du Rouret | For | For | Management |
1.10 | Elect Director Jim L. Turner | For | For | Management |
1.11 | Elect Director William S. Urkiel | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Advisory Vote to Ratify Named | For | Against | Management |
| Executive Officers' Compensation | | | |
| | | | | |
DENBURY RESOURCES INC. | | | | |
| | | | | |
Ticker: DNR | Security ID: 247916208 | | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | |
Record Date: MAR 28, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Wieland F. Wettstein | | For | For | Management |
1.2 | Elect Director Michael L. Beatty | | For | For | Management |
1.3 | Elect Director Michael B. Decker | | For | For | Management |
1.4 | Elect Director Ronald G. Greene | | For | For | Management |
1.5 | Elect Director Gregory L. McMichael | | For | For | Management |
1.6 | Elect Director Kevin O. Meyers | | For | For | Management |
1.7 | Elect Director Phil Rykhoek | | For | For | Management |
1.8 | Elect Director Randy Stein | | For | For | Management |
1.9 | Elect Director Laura A. Sugg | | For | For | Management |
2 | Advisory Vote to Ratify Named | | For | For | Management |
| Executive Officers' Compensation | | | | |
3 | Amend Nonqualified Employee Stock | | For | For | Management |
| Purchase Plan | | | | |
4 | Amend Omnibus Stock Plan | | For | For | Management |
5 | Ratify Auditors | | For | For | Management |
DIRECTV | | | | |
| | | | | |
Ticker: DTV | Security ID: 25490A309 | | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | |
Record Date: MAR 04, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Neil Austrian | | For | For | Management |
1b | Elect Director Ralph Boyd, Jr. | | For | For | Management |
1c | Elect Director Abelardo Bru | | For | For | Management |
1d | Elect Director David Dillon | | For | For | Management |
1e | Elect Director Samuel DiPiazza, Jr. | | For | For | Management |
1f | Elect Director Dixon Doll | | For | For | Management |
1g | Elect Director Charles Lee | | For | For | Management |
1h | Elect Director Peter Lund | | For | For | Management |
1i | Elect Director Nancy Newcomb | | For | For | Management |
1j | Elect Director Lorrie Norrington | | For | For | Management |
1k | Elect Director Michael White | | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named | | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Pro-rata Vesting of Equity Awards | Against | For | Shareholder |
5 | Require Independent Board Chairman | Against | Against | Shareholder |
6 | Provide Right to Act by Written Consent | Against | For | Shareholder |
DISH NETWORK CORPORATION | | | | |
| | | | | |
Ticker: DISH | Security ID: 25470M109 | | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | |
Record Date: MAR 07, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joseph P. Clayton | For | Withhold | Management |
1.2 | Elect Director James DeFranco | For | Withhold | Management |
1.3 | Elect Director Cantey M. Ergen | For | Withhold | Management |
1.4 | Elect Director Charles W. Ergen | For | Withhold | Management |
1.5 | Elect Director Steven R. Goodbarn | For | For | Management |
1.6 | Elect Director Gary S. Howard | For | For | Management |
1.7 | Elect Director David K. Moskowitz | For | Withhold | Management |
1.8 | Elect Director Tom A. Ortolf | For | For | Management |
1.9 | Elect Director Carl E. Vogel | For | Withhold | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Amend Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | | |
ECHOSTAR CORPORATION | | | | |
| | | | | |
Ticker: SATS | Security ID: 278768106 | | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | |
Record Date: MAR 07, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director R. Stanton Dodge | For | Withhold | Management |
1.2 | Elect Director Michael T. Dugan | For | Withhold | Management |
1.3 | Elect Director Charles W. Ergen | For | Withhold | Management |
1.4 | Elect Director Anthony M. Federico | For | For | Management |
1.5 | Elect Director Pradman P. Kaul | For | Withhold | Management |
1.6 | Elect Director Tom A. Ortolf | For | For | Management |
1.7 | Elect Director C. Michael Schroeder | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Other Business | | For | Against | Management |
EXPEDIA, INC. |
| | | | | |
Ticker: EXPE | Security ID: 30212P303 | | |
Meeting Date: JUN 18, 2013 | Meeting Type: Annual | | |
Record Date: APR 19, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George (Skip) Battle | For | For | Management |
1.2 | Elect Director Pamela L. Coe | For | Withhold | Management |
1.3 | Elect Director Barry Diller | For | Withhold | Management |
1.4 | Elect Director Jonathan L. Dolgen | For | Withhold | Management |
1.5 | Elect Director Craig A. Jacobson | For | Withhold | Management |
1.6 | Elect Director Victor A. Kaufman | For | Withhold | Management |
1.7 | Elect Director Peter M. Kern | For | Withhold | Management |
1.8 | Elect Director Dara Khosrowshahi | For | Withhold | Management |
1.9 | Elect Director John C. Malone | For | Withhold | Management |
1.10 | Elect Director Jose A. Tazon | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Approve Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | |
4 | Ratify Auditors | For | For | Management |
FIDELITY NATIONAL INFORMATION SERVICES, INC. | | | |
| | | | | |
Ticker: FIS | Security ID: 31620M106 | | |
Meeting Date: MAY 29, 2013 | Meeting Type: Annual | | |
Record Date: APR 01, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Stephan A. James | For | For | Management |
1b | Elect Director Frank R. Martire | For | For | Management |
1c | Elect Director Gary A. Norcross | For | For | Management |
1d | Elect Director James B. Stallings, Jr. | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | | For | For | Management |
FLEXTRONICS INTERNATIONAL LTD. | | | | |
| | | | | |
Ticker: FLEX | Security ID: Y2573F102 | | |
Meeting Date: AUG 30, 2012 | Meeting Type: Annual/Special | |
Record Date: JUL 02, 2012 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1a | Reelect James A. Davidson as Director | | For | For | Management |
1b | Reelect William D. Watkins | | as Director For | For | Management |
2 | Reelect Lay Koon Tan as Director | | For | For | Management |
3 | Reappoint Auditors and Authorize Board | | For | For | Management |
| to Fix Their Remuneration | | | | |
4 | Approve Issuance of Shares without | | For | For | Management |
| Preemptive Rights | | | | |
5 | Advisory Vote to Ratify Named | | For | For | Management |
| Executive Officers' Compensation | | | | |
1 | Authorize Share Repurchase Program | | For | For | Management |
| | | | | |
GAYLORD ENTERTAINMENT COMPANY | | | |
| | | | |
Ticker: GET | Security ID: 367905106 | | |
Meeting Date: SEP 25, 2012 | Meeting Type: Special | | |
Record Date: AUG 08, 2012 | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Reorganization Plan | | For | For | Management |
2 | Authorize the Potential Issuance of | | For | For | Management |
| Additional Common Stock in Compliance | | | | |
| of Listing Rules | | | | |
3 | Adjourn Meeting | | For | For | Management |
| | | | | |
GRAPHIC PACKAGING HOLDING COMPANY | | | |
| | | | | |
Ticker: GPK | Security ID: 388689101 | | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | |
Record Date: MAR 25, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George V. Bayly | For | For | Management |
1.2 | Elect Director David D. Campbell | For | For | Management |
1.3 | Elect Director Harold R. Logan, Jr. | For | For | Management |
1.4 | Elect Director David A. Perdue | For | For | Management |
| | | | | |
HALCON RESOURCES CORPORATION | | | | |
| | | | | |
Ticker: HK | Security ID: 40537Q209 | | |
Meeting Date: JAN 17, 2013 | Meeting Type: Special | | |
Record Date: DEC 10, 2012 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Conversion of Securities | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Adjourn Meeting | | For | For | Management |
| | | | | |
| | | | | |
HALCON RESOURCES CORPORATION | | | | |
| | | | | |
Ticker: HK | Security ID: 40537Q209 | | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | |
Record Date: MAR 28, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James L. Irish, III | | For | For | Management |
1.2 | Elect Director Daniel A. Rioux | | For | For | Management |
1.3 | Elect Director Stephen P. Smiley | | For | For | Management |
1.4 | Elect Director Floyd C. Wilson | | For | For | Management |
2 | Amend Omnibus Stock Plan | | For | Against | Management |
3 | Advisory Vote to Ratify Named | | For | For | Management |
| Executive Officers' Compensation | | | | |
4 | Advisory Vote on Say on Pay Frequency | | Three | One Year | Management |
| | | Years | | |
5 | Approve Amendment to Certificate of | | For | Against | Management |
| Incorporation to Adopt Delaware as the | | | | |
| Exclusive Forum for Certain Legal | | | | |
| Actions | | | |
6 | Ratify Auditors | For | For | Management |
HCA HOLDINGS, INC. | | | | |
| | | | | |
Ticker: HCA | Security ID: 40412C101 | | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: MAR 01, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard M. Bracken | | For | Withhold | Management |
1.2 | Elect Director R. Milton Johnson | | For | Withhold | Management |
1.3 | Elect Director John P. Connaughton | | For | Withhold | Management |
1.4 | Elect Director Kenneth W. Freeman | | For | Withhold | Management |
1.5 | Elect Director Thomas F. Frist, III | | For | Withhold | Management |
1.6 | Elect Director William R. Frist | | For | Withhold | Management |
1.7 | Elect Director Christopher R. Gordon | | For | Withhold | Management |
1.8 | Elect Director Jay O. Light | | For | For | Management |
1.9 | Elect Director Geoffrey G. Meyers | | For | For | Management |
1.10 | Elect Director Michael W. Michelson | | For | Withhold | Management |
1.11 | Elect Director James C. Momtazee | | For | Withhold | Management |
1.12 | Elect Director Stephen G. Pagliuca | | For | Withhold | Management |
1.13 | Elect Director Wayne J. Riley | | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named | | For | For | Management |
| Executive Officers' Compensation | | | | |
HOST HOTELS & RESORTS, INC. | | | | |
| | | | | |
Ticker: HST | Security ID: 44107P104 | | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | |
Record Date: MAR 20, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Sheila C. Bair | | For | For | Management |
1.2 | Elect Director Robert M. Baylis | | For | For | Management |
1.3 | Elect Director Terence C. Golden | | For | For | Management |
1.4 | Elect Director Ann M. Korologos | | For | For | Management |
1.5 | Elect Director Richard E. Marriott | | For | For | Management |
1.6 | Elect Director John B. Morse, Jr. | | For | For | Management |
1.7 | Elect Director Walter C. Rakowich | | For | For | Management |
1.8 | Elect Director Gordon H. Smith | | For | For | Management |
1.9 | Elect Director W. Edward Walter | | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named | | For | For | Management |
| Executive Officers' Compensation | | | | |
IRON MOUNTAIN INCORPORATED | | | | |
| | | | |
Ticker: IRM | Security ID: 462846106 | | |
Meeting Date: JUN 06, 2013 | Meeting Type: Annual | | |
Record Date: APR 12, 2013 | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Ted R. Antenucci | | For | For | Management |
1b | Elect Director Clarke H. Bailey | | For | For | Management |
1c | Elect Director Kent P. Dauten | | For | For | Management |
1d | Elect Director Paul F. Deninger | | For | For | Management |
1e | Elect Director Per-Kristian Halvorsen | | For | For | Management |
1f | Elect Director Michael W. Lamach | | For | For | Management |
1g | Elect Director Arthur D. Little | | For | For | Management |
1h | Elect Director William L. Meaney | | For | For | Management |
1i | Elect Director Vincent J. Ryan | | For | For | Management |
1j | Elect Director Laurie A. Tucker | | For | For | Management |
1k | Elect Director Alfred J. Verrecchia | | For | For | Management |
2 | Approve Qualified Employee Stock | | For | For | Management |
| Purchase Plan | | | | |
3 | Advisory Vote to Ratify Named | | For | For | Management |
| Executive Officers' Compensation | | | | |
4 | Ratify Auditors | | For | For | Management |
LIBERTY INTERACTIVE CORPORATION | | | |
| | | | | |
Ticker: LINTA | Security ID: 53071M104 | | |
Meeting Date: AUG 08, 2012 | Meeting Type: Annual | | |
Record Date: JUN 25, 2012 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Authorize a New Class of Common Stock | For | Against | Management |
2 | Adjourn Meeting | | For | Against | Management |
3.1 | Elect Director Michael A. George | For | For | Management |
3.2 | Elect Director Gregory B. Maffei | For | For | Management |
3.3 | Elect Director M. Lavoy Robison | For | For | Management |
4 | Ratify Auditors | | For | For | Management |
LIBERTY INTERACTIVE CORPORATION | | | |
| | | | | |
Ticker: LINTA | Security ID: 53071M104 | | |
Meeting Date: JUN 04, 2013 | Meeting Type: Annual | | |
Record Date: APR 10, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John C. Malone | For | For | Management |
1.2 | Elect Director M. Ian G. Gilchrist | For | Withhold | Management |
1.3 | Elect Director Andrea L. Wong | For | Withhold | Management |
2 | Approve Omnibus Stock Plan | For | Against | Management |
3 | Ratify Auditors | | For | For | Management |
LIBERTY INTERACTIVE CORPORATION | | | |
| | | |
Ticker: LINTA | Security ID: 53071M880 | | |
Meeting Date: JUN 04, 2013 | Meeting Type: Annual | | |
Record Date: APR 10, 2013 | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John C. Malone | | For | For | Management |
1.2 | Elect Director M. Ian G. Gilchrist | | For | Withhold | Management |
1.3 | Elect Director Andrea L. Wong | | For | Withhold | Management |
2 | Approve Omnibus Stock Plan | | For | Against | Management |
3 | Ratify Auditors | | For | For | Management |
LIBERTY MEDIA CORPORATION | | | | |
| | | | | |
Ticker: LMCA | Security ID: 530322106 | | |
Meeting Date: AUG 08, 2012 | Meeting Type: Annual | | |
Record Date: JUN 25, 2012 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Donne F. Fisher | For | For | Management |
1.2 | Elect Director Gregory B. Maffei | For | For | Management |
1.3 | Elect Director Andrea L. Wong | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management |
| | | Years | | |
4 | Approve Omnibus Stock Plan | For | Against | Management |
5 | Approve Non-Employee Director Omnibus | For | Against | Management |
| Stock Plan | | | | |
6 | Ratify Auditors | | For | For | Management |
LIBERTY MEDIA CORPORATION | | | | |
| | | | | |
Ticker: LMCA | Security ID: 531229102 | | |
Meeting Date: JUN 04, 2013 | Meeting Type: Annual | | |
Record Date: APR 10, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John C. Malone | For | For | Management |
1.2 | Elect Director Robert R. Bennett | For | For | Management |
1.3 | Elect Director M. Ian G. Gilchrist | For | Withhold | Management |
2 | Approve Omnibus Stock Plan | For | Against | Management |
3 | Approve Non-Employee Director Omnibus | For | Against | Management |
| Stock Plan | | | | |
4 | Ratify Auditors | | For | For | Management |
LIONS GATE ENTERTAINMENT CORP. | | | |
| | | | | |
Ticker: LGF | Security ID: 535919203 | | |
Meeting Date: SEP 11, 2012 | Meeting Type: Annual/Special | |
Record Date: JUL 23, 2012 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Norman Bacal | For | For | Management |
1.2 | Elect Director Michael Burns | For | For | Management |
1.3 | Elect Director Arthur Evrensel | For | Withhold | Management |
1.4 | Elect Director Jon Feltheimer | For | For | Management |
1.5 | Elect Director Frank Giustra | For | Withhold | Management |
1.6 | Elect Director Morley Koffman | For | For | Management |
1.7 | Elect Director Harald Ludwig | For | For | Management |
1.8 | Elect Director G. Scott Paterson | For | For | Management |
1.9 | Elect Director Mark H. Rachesky | For | For | Management |
1.10 | Elect Director Daryl Simm | For | For | Management |
1.11 | Elect Director Hardwick Simmons | For | For | Management |
1.12 | Elect Director Phyllis Yaffe | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Other Business | For | Against | Management |
MYLAN INC. | | | | |
| | | | | |
Ticker: MYL | Security ID: 628530107 | | |
Meeting Date: MAY 24, 2013 | Meeting Type: Annual | | |
Record Date: MAR 22, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Heather Bresch | | For | For | Management |
1.2 | Elect Director Wendy Cameron | | For | For | Management |
1.3 | Elect Director Robert J. Cindrich | | For | For | Management |
1.4 | Elect Director Robert J. Coury | | For | For | Management |
1.5 | Elect Director Neil Dimick | | For | For | Management |
1.6 | Elect Director Melina Higgins | | For | For | Management |
1.7 | Elect Director Douglas J. Leech | | For | For | Management |
1.8 | Elect Director Rajiv Malik | | For | For | Management |
1.9 | Elect Director Joseph C. Maroon | | For | For | Management |
1.10 | Elect Director Mark W. Parrish | | For | For | Management |
1.11 | Elect Director Rodney L. Piatt | | For | For | Management |
1.12 | Elect Director C.B. Todd | | For | For | Management |
1.13 | Elect Director Randall L. (Pete) | | For | For | Management |
| Vanderveen | | | | |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named | | For | Against | Management |
| Executive Officers' Compensation | | | | |
4 | Require Independent Board Chairman | | Against | For | Shareholder |
| | | | | |
NATIONAL CINEMEDIA, INC. | | | | |
| | | | | |
Ticker: NCMI | Security ID: 635309107 | | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | |
Record Date: MAR 12, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Amy E. Miles | For | For | Management |
1.2 | Elect Director Lee Roy Mitchell | For | For | Management |
1.3 | Elect Director Craig R. Ramsey | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Ratify Auditors | For | For | Management |
6 | Require a Majority Vote for the | Against | For | Shareholder |
| Election of Directors | | | |
NIELSEN HOLDINGS N.V. | | | | |
| | | | | |
Ticker: NLSN | Security ID: N63218106 | | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | |
Record Date: APR 09, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Adopt Financial Statements and | | For | For | Management |
| Statutory Reports | | | | |
2 | Approve Discharge of Board of Directors For | For | Management |
3a | Elect Director David L. Calhoun | | For | Against | Management |
3b | Elect Director James A. Attwood, Jr. | | For | Against | Management |
3c | Elect Director Richard J. Bressler | | For | Against | Management |
3d | Elect Director Patrick Healy | | For | Against | Management |
3e | Elect Director Karen M. Hoguet | | For | For | Management |
3f | Elect Director James M. Kilts | | For | Against | Management |
3g | Elect Director Alexander Navab | | For | Against | Management |
3h | Elect Director Robert Pozen | | For | For | Management |
3i | Elect Director Vivek Ranadive | | For | Against | Management |
3j | Elect Director Robert Reid | | For | Against | Management |
3k | Elect Director Javier G. Teruel | | For | For | Management |
4 | Ratify Ernst & Young LLP as Auditors | | For | For | Management |
5 | Appoint Ernst and Young Accountants | | For | For | Management |
| LLP to Audit the Dutch Statutory | | | | |
| Annual Accounts | | | | |
6 | Amend Omnibus Stock Plan | | For | For | Management |
7 | Authorize Repurchase of Up to 10 | | For | For | Management |
| Percent of Issued Share Capital | | | | |
8 | Advisory Vote to Approve Remuneration | | For | For | Management |
| of Executives | | | | |
NXP SEMICONDUCTORS NV | | | | |
| | | | | |
Ticker: NXPI | Security ID: N6596X109 | | |
Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | |
Record Date: MAY 02, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | | None | None | Management |
2a | Adopt Financial Statements and | For | For | Management |
| Statutory Reports | | | | |
2b | Receive Explanation on Company's | None | None | Management |
| Reserves and Dividend Policy | | | |
2c | Approve Discharge of Board of Directors For | For | Management |
3a | Elect R.L. Clemmer as Director | For | For | Management |
3b | Elect Peter Bonfield as Director | For | For | Management |
3c | Elect J.P. Huth as Director | For | Against | Management |
3d | Elect E. Durban as Director | For | Against | Management |
3e | Elect K.A. Goldman as Director | For | For | Management |
3f | Elect J. Kaeser as Director | For | For | Management |
3g | Elect I. Loring as Director | For | Against | Management |
3h | Elect M. Plantevin as Director | For | Against | Management |
3i | Elect V. Bhatia as Director | For | For | Management |
3j | Elect R. MacKenzie as Director | For | Against | Management |
3k | Elect Jean-Pierre Saad as Director | For | Against | Management |
4 | Authorize Repurchase of Up to 50 | For | Against | Management |
| Percent of Issued Share Capital | | | |
5 | Other Business (Non-Voting) | None | None | Management |
PVH CORP. | | | | |
| | | | | |
Ticker: PVH | Security ID: 693656100 | | |
Meeting Date: JUN 20, 2013 | Meeting Type: Annual | | |
Record Date: APR 23, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mary Baglivo | | For | For | Management |
1.2 | Elect Director Emanuel Chirico | | For | For | Management |
1.3 | Elect Director Juan R. Figuereo | | For | For | Management |
1.4 | Elect Director Joseph B. Fuller | | For | For | Management |
1.5 | Elect Director Fred Gehring | | For | For | Management |
1.6 | Elect Director Margaret L. Jenkins | | For | For | Management |
1.7 | Elect Director Bruce Maggin | | For | For | Management |
1.8 | Elect Director V. James Marino | | For | For | Management |
1.9 | Elect Director Helen McCluskey | | For | For | Management |
1.10 | Elect Director Henry Nasella | | For | For | Management |
1.11 | Elect Director Rita M. Rodriguez | | For | For | Management |
1.12 | Elect Director Craig Rydin | | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | | For | For | Management |
4 | Advisory Vote to Ratify Named | | For | For | Management |
| Executive Officers' Compensation | | | | |
5 | Ratify Auditors | | For | For | Management |
REGAL ENTERTAINMENT GROUP | | | | |
| | | | | |
Ticker: RGC | Security ID: 758766109 | | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | |
Record Date: MAR 13, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas D. Bell, Jr. | For | For | Management |
1.2 | Elect Director David H. Keyte | For | For | Management |
1.3 | Elect Director Amy E. Miles | For | For | Management |
1.4 | Elect Director Lee M. Thomas | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Amend Bundled Compensation Plans | For | For | Management |
4 | Ratify Auditors | | For | For | Management |
REPUBLIC SERVICES, INC. | | | | |
| | | | | |
Ticker: RSG | Security ID: 760759100 | | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | |
Record Date: MAR 12, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James W. Crownover | | For | For | Management |
1b | Elect Director William J. Flynn | | For | For | Management |
1c | Elect Director Michael Larson | | For | For | Management |
1d | Elect Director Nolan Lehmann | | For | For | Management |
1e | Elect Director W. Lee Nutter | | For | For | Management |
1f | Elect Director Ramon A. Rodriguez | | For | For | Management |
1g | Elect Director Donald W. Slager | | For | For | Management |
1h | Elect Director Allan C. Sorensen | | For | For | Management |
1i | Elect Director John M. Trani | | For | For | Management |
1j | Elect Director Michael W. Wickham | | For | For | Management |
2 | Advisory Vote to Ratify Named | | For | For | Management |
| Executive Officers' Compensation | | | | |
3 | Ratify Auditors | | For | For | Management |
4 | Amend Omnibus Stock Plan | | For | For | Management |
5 | Adopt a Policy in which the Company | | Against | For | Shareholder |
| will not Make or Promise to Make Any | | | | |
| Death Benefit Payments to Senior | | | | |
| Executives | | | | |
6 | Report on Political Contributions | | Against | Against | Shareholder |
RYMAN HOSPITALITY PROPERTIES, INC. | | | | |
| | | | | |
Ticker: RHP | Security ID: 78377T107 | | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | |
Record Date: MAR 20, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael J. Bender | | For | Against | Management |
1.2 | Elect Director E. K. Gaylord, II | | For | For | Management |
1.3 | Elect Director Ralph Horn | | For | For | Management |
1.4 | Elect Director Ellen Levine | | For | For | Management |
1.5 | Elect Director Robert S. Prather, Jr. | | For | For | Management |
1.6 | Elect Director Colin V. Reed | | For | For | Management |
1.7 | Elect Director Michael D. Rose | | For | For | Management |
1.8 | Elect Director Michael I. Roth | | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named | | For | For | Management |
| Executive Officers' Compensation | | | | |
SEALED AIR CORPORATION | | | |
| | | | | |
Ticker: SEE | Security ID: 81211K100 | | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | |
Record Date: MAR 18, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Hank Brown | | For | For | Management |
2 | Elect Director Michael Chu | | For | For | Management |
3 | Elect Director Lawrence R. Codey | | For | For | Management |
4 | Elect Director Patrick Duff | | For | For | Management |
5 | Elect Director William V. Hickey | | For | For | Management |
6 | Elect Director Jacqueline B. Kosecoff | | For | For | Management |
7 | Elect Director Kenneth P. Manning | | For | For | Management |
8 | Elect Director William J. Marino | | For | For | Management |
9 | Elect Director Jerome A. Peribere | | For | For | Management |
10 | Elect Director Richard L. Wambold | | For | For | Management |
11 | Elect Director Jerry R. Whitaker | | For | For | Management |
12 | Amend Restricted Stock Plan | | For | For | Management |
13 | Amend Executive Incentive Bonus Plan | | For | For | Management |
14 | Advisory Vote to Ratify Named | | For | For | Management |
| Executive Officers' Compensation | | | | |
15 | Ratify Auditors | | For | For | Management |
SENSATA TECHNOLOGIES HOLDING N.V. | |
| | | | | |
Ticker: 9ST | Security ID: N7902X106 | | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | |
Record Date: APR 24, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Thomas Wroe, Jr. as Director | | For | For | Management |
1.2 | Elect Martha Sullivan as Director | | For | For | Management |
1.3 | Elect Lewis B. Campbell as Director | | For | For | Management |
1.4 | Elect Paul Edgerley as Director | | For | For | Management |
1.5 | Elect Michael J. Jacobson as Director | | For | For | Management |
1.6 | Elect John Lewis as Director | | For | For | Management |
1.7 | Elect Charles W. Peffer as Director | | For | For | Management |
1.8 | Elect Kirk P. Pond as Director | | For | For | Management |
1.9 | Elect Michael Ward as Director | | For | For | Management |
1.10 | Elect Stephen Zide as Director | | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | | For | For | Management |
3 | Approve Financial Statements and | | For | For | Management |
| Statutory Reports for Fiscal Year 2012 | | | | |
4 | Approve Discharge of Board | | For | For | Management |
5 | Approve Remuneration of Supervisory | | For | Against | Management |
| Board | | | | |
6 | Grant Board Authority to Repurchase | | For | For | Management |
| Shares | | | | |
7 | Amend Omnibus Stock Plan | | For | For | Management |
SERVICE CORPORATION INTERNATIONAL | | |
| | | | | |
Ticker: SCI | Security ID: 817565104 | | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | |
Record Date: MAR 12, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan R. Buckwalter | For | For | Management |
1.2 | Elect Director Victor L. Lund | For | For | Management |
1.3 | Elect Director John W. Mecom, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
SILGAN HOLDINGS INC. | |
| | | | | |
Ticker: SLGN | Security ID: 827048109 | | |
Meeting Date: JUN 03, 2013 | Meeting Type: Annual | | |
Record Date: APR 19, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director R. Philip Silver | For | Withhold | Management |
1.2 | Elect Director William C. Jennings | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
SPX CORPORATION | |
| | | | | |
Ticker: SPW | Security ID: 784635104 | | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | |
Record Date: MAR 11, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Terry S. Lisenby | For | For | Management |
1.2 | Elect Director David V. Singer | For | For | Management |
2 | Advisory Vote to Ratify Named | For | Against | Management |
| Executive Officers' Compensation | | | |
3 | Declassify the Board of Directors | For | For | Management |
4 | Ratify Auditors | | For | For | Management |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. | |
| | | | | |
Ticker: HOT | Security ID: 85590A401 | | |
Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | |
Record Date: APR 03, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frits van Paasschen | | For | For | Management |
1.2 | Elect Director Bruce W. Duncan | | For | For | Management |
1.3 | Elect Director Adam M. Aron | | For | For | Management |
1.4 | Elect Director Charlene Barshefsky | | For | For | Management |
1.5 | Elect Director Thomas E. Clarke | | For | For | Management |
1.6 | Elect Director Clayton C. Daley, Jr. | | For | For | Management |
1.7 | Elect Director Lizanne Galbreath | | For | For | Management |
1.8 | Elect Director Eric Hippeau | | For | For | Management |
1.9 | Elect Director Aylwin B. Lewis | | For | For | Management |
1.10 | Elect Director Stephen R. Quazzo | | For | For | Management |
1.11 | Elect Director Thomas O. Ryder | | For | For | Management |
2 | Advisory Vote to Ratify Named | | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
STARZ | | | | | |
| | | | | |
Ticker: STRZA | Security ID: 85571Q102 | | |
Meeting Date: JUN 06, 2013 | Meeting Type: Annual | | |
Record Date: APR 17, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gregory B. Maffei | | For | Withhold | Management |
1.2 | Elect Director Irving L. Azoff | | For | For | Management |
1.3 | Elect Director Susan M. Lyne | | For | For | Management |
2 | Advisory Vote to Ratify Named | | For | Against | Management |
| Executive Officers' Compensation | | | | |
3 | Advisory Vote on Say on Pay Frequency | | Three | One Year | Management |
| | | Years | | |
4 | Amend Charter to Recapitalize the | | For | For | Management |
| Company by Deleting Provisions | | | | |
| Relating to the Company's Capital and | | | | |
| Starz Tracking Stock Groups | | | | |
5 | Authorize a New Class of Common Stock | | For | For | Management |
6 | Reclassify Each Share of Each Series | | For | For | Management |
| of the Company's Existing Liberty | | | | |
| Capital Common Stock Into One Share of | | | | |
| the Corresponding Series of the | | | | |
| Company's Common Stock | | | | |
7 | Amend Charter to Make Certain | | For | For | Management |
| Conforming Changes that Will be | | | | |
| Necessary as a Result of the Charter | | | | |
| Proposals | | | | |
8 | Ratify Auditors | | For | For | Management |
STEWART ENTERPRISES, INC. | | | | |
| | | | | |
Ticker: STEI | Security ID: 860370105 | | |
Meeting Date: APR 18, 2013 | Meeting Type: Annual | | |
Record Date: FEB 19, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John B. Elstrott, Jr. | For | For | Management |
1.2 | Elect Director Thomas M. Kitchen | For | For | Management |
1.3 | Elect Director Alden J. McDonald, Jr. | For | For | Management |
1.4 | Elect Director Ronald H. Patron | For | For | Management |
1.5 | Elect Director Ashton J. Ryan, Jr. | For | For | Management |
1.6 | Elect Director John K. Saer, Jr. | For | For | Management |
1.7 | Elect Director Frank B. Stewart, Jr. | For | Withhold | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | | For | For | Management |
SUPERIOR ENERGY SERVICES, INC. | | |
| | | | | |
Ticker: SPN | Security ID: 868157108 | | |
Meeting Date: JUN 06, 2013 | Meeting Type: Annual | | |
Record Date: APR 19, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Harold J. Bouillion | | For | For | Management |
1.2 | Elect Director Enoch L. Dawkins | | For | For | Management |
1.3 | Elect Director David D. Dunlap | | For | For | Management |
1.4 | Elect Director James M. Funk | | For | For | Management |
1.5 | Elect Director Terence E. Hall | | For | For | Management |
1.6 | Elect Director Ernest E. 'Wyn' Howard, | | For | For | Management |
| III | | | | |
1.7 | Elect Director Peter D. Kinnear | | For | For | Management |
1.8 | Elect Director Michael M. McShane | | For | For | Management |
1.9 | Elect Director W. Matt Ralls | | For | For | Management |
1.10 | Elect Director Justin L. Sullivan | | For | For | Management |
2 | Advisory Vote to Ratify Named | | For | Against | Management |
| Executive Officers' Compensation | | | | |
3 | Approve Omnibus Stock Plan | | For | For | Management |
4 | Approve Qualified Employee Stock | | For | For | Management |
| Purchase Plan | | | | |
5 | Amend Stock Ownership Limitations | | For | For | Management |
6 | Ratify Auditors | | For | For | Management |
TELEFLEX INCORPORATED | | |
| | | | | |
Ticker: TFX | Security ID: 879369106 | | |
Meeting Date: MAY 03, 2013 | Meeting Type: Annual | | |
Record Date: MAR 04, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Patricia C. Barron | For | For | Management |
1b | Elect Director W. Kim Foster | For | For | Management |
1c | Elect Director Jeffrey A. Graves | For | For | Management |
1d | Elect Director James W. Zug | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | | For | For | Management |
THE COOPER COMPANIES, INC. | | | | |
| | | | | |
Ticker: COO | Security ID: 216648402 | | |
Meeting Date: MAR 21, 2013 | Meeting Type: Annual | | |
Record Date: JAN 25, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director A. Thomas Bender | For | For | Management |
1.2 | Elect Director Michael H. Kalkstein | For | For | Management |
1.3 | Elect Director Jody S. Lindell | For | For | Management |
1.4 | Elect Director Gary S. Petersmeyer | For | For | Management |
1.5 | Elect Director Donald Press | For | For | Management |
1.6 | Elect Director Steven Rosenberg | For | For | Management |
1.7 | Elect Director Allan E. Rubenstein | For | For | Management |
1.8 | Elect Director Robert S. Weiss | For | For | Management |
1.9 | Elect Director Stanley Zinberg | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
THE GEO GROUP, INC. | | | | |
| | | | | |
Ticker: GEO | Security ID: 36159R103 | | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | |
Record Date: MAR 14, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Clarence E. Anthony | For | For | Management |
1.2 | Elect Director Norman A. Carlson | For | For | Management |
1.3 | Elect Director Anne N. Foreman | For | For | Management |
1.4 | Elect Director Richard H. Glanton | For | For | Management |
1.5 | Elect Director Christopher C. Wheeler | For | For | Management |
1.6 | Elect Director George C. Zoley | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named | For | Against | Management |
| Executive Officers' Compensation | | | |
4 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
5 | Other Business | | For | Against | Management |
THE MANITOWOC COMPANY, INC. | | | | |
| | | | | |
Ticker: MTW | Security ID: 563571108 | | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | |
Record Date: FEB 28, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joan K. Chow | For | For | Management |
1.2 | Elect Director Kenneth W. Krueger | For | For | Management |
1.3 | Elect Director Robert C. Stift | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Adopt Majority Voting for Uncontested | For | For | Management |
| Election of Directors | | | | |
4 | Ratify Auditors | | For | For | Management |
5 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
TREEHOUSE FOODS, INC. | | | |
| | | | |
Ticker: THS | Security ID: 89469A104 | | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | |
Record Date: MAR 05, 2013 | | | | |
| | | | |
# Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George V. Bayly | | For | For | Management |
1.2 | Elect Director Diana S. Ferguson | For | For | Management |
1.3 | Elect Director Gary D. Smith | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
TW TELECOM INC. | | | |
| | | | | |
Ticker: TWTC | Security ID: 87311L104 | | |
Meeting Date: JUN 07, 2013 | Meeting Type: Annual | | |
Record Date: APR 10, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gregory J. Attorri | For | For | Management |
1.2 | Elect Director Spencer B. Hays | For | For | Management |
1.3 | Elect Director Larissa L. Herda | For | For | Management |
1.4 | Elect Director Kevin W. Mooney | For | For | Management |
1.5 | Elect Director Kirby G. Pickle | For | For | Management |
1.6 | Elect Director Roscoe C. Young, II | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Require Independent Board Chairman | Against | For | Shareholder |
UNITED RENTALS, INC. | | | | |
| | | | | |
Ticker: URI | Security ID: 911363109 | | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | |
Record Date: MAR 11, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jenne K. Britell | | For | For | Management |
1.2 | Elect Director Jose B. Alvarez | | For | For | Management |
1.3 | Elect Director Bobby J. Griffin | | For | For | Management |
1.4 | Elect Director Michael J. Kneeland | | For | For | Management |
1.5 | Elect Director Pierre E. Leroy | | For | For | Management |
1.6 | Elect Director Singleton B. McAllister | | For | For | Management |
1.7 | Elect Director Brian D. McAuley | | For | For | Management |
1.8 | Elect Director John S. McKinney | | For | For | Management |
1.9 | Elect Director James H. Ozanne | | For | For | Management |
1.10 | Elect Director Jason D. Papastavrou | | For | For | Management |
1.11 | Elect Director Filippo Passerini | | For | For | Management |
1.12 | Elect Director Donald C. Roof | | For | For | Management |
1.13 | Elect Director Keith Wimbush | | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named | | For | For | Management |
| Executive Officers' Compensation | | | | |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. |
Ticker: VRX | Security ID: 91911K102 | | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | |
Record Date: APR 03, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Ronald H. Farmer | | For | For | Management |
1b | Elect Director Robert A. Ingram | | For | For | Management |
1c | Elect Director Theo Melas-Kyriazi | | For | For | Management |
1d | Elect Director G. Mason Morfit | | For | For | Management |
1e | Elect Director Laurence E. Paul | | For | For | Management |
1f | Elect Director J. Michael Pearson | | For | For | Management |
1g | Elect Director Robert N. Power | | For | For | Management |
1h | Elect Director Norma A. Provencio | | For | For | Management |
1i | Elect Director Howard B. Schiller | | For | For | Management |
1j | Elect Director Lloyd M. Segal | | For | For | Management |
1k | Elect Director Katharine B. Stevenson | | For | For | Management |
2 | Advisory Vote on Executive | | For | For | Management |
| Compensation Approach | | | | |
3 | Ratify PricewaterhouseCoopers LLP as | | For | For | Management |
| Auditors | | | | |
4 | Approve Continuance of Company [CBCA | | For | Against | Management |
| to BCBCA] | | | | |
VIASAT, INC. | | | | |
| | | | | |
Ticker: VSAT | Security ID: 92552V100 | | |
Meeting Date: SEP 20, 2012 | Meeting Type: Annual | | |
Record Date: JUL 23, 2012 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert Johnson | For | For | Management |
1.2 | Elect Director John Stenbit | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Management |
WHITING PETROLEUM CORPORATION | | | |
| | | | | |
Ticker: WLL | Security ID: 966387102 | | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | |
Record Date: MAR 12, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas L. Aller | For | For | Management |
1.2 | Elect Director Michael B. Walen | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | | For | For | Management |
WOLVERINE WORLD WIDE, INC. | | | | |
| | | | | |
Ticker: WWW | Security ID: 978097103 | | |
Meeting Date: APR 18, 2013 | Meeting Type: Annual | | |
Record Date: MAR 01, 2013 | | | | |
| | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jeffrey M. Boromisa | For | For | Management |
1.2 | Elect Director David T. Kollat | For | For | Management |
1.3 | Elect Director Timothy J. O'Donovan | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Approve Omnibus Stock Plan | For | For | Management |
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AQUILA THREE PEAKS OPPORTUNTIY GROWTH FUND
/s/ Diana P. Herrmann
Diana P. Herrmann
President and Trustee
July 26, 2013
/s/ Joseph P. DiMaggio
Joseph P. DiMaggio
Chief Financial Officer and Treasurer
July 26, 2013